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Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 1 of 41

UNITED STATES DISTRICT COURT


SOU TH ERN D ISTM CT O F FLO RID A
CASE N O.18-60379-ClV-M OORE/Snow
FED ER AL TR AD E CO M M ISSION ,
Plaintiff,

TH OM A S DLUCA,individually and also d/b/a


Bitcoin Funding Team and M y7N etw ork,LO UIS
GATTO,individually and also d/b/aBitcoin
FundingTeam and M y-m etwork,ERIC PINKSTON ,
individually and also d/b/aBitcoin Funding Team
and M y-m etw ork,and SCOTT CH AN D LER ,
individually and also d/b/a Bitcoin Funding Team
and Jetcoin,
D efendants.

R EPO RT A N D R E CO M M EN DA TIO N
THIS CAU SE isbefore the Courtfollow ing a M arch 21,2018 show cause hearing

beforetheundersignedonwhyapreliminmyinjunctioninthiscaseshouldnotissue.Althoughthey
each were servedwith the Complaintand with noticeofthehearing,noneoftheDefendantswere
in attendance.
Based on the argum entofPlaintiffscounseland evidencepresented,the Courtis

persuadedthatPlaintiffislikelytosucceedonthemeritsandthatinjunctivereliefisinthepublic
1

interest. SeeFTC v.IAB M ktg.Assocs..L.P.,746 F.3d 1228.Accordingly,itishereby

RECOMM ENDED thattheCourtentertheattached PreliminaryInjunctionwith


A ssetFreeze and Other Equitable Relief againstThom as D luca,Louis G atto,Eric Pinkston,and
Scot'tChandler.
Thepartiesw illhave 14 daysf'
rom the date ofbeingserved with a copy ofthisReport

and Recommendation within which to file written objections,ifany,forconsideration by The


HonorableK.M ichaelM oore,UnitedStatesDistrictJudge.Faillzretofileobjectionstimelyshall
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 2 of 41

barthepartiesfrom adenovodeterm inationbytheDistrictJudgeofan issuecoveredin theReport


arld shallbarthe partiesfrom attacking on appealunobjected-to factùaland legalconclusions
containedtherein,exceptupongrotmdsofplainerrorifnecessaryintheinterestofjustice.See28
U.S.C.j636(b)(1);Thomasv.Arn,47417.5.140,149(1985);Hen1eyv.Johnson,885F.2d790,794
(1989);11th Cir.R.3-1(2016).
DONE AND SUBM ITTED atFortLauderdale,Florida,this 22nd day ofM arch,
2018.

A s sxow
J.
UNITED sfv ssMAGISTRXTElIJDGs

Copies to:
AllCounselofRecord
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 3 of 41

IN TH E U N ITED STA TES DISTR IC T C O U RT


FO R TH E SO U TH ER N DISTR IC T O F FLO R IDA
N o.18-60379-ClV -M O O R E/SN O W

FED EM L T M D E C O M M ISSIO N ,

Plaintiff,

TH O M A S DL U CA ,individually and also d/b/a


Bitcoin Funding Team and M y7N etwork,

L O U IS G A TT O ,individually and also d/b/a


B itcoin Funding Team and M y7N etwork,

ER IC PINK STO N ,individually and also d/b/a


B itcoin Funding T eam and M y7Netw ork,and

SCO T T CH AN D LER ,individually and also


d/b/a Bitcoin Funding Team and Jetc oin,

Defendants.

PR EL IM IN A RY INJUN C TIO N W ITH ASSET FR EEZE


AND OTHER EQUITM LE RELIEF
Plaintiff,theFederalTradeCommission (GTTC''),hasfileditsComplaintforPermanent
lnjunctionand OtherEquitableReliefagainstThomasDluca,LouisGatto,EricPinkston,and
Scot'tChandler(collectively,SsDefendants''),pursuanttoSection 13(b)oftheFederalTrade
CommissionAct(GIFTC Act''),15U.S.C.j53(b)(ECFNo.1),andmoved,pursuanttoFed.R.
Civ.P.65(b),foranexpartetemporaryrestrainingorder,assetfreeze,otherequitablerelief,and
anordertoshow causewhyapreliminary injunction shouldnotissue.OnM arch 12,2018,the
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 4 of 41

Courtissued an expartetemporary restraining orderwith an assetfreezeand otherequitable

relief,and setashow causehearing.Defendantswereserved with the Com plaint,Sum mons,

temporary restrainingorder,and otherrelated paperson M arch 13,14,and 15,2018. On M arch

21,2018,a show cause hearing w asheld.

FIN D IN G S O F FA CT

The Coult having considered the Complaintand evidence in supportofapreliminary

injunctionwithanassetfreezeand otherequitablerelief,andbeingotherwiseadvised,findsthat:
A. ThisCourthasjurisdictionoverthesubjectmatterofthiscase,jurisdictionover
a11partieshereto,and venueinthisdistrictisproper.

B. Section 13(b)oftheFTC Act,15U.S.C.j53(b)(2),authorizesthisCourttogrant


theFTC apreliminaryinjunctionuponashowingthat,weighingtheequitiesandconsideringthe
FTC'Sultimatelikelihoodofsuccess,apreliminaryinjunction isinthepublicinterest.
C. çlunlikeprivatelitigants,theFTC neednotdemonstrateirreparableinjuryinorder
toobtaininjunctiverelief.''FFC v.1AB Af/c/g.Assocs.,LP,746F.3d 1228,1232 (11thCir.
2014).W hen adistrictcourtbalancesthepublicinterestagainstaprivateinterest,thepublic
interestshould receive greaterweight. FFC v.World TravelVacation Brokers,861F.2d 1020,

1030(7th Cir.1988);FFC v,USA Beverages,Inc.,2005U.S.Dist.LEXIS 39075,at*15(S.D.


Fla.2005).
D. A properbalance oftheequitiesin thism atterfavorstheFTC.Baseduponthe

audio and video recordings,w ebsite screen shots,w ebsite captures,consum erdeclarations,

investigatordeclarations,an expertdeclaration,and otherevidencesubm itted by the FTC,there

isgood cause to believe that:


Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 5 of 41

1. Defendantsareviolatingand,tmlessenjoinedbythisCourt,willcontinue
toviolateSection 5(a)oftheFTC Act;
Consumersnationwidehavesuffered and,uplessenjoinedbythisCourt,
willcontinuetosufferharm includingeconomicinjuryasaresultofDefendants'
violationsofSection 5(a)oftheFTC Act;
3. Defendantshavereceivedand,unlessenjoineébythisCourt,willcontinue
toreceive,ill-gotten gainsasaresultoftheirviolationsofSection 5(a)oftheFTC
A ct;and

TheprivateinterestsofDefendantsdonotoutweigh thepublicinterestin

enjoiningf'uturelaw violations,protectingassetsordocuments,orpreservingthe
Court'sability to award effective fullandfinalrelief.

E. TheFTC hasshown alikelihood thatitwillultimately succeed on them erits.

Based upon theaudio andvideo recordings,websitescreen shots,websitecaptures,consum er

declarations,investigatordeclarations,an expertdeclaration,and otherevidence subm itted by the

FTC,thereisgood causeto believethatDefendantsDluca,Gatto,Pinkston,and Chandlerhave

engagedin andarelikelytoengageinactsorpracticesthatviolateSection5(a)oftheFTC Act


by:

falsely representingto consum ersthatBitcoin Funding Team and/or

M y7Networkwerebonahdemoney-makingopportunities,when,infact,theseprograms
w ere chain refen'alschem es'
,and

falsely representing thatparticipants in the Bitcoin Funding Team ,

M y7N etwork,orJetcoin purported m oney-m aking schem es w ere likely to earn

substantialincom e.

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F. ThisCourtfindsthatthepublicinterestisservedby:

Enjoiningdeceptiveorunfairactsorpracticesthatviolatethelaw;
2. M aintaining the status quo overassetsand business docum ents relating to

D efendants'alleged 1aw violations;and

Preservingthe Court'sability to award fulland effectivefinalreliefattrial

orother disposition ofthism atter.

G. Becausethe balance of the equitiestipsintheFTC'Sfavorand theFTC islikely

to ultim ately succeed on them eritsofitsComplaint,thisCourtfindsthatapreliminary

injtmctionwithan assetfreezeandotherequitablereliefiswarrantedand inthepublicinterest.


H. ThisCourthasauthoritytoissuethisOrderplzrsuanttoSection 13(b)oftheFTC
Act,15U.S.C.j53(b);Fed.R.Civ.P.65;andtheA11W ritsAct,28U.S.C.j 1651.
1. UnderFed.R.Civ.P.65(c),nosecurityisrequiredofanyagencyoftheUnited
States for issuance ofa restraining order.

DE FINITIO N S

Forthepurpose ofthisOrder,thefollowing definitionsshallapply:

dAsset''orddAssets''meansany legalorequitable interestin,rightto,orclaim to

any item ofeoonom icvalue,in wholeorparq whethertangible orintangible,including,butnot

lim ited to,accounts,accountsreceivable,cash,certificatesofdeposit,chattels,checks,contracts,

credits,currency,cryptocurrency,ûxtures,funds,equipm ent,incom e,intellectualproperty,

inventory,instrum ents,investm ents,leaseholds,linesofcredit,m ail,notes,personalproperty,

realproperty,revenues,jecurities,sharesof stock,trusts,orany interesttherein,w hether located

w ithin or outside the U nited States.


Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 7 of 41

B. tsDefendanttsl''meansThomasDluca,LouisGatto,EricPinkston,andScott
Chandler,individually,collectively,orin any combination.

C. GdDocum ent''issynonym ousinm eaning and equalin scopeto theusageof

çtdocument''andCselectronicallystored information''inFed.R.Civ.P.34(a),andincludes
m itings,draw ings,graphs,charts,photographs,sound and video recordings,im ages,Internet

sites,web pages,websites,electronic correspondence,including e-mailand instantm essages,

contracts,accounting data,adveMisem ents,FTP Logs,ServerAccessLogs,books,m itten or

printed records,handwritten notes,telephonelogs,telephone scripts,receiptbooks,ledgers,

personaland businesscanceled checksand check registers,bank statem ents,appointm entbooks,

com puterrecords,custom erorsalesdatabasesand any otherelectronically stored information,

including Docum entslocated on remoteserversorcloudcom puting systems,and otherdataor

datacom pilationsfrom which inform ation can beobtained directly or,ifnecessary,afler

translation into areasonably usable form .A draftornon-identicalcopy isaseprateDocum ent

w ithin the m eaning ofthe term .

