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LEGAL ETHICS ACJUCO 1

CANON 9: UNATHOURIZED Court a motion seeking clarification on the


PRACTICE OF LAW following questions: "(1) Does the resolution of
this Honorable Court dated July 30, 1990,
[G.R. Nos. 89591-96. January 24, 2000] prohibiting Atty. Javellana from appearing as
counsel refer only to Criminal Case No. 4262?
PEOPLE OF THE PHILIPPINES, petitioner,
(2) Is Atty. now (Judge) Deogracias del Rosario
vs. HON. BONIFACIO SANZ MACEDA,
still the custodian of Atty. Javellana? and (3)
Presiding Judge of Branch 12, Regional Trial
Since it appears that Atty. (now Judge) del
Court of Antique, and AVELINO T.
JAVELLANA, respondents. Rosario never really held and detained Atty.
Javellana as prisoner in his residence, is not
RESOLUTION Atty. Javellana considered an escapee or a
fugitive of justice for which warrant for his arrest
PARDO, J.:
should forthwith be issued?"[2] Mis spped
On September 8, 1999, we denied the Peoples
In a resolution dated June 18, 1997, we "noted"
motion seeking reconsideration of our August
the above motion.
13, 1990 decision in these cases. In said
resolution, we held that respondent Judge After we denied the motion for reconsideration
Bonifacio Sanz Maceda committed no grave on September 8, 1999, the trial court resumed
abuse of discretion in issuing the order of hearing Criminal Cases Nos. 3350-3355.
August 8, 1989 giving custody over private Earlier, on August 2, 1999, Rolando Mijares filed
respondent Avelino T. Javellana to the Clerk of with the Regional Trial Court, Branch 12, San
Court of the Regional Trial Court, Branch 12, Jose, Antique, a motion seeking the revocation
San Jose, Antique, Atty. Deogracias del of the trial courts custody order and the
Rosario, during the pendency of Criminal Cases imprisonment of private respondent Javellana in
Nos. 3350-3355. At that time, sufficient reason the provincial jail.
was shown why private respondent Javellana
On November 15, 1999, private respondent
should not be detained at the Antique Provincial
Javellana filed with the Supreme Court an
Jail. The trial courts order specifically provided
urgent motion seeking to clarify whether the
for private respondents detention at the
June 18, 1997 resolution finally terminated or
residence of Atty. del Rosario. However, private
resolved the motion for clarification filed by the
respondent was not to be allowed liberty to roam
State Prosecutor on April 7, 1997.
around but was to be held as detention prisoner
in said residence. Private respondent Javellana has been arrested
based on the filing of criminal cases against him.
This order of the trial court was not strictly
By such arrest, he is deemed to be under the
complied with because private respondent was
custody of the law. The trial court gave Atty.
not detained in the residence of Atty. Del
Deogracias del Rosario the custody of private
Rosario. He went about his normal activities as
respondent Javellana with the obligation "to
if he were a free man, including engaging in the
hold and detain" him in Atty. del Rosarios
practice of law. Despite our resolution of July 30,
residence in his official capacity as the clerk of
1990 prohibiting private respondent to appear
court of the regional trial court. Hence, when
as counsel in Criminal Case No. 4262,[1] the
Atty. del Rosario was appointed judge, he
latter accepted cases and continued practicing
ceased to be the personal custodian of accused
law.
Javellana and the succeeding clerk of court
On April 7, 1997, Senior State Prosecutor must be deemed the custodian under the same
Henrick F. Guingoyon filed with the Supreme undertaking.
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In our mind, the perceived threats to private WHEREFORE, the August 8, 1989 order of the
respondent Javelanas life no longer exist. Thus, trial court is hereby SET ASIDE. All accused in
the trial courts order dated August 8, 1989 Criminal Cases Nos. 3350-3355, including
giving custody over him to the clerk of court Avelino T. Javellana and Arturo F. Pacificador
must be recalled, and he shall be detained at the are ordered detained at the Provincial Jail of
Provincial Jail of Antique at San Jose, Antique. Antique, San Jose, Antique, effective
immediately, and shall not be allowed to go out
Regarding his continued practice of law, as a
of the jail for any reason or guise, except upon
detention prisoner private respondent Javellana
prior written permission of the trial court for a
is not allowed to practice his profession as a
lawful purpose.
necessary consequence of his status as a
detention prisoner. The trial courts order was Let copies of this resolution be given to the
clear that private respondent "is not to be Provincial Director, PNP Antique Provincial
allowed liberty to roam around but is to be held Police Office, San Jose, Antique and to the
as a detention prisoner." The prohibition to Provincial Jail Warden, Provincial Jail of
practice law referred not only to Criminal Case Antique, San Jose, Antique.
No. 4262, but to all other cases as well, except
SO ORDERED.
in cases where private respondent would
appear in court to defend himself. Spped
As a matter of law, when a person indicted for
an offense is arrested, he is deemed placed
under the custody of the law. He is placed in
actual restraint of liberty in jail so that he may be
bound to answer for the commission of the
offense.[3] He must be detained in jail during the
pendency of the case against him, unless he is
authorized by the court to be released on bail or
on recognizance.[4] Let it be stressed that all
prisoners whether under preventive detention or
serving final sentence can not practice their
profession nor engage in any business or
occupation, or hold office, elective or appointive,
while in detention. This is a necessary
consequence of arrest and detention.
Consequently, all the accused in Criminal
Cases Nos. 3350-3355 must be confined in the
Provincial Jail of Antique.
Considering that the pendency of Criminal
Cases Nos. 3350-3355 has dragged on for more
than ten (10) years, the presiding judge of the
Regional Trial Court, Branch 12, San Jose,
Antique, is ordered to continue with the trial of
said criminal cases with all deliberate dispatch
and to avoid further delay.
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A.M. No. P-220 December 20, 1978 checked with time record he has submitted and
if he has any application for leave. He may try to
JULIO ZETA, complainant,
cure it by submitting application for leave but
vs. this should not be allowed as he has already
committed crime.
FELICISIMO MALINAO, respondent.
4 — VIOLATION OF EXECUTIVE ORDER AND
BARREDO, J.: CIVIL SERVICE LAW.-WE have reliable
Administrative complaint against Felicisimo information it is prohibited for a civil service
Malinao court interpreter of the Court of First employee to engage in private practice any
Instance of Catbalogan, Samar charging as profession or business without permission from
follows: the Department Head. Mr. Malinao we are sure
has not secured that permission because he
l — ILLEGALLY APPEARING IN COURT. — should not be allowed to practice as he is not an
MR. Malinao has been appearing in the attorney. If that were so, he violated that
municipal court of this town for parties like Executive Order and Civil Service Law and we
attorney when he is not an attorney. Reliable are urgently and earnestly requesting the
information also says he has been appearing in Commissioner of Civil Service to investigate him
the municipal courts of Daram, Zumarraga, on this. If warranted he should be given the
Talalora and even Sta. Rita. He is not corresponding penalty as dismissal because we
authorized to do so we believe. He makes it his believe he deserve it. (Page 2, Record.)
means of livelihood as he collects fees from his
clients. He competes with attorneys but does After respondent filed the following 3rd
not pay anything. We believe that his doing so indorsement relative to the above complaint:
should be stopped for a good government. Respectfully returned to the Honorable, the
These facts can be checked with records of Secretary of Justice, Manila, thru the Honorable
those municipal courts. District Judge, Court of First Instance, Branch I,
2 — GRAVE MISCONDUCT IN OFFICE. — Catbalogan, Samar, and thru the Honorable
Being employed in the Court of First Instance he Judicial Superintendent, Department of Justice,
would instigate persons, especially in his barrio Manila, the undersigned's reply to the preceding
to grab land rob or coerce. In fact he has cases endorsements, to wit: That the alleged letter-
in the municipal court in this town involving complaint of one Julio Zeta is not inclosed in the
himself and his men. He incite them telling them first indorsement, which absence has also been
not to be afraid as he is a court employee and noticed and noted on the right hand corner of
has influence over the judges. Those persons the said first indorsement by the Clerk of Court,
being ignorant would believe him and so would of this Court; that despite this absence, and
commit crimes. This act of Mr. Malinao is without waiving, however, his right to any
contrary to good order and peace as he is using pertinent provision of law, but for respect and
his supposed influences to urge persons to courtesy to a Superior, he hereby states that he
commit crimes. has not violated any rule or law, much less Sec.
12, Rule XVIII of the Civil Service Rules; that his
3 — CRIME OF FALSIFICATION. — participation for defendants' cause was
Information has it that he is unfaithfully filing his gratuitous as they could not engage the services
time record in the CFI. Even he has been out of counsel by reason of poverty and the
practicing in the municipal courts sometimes he absence of one in the locality, said assistance
would fill his time record as present. He receives has also checked the miscarriage of justice by
salary for those absent days. This can be
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the Presiding Municipal Judge, now resigned; versus Victor Payao, et al., for forcible entry on
that he is attaching herewith a carbon-original of December 15, 1962, January 26, 1963,
a pleading submitted by Atty. Simeon Quiachon February 18, 1963 and on March 1, 1963.
the attorney of record for the defendants in Civil
Judge Juanito Reyes declared that on March
Case No. 24, entitled 'Jose Kiskisan versus
27, 1969, the respondent appeared as counsel
Fidel Pacate, et al. for Forcible Entry, in the
for the defendant in civil case No. 318 of the
Municipal Court of Talalora, Samar, which is a
Municipal Court of Zumarraga entitled Restituto
'Motion To Withdraw Exhibits', as Annex 'A', as
Centino versus Jesus Tizon for forcible entry
part of this reply. (Page 5, Rec.)
and again on June 17, 1970 in the same case.
the Department of Justice that had jurisdiction
From the certification of the Clerk of this Court,
over the matter then, referred the said complaint
it appears that the respondent had the following
and answer to District Judge Segundo Zosa,
entries in his daily time record:
Court of First Instance, Catbalogan, Western
Samar, for investigation, report and 1. Was on leave from office on August 5, 1960
recommendation, and after due hearing, Judge and September 17, 1960;
Zosa submitted his report pertinent parts of
which read thus: 2. Was present in office on December l5, 1962;

Inspite of diligent efforts exerted by the Court to 3. Was present in office on January 26, 1963,
subpoena the complainant, Julio Zeta, who is and present also on February 18, 1963 but
said to be a resident of Zumarraga, Samar the undertime by 1 hour;
same had failed because the said Julio Zeta 4. Was on leave from office on March 1, 1963;
appears to be a fictitious person
5. Was on leave from office on March 27, 1969;
Inspite of the failure of the complainant to and
appear in the investigation in connection with his
complaint against Felicisimo Malinao, the Court 6. Was present in office on June 17, 1970 but
nevertheless proceeded to investigate the case undertime by 5 hours.
against him by calling Judge Restituto Duran of
Sta. Rita, Samar, Judge Juanito Reyes of
Zumarraga, Samar and Judge Miguel Avestruz Comparing the dates when the respondent
of Daram, Samar. appeared before the aforementioned Municipal
Courts with his daily time records, he made it
Judge Restituto Duran of Sta. Rita, Samar, appear that on December 15, 1962 and
declared that according to his docket books the February 18, 1963 he was present in his office
respondent appeared as counsel for Vicente although according to the testimony of Judge
Baculanlan in criminal case No. 1247 in the Miguel Avestruz he was before his Court on
Municipal Court of Sta. Rita, Samar, for grave December 15, 1962 as well as on February 18,
threats and in criminal case No. 1249 for the 1963. Again according to Judge Juanito Reyes
same accused and Romulo Villagracia for illegal the respondent appeared in his Court on June
possession of firearm on August 5, 1960 and on 17, 1970. The respondent again made it appear
September 17, 1970. in his daily time record that he was present with
Judge Miguel Avestruz of Daram, Samar, an undertime of five hours. The respondent did
declared that the respondent appeared as not offer any plausible explanation for this
counsel in civil case No. 39 in the Municipal irregularity.
Court of Daram, Samar, entitled Felix Versoza
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With respect to the crime of falsification of his true, carry the day for him, considering that in
daily time record as shown by the evidence, he appearing as counsel in court, he did so without
had made it appear that he was present in his permission from his superiors and, worse, he
office on December 15, 1962, February 18, falsified his time record of service to conceal his
1963 and June 17, 1970 when as a matter of absence from his office on the dates in question.
fact he was in the Municipal Court of Daram Indeed, the number of times that respondent
attending to a case entitled Felix Versoza acted as counsel under the above
versus Victor Payao, et al., for forcible entry as circumstances would indicate that he was doing
well as in the Municipal Court of Zumarraga it as a regular practice obviously for
attending to Civil Case No. 318 entitled considerations other than pure love of justice.
Restituto Centino versus Jesus Tizon for
In the premises, it is quite obvious that the
forcible entry. The Inquest Judge respectfully
offense committed by respondent is grave,
recommends that he be given stern warning and
hence it warrants a more drastic sanction than
severe reprimand for this irregularity.
that of reprimand recommended by Judge Zosa.
With respect to the fourth charge, for violation of We find no alternative than to separate him from
Section 12, Rule XVIII, Republic Act 2260, as the service, with the admonition that he desist
amended, again the evidence shows that from appearing in any court or investigative
respondent had been appearing as counsel in body wherein Only members of the bar are
the municipal courts of Sta. Rita, Daram and allowed to practice.
Zumarraga in violation of the rules of the Civil
WHEREFORE, respondent Felicisimo Malinao
Service Law. (Pp. 28-31, Record.)
is hereby ordered dismissed from his position as
We have carefully reviewed the record, and We interpreter in the Court of First Instance, CFI,
find the conclusions of fact of the Investigator to Zumarraga, Western Samar with prejudice to
be amply supported by the evidence, reemployment in the judicial branch of the
particularly the documents consisting of public government.
records and the declarations of the judges
before whom respondent had appeared. It is
clear to Us that respondent, apart from
appearing as counsel in various municipal
courts without prior permission of his superiors
in violation of civil service rules and regulations,
falsified his time record of service by making it
appear therein that he was present in his office
on occasions when in fact he was in the
municipal courts appearing as counsel, without
being a member of the bar, which, furthermore,
constitutes illegal practice of law. We, therefore,
adopt the above findings of fact of the
Investigator.
The defense of respondent that "his
participation (sic) for defendants' cause was
gratuitous as they could not engage the services
of counsel by reason of poverty and the
absence of one in the locality" cannot, even if
LEGAL ETHICS ACJUCO 6

ROGELIO A. TAN, NORMA TAN G.R. No. the morning and another for the parking incident
169517 and MALIYAWAO PAGAYOKAN, on the same date but which occurred at 1:00
oclock in the afternoon. Respondent insists that
Petitioners, - versus – BENEDICTO M.
the complaint-affidavit regarding the 1:00 oclock
BALAJADIA, Respondent
parking incident correctly alleged that he is a
March 14, 2006 businessman with office address at Room B-
204, 2/F Lopez Building, Session Road, Baguio
DECISION City.[7] However, the complaint-affidavit
YNARES-SANTIAGO, J.: regarding the 10:00 oclock parking incident,
which is the subject of the instant petition,
Before us is an original petition [1] for contempt erroneously referred to him as a practicing
filed by petitioners Rogelio Tan, Norma Tan and lawyer because Atty. Aquinos secretary copied
Maliyawao Pagayokan against respondent verbatim paragraph 5 of Atty. Aquinos
Benedicto Balajadia. complaint-affidavit. Hence, it was inadvertently
Petitioners allege that on May 8, 2005, alleged that respondent is a practicing lawyer
respondent filed a criminal case against them based in Baguio City with office address at
with the Office of the City of Prosecutor of Room B-207, 2/F Lopez Building, Session
Baguio City for usurpation of authority, grave Road, Baguio City, which statement referred to
coercion and violation of city tax ordinance due the person of Atty. Aquino and his law office
to the alleged illegal collection of parking fees by address.
petitioners from respondent. In paragraph 5 of Liza Laconsay, Atty. Aquinos secretary,
the complaint-affidavit, respondent asserted executed an affidavit[8] admitting the mistake in
that he is a practicing lawyer based in Baguio the preparation of the complaint-affidavit.
City with office address at Room B-207, 2/F Respondent alleged that he did not read the
Lopez Building, Session Road, Baguio City.[2] complaint-affidavit because he assumed that
However, certifications issued by the Office of the two complaint-affidavits contained the same
the Bar Confidant[3] and the Integrated Bar of allegations with respect to his occupation and
the Philippines[4] showed that respondent has office address. Respondent claims that he had
never been admitted to the Philippine Bar. no intention of misrepresenting himself as a
Hence, petitioners claim that respondent is practicing lawyer.
liable for indirect contempt for misrepresenting
himself as a lawyer. In their Reply,[9] petitioners reiterate that
respondent should be made liable for indirect
In his Comment,[5] respondent avers that the contempt for having made untruthful statements
allegation in paragraph 5 of the complaint- in the complaint-affidavit and that he cannot shift
affidavit that he is a practicing lawyer was an the blame to Atty. Aquinos secretary.
honest mistake. He claims that the secretary of
Atty. Paterno Aquino prepared the subject The sole issue for resolution is whether
complaint-affidavit which was patterned after respondent is liable for indirect contempt.
Atty. Aquinos complaint-affidavit.[6] It appears Section 3(e), Rule 71 of the Rules of Court
that Atty. Aquino had previously filed a provides:
complaint-affidavit against petitioners involving
the same subject matter. Section 3. Indirect contempt to be punished
after charge and hearing. After a charge in
Respondent claims that two complaint-affidavits writing has been filed, and an opportunity given
were drafted by the same secretary; one for the to the respondent to comment thereon within
May 5, 2005 parking incident at 10:00 oclock in
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such period as may be fixed by the court and to attorney;[13] manifesting before the court that
be heard by himself or counsel, a person guilty he will practice law despite being previously
of any of the following acts may be punished for denied admission to the bar;[14] or deliberately
indirect contempt: attempting to practice law and holding out
himself as an attorney through circulars with full
(e) Assuming to be an attorney or an officer of a
knowledge that he is not licensed to do so.
court, and acting as such without authority;
In the case at bar, no evidence was presented
In several cases,[10] we have ruled that the
to show that respondent acted as an attorney or
unauthorized practice of law by assuming to be
that he intended to practice law. Consequently,
an attorney and acting as such without authority
he cannot be made liable for indirect contempt
constitutes indirect contempt which is
considering his lack of intent to illegally practice
punishable by fine or imprisonment or both. The
law.
liability for the unauthorized practice of law
under Section 3(e), Rule 71 of the Rules of However, while the evidence on record failed to
Court is in the nature of criminal contempt and prove respondents deliberate intent to
the acts are punished because they are an misrepresent himself as an attorney and act as
affront to the dignity and authority of the court, such without authority, he is hereby warned to
and obstruct the orderly administration of be more careful and circumspect in his future
justice. In determining liability for criminal actions.
contempt, well-settled is the rule that intent is a
WHEREFORE, the petition is DISMISSED.
necessary element, and no one can be
Respondent is WARNED to be more careful and
punished unless the evidence makes it clear
circumspect in his future actions.
that he intended to commit it.[11]
SO ORDERED.
In the case at bar, a review of the records
supports respondents claim that he never
intended to project himself as a lawyer to the
public. It was a clear inadvertence on the part of
the secretary of Atty Aquino. The affidavit of Liza
Laconsay attesting to the circumstances that
gave rise to the mistake in the drafting of the
complaint-affidavit conforms to the
documentary evidence on record. Taken
together, these circumstances show that the
allegation in paragraph 5 of respondents
complaint-affidavit was, indeed, the result of
inadvertence.
Respondent has satisfactorily shown that the
allegation that he is a practicing lawyer was the
result of inadvertence and cannot, by itself,
establish intent as to make him liable for indirect
contempt. In the cases where we found a party
liable for the unauthorized practice of law, the
party was guilty of some overt act like signing
court pleadings on behalf of his client;[12]
appearing before court hearings as an
LEGAL ETHICS ACJUCO 8

