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CLINICAL RESEARCH PROTOCOLS

FOR
TRADITIONAL HEALTH SCIENCES
(AYURVEDA, SIDDHA, UNANI, SOWA RIGPA AND OTHERS)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA


Department of AYUSH, Ministry of Health & Family Welfare
Government of India, New Delhi
www.ccras.nic.in
Publisher

Central Council for Research in Ayurveda and Siddha


Department of AYUSH
Ministry of Health and Family Welfare, Government of India
J.L.N.B.C.E.H.Anusandhan Bhavan, 61-65, Institutional Area
Opposite D-Block, Janakpuri, New Delhi – 110058
E-mail: ccras_dir1@nic.in, Website: www.ccras.nic.in

© Central Council for Research in Ayurveda and Siddha, New Delhi


2009

Note: Reproduction/Translation/Citation of any part of this publication are welcome with


due acknowledgement of the Council for academic and research purpose. No citation for
commercial purpose is permitted.

Cover Page Designed by : Dr. N. Srikanth, Assistant Director (Ay.)

Printed at : Pearl Offset Press Pvt. Ltd., 5/33, Kirti Nagar Industrial Area, New Delhi - 110 015
Tel. 011-25159312, 41424700, 41424800
FOREWORD

Ayurveda and Siddha have been in vogue in this country from the earliest times, serving
the medical needs of most of our people. These systems were developed by ancient scholars on
the basis of their own philosophy, oriental methodologies and practices prevalent in that era and
have popularized and almost completed it in all aspects as a system of medicine. The advent of
foreign invasion and cross interaction had definite impact on these systems.

The worldwide interest in the use of natural products and plant-based remedies had led to
different situations developing in different countries. In countries with a strong foundation of
traditional medicine such as India and China, nationally recognized parallel traditional systems have
run for long periods, along with Western medicine with varying degrees of acceptance, integration
and assimilation.

During the last decade, use of traditional medicine has expanded globally and has gained
popularity. It has not only continued to be used for primary health care of the poor in developing
countries, but has also been used in countries where conventional medicine is predominant in the
national health care systems. With the tremendous expansions in the use of Ayurveda and Siddha
world wide, the safety and efficacy as well as quality control of herbal medicines and traditional
procedure-based therapies have become important concerns for both health authorities and the
public. Various practices of traditional medicine have been developed in different cultures in
different regions without a parallel development of international standards and appropriate methods
for evaluating Ayurveda and Siddha systems of Medicine. Like other systems of ancient India
learning Ayurveda was discovered through most suitable sources (Pramanas) viz. (1) Pratyaksha
(direct perception), (2) Anumana (logical inference), (3) Aptopadesa (verbal and authentic
documentary testimony) and (4) Yukti (experimental evidence) etc.

In modern medicine, a clinical trial is almost always undertaken to test the efficacy of
pharmaceutical products (drugs, devices etc.) and some times to study the efficacy of ‘non-
therapeutic interventions’. The global acceptance of modern system of medicine as a whole is
because it has been reviewed systematically by modern scientific parameters. Similar scientific
evidences through clinical trials are the need of time, to make the traditional medical systems
scientifically acceptable by all.

While designing the research trials it would be appropriate to understand differences


between Ayurveda/ Siddha and Contemporary Modern System of Medicine. The differences are
mainly due to the basic approach to Health and Diseases; perception and also epistemological.
The Ayurveda is holistic in approach, in diagnosis, prognosis as well as management of diseases.
Holistic approach of Ayurveda is indeed good and welcome in clinical practice (for the ‘patient’
and the ‘society’). However, this approach has considerable difficulties and even challenges the

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scientists to devise parameters and design suitable models for clinical studies/trials. The pursuit of
a better understanding of the facts and phenomena in Ayurveda and Siddha, through scientific
research will be able to fill this gap.

Only using the modern scientific tools without considering the holistic concepts of traditional
medical system, may sometimes lead to inappropriate conclusions. This is high time to create the
scientific evidences on Ayurvedic principles and practices taking into the consideration of basic
principles and philosophies embodies in the literature and correlating them with the modern
scientific concepts, which will rightly convey and translate the merits of Ayurveda and other
traditional systems of medicine.

The Central Council for Research in Ayurveda and Siddha has been engaged in scientific
research in Ayurveda and Siddha since more than past three decades and executing research
adopting the integrative protocols. I appreciate the involvement of scholars from various reputed
organizations like Indian Council of Medical Research, All India Institute of Medical Sciences, Lady
Harding Medical College, NIMHANS, Bangalore and other institutes while drafting and finalizing
the protocols.

The views and endorsement of experts from both Ayurveda and Allopathic systems
enriched the protocols providing a good scope of integrative research for creating scientific
evidence.

As research methodology is a continuously evolving subject, one should always consult the
current updates and modify the protocols and formats as per the needs from time to time. This
document would greatly serve as basic reference material for scientists and scholars who are
involved in clinical research in Ayurveda, Siddha and other traditional systems of medicine.

I appreciate the efforts of CCRAS in bringing out this document and would certainly
receive a warm welcome from scientists and scholars engaged in traditional medicine research.

(Dr. C.D. Tripathi)


Professor and Head
Department of Pharmacology
Vardhman Mahavir Medical College
& Safdarjung Hospital
New Delhi

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PREFACE

Research is essential for development of any science. This is even more necessary in
respect of ancient sciences like Ayurveda and Siddha. The various schemes and initiatives of
Government of India led to establishment of a National body “Central Council for Research in
Indian Medicine and Homeopathy (CCRIMH) in 1969. The Central Council for Research in
Ayurveda & Siddha was started in 1978 as a successor to CCRIMH, for research in Ayurveda
and Siddha.
The Central Council for Research in Ayurveda & Siddha, Department of AYUSH, Ministry
of Health & Family Welfare, Government of India is an apex Nodal Body in India for the
formulation of Research in Ayurveda and Siddha on scientific lines. The research activities of
CCRAS include Literary Research, Drug Research, Clinical Research including Nutraceuticals
Research, Cosmeceutical Research and Bio-medical instrumentation and Reproductive and Child
Health Care Research. The Council has been carrying out its research activities through the
network of the peripheral institutes across the country and also in collaboration with various
National and International academics and Research Organizations.
The Council is executing research studies on scientific lines as per the prevalent guidelines
with Ayurveda and Siddha related part so as to make it integrative in nature. The Council has
currently undertaken execution of clinical trials on more than 30 priority areas on phased manner
adopting the current norms of drug development process viz. pre-clinical standardization/toxicity
studies and phased clinical trials.
The integrative research protocols and Case Report Forms (CRFs) incorporating basic
principles of Ayurveda and current requirement and methodology of research etc. have been
developed from time to time through extensive consultative process involving high profile experts
in the field of Ayurveda and Allopathic system of medicine from reputed institutes viz. AIIMS,
ICMR, CSIR, NIMHANS and so on.
Dissemination of these methodologies by publishing the formats of selected diseases along
with protocols, Case Report Forms (CRFs) would help the scientists, academicians, PG and

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Ph.D. scholars etc. who wish to conduct research on different diseases/conditions in developing
protocols and serving as a basic reference material. However, the specific protocol could be
developed by individuals suitable to their needs based on the specific objectives.
There has been a great need for a comprehensive compendium of Protocol formats and
Case Report Forms (CRFs) for ready reference of research scholars, scientists etc. Keeping this
in view the Council is publishing the present compendium and I am convinced that this will be of
immense help not only for researchers more so ever to the Post Graduate and Doctorial
Scholars.
I am highly thankful to Dr. C. D. Tripathi, Professor & Head, Deptt. of Pharmacology,
Vardhman Mahavir Medical College & Safdarjung Hospital, New Delhi for sparing his valuable
time by offering suitable suggestions that has made this document more authentic and scientific.
I greatly appreciate the scientists of CCRAS, expert members of task force whose efforts
made this work possible. I also appreciate Dr. M.M. Sharma, Dr. B.S. Sharma, Mr. Upendra
Singh & Mr. Narender Singh from publication section for their tireless efforts in bringing out this
publication, Mr. Gaurav Kumar and Mr. Prasanto Choudhary, Data Entry Operators for secretarial
assistance.

New Delhi (Prof. G.S. Lavekar)


Director General
CCRAS

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CHIEF EDITOR

Prof. G.S. LAVEKAR


Director General
Central Council for Research in Ayurveda and Siddha, New Delhi

EXPERT REVIEWER

Dr. C.D. TRIPATHI


Professor & Head
Department of Pharmacology
Vardhman Mahavir Medical College & Safdarjung Hospital, New Delhi

EDITOR

Dr. M.M. PADHI


Deputy Director (Technical)
Central Council for Research in Ayurveda and Siddha, New Delhi

PROGRAMME COORDINATOR

Dr. N. SRIKANTH
Assistant Director (Ay.)
Central Council for Research in Ayurveda and Siddha, New Delhi

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CORE SCIENTIFIC GROUP

Dr. M.M. Rao Dr. Sulochana Bhat


Deputy Director (Ay.) Assistant Director (Ay.)
CCRAS, New Delhi CCRAS, New Delhi
Dr. Sobran Singh Dr. T. Anandan
Assistant Director (Ay.) Assistant Director (Siddha)
CCRAS, New Delhi Central Research Institute (Siddha) Chennai
Dr. Adarsh Kumar Dr. G. Ganapathi Raman
Assistant Director (Ay.) Ex. Asst. Director (Siddha)
CCRAS, New Delhi CCRAS, New Delhi
Dr. G.C. Bhuyan R.K. Singhal
Research Officer (Ay.) Statistical Officer
CCRAS, New Delhi CCRAS, New Delhi
Dr. Sarada Ota Dr. M.K. Jha
Research Officer (Ay.) Ex. Research Officer (Medicine)
CCRAS, New Delhi CCRAS, New Delhi
Dr. Banamali Das Dr. B. Venkateshwarlu
Research Officer (Ay.) Research Officer (Ay.)
CCRAS, New Delhi CCRAS, New Delhi
Dr. M.M. Sharma Dr. K. Prameela Devi
Research Officer (Ay.), Research Officer (Ay.)
CCRAS, New Delhi CCRAS, New Delhi
Dr. B.S. Sharma Dr. S.K. Vedi
Research Officer (Ay.), Research Officer (Ay.)
CCRAS, New Delhi CCRAS, New Delhi
Dr. S.K. Meher Dr. K. Bharati
Research Officer (Ay.), Assistant Director (Ay.)
CCRAS, New Delhi IIHM, Hyderabad
Dr. A.C. Kar Dr. Galib
Ex. Asst. Director (Ay.) Ex. Research Officer (Ay.),
CCRAS, New Delhi CCRAS, New Delhi

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TASK FORCE OF EXPERTS FROM REPUTED
INSTITUTES

All India Institute of Medical Sciences, New Delhi

Dr. M.V. Padma Prof. S.K. Sharma


Additional Professor Head of Department
Department of Neurology Department of Medicine
AIIMS Ansari Nagar AIIMS Ansari Nagar
New delhi-110029 New Delhi – 110029
Prof. Y.K. Gupta Dr. S.C. Mahaptra
Head of Department Professor
Department of Pharmacology Department of Physiology
AIIMS Ansari Nagar AIIMS Ansari Nagar
New Delhi - 110029 New Delhi – 110029
Dr. Nikhil Tandon Dr. Jasbir Kaur
Addl. Professor Endocrinology Asst. Professor
AIIMS New Delhi – 110029 Dr. R.P. Centre for Ophthalmic Sciences
AIIMS New Delhi – 110029
Prof. K.K. Talwar Dr. Monoranjan Mahapatra
Prof.& HOD, Cardiology Assoc. Professor Endocrinology
AIIMS Ansari Nagar AIIMS New Delhi – 110029
New Delhi – 110029
Dr. Suneeta Mittal Prof. Anita Panda
Professor & HOD Dr. R.P. Centre for Ophthalmic Sciences
Department of Obstetrics and Gynaecology AIIMS Ansari Nagar
AIIMS Ansari Nagar New Delhi – 110029
New Delhi – 111029

Indian Council for Medical Research, New Delhi


Dr. Neena Valecha Dr. Nandani Kumar
Deputy Director Ex. Deputy Director General
Malaria Research Centre (ICMR) ICMR
New Delhi Ansari Nagar
New Delhi – 110029

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Dr. Arvind Pandey Dr. Abha Rani Aggarwal
National Institute of Medical Statistics Scientist E
ICMR Head Quarters Campus, Ansari Nagar National Institute of Medical Statistics
New Delhi – 110029 ICMR Head Quarters Campus
Ansari Nagar
New Delhi – 110029

Banaras Hindu University, Varanasi

Prof. R.G. Singh, Prof. Dr. Manjari Dwivedi


Department of Nephrology Department of Prasuti Tantra & Stree Roga
Banaras Hindu University Institute of Medical Science (Ayurveda),
Varanasi – 221005 Banaras Hindu University
Varanasi – 221005
Prof. Dr. P.V. Tiwari Prof. I.S. Gambhir
Department of Prasuti Tantra & Stree Roga Department of Medicine
Institute of Medical Science (Ayurveda) Institute of Medical Sciences
Banaras Hindu University Banaras Hindu University
Varanasi – 221005 Varanasi – 221005

Vallabh Bhai Patel Chest Institute, Sir Ganga Ram Hospital, Delhi
University of Delhi, Delhi

Prof. Ashok Shah Dr. S.C. Manchanda


Department of Respiratory Medicine, Department of Cardiology
Vallabh Bhai Patel Chest Institute Sir Ganga Ram Hospital
University of Delhi, Delhi Rajinder Nagar, Delhi – 110060

Ayurvedic & Siddha Experts

Dr. S.K. Mishra Dr. B.V. Sathe


Ex. Advisor (Ay.) 30/2, 4 Erandvan
Department of ISM&H Flat No. C-1, Vihar Society
Ministry of Health & Family Welfare Near Mahendle Garage
Govt. of India Pune - 411004

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Dr. S.M. Sathe Dr. G. Veluchamy
Plot No. 9 Ex. Director CCRAS,
Gananjay Society Unit – 1 New Delhi
Azad Nagar, Kothrud
Pune – 411038

Dr. K.D. Sharma


Ex. Deputy Director (Technical)
CCRAS, New Delhi

TECHNICAL SUPPORT

Dr. Seema Jain, Dr. Syed Hissar,


Senior Research Fellow (Ay.), Research Officer (Medicine),
CCRAS, New Delhi CCRAS, New Delhi
Dr. Senthilvel, Dr. Selvarajan,
Research Officer (Siddha), Research Officer (Siddha),
CCRAS, New Delhi CCRAS, New Delhi
R.K. Rana, Dr. Babita Yadav,
Statistical Assistant, Senior Research Fellow (Ay.),
CCRAS, New Delhi CCRAS, New Delhi
Richa Singhal, Dr. Suprabhat Bhardwaj,
Senior Research Fellow (Statistics), Senior Research Fellow (Ay.),
CCRAS, New Delhi CCRAS, New Delhi

Dr. Nikhil Jirankalgikar


Senior Research Fellow (Ay.),
CCRAS, New Delhi

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INDEX

Sl. No. Subject Page


Forward III
Preface V
1. Section – I Respiratory System 1
1. 1.1 Allergic Bronchitis (Kasa) 5
2. 1.2 Bronchial Asthma (Tamaka shwasa) 33
2. Section – II Gastro intestinal System 61
1. 2.1 Irritable Bowel Syndrome (Kaphaja pravahika) 65
2. 2.2 Intestinal Helminthes Krimi roga (Gandupada krimi) 87
3. 2.3 Gall Stone Disease (Pittashmari) 111
4. 2.4 Sero conversion of HBsAg (carriers) (Yakrit vikara) 133
3. Section – III Joint Disorders 149
1. 3.1 Osteoarthritis-Knee Joint (Sandhi-vata) 153
2. 3.2 Rheumatoid Arthritis (Amavata) 185
3. 3.3 Osteoporosis (Asthisausirya) 231
4. Section – IV Ano-rectal Disorder 245
1. 4.1 Fissure-in-Ano (Parikartika) 249
2. 4.2 Piles (Arsha) 273
3. 4.3 Fistula-in-Ano (Bhagandara) 293
5. Section – V Nervous System 313
1. 5.1 Hemiplegia (Pakshaghata) 317
2. 5.2 Migraine (Ardhavabhedaka) 341
3. 5.3 Mental Retardation (Manasa Mandata) 357
4. 5.4 Sciatica (Gridhrasi) 387
5. 5.5 Anxiety Neurosis (Manodvega) 415

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6. Section – VI Metabolic Disorders 437
1. 6.1 Obesity (Medoroga) 441
2. 6.2 Diabetes Mellitus (Madhumeha) 459
7. Section – VII Eye Disorders 479
1. 7.1 Cataract (Linganasha) 483
2. 7.2 Dry Eye Syndrome (Shushkakshipaka / Parishuskha 501
Netra)
3. 7.3 Allergic Conjunctivitis (Kaphaja abhishyanda) 519
8. Section – VIII Connective Tissue Disorders 535
1. 8.1 Deep Vein Thrombosis 539
9. Section – IX Geriatric Disorders 557
1. 9.1 Rejuvenation (Rasayana) in healthy elderly persons 561
2. 9.2 Rejuvenation (Kaya kalpa) in healthy elderly persons 593
10. Section – X Reproductive System 615
1. 10.1 Menopausal Syndrome 619
2. 10.2 Dysfunctional Uterine Bleeding 643
3. 10.3 Dysmenorrhoea (Kashtartava) 661
11. Section – XI Cardio Vascular System 701
1. 11.1 Essential Hypertension (Uchcharaktachapa) 705
2. 11.2 Chronic Stable Angina (Hridroga) 727
12. Section – XII Urinary System 745
1. 12.1 Urolithiasis (Mutrashmari) 749
13. Section – XIII Vector Borne Diseases 769
1. 13.1 Kala-Azar 773
2. 13.2 Filariasis (Shleepada) 801
14. Section – XIV Haematological Disorders 827
1. 14.1 Iron Deficiency Anaemia (Pandu) 831
2. 14.2 Sickle Cell Anemia 865

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15. Section – XV Immune System 883
1. 15.1 HIV Infected Persons 887
16. Section – XVI Disorders of Skin 911
1. 16.1 Psoriasis (Kitibha) 915
17. Section – XVII Reproductive and Child Health Care 941
1. 17.1 AYUSH AG TAB during Pregnancy 943
2. 17.2 AYUSH PG TAB in edema during pregnancy 958
3. 17.3 AYUSH B.R. Leham for immunity in infants 973
4. 17.4 AYUSH PK-Avaleha in preventing postpartum 985
complications and puerperial care.
5. 17.5 AYUSH SS-Granules to ensure quality & quantity of 996
breast milk
18. Section – XVIII Clinical Safety of some 1007
Ayurveda and Siddha Drugs
1. 18.1 Clinical safety of herbo-mineral and metallic preparation 1011
(Rasamanikya Rasa)
2. 18.2 Clinical safety of herbo-mineral and metallic preparation 1049
(Vasantakusumakara Rasa).
19. Section – XIX Annexure 1085
1. 19.1 Case Report Form for determination of 1087
Prakriti/Udaliyal/Mizaj

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XVIII
RESPIRATORY SYSTEM

SECTION - I

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MULTICENTRIC CLINICAL TRIAL OF AYURVEDIC
FORMULATION IN THE TREATMENT OF KASA
(BRONCHITIS)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC CLINICAL TRIAL OF AYURVEDIC FORMULATION IN THE
TREATMENT OF KASA (BRONCHITIS)

I. BACKGROUND
Kasa (Bronchitis)1is prevalent all over the world and certainly most common acute disease
of lungs. It is characterized by inflammation of brochial tubes and is much more common in
childhood and after middle age. Attacks are much more likely to occur in the winter and spring
seasons. The disease commonly commences with symptoms of an acute respiratory infection and
a slight sore throat. In the course of a day or so it affects the trachea and larger bronchi with
feeling of soreness behind the sternum, tightness in the chest, frequent and mainly dry cough and
a rise in temperature. The voice becomes husky. The sputum is initially thick and scanty but later
on becomes more copious, mucopurulent and more easily to cough ups. In the cases of great
severity, there is a severe bronchitis affecting the larger and smaller tubes, a high rising temperature
(104o – 105o F), severe dyspnoea, cyanosis, and prostration. The sputum may be streaked with
blood. Especially at extremes of life death may occur, or recovery will be taking 4-8 weeks.
According to modern medicine, bronchitis may follow exposure to cold. In majority of cases there
is an infection of upper respiratory tract. A number of drugs including antibiotics are available for
the successful treatment of the disease but recurrence of the condition, development of bacterial
resistance against drug is now a days common. Besides of these number of side effects, adverse
effects of antibiotic therapies have been reported time to time. So it is better to seek for a safe
and effective alternative treatment for the cure.
The disease is very well described in Ayurveda and a number of drugs have been
mentioned. Vyaghriharitaki is one of the classical compound drugs which has been in practice since
ancient times for its successful treatment. A protocol is designed here with special reterence
Vyaghriharitaki which may be principally utilized for management with suitable ammendments.

References
1. Charaka Samhita; Chaukhamba Publication, Varanasi; 2nd Edition; Sutra Sthana, Chapter 25, Verses 40
2. Savill’s System of Clinical Medicine- revised and edited by E.C.Warner, 14th edition, page No. 183- 186
3. Davidson’s Principle and Practice of Medicine 18th Edition pages 339
4. Charaka Samhita; Chaukhamba Publication, Varanasi; 2nd Edition; Chikista Sthana, Chapter 18, Verses 10
&133
5. www.emedicinehealth.com

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II. OBJECTIVES
1. To evaluate the clinical efficacy of Vyaghriharitaki in the cases of Kasa (bronchitis)
2. To validate the clinical efficacy of Ayurvedic drug Vyaghriharitaki on the scientific
parameters in the patients of Kasa (bronchitis)
3. To evaluate the safety of Vyaghriharitaki in the patients of Kasa (bronchitis).
III. CENTRES
CCRAS centers in collaboration with other centers
IV. SAMPLE SIZE & METHODS
Sample size — 120 (60 patients in each group)
Design of the study — Open clinical study.
Drug/Dosage/Duration
Group – A — Vyaghriharitaki without restriction of pathyapathya
(Restrictions related to diets and life style).
Group – B — Vyaghriharitaki with restrictions of pathyapathya
Dose & Duration — 2.5 gm B.D. for 1 (one) month
Total period — 1 year and 6 months to complete the study
V. CRITERIA FOR INCLUSION
1. Patients of either sex with Age between 15 years to 60 years
2. Cases with confirmed diagnosis by signs/symptoms/lab findings of bronchitis.
3. Duration of illness not more than 6 months.
4. Repeated attacks of bronchitis
5. Smokers.
VI. CRITERIA FOR EXCLUSION
1. Age below 15 years and more than 60 years
2. Cough associated with other respiratory disorders like Bronchial carcinoma, Bronchial
Asthma, Bronchiectasis, cases of tuberculosis, interstitial lung disease/occupational Lung
disease, tropical pulmonary eosinophilia, Loffler`s disease, Allergic Bronchopulmonary
Aspergillosis etc.
3. Diabetes Mellitus, Hypertension and other serious cardiovascular disorders.

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4. Severe renal/Hepatic disease
5. HIV positive cases
6. Pregnant/lactating mother
7. Any other serious systemic disease.
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition or any serious adverse
effect / event which requires urgent treatment or if patient by own wants to withdraw from the
study, such subjects may be withdrawn from the trial and managed by the Principal Investigator
accordingly.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
Screen of the patient will be recorded as per the proforma (Form I). The full details of
history and physical examination of the patients will be recorded as per the proforma (Forms II).
Clinical assessment will be done before treatment, at 15 days of treatment period and at the end of
the treatment as per proforma - III. The laboratory investigations will be carried out before and after
treatment as recorded as proforma - IIIA. Adverse events will berecorded in the proforma - IV.
IX. STATISTICAL ANALYSIS
Data collected will be analyzed using appropriate statistical tools.
X. CRITERIA FOR ASSESSMENT
The assessment of progress & outcome of treatment are assessed on the basis of
improvement in the score of clinical signs and symptoms and laboratory findings and safety
evaluation will be made on the basis of serial recording of the adverse events if any and Liver and
Kidney function tests as PROFORMA II B and III.
XI. TRIAL MONITORING AND STATISTICAL ANALYSIS
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However the data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail (ccras_stat@nic.in). The monitoring of progress of the trial will also be undertaken by
CCRAS Hqrs. New Delhi.
XII. ETHICAL REVIEW
A. Institutional Ethical Committee (IEC): The proposal will be placed before Institutional
Ethical Committee (IEC) of trial centre for getting clearance certificate before the project
is initiated. Patient’s information sheet and informed consent form will be submitted along
with project proposal for approval by IEC.

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B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at
Hqrs will carefully monitor the data and side effects during the period of study and put in
a place where by prompt reporting of adverse events occur and take appropriate steps in
case of any adverse events occur. The data will be reviewed for every 20 participants
included into the study and administered the trial drugs. The research team will report
immediately to the PI and Data Monitoring Board, any life threatening conditions whether
they are perceived to be study related or not. The Board will decide whether the adverse
effects warrant discontinuation of the study protocol or not. Protocols will be written and
approved for the treatment of study related adverse events about the clinical trial conduct
and laboratory procedures in order to maintain the uniformity.
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs…../- per visit will be paid to each subject as an incentive.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at C.C.R.A.S. Hqrs. and Central Research Institute
(Ay.), New Delhi. The investigators and technicians will be detailed about the clinical trial conduct
and laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY & SAFETY OF
VYAGHRIHARITAKI IN THE MANAGEMENT OF KASA (BRONCHITIS)
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Assessment of Therapeutic Efficacy & Safety of Vyaghriharitaki in the
management of Kasa (Bronchitis)
Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY & SAFETY OF
VYAGHRIHARITAKI IN THE MANAGEMENT OF KASA (BRONCHITIS)
PATIENT INFORMATION SHEET

What is the study about?


Kasa (Bronchitis) is prevalent all over the world and certainly most common acute disease
of lungs. It is characterized by inflammation of bronchial tubes and is much more common in
childhood and after middle age. Attacks are much more likely to occur in the winter and spring
season of the year. The disease commonly commences with symptoms of an acute respiratory
infection and a slight sore throat. In the course of a day or so it affects the trachea and larger
bronchi with feeling of soreness behind the sternum, tightness in the chest, a frequent and mainly
in dry cough and a rise in temperature. The voice becomes husky. The sputum is initially thick and
scanty but later on becomes more copious, mucopurulent and more easily to cough ups.
The available treatment for bronchitis in modern medical science like antibiotics, anti
tussives, expectorants, bronchodilators etc. made tremendous success in providing instant or
symptomatic relief but there are certain side effects of these drugs. In Ayurveda, many drugs seem
to possess better curative effect in the cases of Kasa (bronchitis) that have been in practice since
years successfully.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 1 month to complete. During this
period, you are expected to visit the hospital 3 times for clinical and/or pathological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, X-ray, blood and urine samples will also be taken. If you are found eligible,
you would be put on trial treatment for 30 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until your next
visit. If any adverse reactions like skin allergy, nausea, vomiting and palpitation/tremor etc. are
noticed during the treatment period, this should be brought to the notice of the Principal
Investigator.

To be translated into regional language.

10
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY & SAFETY OF
VYAGHRIHARITAKI IN THE MANAGEMENT OF KASA (BRONCHITIS)
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..………………………………………

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age between 15 to 60 years

2. Both the sexes irrespective of caste/religion.

3. Uncomplicated cases of bronchitis.

4. Repeated attacks of bronchitis.

CRITERIA FOR EXCLUSION Yes (1) No (0)

5. Age below 15 years and above 60 years.

6. Cough associated with other respiratory disorders


like Bronchial carcinoma.

7. Bronchial Asthma, Bronchiectasis, cases of tuberculosis,

8. Interstitial lung disease/occupational Lung disease, tropical

9. Pulmonary eosinophilia, Loffler s disease, Allergic


Bronchopulmonary Aspergillosis etc

11
10. Diabetes Mellitus and Hypertension and other
serious cardiovascular disorders.

11. Severe renal/Hepatic disease

12. Pregnant/lactating mother

A patient is eligible for admission to the trial

If Sl.No.1-4 is ‘Yes’ and Sl.No.5-12 are ‘No’

If admitted, Sr. No. of the Subject: _________________________


No. of packets issued: _________________________

Date: __________________ Signature of the investigator: ___________________

12
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY & SAFETY OF
VYAGHRIHARITAKI IN THE MANAGEMENT OF KASA (BRONCHITIS)
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address ……………………………………..……………..........…………………………

8. Educational status: Illiterate (1) Read and Write(2) Primary School (3)

Middle School (4) High School (5) College (6)

Other (specify) (7) I.N.A. (8)

9. Occupation: Desk work(1) Field work (2)

Field work with physical labour (3)

Field work with intellectual (4)

Indicate nature of work: ...........................................................................

10. Income (per capita per month in Rs.): ____________________________


of the participant and Head of the family

Chief complaints with duration (in days) Yes (1) No (0) Duration
(in days)

11. Cough (Dry/Productive)

13
12. Sputum - Thick and scanty/Mucoid/
Mucopurulent/Streaks with blood

13. Dyspnoea

14. Wheezing

15. Chest Pain

16. Tightness in chest

17. Fever

18. Sore throat

19. Onset of disease Acute (1) Chronic (2)

20. Previous episodes Yes (1) No (0)

21. Treatment given so far: Traditional Medicine (1) Modern Medicine (2)

PERSONAL HISTORY

22. Diet Veg (1) Non-veg (2)

23. Sleep Normal (1) Duration in hours______________________

Abnormal(2) Duration in hours______________________

24. Constipation Yes (1) No (0)

25. Addiction Yes (1) No (0)

a). Smoking

If yes specify: (a) Quantity [packs]:__________________

(b) Total Duration in years: ____________

b). Tobacco Yes (1) No (0)

If yes specify: (a) Quantity [packs]:__________________

(b) Total Duration in years: ____________

14
c). Alcohol Yes (1) No (0)

If yes specify: (a) Quantity (ml)_________

(b) Total Duration in years_______________

d). Any other (specify)________________

26. Sharirika Prakriti: Vata (1) Pitta (2) Kapha (3)

Vata-Kaphaj(4) Vata-Pittaja (5) Pittaja-Kaphaja(6)

Sannipataj (7)

27. Manasa Prakriti: Satwika (1) Rajasa (2) Tamasa (3)

PHYSICAL EXAMINATION

28. Built Lean (1) Medium (2) Heavy (3)

29. Gait Normal (1) Abnormal (0)

30. Body weight _________Kg.

31. Height in cms._________

32. Body temperature ____________o F

33. Blood pressure (in sitting posture of right upper limb):

Systolic _______mm/Hg Diastolic _______mm/Hg

34. Pulse rate__________/min. (Radial pulse of right upper limb)

35. Respiration rate _________/min.

Present (1) Absent (0)


36. Pallor

37. Jaundice

38. Koilonychia

39. Cyanosis

40. Lymphadenopathy

15
SYSTEMIC EXAMINATION

41. Digestive system Normal(1) Abnormal(0)

If Abnormal, specify abnormalities_________________________

42. Abdomen Palpable (1) Not palpable (2)

i) Liver

ii) Spleen

Normal (1) Abnormal (2)

43. CNS

If abnormal, specify abnormalities_____________________________

44. CVS with chest

If abnormal, specify abnormalities_____________________________

45. Uro-genital system

If abnormal, specify abnormalities_____________________________

46. Respiratory system

If abnormal, specify abnormalities_____________________________

SAMPRAPTI (PATHOGENESIS)

Vata (1) Pitta (2) Kapha (3)

47. Anubandhya dosha

48. Anubandh dosha

49. Avaraka dosha

50. Ksheen dosha

51. Ksheen dhatu Rasa (1) Rakta (2) Mamsa(3)

Meda(4) Asthi (5) Majja (6)

Shukra(7) Ojas (8)

16
52. Dushya (Involved) Rasa (1) Rakta(2) Mamsa (3)

Meda (4) Asthi (5) Majja (6)

Shukra (7) Ojas (8)

53. Stages of disease (Roga Kriya Kala)

Sanchaya(1) Prakopa(2) Prasara (3)

Sthan Sanshray (4) Vyakti (5) Bheda (6)

Srotas Pareeksha

54. Pran vaha srota

Alpa Alpa Swasa (Shortened Breathing) (1)

Atisrama Swasa (Increased respiration rate) (2)

Abhikshana Swasa (Chyne stroke breathing) (3)

Kupit Swasa (Vitiated breathing) (4)

Sashula swasa (Dyspnoea with pain) (5)

55. Udakavaha srota

Jihva sosha (Dryness of tongue) (1)

Oustha sosha (Dryness of lip) (2)

Talu sosha (Dryness of palate) (3)

Kantha sosha (Dryness of throat) (4)

Kloma sosha (Excessive thirst) (5)

Trishna (Thirst) (6)

56. Annavaha srota

Anannabhilasha (Lack of desire for food) (1)

Aruchi (Anorexia) (2)

17
Avipaka (Indigestion) (3)

Chhardi (Vomitting) (4)

57. Rasa Vaha srotas

Mukha vairsya (Bad taste in mouth) (1)

Arasajnata (Tastelessness) (2)

Hrillasa (Water brash) (3)

Gaurava (Feeling of heaviness) (4)

Tandra (Stupor) (5)

Anga marda (Body ache) (6)

Jwara (Fever) (7)

Pandu (Anaemia) (8)

Avsada (Depression) (9)

Klibya (Loss of libibo) (10)

Karshya (Emaciation) (11)

Agnimandya (Diminished appetite) (12)

58. Rakta vaha srotas

Pidika (Boils) (1)

Rakta Pitta (Bleeding from any of the orifice) (2)

Mukha Pak (Stomatitis) (3)

Vidradhi (Abscess) (4)

Charma roga (Skin disease) (5)

Kamala (Jaundice) (6)

18
59. Mamsavaha srotas

Arubud (Tumour) (1)

Aljee (Phlyctenular conjunctivitis) (2)

Gandamalaa (cervical lymphadenitis) (3)

Upji (Epiglotis) (4)

Adhimamsa (Protruberance of flesh/cancer/cyst) (5)

Putimamsa (decayed flesh/gangrene) (6)

60. Medo vaha srotas

Maladhikya (Excess of excreta) (1)

Hastapada daha (Burning sensation in the palm and sole) (2)

Hastapada suptata (Numbness of the palm and sole) (3)

Tandra (Stupor) (4)

Dehachikkanta (Greasiness of the skin) (5)

Alasya (Lethargy) (6)

61. Asthivaha srotas

Adhyasthi (Hypertrophy of bone) (1)

Adhidanta (Redundant tooth) (2)

Dantshoola (Toothache) (3)

Asthi shoola (Bone pain) (4)

Kesha, loma, nakha, samshru vikara (5)


(Any defects of hair, hair follicles, nails and mustaches)

62. Majja_vaha srotas

Parva shoola (Pain in the Interphalangeal joints) (1)

Bhrama (Vertigo/Giddiness) (2)

19
Moorchh (Syncope) (3)

Mithyajnana (Illusion) (4)

63. Shukra_vaha srotas

Klaivya (Sterility / impotence) (1)

Aharshan (Loss of erection) (2)

Garbha pata (Abortion) (3)

Santam Vikriti (Congenital deformity of the children) (4)

64. Manovaha srotas

Manovibramsha (1)

Budhivibramsha (2)

Sanjna Vibhramsha (3)

Smritivibhramsha (4)

Bhaktivibhramsha (5)

Sheelavibhramsha (6)

Chesta Vibhramsha (7)

Acharavibhramsha (8)

65. Artava vaha srotas

Anartava (Amenorrhoea) (1)

Vandhyatva (Sterility) (2)

66. Mutra vaha srotas

Bahumutra (Polyuria) (1)

Atibadhata (Urination with obstruction) (2)

Prakop-mutra (Defective Urination / Difficulty (3)


in micturition)

20
Alpaalpa (Scanty urination) (4)

Aabhikshna (Constant / repeated urination) (5)

Bahulamutrata (Urine with prostatic secretion) (6)

Sashool amutrata (Painful micturition) (7)

67. Pureeshavaha srotas

Alpaalpa Pureesha (Scanty defecation) (1)

Sashoola Pureesha (Painful defecation) (2)

Atidrava Pureesha (Diarrhoea) (3)

Atigrathita yukta Pureesha (Scybala) (4)

68. Sweda vaha srotas

Aswedan (Loss of perspiration) (1)

Atiswedana (Profuse sweating) (2)

Parushya (Roughness of the skin) (3)

Lomaharsha (Thrill) (4)

Aangaparidaha (Burning sensation in the body) (5)

Date: _______________ Signature of the investigator: ______________________

21
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY & SAFETY OF
VYAGHRIHARITAKI IN THE MANAGEMENT OF KASA (BRONCHITIS)
CASE REPORT FORM III - CLINICAL ASSESSMENT
(0, 15, 30 days)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

SYMPTOMS: The following clinical symptoms (Serial no 1-5) along with question on beta
–2 agonist use and another on FEV1% predicted are noted as per ACQ.
1. AIRE (ACQ)* ASTHMA CONTROL QUESTIONN
a. On average, during the past week, how often were you woken by your asthma during the
night?
i. Never (0)

ii. Hardly ever (1)

iii. A few times (2)

iv. Several times (3)

v. Many times (4)

vi. A great many times(5)

vii. Unable to sleep because of asthma’


b. On average, during the past week, how bad were your asthma symptoms when you wok up
in the morning?
i. No symptoms (0)

22
ii. Very mild symptoms (1)

iii. Mild symptoms (2)

iv. Moderate symptoms (3)

v. Quite severe symptoms (4)

vi. Severe symptoms (5)

vii. Very severe symptoms (6)

c. In general, during the past week, how limited were you in your activities because of your
asthma?
i. Not limited at all (0)

ii. Very slightly limited (1)

iii. Slightly limited (2)

iv. Moderately limited (3)

v. Very limited (4)

vi. Extremely limited (5)

vii. Total limited (6)

d. In general, during the past week, how much shortness of breath did you experience because
of your asthma?
i. None (0)

ii. A very little (1)

iii. A moderate amount (2)

iv. Quite a lot (3)

v. A great deal (4)

vi. A very great deal (5)

e. In general, during t he past week, how much of t he time did your wheeze?
i. Not at all (0)

23
ii. Hardly any of the time (1)

iii. A moderate amount of the time (2)

iv. A lot of the time (3)

v. Most of the time (4)

vi. All the time. (5)

f. On average, during the past week, how many puffs of short-acting bronchodilator (e.g.
Ventorlin) have you used each day?
i. None (0)

ii. 1-2 puffs most days (1)

iii. 3-4 puffs most days (2)

iv. 5-8 puffs most days (3)

v. 9-12 puffs most days (4)

vi. 13-16 puffs most days (5)

vii. More than 16 puffs most days.(6)

To be completed by a member of the clinic staff.


8. FEV1 prebronchodilator……………….. 0 > 95% predicted
1 95-90%
FEV1 % predicted…………………….. 2 89-80%
3 79-70%
FEV1 % predicted………………….… 4 69-60%
5 59-50%
6 <50% predicted
PHYSIOLOGICAL ASSESSMENT (To be monitored fortnightly.)
9. Blood pressure Systolic (mm Hg.)/Diastolic (mmHg.):
10. Pulse rate (per minute)
11. Temperature

24
12. Respiratory rate (per minute)
13. FEVI (Spirometery) —————————————————— (% 0f predicted value)
14. Overall clinical assessment by the Doctor on the basis of ASTHMA CONTROL
QUOTIONNAIRE

Good control (1) Poor control (2)

15. VAS (Visual Analogous Scale)

Red Zone (1) Yellow Zone (2) Green Zone (3)

Serious trouble with Mild Trouble with No Trouble with


Asthma Asthma Asthma

16. Overall impression of well-being by the Subject:

Improved (1) No change (2) Deteriorated (3)

17. Status of the patient:

Continuing (1)

Drop out (2)

Reason a) self withdrawn by the patient (1)

b) Physician wants to withdrawn the patient (2)

Date: ______________ Signature of Investigator __________________

25
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY & SAFETY OF
VYAGHRIHARITAKI IN THE MANAGEMENT OF KASA (BRONCHITIS)
CASE REPORT FORM IIIA - ADVERSE EVENTS RECORD FORM
(0, 15, 30 days)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

ADVERSE EVENTS

Do the patients have any symptoms with medication in trial groups? Yes (1) No (0)

Please complete all sections & enter l approximate information in numbers in open boxes
1 2 3 4

Adverse
Experience

Date started

Date

26
Time

Date stopped
Pattern

Isolated-1
Intermittent-2
Continuous-3
Severity

Mild-1
Moderate-2
Severe-3
*Mild-No interference with usual activity. *Moderate-Significant interference with usual
activities. *Severe-Prevents usual activities.
Serious*
Yes-1
No-2
Serious ADE is defined as fatal, life-threatening, permanently, disabling requires inpatient
hospitalization or as a congenital anomaly, cancer or overdose. If yes, please till serious
Adverse experiences report form provided. In case of Serious adverse event sponsor should
be informed immediately telephonically.
Relationship to study
medication

Unrelated-1
Possible-2
Probable-3

27
Unrelated: A reaction that does not follow a reasonable temporal sequence from the
administration of the drug; or a known adverse reaction pattern of the suspected drugs
could have been produced by the patients clinical stage, intermittent illness, trauma, accidents
etc:

Possible: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug but could have been produced by the patients
clinical stage or other modes of therapy administered to the patients;

Probable: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug; that could not be reasonably explained by the
known characteristics of the patients clinical state.

28
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY & SAFETY OF
VYAGHRIHARITAKI IN THE MANAGEMENT OF KASA (BRONCHITIS)
FORM IV– LABORATORY INVESTIGATIONS
(Before and after the treatment except Sl.No.23 which is to be done at
‘0’ week and Kidney, Liver function tests 0th, 15th and 30th day only)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

Urine Examination

7. Routine____________

8. Microscopic___________

Blood Examination

9. DC: P (%) ________ L (%) ________ E (%) ________ M (%) ________B (%) _______

10. Hb (g/dl) _________.

11. ESR (1st hour.)(mm) __________

12. Blood Sugar:

Fasting (mg./dl) _______________

PP. (mg. /dl) _______________

13. Uric acid (mg./dl) _____________

29
Kidney function tests (Sl.No.14 & 15)

14. B. Urea (mg. /dl) _______________

15. S. Creatinine (mg. /dl) ______________

Liver function tests (Sl.No.16 to 22)

16. Total proteins (g. /dl) _______________

17. Albumin (g. /dl) _______________

18. Globulin (g. /dl) _______________

19. A/G Ratio _______________

20. S. Bilirubin (mg. /dL)

Total

Direct

Indirect

21. SGPT. (IU/L)

22. SGOT (IU/L)

23. Alk. Phosphates (KA units) _______________

24. X-ray chest PA View (‘0’ WEEK only)

25. ECG (0, 4 week & if symptoms suggest sos)

26. Any other Remarks _________________________________________________

Date: ________________ Signature of the Investigator: _______________________

30
ASSESSMENT OF SAFETY AND THERAPEUTIC
EFFICACY OF SHIRISHADI KWATHA IN THE
MANAGEMENT OF MILD PERSISTENT ASTHMA
(TAMAKA SHWASA)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

31
Blank

32
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY AND THERAPEUTIC EFFICACY OF SHIRISHADI
KWATHA IN THE MANAGEMENT OF MILD PERSISTENT ASTHMA
(TAMAKA SHWASA)

I. BACKGROUND
Tamaka Shwasa1 (Bronchial asthma) is prevalent all over the world. It is characterized
by chronic airway inflammation and increased airway responsiveness resulting in symptoms of
wheeze, cough, chest tightness and dyspnoea. It is also functionally characterized by the airflow
limitations usually reverses spontaneously or with treatment. The available treatment in modern
medical science like bronchodilators, steroids even in the form of inhalers and leukatriens modifiers
have made tremendous success in providing instant or symptomatic relief in Bronchial asthma. But
there is recurrent acute exacerbation and remissions and treatment has many side effects like
nausea, vomiting, tremor, huskiness of voice, disturbance of hypothalamus – pituitary –adrenal axis.
In Ayurveda, Shireeshadi kwatha (3) which has been in practice as well as has shown
anti-asthmatic effect in the clinical studies conducted in BHU, Varanasi & in clinical units of Central
Council for Research in Ayurveda and Siddha, Department of ISM & H, Ministry of Health &
Family Welfare, New Delhi.
The toxicity studies done at the Industrial Toxicology Research Center(CSIR), Lucknow,
December, 2002 report showed no acute and sub-acute toxicity of Shirisadi kwath at the dose of
2500 mg. per Kg. Single dose (acute oral) and 200 ml. per kg. per day (subacute oral 1ml=0.5
mg.) in mice.

References
1. Davidson’s Principle and Practice of Medicine 19th Edition pages 513-521
2. Charaka Samhita, Chikitsa Sthana, Hikka swasha, Chapter–17, Vidyotini Hindi Vyakhya by Pt. Kashinath,
Choukhamba Orientalia, Varanasi
3. Ambika Dutta Sashtri(1989) Susruta samhita (text with Hindi commentary), Uttara Tantra Chapter 51, VIIth
Edition Chaukhamba Sanskrit Series Office, Varanasi.
4. Harrison’s Principle of Internal medicine: 15th Edition pages 1456-1460
5. Annual Reports, P.R.U., Haffkine Institute, Bombay
6. Annual Report, P.R.U., L.H.M.C., New Delhi.

33
II. OBJECTIVE
Primary Objective:
To evaluate the comparative efficacy of Shireeshadi kwatha & sustained-release
theophylline in the mild persistent asthma.
Secondary Objective:
To evaluate the safety of Shireeshadi kwatha in the patients of mild persistent asthma.
III. CENTRE: CCRAS centers in collaboration with other centers
IV. SAMPLE SIZE AND METHODS
Sample Size: 250 (125 patients in each group)
Treatment:
A. Pre-treatment period:
There will be wash out period of two week (any oral bronchodilators should be
withdrawn gradually in both groups and patients in both groups will be allowed to take beta-2
agonist inhalation s.os.).
B. Treatment period:
1. Trial drugs:
i) Shirishadi Kwatha(Decoction)
Shirishadi kwatha (50 gm.) contains Albizzia Lebbeck (Shirish) , Solanum Surattence
(Kantkari), Adhatoda Vasica leaves (Vasa), Hedychium Spicatum (Shati) and equal in quantity.
Method of preparation of decoction: 50 gm. powder should be mixed in 400 ml of
water and reduced to 100 ml. by boiling on low flame and constant stirring. It should then be
filtered.
Dose & Duration: 100 ml in three divided doses daily for ninety days
2. Control Drug: theophylline sustained release tablet.
Dose: 400mg orally after dinner once daily.
Salbutamol inhaler 100 mcg.2 puffs sos is allowed if patient may feel acute
Breathlessness in both groups in pretreatment & treatment period. If patients ave
constipation, patient can take Vyaghri Haritaki 3-6 gm. with lukewarm water.
Design of the study – randomized controlled clinical study.

34
Duration of the study – 3 months drug therapy.
Period of Study: 3 months drug treatment period. Total duration will be 1 years to
complete the trial. Recruitment of the patients up to seven months, treatment period for three
months in both groups and data will be analyzed in next two months.
V. CRITERIA FOR INCLUSION
1. Age between 18 years to 40 years.
2. Both the sexes with equal distribution with or without rhinitis.
3. Mild persistent cases of Asthma (as per WHO GINA Guideline) of duration more than 6
months.
4. Asthmatics who meet reversibility criteria (15% improvement in FEV I after beta-2
agonist inhalation).
5. Symptoms/exacerbation (Wheeze, cough and breathlessness) greater than weekly and less
than daily in frequency.
6. Night symptoms > twice per month but less than once a week.
7. FEV1 > 80% of the predicted value.
8. Never smokers.
VI. CRITERIA FOR EXCLUSION
1. Mild intermittent, Moderated persistent, severe persistent to severe Asthma.
2. FEV<80%.
3. Age below 18 years and more than 40 years
4. Dyspnoea due to other disease like Left ventricular failure, COPD (Chronic Bronchitis,
Emphysema), Upper respiratory tract obstruction, Bronchiectasis, cases of tuberculosis,
interstitial lung disease/occupational Lung disease, tropical pulmonary eosinophilia, Loffler
s disease & Allergic Bronchopulmonary Aspergillosis etc
5. Diabetes Mellitus and Hypertension.
6. Severe renal/Hepatic disease
7. HIV positive cases
8. Pregnant/lactating mother
9. Patient who need Salbutamol inhaler daily.

35
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition or any serious adverse
events which requires urgent treatment or if patients himself want to withdraw from the study, such
subjects may be withdrawn from the trial and managed by the Principal Investigator accordingly.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per the
proforma (Forms I & IA). Clinical and physiological assessment will be done before treatment
and fortnightly during treatment period and at the end of the treatment. The laboratory
investigations will be carried out as per recorded in the proforma.
IX. STATISTICAL ANALYSIS
Data collected on scores of ACQ (ANNEX-1) & VAS (ANNEX-2) based on which
progress of treatment will be analyzed using appropriate statistical tools.
X. CRITERIA FOR ASSESSMENT
The assessment of progress & outcome of treatment are assessed on the basis of
improvement in the score of ASTHMA CONTROL QUESTIONNAIRE (Anexxure-1) and VAS
(ANNEX-2) and safety evaluation will be made on the basis of serial recording of the adverse
events and Liver and Kidney function tests as per recorded in the proforma II B and III.
XI. TRIAL MONITORING AND DATA ANALYSES
The monitoring of progress of the trial and data analysis will be undertaken by CCRAS,
Hqrs., New Delhi.
XII. ETHICAL REVIEW
Each Institutional Ethical Committee (IEC) of participating Center’s should give clearance
certificate before the project is initiated. Patient’s information sheet and informed consent form
should be submitted along with project proposal for approval by IEC. Both should be maintained
in duplicate with one copy given to the patient at the time of entry to the trial. The study will be
conducted in accordance with Good Clinical Practice. This incorporates principles laid down in
the Declaration of Helsinki.
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs…../- per visit i.e., on the 1st day of recruitment after
screening, 15th, 30th, 45th, 60th, 75th and 90th days (7 times).
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory

36
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

37
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Assessment of Safety & Therapeutic Efficacy of Shireeshadi kwatha in the
management of Mild Persistent Asthma (Tamaka Swasa).

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

38
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY& THERAPEUTIC EFFICACY OF SHIRISHADI
KWATHA IN THE MANAGEMENT OF MILD PERSISTENT ASTHMA
(TAMAKA SWASA)
PATIENT INFORMATION SHEET

What is the study about?


The available treatment for bronchial asthma in modern medical science like broncho-
dilators, steroids even in the form of inhalers have made tremendous success in providing instant
or symptomatic relief but there is recurrent acute exacerbation and remission. In Ayurveda, many
drugs seem to possess a anti asthmatic effect of which Shirishadi Kwatha that have been in
practice as well as have shown anti-asthmatic effect have been taken up for the study.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 3 months to complete. During this
period, you are expected to visit the hospital 6 times for clinical and physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, ECG and an X-ray, Blood and urine samples will also be taken. This is to
make sure that you are eligible for the study.
If you are found eligible, you would be put on trial treatment for 3 months.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principle Investigator.

To be translated into regional language.

39
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY& THERAPEUTIC EFFICACY OF SHIRISHADI
KWATHA IN THE MANAGEMENT OF MILD PERSISTENT ASTHMA
(TAMAKA SWASA)
CASE REPORT FORM I - SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the person: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address Permanent postal address with phone number and email if any.
_______________________________________________________________________
_______________________________________________________________________

CRITERIA FOR INCLUSION Yes (1) No (0)

7. Age between 18 years to 40 years

8. Both the sexes with equal distribution with or without rhinitis.

9. Mild persistent cases of Asthma (as per WHO


GINA Guideline) of duration more than 6 months.

10. Asthmatics who meet reversibility criteria


(15% improvement in FEV I after Beta-2 agonist inhalation.)

11. Symptoms/exacerbation (Wheeze, cough and breathlessness)


greater than weekly and less than daily in frequency.

12. Night symptoms > twice per month.

13. FEV1 > 80% of the predicted value.

40
14. Ever smoker.

CRITERIA FOR EXCLUSION Yes (1) No (0)

15. Mild intermittent, Moderated persistent, severe


persistent to severe Asthma.

16. FEV<80%

17. Age below 18 years and more than 40 years

18. Dyspnoea due to other disease like Left ventricular


failure, COPD (Chronic Bronchitis, Emphysema),
Upper respiratory tract obstruction, Bronchiectasis,
cases of tuberculosis, interstitial lung disease/occupational
Lung disease, tropical pulmonary eosinophilia etc.

19. Uncontrolled Diabetes Mellitus and Hypertension.

20. Any other systemic disorder

21. HIV positive cases

22. Pregnant/lactating mother

23. Asthmatics that need daily Salbutamol inhaler.

A patient is eligible for admission to the trail

If Sl.No.7-14 is ‘Yes’ and Sl.No.15-23 are ‘No’

Date: ____________ Signature of the Investigator______________

41
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY& THERAPEUTIC EFFICACY OF SHIRISHADI
KWATHA IN THE MANAGEMENT OF MILD PERSISTENT ASTHMA
(TAMAKA SWASA)
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Educational status: Illiterate (1) Read and Write(2) Primary School (3)

Middle School (4) High School (5) College (6)

Other (specify) (7) I.N.A. (8)

8. Occupation: Desk work(1) Field work (2) Student (3)

Housewife (4) Others (5)

Indicate nature of work: ...........................................................................

9. Income per capita per month (in Rs.)

Less than Rs.5000/- (1) More than Rs.-5000/- (2)

Chief complaint with duration (if any) in months

Present (1) Absent (0) If present,


then duration
10. Breathlessness

42
11. Paroxysm of breathlessness

12. Wheezing

13. Cough

14. Expectoration of sputum

15. Nasal symptoms

16. Tightness in chest

17. Night symptoms

Yes (1) No (0) No. of attack


Per month

a). Breathlessness,

b). Wheezing

c). Awakening in the night)

Present (1) Absent (0) If present,


then duration

18. Skin allergy

History of Present illness:

19. History of Nasal symptoms

Yes (1) No (0)

1. Sneezing

2. Running nose

3. Blocked nose

4. Post nasal drip

5. History of throat clearing

If yes then specify: ...............................................................................................

43
Treatment History

Yes (1) No (0)

20. Traditional/Homeopathic Medicine

21. Modern Medicine

History of Past illness:

Yes (1) No (0)

22. History of skin allergy

23. Repeated colds

If yes indicate frequency of attack in months……………………………..

24. Family History of Asthma Present (1) Absent (0)

If present then specify:

Parents (1) Sibling (2) Both (3)

Personal History:

25. Diet: Veg (1) Non-Veg (2)

26. Any food/drink aggravated the symptoms Yes (1) No (0)

If yes, specify: ……………………………………………

27. Sleep Satisfactory (1) Unsatisfactory (2)

28. Constipation No (0) Yes (1)

History of Environmental

Yes (1) No (0)

29. Tobacco smoking exposure

If yes specify whether it aggravated the symptoms or not: …………………………

44
30. Tobacco chewing

If yes specify: (a) Quantity _____________

(b) Total duration in years: _____________

31. Betel chewing

32. History of alcohol intake:

Occasional (1) : 1

Regular (2) : 2

Never (3) : 3

33. Prakriti:

Vata (1) Pitta (2) Kapha (3)

Vata-Kaphaj(4) Vata-Pittaja (5) Pittaja-Kaphaja (6)

Sama (7)

Physical Examination

34. Height (cm): ____________

35. Weight (kg) ____________

36. B.M.I
{ Weight (kg.)
Height (meters) 2 } ____________

37. Pulse (per min) ____________

38. Blood Pressure (mm Hg) ____________

39. Body temperature (o F) ____________

40. Respiration rate (per min) ____________

41. Cyanosis ____________

42. Clubbing nails ____________

45
43. Edema ____________

Absent (0) Present (1)

44. Pallor

45. Lymphadenopathy

If present, specify General(1) Local (2)

(Area)__________

Systemic Examination

46. Respiratory System Normal(1) Abnormal (2)

Shape of chest:

Auscultation

Ronchi: Present (1) Absent (2)

47. CVS Normal (1) Abnormal (2)

If abnormal, details____________________________________________

48. Appetite Normal (1) Abnormal (2)

If abnormal, details ______________________________________________

Date: …………….. Signature of Investigator: ……………………………….....

46
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY& THERAPEUTIC EFFICACY OF SHIRISHADI
KWATHA IN THE MANAGEMENT OF MILD PERSISTENT ASTHMA
(TAMAKA SWASA)
FORM III -CLINICAL AND PHYSIOLOGICAL ASSESSMENT
(0, 15, 30, 45, 60, 75, 90 days)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address Permanent postal address with phone number and email if any.
_______________________________________________________________________
_______________________________________________________________________

SYMPTOMS: The following clinical symptoms (Serial no 1-5) along with question on beta
–2 agonist use and another on FEV1% predicted are noted as per ACQ.

ASTHMA CONTROL QUESTIONNAIRE (ACQ)*

a. On average, during the past week, how often were you woken by your asthma during the
night?

i. Never (0)

ii. Hardly ever (1)

iii. A few times (2)

iv. Several times (3)

v. Many times (4)

vi. A great many times (5)

47
vii. Unable to sleep because of asthma’ (6)

* To be translated in Regional language

b. On average, during the past week, how bad were your asthma symptoms when you wok up
in the morning?

i. No symptoms (0)

ii. Very mild symptoms (1)

iii. Mild symptoms (2)

iv. Moderate symptoms (3)

v. Quite severe symptoms (4)

vi. Severe symptoms (5)

vii. Very severe symptoms (6)

c. In general, during the past week, how limited were you in your activities because of your
asthma?

i. Not limited at all (0)

ii. Very slightly limited (1)

iii. Slightly limited (2)

iv. Moderately limited (3)

v. Very limited (4)

vi. Extremely limited (5)

vii. Total limited (6)

d. In general, during the past week, how much shortness of breath did you experience because
of your asthma?

i. None (0)

ii. A very little (1)

iii. A moderate amount (2)

48
iv. Quite a lot (3)

v. A great deal (4)

vi. A very great deal (5)

e. In general, during the past week, how much of the time did your wheeze?

i. Not at all (0)

ii. Hardly any of the time (1)

iii. A moderate amount of the time (2)

iv. A lot of the time (3)

v. Most of the time (4)

vi. All the time. (5)

f. On average, during the past week, how many puffs of short-acting bronchodilator (e.g.
Ventorlin) have you used each day?

i. None (0)

ii. 1-2 puffs most days (1)

iii. 3-4 puffs most days (2)

iv. 5-8 puffs most days (3)

v. 9-12 puffs most days (4)

vi. 13-16 puffs most days (5)

vii. More than 16 puffs most days. (6)

* To be completed by a member of the clinic staff.

8. FEV1 prebronchodilator…………………..…… 0 > 95% predicted

1 95-90%

FEV1 % predicted….…………….……........ 2 89-80%

3 79-70%

49
FEV1 % predicted………………………...... 4 69-60%

5 59-50%

6 <50% predicted

PHYSIOLOGICAL ASSESSMENT (To be monitored fortnightly.)

9. a. Blood pressure

i. Systolic (mmHg.)

ii. Diastolic (mmHg.)

b. Pulse rate (per minute)

c. Temperature

d. Respiratory rate (per minute)

e. FEVI (Spirometery): ___________________________

(% 0f predicted value)

10. Overall clinical assessment by the Doctor on the basis of ASTHMA CONTROL
QUOTIONNAIRE

Good control (1) Poor control (2)

11. VAS (Visual Analogous Scale)

Red Zone (1) Yellow Zone (2) Green Zone (3)

Serious trouble with Mild Trouble with No Trouble with


Asthma Asthma Asthma

50
12. Overall impression of well-being by the Subject:

Improved (1) No change (2) Deteriorated (3)

13.. Status of the patient:

Continuing (1)

Drop out (2)

Reason a) self withdrawn by the patient (1)

b) Physician wants to withdrawn the patient (2)

Date: ______________ Signature of Investigator __________________

51
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY& THERAPEUTIC EFFICACY OF SHIRISHADI
KWATHA IN THE MANAGEMENT OF MILD PERSISTENT ASTHMA
(TAMAKA SWASA)
CASE REPORT FORM III A - ADVERSE EVENTS RECORD
(0, 15, 30, 45, 60, 75, 90 days)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address Permanent postal address with phone number and email if any.
_______________________________________________________________________
_______________________________________________________________________

ADVERSE EVENTS

8. Does the patient have any symptoms with medication in trial group? Yes(1) No(0)

Please complete all sections & enter l approximate information in numbers in open boxes

1 2 3 4

Adverse
Experience

52
Date started

Date

Time

Date stopped

Pattern

Isolated-1

Intermittent-2
Continuous-3

Severity

Mild-1

Moderate-2
Severe-3

*Mild-No interference with usual activity. *Moderate-Significant interference with usual


activities. *Severe-Prevents usual activities.

Serious*

Yes-1

No-2

Serious ADE is defined as fatal, life-threatening, permanently, disabling requires inpatient


hospitalization or as a congenital anomaly, cancer or overdose. If yes, please till serious
Adverse experiences report form provided. In case of Serious adverse event sponsor should
be informed immediately telephonically.

53
Relationship
to study
medication

Unrelated-1
Possible-2
Probable-3

Unrelated: A reaction that does not follow a reasonable temporal sequence from the
administration of the drug; or a known adverse reaction pattern of the suspected drugs could
have been produced by the patients clinical stage, intermittent illness, trauma, accidents etc:

Possible: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug but could have been produced by the patients
clinical stage or other modes of therapy administered to the patients;

Probable: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug; that could not be reasonably explained by the
known characteristics of the patient's clinical state.

54
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY& THERAPEUTIC EFFICACY OF SHIRISHADI
KWATHA IN THE MANAGEMENT OF MILD PERSISTENT ASTHMA
(TAMAKA SWASA)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
(Before and after the treatment except Sl.No.23 which is to be done at ‘O’
week and Kidney, Liver function tests O, 6th and 12th week only.)

1. Centre: ………………..……….

2. Sr. No. of the subject: ……………………………........…………………………………

3. Name of the Subject: ...........................................................................................................

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Date of Assessment ___________________

7. Urine Examination

Routine____________ Microscopic___________

8. C (Cells/Cmm.)_____________________

9. DLC: P(%)______ L(%)______ E (%)______ M (%)______ B (%)______

10. Absolute Eosinophil count ————————————

11. Hb (g/dl): __________

12. ESR (1st hour.)(mm) __________

13. Blood Sugar:

Fasting (mg./dl) __________

PP. (mg./dl) __________

14. Uric acid (mg./dl)_____________

55
Kidney function tests (Sl.No.14 & 15)

15. B. Urea (mg./dl) _______________

16. S. Creatinine (mg./dl) _______________

Liver function tests (Sl.No.16 to 22)

17. Total proteins (g./dl) _______________

18. Albumin (g./dl) _______________

19. Globulin (g./dl) _______________

20. A/G Ratio _______________

21. S. Bilirubin(mg./dL)

Total: ___________

Direct: ___________

Indirect: ___________

22. SGPT. (IU/L)

23. SGOT (IU/L)

24. Alk. Phosphates(KA units) _______________

25. X-ray chest & PNS(‘0’ WEEK only)

26. ECG(0, 12 WEEK & if symptoms suggest SOS)

27. Any other Remarks: ______________________________________________

Date: ……………. Signature of the Investigator: ………………………........

Place: ……………

56
PROTOCOL FOR ASSESSMENT OF THERAPEUTIC EFFICACY OF
SHIRISHADI KWATHA IN THE MANAGEMENT OF TAMAKA SHWASA
(BRONCHIAL ASTHMA)
Annexure-1: ASTHMA CONTROL QUESTIONNAIRE 1

SYMPTOMS: The following clinical symptoms (Serial no 1-5) alongwith question on beta –2
agonist use and another on FEV1% predicted are noted as per ACQ.

Please answer Question 1-6


1. On average, during the past week, how often were you woken by your asthma during the
night?
0. Never (0)
1. Hardly ever (1)
2. A few times (2)
3. Several times (3)
4. Many times (4)
5. A great many times (5)
6. Unable to sleep because of asthma’ (6)
2. On average, during the past week, how bad were your asthma symptoms when you woke
up in the morning?
0 No symptoms (0)
1 Very mild symptoms (1)
2 Mild symptoms (2)
3 Moderate symptoms (3)
4 Quite severe symptoms (4)
5 Severe symptoms (5)
6 Very severe symptoms (6)
3. In general, during the past week, how limited were you in your activities because of your
asthma?
0 Not limited at all (0)

57
1 Very slightly limited (1)
2 Slightly limited (2)
3 Moderately limited (3)
4 Very limited (4)
5 Extremely limited (5)
6 Total limited (6)
4. In general, during the past week, how much shortness of breath did experience because of
your asthma?
0. None (0)
1. A very little (1)
2. A moderate amount (2)
3. Quite a lot (3)
4. A great deal (4)
5. A very great deal (5)
5. In general, during the past week, how much of the time did your wheeze?
0. Not at all (0)
1. Hardly any of the time (1)
2. A moderate amount of the time (2)
3. A lot of the time (3)
4. Most of the time (4)
5. All the time. (5)
6. On average, during the past week, how many puffs of short-acting bronchodilator (e.g.
Ventorlin) have you used each day?
0. None (0)
1. 1-2 puffs most days (1)
2. 3-4 puffs most days (2)
3. 5-8 puffs most days (3)
4. 9-12 puffs most days (4)

58
5. 13-16 puffs most days (5)
6. More than 16 puffs most days.
To be completed by a member of the clinic staff.
7. FEV1 prebronchodilator……………...... 0 > 95% predicted
1 95-90%
FEV1 % predicted…….……….....… 2 89-80%
3 79-70%
FEV1 % predicted………………...... 4 69-60%
5 59-50%
6 < 50% predicted
Patients are asked to recall their symptoms & short-acting beta-2 agonist use during the previous
week. All seven questions as mentioned in ACQ are scored on a seven point scale (0=good
control,6=poor control) ,and the overall score is the mean of seven responses.

