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Published Ahead of Print on February 22, 2018 as 10.1634/theoncologist.2017-0526.

Precision Medicine Clinic: Molecular Tumor Board

Complete Remission Following Pembrolizumab in a Woman with


Mismatch Repair-Deficient Endometrial Cancer and a Germline
BRCA1 Mutation
DON S. DIZON ,a,b DORA DIAS-SANTAGATA,d AMY BREGAR,c,e LAURA SULLIVAN,d JENNIFER FILIPI,d ELIZABETH DITAVI,c LUCY MILLER,d
LEIF ELLISEN,d,e MICHAEL BIRRER,f MARCELA DELCARMENc,d,e
a
Lifespan Cancer Institute and Rhode Island Hospital, Providence, Rhode Island, USA; bAlpert Medical School of Brown University,
Providence, Rhode Island, USA; cDivision of Gynecologic Oncology, Massachusetts General Hospital, Boston, Massachusetts, USA;
d
Massachusetts General Hospital Cancer Center, Boston, Massachusetts, USA; eHarvard Medical School, Boston, Massachusetts, USA;
f
University of Alabama Cancer Center, Birmingham, Alabama, USA
Disclosures of potential conflicts of interest may be found at the end of this article.

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ABSTRACT
Endometrial cancer is the most common gynecologic malig- granted accelerated approval to pembrolizumab for these
nancy in the U.S. and, although the majority of cases present at tumors, the first tumor-agnostic approval of a drug. How-
an early stage and can be treated with curative intent, those ever, less is known about the sensitivity to PD-1 blockade
who present with advanced disease, or develop metastatic or among patients with known mutations in double-strand
recurrent disease, have a poorer prognosis. A subset of endo- break DNA repair pathways involving homologous recombi-
metrial cancers exhibit mismatch repair (MMR) deficiency. It is nation, such as those in BRCA1 or BRCA2. Here we report a
now recognized that MMR-deficient cancers are particularly case of a patient with an aggressive somatic MMR-deficient
susceptible to programmed cell death protein 1 (PD-1)/ endometrial cancer and a germline BRCA1 who experienced
programmed death-ligand 1 (PD-L1) inhibitors, and in a land- a rapid complete remission to pembrolizumab. The
mark judgement in 2017, the U.S. Food and Drug Administration Oncologist 2018;23:1–4

KEY POINTS
• Endometrial cancers, and in particular endometrioid carcinomas, should undergo immunohistochemical testing for
mismatch repair proteins.
• Uterine cancers with documented mismatch repair deficiency are candidates for treatment with programmed cell death
protein 1 inhibition.
• Genomic testing of recurrent, advanced, or metastatic tumors may be useful to determine whether patients are candidates
for precision therapies.

PATIENT STORY
A 42-year-old woman with a history of stage IVB Hodgkin’s endometrial cancer, grade 1, was made. She ultimately under-
lymphoma, originally diagnosed in 2010, was treated with bev- went a total laparoscopic hysterectomy and bilateral salpingo-
acizumab plus standard chemotherapy (doxorubicin, bleomy- oophorectomy, and final pathology confirmed a T1B, grade 1
cin, vincristine, and dexamethasone) but relapsed a year after endometrioid adenocarcinoma with evidence of lymphovascu-
completion. She was then treated on an autologous stem cell lar invasion and positive pelvic washings. Her family history at
transplant and consolidative proton radiation therapy to her this time was only positive for Hodgkin’s disease and ductal
mediastinum, all of which completed in January 2013, and carcinoma in situ in a half-sister (who tested negative for a
from which she achieved a clinical remission. In January of BRCA mutation), breast cancer in a paternal aunt, and prostate
2015 she presented with irregular vaginal bleeding and under- cancer in her maternal and paternal uncles. Prior to the
went an exam under anesthesia, hysteroscopy, and dilatation scheduled comprehensive surgical staging, she presented with
and curettage, where a diagnosis of endometrioid-type a firm and tender vaginal nodule.

Correspondence: Don S. Dizon, MD, Lifespan Cancer Institute, Rhode Island Hospital, 593 Eddy Street, Providence, RI 02903. Telephone: 401-444-4538;
e-mail: don.dizon@lifespan.org Received October 10, 2017; accepted for publication January 23, 2018. http://dx.doi.org/10.1634/theoncolo-
gist.2017-0526

The Oncologist 2018;23:1–4 www.TheOncologist.com c AlphaMed Press 2018


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Published Ahead of Print on February 22, 2018 as 10.1634/theoncologist.2017-0526.

