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Contingent electrical lip stimulation for sleep bruxism: A pilot study

Keisuke Nishigawa, DDS, PhD,a Kazuo Kondo DDS, PhD,b Hisahiro Takeuchi DDS, PhD,c and
Glenn T. Clark DDS, MSd
School of Dentistry, Tokushima University, Tokushima, Japan; School of Dentistry, University of
California at Los Angeles, Los Angeles, Calif.
Statement of problem. No effective method has been found to fully control sleep bruxism, although con-
tingent feedback methods show some promise.
Purpose. This demonstration-of-concept study evaluated the effect of contingent electrical lip stimulation on
sleep bruxism.
Material and methods. Recordings of masseter muscle activity were performed over 5 nights in 7 subjects
with acknowledged bruxism and dental attrition (5 men, 2 women). A small electrical switch, activated with light
force clenching, was mounted between 2 occlusal orthotics. This switch triggered a stimulator, which delivered
slightly noxious electrical pulses to the subject’s lip. After a baseline first night recording session, stimulation was
delivered in 1-hour blocks for half of each sleep period during nights 2 through 5. Paired t tests (␣ ⫽ 0.05) were
conducted on 4 recorded bruxism parameters.
Results. With stimulation, the number (⫾SD) of events/hour reduced from a baseline level of 3.9 ⫾ 2.0 to
2.4 ⫾ 0.8 and the mean amplitude (% maximum voluntary contraction) reduced from 28.7 ⫾ 20.0 to 17.6 ⫾ 4.1.
There was a mean decrease in the duration (s/event) from 10.6 ⫾ 1.4 to 9.1 ⫾ 2.5 and the total event time
(s/hour) was reduced from 41.7 ⫾ 22.4 to 23.2 ⫾ 11.0. Among these measures, bruxism events with and
without stimulation were compared, and only the duration of individual bruxism events (s/event) showed a
significant change (P⫽.038). Finally, no subject reported being awakened from sleep by the stimulation.
Conclusion. The reductions in bruxism events were noteworthy, especially considering that stimulation was
delivered for only half of the sleeping period. (J Prosthet Dent 2003;89:412-7.)

CLINICAL IMPLICATIONS
On the basis of the data from this pilot study, contingent electrical lip stimulation for bruxism
appears to be a promising method for temporarily suppressing this disorder. The long-term effects
of contingent electrical stimulation are not yet determined.

D epending on the practitioner’s concept of the


causes of bruxism, a variety of treatment methods have
activity were significantly less. Rugh and Johnson18 re-
ported similar results with the use of a similar electro-
been proposed.1,2 These methods include occlusal ad- myographic (EMG) activated contingent auditory feed-
justment,3,4 occlusal splint,5 massed practice,6-8 aversive back system in treating 5 patients with bruxism. Finally,
conditioning,9 psychological counseling,10 relaxation Pierce and Gale20 evaluated the masseter muscle activity
training,11 medications,12 contingent auditory feed- during sleep in 100 patients with bruxism before, dur-
back,13-20 and, most recently, contingent vibratory feed- ing, and after 5 different experimental treatments. They
back.21 For almost all methods, the literature shows reported that both the EMG-measured frequency of
weak positive results, and no long-term effective method bruxing episodes and the duration of bruxing activity
has yet been shown to prevent bruxism. For example, decreased significantly for contingent-auditory-feed-
Kardachi and Clarke15 used contingent auditory feed- back and occlusal splint therapy, but not for the other 2
back on 9 subjects with sleep bruxism. They reported treatments examined (massed negative practice, and
that the number of bruxism events during sleep was not daytime muscle relaxation-feedback) or the no-treat-
reduced by this feedback, but the duration and total ment control group. Finally they reported that the
2-week treatment effects were transient, and bruxing
a
Assistant Professor, Department of Fixed Prosthodontics, Tokushima activity generally returned to baseline levels when the
University. treatment was withdrawn.
b
Private Practice, Onsen-gun, Ehime, Japan. Although the suppression induced by auditory stim-
c
Assistant Professor, Department of Fixed Prosthodontics, Tokushima
University.
ulation is interesting, a consistent return to pretreatment
d
Professor, Oral Biology and Medicine, University of California at bruxism levels has been reported in all studies that have
Los Angeles. monitored bruxism after stopping the feedback. An-