D. (sElectronicData H ost''m eansany person orentity in thebusinessofstoring,

hosting,orotherw ise m aintaining electronically stored inform ation.This includes,butis not

lim ited to,any entity hosting a w ebsite orserver,and any entity providing ltcloud based''

electronicstorage.

E. SçFinancialInstitution''m eansan insured bank,comm ercialbank ortrust

com pany;a private banker,agency orbranch ofa foreign bank;a creditunion orthrift

institution;a brokerordealerin securitiesor com m odities,w hetherornotregistered;an

investm entbartkerorinvestm entcom pany'


,a currency exchange orcryptocurrency exchange or

serviceprovider;an issuer,redeemer,orcashieroftravelers'checks,checks,money orders,or


Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 8 of 41

sim ilarinvestm ents;participantin the creditcard system,including an operatorofthecreditcard

system ,acreditcard processor,apaym entprocessor,amerchantbnnk,an acquiring bank,an

independentsales organization,athird pal'ty processor,ora paym entgatew ay;an insurance

company;adealerinpreciousmetals,stones,orjewels;apawnbroker;aloanorfnance
company'
,a licensed senderofmoney orotherperson who engagesasabusinessin the

transmission offunds;atelegraph com pany;personsinvolved in vehicle orrealestate sales,

closings,orsettlements;a casino,orgaming establishment.

(sM arketing Program ''includes,butisnotlimited to,any multi-levelmarketing

program ,businessopportunity,pyram id m arketing scheme,Ponzischem e,orchain m arketing

schem e.

(dM aterial''m eanslikely to affecta person's choice of,orconductregarding,

goods orservices.

H. (T erson''m eansan individual,organization,Financiallnstitm ion,orotherlegal

entity,including,butnotlim ited to,an association,cooperative,corporation,lim ited liability

company,partnership,proprietorship,ortrust,orcombination thereof.

O RD ER

PR O H IBITED BU SIN ESS A C TIV ITIE S

IT IS THEREFORE ORDERED thatDefendants,Defendants'officers,agents,

em ployees,and attolm eys,and a1lotherpersons in active concertorparticipation w ith them ,w ho

receive actualnotice ofthis Order,w hetheracting directly orindirectly,in connection w ith

advelising,m arketing,promoting,operating,offeringforsale,orsaleofany M arketing

Program,arepreliminarilyrestrained andenjoinedfrom :
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 9 of 41

Engaging in,participating in,orassisting othersin engaging in orparticipating in,

any M arketing Program that:

Payscom pensation forrecruiting new mem bers'


,

2. Encouragesorincentivizesm emberstopurchase goodsorservicesto

m aintain eligibility forbonuses,rew ards,or com m issionsratherthan forresale or

personaluse;

Paysany compensation relatedto thepurchaseorsaleofgoodsorsenices

unlessthemajority ofsuch compensationisderivedfrom salestoorpurchasesby


Persons w ho are notm em bersofthe M arketing Program ;or

4. Constitutesapyram id schemeorPonzischeme;

B. M isrepresenting,orassisting othersin misrepresenting,expressly orby

implication,thatDefendants'M arketingProgramsarestructuredto operateasbonafdemoney-


m aking opportunities;and
C. M isrepresenting,orassisting othersinm isrepresenting,expressly orby

im plication,any M aterialfact,including,butnotlimitedto,thatconsumerswho participatein a

M arketing Program willorarelikelyto receivesubstantialincom e.

Il. PR O H IBITIO N O N R ELEA SE O F C U ST O M ER IN FO R M A TIO N

IT IS FURTHER ORDERED thatDefendants,Defendants'officers,agents,em ployees,

and attorneys,and al1otherpersonsin activeconcertorparticipation with any ofthem who

receive actualnoticeofthisOrderby personalserviceorotherwise,whetheracting directly or

.
indirectly,areherebypreliminarilyrestrainedandenjoinedfrom :
Selling,renting,leasing,transferring,orotherwise disclosingthenam e,address,

birth date,telephonenum ber,electronicmailaddress,creditcard number,bank accotmtnum ber,

7
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 10 of 41

SocialSecurity number,orotherfinancialoridentifying inform ation ofany Person thatany

Defendantobtainedinconnectionwithanyactivitythatpertainstothesubjectmatterofthis
Order'
,and

B. Benetm ing from orusingthename,address,birth date,telephonenum ber,

electronicmailaddress,creditcard ntlmber,bank accountnum ber,SocialSecurity number,or

otherfinancialoridentifying information ofany Person thatany Defendantobtained in

cozmectionwithany activitythatpertainstothesubjectmatterofthisOrder.
Provide4 however,thatDefendantsm ay disclosesuch financialoridentifying personal
infonuation to a 1aw enforcem entagency,to theirattorneysasrequired fortheir defense,or as

required by any law,regulation,orcourtorder.

111. A SSET FREE ZE

IT IS FURTHER ORDERED thatDefendantsand theiroffcers,agents,employees,

and attorneys,and a11otherpersons'in activeconcertorparticipation with any ofthem ,who

receiveactualnoticeofthisOrder,whetheracting directly orindirectly,areherebypreliminarily

restrainedandenjoinedfrom directlyorindirectly:
Assigning,concealing,converting,disbuzsing,dissipating,encum bering,granting

a lien orsecurity interestorotherinterestin,liquidating,loaning,'pledging,relinquishing,

selling,spending,transfening,withdrawing,orotherwise disposing ofany Assetthatis:

owned or controlled,directly orindirectly,by alzy D efendant;

2. held,in w hole orin part,for the benefitofany D efendant;

in the actualorconstructivepossession ofany D efendant;or

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owned,controlled by,in theacttlalorconstnzctivepossession of,or

otherwiseheld forthebenefk of,any entity directly orindirectly owned,

m anaged,orcontrolled by,orundercom m on controlby orw ith any D efendant;

B. Opening orcausing tobeopened any safe depositbox,comm ercialm ailbox,or

storagefacilitybelongingto,fortheuseorbenestof,underthecontrol0f,orsubjectto access
by any Defendant'
,

C. Incuning chargesorcash advanceson any credit,debit,orchecking card issued in

thename,individuallyorjointly,ofanyDefendant,orofanyentitydirectlyorindirectlyowned,
m anaged,or controlled by any D efendant;and

Cashing ordepositingany Assetderived from any M arketing Program prohibited

by thisOrder.

TheAssetsaffectedbythisSectionshallinclude:(1)a1lAssetsofDefendantsasofthe
timethisOrderisentered;and (2)forAssetsobtainedbyDefendantsaflerthisOrderisentered,
ifthoseAssetsarederivedfrom any activitythatisthesubjectoftheComplaintinthismatteror
thatisprohibited by thisOrder. ThisSection doesnotprohibitthe repatriation offoreign Assets

specifically required by thisOrder.

1V. D U TIE S O F A SSET H O LD ER S A ND O TH ER TH IR D PA R TIES

IT IS FURTHER ORDERED thatany FinancialInstitution orPerson thathas,orthatat

any tim esinceJanuary 1,2014,hashad,custody orcontroloveraDocum entorAssetbelonging

to,fortheuseorbenefitof,orunderthecontroloforsubjectto accessby anyDefendantand


who receivesactualnoticeofthisOrderbypersonalselvice orothenvise,whetheracting directly

orindirectly,shall:
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 12 of 41

A. Hold,preserve,and retainw ithin itscontroland prohibitthewithdrawal,rem oval,

alteration,assignm ent,transfer,pledge,encumbrance,disbursement,dissipation,relinquishm ent,

conversion,sale,orotherdisposalofanyAsset,except(1)asdirectedbyfurtherorderofthis
Coul't,or(2)bywritlen stipulationoftheparties;
Deny any Person accessto any safe depositbox,comm ercialm ailbox,orstorage

facilitybelongingto,fortheuseorbenefitof,underthecontrolof,orsubjecttoaccessbyany
Defendant,eitherindividually,orjointly;
C. ProvidePlaintiff'scounsel,withinthree(3)daysofreceivingacopyofthis
Order,asworn statem entsetting forth:

Theidentification numberofeach such accountorAssetbelongingto,for

theuseorbenetk of,underthecontrolof,orsubjecttoaccessbyanyDefendapt;
2. Thebalanceofeach account,oradescription ofthenatureand valueof

each Assetasofthecloseofbusinessontheday on which thisOrderisreceived,and,if

theaccountorotherAssethasbeen closed orrem oved,the date closed orrem oved,the

totalfundsrem oved ortransferred,and the nam e ofthe Person to w hom such accountor

A ssetw as rem itted;

The identification ofany safe depositbox,com m ercialm ailbox,or

storagefacilitybelongingto,fortheuseorbenefitollunderthecontrolof,orsubjectto
accessby anyDefendant,individuallyorjointly;and
4. Thecryptographichash value,tim estamp,transaction data,public

addressesorotherinformation sufficientto identify,locate,and track cryptocurrency in

any blockchain ordistributed ledgerteclmology system thatisbelonging to,fortheuseor

benefitof,underthecontrolof,orsubjecttoaccessbyanyDefendant;and
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D. W ithintive(5)businessdaysofreceivingarequestfrom Plaintiffscounsel,
providePlaintiffscounselwith a11Docum entspertaining to such Asset,including,butnot

lim ited to,accountapplications,statem ents,signaturecards,checks,drafts,deposittickets,

transfersto and from accounts,wiretransfers,wiretransferinstructions,a11otherdebitand credit

instrum entsorslips,currency transactionreports,1099form s,and a11logsand recordspertaining

to safe depositboxes,com m ercialm ailboxes,and storage facilities.

Provide4 however,thatthisSection doesnotprohibitany repatriation offoreign A ssets


speciscally required by this Order.

V. SERV ICE O F TH IS O R D ER

IT IS FURTHER ORDERED thatcopiesofthisOrderm ay be served by any m eans,

includinjfacsimiletransmission,electronicmailorotherelectronicmessaging,personalor
overnightdelivery,U .S.M ailorFedEx,by agentsoremployeesofthePlaintiff,by any law

enforcementagency,orby processserver,upon any Person thatm ay havepossession,custody,

orcontrolofanyAssetorDocumentofanyDefendr t,orthatmaybesubjecttoanyprovision
ofthisOrderpursuanttoFed.R.Civ.P.65(d)(2).ForpurposesofthisSection,seniceupon any
branch,subsidiary,affiliate oroffice ofany entity shalleffectservice upon the entireentity.