[B. M. No. 1036. June 10, 2003] elections before the Municipal Board of Election
Canvassers (MBEC) of Mandaon, Masbate.
DONNA MARIE S. AGUIRRE, complainant,
Complainant further alleges that respondent
vs. EDWIN L. RANA, respondent.
filed with the MBEC a pleading dated 19 May
DECISION 2001 entitled Formal Objection to the Inclusion
in the Canvassing of Votes in Some Precincts
CARPIO, J.: for the Office of Vice-Mayor. In this pleading,
The Case respondent represented himself as counsel for
and in behalf of Vice Mayoralty Candidate,
Before one is admitted to the Philippine Bar, he George Bunan, and signed the pleading as
must possess the requisite moral integrity for counsel for George Bunan (Bunan).
membership in the legal profession. Possession
of moral integrity is of greater importance than On the charge of violation of law, complainant
possession of legal learning. The practice of law claims that respondent is a municipal
is a privilege bestowed only on the morally fit. A government employee, being a secretary of the
bar candidate who is morally unfit cannot Sangguniang Bayan of Mandaon, Masbate. As
practice law even if he passes the bar such, respondent is not allowed by law to act as
examinations. counsel for a client in any court or administrative
body.
The Facts
On the charge of grave misconduct and
Respondent Edwin L. Rana (respondent) was misrepresentation, complainant accuses
among those who passed the 2000 Bar respondent of acting as counsel for vice
Examinations. mayoralty candidate George Bunan (Bunan)
On 21 May 2001, one day before the scheduled without the latter engaging respondents
mass oath-taking of successful bar examinees services. Complainant claims that respondent
as members of the Philippine Bar, complainant filed the pleading as a ploy to prevent the
Donna Marie Aguirre (complainant) filed against proclamation of the winning vice mayoralty
respondent a Petition for Denial of Admission to candidate.
the Bar. Complainant charged respondent with On 22 May 2001, the Court issued a resolution
unauthorized practice of law, grave misconduct, allowing respondent to take the lawyers oath but
violation of law, and grave misrepresentation. disallowed him from signing the Roll of
The Court allowed respondent to take his oath Attorneys until he is cleared of the charges
as a member of the Bar during the scheduled against him. In the same resolution, the Court
oath-taking on 22 May 2001 at the Philippine required respondent to comment on the
International Convention Center. However, the complaint against him.
Court ruled that respondent could not sign the In his Comment, respondent admits that Bunan
Roll of Attorneys pending the resolution of the sought his specific assistance to represent him
charge against him. Thus, respondent took the before the MBEC. Respondent claims that he
lawyers oath on the scheduled date but has not decided to assist and advice Bunan, not as a
signed the Roll of Attorneys up to now. lawyer but as a person who knows the law.
Complainant charges respondent for Respondent admits signing the 19 May 2001
unauthorized practice of law and grave pleading that objected to the inclusion of certain
misconduct. Complainant alleges that votes in the canvassing. He explains, however,
respondent, while not yet a lawyer, appeared as that he did not sign the pleading as a lawyer or
counsel for a candidate in the May 2001
LEGAL ETHICS ACJUCO 9

represented himself as an attorney in the OBC likewise found that respondent appeared
pleading. in the MBEC proceedings even before he took
the lawyers oath on 22 May 2001. The OBC
On his employment as secretary of the
believes that respondents misconduct casts a
Sangguniang Bayan, respondent claims that he
serious doubt on his moral fitness to be a
submitted his resignation on 11 May 2001 which
member of the Bar. The OBC also believes that
was allegedly accepted on the same date. He
respondents unauthorized practice of law is a
submitted a copy of the Certification of Receipt
ground to deny his admission to the practice of
of Revocable Resignation dated 28 May 2001
law. The OBC therefore recommends that
signed by Vice-Mayor Napoleon Relox.
respondent be denied admission to the
Respondent further claims that the complaint is
Philippine Bar.
politically motivated considering that
complainant is the daughter of Silvestre Aguirre, On the other charges, OBC stated that
the losing candidate for mayor of Mandaon, complainant failed to cite a law which
Masbate. Respondent prays that the complaint respondent allegedly violated when he
be dismissed for lack of merit and that he be appeared as counsel for Bunan while he was a
allowed to sign the Roll of Attorneys. government employee. Respondent resigned
as secretary and his resignation was accepted.
On 22 June 2001, complainant filed her Reply to
Likewise, respondent was authorized by Bunan
respondents Comment and refuted the claim of
to represent him before the MBEC.
respondent that his appearance before the
MBEC was only to extend specific assistance to The Courts Ruling
Bunan. Complainant alleges that on 19 May
We agree with the findings and conclusions of
2001 Emily Estipona-Hao (Estipona-Hao) filed a
the OBC that respondent engaged in the
petition for proclamation as the winning
unauthorized practice of law and thus does not
candidate for mayor. Respondent signed as
deserve admission to the Philippine Bar.
counsel for Estipona-Hao in this petition. When
respondent appeared as counsel before the Respondent took his oath as lawyer on 22 May
MBEC, complainant questioned his appearance 2001. However, the records show that
on two grounds: (1) respondent had not taken respondent appeared as counsel for Bunan
his oath as a lawyer; and (2) he was an prior to 22 May 2001, before respondent took
employee of the government. the lawyers oath. In the pleading entitled Formal
Objection to the Inclusion in the Canvassing of
Respondent filed a Reply (Re: Reply to
Votes in Some Precincts for the Office of Vice-
Respondents Comment) reiterating his claim
Mayor dated 19 May 2001, respondent signed
that the instant administrative case is motivated
as counsel for George Bunan. In the first
mainly by political vendetta.
paragraph of the same pleading respondent
On 17 July 2001, the Court referred the case to stated that he was the (U)ndersigned Counsel
the Office of the Bar Confidant (OBC) for for, and in behalf of Vice Mayoralty Candidate,
evaluation, report and recommendation. GEORGE T. BUNAN. Bunan himself wrote the
MBEC on 14 May 2001 that he had authorized
OBCs Report and Recommendation
Atty. Edwin L. Rana as his counsel to represent
The OBC found that respondent indeed him before the MBEC and similar bodies.
appeared before the MBEC as counsel for
On 14 May 2001, mayoralty candidate Emily
Bunan in the May 2001 elections. The minutes
Estipona-Hao also retained respondent as her
of the MBEC proceedings show that respondent
counsel. On the same date, 14 May 2001, Erly
actively participated in the proceedings. The
LEGAL ETHICS ACJUCO 10

D. Hao informed the MBEC that Atty. Edwin L. legal procedure, knowledge, training and
Rana has been authorized by REFORMA LM- experience. To engage in the practice of law is
PPC as the legal counsel of the party and the to perform acts which are usually performed by
candidate of the said party. Respondent himself members of the legal profession. Generally, to
wrote the MBEC on 14 May 2001 that he was practice law is to render any kind of service
entering his appearance as counsel for which requires the use of legal knowledge or
Mayoralty Candidate Emily Estipona-Hao and skill.
for the REFORMA LM-PPC. On 19 May 2001,
Verily, respondent was engaged in the practice
respondent signed as counsel for Estipona-Hao
of law when he appeared in the proceedings
in the petition filed before the MBEC praying for
before the MBEC and filed various pleadings,
the proclamation of Estipona-Hao as the
without license to do so. Evidence clearly
winning candidate for mayor of Mandaon,
supports the charge of unauthorized practice of
Masbate.
law. Respondent called himself counsel
All these happened even before respondent knowing fully well that he was not a member of
took the lawyers oath. Clearly, respondent the Bar. Having held himself out as counsel
engaged in the practice of law without being a knowing that he had no authority to practice law,
member of the Philippine Bar. respondent has shown moral unfitness to be a
member of the Philippine Bar.[3]
In Philippine Lawyers Association v. Agrava,[1]
the Court elucidated that: The right to practice law is not a natural or
constitutional right but is a privilege. It is limited
The practice of law is not limited to the conduct
to persons of good moral character with special
of cases or litigation in court; it embraces the
qualifications duly ascertained and certified. The
preparation of pleadings and other papers
exercise of this privilege presupposes
incident to actions and special proceedings, the
possession of integrity, legal knowledge,
management of such actions and proceedings
educational attainment, and even public trust[4]
on behalf of clients before judges and courts,
since a lawyer is an officer of the court. A bar
and in addition, conveyancing. In general, all
candidate does not acquire the right to practice
advice to clients, and all action taken for them in
law simply by passing the bar examinations.
matters connected with the law, incorporation
The practice of law is a privilege that can be
services, assessment and condemnation
withheld even from one who has passed the bar
services contemplating an appearance before a
examinations, if the person seeking admission
judicial body, the foreclosure of a mortgage,
had practiced law without a license.[5]
enforcement of a creditor's claim in bankruptcy
and insolvency proceedings, and conducting The regulation of the practice of law is
proceedings in attachment, and in matters of unquestionably strict. In Beltran, Jr. v. Abad,[6]
estate and guardianship have been held to a candidate passed the bar examinations but
constitute law practice, as do the preparation had not taken his oath and signed the Roll of
and drafting of legal instruments, where the Attorneys. He was held in contempt of court for
work done involves the determination by the practicing law even before his admission to the
trained legal mind of the legal effect of facts and Bar. Under Section 3 (e) of Rule 71 of the Rules
conditions. (5 Am. Jur. p. 262, 263). (Italics of Court, a person who engages in the
supplied) x x x unauthorized practice of law is liable for indirect
contempt of court.[7]
In Cayetano v. Monsod,[2] the Court held that
practice of law means any activity, in or out of True, respondent here passed the 2000 Bar
court, which requires the application of law, Examinations and took the lawyers oath.
LEGAL ETHICS ACJUCO 11

However, it is the signing in the Roll of Attorneys


that finally makes one a full-fledged lawyer. The
fact that respondent passed the bar
examinations is immaterial. Passing the bar is
not the only qualification to become an attorney-
at-law.[8] Respondent should know that two
essential requisites for becoming a lawyer still
had to be performed, namely: his lawyers oath
to be administered by this Court and his
signature in the Roll of Attorneys.[9]
On the charge of violation of law, complainant
contends that the law does not allow respondent
to act as counsel for a private client in any court
or administrative body since respondent is the
secretary of the Sangguniang Bayan.
Respondent tendered his resignation as
secretary of the Sangguniang Bayan prior to the
acts complained of as constituting unauthorized
practice of law. In his letter dated 11 May 2001
addressed to Napoleon Relox, vice- mayor and
presiding officer of the Sangguniang Bayan,
respondent stated that he was resigning
effective upon your acceptance.[10] Vice-Mayor
Relox accepted respondents resignation
effective 11 May 2001.[11] Thus, the evidence
does not support the charge that respondent
acted as counsel for a client while serving as
secretary of the Sangguniang Bayan.
On the charge of grave misconduct and
misrepresentation, evidence shows that Bunan
indeed authorized respondent to represent him
as his counsel before the MBEC and similar
bodies. While there was no misrepresentation,
respondent nonetheless had no authority to
practice law.
WHEREFORE, respondent Edwin L. Rana is
DENIED admission to the Philippine Bar.
SO ORDERED.
LEGAL ETHICS ACJUCO 12

RUL2 9.02 NOT TO DIVIDE LEGAL FEES


A.C. No. 6317 August 31, 2006 The complaint was referred3 to the Integrated
Bar of the Philippines (IBP) for investigation,
LUZVIMINDA C. LIJAUCO, Complainant, vs.
report and recommendation. On September 21,
ATTY. ROGELIO P. TERRADO, Respondent.
2005, the Investigating Commissioner
DECISION submitted his report finding respondent guilty of
violating Rules 1.01 and 9.02 of the Code of
YNARES-SANTIAGO, J.: Professional Responsibility which provide:
On February 13, 2004, an administrative Rule 1.01 – A lawyer shall not engage in
complaint1 was filed by complainant Luzviminda unlawful, dishonest, immoral or deceitful
C. Lijauco against respondent Atty. Rogelio P. conduct.
Terrado for gross misconduct, malpractice and
conduct unbecoming of an officer of the court Rule 9.02 – A lawyer shall not divide or stipulate
when he neglected a legal matter entrusted to to divide a fee for legal services with persons not
him despite receipt of payment representing licensed to practice law, except:
attorney’s fees.
a) Where there is a pre-existing agreement with
According to the complainant, she engaged the a partner or associate that, upon the latter’s
services of respondent sometime in January death, money shall be paid over a reasonable
2001 for P70,000.00 to assist in recovering her period of time to his estate or to the persons
deposit with Planters Development Bank, specified in the agreement; or
Buendia, Makati branch in the amount of
b) Where a lawyer undertakes to complete
P180,000.00 and the release of her foreclosed
unfinished legal business of a deceased lawyer;
house and lot located in Calamba, Laguna. The
or
property identified as Lot No. 408-C-2 and
registered as TCT No. T-402119 in the name of c) Where a lawyer or law firm includes non-
said bank is the subject of a petition for the lawyer employees in a retirement plan, even if
issuance of a writ of possession then pending the plan is based in whole or in part, on a profit-
before the Regional Trial Court of Binan, sharing arrangement.
Laguna, Branch 24 docketed as LRC Case No.
In finding the respondent guilty of violating
B-2610.
Rules 1.01 and 9.02 of the Code of Professional
Complainant alleged that respondent failed to Responsibility, the Investigating Commissioner
appear before the trial court in the hearing for opined that:
the issuance of the Writ of Possession and did
In disbarment proceedings, the burden of proof
not protect her interests in the Compromise
rests upon the complainant. To be made the
Agreement which she subsequently entered into
suspension or disbarment of a lawyer, the
to end LRC Case No. B-2610.2
charge against him must be established by
Respondent denied the accusations against convincing proof. The record must disclose as
him. He averred that the P70,000.00 he free from doubt a case which compels the
received from complainant was payment for exercise by the Supreme Court of its disciplinary
legal services for the recovery of the deposit powers. The dubious character of the act done
with Planters Development Bank and did not as well as of the motivation thereof must be
include LRC Case No. B-2610 pending before clearly demonstrated. x x x.
the Regional Trial Court of Biñan, Laguna.
LEGAL ETHICS ACJUCO 13

In the instant scenario, despite the strong it. Indeed, lawyers are expected to maintain at
protestation of respondent that the all times a high standard of legal proficiency and
Php70,000.00 legal fees is purely and solely for morality, including honesty, integrity and fair
the recovery of the Php180,000.00 savings dealing. They must perform their fourfold duty to
account of complainant subsequent acts and society, the legal profession, the courts and their
events say otherwise, to wit: clients, in accordance with the values and
norms of the legal profession as embodied in
1.) The Php70,000.00 legal fees for the recovery
the Code of Professional Responsibility.7
of a Php180,000.00 savings deposit is too high;
Lawyers are prohibited from engaging in
2.) Respondent actively acted as complainant’s
unlawful, dishonest, immoral or deceitful
lawyer to effectuate the compromise
conduct8 and are mandated to serve their
agreement.
clients with competence and diligence.9 They
By openly admitting he divided the shall not neglect a legal matter entrusted to
Php70,000.00 to other individuals as them, and this negligence in connection
commission/referral fees respondent violated therewith shall render them liable.10
Rule 9.02, Canon 9 of the Code of Professional
Respondent’s claim that the attorney’s fee
Responsibility which provides that a lawyer shall
pertains only to the recovery of complainant’s
not divide or stipulate to divide a fee for legal
savings deposit from Planter’s Development
services with persons not licensed to practice
Bank cannot be sustained. Records show that
law. Worst, by luring complainant to participate
he acted as complainant’s counsel in the
in a compromise agreement with a false and
drafting of the compromise agreement between
misleading assurance that complainant can still
the latter and the bank relative to LRC Case No.
recover after Three (3) years her foreclosed
B-2610. Respondent admitted that he explained
property respondent violated Rule 1.01, Canon
the contents of the agreement to complainant
1 of the Code of Professional Responsibility
before the latter affixed her signature. Moreover,
which says a lawyer shall not engage in
the Investigating Commissioner observed that
unlawful, dishonest, immoral or deceitful
the fee of P70,000.00 for legal assistance in the
conduct.4
recovery of the deposit amounting to
The Investigating Commissioner thus P180,000.00 is unreasonable. A lawyer shall
recommended: charge only fair and reasonable fees.11