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NISHIGAWA ET AL THE JOURNAL OF PROSTHETIC DENTISTRY

other disadvantage of contingent auditory feedback is


that it probably requires an awakening or at least a sleep-
stage elevation of the subject.22 This means that subjects
are potentially showing reduced deep-stage sleep during
the training period and may become sleep deprived. The
question is whether a different type of feedback, direct
afferent stimulation to the trigeminal nerve, for exam-
ple, can be used to suppress the bruxism response and
yet not induce waking. Watanabe et al21 reported on a
single subject who used contingent vibratory stimula-
tion delivered to the maxillary teeth via an occlusal
splint. The vibration was triggered by tooth-to-splint
contact above a low-level threshold. The subject used
Fig. 1. Maxillary and mandibular occlusal orthotics with
the contingent vibration system for 4 months without
switch and opposing contact platform mounted anterior to
difficulty or a report of subjective sleep disturbance. The
splint.
subject also exhibited a significant decrease in the num-
ber of events/hour (25% reduction) and the duration of
each event (44% reduction).
lected. The inclusion criteria for the subjects were that
One potentially stronger form of afferent stimulation
they (1) had evidence of tooth attrition such that at least
is low-level electrical shock of the trigeminal nerve.
1 tooth (usually canine) had dentin exposure as a result
Godaux and Desmedt23 reported that single electrical
of the attrition; (2) had frequent (more than once per
stimulation to the gums and mucosa inside the mouth
week) jaw pain in the morning and demonstrated mod-
suppressed the masseter and temporalis muscles activity
erate to severe tenderness in 2 or more sites in their jaw
in normal waking subjects. In an attempt to decrease the
closing (masseter and temporalis) muscles; (3) were self-
number of sleep apnea episodes, Miki et al24 reported
aware of the fact that they were clenching or grinding
that a percutaneous electrical stimulation of the genio-
their teeth at night because of either frequent (more
glossus muscles did not cause sleep state arousal. Con-
than once per week) tooth soreness or jaw muscle stiff-
sidering these data, it may be possible to use these other
ness on awakening; (4) were in good health; and (5) had
forms of stimulation (electrical shock or vibration) to
tried in the past, but were currently not actively using an
suppress bruxism for longer periods of time. Whether
occlusal orthotic and were planning no other active
the behavior could eventually be extinguished and feed-
treatment during the experimental period. The above
back could be discontinued after cessation is yet to be
muscle tenderness ratings were elicited via the applica-
seen. The purpose of this study was to evaluate the effect
tion of 1.8 kg of pressure to the muscle for 2 seconds
of contingent afferent stimulation (mild noxious electri-
with a hand held pressure algometer device (Pain Diag-
cal shock) applied to the maxillary division of the trigem-
nostics and Thermography Corp, New York, N.Y.). Ex-
inal nerve on the skin portion of the lip in bruxism
clusion criteria for these subjects were as follows: (1) use
subjects during sleep. The null hypothesis tested in this
of any prescription medication or daily alcohol; (2) re-
demonstration-of-concept study was that contingent
port of a clearly fragmented (multiple awakenings) sleep
electrical stimulation would not produce a suppression
pattern or substantial difficulty getting to sleep (on the
of the bruxism response.
basis of self-report); and (3) inability to sleep with re-
MATERIAL AND METHODS cording devices attached.
Overview of study design
Subjects and stimulation parameters
An on-off switch was mounted between maxillary and
mandibular orthotics to trigger a battery-powered elec- There were 7 subjects (5 men and 2 women) who
trical stimulator. This stimulator delivered slightly nox- completed all aspects of the protocol. Their mean age
ious electrical pulses to the subject’s lip. Stimulation was (⫾1 SD) was 32.4 ⫾ 3.8 years. The intensity of stimu-
delivered in 1-hour blocks for half of each sleep period. lation actually used for the subjects ranged between 0.79
Recordings of masseter muscle activity were performed and 2.05 mA. This level was individually adjusted so that
over 5 experimental nights in 7 subjects. it was at the level of being a slightly painful.

