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Energy balance and canopy conductance for a cotton field under film
mulched drip irrigation in an arid region of northwestern China
Fuqiang Tian a , Pengju Yang a , Hongchang Hu a,∗ , Hui Liu b
a
Department of Hydraulic Engineering, State Key Laboratory of Hydroscience and Engineering, Tsinghua University, Beijing 100084, China
b
China Institute of Water Resources and Hydropower Research, A1 Fuxing Road D505, Beijing, 100038, China
a r t i c l e i n f o a b s t r a c t
Article history: Evapotranspiration (latent heat flux) is an important component of the water and energy balance in
Received 7 February 2016 agricultural ecosystems. Water and energy fluxes were measured for three years (2012–2014) by the
Received in revised form 27 June 2016 eddy covariance system at a cotton field under film-mulched drip irrigation in Xinjiang, an arid region
Accepted 28 June 2016
of northwestern China. This region produces over 50% of China’s cotton yield, and irrigation accounts for
Available online 10 July 2016
96.2% of the regional water consumption. The turbulent energy fluxes measured by the eddy covariance
accounted for approximately 60%–70% of the available energy. The latent energy (LE) comprised 86%–93%
Keywords:
of net radiation during the rapid growing season (June to early August); of this percentage range, 20%–30%
Drip irrigation
Energy partition
was induced by the higher sensible heat advection caused by agricultural irrigation. On the other hand,
Canopy conductance the sensible heat (H) decreased to very small values and even was negative in July and August, due to
Decoupling factor the increased evapotranspiration and growth of cotton leaves and thus the decline of surface tempera-
ture. The influence of canopy conductance on evapotranspiration showed a threshold effect. A positive
relationship between canopy conductance and the Priestley-Taylor coefficient was observed when the
canopy conductance was lower than 8 mm/s. Path analysis was used to quantify the direct and indirect
effects of meteorological factors (the net radiation Rn , wind speed Ws , air temperature Ta , and saturation
vapour pressure deficit (VPD) on LE and canopy conductance (Gc ). The variance of LE and Gc are both 0.15,
indicating that meteorology can explain 85% of LE andGc . On a weekly time scale, both Gc and LE were
significantly, directly, and positively affected by Rn and Ta and were significantly, directly, and negatively
affected by VPD.
© 2016 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.agwat.2016.06.029
0378-3774/© 2016 Elsevier B.V. All rights reserved.
F. Tian et al. / Agricultural Water Management 179 (2017) 110–121 111
2006). Understanding the mechanisms affecting evapotranspira- The texture of the soil is loam, consisting of 30% sand, 5% silt and
tion and energy balance at different temporal scales and under 65% loam (Yang et al., 2016).
various environmental conditions is crucial for the modelling of The experiments were conducted in a 3.48 ha area of the cot-
ecosystem production and water balance (Burba and Verma, 2005). ton (Gossypium hirsutum L.) field under drip irrigation with plastic
Additionally, in-depth studies of evapotranspiration and energy mulch. The cotton planting and drip irrigation tape employed a
balance in agricultural lands are of great importance for sustainable mode of “one film-one pipe-four rows”. The drip irrigation tape was
water resource management in arid areas. located beneath the middle of the film. Two rows of cotton were
A large body of studies have investigated the evapotranspiration distributed symmetrically on both sides of the tape. The film width
and energy balance of forest, wetland and agricultural ecosystems was 110 cm, and the inter-film zone width was 40 cm. The widths of
(Burba and Verma, 2005; Lei and Yang, 2010; Cammalleri et al., 3 cotton-row-spaces between 4 cotton rows were 20, 44, and 20 cm,
2013; Ding et al., 2013b; Jaksa and Sridhar, 2015). However, very respectively, and the cotton was planted in a uniform distribution
few studies have focused on cotton under drip and sprinkler irriga- with a spacing of 10 cm (Zhang et al., 2014b; Tian et al., 2016). The
tion (Howell et al., 2004; Farahani et al., 2008; Bezerra et al., 2012). growth season of cotton is from late April to mid-September. The
This study aims to improve our understanding of evapotranspira- total irrigation water amount of the experiment field was measured
tion and energy processes through micrometeorological and eddy using 8 water meters, and the irrigation depth was calculated by
covariance measurements in cotton (Gossypium hirsutum L.) fields dividing the measured irrigation water volumes by the total exper-
under film-mulched drip irrigation in the oases of the Kaidu-Kongqi imental area (3.48 ha). The irrigation amounts were approximately
River Basin (a source basin of the Tarim River). 540, 591, and 434 mm in 2012, 2013, and 2014, respectively, as
Field experiments were conducted in an experimental station in shown in Fig. 1.