WHEREFORE, finding respondent responsible Respondent’s disregard for his client’s interests
for aforestated violations to protect the public is evident in the iniquitous stipulations in the
and the legal profession from his kind, it is compromise agreement where the complainant
recommended that he be suspended for Six (6) conceded the validity of the foreclosure of her
months with a stern warning that similar acts in property; that the redemption period has already
the future will be severely dealt with.5 expired thus consolidating ownership in the
bank, and that she releases her claims against
The IBP Board of Governors adopted the it.12 As found by the Investigating
recommendation of the investigating Commissioner, complainant agreed to these
commissioner.6 concessions because respondent misled her to
We agree with the findings of the IBP. believe that she could still redeem the property
after three years from the foreclosure. The duty
The practice of law is a privilege bestowed on of a lawyer to safeguard his client’s interests
those who show that they possessed and commences from his retainer until his discharge
continue to possess the legal qualifications for
LEGAL ETHICS ACJUCO 14

from the case or the final disposition of the the legal matter; he must also give adequate
subject matter of litigation. Acceptance of attention to his legal work. Utmost fidelity is
money from a client establishes an attorney- demanded once counsel agrees to take the
client relationship and gives rise to the duty of cudgels for his client’s cause.18
fidelity to the client’s cause. The canons of the
In view of the foregoing, we find that suspension
legal profession require that once an attorney
from the practice of law for six months is
agrees to handle a case, he should undertake
warranted. In addition, he is directed to return to
the task with zeal, care and utmost devotion.13
complainant the amount he received by way of
Respondent’s admission14 that he divided the legal fees pursuant to existing jurisprudence.19
legal fees with two other people as a referral fee
WHEREFORE, Atty. Rogelio P. Terrado is
does not release him from liability. A lawyer
found GUILTY of violating Rules 1.01, 9.02,
shall not divide or stipulate to divide a fee for
18.02 and 20.01 of the Code of Professional
legal services with persons not licensed to
Responsibility. He is SUSPENDED from the
practice law, except in certain cases.15
practice of law for six (6) months effective from
Under Section 27, Rule 138 of the Rules of notice, and STERNLY WARNED that any
Court, a member of the Bar may be disbarred or similar infraction will be dealt with more
suspended on the following grounds: 1) deceit; severely. He is further ordered to RETURN,
2) malpractice, or other gross misconduct in within thirty (30) days from notice, the sum of
office; 3) grossly immoral conduct; 4) conviction P70,000.00 to complainant Luzviminda C.
of a crime involving moral turpitude; 5) violation Lijauco and to submit to this Court proof of his
of the lawyer’s oath; 6) willful disobedience to compliance within three (3) days therefrom.
any lawful order of a superior court; and 7)
Let copies of this Decision be entered in the
willfully appearing as an attorney for a party
record of respondent and served on the IBP, as
without authority.
well as on the Court Administrator who shall
In Santos v. Lazaro16 and Dalisay v. Mauricio, circulate it to all courts for their information and
Jr.,17 we held that Rule 18.03 of the Code of guidance.
Professional Responsibility is a basic postulate
SO ORDERED.
in legal ethics. When a lawyer takes a client’s
cause, he covenants that he will exercise due
diligence in protecting his rights. The failure to
exercise that degree of vigilance and attention
makes such lawyer unworthy of the trust
reposed in him by his client and makes him
answerable not just to his client but also to the
legal profession, the courts and society.
A lawyer should give adequate attention, care
and time to his client’s case. Once he agrees to
handle a case, he should undertake the task
with dedication and care. If he fails in this duty,
he is not true to his oath as a lawyer. Thus, a
lawyer should accept only as much cases as he
can efficiently handle in order to sufficiently
protect his clients’ interests. It is not enough that
a lawyer possesses the qualification to handle
LEGAL ETHICS ACJUCO 15

A.C. No. 7056 September 13, 2006 "On November 15, 1999, the Provincial
Adjudicator of Cavite (PARAD) rendered a
PLUS BUILDERS, INC. and EDGARDO C.
consolidated Decision in favor of
GARCIA, complainants,
petitioner/complainant [Plus Builders, Inc.], and
vs.
against [tenants/farmers]. x x x.
ATTY. ANASTACIO E. REVILLA,
JR., respondent. "[Tenants/farmers] filed several verified
pleadings as part of the records of DARAB
DECISION
cases above-mentioned alleging under oath
PANGANIBAN, CJ: that they were 'MAGSASAKANG
NAMUMUWISAN' or mere tenants of subject
By their oath and under the Code of properties, acknowledging the rights of the
Professional Responsibility, lawyers must registered owners at that time, even before the
uphold truth and justice above everything else, ownership and title were transferred to
even above their own and their client's interests. Petitioner/ Complainant Plus Builders, Inc. x x x.
They must be willing and able to stand for their
convictions against all odds; to carry on in spite "On Dec[ember] 17, 1999, counsel for
of seemingly insurmountable opposition; and to TENANTS/FARMERS who at that time was
be beacons for the weak, the oppressed and the Atty. Damian S. J. Vellaseca, filed a pro-forma
marginalized. For failing miserably to live by this Motion for Reconsideration and Manifestation x
oath and Code, respondent must be sanctioned. x x. As a result, PARAD did not give due course
to the same x x x.
The Case and the Facts
"On March 27, 2000, another counsel for
This administrative case originated from a TENANTS/FARMERS, by the name of Atty.
Verified Petition for Disbarment1 filed by Plus Willy G. Roxas, who represented himself as
Builders Inc. and Edgardo C. Garcia before the counsel for TENANTS/FARMERS, filed a
Integrated Bar of the Philippines (IBP). manifestation stating that he is representing
Complainants charged Atty. Anastacio E. TENANTS/FARMERS and alleged that they
Revilla, Jr. with committing a willful and were 'bona fide' members of the [Kalayaan
intentional falsehood before the court; misusing Development Cooperative] (KDC). Thereafter,
court procedure and processes to delay the he filed a Notice of Appeal on March 27, 2000
execution of a judgment; and collaborating with stating that they received the Decision on March
non-lawyers in the illegal practice of law. 14, 2000 and alleged that the Decision is
The material averments of the Complaint are as against the law and jurisprudence x x x.
follows:
"On May 31, 2001, Respondent Anastacio
"On April 7, 1999, Plus Builders Inc. filed before Revilla Jr., knowing that there was a monetary
the Provincial Adjudicator of Cavite (PARAD) of judgment by way of Disturbance Compensation
DAR, DARAB CASE NOS. R-402-027-99 up to granted to Tenants/Farmers, x x x filed a 'Motion
R-402-031-99, inclusive, against Leopoldo De for Leave of Court to Allow Correction of Caption
Guzman, Heirs of Bienvenido De Guzman, and Amendment of Judgment' (referring to the
Apolonio Ilas and Gloria Martirez Siongco, Heirs Decision of PARAD of Cavite dated November
of Faustino Siongco; Serafin Santarin, Benigno 15, 1999 x x x) with a prayer 'x x x to include the
Alvarez and Maria Esguerra, et al; hereinafter name of the KALAYAAN DEVELOPMENT
called [tenants/farmers] x x x. CORPORATION representing the following
respondents herein above stated in the caption
of [the] pleading.' Also, a Contract of
LEGAL ETHICS ACJUCO 16

Retainership dated April 4, 2001 was attached IMPLEMENTATION of the 15 November 1999
to the Motion x x x to make x x x KDC Decision of the provincial adjudicator.
represented by Respondent, [the] retained x x x
'SO ORDERED.'
'counsel on record' x x x.
"This incident was further elevated to the
"After realizing that his motion failed to give him
Supreme Court by Respondent x x x through a
beneficial monetary gain from the PARAD
Petition, but said Petition was dismissed with
judgment, a Petition for Preliminary Injunction
finality x x x.
with prayer for Issuance of Temporary
Restraining Order and to Quash Alias Writ of "Enraged by his defeat, Respondent x x x filed
Execution with Demolition plus Damages dated a verified "Action to Quiet Title" before the
July 18, 2001 was filed by Respondent x x x Regional Trial Court of Imus, Cavite praying for
before the DARAB Central Office, Quezon City, a Temporary Restraining Order (TRO), among
notwithstanding the fact that this instant case others, to deliberately and maliciously stop the
was appealed by another lawyer (Atty. Willy enforcement of the Decisions of the higher
Roxas). x x x. courts to implement the PARAD Decision dated
November 15, 1999. x x x.
"On the basis of this Petition, a Temporary
Restraining Order by the DARAB Central Office, xxx xxx xxx
Quezon City, was issued on July 25, 2001 and
an extension of or another Temporary "Respondent signed his pleading under a group
Restraining Order was issued dated August 24, of non-lawyers joining him in the practice of law
2001, as a result of the active participation of as [KDC] LEGAL SERVICES, LAW OFFICERS
Respondent x x x. AND ASSOCIATES which included KDC as law
partners in violation of the Rules on the practice
"Emboldened by the two (2) TRO's coming from of law with non-lawyers. As a matter of fact,
DARAB Central Office, Respondent x x x filed under the Retainership Contract submitted by
an Indirect Contempt case dated August 28, Respondent before the PARAD of Cavite, it was
2001 against Plus Builders Inc. and their Board specifically mentioned that legal fees were to be
of Directors, Edgardo Garcia and [its] counsel collected as counsel on record for the
Atty. Leopoldo S. Gonzalez before the same cooperative and respondent. Therefore, this
Office. x x x. contract was effectively used [for] unlawful
solicitation of clients in the practice of law with
"Sensing a series of orders against herein
non-lawyers, being the cooperative (KDC) to
Petitioners and considering, further, that the
become "counsel on record [sic] x x x.
DARAB Central Office refused to hear
arguments from Petitioners on the two (2) "On March 6, 2003, the Regional Trial Court of
questionable TRO's, Petitioners decided to Imus, Cavite quashed the earlier issued TRO
elevate the matter to the Court of Appeals by and dismissed the case on the ground of 'res
way of a Petition for Certiorari. A Decision was judicata' because the Court of Appeals ruled
rendered by the Court of Appeals on that, 'x x x the Decision of the Provincial
[December] 20, 2001 stating that: Adjudicator of DAR dated November 15, 1999
has already become final x x x' and that,
'WHEREFORE, the petition is GRANTED. The
prescription does not run against registered
assailed orders issued by the DARAB are
land. x x x."2
hereby declared NULL AND VOID for having
been issued without jurisdiction. Consequently, In his Answer3 dated March 29, 2004,
this Court sees no impediment for the respondent denied the charges against him. He
LEGAL ETHICS ACJUCO 17

averred that by filing the action to quiet title in "As new counsel of the said farmers x x x,
Civil Case No. 2763-03, he had merely wanted respondent has the complete discretion [of]
to protect the rights and interests of his clients. what legal strategy or cause of action to
According to him, they sincerely and honestly undertake on their behalf and the complainant
believed that their possession of the litigated and their counsel have no business or right to
land had already ripened into ownership. He interfere with or dictate [upon] the respondent
explained thus: on how to protect the rights and interests of said
farmers under the applicable law and
"Notwithstanding the claim of said farmers of
jurisprudence.
tenancy relationship with [the] previous owner in
the decisions of PARA[D], Court of Appeals and xxx xxx xxx
Supreme Court in the DISTURBANCE
"Respondent respectfully submits that he has
COMPENSATION CASES, (DARAB CASE NO.
not committed any illegal, unlawful, unjust,
R-402-025-99; R-402-026-99; R-402-027-99;
wrongful or immoral acts towards the
R-402-028-99; R-402-029-99; R-402-030-99;
complainant. Respondent, in good faith filed the
R-402-031-99) the said farmers, are not
aforesaid cases (Action to Quiet Title, RTC,
precluded, by any law or jurisprudence, from
Imus, Cavite, Branch 20; and Petition for
entertaining in good faith an opinion or belief
Issuance of Preliminary Injunction and TRO,
that they could legally be considered as owners
and Complaint before the Ombudsman), as a
of the subject-property precisely because of the
lawyer sworn to uphold justice and the law who
undisputed fact that they have been in
was the bounden duty to exert utmost efforts to
possession thereof in an open, continuous,
defend his client and protect his right, no matter
public, uninterrupted possession for more than
how guilty or evil he appears to be, especially if
fifty (50) years. x x x.
they are poor and uneducated like the said
"It was on the basis of [a] sincere and honest farmers."4
belief and opinion o[f] acquiring ownership of the
In a Reply5 dated April 12, 2004, complainants
land through prescription that the said farmers
emphasized that the nature of the possession of
had decided to pursue and file the Action to
the subject land by respondent's clients had
Quiet Title in Civil Case No. 2763-03, before the
already been settled in the case for disturbance
RTC of Imus, Cavite, Branch 20 x x x.
compensation. Complainants maintained that
xxx xxx xxx the PARAD Decision, which was sustained by
the Court of Appeals and the Supreme Court,
"It should be stressed that the decisions of the
clearly stated that these clients were mere
PARA[D], Court of Appeals and the Supreme
tenants of the land. Thus, adverse possession
Court in DARAB CASE No. R-402-025-99; R-
could not be claimed by respondent in good
402-026-99; R-402-027-99; R-402-028-99; R-
faith, especially when he had previously
402-029-99; R-402-030-99; R-402-031-99,
acknowledged the rights of complainants as
[i]ndisputably refer only to the fixing of
landowners.
disturbance compensations. They did not in any
way, involve [the] question of ownership of the On August 4, 2004, both parties appeared at a
subject property, which is the subject matter of hearing scheduled by Edmund T. Espina,
Civil Case No. 2763-03, (Action to Quiet Title), commissioner of the Integrated Bar of the
filed before the RTC of Imus, Cavite, Branch 20. Philippines-Commission on Bar Discipline (IBP-
CBD). During the hearing, the parties were
xxx xxx xxx
directed to submit their respective Memoranda.
LEGAL ETHICS ACJUCO 18

Report and Recommendation of the IBP- falsehood in court or from allowing the courts to
CBD be misled by any artifice.13Moreover, they are
obliged to observe the rules of procedure and
In his April 30, 2005 Report,6 Investigating
not to misuse them to defeat the ends of
Commissioner Espina found respondent guilty
justice.14
of violating the attorney's oath and the Code of
Professional Responsibility.7 Allegedly, Good faith, fairness and candor constitute the
respondent had "maliciously concealed the essence of membership in the legal
defeat of his clients in the case before the profession.15 Thus, while lawyers owe fidelity to
PARAD of Cavite and the higher courts,"8 in the cause of their client, they must never abuse
order to secure a temporary restraining order their right of recourse to the courts by arguing a
from the RTC of Imus, Cavite. As a result, he case that has repeatedly been rejected. Neither
was able to delay the execution of the provincial should they use their knowledge of the law as
adjudicator's Decision dated November 15, an instrument to harass a party or to misuse
1999. judicial processes. These acts constitute
serious transgression of their professional
Moreover, Commissioner Espina opined that
oath.16
the charge that respondent had been engaged
in the unlawful practice of law was neither In the present case, respondent claims good
satisfactorily explained nor specifically denied faith in pursuing the cause of his clients. The
by the latter. The failure of respondent to do so records show, however, that his course of legal
led to the presumption that the allegation was action was obviously a stratagem. It was meant
true. to delay unduly the execution of the provincial
adjudicator's Decision dated November 15,
Thus, his suspension from the practice of law for
1999.
two years was recommended by the
investigating commissioner. In Resolution No. It must be noted that when the Court of Appeals
XVII-2005-172,9 the board of governors of the and this Court upheld that Decision, respondent
IBP adopted the findings and recommendation resorted to a different forum to pursue his
of IBP Commissioner Espina. clients' lost cause. In the disturbance
compensation case, he represented his clients
The Resolution, together with the records of the
as tenants and acknowledged that
case, was transmitted to this Court for final
complainants were the owners of the subject
action,10 pursuant to Rule 139-B Section 12(b).
land. In the action to quiet title, however, he
The Court's Ruling conveniently repudiated his previous admission
by falsely alleging that his clients were adverse
We agree with the findings and possessors claiming bona fide ownership.
recommendation of the IBP board of governors. Consequently, he was able to obtain a
Administrative Liability of Respondent temporary restraining order preventing the
execution of the provincial adjudicator's
Lawyers are officers of the court, called upon to Decision.
assist in the administration of justice. They act
as vanguards of our legal system,11 protecting Clearly, he was shielding his clients from the
and upholding truth and the rule of law.12 They Order of execution. Contrary to his later claim of
are expected to act with honesty in all their ownership of the land, he cannot feign
dealings, especially with the courts. Verily, the ignorance of his previous admission of a
Code of Professional Responsibility enjoins tenancy relationship existing between his clients
lawyers from committing or consenting to any
LEGAL ETHICS ACJUCO 19

and complainants, as correctly observed by IBP lawyer's fidelity to his client must not be pursued
Commissioner Espina. at the expense of truth and the administration of
justice, and it must be done within the bounds of
The propensity of respondent for doublespeak
reason and common sense. A lawyer's
was also revealed in his declaration that his
responsibility to protect and advance the
clients were pauper litigants. His prayer for an
interests of his client does not warrant a course
exemption to pay court fees, on the ground that
of action propelled by ill motives and malicious
they did not have sufficient income,17was
intentions against the other party."20
granted by the trial court. Earlier, however, he
admitted that they had engaged the services of Moreover, we agree with the finding of IBP
his legal office for a fee of P20,000, in addition Commissioner Espina that the silence or failure
to P2,500 per appearance in court. Also, in the of respondent to challenge the allegation that he
action to quiet title, he even alleged that they allowed non-lawyers to engage in the
were willing to post a bond to answer for unauthorized practice of law may be deemed an
damages, in the event that the court ruled in admission of the truth of the accusation. We
favor of the defendants. These facts contravene note that complainants successfully
his claim that his clients could not afford to pay substantiated their claim that respondent, who
the appropriate court fees. held himself out as a law partner of the "KDC
Legal Services, Law Offices and Associates,"
In support of the cause of their clients, lawyers
was rendering legal services together with
have the duty to present every remedy or
persons not licensed to practice law. His silence
defense within the authority of the law. This
on this accusation is deemed an admission,
obligation, however, must never be at the
especially because he had every chance to
expense of truth and justice,18 as explained
deny it.21
in Choa v. Chiongson:19
Canon 9 and Rule 9.01 of the Code of
"While a lawyer owes absolute fidelity to the
Professional Responsibility provide thus:
cause of his client, full devotion to his genuine
interest, and warm zeal in the maintenance and "Canon 9 – A lawyer shall not directly or
defense of his rights, as well as the exertion of indirectly assist in the unauthorized practice of
his utmost learning and ability, he must do so law.
only within the bounds of the law. He must give
'Rule 9.01 – A lawyer shall not delegate to any
a candid and honest opinion on the merits and
unqualified person the performance of any task
probable results of his client's case with the end
which by law may only be performed by a
in view of promoting respect for the law and
member of the Bar in good standing.'"
legal processes, and counsel or maintain such
actions or proceedings only as appear to him to The significance of this professional norm was
be just, and such defenses only as he believes emphasized in Cambaliza v. Cristal-
to be honestly debatable under the law. He must 22
Tenorio, which we quote:
always remind himself of the oath he took upon
admission to the Bar that he 'will not wittingly or "The lawyer's duty to prevent, or at the very least
willingly promote or sue any groundless, false or not to assist in, the unauthorized practice of law
unlawful suit nor give aid nor consent to the is founded on public interest and policy. Public
same'; and that he 'will conduct [himself] as a policy requires that the practice of law be limited
lawyer according to the best of [his] knowledge to those individuals found duly qualified in
and discretion with all good fidelity as well to the education and character. The permissive right
courts as to [his] clients.' Needless to state, the conferred on the lawyer is an individual and
limited privilege subject to withdrawal if he fails
LEGAL ETHICS ACJUCO 20

to maintain proper standards of moral and


professional conduct. The purpose is to protect
the public, the court, the client, and the bar from
the incompetence or dishonesty of those
unlicensed to practice law and not subject to the
disciplinary control of the Court. It devolves
upon a lawyer to see that this purpose is
attained. Thus, the canons and ethics of the
profession enjoin him not to permit his
professional services or his name to be used in
aid of, or to make possible the unauthorized
practice of law by, any agency, personal or
corporate. And, the law makes it a misbehavior
on his part, subject to disciplinary action, to aid
a layman in the unauthorized practice of law."23
Respondent failed to live up to the exacting
standards expected of him as a vanguard of law
and justice. In line with jurisprudence, he is held
liable for gross misconduct and is suspended
from the practice of law. 24
WHEREFORE, Anastacio E. Revilla, Jr. is
hereby found guilty of gross misconduct and
is SUSPENDED for two years from the practice
of law, effective upon his receipt of this
Decision. He is warned that a repetition of the
same or similar acts will be dealt with more
severely.
Let copies of this Decision be entered in the
record of respondent as attorney and served on
the IBP, as well as on the court administrator
who shall circulate it to all courts for their
information and guidance.
SO ORDERED.
LEGAL ETHICS ACJUCO 21