Subjects Electrical stimulation


Subjects with acknowledged bruxism and visually ob- In this study, all switch closure events (above thresh-
vious dental attrition, who responded to an advertise- old force), which will henceforth be called bruxism
ment request for subjects in the campus newspaper and events, were detected by use of a small on-off switch
satisfied the inclusion and exclusion criteria were se- mounted anterior to 2 occlusal orthotics covering the

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THE JOURNAL OF PROSTHETIC DENTISTRY NISHIGAWA ET AL

Fig. 3. Recorded RMS-converted EMG signal trace. Straight


line slightly above EMG signal is 3% MVC threshold level.

ulation were also performed. During the second to the


fifth nights of recording, the contingent electrical stim-
Fig. 2. Detection switch and opposing contact platform at- ulation was randomly turned on and off in one-hour
tached to lips of subject. segments. This meant the stimulation was applied for
only 50% of each night in a random schedule. A timer
was then programmed to turn the stimulation on and off
patients’ teeth (Fig. 1). The switch was closed by clench- for 1-hour blocks of operation in random sequence.
ing of the teeth with a force greater than 220 g.
When the switch was triggered, a constant current Data reduction and analysis
electrical pulse stimulation was given to the lip until the Analog tape records were played back on a second
bruxing stopped, the mouth opened, or until an alarm device (MR-10 cassette data recorder; TEAC) with a
sounded. The stimulation device was designed so that if reproducing tape speed which was 8 times faster than
it were activated for more than 30 seconds, an alarm that recording, and data were acquired by computer. Prior to
was loud enough to awaken the subject would be acti- acquisition, the raw EMG signal was converted to a root
vated. When the alarm sounded the lip stimulation was mean square (RMS) signal (SA-414 Analog Processor;
shut off and the alarm stayed on until the subject man- SA Instrumentation Co., San Diego, Calif.). The sam-
ually turned it off. The electrical pulse stimulation was pling rate for the EMG signal was 250 Hz. The switch-
1 ms in width and was applied at a 10-Hz frequency to triggered events were detected using a window discrim-
the lip skin through a 2-mm diameter electrode fixed to inator and then converted to a 10 ms 5-volt square wave
the external surface of the lip (Fig. 2). pulse. This event was then acquired at the sampling rate
of 2000 Hz by an 8-bit A/D converter and acquisition
Experimental procedures
system (Intelligent DATA; Intelligent DATA Acquisi-
A portable analog tape– based monitoring system was tion System Inc, Los Angeles, Calif). The amplitude of
used in this study (HR-10J cassette data recorder; the EMG signal was quantified in terms of the subjects’
TEAC, Tokyo, Japan). This recorder monitored masse- 100% maximum voluntary contraction (MVC) level.
ter muscle and switch-triggered closures. Miniature bi- The MVC for each subject was recorded at the begin-
polar surface electrode pairs were fixed over the subject’s ning and end of each night with 5 brief (2 seconds)
right or left masseter muscle. The actual stimulation maximum voluntary contraction efforts. Analysis was
signal was recorded directly from a battery-powered done automatically with custom computer programs
constant current electric pulse generator that was acti- with the following strategy. All bruxism events were
vated when the switch was triggered. Before the actual detected and described (number, amplitude, duration)
5-night recording session, the subjects used the orthot- with an custom automated computer detection software
ics (to which the switch was attached) for 2 weeks to program (Bruxism Analysis Program, UCLA, Los An-
familiarize themselves with these devices during sleep. geles, Calif.) that used the EMG criteria previously de-
Recordings were performed in the subjects’ home for 5 scribed.25 In this study the lower, 3% MVC, criteria was
consecutive nights. The experimenter typically attended used rather than a 10% level of MVC contraction criteria
the home of each subject for 1 hour on the evening of a for the EMG amplitude needed to detect a bruxism
recording session to attach the sensors and evaluate the event. This was done because the triggering switch was
operation of the system. The subject detached the sen- triggered with a force level that was determined to be
sors the next morning and returned it to the author’s closer to 3% MVC rather than 10% MVC. Figure 3
laboratory for data download and evaluation. The first shows the short segment of a single subject’s recording
night involved recording without electrical stimulation. and an example of a bruxism event on the basis of EMG
Four additional nights of recording with electrical stim- with the amplitude and duration criteria. The area below