the suburban area of Korla city, Xinjiang Uygur Autonomous Region
of China, from 2012 to 2014. The specific objectives of this study
2.2. Micrometeorological and eddy covariance measurements
are as follows: (i) to quantify the water/energy dynamics at diel and
seasonal scales in cotton fields under film-mulched drip irrigation,
Micrometeorological and eddy covariance (EC) measurements
(ii) to investigate the factors controlling evapotranspiration, and
were conducted between April 2012 and September 2014. The EC
(iii) to explore the influence of advection on evapotranspiration.
system and a micrometeorological tower were installed to col-
lect the data. The device placement and data processing programs
are described in detail in Zhang et al. (2014a). Daily energy was
2. Materials and methods measured using the EC system, which consisted of a 3D sonic
anemometer (CSAT3, Campbell Scientific Inc., Logan, UT, USA),
2.1. Experimental site a fast-response open-path infrared gas (H2 O and CO2 ) analyser
(EC150; Campbell Scientific Inc., Logan, UT, USA), and temperature
The study area is located in the Korla Oasis Eco-hydrology Exper- and humidity sensors (HMP155A; Vaisala Inc., Woburn, MA, USA).
imental Research station (86◦ 12 E, 41◦ 36 N), 22 km from Xiborni A net radiation sensor (LITF2; Kipp & Zonen, Delft, the Netherlands)
town of Korla city in the Xinjiang Uygur Autonomous Region, China was installed at the height of 2.25 m above the ground and oriented
(Zhang et al., 2014a,b,c). This location lies on the alluvial plain of the to the south (Zhang et al., 2014c; Yang et al., 2016). Models CSAT3
Kaidu-Kongqi River under the southern foot of Tianshan Mountain. and EC150 were used to measure vertical fluctuations in wind,
The average elevation is 897–902 m. The study area has a conti- temperature, and water vapour density at intervals of 0.1 s, and
nental desert climate with high temperature, scarce precipitation, the 10-min averages of temperature and humidity were calculated
and intense potential evapotranspiration. Field experiments were (Yang et al., 2016). The 90% of the source area of flux footprint was
conducted during three years (2012–2014). The average relative estimated using an approximate analytical footprint model devel-
humidity, net radiation and wind speed during the cotton growth oped by Hsieh et al. (2000) to estimate the 90% of the source area of
periods of 2012–2014 were 40%, 110 w/m2 and 1.90 m/s, respec- flux footprint. The distribution within the flux footprint area of the
tively. During the years 1990–2008, the mean annual precipitation dominant wind direction (southeast) for July and August is approx-
was 58.5 mm, the mean annual temperature was 12.4 ◦ C, and the imately 150 m. In a radius of 150 m around the flux tower, only a
mean annual accumulated temperature 10 ◦ C was 4100 ◦ C. The very small fraction of the ground surface (i.e., a field road) is cov-
mean annual sunshine duration was 3036 h, which is favourable for ered by trees, indicating that the measured fluxes were primarily
cotton growth. The depth of frozen soil was approximately 60 cm. contributed by the cotton field (Yang et al., 2016).
Fig. 1. Irrigation schedule applied in the experimental fields from 2012 to 2014.
112 F. Tian et al. / Agricultural Water Management 179 (2017) 110–121
Fig. 2. Dynamics of average weekly air temperature (Ta ), vapor pressure deficit (VPD) and Wind speed (Ws ).
Air temperature (Ta ), relative humility (RH), wind speed (u), pre- Aerodynamic conductance, Ga (m/s), was calculated by the
cipitation (P), net radiation (Rn ), latent heat flux (LE), sensitive heat Monteith-Unsworth equation (Zhu et al., 2014; Rodrigues et al.,
flux (H), irrigation amount and crop traits were measured during 2014), as follows:
the three consecutive years (Fig. 2).
The surface energy balance is expressed as follows: 1
Ga = (3)
Rn − G = H + LE Ws 1
(1) + 6.2
2
∗
2/3
∗
where Rn is the net radiation (W/m2 ), G is the ground heat flux
(W/m2 ), H is the sensible heat flux (W/m2 ), and LE is the latent heat Where Ws is the wind speed (m/s), and ∗ is the frictional velocity
flux (W/m2 ). Rn is measured by a net radiometer, G is measured by (m/s).
soil heat flux plates, and H and LE are measured by an EC system. The decoupling coefficient (), which is a measurement of the
degree of coupling between the ecosystem surface and the atmo-
2.3. Calculation of diagnostic parameters spheric boundary layer, was calculated according to Jarvis and
McNaughton (1986), as follows:
The canopy conductance [Gc (ms−1 )] was calculated by invert-
ing the Penman-Monteith equation (Zhu et al., 2014; Rodrigues +
et al., 2014) and reflects the control of the biosphere on LE. Its mean = Ga
(4)
+ 1+ Gc
value was obtained from the micrometeorological data and EC data
recorded between 11:00 and 17:00 (Beijing standard time):
LEGa The value of ranges from 0 to 1. Values approaching 0 indicate
Gc = (2) that the canopy is entirely coupled to the overlying atmosphere and
(Rn − G) + a Cp Ga VPD − LE ( + )
the LE is largely controlled by VPD, whereas values approaching 1
where Ga is the aerodynamic conductance (m/s), is the psychro- mean that LE is largely controlled by Rn (Zhou et al., 2010; Rodrigues
metric constant (kPa/ ◦ C), is the slope of the saturation vapour et al., 2014; Jia et al., 2016).