1: Elizabeth F.Juniper, Paul M et al. Am J Respir Crit Care Med Vol 162 pp1330-34, 2000

59
PROTOCOL FOR ASSESSMENT OF THERAPEUTIC EFFICACY OF
SHIRISHADI KWATHA IN THE MANAGEMENT OF TAMAKA SHWASA
(BRONCHIAL ASTHMA)
Annexure-II

Name of Centre: ___________________________________________________________

Name: ___________________________________ Age: _________ Gender: __________

Date:-________ C.R No. _________

VISUAL ANALOGUE SCALE (VAS)1

Red Zone (1) Yellow Zone (2) Green Zone (3)

Serious trouble with Mild Trouble with No Trouble with


Asthma Asthma Asthma

Scale: 100 mm long 2

Green zone 80 mm-100 mm “No trouble with asthma” 2

Yellow zone 79 mm-50 mm “Mild trouble with asthma” 2

Red zone Below 50 mm “Serious trouble with asthma”2

References
1. J. Asthma 2003; 40:27-39
2. National Heart, Lung, and Blood Institute, Publication No.97-4051, Expert Panel Report II, 1997.

60
GASTRO INTESTINAL SYSTEM

SECTION - II

61
Blank

62
CLINICAL VALIDATION OF BILWAMAJJA CHURNA
IN KAPHAJA PRAVAHIKA (IBS)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

63
Blank

64
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF BILWAMAJJA CHURNA IN KAPHAJA
PRAVAHIKA (IBS)

I. BACKGROUND
Kaphaja Pravahika1 (vis-à-vis Irritable bowel syndrome) is a disease of the
Purishavaha srotas, caused due to excessive intake of unctuous and heavy foods and is
characterised by the association of excessive mucous in the stool along with abdominal pain,
discomfort and bloating.
According to allopathic system of medicine Irritable bowel syndrome (IBS) is a blanket
term for a variety of diseases causing discomfort in the gastro-intestinal tract. It is a functional
bowel disorder characterized by chronic abdominal pain, discomfort, bloating, and alteration of
bowel habits in the absence of any organic cause. In some cases, the symptoms are relieved by
bowel movements. Certain psychological conditions are also more common in those with IBS.
Treatments for IBS includes attempt to relieve symptoms, including dietary adjustments, medication
and psychological interventions. Patient education and a good doctor-patient relationship are also
important.
Owing to the complications and adverse effects of current modern medication to manage
such condition, need is felt for search of safe /effective Ayurvedic oral dosage forms with scientific
parameters. Keeping the gravity of the situation and the public health needs in view, the council has
initiated scientific studies on Bilwamajja Churna, a promising herbal drug that is being successfully
prescribed by Ayurvedic physicians without any side effects since centuries in Kaphaja Pravahika
(IBS).
II. OBJECTIVE
To assess the effect of Bilwamajja Churna in reducing the signs and symptoms of Kaphaja
Pravahika (IBS)

References
1. Charaka Samhita, Chikitsa Sthana, Chapter–17, Vidyotini Hindi Vyakhya by Pt. Kashinath, Choukhamba
Orientalia, Varanasi
2. Ambika Dutta Sashtri (1989), Susruta samhita (text with Hindi commentary), Uttara Tantra Chapter 40,
VIIth Edition Chaukhamba Sanskrit Series Office, Varanasi.
3. Harrison’s Principle of Internal medicine: 17th Edition, Vol – 1, Page: 970

65
III. CENTERS
CCRAS identified Centers
IV. SAMPLE SIZE AND METHODS
No. of Groups : One
Sample size : 30 Subjects per center
Trial Drug /Dosage /Duration : Bilwamajja churna 3 gms twice daily after
food for 30 days with warm water for 30
days and follow-up for another 15 days
without medicine.
Design of the study : Open trial
Total period of the study : One year
Follow up study: : For a period of 15 days at the interval of
7 days after completion of the therapy.
V. CRITERIA FOR INCLUSION
1. Age between 15 and 60 years
2. History of frequent passing of little quantity of stool along with mucous and tenesmus.
3. The frequency of passing of stool should be 3 times or more in 24 hours.
4. Stool examination should be positive either with E.H. cyst or E.coli or both.
VI. CRITERIA FOR EXCLUSION
1. Age below 15 years and above 60 years.
2. Stool test negative for E.H. cyst and/or E.coli.
3. Mixed infection with other parasites like round worms, hook worms etc.
4. Complicated with tuberculosis, malignancy or hepatic abscess.
5. Associated with other grave systemic diseases like cardiac disorders, jaundice, diabetes
mellitus etc.
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial, if any serious condition or any serious adverse events which
requires urgent treatment or if subjects themselves want to withdraw from the study, such subjects
may be withdrawn from the trial.

66
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of screening and history along with physical examination of the subjects will
be recorded as per case report form I & II respectively. Clinical and physiological assessment in
form III and laboratory investigations in form IV will be done at 0, 15th & 30th days.
Consolidated data on periodical observation will be recorded in case report form-V.
IX. ASSESSMENT CRITERIA :

Sl. Frequency of passing of stool Grade Score


No. motions per 24 hours
1 Up to Two Zero 0
2 3-5 I 2
3 6-8 II 4
4 9 & above III 6

Sl. Tenesmus / Abdominal pain Grade Score


1 Mild (Tolerable by the patient) Zero 0
2 Moderate (Twisting pain in abdomen
but not rolling type) I 2
3 Severe (Un tolerable and rolling type) II 4

Sl. Bloating Grade Score


1 Present Zero 0
2 Absent I 2

Sl. Stool examination for parasite Grade Score


(E.H / E.Coli)
1 Present Zero 0
2 Absent I 2

67
X. STATISTICAL ANALYSIS:
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However the data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail (ccras_stat@nic.in).
XI. TRIAL MONITORING AND DATA ANALYSIS:
CCRAS, Hqrs, New Delhi will undertake the monitoring of progress of the trial and data
analysis.
XII. ETHICAL REVIEW:
A. Institutional Ethical Committee (IEC): The proposal will be placed before
Institutional Ethical Committee (IEC) of trial center for getting clearance certificate before the
project is initiated. Patient’s information sheet and informed consent form will be submitted along
with project proposal for approval by IEC.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB)
at Hqrs will carefully monitor the data and side effects during the period of study and put in a
place where by prompt reporting of adverse events occur and take appropriate steps in case of
any adverse events occur. The data will be reviewed for every 20 participants included into the
study and administered the trial drugs. The research team will report immediately to the PI and
Data Monitoring Board, any life threatening conditions whether they are perceived to be study
related or not. The Board decides whether the adverse effects warrant discontinuation of the study
protocol. Protocols will be written and approved for the treatment of study related adverse events
about the clinical trial conduct and laboratory procedures in order to maintain the uniformity.
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs……./- per visit will be paid to subject selected in the study.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multicentric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
1. Stool:
Routine & Microscopic
E.H. Cyst & E. Coli

68
Mucous
Occult blood
Ingested Vegetable particles
2. Urine:
Routine & Microscopic
3. Blood:
TLC
DC
Hb%
ESR
FBS
Mx Test

69
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF BILWAMAJJA CHURNA IN KAPHAJA
PRAVAHIKA (IBS)
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician about the purpose of
the clinical trial and the nature of drug treatment and follow-up, including the laboratory
investigations to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the “Clinical validation of bilwamajja churna in kaphaja pravahika (IBS)”

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

70
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF BILWAMAJJA CHURNA IN KAPHAJA
PRAVAHIKA (IBS)
PATIENT INFORMATION SHEET

What is the study about?


Kaphaja Pravahika (which is consider as Irritable bowel syndrome as per allopathic
system of medicine) is a disease of the Purishavaha srotas, caused due to excessive intake of
onctuous and heavy foods and is characterised by the association of excessive mucous in the stool
along with abdominal pain, discomfort and bloating.
According to allopathic system of medicine Irritable bowel syndrome (IBS) is a blanket
term for a variety of diseases causing discomfort in the gastro-intestinal tract. It is a functional
bowel disorder characterized by chronic abdominal pain, discomfort, bloating, and alteration of
bowel habits in the absence of any organic cause. In some cases, the symptoms are relieved by
bowel movements. Certain psychological conditions are also more common in those with IBS.
Owing to the complications and adverse effects of current modern medication to manage
such condition, need is felt for search of safe /effective Ayurvedic oral dosage forms with scientific
parameters. Keeping the gravity of the situation and the public health needs in view, the council has
initiated scientific studies on Bilwamajja Churna, a promising herbal drug, which is being
successfully prescribed by Ayurvedic physicians without any side effects since centuries in Kaphaja
Pravahika (IBS).
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately one month (30 days). During
treatment period, you are expected to visit the hospital three times i.e. on 0,7th, 15th and 30th day
for clinical and physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, required objective tests and laboratory investigations will also be done.
If you are found eligible, you would be put on trial treatment for 30 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until your next
visit. If any adverse reactions like skin allergy, nausea, vomiting and palpitation/tremor etc. are
noticed during the treatment period, this should be brought to the notice of the Principal
Investigator.

To be translated into regional language.

71
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF BILWAMAJJA CHURNA IN KAPHAJA
PRAVAHIKA (IBS)
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..………………………………………

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age between 15 to 60 years

2. History of frequent passing of little quantity of stool

3. along with mucous and tenesmus.

4. The frequency of passing of stool should be 3 times

5. or more for 24 hours

6. Stool should be positive either with E.H. cyst or

7. E. Coli or both

CRITERIA FOR EXCLUSION Yes (1) No (0)

8. Age below 15 years and above 60 years

9. Stool test negative for E.H. cyst and/or E.coli

72
10. Mixed infection with other parasites like round worms,
hook worms etc

11. Complicated with tuberculosis, malignancy or hepatic abscess.

12. Associated with other grave systemic diseases like cardiac


disorders, jaundice, diabetes mellitus etc

A patient is eligible for admission to the trail

If Sl.No.1-4 is ‘Yes’ and Sl.No.5-12 are ‘No’

Date: __________________ Signature of the investigator: ___________________

73
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY & SAFETY OF
VYAGHRIHARITAKI IN THE MANAGEMENT OF KASA (BRONCHITIS)
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: …………………………...............…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address ……………………………………..……………..........…………………………

8. Educational status: Illiterate (1) Read and Write(2) Primary School (3)

Middle School (4) High School (5) College (6)

Other (specify) (7) I.N.A. (8)

9. Occupation: Desk work(1) Field work (2)

Field work with physical labour (3)

Field work with intellectual (4)

Indicate nature of work: ...........................................................................

10. Annual Income of the family Rs.

Less than Rs.60, 000/- (1) More than Rs.60, 000/- (2)

Total number of members sharing the income:

11. History of previous treatment

12. History of present illness:

74
Chief complaints with duration (in days) Yes (1) No (0) Duration
(in days)

13. Frequent passing of stool

14. Tenesmus

15. Passing of stool with mucous

16. Abdominal pain

17. Bloating

18. Alteration of bowel habits

19. Previous episodes

20. Onset of disease Acute (1) Chronic (2)

21. Treatment given so far:

Traditional Medicine (1) Modern Medicine(2)

PERSONAL HISTORY

22. Diet Veg (1) Non-veg (2)

23. Digestion (Agni) Proper (1) Improper (2)

24. Sleep Normal (1) Disturbed (2)

25. Addiction Yes (1) No (0)

If yes, specify ……………………………………………………………………..

26. Bowel habit Regular (1) Irregular (2)

If irregular, specify …………………………………………………………………….

27. Sharirika Prakriti: Vata (1) Pitta (2) Kapha (3)

Vata-Kaphaj(4) Vata-Pittaja (5) Pittaja-Kaphaja(6)

Sannipataj (7)

75
28. Manasa Prakriti: Sattva (1) Rajas (2) Tamas (3)

Sattva-Rajas(4) Rajas-Tamas(5) Sattva-Tamas (6)

Sama (7)

PHYSICAL EXAMINATION

29. Built Lean (1) Medium (2) Heavy (3)

30. Gait Normal (1) Abnormal (2)

31. Body weight _________Kg. Height in cms. ____________

32. Body temperature ____________oF

33. Blood pressure (in sitting posture of right upper limb):

Systolic _______mm/Hg Diastolic _______mm/Hg

34. Pulse rate__________/min. (Radial pulse of right upper limb)

35. Respiration rate _________/min.

Present (1) Absent (0)

36. Pallor

37. Jaundice

38. Koilonychia

39. Lymphadenopathy

SYSTEMIC EXAMINATION

Normal (1) Abnormal (2)

40. Digestive system

If Abnormal, specify abnormalities_________________________

41. CNS

If abnormal, specify abnormalities_________________________

76
42. CVS with chest

If abnormal, specify abnormalities_____________________________

43. Uro-genital system

If abnormal, specify abnormalities_____________________________

44. Respiratory system

If abnormal, specify abnormalities_____________________________

45. Abdomen Palpable (1) Not palpable (2)

i) Liver

ii) Spleen

Normal Abnormal

SAMPRAPTI (PATHOGENESIS)

Vata (1) Pitta (2) Kapha (3)

46. Anubandhya dosha

47. Anubandh dosha

48. Dushya (Involved) Rasa (1) Rakta(2) Mamsa (3)

Meda (4) Asthi (5) Majja (6)

Shukra (7) Ojas (8)

49. Srotas: Rasavaha (1) Raktavaha(2) Mamsavaha (3)

Medovaha(4) Annavaha(5) Purishavaha (6)

Mutravaha(7)

Date: _______________ Signature of the investigator: ________________________

77
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF BILWAMAJJA CHURNA IN KAPHAJA
PRAVAHIKA (IBS)
CASE REPORT FORM III -PERIODICAL OBSERVATION AND CLINICAL
ASSESSMENT
(On Day 0, 7th, 15th, 30th day)
Separate form should be used on each visit
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........………………………….………

4. Name ...................................................................... Age ..................... Sex .......................

5. Date of Assessment ..............................................................................................................

Chief complaints with duration (in days) Yes (1) No (0) if yes, Duration
(in days)

6. Frequent passing of stool

7. Tenesmus

8. Passing of stool with mucous

9. Abdominal pain

10. Bloating

11. Alteration of bowel habits

12. Other symptoms ( if any)

Any other, specify______________________________________

Date: ______________ Signature of investigator___________________

78
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF BILWAMAJJA CHURNA IN KAPHAJA
PRAVAHIKA (IBS)
(On Day 0, 7th, 15th, 30th day)
CASE REPORT FORM IV-PERIODICAL OBSERVATION AND LABORATORY
ASSESSMENT
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment

8. Stool examination

Routine Microscopic

Ova/Cyst

Mucous,

Vegitative cells

9. Urine Examination

Routine Microscopic

Blood

10. TC (Cells/Cu. mm.): _______________

11. DC: P _____ (%) L _____ (%) E ______ (%) M _____ (%) B ______(%)

79
12. ESR (mm / 1st hour.) __________

13. Hb (g/dl) ____________________

Liver function tests

14. S. Bilirubin

• Total (mg/dl)

• Direct (mg/dl)

15. SGPT (IU/L)

16. SGOT (IU/L)

17. S. Alkaline phosphatase (U/L)

18. S. Proteins (Total) (g/dl)

• Albumin (g/dl)

• Globulin (g/dl)

Renal function tests

19. Blood urea (mg/dl)

20. S.Creatinine (mg/dl)

Specific Investigations:

21. Stool culture

22. Mx Test

23. FBS

Date: _____________ Signature of investigator _______________________

80
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF BILWAMAJJA CHURNA IN KAPHAJA
PRAVAHIKA (IBS)
CASE REPORT FORM V-CONSOLIDATED DATA ON PERIODICAL
OBSERVATIONS
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment

Sl Subjective/ objective 0 day/BT 7th dayDt. 15th dayDt. 30th day/AT


Parameters Dt. Dt. Dt. Dt.
1. Frequent passing of
stool
2. Tenesmus
3. Passing of stool with
mucous
4. Abdominal pain
5. Bloating
6. Alteration of bowel
habits
7. Adverse reactions
Burning sensation in Not
abdomen applicable
Nausea Not applicable

81
Diarrhoea Not applicable
Skin rashes Not applicable
8. TC (Cells/Cu. mm.) Not applicable
9. DCLLLL P _____% P _____% P _____%
L _____% Not L _____% L _____%
E _____% applicable E _____% E _____%
10. ESR (mm / 1st hour.) Not
applicable

Sl Subjective/ 0 day/ 7th day 15th day 30th day/


objective BT Dt. Dt. Dt. AT Dt.
Parameters
11. Hb (g/dl)
12. Liver function
tests
13. S. Bilirubin

a. Total
(mg/dl) Not Not
b. Direct applicable applicable
(mg/dl)
14. SGPT (IU/L)
15. SGOT (IU/L)
16. S. Alkaline
phosphatase
(U/L)
17. S. Proteins
(Total) (g/dl)
18. Albumin (g/dl)
19. Globulin (g/dl)
20. Renal function
tests
21. Blood urea Not Not
(mg/dl) applicable applicable

82
22. S. Creatinine
(mg/dl)
23. Urine
Examination
Routine Not
applicable
Microscopic Not
applicable
24. Stool
Examination
Occult Blood Not Not
applicable applicable
Ova/Cyst Not Not
applicable applicable
Mucous Not Not
applicable applicable
Vegetative Not Not
cells applicable applicable

8. Overall clinical assessment

Improved (1) No change (2) Deteriorated (3)

9. Overall impression of well being by the Subject:

Improved (1) No change (2) Deteriorated (3)

10. Status of the subject:

Completed (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: _______________________________

Date: ______________ Signature of investigator ______________

83
Blank

84
MULTICENTRIC OPEN CLINICAL TRIAL OF
PALASABEEJA CHURNA IN KRIMI ROGA
(GANDUPADA KRIMI)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

85
Blank

86
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF PALASABEEJA CHURNA IN
KRIMI ROGA (GANDUPADA KRIMI)

I. BACKGROUND
Krimi Roga (Intestinal nematode infections)1 is the most common ailment which affect one
fourth to one third of the world’s population. Of these, the Gandupada Krimi (intestinal
roundworm-Ascaris lumbricoides) is the most common. Worldwide, 1.4 billion people are
infected with a lumbricoides. While the vast majority of these cases are asymptomatic, infected
persons may present with pulmonary or gastrointestinal complaints.
The rate of complications secondary to Ascariasis ranges from 11-67%, with intestinal and
biliary tract obstruction representing the most common serious sequelae. Although infection with A
lumbricoides is rarely fatal, it is responsible for an estimated 8,000-100,000 deaths annually,
mainly in children. Ascariasis predominates in areas of poor sanitation and is associated with
malnutrition, iron-deficiency anemia, and impairments of growth and cognition.
Owing to the gravity of the signs, symptoms and rate of complications caused by Ascaris,
it is need to explore and re-establish the efficacy of classical drug Palashbeeja Churna in oral
dosage form to treat the patients affected with Gandupada Krimi (A lumbricoides).
II. OBJECTIVES
1) To see the clinical efficacy of Palashbeeja Churna in the management of Gandupada
Krimi Roga (Ascariasis).
2) Observe the clinical safety of Palashbeeja Churna in the subjects affected by the
Gandupada Krimi (A lumbricoides).

References
1. Charaka Samhita, Vimana Sthana Chapter– 7, Vidyotini Hindi Vyakhya by Vd. Ambikadatta Shastry,
Choukhamba Orientalia, Varanasi
2. Harisson’s Principles of internal medicine, Volume-1, 14th Edition, International Editions, 1998, Published
by McGraw-Hill CompaniesInc.pp1208-1209
3. Davidson’s Principles and practice of Medicine, 18th Edition, 1999, Published by Harcourt Brace and
Company, pp173-174
4. Diagnosis and Treatment of diseases in Ayurveda based on Ayurveda saukhyam of Todaranand, Part-II
by Bhagawan Dash & Lalit Kashyap, 1982, pp-286
5. Bhaisajya Ratnavali, Krimiroga Chikitsa Prakarana, Chaukhamba Sanskrit Samsthan, Varanasi

87
III. CENTRE
Identified CCRAS Institutes.
IV. SAMPLE SIZE AND METHODS
Sample size : 40 subjects per centre
Trial Drug /Dosage /Duration : Palashbeeja Churna 750 mg-3 gm
(Dragee form) twice daily before meal for
fifteen (15) days with honey.
Design of the study : Open observational
Total period of the study : 1 year (recruitment of Subjects up to the
end of 6th Month, continuation of trial
therapy till end of 8th Month, last 4
months for compilation of data and
Statistical analysis)
V. CRITERIA FOR INCLUSION
1. Age between 5 to 20 years of either sex.
2. Presence of signs and symptoms caused by A. lumbricoids
3. Positive ova of Ascaris in the stool
4. No history of other parasitic infestation
VI. CRITERIA FOR EXCLUSION
1. Age less than 5 years and more than 20 years.
2. Negative ova of Ascaris in the stool
3. Other parasitic infestation like hook worm, giardia, EH cyst, etc.
4. Any concomitant disorder of the liver, kidneys, heart, lungs or others
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition or any serious adverse
events which requires urgent treatment or if patients himself want to withdraw from the study, such
subjects may be withdrawn from the trial.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of screening, history and physical examination of the subjects will be
recorded as per case report form I & II. Clinical and physiological assessment in form III and

88
laboratory investigations in forms IV A, B, C will be done at 0, 8th & 15th days respectively.
Consolidated data on periodical observation will be recorded in case Report form V at 15th day.
IX. CRITERIA FOR ASSESSMENT
Changes in the signs and symptoms and absence of ova of Ascaris will be considered for
assessing the outcome of the treatment on 8th and 15th day. The safety parameters (liver and kidney
function) will be assessed at 0 and 45th day.
X. STATISTICAL ANALYSIS:
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However, the data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail.
XI. TRIAL MONITORING AND DATA ANALYSIS:
CCRAS, Hqrs, New Delhi will undertake the monitoring of progress of the trial and data
analysis.
XII. ETHICAL REVIEW
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee
(IEC) of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal for
approval by EC. Both will be maintained in duplicate with one copy given to the patient at the
time of entry to the trial.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB)
at Hqrs. will carefully monitor the data and side effects during the period of study and put in a
place where by prompt reporting of adverse events occur. The data will be reviewed as every 20
participants entered the study and administered the trial drugs. The research team will report
immediately to the PI and Data Monitoring Board if, any life threatening conditions whether they
are perceived to be study related or not. The Board decides whether the adverse effects warrant
discontinuation of the study protocol. Protocols will be written and approved for the treatment of
study related adverse events.
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs.100/- per visit i.e., on the 1st day of recruitment after
screening, 8th day, and 15th day. (3 times)

89
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

90
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF PALASABEEJA CHURNA IN
KRIMI ROGA (GANDUPADA KRIMI)
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Multicentric open Clinical trial of Palasabeeja Churna in Krimi Roga
(Gandupada Krimi)”.

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

91
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF PALASABEEJA CHURNA IN
KRIMI ROGA (GANDUPADA KRIMI)
PATIENT INFORMATION SHEET

What is the study about?


Krimi Roga (Intestinal nematode infections) is the most common ailment which affect one
fourth to one third of the world’s population. Of these, the Gandupada Krimi (intestinal
roundworm-Ascaris lumbricoides) is the most common. Worldwide, 1.4 billion people are
infected with A lumbricoides. While the vast majority of these cases are asymptomatic, infected
persons may present with pulmonary or gastrointestinal complaints.
The rate of complications secondary to Ascariasis ranges from 11-67%, with intestinal and
biliary tract obstruction representing the most common serious sequelae. Although infection with A
lumbricoides is rarely fatal, it is responsible for an estimated 8,000-100,000 deaths annually,
mainly in children. Ascariasis predominates in areas of poor sanitation and is associated with
malnutrition, iron-deficiency anemia, and impairments of growth and cognition.
Owing to the gravity of the signs, symptoms and rate of complications caused by Ascaris,
it is need to explore and re-establish the efficacy of classical drug Palashbeeja Churna in oral
dosage form to treat the patients affected with Gandupada Krimi (A lumbricoides).
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 15 days. During treatment period,
you are expected to visit the hospital three times i.e. on 0, 8th, and 15th day for clinical and
physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a
complete physical examination, required objective tests and laboratory investigations will
also be done.
If you are found eligible, you would be put on trial treatment for 15 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principle Investigator.

To be translated into regional language.

92
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF PALASABEEJA CHURNA IN
KRIMI ROGA (GANDUPADA KRIMI)
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..………………………………………

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age between 15 to 60 years

2. Presence of signs and symptoms caused by A. lumbricoids

3. Positive ova of Ascaris in the stool

4. No history of other parasitic infestation

CRITERIA FOR EXCLUSION Yes (1) No (0)

5. Age less than 5 years and more than 20 years.

6. Negative ova of Ascaris in the stool

7. Other parasitic infestation like hook worm, giardia,


EH cyst, etc.

8. Any concomitant disorder of the liver, kidneys,


heart, lungs or others.

93
A patient is eligible for admission to the trail

If Sl.No.7-10 is ‘Yes’ and Sl.No.11-14 are ‘No’

If admitted, Sr. No. of the Subject: ________________

Date: __________________ Signature of the investigator: ____________________

94
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY & SAFETY OF
VYAGHRIHARITAKI IN THE MANAGEMENT OF KASA (BRONCHITIS)
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address: Permanent postal address with phone number & E-mail if any.
..............................................................................................................................................
..............................................................................................................................................

8. Educational status: Illiterate (1) Read and Write(2) Primary School (3)

Middle School (4) High School (5) College (6)

Other (specify) (7) I.N.A. (8)

9. Occupation: Desk work(1) Field work (2)

Field work with physical labour (3)

Field work with intellectual (4)

Indicate nature of work: ...........................................................................

10. Income per capita per month in Rs.: ____________________________

11. History of previous treatment

95
12. HISTORY OF PRESENT ILLNESS:

Chief complaints with duration (in days) Yes (1) No (0) Duration
(in days)

a) Jvara (Fever)

b) Vivarnata (Discoloration)

c) Shoola (Abdominal pain)

d) Hridroga(Cardiac disorders)

e) Sadana(Fatigue)

f) Bhrama(Giddiness)

g) Bhaktadwesha (Anorexia)

h) Atisara (Diarrhoea)

i) Swasa krichhrata (Dyspnea)

j) Hrillasa (Nausia)

k) Avipaka (Indigestion)

l) Anaha (Tympanitis)

m) Karshya (Cachexia)

n) Onset of disease Acute (1) Insidious (2)

o) Previous episodes Yes (1) No (0)

p) Duration of disease

q) Treatment given so far: Traditional Medicine (1) Modern Medicine (2)

13. PERSONAL HISTORY Yes (1) No (0)

a) Smoking

b) Non-Vegetarian diet

c) Alcoholic

96
c. Sharirika Prakriti: Vata (1) Pitta (2) Kapha (3)

Vata-Kaphaj(4) Vata-Pittaja (5) Pittaja-Kaphaja(6)

Sannipataj (7)

14. PHYSICAL EXAMINATION

a) Built Lean (1) Medium (2) Heavy (3)

b) Gait Normal (1) Abnormal (2)

c) Body weight _________Kg.

d) Body temperature ____________oF

e) Blood pressure (in sitting posture of right upper limb):

Systolic_______mm/Hg Diastolic _______mm/Hg

f) Pulse rate__________/min. (Radial pulse of right upper limb)

g) Respiration rate _________/min.

Present (1) Absent (0)

h) Pallor

i) Jaundice

j) Koilonychia

k) Lymphadenopathy

15. SYSTEMIC EXAMINATION

Normal (1) Abnormal (2)

a) CVS with chest

If Abnormal, specify abnormalities_________________________

b) CNS

If abnormal, specify abnormalities_________________________

97
c) Digestive system

If abnormal, specify abnormalities_____________________________

d) Uro-genital system

If abnormal, specify abnormalities_____________________________

e) Respiratory system

If abnormal, specify abnormalities_____________________________

f) Abdomen Palpable (1) Not palpable (2)

i) Liver

ii) Spleen

16. SAMPRAPTI (PATHOGENESIS)

Vata (1) Pitta (2) Kapha (3)

a) Anubandhya dosha

b) Anubandh dosha

c) Avaraka dosha

d) Ksheen dosha

e) Ksheen dhatu Rasa (1) Rakta(2) Mamsa (3)

Meda (4) Asthi (5) Majja (6)

Shukra(7) Ojas (8)

f) Dushya (Involved) Rasa (1) Rakta(2) Mamsa (3)

Meda (4) Asthi (5) Majja (6)

Shukra(7) Ojas (8)

98
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF PALASABEEJA CHURNA IN
KRIMI ROGA (GANDUPADA KRIMI)
CASE REPORT FORM III -PERIODICAL OBSERVATION AND ASSESSMENT
(On Day 0, 8th, and 15th)
Separate form should be used on each visit
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………….……………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment: .............................................................................................................

Chief complaints with duration (in days) Yes (1) No (0) Duration
(in days)

8. Jvara (Fever)

9. Vivarnata (Discoloration)

10. Shoola (Abdominal pain)

11. Hridroga (Cardiac disorders)

12. Sadana (Fatigue)

13. Bhrama (Giddiness)

14. Bhaktadwesha (Anorexia)

15. Atisara (Diarrhoea)

99
16. Swasakrichhrata (Dyspnea)

17. Hrillasa, Chhardi (Nausia, Vomiting)

18. Avipaka (Indigestion)

19. Anaha (Tympanitis)

20. Karshya (Cachexia)

21. Adverse reaction: Present (1) Absent (0)

i. Burning sensation in abdomen

ii. Nausea

iii. Diarrhoea

iv. Skin rashes

v. Any other, specify______________________________________

22. Overall clinical assessment:

Improved(1) No change(2) Deteriorated(3)

23. Overall impression of well being by the Subject:

Improved(1) No change(2) Deteriorated(3)

24. Status of the patient:

Continuing (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: _______________________________

Date: ______________ Signature of Investigator ___________________

100
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF PALASABEEJA CHURNA IN
KRIMI ROGA (GANDUPADA KRIMI)
(On Day 0)
FORM IV-A – LABORATORY INVESTIGATIONS
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment: .............................................................................................................

Urine Examination

8. Routine: _____________

9. Microscopic: ______________

Stool examination:

10. Routine: _____________

11. Microscopic: ______________

12. Occult Blood: ___________

13. Ova/Cyst (Ova of A.lumbricoids): ____________

Blood

14. TC (Cells/Cmm.) _______________

101
15. DC - P _____ (%) L _____ (%) E ______ (%) M _____ (%) B ______(%)

16. ESR (mm / 1st hour.) __________

17. Hb (g/dl) ____________________

Liver function tests

18. S. Bilirubin (mg/dl): _____________________

19. SGPT (IU/L) : _____________________

20. SGOT (IU/L) : _____________________

21. S. Alkaline phosphatase (KA unit) : _____________________

22. S. proteins (gm/dl) : _____________________

Renal function tests

23. Blood Urea (mg/dl) : _____________________

24. S. Creatinine (mg/dl) : _____________________

Date: _____________ Signature of Investigator __________________________

102
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF PALASABEEJA CHURNA IN
KRIMI ROGA (GANDUPADA KRIMI)
(On Day 08)
FORM IV-B – LABORATORY INVESTIGATIONS
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment: .............................................................................................................

Stool:

8. Ova (A. lumbricoids)/Cyst

Date: _____________ Signature of Investigator __________________________

103
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF PALASABEEJA CHURNA IN
KRIMI ROGA (GANDUPADA KRIMI)
(On Day 15)
FORM IV-C – LABORATORY INVESTIGATIONS
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment: .............................................................................................................

Urine Examination

8. Routine: _________________________________

9. Microscopic: _________________________________

Stool examination

10. Routine: _________________________________

11. Microscopic: _________________________________

12. Occult Blood: _________________________________

13. Ova/Cyst (Ova of A.lumbricoids) : _________________________________

Blood

14. TC (Cells/Cmm.) _______________

104
15. DC - P _____ (%) L _____ (%) E ______ (%) M _____ (%) B ______(%)

16. ESR (mm / 1st hour.) __________

17. Hb (g/dl) ____________________

Liver function tests

18. S. Bilirubin (mg/dl) : _________________________________

19. SGPT (IU/L) : _________________________________

20. SGOT (IU/L) : _________________________________

21. S. Alkaline phosphatase (KA unit) : _________________________________

22. S. proteins (gm/dl) : _________________________________

Renal function tests

23. Blood urea (mg/dl) : _________________________________

24. S. Creatinine (mg/dl) : _________________________________

Date: _____________ Signature of Investigator __________________________

105
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF PALASABEEJA CHURNA IN
KRIMI ROGA (GANDUPADA KRIMI)
CASE REPORT FORM V-CONSOLIDATED DATA ON PERIODICAL
OBSERVATIONS
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment: .............................................................................................................

Sl. Subjective/ objective 0 day/BT 8th day 15th day/AT


No Parameters Dt. Dt. Dt.
1. Jvara (Fever)
2. Vivarnata (Discoloration)
3. Shoola (Abdominal pain)
4. Hridroga (Cardiac disorders)
5. Sadana (Fatigue)
6. Bhrama (Giddiness)
7. Bhaktadwesha (Anorexia)
8. Atisara (Diarrhoea)
9. Swasakrichhrata (Dyspnea)
10. Hrillasa, Chhardi (Nausia,
Vomiting)
11. Avipaka (Indigestion)

106
12. Anaha (Tympanitis)
13 Karshya (Cachexia)
14. Adverse reaction
Burning sensation in abdomen
Nausea
Diarrhoea
Skin rashes
Any other
15. TC (Cells/Cmm.)
16. DC P _____% P _____% P _____%
L _____% L _____% L _____%
E _____% E _____% E _____%
M _____% M _____% M _____%
B _____% B _____% B _____%
17. ESR (mm / 1st hour.)
18. Hb(g/dl)
19. Ova(A. lumbricoids) in the
stool
20. Liver function tests
S. Bilirubin (mg/dl)
SGPT (IU/L)
SGOT (IU/L)
S. Alkaline phosphatase
(KA unit)
S. Proteins (gm/dl)
21. Renal function tests
Blood urea (mg/dl)
S. Creatinine (mg/dl)

107
Overall clinical assessment

Improved (1) No change (2) Deteriorated (3)

Overall impression of well being by the Subject:

Improved (1) No change (2) Deteriorated (3)

Status of the Subject :

Continuing (1)

Drop out (2) Reason: ______________________________

Died (3) Cause: _______________________________

Date: ______________ Signature of Investigator ___________________

108
CLINICAL EVALUATION OF VIJAURA NIBU SWARAS
ALONGWITH SAINDHAVA, KALAMI SHORA AND
NAUSADARA IN ONE GROUP VIS-A-VIS PATHAR
CHATTI SWARAS ALONGWITH IKSHUARAKA AND
KALI MIRCH IN THE MANAGEMENT OF
PITTASHMARI (GALL STONE)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

109
Blank

110
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF VIJAURA NIBU SWARAS ALONG WITH
SAINDHAVA, KALAMI SHORA AND NAUSADARA IN ONE GROUP VIS-A-VIS
PATHAR CHATTI SWARAS ALONG WITH IKSHUARAKA AND KALI MIRCH
IN THE MANAGEMENT OF PITTASHMARI (GALL STONE)

I. BACKGROUND
Ayurvedic literature describes ‘Ashmari’ primarily as a disease of urinary tract. Vataj, Pittaj,
Kaphaj and Shukraj these four types of Ashmaris are described in general. No specific etiology or
treatment has been mentioned Pittashmaris. However, the existence of ‘Pitteshu Iva Rochna go’ is
considered Sushruta in Nidana Sthana Chapter III and Chikitsa Sthana Chapter VII describes
Ashmaris etiology and treatment respectively. The entire description belongs to the Ashmaris or
urinary tracts. Gall stones are usually found in the gall bladder, but in 20 percent of cases, stones
may be present in the bile duct. Most of the times, it is the one sone amongst which is
responsible for patient’s sufferings (Bailey & Love’s)1.
The factors responsible for the formation of gall stones may be:
- Metabolic
- Infective
- Bile Stone
The effects and complications of gall stones may be:
(i) Stone in gall bladder
- Silent stones
- Flatulent dyspepsia
- Gall stone colic
- Acute cholecystitis

References
1. Harisson’s Principles of internal medicine, Volume-1, 14 th Edition, International Editions, 1998,
Published by McGraw-Hill Companies Inc .pp1208-1209
2. Bhaisajya Ratnavali, Krimiroga Chikitsa Prakarana, Chaukhamba Sanskrit Samsthan, Varanasi

111
- Chronic cholecystitis
- Carcinoma
(ii) In the bile ducts
- Obstructive jaundice
- Acute/recurrent poncreatitis
- Cholangitis
(iii) In the intestine
- Acute intestinal obstruction
TYPE OF GALL STONES
The gall stones may be:
- Cholesterol
- Pigment stones (12% of gall stones)
- Mixed stones (majority 80-82% of gall stones)
A fat fertile, female of forty is an easy victim to the disease.
The incidence of gall-stone rises with diabetes mellitus, raised serum triglycerides,
pregnancy, obesity, patients taking clofibrate, oestrogen replacement therapy and contraceptive
pills. Patients with cirrhosis liver and hemolytic anemia have more chances of pigment stones.
Modern therapy advocates surgery/lithotripsy in most of the cases. However
chenodeoxycholic acid (10-15 mg./Kg./day) or Ursodeoxycholic acid 8-10 mg./Kg./day) may be
given to dissolve gall stone in 50-70% of the cases within 2 years. Recurrence can occur on
discontinuation of the therapy.
The patient of cholelithiasis-cholecystitis may present as acute cholecystitis or chronic
cholecystitis. The patients to be taken for Ayurvedic research may be of chronic cholecystitis.
II. OBJECTIVE
No significant contribution has been made to the treatment of Pittashmari (Gall Stone) in
Ayurvedic science, yet there are different claims. It has been considered worthwhile to find out the
effect of some claimed and popular Ayurvedic medicines, practiced to remove stone. The present
study is launched with a view to:
Study the disease incidence, Clinical picture and disease pattern of Pittashmari (Gall
Stones).

112
See the effect of Vijaura Nimbu swaras + saindhava + Kalami Shora + Nausadara + Ela
combination of radiologically/ultrasonographically proved cases of Pittashmari (Gall Stone).
See the effect of Pathar Chatti swaras + Ikshuraka Kshara + Kali Mirch in the diagnosed
cases of Pittashmari (Gall Stone)
To study comparatively the effect of treatments in group (ii) and (iii).
III. CENTRE :
CCRAS identified Centres
IV. SAMPLE SIZE & METHODS
No of Groups: 2
No of patients in each group: 20
(Patients to be randomly allocated to different treatment groups)
Treatment:
Group I: Vijaura Nibu swarasa — 750 ml.
Saindhava — 20 gm.
Kalami Shora — 10 gm.
Nausadara — 10 gm.
Ela — 10 gm.
Mixed and filtered — 20 ml. thrice a day for 30 days

Group II: Pathar Chatti swarasa — 10 ml


Ikshuraka Kshara — 1 gm.
Kali Mirch — 4 in number
(1 such thrice daily with water) for 30 days)
Type of Study: Single blind

Period of Study: 30 days

Follow up; For a period of 3 months on a regular interval of two weeks

113
V. CRITERIA OF INCLUSION
1) Age > 10 years < 60 years
2) Sex-either-sex
3) Chronicity: Disease note older more than 5-7 years.
4) Murphy’s sign: Pain/Catch in deep breath when the fingers are pressed below right coastal
cartilage.
5) Patients of chronic cholecystitis/silent gall stones
6) Obese/non-obese
7) High lipid/normal lipid
8) Clinical feature of chronic cholecystitis with positive murphy’s sign.
9) Gall stone observed by definite investigative procedures e.g.
- Plain X-ray abdomen
- Oral cholecystogram
- Ultrasonography
- Endoscopic retrograde cholangiography and percutaneous hepatic cholangiography

VI. CRITERIA OF EXCLUSION


1. Acute cholecystitis
2. Acute pancreatitis
3. Carcinoma of gall bladder
4. Biliary enteric fistula
5. Diabetes mellitus
6. Pregnancy
7. Severe pain/fever/typhoid
8. Persistent
9. Jaundice
10. Empyema/septicaemia/shock

114
11. Patients on steroids
12. Patient with polyarteritis
VII. CRITERIA FOR WITHDRAWAL:
1. Discontinuation of treatment during the trial
2. Development of any complications
3. Aggravation of the disease symptoms
4. Any side effect of the drug
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & IA). Clinical and physiological assessment will be done before drug
administration and after every two weeks. The laboratory investigations- urine routine and
microscopic, stool examination, blood sugar fasting & pp, lipid profile, x-rays: plain x-ray
abdomen, oral cholecystogram, ultrasonography,endoscopic retrograde, cholangiography will be
recorded before drug administration, at the end of treatment (Form-III)
IX. CRITERIA FOR ASSESSMENT
Assessment will be done as per proforma after 3 months of regular treatment as per the
proforma. However, the patients are to be reviewed after every two weeks.
1. Good Response: Complete disappearance of signs and symptoms with no complications
and considerable regression in the size of the stone/complete disappearance of the stone.
2. Fair response: 50% and above relief in symptomatology with some regression in the size
of the stone.
3. Poor response: 25% and above relief in symptomatology with no change in the size of the
stone.
X. STATISTICAL ANALYSIS:
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However, the data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail.
XI. TRIAL MONITORING AND DATA ANALYSES
The progress of the trial will be monitored by CCRAS HQrs. New Delhi. Data analysis
will be undertaken at the Monitoring Unit CCRAS HQrs. New Delhi

115
XII. ETHICAL REVIEW
Each Institutional Ethical Committee (IEC) of participating centers should give clearance
certificate before the project is initiated. Patient’s information sheet and informed consent form
should be submitted along with project proposal for approval by IEC. Both should be maintained
in duplicate with one copy given to the patient at the time of entry to the trial.

116
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF VIJAURA NIBU SWARAS ALONGWITH
SAINDHAVA, KALAMI SHORA AND NAUSADARA IN ONE GROUP VIS-A-VIS
PATHAR CHATTI SWARAS ALONGWITH IKSHUARAKA AND KALI MIRCH
IN THE MANAGEMENT OF PITTASHMARI (GALL STONE)
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as
a subject in the clinical trial on evaluation of vijaura nibu swaras alongwith saindhava,
kalami shora and nausadara in one group vis-a-vis pathar chatti swaras alongwith
ikshuaraka and kali mirch in the management of pittashmari (gall stone).
Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

117
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF VIJAURA NIBU SWARAS ALONGWITH
SAINDHAVA, KALAMI SHORA AND NAUSADARA IN ONE GROUP VIS-A-VIS
PATHAR CHATTI SWARAS ALONGWITH IKSHUARAKA AND KALI MIRCH
IN THE MANAGEMENT OF PITTASHMARI (GALL STONE)
PATIENT INFORMATION SHEET

What is the study about?


Research is going on to find a suitable natural product for the treatment of Pittashmari (Gll
stone). You are invited to participate in such a study in which you will receive either Ayurvedic
trial drugs or control drug for 30 days.
The aims of the present study are
• To see the effect of Vijaura Nimbu swaras + saindhava + Kalami Shora +
Nausadara + Ela combination of radiologically/ultrasonographically proved cases of
Pittashmari (Gall Stone).
• See the effect of Pathar Chatti swaras + Ikshuraka Kshara + Kali Mirch in the
diagnosed cases of Pittashmari (Gall Stone)
• To study comparatively the effect of treatments in group (ii) and (iii
• Total 100 patients from this and other hospitals will be taking part in this study.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately six months to complete. After this
period, you are expected to visit the hospital every fortnight. The interval between the first and
second visit will be around 15 days.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination. ECG, Blood and urine samples will also be taken. This is to make sure that
you are eligible for the study.
One week later, at your second visit, if you are eligible, you would be put on trial treatment
for 30 days. You may receive either trial drug or control drug for 30 days. You should follow life
style modifications (Diets Advice, Exercise) as given along with information Sheet
From the first visit onwards, you will be required to fast overnight before attending each visit.
Blood and urine samples will be taken at every visit. At each visit, you will be supplied with
sufficient quantity of drug to last until your next visit.

118
What happens at the end of the study?
The trial treatment will be stopped at the end of 30 days. You will be put back on an
appropriate treatment available in the market.
What are the alternatives?
Your doctor will be pleased to explain to you the available alternative treatment.
When you can leave the study?
Your participation in the study is entirely voluntary. You can choose to leave the study at
any time. Your decision to leave the study will not affect your medical care or relationship with
your doctor.
Your doctor may decided that you should not continue in the study if, a) your blood sugar
becomes very high or very low, b) you start on insulin or other medication that affect blood sugar,
c) you take part in any other trial.
What is the cost of the study?
All medication and tests to be done during the study will be free of charge.
If you do not want to participate, you are free to do so. It will not affect your medical
care or relationship with your doctor in any way.
What happens now if you decided to take part?
You will asked to sign a consent form saying that you have been given information about
the study and you voluntarily agree to take part.
It is important to follow all instruction given by your doctor or doctor’s assistant carefully.
If you are found eligible, you would be put on trial treatment for 30 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principle Investigator.

To be translated into regional language.

119
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF VIJAURA NIBU SWARAS ALONGWITH
SAINDHAVA, KALAMI SHORA AND NAUSADARA IN ONE GROUP VIS-A-VIS
PATHAR CHATTI SWARAS ALONGWITH IKSHUARAKA AND KALI MIRCH
IN THE MANAGEMENT OF PITTASHMARI (GALL STONE).
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..………………………………………

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Patient of chronic cholecystitis/Silent gall stone

2. Clinical features of chronic cholecystitis

3. Murphy’s sign positive

4. Chronicity < 5 – 7 years

5. Age > 10 yrs. < 60 yrs.

6. Sex – either sex

7. Obese/Non-obese

8. High lipid/Normal lipid

120
CRITERIA FOR EXCLUSION Yes (1) No (0)

9. Acute cholecystitis

10. Acute pancreatitis

11. Carcinoma of gall bladder

12. Diabetes mellitus

13. Pregnancy

14. Colic/Typhoid/Jaundice

15. Biliary enteric fistula

16. Empyema/Septicaemia/Shock

17. Patient on steroids

18. Patients of polyarteritis

A patient is eligible for admission to the trail

If Sl. No. 1-8 is ‘Yes’ and Sl. No. 9-18 are ‘No’

Date: ………………….. Signature of the Investigator: ………………………

121
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF VIJAURA NIBU SWARAS ALONGWITH
SAINDHAVA, KALAMI SHORA AND NAUSADARA IN ONE GROUP VIS-A-VIS
PATHAR CHATTI SWARAS ALONGWITH IKSHUARAKA AND KALI MIRCH
IN THE MANAGEMENT OF PITTASHMARI (GALL STONE)
CASE REPORT FORM II – HISTORY

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the patient …………………………….....……… Age ………… Sex ………...

4. Address : ..............................................................................................................................

5. Date of Admission : Date of Discharge :

6. Group No. First (1) Second (2)

Third (3) Fourth (4)

7. Educational status: Illiterate (1) Read and Write(2) Primary School (3)

Middle School (4) High School (5) College (6)

Other (specify) (7) I.N.A. (8)

8. Occupation: Desk work(1) Field work (2)

Field work with physical labour (3)

Field work with intellectual (4)

Indicate nature of work: ...........................................................................

9. Total income of the family (in Rupees)

Total family members:

Income per capita per month (in Rupees)

122
10. Religion Hindu (1) Muslim (2) Christian (3)

Parsi (4) Others (5)

11. Marital status Married (1) Unmarried (2) Divorcee/ (3)


separated

CHIEF COMPLAINTS WITH DURATION (IN MONTHS)

Present (1) Absent (0) Duration

12. Pain abdomen

13. Dullache in Present hypochondrium

14. Distension (abdomen)

15. Fullness belching/retching

16. Nausea

17. Fever

18. Jaundice

HISTORY OF PRESENT ILLNESS

19. Onset of disease Acute(1) Insidious (2)

20. Duration of disease(in months)

21. Factors aggravating the disease/chief complaints: ……….……………………………….....


..........……………………………………………………………………….……………

22. Factors relieving main complaints ………………………………………………………….


..........………………………………………………………………………………………

23. History of past illness, having relation with present illness

Yes (1) No (0)

If yes, specify…………………………………………………………….........……………

H/o Pancreatitis/Liver disease/Typhoid/Lipid disorders/Obesity

H/o Operation

123
H/o Treatment-hepatotoxic drugs/oestrogens/steroids

FAMILY HISTORY IF ANY

Yes (1) No (0)

24. Carcinoma

25. Diabetes mellitus

26. Polyarteritis

27. Liver disease

28. Obese/Lipid disorders

If yes specify……………………………………......….…………………………………….

PERSONAL HISTORY

29. Diet Veg (1) Non-veg (2) Lacto-ova Veg (3)

30. Sleep Good(1) Disturbed (2) Insomnia (3)

31. Emotional Stress Yes (1) No (0)

32. Addiction Yes (1) No (0)

If yes, specify………………………………………………………………………............

33. Sharirika Prakriti: Vataaj (1) Pittaj (2) Kaphaj (3)

Vataja-Kaphaj(4) Vataj-Pittaj (5) Pittaj-Kaphaj (6)

Sannipataj (7)

34. Manas Prakriti Sattava (1) Rajas (2) Tamas (3)

Sattava Rajas(4) Sattava Tamas(5) Rajas Tamas (6)

Sama (7)

PHYSICAL EXAMINATION

35. Built Lean (1) Medium (2) Heavy (3)

124
36. Gait Normal (1) Abnormal (2)

37. Body weight (in Kg.)

38. Blood pressure (Systolic)

39. Blood pressure (Diastolic)

40. Pulse

41. Respiration rate

42. Anaemia Present (1) Absent (0)

43. Jaundice Present (1) Absent (0)

44. DIGESTIVE SYSTEM

P/A – Soft Yes (1) No (0)

Non-tender

Liver Yes (1) No (0)

Palpable

Tender

Gall Bladder Yes (1) No (0)

Palpable

Tender

Spleen Yes (1) No (0)

Palpable

SYSTEMIC EXAMINATION Normal (1) Abnormal (2)

45. C.V.S. (With Chest)

If abnormal, specify abnormalities……………………………………….............…………..

46. C.N.S

If abnormal, specify abnormalities………………………………………………...............

125
47. Digestive system

If abnormal, specify abnormalities…………………………………………………..

48. Uro-Genital system

If abnormal, specify abnormalities…………………………………………………..

49. Respiratory system

If abnormal, specify abnormalities…………………………………………………..

SAMPRAPTI (PATHOLOGENESIS) OF THE DISEASE ACCORDING AYURVEDIC


CONCEPT

50. Dosa Vata (1) Pitta (2) Kapha (3)

51. Dushya (Involved) Rasa (1) Rakta (2) Mamsa (3)

Meda (4) Asthi (5) Majja (6)

Shukra (7) Ojas (8)

52. State of disease (Roga Kriya Kala)

Sanchaya(1) Prakopa(2) Prasar (3)

Sthansamshraya (4) Vyakti (5) Bheda (6)

RAKTA VAHA SROTAS Yes (1) No (0)

Pidika

Rakta Pitta (Bleeding)

Mukhapak

Vidradhi (Abcess)

Kamla

PURISHA VAHA SROTAS Yes (1) No (0)

Atibadha Purisha

Atidhrava Purisha

126
Scantly stool

Excessive faecal matter

Painful defecation

Increased frequency of defecation

LAB INVESTIGATION

Microscopic

1. Urine

Routine

2. Blood

(i) Hb%

(ii) TLC

(iii) DLC

(iv) ESR

BIOCHEMICAL

Microscopic

(1). Urine

Routine

(ii) Lipid profile

(iii) HDL

(iv) LDL

(v) VLDL

(vi) S. CHOLESTEROL

(vii) Serum Triglycerides

127
X-RAY

(i) Plain X-ray abdomen

(ii) Oral cholecystogram

(iii) Ultrasonography

(iv) Endoscopic retrograde cholangiography

Provisional Diagnosis

Final Diagnosis

Medical Management

Principal Drug Therapy

Dose

Vehicle

Diet

Summary of findings

Results Good Response (1) Fair Response (2)

Poor Response (2) No Response (4)

Drop out (5) LAMA (6)

Date: ……………… Signature of the Investigator: ………………………...

128
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF VIJAURA NIBU SWARAS ALONGWITH
SAINDHAVA, KALAMI SHORA AND NAUSADARA IN ONE GROUP VIS-A-VIS
PATHAR CHATTI SWARAS ALONGWITH IKSHUARAKA AND KALI MIRCH
IN THE MANAGEMENT OF PITTASHMARI (GALL STONE)
CASE REPORT FORM III– CLINICAL ASSESSMENT

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the patient …………………………….....……… Age ………… Sex ………...

4. Address : ..............................................................................................................................

5. Date of Admission : Date of Discharge :

6. Group No. First (1) Second (2)

Third (3) Fourth (4)

CLINICAL PARAMETERS

(A). SUBJECTIVE YES (1) NO (0)

Pain abdomen

Fullness/belching/wretching

Nausea/Vomiting

Fever

Dullache in right hypochondrium

Abdominal distention/epigastric discomfort

(B). OBJECTIVE YES (1) NO (0)

Jaundice

Hyprochondriac tenderness

Date: _____________ Signature of the Investigator: _______________

129
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF VIJAURA NIBU SWARAS ALONGWITH
SAINDHAVA, KALAMI SHORA AND NAUSADARA IN ONE GROUP VIS-A-VIS
PATHAR CHATTI SWARAS ALONGWITH IKSHUARAKA AND KALI MIRCH
IN THE MANAGEMENT OF PITTASHMARI (GALL STONE)
CASE REPORT FORM IV – LABORATORY INVESTIGATION

1. Blood Sugar: Fasting

Post Prandial

2. E.S.R.

3. Lipid Profile

- HDL

- LDL

- VLDL

- S. Cholesterol

- Serum Triglycerides

4. X-RAYS Before treatment After treatment

- Plain X-ray abdomen

- Ultrasonography

- Oral Cholecystogram

Date: ______________ Signature of the Investigator: ______________________

130
CLINICAL STUDY ON SERO CONVERSION OF HBs
Ag (CARRIERS) WITH CODED AYURVEDIC
FORMULATION ‘AYUSH-LIV’

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

131
Blank

132
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL STUDY ON SERO CONVERSION OF HBs Ag (CARRIERS) WITH
CODED AYURVEDIC FORMULATION ‘AYUSH-LIV’

I. BACKGROUND
Hepatitis B1 is one of the major diseases of mankind and is a serious global public health
problem. It is preventable with safe and effective vaccines that have been available since 1982.
Hepatitis B Virus (HBV) is the most versatile of the hepatotropic Viruses. HBV can produce (1)
Acute hepatitis (2) Chronic non progressive hepatitis (3) Progressive chronic disease ending in
cirrhosis (4) Fulminant hepatitis with massive liver necrosis and (5) an a symptomatic carrier with
or without progressive disease. It has been documented by the WHO that world wide, there are
over 400 million hepatitis ‘B’ carriers, of which 42 million are in India alone. These carriers are at
200 times greater risk of developing serious liver complication including cirrhosis and liver cancer.
An HBV carrier is one who had hepatitis B in his blood for more than six months. A
carrier usually has no signs or symptoms of HBV but remains infected with the virus for years or
for a life time and is capable of passing the disease on to others. Sometimes HBV carriers will
spontaneously clear the infection from their bodies, but most will not. Any one who has not cleared
the virus after six months and has elevated liver enzymes is considered to have chronic hepatitis.
This means, the virus is infecting living liver cells and damaging them. Scar tissue called cirrhosis
replaces the damaged cells. The build up of Cirrhosis causes the liver to become hard and bumpy
and distorts the blood flow through this vital organ.
Characteristics of a HBs Ag Carrier state:
Carriers usually have no history of acute hepatitis and no clinical features of liver disease.
All of them have HBs Ag in blood. Some have HBe Ag and Anti HBe. Most of them have
normal liver function tests. Prognosis is uncertain. Virus can be carried for years. Some develop
chronic hepatitis and others are at increased risk of developing cirrhosis and hepato cellular
carcinoma.
Transmit ion of infection:
Hepatitis B Virus is transmitted by contact with blood or body fluids of an infected person
in the same way as human immuno-deficiency Virus (HIV). However HBV is 50 to 100 times
more infectious than HIV.

References
1. Harrison’s Principle of Internal Medicine 15th Edition

133
The Hepatitis B Virus (HBV) gets transmitted through
1. Prenatal (From mother to baby at the birth)
2. Child to child transmission
3. Unsafe injections and transfusions
4. Sexual contact
Hepatitis B virus is not spread by contaminated food or water and cannot be spread
casually in the work place.
Viral markers:
Chronic HBV infection is marked by the presence of HBs Ag) in the blood. At times the
Hbe Ag and Anti Hbe is also present. Presence of Hbe Ag indicates active viral replication.
Presence of Anti Hbe implies that replication is occurring at much lower level or that viral DNA
has become integrated into host Hepatocyte DNA.
PCR: Polymerase chain reaction can show HBV DNA in the blood, implying that viral
replication is occurring. This is essentially needed for formulating the treatment protocol..
Based on serological markers, hepatitis B carriers are classified into two categories super
carriers and simple carriers.
Super carrier: Those who have HBe Ag in their blood and are in the early stage of the
carrier state are very highly infectious. Very minute amount of serum or blood from such carriers
can transmit the infection. They have high titres of HBs Ag and DNA Polymerase in their blood.
Simple carrier: Very common type with no HBe Ag and a low level of HBs Ag in the
blood. HBV DNA Polymerase is negative. Simple carrier transmits the infection only when large
volumes of blood or serum are transferred as in blood transfusion. Simple carrier represents the
later stage of the carrier state.
Interferon is one of the drugs of choice for use in Chronic hepatitis B infection. Clinical
utility of interferon is limited by substantial adverse effects such as Flu like symptoms. Fatigue,
visual disturbances, Neuro toxicity, Neutropenia , Hypo tension etc.
As per Ayurvedic texts several plant drugs are known for its hepato protective, anti
hepatotoxic and anti-viral properties. A coded drug Ayush-Liv with four herbal ingredients having
above mentioned properties is selected to explore the possibilities of these drugs in combination in
the clearance of Hepatitis-B Virus.
II. OBJECTIVES
1. To study the efficacy of the Ayush-Liv formulation to get the viral marker, Hbs Ag sero
negative.

134
2. To study the efficacy of Ayush-Liv formulation in maintaining the liver parameters within
normal limits.
III. CENTERS
CCRAS identified Centers
IV. SAMPLE SIZE & METHODS
Sample size: 30 cases
Type of Study: Open trial
Trial Drug /Dosage /Duration
Group I - Allopathic drug + placebo (60 days)
Group II - Allopathic drug + AYUSH-LIV (two Caps, 550mg each twice
a day after food with water).
Type of study : Placebo controlled study
Period of study: Two months for each case and Post study surveillance screening
for one month. Total duration will be two years to complete the
study.
Follow Up : One follow up will be carried out after three months of completion
of the treatment.
V. CRITERIA FOR INCLUSION
1. Age between 18-60
2. HBs Ag positive in blood (Eliza test)
3. Normal liver function test [Serum bilirubin total<1 mg, Serum bilirubin direct <0.2mg,
Serum bilirubin indirect) <.0.8mg, SGOT<=40, SGPT<=40, SAP<13 KA Unit
4. Total protin <5.6>8.5 gm,
5. Albumin >4<6.7 gm
6. Total Globulin >1.2<2.9 gm
VI. CRITERIA FOR EXCLUSION
1. Age below 18 and above 60 years.
2. Viral markers positive for Anti HBc (IgG,IgM) Anti HBs, HBeAg, anti HBe
3. History of Jaundice during last two years

135
4. Abnormal Hematological cell count
5. Drug addicts
6. Alcohol addicts
7. Serum bilirubin total>1 mg, Serum bilirubin direct>0.2mg, Serum bilirubin
Indirect >.0.8 mg., SGOT>40 , SGPT>40, SAP>13 KA Unit
8. Total protein >5.6<8.5 gm,
9. Albumin <4>6.7 gm
10. Total Globulin <1.2>2.9 gm
VII. CRITERIA FOR WITHDRAWAL
i) If any increase in LFT parameters is observed in subsequent investigations the case will be
withdrawn.
ii) A case will be withdrawn from the study if there is development of any major ailments or
clinical symptoms of Jaundice.
iii) Patients failure to report for follow up or irregular medication (discontinuation for seven
days or above)
Patients withdrawn from the study will be managed by the Investigators.
VIII. ROUTINE EXMINATION AND ASSESSMENT
The full details of history and physical examination of patients will be recorded as per the
Proforma (Form I &IA). Clinical assessment will be done before drug administration, every
fortnightly till the completion of the treatment. The laboratory investigations will be recorded before
drug administration, every month till the end of treatment and at the end of follow-up. [Form III].
Eliza Test for HBs Ag : Every month and at the end of follow-up
Anti HBc, anti HBs : At the time of inclusion
Hbe Ag and anti HBe
LFT : Before treatment and every month till the end of
treatment and at the end of follow-up.
IX. CRITERIA FOR ASSESSMENT
If HBs Ag becomes sero negative during treatment or after completion of the treatment it
will be considered a successful outcome of the treatment. 40% difference in the success rate
between the placebo ant the treatment group will be considered significant outcome.

136
X. STATISTICAL ANALYSIS
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However, the data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail.
XI. TRIAL MONITORING AND DATA ANALYSIS
CCRAS, Hqrs, New Delhi will undertake the monitoring of progress of the trial and data
analysis.
XII. ETHICAL REVIEW
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee
(IEC) of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal for
approval by EC. Both will be maintained in duplicate with one copy given to the patient at the
time of entry to the trial.
B. Data and safety monitoring board: A Data and safety monitoring board
(DSMB) at Hqrs. will carefully monitor the data and side effects during the period of study and
put in a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research team will
report immediately to the PI and Data Monitoring Board if, any life threatening conditions whether
they are perceived to be study related or not. The Board decides whether the adverse effects
warrant discontinuation of the study protocol. Protocols will be written and approved for the
treatment of study related adverse events.
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs.……. /- per visit will be paid to subject.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

137
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL STUDY ON SERO CONVERSION OF HBs Ag (CARRIERS) WITH
CODED AYURVEDIC FORMULATION ‘AYUSH-LIV’
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on healthy carriers of hepatitis ‘B’ with herbal compounds.

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

138
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL STUDY ON SERO CONVERSION OF HBs Ag
(CARRIERS) WITH CODED AYURVEDIC FORMULATION AYUSH-LIV
PATIENT INFORMATION SHEET

What is the study about?


Hepatitis ‘B’ virus (HBV) is the most Versatile of the hepato tropic viruses. It can
produce acute or chronic; progressive or non progressive hepatitis and exists in a carrier state
permanently with or without progressive disease. It has been documented by the WHO that
world wide there are over 400 million hepatitis ‘B’ carriers of which 42 million are in India alone.
These carriers are 200 times greater risk of developing serious liver complication including cirrhosis
and liver cancer. As per Ayurvedic literature several plant drugs are known for its hepato
protective, anti hepato toxic and antiviral properties. So a few drugs such as Katuki (Piccrorhiza
kurroa), the present study is aimed to evaluate role of selected Ayurvedic drugs in clearance of
Virus B infection in healthy carriers. You are invited to participate in this study where you will be
provided this drug. The previous observations in clinical and experimental studies have shown
promising effect of these drugs in the treatment of Viral Hepatitis. About 100 healthy carriers from
this hospitals and cases referred from other hospitals will be taking part in this study.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately three months to complete (two months
for treatment and another one month for follow-up study). During this period, you are expected to
visit the hospital three times. The interval between the first, second and third visit will be one
month.
Before you start treatment, during the first visit to the OPD, you will undergo a complete
physical examination, Blood and urine samples will also be taken and also tested for all the viral
markers for Hepatitis ‘B’. This is to make sure that you are eligible for the study.
If you are found eligible, you would be put on trial treatment for two months. The daily
dosage will be two Caps of 550mg each twice daily. At each visit, you will be supplied with
sufficient quantities of drugs to last until your next visit.

To be translated into regional language.

139
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL STUDY ON SERO CONVERSION OF HBs Ag
(CARRIERS) WITH CODED AYURVEDIC FORMULATION AYUSH-LIV
CASE REPORT FORM I - SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..………………………………………

CRITERIA FOR SELECTION Yes (1) No (0)

1. Age between 18-60

2. HBs Ag positive in blood (Eliza test)

3. Serum bilirubin total<1 mg

4. Serum bilirubin direct <0.2mg

5. Serum bilirubin indirect) <.0.8mg.

6. SGOT<=40 mg

7. SGPT<=40 mg

8. SAP<13 KA Unit

9. Total protin <5.6>8.5 gm

10. Albumin >4<6.7 gm

11. Total Globulin >1.2<2.9 gm

140
CRITERIA FOR EXCLUSION Yes (1) No (0)

12. Age below 18 and above 60 years.

13. Anti HBc Positive

14. Anti HBs Ag Positive

15. Anti HBeAg Positive

16. HBe Ag Positive

17. History of Jaundice during last two years

18. Hematological cell count

19. Drug addicts

20. Alcohol addicts

21. Serum bilirubin total>1 mg

22. Serum bilirubin direct>0.2mg

23. Serum bilirubin indirect >.0.8mg

24. SGOT>40 mg

25. SGPT>40 mg

26. SAP>13 KA Unit

27. Total protin >5.6<8.5 gm,

28. Albumin <4>6.7 gm

29. Total Globulin <1.2>2.9 gm

30. Cases undergoing treatment for any


other serious illness

A patient is eligible for admission to the trail

If Sl.No.1 – 11 is ‘YES’ and Sl.No.12 – 30 are ‘No’

If admitted: Subject’s Serial No. __________ No. of packets issued: ___________

Date: ____________ Signature of the Investigator: ______________________

141
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL STUDY ON SERO CONVERSION OF HBs Ag
(CARRIERS) WITH CODED AYURVEDIC FORMULATION AYUSH-LIV
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address ……………………………………..……………..........…………………………

8. Educational status: Illiterate (1) Read and Write(2) Primary School (3)

Middle School (4) High School (5) College (6)

Other (specify) (7) I.N.A. (8)

9. Occupation: Desk work(1) Field work (2)

Housewife (3) Others (4)

Indicate nature of work: ...........................................................................