2 Complete Remission Following Pembrolizumab

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Figure 1. Recurrence identified by Positron Emission Tomography/Computed Tomography (PET/CT). (A): Recurrence involving rectus
abdominis on right side following second surgery for node dissection and resection of a vaginal recurrence. (B): Recurrence involving the
vagina showing fluorodeoxyglucose (FDG) avidity (B1) and demonstrated on CT (B2).

In March 2015, she underwent pelvic and para-aortic which showed her tumor had dedifferentiated into a high-
node dissection plus resection of the vaginal mass. The final grade Mullerian adenocarcinoma. Given the more aggressive
pathology showed all nodes were negative; the vaginal excision histology in this recurrence, immunohistochemical stains for
showed endometrioid adenocarcinoma, grade 1, consistent MMR proteins were repeated and confirmed loss of expression
with metastatic disease, with loss of expression of MSH2 and of MSH2 and MSH6 once more, consistent with her primary
MSH6, consistent with mismatch repair (MMR) deficiency. A tumor. Given these findings, she was referred for genetic test-
month later, she was seen for consultation regarding radiation ing and her tumors sent for genomic analysis.
therapy, at which time a staging positron emission tomography
(PET)/computed tomography (CT) was concerning for metastatic MOLECULAR TUMOR BOARD
disease involving her right rectus muscle (Fig. 1A) and umbilicus. Endometrial cancer is the most common gynecologic malig-
Given her prior treatments for lymphoma, she was started on nancy, accounting for over 60,000 newly diagnosed cases in the
hormonal therapy using alternating courses of megestrol ace- U.S. [1]. Although the majority of cases present at an early
tate for 3 weeks followed by tamoxifen for 3 weeks, beginning stage and can be treated with curative intent, those who pres-
in May 2015. Unfortunately, 3 months later, she had progression ent with advanced disease, or develop metastatic or recurrent
of the right rectus muscle and a second vaginal recurrence. This disease, have a poorer prognosis. Although active standard
was treated with radiation therapy to the abdominal wall lesion, treatments have been identified in the first-line (or adjuvant
vagina, low pelvis, and inguinal basins, all of which completed in setting), to date, there are limited therapeutic options for sec-
November 2015. An attempt to incorporate cisplatin as a radio- ond- or later-line treatment of this disease. This has prompted
sensitizer was abandoned due to prolonged myelosuppression. interest in molecular testing, particularly for women with recur-
She then underwent resection of the abdominal wall lesion and rent, advanced, or metastatic endometrial cancers, and the uti-
a radical posterior vulvectomy requiring plastics for reconstruc- lization of novel strategies and the accompanying search for
tion, all of which completed in January 2016. predictive biomarkers.
In May 2016, she developed a symptomatic perineal lesion
that was intensely FDG avid by PET/CT (Fig. 1B1). Because the Genotyping and General Interpretation
lesion recurred following both exposure to chemotherapy Tumor genomic sequencing performed at the Center for Inte-
(albeit briefly) and radiation therapy, we repeated a biopsy, grated Diagnostics (Department of Pathology, Massachusetts

c AlphaMed Press 2018


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Published Ahead of Print on February 22, 2018 as 10.1634/theoncologist.2017-0526.

Dizon, Dias-Santagata, Bregar et al. 3

Figure 2. Proposed mechanism of increased sensitivity to pembrolizumab. (A): Tumor cell showing PD-L1 and MHC receptor attached to
microsatellite instability-generated neoantigen. Even in the presence of BRCA mutation-associated HRD, binding of the T-cell receptor to

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tumor-associated PD-L1 escapes immune surveillance via binding of PD-1 to PD-L1. (B): In the presence of pembrolizumab, binding of PD-
1 to PD-L1 is blocked, leading to immune-mediated cytotoxicity generated by binding of the T-cell receptor to the MHC-neoantigen com-
plex. This immune-mediated cytotoxicity may be heightened if HRD is compromised, resulting in increased apoptosis.
Abbreviations: HRD, homologous recombination deficiency; MHC, major histocompatibility complex; PD-1, programmed cell death pro-
tein 1; PD-L1, programmed death-ligand 1.