pressure curve (kPa/ ◦ C), a is the air density (kg/m3 ), Cp is the air The Priestley-Taylor coefficient was calculated as the ratio of LE
heat capacity at constant pressure (J/kgK), and VPD is the saturation to ETeq (equilibrium evaporation) (Priestley and Taylor, 1972; Lei
vapour pressure deficit (kPa). and Yang, 2010), and LE + H was substituted for Rn − G to avoid
F. Tian et al. / Agricultural Water Management 179 (2017) 110–121 113
the issue of energy balance misclosure (Barr et al., 2001; Zhu et al., daily and weekly time steps, LE + H accounts for approximately
2014): 61% and 72% of Rn − G, and the R2 values are 0.68 and 0.83. The
daily and average half-hour values for each month did not improve
ETeq = (Rn − G) (5) the energy balance closure (Rodrigues et al., 2014). The energy bal-
+
ance misclosure can be attributed to the film mulch used in the
LE field as well as to the energy interception in the rows. Our EC sys-
˛= (6)
+ LE + H tem was erected in a film-mulched drip irrigation cotton field. The
cotton was cropped in rows and film mulched, and both processes
where ˛ often exceeds 1 on well-watered croplands or wet ecosys-
intensified the misclosure. Our energy balance closure is consistent
tems, with a widely accepted value of 1.26. However, the value
with other studies conducted in cotton fields under mulched drip
is often below 1 in arid and semi-arid ecosystems (Wilson and
irrigation conditions (Bai et al., 2006; Zhou et al., 2012).
Baldocchi, 2000).
Fig. 3. Energy balance closure for latent plus sensible heat fluxes (H+LE) versus net radiation minus ground heat flux (Rn -G) during the three years (2012-2014) (a) half-hour
average values, (b) average daily values, (c) average weekly values, (d) half-hour average values for each month. The equation of best fit, coefficient of determination (R2 ),
and the numbers of samples are included in the regression.
3.3. Average diel trends in energy components and diagnostic June, July and August. The maximum value of LE in April is approx-
parameters imately 100 W/m2 , but it reaches 200 ∼ 300 W/m2 in June, July,
August and September. The LE is the dominant turbulent flux, which
The energy components and diagnostic parameters at the diel is ten times H. Our results agree with previous research in corn
scale are shown in Fig. 9(a-c). The maximum daily Rn is approxi- fields in Gansu Province of China (Ding et al., 2010), whereas the
mately 500 W/m2 in April, May and September, whereas it reaches research in the sub-alpine spruce forest underlying Qinghai-Tibet
900 W/m2 in June, July and August. The maximum of H in April is Plateau shows that H dominates the energy budget even during
approximately 300 W/m2 , but it decreases to below 100 W/m2 in
F. Tian et al. / Agricultural Water Management 179 (2017) 110–121 115
summer (Zhu et al., 2014). Irrigation supplies enough water for 3.4. Environmental and biological controls on evapotranspiration
evapotranspiration and thus increases LE.
The energy component and diagnostic parameter at the diel LE increases with Gc , but this relationship becomes invalid when
scale are shown in Fig. 9(d-f). Gc and LE drop at approximately 14:00 Gc ≥ 8 mm/s. Gc provides seasonal information on the biosphere’s
(BST). The restriction of Gc and LE at this time is obvious from June control over LE. There is a significant positive relationship between
to September. During the hot and sunny summer, the temperature ˛ and Gc when Gc is smaller than 8 mm/s (Fig. 10). The existence of
and illumination intensity are high at noon, causing the reduction a threshold Gc is consistent with the observations in winter wheat-
or even closure of stomata to prevent excessive water loss and summer maize rotation fields (15–20 mm/s) (Lei and Yang, 2010),
thus decreasing LE (Raschke, 1970; Hamerlynck and Knapp, 1996; maize fields (20 mm/s) (Ding et al., 2013b), maize-soybean rota-
Schymanski et al., 2013; Zhu et al., 2014). tion fields (10–15 mm/s) (Suyker and Verma, 2008), and grassland
The Priestley-Taylor coefficient shows a similar trend to LE on (12 mm/s) (Ryu et al., 2008). The value ˛ is larger than 1 on the diel
the weekly scale, but it shows an inverse trend on the daily scale. and daily scale, indicating no water limitations; the plastic mulch
The value of ˛ is minimum at 14:00 and reaches its maximum in and drip irrigation provide sufficient water.
the morning and evening. The equilibrium evapotranspiration has The value of ˛ is larger during the growth period, especially
its maximum at noon, resulting in the minimum value of ˛ at noon. during the midseason, which means that most available energy is
converted to latent heat (Lei and Yang, 2010; Ding et al., 2015b).