V I. PO STIN G N O TICE O F LA W SU IT O N W EB SITES

IT IS FURTHER ORDERED that,within 24 hoursofserviceofthisOrder,Defendants

and each oftheir successors,assigns,m em bers,officers,agents,em ployees,and those personsin

active concertorparticipation w ith them who receive actualnotice ofthis Order,w hetheracting

directly orindirectly,shalltakewhateveraction isnecessary to ensurethatany websiteused by

any Defendantin connection with the advertising,marketing,and prom otion ofany M arketing

Program ,shall:

Prominently display the following statem ent:


Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 14 of 41

TheFederalTradeCommission (FTC)hasfiled alawsuitagainstThomas


D luca,Louis Gatto,Eric Pinkston,and ScottChandler,individually and
doingbusinessasBitcoin FundingTeam ,M y7N etwork,orJetcoin,
alleging thatthey have engaged in deceptive practicesin comw ction with
theadvertising,marketing,and prom otion ofpup orted m oney-making
opportunities.TheUnited StatesDistrictCourtforthe Southern Districtof
FloridahasissuedaPreliminaryInjunctionprohibitingthealleged
practices.You m ay obtain additionalinformation directly from theFederal
TradeComm ission.

B. Provide a hypedextlink to the FTC 'S hom e page atw w w .ftc.gov,oranotherhom e

pagedesignated by counselfortheFTC.

VIl. PR O DU C TIO N o F D O CIJM EN TS D A TA ,A N D


IDENTIFICATIONINFORMATION
IT IS FURTHER O RDERED that,unlessalready producedto Plaintiff:

A. W ithinthree(3)d4ysofselwiceofthisOrder,eachDefendantshallproducetothe
FTC atthe Office oftheFloridaAttorney General- Consum erProtection Division, 110 S.E.6th
l

Street, 10thFloor,FortLauderdale,Florida 33301,orotherlocation designated by theFTC,for

inventory and copying,a11Docum ents,computerequipm ent,and electronically stored

inform ation in anyDefendant'spossession,custody,orcontrol,thatcontainsinform ation about

Defendants'operation orpromotion ofBitcoin FundingTeam ,M y7Network,Jetcoin,orany

othermoney-making opportunity thatDefendantsprom oted orin which Defendantsparticipated

since January 1,2014.TheFTC shallreturn each item producedforinventory orcopying to

Defendantswithinfive(5)businessdaysfrom thedateandtimeofanyDefendant'sdeliveryof
each such item .

Each D efendant,to the extenthehaspossession,custody,or controlofD ocum ents

described above,shallproduce the D ocum entsasthey are keptin theusualcourse ofbusiness.

Each Defendant,to theextenthe haspossession,custody,orcontrolofcom puterequipm entor

electronically stored inform ation described above,shallprovide the FTC w ith any necessary

12
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meansofaccesstothe computerequipm entorelectronically stored inform ation,including,but

notlim itedto,com puteraccesscodesand passwords.

B. Within4bhoursofselwiceofthisOrder,eachDefendantshall:
1. Completeand serve on counselfortheFTC theElectronically Stored

lnform ation Statem entattached as A ttachm entA ;and

ldentify forPlaintiff's Counsel:

a. AllofDefendants'businessprem ises;

b. Any non-residencewhereDocum entsorelectronically stored

inform ation related to Defendants'operation orprom otion ofBitcoin

Funding Tenm ,M y-m ew tork,Jetcoin,orany otherm oney-m aking

opportunity thatDefendantsprom oted orin which Defendantsparticipated

arehosted,stored,orothenvisem aintained,including,butnotlim ited to,

thenam eandlocation ofany ElectronicDataHosts;and

Anynon-residenceprem iseswhereAssetsbelonging toany

D efendantare stored orm aintained.

VIII. FINANCIAL DISCLOSURES AND ACCOUNTING


IT IS FURTH ER ORDERED that,unlessalready completed and provided toPlaintiff:

A. W ithintive(5)daysofserviceofthisOrder,eachDefendant,shallprepareand
deliverto Plaintiff's counsel:

A com plete and accurate financialstatem enton the form attached to this

OrderasAttachm entB disclosing al1personalAssetsalzd providing a11required

attachm ents'
,

2. A com plete and accurate cryptocuc ency financialstatem enton the form

attached to this Orderas A ttachm entC ;


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A complete and accurateconsenttoreleaseoffinancialrecordson the

form attached tothisOrderasAttachm entD;and

A completeand accuraterequestforcopy oftax return on theform

attached to thisOrderasAttachm entE.

W ithin five(5)businessdaysafterselwiceofthisOrder,eachDefendantshall
prepareand providetoPlaintiffa complete,accurate,and detailed accounting ofeach M arketing

Program advertised,marketed,promoted,offered forsale,distributed,orsold by oron behalfof

Defendants since January 1,2014,including:

A briefdescription ofeach M arketing Program ;

Grossrevenues(inU.S.dollars)obtainedfrom theadve/ising,marketing,
orsaleofeach identified M arketing Program ;

Forany websitethatDefendantsused in cormection with advertising,

marketing,promoting,operating,offeringforsale,orsaleofany identifed M arketing

Program,providethewebsiteaddressorUniform RecordLocator(URT,),websitehost,
website adm inistrator,andthename,address,telephonenum ber,electronic mailaddress,

andwebsiteaddress,ofany Person who controlsorhascontrolled thewebsite'scontent;

and

4. The nam e,address,telephone num ber,electronic m ailaddress,w ebsite

address,andcontactPersonofeach Personthat:(i)supplied,developed,administered,
formulated,orcreatedeach identifiedMarketingProgram;(ii)paidDefendants,whether
directlyorindirectly,forpromotingtheM arketingProgrnm;andor(iii)disseminatedor
published anypromotionalmaterialon behalfofDefendantsorreceived paym entfrom

D efendants for arranging in orassisting in such dissem ination orpublication.


Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 17 of 41

lX. FOREIGN ASSET REPATRIATION

IT IS FURTHER ORDERED that,unlessalready completed,within five(5)daysof


selwiceofthisOrder,each Defendantshall:

Takeal1stepsnecessary to providePlaintiffscounselaccessto a1lDocum ents

andrecordsthatm ay be heldbythirdpartieslocatedoutsideoftheterritorialUnited Statesof

A m erica related to D efendants'operation orprom otion ofBitcoin Funding Team ,M y> ew tork,

Jetcoin,orany otherm oney-m aking opportunity thatD efendantsprom oted orin which

Defendantsparticipated;

B. Transferto the tenitory ofthe U nited Statesa11D ocum entsand A ssetslocated in

foreigncountrieswhich:(1)belongto,arefortheuseorbenefhof,areunderthecontrolofany
Defendant,individuallyorjointly;or(2)areheldbyany Personorentityforthebenefitofany
Defendantorforthebenefitof,any corporation,partnership,assetprotection trust,orotherentity

thatisdirectly orindiredly owned,managed orcontrolled by any Defendant,individually or

jointly;and
Hold andretain al1repatriated Assetsand preventand disposition,transfer,or

dissipation ofsuch Assetsexceptasrequired by thisOrder.

X. N O N -IN TER FER EN CE W ITH R EPA TR IA TIO N

IT IS FU R TH ER O RD ER ED thatD efendants,D efendants'officers,agents,em ployees,

and attorneys,and allotherpersonsin activeconcertorparticipation with any ofthem,who

receiveactualnoticeofthisOrder,whetheracting directly orindirectly,arehereby prelim inarily

restrainedandenjoinedfrom takingany actionthatmayresultintheencumbranceordissipation


offoreign A ssets,or in the hindrance ofthe repatriation required by the Section ofthis Order

entitled tToreign AssetRepatriationy''including,butnotlimited to:


Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 18 of 41

A. Sending any com munication orevgagingin any otheract,directly orindirectly,

thatresultsin adeterm ination by a foreign trusteeorotherentity thataSdduress''eventhas

occurred underthetermsofaforeign trustagreementuntilsuch tim ethata1lDefendants'Assets

havebeen fully repatriated pursuantto thisOrder;or

B. Notifyingany trustee,protectororotheragentofany foreign trustorotherrelated

entities ofeitherthe existence ofthis Order,orofthe factthatrepatriation isrequired pursuantto

acourtorder,untilsuch timethata1lDefendants'Assetshavebeen fully repatriated pursuantto

this Order.

M . C ON SU M ER C RED IT REPO R TS

IT IS FURTHER ORDERED thatPlaintiffmay obtain creditreportsconcerning any

DefendantspursuanttoSection 604(a)(1)oftheFairCreditReportingAct,15U.S.C.
j 1681b(a)(1),andthat,uponwritlenrequest,any creditreportingagencyfrom whichsuch
reportsare requested shallprovide them to Plaintiff.

X I1. PRE SER V ATIO N O F R EC O RD S

IT IS FURTH ER ORDERED thatDefendants,Defendants'officers,agents,em ployees,

and attorneys,and a11otherpersonsin activeconcertorparticipation with any ofthem ,who

receiveactualnoticeofthisOrder,whetheracting directly orindirectly,areherebypreliminarily

restrainedand enjoinedfrom altering,concealing,destroying,erasing,falsifying,mutilating,


transferring,w riting over,orotherw ise disposing of,in any m nnner,directly orindirectly,

Documentsthatrelateto:(A)thebusinesspractices,Assets,orbusinessorpersonalfnancesof
anyDefendant'
,or(B)thebusinesspracticesorfinancesofentitiesdirectlyorindirectlyunder
the controlof any D efendant.
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 19 of 41

XI1l. REPORT O F NEW BUSINESS ACTIW TY

IT IS FUR TH ER O RD ER ED thatD efendants,D efendants'officers,agents,em ployees,

and attorneys,and a11otherpersonsin activeconcertorparticipationw ith ény ofthem ,who

receiveactualnotice ofthisOrder,whetheracting directly orindirectly,arehereby preliminarily

restrainedandenjoinedfrom creating,operating,orexercisingany controloverany business


entity,whethernewly form ed orpreviously inactive,including any pM nership,lim ited

partnership,jointventure,soleproprietorship,orcoporation,withoutfirstprovidingPlaintiffs
counselwithawrittenstatementdisclosing:(A)thenameofthebusinessentity;(B)theaddress
telephonenumber,andanywebsiteusedbythebusinessentity;(C)thenamesofthebusiness
entity'soffcers,directors,principals,managers,andemployees;and(D)adetaileddescription
ofthebusinessentity'sintended activities.