10. Income

Total Members in the family : ___________________________________________

Total Income in the family : ___________________________________________

Per capita income : ___________________________________________

142
History of Past Illness Yes (1) No (0)

11. Jaundice

12. Major or minor surgery With blood transfusion

If yes, indicate amount of blood transfusion _____________________

13. I.V. Fluids

Any injection

14. Intramuscular

If yes, indicate number of injections taken_______________________

15. Intravenous

If yes, indicate number of injections taken_______________________

16. Any history of drug abuse

If yes, provide details about drugs and mode of consumption _______

17. Previous treatment for Jaundice

If yes, provide details regarding time and period of illness__________

Personal History

18. Marital status Married (1) Unmarried (2) Widow (3)

Widower (4) Divorced (5)

19. Sexual orientation Heterosexual (1) Homosexual (2)

Bi-sexual (3) Others (4)

Addiction

20. Alcohol No (0) Yes (1)

If yes specify (a) Quantity per week (ml) ______________

(b) Total Duration in years_______________

143
21. Any other, specify: ___________________________________________________

Physical Examination

22. Height (cm) ____________


23. Weight (kg) ____________
24. Pulse (per min) ____________
25. Blood Pressure Systolic(mm Hg)____________
26. Blood Pressure Diastolic (mm Hg) ____________
27. Respiration rate( per min) ____________
Systemic examination Normal (1) Abnormal (2)

28. CVS

If abnormal details___________________________________________

29. Respiratory system

If abnormal, details ___________________________________________

30. CNS

If abnormal, details ___________________________________________

31. Digestive system

If abnormal, details ___________________________________________

32. Uro-genital system

If abnormal, details ___________________________________________

Clinical Symptoms Absent (0) Present (1)

33. If any

If Present, specify____________________________________________

No. of packets issued: _______________________________________

Date:____________ Signature of the Investigator: ______________________

144
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL STUDY ON HEALTHY CARRIERS OF
HEPATITIS ‘B’ WITH CODED AYURVEDIC FORMULATION AYUSH-LIV
(0th, 1st & 2nd Month)
CASE REPORT FORM III – CLINICAL ASSESSMENT

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment:

8. Period of Assessment: Initial (0) 1st Month (1) 2nd Month (2)

CLINICAL ASSESSMENT Yes (1) No (0)

9. Fever

10. Anorexia

11. Nausea

12. Vomiting

13. Yellow tint of the sclera

14. Dark coloured urine

15. Clay coloured stools

16. Malaise

Date: __________ Signature of the Investigator__________________

145
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL STUDY ON SERO CONVERSION OF HBs Ag
(CARRIERS) WITH CODECD AYURVEDIC FORMULATION AYUSH-LIV
(0, First & Second Month)
CASE REPORT FORM IV– LABORATORY INVESTIGATIONS

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment:

8. Period of Assessment: Initial (0) 1stMonth (1) 2ndMonth (2)

Urine Examination (Microscopic)

9. Sugar: ___________________

10. Albumin: ___________________

11. Deposits: ___________________

Blood

12. TLC (Cells/Cmm.)_____________________

13. DLC: P (%)________ L (%)________ E (%)________M (%)________ B (%)________

14. Hb(g/dl): ________________

15. ESR (1st hour.)(m.m.): ________________

16. Blood Sugar-Fasting (%): ________________

146
17. Blood Sugar – PP (mg. /dl): ________________

18. S.Cholesterol (mg./dl): ________________

19. HDL (mg. /dl): ________________

20. LDL (mg. /dl): ________________

21. Triglycerides (mg. /dl): ________________

22. B. Urea (mg. /dl): _______________

23. S.creatinine (mg. /dl): _______________

24. Urea (mg. /dl): _______________

25. SGOT: _______________

26. SGPT: _______________

27. Serum bilirubin tota: _______________

28. Serum bilirubin direct (mg) _______________

29. Serum bilirubin indirect (mg.) _______________

30. Alk.Phosphatase(KA units) _______________

31. Total protin ( gms) _______________

32. Albumin (gms) _______________

33. Total Globulin (gm) _______________

34. HBsAg _______________

Physiological Parameters

35. Systolic Blood Pressure (mm of Hg) ____________________

36. Diastolic Blood Pressure (mm of Hg) ____________________

37. Weight (Kg) ____________________

38. Any other Remarks

Date: ____________ Signature of the Investigator: ____________________

147
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148
JOINT DISORDERS

SECTION - III
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150
COMPARATIVE CLINICAL EVALUATION OF
PHANCHKARMA VERSUS PHYSIOTHERAPY IN
PATIENTS OF SANDHIVATA (OSTEOARTHRITIS) -
KNEE JOINT

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

151
Blank

152
COMPARATIVE CLINICAL EVALUATION OF PHANCHKARMA VERSUS
PHYSIOTHERAPY IN PATIENTS OF SANDHIVATA (OSTEOARTHRITIS)-
KNEE JOINT

I. BACKGROUND
Panchakarma is a textual classical and authentic treatment procedure of Ayurveda. Our
ancient sages and scholars like Charaka and Vagbhatta have attributed a lot of potential benefits
to Panchkarma practices. The aim of the study is to see the effect of Panchakarma in group I
patients of Sandhivata (Osteoarthritis) and to compare the results with known physiotherapy
treatment in the patients of group II. This Physiotherapy treatment is usually referred to by doctors
of various Systems of Medicines1.
II. OBJECTIVE
Comparative clinical evaluation of Panchkarma versus Physiotherapy in patients of
Sandhivata (Osteoarthritis) - knee joint, with selected clinical parameters.
III. CENTRES
CCRAS identified centers
IV. SAMPLE SIZE AND METHODS
Type of study : Open trial
Level of study : OPD/IPD
Number of Groups : Two Groups
Sample Size : 30 (15 patients in each group)

References
1. Charaka Samhita with Ayurveda Dipika commentary of Chakrapanidatta, Chikitsa Sthana, Chapter – 28,
Chaukhambha Sanskrit Sansthan, 5th edition, Varanasi, 2001
2. Clare Jinks, Kelvin Jordan Measuring the population impact of knee pain and disability with the
Western Ontario and McMaster Universities Osteoarthritis Index. Pain 2002: 100, 55-64.
3. Gail D Dyele, Stephen C Allison, Robert L Matekel. Physical Therapy treatment effectiveness for
osteoarthritis of the knee: A randomized comparison of supervised clinical exercise and manual therapy
procedures versus a home exercise program. Physical Therapy 2005: 85, 12, 1301-1317.
4. Effects of repetitive shortwave diathermy for reducing synovitis in patients with knee osteoarthritis: An
ultrasonographic study Physical therapy 2006: 86, 2, 236-244.

153
Drug/Dosage/Duration:
Group-I Panchkarma Group:
• Local application of Pancaguna Taila 10-15 ml each joint, thrice a day
• Nadi Sweda with Dashmoola Kwatha for 15 minutes, followed by rest for 15
minutes.
The above mentioned Panchkarma treatment will be given for 4 weeks in the hospital
followed by 2 weeks Pancaguna Taila application at home.
Group-II Physiotherapy Group:
• Exercise Protocol for 4 weeks continuously in the hospital which will consist of
Manual Therapy, Stretching, Strengthening, and Range of Motion Exercises, followed
by exercises at home for another 2 weeks.
• Associated with above treatment, shortwave diathermy (a type of thermal therapy) for
initial 2 weeks (6 days/ week).
Duration of treatment : 4 weeks in both the groups
Follow up period : After 2 wks
V. CRITERIA FOR INCLUSION
1. Age between 40 years to 70 years.
2. Sex-Either sex
3. Patients with Primary Osteoarthritis – knee joints (single or both knees)
4. Kellgren Lawrence (Radiological scale) of e” 2.
Note: Patients taking Ayurvedic/Allopathic NSAIDs orally may be included in the study but the
treatment may be considered as basal treatment and it should not be altered during the trial.
VI. CRITERIA FOR EXCLUSION
1. Age less than 40 years or more than 70 years.
2. Patients with skin allergies/skin diseases
3. Patients with Pott’s spine/infections/other systemic diseases
4. Patients with systemic conditions such as Gouty Arthritis, Rheumatoid Arthritis Psoriatic
Arthritis, SLE.
5. Patients with Diabetes/Hypertension

154
6. Bed ridden patients
7. Patients using local Anti-inflammatory medicine other than the research drugs.
8. Patients taking active Allopathic/Homeopathic treatment.
9. Low backache with or without radiation to legs.
10. Patients with metallic implants.
11. Subjects having any deformity of knee, hip or back.
12. History of bony or soft tissue injury to knee joint.
VII. CRITERIA FOR WITHDRAWAL
During the course of treatment, if any serious condition or any serious adverse events
occurs or pain/stiffness/swelling increases, or if subject himself/herself wants to withdraw from the
study, such subjects may be withdrawn from the study.
VIII. ROUTINE EXAMINATION/ASSESSMENT:-
Inclusion into study - 0 day
1st assessment - 14th day
2nd assessment - 28th day
3rd assessment - 42nd day
Assessment Chart – annexed in case record form.
(Based on visual analogue scale).
Radiography-I
To diagnose the patients (at or before day 0) at the time of inclusion.
Radiography-II
To be compared with Radiography-I at the time of final assessment i.e. 45th day.
However much radiographical changes are not expected.
Result expectations:
30 to 35% improvement is expected in treatment groups.
However 10 to 20% improvement may also be there in placebo group.
IX. STATISTICAL ANALYSIS
Clinical symptoms and laboratory parameters will be analyzed using appropriate statistical
methods.
155
X. TRIAL MONITORING
Monitoring unit of CCRAS Headquarters, New Delhi will monitor the progress of the trial.
Data analysis will be undertaken by the Monitoring unit at CCRAS headquarter.
XI. ETHICAL REVIEW
A. Institutional Ethical Committee (IEC): The proposal will be placed before Ethical
Committee (IEC) of trial center for getting clearance certificate before the project is initiated.
Patient’s information sheet and informed consent form will be submitted along with project
proposal for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
B. Data and Safety Monitoring Board (DSMB): A Data and safety monitoring board
(DSMB) at Hqrs. will carefully monitor the data and side effects during the period of study and
put in a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research team will
report immediately to the PI and Data Monitoring Board if, any life threatening conditions whether
they are perceived to be study related or not. The Board decides whether the adverse effects
warrant discontinuation of the study protocol. Protocols will be written and approved for the
treatment of study related adverse events.
XII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs……. /- per visit.
XIII. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. The investigators and technicians will
be detailed about the clinical trial conduct and laboratory procedures in order to maintain the
uniformity.
XIV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.
Counseling about life style:-
During the research period, the patient should maintain uniform life style or basal life style
(what he was adopting in general). Over exercise, over strain, riding bicycle, going upstairs or
sitting in squatting positions may seriously alter the results.

156
To Check the drug compliance
The packing of the oil should be proper with no mark over the bottle so as to avoid bias.
At each visit, patient must bring his/her medicine bottle and submit it to the researcher so that the
consumption of medicine may be checked.
Expected medicine requirement for 42 days
Oil requirement for 6 weeks (42 days):
One application on one joint = 10-15 ml x 3 times a day
= 30-45 ml.
In case of two joint involved 60 - 90ml per day.
Let us take average of 50ml per day per patient.
Thus total oil requirement for 42 days for 15 patients will be = 50 x 42 x 15
= 32 liters
Medicine requirement for 4 weeks (28 days):
Dashmoola required per day per patient = 50 gms
Requirement for 28 days for 1 patient = 50 x 28
= 1400 gms
Thus total medicine required for 28 days for 15 patients = 50 x 28 x 15
= 21kg
PHYSIOTHERAPY TREATMENT
1. Patient Exercise Program: Strengthening Exercises

Exercise Performance Repetitions


Static quad Perform daily Hold each contraction for 6 s
sets in knee Patient is positioned fully supine or with a
extension supine supported on elbows with the 10-s rest between repetitions
knee in full extension. Patient contracts Repeat 10X
the quadriceps femoris muscle and
pushes the knee down while maintaining
the foot in full dorsiflexion.

157
Standing Perform 3 X per week Hold each contraction for 3 s.
terminal knee Patient stands with a resistive band or a Repeat 10X
extension cuff from a weighted pulley mechanism Increase resistance as
behind a slightly flexed knee. Patient tolerated
contracts the gluteal and quadriceps
femoris muscles to fully straighten the hip
and knee

Closed-chain Patient performs one of the following


progression, activities 3X per week.
ordered from Patient should progress to the most
least to challenging activity that he or she can
mostchallen- successfully complete with minimal or no
ging pain

1. Seated Patient is seated holding a resistive band Hold each contraction 3 s


legpresses in both hands. Patient places his or her with knee as straight as
foot against the band, then straightens possible. Slowly return to
the knee by pushing the foot down and starting position and repeat for
forward by contracting the gluteal and a 30 s bout.
quadriceps femoris muscles Progress to bands of
increasing resistance and
additional bouts

2. Partial Patient stands with arm support as Hold each contraction 3 s


squats weight needed with hips and knees as
lessenedwith Patient performs a partial squat, keeping straight as possible. Repeat for
arm support the knees centered over the feet. Return 30 s Progress to full body
as needed to standing by contracting the quadriceps weight without
femoris and gluteal muscles support and additional bouts

3. Step-ups Patient stands in front of a low step. Slowly repeat for 30 s


Patient places foot of involved leg on Progress to increased height of
step and brings body over foot to stand the step and additional bouts.
on the step. Use as little push-off Alternate legs if both knees
assistance from the contralateral foot as are involved
possible. Step down with the
contralateral foot

158
2. Patient Exercise Program: Stretching Exercises

Exercise Performance Repetitions

Standing calf Perform daily Hold for 30 s and repeat 3X


stretch Patient stands with the heel of the foot
on the ground behind the patient; the
toes point straight ahead. The patient
leans forward until a moderate pull is
perceived in the calf musculature. The
patient may use his or her arms for
support against a wall or furniture as
needed

Supine Perform daily Hold for 30 s and repeat 3X


hamstring Patient is positioned supine with the Clinical observation: if
muscle stretch contralateral lower extremity maintained radicular symptoms are
as straight as possible. The ipsilateral hip produced, decrease or
is flexed to 90° eliminate the ankle dorsiflexion
The knee is straightened and the or the intensity of the stretch
proximal lower leg supported with the
hands until a moderate pull is perceived
in the posterior thigh and calf The
ipsilateral ankle should be dorsiflexed

Prone Perform daily Hold for 30 s and repeat


quadriceps Patient is positioned prone with both 3XClinical observation:
femoris hips and knees. A strap is placed around hamstring muscle cramping
muscle stretch the ipsilateral ankle and brought may occur if the patient
posteriorly and superiorly over the attempts to actively bend the
ipsilateral shoulder. The patient grasps knee; to reduce this possibility,
the strap in the ipsilateral hand and always use the strap to
bends the knee by straightening his or passively flex the knee
her elbow and pulling on the strap. The Maintain a gentle stretch and
knee is progressively flexed until a gentle comfortable position for the
stretch is perceived in the anterior thigh lumbar spine. Hard stretching
will frequently create lumbar
symptoms in this population

159
3. Patient Exercise Program: Range of Motion Exercises

Exercise Performance Repetitions


Knee in mid- Perform daily Two 30-s bouts with 3-s hold
flexion to full- Performed once daily at end range
extension Patient is positioned supine or supine Clinical observation: these
supported on elbows Knee is brought exercises work best if
to 45° of flexion with the ipsilateral foot performed on a smooth
sliding on the surface that the patient is surface such as a hardwood
lying on. The knee is then fully extended or linoleum floor or if a sliding
with a strong quadriceps femoris muscle board is used
contraction against any limitation to full
knee extension.

Knee in mid- Performed once daily Two 30-s bouts with 3-s hold
flexion to full- Patient is positioned supine or supine at end range.
flexion supported Clinical observation: pain with
on elbows Knee is brought to full flexion end-range knee flexion may
with assistance of the upper extremities be due to degenerative
or a strap A gentle challenge to end- meniscal tears
range flexion is sustained. Over-pressure to end range
should be applied with
caution.

Stationery Performed once daily 5 min, increase time as


bicycle Knees should be at nearly full extension tolerated
at bottom of pedal stroke Clinical observation: some
patients are intolerant of the
stationary bicycle, and clinical
judgment is required to
continue the activity.

160
4. Common Knee Impairments Addressed by Manual Therapy

Impairment Manual Intervention Typical Delivery


Loss of knee Manual mobilization through range of Mobilization grades III and
extension motion (ROM) and knee extension at IV to III++ and IV++ 2–6
end range bouts of 30 s per manual
Knee extension technique
Knee extension with valgus or abduction Clinical observation: this
Knee extension with varus or adduction manual intervention may
provide near-immediate
decrease of symptoms and
may be approached with
relatively more vigor than
knee flexion

Loss of knee Manual mobilization through ROM and Mobilization grades of III-
flexion knee flexion at end range and IV- to III+ and IV+ 2–6
Knee flexion bouts of 30 s per manual
Knee flexion plus medial (internal) technique
rotation Clinical observation: pain with
end-range knee flexion may
be due to degenerative
meniscal tears; end-range
techniques should be
utilizedwith caution.

Loss of Manual mobilization of the patella in 5°– Mobilization grades of IV to


patellar glides 10° of knee flexion IV++ 2–6 bouts of 30 s per
Medial manual technique.
Lateral Clinical observation: some
Caudal patients may be intolerant of
Cephalad even slight compressive forces
over the patella; therapist
hand placement is Important.

Muscle Manual stretches at end length of the Sustained manual stretches of


tightness muscle 12–30 s duration repeated 1–
Quadriceps femoris 3 times per muscle.

161
Hamstrings Clinical observation: the
Gastrocnemius lumbar spine should be
Adductors manually stabilized and
Iliopsoas protected during all extremity
Tensor fasciae latae and the iliotibial stretches, particularly hip
band flexor stretches; many of
these patients also will have
arthritic changes in the spine,
and symptoms can be
increased without care in
positioning.

Soft tissue Soft tissue mobilization Circular fingertip and palm


tightness Suprapatellar and peripatellar regions pressure mobilization at the
Medial and lateral joint capsule depth of the capsule or
Popliteal fossa. retinaculum for 1–3 bouts of
30 s per area.
Clinical observation: the soft
tissue work in the popliteal
fossa seems to work best
when performed slowly with
occasional sustained positions
of 10–12 s, this technique
works well when combined
with the manual mobilizations
into knee extension.

5. Method of Delivery of Short Wave Diathermy


Position of patient: supine lying with a pillow below the knee joint.
Method used: capacitive method using pad electrodes.
Electrode placement: Contra planar across the medial-lateral aspect of the knee.
Intensity: the intensity should be adjusted to produce a sensation of mild warmth in the
patient. Patient is made to appreciate the warmth by asking him/ her to blow at the hand.
The degree of warmth felt at the knee should be same as that felt at the hand.
Duration: 20 minutes.

162
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF PHANCHKARMA VERSUS
PHYSIOTHERAPY IN PATIENTS OF SANDHIVATA (OSTEOARTHRITIS)-
KNEE JOINT
INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
The attending physician, the purpose of the clinical trial and the nature of drug treatment
and follow-up have informed me to my satisfaction, including the laboratory investigations to be
performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the “Comparative clinical evaluation of phanchkarma versus physiotherapy in patients of
sandhivata (osteoarthritis)-knee joint”.

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

163
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF PHANCHKARMA VERSUS
PHYSIOTHERAPY IN PATIENTS OF SANDHIVATA (OSTEOARTHRITIS)-
KNEE JOINT
PATIENT INFORMATION SHEET

What is the study about?


Panchakarma is a textual classical and authentic treatment procedure of Ayurveda. Our
ancient sages and scholars like Charaka and Vagbhatta have attributed a lot of potential benefits
to Panchkarma practices. The aim of the study is to see the effect of Panchakarma in groupI
patients of Sandhivata (Osteoarthritis) and to compare the results with known physiotherapy
treatment in the patients of group II. This Physiotherapy treatment is usually referred to by doctors
of various Systems of Medicines.
Expected duration of the subject participation
An Ayurvedic physician along with a physiotherapist will take a brief history of the subject
and reveal him/her the facts about the benefits and side effects of the procedure. The volunteer
will be subjected to:
Local application of Pancaguna Taila 10-15 ml each joint, thrice a day, Nadi Sweda with
Dashmoola Kwatha for 15 minutes followed by rest for 15 minutes in group I.
The above mentioned Panchkarma treatment will be given for 4 weeks in the hospital
and then followed by 2 weeks Pancaguna Taila application at home.
In group II, Exercise Protocol for 4 weeks continuously in the hospital (consisting of
Manual Therapy, Stretching, Strengthening, and Range of Motion Exercises), followed by
exercises at home for another 2 weeks.
With above treatment, shortwave diathermy (a type of heat- therapy) for initial 2 weeks (6
days/ week) will be associated.
The benefits that might be expected from the out come of the research to the subject
The patients suffering from Sandhivata / OA, selected from CRIA will serve the cause of
science by participating in the study. We may be able to re-establish the facts and science of
Ayurveda already in use by our ancestors for last 2000 years. This treatment is expected to reduce
pain and swelling of the affected joints. The additional benefits that the subject may get that his/her
related investigations will be done free of cost .Apart from this the functional status of the patient
will improve.

164
Any risk to the subject associated with the study
Though the side effects are not very common, however in rare cases patient might develop
allergy with the oil. At times local irritation/ skin burn may happen during heat application.
Maintenance of the confidentiality of records
The records of the study will be kept confidential to protect volunteer’s privacy.
Compensation of subjects for disability or death resulting from injury
Not applicable
Freedom of individual to participate and to withdraw from research at anytime
without penalty or loss of benefits to which the subject would otherwise be entitled
Subjects will be free to withdraw from the study at any stage without assigning any reason,
without penalty or loss of benefits to which he/she would otherwise be entitled.

To be translated into regional language.

165
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF PHANCHKARMA VERSUS
PHYSIOTHERAPY IN PATIENTS OF SANDHIVATA (OSTEOARTHRITIS)-
KNEE JOINT
CASE REPORT FORM – 1 SCREENING
Before Treatment
(Please tick  wherever is applicable)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..………………………………………

7. Group No. First (1) Second (2)

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age between 40 years to 70 years.

2. Sex-Either sex

3. Patients with Primary Osteoarthritis – knee joints


(single or both knees)

4. Kellgren Lawrence (Radiological scale) of ≥ 2.

CRITERIA FOR EXCLUSION Yes (1) No (0)

8. Age less than 40 years or more than 70 years.

9. Patients with skin allergies/skin diseases

10. Patients with Pott’s spine/infections/other systemic diseases.

166
11. Patients with systemic conditions such as Gouty
Arthritis, Rheumatoid Arthritis Psoriatic Arthritis, SLE.

12. Patients with Diabetes/Hypertension

13. Bed ridden patients

14. Patients using local Anti-inflammatory medicine other


than the research drugs.

15. Patients taking active Allopathic/Homeopathic


treatment.

16. Low backache with or without radiation to legs.

17. Patients with metallic implants.

18. Subjects having any deformity of knee, hip or back.

19. History of bony or soft tissue injury to knee joint.

A patient is eligible for admission for treatment

If Sl. No. 1 – 4 is ‘Yes’ and Sl. No. 5 – 19 are ‘No’

If admitted, Sr. No. of the Subject: __________________

Date: ___________ Signature of the Investigator: ___________________

167
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF PHANCHKARMA VERSUS
PHYSIOTHERAPY IN PATIENTS OF SANDHIVATA (OSTEOARTHRITIS)-
KNEE JOINT
CASE REPORT FORM – II HISTORY
Before Treatment
(Please tick  wherever is applicable)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address ……………………………………..……………..........…………………………

8. Group No. First (1) Second (2)

9. Educational status: Illiterate (1) Read and Write(2) Primary School (3)

Middle School (4) High School (5) College (6)

Other (specify) (7) I.N.A. (8)

10. Occupation: Desk work(1) Field work (2)

Field work with physical labour (3)

Field work with intellectual (4)

Constant sitting/standing for long hour (5)

Indicate nature of work: ...........................................................................

11. Family income per months in Rs.

168
12. Total family members:

13. Marital status: Single (1) Married (2) Separated (3)

Widow (4) Widower (5)

History of present illness

14. Onset of disease Acute (1) Insidious (2)

15. Duration of disease (in months)

16. Factors aggravating the disease/chief complaints __________________________

17. Factors relieving main complaints ______________________________________

18. History of past illness, having relation with present illness : Yes (1) No (0)

If yes, Specify______________________________________________________

History of past illness:

19. History of trauma/ Injury Yes (1) No (0)

If yes, specify: ________________________________________________________

20. Undergone Treatment before Yes (1) No (0)

Family History:

21. Diet: Veg (1) Non-veg (2) Lacto-ova veg(3)

Fish-veg (4)

22. Sharirika Prakriti: Vata (1) Pitta (2) Kapha (3)

Vata-Kaphaj(4) Vata-Pittaja (5) Pittaja-Kaphaja(6)

Sannipataj (7)

23. Manas Prakriti : Sattva (1) Rajas (2) Tamas (3)

Sattva-Rajas(4) Rajas-Tamas(5) Sattva-Tamas (6)

Sama (7)

169
Chief complaints with duration:

24. PAIN

Name of joints involved:

Duration

Increased by exertion Yes/ No Yes (1) No (0)

Relieved by taking rest Yes/ No Yes (1) No (0)

Pain at rest Yes/No Yes (1) No (0)

Radiating to other parts Yes/No Yes (1) No (0)

25. STIFFNESS

Name of joints involved:

Duration

Morning stiffness Yes (1) No. (0)

Lasting for an hour or so Yes (1) No. (0)

26. SWELLING

Name of joints involved:

Duration

27. RESTRICTED MOVEMENTS

Name of joints involved:

Duration

Crepitus Yes/No Yes (1) No. (0)

Duration

28. VARIATION IN PAIN

Climate

Season

170
Day/night

Rest/movement

Walking/exertion

Other relations if any

GENERAL EXAMINATION OF THE PATIENT

29. G.C.: _____________________________

30. Pulse: _____________________________

31. B.P. : _____________________________

32. Respiratory Rate: _____________________________

33. Body weight: _____________________________

34. Pallor Present/Absent

35. Icterus Present/Absent

36. Oedema Present/Absent

37. Lymphadenopathy Present/Absent

38. Pigmentation Present/Absent

39. Deformity Present/Absent

SYSTEMIC EXAMINATION OF THE PATIENT

40. Gastro Intestinal System: _____________________________

41. Cardio Vascular System: _____________________________

42. Respiratory System: _____________________________

43. Central Nervous System: _____________________________

44. Genito Urinary System: _____________________________

45. Reticulo Endothelial System: _____________________________

171
Samprapti (pathogenesis) of the disease according to Ayurvedic concept:

46. Dosa Vata (1) Pitta (2) Kapha (3)

Anubandhya dosha

Anubandh dosha

Avaraka dosha

Ksheen dosha

47. Dushya (Involved) Rasa (1) Rakta (2) Mamsa (3)

Meda (4) Asthi (5) Majja (6)

Shukra (7) Ojas (8)

Date: ____________ Signature of the Investigator: ______________________

172
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF PHANCHKARMA VERSUS
PHYSIOTHERAPY IN PATIENTS OF SANDHIVATA (OSTEOARTHRITIS)-
KNEE JOINT
CASE REPORT FORM – III LABORATORY INVESTIGATION
(Please tick  wherever is applicable)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: …………………………….........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

8. Group No. First (1) Second (2)

9. Date of Assessment :

INVESTIGATIONS PROFORMA

10. Blood Pathology

• TLC: _________________________

• DLC: _________________________

• ESR: _________________________

• Hb %: _________________________

11. Blood Bio-chemistry

• RA Factor: _________________________

• Serum calcium: _________________________

• Serum Alkaline phosphatase: _________________________

173
• Blood Urea: _________________________

• Serum Uric Acid: _________________________

• Blood-Sugar Fasting/PP: _____________/____________

• Others: _________________________

12. Radiology

• Soft Tissue swelling: _________________________

• Effusion: _________________________

• Osteoporosis: _________________________

• Erosion Cart/Bony: _________________________

• Deformity: _________________________

• Ankylosis: _________________________

• Reduced joint space: _________________________

DRUG TREATMENT GROUP-I/II

Medicine Dose & frequency Duration

SIDE EFFECTS/UNTOWARD EFFECTS IF ANY

174
ASSESSMENT OF TRIAL
Grade 0 = No Symptoms
Grade 1 = Mild Symptoms
Grade 2 = Symptoms Sufficient to Cause Distress/Difficulty in performing routine work
Grade 3 = Symptoms very severe/ patient unable to perform his routine work.

Symptoms Before Treatment After Treatment


(Severity Grades) (Severity Grades)

0 1 2 3 0 1 2 3

Pain

Tenderness

Swelling

Stiffness

Fatigue

Restricted Movement

Deformity

Before Treatment After Treatment

Walking Time
(Seconds)

Grip Power (mm/Hg)

Pressing Power
(mm/Hg)

ESR(mm/Hr)

Hb (Gm %)

175
WOMAC OSTEROARTHRITIS INDEX
SECTION A
PAIN

How much you have had …………………..

1. When walking on a flat surface?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

2. When going up or down stairs?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

3. At night while in bed? (i.e. – pain that disturbs your sleep)

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

4. While sitting or lying down?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

5. While standing?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

176
SECTION B
STIFFNESS

How much you have had …………………..

6. How severe has your stiffness been after you first woke up in the morning?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

7. How severe has your stiffness been after sitting or lying down or while resting leter in the
day?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

177
SECTION C
PHYSICAL FUNCTION

How much you have had …………………..

8. When going down the stairs?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

9. When going up the stairs?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

10. When getting up from a sitting position?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

11. While standing?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

12. When bending to the floor?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

178
13. When walking on a flat surface?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

14. Getting in or out of a car, or getting on or of a bus?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

15. While going shopping?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

16. When putting on your socks or stockings?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

17. When getting out of bed?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

18. When talking off your socks or stockings?

Visual Analogue Scale

1 2 3 4 5 6 7 8 9 10

179
APPENDIX

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA


COMPARATIVE CLINICAL EVALUATION OF PHANCHKARMA VERSUS
PHYSIOTHERAPY IN PATIENTS OF SANDHIVATA (OSTEOARTHRITIS)-
KNEE JOINT
KELLGREN– LAWRENCE RADIOGRAPHIC GRADING SCALE OF
OSTEOARTHRITIS OF TIBIO FEMORAL JOINT.

Grade of osteoarthritis Description

0 No radiographic findings of osteoarthritis.

1 Minute osteophytes of doubtful clinical significance.

2 Definite osteophytes with unimpaired joint space.

3 Definite osteophytes with moderate joint space narrowing.

4 Definite osteophytes with severe joint space narrowing and


subchondral sclerosis.

180
RECEIPT

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA


COMPARATIVE CLINICAL EVALUATION OF PHANCHKARMA VERSUS
PHYSIOTHERAPY IN PATIENTS OF SANDHIVATA (OSTEOARTHRITIS)-
KNEE JOINT

Received an amount of Rs 500/ (Five hundred only) from the institute as traveling expenses
for traveling to and fro the Institute for 4 weeks so as to participate in the above mentioned
research,

Signature or thumb impression: _____________________

Date: _________ Name of the Subject: ____________________________

Signature of the investigator with date: _______________________________

Signature of the Accounts Officer with date: ___________________________

181
Blank

182
CLINICAL VALIDATION OF GUGGULU, SHUNTI &
GUDUCHI IN RHEUMATOID ARTHRITIS

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

183
Blank

184
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS

I. BACKGROUND
Rheumatoid arthritis1 is a chronic multisystem disease characterized by persistent
inflammatory synovitis, usually, involving peripheral joints in a symmetric distribution. The potential
of synovial inflammation to cause cartilage destruction and bone erosions & subsequent changes in
joint integrity is the hallmark of the disease.
Exact etiology is unknown. Although recent work has focused on the possible role of
super antigens produced by a number of microorganism including staphylococci, streptococci and
mycoplasma arthritidis, other possible etiology mechanism in RA include a breakdown in normal self
tolerance leading to reactivity to self antigens in the joint such as type-II collagen or loss of
immuno regulatory control mechanism resulting in polyclonal ‘T’ cell activation. Superantigens are
protein with the capacity to bind to HLA-DR molecules and particular Vâ segments of the
heterodimetric T cell receptor and stimulate specific T cell expressive the Vâ gene products.
Of all the potential environmental triggers, the one only clearly associated with the
development of RA is cigarette smoking. Rheumatism arthritis effect females in three times more
than males it generally occurs in late third or fourth decade of their life spans.
The Ayurvedic treatment of Amavata - Rheumatoid arthritis is being increasingly recognized
as an alternate approach to its treatment. The modern treatment of this disease is not very
satisfactory and is often attended with serious reactions. As such efforts are being persistently
made for this dreadful disease. An important aspect of Ayurvedic treatment is its easy availability
and abundance of its ingredients.
According to Ayurveda some of etiological factors such as Viruddhahara (Improper &
irregular dietary habits), Viruddhachesta (Improper Physical and Psychological activities),
Mandagni, Sedentary habits and exercise immediately after food are said to be responsible for
the origin of Amavata.

References
1. Harrison’s Principle of Internal medicine: 15th Edition Page: 2083, Vol-II.
2. Madhav Nidana, Chapter 25,

185
Various studies on Amavata-Rheumatoid arthritis have been published in the JRAS and
other scientific journals. Some of the important publications dealing with development of diseases,
the Ayurvedic concepts of its etiopathogenesis, the dietetic management and effect of certain
therapies are presented in this compilation on Amavata.
The Agnimandhya-Grahani Dosa has been considered to be the main factor in pathogenesis
of this disease in Ayurveda. Certain studies have been conducted and reviewed to assess the
gastro-intestinal function. The findings indicate impaired secretion of gastric acid secretion, deranged
liver function and reduced intestinal absorption.
The cardinal features of Amavata are swelling and pain like scorpion bite over the joints
like hands and legs (especially knee, ankle wrist, metacarpals and metatarsals). Based on the
cardinal feature and other associated features, many effective regimens are described in Ayurvedic
classics.
Owing to the gravity of the situation, a need is felt for searching the safe /effective
Ayurvedic formulations to reduce the symptoms. Keeping all these view in consideration and the
public health needs, the council intends to initiate scientific studies on well known and safe classical
Ayurvedic formulation that is being successfully prescribed by Ayurvedic physicians without any
side effects since centuries.
For the present study, coded Ayurvedic drug like AYUSH-RA tab. and AYUSH-RA oil
have been taken to assess its clinical safety and efficacy.
II. OBJECTIVES
To study the effect of Guggulu, Shunti & Guduchi in rheumatoid arthritis
III. CENTRES
CCRAS identified Centres
IV. SAMPLE SIZE AND METHODS
Sample Size : 50 cases in each center
Trial period : 18 months
Design of the study : Open observational Trial.
Drug & dosage : Tab. AYUSH-RA 2gm twice daily after food and
AYUSH - RA oil for external application 2 to 3
time daily.
Duration of the study : 45 days drug therapy with a follow up for 15
days without drug.

186
Study period : 1 year to complete study.
Follow – Up : The follow-up will be carried out after 15 days of
treatment.
V. CRITERIA FOR INCLUSION
• Age between 35 - 65 years of either sex
• Presence of any four of the following seven criteria (according 1987, revised criteria of
American College of Rheumatology)
(a) Morning stiffness: Stiffness in and around joints lasting one hour before maximal
improvement (More than 6 week’s duration).
(b) Arthritis of three or more joints (at lest three joint area, observed by Physician
simultaneously having pain with soft tissue swelling or joint effusion, not just bony
over growth) (More than 6 weeks duration).
(c) Arthritis of Hand joints (More than 6 weeks duration).
(d) Symmetric arthritis (More than 6 week’s duration).
(e) Presence of Rheumatoid Nodules
(f) Serum Rheumatoid factor- positive
(g) Typical Radiographic changes of arthritis on PA view of hand & wrist radiograph
that must include erosions or unequivocal bony decalcification adjacent to involve
joints.
VI. CRITERIA FOR EXCLUSION
1. Age below 35 and above 60 years.
2. Patients who develop secondary complication of RA e.g. Pleuro-pericardial disease,
severely damaged joint with bed ridden patients.
3. Any other serious illness e.g. Hepatic/ renal failure.
4. Patient with diagnosed other arthritis like Gouty arthritis, tuberculosis arthritis etc.
5. Patient receiving any other method of treatment.
VII. CRITERIA FOR WITHDRAWAL
The cases with following complications will be withdrawn from the study.
1. Aggravation of the disease during the course of the trial period.
2. Discontinuation of the treatment during trial.

187
3. Development of any serious complications requiring change in the treatment.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
• The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & IA).
• Clinical assessment will be done and recorded on ‘0’ day, 15th day, 30th day, 45th day
and 60th day.
• Laboratory investigation will be done before and after treatment i.e. on ‘0’and 45th day.
IX. METHOD OF ASSESSMENT OF TREATMENT
The changes in the subjective and objective parameters before and after the treatment shall
be considered for assessment of the safety and efficacy the drug.
1. Clinical Assessment
Clinical assessment will be done (symptoms graded from 0 to 3) and recorded on the
zero day (i.e. one day before administering the trial drug), after completion of the treatment period
(i.e. on 45th day of the treatment) and on the final day of the follow-up (i.e. on 60th day).
Joint pain:

Sl. Severity of Pain Grade Score


1 No pain Zero 0
2 Pain occasional, can be managed I 2
without drug
3 Pain frequent and can be managed II 4
with some pain killer
4 Pain persistent and unmanageable III 6
even with drugs

Morning stiffness:

Sl. Morning stiffness Grade Score


1 No stiffness Zero 0
2 Early morning stiffness upto 30 minutes I 2
3 Early morning stiffness more than 30
minutes and less than 45 minutes II 4
4 Morning stiffness more than 45 minutes III 6

188
Tenderness:

Sl. Tenderness Grade Score


1 No tenderness Zero 0
2 Tender but bearable I 2
3 Tender and winced II 4
4 Tender winced and withdraw III 6

Swelling:
The circumference of swollen Proximal inter Phalangeal joints (PIPj) and big / major joints
are measured with simple measuring methods (soft & thin tape). (only a maximum of 3 PIPj & 3
major joints are to be measured indicating the names of the joints measured for the follow-up)

Swelling:

Sl. Severity of Swelling Grade Score


1 No swelling/not making the bony Zero 0
land marks of joints
2 Just covering the bony prominences I 2
3 Considerably above the land marks II 4
may be with positive fluctuation.
4 III 6

Sl. Name of the involved Measurement in mm.


joint Zero day 45th day 60th day
1
2
3
4
5
6

189
2. Functional assessments
Apart from this walking time in seconds, gripping power, pressing power using inflated mercury
manometer and writing time before treatment and once in every 15 days would be recorded till
the completion of the treatment.
a) Functional tests: To have an objective view of the improvements in the functions of the
affected joints, periodical functional tests have been done (Loxton, et al. 1952 and By-
waters et.al.,1950)
• Walking time: Patients were asked to walk a distance of 150 ft. and time taken has
been recorded.

Sl. Walking time in seconds


Zero day 45th day 60th day
1
2
3
4
5

Sl. Walking time in seconds Grade Score


1 Zero 0
2 I 2
3 II 4
4 III 6
5 IV 8

190
• Grip power: Patients were asked to squeeze the inflated cuff up to 50 mmHg of the
sphygmomanometer and the grip power has been recorded in m.ms. of mercury depending
upon the rise of mercury column.

Sl. Grip power (in mm Hg.)


1 Right hand Left hand
2 Zero day 45th day 60th day Zero day 45th day 60th day
3
4

Sl. Grip power Grade Score


1 If the scale shows between Zero 0
50-55 mmHg
2 between 56 - 65 mmHg I 2
3 between 66 - 75 mmHg II 4
4 between 76 - 85 mmHg III 6
5 86 mmHg & above IV 8

• Pressing power: Similarly when the patient presses the same inflated cuff up to 50 mmHg
against a table then it is recorded as pressing power.

Sl. Pressing power (in mm Hg.)


1 Right hand Left hand
2 Zero day 45th day 60th day Zero day 45th day 60th day
3
4

191
Sl. Grip power Grade Score
1 If the scale shows between Zero 0
50-55 mmHg
2 between 56 - 65 mmHg I 2
3 between 66 - 75 mmHg II 4
4 between 76 - 85 mmHg III 6
5 86 mmHg & above IV 8

ASSESSMENT ON BIO-CHEMICAL CHANGES


ESR and C-reactive proteins will be done before, monthly and after the treatment.

Sl. ESR (mm/1st hr) Grade Score


1 <20 Zero 0
2 21 to 40 I 2
3 41 to 60 II 4
4 61 to 80 III 6
5 >80 IV 8

ASSESSMENT OF SEROLOGICAL CHANGES


R.A. test (Latex fixation test) and Serum C-reactive protein will be done before monthly
and after treatment. The radiological changes will be assessed before and after treatment.

Sl. R.A. factor Grade Score


1 Negative Zero 0
2 Positive I 2
3 Strongly positive II 4

192
X. STATISTICAL ANALYSIS
Data of clinical symptoms, physiological parameters and laboratory parameters will be
tabulated and analyzed by using appropriate statistical methods. The data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail for analysis
XI. TRIAL MONITORING AND DATA ANALYSES
The progress of the trial will be monitored through field visits by monitoring unit of
CCRAS. Data analysis will be undertaken at the Monitoring Unit of CCRAS.
XII. ETHICAL REVIEW
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee
(IEC) of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal for
approval by EC. Both will be maintained in duplicate with one copy given to the patient at the
time of entry to the trial.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB)
at Hqrs will carefully monitor the data and side effects during the period of study and put in a
place where by prompt reporting of adverse events occur. The data will be reviewed as every 20
participants entered the study and administered the trial drugs. The research team will report
immediately to the PI and Data Monitoring Board 1) any life threatening conditions whether they
are perceived to be study related or not. The Board decides whether the adverse effects warrant
discontinuation of the study protocol. Protocols will be written and approved for the treatment of
study related adverse events
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs. ………. /- per visit will be given i.e., on the 1st day of
recruitment after screening, 15th day, 30th day 45th day and 60th day.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators involved in the
multicentric trial at CCRAS Hqrs. New Delhi. The investigators will be detailed about the clinical
trial conduct and laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

193
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
The attending physician, the purpose of the clinical trial and the nature of drug treatment
and follow-up have informed me to my satisfaction, including the laboratory investigations to be
performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical validation of guggulu, shunti & guduchi in rheumatoid arthritis.

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

194
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
PATIENT INFORMATION SHEET

What is the study about?


Arthritis is a vague and common terminology which literally means inflammation of the
joints. There are many types of arthritis which are generally grouped into three i.e. infective,
immunological and Degenerative. Arthritis is a global problem since the generation of mankind.
The incidence is on increase as a consequence of the fact developing science and technology,
which makes the man immobile even in midst of his comforts. The sedentary life style predisposes
more. India is no exception. Rheumatoid arthritis falls under immunological disorders. It s a
disabling disease and the disability is so great that suffers become physically crippled and becomes
invalid in family and society. It occurs in all climates, on all ethnic groups in the world in
developing countries it is estimated that 3% of the population is suffering. It affects the female
three times more than males. It generally occurs in late third or fourth decade of their life spans
and finally cripples the sufferers with deformities. Ayurvedic system also recognizes this clinical
entity as Amavata.
The coded drug AYUSH-RA tab. and AYUSH-RA oil are to be tried in Rheumatoid
arthritis.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 60 days. During this period, you are
expected to visit once in a 15 days during drug treatment and follow up period.
Before you start the treatment, clinical assessment and the Biochemical tests will be carried
out. If your diagnosis is confirmed and if you are a fit case you will be subjected to this study for
the period of 60 days. You will be supplied with the sufficient quantity of medicines to last until
your next visit i.e. once in every 15 days. The clinical assessment and the laboratory investigations
will be done before and after treatment for the therapeutic efficacy of the drug.

To be translated into regional language.

195
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
CASE RECORD FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)
CASE REPORT FORM-I: SCREENING

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Postal Address ………………………….....………..………………………………………

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age between 35 - 65 years

2. Presence of any four of the following seven criteria


(according 1987, revised criteria of American
College of Rheumatology)

(a) Morning stiffness: Stiffness in and around joints


lasting one hour before maximal improvement
(More than 6 week’s duration).

(b) Arthritis of three or more joints (at lest three joint


area, observed by Physician simultaneously having
pain with soft tissue swelling or joint effusion, not
just bony over growth) (More than 6 weeks duration).

(c) Arthritis of Hand joints (More than 6 weeks duration).

(d) Symmetric arthritis (More than 6 weeks duration).

196
(e) Presence of Rheumatoid Nodules

(f) Serum Rheumatoid factor- positive

(g) Typical Radiographic changes of arthritis on PA


view of hand & wrist radiograph that must include
erosions or unequivocal bony decalcification adjacent
to involve joints.

CRITERIA FOR EXCLUSION Yes (1) No (0)

3. Age below 35 and above 65 years.

4. Patients who develop secondary complication


of RA e.g. Pleuroperi cardial disease, severely
damage joint with bed ridden patients.

5. Any other serious illness e.g. Hepatic/ renal failure.

6. Patient with diagnosed other arthritis like Gouty arthritis,


tuberculosis arthritis etc.

7. Patient receiving any other method of treatment.

If Yes to Sl. No. 1 & 2 and No to Sl. No. 3 to 7 above, admit the subject to the trial.

If admitted, subject serial No. __________________

No. of packets issued: _________________________

Date:____________ Signature of the Doctor _______________________

197
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
CASE REPORT FORM II – HISTORY

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address ……………………………………..……………..........…………………………

8. Educational status: Illiterate (1) Read and Write(2) Primary School (3)

Middle School (4) High School (5) College (6)

Other (specify) (7) I.N.A. (8)

9. Occupation: Desk work(1) Field work (2)

Field work with physical labour (3)

Field work with intellectual (4)

Indicate nature of work: ...........................................................................

Total income of the family (in Rs.) ...........................................................

198
HISTORY OF PRESENT ILLNESS:

Chief complaints with duration (in days)

Yes (1) No (0) Duration


(in days)

10. Pain in Joints

If present, specify three major and three minor joints

11. Swelling in joints

If present, specify three major and three minor joints

12. Morning stiffness

13. Tenderness

14. Fever

FUNCTIONAL ASSESSMENT

15. Walking time (in seconds) __________________

16. Grip power in mm Hg:

Left hand Right hand

17. Pressing power in mm Hg

Left hand Right hand

18. Onset of disease Acute (1) Insidious (2)

19. Previous episodes Yes (1) No (0)

20. Duration of disease (in days)

Personal History:

21. Diet: Veg (1) Non-veg (2) Lecto-veg (3)

199
Addiction

22. Smoking Yes (1) No (0)

If yes specify: (a) Quantity [packs] _____________________

(b) Total Duration in years ________________

23. Tobacco Yes (1) No (0)

If yes specify: (a) Quantity_______________________

(b) Total Duration in years____________

24. Alcohol Yes (1) No (0)

If yes specify: (a) Quantity (ml) _________

(b) Total Duration in years_______________

25. Any other (specify) ________________

26. Menstrual history: Regular (1) Irregular (2)

If irregular, Specify___________________________

27. Duration of menstruation: Up to 5days (1) 5-7 days (2)

More than 7 days(3)

28. Quantity Normal (1) Abnormal (2)

If abnormal, Specify__________________________________

29. Prakriti: Vata (1) Pitta (2) Kapha(3)

Vata-Kaphaj (4) Vata-Pittaja (5) Pittaja-Kaphaja(6)

Sannipataj (7)

Physical Examination

30. Height: ___________________

31. Weight: ___________________

200
32. Pulse (per min) ____________

33. Blood Pressure (mm Hg) ___________

34. Body temperature (o F) _____________

35. Respiration rate (per min) _____________

36. Abnormal breathing sounds, specify____________

Systemic examination Normal (1) Abnormal (2)

37. CVS

If abnormal, details_____________________________________________

38. CNS

If abnormal, details ______________________________________________

39. Respiratory system

If abnormal, details ______________________________________________

40. Digestive system

If abnormal, details ______________________________________________

41. Urogenital system

If abnormal, details ______________________________________________

42. Vision

If abnormal, details ______________________________________________

Date: ______________ Signature of Investigator: ______________________

201
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
CASE REPORT FORM III - CLINICAL ASSESSMENT
(On 0th Day)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment:

HISTORY OF PRESENT ILLNESS:

Chief complaints with duration (in days)

Yes (1) No (0) Duration


(in days)

8. Pain in Joints

If present, specify three major and three minor joints

9. Swelling in joints

If present, specify three major and three minor joints

10. Morning stiffness

11. Tenderness

12. Fever

202
FUNCTIONAL ASSESSMENT

13. Walking time (in seconds) __________________

14. Grip power in mm Hg

Left hand Right hand

15. Pressing power in mm Hg

Left hand Right hand

Date: ______________ Signature of Investigator: _________________________

203
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA

CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN


RHEUMATOID ARTHRITIS

CASE REPORT FORM III - CLINICAL ASSESSMENT

(On 15th Day)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Assessment:

HISTORY OF PRESENT ILLNESS:

Chief complaints with duration (in days)

Yes (1) No (0) Duration


(in days)

7. Pain in Joints

8. If present, specify three major and three minor joints

9. Swelling in joints

10. If present, specify three major and three minor joints

11. Morning stiffness

12. Tenderness

13. Fever

204
FUNCTIONAL ASSESSMENT

14. Walking time (in seconds) __________________

15. Grip power in mm Hg

Left hand Right hand

16. Pressing power in mm Hg

Left hand Right hand

Date: ______________ Signature of Investigator: _________________________

205
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA

CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN


RHEUMATOID ARTHRITIS

CASE REPORT FORM III - CLINICAL ASSESSMENT

(On 30th Day)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Assessment:

HISTORY OF PRESENT ILLNESS:

Chief complaints with duration (in days)

Yes (1) No (0) Duration


(in days)

7. Pain in Joints

8. If present, specify three major and three minor joints

9. Swelling in joints

10. If present, specify three major and three minor joints

11. Morning stiffness

12. Tenderness

13. Fever

206
FUNCTIONAL ASSESSMENT

14. Walking time (in seconds) __________________

15. Grip power in mm Hg

Left hand Right hand

16. Pressing power in mm Hg

Left hand Right hand

Date: ______________ Signature of Investigator: _________________________

207
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA

CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN


RHEUMATOID ARTHRITIS

CASE REPORT FORM III - CLINICAL ASSESSMENT

(On 45th Day)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Assessment:

HISTORY OF PRESENT ILLNESS:

Chief complaints with duration (in days)

Yes (1) No (0) Duration


(in days)

7. Pain in Joints

8. If present, specify three major and three minor joints

9. Swelling in joints

10. If present, specify three major and three minor joints

11. Morning stiffness

12. Tenderness

13. Fever

208
FUNCTIONAL ASSESSMENT

14. Walking time (in seconds) __________________

15. Grip power in mm Hg

Left hand Right hand

16. Pressing power in mm Hg

Left hand Right hand

Date: ______________ Signature of Investigator: _________________________

209
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA

CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN


RHEUMATOID ARTHRITIS

CASE REPORT FORM III - CLINICAL ASSESSMENT

(On 60th Day)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Assessment:

HISTORY OF PRESENT ILLNESS:

Chief complaints with duration (in days)

Yes (1) No (0) Duration


(in days)

7. Pain in Joints

If present, specify three major and three minor joints

8. Swelling in joints

If present, specify three major and three minor joints

9. Morning stiffness

10. Tenderness

11. Fever

210
FUNCTIONAL ASSESSMENT

14. Walking time (in seconds) __________________

15. Grip power in mm Hg

Left hand Right hand

16. Pressing power in mm Hg

Left hand Right hand

Date: ______________ Signature of Investigator: _________________________

211
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
FORM IV – LABORATORY INVESTIGATIONS
(0th day)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment:

8. Stage of Assessment

Initial 4th week 8th week 12 th seek

9. Urine Examination:

Routine____________ Microscopic___________

10. Stool examination

Routine _____________ Microscopic____________

Ova/Cyst____________ Occult Blood____________

Blood Examination

11. TC (Cells/Cmm.): ______________________

12. DC P (%)______ L(%) ______ E(%)______M (%)_____B(%)______

13. Hb (g/dl) ____________________________

212
14. ESR (1st hour.)(mm) ____________________

15. Blood Sugar – PP (mg./dl): _______________

16. B.Urea (mg./dl): _____________________

17. S.Creatinine (mg./dl) _______________

18. Uric acid (mg./dl) ______________

19. C. Reactive protein _____________

20. RA factor (Latex fixation test)_____________

21. SGOT _________________

22. S.G.P.T _________________

23. S. Alkaline phosphatase ________________

24. Serum Bilirubin. ________________

25. X-ray chest PA view_________________

26. ECG 12 leads _________________

27. X-ray hand/foot/ limbs (before & after treatment) _________________

28. Any other Remarks _________________________________________________

213
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
FORM IV – LABORATORY INVESTIGATIONS
(60th day)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment:

8. Stage of Assessment

Initial 4th week 8th week 12 th seek

9. Urine Examination:

Routine____________ Microscopic___________

10. Stool examination

Routine _____________ Microscopic____________

Ova/Cyst____________ Occult Blood____________

Blood Examination

11. TC (Cells/Cmm.): ______________________

12. DC P (%)______ L(%) ______ E(%)______M (%)_____B(%)______

13. Hb (g/dl) ____________________________

214
14. ESR (1st hour.) (mm) ____________________

15. Blood Sugar – PP (mg./dl): _______________

16. B.Urea (mg./dl): _____________________

17. S.Creatinine (mg./dl) _______________

18. Uric acid (mg./dl) ______________

19. C. Reactive protein _____________

20. RA factor (Latex fixation test)_____________

21. SGOT _________________

22. S.G.P.T _________________

23. S. Alkaline phosphatase ________________

24. Serum Bilirubin. ________________

25. X-ray chest PA view_________________

26. ECG 12 leads _________________

27. X-ray hand/foot/ limbs (before & after treatment) _________________

Any other Remarks _________________________________________________

215
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
CASE RECORD FORM V
CONSOLIDATED DATA ON PERIODICAL OBSERVATIONS

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

Sl Subjective/ 0 day/BT 15th day 30th day 45thday 60th day


Tobjective Dt. Dt. Dt. Dt. Dt.
Parameters
Yes No Yes No Yes No Yes No Yes No
(1) (0) (1) (0) (1) (0) (1) (0) (1) (0)
1. Pain in joints
2. Swelling in
joints
3. Morning
stiffness
4. Tenderness
5. Fever
6. Walking time
(in second)
7. Grip power
in mm Hg

216
8. Pressing power
in mm Hg
9. Other Associated Symptoms if Any [Specify]

10. Adverse reactions


11. Burning Not
sensation in applicable
abdomen
12. Nausea Not
applicable
13. Diarrhoea Not
applicable
14. Skin rashes Not
applicable
15. TC (Cells/Cu.
mm.)
16. DC (%) 13. P 13. P
14. L Not Not Not 14. L
15. E applicable applicable applicable 15. E
16. M 16. M
17. B 17. B
17. ESR (mm / Not Not Not
1st hour.) applicable applicable applicable
18 Hb (g/dl)
(Cyanomet
hamoglobin
method)
19. C. Reactive
protein
20 RA factor (Latex
fixation test)
21. Liver function tests
22. S. Bilirubin

217
23. Total (mg/dl)
24. Direct (mg/dl)
25. SGPT (IU/L)
26. SGOT (IU/L)
27. S. Alkaline Not Not
phosphatase Applicable Applicable
(U/L)
28. S. Proteins
(Total) (g/dl)
29. Albumin (g/dl)
30. Globulin (g/dl)
31. Renal function tests
32. Blood urea Not Not
(mg/dl) applicable applicable
33. S. Creatinine
(mg/dl)
34. Urine Examination
Routine Not Not
Albumin (g/dl) applicable applicable
Globulin (g/dl)
Microscopic
RBC Not Not
Pus Cells applicable applicable
Epithelial Cells
35. Stool Examination
Occult Blood Not Not
applicable applicable
Ova/Cyst Not Not
applicable applicable
Microscopic
RBC Not Not
Pus Cells applicable applicable
Epithelial Cells

218
7. Overall clinical assessment

Improved (1) No change (2) Deteriorated (3)

8. Overall impression of well being by the Subject:

Improved (1) No change (2) Deteriorated (3)

9. Status of the subject:

Continuing: (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: _______________________________

Date: ______________ Signature of the investigator ___________________

Name of the investigator ______________________

219
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DRUG COMPLIANCE REPORT FORM – I
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
(To be filled by the trial participant)
(To be issued on 1st visit – 0 day and taken back on 2nd visit –15th day)

Registration No. of participant .....................................................................................................

Name of the participant ..................................................................................................................

Please come for next visit on ................................. (Date and time is to be filled by the Investigator)

Instructions to trial participant

• Please take tab. AYUSH-RA 2 gm. twice a day after food with a glass of luke warm water
(approx. 250 ml.) maintaining 12 hours gap in between.

• Please return the empty strip after taking medicine along with the compliance report duly
filled.

• Please come with empty stomach and bring breakfast along with you during next visit.

Day Date Morning dose (around 9 AM) Evening dose (around 9 PM)
Please put  Please enter Please put  Please enter
mark after the time mark after the time
taking the taking the
medicine medicine
1.
2.
3.
4.
5.

220
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.

Name of the participant .....................................................................

Date: ...........................................

Signature or Thumb impression of the participant ........................................

Signature of the Investigator with date ..........................................

221
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DRUG COMPLIANCE REPORT FORM – II
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
(To be filled by the trial participant)
(To be issued on 2nd visit – 16th day and taken back on 3rd visit –30th day)

Registration No. of participant .....................................................................................................

Name of the participant ..................................................................................................................

Please come for next visit on ................................. (Date and time is to be filled by the Investigator)

Instructions to trial participant

• Please take tab. AYUSH-RA 2 gm. twice a day after food with a glass of luke warm water
(approx. 250 ml.) maintaining 12 hours gap in between.

• Please return the empty strip after taking medicine along with the compliance report duly
filled.

• Please come with empty stomach and bring breakfast along with you during next visit.

Day Date Morning dose (around 9 AM) Evening dose (around 9 PM)
Please put  Please enter Please put  Please enter
mark after the time mark after the time
taking the taking the
medicine medicine
16.
17.
18.
19.
20.

222
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.

Name of the participant .....................................................................

Date: ...........................................

Signature or Thumb impression of the participant ........................................

Signature of the Investigator with date ..........................................

223
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DRUG COMPLIANCE REPORT FORM – III
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
(To be filled by the trial participant)
(To be issued on 3rd visit – 31st day and taken back on 3rd visit –45th day)

Registration No. of participant .....................................................................................................

Name of the participant ..................................................................................................................

Please come for next visit on ................................. (Date and time is to be filled by the Investigator)

Instructions to trial participant

• Please take tab. AYUSH-RA 2 gm. twice a day after food with a glass of luke warm water
(approx. 250 ml.) maintaining 12 hours gap in between.

• Please return the empty strip after taking medicine along with the compliance report duly
filled.

• Please come with empty stomach and bring breakfast along with you during next visit.

Day Date Morning dose (around 9 AM) Evening dose (around 9 PM)
Please put  Please enter Please put  Please enter
mark after the time mark after the time
taking the taking the
medicine medicine
31.
32.
33.
34.
35.

224
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.

Name of the participant .....................................................................

Date: ...........................................

Signature or Thumb impression of the participant ........................................

Signature of the Investigator with date ..........................................

225
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DRUG COMPLIANCE REPORT FORM – IV
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
(To be filled by the trial participant)
(To be issued on 3rd visit – 46th day and taken back on 4th visit – 60th day)

Registration No. of participant .....................................................................................................

Name of the participant ..................................................................................................................

Please come for next visit on ................................. (Date and time is to be filled by the Investigator)

Instructions to trial participant

• Please take tab. AYUSH-RA 2 gm. twice a day after food with a glass of luke warm water
(approx. 250 ml.) maintaining 12 hours gap in between.

• Please return the empty strip after taking medicine along with the compliance report duly
filled.

• Please come with empty stomach and bring breakfast along with you during next visit.

Day Date Morning dose (around 9 AM) Evening dose (around 9 PM)
Please put  Please enter Please put  Please enter
mark after the time mark after the time
taking the taking the
medicine medicine
46.
47.
48.
49.
50.

226
51.
52.
53.
54.
55.
56.
57.
58.
59.
60.

Name of the participant .....................................................................

Date: ...........................................

Signature or Thumb impression of the participant ........................................

Signature of the Investigator with date ..........................................

227
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL VALIDATION OF GUGGULU, SHUNTI & GUDUCHI IN
RHEUMATOID ARTHRITIS
RECIEPT

Received an amount Rs ____________________ (Rupees_______________________ only)


from_________________________ (name) Institute/unit/center_________________ (station)
on _________________________________________________________________ (date) for
visit no.____________________________________

Date: _______________ Name of participant: ______________________


Sl. No. _________________

Signature or Thumb impression: _____________


Signature of the Investigator: _______________

Signature of Account’s Personnel /Office Personnel

Signature of the Director/In charge

228
PROTOCOL FOR DOUBLE BLIND CLINICAL TRIAL
FOR THE TREATMENT OF OSETOPOROSIS

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

229
Blank

230
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR DOUBLE BLIND CLINICAL TRIAL FOR THE
TREATMENT OF OSETOPOROSIS

I. BACKGROUND
Pommer coined the term osteoporosis in 1885, which literally means increased porosity of
Bones.
It is described as a systemic skeletal disease characterized by low bone mass and micro
architectural detoriation of bone tissues with a consequent increase in bone fragility and susceptibility
to fracture. The magnitude of the problem has not been fully understood and the incidence of
osteoporosis is highly increased due to increased life span and greater awareness of the disease
since 1980 (Rosen et al, 1997). In recent study the following observations were made.
1) Osteoporosis1 occurs both in males and females in India.
2) Osteoporotic fractures occur more commonly in Indian males than females.
3) Osteoporotic fractures occur 10-20 years earlier in Indian men and women compared to
west (Wali, T.P. etal)
Certain factors like Genetic, personal life style factors like smoking, alcoholism lower
intake of calcium, non-exposure to sunlight and certain diseases predispose this disease.
In Ayurveda under the heading “Asthi kshaya” many signs and symptoms described can
closely be correlated with this clinical entity. This has also been treated with herbal and herbo
minerals since very remote past. In recent years the advancement in the field of Phytochemistry
and clinical trials, it has been evinced the role of certain herbals like Cissus quardrangularis in the
treatment of bone fracture. The phytochemical studies have also established the presence of
phytosterol, phytoestrogen and calcium. Embica officinalis is an anti-oxidant and thereby stabilizes
Vitamine-D metabolites or their conjugates present in the primary ingredient. Further it is
considered to promote collagen metabolism by virtue of its Vitamine-C like activity. Now
combination of Asthi Shrankhala( Cissus quardrangularis) and Amalki( Embica officinalis ) is
being taken up for study.

References
1. Harisson’s Principles of internal medicine, Volume-1, 14th Edition, International Editions, 1998, Published
by McGraw-Hill CompaniesInc.pp1208-1209
2. Bhaisajya Ratnavali, Chaukhamba Sanskrit Samsthan, Varanasi

231
In modern medicine this disease is managed with, Hormone replacement therapy and also
with calcium and Vitamin ‘D’ which is considered as anti resorptive and stimulator of Bone turn
over. But these drugs do have side effects like nausea, vomiting and diarrhea. In this contest the
natural calcium, which is safe, less toxic, and does not have any side effect will be taken for
study.
II. OBJECTIVES:
To assess the therapeutic efficacy of an Ayurvedic coded trial drug AYUSH B-caps in the
treatment of osteoporosis in comparison with standard control drug Calcium with Vitamin- D3.
III. CENTRES
CCRAS identified centers
IV. SAMPLE SIZE & METHODS
Groups : Two – trial and control [50 (25 male and 25 female) cases
in each group (Control drug will be made similar to trial
drug and one placebo draggee will be prescribed after
dinner)
Group-I : Trial drug
Group-II : Control drug
Trial Design : Double blind randomized
Drug/Dosage/Duation:
Trial drug : Coded drug AYUSH B –Two caps 500 mg each twice a
day.
Control drug : Control drug 500 mg twice a day.
Duration of : One year
Treatment
Period of Study : One year for each case.
Total duration : will be Two years to complete the study.
V. CRITERIA FOR INCLUSION
1. Age: Patients of both sexes above 45 years and up to 70 years.
2. B.M.D. T. Score below – 1.5

232
The cases for carrying out BMD T Score will be screened with the following targeted
patients:
1. Post menopausal woman with early menopause (40 years and below) and familial
prevalence.
2. Patients with osteopenia or spinal deformities on spine-x-rays.
3. Patients on long-term cortico steroids for more than six months.
4. Patients with history of osteoporosis related fractures.
VI. CRITERIA FOR EXCLUSION
1. Age below 45 and above 70
2. T. Score below –1.5
3. Primary Hyper parathyroidsim
4. Thyrotoxicosis
5. Addison’s disease
6. Cushing syndrome
7. Rheumatoid arthritis
8. Malabsorption syndrome
9. Chronic liver diseases
10. Organ transplantation
11. Chronic renal failure
12. Prolonged immobilization
13. Diabetes (Uncontrolled)
14. Cases undergoing treatment for osteoporosis
15. Cases undergoing treatment for any other serious illness.
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial there may be certain potential adverse threats like Kidney
stones, hypocalcaemia with renal insufficiency (milk alkali syndrome) and interference of calcium
with other essential nutrients. If any other side effects and other symptoms are observed then the
trial drugs will be withdrawn and will be treated symptomatically.

233
VIII. ROUTINE EXAMINATION AND ASSESSMENT
Clinical assessment will be done (O), at the end of 1st, 2nd and every subsequent month
till the completion of treatment (Form 2). The Lab investigations (Biochemical markers) will be
recorded before drug administration (O month) and after every two months till the completion of
trial (0, 2nd, 4th, 6th, 8th, 10th and 12th months i.e. the end of the treatment). The B.M.D. will be
done before and after the completion of the treatment.
IX. CRITERIA FOR ASSESMENT
30% or more in B.M.D. T. Score (above –1.5 level) increase will be considered as
significant improvement. .
X. STATISTICAL ANALYSIS
Data on BMD T-Score will be analyzed using appropriate statistical tools. (Null
Hypothesis: There is no significant difference between the BMD T-score in the treated group and
control group).
XI. TRIAL MONITORING AND DATA ANALYSIS
CCRAS, HQ’s Office New Delhi will monitor the progress of the trial
XII. ETHICAL REVIEW
Clearance certificate from Institutional Ethical Committee (IEC) or Head of the Institution
should be obtained before the Project is initiated. IEC/Head of the Institution should submit
patient’s information sheet and informed consent form along with project proposal for approval.
Both of these forms should be maintained in duplicate with one copy given to the patient at the
time of entry to the trial.