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NISHIGAWA ET AL THE JOURNAL OF PROSTHETIC DENTISTRY

Table I. Bruxism event data with and without stimulation

Baseline: (1st night) Stimulation: 2nd-5th night


Bruxism event data (n ⴝ 7) (mean ⴞ SD) (mean ⴞ s.d.) P value

Number (no./hour) 3.87 ⫾ 2.01 2.42 ⫾ 0.78 .107


Amplitude (%MVC) 28.73 ⫾ 20.04 17.59 ⫾ 4.06 .145
*
Switch-triggered amplitude (%MVC) 3.93 ⫾ 0.37 2.32 ⫾ 0.28 N/A
Duration (s/event) 10.61 ⫾ 1.42 9.08 ⫾ 2.48 .038
Total time of all events (s/hour) 41.67 ⫾ 22.38 23.24 ⫾ 11.03 .063
*
Partial data set (n ⫽ 4).

Fig. 4. Switch-triggered EMG plots with and without stimu-


lation from single subject with bruxism. Amplitude is shown
in vertical axis and time on horizontal axis. Top trace dis-
plays average EMG elevation seen with 44 switch closures
(no stimulation applied) collected on single baseline night.
Bottom trace displays average EMG elevation seen with 110
switch closures (stimulation applied) collected over 4 nights.

the elevated EMG signal marked with a solid double line


shows when the EMG data satisfied the criteria and was
counted as a bruxism event. As shown by Ikeda et al,25 Fig. 5. Two 3-dimensional plots showing 2 entire nights of
bruxism events could be detected with high reliability EMG data from single heavy force bruxism subject. A, First
and reproducibility from masseter EMG activity. night. B, Fourth treatment night. Oblique repeating lines
represent EMG signal amplitude (each oblique data line rep-
Bruxism event analysis resents 30 minutes of recording). Small horizontal lines rep-
resent bruxism events that satisfied EMG criteria.
Bruxism event data was collected and separated into
those events that occurred in the baseline night and
events occurring during the treatment period (second to
fifth nights). Each subject was questioned each morning RESULTS
regarding the number of times they were awakened (if at Resulting stimulation level
all) from sleep by the lip stimulation. Baseline and stim- The mean level (⫾1 SD) for the sensory detection
ulation data were then submitted to a match paired t test threshold for the 7 subjects was 0.69 ⫾ 0.09 mA, the
analysis to evaluate for differences. These analytic pro- mean level for first pain detection was 1.11 ⫾ 0.30 mA
cedures were done with the JMP-In version 4.0 software and the mean stimulation level used was 1.46 ⫾ 0.41
program (SAS Institute Inc, Campus Drive, Cary, mA. It is interesting to note that although asked about
N.C.). An alpha of 0.05 as the level of statistical signif- this every day, no subject reported being awakened by
icance was used in this analysis. For each analysis the P the stimulation during the experimental nights, and the
value and a power calculation were performed and re- 30-second alarm button was never triggered during the
ported. study.