XIV. DISTRIBUTION OF ORDER BY DEFENDANTS

IT IS FU RT H ER O R D ERED thatD efendantsshallim m ediately provide a copy ofthis

O rderto each affiliate,telem arketer,m arketer,salesentity,successor,assign,m em ber,ofd cer,

director,employee,agent,independentcontractor,client,attorney,spouse,subsidiary,division,

andrepresentativeofany Defendant,andshall,withinten (10)daysfrom thedateofentryofthis


Order,providePlaintiffwith a sworn statementthatDefendanthascom plied withthisprovision

oftheOrderand shalllistthenam es,addresses,telephonenum bers,and electronicm ail

addressesof each Person orentity w ho received a copy ofthe O rder.

XV. R ETE NTIO N O F JUR ISD IC TIO N


Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 20 of 41

IT IS FURTHER ORDERED thatthisCourtshallretainjurisdictionofthismatterfor


a11purposes.

SO ORDERED,this day of ,2018.

U N ITED STATE S D ISTR ICT JUD G E


Case
1 :
0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 21 of 41

FederalTrade Com m ission


StatementofElectronicallyStoredInformation (ESI)-servers& NetworkStorage
'
- - -.- -- - -- - - -
.

n
I ServerName: OperatlngSystem: Manufacturec
G
I
:. PhysicalAdiress: HostingCompany:
A
L Administratcr: ServerType: Model:
E
V SerialNumben TotalStorage(Gb): lnstallatinnDate:
1
D
E #ofHardDrl
ves: RAID: UsedStorage(Gb): DecommissionDate:
N
c
E L1s4DevlceIT#and allPrograms
andSewicesrunningonthis
server:

D
l ServerName: OperatingSystem: Manufacturec
G
I
r PhysicalAddress: HostingCompany:
A
L Admlnl
straton ServerType: Model:
E
V SerîalNumber: TotalStorage(Gb): lnstallatlonDate:
I
D
E #ofHard Drives: RAID: UsedStorage(Gb): DecommissionDate:
N
c .
E LIstDevice1
T#anda11Programs
andSewicesrunningonthis
server:

D ServerName: operatingSystem; Manufadqrer:


1
G
j physicalAddress: HostlngCompany:
T
A
L Admlnlstrator: serveryypa;
I
--W Model
:
E serlalNumben TotalRorage(Gb): InstallationDate:
v
I
D #ofHardDrives: M ID: UsedStorage(Gb): DecommissionDate:
E
N
C ustDevlce1:-#anda1IPrograms
E andServicesrunningnnthis
sew en

Comments

AttachmentA to Pl
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 22 of 41

FEDERAL TRADE COM MISSION

FINANCIAL STATEMENT OF INDIVIDUAL DEFENDANT

Defini
tions and lnstructions:
Completealli
tems.Enter'None'
'or'N/A'
'('NotApplicablen)inthefirstfieldonlyofanyi
tem thatdoesnotapply
toyou. lfyou cannotfullyanswera question,expl
ain why,

'Dependents''includeyourspouse,live-in companion,dependentchildren,orany otherperson,whom you oryour


spouse(oryourchildren'sotherparent)claimedorcouldhavecl
aimedasadependentfortaxpurposesatany
time duringthe pastfi
ve years. ,
3. 'Assets''and 'Liabilities'
'include ALL assetsand Iiabilities,Iocatedwi
thin the Uni
ted States oranyforeign country
orterritory,whetherhel
d indi
vi
duallyorjointiyandwhetherheldbyyou,yourspouse,oryourdependents,orheld
by othersforthe benefitofyou,yourspouse,oryourdependents.
4. Attachcontinuation pagesas needed.On the financialstatement,state nexttothe Item numberthatthe Item is
beingcontinued.Onthecontinuati
onpagels),identifytheltem numberls)beingcontinued.
5. Type orprintlegibly.

6. lni
ti
aleach page inthe space provided in the lowerrightcorner.
Signand datethe completed financialstatementonthe Iastpage.

Penalty forFalse Inform ation:


Federallaw providesthatany person may be imprisoned fornotmorethan fi
veyears,fined,orboth,i
fsuch person:

(1) 'inanymatterwi
thinthejurisdictionoftheexecuti
ve,legislative,orjudicialbranchoftheGovernmentofthe
United States,knowinglyand willfullyfal
sifi
es,conceals orcovers up by anytrick,scheme,ordevi
se a materialfact,
'
makesanymateriall y fal
se,ficti
tious orfraudulentstatementorrepresentation',ormakes orusesanyfalse writing or
documentknowingthesametocontainanymateriall
yfal
se,ficti
ti
ousorfraudulentstatementorentry'(18U.S.C.j1001).
,
(2) 'inany...statementunderpenaltyofperjuryaspermitted undersection1746ofti
tl
e28,UnitedStatesCode,
willfull
ysubscribesastrueanymateri almatterwhichhedoesnotbelievetobetrue'(18 U.S.C.j 1621).
,or
(3) 'inany(...statementunderpenal tyofperjuryaspermi
tted undersection1746oftitl
e28,UnitedStates
Code)inanyproceedingbeforeorancillarytoanycoudorgrandjuryoftheUni ted Statesknowinglymakesanyfalse
materialdeclaration ormakesoruses anyotherinformation ...knowing the same to contain anyfalse material
declaration''(18U.S.C.j 1623).
Fora felony convi
ction underthe provisionscited above,federalIaw providesthatthe fine may be notmore thanthe
greaterof(i
)$250,000foranindividualor$500,000foracorporation,or(ii)ifthefel
onyresul
tsinpecuniarygaintoany
personorpecuniary Iossto any personotherthanthe defendant,the greateroftwice the gross gain ortwicethe gross
loss,18U.S.C.j3571.

FederalTrade Comm i
ssion Financi
alStatementofIndi
vidualDefendant
ATTACHM ENT B TO Pl
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 23 of 41
'

u' ,yy. .
'
,,,k ï BACKGROUND
dt' '
INFORMATI
7
O N. .4,
;;'j
,'$.'*
,
j',,''
, .
'

Item 1. lnformatioh AboutYou r .


.
; .. . .
FullName Soci
alSecuri
tyNo.
CurrentAddress ofPrimaryResi
dence Driver'
s License No. StateIssued

Phone Numbers Date ofBirth: / /


Home:( ) mm/dd/
Fax: ( ) PlaceofBirth
Z Rent Z own From (Date): / / E-Mai
lAddress
mm/dd/
InternetHome Page

PreviousAddressepforpastfiveyears(ifrequi
redt
,useadditionalpagesatendoffofr'
n) . '
.
;,
Address p om: / / Until: / /
(mm/dd/yyyy) (mm/dd/yyyy)
L Rent Zown
Address Frcm: / / until: / /

L Rent U own
Address yrom: / / Until: / /

L Rent Z own
ldentifyanyothernamets)and/orsoclalsecuri
tynumberts)youhaveused,andtheti
meperiodls)duri
ngwhichthey
were used:

Item i.lnformatiönAböutYourSpouseorLike-lndompànion
. . ,
. ' ' .':
t7'..
,
. :
Spouse/companion'sName ' SocialSecuri
ty No. Date ofBirth
/ /
mm /dd/
Address(ifdi
Cerentfrom yours) PhoneNumber Pl
aceofBi
rth
( )
Z Rent Z own From (Date): / /
(mm/dd/yyyy)
l
denti
fyanyothernamets)and/orsocialsecuri
tynumberts)youhaveused,andthetimeperiodls)duringwhichtheywereused:

Empl
oyer'sName and Address JobTitle

YearsinPresentJob AnnualGross Salary/Wages


$

ltem 3. Informatiùn AboutYourPreviouà Sp6use ' . ,


.
Name andAddress SocialSecurityNo. '

DateofBidh
/ /
(mm/dd/yyyy)
j . (,..
: , . . . ,
... ,, . , '
Itùm 4.contaciihïormation (nameandaddressofcjosestIi
,.
vingrel
éti
veotherThai-
ypbrspouse) .
', '., .' S '
.
..
.. ' .
, :
,..

Name andAddress Phone Number


( )

lrlitilhlir:
1of10 FederalTrade Commission Financl
alStatementofIndi
vidualDefendant
AU ACHMENT B TO PI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 24 of 41

Item 5.Information AboutDependents tw'


lietherornottheyresi
dewi
thyou) '.
Name andAddress SocialSecurity No, Date ofBirth
/ /
' (mm/dd/yyyy)
Relationship

Name andAddress SocialSecurity No. Date ofBirth


/ /
mm/dd/
Relationship .

NameandAddress Soci Dat/


eof/
Bidh
alSecurity No.
mm/dd/
Relationship

NameandAddress SocialSecuri
tyNo. Date
/ofBi
Irth
m m/dd/
Relationship

Item 6. Em ploynientInformation/Employm entIncome '


Provide the followi
nginformationforthisyear-to-date and foreachofthe previousfi
ve fullyears,fnreach businessentityofwhi
chyouwere adi
rector,
offic:r,membecpaftner,empl
oyee(includingsel
f-employment).agent,owner,sharehol
der,cqntractocparti
cipantorconsul
tantatanyti
meduringthat
peri
od.''I
ncome''inclujes,buti
snotI
imitedto,anysal
ary,commissi
ons,distri
butions,draws,consul
tingfees,Ioans,loanpayments;di
vidends,
royaIti
eslandbenefi
tsforwhichyoudidnotpay(e.g.,he.alth.
insurancepremiums,automobile'l'e
' ''à
seorI
oanpayments)recei
vedbyyouoranyoneel
se
onyour ehalf. .. .
-
,
. . . '
.

CompanyName and Address DatesEmpl


oyed lncomeReceived:Y-T-D & 5 PriorYrs.
Year Income
From (Monthlear) To(MonthWear)
/ I 20 $
Ownershi plnterest? Z YesZ No $
PositionsHeld From (MonthWear) To(MonthWear) $
/ / $
/ / $
/ / $
Company Nam eandAddress DatesEm ployed Incom e Received:Y-T-D & 5PriorYrs.