The change between two BMD can be expressed in the form of (%) percentage between two measurements
or by absolute change in gm/cm between two measurements.
Percentage change is calculated as I BMD – II BMD x 100
I BMD
= (%) percentage change.
Absolute change is calculated as I BMD – II BMD

Absolute change

234
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs. ___________ per visit.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the trial at CCRAS Hqrs. The investigators and technicians will be detailed
about the clinical trial conduct and laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

235
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR DOUBLE BLIND CLINICAL TRIAL FOR THE
TREATMENT OF OSETOPOROSIS
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the “Double blind clinical trial for the treatment of Osetoporosis”.

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

236
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL FOR THE TREATMENT OF
OSETOPOROSIS
PATIENT INFORMATION SHEET

What is the study about?


Osteoporosis is characterized by increased fragility and susceptibility to fracture. It is a
disease very common and there is increase in its incidence due to increased life span and
advancement in health delivery system. Osteoporotic fractures occur 10-20 years earlier in Indian
men and women compared to west. The life style changes have also bearing on the predisposition
of this disease. In Ayurveda system also the management is done through herbal medicines and
this clinical entity can be correlated with Asthi Kshaya. The drugs which are used for the treatment
of Osteoporosis some time causes side effects. In Ayurveda the efficacy of herbal drugs like Asthi
Shrankhala and Amalki have been observed in clinical trials.and now these drugs are being takenup
for study with modern medicine calcitrol in 100 cases (50 each group)
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately one year to complete. During this
period, you are expected to visit the hospital thirteen times. The interval between the first and
second visit will be around one month. After it, you are required to visit once in a month till the
completion of the treatment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, BMD Test (Bone Mineral Density). This is to make sure that you are eligible
for the study.
If you were found eligible, you would be put on trial treatment for one year. The daily
dosage will be 500mg twice. At each visit, you will be supplied with sufficient quantities of drugs
to last until your next visit. On completion of the treatment B.M.D. will be done again to asses the
effect of the treatment. Bio-chemical investigations will also be carried out one in every two
months.

To be translated into regional language.

237
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC FORMULATION IN
THE TREATMENT OF OSETOPOROSIS
CASE REPORT FORM I – SCREENING
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..………………………………………

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age between 45 and 70 years of either sex

2. Bone Mineral Density (B.M.D.)

CRITERIA OF EXCLUSION Yes (1) No (0)

3. Age below 45 and above 70

4. Primary hyper parathyroidsim

5. Thyrotoxicosis

6. Addison’s T. Score >-1.5 and <.4

7. Cushing syndrome

8. Rheumatoid Arthritis

9. Mal-absorption syndrome

10. Chronic liver diseases

238
11. Organ Transplantation

12. Chronic renal failure

13. Prolonged immobilization

14. Uncontrolled Diabetes

15. Cases undergoing treatment for osteoporosis

16. Cases undergoing treatment for any other serious illness

If ‘Yes’ to 1 and 2 & ‘No’ to 3 – 16 above, admit the subject to the trial. If admitted,

Subject serial No. ____

No. of packets issued: _________________________

Date:____________ Signature of the Doctor ___________________

239
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC FORMULATION IN THE
TREATMENT OF OSETOPOROSIS
CASE REPORT FORM II – HISTORY

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address ……………………………………..……………..........…………………………

8. Educational status: Illiterate (1) Read and Write(2) Primary School (3)

Middle School (4) High School (5) College (6)

Other (specify) (7) I.N.A. (8)

9. Occupation: Desk work(1) Field work (2)

Field work with physical labour (3)

Field work with intellectual (4)

Indicate nature of work: ...........................................................................

Addiction No (0) Yes (1)

10. Smoking

If yes specify: (a) Quantity (packs) _______________

(b) Total Duration in year’s _________

240
11. Tobacco

If yes specify: (a) Quantity ________________

(b) Total Duration in year’s _________

12. Alcohol

If yes specify: (a) Quantity (in ml/day) _________--_____

(b) Total Duration in year’s _________--_____

13. Prakriti: Vata (1) Pitta (2) Kapha (3)

Vata-Kaphaj(4) Vata-Pittaja(5) Pittaja-Kaphaja(6)

Sannipataj (7)

Physical Examination

14. Height (cm) ____________

15. Weight (kg) ____________

MEDICAL HISTORY No (0) Yes (1)

16. Pathological Fracture(After the age of 40 yrs or more)

If yes indicate: Date_______ Site__________ History of pain before fracture_________

17. Family History of Osteoporosis

If yes indicate relationship_______________________________________

18. Spinal Deformity

If yes indicate site_________ Date from which suffering__________

Menstrual History (For female patients): No (0) Yes (1)

19. Age in years at Menarche

20. Duration of menstrual period in days

21. Interval of menstrual period

22. Age in years at onset of menopause

241
SURGICAL HISTORY No (0) Yes (1)

23. Abdominal Surgery

24. Hysterectomy

25. Oophorectomy

26. Orthopedic Surgery

Drugs used (having bearing on Osteoporosis) No (0) Yes (1)

27. Steroids

If yes indicate duration (in months) _______ Doses_______

28. Anti convulsive

If yes indicate duration (in months) _______ Doses________

29. HRT Heparin/Warfarin

If yes indicate duration (in months) _______ Doses________

Clinical Symptoms No (0) Yes (1)

30. Skeletal Pain

If yes indicate Region______________ Duration in months ________

31. Kyphosis

32. Other clinical symptoms

If yes, specify (Symptoms & Duration) ________________________________________

33. Type of pain Acute (1) Chronic (2)

Date:_______________ Signature of the Investigator_________________

242
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC FORMULATION IN THE
TREATMENT OF OSETOPOROSIS
CASE REPORT FORM III -PERIODICAL OBSERVATION AND ASSESSMENT

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment:

8. Month of Assessment :

Initial (0) 1st month (1) 2nd month (2)

3rd month (3) 4th month (4) 5th month (5)

6th month (6) 8th month (7) 9th month (8)

10th month (9) 11thmonth (10) 12th month (11)

Clinical Symptoms No (0) Yes (1)

9. Skeletal Pain

If yes indicate Region______________ Duration in months ________________

10. Kyphosis

11. Other clinical symptoms

If yes, specify (Symptoms & Duration) _______________________________________

12. Type of pain Acute (1) Chronic (2)

Date: ___________ Signature of the Investigator _______________________

243
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC FORMULATION IN THE
TREATMENT OF OSTEOPOROSIS
CASE REPORT FORM IV-A – LABORATORY INVESTIGATIONS

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment:

8. Month of Assessment :

Initial (0) 2nd month (1) 4th month (2)

6th month (3) 8th month (4) 10th month (5)

12th month (6)

9. Serum Calcium__________________________________(mEg / 100 cc)


BONE TURNOVER
10. Alkaline phosphate________________________________(King & Amstrong units)
(Bone specific)
11. Osteo calcin (BGP) ________________________________(King & Amstrong units)
12. Procollagen peptides________________________________
BONE RESORPTION
13. Pyridinium cross links and some of________________________________
Type – I Collagen Break down products in serum
14. Serum Tartarate resistant________________________________________
Acid phosphatase

Date: _____________ Signature of the Investigator: ______________

244
ANORECTAL DISORSERS

SECTION - IV

245
Blank

246
MULTI CENTRIC OPEN CLINICAL TRIAL ON THE
MANAGEMENT OF FISSURE-IN-ANO (PARIKARTIKA)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

247
Blank

248
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL ON THE MANAGEMENT OF
FISSURE-IN-ANO (PARIKARTIKA1)

I. BACKGROUND
An Anal Fissure is a tear in the skin around the opening of the Anus1. It can cause sharp
pain, especially when opening the bowels. Anal Fissure is thought to be a common disorder for
which many people do not seek medical advice. The internal anal sphincter is thought to play a
key role in the development of an Anal Fissure. This is one of two muscles that control the
opening of the anus. Both muscles need to relax in order to pass a stool. Unlike the exterior anal
sphincter, which can be tensed or relaxed voluntarily, there is no voluntary control of the internal
sphincter. Because of the pain of a fissure, the internal anal sphincter may go into spasm - causing
a raised pressure within the anus. This excess pressure makes it harder to pass a stool, making
constipation worse, and contributing to a vicious circle. The spasm of the internal anal sphincter
can also restrict the blood supply to the anal skin, which reduces its ability to heal.
The condition Parikartika has been mentioned in the Ayurvedic literature as one of the
fifteen kinds of disorders which may result from an injudicious use of purgatives owing to the
ignorance of the physician or of the patient. Improperly done virechana karma (purgatives)
aggravates the Vata & Pitta that gives rise to a sort of cutting, sawing pain in the anus, penis,
umbilical region and the neck of the bladder (Vasti). The omission of flatus is arrested the Vayu
lies incarcerated in the abdomen and relish for food vanishes.
Application of Creams or Ointments that contain local anaesthetics (eg lidocaine) or
steroids (eg hydrocortisone) and an injection of outline toxin (Botox), anal dilatation,
sphincterotomy, and fissurectomy (chronic fissure) are usually in practice. But these procedures
have sometimes associated with some complications like post operative anal stenosis, sphincter
incontinence etc. To overcome such problems and to provide cheap, simple, ambulatory and
effective treatment, different treatment modalities have been kept on trial on the basis of the
treatment mentioned in the ancient literature and also based on the preliminary work done in the
management. Earlier workers have tried Kaseesadi Taila Vasti, Jatyadi Ghtrita per rectal
application, hot sitz bath and a laxative, taking lead from the ancient classics especially descriptions
described about the use of Picchavasti and Anuvasana Vasti in the treatment of parikartika.
Though different regimens have proved to be efficacious in the treatment of fissure-in-ano, patients

References
1. Charak Siddhi sthana 6/29

249
feel difficulty in pushing of Kaseesadi Taila in to the anal canal. Sometimes there was an
immediate spillage of oil after pushing due to spasm of the sphincter. More over it was found
difficult to assess which procedure was more effective in the combined therapy of pushing of oil
and application of ghee manually per rectally. In order to see the efficacy of various procedures
individually, it was thought to try different therapeutic regimens in present study beside the
development of a novel method of dilatation of anal canal to see the effect of different procedures
/ drugs in the management of fissure-in-ano.
II. OBJECTIVES
• To provide symptomatic relief in shorter duration
• To provide healing to the fissure-in-ano
• To find out a simple, amble, safe & cost effective therapeutic regimen or procedure in the
management of fissure-in-ano
III. CENTRES
CCRAS identified Centers.
IV. SAMPLE SIZE AND METHODS
Sample size : 40 subjects per centre
Trial Drug /Dosage :
Group: I
• Triphala churna; 5gm with warm water daily at bedtime for 28 days
• A novel method of Anal dilatation for 07 days
• Hot Sitz bath for 28 days Anal dilatation:
A self retaining Foley’s rubber catheter no. 18 is smeared with 2% lignocaine jelly and
inserted in the anal canal up to 4 cm. from the tip and on the first day the bulb is inflated with 5
ml of water and gently pull the catheter downward till it sustains maximum resistance and the
catheter is allowed to stay in position for one minute. Then the water is withdrawn from the bulb
and the catheter is removed from the anal canal. After removing the catheter the patient is given
hot sitz bath for two minutes. The catheter is sterilized properly and reused in the same patient for
next sittings.
The procedure remains unchanged except in the increase in the volume of the water from
5ml to different volumes as indicated below:
Day 1 : 5ml

250
Day 2 : 7ml
Day 3 : 10ml
Day 4 : 15ml
Day 5 : 20ml
Day 6 : 20ml
Day 7 : 20ml
Group: II
• Triphala churna; 5gm with warm water daily at bed time for 28 days
• Anal dilatation with Jatyadi Ghrita for 07 days
• Hot Sitz bath for 28 days
Anal dilatation:
Take sufficient quantity of Jatyadi Ghritam in a sterile bowl. Initially the little finger (goved)
is well smeared with the Ghritam and gently inserted in the Anal Canal watching the resistance
produced by the sphincter. Care should be taken to push the finger always against the non-ulcer
wall of the Anal Canal and inwards. After the little finger is inserted in to the canal allow to remain
the finger in the canal for one minute. Then the finger is withdrawn slowly and then index finger is
inserted following the same principle and wait for two minutes. Then index and middle fingers are
inserted together and kept for three minutes in the canal. Care should be taken that the fingers
and the anal canal are well lubricated with the Ghritam. After the procedures are completed the
patient is allowed hot sitz bath for three minutes. The same procedure is to be carried out for
seven days.
Group: III
• Triphala Churna; 5gm with warm water daily at bed time for 28 days
• Hot Sitz bath for 28 days
• Application of Jatyadi Ghrita (P/R) (without dilatation) for 07 days
Application of Jatyadi Ghrita (P/R)
The patient is first asked to take hot sitz bath then with the help of gloved little finger the
Jatyadi Ghritam is applied gently in the Anal Canal without applying much pressure in the Canal.
The same procedure is to be carried out for seven days.

251
Duration of the trial : Total six weeks: (28 days as per the schedule
given under each group and last two weeks
follow-up without any medication.
Design of the Study : Open trial
V. CRITERIA FOR INCLUSION
Selection of cases : Any age of either sex with complains of Pain with or without
bleeding per rectum during and/or after the defecation with or without other symptoms like, itching,
discharge, constipation, with /or without pain are examined and confirmed by peri-anal
examination are admitted for the study.
The cases are randomly selected irrespective of age, sex, chronicity, Prakriti and type of
fissure.
VI. CRITERIA FOR EXCLUSION
The cases associated with malignancy were excluded from the study.
VII CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition or any serious adverse
events which requires urgent treatment or if patients themselves want to withdraw from the study,
such subjects may be withdrawn from the trial.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of screening, history and physical examination of the subjects will be
recorded as per case record form I & II. Clinical and physiological assessment in form III and
laboratory investigations in forms IV will be done regularly.
IX. CRITERIA OF ASSESSMENT
Since the pain is the main symptom in Fissure-in-ano, a total number of days taken to
heal the ulcer with alleviation of pain and associated symptoms are noted and results are assessed
in the following manner.

Sl. Response Response Description


Duration
1 Complete < 7 days When there is complete relief in pain during/after
Response defecation without any bleeding within 7 days of the
therapy started. No recurrence thereafter up to 6 weeks
of the follow-up.

252
2 Partial 08 – 14 When there is complete relief in pain during/after
Response days defecation without bleeding after 7 days but before 14
days of the therapy and no recurrence thereafter up to 6
weeks of the follow-up.
3 Poor 15 – 21 Complete relief in pain after 14 days but before 21 days
Response days of the treatment without bleeding and recurrence
thereafter up to 6 weeks of the follow-up.
4 No 22 days & When there is any relief in pain or partial relief or relief
Response above in pain after 22 days of the therapy and/or recurrence
thereafter.
5 Drop-out Drop-out Discontinuation of the treatment during the trial due to
development of any complications & aggravation of the
disease.

X. STATISTICAL ANALYSIS
Data on intensity of pain, duration of pain will be tabulated and analysed by using
appropriate statistical methods.
However the data of each case will have to be communicated on completion of trial
therapy to the Statistical Officer of CCRAS through e-mail.
XI. TRIAL MONITORING AND DATA ANALYSIS:
The progress of the trial will be monitored by field visits by monitoring unit of CCRAS.
Data analysis will be undertaken at the Monitoring Unit of CCRAS.
XII. ETHICAL REVIEW:
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee
(IEC) of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal for
approval by IEC. Both will be maintained in duplicate with one copy given to the patient at the
time of entry to the trial.
B. Data and Safety Monitoring Board: A Data and safety monitoring board (DSMB)
at Hqrs. will carefully monitor the data and side effects during the period of study and put in a
place where by prompt reporting of adverse events occur. The data will be reviewed as every 20
participants entered the study and administered the trial drugs. The research team will report
immediately to the PI and Data Monitoring Board 1) any life threatening conditions whether they
are perceived to be study related or not. The Board decides whether the adverse effects warrant

253
discontinuation of the study protocol. Protocols will be written and approved for the treatment of
study related adverse events
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs.______ /- per visit i.e., on the 1st day of recruitment after
screening, 3rd week, & 6th week (3 times)
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators involved in the
multicentric trial at CCRAS Hqrs. New Delhi. The investigators will be detailed about the clinical
trial conduct and laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed Tabs /Government Institutes under
intimation to this Council observing requisite codal formalities.

254
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the Investigator ___________
Name: ____________________________

CONSENT BY SUBJECT

I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.

I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.

I, exercising my free power of choice, hereby give my consent to be included as a subject


in the clinical trial on “Multi centric open Clinical trial on the management of Fissure-in-
ano (Parikartika).”

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

255
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL ON THE MANAGEMENT OF
FISSURE-IN-ANO (PARIKARTIKA)
PATIENT INFORMATION SHEET

What is the study about? What is an Anal Fissure?


An anal fissure is a small tear in the lining of the Anal Canal. This type of tear may
develop in adults from passing hard or large stools during bowel movements. Anal Fissure is also
common in infants between 6 and 24 months. Anal Fissures are less likely to develop in older
children.
An Anal Fissure may cause you to experience pain and bleeding. More than 90 percent
heal without surgery, and you can use topical creams or suppositories to provide relief as they
heal. Anal fissures that fail to heal may become chronic and cause considerable discomfort. Certain
Ayurvedic formulations and procedures were proved to be effective in the management of fissure-
in-ano.
What are signs and symptoms of an anal fissure?
The main signs and symptoms of an anal fissure include:
• Pain or burning during bowel movements that eases until the next bowel movement
• Bright red blood on the outside of the stool or on toilet paper or wipes after a
bowel movement
• Itching or irritation around the anus
• A visible crack in the skin around the anus
When to see a doctor?
See your doctor if you have pain during bowel movements or blood on stools or toilet
paper after a bowel movement.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately six weeks. During treatment period,
you are expected to visit the hospital daily from day one to seven days then on 14th, 21st, 28th,
35th & 42nd day.

256
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, required objective tests and laboratory investigations will also be done.
If you are found eligible, you would be put on trial treatment for six weeks.
At each visit, you will be supplied with sufficient quantities of drugs to last until your next
visit. If any adverse reactions like skin allergy, nausea, vomiting and palpitation/tremor etc., noticed
during the treatment period, this should be noticed to the doctor who is treating you.

To be translated into regional language.

257
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL ON THE MANAGEMENT OF
FISSURE-IN-ANO (PARIKARTIKA)
CASE RECORD FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)
CASE REPORT FORM-I: SCREENING

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..………………………………………

CRITERIA FOR INCLUSION Yes (1) No (0)

1 Pain or burning sensation during or after defaecation

2 Bleeding per rectum during or after defaecation

3 Associated with Itching or irritation around the anus

4 A visible crack in the skin around the anus (Fissure-in-ano)

5 Bright red blood on the outside of the stool or on the toilet paper

6 Constipated bowels

CRITERIA OF EXCLUSION:

7 History of malignancy

A patient is eligible for admission to the trail

If Sl. No. 1 – 6 is ‘Yes’ and Sl. No. 7 are ‘No’

If recruited, subject serial No: ______________

Date: __________________ Signature of the investigator: _______________________

258
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL ON THE MANAGEMENT OF
FISSURE-IN-ANO (PARIKARTIKA)
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment:

8. Address ……………………………………..……………..........…………………………

9. Educational status: Illiterate 1 Read and Write 2 Primary School 3

Middle School 4 High School 5 College 6

Other (specify) 7 I.N.A. 8

10. Occupation: Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work: ...........................................................................

11. Family income per month in Rs. Rs. Income per capita in Rs.

12. Religion: Hindu 1 Muslim 2 Sikh 3

Christian 4 Parsi 5

13. Dietary Pattern: Vegetarian Non-Vegetarian

259
14. Likes: __________________________________________________________________

15. Habits: Smoking Drinking Chewing Pan

Tobacco

HISTORY Yes (1) No (0) Duration


(in days)

16. Chronic illness:

17. Allergy:

18. Surgery:

19. Communicable diseases

FAMILY HISTORY

20. Type of family: Nuclear No. of persons:

Joint: No. of persons:

Yes (1) No (0)

21. Diseases: Chronic illness:

Hypertension:

Diabetes:

Genetic disorders:

If yes, specify: __________________________________________________

Psychiatric disorder:

Other:

22. History of recent delivery (in case of female): ___________________________________

HISTORY OF PRESENT COMPLAINTS Yes (1) No (0)

23. Pain or burning sensation during or after defaecation

24. Bleeding per rectum during or after defaecation

260
25. Associated with Itching or irritation around the Anus

26. A visible crack in the skin around the Anus (Fissure-in-ano)

27. Bright red blood on the outside of the stool or on


the toilet paper

28. Constipated bowels

29. Medication: Yes (1) No (0)

a. Whether received any treatment previously

b. Any surgical interventions made for any disease

CLINICAL EXAMINATION Yes (1) No (0)

General Examination

30. Blood Pressure: TPR:

31. Height

32. Weight

33. Chest : Auscultation: Heart: Lungs:

34. Abdomen:

35. Extremities - Inspection: Clubbing of fingers

Pedal Oedema: Varicose veins:

Local / Peri-anal Examination:

1. Condition of skin around anus:


12 0
2. Condition of the fissure :

Acute Chronic

Presence of Sentinel pile : Yes / No


90 30
Position of the fissure o clock position:
60
No. of fissures :

261
3. Digital examination

Tenderness Present / Absent

Sphincter tone:

Hyper tonic /Normal /Hypo tonic

Any mass palpated in the canal

4. Anoscope/Proctoscopic examination (not in Acute cases)

Treatment:

Group: I

• Triphala churna: 5gm with warm water daily at bed time for 28 days

• A novel method of Anal dilatation for 07 days

• Hot Sitz bath for 28 days Anal dilatation:

A self retaining Foley’s rubber catheter no. 18 is smeared with 2% lignocaine jelly and
inserted in the Anal canal up to 4 cm. from the tip and on the first day the bulb is inflated with 5
ml of water and gently pull the catheter downward till it sustains maximum resistance and the
catheter is allowed to stay in position for one minute. Then the water is withdrawn from the bulb
and the catheter is removed from the Anal canal. After removing the catheter the patient is given
hot sitz bath for two minutes. The catheter is sterilized properly and reused in the same patient for
next sittings.

The procedure remains unchanged except in the increase in the volume of the water from
5ml to different volumes as indicated below:

Day 1 : 5ml

Day 2 : 7ml

Day 3 : 10ml

Day 4 : 15ml

Day 5 : 20ml

Day 6 : 20ml

262
Day 7 : 20ml

Group: II

• Triphala churna; 5gm with warm water daily at bed time for 28 days

• Anal dilatation with Jatyadi Ghrita for 07 days

• Hot Sitz bath for 28 days

Anal dilatation:

Take sufficient quantity of Jatyadi Ghritam in a sterile bowl. Initially the little finger (goved)
is well smeared with the Ghritam and gently inserted in the Anal canal watching the resistance
produced by the sphincter. Care should be taken to push the finger always against the non-ulcer
wall of the Anal canal and inwards. After the little finger is inserted in to the canal allow to remain
the finger in the canal for one minute. Then the finger is withdrawn slowly and then index finger is
inserted following the same principle and wait for two minutes. Then index and middle fingers are
inserted together and kept for three minutes in the canal. Care should be taken that the fingers
and the anal canal are well lubricated with the Ghritam. After the procedures are completed the
patient is allowed hot sitz bath for three minutes. The same procedure is to be carried out for
seven days.

Group: III

• Triphala churna; 5gm with warm water daily at bed time for 28 days

• Hot Sitz bath for 28 days

• Application of Jatyadi Ghrita (P/R) (without dilatation) for 07 days

Application of Jatyadi Ghrita (P/R)

The patient is first asked to take hot sitz bath then with the help of gloved little finger the
Jatyadi Ghritam is applied gently in the Anal canal without applying much pressure in the canal.
The same procedure is to be carried out for seven days.

Remarks:

Signature of the Investigator

263
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL ON THE MANAGEMENT OF
FISSURE-IN-ANO (PARIKARTIKA)
CASE REPORT FORM III -PERIODICAL OBSERVATION AND ASSESSMENT
CASE REPORT FORM III – CLINICAL ASSESSMENT
(From day one to seventh day and subsequently on 14th, 21st, 28th, 35th &
42nd day)
Separate form should be used on each visit
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Day of Assessment: 1st, 2nd, 3rd, 4th, 5th, 6th, 7th, 14th, 21st, 28th, 35th & 42nd day

CLINICAL ASSESSMENT CHART: (Mention ‘Y’ for Yes, ‘N’ for No)

FOLLOW UP
Symptoms & Signs: Initial First month Second month Third month
Abdominal pain
-Day of onset
-Intensity
-Relief after passage
of clots
-Nature of pain
-Toda

264
- Bheda
- Sula
Low back pain
-Day of onset
-Intensity
-Relief after passage
of clots
-Nature of pain
-Toda
- Bheda
- Sula
Pain in lower limbs
Nausea / Vomiting
Constipation
Giddiness
Tenderness on palpation
Breast tenderness
Diarrhea
Headache
Fainting

Drug Compliance Chart: 100% 75-99% 50-74% <50%


1.
2.
3.
Complications if any:
Outcome of Trial:
13. Status of the patient:
Completed:
Drop out: Reason: ____________________________
Died: Cause______________________________

Date: Signature of the Investigator

265
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MLTI CENTRIC OPEN CLINICAL TRIAL ON THE MANAGEMENT OF
FISSURE - IN ANO (PARIKARTIKA)
CASE REPORT FORM IV - A - LABORATORY INVESTIGATIONS
(On Day 1)
(Enter a in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the Subject: ...........................................................................................................

4. Date of Birth: Age (in yrs.) :

5. Address ................................................................................................................................

6. Date of Assessment :

7. Urine Examination

Routine: _______________________ Microscopic: ___________________

8. Stool examination

Routine: _______________________ Microscopic: ___________________

Occult Blood: __________________ Ova/Cyst: ___________________

Blood Examination

9. TLC (Cells/Cmm.): _______________

10. DLC: P _____ (%) L _____ (%) E ______ (%) M _____ (%) B ______(%)

11. ESR (mm / 1st hour.) __________

12. Hb (g/dl) (Cyanmethaemoglobin method) ____________________

13. General Blood Picture for morphology of RBC ______________________

Normocytic Normochromic /Microcytic Hypochromic /Macrocytic Normo/hypochromic

266
Liver function tests

14. S. Bilirubin (mg/dl)

15. SGPT (IU/L)

16. SGOT (IU/L)

17. S. Alkaline phosphatase (KA unit)

18. S. proteins (gm/dl)

Renal function tests

19. Blood urea (mg/dl)

20. S. Creatinine (mg/dl)

Date: _____________ Signature of investigator _______________________________

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL ON THE MANAGEMENT OF
FISSURE-IN-ANO (PARIKARTIKA)
(On Day 35)
CASE RECORD FORM IV-PERIODICAL OBSERVATION AND ASSESSMENT
FORM IV-B – LABORATORY INVESTIGATIONS

(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address: ...............................................................................................................................

8. Date of Assessment:

9. Hb (g/dl) (Cyanomethaemoglobin method) ____________________

10. General Blood Picture for morphology of RBC ______________________

Normocytic Normochromic /Microcytic Hypochromic /Macrocytic Normo/hypochromic

Date: _____________ Signature of investigator _______________________

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL ON THE MANAGEMENT OF
FISSURE-IN-ANO (PARIKARTIKA)
CASE RECORD FORM V-CONSOLIDATED DATA ON PERIODICAL
OBSERVATIONS
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address: ...............................................................................................................................

8. Date of Assessment:

Sl Subjective/ objective 0 day/BT 15th day 30th day 45thday/AT


Parameters Dt. Dt. Dt. Dt.
1. M.C.V. (Fl)
2. Serum iron (ìg/dl)
3. Serum ferritin (ìg/dl)
4. Hb (g/dl) (Cyanomet
haemoglobin method)
5. PCV (%)
6. General Blood Picture
for morphology of
RBC
Normocytic
Normochromic

269
Microcytic Hypochromic

Macrocytic Normo/
hypochromic
7. Liver function tests
S. Bilirubin (mg/dl)
SGPT (IU/L)
SGOT (IU/L)
S. Alkaline phosphatase
(KA unit)
S. Proteins (gm/dl)
8. Renal function tests
Blood urea (mg/dl)
S.Creatinine(mg/dl)

9. Overall clinical assessment

Improved No change Deteriorated

10. Overall impression of well being by the Subject:

Improved No change Deteriorated

Status of the patient:

Continuing

Drop out Reason: _____________________________

Died Cause: _______________________________

Date: ______________ Signature of investigator _________________________

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COMPARATIVE CLINICAL EVALUATION OF SELECT
AYURVEDIC TREATMENT MODALITIES IN THE
MANAGEMENT OF ARSHA

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

271
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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF SELECT AYURVEDIC
TREATMENT MODALITIES IN THE MANAGEMENT OF ARSHA

I. BACKGROUND
Concept of Arsha as described in Ayurveda is quite wider. ‘Arsha’ includes a variety of
conditions pertaining to Ano-rectal and other parts/organs of the body. Present study includes
conditions pertaining to Ano-rectal Arsha. Only Sushruta has described four fold methods of
treatments of Arsha (Su. Ci. 6), which are Bheshaja, Kshara, Agni and Shastra. Bheshaja i.e.
Medical/conservative treatment includes various Ayurvedic medicines which decrease intra-
abdominal pressure, act as mild laxatives and thus give relief in the particular situation. Some other
Oils/like Kashishadi taila when used locally (Lekhana) imparts relief in Arsha. The commonly used
medicines are – Abhayarishta, Draksharishta, Satsakara churna, Triphala churna, Satpushpadi
churna etc. Locally Kashishadi tila and inflammatory conditions Jatyadi taila are prescribed.
In certain other cases Ksarakarma and Ksharasutra are used effectively. Plain thread
ligation of prolapsible internal haemorrhoids is also a popular method of treating the haemorrhoids
on OPD basis (Sharma, 1999). Raktavasecana, Agnikarma and Shastrakarma are some other
methods. However the Shastrakarma needs general/spinal anaesthesia. Bheshaja (Medicine)
treatment is the most suitable treatment in the Arsha of:
• Rectal origin
• History of mild/moderate bleeding
• Small, negligible or invisible haemorrhoidal mass
• Associated with diarrhoea/dysentery

References
1. Baily and Love – Short practice of surgery, 24th Edition, 2004, Arnold Publication, London
2. Charaka Samhita, Chikitsa Sthana, Arsha Chikitsa, Chapter–15, Vidyotini Hindi Vyakhya by Pt.
Kashinath, Choukhamba Orientalia, Varanasi
3. Bhaisajya Ratnavali, Krimiroga Chikitsa Prakarana, Chaukhamba Sanskrit Samsthan, Varanasi
4. Ambika Dutta Sashtri(1989) Susruta samhita (text with Hindi commentary) Nidana Arshonidana
2nd Chapter, Chi. 6th Chapter, VIIth Edition Chaukhamba Sanskrit Series Office, Varanasi.

273
It is safe and easily available method to prescribe medicines and patient’s acceptability is
good. Bheshaja chikitsa can however be mixed with other techniques or therapeutic measures.
Piles (haemorrhoids – internal haemorrhoids arise in the upper Anal Canal and lower rectum form
the internal various haemorrhoidal plexus. They enlarge to involve the skin-lined lower Anal Canal
and the external haemorrhoidal venous plexus to become visible externally.
Bright red bleeding is common as is prolapse of the piles on defecation, discomfort,
mucuous discharge and partial incontinence. The patient is investigated by proctoscopy and tehn
by sigmoidoscopy to ensure that no other lesion is responsible for the bleeding. Symptomatic piles
are treated on an out patient basis by injection of sclerosant or by rubber band ligation.
Haemorroide ctomy is reserved for more severe cases.
II. OBJECTIVE
Bhesaja, Ksarakarma, Raktavasecana, Agnikarma and Sastrakarma are the measure
adopted to treat Arsha Roga (Haemorrhoids) as described in Ayurvedic texts. The present study
is aimed at reducing the effect of some Ayurvedic medicines oral and local upon Gudarsh (Piles)
in various groups for comparison. The therapy so planned is non-invasive and may give relief to
a patient while keeping him active (at O.P.D. levels).
III. CENTRES:
Identified centres of CCRAS,New Delhi .
IV. SAMPLE SIZE AND METHODS:
Sample Size : 90 patients (30 patients in each group)
Trial Drug/Dosage/Duration
Group I : Kankayan Vati : 500 mg thrice a day
Triphala Churna : 5 gm at bed time
Kaseesadi Taila : 2 ml locally before defecation
Group II : Kravyadi Rasa : 500 mg thrice a day
Triphala Churna : 5 gm at bed time
Kaseesadi Taila : 2 ml locally before defecation
Group III : Kankayan Vati : 500 mg thrice a day
Kravyadi Rasa : 500 mg thrice a day along with
Abhayarishta : 15 ml thrice a day
Kaseesadi Taila : 2 ml locally before defecation

274
Diet
Normal diet
Design of the study – Single blind open trial.
Duration of the Study - 21 days drug therapy with a follow up for every 15 days upto 3
months
V. CRITERIA FOR INCLUSION
1) Age > 5 years
2) Sex-either-sex
3) Fresh/previously operated
4) Painful/painless
5) Bleeds/does not bleed
6) Ano-rectal Arsha only/pertaining to Ano-rectal
7) Pile mass palpated/seen by P/R exam or proctoscopy
VI. CRITERIA OF EXCLUSION
1) Patients with malignancy
2) Incontinence of stool
3) Corrhosis liver-portal hypertension
4) Tuberculosis/Diabetes/Systemic disease
5) Bleeding diathesis
6) Multiple haemorrhoids/externo-internal haemorrhoids
VII. CRITERIA FOR WITHDRAWAL
(i) Discontinuation of treatment during trial
(ii) Development of any complication
(iii) Aggravation of the disease symptoms
(iv) Any side effect of the drug
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of screening, history and physical examination of the subjects will be
recorded as per case report form I & II. Clinical and physiological assessment in form III and

275
laboratory investigations i.e. Urine Routine & Microscopic, Stool Routine & Microscopic, TLC,
DLC, ESR, Hb%, B.T., C.T., P.T., Blood Sugar Fasting &PP, Proctoscopy, Sigmoidoscopy will
be done.
IX. CRITERIA FOR ASSESSMENT
Assessment will be done as per proforma after three months of regular treatment. However
the patients are to be reviewed after every 15 days.
Good Response
Complete disappearance of known symptomatology in absence of any other complication
with considerable regression in the size of pile mass.
Fair response
50% and above relief in presenting symptomatology of the disease with no/negligible
change in the size of pile mass.
X. TRIAL MONITORING AND STATISTICAL DATA ANALYSIS
Progress of the study can be mentioned by the clinicians by P/R exam or proctoscopy.
Improvement in symptoms can also be assessed and the data analyzed statistically.
XI. ETHICAL REVIEW:
Institutional Ethical Committee (IEC): The proposal will be placed before Institutional
Ethical Committee (IEC) of trial center for getting clearance certificate before the project is
initiated. Patient’s information sheet and informed consent form will be submitted along with project
proposal for approval by IEC.
XII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs.…… /- per visit.
XIII. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term training will be provided to the Investigators and Laboratory personnel
involved in the multi-centric trial at CCRAS Hqrs., New Delhi. The investigators and technicians
will be detailed about the clinical trial conduct and laboratory procedures in order to maintain the
uniformity.
XIV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following Codal formalities.

276
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the Investigator ___________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Comparative Clinical Evaluation of select Ayurvedic Treatment
Modalities in the Management of Arsha”.

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

277
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF SELECT AYURVEDIC
TREATMENT MODALITIES IN THE MANAGEMENT OF ARSHA
PATIENT INFORMATION SHEET

What is the study about?


Concept of Arsha as described in Ayurveda is quite wider. ‘Arsha’ includes a variety of
conditions pertaining to Ano-rectal and other parts/organs of the body. Present study includes
conditions pertaining to Ano-rectal Arsha. Only Sushruta has described four fold methods of
treatments of Arsha (Su. Ci. 6), which are Bheshaja, Kshara, Agni and Shastra. Bheshaja i.e.
Medical/conservative treatment includes various Ayurvedic medicines which decrease intra-
abdominal pressure, act as mild laxatives and thus give relief in the particular situation. Some other
oils/like Kashishadi taila when used locally (Lekhana) imparts relief in Arsha. The commonly used
medicines are – Abhayarishta, Draksharishta, Satsakara churna, Triphala churna, Satpushpadi
churna etc. Locally Kashishadi tila and inflammatory conditions Jatyadi taila are prescribed.
In certain other cases Ksharakarma and Ksharasutra are used effectively. Plain thread
ligation of prolapsible internal haemorrhoids is also a popular method of treating the haemorrhoids
on OPD basis (Sharma, 1999). Raktavasecana, Agnikarma and Shgstrakarma are some other
methods. However the Shastrakarma needs general/spinal anaesthesia. Bheshaja (Medicine)
treatment is the most suitable treatment in the Arsha of:
• Rectal origin
• History of mild/moderate bleeding
• Small, negligible or invisible haemorrhoidal mass
• Associated with diarrhoea/dysentery
It is safe and easily available method to prescribe medicines and patient’s acceptability is
good. Bheshaja chikitsa can however be mixed with other techniques or therapeutic measures.
Piles (haemorrhoids – internal haemorrhoids arise in the upper Anal Canal and lower rectum form
the internal various haemorrhoidal plexus. They enlarge to involve the skin-lined lower anal canal
and the external haemorrhoidal venous plexus to become visible externally.
Bright red bleeding is common as is prolapse of the piles on defecation, discomfort,
mucuous discharge and partial incontinence. The patient is investigated by proctoscopy and tehn
by sigmoidoscopy to ensure that no other lesion is responsible for the bleeding. Symptomatic piles
are treated on an out patient basis by injection of sclerosant or by rubber band ligation.
Haemorroide ctomy is reserved for more severe cases.

278
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 90 days. During treatment period,
you are expected to visit the hospital six times i.e. on 15th, 30th, 45th, 60th, 75th and 90th day for
clinical and physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a
complete physical examination, required objective tests and laboratory investigations will
also be done.
If you are found eligible, you would be put on trial treatment for 90 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principle Investigator.

To be translated into regional language.

279
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF SELECT AYURVEDIC
TREATMENT MODALITIES IN THE MANAGEMENT OF ARSHA
CASE REPORT FORM I – SCREENING

1. Name of the patient ....................................................... Age .................. Sex ...................

. Address: ..............................................................................................................................
..............................................................................................................................

2. Centre

3. Code No. (of clinical trial)

4. Group No. First Second

Third Fourth

CRITERIA FOR INCLUSION YES NO

5. Age > 5 years

6. Ano-Rectal Arsha (Haemorrhoids)

7. Arsha seen on P/R proctoscopy

8. Bleed/does not bleed

9. Painful/Painless

10. Fresh/Previously operated

CRITERIA FOR EXCLUSION YES NO

11. Patient with malignancy

12. Incontinence of stool

13. Cirrhosis liver-portal hypertension

14. Tuberculosis/Diabetes/Systemic disease

15. Bleeding diathesis

280
16. Multiple haemorrhoids/externo internal haemorrhoids

17. Cardiac disease/neurological disease

A patient is eligible for admission to the trial

If Sl. No. 5 to 10 is ‘Yes’ and Sl. No. 11 to 17 are ‘No’

Date: _______________ Signature of the Investigator: ____________________

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF SELECT AYURVEDIC
TREATMENT MODALITIES IN THE MANAGEMENT OF ARSHA
CASE REPORT FORM II – HISTORY

1. Name of the patient ....................................................... Age .................. Sex ...................

2. Address: ..............................................................................................................................

3. Date of Admission Date of Discharge

4. Centre

5. Code No. (of clinical trial)

6. Group No. First Second

Third Fourth

7. Educational status: Illiterate Read and write Primary

Middle school High school College

Others (specify) INA

8. Occupation Desk work Field work

Field work with physical labour

Field work with intellectual

Indicate nature of work…………………………….................................

9. Total income of the family (in Rupees)

10. Total family members

11. Income per capita per month (in Rupees)

12. Religion Hindu Mulsim Christian

Parsi Others

282
13. Marital status Married Unmarried Divorcee/
separated

Chief complaints with duration (in months)

Present Absent Duration

14. Pain

15. Swelling

16. Tenderness

17. Itching

18. Indurations

19. Bleeding Mild Moderate

Before defecation With defecation

After defecation

20. Type of pain Pricking Cutting Throbbing

Burning Itching Mixed

HISTORY OF PRESENT ILLNESS

21. Onset of disease Operated Non-operated

22. Duration of disease

23. Location of pile mass O’clock position

24. Size of pile mass

25. Sentinel tag/Thrombotic pile

FAMILY HISTORY, IF ANY YES NO

26. Hypertension

27. Diabetes mellitus

28. Piles

283
29. Tuberculosis

30. Others

If yes specify………….......………………………….…………………………………….

PERSONAL HISTORY Yes No

31. Smoking

32. Obesity

33. Non-vegetarian

34. Alcoholic

35. Spices intake

36. Emotional stress

37. Bowel habit

38. Sharirik Prakriti

Vataja Pittaja Kaphaja

Vata Kaphaja Vata Pittaj Pitta Kaphaj

Sannipataj

39. Manas Prakriti

Sattva Rajas Tamas

Sattva-Rajas Sattva-Tamas Raja-Tamas

Sama

PHYSICAL EXAMINATION

40. Built Lean Medium Heavy

41. Body weight (in Kg.)

42. Blood pressure (Systolic)

284
43. Blood pressure (Diastolic)

44. Pulse

45. Respiration

SYSTEMIC EXAMINATION

46. Pulse rate

47. Oedema C.V.S.

GASTRO INTESTINAL TRACT Present Absent

48. Hepatomegaly

49. Sleenomegaly

50. Tumour/Lump

51. Portal hypertension

SAMPRAPTI (PATHO GENESIS) OF THE DISEASE ACCORDING AYURVEDIC


CONCEPT

52. Dosh Vata Pitta Kapha

53. Dushya Rasa Rakta Mamsa

Meda Asthi Majja

Shukra

54. State of disease (Roga kriya kala)

Sanchaya Prakopa Prasar

Sthanasamshraya Vyakti Bheda

Date: _______________ Signature of the Investigator: _________________________

285
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF SELECT AYURVEDIC
TREATMENT MODALITIES IN THE MANAGEMENT OF ARSHA
CASE REPORT FORM III -PERIODICAL OBSERVATION AND CLINICAL
ASSESSMENT
(On Day 0, 15 days, 30 days, 45 days, 60 days, 70 days and 90 days)
Separate form should be used on each visit
(Enter a  in the appropriate box)

1. Code No. (of clinical trial)_____________________


2. Centre________________________________
3. Sl. no. of the subject ____________________
4. Name __________________________________________Age________ Sex_________
5. Date of Assessment _________________________
Chief complaints with duration (in days) Present Absent Duration
6. Pain
7. Swelling
8. Tenderness
9. Itching
10. Indurations
11. Bleeding Mild Moderate
Before defecation With defecation
After defecation
12. Type of pain Pricking Cutting Throbbing
Burning Itching Mixed
If yes, specify_________________________

Date: _______________ Signature of the Investigator: ___________________

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF SELECT AYURVEDIC
TREATMENT MODALITIES IN THE MANAGEMENT OF ARSHA
CASE REPORT FORM IV- LABORATORY ASSESSMENT

1. Code No. (of clinical trial)_____________________

2. Centre________________________________

3. Sl. no. of the subject ____________________

4. Name __________________________________________Age________ Sex_________

5. Date of Assessment _________________________

6. Urine Examination

Routine Microscopic

7. Stool examination

Routine Microscopic

Occult Blood Ova/Cyst

Blood

8. TLC (Cells/Cu. mm.) _______________

9. DLC - P _____ (%) L _____ (%) E ______ (%) M _____ (%) B ______(%)

10. ESR (mm / 1st hour.) __________

11. Hb (g/dl) (Cyanomethamoglobin method) ____________________

Liver function tests

12. S. Bilirubin

• Total (mg/dl)

• Direct (mg/dl)

287
13. SGPT (IU/L)

14. SGOT (IU/L)

15. S. Alkaline phosphatase (U/L)

16. S. Proteins (Total) (g/dl)

• Albumin (g/dl)

• Globulin (g/dl)

Renal function tests

17. Blood urea (mg/dl)

18. S.Creatinine (mg/dl)

19. Blood Sugar

• Fasting

• Post prondial

20. S. Cholesterol

Special Tests

(i) Proctoscopy

(ii) Sigmoidoscopy

Date: _____________ Signature of investigator _________________________

288
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF SELECT AYURVEDIC
TREATMENT MODALITIES IN THE MANAGEMENT OF ARSHA
CASE REPORT FORM I – SCREENING OF THE CASES

1. Name of the patient…………………………....…….. Age …………….. Sex ……...........

2. Centre

3. Code No. (of clinical trial)

4. Group No.

INITIAL During Treatment

15 Days 30 Days 45 days 60 days 70 days 90 days

CLINICAL PARAMETERS

Pain

Swelling

Tenderness

Itching

Indurations

Bleeding

LAB INVESTIGATIONS

Stool for occult blood

Note: Severity of the symptoms may be graded as I, II and III grades as per positively in
increasing order (mild 1, moderate 2 and severe 3)

* To be done at the beginning and at the end of the study.

289
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290
COMPARATIVE CLINICAL EVALUATION OF
KSHARASUTRA VIS-À-VIS APPLICATION OF KSHARA
VATI IN THE MANAGEMENT OF BHAGANDARA
(FISTULA-IN-ANO)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

291
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292
COMPARATIVE CLINICAL EVALUATION OF KSHARASUTRA VIS-À-VIS
APPLICATION OF KSHARA VATI IN THE MANAGEMENT OF
BHAGANDARA (FISTULA-IN-ANO)

I. BACKGROUND
Bhagandara1 (Fistula in ano), Arsha (haemorrhoids) and Gudavidara (Parikartika) are some
ano rectal torturesome diseases. Among these, Bhagandara is one of the most painful diseases. It
is a disease of ano rectum which is characterized in humans by single or multiple sinuses with
purulent discharge. It is an obnoxious condition.
This is a field where modern surgery could not help much as extensive excision of the
fistulous tract result into a wide open wound with slow healing rate. Chances of wound infection,
non-healing and recurrences are high. Application of Ksharasutra in the management of fistula-in-
ano showed encouraging results (Deshpande et al 1989). The patients can abstain from
psychological trauma and extensive surgery.
Patients can undergo treatment without paralyzing their routine work.
Kshara Vati is also found to help in such cases. Thus it is important to evaluate the result
after a comparative study.
II. AIMS AND OBJECTIVE
Medical management of diseases in Ayurveda is quite popular. However, there are diseases
which can be treated by para-surgical methods in better way. Management of Bhagandara by
Ksharasutra is one such example. Thus the present study is proposed with a view to:
1. Study the disease pattern of Bhagandara (Fistula in ano)
2. To evaluate the effect of Ksharasutra application in the management of Bhagandara
(Fistula in ano)
3. To compare it with the effect of Kshara Vati (applied 7 times in 21 days) in the
management of Bhagandara (Fistula in ano)

References
1. Sushruta Nindan 4th cheptar.

293
III. SAMPLE SIZE AND METHODS
Sample Size : 60 cases
No of Groups : 2 (30 patients in each group) (Patients to be randomly
allocated to different treatment groups)
Type of Study : Single blind
Level of Study : O.P.D.
Period of Study : 21 days in Kshara Vati
In Ksharasutra group according to disease
Dose Schedule
(i) Ksharasutra application depends upon the severity and depth of fistula.
(ii) Kshara Vati will be applied seven times at the interval of every two days.
Note: Renewal of Ksharasutra will be decided by the research workers looking
after the problem.
Diet
Normal diet
IV. CRITERIA OF INCLUSION
1) Age preferably above 8 to 10 years
2) Sex-either-sex
3) Fresh/previously operated
4) Painful/painless
5) Discharging/non-discharging
6) Purulent/non-purulent
7) Tender/non-tender
8) All cases of fistula in ano
V. CRITERIA OF EXCLUSION
1) Patients with malignancy
2) Incontinence of stool/stricture of anus
3) Tuberculosis/Diabetes/Systemic disease/infections

294
4) Bleeding diathesis
5) Fistula connected with other organs like urethra vagina etc.
VI. CRITERIA FOR ASSESSMENT
Assessment will be done as per proforma after 21 days of regular treatment in group
treated with Kshara Vati. However in case of Ksharasutra application it depends upon the disease
and physicians perception.
VII. CRITERIA FOR ASSESSMENT OF RESULTS
1. Good Response:
Complete disappearance of known symptomatology
• absence of any other complication
• Normal healing of the wound
2. Fair response:
50% and above relief in presenting symptomatology of the disease
• Absence of complications
• Healing of the wound more than 75%
3. Poor response:
25% to 50% relief in symptomatology + some improvement in the wound
4. No response
No relief in symptomatology or otherwise
VIII. CRITERIA FOR WITHDRAWAL
(i) Discontinuation of treatment during trial
(ii) Development of any complication
(iii) Aggravation of the disease symptoms
(iv) Any toxicity/local reaction of Sutra/Vati
IX. STATISTICAL ANALYSIS
Data of clinical symptoms, physiological parameters and laboratory parameters will be
tabulated and analyzed by using appropriate statistical methods. The data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail for analysis

295
X. TRIAL MONITORING AND DATA ANALYSES
The progress of the trial will be monitored through field visits by monitoring unit of
CCRAS. Data analysis will be undertaken at the Monitoring Unit of CCRAS.
XI. ETHICAL REVIEW:
Ethical Committee (IEC): The proposal will be placed before Ethical Committee
(IEC) of trial center for getting clearance certificate before the project is initiated.
Patient’s information sheet and informed consent form will be submitted along with
project proposal for approval by EC. Both will be maintained in duplicate with one copy
given to the patient at the time of entry to the trial.
XII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs.……. /- per visit i.e., on the 1st day of recruitment after
screening and at the end of 7th, 14th, 21st and 30th day of months. (5 times)
XIII. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs., New Delhi. The investigators and
technicians will be detailed about the clinical trial conduct and laboratory procedures in order to
maintain the uniformity.
XIV. LABORATORY INVESTIGATIONS

Microscopic
Urine
Routine

Microscopic
Stool Cyst
Routine
Ova
Stool: - For Occult Blood
Sputum: - A.F.B. (To exclude Koch’s if required)

296
Fasting
Blood Sugar
PP

Blood: - TLC, DLC, ESR, Hb%, B.T., C.T., P.T.


X-rays: - Barium enema (as required)
- Fistulo-graphy
Special test: - Proctoscopy
- Sigmoidoscopy

297
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF KSHARASUTRA VIS-À-VIS
APPLICATION OF KSHARA VATI IN THE MANAGEMENT OF
BHAGANDARA (FISTULA-IN-ANO)
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the Investigator ___________
Name: ____________________________
CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Comparative clinical evaluation of ksharasutra vis-à-vis application
of kshara vati in the management of bhagandara (fistula-in-ano)”.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

298
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF KSHARASUTRA VIS-À-VIS
APPLICATION OF KSHARA VATI IN THE MANAGEMENT OF
BHAGANDARA (FISTULA-IN-ANO)
PATIENT INFORMATION SHEET

What is the study about?


Bhagandara (Fistula in ano), Arsha (haemorrhoids) and Gudavidara (Parikartika) are some
ano rectal torturesome diseases. Among these, Bhagandara is one of the most painful diseases. It
is a disease of ano rectum which is characterized in humans by single or multiple sinuses with
purulent discharge. It is an obnoxious condition.
This is a field where modern surgery could not help much as extensive excision of the
fistulous tract result into a wide open wound with slow healing rate. Chances of wound infection,
non-healing and recurrences are high. Application of Ksharasutra in the management of fistula-in-
ano showed encouraging results (Deshpande et al 1989). The patients can abstain from
psychological trauma and extensive surgery.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 21 days. During treatment period,
you are expected to visit the hospital three times i.e. on 0, 8th, 15th and 22nd day for clinical and
physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a
complete physical examination, required objective tests and laboratory investigations will
also be done.
If you are found eligible, you would be put on trial treatment for 21 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principle Investigator.

To be translated into regional language.

299
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CASE REPORT FORM I – SCREENING

1. Name of the patient ....................................................... Age .................. Sex ...................

2. Address: ..............................................................................................................................

3. Centre

4. Code No. (of clinical trial)

5. Group No. First Second

Third Fourth

CRITERIA FOR SELECTION YES NO

1. Age above 8 – 10 years

2. Either sex

3. Fresh/Previously operated

4. Painful/Painless

5. Discharging/Non-discharging

6. Purulent/Non-purulent

7. Tender/Non-tender

8. All cases of fistula in ano

CRITERIA FOR EXCLUSION YES NO

9. Patient with malignancy

10. Incontinence of stool/stricture of anus

11. Tuberculosis/Diabetes/Systemic disease/Infections

12. Bleeding diathesis

300
13. Fistula connected with other organs like Urethra vagina etc.

A patient is eligible for admission to the trail

If Sl. No. 1 – 8 is ‘Yes’ and Sl. No. 9 – 13 are ‘No’

Date: _______________ Signature of the investigator: ___________________

301
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF KSHARASUTRA VIS-À-VIS
APPLICATION OF KSHARA VATI IN THE MANAGEMENT OF
BHAGANDARA (FISTULA IN ANO)
CASE REPORT FORM II – HISTORY

1. Name of the patient ....................................................... Age .................. Sex ...................

2. Address: ..............................................................................................................................

3. Date of Admission Date Discharge

4. Centre

5. Code No. (of clinical trial)

6. Group No. First Second

Third Fourth

7. Educational status: Illiterate Read and write Primary

Middle school High school College

Others (specify) INA

8. Occupation Desk work Field work

Field work with physical labour

Field work with intellectual

Indicate nature of work…………………………….................................

Total iincome of the family (in Rupees)

Total family members

9. Income per capita per month (in Rupees)

10. Religion Hindu Mulsim Christian

Parsi Others

302
11. Marital status Married Unmarried Divorcee/
separated

Chief complaints with duration (in months)

Present Absent Duration

12. Pain

13. Burning

14. Swelling

15. Tenderness

16. Itching

17. Indurations

HISTORY OF PRESENT ILLNESS

18. Onset of disease Acute Insidious

19. Duration of disease (in months)

20. Factors aggravating the disease/chief complaints………….....……………………………...

......…………………………………………………………………………………………

21. Factors relieving main complaints…………………………………………………………...

..……………………………………………………………………………………………

22. History of past illness, having relation with present illness

Yes No

If yes, specify…………………………………………………………………………

Treatment given so far: Modern Ayurvedic Any other

VARIOUS SURGERY DONE YES NO

23. Open + Drainage

24. Drainage + Saucerization

303
25. Excision

26. Saucerization + Wiring

27. Excision + Grafting

No. of times surgery done: Once Twice more than twice

Date of last surgery

FAMILY HISTORY IF ANY YES NO

28. Hypertension

29. Diabetes mellitus

30. Ano Rectal disease

31. Tuberculosis

32. Others

If yes specify…………………………….......……….…………………………………….

32. Sharirik Prakriti

Vataja Pittaja Kaphaja

Vata-Kaphaja Vata-Pittaj Pitta-Kaphaj

Sannipataj

33. Manas Prakriti

Sattva Rajas Tamas

Sattva Rajas Sattva Tamas Rajas Tamas

Sama

PHYSICAL EXAMINATION

34. Built Lean Medium Heavy

35. Gait Normal Abnormal

304
36. Body weight (in Kg.)

37. Blood pressure (Systolic)

38. Blood pressure (Diastolic)

39. Pulse

40. Respiration

Present Absent

41. Anaemia

42. Jaundice

43. Lymphadenopathy

SYSTEMIC EXAMINATION

Normal Abnormal

44. C.V.S. (With Chest)

If abnormal, specify abnormalities…………………………………………………..

45. C.N.S

If abnormal, specify abnormalities…………………………………………………..

46. Digestive system

If abnormal, specify abnormalities…………………………………………………..

47. Uro-Genital system

If abnormal, specify abnormalities…………………………………………………..

48. Respiratory system

If abnormal, specify abnormalities…………………………………………………..

305
SAMPRAPTI (PATHO GENESIS) OF THE DISEASE ACCORDING AYURVEDIC
CONCEPT

49. Dosha Vata Pitta Kapha

50. Dushya Rasa Rakta Mamsa

Meda Asthi Majja

Shukra

51. State of disease (Roga kriya kala)

Sanchaya Prakopa Prasar

Sthanasamshraya Vyakti Bheda

LOCAL EXAMINATION

52. Inspection

1). Condition of skin near fistula YES NO

Normal

Inflamed

Indurated

External piles/tags

Discolouration of skin

2). Opening

No. Position (Clockwise) Distance from anal verge in Cm.

3). Digital Examination

Fissure Yes No

Thrombotic piles Yes No

Sphincteric tone Normal

Hypertonic

306
Hypotonic

Prostate Normal Enlarged

4). Type of discharge

(i) Blood (ii) Pus (iii) Faecal material (iv) Urine (v) Gas

5). Probing

Location of Fistula Towards

Depth of Fistula Cms.

Character of Fistula

(i) Blind ext. (ii) Blind int.

(iii) Complete (iv) Bilateral

(v) Radial (vi) Curved

(vii) Horse shoe (viii) Straight

6). Proctoscopy YES NO

1. Presence of pile

2. Inflammation

3. Location of int. opening

7). Sigmoidoscopy

1. Done 2. Not done

If done then………………………………………………………………………….

Yes No

A. Ulceration

B. Bleeding

C. Mucous

307
8). Biopsy

1. Done 2. Not done

CLASSIFICATION OF FISTULA

53. Modern view

1. Low cutaneous

2. Sub. Mucous

3. Low anal

4. High anal

5. Ano rectal

6. Pelvi rectal

54. Ayurvedic view

1. Shataponak (Vataja)

2. Ushragreeva (Pittaja)

3. Parisravi (Kaphaja)

4. Shambukartava (Sannipataja)

5. Unmargi (Agantuja)

Provisional Diagnosis

Final Diagnosis

Principal Drug Therapy

Date: ………………….. Signature of the Investigator: ………………………..

308
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF KSHARASUTRA VIS-À-VIS
APPLICATION OF KSHARA VATI IN THE MANAGEMENT OF
BHAGANDARA (FISTULA IN ANO)
CASE REPORT FORM III – CLINICAL ASSESSMENT

1. Centre………………………………………………………………………………………
2. Code No. (of clinical trial)
3. Patient No.
4. Group No.
INITIAL Days after starting therapy

7th day 14th day 21st day 30th day

5. Pus-discharge
6. Induration
7. Inflammation
8. Pain
9. Burning sensation/itching
10. Bleeding

ASSESSMENT OF UNIT CUTTING TIME OF FISTULOUS TRACT

UNIT CUTTING TIME TOTAL NO. OF DAYS


INITIAL LENGTH IN CMS.
(OF FISTULA)

Date: ………………………... Signature of the Investigator: ………………

309
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
COMPARATIVE CLINICAL EVALUATION OF KSHARASUTRA VIS-À-VIS
APPLICATION OF KSHARA VATI IN THE MANAGEMENT OF
BHAGANDARA (FISTULA IN ANO)
CASE REPORT FORM IV– INVESTIGATION

1. Centre………………………………………………………………………………………
2. Code No. (of clinical trial)
3. Patient No.
4. Group No.

Investigation Time of after 7 days after 14 days after 21days after month
Admission

Microscopic
5. Urine
Routine

6. Urine Glucose

Microscopic
7. Stool Cyst
Routine
Ova

8. Stool: for Occult blood


9. Haematology: TLC
DLC
ESR……………(1 Hr.)…………..mm. (2 Hr.)…………..mm.

310
10. Biochemistry
Fasting
11. Blood Sugar
PP

Bariumenema (if required)


Fistulogram
Proctoscopy
Sigmoidoscopy (if required)

Date: ………………………... Signature of the Investigator: ………………………..

311
Blank

312
NERVOUS SYSTEM

SECTION - V
Blank

314
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
TREATMENT IN THE MANAGEMENT OF
PAKSHAGHATA

Treatment modalities : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

315
Blank

316
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC TREATMENT IN THE
MANAGEMENT OF PAKSHAGHATA

I. BACKGROUND
Paksaghata (hemiplegia) is a major disabling disease of mankind. The terms Paksaghata,
Parsavadha and Ekangaroga are synonyms of the same disease and are used in classical
treatises in various contexts. Caraka has classified it as Nanatmaja vata vyadhi caused due to
vitiation of Vata dosa and considered it as a Maharoga from the point of prognosis – difficult to
cure. According to the concept, the disease affects the Madhyama roga marga and disrupting the
functions of Sira, Snayu, Kandara etc. According to modern terminology, hemiplegia is the
sequelae of pathological events which take place in the central nervous system, may be due to
different factors such as cerebro-vascular accidents neoplasm, infections etc. where in paralysis
will be common symptom. Ayurveda has a definite pattern of treatment for such conditions. The
line of treatment includes Snehana, Svedana and Panchakarma therapy. The Snehana and
Svedana therapy mentioned in the classics are used as preparatory mearues for Sodhana therapy.
(Caraka Samhita Chikitsa 28-100, Susrut Chikitsa 5-19). This Council has taken up this
problem for research and different methods of therapy used in clinical practice are taken up for
intensive evaluation of their efficacy of samana therapy alongwith Panchakarma therapy. A series
of clinical studies to evaluate the effect of herbo-mineral preparation and application of Sastikasali
pindasveda with Brihat Masa Taila alongwith Panchakarma therapy has shown that these
therapies are giving significant results and found effective in relieving hypertenic (stiffness) of
muscles and to improve the functional ability of the affected limb (P.K.N. Namboodiri et al,
2000, Management of Hemiplegia by Panchakarma & Samana therapy CCRAS). The objective
of present study is to evaluate the effect of samana &panchakarma therapies with and without
internal medication in the management of Paksaghata1.
II. OBJECTIVES
To assess the efficacy of Ayurvedic treatment in the management of Pakshaghata.

References
1. Charak Chikitsa 28 Ch. (Vata Vyadhi Chikitsa)

317
III. CENTRE
CCRAS identified Centers.
IV. SAMPLE SIZE AND METHODS
Sample Size : 100 patients (50 in each in group, two groups)
Treatment
A. Sodhan Chikitsa
1. Snehapana - Murchita tila taila (maximum 7 days)
2. Svedana - Vaspa Sveda (3 days)
3. Virecana - Eranda Taila (1 day)
4. Samsarjana - 7 days
5. Abhyanga - Brihat masa Taila (7 days)
6. Yogabasti (8 days) (a) Anuvasana – Morchitataila (240ml) [1st, 3rd, 5th,
7th, 8th] (Oil Enema –Dose 240ml)
(b) Asthapana – [2nd, 4th, 6th]
(Decoction Enema – Dose 960ml)
Erandamula Kvatha (480 ml.)
Morchitataila (240ml)
Honey – 180 ml
Satahva – 24 gm
Saindhava – 12 gm
** One Day Rest
7. Nasya Kshirabala taila - 3 times (Potency) (7 days)
** One Day Rest
B. Samana therapy
Internal _ Ekangavirarasa (250 mg twice daily)/ Placebo (250 mg.) BD.
Externally – 1. Morchitataila (50ml) (Abhayanga)
2. Sastikasali pinda Sveda – 14 days

318
Design of Study: Randomized double blind placebo controlled study.
1. All the patients will be provided with the Sodhana therapy for 35 days.
2. After completion of Sodhana therapy patients will be devided into two groups. One group
will receive trial drug in the dose of 250 mg. twice daily for 30 days along with
Abhyanga for 30 days and Sastikasasli pinda sveda for 14 days. The other group will
receive placebo in the dose of 250 mg. twice daily for 30 days along with Abhyanga for
30 days and Sastikasasli pinda sveda – for 14 days. Oral drug as well as Abhyanga
and Sastikasasli pinda sveda will run simultaneously.
Period of Study: Six months of each case. Total duration will be two and half years to complete
the study.
Follow Up: One follow up will be carried out at the end of 6th month.
V. CRITERIA FOR INCLUSION
1. Age: More than 20 years and less than 70 years.
2. Duration of illness more than 6 months but less one year.
3. Patients of stable one time stroke with hemiparesis or hemiplegia with or without facial
paralysis.
4. Patients with non-progressive neurological disease causing Para paresis (plegia) such as
- Compressive mydopathy (operated)
- Non-compressive (post-viral, denyclinating, post traumatic, vascular)
5. Motor deficit should be 3/5 or less (MRC Grade).
6. Spasticity of a scale of 3 or more (Ashwarth Scale)
7. Medically stable
8. Fully conscious and oriented
9. Normal Higher mental functions
VI. CRITERIA FOR EXCLUSION
1. Age less 20 and more than 70 years.
2. Progressive Neurological diseases.
3. Pregnancy & lactation.
4. Insulin dependent diabetis mellitus (IDDM)

319
5. Impaired sensorium
6. Recurrent strokes.
7. History of Renal and liver diseases
8. Cases undergoing treatment for any other serious illness.
VII. CRITERIA FOR WITHDRAWAL
A patient may be withdrawn from the study on account of the following.
1. Recurrent attacks of strokes.
2. Development of any major ailments, side effects necessitating institution of new modalities
of treatment.
3. Worsening of symptoms.
4. Patient failure to report for follow-up or irregular medication.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & II). Clinical assessment will be done before the therapy, at the end of
5th week, end of 9th week, end of 6th month (Form III). The lab investigations will be recorded
before therapy, end of 5th week, end of 9th week and at the end of follow up (6th month)
(Form IV).
IX. CLINICAL ASSESSMENT:
MOTOR PARALYSIS
a). Clinical muscle strength testing – MRC Grading:
0. - Nil
1. - Flicker of movement.
2. - Movement with gravity eliminated.
3. - Movement against gravity.
4. - Movement against minimal resistance
5. - Movement against maximum resistance.
b). ADL (Activities of Daily Living) Score
c). Dynamometers – for measuring isometric strength.

320
Spasticity:
A. Clinical
a. -Ashworth Scale Score:
0. - No increase in tone
1. - Slight increase producing a catch when a joint is moved in flexion or extension.
2. - More marked increase in tone, but joint easily flexed
3. - Considerable increase and passive movements difficult.
4. - Affected part rigid in flexion or extension.
b. -Spasm Score:
0. - No spasms
1. - Mild spasms induced by stimulus
2. - Spasms occurring less than 1 per hour
3. - Spasms occurring more than 1 per hour
4. - Spasms occurring more than 10 per hour
c. - Reflex Score:
0 - Absent
1 - Flicker/elicitable only on reinforcement
2 - Diminished knee/normal other DTR (deep tendon reflexes)
3 - Normal knee/hyperreflexia of other DTR
4 - Clonus – illsustained
5 - Sustained clonus
B. Biomechanical Techniques:
Biomechanical techniques evaluate changes in the phasic and tonic reflex activity of the
muscles across a joint.
- Wartenberg’s pendulum or the “drop” test.
- With an electrogoniometer to record the changes in the knee joint angle.
- Relaxation index.