The sensible heat is negative during July and August because of
116 F. Tian et al. / Agricultural Water Management 179 (2017) 110–121
Fig. 7. Dynamics of latent heat flux (LE) and equilibrium evaporation (ETeq ) at weekly time step.
sensible heat advection. In arid/semiarid regions, the irrigation in the equilibrium evapotranspiration, which is significant in July and
oases induces an underlying spatial heterogeneity and thus leads August.
to the occurrence of sensible heat advection (Prueger et al., 1996). Path analysis was used to quantify the direct and indirect effects
The sensible heat can be used for evapotranspiration, raising the of meteorological factors (Rn , Ta , Ws and VPD) on LE and Gc (Table 1).
actual evapotranspiration above the equilibrium evapotranspira- The path diagram illustrates the effects of different parameters on
tion (Petrone et al., 2006). The experimental cotton field is located LE and Gc (Fig. 11). The statistical test showed the statistical signifi-
in an inland arid oasis in northwestern China. The surrounding area cant (p < 0.05) of the parameters on LE and Gc . The variance values of
is the desert, and the sensible heat advection is significant with LE and Gc are both 0.15, showing that meteorology can explain 85%
large-scale irrigation and incident energy. The drip irrigation is of LE and Gc . On the weekly time scale, Gc and LE are significantly,
approximately 500–600 mm/a, which leads to higher sensible heat directly, and positively affected by Rn and Ta , and they are signifi-
advection. The actual evapotranspiration is 20%-30% higher than cantly, directly, and negatively affected by VPD. The negative effect
F. Tian et al. / Agricultural Water Management 179 (2017) 110–121 117
Fig. 8. Dynamics of leaf area index (LAI) during the growth periods.
Fig. 9. Dynamics of energy components and diagnostic parameters at diel time step (Beijing standard Time).
of VPD on Gc is expected given the close coupling of the canopy (Giambelluca et al., 2009; Rodrigues et al., 2014) and from an irri-
and atmosphere and the importance of VPD to stomatal conduc- gated maize field (Ding et al., 2015a). The influence of VPD on Gc is
tance (Dalmagro et al., 2013; Rodrigues et al., 2014). This result is small when VPD is below 4.0 kPa (Agam et al., 2010). The indirect
consistent with the findings from a tropical savannah ecosystem effect of Rn on Gc and LE is smaller than the direct effect, while the
118 F. Tian et al. / Agricultural Water Management 179 (2017) 110–121
Table 1 4. Conclusion
Path Coefficients of the direct and indirect effects of average weekly net radiation
(Rn ), air temperature (Ta ), wind speed (Ws ) and vapor pressure deficit (VPD) on LE
and Gc. The water and energy fluxes were measured using eddy covari-
ance technology during the growth seasons of 2012–2014 in a
Variable LE Gc
cotton field under film-mulched drip irrigation in an arid region
Direct Indirect Direct Indirect in northwestern China. We analysed the seasonal variation of the
Rn 0.508 0.306 0.395 0.295 energy components, the average diel trends in energy components
Ta 0.700 −0.493 0.956 −0.959 and diagnostic parameters, and the environmental and biological
Ws −0.056 −0.107 0.013 −0.209 controls on evapotranspiration. The main findings are summarized
VPD −0.483 NA −0.940 NA as follows.
Variance 0.15 0.15
1) The value of LE/Rn was 0.86–0.93 during the rapid growing
season, and H decreased to very low, even negative values in July
and August. The high temperature and intense illumination at noon
restricted the cotton stomata, occurring frequently from June to
indirect and direct effects of Ta on Gc are similar. Furthermore, the September.
indirect effect of Ws on Gc is larger than the direct effect. The value
of Ws directly affects VPD and indirectly affects Gc .
F. Tian et al. / Agricultural Water Management 179 (2017) 110–121 119
Fig. 11. Path diagram that illustrates the direct/indirect effects of meteorology on LE and Gc.
120 F. Tian et al. / Agricultural Water Management 179 (2017) 110–121
2) During the planting and mature growth stages, 1 − ˝ was Hamerlynck, E., Knapp, A., 1996. Photosynthetic and stomatal responses to high
0.9 and 0.8, respectively, which shows the strong control of Gc temperature and light in two oaks at the western limit of their range. Tree
Physiol. 16 (6), 557–565.
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rium evapotranspiration was dominant, and radiation was the main partitioning and evapotranspiration over a double-cropping paddy field in
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