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Client-Centered Therapy development of the human personality (as

one must be clear on what one is changing


David M. Erekson and before one can clearly describe the change
Michael J. Lambert itself). Rogers conceptualized the structure of
Brigham Young University, U.S.A. the human personality through the concept
of the “phenomenal field,” or a unification
Developed in the 1940s by the American of conscious and unconscious processes that
psychologist Carl Rogers (1902–87), client- creates the unique experience of each individ-
centered psychotherapy (often referred to ual. The conscious portion of the phenomenal
as person-centered psychotherapy) repre- field is composed of cognitions, judgments,
sented a stark departure from traditional consciousness, and sensation and perception.
psychoanalytic treatment, conceiving the The unconscious portion is composed of feel-
role of therapist as less detached and formal, ings, expression of physiological and biological
and instead as more genuine and empathic. processes, and meanings of which individuals
According to client-centered principles, if the are not consciously aware (Rychlak, 1981).
therapist is successful in creating an optimal Of particular importance in Rogers’s
client-centered therapy environment, the client framework is the unconscious portion of
learns to play an active role in his or her recov- the phenomenal field, or the organismic
ery, and to take responsibility for making the self. Although individuals are generally well
discoveries and decisions that will allow for acquainted with their conscious thoughts,
the greatest degree of growth and progress. they may be unfamiliar with bodily reactions
As the approach gained traction in the 1960s, and meanings as made manifest in emotion.
client-centered therapy became associated Though these meanings are often not in con-
with the human potential movement. This scious awareness, they contain important
movement, dating back to the beginning of information about how we are interacting
the 1900s, reflected an altered perspective of with our environment and who we essentially
human nature. Previous psychological theories “are” (Rogers, 1980). In addition to simply
viewed human beings as inherently selfish (for experiencing emotions, individuals are con-
example, Freud’s theory focused on sexual and stantly in a process of making sense of these
aggressive tendencies as the primary forces emotions. Within client-centered theory emo-
driving human behavior), whereas the human tions are seen as informing individuals of
potential movement defined human nature as an important need, value, or goal that may
inherently good. From its perspective, human be advanced or harmed in any given situa-
behavior is motivated by an inherent drive tion. In client-centered theory the emphasis
to achieve one’s fullest potential. This combi- is clearly on emotions, which are seen as the
nation of an empathically engaged therapist foundation of the construction of the self and
and a client-directed therapeutic process rep- a determinant of self-organization.
resented a radical change in psychotherapy Overlaying this personality structure is the
and its surrounding theories of personality, assumed tendency toward self-actualization.
psychopathology, and change. This term refers to the inclination of all human
beings to move forward, grow, and reach
Personality Development their fullest potential. Rogers described the
Most well-defined psychotherapies are based self-actualizing tendency as “the substratum of
on a clear conception of the structure and all motivation” and “a tendency toward fulfill-

The Encyclopedia of Clinical Psychology, First Edition. Edited by Robin L. Cautin and Scott O. Lilienfeld.
© 2015 John Wiley & Sons, Inc. Published 2015 by John Wiley & Sons, Inc.
DOI: 10.1002/9781118625392.wbecp073
2 CLIENT-CENTERED THERAPY