321
X. STATISTICAL ANALYSIS
Clinical symptoms and laboratory parameters will be analyzed using appropriate statistical
methods.
XI. TRIAL MONITORING AND DATA ANALYSIS
The progress of the trail will be monitored by field visits by Monitoring unit of CCRAS.
Data analysis will be undertaken at the Monitoring Unit of CCRAS
XII. ETHICAL REVIEW
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
B. Data and Safety Monitoring Board: A Data and safety monitoring board (DSMB) at
Hqrs. will carefully monitor the data and side effects during the period of study and put in
a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research team
will report immediately to the PI and Data Monitoring Board if, any life threatening
conditions whether they are perceived to be study related or not. The Board decides
whether the adverse effects warrant discontinuation of the study protocol. Protocols will be
written and approved for the treatment of study related adverse events.
XIII. TRAVELLING EXPENSES
A consolidated amount of Rs……../- per visit will be paid to the subject.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multicentric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological / Biochemical, Radiological / Sonography etc.)
which are not available at research Institutes will be referred to any reputed/Government Institutes
under intimation to this Council following codal formalities.

322
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC TREATMENT IN THE
MANAGEMENT OF PAKSHAGHAT
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________

Name: ____________________________

CONSENT BY SUBJECT
The attending physician, the purpose of the clinical trial and the nature of drug treatment
and follow-up have informed me to my satisfaction, including the laboratory investigations to be
performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the, “Double blind clinical trial of Ayurvedic treatment in the management of pakshaghat”.

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

323
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC TREATMENT IN THE
MANAGEMENT OF PAKSHAGHAT
PATIENT INFORMATION SHEET

What is the study about?


Pakshaghata (hemiplegia) is a major disabling disease of mankind. The terms Pakshaghata,
Parsavadha and Ekangaroga are synonyms of the same disease and are used in classical treatises
in various contexts. Caraka has classified it as Nanatmaja vyadhi caused due to vitiation of Vata
dosa and considered it as a Maharoga from the point of prognosis – difficult to cure. According
to the concept, the disease affects the Madhyama roga marga and disrupting the functions of Sira,
Snayu, Kandara etc.
According to modern terminology, hemiplegia is the sequelae of pathological events which
take place in the central nervous system, may be due to different factors such as cerebro-vascular
accidents neoplasm, infections etc. where in paralysis will be common symptom. Ayurveda has a
definite pattern of treatment for such conditions. The line of treatment includes Snehana, Svedana
and Panchakarma therapy. The Snehana and Svedana therapy mentioned in the classics are used
as preparatory mearues for Sodhana therapy. (Caraka Samhita Chikitsa 28-100, Susrut Chikitsa
5-19). This Council has taken up this problem for research and different methods of therapy used
in clinical practice are taken up for intensive evaluation of their efficacy of samana therapy
alongwith Panchakarma therapy. A series of clinical studies to evaluate the effect of herbo-mineral
preparation and application of Sastikasali pindasveda with Brhat Masa Taila alongwith
Panchakarma therapy has shown that these therapies are giving significant results and found
effective in relieving hypertenic (stiffness) of muscles and to improve the functional ability of the
affected limb (P.K.N. Namboodiri et al, 2000, Management of Hemiplegia by Panchakarma &
Samana therapy Snamaa and Panchakarma, CCRAS). The objective of present study is to
evaluate the effect of samana & panchakarma therapies with and without internal medication in the
management of Paksaghata.
However, considering the eco- climatic changes traces of certain unwanted substances may
lead to untoward effects. Thus this project is undertaken to assess the clinical safety in subjects
receiving Ayurvedic preparations.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 1 month to complete. During this
period, you are expected to visit the hospital 3 times (0, 15 and 30 days) for clinical, biochemical
and physiological assessment.

324
Before you start treatment, during the first visit to the clinic, you will undergo a
complete physical examination, required objective tests and laboratory investigations will
also be done. If you are found eligible, you would be put on treatment for 1 month.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the

Date: ______________ Principle Investigator:____________________________________

To be translated into regional language.

325
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC TREATMENT IN THE
MANAGEMENT OF PAKSHAGHATA (HEMIPLEGIA)
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..…………..........……………………………

CRITERIA OF INCLUSION Yes (1) No (0)

1. Age: More than 20 years and less than 70 years

2. Duration of illness more than 6 months, but less one year

3. Patients of stable one time stroke with Hemiparesis or


hemiplegia with or With out Facial Paralysis.

4. Patients with Non Progressive Neurological diseases

5. Motor deficit –3/5 or less[MRC Grade]

6. Spacticity of a scale of 3 or more (Ashworth scale)

7. Medically Stable, fully conscious & oriented

8. Normal Higher Mental Functions

CRITERIA FOR EXCLUSION Yes (1) No (0)

9. Age less than 20 years and more than 70 years

326
10. Progressive Neurological diseases

11. Pregnancy & lactation

12. IDDM

13. Impaired Sensorium

14. Recurrent strokes

15. History of Renal & Liver Diseases

16. Cases undergoing treatment for any other serious illness

A patient is eligible for admission for treatment

If Sl. No. 1 – 8 is ‘Yes’ and Sl. No. 9 – 16 are ‘No’

Dated:____________ Signature of the Doctor _________________________

327
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC TREATMENT IN THE
MANAGEMENT OF PAKSHAGHATA (HEMIPLEGIA)
CASE REPORT FORM II – HISTORY PROFORMA

1. Centre : ........................................

2. Code No. (of clinical trial)

3. Sr. No. of the Subject : _______________________

4. Name of the patient ....................................................... Age .................. Sex ...................

5. Address: ..............................................................................................................................

6. Date of Admission Date of Discharge

7. Educational status: Illiterate Read and write Primary

Middle school High school College

Others (specify) INA

8. Occupation Desk work Field work

Field work with physical labour

Field work with intellectual

Indicate nature of work…………………………….................................

9. Family income per month in Rs.

10. Total Family members :

Chief complaints with duration (in months)

Present (1) Absent (0) Duration


(in months)

11. Paralysis/Weakness of upper limb

12. Paralysis/Weakness of lower limb

328
13. Difficulty for locomotion

14. Rigidity

15. Flacidity

16. Spasm

17. Numbness

18. Head ache

19. Difficulty in speech

20. Pain in either half of the body

21. Incontinence/retention of urine

22. Incontinence/retention of Motion

23. Facial Palsy

24. 26. Other complaints, if any (Specify) ______________________________

25. History of serious illness in the past (if any):___________________________

Personal History

26. Diet: Veg 1 Non-veg 2

27. Bowel habits Regular 1 Irregular 2

Addiction

28. Smoking No 1 Yes 2

If yes specify: (a) Quantity (packs per day) _______________

(b) Total Duration in year’s ______________

29. Tobacco No 1 Yes 2

If yes specify: (a) Quantity per day_________

(b) Total Duration in years____________

329
30. Alcohol No 1 Yes 2

If yes specify: (a) Quantity per week (ml)_________

(b) Total Duration in years_______________

31. Any other(specify)________________

Family History No (0) Yes (1)


32. Hemiplegia

33. Hypertention

34. Cardio vascular disease

35. Other, specify____________________________________________________

36. Prakriti: Vata 1 Pitta 2 Kapha 3

Vata-Kaphaj 4 Vata-Pittaja 5 Pittaja-Kaphaja 6

Sannipataja 7

37. Physical Examination

38. Built Lean 1 Medium 2 Heavy 3

39. Gait Normal 1 Abnormal 2

40. Height (cm) ________________________

41. Weight (kg) ________________________

42. Pulse (per min) ________________________

43. Blood Pressure Systolic(mm Hg) ___________

44. Blood Pressure Diastolic (mm Hg) ___________

45. Respiration rate( per min) ______________

46. Body Temperature ______________

330
Systemic examination Normal (0) Abnormal (1)

47. CNS

If abnormal details_____________________________________________

48. Respiratory system

If abnormal, details ______________________________________________

49. CVS

If abnormal, details ______________________________________________

50. Digestive system

If abnormal, details ______________________________________________

51. Urogenital system

If abnormal, details ______________________________________________

Dated: ________________ Signature of the Investigator_________________

331
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC TREATMENT IN THE
MANAGEMENT OF PAKSHAGHATA (HEMIPLEGIA)
CASE REPORT FORM III – CLINICAL ASSESSMENT
(0th, 5th, 9th Weeks and 6th Month)

1. Centre : ........................................

2. Code No. (of clinical trial)

3. Sr. No. of the Subject : _______________________

4. Name of the patient ....................................................... Age .................. Sex ...................

5. Address: ..............................................................................................................................

6. Date of Birth Age (in years)

7. Date of Assessment

8. Stage of Assessment: Initial 0 3rd Week 1

11th Week 2 6th Month 3

Clinical Symptoms Absent(0) Present(1)

9. Paralysis/Weakness of upper limb

10. Paralysis/Weakness of lower limb

Visual Analogue Scale

11. Improvement in locomotion 0____________________________________10

12. Numbness(VAS) 0____________________________________10

13. Improvement in speech 0____________________________________10

14. Incontinence / retention of urine 0____________________________________10

15. Incontinence / retention of Motion 0____________________________________10

16. Facial Palsy 0____________________________________10

332
OBJECTIVE PARAMETERS

MOTOR PARALYSIS

17. Clinical muscle strength testing – MRC Grading:

0. - Nil

1. - Flicker of movement.

2. - Movement with gravity eliminated.

3. - Movement against gravity.

4. - Movement against minimal resistance

5. - Movement against maximum resistance.

18. ADL (Activities of Daily Living) Score

19. Dynamometers – for measuring isometric strength.

20. Spasticity

CLINICAL PARAMETERS

21. Ashworth Scale Score:

0 - No increase in tone

1 - Slight increase producing a catch when a joint is moved in flexion or extension.

2 - More marked increase in tone, but joint easily flexed

3 - Considerable increase and passive movements difficult.

4 - Affected part rigid in flexion or extension.

22. Spasm Score:

0 - No spasms

1 - Mild spasms induced by stimulus

2 - Spasms occurring less than 1 per hour

3 - Spasms occurring more than 1 per hour

4 - Spasms occurring more than 10 per hour

333
23. Reflex Score:
0 - Absent
1 - Flicker/elicitable only on reinforcement
2 - Diminished knee/normal other DTR (deep tendon reflexes)
3 - Normal knee/hyperreflexia of other DTR
4 - Clonus – illsustained
5 - Sustained clonus
BIOMECHANICAL TECHNIQUES

(Biomechanical techniques evaluate changes in the phasic and tonic reflex activity of the muscles
across a joint.)

24. Wartenberg’s pendulum or the “drop” test

25. With an electrogoniometer to record the changes in the knee joint angle.

26. Relaxation index.

27. Overall clinical assessment by the investigator:

Improved 1 No change 2 Deteriorated 3

28. Overall impression of well-being by the Subject:

Improved 1 No change 2 Deteriorated 3

Deteriorated 4

29. Status of the patient:

Continuing 1

Drop out 2 Reason: _____________________________

Died 3 Cause: _______________________________

Date: ______________ Signature of the Investigator: ______________________

334
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC TREATMENT IN THE
MANAGEMENT OF PAKSHAGHATA (HEMIPLEGIA)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
(0th, 5th, 9th week and 6th month)

1. Centre : ........................................

2. Code No. (of clinical trial)

3. Sr. No. of the Subject : _______________________

4. Name of the patient ....................................................... Age .................. Sex ...................

5. Address: ..............................................................................................................................

6. Date of Birth Age (in years)

7. Date of Assessment

8. Stage of Assessment: Initial 0 3rd Week 1

11th Week 2 6th Month 3

Urine Examination

A. Routine:

9. pH _______

10. Specific gravity_________

Absent (0) Present (1)

11. Sugar

12. Albumin

13. Bile Salt

14. Bile pigment

335
B. Microscopic ______________________________

Blood Examination

15. Hb (g/dl) _______________

16. ESR (1st hour)(mm) _______________

17. TC (Cells/Cmm.) _______________

18. DC: P(%)_____ L(%) _____ E(%)_____ M (%)_____ B(%)_____

19. PCV (%) _______________

20. Blood Sugar – PP(mg./dl)_______________

21. Cholesterol (mg./dl) _______________

22. HDL (mg./dl) _______________

23. LDL (mg./dl) _______________

24. S. Triglycerides (mg./dl) _______________

25. B. Urea (mg./dl) _______________

26. S. Creatinine (mg./dl) _______________

27. Uric acid (mg./dl) _______________

28. Total proteins (gm./dl) _______________

29. Albumin(gm./dl) _______________

30. Globulin(gm./dl) _______________

31. A/G Ratio _______________

32. SGOT _______________

33. SGPT _______________

34. Total Bilirubin _______________

336
Serum Electrolytes

35. Na+ ______________________

36. K+ _______________________

37. Cl- ______________________

38. X-ray Chest: [0 Month only] ___________________________________

39. ECG [0 Month & 6 month] ____________________________________

40. CT Scan [0 Month only] ____________________________________

Date: ______________ Signature of Investigator: _________________________

337
Blank

338
ASSESSMENT OF THERAPEUTIC EFFICACY OF
AYUSH-M NASAL DROPS AND AYUSH-M CAPSULE IN
THE MANAGEMENT OF MIGRAINE WITH OUT
AURA (ARDHAVA BHEDAKA)

Drug : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

339
Blank

340
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY OF AYUSH-M NASAL DROPS
AND AYUSH-M CAPSULE IN THE MANAGEMENT OF MIGRAINE WITH
OUT AURA (ARDHAVA BHEDAKA)

I. BACKGROUND
Migraine1 (Ardhava Bhedaka) is as old as civilization, occupying 16% among clinical
classification of headaches, has become a challenging problem to the present day physician1&2. It
is a paroxysmal disorder characterized in its fully developed form by visual and/or sensory
phenomena in an aura associated with or followed by unilateral headache and vomiting. While this
definition is satisfactory of ‘Classical’ Migraine, there are many patients who never experience an
aura and in whom the headache is always bilateral; the single most characteristic and constant
feature is that migraine is a paroxysmal disorder, i.e., the headaches occur in attacks, separated by
intervals of freedom. It is described as a separate clinical entity in the classics of Caraka and
Susruta while Vagbhata included this condition in the classification of Vatajashiroroga. A clinical
study conducted on 20 cases migraine to evaluate the effect of Nasya Karma with fresh leaf juice
extracted from Acalypha indica Linn. (Haritamanjari,) along with internal medication of
Panchagavya ghrta (Astanga Hradya, Uttara Tantra 7/18) revealed significant clinical
improvement.
II. OBJECTIVE
To evaluate the therapeutic efficacy of Ayush-M coded nasal drops and Ayush-M capsule
in the management of Migraine without aura.

References
1. Peter J Goadsby et al, Diagnosis and management of migraine, Selections from BMJ Vol.12 July,
1996 pp 456-460.
2. Classification Committee of the International Headache Society. Classification and diagnostic
criteria for headache disorders, cranial neuralgias and facial pain, Cephalagia 1988 (suppl.7): 1-
96.
3. Srikanth N. et al, Clinical study on the role of Nasyakarma and Ghritapana in the management
of Arddhavabhedaka vis-à-vis Migranous headaches, Aryavaidyan Vol.XIX, No.3, Fe-Apr.2001
: 166-171.

341
III. CENTRE
Central Research Institute (Ay.), New Delhi
IV. SAMPLE SIZE AND METHODS
Sample Size : 30 cases
Design of the study – Open trial
Treatment
a. Snehana: Local application of Til oil around nose followed by local mridu swedana(mild
fomentation) as poorva karma
b. Ayush-M Nasal drops {containing equal parts of Acalypha indica Linn. (Haritamanjari,)
and Glycyrrhiza glabra (Yasti madhu) – 3-drops in each nostril after poorva karma for
7 days.
c. Ayush-M (Glycyrrhiza glabra (Yasti madhu)- Two capsules (500 mg) twice a day with
water for two months
Duration of the study- Two months drug therapy with a follow up for one month without drug.
Period of Study: Three months for each case. Total duration will be one year to complete the
trial.
Follow – Up: One follow-up will be carried out after one month of the completion of
treatment.
V. CRITERIA FOR INCLUSION
1. Age between 20 years and 60 years
2. Both the sex
3. Patient with five or more attacks of Migraine(headache) without Aura lasting for 4-72
hours presenting with a) at least two of the features viz. i) unilateral, ii) Pulsating, iii)
Moderate to severe, iv) Aggravated by movement and b)at least one of the features viz.
i) Nausea, ii) Photophobia, iii) Phonophobia (Classification Committee of the International
Headache Society. Classification and diagnostic criteria for headache disorders, cranial
neuralgias and facial pain, Cephalagia 1988 (suppl.7): 1-96..}
VI. CRITERIA FOR EXCLUSION
1. Age below 20 and above 60 years
2. Less than five attacks of Migraine without Aura.

342
3. Clinically diagnosed cases of
a.. Tension headache
b. Cluster headache.
c. Idiopathic stabbing headache
d. Exertional headache.
e. Headache due to systemic infection.
f. Drug induced headache
4. Organic brain lesions
5. Systemic disorders
6. Person undergoing treatment for any other serious illness
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition develops/ symptoms
aggravates, which requires urgent treatment, such subjects may be withdrawn from the trial and
managed by the Principal Investigator accordingly.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the Performa (Forms I & II). Clinical assessment will be done before drug administration, at the
end of 1st month, 2nd month during treatment and at the end of 3rd month during follow up (Form
III). Required laboratory investigations will be carried out to exclude cases as specified in the
criteria for exclusion. Form-IV)
IX. CRITERA FOR ASSESMENT OF RESULT OF TREATMENT
Disappearance of headache and presenting clinical features i.e. (i) Unilateral, (ii) Pulsating,
(iii) Moderate to severe nature, (iv) Aggravated by movement, (v) Nausea, (vi) Photophobia &
(vii) Phonophobia will be considered as significant improvement.
X. STATISTICAL ANALYSIS
Data on clinical symptoms, duration of attack and frequency of attack will be tabulated
and analysed using appropriate statistical tools.
XI. TRIAL MONITORING AND DATA ANALYSES
The progress of the trial will be monitored by CCRAS HQrs. New Delhi. Data analysis
will be undertaken at the Monitoring Unit CCRAS HQrs. New Delhi

343
XIII. ETHICAL REVIEW
A. Institutional Ethical Committee (IEC): The proposal will be placed before Institutional
Ethical Committee (IEC) of trial center for getting clearance certificate before the project
is initiated. Patient’s information sheet and informed consent form will be submitted along
with project proposal for approval by IEC.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at Hqrs
will carefully monitor the data and side effects during the period of study and put in a
place where by prompt reporting of adverse events occur and take appropriate steps in
case of any adverse events occur. The data will be reviewed for every 20 participants
included into the study and administered the trial drugs. The research team will report
immediately to the PI and Data Monitoring Board 1) any life threatening conditions
whether they are perceived to be study related or not. The Board decides whether the
adverse effects warrant discontinuation of the study protocol. Protocols will be written and
approved for the treatment of study related adverse events
XII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs……. /- per visit will be paid to subject selected for trial.
XIII. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators involved in the trial at
CCRAS Hqrs. New Delhi. The investigators will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XIV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Hematological /Biochemical, etc.), which are not available
at research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

344
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY OF AYUSH-M NASAL DROPS
AND AYUSH-M CAPSULE IN THE MANAGEMENT OF MIGRAINE WITH
OUT AURA (ARDHAVA BEDHAKA)
CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the Investigator ___________
Name: ____________________________
CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Assessment of Therapeutic Efficacy of Ayush-M Nasal Drops and Ayush-
M capsule in the management of Migraine with out Aura (Ardhava Bhedaka )

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

345
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY OF AYUSH-M NASAL DROPS
AND AYUSH-M CAPSULE IN THE MANAGEMENT OF MIGRAINE WITH
OUT AURA (ARDHAVA BEDHAKA)
PATIENT INFORMATION SHEET

What is the study about?


Migraine (Ardhava Bedhaka) is as old as civilization, occupying 16% among clinical
classification of headaches, has become a challenging problem to the present day physician. Thee
is no satisfactory treatment available, since no drug is clearly superior then its potential side effect
are also considered A clinical study conducted on 20 cases migraine to evaluate the effect of
Nasya Karma with fresh leaf juice extracted from Acalypha indica Linn. (Haritamanjari,) along
with internal medication of Panchagavya ghrta (Astanga Hradya, Uttara Tantra 7/18) reveled
significant clinical improvement. Keeping the potential of Ayurveda into consideration, the present
study is aimed at evaluating an effective and safe remedy for the management and prevention of
migraine.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 3 months to complete (2 months for
treatment and another one month for follow-up study). During this period, you are expected to visit
the hospital three times, once in a month during drug treatment and once at the end of 3rd month
during follow up.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, Blood and urine samples will also be taken. This is to make sure that you
are eligible for the study.
If you are found eligible, you would be put on trial treatment for two months.
Initially for seven days nasal drops will be given to you for installation in nostril as per
guidelines issued by physicians. Daily dose of oral treatment consist of two 500 mg.
capsules twice a day for two months.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit.

To be translated into regional language.

346
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY OF AYUSH-M NASAL DROPS
AND AYUSH-M CAPSULE IN THE MANAGEMENT OF MIGRAINE WITH
OUT AURA (ARDHAVA BEDHAKA)
CASE REPORT FORM I - SCREENING

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address ……………………………………..…………..........……………………………

CRITERIA OF INCLUSION Yes (1) No (0)

1. Age below 20 years & upto 60 years

2. Both the sex

3. Five or more attacks of migraine (headache) without


Aura lasting for 4-72 hours

4. Presence of two or more of the following features

i) unilateral,

ii) Pulsating,

iii) Moderate to severe

iv) Aggravated by movement and

5. Presence of one or more of the following features

i) Nausea,

ii) Photophobia,

347
iii) Photophobia

CRITERIA FOR EXCLUSION Yes (1) No (0)

6. Age below 20 and above 60 years

7. Less than five attacks of Migraine without Aura

Clinically diagnosed cases of (S.No. 8 – 16)

8. Tension headache

9. Cluster headache

10. Idiopathic stabbing headache

11. Exert ional headache

12. Headache due to systemic infection

13. Drug induced headache

14. Organic brain lesions

15. Any systemic disorders

16. Cases undergoing treatment for any other serious illness

A patient is eligible for admission to the trial

If Sl. No. 1 to 5 is ‘Yes’ and Sl. No. 6 to 16 are ‘No’

If admitted, Sr. No. of the Subject: _____________________

Date: _______________ Signature of the Investigator: ___________________

348
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY OF AYUSH-M NASAL DROPS
AND AYUSH-M CAPSULE IN THE MANAGEMENT OF MIGRAINE WITH
OUT AURA (ARDHAVA BEDHAKA)
CASE RFPORT FORM II - HISTORY

1. Centre : ........................................

2. Code No. (of clinical trial)

3. Sr. No. of the Subject : _______________________

4. Name of the patient .............................................................................................................

5. Gender Male 1 Female 2

6. Address: ..............................................................................................................................

7. Date of Birth Age (in years)

8. Educational status: Illiterate Read and write Primary

Middle school High school College

Others (specify) INA

9. Occupation Desk work Field work

Field work with physical labour

Field work with intellectual

Indicate nature of work…………………………….................................

Exposed to allergens like dust, chemicals : ..............................................

Field work with physical labor : ..............................................................

Indicate nature of work : .........................................................................

10. Total Family members :

11. Income per capita per month in rupees :

349
Chief complaints with duration Present (1) Absent (0)

12. Five or more attacks of Migraine (headache)


Aura lasting for 4-72 hours

13. Clinical features

14. Unilateral headache

15. Pulsating,

16. Moderate to severe

17. Aggravated by movement

18. Nausea

19. Photophobia,

20. Phonophobia

21. Average frequency of attacks of migraine per month

Zero One Two Three More than Three

22. Average duration of attacks of migraine (hours)

Less than five hours five to ten hours more than 10 hours

Personal History

23. Diet: Veg 1 Non-veg 2 Lecto-veg 3

24. Sleep: Normal (1) Duration in hours :____________

Abnormal (2) Duration in hours :____________

If Abnormal specify ______________________________________

No (0) Yes (1)

(a) Initiation:

(b) Maintenance:

(c) Freshness in the morning:

350
25. Anxiety

26. Constipation

Addiction

27. Smoking No 1 Yes 2

If yes specify: (a) Quantity [packs] ________________

(b) Total Duration in years ____________

28. Tobacco No 1 Yes 2

If yes specify: (a) Quantity__________

(b) Total Duration in years____________

29. Alcohol No 1 Yes 2

If yes specify: (a) Quantity (ml)_________

(b) Total Duration in years_______________

30. Any other(specify)________________

31. Prakriti:

Vataj 1 Pittaj 2 Kaphaj 3

Vataja-Kaphaj 4 Vata-Pittaj 5 Pitta-Kaphaj 6

Sannipataj 7

32. Systemic examination: Normal 1 Abnormal 2

If abnormal, specify abnormalities __________________________________________

Date: _______________ Signature of Investigator: _________________________

351
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY OF AYUSH-M NASAL DROPS
AND AYUSH-M CAPSULE IN THE MANAGEMENT OF MIGRAINE WITH
OUT AURA (ARDHAVA BEDHAKA)
CASE REPORT FORM III - CLINICAL ASSESSMENT
[0, end of the Ist Month, IInd Month, IIIrd Month]

1. Centre : ........................................

2. Code No. (of clinical trial)

3. Sr. No. of the Subject : _______________________

4. Name of the patient .............................................................................................................

5. Gender: Male 1 Female 2

6. Address: ..............................................................................................................................

7. Date of Birth Age (in years)

8. Date of Assessment

Clinical Symptoms Present (1) Absent(0)

9. Unilateral headache

10. Pulsating headache

11. Nausea

12. Photophobia

13. Phonophobia

14. Frequency of attacks during last one month

Zero One Two Three More than Three

15. Duration of migraine attacks (hours):

Less than five hours five to ten hours more than ten hours

352
16. Adverse reaction: Yes 1 No 2

If yes, details:_______________________

17. Overall impression of well-being by the Subject:

Improved 1 No change 2 Deteriorated 3

18. Status of the patient:

Continuing 1

Drop out 2 Reason: _____________________________

Died 3 Cause: _______________________________

Date: ________________ Signature of the Investigator: ______________________

353
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY OF AYUSH-M NASAL DROPS
AND AYUSH-M CAPSULE IN THE MANAGEMENT OF MIGRAINE WITH
OUT AURA (ARDHAVA BEDHAKA)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
(BEFORE TREATMENT)

1. Centre : ........................................
2. Code No. (of clinical trial)
3. Sr. No. of the Subject : _______________________
4. Name of the patient .............................................................................................................
5. Gender: Male 1 Female 2
6. Address: ..............................................................................................................................
7. Date of Birth Age (in years)
8. Date of Assessment
9. Urine Examination: Routine____________ / Microscopic___________
10. TC (Cells/Cmm.)_____________________
11. DC: P (%)______ L (%)______ E (%)______ M (%)______B (%)______
12. Hb (g/dl) ______________
13. ESR (1st hour.)(mm) ______________
14. Blood Sugar – PP (mg./dl)______________
15. B. Urea (mg./dl) ______________
16. S. Creatinine (mg./dl) _______________
17. Uric acid (mg./dl) _______________
18. Lipid profile ______________
19. Liver function tests ______________

Date: ______________ Signature of Investigator _________________________

354
DOUBLE BLIND PLACEBO CONTROLLED
CLINICAL EVALUATION OF “AYURVEDIC CODED
DRUG (AYUSH MANAS)” IN THE MANAGEMENT OF
“MANASA MANDATA (MENTAL RETARDATION)”

Drug : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

355
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356
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND PLACEBO CONTROLLED CLINICAL EVALUATION OF
“AYURVEDIC CODED DRUG (AYUSH MANAS)” IN THE MANAGEMENT OF
“MANASA MANDATA (MENTAL RETARDATION)”

I. BACKGROUND
Manasa mandata is a condition in which the normal growth of the child is affected and
this could be equated with mental retardation due to various reasons. According to Ayurveda this
deficiency occurs due to beeja dosha where the parents of the child might have had incompatible
and improper diet and habits, during and before their conjugation. According to ayurvedic
concepts vata or vayu (bodily bioforce) is the self-generating and self-propagating energy, which
is responsible for the conduct, regulation and integration of all vital functions and the structures of
the body. This vital force when imbalanced due to the above factors affects the development of
fetus and ends up with serious deformities to the child. Because if vata is in imbalanced stage,
definitely child will become mentally and/or physically abnormal. Ayurveda has mentioned the role
of doshaja (both sareeraka & manasika) and ajantuja factors in development of the disease
pathogenesis. The rajoguna &tamoguna (manasika dosha) along with vata, pitta, & kapha
(sareeraka dosha) will play an important role for the development of this disease.
Severity of Mental Retardation
Depending on the severity of intellectual impairment ICD –10 classifies the mental
retardation in to following degrees.
F 70 Mild mental retardation IQ of 50-69
F 71 Moderate mental retardation IQ of 35-49
F 72 Severe mental retardation IQ of 20-34
F 73 Profound mental retardation IQ < 20
The Intelligence quotient (IQ) score is used in the measurement of intelligence. IQ tests are
designed in such a fashion that an average individual gets a score of 100. As mentioned earlier, an
IQ of less than 70 is the criterion for falling in the range of mental retardation. Common IQ tests
that are used in India are Binet Kamat Test (BKT), Vineland Social Maturity Scale (VSMS),
Development Assessments scale for Indian Infants (DAS II), Seguin Form Board (SFB) and Malin
Intelligence Scale for Indian Children (MISIC).
II. OBJECTIVE
To study the efficacy of Ayush Manas for one year, in children with mental retardation in
terms of improving their intellectual function as measured by the IQ or SQ.

357
III. SAMPLE SIZE &METHODS
Study design: 12 months prospective double blind placebo controlled design is proposed. Patients
while e & f are optional / to selected patients.
Sample Size: Sample size would be 60 in active drug arm and 60 in the placebo group.
Drug/Dosage/ Duration
The subjects will be randomized to ayush Manas and placebo in a 1:1 ratio with
approximately 60 patients assigned to each group. Active treatment will be given for one year.
The drug Ayush Manas (250/tab) will be given at a dose of 2 tablets tid with water, which
contains equal parts of brahmi, manduka parni, jyothishmathi and ashwagandha.
Study procedures
Subjects will visit the investigator six times during the trial. The initial visit is screening phase
(visit 0), and subsequently after 1 to 4 weeks of initial wash out period (visit 1), after 3 months
(visit 2), 6 months (visit 3), 9 months (visit 4), 12 months (visit 5) and 6th visit will be at 15th
month. Visit 0 will be considered as the screening, visit I will be considered, as the baseline visit
where the trial begins and visit 5 will be the end of active treatment. On visit 1(base line visit), the
investigator after ensuring compliance with inclusion and exclusion criteria will propose the study to
the patient and obtain informed consent for each subject from the parent or guardian. A complete
medical history will be obtained. This will include patient demographics, significant past and present
illness or surgical procedures, concomitant medication data and VSMS – Malin’s version. A
physical examination will be done and include the recording of height, weight heart rate and blood
pressure. Diagnosis of Mental Retardation will be made according to VSMS – Malin’s version
criteria for Mental Retardation. Laboratory investigations will be done as per CRF (case recording
file) at base line (visit 1), after 3 months (visit 2) and at the end of the active treatment (visit5).
IV. CRITERIA FOR INCLUSION
1. Children of either sex aged in between 6 to 13 years.
2. Children with mild to moderate Mental Retardation.
V. CRITERIA FOR EXCLUSION
Children with a history of peptic ulcer disease, any gastric or duodenal surgery,
gasterointestinal (GI) bleeding or other GI disorders.
1. Children with severe infection and/or clinically significant hepatic, respiratory, renal, cardiac
or hematological disorders.
2. Children with abnormal laboratory values at admission in to the study: serum creatinine 1.2
mg/dl, SGOT, SGPT >2times uppr limit of normal; serum bilirubin or Alkaline phosphatase
>1.5 times upper limit of normal.

358
3. Subject’s guardian who cannot be relied upon to comply with the test procedures or are
unwilling to give informed consent.
4. The Children had any intramuscular, intra-articular or intravenous carticosteroids within 4
weeks prior to study entry.
5. The Children has likelihood of requiring treatment during the study period with drugs not
permitted by the study protocol.
6. The Children with a history of recent and clinically significant drug abuse.
7. The Children with pre-existing blood dyscrasias, eg., bone marrow hypoplasia, leukopenia,
thrombocytopenia etc.
8. The Children is unlikely to comply with protocol, eg., un cooperative attitude, inability to
return for follow-up visits, and unlikelihood of complete study.
9. Children in whom another investigational drug was used with in 3 months prior to entry in
this study.
10. Children with mental retardation suffering with active epilepsy (H/o attack in last 3 months).
11. Children to whom Binet Kamat Test (BKT) can’t be administered for any reason such as
speech delay, severe hyperkinesias etc.
VI. CRITERIA FOR WITHDRAWAL
A discontinuation occurs when an enrolled subject ceases participation in the study,
regardless of the circumstances, prior to completion of the study. The reason for withdrawal
should be recorded in the CRF, dated and signed. Efforts should be made to ascertain the reason
for discontinuation.
Discontinuation can be due to:
1. Non-compliance with the study medications and specified visits
2. Serious clinical events requiring specific treatment
3. At subject’s/ guardian’s request.
The final evaluation required by the protocol at the end of the study, will be performed at
the time of study discontinuation.
VII. ROUTINE INVESTIGATION AND ASSESSMENT
The following laboratory tests will be performed on at base line (visit 1), after 3 months
(visit 2) and at the end of the active treatment (visit5).

359
The laboratory tests include:
Hematology: Hemoglobin, haematocrit, RBC count, TLC, DLC, platelet count, erythrocyte
sedimentation rate (ESR), bleeding time, clotting time, prothrombin time.
Biochemistry: Total bilirubin, SGPT, SGOT, alkaline phosphotase, creatinine, blood sugar,
serum protein and albumin.
Urinanalysis: Albumin, microscopic haematuria, Urine for abnormal metabolites.
The laboratory test results will be recorded in CRF.
VIII. CLINICAL ASSESSMENT
Using study instruments in each visit will assess all Children who fulfill the inclusion and
exclusion criteria and whose parent/guardian provides written informed consent.
Instruments - a. Detailed clinical proforma for Mental Retardation
b. Binet Kamat Test (BKT)
c. Vineland Social Maturity Scale (VSMS) – Indian adaptation by Malin
d. Maladaptive Behavior Scale (Part II of ABS of AAMR)
e. Seguin Form Board (SFB)
f. Malin’s Intelligence Scale for Indian Children (MISIC)
a, b, c & d will be administered to all the patients while e & f are optional / to selected patients.
SAFETY RECORDING
a. Adverse Events
All adverse events observed or reported by patients will be recorded in the CRF with
information about severity (i.e., whether mild, moderate or severe) and possible relation to the
study medication. Any serious adverse effects must be notified immediately to the study monitor.
b. Safety Measures
Safety evaluation will perform by recording clinical adverse events at randomization
(baseline) and at the subsequent clinical visits. Further adverse events will be classified according
to their type, severity and possible relationship to treatment. At Visit 1 the subject’s medical history
will be recorded. At monthly visits vital signs (body temperature, pulse, blood pressure) will be
recorded and a physical examination will be performed (Abnormal Lab reports listed in appendix
3).

360
IX. TRIAL MONITORING AND DATA ANALYSIS
A qualified statistician will perform the statistical analysis. All available data will be used in
the analysis. In general all statistical tests will be performed at the 5% level of significance.
X. ETHICAL REVIEW
Ethics Committee: The study will be performed in accordance with the principles stated
in the Declaration of Helsinki (enclosed Appendix 2). Ethical approval of the study protocol will
be obtained from the Ethics committee at institutions where the study will be conducted before the
study is undertaken. The opinion of the Ethics Committee should be dated and given in writing.
Whenever possible, the names and titles of the members attending the Ethics Committee meeting
should be appended. The approval must clearly identify the protocol and other documents
submitted for review, by title and study code.
XI. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs.100/- per visit i.e., on the 1st day of recruitment after
screening, 1st, 2nd, 3rd month (4 times)
XII. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators involved in the
multicentric trial at CCRAS Hqrs. New Delhi. The investigators will be detailed about the clinical
trial conduct and laboratory procedures in order to maintain the uniformity.
XIII. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Haematological /Biochemical, etc.), which are not available
at research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

361
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF “AYURVEDIC CODED DRUG
(AYUSH MANAS)” IN THE MANAGEMENT OF “MANASA MANDATA
(MENTAL RETARDATION)”
PATIENT INFORMATION SHEET

What is the study about?


The research study in which patient participation is suggested aims to assess the efficacy
and safety of a new drug called AYUSH MANAS, a herbal product.
Currently no available drug has proven efficacy to improve the overall intellectual
functioning. Many patients seek alternative methods of treatment (complementary medicine). There
is thus a definite need to scientifically assess some of these treatment modalities. Though there are
no published data available on the efficacy of these herbs in mental retardation, the long claimed
usage in complementary medicine in India, claimed efficacy in mental performance, the apparent
safety profile makes it worthwhile studying in a placebo controlled randomized double blind trial.
The individual components of AYUSH MANAS have been studied in India & abroad in
various institutes in open clinical trials for disorders of the nervous system, memory improvement,
and development of immunity.
Explanation of procedures to be followed
Study procedure
I agree to return to this institute for examinations and evaluations of my child’s response to
treatment. At this initial visit my child’s medical and psychiatric history, current condition and
eligibility to enroll in this study will be evaluated. Approximately 5 more visits will be required to
assess my child throughout this study. Visits will take approximately one or two hours.
During these visits, a complete clinical assessment including physical examination,
psychological tests, & behavior rating scales, compliance with therapy and reporting of any
adverse reactions will be recorded.
Laboratory tests will be performed on first, second and last visits.
My child will be receiving either AYUSH MANAS or placebo (inactive drug). Neither my
physician nor I will know what medication my child is receiving. The physician will however be
able to obtain this information, quickly if needed.
Expected duration of the study and number of patients expected to participate
My child will be one of 120 patients who will participate in this study. The study
medication will be administered orally daily for a period of one year.
Possible risks
Based on our clinical experience the drugs included in AYUSH MANAS have shown no
side effects for short and long-term therapy.

362
Problems and side effects, which are not known at this time, could occur. I will be told of
any changes in the way the study will be done and of any newly identified risks to which my child
may be exposed.
I shall inform the physician about any illness that my child may have suffered in this study
period and the treatment required for it.
Patient participation
Participation in this study is entirely voluntary. If I do not desire to enroll my child for the
study the child’s treatment will continue as per the routine of the institute.
Possible benefits of the study
The costs of the all tests, examinations and medical care required as a part of this study
are to be provided free of cost to me. My child may respond favorably to treatment and others
may benefit from the overall conclusions to be drawn from the results of this study. There is no
guarantee that my child will benefit from participating in this study.
Withdrawal from this study
The investigator in charge of this study can remove my child from the study without my
consent based on his/her judgment to improve my child’s medical care or my failure to follow the
study schedule.
Compensation
If my child is injured as a direct result of taking part in this study, I understand that
medical treatment and other related costs should be made available by CCRAS, New Delhi.
Right to withdraw from the study
I am free to leave this study at any time without giving any reason. My decision of not
participating in this study or to leave the study in between shall not affect my child’s future medical
care.
Confidentiality
The records obtained during the study as well as related health records will remain strictly
confidential at all times. However, I understand that these will need to be made available to
CCRAS, New Delhi, to other doctors/scientists of this study and if required to the drug regulatory
authority. The information disclosed will remain confidential. The results of the treatment, including
laboratory tests, photographs may be published for scientific purposes provided my child’s identity
is not revealed.
Data protection: Use of data collected from this study
My child’s personal data, which may be sensitive, will be collected and processed only for
research purposes in connection with this study. By taking part in this study, I agree not to restrict
the use of any data even if I withdraw.

363
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF “AYURVEDIC CODED DRUG
(AYUSH MANAS)” IN THE MANAGEMENT OF “MANASA MANDATA
(MENTAL RETARDATION)”
WRITTEN INFORMED CONSENT FORM
(By parent/guardian of the patient)

I,…………………………………………………………………………………………Father/
Mother/Guardian of………………………………………, exercising my free power of choice
give my consent on my as well as my child’s behalf to be included in this study on one-year
prospective double blind placebo controlled clinical evaluation of “Ayurvedic coded drug (AYUSH
MANAS)” in the management of “Manasa Mandata (Mental Retardation)”. I have read, or had
read to me, the above information before signing this consent form. I have been provided ample
opportunity to ask questions and have received answers that fully satisfy those questions. I have
been informed to my satisfaction by the attending physician the nature and purpose of the study.
I understand that the clinical details and information recorded as part of the study will be
kept confidential.
I am also aware of my right to withdraw out of this study at any time during the course of
the study without having to assign the reason for doing so.

Signature of the Father/Mother/Guardian Date: ________________

Signature of the Physician Date: ________________

Signature of impartial witness Date: ________________

To be translated into regional language.

364
CENTRAL COUNCIL FOR RESEARCH IN A YURVEDA AND SIDDHA
CLINICAL EVALUATION OF HERBOMINERAL PREPARATIONS IN THE
MANAGEMENT OF MANASA MANDATA (MENTAL RETARDATION)
CASE REPORT FORM – I SCREENING
(Enter a  in the appropriate box)

1. Name of the patient : ______________________________________________________


2. Address: _______________________________________________________________
_______________________________________________________________
3. Centre: _______________________________________________________________
4. Code No. (of clinical trial)
5. Patient No. ______________________________________________________________
6. Group No. First Second
Third Fourth
CRITERIA OF INCLUSION Yes (1) No (0)
1. Age between 5-16 years of either sex 1 0
2. Duration of disease up to 10 years 1 0
3. Presence of cardinal symptoms of diseases 1 0
CRITERIA OF EXCLUSION
4. Age below 5 and above 16 years 1 0
5. Duration more than 10 years 1 0
6. Patients with uncontrolled epilepsy, hyperkinesis, 1 0
psychosis, tuberculosis and organicity
7. Others (specify)_________________________________________
A patient will be admitted for treatment,
If ‘Yes’ to 1 – 3 and ‘No’ to 4 – 7 above
No: _ _ _ _ _ _ _ _ _ _ _ _

Date: _____________ Signature of the Investigator _______________________

365
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THERAPEUTIC EFFICACY OF AYUSH-M NASAL DROPS
AND AYUSH-M CAPSULE IN THE MANAGEMENT OF MIGRAINE WITH
OUT AURA (ARDHAVA BEDHAKA)
CASE RFPORT FORM II - HISTORY

1. Name of the patient : ______________________________________________________

2. Address : _______________________________________________________________
_______________________________________________________________

3. Date of Admission Date of Discharge

4. Centre : __________________________________________________________________

5. Code No. (of clinical trila) :

6. Patient No.

7. Group No. First 1 Second 2

Third 3 Fourth 4

8. Age in patient in years : _______________

9. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

10. Occupation

Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work…………………………….................................

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Total income of the family in rupees : .......................................................

11. Total Family members :

12. Income per capita per month in rupees :

Chief complaints with duration Yes (1) No (0)

13. Delayed milestones 1 0

14. Speech handicap 1 0

15. Seizures 1 0

16. Mental age not proportional with chronological age 1 0

17. Adaptive behavior Impaired 1 Not impaired 0

18. Hyperactivity present 1 absent 0

19. Maladaptive signs (tick if present)

Twitches & tics


Silly giggling
Dribbling of the saliva
Destructive & harmful
Inopportune laughing/crying/shouting
Fixed eyes
Lack of personal hygiene
History of present illness:

20. Onset of disease Acute 1 Insidious 2

21. Duration of disease ______________

22. Treatment given so far :

Ayurvedic medicine 1 Modern medicine 2 Unani 3

Homoeopathy 4 Siddha 5 Mixed 6

367
Medicines given ________________________ Results obtained ______________________

23. Factors aggravating the disease/chief complaints ___________________________________

24. Factors relieving main complaints_______________________________________________

25. History of past illness having relation with present illness

Yes 1 No 2

If yes, specify _____________________________________________________________

Family History if any Yes (1) No (0)

26. Mental disease 1 0

27. Mental retardation 1 0

28. Consanguineous marriage 1 0

Personal History

29. Diet: Veg 1 Non-veg 2 Lacto-ova veg 3

30. Sleep: Good 1 Disturbed 2 Insomnia 3

31. Emotional stress Yes 1 No 2

32. Bowel Habit Regular 1 Constipation 2 Loose motion 3

33. Addiction Yes 1 No 2

If yes, specify _____________________________________________________________

34. Prakriti

Vataj 1 Pittaj 2 Kaphaj 3

Vataja-Kaphaj 4 Vata-Pittaj 5 Pitta-Kaphaj 6

Sannipataj 7

368
35. Manas Prakriti

Sattva 1 Rajas 2 Tamas 3

Sattva-Rajas 4 Sattva-Tamas 5 Rajas-Tamas 6

Sama 7

Physical Examination:

Build Lean 1 Medium 2 Heavy 3

36. Body weight Kg: _________________

37. Blood Pressure (Systolic): _________________

38. Blood Pressure (Diastolic): _________________

39. Body temperature: _________________

40. Respiration: _________________

Present (1) Absent (0)

41. Cyanosais 1 0

42. Anaemia 1 0

43. Jaundice 1 0

44. Pigmentation 1 0

45. Clubbing of fingers 1 0

46. Deformities 1 0

47. Lymphadenopathy 1 0

Systemic examination Normal (1) Abnormal (2)

48. CVS with chest 1 2

If abnormal, specify abnormalities_______________________________________________

49. CNS 1 2

If abnormal, specify abnormalities__________________________________

369
50. Digestive System 1 2

If abnormal, specify abnormalities__________________________________

51. Urogenital System 1 2

If abnormal, specify abnormalities__________________________________

Samprapti (Pathogenesis) of the disease

52. Anubandhyashareerikadosha Vata 1 Pitta 2 Kapha 3

53. Anubandhashareerika dosha Vata 1 Pitta 2 Kapha 3

54. Anubandhya manasika dosha Rajas 1 Tamas 2

55. Anubandhamanesika dosha Rajas 1 Tamas 2

56. Ksheena shareerika dosha Vata 1 Pitta 2 Kapha 3

57. Ksheena manasika dosha Rajas 1 Tamas 2

58. Stages of disease (Rogakriya kala)

Sanchaya 1 Prakopa 2 Prasara Sthanasamshraya 3

Vyakti 4 Bheda 5

SROTAS PAREEKSHA

59. Pran Vaha Srota

Alpa Alpa Swasa (Shortened Breathing) 1

Atisrama Swasa (Increased respiration rate) 2

Abhikshna Swasa (Chyne stroke breathing) 3

Kupita Swasa (Vitiated breathing) 4

Sashula swasa (Dyspnoea with pain) 5

60. Udakavaha Srota

Jihva sosha (Dryness of tongue) 1

370
Oustha sosha (Dryness of lip) 2

Talu shosha (Dryness of palate) 3

Kantha shosha (Dryness of throat) 4

Kloma shosha (Excessive thirst) 5

Trishna (Thirst) 6

61. Annavaha Srota

Anannabhilasha (Lack of desire for food) 1

Aruchi (Anorexia) 2

Avipaka (Indigestion) 3

Chhardi (Vomitting) 4

62. Ras Vaha Srotas

Mukha vairsya (Bad taste in mouth) 1

Arasajnata (Tastelessness) 2

Hrillasa (water brash) 3

Gaurava (Feeling of heaviness) 4

Tandra (Stupor) 5

Anga marda (Body ache) 6

Jwara (Fever) 7

Pandu (Anaemia) 8

Avsada (Depression) 9

Klaibya (Loss of libido) 10

Karshya (Emaciation) 11

Agnimandya (Diminished appetite) 12

371
63. Rakta Vaha Srotas

Pidika (Boils) 1

Rakta Pitta (Bleeding from any of the orifice) 2

Mukha paka (Stomatitis) 3

Vidradhi (Abscess) 4

Charma raga (Skin disease) 5

Kamala (Jaundice) 6

64. Mamsa Vaha Srotas

Arubuda (Tumour) 1

Aljee (Phlyctenular conjunctivitis) 2

Gandamalaa (cervical lynphadenitis) 3

Upjivihika (Epiglotitis) 4

Adhimamsa (Protruberance of flesh/cancer/cyst) 5

Putimamsa (decayed flesh/gangrene) 6

65. Medo Vaha Srotas -

Maladhykya (Excess of excreta) 1

Hastapada daha (Burning sensation in the palm and sole) 2

Hastapada suptata (Numbness of the palm and sole) 3

Tandra (Stupor) 4

Dehachikkanata (Greasiness of the skin) 5

Alasya (Lethargy) 6

66. Asthi Vaha Srotas -

Adhyasthii (Hypertrophy of bone) 1

372
Adhidanta (Redundant tooth) 2

Dantshoola (Toothache) 3

Asthi shoola (bone pain) 4

Kesha, lorna, nakha, samshru vikara 5


(Any defects of hair, hair follicles, nails and mustaches)

67. Majja Vaha Srotas -

Parva shoola (Pain in the Interphalangeal joints) 1

Bhrama (Vertigo/Giddiness) 2

Moorchh (Syncope) 3

Mithyajnana (Illusion) 4

68. Shukra vaha srotas -

Klaivya (Sterility/impotence) 1

Aharshan (Loss of erection) 2

Garbha pata (Abortion) 3

Santana vikriti (Congenital deformity of the children) 4

69. Manovaha srotas

Manovibramsha 1

Budhivibramsha 2

Samjavibramsha 3

Smritivibramsha 4

Bhktivibramsha 5

Sheelavibramsha 6

Chesta vibramsha 7

Acharavibramsha 8

373
70. Artava vaha srotas -

Anartava (Amenorrhoea) 1

Vandhyatva (Sterlity) 2

71. Mutra-vaha srotas -

Bahumutrata (Polyuria) 1

Atibadhta (Urination with obstruction) 2

Prakop mutra (Defective Urination/Difficulty in micturition 3

Alpaalpa (Scanty urination) 4

Aabhikshna (Constant/repeated urination) 5

Bahulamutrata (Urine with prostatic secreation) 6

Sashoola mutrata (Painful micturition) 7

72. Pureeshavaha srotas -

Alpaalpa pureesha (Scanty defecation) 1

Sashoola pureesha (Painful defecation) 2

Atidrava pureesha (Diarrhoea) 3

Atigrathita yukta pureesha (Scybala) 4

73. Sweda vaha srotas -

Aswedan (Loss of perspiration) 1

Atiswedana (Profuse sweating) 2

Parushya (Roughness of the skin) 3

Lomaharsha (Thrill) 4

Aangaparidaha (Burning sensation in the body) 5

374
74. Investigations

Clinical assessment

75. Provisional diagnosis Final diagnosis

76. Medical management

77. Principle drug therapy

Drug Dose Vehicle Diet

Duration of treatment

78. Summary of findings

79. Results: Good response 1 Fair response 2

Poor response 3 No response 4

Dropout 5 LAMA 6

Death 7

Date:____________ Signature of Investigator___________________________

375
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF HERBOMINERAL PREPARATIONS IN THE
MANAGEMENT OF MANASA MANDATA (MENTAL RETARDATION)
CASE REPORT FORM – III INVESTIGATION

1. Name of the patient: ________________________________________________________

2. Address: _______________________________________________________________
_______________________________________________________________

3. Centre: __________________________________________________________________

4. Code No. (of clinical trial):

5. Patient No.

6. Group No. First 1 Second 2

7. Age of patient in years: _____________________________________________________

Investigations

Investigations At the time of admission At the time of discharge

8. URINE: Routine & Microscopic

9. Stool: Macroscopic & Microscopic

HAEMA TOLOGICAL INVESTIGATIONS

10. HB %

11. T.L.C. (in thousands/Cmm)

12. D.L.C.

Polymorphs :..... .....%

Lymphocyte :..... .....%

Basophil : . . . . . . . . . . %

Eosinophil : . . . . . . . . . . %

376
13. E.S.R. : 1 Hr . . . . . . . mm

: 2 Hr . . . . . . . mm

Biochemistry:

14. Total proteins (gm % )

15. Alkaline phosphatase . . . . . . . . . IU/L

16. S.G.O.T . . . . . . . . . IU/L

17. S.G.P.T . . . . . . . . . IU/L

18. S. Bilirubins . . . . . . . . . mg/100 ml

19. Urea . . . . . . . . . mg/100 ml

20. S. Creatinine . . . . . . . . . mg/dl

Special Tests

21. Urinary catecholamines

22. CT Scan for Head

23. EEG

Note: Only such investigations are to be undertaken for which facilities exist in the Institutes/
Centres/Units themselves, unless exempted.

24. Objective test

(i) Binet Kamat test

(ii) Seguin Form Board Test

(iii) Vineland Social Maturity Scale

377
INFORMED CONSENT (APPENDIX 1)

Informed consent will be obtained from each subject in the prescribed format prior to
performance of any study related procedures: before physical examination, laboratory screening or
any other investigational procedure and before administration of any study related medication. The
investigators will give each subject full information about the nature, meaning and importance of the
study and a description of the procedures to be followed by the investigator in accordance with
Declaration of Helsinki (Appendix 2). They will further be given a description of any foreseeable
risks and discomforts. Subjects will also be told that they have the right to opt out of the trial at
any time without having to give reasons and without prejudice to further treatment. Each subject
will be given a copy of the subject information sheet and will be given sufficient time to consider
the implications of the study before deciding whether or not to participate in the trial.
The subject and the investigator must sign the informed consent form. At this time the
subject must have legal capacity and be able to comprehend the nature, meaning, importance and
risks of the study and to make up his mind accordingly. If the subject is illiterate, an impartial
witness (a person, who is independent of the trial and who cannot be unfairly influenced by people
involved in the trial) will attend the informed consent form in a language known to the subject.
Signed informed consent means the explicit acceptance that the Investigator(s), the sponsor and,
possibly, the regulatory authorities, will know about the individual’s data.

Note: In the above Subject means parent’s Legal guardian.

378
DECLARATION OF HELSINKI (APPENDIX 2)

Introduction
It is the mission of the physician to safeguard the health of the people. His or her
knowledge and conscience are dedicated to the fulfillment of this mission.
The Declaration of Geneva of the World Medical Association binds the physician with the
words, “The health of my patient will be my first consideration,” and the International Code of
Medical Ethics declares that, “A physician shall act only in the patient’s interest when providing
medical care which might have the effect of weakening the physical and mental condition of the
patient.”
The Purpose of biomedical research involving human subjects must be to improve
diagnostic, therapeutic and prophylactic procedures and the understanding of the etiology and
pathogenesis of disease.
In current medical practice most diagnostic, therapeutic or prophylactic procedures involve
hazards. This applies especially to biomedical research.
Medical progress is based on research, which ultimately must rest in part on
experimentation involving human subjects.
In the field of biomedical research a fundamental distinction must be recognized between
medical research in which the aim is essentially diagnostic or therapeutic for a patient, and medical
research, the essential object of which is purely scientific and without implying direct diagnostic or
therapeutic value to the person subjected to the research.
Special caution must be exercised in the conduct of research, which may affect the
environment, and the welfare of animals used for research must be respected.
Because it is essential that the results of laboratory experiments be applied to human
beings to further scientific knowledge and to help suffering humanity, the World Medical
Association has prepared the following recommendations as a guide to every physician in
biomedical research involving human subjects. They should be kept under review in the future. It
must be stressed that the standards as drafted are only a guide to physicians all over the world.
Physicians are not relieved from criminal, civil and ethical responsibilities under the laws of their
own countries.
I. Basic Principles
Biomedical research involving human subjects must conform to generally accepted scientific
principles and should be based on adequately performed laboratory and animal experimentation
and on a thorough knowledge of the scientific literature.

379
1. The design and performance of each experimental procedure involving human subjects should
be clearly formulated in an experimental protocol which should be transmitted for
consideration, comment and guidance to a specially appointed committee independent of the
investigator and the sponsor provided that this independent committee is in conformity with
the laws and regulations of the country in which the research experiment is performed.
2. Biomedical research involving human subjects should be conducted only by scientifically
qualified persons and under the supervision of a clinically competent medical person. The
responsibility for the human subject must always rest with a medically qualified person and
never rest on the subject of the research, even though the subject has given his or her
consent.
3. Biomedical research involving human subjects cannot legitimately be carried out unless the
importance of the objective is in proportion to the inherent risk to the subject.
4. Every biomedical research project involving human subjects should be preceded by careful
assessment of predictable risks in comparison with foreseeable benefits to the subject or to
others. Concern for the interests of the subject must always prevail over the interests of
science and society.
5. The right of the research subject to safeguard his or her integrity must always be respected.
Every precaution should be taken to respect the privacy of the subject and to minimize the
impact of the study on the subject’s physical and mental integrity and on the personality of
the subject.
6. Physicians should abstain from engaging in research projects involving human subjects unless
they are satisfied that the hazards involved are believed to be predictable. Physicians should
cease any investigation if the hazards are found to outweigh the potential benefits.
7. In publication of the results of his or her research, the physician is obliged to preserve the
accuracy of the results. Reports of experimentation not in accordance with the principles laid
down in this Declaration should not be accepted for publication.
8. In any research on human beings, each potential subject must be adequately informed of the
aims, methods, anticipated benefits and potential hazards of the study and the discomfort it
may entail. He or she should be informed that he or she is at liberty to abstain from
participation in the study and that he or she is free to withdraw his or her consent to
participation at any time. The physician should then obtain the subject’s freely-given informed
consent, preferably in writing.
9. When obtaining informed consent for the research project the physician should be particularly
cautious if the subject is in a dependent relationship to him or her or may consent under
duress. In that case the informed consent should be obtained by a physician who is not
engaged in the investigation and who is completely independent of this official relationship.

380
10. In case of legal incompetence, informed consent should be obtained from the legal guardian
in accordance with national legislation. Where physical or mental incapacity makes it
impossible to obtain informed consent, or when the subject is a minor, permission from the
responsible relative replaces that of the subject in accordance with national legislation.
Whenever the minor child is in fact able to give a consent, the minor’s consent must be
obtained in addition to the consent of the minor’s legal guardian.
11. The research protocol should always contain a statement of the ethical considerations involved
and should indicate that the principles enunciated in the present Declaration are complied
with.
II. Medical Research Combined with Professional Care (Clinical Research)
1. In the treatment of the sick person, the physician must be free to use a new diagnostic and
therapeutic measure, if in his or her judgment it offers hope of saving life, reestablishing health
or alleviating suffering.
2. The potential benefits, hazards and discomfort of a new method should be weighed against
the advantages of the best current diagnostic and therapeutic methods.
3. In any medical study, every patient—including those of a control group, if any—should be
assured of the best proven diagnostic and therapeutic method.
4. The refusal of the patient to participate in a study must never interfere with the physician-
patient relationship.
5. If the physician considers it essential not to obtain informed consent, the specific reasons for
this proposal should be stated in the experimental protocol for transmission to the independent
committee (I, 2).
6. The physician can combine medical research with professional care, the objective being the
acquisition of new medical knowledge, only to the extent that medical research is justified by
its potential diagnostic or therapeutic value for the patient.

381
ABNORMAL LABORATORY RESULTS (APPENDIX 3)

SI.No. Laboratory Test Clinically Moderate Marked


relevant abnormality abnormality
direction (%) (%)
1. Haemoglobin (Hb) Decrease 10(5) 25(10)
2. Haematocrit Decrease 10(5) 25(10)
3. RBC Either 10(5) 25(10)
4. White cell (TLC) Either 10(5) 25(10)
5. Platelet Decrease 10(10) 25(25)
6. Creatinine Increase 10(5) 50(50)
7. Glucose Either 10(20) 50(50)
8. Total bilirubin Increase ≥1.5xULN ≥2.0xULN
9. AST/ALT Increase ≥1.5xULN ≥3.0xULN
10. Alkaline phosphatase Increase ≥1.2xULN ≥1.5xULN
11. Abnormal laboratory
value follow-up

Patients with markedly abnormal tests at the end of treatment period should be followed
up to satisfactory resolution.
ULN is defined as the upper limit of normal, depending on whether the pretreatment
baseline was normal or abnormal.
The follow up of abnormal laboratory tests described in the CRF will be recorded
accordingly.

382
SCHEDULE OF ASSESSMENTS (APPENDIX 4)

Assessment Screening Double Blind Treatment Follow Up


Visit No. 0 1 2 3 4 5 6
Inclusion/Exclusion X - - - - - -
criteria
Medical History X - - - - - -
BKT X - - - - X X
VSMS X - X X X X X
Part II of ABS of X - X X X X X
AAMR
SFB X - X X X X X
MISIC X - X X X X X
Pulse/BP/Weight/Height X X X X X X X
Physical Examination X X X X X X X
Clinical Lab. Evaluation X - X - - X -
Study drug accountability - X X X X X -

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384
SAMANA THERAPY VIS-A-VIS PANCHAKARMA
THERAPY IN THE MANAGEMENT OF GRIDHRASI
(SCIATICA)

Drug : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

385
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386
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
SAMANA THERAPY VIS-A-VIS PANCHAKARMA THERAPY IN THE
MANAGEMENT OF GRIDHRASI (SCIATICA)

I. BACKGROUND
Pain starting from the gluteal region and spreading down the back of the lower limb and
radiating upto the foot is the main symptom of the Gridhrasi (Sciatica). There will be a limp gait
and difficulty in sitting. If pain is severe, the patient may not be able to move from bed. The pain
increases by coughing or sneezing. The patient suddenly seized with immobilizing and shooting pain
down the leg, starting from lower back.
The disease mostly affects the early and middle aged people. Occupations like heavy
weight lifting, continuous pressure on the back etc. are also main causative factors.
ETIOPATHOGENESIS
According to Ayurveda, in Gridhrasi1, the main vitiated Dosha is Vata. In Ashtanga
Hridaya and Sushruta Samhita, the descriptions of Gridhrasi are identical. However, Caraka’s
description differs. It classifies Gridhrasi into two types namely Vataja and Vatakaphaja.
Caraka’s description is very much similar to modern concept. According to Ayurvedic concepts
also, the origin of the disease is at Katipradesha (Lumbo - Sacral region).
Inspite of the fact that the spinal diseases are difficult to be cured, sciatic pain is not so
much harmful as other neurological conditions. Ayurvedic concept of treatment for Gridhrasi
(Sciatica) is more effective and suitable as compared to modern mode of treatment. On prolonged
use also, there is no side effect with Ayurvedic regimen of treatment. Several single and compound
herbal preparations like Bhallataka (Tripathy et. al., 1965). Nirgundi (Jain et. al., 1976) and
Hingutriguna Taila (Prem Kishore et. al., 1986) etc. have shown good response in the
management of Gridhrasi (Sciatica).

References
1. Charaka Samhita, Chikitsa Sthana Chapter– 28, Vidyotini Hindi Vyakhya by Vd. Ambikadatta
Shastry, Choukhamba Orientalia, Varanasi
2. Harrison’s Principles of internal medicine, 14th Edition, International Editions, 1998, Published
by Mc Graw-Hill CompaniesInc.pp1208-1209
3. Ambika Dutta Sashtri (1989) Susruta samhita (text with Hindi commentary) Nidana Sthana,
Chapter – 1, VIIth Edition Chaukhamba Sanskrit Series Office, Varanasi.
4. Bhaisajya Ratnavali, Krimiroga Chikitsa Prakarana, Chaukhamba Sanskrit Samsthan, Varanasi

387
Since inception, Indian Institute of Panchakarma has been concentrating Clinical
Research Trials on Gridhrasi in order to find out an effective line of treatment. Several Single and
Compound Ayurvedic preparations had been tried. Following are the main drugs in which Clinical
Trials have been already conducted in past. All the trials have shown significant result in the
management of Gridhrasi cases.
Typical pain radiation, caused due to irritation of the 4th and 5th lumber and 1st sacral
roots, from the sciatic nerve extending mainly down the posterior aspect of the thigh and posterior
and lateral aspects of the leg is termed as Sciatica. Twinkling, paresthesia and numbness of or
sensory impairment of the skin, soreness of the skin and tenderness along the nerve also
accompanies the classic sciatic pain and on physical examination reflex loss, weakness, atrophy,
fascicular twitching and occasionally stasis oedema may occur is the motor fibres of the anterior
root are involved.
Mild attacks least for a week or two. Other cases happen to be more chronic and
provide a history of remitting attacks. Favorable cases, rested absolutely on hard bed, may
recover with 4 – 6 weeks but recurrences are frequent. Foot drops seldom recovers completely.
Pelvic tractions help in some cases with disc lesions. Massage, spinal exercise and heat application
provide comfort and hence are useful. If there is no improvement by providing bed rest and there
are recurrent disabling attacks, surgical removal of the disc is suggested.
II. OBJECTIVES
The study aims to assess the Comparative Clinical Evaluation of Dasamoola Bala Kwatha
(Internal) along with Dasamoola Bala Taila (Internal and External) in one group and
Panchakarma Therapy with its different procedures in another group in the management of
Gridhrasi (Sciatica). The drug Dasamoola and Bala are well known for their Vatahara
properties.
III. CENTER:
CCRAS identified Centers
IV. SAMPLE SIZE AND METHODS:
Sample Size: 100 cases
No of Groups: Two groups
Trial Drug/Dosage/Duration
Group – I: Samana Chikitsa
a). Dasamoola Bala Taila – 10 ml. to 15 ml. thrice daily X 14 days.
i). Dasamoola Bala Kwatha – 10 – 15 ml. thrice daily X 14 days.