DISBARMENT – DISCIPLINARY on his dishonored checks. Neither has he paid


PROCEEDINGS his indebtedness.[2]
[A.C. No. 5916. July 1, 2003]
SELWYN F. LAO, complainant, vs. ATTY. In his Answer[3] dated July 30, 2001, Atty.
ROBERT W. MEDEL, respondent. Medel reasons that because all of his proposals
to settle his obligation were rejected, he was
DECISION
unable to comply with his promise to pay
The deliberate failure to pay just debts and the complainant. Respondent maintains that the
issuance of worthless checks constitute gross Complaint did not constitute a valid ground for
misconduct, for which a lawyer may be disciplinary action because of the following:
sanctioned with one-year suspension from the
(a). Under Sec. 27, Rule 138 of the Rules, a
practice of law.
member of the Bar, may be disbarred or
The Case and the Facts suspended from his office as attorney by the
Supreme Court for any deceit, malpractice, or
This administrative case stems from a other gross misconduct in such office, grossly
Complaint-Affidavit[1] filed with the Integrated immoral conduct, or by reason of his conviction
Bar of the Philippines-Commission on Bar of a crime involving moral turpitude, or for any
Discipline (IBP-CBD) by Selwyn F. Lao. Atty. violation of the oath which he is required to take
Robert W. Medel was charged therein with before admission to practice, or for a wil[l]ful
dishonesty, grave misconduct and conduct disobedience of any lawful order of a superior
unbecoming an attorney. court, or for corruptly or wil[l]fully appearing as
The material averments of the Complaint are an attorney for a party to case without authority
summarized by the IBP-CBD in this wise: so to do. The practice of soliciting cases at law
for the purpose of gain, either personally or
The Complaint arose from the [respondents] through paid agents or brokers, constitutes
persistent refusal to make good on four (4) malpractice;
RCBC checks totaling [t]wenty [t]wo [t]housand
(P22,000.00) [p]esos. These dishonored checks (a.1). Applying the afore-cited legal provision to
were issued by defendant in replacement for the facts obtaining in the present case, it is clear
previous checks issued to the complainant. that the offense with which the respondent is
Based on the exchange of letters between the being charged by the complainant, is merely a
parties, it appears that [respondent], in a letter violation of Batas Pambansa Bilang 22 (B.P. 22,
dated June 19, 2001, had committed to forthwith for brevity), which is a special law, and is not
effect immediate settlement of my outstanding punishable under the Revised Penal Code
obligation of P22,000.00 with Engr. Lao, at the (RPC, for brevity). It is self-evident therefore,
earliest possible time, preferably, on or before that the offense is not in the same category as a
the end of June 2000. Again, in a letter dated violation of Article 315, paragraph 2, (d), RPC,
July 3, 2000, the [respondent] made a request which is issuing a post-dated check or a check
for a final extension of only ten (10) days from in payment of an obligation, with insufficient
June 30, 2000 (or not later than July 10, 2000), funds in the drawee bank, through false
within which to effect payment of P22,000.00 to pretenses or fraudulent acts, executed prior to
Engr. Lao. Needless to say, the initiation of this or simultaneously with the commission of the
present complaint proves that contrary to his fraud, which is a crime involving moral turpitude;
written promises, Atty. Medel never made good
LEGAL ETHICS ACJUCO 22

(b). If the respondent is to be disciplined by the until July 4, 2002 to settle the principal debt and
Supreme Court, under Sec. 27, Rule 138 of the to discuss the plan of payment for attorneys fees
Rules, for the issuance of a worthless check, in in the next hearing.
violation of B.P. 22, for payment of a pre-
On July 4, 2002, both parties appeared before
existing obligation to the complainant, then,
the IBP-CBD for their scheduled hearing. But,
verily, the said Rule 138, Sec. 27, would be a
while waiting for the case to be called,
cruel and an unjust law, which the Honorable
respondent suddenly insisted on leaving,
Supreme Court would not countenance;
supposedly to attend to a family emergency.
(c). A careful examination of the specific Complainants counsel objected and
grounds enumerated, for disbarment or Commissioner Cunanan, who was still
suspension of a member of the Bar, under Sec. conducting a hearing in another case, ordered
27 of Rule 138 of the Rules, clearly shows him to wait. He, however, retorted in a loud
beyond a shadow of doubt that the alleged voice, Its up to you, this is only disbarment, my
issuance of a worthless check, in violation of family is more important.[6] And, despite the
B.P. 22, is NOT one of the grounds for objection and the warning, he arrogantly left. He
disciplinary action against a member of the Bar, made no effort to comply with his undertaking to
to warrant his disbarment or suspension from settle his indebtedness before leaving.
his office as attorney, by the Supreme Court;
Report and Recommendation of the IBP
and
In his September 19, 2002 Report,[7]
(d). The issuance of a worthless check by a
Commissioner Cunanan found respondent
member of the Bar, in violation of B.P. 22, does
guilty of violating the attorneys oath and the
NOT constitute dishonest, immoral or deceitful
Code of Professional Responsibility. The former
conduct, under Canon 1 and Rule 1.01 of the
explained that, contrary to the latters claim,
Code of Professional Responsibility. This is
violation of BP 22 was a crime that involved
because, the door to the law profession swings
moral turpitude. Further, he observed that
on reluctant hinges. Stated otherwise, unless
[w]hile no criminal case may have been
there is a clear, palpable and unmitigated
instituted against [respondent], it is beyond cavil
immoral or deceitful conduct, of a member of the
that indeed, [the latter] committed not one (1)
Bar, in violation of his oath as an attorney, by
but four counts of violation of BP 22.[8] The
the mere issuance of a worthless check, in
refusal [by respondent] to pay his indebtedness,
violation of B.P. 22, the Supreme Court is
his broken promises, his arrogant attitude
inclined to give the said attorney, the benefit of
towards complainants counsel and the
the doubt.[4]
[commission sufficiently] warrant the imposition
On August 22, 2001, complainant submitted his of sanctions against him.[9] Thus, the
Reply.[5] Thereafter, IBP-CBD Commissioner investigating commissioner recommended that
Renato G. Cunanan, to whom the case was respondent be suspended from the practice of
assigned by the IBP for investigation and report, law.
scheduled the case for hearing on October 4,
In Resolution No. XV-2002-598,[10] the Board
2001. After several cancellations, the parties
of Governors of the IBP adopted the Report and
finally met on May 29, 2002. In that hearing,
Recommendation of Commissioner Cunanan
respondent acknowledged his obligation and
and resolved to suspend respondent from the
committed himself to pay a total of P42,000
practice of law for two years. The Resolution,
(P22,000 for his principal debt and P20,000 for
together with the records of the case, was
attorneys fees). Complainant agreed to give him
LEGAL ETHICS ACJUCO 23

transmitted to this Court for final action, debts without any intention of paying for them
pursuant to Rule 139-B Sec. 12(b). puts his moral character in serious doubt.
The Courts Ruling Verily, lawyers must at all times faithfully
perform their duties to society, to the bar, to the
We agree with the findings and
courts and to their clients. As part of those
recommendation of the IBP Board of Governors,
duties, they must promptly pay their financial
but reduce the period of suspension to one year.
obligations. Their conduct must always reflect
Administrative Liability of Respondent the values and norms of the legal profession as
embodied in the Code of Professional
Lawyers are instruments for the administration Responsibility. On these considerations, the
of justice. As vanguards of our legal system, Court may disbar or suspend lawyers for any
they are expected to maintain not only legal professional or private misconduct showing
proficiency but also a high standard of morality, them to be wanting in moral character, honesty,
honesty, integrity and fair dealing.[11] In so probity and good demeanor -- or to be unworthy
doing, the peoples faith and confidence in the to continue as officers of the Court.[12]
judicial system is ensured.
It is equally disturbing that respondent
In the present case, respondent has been remorselessly issued a series of worthless
brought to this Court for failure to pay his debts checks, unmindful of the deleterious effects of
and for issuing worthless checks as payment for such act to public interest and public order.[13]
his loan from complainant. While acknowledging
the fact that he issued several worthless checks, Canon 1 of the Code of Professional
he contends that such act constitutes neither a Responsibility mandates all members of the bar
violation of the Code of Professional to obey the laws of the land and promote respect
Responsibility; nor dishonest, immoral or for law. Rule 1.01 of the Code specifically
deceitful conduct. provides that [a] lawyer shall not engage in
unlawful, dishonest, immoral or deceitful
The defense proffered by respondent is conduct. In Co v. Bernardino,[14] the Court
untenable. It is evident from the records that he considered the issuance of worthless checks as
made several promises to pay his debt a violation of this Rule and an act constituting
promptly. However, he reneged on his gross misconduct. It explained thus:
obligation despite sufficient time afforded him.
Worse, he refused to recognize any wrongdoing The general rule is that a lawyer may not be
and transferred the blame to complainant, on suspended or disbarred, and the court may not
the contorted reasoning that the latter had ordinarily assume jurisdiction to discipline him
refused to accept the formers plan of payment. for misconduct in his non-professional or private
It must be pointed out that complainant had no capacity (In Re Pelaez, 44 Phil. 5569 [1923]).
obligation to accept it, considering respondents Where, however, the misconduct outside of the
previous failure to comply with earlier payment lawyer's professional dealings is so gross a
plans for the same debt. character as to show him morally unfit for the
office and unworthy of the privilege which his
Moreover, before the IBP-CBD, respondent had licenses and the law confer on him, the court
voluntarily committed himself to the payment of may be justified in suspending or removing him
his debts, yet failed again to fulfill his promise. from the office of attorney (In Re Sotto, 38 Phil.
That he had no real intention to settle them is 569 [1923]).
evident from his unremitting failed
commitments. His cavalier attitude in incurring
LEGAL ETHICS ACJUCO 24

The evidence on record clearly shows Ten years later, in Piatt v. Abordo where the
respondent's propensity to issue bad checks. erring lawyer was suspended for one year from
This gross misconduct on his part, though not the practice of law for attempting to engage in
related to his professional duties as a member an opium deal, Justice Malcolm reiterated that
of the bar, puts his moral character in serious an attorney may be removed not only for
doubt. The Commission, however, does not find malpractice and dishonesty in his profession,
him a hopeless case in the light of the fact that but also for gross misconduct not related to his
he eventually paid his obligation to the professional duties which show him to be an
complainant, albeit very much delayed. unfit and unworthy lawyer. The courts are not
curators of the morals of the bar. At the same
time the profession is not compelled to harbor
While it is true that there was no attorney-client all persons whatever their character, who are
relationship between complainant and fortunate enough to keep out of prison. As good
respondent as the transaction between them did character is an essential qualification for
not require the professional legal services of admission of an attorney to practice, when the
respondent, nevertheless respondent's abject attorney's character is bad in such respects as
conduct merits condemnation from this Court. to show that he is unsafe and unfit to be
entrusted with the powers of an attorney, the
As early as 1923, however, the Court laid down courts retain the power to discipline him x x x Of
in In Re Vicente Pelaez [44 Phil.567 (1923)] the all classes and professions, the lawyer is most
principle that it can exercise its power to sacredly bound to uphold the law x x x and to
discipline lawyers for causes which do not that doctrine we give our unqualified support."
involve the relationship of an attorney and client
x x x In disciplining the respondent, Mr. Justice We likewise take notice of the high-handed
Malcolm said: x x x As a general rule, a court will manner in which respondent dealt with
not assume jurisdiction to discipline one of its Commissioner Cunanan during the July 4, 2002
officers for misconduct alleged to have been hearing, when the former was expected to settle
committed in his private capacity. But this is a his obligation with complainant. We cannot
general rule with many exceptions x x x. The countenance the discourtesy of respondent. He
nature of the office, the trust relation which should be reminded that the IBP has disciplinary
exists between attorney and client, as well as authority over him by virtue of his membership
between court and attorney, and the statutory therein.[15]
rules prescribing the qualifications of attorneys,
Thus, it was imperative for him to respect the
uniformly require that an attorney shall be a
authority of the officer assigned to investigate
person of good moral character. If that
his case. Assuming that he had a very important
qualification is a condition precedent to a license
personal matter to attend to, he could have
or privilege to enter upon the practice of the law,
politely explained his predicament to the
it would seem to be equally essential during the
investigating commissioner and asked
continuance of the practice and the exercise of
permission to leave immediately. Unfortunately,
the privilege. So it is held that an attorney will be
the former showed dismal behavior by raising
removed not only for malpractice and
his voice and leaving without the consent of
dishonesty in his profession, but also for gross
complainant and the investigating
misconduct not connected with his professional
commissioner.
duties, which shows him to be unfit for the office
and unworthy of the privileges which his license We stress that membership in the legal
and the law confer upon him x x x. profession is a privilege.[16] It demands a high
LEGAL ETHICS ACJUCO 25

degree of good moral character, not only as a


condition precedent to admission, but also as a
continuing requirement for the practice of
law.[17] In this case, respondent fell short of the
exacting standards expected of him as a
guardian of law and justice.[18]
Accordingly, administrative sanction is
warranted by his gross misconduct. The IBP
Board of Governors recommended that he be
suspended from the practice of law for two
years. However, in line with Co v.
Bernardino,[19] Ducat Jr. v. Villalon Jr.[20] and
Saburnido v. Madroo[21] -- which also involved
gross misconduct of lawyers -- we find the
suspension of one year sufficient in this case.
WHEREFORE, Atty. Robert W. Medel is found
guilty of gross misconduct and is hereby
SUSPENDED for one year from the practice of
law, effective upon his receipt of this Decision.
He is warned that a repetition of the same or a
similar act will be dealt with more severely.
Let copies of this Decision be entered in the
record of respondent and served on the IBP, as
well as on the court administrator who shall
circulate it to all courts for their information and
guidance.
SO ORDERED.
LEGAL ETHICS ACJUCO 26

PURPOSE OF DISBARMENT/SUSPENSION he is already married;[10] the child borne by


complainant is not his, because the complainant
[A.C. No. 4921. March 6, 2003]
was seeing other men at the time they were
CARMELITA I. ZAGUIRRE, complainant, vs. having an affair.[11] He admits that he signed
ATTY. ALFREDO CASTILLO, respondent. the affidavit dated September 10, 1997 but
explains that he only did so to save complainant
DECISION from embarrassment. Also, he did not know at
PER CURIAM: the time that complainant was seeing other
men.[12]
Before this Court is a Petition for Disbarment
filed by Carmelita I. Zaguirre against Atty. After due hearing, the IBP Commission on Bar
Alfredo Castillo on the ground of Gross Immoral Discipline found Atty. Alfredo Castillo guilty of
Conduct. gross immoral conduct and recommends that he
be meted the penalty of indefinite suspension
The facts as borne by the records are as follows: from the practice of law.
Complainant and respondent met sometime in The Court agrees with the findings and
1996 when the two became officemates at the recommendation of the IBP.
National Bureau of Investigation (NBI).[1]
Respondent courted complainant and promised The Code of Professional Responsibility
to marry her while representing himself to be provides:
single.[2] Soon they had an intimate relationship Rule 1.01 - A lawyer shall not engage in
that started sometime in 1996 and lasted until unlawful, dishonest, immoral or deceitful
1997.[3] During their affair, respondent was conduct.
preparing for the bar examinations which he
passed. On May 10, 1997, he was admitted as CANON 7 - A lawyer shall at all times uphold the
a member of the Philippine Bar.[4] It was only integrity and dignity of the legal profession, and
around the first week of May 1997 that support the activities of the Integrated Bar.
complainant first learned that respondent was
Rule 7.03 - A lawyer shall not engage in conduct
already married when his wife went to her office
that adversely reflects on his fitness to practice
and confronted her about her relationship with
law, nor should he, whether in public or private
respondent.[5] On September 10, 1997,
life, behave in a scandalous manner to the
respondent, who by now is a lawyer, executed
discredit of the legal profession.
an affidavit, admitting his relationship with the
complainant and recognizing the unborn child Immoral conduct has been defined as:
she was carrying as his.[6] On December 09,
xxx that conduct which is so willful, flagrant, or
1997, complainant gave birth to a baby girl,
shameless as to show indifference to the
Aletha Jessa.[7] By this time however,
opinion of good and respectable members of the
respondent had started to refuse recognizing
community. Furthermore, such conduct must
the child and giving her any form of support.[8]
not only be immoral, but grossly immoral. That
Respondent claims that: he never courted the is, it must be so corrupt as to constitute a
complainant; what transpired between them criminal act or so unprincipled as to be
was nothing but mutual lust and desire; he never reprehensible to a high degree or committed
represented himself as single since it was under such scandalous or revolting
known in the NBI that he was already married circumstances as to shock the common sense
and with children;[9] complainant is almost 10 of decency.[13]
years older than him and knew beforehand that
LEGAL ETHICS ACJUCO 27