Year lncom e
From (MonthWear) To(MonthWear)
/ / 20 $
OwnershipInterest? IZlYesZ No $
PositionsHel
d From (MonthWear) To(MonthWear) $
/ / $
/ / $
/ / $
Com pany NameandAddress Dates Employed lncome Recei
ved:Y-T-D & 5 PriorYrs.
'
Year lncom e
From (MonthWear) To(MonthW ear)
/ / zc $
OwnershipInterest? Z YesZ No $
Posi
ti
onsHel d From (MonthWear) To(Month/Year) $
/ / $
/ / $
/ / $

Ini
tials:
2of10 FederalTradeCommissionFi
nancialStatementofIndi
vidualDefendant
ATFACHMENT B TO Pl
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 25 of 41

Itém
''
l
ï
ç)
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éè.w$.k'it.:s;.:
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Listàll'
. kpèndiniIawstitéiàa'thavebeinfflddbyoragaiiifi yh
lbu'Gryourspù' iit4ih4nycoudprt blftre'anadmini sir'àitveagencyi
n'th.èUnitedStateàv, à?1i ',
anyforei ancountw' ortefritofv.Note:'Atlltem 12.li
stJdwaKucltss t
,hatr
eof
/tetf$7/
. n'f
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Caption ofProceeding Nat


Coud crAgencyand Location CaseNo. Procur
eeedi
of
n Reli
efRequested St
Disat
ous or
siti
on

'I
terp,
8rsafe.DeppsitBoxes'i'';...'
.?
''. . . .' -
, :
'
-.)C
. .'
..':st.:
, q
. ',, ,)'E:. . 'tsh'' . . .
)i.
7t-'.
rin,anyforeigj
,. ,..
tor..
,?
t
th.erhel dualyorjoiq.t:l?y;t.a.i.dwhèthe.rh pj
'yt ,
.

us'
tàl'
' tkfedeposi
. tbpyès?'Iocatedwithi
. n..;rtheUni
tedstltqyl
o ltqpuntryorterri wh
.e diqd
.i
vi ..el
. $t.p
ï1; by.t,
y0t?,
,YPursppuse,oiàr
.igpfycurdejpi
idéh
. ts,orheldbyoii
,érs.forthe
. bep.
e.t
.t
.àfyou,your?pp.
t
jse,oranyofyour
. .sdegendents...),
s
' . . à
,',
NameofOwnerts) Name&AddressofDepositoryInstituti
on BoxNo. Contents

Initials:

3 of10 FederalTrade Commissi


onFinanci
alStatem entofIndi
vidualDefendant
AU ACHM ENT B TO Pl
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 26 of 41

. a.a'
. )
$.c? ,
. ' FINANCIAL INFORMATIO N '
. .. .
, x '
rt
...ï
'','. ;,
REMINDER:W hen.@n'item asksforinformationrejardingyour''
assets''aqd 'Ii
abilltles'i
ncludeALLassetsandliabilitles,I
oqeted within
theUnitqdStatesorlnra'nyforei
gnconntryorterri
tdrg,orinstitutipnytWhetherhqtdinàiùi
éuàll
yorjointl
y,andwhethiiheldbyyou,y 'öur.
spouse,oran#ofyo/h dqpendents,pr:heldbyotheysforthebenefi tofyou,yoursrùqlyek'oranyofypqrwdependehtp.lieéddition,ptovide
'
alldocumentsré uestéd in.
ltem 24wi
th ourcom letedFinancialStatement.. l,
),
i'
J,
.;
,)7
.
' (
E.'
t '
,. . .
'
. j
,
!
'zi
)'') .
ASSETS
. .' ' (:. .t .( h> ' 't' r$.). ..
lt#m 9.Cash,Bahk;ândMoneyMarketAcéù'tihts'. ''' '
. '
1
,
t
p
)
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.'
-
'
;:
.'
k.
1
.
C .':
''
t ..' .J
,
.
7
t-
t
j.,
.'
,'
:.,
' 74:, .
usiçashonhand(q>pqtgsedtocashinbankaccountsp/' gthèrfinanci
alacbodnts);nd@IbbnkCaccounts,mqqeymarketaccop'ritvorotherfinaqcial
accounts,includlngiutbhotIimitedtochecki
ngaccounts,sàtihgsaccounts,4ndcedi fi
cateéofjpposit.Theterm 'cashonhand'
Lincljdesbuti
snot
limited to cashintheform ofcurrency,uncashedchecks,andcmoney orders. .'
, -,
''. , ,
a. AmountofCashonHand $ Form ofCashon Hand
b. NameonAccount Name & AddressofFi
nanciallnstitution AccountNo. CurrentBal
ance
$ '

Item 10. PubliclyTfaded Sècurities ' ' ' '. '


Listali
'publ
icl
ytradedsecuri
ti
es,i
ncl
udingbutnotIimitedtotstocks,stockoiti
ons,corporate.ionds,'mutualfunds,U.S.governmentsecuri
ties(i
ncl
uding
butnotI
imitedtotreasuw bill
sandtreasurynotes),andstàteéndmunicipalbonds.AlsolistanyU.S.savingsbonds. ,.
. . '+
OwnerofSecuri
ty I
ssuer TypeofSecurity No.ofUnitsOwned

BrokerHouse,Address BrokerAccountNo.

CurrentFairMarketValue Loants)AgainstSecuri
ty
$ $
OwnerofSecurity Issuer Type ofSecurity No.ofUni
tsOwned

BrokerHouse,Address BrokerAccountNo.

CurrentFairMarketValue Loants)AgainstSecuri
ty
$ $
OwnerofSecurity Issuer Type ofSecuri
ty No.ofUni
tsOwned

BrokerHouse,Address BrokerAccountNo.

CurrentFairMarketValue Loants)AgainstSecurity
$ $

Ini
tials'
.

4 of10 FederalTrade Commi


sslon Financi
alStatementofIndivi
dualDefendant
ATTACHMENT B TO PI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 27 of 41

Item 11.Non-puilic Businessand FinancialIpterests


Li
staIlnon-publicbusinessandfinancialinterests,includi
ng butnotI
imitedto anyinteresti
n anon-publ
iccorporation,subchaptçrrs cçrporation,Ii
mited
I
iabil
itycorporation(''
LLC'
'
),generalorIi
mitedpartnershipljoi
ptventure,sol
epropri
etorship,internati
onalbusinesscorporationorpersonalinvestmènt
corporation,and oilormineralIease. - ' . '
E Type ofBusinessorFi
nancial Owner Ownership IfOfficer,Director,Member
ty,sName&Address
nti Interest(e.g.,LLC,padnership) (e.g.,sel
f,spouse) % orPartner,ExactTitle

Item 12.AmouptdcöwedtoYou,YourSpotis'
e'
,orYdurDependents .'
,,,,.
,. ' ,
-'è '
Debtor'
sName&Address DateObligation OriginalAmountOwed NatureofObli
gation(i
ftheresul tofafinalcourt
lncurred(MonthWear) $ . judgmentorsettlement,providecourtname
/ anddocketnumber)
CurrentAm ountOwed PaymentSchedule
$ $
Debtor'sTel
ephone Debtor'
s RelationshiptoYou

Debtor'sName&Address DateObl igati


on Ori
ginalAmountOwed NatureofObli
gati on(iftheresultofatinalccurt
Incurred(Month/Year) $ judgmentorsettlement,providecoudname
/ anddocketnumber) '
CurrentAmountOwed PaymentSchedul
e
$ $
Debtor'sTelephone Debtor'sRelationshiptoYou

Item 13. Life lnsurance Policies .


Listal
lIifei
nsurancepoli
cies(i
ncl
udingendowmentpoli
cies)withanycashsurrendervalue. ' ', .
I
nsuranceCompany'
sName,Address,& Telephone No. Beneficiary PolicyNo. FaceValue
$
Insured LoansAgainstPoli
cy SurrenderVal
ue
$ $
lnsurance Company'
s Name,Address,& Tel
ephoneNo. Benefi
ciary Poli
cyNo. FaceValue
$
lnsured LoansAgai
nstPoli
cy SurrenderValue
$ $
ltem 14. Deferred Income Arrangem ents ,
L.
1stal1deferredincomearrangements,includingbutnotIimitedto,deferredannui
ti
es,pensior?splans,profi
t-sharingplans,4O1(k)plahs,I
RAS,Keoghs,
otherreti
rementaccounts,andcollegesavingspl ans(e.g.,529Pl ans). -
Trustee orAdministrator'sName,Address& TelephoneNo. Name onAccount AccountNo.

Date Establ
ished Type ofPl
an SurrenderValue before
/ / Taxes and Penal
ties
(mm/dd/yyyy) $
Trustee orAdministrator'sName,Address & Telephone No. Nam eonAccount AccountNo.

Date Establ
ished Type ofPl
an SurrenderVal
ue before
I I Taxesand Penalties
$

lrli
tiEhlis-
.
5 of10 FederalTrade Commission Financi
alStatementoflndi
vidualDefendant
AU ACHMENT B TO PI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 28 of 41

Item 16. Pending Insurance Paym ents orInheritances


Listanypending insurancepaymentsorinheritancesowedtoyou.
Type AmountExpected DateExpected (mm/dd/yyyy)
$ / /
$ / I
$ / /
Item 16 Vehicleé ' '' ' 't . '
'
ListaIIcars,trucks,motorcycl
es,boats,airplanes,andothefvéhicles. .
'
1
VehicleType Year Registered Owner'sName Purchase Price Ori
ginalLoanAmount CurrentBalance
$ $ $
Make Registration State & No. Account/LoanNo. CurrentValue Monthly Payment
$ $
Model AddressofVehicl
e's Location Lender'sName andAddress

Vehi
cleType Year Regi
stered Owner'
sName Purchase Pri
ce OriginalLoanAmount CurrentBalance
$ $ $
Make Regi
strationState& No. Account/l
-oan No. CurrentValue MonthlyPayment
$ $
Model AddressofVehicle'
s Location Lender'sName andAddress

Vehicl
e Type Year Regi
steredOwner'sName Purchase Price OriginalLoanAmount CurrentBalance
. . y $ $
M ake Regi
strationState& No, Account/l-oanNo. CurrentValue MonthlyPayment
$ $
Model AddressofVehi
cle'sLocation Lender'
s NameandAddress

VehicleType Year Registered Owner'


sName Purchase Pri
ce Ori
ginalLoanAmount CurrentBalance
$ $ $
Make Regi
stration State & No. Account/l-oan No. CurrentVal
ue Monthl
y Payment
$ $
Model AddressofVehicle'
s Location Lender'sName andAddress

ltem 17.OtherPersonalProperty
ListaI
IotherpersonalpropedynotIisted inltems9-16 by category,whetherheld forpersonaluse,investmentoranyotherreason,including butnot
li
mitedtocoi
ns,stamps,artwork,gemstones,jewelw,bull
ion,othercol
lectibles,copyrights,patents,andotherintel
lectualproper
ty.
Property Category Name ofowner PropertyLocation Acquisi
ti
onCost CurrentValue
(e.g.,artwork,jewelry) .
$ $