388
ii). Nirgundi Patrapotala Sweda after Abhyanga with Dasamoola Bala
Taila X 14 days.
b). Virechana X 1 day with Eranda Taila 30 ml., after completing the
Patrapotala Sweda

Group – II: Panchakarma Therapy


a). Snehapana with Dasamoola Bala Taila for 7 days
b). Vashpa Sweda X 3 days
c). Viechana with Eranda Taila X 1 day
d). Samsarjana Karma X 7 days
e). Vaitarana Vasti X 7 days
No of Patient in each Group: 50 cases in each group
(Random allocation of selected cases in two different trial groups)
Type of Study: Single blind
Duration of Study: Samana Chikitsa for a period of 22 days while Panchakarma
Chikitsa will continue for a total period of 25 – 26 days.
Follow Up: For a period of three months on a regular interval of fortnight, either with
postal correspondence or on personal appearance of the patient at the field station where
he/she has been registered for the trial.
V. CRITERIA FOR INCLUSION
1. Age — 20 to 70 years
2. Sex — Either sex
3. Duration of illness — Upto 2 years
4. Radiating pain, starting from the gluteal region towards, the foot
5. Tenderness of the Sciatic Nerve course
6. Severe pain on squatting
7. Sensory change
8. Non-involvement of Urinary Bladder and Rectum
9. Positive straight leg raising sign

389
VI. CRITERIA FOR EXCLUSION
1. Age below 20 years and above 70 years
2. Duration of disease more than 2 years
3. Monoplegia
4. Paraplegia
5. Hip joint arthritis
6. T.B. Spine/Hip
7. Pelvic pathology
8. Traumatic lesion in lumbo - sacral region
VII. CRITERIA FOR WITHDRAWAL
1. Left against medical Advise (LAMA)
2. Development of complications due to presenting illness or otherwise
3. Aggravation of symptoms
Pronounced toxic side effects
VIII. ROUTINE EXAMINATION AND ASSESSMENT
Screening of the patient will be recorded as per case record form - I. Detailed clinical
history and physical examination of each patient will be recorded as per Part – II of the Proforma
annexed. Pathological, Biochemical and other relevant investigations will be carried out as per Part
– III of the proforma. The assessment of the results will be done according to effect of the Trial
Groups on each of the sign and symptom. Each sign and symptom is graded and a numerical
value is given for assessment of results. (as per case record form III).
Following criteria has been fixed for Routine Examination and Assessment.
1. Pricking pain 6
2. Pulling pain 6
3. Stiffness 3
4. Tenderness of sciatic trunk 6
5. Straight leg raising test/positive 54
jugular vein pressure test
6. Ankle jerk 2

390
7. Knee jerk 2
8. Plantar reflexes 2
9. Pressing power 3
10. Muscle wasting 3
11. Walking speed 3
12. Sensory impairment 2
13. Posture 8

Total 100

Symptoms were suitably graded to assess the degree of involvement. The assessment chart
is annexed at Part – IV of the Proforma.
IX. CRITERIA FOR ASSESSMENT
Result of treatment will be graded as follows:
1. Good Response : Complete relief in presenting symptomatology of the disease.
2. Fair Response : 75% and above relief of signs and symptoms.
3. Poor Response : 50% to 74% relief of signs and symptoms
4. No Response : No response in presenting clinical symptomatology of disease or
otherwise.
X. TRIAL MONITORING AND DATA ANALYSIS
The progress of the study will be monitored by team comprising of Clinicians, Pathologists,
Biochemists, Radiologists and Statisticians.
XI. STATISTICAL ANALYSIS
Before treatment and after treatment, data signs/symtoms and other parameters taken into
account for diagnosis and assessment of result of treatment will be tabulated and analyzed using
suitable statistical methods.
XII. TRIAL MONITORING AND DATA ANALYSIS
CCRAS, Hqrs, New Delhi will undertake the monitoring of progress of the trial and data
analysis.

391
XIII. ETHICAL REVIEW
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
XIV. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs……. /- per visit.
XV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. The investigators and technicians will
be detailed about the clinical trial conduct and laboratory procedures in order to maintain the
uniformity.
XVI. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

392
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________

Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Samana therapy vis-a-vis panchakarma therapy in the management
of gridhrasi (sciatica)”

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

393
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
SAMANA THERAPY VIS-A-VIS PANCHAKARMA THERAPY IN THE
MANAGEMENT OF GRIDHRASI (SCIATICA)
PATIENT INFORMATION SHEET

What is the study about?


Pain starting from the gluteal region and spreading down the back of the lower limb and
radiating upto the foot is the main symptom of the Gridhrasi (Sciatica). There will be a limp gait
and difficulty in sitting. If pain is severe, the patient may not be able to move from bed. The pain
increases by coughing or sneezing. The patient suddenly seized with immobilizing and shooting pain
down the leg, starting from lower back.
The disease mostly affects the early and middle aged people. Occupations like heavy
weight lifting, continuous pressure on the back etc. are also main causative factors.
According to Ayurveda, in Gridhrasi, the main vitiated Dosha is
Vata. In Ashtanga Hridaya and Sushruta Samhita, the descriptions of Gridhrasi are
identical. However, Caraka’s description differs. It classifies Gridhrasi into two types namely
Vataja and Vatakaphaja. Caraka’s description is very much similar to modern concept.
According to Ayurvedic concepts also, the origin of the disease is at Katipradesha (Lumbo -
Sacral region).
Inspite of the fact that the spinal diseases are difficult to be cured, sciatic pain is not so
much harmful as other neurological conditions. Ayurvedic concept of treatment for Gridhrasi
(Sciatica) is more effective and suitable as compared to modern mode of treatment. On prolonged
use also, there is no side effect with Ayurvedic regimen of treatment. Several single and compound
herbal preparations like Bhallataka (Tripathy et. al., 1965). Nirgundi (Jain et. al., 1976) and
Hringutriguna Taila (Prem Kishore et. al., 1986) etc. have shown good response in the
management of Gridhrasi (Sciatica).
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approxim. Samana Chikitsa for a period of 22 days
while Panchakarma Chikitsa will continue for a total period of 25 – 26 days.
During treatment period, you are expected to visit the hospital for clinical and physiological
assessment.

394
Before you start treatment, during the first visit to the clinic, you will undergo a
complete physical examination, required objective tests and laboratory investigations will
also be done.
If you are found eligible, you would be put on treatment for Samana Chikitsa for
a period of 22 days while Panchakarma Chikitsa will continue for a total period of 25 –
26 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principle Investigator.

To be translated into regional language.

395
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA & SIDDHA
SAMANA THERAPY VIS – A – VIS PANCHAKARMA THERAPY IN THE
MANAGEMENT OF GRIDHRASI (SCIATICA)
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Name of the patient: .................................................... Age: ................. Sex: ...................

2. Address: ...............................................................................................................................

3. Centre:

4. Code No. (of clinical trial)

5. Patient No.

6. Group No

CRITERIA FOR INCLUSION Yes (1) No (0)

7. Age between 12 – 70 years 1 0

8. Sex – Either sex 1 0

9. Duration of illness upto 2 yrs. 1 0

10. Regarding pain starting from gluteal region 1 0

11. Tenderness of sciatic nerve course 1 0

12. Severe pain on squatting 1 0

13. Positive straight leg raising sign 1 0

CRITERIA FOR EXCLUSION Yes No

14. Age below 12 and above 70 years 1 0

15. Duration of the disease more than 2 years 1 0

396
16. Monoplegia 1 0

17. Paraplegia 1 0

18. Hip joint arthritis 1 0

19. T.B. Spine/Hip 1 0

20. Pelvic pathology 1 0

21. Traumatic lesion in lumbosacral region 1 0

Date: ________________ Name of Investigator: _____________________

397
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA & SIDDHA
SAMANA THERAPY VIS – A – VIS PANCHAKARMA THERAPY IN THE
MANAGEMENT OF GRIDHRASI (SCIATICA)
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Name of the patient : ............................................................ Age ............ Sex .................

2. Address : ..............................................................................................................................

3. Date of Admission Date of Discharge

4. Centre :

5. Code No. (of clinical trial)

6. Patient No.

7. Group No

8. Age of Patient (in years)

9. Educational status:

Illiterate Read and write Primary

Middle school High school College

Others (specify) INA

10. Occupation Desk work Field work

Field work with physical labour

Field work with intellectual

Indicate nature of work…………………………….................................

Total income of the family (in Rs.) ...........................................................

11. Total Family members :

12. Income per capita per month in rupees :

398
13. Religion: Hindu 1 Muslim 2 Sikh 3

Christian 4 Parsi 5

Chief Complaints with Duration (as indicated in days)

Present Absent Duration

14. Sphik sula/Katisula/Prishta sula 1 0

15. Urasula (Pain on back of thigh) 1 0


(Sciatic Course)

16. Janghasula (Pain in calf muscle) 1 0

17. Padasula (Pain in foot) 1 0

18. Pain on raising from squatting 1 0

19. Thota (Pricking pain) 1 0

20. Graha (Pulling pain) 1 0

21. Spandana (Twitching) 1 0

22. Walking difficulty 1 0

23. Stambha (Stiffness) 1 0

24. Supti (Numbness) 1 0

25. Nidranasa (Distrubed sleep) 1 0

History of Present Illness

26. Onset of disease Acute 1 Insidious 2

Duration of disease (in days)

27. Treatment given so far: Ayurvedic medicine 1 Modern medicine 2

Unani 3 Homoeopathy 4

Any other, specify: .......................................................................................................................

Spell out the medicines given and results obtained: ......................................................................

399
28. Factors aggravating the disease/chief complaints

Drug 1 Diet 2 Cold Climate 3

Tropical Climate 4 Damp climate 5 Sea shore 6

Positive factors may be spell out: ....................................................................................

29. Factors relieved main complaints

Drug 1 Diet 2 Cold Climate 3

Tropical Climate 4 Damp climate 5 Sea shore 6

Positive factors may be spell out: ....................................................................................

Yes No

30. Past illness, having relation with present illness 1 0

If yes, specify .......................................................................................................................

31. Hypertension 1 0

32. Diabetes mellitus 1 0

33. Bronchial Asthma 1 0

34. Cancer 1 0

35. Cardio vascular disease 1 0

36. Tuberculosis 1 0

Others (specify) ....................................................................................................................

Personal History

37. Diet Veg. 1 Non-Veg 2 Lacto-Ova Veg. 3

38. Sleep Good. 1 Distrubed 2 Insomnia 3

39. Emotional stress Yes 1 No 2

40. Bowel habit Regular 1 Constipation 2 Hard Stool 3

Loose Stool 4

400
41. Dependency Yes 1 No 2

If yes, specify: ......................................................................................................................

42. Prakriti

Vata 1 Pitta 2 Kapha 3

Vata-Kaphaj 4 Vata-Pittaja 5 Pittaja-Kaphaja 6

Sannipataja 7

43. Manas Prakriti

Sattva 1 Rajas 2 Tamas 3

Sattva-Rajas 4 Rajas-Tamas 5 Sattva-Tamas 6

Sama 7

Physical Examination

44. Built Lean 1 Medium 2 Heavy 3

45. Gait Normal 1 Abnormal 2

If abnormal, specify abnormalities: ........................................................................................

46. Body weight (in Kgs.)

47. Blood pressure (Systolic)

48. Blood pressure (Diastolic)

49. Body temperature

50. Pulse

51. Respiration

Present Absent

52. Cynosis 1 0

53. Anaemia 1 0

54. Jaundice 1 0

401
55. Pigmentation 1 0

56. Clubbing of fingers 1 0

57. Deformities 1 0

58. Lymphadenopathy 1 0

If any, specify .......................................................................................................................

Systemic Examination

Present Absent

59. C.V.S. with chest 1 0

If any, specify .......................................................................................................................

60. C.N.S. 1 0

If any, specify .......................................................................................................................

61. Respiratory system 1 0

If any, specify .......................................................................................................................

62. Digestive system 1 0

If any, specify .......................................................................................................................

63. Uro-Genital system 1 0

If any, specify .......................................................................................................................

Local Examination

Yes No

64. Tenderness on sciatic trunk 1 0

65. Straight leg raising test 1 0

(Sakthi ulkshepa vaishamya) 1 0

66. Defective posture (Dehavakrata) 1 0

402
67. Sensory impairment 1 0

68. Stiffness (Stambha) 1 0

69. Swelling (Sotha) 1 0

70. Muscle wasting (Mamsa sosha) 1 0

Samprapti (Pathogenesis) of the disease according to Ayurvedic Concept

71. Anubandhya dosha – Vata: Vyana 1 Samana 2 Apana 3

72. Anubandha dosha – Kapha: Kledaka kapha 1

73. Dushya: Rasa 1 Mamsa 2 Asthi 3

Snayu 4 Kandara 5

SROTAS PARIKSHA

Mamsa Vaha Srotas: Yes No

74. Arubuda 1 0

75. Alajee (Phlyetenular conjunctivitis) 1 0

76. Ganda mala (Cervical lymphadenitis) 1 0

77. Upajihvika (Epiglotitis) 1 0

78. Adhimamsa (Protuberance of flesh/cancer/cyst) 1 0

79. Putimamsa (decayed flesh/Gangrenous) 1 0

Rasa Vaha Srotas

80. Mukha vairasya (Bad taste in mouth) 1 0

81. Arasyata (Tastelessness) 1 0

82. Hrillasa (Water in mouth) 1 0

83. Gaurava (Feeling of heaviness) 1 0

84. Tandra (Drowsiness) 1 0

403
85. Angamarda (Body ramps) 1 0

86. Jwara (Fever) 1 0

87. Pandu (Anaemia) 1 0

88. Avasada (Depression) 1 0

89. Klavya (Loss of libido) 1 0

90. Karshya (Emaciation) 1 0

91. Agnimandya (Diminished appetite) 1 0

Provisional Diagnosis:

Final Diagnosis:

Medical Management:

Principal Drug Therapy:

Dose —

Vehicle —

Diet —

Summary of findings:

102.Results:

Good Response 1 Fair Response 2


Poor Response 3 No Response 4
Drop out 5 LAMA 6
Death 7

Date: Signature of Investigator


Counter Signature of Head of Deptt.

404
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA & SIDDHA
NEW DELHI
SAMANA THERAPY VIS – A – VIS PANCHAKARMA THERAPY IN THE
MANAGEMENT OF GRIDHRASI (SCIATICA)
PROFORMA
CASE REPORT FORM III – CLINICAL ASSESSMENT

1. Name of the patient : ............................................................ Age ............ Sex .................

2. Address : ..............................................................................................................................

3. Centre :

4. Code No. (of clinical trial)

5. Patient No.

6. Group No

Parameters to Initially at the 1st 2nd 3rd Follow up


be taken for time of Assessment Assessment Assessment
assessment admission – 15 days – 30 days – 45 days
(1) (2) (3) (4) (5) (6)

Clinical Parameters:

(A). Subjective symptoms

1. Pricking pain

Absent — 0

Mild — 2

Moderate — 4

Severe — 6

405
2. Pulling Pain

Absent — 0

Mild — 2

Moderate — 4

Severe — 6

3. Stiffness

Absent — 0

Mild — 1

Moderate — 2

Severe — 3

(B). Subjective signs:

a. Tenderness of the sciatic nerve

Grade – I (Patient says there is tenderness) — 2

Grade – II (Patient winces) — 4

Grade – III (Winces & withdraws the affected limb) — 6

b. Straight leg raising test (in degrees)

0 — 54

10 — 48

20 — 42

30 — 36

40 — 30

50 — 24

60 — 18

70 — 12

406
80 — 6

90 — 0

c. Ankle jerk

Present — 0

Exaggerated — 1

Absent — 2

d. Knee jerk

Present — 0

Exaggerated — 1

Absent — 2

e. Planter

Present — 0

Up going — 1

Absent — 2

f. Pressing power

a). Upto 10 Kg. — 3

b).10 to 20 Kg. — 2

c). 20 to 25 Kg. — 1

d). 25 and above — 0

g. Muscle wasting

Thigh:

a). Difference of 2.5 – 3.5 cm. — 0.5

b). Difference of 3.5 – 4.5 cm. — 1

c). Above 4.5 cms. — 1.5

407
Calf:

a). Difference of 1 – 1.5 cm. — 0.5

b). Difference of 1.5 – 2 cm. — 1

c). Above 2 cms. — 1.5

Measurement:

25 cm. above the medical mallcolus — R

— L

20 cm. above the knee joint line — R

— L

h. Walking speed (Time taken to cover 20 meters)

a). Upto 20 seconds — 0

b). 21 to 40 seconds — 1

c). 41 to 60 seconds — 2

d). Above 60 seconds — 3

i. Sensory impairment — 2

j. Posture — 8

a). No Complaint — 0

b). Patient can walk without difficulty but experienced — 1


difficulty from getting up form squatting posture

c). Difficulty to squat — 2

d). Difficulty in climbing upstairs — 3

e). Limping gait — 4

f). Can stand on both limbs but with pain — 5

408
g). Can stand without touching the affected limb — 6
on the floor

h). Can sit on bed without support but with pain — 7


and difficulty

i). Lying in bed with pain affected limb flexed by — 8


a supportive pillow

Total numerical value 100

Foot Note: Any abnormalities in Lab. Parameters recorded at the time of admission that may
be considered during the assessment of the progress of the case and also during
follow up period.

Modern Diagnosis

409
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA & SIDDHA
NEW DELHI
SAMANA THERAPY VIS – A – VIS PANCHAKARMA THERAPY IN THE
MANAGEMENT OF GRIDHRASI (SCIATICA)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
(Enter a  in the appropriate box)

1. Name of the patient : ............................................................ Age ............ Sex .................

2. Address : ..............................................................................................................................

3. Centre :

4. Code No. (of clinical trial)

5. Patient No.

6. Group No

Investigations at At the time of After 10 days 20 days 30 days


admission
(1) (2) (3) (4) (5)

Date of sample taken:

Present Absent (P) (A) (P) (A) (P) (A)

7. Sugar 1 0 1 0 1 0 1 0

8. Albumin 1 0 1 0 1 0 1 0

9. Bile Salt 1 0 1 0 1 0 1 0

10. Bile Pigment 1 0 1 0 1 0 1 0

11. Microscopy 1 0 1 0 1 0 1 0

410
Stool:

12. Ova 1 0 1 0 1 0 1 0

13. Cyst. 1 0 1 0 1 0 1 0

14. Occult 1 0 1 0 1 0 1 0

Hematological Investigations:

15. Hb%

16. T.L.C.

17. Polymorph

18. Lymphocyte

19. Basophil

20. Monocyte

21. Eosinophil

22. E.S.R.

Biochemistry:

23. Blood Glucose

24. Urea

25. Serum Cholesterol

(P) (A) (P) (A) (P) (A) (P) (A)

26. VDRL 1 0 1 0 1 0 1 0

27. X-ray spine 1 0 1 0 1 0 1 0


(AP & Lateral view)

28. Pelvis 1 0 1 0 1 0 1 0

If abnormal, specify abnormalities .........................................................................................

411
BLANK

412
CLINICAL EVALUATION OF HERBAL PREPARATIONS
IN THE MANAGEMENT OF MANODVEGA
(ANXIETY NEUROSIS)

Drug : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

413
BLANK

414
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF HERBAL PREPARATIONS IN THE
MANAGEMENT OF MANODVEGA (ANXIETY NEUROSIS)

I. BACKGROUND
Life is a conglomerate of body (Shareera), faculties (Indriya), mind (Satva), and soul
(Aatma). Any of these cannot be isolated and studied separately. So seers of Ayurveda express
that the term ‘Shareera’ refers body including five senses and mind.
As mind is a dual faculty (Ubhayendriya) or sensory-motor faculty (J’nana-Karmendriya),
it perceives and responds. Even the physical well being is reflected in mind, so is the illness. This
made the terms happiness (Sukha), and misery (Dukha), synonyms of health and illness. The
influence of mind cannot be ruled out in origin, existence or cure of any condition of any disease.
When allowed to persist for long time the psychic and somatic disorders get combined with each
other.
Chittodwega/ Manodwega is one of the Manasika Vikara mentioned in Ayurvedic
literature. The symptoms of this disease can be assumed mostly similar with the generalized
anxiety disorder (GAD). GAD is a disorder requires the presence of unrealistic or excessive
anxiety and worry, accompanied by symptoms from three of four categories: (1) motor tension, (2)
autonomic hyperactivity, (3) vigilance and scanning, and (4) apprehensive expectation. The anxious
mood must continue for at least a month.
The Ayurvedic principle of synthesis of mind, body and soul to consider man as integrated
whole one, would help to treat mental disorders effectively. Medhya rasayanas and Satvavajaya
chikitsa are such a measures, which can be utilized for the treatment of Chittodwega/
Manodwega1.
In Chittodwega/ Manodwega2, when the mind is afflicted with anxiety, fear, agitation etc.
this leads to worry, apprehension, depression, psychological arousal as anger, irritability and
ultimately lead to disturbance in personal, familial and social harmony.

References
1. Charaka Samhita with Ayurveda Dipika commentary of Chakrapanidatta, Chaukhambha Sanskrit
Sansthan, 5th edition, Varanasi, 2001
2. Sushruta Samhita with Nibandha Sangraha commentary of Dalhana and Nyayachandrika
commentary of Gayadasa, Chaukhambha Orientalia Varanasi, 6th edition, 1997.
3. Harrison: Principals of Internal Medicine Vol. II, 13th edition (International edition).

415
Anxiety disorders3 are among the most prevalent psychiatric condition in the world.
Further, studies have persistently shown that they produce inordinate morbidity, utilization of health
care services, and functional impairment. Recent studies also suggest that chronic anxiety disorder
may increase the rate of cardiovascular-related mortality. Hence, clinicians in psychiatry and other
specialties must make the proper anxiety disorder diagnosis rapidly and initiate treatment.
Ayurveda provides rational means for the treatment of many disorders, which are
considered to be obstinate and incurable in other systems of medicine.
II. OBJECTIVES
To evaluate the anti-anxiety effect of an ayurvedic compound drug in patients suffering with
manodwega.
To evaluate efficacy & safety of ayurvedic compound drug in manodwega patients
The efficacy of ayurvedic compound drug for six weeks have been studied on manodwega
in terms of relieving from the symptoms pridictable through ayurvedic clinical parameters &
hamilton’s rating scale for anxiety neurosis.
III. CENTRES
CCRAS identified centers
IV. SAMPLE SIZE AND METHODS
Sample Size : 24 patients in each group (2 groups).
Trial period : 45 Days
Design of the study : Sequential crossover design and double blind method are
adopted.
Drug & dosage : The Ayurvedic compound consists of Mandukaparni
(Centella asiatica), Yasti (Glycyrrhiza glabra), Jatamamsi
(Nardostachys jatamansi) in the ratio of suspended in the
Kshirabala Thaila. The daily dose of Ayurvedic drug is
3gms. / Day in 3 divided doses. Each capsule contains
500mgs of drug i.e.Mandukaparni (120mg), Yasti (120mg.)
Jatamamsi (240mg.) and ksheerabala taila (3 drops).
The daily dosage of diazepam is 15mg. /day also in three
divided doses. The placebo is plain starch powder.

Duration of the study : 45 days drug therapy with a follow up for 7 days.

416
Study period : 1 year to complete study.
Follow – Up : The follow-up will be carried out after 7 days of treatment.
V. CRITERIA FOR INCLUSION
1. Age between 16-45 years of either sex
2. Presence of cardinal features of manodwega
3. Onset between 8weeks to 2 years
4. Ambulatory and co-operative
VI. CRITERIA FOR EXCLUSION
1. Age below 16 yrs. and above 45 yrs.
2. Duration of the disease – below 8weeks and above 2years.
3. Exhibiting psychotic symptoms
4. Factors interfering with concentration and communication
5. Hypertension
6. Diabetes
7. Any other systemic diseases
VII. CRITERIA FOR WITHDRAWAL
1. If patient does not follows the instructions.
2. Any complication developed during the course of trial.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
A detailed clinical and social history is taken. The patients assessed on the basis of clinical
parameters and Hamilton’s anxiety rating scales.
IX. METHOD OF ASSESSMENT OF TREATMENT
1. Clinical Symptomatic Relief
2. Psychological parameters
3. Hamilton’s anxiety rating scale
X. STATISTICAL ANALYSIS:
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However, the data of each case will have

417
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail.
XI. TRIAL MONITORING AND DATA ANALYSIS:
CCRAS, Hqrs, New Delhi will undertake the monitoring of progress of the trial and data
analysis.
XII. ETHICAL REVIEW:
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at
Hqrs. will carefully monitor the data and side effects during the period of study and put in
a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research team
will report immediately to the PI and Data Monitoring Board if, any life threatening
conditions whether they are perceived to be study related or not. The Board decides
whether the adverse effects warrant discontinuation of the study protocol. Protocols will be
written and approved for the treatment of study related adverse events.
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs.100/- per visit i.e., on the 1st day of recruitment after
screening, 8th day, 15th day and so on upto 45th day (weekly once).
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF HERBAL PREPARATIONS IN THE
MANAGEMENT OF MANODVEGA (ANXIETY NEUROSIS)
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Clinical evaluation of herbal preparations in the management of
Manodvega (Anxiety Neurosis)”.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

419
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF HERBAL PREPARATIONS IN THE
MANAGEMENT OF MANODVEGA (ANXIETY NEUROSIS)
PATIENT INFORMATION SHEET

What is the study about?


Chittodwega/ Manodwega is one of the Manasika Vikara mentioned in Ayurvedic
literature. The symptoms of this disease can be assumed mostly similar with the generalized
anxiety disorder (GAD). GAD is a disorder requires the presence of unrealistic or excessive
anxiety and worry, accompanied by symptoms from three of four categories: (1) motor tension, (2)
autonomic hyperactivity, (3) vigilance and scanning, and (4) apprehensive expectation. The anxious
mood must continue for at least a month.
The Ayurvedic principle of synthesis of mind, body and soul to consider man as integrated
whole one, would help to treat mental disorders effectively. Medhya rasayanas and Satvavajaya
chikitsa are such a measures, which can be utilized for the treatment of Chittodwega/Manodwega.
In Chittodwega/ Manodwega, when the mind is afflicted with anxiety, fear, agitation etc. this
leads to worry, apprehension, depression, psychological arousal as anger, irritability and ultimately
lead to disturbance in personal, familial and social harmony.
Anxiety disorders are among the most prevalent psychiatric condition in the world. Further,
studies have persistently shown that they produce inordinate morbidity, utilization of health care
services, and functional impairment. Recent studies also suggest that chronic anxiety disorder may
increase the rate of cardiovascular-related mortality. Hence, clinicians in psychiatry and other
specialties must make the proper anxiety disorder diagnosis rapidly and initiate treatment.
Ayurveda provides rational means for the treatment of many disorders, which are
considered to be obstinate and incurable in other systems of medicine.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 45 days.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, required objective tests and laboratory investigations will also be done.
If you are found eligible, you would be put on trial treatment for 45 days.

420
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principle Investigator.

To be translated into regional language.

421
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF HERBAL PREPARATIONS IN THE
MANAGEMENT OF MANODVEGA (ANXIETY NEUROSIS)
CASE REPORT FORM – I SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Name of the patient: .................................................... Age: ................. Sex: ...................

2. Address: ...............................................................................................................................

3. Centre:

4. Code No. (of clinical trial)

5. Patient No.

6. Group No

Yes (1) No (0)

1. Age between 16-45 years of either sex

2. Cardinal features of udvega present

3. Onset between 8 weeks and 2 years

4. Ambulatory and co-operative

CRITERIA FOR EXCLUSION Yes (1) No (0)

5. Hypertension

6. Diabetes

7. Any other systemic disease

8. Age less than 15 years and more than 45 years

9. Duration of illness less than 1 month and more


than 2 years

422
10. Exhibiting psychotic symptoms

11. Factors interfering with concentration and


communication

A patient is eligible for admission to the trail

If Sl. No. 1 – 4 is ‘Yes’ and Sl. No. 5 – 11 are ‘No’

Date: ______________ Signature of the Investigator: ______________________

423
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF HERBAL PREPARATIONS IN THE
MANAGEMENT OF MANODVEGA (ANXIETY NEUROSIS)
CASE REPORT FORM – II ADMISSION

1. Name of the patient : ...........................................................................................................

2. Address : ..............................................................................................................................

3. Date of Birth: Age (in yrs.) :

4. Patient No.

5. Date of Admission Date of Discharge

6. Centre :

7. Code No. (of clinical trial)

8. Age of Patient (in years)

9. Group No.

10. Educational status:

Illiterate Read and write Primary

Middle school High school College

Others (specify) INA

11. Occupation Desk work Field work

Field work with physical labour

Field work with intellectual

Indicate nature of work…………………………….................................

12. Total income of the family (in Rs.) ...........................................................

13. Total Family members :

424
14. Income per capita per month in rupees :

Chief Complaints with duration (in days) : Yes (1) No (0)

15. Free floating anxiety

16. Fear

17. Vague aches and pains

18. Panic attacks

19. Difficulty in concentration

20. Psychosomatic symptoms (tick if present)

Depersonalisation

Tremors and tics ____________

Profuse sweating ____________

Dryness of mouth ____________

Throat choking ____________

Chest constriction ____________

Palpitation ____________

(Organicity must be ruled out)

History of Present Illness

21. Onset of disease Acute 1 Insidious 2

22. Duration of disease (in days)

23. Treatment given so far: Ayurvedic medicine 1 Modern medicine 2

Unani 3 Homoeopathy 4

Siddha 5 Mixed 6

24. Factors aggravating the disease / chief complaints


_______________________________________________________________________

425
25. Factors relieving main complaints

_______________________________________________________________________

26. History of past illness, having relation with present illness. Yes 1 No 0

If yes, specify _________________________

27. History of previous episodes. Yes 1 No 0

If yes, specify _________________________

Family History, if any Yes (1) No (0)

28. Mental retardation

29. Mental disease

30. Anxiety neurosis

Personal History

31. Diet Veg Non-veg Lacto-ova veg

32. Sleep Good Disturbed Insomnia

33. Emotional stress Yes 1 No 2

34. Bowel habit Regular 1 Constipation 2 Loose 3

35. Addiction Yes 1 No 2

If yes, Specify _______________________________________

36. PRAKRITI :

Vataj 1 Pittaj 2 Kaphaj 3

Vata-kaphaj 4 Vata Pittaj 5 Pitta- Kaphaj 6

Sannipataj 7

426
37. MANAS PRAKRITI :

Sattva 1 Rajas 2 Tamas 3

Sattva Rajas 4 Sattva- Tamas 5 Rajas-Tamas 6

Sama 7

Physical examination

38. Build Lean 1 Medium 2 Heavy 3

39. Gait Normal 1 Abnormal 2

40. Body weight (Kg)

41. Blood pressure (Systolic)

42. Blood pressure (diastolic)

43. Body temperature

44. Pulse

45. Respiration

Present (1) Absent (0)

46. Cyanosis

47. Anaemia

48. Jaundice

49. Clubbing of fingers

50. Deformities

51. Lymphadenopathy

Systematic examination Normal Abnormal

52. C.V.S. with chest 0 1

If abnormal, specify abnormalities ____________________________________________

427
53. CNS 0 1

If abnormal, specify abnormalities ____________________________________________

54. Digestive system 0 1

If abnormal, specify abnormalities ____________________________________________

55. Uro-genital system 0 1

If abnormal, specify abnormalities ____________________________________________

Samprapti (Pathogenesis) of the disease according to Ayurvedic concept.

56. Anubandhya Shareerikadosha Vata 1 Pitta 2 Kapha 3

57. Anubandhashareerika Vata 1 Pitta 2 Kapha 3

58. Anubandhya-manasikadosha Rajas 1 Tamas 2

59. Anubandhya-manasikadosha Rajas 1 Tamas 2

60. Ksheena shareerikadosha Vata 1 Pitta 2 Kapha 3

61. Ksheena manasikadosha Rajas 1 Tamas 2

62. Ksheena dhatu (indicate) Rasa 1 Rakta 2 Mamsa 3

Meda 4 Asthi 5 Majja 6

Shkra or Artava 7 Oja 8

63. Dooshya Rasa 1 Rakta 2 Mamsa 3

Meda 4 Asthi 5 Majja 6

Shkra or Artava 7

64. Stages of disease : Sanchaya 1 Prakopa 2 Prasara 3

Sthanasamsraya 4 Vyakti 5

Bheda 6

428
Srotas Pareeksha

65. Pran vaha srota

Alpa Alpa Swasa (Shortened Breathing) 1

Atisrama Swasa (Increased respiration rate) 2

Abhikshana Swasa (Chyne stroke breathing) 3

Kupit Swasa (Vitiated breathing) 4

Sashula swasa (Dyspnoea with pain) 5

66. Udakavaha srota

Jihva sosha (Dryness of tongue) 1

Oustha sosha (Dryness of lip) 2

Talu sosha (Dryness of palate) 3

Kantha sosha (Dryness of throat) 4

Kloma sosha (Excessive thirst) 5

Trishna (Thirst) 6

67. Annavaha srota

Anannabhilasha (Lack of desire for food) 1

Aruchi (Anorexia) 2

Avipaka (Indigestion) 3

Chhardi (Vomitting) 4

68. Rasa Vaha srotas

Mukha vairsya (Bad taste in mouth) 1

Arasajnata (Tastelessness) 2

Hrillasa (Water brash) 3

429
Gaurava (Feeling of heaviness) 4

Tandra (Stupor) 5

Anga marda (Body ache) 6

Jwara (Fever) 7

Pandu (Anaemia) 8

Avsada (Depression) 9

Klibya (Loss of libibo) 10

Karshya (Emaciation) 11

Agnimandya (Diminished appetite) 12

69. Rakta vaha srotas

Pidika (Boils) 1

Rakta Pitta (Bleeding from any of the orifice) 2

Mukha Pak (Stomatitis) 3

Vidradhi (Abscess) 4

Charma roga (Skin disease) 5

Kamala (Jaundice) 6

70. Mamsavaha srotas

Arubud (Tumour) 1

Aljee (Phlyctenular conjunctivitis) 2

Gandamalaa (cervical lymphadenitis) 3

Upji (Epiglotis) 4

Adhimamsa (Protruberance of flesh/cancer/cyst) 5

Putimamsa (decayed flesh/gangrene) 6

430
71. Medo vaha srotas

Maladhikya (Excess of excreta) 1

Hastapada daha (Burning sensation in the palm and sole) 2

Hastapada suptata (Numbness of the palm and sole) 3

Tandra (Stupor) 4

Dehachikkanta (Greasiness of the skin) 5

Alasya (Lethargy) 6

72. Asthivaha srotas

Adhyasthi (Hypertrophy of bone) 1

Adhidanta (Redundant tooth) 2

Dantshoola (Toothache) 3

Asthi shoola (Bone pain) 4

Kesha, loma, nakha, samshru vikara 5


(Any defects of hair, hair follicles, nails and mustaches)

73. Majja_vaha srotas

Parva shoola (Pain in the Interphalangeal joints) 1

Bhrama (Vertigo/Giddiness) 2

Moorchh (Syncope) 3

Mithyajnana (Illusion) 4

74. Shukra_vaha srotas

Klaivya (Sterility / impotence) 1

Aharshan (Loss of erection) 2

Garbha pata (Abortion) 3

Santam Vikriti (Congenital deformity of the children) 4

431
75. Manovaha srotas

Manovibramsha 1

Budhivibramsha 2

Sanjna Vibhramsha 3

Smritivibhramsha 4

Bhaktivibhramsha 5

Sheelavibhramsha 6

Chesta Vibhramsha 7

Acharavibhramsha 8

76. Artava vaha srotas

Anartava (Amenorrhoea) 1

77. Vandhyatva (Sterility) 2

78. Mutra vaha srotas

Bahumutra (Polyuria) 1

Atibadhata (Urination with obstruction) 2

Prakop-mutra (Defective Urination / Difficulty 3


in micturition)

Alpaalpa (Scanty urination) 4

Aabhikshna (Constant / repeated urination) 5

Bahulamutrata (Urine with prostatic secretion) 6

Sashool amutrata (Painful micturition) 7

79. Pureeshavaha srotas

Alpaalpa Pureesha (Scanty defecation) 1

Sashoola Pureesha (Painful defecation) 2

432
Atidrava Pureesha (Diarrhoea) 3

Atigrathita yukta Pureesha (Scybala) 4

80. Sweda vaha srotas

Aswedan (Loss of perspiration) 1

Atiswedana (Profuse sweating) 2

Parushya (Roughness of the skin) 3

Lomaharsha (Thrill) 4

Aangaparidaha (Burning sensation in the body) 5

81. Investigations

82. Provisional Diagnosis Final Diagnosis

83. Medical management

84. Principle drug therapy

Drug Dose Vehicle

Diet

85. Duration of treatment

86. Summary of findings

87. Results : Good response 1 Fair response 2

Poor response 3 No response 4

Drop-out 5 LAMA 6

Death 7

Date : Signature of Investigator

433
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF HERBOMINERAL PREPARATIONS IN THE
MANAGEMENT OF MANODVEGA (ANXIETY NEUROSIS)
CASE REPORT FORM - III INVESTIGATIONS
Name : ...............................................................................................................................................
Age : ............................... Sex : .................. Date: ......................................................
Investigations Before starting After 45 days
treatment
URINE (24 hour sample)
1. 17 – hydroxyl-cortico steroids
2. 17- keto-steroids
3. Vanillyl mandelic acid (VMA)
4. Routine
HAEMATOLOGICAL INVESTIGATIONS :
5. Hb _________________ gm/dl
6. T.L.C. (in thousand/Cmm)
D.L.C
7. Polymorphs ________________ %
8. Lymphocyte ________________ %
9. Basophil ________________ %
10. Monocyte ________________ %
11. Eosinophill ________________ %
12. E.S.R. 1 hr ________________ mm
2 hr ________________ mm
BIOCHEMISTRY :
13. Blood Glucose (Random) _____________ mg/dl
14. Urea _____________ mg/dl
15. Blood lactic acid estimation if possible
16. S. Creatinine _____________ mg/ dl
17. ECG

434
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF HERBOMINERAL PREPARATIONS IN THE MANAGEMENT OF
MANODVEGA (ANXIETY NEUROSIS)
CASE REPORT FORM – IV PERIODICAL OBSERVATION & ASSESSMENT
Centre : ...................................................................... Date: ......................................................................................
Code No: ................................................................... Sr. No. of the subject: ...........................................................
Subject‘s Name: ......................................................... Sex: .................................................. Age: ...........................

Parameters Initial At the end of 45 days


Clinical Parameters

435
a. Subjective symptoms
1. Hamilton’s anxiety rating scale
2. Taylor’s manifest anxiety scale
b. Objective test
1. Work output (cancellation of 9s)
2. Perceptual discrimination
(Closing the Cs into Os)
3. Psychomotor performance tests
a. Hand precision (Finger dexterity test)
b. Hand steadiness (Steadiness tester)
c. Speed of response (Tapping board)
Blank

436
METABOLIC DISORDERS

SECTION - VI
Blank

438
PROTOCOL FOR MULTICENTRIC DOUBLE BLIND
PLACLINICAL TRIAL OF VYOSHADI GUGGULU IN
THE MANAGEMENT OF OBESITY (MEDOROGA)

Drug : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

439
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440
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR MULTICENTRIC DOUBLE BLIND PRE-CLINICAL TRIAL
OF VYOSHADI GUGGULU IN THE MANAGEMENT OF OBESITY
(MEDOROGA)

I. BACKGROUND
Obesity (Medoroga) is a condition in which there is an excessive accumulation of fat in the
body. Framingham study showed that a 20% excess over the desirable body weight clearly
poses risk to health. This disease is a metabolic disease generally occurs in affluent societies. It is
associated with increased mortality by predisposing to the development of important diseases like
diabetes, hypertension, atherosclerosis, heart disease, arthritis, infertility etc. and diminishes the
efficiency and happiness of those affected.
Because of imbalance between energy intake and expenditure, the excess fat accumulates
in the body. Although no satisfactory etiological classification of obesity is well defined but number
of factors are known to be associated with its development. Obesity is most prevalent in middle
age, but it can occur at any stage of life. It is prevalent in high socio-economic group. There are
certain professions in which obesity is common. Familial tendency exists in many cases.
Endocrine factors and energy imbalance are also responsible for the obesity. There are certain
drugs which cause obesity like steroids, oral contraceptives, phenothiazine, insulin etc.
The following complications generally occur in this disease viz. - psychological and sexual
problems, mechanical disabilities, osteoarthrosis of knee, hip, lumbar spines, abdominal and
diaphragmatic hernias and varicose veins, exertion dyspnoea, metabolic disorders like non-insulin
dependent, diabetes mellitus (NIDDM), hyperlipidaemia, gall stones, hyperuricaemia and
cardiovascular disorders. Low cardia output increases susceptibility to hypertension and IHD.
The current line of management in modern medicine is not giving satisfactory response in
the treatment of obesity. At this juncture it becomes essential to explore the efficacy of certain
Ayurvedic drugs in the management of obesity. Guggulu is one of major ingredient of the trial drug
of this project, on which many scientific research studies, (experimental and clinical both) have
been conducted establishing its hypocholestraemic, anti-obesity and anti-atherosclerotic effect.
II. OBJECTIVE
The aim of the present study is to assess the efficacy of Vyoshadi guggul in the
management of obesity.
III. CENTRES
CCRAS identified centers.

441
IV. SAMPLE SIZE AND METHODS
No. of Groups — Two
No. of patients in each group — 60
Sample Size — 120 (60 subjects in each group)
Drug/Dosage/Duration:
Drug — Vyoshadi Guggulu
Dosage — 1gram (2 capsules of 500 mg. each)
two times a day.
Duration — 6 months
Design of the study — Randomised Double blind placebo
controlled study.
Duration of the study — 6 months drug therapy with a
follow up for 3 months without
drug.
Total period of study — 9 months
V. CRITERIA FOR INCLUSION
1. Age above 25 years and below 60 years of either sex
2. Presence of obesity, i.e., weight is more than 20 % excess of the desirable weight
according to height, sex and age(according to annexed height and body weight table) Or
Age adjusted BMI above 85th percentile (Indian standard)
3. WHR i.e., Waist Hip Circumference ratio >0.95 in males and >0.8 in females
VI. CRITERIA FOR EXCLUSION
1 Age below 25 years and above 60 years
2. Obesity secondary to or associated with Hypothyroidism, hypertension, Diabetes mellitus,
hyperlipidemia or Cushing’s syndrome.
3. Any concomitant serious disorder of the liver, kidneys, heart, lungs or other organs.
4. Pregnancy and Lactation.
5. Person undergoing treatment for any other serious illness.

442
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial, if any serious complication develops which requires urgent
treatment with other drugs and therapies, such subjects may be withdrawn from the trial. The
Investigator shall mention the probable cause of withdrawal.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the Case Record Form (Forms I & IA). Clinical assessment will be done before drug
administration (0), at the end of 1st month, 3rd month and 6th month during treatment and at the
end of 9th month follow up (Form II). The laboratory investigations will be recorded before
drug administration, at the end of three month, at the end of treatment (6 months) and at the end
of follow-up.(9th month) [Form III] .
IX. FOLLOW UP
Follow-up will be carried out for 3 months after completion of treatment.
X. STATISTICAL ANALYSIS
Clinical symptoms and laboratory parameters will be analyzed using appropriate statistical
methods.
XI. TRIAL MONITORING
Monitoring unit of CCRAS Headquarters, New Delhi will monitor the progress of the trial.
Data analysis will be undertaken by the Monitoring unit at CCRAS headquarter.
XII. ETHICAL REVIEW
A. Institutional Ethical Committee (IEC): The proposal will be placed before Ethical
Committee (IEC) of trial center for getting clearance certificate before the project is
initiated. Patient’s information sheet and informed consent form will be submitted along
with project proposal for approval by EC. Both will be maintained in duplicate with one
copy given to the patient at the time of entry to the trial.
B. Data and Safety Monitoring Board (DSMB): A Data and safety monitoring board
(DSMB) at Hqrs. will carefully monitor the data and side effects during the period of
study and put in a place where by prompt reporting of adverse events occur. The data will
be reviewed as every 20 participants entered the study and administered the trial drugs.
The research team will report immediately to the PI and Data Monitoring Board if, any
life threatening conditions whether they are perceived to be study related or not. The
Board decides whether the adverse effects warrant discontinuation of the study protocol.
Protocols will be written and approved for the treatment of study related adverse events.

443
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs……. /- per visit.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. The investigators and technicians will
be detailed about the clinical trial conduct and laboratory procedures in order to maintain the
uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

444
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR MULTICENTRIC DOUBLE BLIND PRE-CLINICAL TRIAL
OF VYOSHADI GUGGULU IN THE MANAGEMENT OF OBESITY
(MEDOROGA)
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the investigator ___________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the, “Multicentric double blind pre-clinical trial of vyoshadi guggulu in the management of obesity
(medoroga).

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

445
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR MULTICENTRIC DOUBLE BLIND PRE-CLINICAL TRIAL
OF VYOSHADI GUGGULU IN THE MANAGEMENT OF OBESITY
(MEDOROGA)
PATIENT INFORMATION SHEET

What is the study about?


Ayurveda has a very comprehensive approach for the management of Obesity. The present
study aims at evaluating selected Ayurvedic formulation for its efficacy in Obesity. You are invited
to participate in this study where you will be provided with a combination of Vyoshadi gugulu in
the dose of 1 gm. (2 capsules of 500mgms each) two times a day. There have been earlier trials
too showing the efficacy of similar formulation. About 360 persons with Obesity shall be included
in this trial for which 3 big hospitals from different parts of the country are participating in the trial.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 9 months to complete(6months of
medication and thereafter 3 months of follow up). During this period, you are expected to visit the
hospital five times. Six visits shall have to be undertaken one initially when you are included in the
trial, then after one month, after 2 months, after 4th month, after 6th month and after 9th month.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, ECG and an X-ray, Blood and urine samples will also be taken. This is to
make sure that you are eligible for the study.
If you are found eligible, you would be put on trial treatment for 6 months. The daily
dosage will be 500 mg twice daily. At each visit, you will be supplied with sufficient quantities of
drugs to last until your next visit.

To be translated into regional language.

446
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR MULTICENTRIC DOUBLE BLIND PRE-CLINICAL TRIAL
OF VYOSHADI GUGGULU IN THE MANAGEMENT OF OBESITY
(MEDOROGA)
CASE REPORT FORM I - SCREENING
(Please tick  wherever is applicable)

1. Centre: ______________________________

2. Name of the subject: ______________________________________________________

3. Address : _______________________________________________________________

4. Centre: ______________________________

5. Date of Birth: Age (in yrs.) :

6. Code No. (of clinical trial)

7. Group No. First 1 Second 2

CRITERIA OF SELECTION Yes (1) No (2)

1. Age between 25-60 years

2. WHR i.e., Waist Hip Circumference ratio >0.95 in males


and >0.8 in females

3. Presence of obesity, i.e., weight is more than 20 %


excess of the desirable weight (according to annexed
height and body weight table)

Or

Age adjusted BMI above 85th percentile (Indian standard)

CRITERIA FOR EXCLUSION Yes (1) No (2)

4. Age below 25 and above 60 years

5. Endocrine disorders

447
6. Diabetes mellitus

7. Hyper-tension

8. Pregnancy and Lactation

9. Malignancy

10. Athletes or body builders having muscular hypertrophy

11. Cardiac illness

12. Person undergoing treatment for any other serious illness

A patient is eligible for admission to the trial

If Sl.No.1-3 is ‘Yes’ and Sl.No.4-12 are ‘No’

If admitted, Subject’s Serial No. ____________

No. of packets issued: _____________________

Date: ____________ Signature of the Investigator: ________________

448
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR MULTICENTRIC DOUBLE BLIND PRE-CLINICAL TRIAL
OF VYOSHADI GUGGULU IN THE MANAGEMENT OF OBESITY
(MEDOROGA)
CASE REPORT FORM IA – HISTORY

1. Centre: ______________________________

2. Sr. No. of the subject: ____________________________________________________

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Centre: ______________________________

6. Date of Birth: Age (in yrs.) :

7. Code No. (of clinical trial)

8. Group No. First 1 Second 2

9. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

10. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work…………………………….................................

Total income of the family (in Rs.) ...........................................................

11. Total Family members :

12. Income per capita per month (in Rs.) :

449
Chief complaint with duration (if any) in days

Absent (0) Present (1) Duration

13. Polyphagia

14. Polydipsia

15. Excess sweating

16. Excess sleep

17. Body fatigue

18. Loss of libido

19. Palpitation/dyspnoea on exertion

Personal History

20. Diet Veg. 1 Non-veg. 2

21. Sleep Good 1 Disturbed 2 Insomnia 3

22. Emotional stress: No 0 Yes 1

23. Bowel habit: Regular 1 Irregular 2

24. Prakriti: Vataja 1 Pittaja 2 Kaphaja 2

Vata-kaphaja 2 Vatapittaja 2 Pitta-Kaphaja 2

Sannipataja 2

25. Addiction No 0 Yes 1

If yes, Specify__________________________________________

PHYSICAL EXAMINATION

26. Built: Lean 1 Medium 2 Heavy 3

27. Gait Normal 0 Abnormal 1

28. Body weight (Kg.) _________________________

450
29. Body height (in cm.) _________________________

30. Skin fold thickness(Triceps) _________________________

31. Blood pressure (Systolic) _________________________

32. Blood pressure (Diastolic) _________________________

33. Pulse _________________________

34. Respiration _________________________

Absent (0) Present (1)

35. Cyanosis

36. Anaemia

37. Jaundice

38. Lymphadenopathy

SYSTEMIC EXAMINATION Absent (0) Present (1)

39. C.V.S. (with Chest)

If abnormal, specify abnormalities_________________________________

40. C.N.S.

If abnormal, specify abnormalities_________________________________

41. Digestive system

If abnormal, specify abnormalities___________________________________

42. Uro-Genital system

If abnormal, specify abnormalities___________________________________

43. Respiratory System

If abnormal, specify abnormalities___________________________________

451
Samprapti (pathogenesis) of the disease according to Ayurvedic concept

44. Dosa Vata Pitta Kapha

Anubandhya dosha

Anubandh dosha

Avaraka dosha

Ksheen dosha

45. Dushya (Involved): Rasa Rakta Mamsa

Meda Asthi Majja

Shukra Ojas

Srotas Pariksha

46. Medo vaha srotas

Maladhikya (Excess of excreta) 1

Hastapada daha (Burning sensation in the palm and sole) 2

Hastapada suptata (Numbness of the palm and sole) 3

Tandra (Stupor) 4

Dehachikkanta (Greasiness of the skin) 5

Alasya (Lethargy) 6

47. Garbhapata (Abortion) Absent (0) Present (1)

48. Santana vikriti Absent (0) Present (1)


(Congenital deformity in the children)

Date: ____________ Signature of the Investigator: ______________________

452
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR MULTICENTRIC DOUBLE BLIND PRE-CLINICAL TRIAL
OF VYOSHADI GUGGULU IN THE MANAGEMENT OF OBESITY
(MEDOROGA)
CASE REPORT FORM II – CLINICAL AND ANTHROPOMATRIC ASSESSMENT
(0, 1, 3, 6, 9th months)

1. Centre: ______________________________

2. Sr. No. of the subject: ____________________________________________________

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Centre: ______________________________

6. Date of Birth: Age (in yrs.) :

7. Code No. (of clinical trial)

8. Group No. First 1 Second 2

9. Date of Assessment :

Clinical Symptoms Absent (0) Present (1)

10. Polyphagia

11. Polydipsia

12. Excess sweating

13. Excess sleep

14. Body fatigue

15. Loss of libido

16. Palpitation/dyspnoea on exertion

453
Anthropometric assessment

17. Body weight (Kg.) _________________________

18. Skin fold thickness(Triceps) _________________________

19. Status of the patient:

Continuing (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: _______________________________

Date: ______________ Signature of the Investigator: ______________________

454
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF VYOSHADI
GUGGULU IN THE MANAGEMENT OF OBESITY (MEDOROGA)
(0, 3rd , 6th AND 9th MONTH)
FORM III – LABORATORY INVESTIGATIONS

1. Centre: ______________________________

2. Sr. No. of the subject: ____________________________________________________

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Centre: ______________________________

6. Date of Birth: Age (in yrs.) :

7. Code No. (of clinical trial)

8. Group No. First 1 Second 2

9. Date of Assessment :

10. Urine Examination

Routine____________ Microscopic___________

11. Stool examination

Routine ____________ Microscopic____________

Ova/Cyst ___________ Occult Blood____________

12. TC (Cells/Cmm.)_____________________

13. DC: P (%) _______ L (%) _______ E (%) _______ M (%) _______ B (%) ________

14. Hb (g/dl) _________

15. ESR (1st hour mm) __________

455
16. PCV (%) _______________

17. Blood Sugar – PP (mg./dl) _______________

18. S. Cholesterol (mg./dl) _______________

19. HDL(mg./dl) _______________

20. LDL (mg./dl) _______________

21. S. Triglycerides (mg./dl) _______________

22. B. Urea (mg./dl) _______________

23. S. Creatinine (mg./dl) _______________

24. Uric acid (mg./dl) _______________

25. Total proteins (gm./dl) _______________

26. Albumin (gm./dl) _______________

27. Globulin (gm./dl) _______________

28. A/G Ratio _______________

29. Acid Phosphates (KA units) _______________

30. Alk. Phosphates (KA units) _______________

31. E.C.G: [ 0 Month only]

32. X-ray Chest: [ 0 Month only ] _____________________________________________

33. T3: _________ T4 : __________ TSH: ___________

34. Any other Remarks _____________________________________________

Date: _____________ Signature of the Investigator: ______________________

456
RANDOMISED DOUBLE BLIND CONTROLLED
CLINICAL TRIAL OF AYUSH-DIAB IN CONTROLLING
BLOOD SUGAR LEVEL IN Type 2 DIABETES
MELLITUS

Drug : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

457
Blank

458
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMISED DOUBLE BLINDCONTROLLED CLINICAL TRIAL OF AYUSH-
DIAB IN CONTROLLING BLOOD SUGAR LEVEL IN Type 2 DIABETES
MELLITUS

I. BACKGROUND
Diabetes is a metabolic disorder; a comparable condition of Madhumeha specifically an
abnormality in the way of the body utilizes glucose, due to an absolute or relative deficiency of the
hormone insulin or resistance by the body tissues to the action of insulin.
Conventional modern medicine provides a number of drug of choice for controlling the
blood sugar level in the patients of diabetes mellitus type-2. However, with the prolonged
treatment doses of the drugs often needs to be increased to control the blood sugar level and a
time comes when patient has to be switched over to insulin. Such patients become cases of insulin
dependent diabetes mellitus. With a view to help the suffering community there is a need to find a
safer drug, which can be used to control the blood sugar level and such drug can be used safety
for longer periods.Ayurvedic classics provide references on herbal and herbo-mineral preparations
which can be safely used in controlling the blood sugar level in the patients of diabetes mellitus.1
II. OBJECTIVE
To study the effect of Ayurvedic formulation in controlling blood sugar level of the patients
suffering with Type-2 Diabetes mellitus.
III. CENTRE
Identified Centres of CCRAS

References
1. Harrison’s Principle of Internal Medicine 15th Edition Page 2109-2135.
2. The Expert Committee on the Diagnosis and classification of Diabetes Mellitus : Report of the
Expert Committee on Diagnosis Classification of Diabetes Mellitus, Diabetic care 1997;
207:1183-97.
3. Siddharth N Shah, Asshit Shah, API Text Book of Medicine 5th Edition Page-1460.
4. Vaisajya Ratnawali, Saptam Sanskaran 2040 Page 812.

459
IV. SAMPLE SIZE AND METHODS
Sample Size-100
Total Number of group-Two
Total number of patients in each group-50
Level of study-OPD
Treatment:
A. Dietary regimen: Patient will be advised to restrict their dietary schedule and do
light exercises (like brisk walking for two kms. per day, swimming, jogging etc.
during treatment).
B. Trial drug:
1. Ayush-DIAB 500 mg dragees BD with water half hrs before meals (Capsule
Ayush-DIAB contained extracts of Meshashringi (leaves) one part+ Amra Beeja
Majja one part + Karvelaka Beeja one part + Jambu Beeja one part + Silajeeta
one part) for six months.
Diet: - Patients will be advised to take their diet as described in Patient information sheet
and do brisk walking/jogging or light exercise for half hour daily..
2. Standard control: Glimepiride 1mg OD ½ hour before meal.
Duration of the study: Six months (total duration of the study 2 years)
Duration of medication - Six months
Total duration of study – 2 years
V. CRITERIA FOR INCLUSION
1. Age between 30 years to 65 years
2. If yes in any of the three
Blood sugar – Fasting > 126 and =< 200 mg/dl or
PP > 200 mg/dl and <= 350 mg/dl or
Glycated haemoglobin > 7% and <10%
3. Recently diagnosed (< 6 Month) cases of Type-2 Diabetes mellitus not taking any anti
Diabetic drug.

460
VI. CRITERIA FOR EXCLUSION
1. Age below 30 and above 65 years.
If yes in any of the three
Blood sugar – Fasting =< 126 and > than 200 mg/dl or
PP=< 200 mg/dl >350 mg/dl or
Glycated haemoglobin<=7% and =>10%
2. Malignant and accelerated hypertensive
3. CVS disorder (CAD)
4. Pregnant woman and planning to be pregnant within six months
5. Lactating mother
6. Secondary Diabetes mellitus
7. Patient under going regular treatment for Diabetes or any other severe illness
8. CNS disorder e.g. encephalopathy
VII. CRITERIA FOR WITHDRAWAL
The investigator shall withdraw the patients from the study if
1. Fasting blood sugar rises to >200 mg. /dl. Or post prandial blood sugar level increases
to>350 mg./dl and are not controllable within fifteen days.
2. Any serious complication develops which requires urgent treatment with any other drug/
therapy?
The investigator will mention the probable cause of withdrawal and provide possible
medical treatment to manage the illness.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per the
proformae (Forms I & IA). Clinical and physiological assessment will be done before drug
administration and after every two weeks. The laboratory investigations will be recorded before drug
administration, after every two weeks (blood Sugar only) and at the end of treatment (Form-III)
IX. CRITERIA FOR ASSESSMENT
If during treatment or after treatment fasting Blood sugar becomes<126 mg. /dl. and post
prandial Blood sugar< 200mg./dl. and HbA1c < 7% it will be treated as successful outcome of
the treatment.

461
X. STATISTICAL ANALYSIS
Data on Fasting/Post prandial blood sugar and HbA1c will be analyzed using appropriate
statistical methods.
XI. TRIAL MONITORING AND DATA ANALYSES
The progress of the trial will be monitored by CCRAS Hqrs. New Delhi consisting of one
expert each of allopathy and Ayurveda besides one outside expert. Data analysis will be
undertaken at the Monitoring Unit CCRAS Hqrs. New Delhi
XII. ETHICAL REVIEW
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at
Hqrs. will carefully monitor the data and side effects during the period of study and put in
a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research
team will report immediately to the PI and Data Monitoring Board if, any life threatening
conditions whether they are perceived to be study related or not. The Board decides
whether the adverse effects warrant discontinuation of the study protocol. Protocols will be
written and approved for the treatment of study related adverse events.
XIII. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. The investigators and technicians will
be detailed about the clinical trial conduct and laboratory procedures in order to maintain the
uniformity.
XIV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

462
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMISED DOUBLE BLIND CONTROLLED CLINICAL TRIAL OF
AYUSH-DIAB IN CONTROLLING BLOOD SUGAR LEVEL IN Type 2
DIABETES MELLITUS
CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the Investigator: ___________
Name of Investigator: ________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on Randomized Controlled Clinical Trial of Ayush-DIAB Capsules in the
Controlling Blood Sugar Level in Type 2 Diabetes mellitus.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

463
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMISED DOUBLE BLIND CONTROLLED CLINICAL TRIAL OF
AYUSH-DIAB IN CONTROLLING BLOOD SUGAR LEVEL IN Type 2
DIABETES MELLITUS
PATIENT INFORMATION SHEET

What is the study about?


Research is going on to find a suitable natural product for the treatment of Type-2
Diabetes mellitus. You are invited to participate in such a study in which you will receive either
Ayurvedic trial drugs or control drug for 24 weeks.
The aim of the present study is to assess the anti-diabetic effect of these drugs in the
management of Type 2 Diabetes mellitus patients.
Total 100 patients from this and other hospitals will be taking part in this study.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately six months to complete. After this
period, you are expected to visit the hospital every fortnight. The interval between the first and
second visit will be around 15 days.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination. ECG, Blood and urine samples will also be taken. This is to make sure that
you are eligible for the study.
One week later, at your second visit, if you are eligible, you would be put on trial treatment
for 24 weeks. You may receive either trial drug or control drug for 24 weeks. You should follow
life style modifications (Diets Advice, Exercise) as given along with information Sheet.
From the first visit onwards, you will be required to fast overnight before attending each
visit. Blood and urine samples will be taken at every visit. At each visit, you will be supplied with
sufficient quantity of drug to last until your next visit.
What happens at the end of the study?
The trial treatment will be stopped at the end of 24 weeks. You will be put back on an
appropriate treatment available in the market.

464
Are there any risks?
Both trial and control drugs may cause hypoglycemia (very low blood sugar) in some
cases. The symptoms of hypoglycemia are sweating, drowsiness, nausea, confusion and in-
coordination. In case of such symptoms, you should immediately take sugar, glucose/biscuits and
milk/fresh lime juice/orange juice with sugar and report to the doctor.
What are the alternatives?
Your doctor will be pleased to explain to you the available alternative treatment to control
your blood sugar?
When you leave can the study?
Your participation in the study is entirely voluntary. You can choose to leave the study at
any time. Your decision to leave the study will not affect your medical care or relationship with
your doctor.
Your doctor may decided that you should not continue in the study if, a) your blood sugar
becomes very high or very low, b) you start on insulin or other medication that affect blood sugar,
c) you take part in any other trial.
What is the cost of the study?
All medication and tests to be done during the study will be free of charge.
If you do not want to participate, you are free to do so. It will not affect your medical
care or relationship with your doctor in any way.
What happens now if you decided to take part?
You will asked to sign a consent form saying that you have been given information about
the study and you voluntarily agree to take part.
It is important to follow all instruction given by your doctor or doctor’s assistant carefully.
DIET REGIMEN:
To take 25 cal/kg per day (Moderate work)
Protein 0.8 gm/kg per day
Total Fat < 30% of calories (Saturated fat < 10% polyunsaturated fat < 10% of calories)
Cholesterol < 300 mg per day
Dietary fibre 50 gm per day (atleast)
Common salt < 5 gm. per day

465
Saturated fat & cholesterol are found in e.g. Ghee, Vanaspati, Dalda, Palm, Coconut oil.
These contain highly saturated fat. Patient should be advised to take less saturated fat and
cholesterol.
Poly unsaturated fat take Sun flower oil, Soyabene oil, Olive oil which contained
unsaturated fat should be taken 3 small tea spoonful / day.
Milk : Three cup daily double tone
Whole Cereal: 90 gm daily. [old samarice, kodo, java, wheat with husk]
Vegetable : 250 gm daily [padwal, karaila, methi, pumpkin, brinjal, beans]
Dal : 400 ml. daily [Moong, Masoor, Kulthi, Arhar, Garam]
Fruits : 200 gm. Daily [Apple,Guava & Pappaya]
Spices : [Ginger,coriander,cardamom]
DO’NT
To avoid smoking.
To avoid Fasting.
To avoid sweets, honey, sugar, jaggery, cold drinks, fruit juice, avoids fruits e.g. Mango,
Sharifa, Grapes, Chiku, Banana, Khajur, potato,turnip & beetroot

To be translated into regional language.

466
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMISED DOUBLE BLINDCONTROLLED CLINICAL TRIAL OF AYUSH-
DIAB IN CONTROLLING BLOOD SUGAR LEVEL IN Type 2 DIABETES
MELLITUS
CASE REPORT FORM I - SCREENING

1. Centre: ______________________________

2. Name of the subject: ______________________________________________________

3. Sr. No. of the Subject : ____________________________________________________

4. Address : _______________________________________________________________

5. Date of Birth: Age (in yrs.) :

6. Code No. (of clinical trial)

7. Gender Male 1 Female 2

CRITERIA OF INCLUSION Yes (1) No (2)

1. Age between 30 years to 65 years

2. If yes in any of the three

Blood sugar – Fasting > 26 and =< 200 mg/dl or

PP > 200 mg/dl and<= 350 mg/dl or

Glycated haemoglobin>7% and <10%

3. Recently diagnosed (< 6 Months)

Cases of Type-2 Diabetes mellitus

Not taking any hypoglycemic drug or insulin.

CRITERIA FOR EXCLUSION Yes (1) No (0))

4. Age below 30 and above 65 years.

467
5. If yes in any of the three

Blood sugar – Fasting =< 126 and > than 200 or

PP=< 200 mg/dl >350 mg/dl or

Glycated haemoglobin<=7% and =>10%

6. Malignant and accelerated hypertensive

7. CVS disorder (CAD)

8. Pregnant woman or the women planning to be pregnant


in next six months

9. Lactating mothers

10. Secondary Diabetes mellitus

11. Patient under going regular treatment for Diabetes or


for any other severe illness

12. CNS disorder e.g. encephalopathy

A patient is eligible for admission

If ‘Yes’ to S.No.1 – 3 & ‘No’ to 4 – 12

If admitted:

Sl. No. of the subject ____________

No. of packets issued____________

Date:____________ Signature of the Investigator _____________

468
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMISED DOUBLE BLINDCONTROLLED CLINICAL TRIAL OF AYUSH-
DIAB IN CONTROLLING BLOOD SUGAR LEVEL IN Type 2 DIABETES
MELLITUS
CASE REPORT FORM II – HISTORY

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ____________________________________________________

4. Name of the subject: ______________________________________________________

5. Address : _______________________________________________________________

6. Gender Male 1 Female 2

7. Date of Birth: Age (in yrs.) :

8. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

9. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work…………………………….................................