In his affidavit dated September 10, 1997, duly demanded of members of the profession.
acknowledged before a notary public, he Certainly, fathering children by a woman other
declared explicitly: than his lawful wife fails to meet these
standards.[16]
1. That I had a relationship with one Carmelita
Zaguirre, my officemate; Siring a child with a woman other than his wife
is a conduct way below the standards of morality
2. That as a result of that relationship, she is
required of every lawyer.[17]
presently pregnant with my child;
Moreover, the attempt of respondent to renege
3. That I hereby voluntarily recognize the child
on his notarized statement recognizing and
now under (sic) her womb to be my own;
undertaking to support his child by Carmelita
4. That I am willing to support the said child demonstrates a certain unscrupulousness on
henceforth, including his/her personal and his part which is highly censurable, unbecoming
medical needs, education, housing, food, a member of a noble profession, tantamount to
clothing and other necessities for living, which I self-stultification.[18]
will give through his/her mother, Carmelita
This Court has repeatedly held:
Zaguirre, until he/she becomes of legal age and
capable to live on his/her own; as officers of the court, lawyers must not only in
fact be of good moral character but must also be
5. That I undertake to sign the birth certificate as
seen to be of good moral character and leading
an additional proof that he/she is my child;
lives in accordance with the highest moral
however, my failure to sign does not negate the
standards of the community. More specifically,
recognition and acknowledgement already done
a member of the Bar and officer of the court is
herein;
not only required to refrain from adulterous
6. That I am executing this affidavit without relationships or the keeping of mistresses but
compulsion on my part and being a lawyer, I must also so behave himself as to avoid
have full knowledge of the consequence of such scandalizing the public by creating the belief
acknowledgment and recognition.[14] that he is flouting those moral standards.[19]

More incriminating is his handwritten letter While respondent does not deny having an
dated March 12, 1998 which states in part: extra-marital affair with complainant he seeks
understanding from the Court, pointing out that
Ayoko ng umabot tayo sa kung saan-saan pa. men by nature are polygamous,[20] and that
All your officemates, e.g., Ate Ging, Glo, Guy what happened between them was nothing but
and others (say) that I am the look like(sic) of mutual lust and desire.[21] The Court is not
your daughter. convinced. In fact, it is appalled at the
Heres my bargain. I will help you in supporting reprehensible, amoral attitude of the
your daughter, but I cannot promise fix amount respondent.
for monthly support of your daughter. However Respondent claims that he did not use any
it shall not be less than P500 but not more than deception to win her affection. Granting
P1,000.[15] arguendo that complainant entered into a
In the recent case of Luguid vs. Judge Camano, relationship with him knowing full well his marital
Jr., the Court in castigating a judge stated that: status, still it does not absolve him of gross
immorality for what is in question in a case like
...even as an ordinary lawyer, respondent has to this is respondents fitness to be a member of the
conform to the strict standard of conduct legal profession. It is not dependent whether or
LEGAL ETHICS ACJUCO 28

not the other party knowingly engaged in an court after giving him the opportunity to be
immoral relationship with him. heard.[26]
We agree with the IBP that the defense of in pari and in Dumadag vs. Lumaya:
delicto is not feasible. The Court held in Mortel
The practice of law is a privilege burdened with
vs. Aspiras:
conditions. Adherence to the rigid standards of
In a disbarment proceeding, it is immaterial that mental fitness, maintenance of the highest
the complainant is in pari delicto because this is degree of morality and faithful compliance with
not a proceeding to grant relief to the the rules of the legal profession are the
complainant, but one to purge the law conditions required for remaining a member of
profession of unworthy members, to protect the good standing of the bar and for enjoying the
public and the courts.[22] privilege to practice law.[27]
The illicit relationship with Carmelita took place Respondent repeatedly engaged in sexual
while respondent was preparing to take the bar congress with a woman not his wife and now
examinations. Thus, it cannot be said that it is refuses to recognize and support a child whom
unknown to him that an applicant for admission he previously recognized and promised to
to membership in the bar must show that he is support. Clearly therefore, respondent violated
possessed of good moral character, a the standards of morality required of the legal
requirement which is not dispensed with upon profession and should be disciplined
admission to membership of the bar.[23] This accordingly.
qualification is not only a condition precedent to
As consistently held by this Court, disbarment
admission to the legal profession, but its
shall not be meted out if a lesser punishment
continued possession is essential to maintain
could be given.[28] Records show that from the
ones good standing in the profession;[24] it is a
time he took his oath in 1997, he has severed
continuing requirement to the practice of law[25]
his ties with complainant and now lives with his
and therefore admission to the bar does not
wife and children in Mindoro. As of now, the
preclude a subsequent judicial inquiry, upon
Court does not perceive this fact as an
proper complaint, into any question concerning
indication of respondents effort to mend his
his mental or moral fitness before he became a
ways or that he recognizes the impact of his
lawyer. This is because his admission to
offense on the noble profession of law.
practice merely creates a rebuttable
Nevertheless, the Court deems it more
presumption that he has all the qualifications to
appropriate under the circumstances that
become a lawyer.
indefinite suspension should be meted out than
The Court held: disbarment. The suspension shall last until such
time that respondent is able to show, to the full
The practice of law is not a right but a privilege
satisfaction of the Court, that he had instilled in
bestowed by the State on those who show that
himself a firm conviction of maintaining moral
they possess, and continue to possess, the
integrity and uprightness required of every
qualifications required by law for the conferment
member of the profession.
of such privilege. We must stress that
membership in the bar is a privilege burdened The rule is settled that a lawyer may be
with conditions. A lawyer has the privilege to suspended or disbarred for any misconduct,
practice law only during good behavior. He can even if it pertains to his private activities, as long
be deprived of his license for misconduct as it shows him to be wanting in moral character,
ascertained and declared by judgment of the honesty, probity or good demeanor.[29]
LEGAL ETHICS ACJUCO 29

ACCORDINGLY, in view of the foregoing, the


Court finds respondent GUILTY of Gross
Immoral Conduct and ordered to suffer
INDEFINITE SUSPENSION from the practice of
law.
Let a copy of this Decision be attached to Atty.
Castillos personal record in the Office of the Bar
Confidant and a copy thereof be furnished the
IBP and all courts throughout the country.
SO ORDERED.
LEGAL ETHICS ACJUCO 30

[A.C. No. 5499. August 16, 2005] Power of Attorney[5] dated July 25, 1995
executed by Banzon and Zabala authorizing him
WILSON PO CHAM, complainant, vs. ATTY.
(respondent) to:
EDILBERTO D. PIZARRO, respondent.
1. x x x offer to sell [their] rights over a certain
DECISION
parcel of land, which is more particularly
CARPIO MORALES, J.: described as follows:

Before this Court is an administrative complaint AREA: 40 has. more or less


for disbarment filed by Wilson Po Cham
situated at Pook Batangas, Nagbalayong,
(complainant) against Atty. Edilberto D. Pizarro
Morong, Bataan covered by Tax Declaration No.
(respondent) for commission of falsehood and
6066 PIN #108-08-044-05-126
misrepresentations in violation of a lawyers
oath. 2. x x x negotiate and enter into a contract for
the consumation (sic) of sale of the subject
Complainant gives the following account of the
property; and to sign the same.
facts that spawned the filing of the present
administrative complaint. 3. x x x receive proceeds thereof with obligation
to distribute the corresponding share of each co-
Sometime in July 1995, Emelita Caete (Caete),
owner;
Elenita Alipio (Alipio), and now deceased Mario
Navarro (Navarro) who was then the Municipal x x x[6] (Underscoring supplied)
Assessor of Morong, Bataan, offered for sale to
On July 25, 1995, he as buyer and respondent
him a parcel of land with an area of
as seller executed an Option to Buy,[7] the
approximately forty (40) hectares, identified as
pertinent portions of which provide:
Lot 1683 of Cad. Case No. 262, situated at Sitio
Gatao, Nagbalayong, Morong, Bataan (the WHEREAS, the SELLER is the owner and
property). Attorney-In-Fact of his co-owners of rights with
planted trees (improvements) containing an
He having expressed interest in the offer, Caete
area of FORTY THREE (43) hectares, situated
and Navarro arranged a meeting between him
in Pook Batangas, Nagbalayong, Morong,
and respondent at the latters residence in
Bataan; (Portion of Lot 1683, Cad. 262, Morong
Balanga, Bataan[1] where respondent
Cadastre), covered by Tax Declaration 6066.
categorically represented to him that the
property being offered for sale was alienable WHEREAS, the BUYER is interested to buy the
and disposable.[2] Respondent in fact same for a total price of THREE MILLION AND
presented to him 1) Real Property Tax Order of SEVEN HUNDRED THOUSAND PESOS
Payment[3] dated July 10, 1995 covering the (P3,700,000.00) payable in two (2) gives (sic),
property signed by Edna P. Pizarro as Municipal as follows:
Treasurer and Navarro as Municipal Assessor;
2) a Deed of Absolute Sale[4] dated July 25, a) Earnest money of P10,000.00 upon signing
1995 purportedly executed by the alleged of this contract and the balance of full payment
previous actual occupant of the property, one within three (3) weeks from date hereof which
Jose R. Monzon (Monzon), transferring all his offer the SELLER accepts;
rights, interest and possession thereover in NOW THEREFORE, for and in consideration of
favor of Virgilio Banzon (Banzon), Rolando B. the foregoing premises and the terms and
Zabala (Zabala) and respondent for an agreed conditions hereunder specified the parties have
consideration of P500,000.00; and 3) Special agreed on the following:
LEGAL ETHICS ACJUCO 31

On August 21, 1995, respondent executed a


Deed of Absolute Sale[11] over the property in
1) That the Buyer shall give an option money
his favor, the pertinent portions of which read as
and earnest (sic) of P10,000.00 upon signing of
follows:
this contract, which shall form part of the
contract price if and when the buyer comply (sic) For and in consideration of the sum of THREE
with his obligation to pay in full within three (3) MILLION THREE HUNDRED SEVENTY TWO
weeks from date hereof, otherwise should the THOUSAND FIVE HUNDRED THIRTY THREE
BUYER fails (sic) to comply with his obligation (P3,372,533.00), Philippine Currency, the
to pay in full on the scheduled period the receipt whereof is hereby acknowledged from
P10,000.00 earnest money shall be forfeited in the BUYER to the entire satisfaction of the
favor of the SELLER and the Option to Buy is SELLERS, the said SELLERS do by these
automatically cancelled. presents SELL, TRANSFER and CONVEY, in
manner absolute and irrevocable, in favor of the
2) That the SELLER upon full payment of the
said BUYER, his heirs and assigns, all their
price shall execute a final Deed of Sale and shall
rights, interest and participation over that certain
surrender all documents, plans and paper
real estate destined for, and in actual use as fruit
relative to the properties subject of sale;
land, situated at Pook Batangas, Nagbalayong,
3) That the SELLER shall warrants (sic) their Morong, Bataan and more particularly described
rights and claims over the above stated as follows:
properties including the trees planted on it as
Location : Pook Batangas, Nagbalayong,
against the rights of third party except that of the
Morong, Bataan
government.[8] (Emphasis and underscoring
supplied) Area : That portion of Lot 1683, Cad. 262,
Morong Cadastre, containing an area of
In accordance with the terms of the Option to
392,155 square meters more or less.
Buy, he paid respondent the amount of
P10,000.00 for which respondent issued the Boundaries : North : Right of Catalino Agujo
corresponding Receipt[9] reading:
South : National Road, Bagac-Morong
Received the sum of TEN THOUSAND PESOS
West : Right of Nicasio Canta
(P10,000.00) from MR. WILSON CHAM,
representing earnest/option money for Lot 1683 East : Sapang Batang Panao
of Cad. Case No. 262 situated at Boundaries:
The SELLERS do hereby declare that the
NORTH : Right of Catalino Agujo boundaries of the foregoing land are visible by
means of monuments, creeks and trees; that the
SOUTH : National Road-Bagac-Morong
land including the permanent improvements
WEST : Right of Nicasio Canta existing thereon consist of fruit-bearing trees
assessed for the current year at TWO
EAST : Sapang Batang Panao
HUNDRED SIXTY TWO THOUSAND FOUR
including the trees and improvement situated HUNDRED P262,400.00 as per Tax Declaration
thereon. No. 5010; and that the property is presently in
the possession of the SELLERS.
Full payment shall be paid within three (3)
weeks from date hereof.[10] (Underscoring The SELLERS hereby agree with the BUYER
supplied) that they are the absolute owners of the rights
over the said property; that they have the perfect
LEGAL ETHICS ACJUCO 32

right to convey the same; that they acquired (CENR) in Bagac, Bataan of the Department of
their rights over the said property by absolute Environment and Natural Resources (DENR)
deed of sale from Jose R. Monzon who acquired dated July 2, 1998, signed by CENR Officer
his rights over the property from Marianito Laurino D. Macadangdang, reading:
Holgado; that Marianito Holgado acquired his
This pertains to your request for a certification
right from Pedro de Leon who, in turn, acquired
as to the status of land claimed by spouses
his right from Julian Agujo who was the original
Perfecto and Purificacion, Jose Monson, et. al,
owner who cleared the land and who was in
Virgilio Banzon and Edilberto Pizarro, all located
possession of the same immediately after the
at Nagbalayong, Morong, Bataan.
Second World War.
Please be informed that per verification
The SELLERS warrant their rights and claims
conducted by the personnel of this Office, said
over the aforedescribed real estate including the
lands fall within the Bataan Natural Park per
trees planted thereon and they undertake to
L.C. Map/N.P. Map No. 34 as certified on
defend the same unto said Vendee, his heirs
December 1, 1945. Under the Public Land Law,
and assigns against the claims of any third
lands within this category are not subject for
person whomsoever.[12] (Emphasis and
disposition.[19] (Underscoring supplied)
underscoring supplied)
He also obtained a Letter-directive[20] dated
Respondent thereafter furnished him with a
August 31, 1995 issued by Officer-in-Charge
copy of Tax Declaration No. 5010[13] with
Ricardo R. Alarcon of the Provincial
Property Index No. 018-08-004-05-126 issued
Environment and Natural Resources Office
in his (respondents) name and his alleged co-
(PENR) of Balanga, Bataan to the Municipal
owners, and Real Property Tax Receipt No.
Assessor, the pertinent portions of which read:
025201[14] dated August 17, 1995 issued in his
(respondents) name. Please be informed that it comes to our attention
that there are some forest occupants that are
He thus gave respondent two checks dated
securing land tax declarations from your office
August 21, 1995 representing the purchase
in (sic) the pretext that the area they occupied
price of the rights over the property, Asian Bank
(sic) were (sic) within alienable and disposable
Corporation Check No. GA063210[15] in the
lands. Presently, this tax declaration is being
amount of P168,627.00 payable to respondent,
used in the illegal selling of right [of] possession
and Asian Bank Managers Check No.
within the Bataan Natural Park which is
004639GA[16] in the amount of P3,193,906.00
prohibited under our laws.
payable to respondent, Banzon and Zabala.
xxx
He subsequently took possession of the
property and installed a barbed wire fence at its In this regard, I would like to request for your
front portion. Soon after, however, a forest assistance by way of informing us and in
guard approached him and informed him that controlling this land rush and massive selling
the property could not be fenced as it was part and buying of rights of possession within
of the Bataan National Park.[17] prohibited areas as stated above.[21]
(Emphasis and underscoring supplied)
Upon investigation, he discovered that the
property is not an alienable or disposable land Upon his request, the PENR issued a
susceptible of private ownership. He thus Certification[22] dated March 14, 1996 stating
secured a Certification[18] from the Community that those named by respondent as prior owners
Environment and Natural Resources Office of rights over the property from whom
LEGAL ETHICS ACJUCO 33

respondent and his alleged co-owners acquired property was attended with deceit as
their alleged rights were not among those respondent deliberately did not disclose that the
inventoried as occupants per the PENRs 1978 property was within the confines of the Bataan
to 1994 Forest Occupancy Census (IFO) National Park.[31] And he denied being
Survey. engaged in speculation, he claiming that with his
purchase of the property, he would venture into
Despite repeated demands, respondent refused
low-cost housing for the employees of the
to return the purchase price of the rights over
nearby Subic Bay area.[32]
the property.[23]
To complainants Reply, respondent filed his
In his present complaint[24] dated September
Rejoinder on June 21, 2002.[33]
10, 2001, complainant charges respondent to
have violated his oath as a member of the Bar Complainant later filed his Affidavit[34] and
in committing manifest falsehood and evident Position Paper[35] on June 21, 2002 and
misrepresentation by employing fraudulent September 17, 2001, respectively, reiterating
means to lure him into buying rights over the his assertions in his previous pleadings.
property which property he represented to be
The record shows that complainant filed a
disposable and alienable.[25]
criminal complaint for estafa against
In his Comment[26] dated January 12, 2002, respondent, Banzon, Zabala, Caete, Alipio and
respondent denied having employed deceit or Navarro in 1999[36] arising from the questioned
having pretended to co-own rights over the sale of rights. The complaint was twice
property or having represented that it was dismissed by the City Prosecutor of Quezon
alienable and disposable. He claimed that City. On petition for review, however, the
complainant, being engaged in speculation in Department of Justice, through then Secretary
the purchase of property, knew exactly the Hernando B. Perez, by Resolution[37] of March
character and nature of the object of his 6, 2002, reversed the dismissal of the complaint
purchase;[27] and that despite complainants as it found probable cause to indict respondent
awareness that he was merely buying rights to et al. in court. An information for estafa was
forest land, he just the same voluntarily entered thereupon filed against respondent et al. before
into the transaction because of the propertys the Regional Trial Court (RTC) of Quezon City,
proximity to the Subic Bay Economic Zone. docketed as Criminal Case No. Q-00-94232.
Respondent surmised that complainant bought By Report and Recommendation of April 20,
the rights over the property in the hope that 2004, the IBP Commission on Bar Discipline
lands belonging to the public domain in Morong (CBD), through Commissioner Lydia A.
would be eventually declared alienable and Navarro, finding respondent to have violated his
disposable to meet the rising demand for oath as a member of the Bar to do no falsehood
economic zones.[28] and misrepresentations, recommended his
suspension from the practice of law for three (3)
By Resolution[29] of February 6, 2002, this
months, subject to the approval of the members
Court referred the case to the Integrated Bar of
of the Board of Governors. Pertinent portions of
the Philippines (IBP) for investigation, report
the Report and Recommendation read:
and recommendation or decision within ninety
(90) days from notice. . . . [I]t is evident that as early as of (sic) 1992,
the Implementing Rules and Regulations of
On May 6, 2002, complainant filed before the
NIPAS ACT[38] prohibited the illegal selling of
IBP his Reply[30] to respondents Comment,
rights or possession of the areas occupied
maintaining that the sale of rights over the
LEGAL ETHICS ACJUCO 34