ment, toward actualization, involving not only well-being. This can be simply described as a
the maintenance but also the enhancement person’s need to find consistency between the
of the organism” (Rogers, 1980, p. 123). From experience of who one is and who one feels
the Rogerian point of view, individuals can be one should be.
trusted by others and can trust themselves, as
they are inclined towards “constructive ful- Theory of Change
fillment of . . . inherent possibilities” (Rogers,
1980, p. 117). This self-actualizing tendency is In order to help individuals move toward
rooted in the organismic self and is manifest in self-actualization and congruence, Rogers
emotions and unconscious meanings. Rather outlined the tenets of client-centered psy-
than these leading toward negative outcomes, chotherapy. He described this intervention
however, the concept of self-actualization succinctly as the “necessary and sufficient”
focuses on human strengths, and posits that conditions for positive personality change,
when humans move toward the organismic suggesting that therapy requires an engage-
self (and therefore towards actualization) they ment between two individuals (condition 1),
tend to be prosocial, showing concern for with one meeting Rogers’s definition of psy-
others, and to behave in honest, dependable, chopathology (i.e., being incongruent, anxious,
and constructive ways. or vulnerable; condition 2) and the other being
relatively genuine and congruent (condition 3).
Psychopathology It then requires unconditional positive regard,
where the therapist is nonjudgmental (condi-
In addition to organismic cues regarding tion 4); empathy, where the therapist is able to
who one is and who one might become is enter the phenomenological experience of the
the conscious self-concept that also strives
client (condition 5); and sufficient communi-
towards actualization, but which may or may
cation of these traits to the client (condition
not be consistent with the organismic self
6). Person-centered therapy does not include
(Rychlak, 1981). The self-concept is a col-
specific techniques, then, but rather expects
lection of conscious meanings regarding the
that if these conditions are present, then “the
self, gleaned from biological processes and
process of constructive personality change will
feedback from the environment (including
follow” (Rogers, 1961, p. 96).
culture and relationships). Incongruence
Constructive personality change was
between the organismic self and the conscious
described by Rogers as shifting away from
self-concept is theorized to be the root of
facades, “oughts,” meeting expectations,
psychopathology. For example, a person may
and pleasing others, and shifting toward
experience a self-concept that includes the
self-direction, being a process, being complex,
importance of pursuing academia. This may
openness to experience, acceptance of others,
have been formed by parents who stressed
and trust of self.
the importance of education and a cultural
environment that celebrated educated peo- • Away from facades. Rogers describes this
ple more than uneducated people. This same movement with a quote from Kierkegaard,
individual may experience an organismic where one shifts from the despair of being
need to pursue a career that is far from an “another than himself,” to “be[ing] that
academic life. The incompatibility between the self which one truly is” (as cited in Rogers,
organismic self and the conscious self-concept 1961, p. 110). Though clients may not be
is an example of incongruence, and causes aware of what they are shifting towards,
distress in an individual. Not only, then, does they are distinctly turning from that which
an individual possess a tendency to move they are not.
towards self-actualization, but also a need to • Away from “oughts”. A client will move
move towards congruence for psychological away from the internalized values of others
CLIENT-CENTERED THERAPY 3

and what one ought to be like, including an open, friendly, close relationship” with
meanings surrounding who one should be one’s emotions (Rogers, 1961, p. 173).
and how one should feel. The loosening of When considering the person-centered
“oughts” leads to an acceptance of how one theory of personality structure, this means
actually is and how one actually feels. being aware of and open to the conscious
• Away from expectations. Rogers (1961) dis- self and the organismic self.
cusses this as shifting away from cultural • Toward acceptance of others. As the client
expectations and conformity. It is move- becomes more accepting of their own expe-
ment away from fulfilling the expectations rience, they become more accepting of the
of others (both in an interpersonal and a experience of others. This can be character-
larger cultural sense). ized as a nonjudgmental acceptance of what
• Away from pleasing others. A client will is, both in the self and in others.
shift away from acting according to the • Toward trust of self. A client shifts towards
opinions of others and begin to define what trusting and valuing the process and com-
they do not wish to do or be. An example of plexity that is the self (or the full phenom-
this may be not wanting to take a job that enal field). This trust results in choices that
one’s parents believe is the best job to take; lead towards the actualized, or congruent,
the client begins to recognize that personal self.
choices based on pleasing others is a less
satisfying way of being. It is clear that there is overlap both in what
• Toward self-direction. A client will shift the client is theorized to move away from and
towards autonomy, or moving towards what he or she is moving towards. Generally, it
goals that he or she chooses rather than seems that clients move away from rigidity and
goals set by external influences. This certainty towards fluidity and ambiguity; they
implies accepting the responsibility of move from being remote from their experience
freedom and the responsibility of conse- to being close to it; and they move away from
quences. being guided by external frameworks and
• Toward being a process. This is described by towards being guided by inner experiences.
Rogers as a “process of becoming,” where The client becomes more integrated in their
the person is “in flux, and seem[s] more phenomenal field (experiencing external influ-
content to continue in this flowing current” ences, cognitions, and emotions) and uses this
and where the “striving for conclusions broadened experience to make choices that
and end states seems to diminish” (Rogers, are congruent with the organismic self; they
1961, pp. 171–172). The person becomes move from valuing others’ opinions and needs
more willing to be a fluid process rather to an inner frame of reference where they
than a fixed entity. make contact with and are able to verbalize
• Toward being complex. A client will begin their feelings, which become a highly valued
to be “all of oneself in each moment” guiding force in directing future actions.
(Rogers, 1961, p. 172), which implies an
acceptance of complicated and seemingly Research Support
contradictory emotions and cognitions as
part of the richness of being. It is shifting Research providing empirical support for
from having to be either “this” or “that,” client-centered theory of psychopathology has
towards allowing oneself to be complex. been somewhat sparse, as the emphasis of the
• Toward openness to experience. A client will modality has primarily been on “the fully func-
become more aware of and open to both tioning person” rather than pathways to pathol-
their inner and their external experience. ogy (Rogers, 1961). Recent evidence for the
This includes moving towards “living in theory has been garnered, however, through
4 CLIENT-CENTERED THERAPY