$ $ '

$ $

lrli
tilhlir-
.
6of10 FederalTrade Ccmmission FinanclalStatementoflndivi
dualDefendant
AU ACHMENT BTO Pl
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 29 of 41

Item 18. RealPrpperty ' '.,', '


ListalIrealpropertyinterests(includinganyIandcontract)' . '' '
.
'
Property'sLocation TypeofPropedy Namels)onTi
tl
eorContractandOwnershi
pPercentages

Acquisi
ti
onDate(mm/dd/yyyy) PurchasePrice CurrentVal
ue BasisofValuation
/ / $ $
Lender'
s NameandAddress LoanorAccountNo. CurrentBalance OnFirstMortgage or
Contract
$
MonthlyPayment
'
$
OtherMortgageLoants)(describe) Monthl
yPayment IZIRentalUnit
$
'
currentBalance MonthlyRentRecei
ved
$ $
Property'sLocation TypeofPropedy Namets)onTi
tleorContractandOwnershipPercentages

Acqui
sitionDate(mm/dd/yyyy) PurchasePri
ce CurrentValue BasisofValuation
/ / $ $
Lender'sName andAddress Loan orAccountNo. CurrentBal
anceOn FirstModgageor
Contract
$
Monthly Payment
$
OtherMortgageLoanls)(describe) MonthlyPayment I
ZIRentalUni
t
$
CurrentBalance Monthl
y RentReceived
. $ $
LIABILITIES
'
Item 19. Credit'
Cérds , ',' ,
' . ' . , ' ':
, .
' .
'
' '

usteachcredi
tcardaccountheldbyyou,yourspouse,oryourdependents,andanycthercreài
lcàrdsthatyàu,yourspouse,oiyèurdependentsuse,
whetherissued bya uni
tedstatesorforeignsnancialinsti
tution. . , '. .
Na
Mas
me oca
ter
fCr edDe
rd,
itCar
pa
d(e.g.
dment
jViseal
tor
AccountNo. Namels)onAccount currentBalance
$
$
$
$
$.
.
Item 20 Takés Pâyàbl :
e ' v
7y . ': , ',.'.,c. ' , . j4
. '.
j . ' r
' '
ListaI
Itaxes,suchaiiqsometaxesorrealestatetaxes,owe#byyou,yourspouse,oryourdependents. .

Type ofTax AmountOwed Yearlncurred


$
$
$

Irli
tilhlip:

7of10 FederalTradeCommissi
onFi
nancialStatementofIndi
vidualDefendant
AU ACHMENT B TO PI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 30 of 41

Item 21. Other'Am ounts Owed by You,YourSpouse,orYourDependents


ListaIIotheramounts,notIi
stedel
sewhereinthisfinanci
alstatement,owedbyyou,yourspouse,oryourdependents.
Lender/creditor'sName,Address,andTel
ephoneNo. NatureofDebt(iftheresultofacourtjudgmentorsettlement,provi
decourtnameanddocket
number)

Lender/creditor'sRelationshi
ptoYou

Date LiabilityW as lncurred originalAmountOwed CurrentAmountOwed PaymentSchedule


/ / $ $
mm/dd/ )
Lender/creditor'sName,Address,andTelephoneNo. NatureofDebt(i
ftheresul
tofacourtjudgmentorsettlement,provi
decourtnameanddocket
number)

Lender/credi
tor's RelationshiptoYou

Date Li
abili
tyW asIncurred ori
ginalAmountOwed CurrentAmountOwed PaymentSchedul
e
/ / $ $
mm/dd/ )
OTHER FINANCIAL INFO RMATIO N
ltem 22. Trusts and Escrows
ListaI1fundsandotherassetsthatfabr
retainersbeing heldon yourbehal
ebei ngheldintrustorescrow byanypersonorenti tyforyou,yourdsq
y Iegalcounsel.Alsolista1lfundsorotherassetsthatarebeinghel
cuse,oryourdependents.lncludeanyIegal
Intrustorescrow byyou,yourspouse,oryour
dependents,forany person orentity.
Trustee orEscrow Agent,s Name& Address Dam
te Establi
shed
m/dd/ Grantor Beneficiaries PresentMarketValue ofAssets.
/ / $

I I $

/ / $

*lfthemarketvalue ofanyasseti
s unknown,descri
bethe assetandstateitscost,i
fyouknow it.
.
. c. ' .. ,'
Itèm 23. Tranbférs ofAssets '' '
Listeachpersonorenti
tytowhom you havetransferred,inthe aggregate,more than$5,000 i
nfundsorotherassetsduringthe previ
ousfive yearsby
l
oan,gift,sal
e,orothertransfer(eycludeordinaryandnecessafyli
vingandbusi
nessexpensespaidtounrelatedthirdpart
ies).Foreachsuchpersonor
enti
ty,statethe totalamounttransferredduring thatperiod.
T . TransferDate Type ofTransfer
ransferee'
sName,Address,& Relati
onship PropedyTransferred AggregateValue (mm/dd/yyyy) (e.g.,Loan,Gift
)
$ / /

$ / /

$ / /

*Ifthe marketvalueofany assetisunknown,describetheassetand state i


tscost,ifyou know it.

lnitials:
8of10 FederalTrade Commission FinancialStatementofIndivi
dualDefendant
AU ACHMENT BTO PI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 31 of 41

Item 24. DocumentRequests


Provite ccpiescfthe foll
owing documentswithyourcompleted FinancialStatement.
Federaltax returns filed during the lastthree years by oron behal
fofyou,yourspouse,oryourdependents.
AIIappli
cationsforbankloansorotherextensionsofcredit(otherthancreditcards)thatyou,yourspouse,oryour
dependents have submitted within the I
asttwo years,including by obtaining copiesfrom I
enders ifnecessary.
I
tem 9 Foreach bank accountlisted in Item 9,aIIaccountstatements forthe past3 years.
Foreach businessenti
ty (i
stedin Item 11,provide(including bycausingtobegenerated from accounting records)the
I
tem 11 mostrecentbalance sheet,tay return,annualincome statement,the mostrecentyear-to-date incom e statement,and aII
generalledgerfil
es from accountrecords.
AIIapprai
sals thathave been prepared forany property Ii
sted in I
tem 17,including appraisals done forinsurance
ltem 17 purposes. You may excl ude anycategory ofproperty where the totalappraised value ofallproperty in thatcategoryis
Iessthan$2,000.
Item 18 AIlapprai
sals thathave been prepared forrealpropedy listed in Item 18.
Item 21 Documentation foraIIdebts Ii
sted in Item 21.
Item 22 AlIexecuted documents forany trustorescrow listed in Item 22. Also provide any appraisals,including insurance
appraisal
s thathave been done forany assets held by any such trustorin any such escrow.
6 :
k.
r.
'
q
tsh
t. . SUMM ARY
t FINANCI
' ', AL SCHEDULES
'. '.)
...

)
7..t ..
'
Item 25. Com bined Balance SheetforYou,YourSpouse,and YourDependents
Assets Llabilities
CashonHand(Item 9) $ LoansAgainstPubl iclyTradedSecuri
ties(I
tem 10) $
FundsHeldi nFinancialInstitutions(ltem 9) $ Vehicles-Li
ens(ltem 16) $
U.S.GovernmentSecuri ti
es(l tem 10) $ RealProperty- Encumbrances(I tem 18) $
Publicl
yTradedSecuri ti
es(Item 10) $ CreditCards(ltem 19) $
Non-publicBusinessandFinancialInterests(Item 11) $ TaxesPayabl e(Item 20) $
AmountsOwedtoYou(ltem 12) $ AmountsOwedbyYou(I tem 21) $
LifeInsurancePolici
es(Item 13) $ OtherLiabilities(Itemize)
DeferredlncomeArrangements(ltem 14) $ $
Vehicles(ltem 16) $ $
OtherPersonalProperty(I tem 17) $ $
RealPropedy(I tem 18) $ $
OtherAssets(Itemize) $
$ $
$ $
$ $
TotalAssets $ TotalLiabilities $
ltem 26.Combinpà CurrentMonthlyIncomeand ExpensesforYou,YourSpouse,andYourDependents '
Providethe'currentmo' nthlyincomeandexpensesforyou,yourspouse,andyourdependents.Donoti
ncludecreditcardpaymqntsseparatel
y'
,rather,
include creditcard expendituresintheappropri
atecategories.
Income(m atesourceofeachitem) Expenses
Salary-AfterTaxes $ ModgageorRentalPaymentsforResi
dencets) $
Source:
Fees,Commissi
ons,andRoyalties $ PrcpertyTaxesforResi
dencels) $
Source:
lnterest RentalProperty Expenses,lncl
udingMort
gage Payments,Taxes,
Source: S and Insurance $
Dividendsand CapitalGai
ns CarorOtherVehicleLease orLoanPayments
Source: $ $
Gross RentalIncome Food Expenses
Source: $ $
Profitsfrom SoleProprietorships ClothingExpenses
Source: $ .
$
Distributionsfrom Partnerships,S-ccrporations, Utiliti
es
and LLCS $ $
Source:

Ini
tials:

9 of10 FederalTradeCcm missionFinancialStatem entoflndi


vidualDefendant
ATTACHMENT B TO PI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 32 of 41

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I
tem No.DocumentRelatesTo Descripti
onofDocument

Iam submitting thisfinancialstatementwith the understandingthatitmay affectaction bythe FederalTrade


Commissionora federalcourt. Ihave used my bestefforts to obtainthe information requested inthisstatement. The
responses Ihave provided to the itemsabove aretrue and containaIIthe requested facts and informati
on ofwhich Ihave
notice orknowledge. Ihave provi ded aIIrequested documentsin my custody,possession,orcontrol. Iknow ofthe
penaltiesforfalsestatementsunder18U.S.C.j 1001,18U.S.C.j 1621,and 18 U.S.C.â 1623 (fiveyearsimprisonment
and/orfines).lcedifyunderpenaltyofperjuryundertheIawsofthe UnitedStatesthattheforegoingistrueandcorrect.