c.916C>T), and in PTEN (p.R233*, c.697C>T; p.K267fs*9,


c.800delA), a well-described missense variant in FBXW7
(p.R465C, c.1393C>T) that results in loss of function of this
tumor suppressor, and a hotspot-activating mutation in PIK3CA
(p.R88Q, c.263G>A). Rare variants of uncertain clinical signifi-
cance included the following: TP53 p.R267W (c.799C>T),
PIK3CA p.R93Q (c.278G>A), APC p.H1349R (c.4046A>G),
ARID1A p.T1514M, and p.F2141fs*59 (c. c.4541C>T and
6420delC, respectively), and AURKA splice region variant
(c.567-4G>A). Of these 12 variants, 11 involved C>T (or G>A)
transitions or small insertions/deletions at mononucleotide
repeats, consistent with the mutational signature associated
with defective DNA mismatch repair and microsatellite-
unstable tumors.
Germline testing for BRCA1 and MSH2 was performed at
GeneDx (Comprehensive Cancer Panel and MSH2 Exons 1–7
Inversion Analysis) and detected a pathogenic deletion in
BRCA1 (p.E23Vfs*17, c.68_69delAG). This variant, also known
as BRCA1 185delAG, causes Hereditary Breast and Ovarian
Cancer Syndrome and is one of three main founder mutations
in the Ashkenazi Jewish population. Testing of the patient’s
endometrial cancer using the AMP-based genotyping assay
described above detected the BRCA1 germline variant in a
heterozygous state, with no evidence of a second hit or of
BRCA1 copy loss or loss of heterozygosity (LOH) in the tumor.
Figure 3. Clinical and radiologic evidence of benefit on pembroli- The patient was negative for germline variants in MSH2, sug-
zumab. (A): Patient-reported pain scores during the first three gesting she did not have Lynch syndrome. Additional tumor
cycles of pembrolizumab. Note the dramatic resolution of pain by sequencing was carried out for the assessment of somatic
C2D16. (B): Computed tomography scan after four cycles of pem- variants in MSH2 (ColoSeq Tumor Gene Panel, University of
brolizumab, showing a complete remission, which continues 13 Washington). The analysis detected two somatic pathogenic fra-
months after start of treatment.
meshift mutations in MSH2 (p.E56Afs*10, c.161_162insCCGGG;
and p.M729Cfs*16, c.2185del) that disrupt the reading frame
General Hospital) used Anchored Multiplex PCR (AMP) and and result in the insertion of a premature termination codon.
targeted mutational hotspots and exons from 91 genes (REF: These alterations are predicted to compromise protein function
see reference section below). This analysis detected multiple and affect DNA mismatch repair, consistent with the loss of
variants, including pathogenic nonsense and frameshift muta- MSH2 expression and with the microsatellite instability observed
tions in BRCA2 (p.N1784fs*3, c.5351dupA), TP53 (p.R306*, in the tumor.

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Published Ahead of Print on February 22, 2018 as 10.1634/theoncologist.2017-0526.

4 Complete Remission Following Pembrolizumab

Functional Significance of the Molecular Alteration recombination, such as those in BRCA1 or BRCA2 [5]. Similar to
The Cancer Genome Atlas in endometrial cancer suggests that MMR-deficient tumors, mutations in BRCA also lead to a higher
the disease is quite heterogeneous, with recognition of four mutational burden, which may also render tumor cells suscepti-
distinct molecular subtypes: (a) POLE associated with mutation ble to immune-mediated cytotoxicity resultant from immune
in the DNA polymerase gene E marked by ultramutation; checkpoint inhibitors. Sequencing data indicated that the
(b) microsatellite instability (MSI) associated with mutations in patient’s endometrial tumor harbored pathogenic mutations in
the DNA mismatch repair machinery, marked by hypermuta- BRCA1 (germline) and BRCA2 (somatic). Because both variants
tion; (c) microsatellite stable with low level of DNA copy num- appear to be heterozygous, we do not anticipate complete
ber changes, marked by endometrioid histology; and (d) DNA inactivation of either tumor suppressor. However, it is tempting
copy number high tumors, mostly associated with serous-like to speculate that partial loss of the two genes may result in
histology but also observed in 25% of high-grade endometrioid decreased activity of the BRCA repair pathway and further con-
tumors [2]. tribute to the production of tumor neoantigens (Fig. 2).
Defects in any of the key components of the DNA mismatch
repair machinery (MLH1, MSH2, MSH6, or PMS2 proteins) Patient Update
leads to the accumulation of large numbers of mutations, due Given the patient was not able to tolerate cisplatin as a radio-
to the inability of the cell to correct mismatched DNA bases sensitizer, the team did not feel systemic therapy was a safe
arising during replication, recombination, or DNA damage. option. Unfortunately, her disease had also proven resistant to
Microsatellites are highly repetitive sequences of DNA consist- radiation therapy, and attempts for surgical control proved inef-