within the Bataan Natural Park, the subject public domain; whereby respondent violated his
property not excluded as per letter of OIC solemn oath as member of the Philippine Bar for
CENRO Laurino D. Mapadanig [illegible], having committed such falsehood and
Bagac, Bataan per L.C. map/N.P. Map No. 34 to misrepresentations to the complainant.[39]
the Municipal Assessor therein and certified on (Underscoring supplied).
December 1, 1945 that subject property which
is within this category was not subject for
disposition; a fact supposed to be known by the By CBD Resolution No. XVI-2004-407 of
respondent being a resident of Balanga, Bataan October 7, 2004, the IBP Board of Governors
and was in the practice of his profession also in adopted and approved the April 20, 2004
said area. Committee Report and Recommendation.
Aside from the fact that the alleged original The case was forwarded to this Court for final
owner Monzon was not among those action pursuant to Rule 139-B of the Rules of
inventoried occupants as per Forest Occupancy Court.[40]
(IFO) Survey since 1978 up to the latest census
in 1994 from whom respondent allegedly bought The IBP findings are well-taken.
the subject property; the Absolute Deed of Sale The Bar is enjoined to maintain a high standard
executed between the complainant Wilson Po of not only legal proficiency but of honesty and
Cham and the respondent relative to the same fair dealing.[41] Thus, a member should refrain
subject property was not notarized which from doing any act which might lessen in any
partook the nature of a private and not official degree the confidence and trust reposed by the
document. public in the fidelity, honesty and integrity of the
Although respondent furnished complainant the legal profession.[42]
foregoing documents to prove their rights, The misconduct of a lawyer, whether in his
interest and possession to the subject property, professional or private capacity, which shows
respondent and his co-owners failed to show a him to be wanting in moral character, honesty,
permit from the government conferring upon probity and good demeanor to thus render him
them rights or concessions over the subject unworthy of the privileges which his license and
property, which formed part of the Bataan the law confer upon him, may be sanctioned
Natural Park classified as public and not subject with disbarment or suspension.[43]
to disposition, therefore respondent and his co-
owners have no rights and interests whatsoever Thus, under Section 27, Rule 138 of the
over the subject property and their Revised Rules of Court, a member of the Bar
representations to complainant were simply not may be disbarred or suspended from his office
true but a falsehood. as attorney on the following grounds: 1) deceit;
2) malpractice or other gross misconduct in
Respondent being extensively conversant and office; 3) grossly immoral conduct; 4) conviction
knowledgeable about the law took advantage of of a crime involving moral turpitude; 5) violation
his versatility in the practice of law and of the lawyers oath; 6) willful disobedience to
committed misrepresentations that he and his any lawful order of a superior court; and 7)
co-owners have irrevocable rights, interests and willfully appearing as an attorney for a party
possession over the subject property which without authority.
convinced complainant into purchasing subject
property unmindful that the same is not And he may be faulted under Canon 1 of the
alienable or disposable being a portion of the Code of Professional Responsibility which
mandates a member of the Bar to obey the laws
LEGAL ETHICS ACJUCO 35

of the land and promote respect for the law. Rule Respondent must thus be faulted for
1.01 of the Code specifically enjoins him not to fraudulently inducing complainant to purchase,
engage in unlawful, dishonest, immoral or for P3,372,533.00, non-existent irrevocable
deceitful conduct. Conduct, as used in this rule, rights, interest and participation over an
is not limited to conduct exhibited in connection inalienable property.
with the performance of professional duties.[44]
In the case at bar, as reflected above,
In Lizaso v. Amante[47] where therein
complainant presented certifications from the
respondent lawyer enticed the therein
DENR that the property is part of the public
complainant to invest in the casino business
domain and not disposable as it is within the
with the proposition that her investment would
Bataan National Park. Indeed, by virtue of
yield her substantial profit, but therein
Proclamation No. 24[45] issued on December 1,
respondent not only failed to deliver the
1945, all properties of the public domain therein
promised return on the investment but also the
designated as part of the Bataan National Park
principal thereof, this Court took occasion to
were withdrawn from sale, settlement or other
expound on sanctioning lawyers for committing
disposition, subject to private rights.
fraud, deceit or falsehood in their private
On the other hand, respondent has utterly failed dealings:
to substantiate his documented claim of having
It is true, of course, that there was no attorney-
irrevocable rights and interests over the
client relationship between respondent Amante
property which he could have conveyed to
and complainant Cuyugan-Lizaso. The
complainant. E.g., he could have presented any
transaction that complainant entered into with
document issued by the government conferring
respondent did not require respondent to
upon him and his alleged co-owners, or even
perform professional legal services for
upon his alleged predecessors-in-interest, with
complainant nor did that transaction relate to the
any such right or interest, but he presented
rendition of professional services by respondent
none. He merely presented a Deed of Absolute
to any other person.
Sale purportedly executed by a certain Jose R.
Monzon in his, Banzons and Zabalas favor on As early as 1923, however, the Court laid down
July 25, 1995, a month shy of the execution on in In Re Vicente Pelaez the principle that it can
August 21, 1995 of the Deed of Absolute Sale in exercise its power to discipline lawyers for
favor of complainant. causes which do not involve the relationship of
an attorney and client. x x x
The tax declaration and receipt which
respondent presented do not help his cause any x x x [A]s a general rule, a court will not assume
as neither tax receipts nor realty tax jurisdiction to discipline one of its officers for
declarations are sufficient evidence of the right misconduct alleged to have been committed in
of possession over realty unless supported by his private capacity. But this is a general rule
other effective proof.[46] The presentation of a with many exceptions. The courts sometimes
tax declaration must indeed have been a stress the point that the attorney has shown,
pretext, as observed by the PENR in its earlier- through misconduct outside of his professional
quoted portion of its letter-directive to the dealings, a want of such professional honesty
Balanga Municipal Assessor that the area as render him unworthy of public confidence,
occupied . . . [is] within alienable and disposable and an unfit and unsafe person to manage the
land. legal business of others. The reason why such
a distinction can be drawn is because it is the
LEGAL ETHICS ACJUCO 36

court which admits an attorney to the bar, and To be sure, complainant is not entirely
the court requires for such admission the blameless. Had he exhibited a modicum of
possession of a good moral character. prudence before entering into the transaction
with respondent, he would have spared himself
The rationale of the rule that misconduct,
from respondents sham.
indicative of moral unfitness, whether relating to
professional or non-professional matters,
justifies suspension or disbarment, was
It is jurisprudentially established though that in a
expressed by Mr. Chief Justice Prentice in In Re
disbarment proceeding, it is immaterial that the
Disbarment of Peck, with eloquence and
complainant is not blameless or is in pari delicto
restraint:
as this is not a proceeding to grant relief to the
As important as it is that an attorney be complainant, but one to purge the law
competent to deal with the oftentimes intricate profession of unworthy members to protect the
matters which may be intrusted to him, it is public and the courts.[51]
infinitely more so that he be upright and
The record does not disclose the status of the
trustworthy. Unfortunately, it is not easy to limit
estafa case against respondent. His conviction
membership in the profession to those who
or acquittal is not, however, essential insofar as
satisfy the standard of test of fitness. But scant
the present administrative case against him is
progress in that direction can be hoped for if, in
concerned.[52]
the determination of the qualification of
professional fitness, non-professional dishonor Administrative cases against lawyers belong to
and dishonesty in whatsoever path of life is to a class of their own. They are distinct from and
be ignored. Professional honesty and honor are they may proceed independently of x x x
not to be expected as the accompaniment of criminal cases.
dishonesty and dishonor in other relations. x x x
misconduct, indicative of moral unfitness for the The burden of proof for these types of cases
profession, whether it be professional or non- differ. In a criminal case, proof beyond
professional, justifies dismission as well as reasonable doubt is necessary; in an
exclusion from the bar. administrative case for disbarment or
suspension, clearly preponderant evidence is all
The rule in this jurisdiction was stated by Mr. that is required. Thus, a criminal prosecution will
Justice Malcolm in Piatt v. Abordo x xx: not constitute a prejudicial question even if the
same facts and circumstances are attendant in
The courts are not curators of the morals of the
the administrative proceedings.
bar. At the same time the profession is not
compelled to harbor all persons whatever their It should be emphasized that a finding of guilt in
character, who are fortunate enough to keep out the criminal case will not necessarily result in a
of prison. As good character is an essential finding of liability in the administrative case.
qualification for admission of an attorney to Conversely, respondents acquittal does not
practice, when the attorneys character is bad in necessarily exculpate him administratively.[53]
such respects as to show that he is unsafe and (Emphasis supplied)
unfit to be entrusted with the powers of an
attorney, the courts retain the power to It is not thus sound judicial policy to await the
discipline him.[48] (Italics in the original) final resolution of a criminal case before a
complaint against a lawyer may be acted upon;
This Lizaso ruling was reiterated in Co v. otherwise, this Court will be rendered helpless
Bernardino[49] and Lao v. Medel.[50] from vigorously applying the rules on admission
LEGAL ETHICS ACJUCO 37

to and continuing membership in the legal


profession during the whole period that the
criminal case is pending final disposition when
the objectives of the two proceedings are vastly
disparate.[54]

While the facts and circumstances of the case


do not warrant the imposition of so severe a
penalty as disbarment, the inherent power of
this Court to discipline an errant member of the
Bar must, nonetheless, be exercised as it
cannot be denied that respondent violated his
solemn oath as a lawyer not to engage in
unlawful, dishonest or deceitful conduct.[55]
The penalty of suspension for three (3) months
recommended by the IBP is not, however,
commensurate to the gravity of the wrong
committed by respondent. This Court finds that
respondents suspension from the practice of
law for One (1) Year is warranted.
WHEREFORE, respondent, Atty. Edilberto D.
Pizarro, is SUSPENDED from the practice of
law for One (1) Year and STERNLY WARNED
that a repetition of the same or similar offense
will merit a more severe penalty.
Let copies of this Decision be entered in the
personal record of respondent as a member of
the Bar and furnished the Office of the Bar
Confidant, the Integrated Bar of the Philippines,
and the Court Administrator for circulation to all
courts of the country.
SO ORDERED.
LEGAL ETHICS ACJUCO 38

EFFECT OF AFFIDAVIT OF DESISTANCE


A.C. No. 6963 February 9, 2006 Ako na si, VICTORINA BAUTISTA CAPA, x x x
VICTORINA BAUTISTA, Complainant, vs. matapos makapanumpa ng naaayon sa batas
ay malaya at kusang loob na nagpapahayag ng
ATTY. SERGIO E. BERNABE, Respondent.
mga sumusunod:
DECISION
1. Na ako ang siyang tumatayong nagrereklamo
YNARES-SANTIAGO, J.: laban kay Abogado, SERGIO EXQUIVEL
BERNABE, sa isang kaso sa Tanggapan ng
In a Complaint1 filed before the Commission on Integrated Bar of the Philippines na may Blg.
Bar Discipline of the Integrated Bar of the CBD CASE NO. 04-1371;
Philippines (IBP) on November 16, 2004,
complainant Victorina Bautista2 prays for the 2. Na ang nasabing habla ay hindi ko
suspension or disbarment of respondent Atty. kagustuhan sapagkat iyon ay pinapirmahan
Sergio E. Bernabe for malpractice and unethical lamang sa akin ni ELISEO OLOROSO at ng
conduct in the performance of his duties as a kanyang Abogado na si Atty. MARCIAL MORFE
notary public and a lawyer. MAGSINO at sa katunayan hindi ako nakaharap
sa Notaryo Publiko na si Abogado CARLITOS
Complainant alleged that on January 3, 1998, C. VILLARIN;
respondent prepared and notarized a
Magkasanib na Salaysay3 purportedly 3. Na ang pagpapapirma sa akin ay isang
executed by Donato Salonga and complainant’s panlilinlang at ako ay ginawang kasangkapan
mother, Basilia de la Cruz.4 Both affiants para sirain ang magandang pangalan nitong si
declared that a certain parcel of land in Bigte, Abogado SERGIO ESQUIVEL BERNABE;
Norzagaray, Bulacan, was being occupied by
4. Na dahil sa ganitong pangyayari, aking
Rodolfo Lucas and his family for more than 30
hinihiling sa Tanggapan ng Integrated Bar of the
years. Complainant claimed that her mother
Philippines (IBP) na ang reklamo ko laban sa
could not have executed the joint affidavit on
nasabing Abogado SERGIO ESQUIVEL
January 3, 1998 because she has been dead
BERNABE ay mapawa[la]ng bisa.
since January 28, 1961.5
In the report dated August 29, 2005, the
In his Answer,6 respondent denied that he
Investigating Commissioner9 recommended
falsified the Magkasanib na Salaysay. He
that:
disclaimed any knowledge about Basilia’s
death. He alleged that before he notarized the 1. Atty. Sergio Esquibel Bernabe be suspended
document, he requested for Basilia’s presence from the practice of the legal profession for one
and in her absence, he allowed a certain (1) month;
Pronebo, allegedly a son-in-law of Basilia, to
2. Any existing commission of Atty. Sergio
sign above the name of the latter as shown by
Esquibel Bernabe as notary public, be revoked;
the word "by" on top of the name of Basilia.
and
Respondent maintained that there was no
forgery since the signature appearing on top of 3. Atty. Sergio Esquibel Bernabe be barred from
Basilia’s name was the signature of Pronebo. being granted a notarial commission for a period
of one (1) year.10
On April 4, 2005, respondent filed a
manifestation7 attaching thereto the affidavit of In a resolution dated October 22, 2005, the
desistance8 of complainant which reads in part: Board of Governors of the IBP adopted and
approved the recommendation of the
LEGAL ETHICS ACJUCO 39

Investigating Commissioner with modification A member of the bar who performs an act as a
that respondent be suspended from the practice notary public should not notarize a document
of law for one year and his notarial commission unless the persons who signed the same are the
be revoked and that he be disqualified for very same persons who executed and
reappointment as notary public for two years. personally appeared before him. The acts of the
affiants cannot be delegated to anyone for what
We agree with the findings and
are stated therein are facts of which they have
recommendation of the IBP.
personal knowledge. They should swear to the
The records sufficiently established that Basilia document personally and not through any
was already dead when the joint affidavit was representative. Otherwise, their
prepared on January 3, 1998. Respondent’s representative’s name should appear in the said
alleged lack of knowledge of Basilia’s death documents as the one who executed the same.
does not excuse him. It was his duty to require That is the only time the representative can affix
the personal appearance of the affiant before his signature and personally appear before the
affixing his notarial seal and signature on the notary public for notarization of the said
instrument. document. Simply put, the party or parties who
executed the instrument must be the ones to
A notary public should not notarize a document personally appear before the notary public to
unless the persons who signed the same are the acknowledge the document.15
very same persons who executed and
personally appeared before him to attest to the Complainant’s desistance or withdrawal of the
contents and truth of what are stated therein. complaint does not exonerate respondent or put
The presence of the parties to the deed will an end to the administrative proceedings. A
enable the notary public to verify the case of suspension or disbarment may proceed
genuineness of the signature of the affiant.11 regardless of interest or lack of interest of the
complainant. What matters is whether, on the
Respondent’s act of notarizing the Magkasanib basis of the facts borne out by the record, the
na Salaysay in the absence of one of the affiants charge of deceit and grossly immoral conduct
is in violation of Rule 1.01,12 Canon 1 of the has been proven. This rule is premised on the
Code of Professional Responsibility and the nature of disciplinary proceedings. A proceeding
Notarial Law.13 By affixing his signature and for suspension or disbarment is not a civil action
notarial seal on the instrument, he led us to where the complainant is a plaintiff and the
believe that Basilia personally appeared before respondent lawyer is a defendant. Disciplinary
him and attested to the truth and veracity of the proceedings involve no private interest and
contents of the affidavit when in fact it was a afford no redress for private grievance. They are
certain Pronebo who signed the document. undertaken and prosecuted solely for the public
Respondent’s conduct is fraught with dangerous welfare. They are undertaken for the purpose of
possibilities considering the conclusiveness on preserving courts of justice from the official
the due execution of a document that our courts ministration of persons unfit to practice in them.
and the public accord on notarized documents. The attorney is called to answer to the court for
Respondent has clearly failed to exercise his conduct as an officer of the court. The
utmost diligence in the performance of his complainant or the person who called the
function as a notary public and to comply with attention of the court to the attorney’s alleged
the mandates of the law.14 misconduct is in no sense a party, and has
Respondent was also remiss in his duty when generally no interest in the outcome except as
he allowed Pronebo to sign in behalf of Basilia. all good citizens may have in the proper
administration of justice.16
LEGAL ETHICS ACJUCO 40

of the Philippines, and all courts all over the


country. Let a copy of this Decision likewise be
We find the penalty recommended by the IBP to
attached to the personal records of the
be in full accord with recent jurisprudence. In
respondent.
Gonzales v. Ramos,17 respondent lawyer was
found guilty of notarizing the document despite SO ORDERED.
the non-appearance of one of the signatories.
As a result, his notarial commission was
revoked and he was disqualified from
reappointment for a period of two years. In
addition, he was suspended from the practice of
law for one year.
Finally, it has not escaped our notice that in
paragraph 218 of complainant’s affidavit of
desistance, she alluded that Atty. Carlitos C.
Villarin notarized her Sinumpaang Salaysay19
dated November 12, 2004 which was attached
to the complaint filed with the Commission on
Bar Discipline of the IBP, without requiring her
to personally appear before him in violation of
the Notarial Law. This allegation must likewise
be investigated.
WHEREFORE, for breach of the Notarial Law
and Code of Professional Responsibility, the
notarial commission of respondent Atty. Sergio
E. Bernabe, is REVOKED. He is
DISQUALIFIED from reappointment as Notary
Public for a period of two years. He is also
SUSPENDED from the practice of law for a
period of one year, effective immediately. He is
further WARNED that a repetition of the same
or of similar acts shall be dealt with more
severely. He is DIRECTED to report the date of
receipt of this Decision in order to determine
when his suspension shall take effect.
The Commission on Bar Discipline of the
Integrated Bar of the Philippines is DIRECTED
to investigate the allegation that Atty. Carlitos C.
Villarin notarized the Sinumpaang Salaysay of
Victorina Bautista dated November 12, 2004
without requiring the latter’s personal
appearance.lavvph!1.net
Let copies of this Decision be furnished the
Office of the Bar Confidant, the Integrated Bar
LEGAL ETHICS ACJUCO 41

ADM. CASE No. 5134 December 14, 2005 taken by other persons without his or his co-
heirs’ knowledge and consent.
TIRSO UYTENGSU III, Complainant,
vs. Complainant contends that the said SPA was
ATTY. JOSEPH M. BADUEL, Respondent. prepared and notarized by the law office of
respondent and the latter stood as a witness to
RESOLUTION
the public instrument. Complainant further avers
Tinga, J.: that respondent used to do some legal work for
him and knew fully well that Kokseng has
A sworn letter-complaint1 dated 1 July already ceased to be his and his co-heirs’
19992 was filed by Tirso Uytengsu III guardian when the Regional Trial Court, Branch
(complainant) against Atty. Joseph M. Baduel 19 of Cebu City terminated the letters of
(respondent) for violation of Rule 1.013 of the guardianship over her youngest sibling on 30
Code of Professional Responsibility. August 1985 in the case entitled "In the Matter
Complainant is one of the heirs of Tirso of Guardianship of Tirso M. Uytengsu III,
Uytengsu, Jr. He and his co-heirs had a pending Kathleen Anne M. Uytengsu, and Barbara Anne
patent application. He alleges that sometime in M. Uytengsu," docketed as SP Proc. No. 3039-
December 1998 respondent requested him to R.
sign a special power of attorney (SPA) In essence, complainant asserts that
authorizing Luis Wee (Wee) and/or Thomas respondent caused Kokseng to execute an SPA
Jacobo (Jacobo) to claim, demand, in favor of Wee and/or Jacobo to the damage
acknowledge and receive on his behalf the and prejudice of the heirs of Tirso Uytengsu, Jr.
certificates of title from the Register of Deeds, even if he knew that Kokseng had no authority
General Santos City, Department of to do so.
Environment and Natural Resources and from
any government office or agency due to Respondent in his comment,4 argues that the
complainant and his co-heirs by reason of their allegations of complainant are purely hearsay.
application for Homestead Patent II.A. No. 37 He stresses that complaint was instituted to
142 (E 37 124) over Lot 924-A Cad. II-013120- harass him because he was the counsel of an
D with an area of 5.3876 hectares and II.A. No. opposing litigant against complainant’s
116303 over Lot No. 924-B Cad. II-013120-D corporation in an ejectment case entitled
with an area of 5,1526 hectares, both situated in "General Milling Corporation v. Cebu Autometic
Lagao, General Santos City. Motors, Inc. and Tirso Uytengsu III."