Executed on:

(Date) Signature

10of10 FederalTrade Ccm mission Fi


nancfalStatementofIndi
vidualDefendant
AU ACHMENT B TO PI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 33 of 41

Cryptocurrency FinancialStatement

FuIINam e: SocialSecuri
ty Num ber:

W henanitem asksforinform ation regardingyourcryptocurrency,includeALLcryptocurrency,whether


held inthe United Statesorinanyforeign countw '
orterritory,orinsti
tution,whetherheld individuall
y
orjointl
y,andwhetherheldbyyou,yourspouse,oranyofyourdependents,orheld byothersforthe
benefitoryou,yourspouse,oranyofyourdependents.

ThisCryptocurrency FinancialStatementdoesNOT requestinformation necessaw to transfer,dispose


of,orotherwise exertcontroloverthecryptocurrency.

Placeyourinitialinthe bottom rightcornerofeach page.Ifyou need additionalspace,attach apageto


thisform andnotetheiterritowhichtheinformationisresponsiveandplaceyourinitialinthebotiom
rightcornerofeachpageyou add.

Item 1.

ForaIIyourcryptocurrency,statethefollowing:
a, The type ofcryptocurrency;
b. Theamountofcryptocurrency and i tscurrentvalue;
c, TheIocationand meihodofstorageoftheprivatekeysnecessaryto exertcontroloverthe
cryptocurrency(e.g.thirdpartycustodian,webwallet,hardwarewallet,personalcomputer,
handwrittendocument,etc.),andifapplicable,thenameandmanufacturerofanysoftware
orhardwarestorage m ethods;
d. Any publicaddressesorpublickeysassociated wi
ththe cryptocurrency;and
e. The ownersofyourcryptocurrencyandthe percentage ofownership ofeach owner.

AttachmentC to Pl
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 34 of 41

ltem 2.

ForaIIcryptocurrencyforw hich you have possession oraccesstothe privatekey,excludingyour


cryptocurrency di
sclosed in ltem 1,statethe following:
a. Thetypeofcwptocurrency;
b. The amountofcryptocurrency and itscurrentvalue;
c. The Iocation and m ethod ofstorageofthe private keysnecessaryto exertcontroloverthe
cryptocurrency(e.g.thirdpartycustodian,webwallet,hardwarewallet,personalcomputer,
handwrittendocument,etc.),andi fapplicable,thenameandmanufacturerofanysoftware
orhardwarestorage m ethods;
d. Any publicaddressesorpublickeysassociated withthecryptocurrency;and
e. The ownersofthe cryptocurrencyandthe percentage ofow nership ofeach owner.

AttachmentC to PI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 35 of 41

Item 3.

Listeach person orenti


tyto whom you,yourspouse,orany ofyourdependentshave transferred,inthe
aggregate,morethan$5,000worthofcryptocurrency,thevalueofthecryptocurrencytransferred,the
reasonforthetransfer,andthetransferdate.

AttachmentC toPl
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 36 of 41

ltem 4.
l

Listeach person orentityfrom whom you,yourspouse,oranyofyourdependentshave received,in the


aggregate,morethan$5,000worthofcryptocurrency,thevalueofthecryptocurrencytransferred,the
reasonforthetransfer,and thetransferdate.

AttachmentC toPI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 37 of 41

ltem 5.

ListaIIsecurity interestsheld in anyofyourcryptocurrency disclosed in responseto Item 1,the nam e


and addressoftheholderofthe security interest,and theamountofthesecurity interest,and the date
the security interestwasplaced uponthethecryptocurrency.

AttachmentC to Pl
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 38 of 41

Iam submittingthisfinancialstatementwiththe understanding thatitm ay alectaction bythe


FederalTrade Comm issionorafederalcourt. Ihave used my besteffortsto obtainthe information
requested inthisstatem ent.The responsesIhaveprovided tothe itemsabove aretrueand contain alI
the requestedfactsand inform ationofwhich Ihave notice orknow ledge. Iknow ofthe penaltiesfor
falsestatementsunder18U.S.C.j1001,18U.S.C.51621,and18U,S,C.j1623(fiveyearsimprisonment
and/orfines).Icerti
fyunderpenaltyofperjuryunderthelawsoftheUni
tedStatesthattheforegoingis
true and corred.

Executed on:
(Date)
Printed name:

AttachmentC to Pl
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 39 of 41

CON SEN T TO RELEA SE FW M CIA L RECORD S

1, of ,(City,
State),doherebydirectanybank,savingandloan association,creditunion,
depository institution,fnance com pany,com m erciallending com pany,creditcard
processor,creditcard processing entity,autom ated clearing house,network
transaction processor,bank debitprocessing entity,autom ated clearing house,
netw ork transaction processor,bank debitprocessing entity,brokerage house,
escrow agent,m oney m arketorm utualfund,title com pany,com m odity trading
com pany,trustee,orperson thatholds,controls,orm aintainscustody ofassets,
w herever located,thatare ow ned orcontrolled by m e oratw hich there isan
accountofany kind upon w hich Iam authorized to draw ,and its officers,
em ployees,and agents,to disclose al1inform ation and delivercopies of a1l
docum ents ofevery nature in itspossession orcontrolw hich relate to the said
accountsto any attorney oftheU .S.FederalTrade Com m ission,and to give
evidence relevantthereto,in the m atterofFederalTrade Com m ission v.Thom as
D luca.Louis G atto.Eric Pinkstonsand ScottChandler,now pending in the U nited
StatesD istrictCourtforthe Southern D istrictofFlorida,and this shallbe
irrevocable authority for so doing.

Thisdirection isintended to apply to the law sofcountries otherthan the


U nited States ofA m ericaw hich restrictorprohibitdisclosure ofbank orother
financialinform ation w ithoutthe consentofthe holderofthe account,and shallbe
construed as consentw ith respecthereto,and the sam e shallapply to any ofthe
accounts forw hich lm ay be a relevantprincipal.

D ated: Signam re:


Printed N am e:

Attachm entD to PI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 40 of 41

Form Request for Copy ofTax Return


(
Jul
y2017) >'Do notsignthisform unless alIapplicabl
e Iineshave been completed. OMB No.1545-0429
>'Requestmay be rejected iftheform isincomplete orillegible.
D
Inepra
te rtme
na nvteonfutehe
!Re sTre
ervj
lcseury >'FOrmoreinform ationaboutForm 4506,visitw ww.irs.govlformM o6.
Tip.You may be ableto getyourtaxreturn orreturn i nformation from othersources.Ifyou had yourtax return completed by a pai
d preparer,they
should be able to provide you a copy ofthe return.The lRS can provide a Tax Return Transcriptformany returns free ofcharge.The transcript
providesmostofthelineentri
esfrom the originaltax return and usuallycontainstheinformation thatathird party(such asamodgagecompany)
requires.See Form 4506-1,RequestforTranscri ptofTax Return,oryou canquickl y requesttranscriptsby usi
ng ourautomated self-help service
tools.Pieasevisi
tus atIRS.gov and cli
ckon 'GetaTaxTranscri
pt.,.''orcal
l1-800-908-9946.
la Nameshownontaxreturn.I
fajci
ntreturn,enterthenameshownfirst. lb Firstsocialsecuritynumberontaxreturn,
individualtaxpayeridenti
ficationnumber,or
employeridentiflcationnumber(seeinstructions)

2a Ifajointreturn,enterspouse'
snameshownontaxreturn. 2b Secondsocialseouri l numberorindividual
taxpayeri
dentification numberifjointtax return

3 Currentname,address(i
ncl
udi
ngapt.,room,orsuiteno.
),ci
ty,state,andZIPcode(seeinstructi
ons)

4 Previ
ousaddressshownonthelastreturnfiledi
fdifferentfrom Iine3(seeinstructions)

5 Ifthetaxreturnistobemai
ledtoathirdpady(suchasamodgagecompany),enterthethi
rdparty'
sname,address,andtel
ephonenumber.

Caution:l fthetaxreturnisbeingmailedtoathird party,ensurethatyou havefiled inIi nes6and 7 beforesi gning.Sign and datetheform onceyou
havefill
ed inthese I
ines.Completing thesestepshel
psto protectyourprivacy.Oncethe IRS disclosesyourtaxreturnto thethi rd pal
'tyIisted on Ii
ne
5,theIRS hasno controloverwhatthethird par '
tydoeswi ththeinformation.lfyou would liketoIimitthethird party'sauthoritytodiscloseyourreturn
information,you canspecifythisIi
mitati
oninyourwrittenagreementwith the third party.
6 Tax return requested.Form 1040,1120,941,etc.and aIIattachments as ori
ginall
y submi
tted to the IRS,i
ncl
uding Formt
s)W-2,
schedules,oramended returns.Copies ofForm s 1040,1040A,and 1040EZ are generally avail
able for7 years from fili
ng before they are
destroyed by Iaw.Otherreturnsmay beavailable fora longerperlod oftime.Enteronl
y one return number.lfyou need m ore thanone
typeofreturn,you mustcompleteanotherForm 4506.>'
Note:lfthecopiesmustbecerti
fiedforcourtoradmi
ni
strati
veproceedings,checkhere . . . . . . . . . . . . . . . Z
7 Yearorperiod requested.Entertheending dateoftheyearorperiod,usingthemm/dd/yyyyform at.l
fyou arerequesting morethan
ei
ghtyearsorperiods,you mustattachanotherForm 4506.