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ing of mono- or polynucleotide repeats. These regions are par- fective. In a final attempt to treat her symptomatic disease, she
ticularly susceptible to mutation during cell division, due to began pembrolizumab in June 2016 (2 mg/kg administered
slippage of the DNA polymerase, with resulting insertion or every 3 weeks). Following one dose of treatment, she had a
deletion of repeating units. Such errors are corrected by the 30% shrinkage of her tumor on exam, and by the start of her
MMR machinery, but in tumors with defective MMR, microsa- third cycle, her pain completely resolved (Fig. 3A). Repeat imag-
tellite regions incur many mutations often referred. ing after four cycles showed complete resolution of her peri-
neal mass, consistent with a complete response. She remains
Clinical Significance and Utility of the Molecular in remission 13 months after initiation of treatment (Fig. 3B).
Alteration
Much has been published about the responsiveness of tumors CONCLUSION
with MMR deficiency to immune checkpoint inhibitors, includ- We report the case of a BRCA1-mutation carrier with an aggres-
ing for women with endometrial cancer. As such, patients with sive endometrial carcinoma. The curious occurrence of a patho-
tumors harboring multiple genetic alterations that result in a genic BRCA2 variant in her MMR-deficient tumor might have
high mutational burden would experience a benefit to PD-1 led to partial impairment of the BRCA repair pathway. This
blockade. Indeed, although the predictors of response to PD-1 combination may explain her expeditious and sustained
blockade are not completely established across all tumor types, response to PD-1 inhibition.
multiple molecular determinants have been evaluated, includ-
ing PD-L1 expression, mutational burden, lymphocytic infiltra-
AUTHOR CONTRIBUTIONS
tion, and mutation-associated neoantigens [3]. In the seminal
Conception/design: Don S. Dizon, Dora Dias-Santagata, Amy Bregar, Leif Ellisen,
paper by Diaz et al., the objective response rate among 86 Michael Birrer, Marcela DelCarmen
patients with MMR deficiency was 53% (21% complete Provision of study material or patients: Don S. Dizon, Laura Sullivan, Jennifer
Filipi, Elizabeth DiTavi, Lucy Miller, Leif Ellisen, Marcela DelCarmen
responses), without discrimination of whether MMR was Lynch Collection and/or assembly of data: Don S. Dizon, Dora Dias-Santagata, Amy
or non-Lynch associated. This report ultimately led to U.S. Food Bregar, Laura Sullivan, Marcela DelCarmen
and Drug Administration approval of pembrolizumab for MSI Data analysis and interpretation: Don S. Dizon, Dora Dias-Santagata, Leif Ellisen,
Michael Birrer
tumors, regardless of their site of origin [4]. Manuscript writing: Don S. Dizon, Dora Dias-Santagata, Amy Bregar, Laura Sulli-
Mutations involving BRCA1 and BRCA2 are associated with van, Jennifer Filipi, Elizabeth DiTavi, Lucy Miller, Leif Ellisen, Michael Birrer,
homologous recombination deficiency, making them suscepti- Marcela DelCarmen
Final approval of manuscript: Don S. Dizon, Dora Dias-Santagata, Amy Bregar,
ble to apoptosis after exposure to chemotherapy (e.g., plati- Laura Sullivan, Jennifer Filipi, Elizabeth DiTavi, Lucy Miller, Leif Ellisen, Michael
num agents) and other DNA-damaging agents, as well as PARP Birrer, Marcela DelCarmen
inhibitors. However, less is known about the sensitivity to PD-1
blockade among patients with known mutations in double- DISCLOSURES
strand break DNA repair pathways involving homologous The authors indicated no financial relationships.

REFERENCES
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to PD-1 blockade. Science 2017;357:409–413. 2017.
2. Cancer Genome Atlas Research Network
et al. Integrated genomic characterization of 4. U.S. Food and Drug Administration. FDA grants 5. Muggia F, Safra T. ‘BRCAness’ and its implications
endometrial carcinoma. Nature 2013;497:67– accelerated approval to pembrolizumab for first for platinum action in gynecologic cancer. Anticancer
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