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THE JOURNAL OF PROSTHETIC DENTISTRY NISHIGAWA ET AL

Lip stimulation effect on bruxism events with a masseter muscle EMG amplitude change.11 One
disadvantage of this method is that surface EMG elec-
The effect of stimulation on all EMG elevations that
trode signal output varies with skin resistance over the
satisfied the EMG based criteria for the 7 subjects during
night as well as from night-to-night even though the
the baseline period and during the 4-night treatment
clenching force may be the same. In this study, a me-
period is shown in Table I. The mean number (⫾1 SD)
chanical switch attached to the orthotics was used to
of the number of events (no./h), mean event amplitude
trigger the feedback. With the use of the electrical
(% MVC), mean duration of individual events (s/event),
switch, it was easy to control the threshold level and
and total time of all events (s/h) plus the matched paired
hopefully achieve a consistent stimulation response. In
statistical test results are shown.
this study a random scheduled operation of the stimula-
tion was used instead of using it during the entire night.
Mean triggered EMG amplitude This design was selected to evaluate the effect of stimu-
To assess the hypothesis that electrical stimulation lation by comparing stimulation periods to nonstimula-
did not suppress bruxism, a switch closure-triggered av- tion periods within the same night of data. A final con-
eraging of the EMG activity was performed for 4 sub- cern with the use of the occlusal orthotic electrical-
jects (Table I). For this comparison, the all-switch clo- switch device as a trigger was that the orthotic itself
sures with subsequent stimulation during the second to might modify the bruxism habit. However, in this re-
fifth night were combined and contrasted to all switch search, the subjects who participated had all worn occlu-
closures that occurred on the baseline night. The ampli- sal orthotics before and were still exhibiting clinical ev-
tude for this partial data set demonstrated a reduction idence of bruxism. Moreover, the subjects were
(41%) in the mean (⫾1 SD) of the peak EMG amplitude requested to use the experimental orthotics for 2 weeks
(% MVC) seen following switch closures. Figure 4 shows to familiarize themselves with the device before experi-
the switch-triggered plot from a single subject’s data ment testing.
that was considered representative. The top tracing in Overall, the results of this study suggest that contin-
this figure shows no stimulation and the bottom tracing gent electrical lip stimulation can reduce bruxism events
shows event under conditions of electrical stimulation. during sleep without significant negative side effects.
Unfortunately, the EMG amplitude data was recorded The data agree with prior research,15,18 in that this study
for only 4 subjects because the switch closures recorded also demonstrated that the number of bruxism episodes
during the baseline night were not recorded for 3 of the during sleep was reduced, but not significantly, by feed-
subjects. Because these are partial data, statistical analy- back (P⫽.107). However, the event duration was sig-
sis was not performed. nificantly reduced (P⫽.038). However, there are sug-
gestions in the data that for some subjects (Fig. 5) the
Stimulation effect for a single subject number of events might also decrease with electrical
stimulation of the lip. On the basis of these data the
Figure 5 shows sample EMG data for 1 subject’s rep-
authors feel justified in rejecting the null hypothesis that
resentative data. The data are from a first (control) night
stimulation has no effect on bruxism. In general, these
and from an experimental (stimulation applied) night.
data are consistent with prior studies that have shown a
This particular subject exhibited the highest amplitude
decrease in bruxism with contingent feedback. An excit-
bruxism events with a mean amplitude on the first night
ing aspect of the data is that the electrical lip stimulation
of 72.3% MVC. The entire night’s EMG data (up to 8.5
did not wake the subjects. Additional, more refined,
hours) are presented in this 3-dimensional computer
tests of sleep state using polysomnography are required.
graph. Figure 5, A, shows a high number of strong
The probable mechanism of the bruxism suppression
muscle contractions. In contrast, the EMG plot with
indicated in this experiment is a reflex inhibitory re-
stimulation shown in Figure 5, B, shows relatively few
sponse of the jaw closers.1,23,26 Although the data pro-
strong contractions.
vide only a short-term demonstration-of-concept that
bruxism can be altered by electrical stimulation, it ap-
DISCUSSION pears that there were no obvious negative side effects of
In this study, a small electrical switch mounted be- contingent mild noxious lip stimulation. These data are
tween maxillary and mandibular occlusal coverage or- consistent with a study by Miki et al24 who reported on
thotics was used. Closure of this switch produced an the effects of submental electrical stimulation during
electrical current that allowed stimulation of the lip. In sleep. They found that electrical stimulation during
previous research, contingent auditory feedback was sleep did not produce an arousal in EEG or a change in
used to alter the bruxism behavior.11 Electrical stimula- the sleep stage, and there were no significant changes in
tion was used because the sound requires an awakening blood pressure or heart rate between the with and with-
of the subject to be effective and could cause sleep de- out stimulation periods. An added advantage of electri-
privation. In prior research, the sound was triggered cal stimulation is that it does not disturb a subject’s

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