Complainant refused to sign the SPA as he On 9 August 2000, this Court referred the case
wanted to obtain the documents personally. to the Integrated Bar of the Philippines (IBP) for
Subsequently though, before he could get the investigation, report and recommendation.5
title and other documents, complainant learned
Notices of hearing were sent to both parties
that respondent caused to have the SPA signed
between 11 January 2001 and 8 May 2001.
by Connie U. Kokseng (Kokseng), the former
However, no actual hearings were conducted
guardian of the heirs of Tirso Uytengsu, Jr.
then due to the unavailability of either or both
Complainant maintains that the document
parties. Finally, on 26 June 2001, both parties
signed by Kokseng was the same SPA which
appeared before the investigating
was presented to him for signature by
commissioner. They were then directed to file
respondent in December 1998. As a result, the
their position papers and their respective replies
titles and other documents were received and
thereto.
LEGAL ETHICS ACJUCO 42

Investigating Commissioner Tyrone Cimafranca homestead patent application of the heirs of


submitted his Report and Recommendation Tirso Uytengsu, Jr. This can be deduced from
dated 2 April 2002, recommending the dismissal the letters15 dated 9 October 1991 and 15
of the case. The Commissioner characterized January 1993, addressed to respondent by
the evidence against respondent as hearsay. Victoria Villasor-Inong (Villasor-Inong),
Moreover, the Commissioner concluded that Accounts Liquidation Officer III of the Board of
Kokseng had legal basis to execute the SPA in Liquidators of General Santos City.
favor of a substitute, the records showing that
In said letters, Villasor-Inong communicated to
complainant and his co-heirs have constituted
respondent the requirements for the grant of the
Kokseng as their attorney-in-fact for the purpose
homestead patent to herein complainant and his
of filing the homestead application.6
co-heirs. From the tenor of the letters, it would
Thereafter, the IBP submitted their resolution seem that respondent actively participated in
dated 29 June 2002 approving and adopting the representing complainant and his co-heirs in
report and recommendation of the investigating their patent application for the subject land.
commissioner, dismissing the complaint against Apparently, he stood as counsel for the heirs of
respondent.7 Complainant filed his motion for Tirso Uytengsu, Jr.
reconsideration8 but was denied by the IBP in its
With that ostensible representation and without
resolution dated 19 October 2002 on the ground
any evidence to show that complainant or his
that the IBP no longer had jurisdiction to
co-heirs withdrew such authority from
consider and resolve a matter already endorsed
respondent, the latter himself can even claim
to this Court.9 This notwithstanding, the Court
the certificates of titles and other documents
remanded10 the administrative case for
with regard to the homestead patents.
immediate resolution of the motion for
reconsideration on the merits to the IBP in the It should be remembered that the first letter of
Court’s resolution dated 20 January 2003.11 Villasor-Inong addressed to respondent was on
9 October 1991.16The addressees of the said
On 27 February 2004, the IBP filed its resolution
letter were "The Heirs of Tirso Uytengsu, Jr.,
adopting and approving the investigating
Rep. by Connie Uytengsu Kokseng, c/o Atty.
commissioner’s report and recommendation
Joseph Baduel."
denying complainant’s motion for
reconsideration. 12
Complainant also presented a letter17 dated 23
September 1992 addressed to Villasor-Inong by
Subsequently, on 1 July 2004,13 complainant
the general manager of the Board of
filed a petition for review on certiorari14 assailing
Liquidators, directing the former to personally
the resolution of the IBP dated 27 February
contact the heirs of Tirso Uytengsu, Jr. to
2004.
ascertain who among the persons giving
In his petition for review, complainant questions conflicting directives as to the course of the
the findings of the IBP that complainant’s patent application is the true authorized
allegations were based on hearsay and in representative of the heirs of Tirso Uytengsu, Jr.
finding that Kokseng had the authority to
After four (4) months, respondent received from
execute the special power of attorney in favor of
Villasor Inong another letter,18 dated 15 January
Wee and/or Jacobo.
1993, also attached to complainant’s position
We dismiss the complaint. paper and petition for review, furnishing
respondent the requirements needed for the
At the outset, the Court finds that herein
respondent was in fact the counsel in the
LEGAL ETHICS ACJUCO 43

homestead patent application of complainant and establish his charges by clear


and his co-heirs. preponderance of evidence.22
Complainant himself submitted all the Procedural due process demands that
aforementioned letters clearly showing that respondent lawyer should be given an
respondent was indeed the counsel or opportunity to cross-examine the witnesses
representative of complainant in the application against him. He enjoys the legal presumption
for patent. that he is innocent of the charges against him
until the contrary is proved. The case must be
The relation of attorney and client is in many
established by clear, convincing and
respects one of agency and the general rules of 23
satisfactory proof.
ordinary agency apply to such relation.19 The
extent of authority of a lawyer, when acting on In the case at bar, other than the bare assertions
behalf of his client outside of court, is measured of complainant, the evidence presented by the
by the same test as that which is applied to an latter does not suffice to tip the scale of justice
ordinary agent.20 to his side.
Such being the case, even respondent himself It should be stressed that in administrative
can acquire the certificates of title and other proceedings, complainant has the burden of
documents without need of an SPA from proving the allegations in the complaint. We
complainant and his co-heirs. cannot depend on mere conjectures and
speculations. There must be substantial
In addition, the Court agrees with the
evidence to support respondent’s guilt.24
investigating commissioner that the allegations
of complainant constitutes mere hearsay Complainant averred that: (1) the SPA which the
evidence and may not be admissible in any respondent asked him to sign was the same
proceeding. document that Kokseng executed; (2) the
document was notarized by a notary public from
In Marcelo v. Javier,21 it was held that:
the office of the respondent; and (3) the
In all cases the determination whether an respondent was a witness in the SPA.
attorney should be disbarred or merely
As correctly observed by the investigating
suspended for a period involves the exercise of
commissioner, all the aforementioned charges
a sound judicial discretion, mindful always of the
are not based on his personal knowledge of the
fact that disbarment is the most severe form of
acts complained of but acquired from other
disciplinary action and should be resorted to
sources.
only in cases where the lawyer demonstrates an
attitude or course of conduct wholly inconsistent Complainant charges that respondent
with approved professional standards. In cases committed an act meriting disbarment when the
of lighter offenses or of first delinquency, an latter caused to have a special power of
order of suspension, which is correctional in attorney, which the former reused to sign earlier,
nature, should be inflicted. In view of the nature executed by Mrs. Connie Kokseng, former
and consequences of a disciplinary guardian of complainant and his co-heirs,
proceedings, observance of due process, as in authorizing certain individuals to secure the
other judicial determination, is imperative along release from the Register of Deeds and other
with presumption of innocence in favor of the government offices in General Santos City, titles
lawyer. Consequently, the burden of proof is on and other documents pertaining to
the complainant to overcome such presumption complainant’s and his co-heirs’ homestead
application. However, this charge is not based
LEGAL ETHICS ACJUCO 44

on his own personal knowledge of the acts As a basic rule in evidence, the burden of proof
complained of but acquired from another lies on the party who makes the allegations—ei
source. In other words, what he offered in incumbit probatio, qui decit, non qui negat; cum
evidence to prove his charge is a second-hand per rerum naturam factum negantis probatio
version. Complainant identified his source but nulla sit.29
failed to present any sworn statement or
It is also worth noting that complainant’s claim
affidavit of said witness. In other words, what he
that he suffered damage and prejudice due to
presented in evidence to prove his charge is
the alleged unauthorized procurement of the
hearsay.25
certificates of titles and other documents was
The hearsay rule provides that no assertion not substantiated by independent evidence.
offered as testimony can be received unless it is Complainant’s silence as to the extent of the
or has been open to test by cross-examination alleged damage and the lack of material
or an opportunity for cross-examination, except evidence to show that his rights were impaired
as provided otherwise by the rules on evidence, by the acts of respondent would lead this Court
by rules of court, or by statute. The chief to believe that complainant has suffered no or
reasons for the rule are that out-of-court minimal injury, should there be any.
statements amounting to hearsay are not made
As held in Metropolitan Bank and Trust Co. v.
under oath and are not subject to cross-
Tan,30 "no right of action is given where no injury
examination.26
is sustained. A wrongful violation of a legal right
He did not submit to this Court or to the IBP any is not a sufficient element of a cause of action
witness or documentary evidence to support his unless it has resulted in an injury causing loss
claim that respondent has indeed caused the or damage. There must be therefore, both
execution of the disputed special power of wrongful violation and damages. The one
attorney. Furthermore, complainant in his without the other is not sufficient."31
reply27 to respondent’s comment stated that he
Complainant made no statement on whether or
has a credible witness in the person of Edward
not, at present, other persons who procured the
U. Kokseng, son of Kokseng, who has first hand
certificates of title and other documents are still
knowledge of Kokseng’s signing of the SPA.
in possession of the same. He also has not
However, he failed to present his witness before
stated the direct injury that was produced by the
the IBP or submitted an affidavit of his witness
acts of respondent.
to affirm his allegations. Neither did he present
any witness, whether expert nor otherwise, to With all the foregoing, the Court finds that
attest to the genuiness of the signature of complainant did not overcome the presumption
respondent which was allegedly found in the of innocence of respondent.
SPA, if that was his objective.
We need not dwell on the other factual issues of
This is not to say that complainant was not given the case as it involves the presentation of
any advice by the Court to make the proper concrete evidence that, sadly, complainant was
attachment to pleadings. As early as 21 July not able to offer.
1999, Atty. Erlinda C. Versoza, the then Deputy
Clerk of Court and Bar Confidant, sent word to WHEREFORE, premises considered, the
complainant through a letter that instant case against respondent is hereby
DISMISSED for lack of merit.
complainant’s letter-complaint must be verified
SO ORDERED.
and the supporting documents duly
authenticated. 28
LEGAL ETHICS ACJUCO 45

A.C. No. 6656 May 4, 2006 If the rule were otherwise, members of the bar
would be emboldened to disregard the very oath
[Formerly CBD-98-591]
they took as lawyers, prescinding from the fact
BOBIE ROSE V. FRIAS, Complainant, that as long as no private complainant would
immediately come forward, they stand a chance
vs. of being completely exonerated from whatever
ATTY. CARMELITA S. BAUTISTA-LOZADA,* administrative liability they ought to answer for.
Respondent. It is the duty of this Court to protect the integrity
of the practice of law as well as the
RESOLUTION administration of justice. No matter how much
CORONA, J.: time has elapsed from the time of the
commission of the act complained of and the
Respondent Atty. Carmelita Bautista-Lozada time of the institution of the complaint, erring
seeks reconsideration of our December 13, members of the bench and bar cannot escape
2005 resolution finding her guilty of violating the disciplining arm of the Court. This
Rules 15.03 and 16.04 of the Code of categorical pronouncement is aimed at
Professional Responsibility and of willfully unscrupulous members of the bench and bar, to
disobeying a final and executory decision of the deter them from committing acts which violate
Court of Appeals and suspending her from the the Code of Professional Responsibility, the
practice of law for two years. Code of Judicial Conduct, or the Lawyer’s Oath.
Respondent contends that, pursuant to Rule VIII xxx
of the Rules of Procedure of the Commission on Thus, even the lapse of considerable time from
Bar Discipline (CBD) of the Integrated Bar of the the commission of the offending act to the
Philippines (IBP), the complaint against her was institution of the administrative complaint will not
already barred by prescription. She also asserts erase the administrative culpability of a
that her December 7, 1990 loan agreement with lawyer….3 (emphasis supplied)
complainant complied with Rule 16.04 because
the interest of complainant was fully protected. The CBD-IBP derives its authority to take
cognizance of administrative complaints against
Respondent’s contentions have no merit. lawyers from this Court which has the inherent
Respondent anchors her defense of prescription power to regulate, supervise and control the
on Rule VIII, Section 1 of the Rules of Procedure practice of law in the Philippines. Hence, in the
of the CBD-IBP which provides: exercise of its delegated power to entertain
administrative complaints against lawyers, the
SECTION 1. Prescription. A complaint for CBD-IBP should be guided by the doctrines and
disbarment, suspension or discipline of principles laid down by this Court.
attorneys prescribes in two (2) years from the
date of the professional misconduct. Regrettably, Rule VIII, Section 1 of the Rules of
Procedure of the CBD-IBP which provides for a
However, as early as 1967, we have held that prescriptive period for the filing of administrative
the defense of prescription does not lie in complaints against lawyers runs afoul of the
administrative proceedings against lawyers.1 settled ruling of this Court. It should therefore be
And in the 2004 case of Heck v. Santos,2 we struck down as void and of no legal effect for
declared that an administrative complaint being ultra vires.
against a member of the bar does not prescribe.
LEGAL ETHICS ACJUCO 46

Moreover, assuming that prescription is a valid


defense, respondent raised it only at this late
stage. We presume she was familiar with that
rule yet she failed to invoke it at the earliest
opportunity. Instead she opted to insist on her
innocence.
On the other ground raised by respondent, we
have sufficiently discussed the implications of
her loan agreement with complainant in relation
to Rule 16.04 of the Code of Professional
Responsibility in our December 13, 2005
resolution. Considering the fiduciary character
of respondent’s relationship with complainant,
the nature of their agreement and complainant’s
lack of independent advice when she entered
into it, there is neither sufficient ground nor
compelling reason to reconsider our earlier
resolution.
WHEREFORE, respondent’s motion for
reconsideration is hereby DENIED WITH
FINALITY.
Rule VIII, Section 1 of the Rules of Procedure of
the Commission on Bar Discipline of the
Integrated Bar of the Philippines is hereby
declared null and void.
Let copies of this resolution be furnished the
Integrated Bar of the Philippines and the Office
of the Bar Confidant for their information and
guidance.
SO ORDERED.
LEGAL ETHICS ACJUCO 47

WILLFULLY APPEARING AS ATTORNEY Petitioner, v. The Honorable Court of Appeals,


FOR ANY PARTY W/O AUTHORITY Et Al., Respondents, G.R. No. 81093, Second
Division. In its decision promulgated on March
A.C. No. 5499. August 16, 2005
6, 1990, the Court made the following
WILSON PO CHAM, Complainant, vs. ATTY. disquisition:chanrob1es virtual 1aw library
EDILBERTO D. PIZARRO, Respondent.

[In any case], the unsolicited appearance of


[G.R. No. 81093. October 15, 1991.] Atty. Rodolfo Macalino, in the absence of a
client-lawyer relationship with the petitioner
PORAC TRUCKING, INC., Petitioner, v. corporation, is unbecoming of a member of the
HONORABLE COURT OF APPEALS bar, to say the least . . . The presiding judge of
(FIFTEENTH DIVISION), and EMERENCIANA the court a quo is hereby ordered to undertake
GUEVARRA, Respondents. this investigation and report to the Court his
Ernesto L. Pineda for Petitioner. findings and recommendation within thirty days
from receipt hereof.chanrobles.com:cralaw:red
Atlee T. Viray for Private Respondent.
The Report and Recommendation dated June
SYLLABUS 11, 1991 of the Presiding Judge, RTC, Br. 55,
1. LEGAL ETHICS; CODE OF San Fernando, Pampanga, Hon. Reynaldo V.
PROFESSIONAL RESPONSIBILITY; DUTY Roura, was received by the Court on July 4,
OF LAWYER NOT TO DO FALSEHOOD NOR 1991. The pertinent portions are hereunder
MISLED THE COURT. — Res ipsa loquitur. quoted:chanrob1es virtual 1aw library
Atty. Rodolfo Macalino is not only guilty of Maria Adelaida C. Dizon, Vice-President of
falsehood but had misled the trial court as well defendant Porac Trucking, Inc., testified on
when her represented himself as "counsel" of December 28, 1990 that Porac Trucking Inc.
Porac Trucking, Inc. when in fact there was no never retained the services of Atty. Rodolfo
such client-lawyer relationship in the first place. Macalino to represent it in Civil Case No. 84-
And he transgressed his oath as an attorney. 0039-M. Despite the absence of evidence
For Canon 10.01 of the Code of Professional showing malice on the part of Atty. Macalino, the
Responsibility is clear. CANON 10 — A resulting injury to the interest of the parties in
LAWYER OWES CANDOR, FAIRNESS AND this case, not to mention the adverse effect in
GOOD FAITH TO THE COURT. Rule 10.01 — the administration of justice caused by the false
A lawyer shall not do any falsehood, nor consent representation of Atty. Rodolfo Macalino in said
to the doing of any in Court; nor shall he Civil Case can not be ignored. He should be
mislead, or allow the Court to be misled by any held responsible for the consequences of his
artifice. acts. When Atty. Macalino stated in his Motion
RESOLUTION for Reconsideration dated November 19, 1984
that the defendant did not bother anymore to
PER CURIAM: appear during the pre-trial conference in as
The Court motu proprio initiated the much as they have already executed their
administrative investigation of Atty. Rodolfo respective Special Powers of Attorney in favor
Macalino for the "unsolicited appearance" in of their counsel authorizing him to represent
Civil Case No. 84-0039-M, RTC, Br. 55, San them in the said pre-trial conference when in
Fernando, Pampanga which reached this Court, fact they did not, he tried to mislead the Court
docketed and entitled as Porac Trucking, Inc., and committed falsehood in violation of his oath
LEGAL ETHICS ACJUCO 48

in the pursuit of his falsely representing the SO ORDERED.