examination of parallel literatures, includ- Broad meta-analyses of empirical stud-


ing positive psychology’s self-determination ies have tended not to support a specific
theory and neuroscience. Experimental inves- psychotherapy or a specific component of psy-
tigations in the self-determination theory chotherapy as more efficacious than another
literature support the innate actualizing ten- (Ahn & Wampold, 2001). These findings have
dency and its association with psychological been somewhat controversial (e.g., Hrób-
well-being (Patterson & Stephen, 2007). Addi- jartsson & Gotzsche, 2007), but have spurred
tionally, it appears that changes in specific brain common factors research, which examines
functions are consistent with the importance the effects of factors common to all psy-
of empathic understanding, unconditional chotherapies. Common factors, including
positive regard, and congruence in human placebo effects, have been estimated to explain
functioning (Lux, 2010) but that these are not as much as 45% of the change that occurs
limited to specific predictions that emanate in psychotherapy (with 40% attributed to
from Rogers’s theory. Further research is extra-therapeutic change, and 15% to specific
needed in order to clarify the validity of techniques). Advocates of client-centered the-
client-centered theory with regards to evidence ory invoke common factors as supporting the
for an inner actualizing tendency. client-centered position as these factors are
The efficacy and effectiveness of psychother- largely composed of therapeutic relationship
apy in general and of client-centered therapy variables (Lambert & Barley, 2001). A recent
in particular, has been studied for decades. meta-analysis supports the suggestion that
There is compelling empirical evidence that common factors account for a much larger
most psychotherapy decreases symptom dis- portion of change in psychotherapy than do
tress and increases well-being more than specific techniques (Cuiijpers et al., 2012). In
placebo controls or no treatment (Lambert, a recent review (Norcross & Lambert, 2011),
2013). Specifically, humanistic–experiential the common factors of therapeutic alliance,
therapies, a subset of client-centered ther- empathy, and goal consensus were deemed
apy, have been found to work better than “demonstrably effective.” Other such fac-
placebo controls and as effectively as most tors, including positive regard, genuineness,
other psychotherapies. The effectiveness of congruence, and quality of relational interpre-
humanistic psychotherapies in treating spe- tations were listed as “promising and probably
cific diagnostic categories has been evidenced effective.” But some researchers are not con-
for depression and relationship and inter- vinced that the therapeutic alliance causes
personal difficulties, and in chronic medical change and suggest positive change precedes
conditions and substance misuse; equivo- ratings of a positive alliance (e.g., DeRubeis,
cal support was found with respect to the Brotman, & Gibbons, 2005).
treatment of psychosis and anxiety (Elliot,
Greenberg, Watson, Timulak, & Freire, 2013). Clinical Practice
With regard to helping individuals suffering
with specific anxiety-based disorders (such The impact of Carl Rogers and client-centered
as obsessive–compulsive disorder) it appears therapy on psychotherapy practice has been
that client-centered therapy is less effective broad and lasting (see, for example, the World
than behavioral and cognitive behavioral Association of Person-Centered & Experiential
treatments. More systematic research exam- Psychotherapies). Client-centered psychother-
ining the efficacy of client-centered therapy apy, which is based on the notion that human
specifically would be valuable in increasing nature is inherently good, offers an alternative
understanding of its differential functioning to traditional therapies, allowing the client
across psychopathologies, and its relation to to guide therapy. It presumes that that as
other efficacious treatments. clients come closer to “the self which [they]
CLIENT-CENTERED THERAPY 5