8 Fee.There i
s a$50fee foreach return requested.Fullpaymentmustbe included with yourrequestoritwill
berejected.Makeyourcheckormoneyorderpayableto'Uni tedStatesTreasury.''EnteryourSSN,ITIN,
orElN and 'sForm 4506request''onyourcheokorm oneyorder.
a Costforeachreturn . . , . . . $ 50.00
b NumberofreturnsrequestedonIine7 .
c Totalcost.Mul
tiplyIi
ne8a.byline8b . . . . . . . . . . . . . . . , . . . . . . $ .
9 Ifwecannotfindthetaxreturn,wewillrefundthefee.I
ftherefundshouldgotothethirdpadyIi
stedonline5,checkhere . . . . . Z
Caution:Do notsignthisform unlessaIIapplicable Iineshavebeencompleted.
Signatureoftaxpayerts).Idecl
arethatIam eitherthetaxpayerwhosenameisshownonI inelaor2a,orapersonauthorizedtoobtainthetaxreturn
requested.Iftherequestappl
iesto ajoi
ntreturn,atIeastonespousemustsi
gn.I
fsignedbyacorporateoffi
cer,1percentormoreshareholder,partner,
managing member,guardian,taxmatterspartner,executor,receiver,administrator,trustee,orpal
'
tyotherthanthetaxpayer,IcedifythatIhavetheauthori
tyto
execute Form 4506onbehalfofthetaxpayer.Note:Thisform mustberecei vedbylRS within120daysofthesignaturedate.
(EIdecl
signar
ales
orytha
att
tehe/
stsshe
thathas
he/tshe
heau
hatsread the alestation clauseand uponso reading
hority to sign the Form 4506.See instructions. Phonenumberoftaxpayeronline
la orza

Sign @Signature(seeinstructions) IDate


Here j
r Ti
tle(
iflinelaaboveisacorporation,partnershlp,estate,ortrtlst)
'
iSpouse'ssi
gnature Date
ForPri
vacy Actand Paperwork ReductionAotNoti
ce,see page 2. cat.No.41721E Form 4506 (nev.7-2017)
' AttachmentE toPI
Case 0:18-cv-60379-KMM Document 37 Entered on FLSD Docket 03/23/2018 Page 41 of 41

Form 4506(Rev.7-2017) Page2


Sectionreferencesaretothe InternalRevenueCode ChartforaIlotherreturns Corporations.Generally,Form 4506 can be
unless otherwise noted. signedby:(1)anofficerhavingI
egalauthori
tytobi
nd
Ifyou lived in theoorporation,(2)anypersondesi
gnatedbythe
Future Developm ents oryourbusiness M ailto: boardofdireotorsorothergoverni
ngbody,or(3)
Forthe Iatestinformation aboutForm 4506 and its was in: any officeroremployee onwritten requestby any
instructions,go to www.irs.govlform4so6. principalofficerand attestedtobythe secretaryor
lnformationaboutany recentdevelopmentsaffecting Alabama,Alaska, otherofficer.A bonafide shareholderofrecord
Form 4506,Form 4506-7 and Form 4506T-EZ wlllbe Arizona,Arkansas, owning 1 percentormore ofthe outstanding stock
posted on thatpage. California,Colorado, ofthecorporation may submita Form 4506 butmust
Florida,Hawaii,Idaho, provide documentationto suppod the requester's
GeneralInstructions Iowa,Kansas,Louislana, rightto receive the information.
Minnesota,Mississippi, Partnerships.Generally,Form 4506 can be
Caution:Do notsignthisform unlessaIIapplicable Missouri,Montana, signed byanyperson whowas amemberofthe
Iineshave been completed. Nebraska:Nevada, partnershipduringanypartofthe tax period
Purposeofform.Use Form 4506 to requestacopy New
NorthMex
Daklot
co,
a lnternalRevenueServi
ce requested onIine7.
ofyourtaxreturn.Youcanal
sodesi
gnate(onI
i
ne5) Oklahoma Or,egon, RAI
P VS Team AIlothers.Seeseoti
on6103(
e)i
fthetaxpayerhas
athird party to receivethe tax return. l
SouthDakota,Texas, .O.Box9 9414 died,isinsolvent,isa dissolved corporation,orifa
Ma ilStop673 trustee,guardian,executor,receiver,or
How long willittake? ltmaytake upto 75 Ut
calendardaysforusto processyourrequest; Wyah ,Was
omi ng,hington,
aforeign
Ogden,UT 84409 administratoris acting forthetaxpayer.
Tip.UseForm 4505-7,RequestforTranscriptofTax country,American Note:Ifyou areHeiratIaw,Nextofkin,or
Return,to requesttax returntranscripts,taxaccount Samoa,Puerto Rico, Beneficiary you mustbeable toestablisha material
information,W-2 information,1099 information, Guamlthe interestlnthe estateortrust.
verificationofnonfiling,and records ofaccount. Commonwealth ofthe Documentation.Forentitiesotherthan individuals,
Automated transoriptrequest.You can quickly NorthernMariana you mustattach theauthorizationdocument.For
requesttranscripts by uslng ourautomated self-help lslands,theU.S.Virgin example,thiscould bethe Ietterfrom theprinoipal
service tools.PleasevisitusatIRS.govand oliokon Islands,orA.P.O.or officerauthorizing an employee ofthe corporation or
''GetaTaxTranscript...''orcall1-800-908-9946. F.P-O,address the Ietterstestamenta?y authorizing anindividualto
actforan estate.
W hereto file.Attach paymentand mailForm 4506 Connecticut,Delaware,
to theaddressbelow forthe state you lived in,orthe DistrictofColumbiaJ Signature by a representative.A representative
stateyourbusinesswas inIwhen thatreturnwas Georgia,Illinois,lndlana, cansign Form 4506fora taxpayeronlyifthis
filed.Thereare two addressoharts:one for Kentuoky,Maine, authority hasbeenspecificallydelegatedto the
i
ndi
vi
dualreturns(Form 1040series)andoneforaI Malland, representativeon Form 2848,Iine5.Form 2848
otherreturns. Massachusetts, lnternalRevenueService showingthe delegation mustbe attached toForm
Mlchigan,New RAIVS Team 4506.
Ifyouare requesting areturn formorethan one Hampshire,New Jersey, p,o.Box 145500
yearorperiod and the chartbelow shows two New York,North stop2800F Privaoy Actand Paperwork Reduction Act
differentaddresseslsend yourrequesttothe Notice.We askforthe information onthisform to
addressbased onthe addressofyourmostrecent Carolina, cincinnati,OH 45250
return. Ohio,Pennsylvania, establishyourrightto gain accesstothe requested
Rhode lsland.South returnts)undertheInternalRevenueCode.Weneed
Chartforindividual'returns Carolina,Tennessee, thisinformationtoproperlyidenti
fythereturnts)and
Vermont,Virginia!W est respond toyourrequest.Ifyou requesta copy ofa
(Form 1040series) Virginia,Wisconsln taxreturn,sections 6103 and 6109 requireyouto
providethisinformatlon,including yourSSN orEIN,
Ifyoufiled an to processyourrequest.lfyoudo notprovide this
individualrelurn M ailto:
and lived in: Specific Instructions informationlwemaynotbeable to processyour
request.Providing false orfraudulentinformation
Alabama,Kentucky, Llne 1b.EnteryouremployerIdentification number maysubjectyoutopenalti
es.
Louisiana,Mississippi, (
E1N)i
fyouarerequestingacopyofabusiness Routine usesofthisinformationinolude giving itto
Tennessee,Texas,a return.Otherwise,enterthe firstsocialseourity theDepartmehtofJusticeforclvi!and criminal
foreigncountr'y,American lnternalRevenueService number(SSN)oryouri ndivi
dualtaxpayer litigation,and cities,states,the DistrictofColumbia,
Samoa,Puerto Rico, RAIVS Team i
dentl
fi
cationnumber(l TIN)shownonthereturn.For and U.S.commonwealthsand possessionsforuse
example,ifyouare requesting Form 1040 that
Guam,the Stop 6716AUSC i
ncludesScheduleC(Form 1040),enteryourSSN. inadministering theirtaxlaws.W emay also
CommonweaIthofthe Austin,TX 73301 disclose this informationtoothercountries undera
NorthernMarianaIslands, Lïne 3.Enteryourcurrentaddress.Ifyouuse a P.O. taxtreaty,to federaland state agenciestoenforce
the U.S.Virgin lslands'or box,pleaseinclude ltonthis line 3. federalnontaxcriminalIaws,orto federa!law
A.P.O.orF.P.O.address Line 4.Enterthe addressshown onthe Iastreturn enforcementand intelligenceagenciesto combat
filed ifdifferentfrom theaddressenteredon line 3. terrorism.
Alaska,Arizona, You arenotrequired to providethe information
Arkansas,California, Note:lfthe addresseson Iines3 and 4 are dlfferent
Colorado,Hawaii,Idaho, and you have notchanged youraddresswiththe requestedonaform thati
ssubjecttothePaperwork
Illinois,Indiana,lowal lRStfile Form 8822,ChangeofAddress.Fora Reduction Actunlessthe form displaysa valid OMB
Kansas,Michigan, lnternalRevenue Service buslnessaddress,file Form 8822-8,Change of controlnumber.Booksorrecordsrelatingtoa form
Minnesota,Montana, RAIVS Team AddressorResponsible Party - Business. oritsinstructionsmustbe retained asIong astheir
Nebraska,Nevada,New Stop37106 Signature and date.Form 4506mustbe slgnedand contents maybecome materlalinthe administration
Mexico,North Dakota, Fresno,CA 93888 ofany InternalRevenuelaw.Generally,tax returns
dated bythe taxpayerlisted onlîne la or2a.The and returninformationare confidential,asrequired
Oklahoma,Oregon, IRS mustreceive Form 4506within120 daysofthe
South Dakota,Utah, datesi
gnedbythetaxpayerori
twi
llberejeoted. W secti
on6103.
Washington,Wisconsin, Ensure thataIlapplicable Iinesare completed before Thetime needed to complete and file Form 4506
Wyoming signing. willvarydependingonindividualcircumstances.The
estimated averagetime is:Learning aboutthe Iaw
Connecticut! Fo/ mustcheck the box in the ortheform ,10 min.;Preparingthe form,16 min.:
Delaware,Dlstrictof and Copying,assembling,and sending theform
Columbia,Florida, 1
K
signatureareatoacknowledgeyou
have the al-llllor/ty tosign and request to the IRS,20 min.
Georgia,Maine, ' 4 the information.The focn willnotbe Ifyou havecommentsconoerning the accuracyof
Maryland, InternalRevenueService thesetimeestimatesorsuggestionsformaking
Massachusetts, RAjvs ream processedandretumed toyouiftheboxis
Missouri1New stop6705P-6 unchecked. Form 4506simpler,we would behappyto hearfrom
you.Youoanwrite to:
Hampshlre,New Jersey, Kansascityl MO Individuals.Copiesofjoi
ntl
yfi
ledtaxreturnsmay
New York,North 649:9 be furnishedto eitherspouse.Only one signatureis lnternalRevenue Service
Carolina,Ohio, required.SignForm 4506 exaotlyasyourname Tax Forms and Publications Division
Pennsylvania,Rhode 1111ConstitutionAve.NW ,1R-6526
Island,SouthCarolina, appeared onthe originalreturn.Ifyouchanged your W ashington,DC 20224.
name,also signyourcurrentname.
Vermont,Virgïnia,W est
Virginia Do notsendthe form tothisaddress.lnstead,see
Whereto ff/e onthispage.

AttachmentEtoPl