10. Total Family members :

11. Income per capita per month (in Rs.) :

12. Religion : Hindu 1 Muslim 2 Sikh 3

Christian 4 Parsi 5

469
Chief complaint with duration (if any) in days

Absent (0) Present (1) Duration

13. Polyuria (Excessive Urine)

14. Polyphagia (Excessive Hunger)

15. Polydipsia (Excessive Thirst)

16. Exhaustion/Tiredness

17. Loss of body weight

18. Body ache

19. Giddiness

20. Polyneuritis(Numbness / Tingling)

21. Visual disturbance

22. Others

If Yes specify: _____________________________________

Personal History

23. Diet Veg. 1 Non-veg. 2 Lecto-veg 3

24. Presence of anxiety No 0 Yes 1

25. Constipation No 0 Yes 1

Addiction

26. Smoking No 0 Yes 1

If yes specify: (a) Quantity [packs]: ________________

(b) Total Duration in year’s ________________

27. Tobacco No 0 Yes 1

If yes specify: (a) Quantity: ________________

(b) Total Duration in years ________________

470
28. Alcohol No 0 Yes 1

If yes specify: (a) Quantity (in ml/day): ________________

(b) Total Duration in years ________________

29. Any other(specify) _____________________

30. Prakriti: Vata 1 Pitta 2 Kapha 3

Vata-kaphaj 4 Vata-pittaja 5 Pitta-Kaphaja 6

Sannipataj 7

Physical Examination

31. Height (cm) ____________

32. Weight (kg) ____________

33. Pulse (per min) ____________

34. Blood Pressure (in sitting position)

Systolic_________________(mm Hg)

Diastolic ________________(mm Hg)

35. Body temperature (o F) _____________

36. Respiration rate (per min) _____________

37. Signs of dehydration and oedema, if any____________________

SYSTEMIC EXAMINATION Absent (0) Present (1)

38. CVS

If abnormal, details _______________________________________________________

39. CNS

If abnormal, details _______________________________________________________

471
40. Digestive system

If abnormal, details _______________________________________________________

41. Uro-Genital system

If abnormal, details _______________________________________________________

42. Respiratory system

If abnormal, details _______________________________________________________

Date: ____________________ Signature of Investigator ___________________

472
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMISED DOUBLE BLINDCONTROLLED CLINICAL TRIAL OF AYUSH-
DIAB IN CONTROLLING BLOOD SUGAR LEVEL IN Type 2 DIABETES
MELLITUS
CASE REPORT FORM III - CLINICAL & PHYSIOLOGICAL ASSESSMENT
[Before Treatment & Fortnightly During Treatment]

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ____________________________________________________

4. Name of the subject: ______________________________________________________

5. Address : _______________________________________________________________

6. Gender Male 1 Female 2

7. Date of Birth: Age (in yrs.) :

8. Date of Assessment :

Chief complaint with duration (if any) in days

Absent (0) Present (1) Duration


(in days)

9. Polyuria (Excessive Urine)

10. Polyphagia (Excessive Hunger)

11. Polydipsia (Excessive Thirst)

12. Exhaustion/Tiredness

13. Bodyache

14. Giddiness

15. Polyneuritis (Numbness / Tingling)

473
16. Visual disturbance

17. Others

If Yes, specify: ___________________________________________________________

Physiological Assessment

18. Weight (in Kgs.) ______________

19. Blood Pressure (in sitting position)

Systolic_________________ (mm Hg)

Diastolic ________________ (mm Hg)

Date: ______________ Signature of Investigator: _________________________

474
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMISED DOUBLE BLINDCONTROLLED CLINICAL TRIAL OF AYUSH-
DIAB IN CONTROLLING BLOOD SUGAR LEVEL IN Type 2 DIABETES
MELLITUS
CASE REPORT FORM IV- LABORATORY INVESTIGATION

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Sr. No. of the subject: _____________________________________________________

4. Name of the subject: _______________________________________________________

5. Address : _______________________________________________________________

6. Gender Male 1 Female 2

7. Date of Birth: Age (in yrs.) :

8. Date of Assessment :

Urine Examination

Routine

9. Sugar ____________

10. Albumin ____________

11. Deposits ____________

Microscopic

12. Pus cell ____________(hpf)

13. RBC ____________(hpf)

14. Cast ____________(hpf)

Stool examination

15. Routine ____________

475
Microscopic

16. Ova ____________

17. Cyst ____________

18. Occult Blood__________

Blood

19. TC (Cells/Cmm.): ____________

20. DC: P(%)_____ L(%)_____ E(%)_____ M(%)_____ B(%)_____

21. Hb (g/dl) ____________

22. (1st hour.) ____________

23. Blood Sugar- Fasting/PP (mg./dl)____________/____________

24. Glycosylated) HbA1c (to be done before treatment


after three months and end of treatment)

25. Blood Urea (mg. /dl) ____________

26. S.Creatinine (mg./dl) ____________

27. Uric acid (mg./dl) ____________

LIPID PROFILE

28. Serum total Cholesterol (mg./dl) ____________

29. S. Triglycerides (mg./dl) ____________

30. HDL (mg./dl) ____________

31. LDL (mg./dl) ____________

32. VLDL (mg/dl) ____________

LIVER FUNCTION TEST

Serum Bilirubin

33. Total (mg/dl) ____________

476
34. Direct (mg/dl) ____________

35. SGOT (IU/L) ____________

36. SGPT (IU/L) ____________

37. Alk.Phosphatase (KA units) ____________

38. Total proteins (gm./dl) ____________

39. Albumin (gm./dl) ____________

40. Globulin (gm./dl) ____________

41. A/G Ratio ____________

Serum Electrolytes

42. Sodium(mEq/L) ____________

43. Potasium(mEq/L) ____________

Sl.No.9 – 43 will be done before and after treatment except Sl.No. 23 (Blood Sugar) which
will be done before treatment and fortnightly during treatment period. HbA1c will be repeated
after three months also.

Date: ______________ Signature of Investigator__________________________

477
Blank

478
EYE DISORDERS

SECTION - VII
Blank

480
CLINICAL EVALUATION OF AYUSH-CT DROPS AND
AYUSH-CT CAPSULE IN IMPROVING THE QUALITY
OF VISION AND PREVENTION OF PROGRESS IN
SENILE IMMATURE CATARACT (LINGANASA)

Drug : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

481
Blank

482
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF AYUSH-CT DROPS AND AYUSH-CT CAPSULE
IN IMPROVING THE QUALITY OF VISION AND PREVENTION OF
PROGRESS IN SENILE IMMATURE CATARACT (LINGANASA)

I. BACKGROUND
Senile cataract (Linganasa1) is a disease of common occurrence in all geographical areas
and in all races. The incidence, however, is distinctly more in tropical countries. The two factors
peculiar to tropical circumstances and responsible for this high incidence are higher concentration
of actinic rays in tropical sunlight, and the nutritional deficiency factors so significant in these areas.
It can be generally stated that in developing tropical countries, the age of 50 years and above is
considered a cataractogenous age and the degree of incidence increases as the age advances. It
is safe to assume that 60% people develop cataract by the age of 60 years. 70% by the age of
70 years, 80% by 80 years and 90% by 90 years of age. It was estimated that 55% of total or
partial blindness was due to cataract in some stage of its formation. Of these, the incidence in
rural areas was 70% and in Urban areas 30%. Similarly, the incidence in males was 64.4% as
compared to 35.6% in females. It is rare in persons under 50 and these disturbances occur in (a)
impaired semi permeability of the capsule, (b) increased insoluble proteins, and (c) less effective
auto-oxidative system.
The current lines of management include various surgical methods. There is no definite
medical treatment for this condition in the patients where surgical treatment is not suitable (like
uncontrolled diabetes, cardiac disorders and so on.) Ayurvedic literatures have recorded many
single drugs and compound formulations for the treatment of Linganasa/Timira. (Cataract) .Drugs
like Punarnava, Amalaki, Palasha etc. possess various pharmacological actions like Chakshushaya
(Improves visual acuity), Timira hara (Effective managing various disorders of vision) besides its
Rasayana action that prevents free radical damage i.e. anti-oxidant effect1.

II. OBJECTIVE
To evaluate the therapeutic efficacy of Ayush-CT Drops and Ayush-CT Capsule In
improving the quality of vision and Prevention of progress in senile immature cataract

References
1. Ambika Dutta Sashtri (1989) Susruta Samhita (text with Hindi commentary) Uttara Sthana, VIIth
Edition Chaukhamba Sanskrit Series Office, Varanasi.
2. Actions & uses of indigenous ophthalmic drugs, Chaukhamba Sanskrit Pratisthan, New Delhi

483
III. CENTRE
CCRAS identified centers
IV. SAMPLE SIZE AND METHODS
Sample size : 50 cases
Trial Drug /Dosage /Duration
1. Ayush-CT Drops {Distillate (Ark) of equal parts of Punarnava and
Palashamoola} two drops three times a day and Ayush-CT Capsule (Extract of
equal parts of Punarnava and Amalaki) 500mg. two capsules BD for 4months
2. Placebo- Distilled water two drops three times a day and glucose capsules 500mg.
two capsules BD for 4 months
Design of the study : Double blind Randomized controlled trial
Duration : Four months drug therapy with a follow up for two months
without drug.
Period of Study : Six months (Four months drug therapy and two months
follow-up) for each case. Total duration will be two years
to complete the trial.
Follow – Up : One follow-up will be carried out after two months of the
completion of treatment.
V. CRITERIA FOR INCLUSION
1. Age above 50 years and up to to 80 years
2. Both the sex
3. Immature cataract (confirmed by ophthalmoscopy, retinoscopy/iris shadow presence)
With any one or both of the symptoms
• Disturbance in vision (diplopia,polyopia,holes etc)
• Diminished visual acuity
VI. CRITERIA FOR EXCLUSION
1. Age below 50and above80 years
2. Mature cataract
3. Sluggish pupil reaction

484
4. Hypertension
5. Diabetes mellitus
6. Glaucoma
7. Any other illness causing notable visual morbidity
8. Person undergoing treatment for any other serious illness
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition develops/ symptoms
aggravates, which requires urgent treatment, such subjects may be withdrawn from the trial and
managed by the Principal Investigator accordingly.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & IA). Clinical assessment will be done during treatment (Form II). The
laboratory investigations will be carried out before and after the treatment.
IX. STATISTICAL ANALYSIS
Data on disturbance in vision and diminished visual acuity will be analyzed using
appropriate statistical methods.
Improvement in visual acuity (Using near vision and distance vision chart-Snellen’s test
type) and disappearance of symptoms of disturbances in vision (Clinical assessment) will be
considered as significant, besides status of cataract examined through ophthalmoscopy, retinoscopy
and Iris shadow tests.
X. TRIAL MONITORING AND DATA ANALYSIS
The progress of the trial will be monitored by CCRAS HQrs. New Delhi. Data analysis
will be undertaken at the Monitoring Unit CCRAS HQrs. New Delhi
XI. ETHICAL REVIEW
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at
Hqrs. will carefully monitor the data and side effects during the period of study and put in
a place where by prompt reporting of adverse events occur. The data will be reviewed as

485
every 20 participants entered the study and administered the trial drugs. The research team
will report immediately to the PI and Data Monitoring Board if, any life threatening
conditions whether they are perceived to be study related or not. The Board decides
whether the adverse effects warrant discontinuation of the study protocol. Protocols will be
written and approved for the treatment of study related adverse events.
XII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs.……. /- per visit will be paid to subjects
selected.
XIII. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XIV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

486
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF AYUSH-CT DROPS AND AYUSH-CT CAPSULE
IN IMPROVING THE QUALITY OF VISION AND PREVENTION OF
PROGRESS IN SENILE IMMATURE CATARACT (LINGANASA)
CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the trial on “Clinical Evaluation Of Ayush-CT Drops And Ayush-CT Capsule In improving the
quality of vision and Prevention Of Progress in senile immature cataract”

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

487
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF AYUSH-CT DROPS AND AYUSH-CT CAPSULE
IN IMPROVING THE QUALITY OF VISION AND PREVENTION OF
PROGRESS IN SENILE IMMATURE CATARACT (LINGANASA)
PATIENT INFORMATION SHEET

What is the study about?


Senile cataract (Linganasa) is a disease of common occurrence in all geographical areas
and in all races. The incidence, however, is distinctly more in tropical countries. The two factors
peculiar to tropical circumstances and responsible for this high incidence are higher concentration
of actinic rays in tropical sunlight, and the nutritional deficiency factors so significant in these areas.
It can be generally stated that in developing tropical countries, the age of 50 years and above is
considered a cataractogenous age and the degree of incidence increases as the age advances. It
is safe to assume that 60% people develop cataract by the age of 60 years. 70% by the age of
70 years, 80% by 80 years and 90% by 90 years of age.
The current lines of management include various surgical methods. There is no definite
medical treatment for this condition in the patients where surgical treatment is not suitable like
uncontrolled diabetes, cardiac disorders and so on. Ayurvedic literatures have recorded many
single drugs and compound formulations for the treatment of Linganasa/Timira. Drugs like
Punarnava, Amalaki, Palasha etc. possess various pharmacological actions like Chakshushaya
(Improves visual acuity), Timira hara (Effective in managing various disorders of vision) besides its
Rasayana effects that prevents free radical damage i.e. anti-oxidant effect.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately six months to complete ( four months
for treatment and another two months for follow-up study). During this period, you are expected
to visit the hospital six times, once in a month during drug treatment and once at the end of 6th
month during the follow up.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, Blood and urine samples will also be taken. This is to make sure that you
are eligible for the study.
If you are found eligible, you would be put on trial treatment OR placebo therapy
for four months. Daily dose of oral treatment consist of two 500-mg. capsules twice a day
along with eye drops two drops three times a day for four months

488
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be informed to the
Principle Investigator.

To be translated into regional language.

489
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF AYUSH-CT DROPS AND AYUSH-CT CAPSULE
IN IMPROVING THE QUALITY OF VISION AND PREVENTION OF
PROGRESS IN SENILE IMMATURE CATARACT (LINGANASA)
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Sr. No. of the Subject : ____________________________________________________

5. Address : _______________________________________________________________

6. Date of Birth: Age (in yrs.) :

CRITERIA FOR EXCLUSION Yes (1) No (2)

1. Age above 50 years up to to 80 years

2. Both the sex

3. Immature cataract (confirmed by ophthalmoscopy,


retinoscopy/iris shadow presence) With any one or
both of the symptoms

4. Disturbance in vision (diplopia,polyopia, holes etc/


Diminished visual acuity)

CRITERIA FOR EXCLUSION Yes (1) No (2)

5. Age below 50and above 80 years

6. Mature cataract.

7. Sluggish pupil reaction

490
8. Diabetes mellitus

9. Glaucoma

10. Hypertension

11. Person undergoing treatment for

12. Any other serious illness

If yes, specify: __________________________________________________

13. Any other illness causing notable visual morbidity

If yes, specify: __________________________________________________

A patient is eligible for admission to the trail

If ‘YES’ to 1 – 4 and ‘NO’ to 5 – 13

If admitted, subject serial No: _________

No. of packets issued: _______________

Date: ____________ Signature of Investigator: _________________________

491
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF AYUSH-CT DROPS AND AYUSH-CT CAPSULE
IN IMPROVING THE QUALITY OF VISION AND PREVENTION OF
PROGRESS IN SENILE IMMATURE CATARACT (LINGANASA)
CASE REPORT FORM II- HISTORY
(Enter a  in the appropriate box)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Gender Male 1 Female 2

6. Date of Birth: Age (in yrs.) :

7. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

8. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work…………………………….................................

9. Income per capita per month (in Rs.) :

Chief complaint with duration (in month) Yes (1) No (2)

10. Disturbance in vision

If Yes, duration in months _________________

492
11. Diplopia

If yes, duration in months __________________

12. Polyopia

If yes, duration in months _________________

13. Holes

If yes, duration in months _________________

14. Any other visual disturbances

If yes, (specify): __________________

Duration in months: _______________

15. Diminished visual acuity

If yes, details* &duration in months _________________

Visual acuity (Snellen’s test type)

Distant vision:

16. Right Eye: ___________

17. Left Eye: ___________

18. Both Eyes: ___________

Near vision:

19. Right Eye ___________

20. Left Eye ___________

21. Both Eyes ___________

22. History of cataract in family Yes (1) No (0)

If Yes, relation with patient _________________

493
23. Prakriti Vata 1 Pitta 2 Kapha 3

Vata-Kaphaj 4 Vata-Pittaja 5 Pittaja-Kaphaja 6

Sannipataja 7

EXAMINATION OF THE EYE

24. General examination Normal 1 Abnormal 2

If abnormal, specify abnormalities ____________________________________

Lens (Medoashrita patala)(ophthalmoscopy)

25. Colour: Gray Brown Transparent

26. Opacity: Central Peripheral Total

27. Position Normal 1 Displaced 2

28. Iris shadow Present 1 Absent 2

Vitreous Present (1) Absent (2)

29. Degenerative changes

30. Opacity

Pupil (Dristi mandal) Normal (1) Abnormal (2)

31. Size

Reaction Present (1) Absent (2)

32. Direct

33. Consensual

34. Retina (Asthiashrita patala)

If abnormal, specify ___________

Visual acuity (Snellen’s test type)

Distant vision:

494
35. Right Eye ___________

36. Left Eye ___________

37. Both Eyes___________

Near vision:

38. Right Eye ___________

39. Left Eye ___________

40. Both Eyes___________

Glasses (Correction)

Right Eye Left Eye


Vision Sph Cyl Axis Vision Sph Cyl Axis Vision
41. NV
42. DV

Tonometry (Schitoz’s)

Intraocular pressure*

43. RE ________ mm/Hg

44. LE ________ mmHg

* 6-21 Normal

Date: ____________ Signature of Investigator: _________________________

495
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF AYUSH-CT DROPS AND AYUSH-CT CAPSULE
IN IMPROVING THE QUALITY OF VISION AND PREVENTION OF
PROGRESS IN SENILE IMMATURE CATARACT (LINGANASA)
CASE REPORT FORM III - CLINICAL ASSESSMENT
(0, end of 1st, 2nd, 3rd, 4th, 5th & 6th month)
(Enter a  in the appropriate box)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Gender Male Female

6. Date of Birth: Age (in yrs.) :

Present (1) Absent (0)

7. Disturbance in vision

8. Diplopia

9. Polyopia

10. Holes

11. Any other visual disturbances (specify)

If Present, Specify___________________________

Visual acuity (Snellen’s test type)

Distant vision:

12. Right Eye ___________

13. Left Eye ___________

496
14. Both Eyes ___________

Near vision:

15. Right Eye ___________

16. Left Eye ___________

17. Both Eyes ___________

18. Adverse reaction: Yes (0) No (1)

If yes, details: _______________________

19. Status of the patient:

Continuing (1)

Drop out (2) Reason:_____________________________

Date: ______________ Signature of Investigator: ___________________

497
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF AYUSH-CT DROPS AND AYUSH-CT CAPSULE
IN IMPROVING THE QUALITY OF VISION AND PREVENTION OF
PROGRESS IN SENILE IMMATURE CATARACT (LINGANASA)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS AND
PHYSIOLOGICAL PARAMETERS
(Before the treatment)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Gender Male Female

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment :

8. Urine Sugar _____________________________________________________________

9. Blood Sugar - PP (mg./dl)

Date : __________________ Signature if Investigator : ___________________

498
CLINICAL EVALUATION OF THE EFFECT OF
TARPANA AYUSH-DE EYE DROPS, AYUSH-DE
CAPSULES IN THE MANAGEMENT OF DRY EYE
SYNDROME (SHUSHKAKSHIPAKA/PARISHUSKHA
NETRA)

Drug : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

499
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500
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF THE EFFECT OF TARPANA AYUSH-DE EYE
DROPS, AYUSH-DE CAPSULES IN THE MANAGEMENT OF DRY EYE
SYNDROME (SHUSHKAKSHIPAKA / PARISHUSHKA NETRA)

I. BACKGROUND
In certain conditions, there is insufficiency of lubrication of eye and the conjunctiva
becomes dry. Deficiency in any components of tear film, results in dryness of the eye, due to the
appearance of dry spots on the corneal and conjunctival epithelium. Sushruta considered
shushkakshipaka as an individual disease and classified under sarvagata netra rogas. Even though
there is no separate entity such as Parishushka netra in classics, authors of different texts
mentioned the above condition while describing the therapeutic procedure adapted for the
management of eye disease. Conditions like Ativishushka netra, Ashrusrava rahita netra,
Asnigdha netra are mentioned in Nibandha samgraha (one of the commentaries on Sushruta
Samhita.)
There are many conditions which cause dryness of the eyes. Hypofunction of lacrimal
glands (eg. sjogren’s syndrome, sarcoidosis, lymphoma, leukemia amyloidosis.), mucin deficiency
(e.g. vitamin A deficiency), conjunctival scarring, (e.g. trachoma, Stevans Johnson syndrome,
pemphigold, chemical burns, chronic bacterial or viral conjunctivitis, irradiation and miscellaneous
causes such as mumps, deficient blinking etc.).
(Kapha is responsible for sanigdhatwa (oiliness) sthiratwa (structrual and functional integrity
of body systems) by means of its qualities like gurutwa and shitatwa.) Tarpaka kapha, one of the
five varieties of Kapha, situated in siras is responsible for the integrity of sense organs
(akshitarpana). According to Dalhana, the term aksha refers to sense organs like netra. Collective
function tear film components can be correlated with the function of the tarpakakapha.
Clinical studies conducted with topical and internal use of Ghrita prepared with the Haridra
and Daruharidra has shown significant improvement in subjective parameters like Dryness,
Redness, Photophobia etc. Pharmacological actions such as chaksushya (conducive to vision),
netrya (conducive to eye), netra ruja hara (analgesic ophthalmic action) are attributed to haridra,
daruharidra and ghrita from which the formulation under taken for the study was prepared. The
response obtained after the clinical study could be well understood with the above
pharmacological actions ascribed to various ingredients 1&2

References
1. Dry Eye Syndrome and its management – A clinical study, JRAS, Vol.XXII, No.1-2, (2001)
pp.17-24.
2. Actions & uses of indigenous ophthalmic drugs, Chaukhamba Sanskrit Pratisthan, New Delhi.
3. Sushruta Uttarasthana Chapter 9/18-22

501
II. OBJECTIVE
To evaluate the effect of Ayush-DE drops and Akshi tarpana in dry eye syndrome
(shushkakshipaka / parishuskha netra)
III. CENTRE
CCRAS identified Centres
IV. SAMPLE SIZE AND METHODS
No. of groups : Four groups
No of patients in each group : 25
Type of Study : Open
Level of Study : OPD/IPD
Period of Study : 4 months (3 months treatment and one
month follow up Study with Distilled
Water)
Treatment:
Group-I
1. Akshi Tarpana with Ayush-DE Ghrita {prepared with equal parts of Yashtimadhu
(Glycerrhiza glabra)} for five days.
2. Installation of Ayush-DE drops {Yashtimadhu (Glycirrhiza glabra)} three drops
three times a day for three months.
Group-II
Installation of Ayush-DE drops {prepared with Yashtimadhu (Glycirrhiza glabra)} three
drops three times a day for three months.
Group-III
Artificial tears for three months (conventional)
Group IV
Autoserum (optional)
Procedure of tarpana
Local application of tila taila around the eye orbit followed by mild sudation will be given
as purvakarma. Concentric boundary should be made around each orbit with paste of masha
choorna (Powder of Phaseolus mungo). 20 ml of lukewarm medicated ghee should be filled and
allowed to retain in the boundary for twenty minutes. After the prescribed period, ghrita will be
removed with cotton pads followed by removal of the boundary.

502
V. CRITERIA FOR INCLUSION
1. Dryness of the Eye with or without
a) Sandy and scratchy feeling
b) Pain / pricking sensation
c) Photophobia
d) Mild reddness/ Mild blepharitis
e) Less flow of tears even when exposed to irritant odour and fumes
f) Foreign body sensation
g) Mild reddness
2. Age between 20-40 years
3. Tear film break-up time less than 10 seconds
4. Rose Bengal staining showing devitalized epithelium of conjunctiva and mucus plaques on
the cornea.
5. Schimers tests positive < 10 mm (exact measurement)
6. Chronicity upto six months.
VI. CRITERIA FOR EXCLUSION
1. Age below 20 years above 40 years
2. Chronicity above 6 months.
3. Corneal ulcer
4. Degenerative condition of conjunctiva
5. Extra ocular and intra ocular infections
6. Contact Lens users
7. Systemic disease causing Dry Eye Syndrome (Physicians remarks)
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition develops/ symptoms
aggravate, which requires urgent treatment, such subjects may be withdrawn from the trial and
managed by the Principal Investigator accordingly.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history including any associated diseases and physical examination of the
patients will be recorded as per the Proforma (Forms I & II). Clinical assessment will be done

503
before drug administration on every 15th day during the treatment and at the end of 3rd month
during follow up (Form III). Required laboratory investigations will be carried out to exclude
cases as specified in the criteria for exclusion. (Form-IV)
IX. CRITERIA FOR ASSESSMENT
Relief in subjective parameters viz. dryness, pain, redness, foreign body sensation and
improvement in tear film breakup time, Schimers tests will be considered as significant response.
X. STATISTICAL ANALYSIS
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However, the data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail.
XI. TRIAL MONITORING AND DATA ANALYSIS
The progress of the trial will be monitored by CCRAS HQrs. New Delhi. Data analysis
will be undertaken at the Monitoring Unit CCRAS HQrs. New Delhi
XII. ETHICAL REVIEW
Each Institutional Ethical Committee (IEC) of participating centre’s should give
clearance certificate before the project is initiated. Patient’s information sheet and
informed consent form should be submitted alongwith project proposal for approval by
IEC. Both should be maintained in duplicate with one copy given to the patient at the
time of entry to the trial.
XIII. TRAVELLING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs.------/ per visit i.e., on the 1st day of recruitment after
screening, 15th, 30th, 45th, 60th day & end of 3rd month (6 times)
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

504
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUAT ION OF THE EFFECT OF TARPANA AYUSH-DE EYE
DROPS, AYUSH-DE CAPSULES IN THE MANAGEMENT OF DRY EYE
SYNDROME (SHUSHKAKSHIPAKA / PARISHUSHKA NETRA)
CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the “Clinical evaluation of the effect of tarpana and eye drops in the management of dry eye
syndrome (shushkakshipaka / parishushka netra)”

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

505
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUAT ION OF THE EFFECT OF TARPANA AYUSH-DE EYE
DROPS IN THE MANAGEMENT OF DRY EYE SYNDROME
(SHUSHKAKSHIPAKA / PARISHUSHKA NETRA)
PATIENT INFORMATION SHEET

What is the study about?


In certain conditions, there is insufficiency of lubrication of eye and the conjunctiva
becomes dry. Deficiency in any components of tear film, results in dryness of the eye, due to the
appearance of dry spots on the corneal and conjunctival epithelium. Sushruta considered
shushkakshipaka as an individual disease and classified under sarvagata netra rogas. Some clinical
studies on this condition revealed promising results in managing this condition. The present study
aims at evaluating effect of topical and internal medication in the management of dry eye syndrome.
Approximately 50 patients will be included in the trial.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately4months to complete (3 months of
medication and thereafter 1 month follow up). During this period, you are expected to visit the
hospital initially for five days for Tarpana. During the trial you are expected to visit 8 times, at an
interval of every 15 days in first 3 months and at the end of 4th month.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination; required objective tests will also be done.
If you are found eligible, you would be put on trial treatment for 30 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be inforrmed to
the Principle Investigator.

To be translated into regional language.

506
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUAT ION OF THE EFFECT OF TARPANA AYUSH-DE EYE
DROPS IN THE MANAGEMENT OF DRY EYE SYNDROME
(SHUSHKAKSHIPAKA / PARISHUSHKA NETRA)
CASE REPORT FORM – 1 SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Subject Name : ......................................................... Age ................ Sex .........................

2. Centre : ...................................

3. Code No. (of clinical trial) :

4. Patient No.

5. Group No. First 1 Second 2

Third 3 Fourth 4

CRITERIA FOR SELECTION Yes No

1. Dryness of the Eye with or without

2. Sandy and scratchy feeling

3. Pain / pricking sensation

4. Photophobia

5. Mild redness/ Mild blepharitis

6. Less flow of tears even when exposed


to irritant odor and fumes

7. Foreign body sensation

8. Mild redness

9. Age between 20-40 years

507
10. Tear film break-up time

11. Rose Bengal staining showing devitalized


epithelium of conjunctiva and mucus plaques
on the cornea. (Value)

12. Schimers tests positive (Value)

13. Chronicity upto 6 months

EXCLUSION CRITERIA Yes No

14. Age below 20 years above 40 years

15. Chronicity above 2 years

16. Corneal ulcer

17. Vitamin-A deficiency

18. Degenerative condition of conjunctiva

19. Extra ocular and intra ocular infections

A patient is eligible for admission to the trail

If Sl. No. 1-13 is ‘Yes’ and Sl. No. 14-19 are ‘No’

Date ______________ Signature of Investigator____________________

508
COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUAT ION OF THE EFFECT OF TARPANA AYUSH-DE EYE
DROPS, AYUSH-DE CAPSULES IN THE MANAGEMENT OF DRY EYE
SYNDROME (SHUSHKAKSHIPAKA / PARISHUSHKA NETRA)
CASE REPORT FORM -II HISTORY
(Enter a  in the appropriate box)

1. Subject Name : ......................................................... Age ................ Sex .........................

2. Address : ..............................................................................................................................

3. Date of Asmission : ................................................ Date of Discharge ...............................

4. Centre : ...................................

5. Code No. (of clinical trial) :

6. Patient No.

7. Group No. First 1 Second 2

Third 3 Fourth 4

8. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

8. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

1. Environment : __________________

2. Income 10, 000 & >

10, 000 & <

509
Chief complaint with duration (in month)

Present (1) Absent (2) Duration

9. Dryness of the eye

10. Sandy and scratchy feeling

11. Pain / pricking sensation

12. Photophobia

13. Mild redness/ Mild blepharitis

14. Less flow of tears even when exposed


to irritant odour and fumes

15. Foreign body sensation

16. Mild redness

17. Others specify: ......................................................................................................................

HISTORY OF PRESENT ILLNESS

18. Onset of disease Acute 1 Insidious 2

19. Duration of disease (in months):

PERSONAL HISTORY

20. Diet Veg 1 Non-veg 2 Lacto-ova veg 3

21. Sharirik Prakriti (please see separate attached sheet)

Vata 1 Pitta 2 Kapha 3

Vata-Kaphaj 4 Vata-Pittaja 5 Pittaja-Kaphaja 6

Sannipataja 7

PHYSICAL EXAMINATION: Normal Abnormal

If abnormal, specify abnormalities ____________________________________________

510
SYSTEMIC EXAMINATION:

Normal Abnormal

If abnormal, specify abnormalities ____________________________________________

EXAMINATION OF THE EYE

Vision examination

Normal Abnormal

If abnormal, specify_______________________________________________________

Movement

Normal Abnormal

If abnormal, specify_______________________________________________________

Lacrimal System Normal Abnormal

(ashruyantra)

If ‘abnormal’ specify, ______________________________________________________

Conjunctiva (bulbar)

Congestion (GRADE 0-5) _________________________________

Oedema (GRADE 0-5) _________________________________

Haemorrhage (GRADE 0-5) _________________________________

Redness (GRADE 0-5) _________________________________

Nodule (GRADE 0-5) _________________________________

Conjunctiva (tarsal)

Tarsal scarring (GRADE 0-5) _________________________________

Fllicles (GRADE 0-5) _________________________________

Others (GRADE 0-5) _________________________________

511
Sclera (Sukla mandala)

Change in colour (GRADE 0-5) _________________________________

Pigmentation (GRADE 0-5) _________________________________

Nodule (GRADE 0-5) _________________________________

Congestion (GRADE 0-5) _________________________________

Cornea (Krishna mandala)

Lusture Normal Lustureless

Vascularisation Sensation 1 Present Absent 2

Reduced 3

Epithelial status Tearfilm meniscus Defect / erosion / desquamated

Tear film break-up test _________________________________

Rose Bengal staining _________________________________

Shchimer tests _________________________________

Date: ______________ Signature of Investigator ___________________

512
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUAT ION OF THE EFFECT OF TARPANA AYUSH-DE EYE
DROPS, AYUSH-DE CAPSULES IN THE MANAGEMENT OF DRY EYE
SYNDROME (SHUSHKAKSHIPAKA / PARISHUSHKA NETRA)
CASE REPORT FORM III - CLINICAL ASSESSMENT
(0 day, 15th, 30th, 45th, 60th, days & end of 3rd month)
(Enter a  in the appropriate box)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Gender Male Female

6. Date of Birth: Age (in yrs.) :

7. Dryness of the eye (GRADE 0-5) _______________________

8. Sandy and scratchy feeling(GRADE 0-5) _______________________

9. Pain / pricking sensation (GRADE 0-5) _______________________

10. Photophobia (GRADE 0-5) _______________________

11. Redness/ Mild blepharitis (GRADE 0-5) _______________________

12. Less flow of tears even when exposed to _______________________


irritant odors and fumes (GRADE 0-5).

13. Foreign body sensation (GRADE 0-5) _______________________

14. Redness (GRADE 0-5) _______________________

15. Others (specify) Present 1 Absent 2

513
Clinical Tests

15. Tear film break-up test: ______________________________

16. Rose Bengal staining: ______________________________

17. Shchimer tests: ______________________________

18. Status of the patient: Continuing 1 Drop out 2

Reason: ____________________________________________

Date: ______________ Signature of Investigator ___________________

514
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUAT ION OF THE EFFECT OF TARPANA AYUSH-DE EYE
DROPS, AYUSH-DE CAPSULES IN THE MANAGEMENT OF DRY EYE
SYNDROME (SHUSHKAKSHIPAKA / PARISHUSHKA NETRA)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS AND
PHYSIOLOGICAL PARAMETERS
(Sl.No.5 to 17will be done at 0 & 15th day and 18-20 at the end of 1st, 2nd month,
3rd and 4d month)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Gender Male Female

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment :

8. TLC (Cells/Cmm.): ___________________

9. DLC: P (%) _______ L (%) _______ E (%) _______ M (%) _______ B (%) _______

9. Hb (g/dl): ___________________

10. Platelet: ___________________

11. ESR (1st hour.) (mm): ___________________

12. Blood Sugar Fasting & PP (mg./dl): ___________________

13. B. Urea (mg./dl): ___________________

14. S. Creatinine (mg./dl): ___________________

15. Liver function tests (SGOT/SGPT): ___________________

16. Lipid profile: ___________________

Date: ______________ Signature of Investigator ___________________

515
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516
CLINICAL EVALUATION OF AYUSH –AC EYE DROPS
IN SIMPLE ALLERGIC CONJUNCTIVITIS
(KAPHAJA ABHISHYANDA)

Drug : Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

517
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518
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF AYUSH –AC EYE DROPS IN SIMPLE
ALLERGIC CONJUNCTIVITIS (KAPHAJA ABHISHYANDA)

I. BACKGROUND
Allergic conjunctivitis1 is commonly occurring ocular problem in day-to-day ophthalmic
practice. Apart from phlyctenular conjunctivitis as a manifestation of endogenous allergy and spring
catarrh an exogenous allergy, the conjunctiva may react to many other sensitizing factors viz.
external, physical or chemical. Allergy as a cause of conjuctival congestion has however been
exaggerated. (Anything which does not fall into the description of a specific condition and any
condition show aetiology is undermined is often attributed to allergy.) This evasive diagnosis is
further supported by the favorable response of the conjuctival congestion to steroids (Dhanda et
al. 996).
Current line of management advocates the use of topical steroids/ decongestant drops/
Mast Cell Stabilizers along with anti-histamine agents, is found unsatisfactory and temporary,
should be repeated only during exacerbations, besides their adverse effects (Anonymous, 1996).
At this juncture it becomes essential to explore safe effective drug which could effectively tackle
such conditions. Ayurvedic literatures have recorded more than 60 plant drugs useful in the
treatment of various eye disorders. Daruharidra (Berberis aristata DC.), one of such agents has
potent anti-inflammatory and anti-allergic action.
[Netrarujahara (Analgesic ophthalmic action), Netrakanduhara (anti-allergic action),
Kaphajabhisyandahara (Effective in allergic ocular conditions) (SrikanthN.2000).] Berberine, an
alkaloid isolated from B. aristata and its salt berberine hydrochloride produced depressant effect
on histamine, 5-HT and Bradykinin. It exhibited anti-inflammatory property on acute, sub-acute
and chronic models of inflammation. Clinical application of berberine in chronic trachoma patients
by intraconjuctival injection proved highly effective. The effect confirmed by scientific studies, that
revealed “Berberine may prove practical remedy for large scale use in trachoma patients. Berberine
in a dose of 0.5 mg per egg protected 50-75% chick embryos from the lethal effect of the
trachoma organisms inoculated into the yolk sac”. The results supported the ancient Ayurvedic
claims on the use of the plant B. aristata in eye diseases and clinical report on the efficiency of
berberine in trachoma. (Bhatnar1970, Halder 1970,Imaz 1977, Verma. RL.1993, Anonymous

References
1. Ambika Dutta Sashtri (1989) Sushruta samhita (text with Hindi commentary) Uttara Sthana, VIIth
Edition Chaukhamba Sanskrit Series Office, Varanasi.
2. Actions & uses of indigenous ophthalmic drugs, Chaukhamba Sanskrit Pratisthan, New Delhi

519
1996) it may be concluded that the decoction of the Daruharidra may be successfully employed
in the management of acute and chronic conjunctivitis of varied aetiology.
A clinical study of 52 cases of Allergic conjunctivitis was conducted to evaluate the effect
of a potent Anti- inflammatory, and Anti- Allergic Indigenous Ophthalmic Drug -Daruharidra
(Berberis aristata DC.). Topical administration (Aschyotana) with decoction of root bark of
Daruharidra (Berberis aristata DC.) was scheduled for 5 days and Aschyotana procedure was
repeated for the same period at an interval of 7days.Follow up observation was done for one
month. This study reveled that the scheduled therapy is highly valuable in the management of
allergic conjunctivitis of varied aetiology. The response obtained may be explained with the anti-
allergic, anti-inflammatory, antibacterial, properties attributed to the drug (Bhatnar1970, Halder
1970, Imaz 1977, Sabir 1976, Verma. RL. 1993, Anonymous 1996) besides its Netrarujahara
(Analgesic Ophthalmic action), Kaphajabhisyandahara (effective in allergic ocular conditions), and
Netrya (Conducive to Eye) actions.
II. OBJECTIVE
To evaluate the effect of Ayush –AC eye drops in simple Allergic Conjunctivitis (Kaphaja
Abhishyanda)
III. CENTRE
Central Research Institute (Ay.), New Delhi
IV. SAMPLE SIZE AND METHODS
Sample Size _ 90 patients (2 Groups)
Design of the study – Randomized Control Trial
Trial Drug /Dosage /Duration
Ayush-AC Eye Drops {containing equal parts of Daruharidra (Berberis aristata) and
Sirisha (Albizia libeck)} three times a day for 15 days.
Control - Distil water + preservative used in the drug
Duration of the study - 1½ months including 15 days drug therapy with
a follow up for one month without drug.
Period of Study - 15 days for each case. Total duration will be one
year to complete the trial.
Follow – up - One follow-up will be carried out after one week of
the completion of treatment.
V. CRITERIA FOR INCLUSION
1. Patients presenting with cardinal features of allergic conjunctivitis viz.
• Redness

520
• Itching
• Lacrimation
• Irritation
• Photophobia.
2. Age >10 yrs.
3. Conjunctival smear negative for bacterial/viral (optional)/fungal infection.
VI. CRITERIA FOR EXCLUSION
1. Age below 10 yrs
2. Conjunctival smear showing evidence of infection.
Clinically diagnosed cases of
3. Infective conjunctivitis
4. Parasitic infestation
5. Contact Lens users
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition develops/ symptoms
aggravates, which requires urgent treatment, if no response after one week of treatment such
subjects may be withdrawn from the trial and managed by the Principal Investigator accordingly.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & II). Clinical assessment will be done before drug administration on 15th
day during drug therapy and 30th day & 45th during follow up (Form III). Required laboratory
investigations i.e. Stool examination (3 samples), TC (Cells/Cmm.), DC (P, L, E, M and B),
Absolute eosinophil, Hb% (g/dl), ESR (1st hour.) (mm), Blood Sugar – random (mg./dl,
Conjunctival swab for light microscopy and C&S evaluation will be carried out to exclude cases
as specified in the criteria for exclusion. (Form-III)
IX. CRITERA FOR ASSESSMENT
Disappearance of Redness, Itching, Lacrimation, Irritation and Photophobia will be
consider ed as significant out come of the treatment.
X. STATISTICAL ANALYSIS
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However, the data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through
e-mail.

521
XI. TRIAL MONITORING AND DATA ANALYSIS:
CCRAS, Hqrs, New Delhi will undertake the monitoring of progress of the trial and data
analysis.
XII. ETHICAL REVIEW:
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at
Hqrs. will carefully monitor the data and side effects during the period of study and put in
a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research
team will report immediately to the PI and Data Monitoring Board if, any life threatening
conditions whether they are perceived to be study related or not. The Board decides
whether the adverse effects warrant discontinuation of the study protocol. Protocols will be
written and approved for the treatment of study related adverse events.
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs. ______/- per visit.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

522
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL EVALUATION OF AYUSH –AC EYE DROPS IN
SIMPLE ALLERGIC CONJUNCTIVITIS (KAPHAJA ABHISHYANDA)
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the “Clinical Evaluation of Ayush –AC Eye Drops in simple Allergic Conjunctivitis (Kaphaja
Abshyanda)”

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

523
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL EVALUATION OF AYUSH –AC EYE DROPS IN
SIMPLE ALLERGIC CONJUNCTIVITIS (KAPHAJA ABHISHYANDA)
PATIENT INFORMATION SHEET

What is the study about?


Allergic conjunctivitis is commonly occurring ocular problem in day-to-day ophthalmic
practice. Apart from phlyctenular conjunctivitis as a manifestation of endogenous allergy and spring
catarrh an exogenous allergy, the conjunctiva may react to many other sensitizing factors viz,
external, physical or chemical. Experimental and clinical studies revealed that drugs undertaken in
the study viz. Daruharidra and Sirisha have significant effect of in the management of allergic
disorders including allergic conjunctivitis. The present study aims at evaluating effect of [Ayush-AC
capsules &] Ayush-AC drops in the management of allergic conjunctivitis.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 22 days to complete (15 days of
medication and thereafter one week of follow up). During this period, you are expected to visit
the hospital three times at the interval of one week.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, blood samples will also be taken to make sure that you are eligible for the
study.
If you are found eligible, you would be put on trial treatment for 15 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principle Investigator.

To be translated into regional language.

524
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUAT ION OF THE EFFECT OF TARPANA AYUSH-DE EYE
DROPS, AYUSH-DE CAPSULES IN THE MANAGEMENT OF DRY EYE
SYNDROME (SHUSHKAKSHIPAKA / PARISHUSKHA NETRA)
CASE REPORT FORM – 1 SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : ..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (2)

1. Patients presenting with cardinal features of


allergic conjunctivitis viz.

• Redness,

• Itching,

• Lacrimation,

• Irritation

• Photophobia.

2. Age >10 yrs

3. Conjunctival smear negative for bacterial/viral


(optional)/fungal infection.

CRITERIA FOR EXCLUSION Yes (1) No (2)

4. Age below 10 yrs

525
5. Conjunctival smear showing evidence of infection.

6. Infective conjunctivitis

7. Parasitic infestation

8. Contact Lens users

A patient is eligible for admission to the trail

If Sl. No. 1 – 3 is ‘Yes’ and Sl. No. 4 – 8 are ‘No’

If admitted: Serial No._______________ No of Packet issued_________________

Date ___________________ Signature of Investigator:____________________

526
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL EVALUATION OF AYUSH –AC EYE DROPS IN
SIMPLE ALLERGIC CONJUNCTIVITIS (KAPHAJA ABHISHYANDA)
Case Report form-II history
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Patient No.

5. Date of Birth : Age (in yrs.) :

6. Address : ..............................................................................................................................

7. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

8. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work ...........................................................................

9. Total family members :

10. Income per capita per month in rupees :

527
Chief complaint with duration (in month)

Present (1) Absent (2) Duration

11. Redness

12. Itching

13. Photophobia

14. Lacrimation

15. Irritation

16. HISTORY OF PRESENT ILLNESS

I. Onset of disease Acute 1 (1) Insidious 2 (2)

II. Duration of disease (in months)

III. Factors aggravating the disease/chief complaints ______________________________

IV.Factors relieving main complaints __________________________________________

V. History of past illness, having relation with present illness : Yes No

If yes, Specify____________________________________________________________

VI. Contact with pets _____________________________________________________

17. PAST HISTORY Yes (1) No (2)

I. Working in agriculture field

II. Contact with pets

III. Hay fever, asthma, eczema

IV. Use of hair dye

V. Use of systemic antibiotics (Sulphanomides)

18. PERSONAL HISTORY

19. Diet: Veg 1 Non-veg 2 Lacto-ova veg 3

Fish-veg 4

528
20. Sharirik Prakriti: Vata 1 Pitta 2 Kapha 3

Vata-Kaphaj 4 Vata-Pittaja 5 Pittaja-Kaphaja 5

Sannipataja 7

21. Manas Prakriti : Sattva 1 Rajas 2 Tamas 3

Sattva-Rajas 4 Rajas-Tamas 5 Sattva-Tamas 6

Sama 7

22. EXAMINATION OF THE EYE (NETRA PARIKSHA)

I. Vision

II. Palpebral fissure (Vartma sukla sandhi) Wide 1 Narrow 2

III. Eyeball (Akshigolaka)

(a) Size Normal 1 (1) Microphthalmos 2 (2) Big 3

IV.Lids (Vartma)

(a) Position Normal 1 Drooping 2

(b) Thickness Present 1 Absent 2

(c) Inflammatory signs Present 1 Absent 2

(d) Lashes

Misdirection Present 1 Absent 2

Scantiness Yes 1 No 2

(e) Lidmargin

Ectropion Yes 1 No 2

Entropian Yes 1 No 2

V. Lacrimal System Normal 1 Drooping 2


(ashruyantra)

If ‘abnormal’ specify, ___________________

529
VI. Conjunctiva (bulbar) Yes (1) No (2)

Congestion

Conjunctival/CCC

Oedema

Hemorrhage

Redness

VII. Conjunctiva (tarsal) Yes (1) No (2)

Nodule

Others Yes

VIII. Sclera (Sukla mandala) Yes (1) No (2)

Change in colour

Pigmentation

Nodule Yes

Congestion

IX. Cornea (Krishna mandala) Present (1) Absent (2)

(a) Opacity

(b) Oedema

(c) Vascularisation

(d) Epithelial status

(e) Keratitis

Normal (1) Abnormal (2)

X. Anterior Chamber

If abnormal, specify: .............................................................................................................

530
XI. Iris (Mamsa ashrita patala)

If abnormal, specify: .............................................................................................................

XII. Vitreous

If abnormal, specify: .............................................................................................................

Lens (Medoashrita patala)

(a) Opacity Present Yes (1) No (2)

Normal (1) Abnormal (2)

XIII. Pupil (Dristi mandal)

If abnormal, specify: .............................................................................................................

XIV. Retina (Asthiashrita patala)

If abnormal, specify: .............................................................................................................

XV. IOP (Digital)

If abnormal, specify: .............................................................................................................

Date: _____________ Signature of the Investigator: ______________________

531
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL EVALUATION OF AYUSH –AC EYE DROPS IN
SIMPLE ALLERGIC CONJUNCTIVITIS (KAPHAJA ABHISHYANDA)
CASE REPORT FORM III - CLINICAL ASSESSMENT

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Gender Male Female

6. Date of Birth: Age (in yrs.) :

7 Redness (Grade 0-5) _________________________________________

8 Itching, (Grade 0-5) _________________________________________

9 Photophobia. (Grade 0-5) _________________________________________

10 Lacrimation, (Grade 0-5) _________________________________________

11 Irritation (Grade 0-5) _________________________________________

12 Adverse reaction: _____________________________________________________

If yes, details____________________________________________________________

13 Overall impression of well-being by the Subject:

Improved (1) No change (2) Deteriorated (3)

14 Status of the patient:

Continuing (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: ______________________________

Date: ______________ Signature of Investigator__________________________

532
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR CLINICAL EVALUATION OF AYUSH – AC EYE DROPS IN
SIMPLE ALLERGIC CONJUNCTIVITIS (KAPHAJA ABHISHYANDA)
CASE REPPOT FORM IV – LABORATORY INVESTIGATIONS
(Before treatment)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Gender Male Female

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment :

8. Stool examination

Routine ____________ Microscopic____________

Ova/Cyst____________ Occult Blood____________\

9. TC (Cells/Cmm.)_____________________

10. DC: P (%)_______ L (%) _______ E (%)________ M (%)________ B (%)_______

11. Absolute Eosinophils

12. Hb (g/dl): _______________

13. ESR (1st hour.) (mm) _______________

14. Blood Sugar – Randomized (mg./dl) _______________

15. Conjunctival swab for light microscopy and C & S evaluation

Date: _____________ Signature of the Investigator: ______________________

533
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534
CONNECTIVE TISSUE DISORDER

SECTION - VIII
Blank

536
CLINICAL TRIAL ON EVALUATION OF EFFECT OF
JALAUKAVACHARANA IN DEEP VEIN THROMBOSIS

Treatment modality: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

537
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538
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL TRIAL ON EVALUATION OF EFFECT OF JALAUKAVACHARANA
IN DEEP VEIN THROMBOSIS

I. BACKGROUND
Presence of thrombosis1 within a deep vein and accompanying inflammatory response in
the vessel wall is termed as thrombosis of deep vein. Most important consequences of deep vein
thrombosis is pulmonary embolism. More than 90% of pulmonary embolism arise from deep vein
thrombosis (William F.; Baker Jr., 1998) Pulmonary embolism has mortality of 18.3% without
treatment (Kemp PM, Traror D Batty V. et.al., 1996). Once the deep vein thrombosis occurs,
the risk of pulmonary embolism is high in first 72 hrs.
Risk factors for Deep Vein Thrombosis: Virchow triad of venous stasis, intimal injury and
hypercoagulable state was described in 1856 but still hold some truth.Extensive autopsy and clinical
studies have shown that 95% pulmonary embolism arise from deep vein thrombosis in the lower
limbs. Indwelling catheter in upper extremity veins like superior vena cava and right ventricle can
induce thrombosis.
Prevention of pulmonary embolism is the most important aim of treating the patient with
deep vein thrombosis. Prophylaxis is achieved by drug like heparin, LMW heparin or oral
anticoagulant and physical method like intermittent leg compression and graduated compression
stocking. In the early phase thrombolytic maybe useful in clot lysis.
Due to high cost of thrombolytics and LMW Heparin and bleeding and thrombo-
cytopenic side effect of heparin, the future Ayurvedic procedure Jalaukavacharana (leech
application) which has low cost and no side effect hold a strong promise for development of a
better procedure. Previous studies showed Jaloukavacharana as a promising treatment for deep
vein thrombosis. The same needs to be verified further.
II. OBJECTIVE
To evaluate the effect of Jalaukavacharana (leech application) in deep vein thrombosis.

References
1. Harisson’s Principles of internal medicine, 14th Edition, International Editions, 1998, Published
by McGraw-Hill CompaniesInc.pp1652

539
III. CENTRES
CCRAS identified centers
IV. SAMPLE SIZE AND METHODS
Sample size : 20 in each centre
Procedures of leech application:
1. Pre-operative procedure:
i Preparation of leech: Before using for blood letting, the leeches should be
purified by keeping them in water mixed with turmeric powder for some
time. Then, they should be shifted to the fresh water.
ii Preparation of patient: Thoroughly examined patient should be made to
take comfortable and convenient lying down position. The part of the
body where leech is to be applied should be cleanly washed and dried by
wiping with cotton cloth or swab. Antiseptic lotion or oil etc. should not be
used.
2. Operative procedure:
Then one or two leeches depending on the condition should be applied to the
swollen and indurated part of the limb. If the leech does not suck the blood, a drop of
milk or blood should be; put on the site. Still if leech fails to such the blood, mild prick
should be made on the skin. After the leech starts sucking the blood, it should be covered
with a wet cloth. If at biting site, pricking pain and itching appears, the leech should be
removed, if it does not leave, its mouth should be sprinkled with the turmeric powder.
3. Post operative procedure:
i Care of patient: After detachment of the leech, bleeding may continue. At
that time turmeric powder should be applied on the bleeding spot and
washed with cold water and dried by gently pressing with a gauze. Then
to enhance the healing process, Jatyadi Taila should be applied and
bandaged.
ii Care of leech: In order to make the leech fit for further use, it should be
made to vomit the sucked blood, by keeping it in the water mixed with
turmeric powder followed by holding it upside down and applying mild
pressure on the body of the leech from tail to mouth. After complete
vomiting it should be washed out with cold water and kept in the pot.
After 7 days, we can make use of the same leech for blood letting.

540
Duration of the Procedure- Application of leech will be done twice a week with an
interval of 3 days. Total duration of the procedure is 1 month.
Design of the study – Open Trial
Total period of study- 12 months
V. CRITERIA FOR INCLUSION
1. Both sexes
2. Between 25 years and 70 years.
3. Unilateral swelling of lower limb
4. Warmth and erythema over swelling
5. Tenderness over swelling
6. Calf pain (Posterior calf tenderness)
7. History of Immobilization for more than 2 weeks
8. Post menopausal hormonal replacement therapy
9. Patient with hemodynamically stable
10. Patient with positive finding of thrombosis on the basis of intravascular Doppler Study
VI. CRITERIA FOR EXCLUSION
1. Patient with hamodynamically unstable
2. Patient with Bleeding disorder
3. Patient with Respiratory failure
4. Severe CCF with EF < 30%
5. Severe uncontrolled diabetes
6. Acute MI
7. History of recent haemorrhagic stroke
8. Person undergoing treatment for any other serious illness
VII. CRITERIA FOR WITHDRAWAL
During the course of trial treatment, if any serious condition develops which requires
urgent treatment; such subjects may be withdrawn from the trial and managed by the Principal
Investigator accordingly.

541
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & II). Clinical assessment will be done before and after the procedure. The
laboratory investigations and the physiological parameters will be recorded before and at the end
of treatment
IX. STATISTICAL ANALYSIS
Clinical symptoms, physiological parameters and laboratory parameters will be analysed
using appropriate statistical methods.
X. CRITERIA FOR ASSESSMENT OF RESULTS
Relief in clinical signs and symptoms will be considered as significant improvement.
XI. TRIAL MONITORING AND DATA ANALYSIS
The progress of the trial will be monitored by Monitoring Unit and staff of CCRAS
Headquarters, New Delhi).
Data analysis will be undertaken at the CCRAS Headquarters, New Delhi.
XII. ETHICAL REVIEW
Each participating center’s Institutional Ethical Committee (IEC) should give clearance
certificate before the project is initiated. Patient’s information sheet and informed consent form
should be submitted alongwith project proposal for approval by IEC. Both should be maintained
in duplicate with one copy given to the patient at the time of entry to the trial.

542
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL TRIAL ON EVALUATION OF EFFECT OF JALAUKAVACHARANA
IN DEEP VEIN THROMBOSIS
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of treatment and follow-up, including the laboratory investigations to be
performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I, exercising my free power of choice, hereby
give my consent to be included as a subject in the “Clinical trial on evaluation of effect of
Jalaukavacharana in deep vein thrombosis.”

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

543
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL TRIAL ON EVALUATION OF EFFECT OF JALAUKAVACHARANA
IN DEEP VEIN THROMBOSIS
PATIENT INFORMATION SHEET

What is the study about?


In spite of advances in the medical as well as surgical management of deep vein
thrombosis, limited success and their complications pose major concern for scientific community.
Jaloukavacharana or application of leech on affected part is proved to be beneficial in deep vein
thrombosis. It is the mildest, safest and painless way of extracting impure blood from the vein.
After certain preoperative measures the leech is allowed to suck the blood. After the leech leaves
the part, bandaging will be done. It takes about 15 minute to complete the procedure at each
sitting.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 1 month to complete the treatment and
another 6 months for follow-up study). During this period, you are expected to visit the hospital
twice a week. The interval between the 1st and 2nd visit will be 3 days.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, Blood and urine samples will also be taken. This is to make sure that you
are eligible for the study.
If you are found eligible, you would be put on trial treatment for 1 month. At each visit,
you will be treated with the application of leeches.

To be translated into regional language.

544
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL TRIAL ON EVALUATION OF EFFECT OF JALAUKAVACHARANA
IN DEEP VEIN THROMBOSIS
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Gender Male Female

5. Date of Birth : Age (in yrs.) :

6. Address : ..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Both sexes

2. Between 25 years and 70 years.

3. Unilateral swelling of lower limb

4. Warmth and erythema over swelling

5. Tenderness over swelling

6. Calf pain (Posterior calf tenderness)

7. History of Immobilization for more than 2 weeks

8. Post menopausal hormonal replacement therapy

9. Patient hemodynamically stable

10. Patient with positive finding of thrombosis on the


basis of intravascular Doppler study

545
CRITERIA FOR EXCLUSION Yes (1) No (0)

11. Patient hamodynamically unstable

12. Patient with Bleeding disorder

13. Patient with Respiratory failure

14. Severe CCF with EF < 30%

15. Severe uncontrolled diabetes

16. Acute MI

17. History of recent haemorrhagic stroke

18. Person undergoing treatment for any other serious


illness.

A patient is eligible for admission to the trail

If Sl.No.1-10 is ‘Yes’ and Sl.No.11-18 are ‘No’

If admitted, Subject’s Serial No. ____________

Date: ____________ Signature of the Investigator ______________________

546
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL TRIAL ON EVALUATION OF EFFECT OF JALAUKAVACHARANA
IN DEEP VEIN THROMBOSIS
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Gender Male Female

5. Date of Birth : Age (in yrs.) :

6. Address : ..............................................................................................................................

7. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

8. Occupation Desk work 1 Field work 2

Standing for long time 3

Laborious 4

Sedentary 5

Indicate nature of work ...........................................................................

Chief complaint with duration (in month)

Present (1) Absent (2) Duration

9. Unilateral swelling of lower limb

10. Warmth and erythematic over swelling

547
11. Tenderness over swelling

12. Cord like palpation over swelling

13. Cyanotic colour change over swelling

14. Paleness over swelling

15. Calf pain (Posterior calf tenderness)

History of Past illness Yes (1) No (0)

16. History of Immobilization for more than 2 weeks

17. Orthopedic procedure on hip, knee

18. History of trauma (pelvis, femur, tibia)

19. History of intake of oral contraceptive

20. Post menopausal hormone replacement therapy

21. Non-hemorrhagic stroke with immobilization

22. Hypertension

23. Diabetes

24. Tuberculosis

25. Malignancy

26. Major hospitalization/surgery during past three years

If yes, specify ___________________________________________________________

27. Other complaints if any (Specify) _____________________________________________

Personal History

28. Diet Veg 1 Non –veg 2

29. Sleep Normal 1 Abnormal 2

30. Presence of anxiety No 2 Yes 2

548
31. Constipation No 2 Yes 2

Addiction

32. Smoking No 2 Yes 2

If yes specify: (a) Quantity (packs) ________________

(b) Total Duration in years ________________

33. Tobacco No 2 Yes 2

If yes specify: (a) Quantity (packs) ________________

(b) Total Duration in years ________________

34. Alcohol No 2 Yes 2

If yes specify: (a) Quantity (in ml.): ________________

(b) Total Duration in year’s ________________

35. Any other (specify): ________________________________________

36. Prakriti Vata 1 Pitta 2 Kapha 3

Vata-Kaphaj 4 Vata-Pittaja 5 Pittaja-Kaphaja 6

Sannipataja 7

Physical Examination

37. Height (cm) ____________

38. Weight (kg) ____________

39. Pulse (per min) ____________

40. Blood Pressure Systolic(mm Hg) ___________

41. Blood Pressure Diastolic (mm Hg) ___________

42. Body temperature( o F) ___________

43. Respiration rate( per min) ___________

549
Absent (0) Present (1)

44. Anemia

45. Pallor

46. Clubbing

47. Edema

48. Deformities

If present, specify ________________

49. Lymphadenopathy

If present, specify: General 1 Local 2

(Area)__________________________________________________________________

Local Examination Absent (0) Present (1)

50. Pain in calf after dorsiflexion of foot

51. (Horranis sign)

Systemic examination Normal (0) Abnormal (1)

52. CVS

If abnormal, details ______________________________________________

53. CNS

If abnormal, details ______________________________________________

54. Respiratory system

If abnormal, details ______________________________________________

55. Per abdomen

If abnormal, details ______________________________________________

550
56. Digestive system

If abnormal, details ______________________________________________

57. Urogenital system

If abnormal, details ______________________________________________

58. Locomotor system

If abnormal, details ______________________________________________

Date:_________________ Signature of Investigator____________________

551
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL TRIAL ON EVALUATION OF EFFECT OF JALAUKAVACHARANA
IN DEEP VEIN THROMBOSIS
FORM III – CLINICAL ASSESSMENT
(0,………………..)
(Enter a  in the appropriate box)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Gender Male Female

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment :

8. Month of Assessment :

Clinical Symptoms Absent (0) Present (1)

9. Unilateral swelling of lower limb

10. Warmth and erythematic over swelling

11. Tenderness over swelling

12. Cord like palpation over swelling

13. Any cyanotic color change over swelling

14. Paleness over swelling

15. Calf pain (Posterior calf tenderness)

16. Any other non-specific symptoms

If yes, Present specify_________________________

552
17. Overall clinical assessment by the Investigator:

Improved 1 No change 2 Deteriorated 3

18. Status of the patient:

Continuing 1

Drop out 2 Reason: _____________________________

Died 3 Cause: _______________________________

Date: _____________ Signature of Investigator __________________________

553
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL TRIAL ON EVALUATION OF EFFECT OF JALAUKAVACHARANA
IN DEEP VEIN THROMBOSIS
FORM IV– LABORATORY INVESTIGATIONS AND PHYSIOLOGICAL
PARAMETERS
(Before and after the treatment)
(Enter a  in the appropriate box)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Name of the subject: ______________________________________________________

4. Address : _______________________________________________________________

5. Gender Male Female

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment :

8. Month of Assessment :

9. Hb%

10. Urine

Routine: ____________ Microscopic: ____________

9. Stool for occult blood: ____________

10. TLC: ____________

10. DLC: P (%) _______ L (%) _______ E (%) _______ M(%) _____ B (%)_______

11. ESR: ____________

12. BT: ____________

13. CT: ____________

554
14. PT: ____________

15. APTT: ____________

16. Platelet count : ____________

17. Lipid profile: ____________

18. Serum total cholesterol: ____________

19. Serum triglyceride: ____________

20. High density lipoprotein: ____________

21. Very low density lipoprotein: ____________

22. X-Ray Chest: ____________

23. ECG 12 leads: ____________

24. LFT : S.Bilirubin, SGOT, SGPT, S.Alkaline phosphatase, S.Albumin, S.Gobulin, A/G ratio

25. KFT: BUN, S.creatinine, Blood sugar, Serum Antithrombin,

26. Blood sugar

Fasting: ____________ Post Prandial: ____________

27. Serum Antithrombin

28. S.Sodium,

29. S.Potassium

30. USG:Duplex venous ultra-sonograph (B-mode) –colour droppler

31. Real time B-mode Compression Ultrasound

Date:________________ Signature of Investigator_______________________

555
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556
GERIATRIC DISORDERS

SECTION - IX
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558
MULTICENTRIC OPEN CLINICAL TRIAL OF
RASAYANA DRUGS IN HEALTHY ELDERLY PERSONS

Treatment modality: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA
DRUGS IN HEALTHY ELDERLY PERSONS

I. BACKGROUND
The World Health Organization (WHO) has defined Health as a state of physical, mental
and social wellbeing and not only the absence of disease or infirmity. Over the years, this definition
has changed and now Health is seen as a more holistic state including spiritual component in it.
This present definition of Health by WHO closely resembles the definition laid down in Ayurvedic
texts, more than 3000 years ago. The emphasis on maintaining good health or Swasthya is crucial
to Ayurveda. Ayurveda has presented a total holistic approach for upliftment of body and mind as
well as spirit. Whatever is possible through the control of mind and prana, can be acquired
through Rasayana. Rasayana therapy1 (Rejuvenating group of medicines) aims specially at the
promotion of strength and vitality by replenishing rasa and other Dhatus. The other benefits
secured by Rasayana therapy are promotion of memory and intelligence, immunity against disease
and decay, preservation of youthfulness, lustre, complexion and voice.
Rasayana is of three types according to their effect – 1. Ajasrika (nutritional) 2. Kamya
(desirable) and 3. Naimittika (conditional) and of two types according to the methods of
application - 1. Kutipravesika (confined treatment under specified atmosphere) and 2. Vatatapika
(usual out patient treatment).
There are numerous rasayana drugs among which important ones are Amalaki, Bhallataka,
Nagabala, Pippali, Aswagandha, Shilajit and Svarnabhasma. Brahmi, Shankhapushpi, Guduchi and
Yastimadhu are particularly intellect promoting (Medhya) rasayana drugs though they also promote
physical strength.
A series of clinical and experimental studies have already been conducted to assess the
Rasayana effect of many single and compound preparations. The studies on Chyavanprasa and
Amalaki Rasayana showed significant health promotive effect in elderly volunteers. The Pippali
Ksirapaka provided significant Naimittika rasayana effect in the patients of Tuberculosis, Asthma
and Arthritis reflected through increase in body weight, nitrogen retention, serum protein and
haemoglobin.

References
1. Kasinatha Sastri (1970), Caraka samhita Part-II, First edition, The Chowkhamba Sanskrit Series
Office, Gopal Mandir Lane, P.O. Chowkhamba, Post Box – 8, Varanasi – 1, India.