defendants as his clients which clearly
constitutes wilful appearance as an attorney for
the defendants in the case without proper
authority. Indeed, such actuation of Atty.
Macalino as the Hon. Supreme Court stated in
its decision, is "unbecoming of a member of the
bar," and considered grounds for his removal or
suspension by the Honorable Supreme Court as
provided in Section 27, Rule 138 of the Revised
Rules of Court.
The investigating judge submitted the following
recommendation:chanrob1es virtual 1aw library
IN VIEW OF ALL FOREGOING, there is no
doubt that Atty. Rodolfo Macalino is guilty of
falsehood in violation of his oath, and of wilfully
appearing as an attorney for a party to a case
without authority so to do, and accordingly, it is
respectfully recommended that he be
suspended for the practice of law for a period of
one (1) year.chanrobles virtual lawlibrary
Res ipsa loquitur. Atty. Rodolfo Macalino is not
only guilty of falsehood but had misled the trial
court as well when he represented himself as
"counsel" of Porac Trucking, Inc. when in fact
there was no such client-lawyer relationship in
the first place. And he transgressed his oath as
an attorney. For Canon 10.01 of the Code of
Professional Responsibility is clear.
CANON 10 — A LAWYER OWES CANDOR,
FAIRNESS AND GOOD FAITH TO THE
COURT.
Rule 10.01 — A lawyer shall not do any
falsehood, nor consent to the doing of any in
Court; nor shall he mislead, or allow the Court to
be misled by any artifice.
ACCORDINGLY, Atty. Rodolfo Macalino is
suspended from the practice of law for a period
of six months. Let a copy of this Resolution be
spread in his personal file and distributed to the
all courts of the land. This Resolution is
immediately executory.cralawnad
LEGAL ETHICS ACJUCO 49

A.M. No. L-840 June 30, 1969 It is the contention of Muñoz, a Spanish citizen,
residing in Barcelona, Spain, that he is the
JOAQUIN G. GARRIDO, CARLOS UY, JR.,
controlling shareholder or the representative of
and, FRANCISCO R.
the controlling shareholder of Carmun Trading
ACHACOSO, petitioners,
(N.Y.), Inc., Carmun Trading (Philippines), Inc.,
vs.
Safintex, S.A. and Sociedad Europea de
NORBERTO QUISUMBING, respondent.
Financiacion, S.A. — hereafter referred to,
RESOLUTION respectively, as Carmun (N.Y.), Carmun (Phil.),
Safintex and SEF; that Carmun (N.Y.) gave
CONCEPCION, C.J.: Antonio V. Rocha, a businessman in the
Petitioners Joaquin G. Garrido, Carlos Uy, Jr. Philippines, the sum of $400,000, with which, in
and Francisco R. Achacoso seek either the 1949, he constituted and funded the Capital
disbarment or the suspension of respondent Insurance and Surety Co., Inc., hereafter
Attorney Norberto Quisumbing, upon the ground referred to as Capital; that in 1958, Rocha, who
that he filed Civil Case No. 73668 of the Court successfully managed the Capital, as its
of First Instance of Manila, as counsel for the president, and held the shares therein in trust for
plaintiffs therein, including among them one L. Carmun (N.Y.), transferred said shares to
Garcia Pastor, who had not, in fact, authorized Carmun (Phil.); that thereafter Rocha was
respondent to institute said action on his (Garcia replaced, as president of Capital, by petitioner
Pastor's) behalf. Copy of an alleged affidavit of Garrido, who had only 16 out of the 10,000
Garcia Pastor to this effect was annexed to the shares of Capital; that L. Garcia Pastor and
complaint of petitioners herein, which was filed Jaime Amat, both Spanish citizens and
on September 30, 1968. residents, the former of Madrid, Spain, and the
latter of Pasay City, Philippines, hold 10 shares
In his answer thereto, respondent alleged that each of Capital, which Muñoz caused to be
he filed the complaint in said case No. 73668 at assigned to them to qualify them as members of
the request of one of the plaintiffs therein, the Board of Directors of Capital, of which he
namely, Julio Muñoz, who claimed to have (Muñoz) is the Chairman; that Carmun (Phil.)
authority to act on behalf of L. Garcia Pastor in transferred its shares in Capital to Safintex,
connection therewith. In support of this which, in turn, transferred the shares to SEF;
allegation, respondent submitted a photostatic that between 1964 and 1966, there had been an
copy of an affidavit of said Muñoz, dated July impairment in the financial condition of Capital
12, 1968, which had allegedly been submitted in owing to alleged mismanagement by petitioner
Civil Case No. 73091 of the Court of First Garrido, involving the juggling of accounts, the
Instance of Manila. Subsequently, or on falsification of records and other irregularities,
December 4, 1968, respondent filed a committed in connivance or with the cooperation
"manifestation" annexing thereto another of herein petitioners Achacoso and Uy, Vice-
affidavit of Muñoz, made in Barcelona, Spain, President and Accountant General,
on November 11, 1968, in further support of said respectively, of Capital; that, as a consequence,
allegation. Thereafter, petitioners filed their substantial assets of Capital were fraudulently
reply, which was the object of a rejoinder on the transferred by the petitioners to the Property
part of respondent. The aforementioned and Liability Insurance Corporation, which was
pleadings and the annexes thereto sufficiently organized and is owned by petitioners Garrido
establish the facts necessary for the and Achacoso; and that, accordingly, he
determination of this administrative case. (Muñoz) asked respondent herein to file, on his
behalf and that of Capital, SEF, Garcia Pastor
LEGAL ETHICS ACJUCO 50

and Amat, said Civil Case No. 73668 against


petitioners herein, to oust them as president,
vice-president and accountant, respectively, of
Capital, and to recover damages.
Although Garcia Pastor had not personally
authorized respondent herein to file said case
on his (Garcia Pastor's) behalf, as one of the
plaintiffs therein, respondent had no reason to
doubt the veracity of the information furnished
by Muñoz regarding his power to grant such
authority, in representation of Garcia Pastor.
Indeed, the latter seemingly claims to have
returned his shares in Capital to Muñoz, thus
impliedly admitting that he (Garcia Pastor) held
the shares on behalf of Muñoz. At any rate,
Muñoz knew nothing about said alleged return,
he being in Japan, at the time of the filing of
Case No. 73668, whereas Garcia Pastor was
then in Barcelona. Moreover, the records of
Capital were in the possession of petitioners
herein, and respondent felt that the Complaint in
Case No. 73668 should be filed without delay,
owing to the urgency of the relief prayed for.
In other words, when respondent's services
were engaged in connection with said case,
Muñoz informed him that he (Muñoz) was the
controlling stockholder of Capital and that
Garcia Pastor was his alter ego in its board of
directors. Accordingly, Muñoz authorized
respondent to file the action, not only in his
(Muñoz) name, but, also, in that of Garcia
Pastor. Under the circumstances, it is clear that
respondent has not committed any act of
malpractice. In fact, Garcia Pastor has not
complained against respondent for having acted
as he did. The present administrative
proceeding has been instituted, not by Garcia
Pastor, but by the defendants in the
aforementioned civil case.1awphil.nêt
WHEREFORE, the complaint herein is hereby
dismissed. It is so ordered.
LEGAL ETHICS ACJUCO 51

G.R. No. L-35830 July 24, 1990 thru the same counsel, filed their amended
answer.
FORTUNATA MERCADO, BASILIA CUEVAS
MERCADO, SOTERA MERCADO and On July 31, 1970, the Court of First Instance of
TRINIDAD MERCADO, petitioners, Cavite (now RTC) rendered judgment in favor of
the petitioners and against all the defendants in
vs.
the civil case, including private respondents.
Hon. ALBERTO Q. UBAY as Presiding Judge Since no appeal was made by any of the
of the Court of First Instance of Rizal, Branch defendants from the decision of the trial court,
XXXII, LUCINA SAMONTE and TRINIDAD M. the same became final and executory and the
SAMONTE, respondents. court issued the corresponding writ of
execution.
Gregorio M. Familiar for petitioners.
However, before the writ could be carried out by
Alfredo I. Molo for private respondents. the provincial sheriff, all the defendants, thru the
MEDIALDEA, J.: same counsel, Atty. Danilo Pine, filed a petition
for certiorari and mandamus with the Court of
This is a petition for certiorari and prohibition Appeals seeking to annul the writ of execution
under Rule 65 of the Revised Rules of Court issued by the trial court in Cavite in Case No.
with a prayer for the issuance of a writ of TM-223. On July 9, 1971, the Court of Appeals
preliminary injunction. Petitioners seek to enjoin dismissed the petition for lack of merit.
and restrain respondent judge from further
proceeding with Civil Case No. On May 27, 1972, respondent Lucina Samonte
and Trinidad Samonte brought an action before
C-2442 in the Court of First Instance of Rizal the Court of First Instance of Rizal (now RTC)
(now Regional Trial Court) on the ground of lack docketed as Case No.
of jurisdiction to annul a final and executory
judgment rendered by the Court of First C-2442, for the annulment of the final judgment
Instance of Cavite (now Regional Trial Court) in rendered by the trial court in Cavite in Case No.
Civil Case No. TM-223. TM-223, alleging the following matters: that they
did not authorize anyone including Atty. Danilo
The antecedent facts are as follows: Pine to file an answer in their behalf as
On May 18, 1966, petitioners filed an action for defendants in Case No. TM 223, and that the
partition with the Court of First Instance of filing of the petition for certiorari with the Court
Cavite, Branch I, docketed as Civil Case No. of Appeals to annul the writ of execution in the
TM-223, against Antonio, Ely and respondents same case was without their knowledge and
Lucina and Trinidad, all surnamed Samonte and participation.
who are brothers and sisters. Petitioners' motion to dismiss the action was
On June 27, 1966, the defendants were served denied by the CFI of Rizal. Thus, the instant
with a copy of the complaint and summons thru petition was filed.
their co-defendant Antonio Samonte who The issue to be resolved in this case is whether
acknowledged receipt thereof. or not the Court of First Instance of Rizal (now
On July 11, 1966, all the defendants in the RTC) committed grave abuse of discretion or
above-numbered case, thru counsel, Atty. acted without jurisdiction in denying the
Danilo Pine, filed their answer to the complaint. petitioners' motion to dismiss the action for
Later, on January 4,1967, the said defendants, annulment of the final and executory judgment
rendered by the CFI of Cavite.
LEGAL ETHICS ACJUCO 52

The applicable law is Republic Act No. 296, as what particular court of first instance) the action
amended, otherwise known as "The Judiciary should be commenced and tried (Dulap, supra).
Act of 1948," which was the law in force when The issue therefore to be resolved in the instant
the disputed action for annulment was filed on case is not one of jurisdiction but of venue-
May 27, 1972 in the CFI of Rizal. This is based whether it was properly laid in the Court of First
on the principle that the facts alleged in the Instance of Rizal for the annulment of the
complaint and the law in force at the time of judgment rendered by the CFI of Cavite.
commencement of action determine the
Section 2, Rule 4 of the Rules of the Court fixes
jurisdiction of a court (Lum Bing v. Ibanez 92
he venue in Courts of First Instance, as follows:
Phil. 799; Rodriguez v. Pecson, 92 Phil. 172;
Salao v. Crisostomo, No. L-29146, August 5, SEC. 2. Venue in Court of First Instance — (a)
1985, 138 SCRA 17; Tolentino v. Social Real actions. — Actions affecting title to, or for
Security Commission No. L-28870, September recovery of possession, or for partition or
6, 1985, 138 SCRA 428; Philippine Overseas condemnation of, or foreclosure of mortgage on,
Drilling, etc. v. Minister of Labor, G.R. No. real property, shall be commenced and tried in
55703, November 27, 1986, 146 SCRA 79). the province where the property or any part
thereof lies.
Section 44(a) of the Revised Judiciary Act of
1948 then vested original jurisdiction in the (b) Personal actions. — All other actions may be
Courts of First Instance over all civil actions in commenced and tried where the defendant or
which the subject of the litigation is not capable any of the defendants besides or may be found,
of pecuniary estimation and an action for the or where the plaintiff or any of the plaintiffs
annulment of a judgment and an order of a court resides, at the election of the plaintiff.
of justice belongs to this category (Vda. de
Ursua v. Pelayo, 107 Phil. 622). A court of first xxx xxx xxx
instance or a branch thereof has the authority The complaint filed by respondent with the CFI
and the jurisdiction as provided for by law to of Rizal for the annulment of judgment states
annul a final and executory judgment rendered that they reside at Caloocan City and that
by another court of first instance or by another petitioners, as defendants, reside at Cavite (p.
branch of the same court. This was the ruling 48, Rollo). Since the action for annulment of
laid down in the cases of (Dulap v. Court of judgment is a personal one, the venue of the
Appeals, No. L-28306, December 18, 1971, 42 action in this case should be either CFI of
SCRA 537; Gianan v. Imperial, No. L-37963, Caloocan or CFI of Cavite at the election of the
February 28, 1974, 55 SCRA 755 and Francisco plaintiff. Clearly, venue was improperly laid in
v. Aquino, Nos. L-33235-36, July 29, 1976, 72 the CFI of Rizal and respondent judge should
SCRA 149 which overturned the contrary rulings have dismissed the action for annulment of
in Mas v. Dumara-og No. L-16252, September judgment on the ground of improper venue.
29,1964,12 SCRA 34; J.M. Tuason & Co. v.
Torres, et al., No. L-24717, December 4, 1967, It is significant to state at this point that although
21 SCRA 1169; and Sterling Investment the prevailing rule before B. P. 129 was that
Corporation, et al. v. Ruiz, etc. et al., No. L- courts of first instance and their branches have
30694, October 31, 1969, 30 SCRA 318). Thus, jurisdiction to annul each other's final judgments
in an action to annul a final judgment or order, and orders as ruled in Dulap and subsequent
the choice of which court the action should be cases, fundamental principles still dictate that
filed is not left to the parties; by legal mandate the better policy, as a matter of comity or
the action should be filed with the Court of First courteous interaction between courts of first
Instance. The question is in what place (with instance and the branches thereof, is for the
LEGAL ETHICS ACJUCO 53

annulment cases to be tried by the same court process of law, or (b) it has been obtained by
or branch which heard the main action sought to fraud (Santiago v. Ceniza, No. L-17322, June
be annulled (Gianan v. Imperial, supra).i•t•c- 30, 1962, 5 SCRA 494).
aüsl Moreover, despite the re-examination by
None of the aforementioned grounds was
this Court of the old ruling in Mas v. Dumara-og,
shown to exist to support the annulment action.
supra, recent decisions still uphold its rationale
The contention of private respondents that they
that pursuant to judicial stability, the doctrine of
were not served with summons in Case No. TM-
non-interference should be regarded as highly
223 in the Cavite court is untenable. In their
important in the administration of justice
memorandum filed with this Court, they admit
whereby the judgment of a court of competent
that they were served with summons thru their
jurisdiction may not be opened, modified or
co-defendant Antonio Samonte who
vacated by any court of concurrent jurisdiction
acknowledged receipt thereof. The receipt of
(Ngo Bun Tiong v. Sayo, No. L-45825, June 30,
summons is shown by the return submitted by
1988, 163 SCRA 237; Republic v. Reyes, Nos.
the sheriff to the Court of First Instance of
L-30263-65, October 30, 1987; Parco v. Court Cavite. Apart from the presumption that the
of Appeals, No. L-33152, January 30, 1982, 111 sheriff had regularly performed his functions,
SCRA 262). records amply show that all the defendants,
including private respondents had filed their
While the foregoing discussion may no longer
answer in Case No. TM-223 thru counsel, Atty.
find any application at this time with the
Danilo Pine. And when final judgment had been
effectivity of Batas Pambansa, Blg. 129,
rendered by the CFI of Cavite against
enacted on August 10, 1981, which transferred
respondents and a writ of execution issued by
the jurisdiction over actions for annulment of
the trial court, the private respondents, thru the
judgment to the Court of Appeals, it was
same counsel, Atty. Pine even instituted a
deemed necessary if only to bring light and
petition for certiorari and mandamus to enjoin
settle the existing confusion and chaos among
the execution of the judgment of the Cavite
judges of the different courts of first instance
court. Respondents now allege that they have
and their branches concerning the application of
not authorized Atty. Danilo Pine to appear in
the old laws on jurisdiction and venue over this
their behalf as defendants in Case No. TM-223
kind of action. Probably, this confusion was the
or to file the petition for certiorari with the
underlying reason of the Legislature behind the
appellate court. Such allegation is devoid of
transfer of jurisdiction over annulment of
merit.
judgments from the trial courts to the Court of
Appeals under B.P. 129. An attorney is presumed to be properly
authorized to represent any cause in which he
Even if We were to disregard, for the sake of
appears, and no written power of attorney is
argument, the issue on jurisdiction of and venue
required to authorize him to appear in court for
in the Court of First Instance of Rizal in the
his client (Sec. 21, Rule 138, Rules of Court).
annulment suit, We found, upon perusal of the
The fact that private respondents had not
records, that no sufficient grounds exist to justify
personally appeared in the hearings of Case
the annulment of the final judgment of the Cavite
TM-223 in the trial court is immaterial. The filing
court. Certain requisites must be established
of the answer by and appearance of Atty. Danilo
before a judgment can be the subject of an
Pine in their behalf are sufficient to give private
action for annulment. A judgment can be
respondents standing in court. It is hard to
annulled only on two grounds: (a) the judgment
believe that a counsel who has no personal
is void for want of jurisdiction or for lack of due
interest in the case would fight for and defend a
LEGAL ETHICS ACJUCO 54

case with persistence and vigor if he had not


been authorized or employed by the party
concerned. It is obvious that since the appellate
court had decided adversely against private
respondents in their petition for certiorari, the
latter filed the annulment suit for a second
chance at preventing petitioners from enforcing
the decision rendered by the Cavite court in
favor of the latter.
It is an important fundamental principle in Our
judicial system that every litigation must come to
an end. Access to the courts is guaranteed. But
there must be a limit thereto. Once a litigant's
rights have been adjudicated in a valid final
judgment of a competent court, he should not be
granted an unbridled license to come back for
another try. The prevailing party should not be
harassed by subsequent suits. For, if endless
litigations were to be encouraged, unscrupulous
litigants will multiply in number to the detriment
of the administration of justice (Ngo Bun Tiong
v. Sayo, supra; Pacquing v. Court of Appeals,
G.R. 52498, July 19, 1982, 115 SCRA 117).
ACCORDINGLY, the petition is GRANTED and
the respondent judge of the Court of First
Instance of Rizal (now Regional Trial Court) is
ORDERED to dismiss Civil Case No. C-2442.
The temporary restraining order issued by this
Court is hereby made permanent.
SO ORDERED.

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