truly [are],” they will move towards prosocial analysis of the nonspecifics argument. Clinical
self-actualization. Rogers posited that as the Psychology: Science and Practice, 12, 174–183.
unconscious organismic self (made up of biol- Elliot, R., Greenberg, L., Watson, J., Timulak, L., &
ogy, emotion, and unconscious interpretations) Freire, E. (2013). Research on humanistic-
experiential psychotherapies. In M. J. Lambert
becomes more congruent with the conscious
(Ed.), Bergin and Garfield’s handbook of
self-concept (made up of internalized values psychotherapy and behavior change (6th ed.). New
and conscious understandings of who one is York: John Wiley & Sons.
and who one should be), the person expe- Hróbjartsson, A., & Gøtzsche, P. C. (2007).
riences less anxiety and depression, but also Wampold et al.’s reiterate spin in the conclusion
experiences greater psychological well-being of a re-analysis of placebo versus no-treatment
and likelihood of fulfilling their human trials despite similar results as in original review.
potential. This form of treatment has been pro- Journal of Clinical Psychology, 63, 405–408.
vided to children and adults, as well as to highly doi:10.1002/jclp.20356
dysfunctional individuals and persons who are Lambert, M. J. (2013).The efficacy and effectiveness
of psychotherapy. In M. J. Lambert (Ed.), Bergin
having difficulties with decision making and
and Garfield’s handbook of psychotherapy and
in life crisis. It has been delivered as both behavior change (6th ed.). New York: John Wiley
group and individual treatment. Unlike some & Sons.
psychotherapies that are highly structured Lambert, M. J., & Barley, D. (2001). Research
with a set number of sessions, client-centered summary on the therapeutic relationship and
treatment sees the end of treatment as collab- psychotherapy outcome. Psychotherapy: Theory,
oratively negotiated by the therapist and client Research, Practice, Training, 38, 357–361.
and of indeterminate length. doi:10.1037/0033-3204.38.4.357
Although the therapeutic conditions of Lux, M. (2010). The magic of encounter: The
client-centered therapy have not been widely person-centered approach and the
neurosciences. Person-Centered and Experiential
accepted as sufficient for positive therapeutic
Psychotherapies, 9, 274–289. doi:10.1080/
change, they are widely regarded as impor-
14779757.2010.9689072
tant components of effective psychotherapy Norcross, J. C., & Lambert, M. J. (2011).
(e.g., Norcross & Lambert, 2011). Evidence-based therapy relationships. In J. C.
Norcross (Ed.), Psychotherapy relationships that
SEE ALSO: Child and Adolescent Psychotherapies; work (2nd ed., pp. 3–21). New York: Oxford
Common (Nonspecific) Factors in Psychotherapy; University Press.
Counseling Psychology; Dodo Bird Verdict in Psy- Patterson, T. G., & Stephen, J. (2007).
chotherapy; Humanistic/Existential/Phenomeno- Person-centered personality theory: Support
logical Psychotherapy; Rogers, Carl R. (1902–87); from self-determination theory and positive
Therapeutic/Working Alliance psychology. Journal of Humanistic Psychology,
47, 117–139.
References Rogers, C. R. (1961). On becoming a person. New
York: Houghton Mifflin.
Ahn, H., & Wampold, B. E. (2001). Where oh where
Rogers, C. R. (1980). A way of being. New York:
are the specific ingredients? A meta-analysis of
Houghton Mifflin.
component studies in counseling and psycho-
Rychlak, J. F. (1981). An introduction to personality
therapy. Journal of Counseling Psychology, 48,
and psychotherapy: A theory construction
251–257. doi:10.1037/0022-0167.48.3.251
approach. Boston, MA: Houghton Mifflin.
Cuijpers, P., Driessen, E., Hollon, S. D., van Oppen,
P., Barth, J., & Andersson, G. (2012). The efficacy Further Reading
of non-directive supportive psychotherapy for
adult depression: A meta-analysis. Clinical Cain, D. J., & Seeman, J. (Eds.). (2001). Humanistic
Psychology Review, 32, 280–291. psychotherapies: Handbook of research and
DeRubeis, R. J., Brotman, M. A., & Gibbons, C. J. practice. Washington, DC: American
(2005). A conceptual and methodological Psychological Association.

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