561
The study on the Medhya Rasayana effect of Shankapushpi, Brahmi and Mandukaparni
showed significant improvement in neurological and psychological parameters. The effect of Brahmi
on acetylcholine, acetylase and cholinesterase has been better than Mandukaparni. Similar studies
were also conducted on Satavari and Vacha with encouraging results.
Aswagandha when administered to 106 apparently normal healthy male volunteers in the
age group of 50-59 years was found to have anti-aging effect. Another study established the
haematinic effect of Aswagandha when administered with milk for 60 days to 60 children. The
effect of another Ayurvedic compound consishting of
Shatavari, Punarnava, Bala, Guduchi, Amalaki and Yasti in 50 apparently healthy male
volunteers in the age group of 45-50 years indicated that the compound has capability of restoring
the age - related functional impairments. A series of clinical studies conducted in different institutes
revealed that Amalaki (Emblica officinalis) as an effective remedy for different gastrointestinal
problems besides its Rasayana effect.
II. OBJECTIVES
• To observe the effects of Rasayana regimen (Triphala churna 5gm OD at night and
Ashwagandha churna 5gm OD at morning daily with water for 4 months) on physical
performance, quality of life and metabolic milieu.
• To observe the clinical safety of Rasayana regimen on clinical & laboratory parameters.
• Effect of Rasayana regimen in apparently healthy elderly on
a. Physical strength
b. Balance
c. Sleep
d. Urge incontinence
e. Constipation
f. Stress level
g. Quality of life
h. Vague ache and pains/ stiffness
i. Appetite
2. Adverse effect of regimen
a. In apparently healthy elderly person with no systemic disease
b. In person with systemic disease like hypertension and drug interactions

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III. CENTRES
CCRAS identified centers.
IV. SAMPLE SIZE AND METHODS
Sample Size: 50 subjects per center (Total 250 participants)
Drug/Dosage/Duration:
Drug: Triphala churna 5gm OD at night and Ashwagandha churna 5gm OD at morning
daily with water for 4 months.
Design of the study: Multicentric open clinical trial
Duration of the study: 4 months.
V. CRITERIA FOR INCLUSION
1. Age between 50 and 70 years
2. Apparently healthy
3. Co-operative and fully conscious
VI. CRITERIA FOR EXCLUSION
1. Diabetes mellitus
2. Severe bronchial Asthma /COPD
3. Cancer
4. Dementia < 24 score
5. Any symptomatic cardiac disease
6. Chronic debilitating conditions like hepatic/ renal insufficiency (Confirmed through history/
clinical examination)
7. Any acute illness/ serious illness
8. Fever/ delirium
VII. CRITERIA FOR WITHDRAWAL
1. Any serious intercurrent illness
2. Any serious adverse effect or drug interaction

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VIII. ROUTINE EXAMINATION AND ASSESSMENT
A. The full details of history and physical examination of the patients will be recorded as per
the Case Record Forms (I & II). Clinical assessment including recording of common signs/
symptoms of suspected ADRs will be done before drug administration, at the end of 1st,
2nd, 3rd & 4th month of treatment (Form III). Laboratory investigations will be carried out
before drug administration, at the end of 2nd and 4th month of treatment (Form IV).
IX. FOLLOW - UP
Monthly follow-up will be carried out at the end of each month during the four months
treatment period.
X. STATISTICAL ANALYSIS
Clinical symptoms, physiological parameters and laboratory parameters will be analyzed
using SPSS 15.0 version with appropriate statistical methods.
XI. TRIAL MONITORING AND DATA ANALYSIS
The progress of the trial will be monitored by field visits by Monitoring Unit - CCRAS
HQ, New Delhi. Data analysis will be carried out at the Monitoring Unit.
XII. ETHICAL CLEARANCE
Each participating centre’s Institutional Ethics Committee (IEC) should give clearance
certificate before the project is initiated.
a. List of Clinical Symptoms to be taken into account for assessment using VAS (Visual
Analogue Scale):-
1. Dizziness
2. Constipation
3. Urge incontinence
4. Aching muscles
5. Joint pain
6. Joint stiffness
7. Sleep abnormality
8. Loss of appetite
9. Vague pain
10. Fatigue

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11. Generalized weakness
b. Clinical parameters to record
1. Height
2. Weight
3. Pulse rate
4. Blood pressure
Supine (diastolic/systolic__________)
Standing (diastolic/systolic__________)
Orthostatic hypotension – Yes/ No
5. Upper mid arm circumference
6. Skin fold thickness
7. BMI (body weight in Kgs./Height in meters2)
8. Waist circumference
9. Waist: hip ratio
10. Grip strength both hands
11. Get up and go test
12. Walking distance in 1 min.
13. General physical examination
c. Scores
1. Geriatric depression score
2. WHO-QOL score/ CDC score for health quality
3. HMSE (Hindi version of mental system evaluation)
4. Hamilton anxiety scale
d. Laboratory investigations
1. Complete haemogram (Complete blood picture)
2. GBP for anemia
3. Complete urine examination

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4. Serum Iron
5. TIBC
6. Plasma glucose
a. Fasting
b. Post prandial
7. Lipid profile
a. HDL
b. LDL
8. Liver function tests
a. Serum proteins
i. Albumin
ii. Globulin
b. Serum bilirubin
i. Total
ii. Direct
c. SGPT
d. SGOT
e. Serum Alkaline Phosphatase
9. Serum triglycerides
10. Serum Cholesterol
11. Serum electrolytes
12. Renal function tests
a. Blood urea
b. Serum creatinine
13. Serum uric acid
14. Serum Thyroid Stimulating Hormone (TSH)
15. Serum calcium

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16. Serum phosphates
e. Special tests
1. ECG
2. Pulmonary Function Test (PFT)
f. Marker of inflammation
1. C Reactive Proteins (CRP)
2. TNF ?
3. IL-6
g. Serum melatonin
h. Free radical system
a. Malonyl aldehyde
b. Catalase
c. Super oxide dismutase
d. Glutathione
e. Peroxidase
i. Prostate specific antigen
j. Test for insulin resistance

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA
DRUGS IN HEALTHY ELDERLY PERSONS
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a
participant in the clinical trial of Triphala churna 5gm OD at night and Ashwagandha churna 5gm
OD at morning daily with water for 4 months on the general health of the aged persons.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

568
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA DRUGS IN
HEALTHY ELDERLY PERSONS
PATIENT INFORMATION SHEET

What is the study about?

Ayurveda has laid emphasis on maintenance of positive health and prevention of diseases,
besides management/ treatment of diseases. Rasayana Therapy of Ayurveda promotes health of
individuals especially elderly persons. The present study is aimed to evaluate selected Ayurvedic
Rasayana drugs for their efficacy in the promotion of health of elderly people.

You are invited to participate in this study where you will be provided with the trail drugs
and require to take Triphala churna 5gm OD at night and Ashwagandha churna 5gm OD at
morning daily with water for 4 months. Previous observations in clinical and experimental studies
have shown promising effect of these drugs in the promotion of health. About 250 healthy elderly
persons from this and other hospitals around the country will be taking part in this study.

What will you have to do?

Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 16 weeks to complete. During this
period, you are expected to visit the hospital five times. The interval between the first, second,
third, fourth and fifth visits will be four weeks (one month).

Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, ECG and an X-ray, Blood and urine samples, etc. will also be taken. This
is to make sure that you are eligible for the study.

If you are found eligible, you would be put on trial treatment for 16 weeks. At each visit,
you will be supplied with sufficient quantities of drugs to last until your next visit.

To be translated into regional language.

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA DRUGS IN
HEALTHY ELDERLY PERSONS
CASE REPORT FORM I - SCREENING

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Gender Male Female

5. Date of Birth : Age (in yrs.) :

6. Address : ..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (2)

1. Age between 50 and 70 years

2. Apparently healthy

3. Cooperative and fully conscious

CRITERIA FOR EXCLUSION Yes (1) No (2)

4. Diabetes mellitus

5. Severe Bronchial Asthma/ COPD

6. Cancer

7. Any symptomatic cardiac disease

8. Chronic debilitating conditions like hepatic/ renal


insufficiency (Confirmed through history/ clinical
examination/ laboratory findings*)

9. Dementia (Score <24 )

10. Any acute illness/ serious illness

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11. Fever/ delirium

A patient is eligible for admission for treatment

If Sl. No. 1 – 3 is ‘Yes’ and Sl. No. 4 – 11 are ‘No’

If admitted, Subject Serial No.: ______________

Date: ____________ Signature of the Doctor __________________

* Normal range of values for Sl. No. 8

A. Liver function tests

1. S. Bilirubin

• Total: 0.3 – 1.0 mg/dl

• Direct: 0.1 – 0.3 mg/dl

2. SGPT: 0 – 35 IU/L

3. SGOT: 0 – 35 IU/L

4. S. Alkaline phosphatase: 30 – 120 IU/L

5. S. Proteins (Total): 5.5 – 8.0 g/dl

• Albumin: 15 - 40 g/dl

• Globulin: 2.0 – 3.5 g/dl

B. Renal function tests

6. Blood urea: 15 – 40 mg/dl

7. S. Creatinine: < 1.5 mg/dl

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA DRUGS IN
HEALTHY ELDERLY PERSONS
CASE REPORT FORM II – HISTORY

1. Code No. (of clinical trial)

2. Centre :__________________

3. Sr. No. of the Subject : ___________________________________________________

4. Subject Name : __________________________________________________________

5. Gender Male (1) Female (2)

D D M M Y Y

6. Date of Birth : Age (in years.)

7. Address : ..............................................................................................................................

8. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

9. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work ...........................................................................

10. Type of living arrangement

Living alone 1

Living with his/her spouse 2

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Living with his/her family 3

Living in an old age home 4

Others (specify) 5

11. Income (per capita per month) of the participant and Head of the family
in Rs __________________________________________________________________

A. Chief complaint with duration in days

Absent (0) Present (1) Duration


in days

12. Dizziness

13. Constipation

14. Urge incontinence

15. Aching muscle

16. Joint pain

17. Stiffness

18. Sleep abnormality

19. Loss of appetite

20. Vague pain

21. Fatigue

22. Generalized weakness

B. Recurrent frequent attacks of No (0) Yes (1)

23. Fever

If yes, indicate frequency of attacks in last six months: ____________________________

24. Rhinitis/ upper respiratory tract infection

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If yes, indicate frequency of attacks in last six months: ____________________________

25. Urinary tract infections

If yes, indicate frequency of attacks in last six months: ____________________________

26. Other complaints (Specify) _________________________________________________

C. History of Past illness: No (0) Yes (1)

27. Tuberculosis

28. Major hospitalization/ surgery during past three years

If yes, specify ___________________________________________________________

D. Personal History

29. Diet: Veg (1) Non-veg (2)

Addictions Yes (1) No (0)

30. Alcohol

31. Tea/ Coffee more than 4 times a day

32. Tobacco

If Yes, Chewing (1) Smoking (2) Both (3)

33. Prakriti Vata Pitta Kapha

Vata-Kaphaj Vata-Pittaja Pittaja-Kaphaja

Sannipataj

34. Deformities Absent 0 Present 1

If present, specify _________________________________________________________

35. Lymphadenopathy Absent 0 Present 1

If present, specify, General 1 Local 2

Area __________________________________________________________________

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E. General systemic examination Normal (0) Abnormal (1)

36. Respiratory system

If abnormal, details _____________________________________________________

37. Digestive system

If abnormal, details _______________________________________________________

38. Urogenital system

If abnormal, details _______________________________________________________

39. Vision

If abnormal, details _______________________________________________________

40. Hearing

If abnormal, details _______________________________________________________

41. Locomotor system

If abnormal, details _______________________________________________________

42. Central nervous system

If abnormal, details _______________________________________________________

43. Cardiovascular system

If abnormal, details _______________________________________________________

F. Presence of any of the following symptoms

Absent (0) Present (1)

44. Burning sensation in abdomen

45. Nausea

46. Diarrhoea

47. Skin rashes

Date: ____________ Signature of Investigator _______________________

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA DRUGS IN
HEALTHY ELDERLY PERSONS
CASE REPORT FORM III A – CLINICAL ASSESSMENT
(ON 0 DAY)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Sr. No. of the Subject: ____________________________________________________

4. Name of the Subject: _____________________________________________________

5. Date of Assessment :

A. Clinical Symptoms Visual Analogue Scale

Absent (0) Present (1)

6. Dizziness

7. Constipation

8. Urge incontinence

9. Aching muscles (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

10. Joint pain (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

11. Joint stiffness (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

12. Sleep abnormality (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

13. Loss of appetite (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

14. Vague pain (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

15. Fatigue (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

16. Generalized weakness (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

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Normal (0) Impaired (1)

17. Vision

18. Hearing

19. Any other non-specific symptoms Absent (0) Present (1)

If present, specify_________________________

B. Physical Examination

20. Height (cm) _____________

21. Weight (kg) _____________

22. Pulse rate (per min) _____________

23. Body temperature (oF) _____________

24. Blood Pressure – Supine Systolic (mm Hg) _____________

25. Blood Pressure – Supine Diastolic (mm Hg) _____________

26. Blood Pressure – Standing Systolic (mm Hg) _____________

27. Blood Pressure – Standing Diastolic (mm Hg) _____________

28. Orthostatic hypertension: Yes (1) No (2)

29. Upper mid arm circumference (cm.) _____________

30. Skin folds thickness (mm) _____________

31. Grip strength (Right hand) (Kg) _____________

32. Grip strength (Left hand) (Kg) _____________

33. BMI (basal metabolic index – wt./ ht.2) _____________

34. Waist circumference (cm.) _____________

35. Waist: hip ratio _____________

36. Respiration rate (per min) _____________

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37. Get up and go test _____________

38. Walking distance in 1 min. _____________

C. Score system

39. Geriatric depression score: _____________

40. WHO-QOL Score/ CDC score for health quality: _____________

41. HMSE (Hindi version of mental system evaluation): _____________

42. Hamilton anxiety scale: _____________

D. No. of sachets issued:

a. Aswagandha Churna sachets _____________

b. Triphala Churna sachets _____________

Date: ______________ Signature of Investigator: ______________________

578
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA DRUGS IN
HEALTHY ELDERLY PERSONS
CASE REPORT FORM III B – CLINICAL ASSESSMENT
(ON 30TH DAY, 60th DAY, 90th DAY & 120th DAY)
(USE SEPARATE FORM ON EACH VISIT)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Sr. No. of the Subject: ____________________________________________________

4. Name of the Subject: _____________________________________________________

5. Date of Assessment :

A. Clinical Symptoms Visual Analogue Scale

Absent (0) Present (1)

6. Dizziness

7. Constipation

8. Urge incontinence

9. Aching muscles (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

10. Joint pain (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

11. Joint stiffness (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

12. Sleep abnormality (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

13. Loss of appetite (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

14. Vague pain (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

15. Fatigue (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

16. Generalized weakness (Absent) 0 1 2 3 4 5 6 7 8 9 10 (Severe)

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Normal (0) Impaired (1)

17. Vision

18. Hearing

19. Any other non-specific symptoms Absent (0) Present (1)

If present, specify_________________________

B. Physical Examination

20. Height (cm) _____________

21. Weight (kg) _____________

22. Pulse rate (per min) _____________

23. Body temperature (oF) _____________

24. Blood Pressure – Supine Systolic (mm Hg) _____________

25. Blood Pressure – Supine Diastolic (mm Hg) _____________

26. Blood Pressure – Standing Systolic (mm Hg) _____________

27. Blood Pressure – Standing Diastolic (mm Hg) _____________

28. Orthostatic hypertension: Yes (1) No (2)

29. Upper mid arm circumference (cm.) _____________

30. Skin folds thickness () _____________

31. Grip strength (Right hand) (Kg) _____________

32. Grip strength (Left hand) (Kg) _____________

33. BMI (basal metabolic index – wt./ ht.2) _____________

34. Waist circumference (cm.) _____________

35. Waist: hip ratio _____________

36. Respiration rate (per min) _____________

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37. Get up and go test _____________

38. Walking distance in 1 min. _____________

C. Score system

39. Geriatric depression score: _____________

40. WHO-QOL Score/ CDC score for health quality: _____________

41. HMSE (Hindi version of mental system evaluation): _____________

42. Hamilton anxiety scale: _____________

D. Presence of any adverse reactions Absent (0) Present (1) Duration


(in days)

43. Burning sensation in abdomen

45. Nausea

47. Diarrhoea

49. Skin rashes

47. Overall clinical assessment by the Doctor:

Improved 1 (1) No change 2 (2) Deteriorated 3 (3)

48. Overall impression of well-being by the Subject:

Improved 1 No change 2 Deteriorated 3

49. Status of the patient:

Continuing 1

Completed 2

Drop out 3 Reason: ______________________________________

Died 4 Cause of death: _______________________________

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D. No. of sachets issued (if continuing):

a. Aswagandha Churna sachets __________________

b. Triphala Churna sachets __________________

Date: ______________ Signature of Doctor _____________________

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA DRUGS IN
HEALTHY ELDERLY PERSONS
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
(ON 0 DAY, 60th DAY & 120th DAY)
(USE SEPARATE FORM ON EACH VISIT)

1. Centre: ______________________________

2. Code No. (of clinical trial)

3. Sr. No. of the Subject: ____________________________________________________

4. Name of the Subject: _____________________________________________________

5. Date of Assessment :

A. Complete urine examination

6. Routine _______________________________

7. Microscopic ___________________________

B. Complete blood picture and haemogram

8. Total count (Cells/Cu.mm) ______________________

9. Differential count: P ____ (%) L ____ (%) E ____ (%) M ____ (%) B ____ (%)

10. ESR (mm/ 1st hour) _______________

11. M.C.H.C. (g/dl) _______________

12. M.C.V. (fl) _______________

13. PCV (%) _______________

14. Hb (gm/dl) _______________

15. Serum iron (μg/dl) _______________

16. Total Iron Binding Capacity - TIBC (μg/dl) _______________

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C. Plasma glucose (mg/dl)

17. Fasting _______________

18. Post prandial _______________

D. Lipid profile (mg/dl)

19. HDL _______________

20. LDL _______________

E. Liver function tests

21. Serum proteins (gm/dl) Albumin ________ Globulin_________

Serum bilirubin (mg/dl). Total ________ Direct____________

22. SGOT (IU/L) ______

23. SGPT (IU/L) ______

24. Serum alkaline phosphatase (U/L)

25. Serum triglycerides (mg/dl) _______________

26. Serum cholesterol (mg/dl) _______________

F. Serum electrolytes (mmol/L)

27. Sodium____________

28. Potassium _________

29. Chlorides __________

G. Renal function tests (mg/dl)

30. Blood urea _______

31. Serum creatinine __________

32. Serum uric acid (mg/dl) _________

33. Serum thyroid stimulating hormone (μU/ml) ____________

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34. Serum calcium (mg/dl) ____________________

35. Serum phosphates (phosphorous) _________________

H. Special tests

36. ECG findings _______________________________

37. Pulmonary function test findings _____________________

I. Marker of inflammation

38. HsCRP (mg/L)_______________________________

39. TNF á (pg/ml) _______________________________

40. IL-6 (pg/ml) _________________________________

41. Serum melatonin (pg/ml) ________

J. Free radical system

42. Melonyl aldehyde

43. Catalase

44. Super oxide dismutase

45. Glutathione

46. Peroxidase

47. Prostate specific antigen ____________

48. Test for insulin resistance ___________

Date: _________________ Signature of the Investigator: ______________________

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CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA DRUGS IN
HEALTHY ELDERLY PERSONS
DRUG COMPLIANCE REPORT FORM – I
(To be translated in to local language)

Sl. No. of Subject _____________________________________________________________


Name of Subject ______________________________________________________________
(To be filled by the trial participant)

(To be issued on 1st visit (0 day), 2nd visit (30th day), 3rd visit (60th day) and 4th visit (90th
day) and taken back on 2nd visit (30th day), 3rd visit (60th day), 4th visit (90th day) and 5th visit
(120th day))
Please come for next visit on ______________________________ (Date and time is to be
filled by the Investigator)
Instructions to trial participant
• Please take 5 gm of Ashwagandha churna (1 sachet) daily at 9 AM with water (approx.
150 ml.).
• Please take 5 gm of Triphala churna (1 sachet) daily at 9 PM with water (approx. 150
ml.).
• Please return the empty sachets after taking medicine along with the compliance report
form duly filled.
• Please come with empty stomach and bring breakfast along with you during next visit.

Day Date Morning dose (around 9 AM) Evening dose (around 9 PM)
(5 gm of Ashwagandha churna) (5 gm of Triphala churna)
Please put  Please enter Please put  Please enter
mark after the time mark after the time
taking the taking the
medicine medicine
1.

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2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.

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28.
29.
30.

Name of the participant _______________________________________________________

Date: _______________________________________________________________________

Signature or Thumb impression of the participant __________________________________

Signature of the Investigator with date ___________________________________________

588
RECEIPT
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RASAYANA DRUGS IN
HEALTHY ELDERLY PERSONS

Received an amount Rs.100 (Rupees one hundred only) from_____________________________


__________(name) Institute/unit/center_____________________________________ (station) on
__________________________ (date) for visit no.____________________________________

Name of participant & Sl. No. __________________________________________________

Date: _______________

Signature or Thumb impression__________________________________________________

Signature of the Investigator with date ___________________________________________

Signature of Account’s Personnel /Office Personnel _______________________________

Signature of the Director/In charge ______________________________________________

589
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590
DOUBLE BLIND CLINICAL TRIAL OF SIDDHA KAYA
KALPA DRUGS IN HEALTHY ELDERLY PERSONS

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

591
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592
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF SIDDHA KAYA KALPA DRUGS IN
HEALTHY ELDERLY PERSONS

I. BACKGROUND
In Siddha system health is defined as a state of physical, mental, social and spiritual well
being, devoid of any degenerative disorders. Kayakalpa drugs ensure preventive aspects and also
the longevity. In Siddha system, elevation of man to attain the highest eternal bliss forever is
regarded as the highest form. Siddha’s Kaya Kalpa paved way for such highest form.
Kaya kalpa is divided into two main categories. One is Kalpa yogam and other is Kalpa
avizhtham. Eight types of yogic stages are described which helps in the elevation of man to a
supernatural being under kalpa yogam1.
Drugs which are capable of preventing as well as curing chronic and degenerative diseases,
and also used as rejuvenators in prolongation of life are called Kalpa avizhtham. Siddha system has
a unique way in the preparation of Kalpa drugs with particular specified herbs, minerals and
metals. It is divided into two categories. One is general and the other is special. The general kalpa
drugs are used in normal individuals aiming at promotion of strength, vitality and vigor, improving
memory and intelligence, immunity against disease and decay, preservation of youthfulness, lusture,
complexion and voice. The special kalpa drugs, which are used against chronic and degenerative
disorders specifically to eradicate various disease conditions and bring back the vigor and vitality
in the individuals.
II. OBJECTIVE
To evaluate the efficacy of herbomineral kayakalpa drugs in the promotion of positive
health in healthy volunteers.
III. CENTRES
CCRAS identified centers.

References
1.

593
IV. SAMPLE SIZE AND METHODS
Sample Size : 120 (60 patients in each group)
Drug/Dosage/Duration
Drug : Nelli karpam (Nelli vattral powder + abiraga chendooram.
Dosage : Nelli vattral Powder 1 gm. Abiraga Chendooram 200 mg.with
honey twice a day.
Duration : 40 days.
Design of : Randomized double blind Placebo controlled study.
the study
Duration of : 40 days drug therapy with a follow up for 6 months without drug
the study
Period of : 220 days for each case. Total duration will be three years to
Study complete the trial at each Centre
Follow – Up : Two follow-up will be carried out after three months and after six
months of the completion of treatment
V. CRITERIA FOR INCLUSION
1. Age between 60 and 69 years.
2. Apparently healthy
3. Ambulatory and Co-operative.
VI. CRITERIA FOR EXCLUSION
1. Diabetes
2. Hypertension
3. Bronchial Asthma
4. Cancer
5. Manifest Cardiac ailment
6. AIDS
7. Jaundice
8. Kidney related diseases
9. Dementia Grade II & above

594
10. Person undergoing treatment for any other serious illness
VII. CRITERIA FOR WITHDRAWAL:
During the course of the trial treatment, if any serious condition develops which requires
urgent treatment such subjects may be withdrawn from the trial and managed by the Principal
Investigator accordingly.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & IA). Clinical assessment will be done before preparatory regimen, at the
end of five weeks, 3rd month and 6th month during treatment and at the end of 3rd and 6th
month follow up (Form II). The laboratory investigations and the physiological parameters will be
recorded before drug administration, at the end of one month, at the end of treatment and at the
end of follow-up. [Form III]
IX. STATISTICAL ANALYSIS
Clinical symptoms, physiological parameters and laboratory parameters will be analyzed
using appropriate statistical methods.
X. CLINICAL ASSESSMENT
List of Clinical Symptoms to be taken into account for assessment using VAS (Visual
Analogue Scale): -
1. Dizzy spells/Giddiness
2. Breathlessness on exertion
3. Tremors
4. Constipation
5. Urgency to micturate
6. Aching muscles or joints
7. Pain/Stiffness in joints
8. Numbness
9. Abnormality in sleep
10. Loss of appetite

595
XI. TRIAL MONITORING AND DATA ANALYSIS
The progress of the trial will be monitored by CCRAS Headquarters, New Delhi. Data
analysis will be undertaken at Central Research Institute for Siddha, Chennai.
XII. ETHICAL REVIEW
Institutional Ethical Committee (IEC) should give clearance certificate before the project is
initiated. Patient’s information sheet and informed consent form should be submitted alongwith
project proposal for approval by IEC. Both should be maintained in duplicate with one copy
given to the patient at the time of entry to the trial
XIII. TRAVEL LING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs…../- per visit will be paid to subject.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

596
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIALOF SIDDHA KAYA KALPA DRUGS IN
HEALTHY ELDERLY PERSONS
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial of Nellikarpam – Nelli vattral powder 1 gm and Abbirga chendooram 200 mg.
twice a day with honey for 40 days on the general health of the Aged persons.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

597
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIALOF SIDDHA KAYA KALPA DRUGS IN
HEALTHY ELDERLY PERSONS
PATIENT INFORMATION SHEET

What is the study about?


Siddha has laid emphasis on maintenance of positive health and prevention of diseases,
besides management/treatment of diseases. Kaya kalpa Therapy of Siddha promotes health of
individual especially elderly persons. The present study is aimed to evaluate selected Siddha Kaya
Kalpa drugs for their efficacy in the promotion of health of elderly people. You are invited to
participate in this study where you will be provided a combination of Nelli vattral chooranam 1gm
and Abiraga chendooram 200 mg twice a day with honey for 40 days.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 32 weeks to complete (40 days for
treatment and another 24 weeks for follow-up study). During this period, you are expected to visit
the hospital 10 times. The interval between the 1st and second visit will be one week and second
and third visit will be around 10 days. Your next visit will be after one month. There will be five
more visits after every one-month of last visit.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, ECG and an X-ray, Blood and urine samples will also be taken. This is to
make sure that you are eligible for the study.
If you were found eligible, you would be put on trial treatment for 6 weeks. The
daily dosage will be 1200mg twice. At each visit, you will be supplied with sufficient
quantities of drugs to last until your next visit.

To be translated into regional language.

598
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIALOF SIDDHA KAYA KALPA DRUGS IN
HEALTHY ELDERLY PERSONS
CASE REPORT FORM I - SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Gender Male Female

5. Date of Birth : Age (in yrs.) :

6. Address : ..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (2)

7. Age between 60 and 79 years of either Sex

8. Apparently healthy

9. Ambulatory and Cooperative

10. Diabetes

11. Hypertension

12. Bronchial Asthma

13. Cancer

14. Manifest Cardiac ailment

CRITERIA FOR EXCLUSION Yes (1) No (2)

15. AIDS

599
16. Jaundice

17. Kidney related diseases

18. Dementia (Score >25 on Mini Mental Examination


Scale & > one episode of depression or delirium)

19. Under treatment for any other serious illness

A patient is eligible for admission to the trail

If Sl.No.1-14 is ‘Yes’ and Sl.No.15-19 are ‘No’

If admitted, Sr. No. of the Subject: ______________________________________________

No. of packets issued: ________________________________________________________

Date: ____________ Signature of the Investigator: ______________________

600
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIAL OF SIDDHA KAYA KALPA DRUGS
INHEALTHY ELDERLY PERSONS
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male Female

6. Date of Birth : Age (in yrs.) :

7. Address : ..............................................................................................................................

8. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

9. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work ...........................................................................

10. Income (per capita per month in Rs.) : ................................................................................


of the participant and Head of the family

11. Type of living arrangement

Living alone 1

601
Living with his/her spouse 2

Living with his/her family 3

Living in an old age home 4

Others (specify) 5

12. Income (per capita per month) of the participant and Head of the family
in Rs __________________________________________________________________

Chief complaint with duration (if any) Absent (0) Present (1) Duration

12. Loss of appetite

13. Constipation

14. Vague Pain

15. Fatigue

16. Dizziness

17. Weakness

18. Forgetfulness

Recurrent frequent attacks of: Yes (1) No (0)

19. Fever

If yes, indicate frequency of attack in months____________________________________

20. Rhinitis/upper respiratory tract infection

If yes, indicate frequency of attack in months____________________________________

21. Urinary tract infection

If yes, indicate frequency of attack in months____________________________________

22. Other complaints

If yes, specify: ___________________________________________________________

602
History of Past illness No (0) Yes (1)

23. Tuberculosis

24. Rheumatic fever

25. Major hospitalization/surgery during past three years

If yes, specify ___________________________________________________________

Personal History

26. Diet Veg (1) Non-veg (2)

27. Sleep Normal (1) Duration in hours______________________

Abnormal (2) Duration in hours______________________

If Abnormal specify Yes (1) No (0)

(a) Initiation:

(b) Maintenance:

(c) Freshness in the morning:

Yes (1) No (0)

28. Presence of anxiety

29. Constipation

Addiction Yes (1) No (0)

30. Smoking

If yes specify: (a) Quantity [packs]:__________________

(b) Total Duration in years: ____________

31. Tobacco

If yes specify: (a) Quantity [packs]:__________________

(b) Total Duration in years: ____________

603
32. Alcohol

If yes specify: (a) Quantity (ml)_________

(b) Total Duration in years_______________

33. Any other (specify)________________

34. Prakriti Vata Pitta Kapha

Vata-Kaphaj Vata-Pittaja Pittaja-Kaphaja

Sannipataj

Physical Examination

35. Height (cm) ______________

36. Weight (kg) ______________

37. Pulse (per min) ______________

38. Blood Pressure Systolic (mm Hg) ______________

39. Blood Pressure Diastolic (mm Hg) ______________

40. Body temperature (o F) ______________

41. Respiration rate ( per min) ______________

Present (1) Absent (0)

42. Anemia

43. Deformities

If present, specify _________________________________________________________

44. Lymphadenopathy

If present, specify: General (1) Local (2)

Area: __________________________________________________________________

604
Systemic examination Normal (0) Abnormal (1)

45. Respiratory system

If abnormal, details _______________________________________________________

46. Digestive system

If abnormal, details ____________________________________________

47. Urogenital system

If abnormal, details _______________________________________________________

48. Vision

If abnormal, details _______________________________________________________

49. Hearing

If abnormal, details _______________________________________________________

50. Locomotor system

If abnormal, details _______________________________________________________

51. Central nervous system

If abnormal, details _______________________________________________________

52. Cardiovascular system

If abnormal, details _______________________________________________________

Date: ____________ Signature of the Investigator: ______________________

605
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIALOF SIDDHA KAYA KALPA DRUGS IN
HEALTHY ELDERLY PERSONS
CASE REPORT FORM III – CLINICAL ASSESSMENT AND PHYSIOLOGICAL
PARAMETERS
(0, 5 weeks, 3, 6, 9,12th months)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male Female

6. Date of Birth : Age (in yrs.) :

7. Date of Assessment :

8. Month of Assessment :

Clinical Symptoms Visual Analogue Scale

9. Dizzy spells/Giddiness 0____________________________________10

10. Breathlessness on exertion 0____________________________________10

11. Constipation 0____________________________________10

12. Urgency to micturate 0____________________________________10

13. Aching muscles or joints 0____________________________________10

14. Low back or shoulder pain 0____________________________________10

15. All the symptoms for the clinical assessment are non-specific without any clinical illness to
account for.

16. Numbness 0____________________________________10

606
17. Tremors 0____________________________________10

18. Sleep Abnormality 0____________________________________10

19. Loss of Appetite 0____________________________________10

Absent (0) Present (1)

20. Any other non-specific symptoms

If yes, Present specify______________________________________________________

21. Overall clinical assessment by the Doctor:

Improved 1 No change 2 Deteriorated 3

22. Overall impression of well-being by the Subject:

Improved (1) No change (2) Deteriorated (3)

23. Status of the patient:

Continuing 1

Drop out 2 Reason: _____________________________

Died 3 Cause: ______________________________

PHYSIOLOGICAL PARAMETERS

24. Systolic blood pressure (mm of Hg) __________________

25. Diastolic blood pressure (mm of Hg) __________________

26. Upper mid arm circumferences (cm) __________________

27. Chest circumference (cm) __________________

Hand Grip

28. Left Hand (kg) __________________

29. Right Hand (kg) __________________

30. Weight (kg) __________________

607
31. Seated Stature (cm) __________________

32. Biacromial Diameter(cm) __________________

33. Skin fold thickness (mm) __________________

34. Pulmonary Function

FEV (L)_______ PEFR (L) ______ RV (L) ______ FVC (L) ______

Date: ______________ Signature of the Investigator: ________________

608
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIALOF SIDDHA KAYA KALPA DRUGS IN
HEALTHY ELDERLY PERSONS
CASE REPORT FORM III A - ADVERSE EVENTS RECORD
(0, 15, 30, 45, 60, 75, 90 days)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male Female

6. Date of Birth : Age (in yrs.) :

7. Address : Permanent postal Address with phone number and email if any.

..............................................................................................................................................
..............................................................................................................................................

ADVERSE EVENTS

1. Does the patient have any symptoms with medication in trial group ? Yes No.

Please complete all sections & enter l approximate information in numbers in open boxes
1 2 3 4

Adverse
Experience

Date started

609
Date
Time

Date stopped
Pattern

Isolated-1
Intermittent-2
Continuous-3
Severity

Mild-1
Moderate-2
Severe-3
*Mild-No interference with usual activity. *Moderate-Significant interference with usual
activities. *Severe-Prevents usual activities.
Serious*
Yes-1
No-2
Serious ADE is defined as fatal, life-threatening, permanently, disabling requires inpatient
hospitalization or as a congenital anomaly, cancer or overdose. If yes, please till serious
Adverse experiences report form provided. In case of Serious adverse event sponsor should
be informed immediately telephonically.
Relationship to study
medication

Unrelated-1
Possible-2
Probable-3

610
Unrelated: A reaction that does not follow a reasonable temporal sequence from the
administration of the drug; or a known adverse reaction pattern of the suspected drugs
could have been produced by the patients clinical stage, intermittent illness, trauma, accidents
etc:
Possible: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug but could have been produced by the patients
clinical stage or other modes of therapy administered to the patients;
Probable: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug; that could not be reasonably explained by the
known characteristics of the patients clinical state.

611
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DOUBLE BLIND CLINICAL TRIALOF SIDDHA KAYA KALPA DRUGS IN
HEALTHY ELDERLY PERSONS
(0, 5 week, 6th and 12th month)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male Female

6. Date of Birth : Age (in yrs.) :

7. Date of Assessment :

8. Month Assessment : Initial 0 Ist month 1

6th month 2 12th month 3

9. Urine Examination

Routine____________ Microscopic___________

10. Stool examination

Routine ____________ Microscopic____________

Ova/Cyst____________ Occult Blood____________

11. TC (Cells/Cmm.)_____________________

12. DC: P (%)_______ L (%) _______ E (%)______ M (%)______ B (%) _______

13. Hb (g/dl) _______________

14. ESR (1st hour.)(mm) _______________

15. PCV (%) _______________

612
16. Blood Sugar – PP(mg./dl) _______________

17. S. Cholesterol (mg./dl) _______________

18. HDL (mg./dl) _______________

19. LDL (mg./dl) _______________

20. S. Triglycerides (mg./dl) _______________

21. B. Urea (mg./dl) _______________

22. S. Creatinine (mg./dl) _______________

23. Uric acid (mg./dl) _______________

24. Total proteins (gm./dl) _______________

25. Albumin (gm./dl) _______________

26. Globulin (gm./dl) _______________

27. A/G Ratio _______________

28. Immunoglobulin levels (gm/dl)

Ig.G. _______ Ig. M. ________ Ig. A.__________

29. Acid Phosphatase (KA units) _______________

30. Alk. Phosphatase (KA units) _______________

31. Hair melanin content (gm%) _______________

32. Nail calcium (mg/100mg) _______________

33. E.C.G.: _________________________________________________________________

34. X-ray Chest: [ 0 Month only ] ______________________________________________

35. X-ray one knee joint [ 0 & 12th Month only ] ________________________________

36. Any other Remarks _______________________________________________________

Date: _____________ Signature of the Investigator: ______________________

613
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614
REPRODUCTIVE SYSTEM

SECTION - X
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616
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL
OF AYURVEDIC HERBAL FORMULATION IN THE
TREATMENT OF MENOPAUSAL SYNDROME

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

617
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618
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME

I. BACKGROUND
At Menopause, ovarian estrogen and progestogen production fall to low levels, which in
some women are associated with a series of signs and symptoms and physiological consequences
of sex steroid deficiency. Deficiency of estrogens may result in vasomotor manifestations such as
hot flushes, perspiration, palpitation and headache. The women may also suffer from urogenital
symptoms such as vaginal itching, vaginal dryness and psychological symptoms such as irritability
depression and insomnia. The symptoms described above are known as Menopausal Syndrome.
Available treatment modalities in Western System of Medicine have some limitations in offering a
comprehensive satisfactory solution to the problem. Hence there is always search for safe and
effective treatment modality which does not require expensive monitoring system besides better
compliance to the subjects1.
II. OBJECTIVE
To assess the efficacy of an Ayurvedic formulation in the management of Menopausal
Syndrome.
III. CENTRES
CCRAS identified centers.
IV. SAMPLE SIZE AND METHODS
Sample Size: 100 patients at each Centre, 50 control and 50 trial cases
Drug/Dosage/Duration:

References
1. Dr. Nirmala Joshi (1999) Ayurvedic concept in Gynaecology,) 2nd Edition (1999), Published by
Chaukabha Sanskrita Pratisthana, Delhi, India.
2. Dr. P.V. Tiwari (1990) Stri Roga Part II 1st Edition Chaukhamba Orientalia, Delhi.
3. Dr. D.C. Dutta, Text book of Gynaecology, 5th Edition2009, Published by New central book
agency, Delhi

619
Drug – Aswagandha, Madhuyasti, Balamula, Saunf,Tila-50mg each and Jayanati beeja-
100mg
Dosage – 700mg –twice a day
Duration – 6 months
Design of the study – Randomized Double – blind Placebo controlled study
Duration of the study- 6 months drug therapy with a follow up for 3 months without
drug
Total period of study - 9 months. Total duration will be three years to complete the trial
at each Centre.
Follow – Up: One follow-up will be carried out after three months of the completion of
treatment
V. CRITERIA FOR INCLUSION
1. Age: More than 40 years and less than 55 years
2. History of amenorrhoea for not less than 6 months
3. Score of 10 or more as per the CCRAS scoring of Menopasual Syndrome.
VI. CRITERIA FOR EXCLUSION
1. Age: Less than 40 years and more than 55 years
2. CCRAS Menopausal score less than 10
3. Organic lesions like tuberculosis, STD, Cancer, Liver and Kidney diseases
4. Surgical menopause
5. Established cases of any mental illness
6. Diabetes mellitus
7. Unexplained uterine bleeding
8. Cases undergoing treatment for any other serious illness
VII. CRITERIA FOR WITHDRAWAL
A patient may be withdrawn from the trial on account of the following
1. Development of any major ailment, side effects necessitating institution of new modalities of
treatment.
2. Worsening of symptoms.

620
3. Patient’s failure to report for follow-up or irregular medication [Missing 10 or More
doses]
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & IA). Clinical assessment will be done before drug administration, at the
end of 1st month, 2nd, 3rd, 4th, 5th and 6th month during treatment and at the end of 3rd
month follow up (Form II). The laboratory investigations i.e. Urine Examination, Stool
examination, TC, DC (P, L, E, M, B), Hb%, ESR (1st hour), PCV, Blood Sugar (PP), Lipid
Profile, B. Urea, S. Creatinine, Uric acid, Total proteins, S. Albumin, S. Globulin, A/G Ratio,
SGOT, SGPT, Pap Smear, Thyroid function tests (T3,T4,TSH) LH, FSH Prolactin, X-Ray Chest,
Transe Vaginal Sonography will be recorded before drug administration, at the end of treatment
and at the end of follow-up. [Form-III]
IX. STATISTICAL ANALYSIS
Clinical symptoms and laboratory parameters will be analyzed using appropriate statistical
methods.
X. CLINICAL ASSESSMENT
List of Clinical Symptoms to be taken into account for assessment of the effect of the
treatment of Menopausal Syndrome.
SYMPTOMS SCORE
1. Hot flushes 5
2. Night Sweating 5
3. Insomnia 3
4. Muscle/Joint pain 3
5. Anxiety 2
6. Mood fluctuation 2
7. Irritability 2
8. Dryness/itching in Vagina 3
9. Altered sexual desire 1
10. Fatigue 2
11. Stress incontinence 2
Total 29

621
XI. TRIAL MONITORING AND DATA ANALYSIS
The progress of the trial will be monitored by field visits by Monitoring Unit of CCRAS.
And under Guidance of the Clinical Trial Monitor. Data analysis will be undertaken at the
Monitoring Unit of CCRAS.
XII. ETHICAL REVIEW
Each participating centre’s Institutional Ethical Committee (IEC) or Head of the Institution
should give clearance certificate before the project is initiated. Patient’s information sheet and
informed consent form should be submitted alongwith project proposal for approval by IEC/ Head
of the Institution. Both should be maintained in duplicate with one copy given to the patient at the
time of entry to the trial.
XIII. TRAVELLING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs…….../- per visit will be paid to subject.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

622
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature Investigator ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial of _______________________ on the Menopausal Syndrome.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

623
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME
PATIENT INFORMATION SHEET

What is the study about?


Ayurveda has laid emphasis on maintenance of positive health and prevention of diseases,
besides management/treatment of diseases. The present study is aimed to evaluate selected
Ayurvedic drugs for their efficacy in the management of menopausal syndrome. You are invited to
participate in this study where you will be provided a combination of Aswagandha, Madhuyasti,
Balamula, Saunf, Tila and Jayanti beeja This formulation will be given to you in the dose of 700mg
twice daily. Classical Texts of Ayurveda prescribe use of these drugs in various Gynecological
disorders. The previous observations in clinical and experimental studies have shown promising
effect of these drugs in the management of menopausal syndrome. About 300 healthy women from
this and other hospitals around the country will be taking part in this study.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 36 weeks to complete (24 weeks for
treatment and another 12 weeks for follow-up study). During this period, you are expected to visit
the hospital eight times. The interval between the first and subsequent visits during the six month
of treatment will be four weeks. After completion of treatment, status of Health will be monitored
for next three month after which you will be required to visit the hospital for necessary check up
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination. An X-ray, Blood and urine samples will also be taken. This is to make sure
that you are eligible for the study.
If you are found eligible, you would be put on trial treatment for 24 weeks. At each visit,
you will be supplied with sufficient quantities of drugs to last until your next visit.

To be translated into regional language.

624
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME
CASE REPORT FORM I - SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Gender Male Female

5. Date of Birth : Age (in yrs.) :

6. Address : ..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (2)

1. Age: More than 40 years and less than 55 years

2. History of amenorrhea for not less than 6 months

3. CCRAS Menopausal Syndrome Score>=10.

CRITERIA FOR EXCLUSION Yes (1) No (2)

4. Age less than 40 years and more than 55 years

5. History of amenorrhea <6 months

6. Organic lesions like tuberculosis, STD,

7. Cancer, Liver and Kidney diseases

8. CCRAS Menopausal score < 10

9. Surgical menopause

625
10. Established cases of mental disorder

11. Diabetes mellitus

12. Unexplained uterine bleeding

13. Cases undergoing treatment for any other serious illness

A patient is eligible for admission for treatment

If Sl. No. 1 – 3 is ‘Yes’ and Sl. No. 4 – 13 are ‘No’

If admitted, Sr. No. of the Subject: ____________________________________________

No. of packets issued: ____________________________________________

Date: ___________ Signature of the Investigator: ___________________

626
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male Female

6. Date of Birth : Age (in yrs.) :

7. Address : ..............................................................................................................................

8. Educational status:

Illiterate Read and write Primary

Middle school High school College

Others (specify) INA

9. Occupation Desk work Field work

Field work with physical labour

Field work with intellectual

Constant sitting/standing for long hour

Indicate nature of work ...........................................................................

10. Family income per month in Rs. : ........................................................................................

11. Total family members : .........................................................................................................

627
12. Marital status: Single Married Separated

Window Widower

13. Type of living arrangement

Living alone

Living with spouse/nuclear

Living in joint family

Others (specify)

Chief complaint with duration in weeks (If any) Absent (0) Present (1) Duration

14. Hot flushes

15. Night Sweating

16. Insomnia

17. Muscle/Joint pain

18. Anxiety

19. Mood fluctuation

20. Irritability

21. Dryness/itching in vagina

22. Altered sexual desire

23. Fatigue

24. Stress incontinence

25. Other complaints

If any, specify: ___________________________________________________________

26. History of serious illness in the past (if any): ____________________________________

628
Personal History

27. Diet Veg. 1 Non-Veg. 2 Lacto-Ova Veg. 3

28. Sleep Good. 1 Disturbed 2 Insomnia 3

29. Emotional stress Yes 1 No 2

30. Bowel habit Regular 1 Constipation 2 Hard Stool 3

Loose Stool 4

Addiction

31. Smoking Yes 1 No 2

If yes specify: (a) Quantity [packs]: ________________

(b) Total Duration in year’s ________________

32. Tobacco Yes 1 No 2

If yes specify: (a) Quantity: ________________

(b) Total Duration in years ________________

33. Alcohol Yes 1 No 2

If yes specify: (a) Quantity (in ml/day): ________________

(b) Total Duration in years ________________

34. Any other (specify) _______________________________________________________

Menstrual History:

35. Age in years at Menarche

36. Duration of menstrual period in days

37. Interval of menstrual period

38. Age in years at onset of menopause

629
Obstetrics History:

39. Age at marriage

40. Parity (Number of Live births)

41. Duration in years since last delivery

42. Prakriti Vata Pitta Kapha

Vata-Kaphaj Vata-Pittaja Pittaj-Kaphaja

Sannipataj

Physical Examination

43. Height (cm) ____________

44. Weight (kg) ____________

45. Pulse (per min) ____________

46. Blood Pressure Systolic (mm Hg)____________

47. Blood Pressure Diastolic (mm Hg)____________

48. Respiration rate (per min) ____________

Absent (0) Present (1)

49. Pallor

50. Hirsutism

51. Lymphadenopathy

If present, specify

General Local Area: ______________________

Systemic examination Normal (0) Abnormal (1)

52. CVS

If abnormal details________________________________________________________

630
53. Respiratory system

If abnormal, details _______________________________________________________

54. CNS

If abnormal, details _______________________________________________________

55. Digestive system

If abnormal, details _______________________________________________________

56. Urogenital system

If abnormal, details _______________________________________________________

57. Per vaginal examination

If abnormal, details________________________________________________________

58. Breast examination

If abnormal, details _______________________________________________________

59. Pap smear

If abnormal, details________________________________________________________

Date: ____________ Signature of Investigator: ___________________

631
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME
FORM III – CLINICAL ASSESSMENT
(0, 1, 2, 3, 4, 5, 6 & 9th Month)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male 1 Female 2

6. Date of Birth : Age (in yrs.) :

7. Date of Assessment :

8. Month of Assessment :

9. Address : ..............................................................................................................................

Clinical Symptoms Abscent (0) Present (1)

10. Hot flushes

11. Night Sweating

12. Insomnia

13. Muscle/Joint pain

14. Anxiety

15. Mood fluctuation

16. Irritability

17. Dryness/itching in vagina

632
18. Altered sexual desire

19. Fatigue

20. Stress incontinence

21. Other complaints, if any (Specify) ____________________________________________

22. Adverse reaction: No 0 Yes 1

If yes, details:____________________________________________________________

23. Overall clinical assessment by the Doctor:

Improved No change 2 Deteriorated 3

24. Overall impression of well-being by the Subject:

Complete Cure Improved 2 No Change 3

Deteriorated

25. Status of the patient:

Continuing

Drop out Reason:_____________________________

Died 3 Cause:_______________________________

Date: ______________ Signature of the investigator: ________________

633
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME
CASE REPORT FORM III A - ADVERSE EVENTS RECORD
(0, 1, 2, 3, 4, 5, 6 & 9th Month)

1. Name of the Subject: ………………………………………….......................……....…


2. Address ……………………………………………………………..............…………..

3. Sr. No. of the subject:

4. Centre…………………………

5. Code No. (of clinical trial)

6. Sex: Male (1) Female (2)

7. Date of Birth: Age (in yrs.):

8. Date of admission: Date of discharged:

9. Address : ................................................................................................................................

ADVERSE EVENTS

1. Does the patient have any symptoms with medication in trial group? Yes No

Please complete all sections & enter l approximate information in numbers in open boxes

1 2 3 4

Adverse
Experience

634
Date started

Date

Time

Date stopped

Pattern

Isolated-1

Intermittent-2
Continuous-3

Severity

Mild-1

Moderate-2
Severe-3

*Mild-No interference with usual activity. *Moderate-Significant interference with usual


activities. *Severe-Prevents usual activities.

Serious*

Yes-1

No-2

Serious ADE is defined as fatal, life-threatening, permanently, disabling requires inpatient


hospitalization or as a congenital anomaly, cancer or overdose. If yes, please till serious
Adverse experiences report form provided. In case of Serious adverse event sponsor should
be informed immediately telephonically.

635
Relationship
to study
medication

Unrelated-1
Possible-2
Probable-3

Unrelated: A reaction that does not follow a reasonable temporal sequence from the
administration of the drug; or a known adverse reaction pattern of the suspected drugs could
have been produced by the patients clinical stage, intermittent illness, trauma, accidents etc:

Possible: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug but could have been produced by the patients
clinical stage or other modes of therapy administered to the patients;

Probable: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug; that could not be reasonably explained by the
known characteristics of the patient's clinical state.

636
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
( 0, 6th AND 9th MONTH)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male Female

6. Date of Birth : Age (in yrs.) :

7. Date of Assessment :

8. Address : ..............................................................................................................................

9. Month Assessment : Initial 0 6th month 1

9th month 2

10. Urine Examination

Routine____________ Microscopic___________

11. Stool examination

Routine ____________ Microscopic____________

Ova/Cyst____________ Occult Blood____________

12. TC (Cells/Cmm.)_____________________

13. DC: P (%) ______ L (%) ______ E (%) ______ M (%) _______ B (%) _______

14. Hb (g/dl) _________________

637
15. ESR (1st hour.) (mm) _________________

16. PCV (%) _________________

17. Sugar – PP(mg./dl) _________________

18. S. Cholesterol (mg./dl _________________

19. HDL (mg./dl) _________________

20. LDL (mg./dl) _________________

21. S. Triglycerides (mg./dl) _________________

22. B. Urea (mg./dl) _________________

23. S. Creatinine (mg./dl) _________________

24. Uric acid (mg./dl) _________________

25. Total proteins (gm./dl) _________________

26. Albumin (gm./dl) _________________

27. Globulin (gm./dl) _________________

28. A/G Ratio _________________

29. SGOT _________________

30. SGPT _________________

The tests from S. No. 31 to 36 will be carried out only once at 0 month.

Thyroid Function test

31. T3 (n mol/L) __________________________________

32. T4 (ug/dL) __________________________________

33. TSH (mU/L) __________________________________

34. LH (IU/L) __________________________________

35. FSH (IU/L) __________________________________

638
36. Prolactin (ug/L) __________________________________

37. Trans Vaginal Sonograph __________________________________

38. Pap smear __________________________________

39. X-ray Chest: [0 Month only ] ______________________________

40. Any other Remarks __________________________________

PHYSIOLOGICAL PARAMETERS

41. Systolic blood pressure(mm of Hg) __________________

42. Diastolic blood pressure(mm of Hg) __________________

43. Weight (kg) __________________

Date: _____________ Signature of the investigator: ________________

639
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME
CASE RECORD FORM – V RECORD OF UNSCHEDULED VISITS OF THE
PATIENT

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male Female

6. Date of Birth : Age (in yrs.) :

7. Date of unscheduled visit :

8. Address : ..............................................................................................................................

9. Summary of treatment given : ..........................................................................................


..........................................................................................
..........................................................................................

Date: _____________ Signature of the investigator: ________________

640
TO STUDY THE EFFICACY OF AYURVEDIC
FORMULATION IN THE TREATMENT OF
DYSFUNCTIONAL UTERINE BLEEDING

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

641
Blank

642
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL TO STUDY THE EFFICACY OF AYURVEDIC FORMULATION IN
THE TREATMENT OF DYSFUNCTIONAL UTERINE BLEEDING

I. BACKGROUND
Dysfunctional Uterine Bleeding (DUB) is excessive or prolonged bleeding during menstrual
period. In addition, it also includes the menstruation with short inter menstrual period, for which no
demonstrable cause is found. Though no active reproductive age is exempt, the disease is mostly
found in early puberty and or late reproductive life (peri-menopausal period). Modern Medicine
does not have a permanent cure and most of the time patients have to opt for hysterectomy.
Rakta Pradara or Asragdhara mentioned in Ayurved is a broad term which covers all sorts of
excessive uterine bleeding. For the present study, exclusively dysfunctional uterine bleeding has
been taken up. Ayurvedic system is having many effective remedies for this problem. Among them
the combination of Ashoka- 100mg., Lodhra –50mg., Nagakeshara-50mg.,Doorva-100mg are
selected for the present study. The previous observations in clinical and experimental studies have
shown promising effect of these drugs in the management of DUB.
II. OBJECTIVE
To assess the efficacy of an Ayurvedic formulation in the management of Dysfunctional
Uterine Bleeding (DUB).
III. CENTRES
CCRAS identified Centres.
IV. SAMPLE SIZE AND METHODS
Sample Size : 50 cases
Treatment : Two capsule of 300mg each containing Ashoka and
Doorva (two parts each), Lodhra and Nagakeshara (one
part each) twice a day, for three months.
Duration : 3 months.
Design of the study : Open trial
Duration of the study : Three months drug therapy with follow up for six months.
Total period of study will be nine months for each case.
Period of Study : 9 months for each case. Total duration will be three years
to complete the trial at each Centre.

643
Follow – Up : Two follow-ups will be carried out after three and six
month of the completion of treatment.
V. CRITERIA FOR INCLUSION
1. Age: between menarche and menopause
2. Excessive bleeding during menstruation (change of more than 5 soiled pads in a day)
3. Passing of large clots
4. Prolonged menstrual bleeding (more than 7 days)
5. Excessive bleeding for more than 2 consecutive cycles
VI. CRITERIA FOR EXCLUSION
1. Blood dyscrasias
2. Intrauterine growth such as myoma, endometrial polyp etc.
3. Cancer of cervix and or uterus
4. Hb% less than 7 gm.
5. Endocrinal disorders
6. Any other systemic disorders likely to influence menstrual cycle
7. Case undergoing treatment for any other serious illness.
VII. CRITERIA FOR WITHDRAWAL
The patients will be withdrawn from the study
1. If the condition worsens
2. Development of any other serious disease
3. Patient’s failure to report for follow-up or irregular medication [Missing 10 or More Doses]
The cases withdrawn from the study will be managed by the Investigator
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & IA). Clinical assessment will be done before drug administration, at the
end of 1st, 2nd and 3rd month, during treatment and at the end of 6th and 9th month during follow
up (Form II). Required laboratory investigations will be carried out to exclude cases as specified
in the criteria for exclusion (Form-III).

644
IX. CRITERIA FOR ASSESSMENT OF RESULTS
Reduction in menstrual flow (i.e. decrease in use of soiled pads (three or less) in a day),
total stoppage of passing of large clots and reduction in menstrual bleeding period to 7 days or
less will be considered as significant improvement.
X. STATISTICAL ANALYSIS:
Data on number of pads used, duration of flow of menstrual period and Disappearance of
large clots will be tabulated and analyzed using appropriate statistical methods.
XI. TRIAL MONITORING AND DATA ANALYSIS
The progress of the trial will be monitored by field visits by Monitoring Unit of CCRAS.
Data analysis will be undertaken at the Monitoring Unit of CCRAS.
XII. ETHICAL REVIEW
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
B. Data and Safety Monitoring Board: A Data and safety monitoring board (DSMB) at
Hqrs will carefully monitor the data and side effects during the period of study and put in
a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research team
will report immediately to the PI and Data Monitoring Board for any life threatening
conditions whether they are perceived to be study related or not. The Board decides
whether the adverse effects warrant discontinuation of the study protocol. Protocols will be
written and approved for the treatment of study related adverse events
XIII. TRAVELLING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs. ______ per visit will be paid to subject put on treatment.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the trial at CCRAS Hqrs. The investigators and technicians will be detailed
about the clinical trial conduct and laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

645
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL STUDY TO STUDY THE EFFICACY OF AYURVEDIC
FORMULATION IN THE TREATMENT OF DYSFUNCTIONAL UTERINE
BLEEDING
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial assessment of the effect of Ayurvedic formulation in the treatment of
dysfunctional uterine bleeding.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

646
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL STUDY TO STUDY THE EFFICACY OF AYURVEDIC
FORMULATION IN THE TREATMENT OF DYSFUNCTIONAL UTERINE
BLEEDING
PATIENT INFORMATION SHEET

What is the study about?


Dysfunctional Uterine Bleeding (DUB) is excessive or prolonged bleeding during menstrual
period, for which no demonstrable cause is found. Ayurveda is having many effective remedies for
this problem. A formulation containing Ashoka and Doorva (two parts each), Lodhra and
Nagakeshara (one part each) have been selected for the present study.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take nine months to complete (three months for treatment
and another six months for follow-up study). During this period, you are expected to visit the
hospital eight times. The interval between the first and subsequent visits during the three months of
treatment will be one month. After completion of treatment, status of health will be monitored for
next six months during which you will be required to visit the hospital for necessary check up after
three and six months.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination. An ultra sound will be done and Blood and urine samples will also be taken.
This is to make sure that you are eligible for the study.
If you are found eligible, you would be put on trial treatment for 6 months. At
each visit, you will be supplied with sufficient quantities of drugs to last until your next
visit.

To be translated into regional language.

647
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL STUDY TO STUDY THE EFFICACY OF AYURVEDIC
FORMULATION IN THE TREATMENT OF DYSFUNCTIONAL UTERINE
BLEEDING
CASE REPORT FORM I - SCREENING

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Gender Male Female

5. Date of Birth : Age (in yrs.) :

6. Address : ..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (2)

1. Age: between menarche and menopause

2. Excessive bleeding during menstruation


(use of more than five soiled pads)

3. Passing of large clots

4. Prolonged menstrual bleeding (more than seven days)

CRITERIA FOR EXCLUSION Yes (1) No (2)

5. Blood dyscrasias

6. Intrauterine growths

7. Cancer of cervix and or uterus

8. Hb% < 7 gms.

9. Endocrinal disorders

10. Any other systemic disorders likely to influence


menstrual cycle

648
11. Case undergoing treatment or any other serious illness_____________________________

A patient is eligible for admission for treatment

If Sl. No. 1 – 47 is ‘Yes’ and Sl. No.5 – 16 are ‘No’

If admitted, Sr. No. of the subject: _____________________

No. of packets issued: ______________________________

Dated: ____________ Signature of the Investigator: _____________________

649
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND CLINICAL TRIAL OF AYURVEDIC
HERBAL FORMULATION IN THE TREATMENT OF MENOPAUSAL
SYNDROME
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male Female

6. Date of Birth : Age (in yrs.) :

7. Address : ..............................................................................................................................

8. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

9. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Constant sitting/standing for long hour 5

Indicate nature of work ...........................................................................

10. Family income per month in Rs. : ........................................................................................

11. Total family members : .........................................................................................................

650
Chief complaint with duration in months Absent (0) Present (1) Duration

12. Excessive bleeding during menstruation

If present, indicate since when (in months) _____________________________________

Number of soiled pads being used per day ____________________________________

13. Passing of large clots

If present since when (months)_______________________________________________

Number of clots per day___________________________________________________

14. Prolonged menstrual (more than seven days)

If present since when (months) ______________________________________________

Duration of bleeding in days_________________________________________________

Pain during Menses________________________________________________________

15. Other complaints, if any (Specify with duration) _________________________________

Personal History

16. Diet: Veg. 1 Non-veg 2

17. Bowel habits Regular 1 Irregular 2

Past Menstrual History:

18. Age at Menarche (in years)

19. Average length of menstrual cycle in days

20. Duration of bleeding period in days

21. Amount of bleeding per day (in pads)

22. Associated symptoms if any_________________________________________________

21. History of excessive bleeding in the past: Yes 1 No 2

If yes give details including treatment received: _________________________________


_________________________________

651
Obstetric History:

22. Marital status: Unmarried 1 Married 2 Widow 3

Divorce/ 4
Separated

If married Age at marriage (In years):

23. Total no. of pregnancies

24. H/o difficult labour

25. No. of living children

26. Total no. of Abortion/still birth if any

27. Age of last child (in years)

28. Current Contraceptive use if any

None IUD Condom Vasectomy

Natural Pills Female sterilization

29. Prakriti (Pl. see separate sheet attached):

Vata 1 Pitta 2 Kapha 3

Vata-Kaphaj 4 Vata-Pittaja 5 Pittaja-Kaphaja 6

Sannipataja 7

Physical Examination

30. Pulse (per min) ____________

31. Blood Pressure Systolic (mm Hg) ____________

32. Blood Pressure Diastolic (mm Hg) ____________

33. Respiration rate (per min) ____________

652
Absent (0) Present (1)

34. Hirsutism

35. Lymphadenopathy

If present, specify the area__________________________________________________

Local 1 General 2 Area __________________________________

Systemic examination Normal (0) Abnormal (1)

36. CVS

If abnormal, details________________________________________________________

37. Respiratory system

If abnormal, details _______________________________________________________

38. CNS

If abnormal, details _______________________________________________________

39. Digestive system

If abnormal, details _______________________________________________________

40. Urogenital system

If abnormal, details _______________________________________________________

PER VAGINAL EXAMINATION (only in married woman)

41. Uterine size: Normal 1 Enlarged 2

If enlarged, size in cms. ____________________________________________________

42. Uterine mobility: Free 1 Restricted 2 Fixed 3

43. Uterine tenderness Yes 1 No 2

44. Adnexa Normal 1 Thickened and tender 2

45. Adnexal mass Absent 1 Present 2

46. Tenderness in lower abdomen Yes 1 No 2

653
47. PER SPECULUM EXAMINATION (only in married woman)

Normal 1 Abnormal 2

If Abnormal, Specify_______________________________________________________

Cervical examination Normal (1) Abnormal (0)

48. Cervicitis

49. Erosion

50. Mucous discharge

51. Polyp

52. Ectropion of Others_______________________________________________________

53. Breast examination

If abnormal, details _______________________________________________________

Dated: ________________ Signature of Investigator: ___________________

654
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL STUDY TO STUDY THE EFFICACY OF AYURVEDIC
FORMULATION IN THE TREATMENT OF DYSFUNCTIONAL UTERINE
BLEEDING
CASE REPORT FORM III – CLINICAL ASSESMENT
(0, 1st, 2nd, 3rd, 6th and 9th Month)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male 1 Female 2

6. Date of Birth : Age (in yrs.) :

7. Date of Assessment :

8. Month of Assessment : Initial 1st month 2nd month

3rd month (3) 6th month 9th month

9. Address : ..............................................................................................................................

Clinical Symptoms Abscent (0) Present (1)

10. Excessive bleeding during menstruation

If present number of pads used per day_______________________________________

11. Passing of large clots

12. Prolonged menstrual bleeding

If present duration of MF in days____________________________________________

13. Pain during menses Yes 1 No 2

14. Other complaints, if any (Specify)_____________________________________________

655
15. Status of the patient:

Continuing (1)

Drop out (2) Reason:______________________________

Died (3) Cause:_______________________________

.Date: ______________ Signature of the Investigator ________________

656
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL STUDY TO STUDY THE EFFICACY OF AYURVEDIC
FORMULATION IN THE TREATMENT OF DYSFUNCTIONAL UTERINE
BLEEDING
CASE REPORT FORM IV– LABORATORY INVESTIGATIONS PARAMETERS
(For exclusion of cases at the time of screening)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Sr. No. of the Subject : .......................................................................................................

4. Subject Name : ....................................................................................................................

5. Gender Male 1 Female 2

6. Date of Birth : Age (in yrs.) :

7. Date of Assessment :

8. Month of Assessment : Initial 1st month 2nd month

3rd month (3) 6th month 9th month

10. Urine Examination

Routine ____________________ Microscopic___________________________

11. TC (Cells/Cmm)___________________________________________________

12. DC: P (%) ______ P (%) ______ P (%) ______ P (%) ______ P (%) ______

13. Hb (g/dl) ______________

14. ESR (1st hour.) (mm) ______________

15. Bleeding time ______________

Dated: ________________ Signature of Investigator/___________________

657
(Investigations from Sl.No.16 to 24 will be done initially only)

16. Clotting time: ____________________________

17. Prothrombin Time: ____________________________

18. Fibrinogen count: ____________________________

19. PCV (%): ____________________________

20. Blood Sugar – PP (mg./dl): ____________________________

21. B. Urea (mg./dl): ____________________________

22. S. Creatinine (mg./dl): ____________________________

23. Thyroid function tests: ____________________________

i. T3 ____________________________

ii. T4 ____________________________

iii. TSH ____________________________

iv. LH ____________________________

v. FSH ____________________________

24. Transe Vaginal Sonography ___________________________________________

25. Any other Remarks ___________________________________________

Date: _____________ Signature of Investigator: _________________________

658
MULTICENTRIC OPEN CLINICAL TRIAL OF
RAJAHPRAVARTINI VATI IN KASHTARTAVA
(DYSMENORRHOEA)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

659
Blank

660
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)

I. BACKGROUND
Dysmenorrhoea (Kashtarthava/udavarta)1 is characterized by severe pelvic pain
occurring before or during the menstruation. Headache, nausea, vomiting, diarrhoea, lethargy,
dizziness, sweating, breast tenderness, tachycardia and heavy menstrual flow may accompany this
pain. It is classified into two, primary and secondary dysmenorrhoea. Primary Dysmenorrhoea has
no organic cause, starts usually during teenage years and coincides with the onset of ovulatory
cycles. An overall 75% of women develop Primary Dysmenorrhoea of them 15% may have
severe symptoms. Secondary Dysmenorrhoea usually arises in later reproductive age and usually
is the result of pelvic pathology.
Woman with primary dysmenorrhoea usually has regular menstrual cycles with symptoms
beginning just prior to menstruation. In the patients of dysmenorrhoea uterine contraction pressure
and resting tone are increased. The pain is thought to be secondary to ischemia due to reduction
in blood flow, which accompanies the contractions.
Secondary Dysmenorrhoea result from pelvic pathology and can occur at any age after
menarche and before menopause. Cervical Stenosis, Endometriosis, Pelvic infections, Pelvic
congestion, intrauterine birth control devices etc. can cause secondary Dysmenorrhoea.
In Ayurveda, the cardinal feature of Udavartha Yonivyvapath is said as pain during
menstruation. Based on the cardinal feature and other associated features like low back pain,relief
from pain after discharge of menstrual blood clot etc, this can be compared with primary or
secondary dysmenorrhoea. For the present study primary dysmenorrhoea cases only will be
included. To regulate uterine contractions and uterine tone many effective Ayurvedic regimen are
described in Ayurvedic classics. On clinical and experimental studies these drugs are also found
effective. For the present study Rajahpravartini vati, a well known and safe classical
Ayurvedic drug has taken up for the study.

References
1. Ambikadutta Shastri, 1972, Sushruta Samhita, Ayurveda tatwa pradeepika, Hindi Commentary,
Chowkamba Sanskrita Series, Varanasi.
2. Priyavat Sharma - Dravyaguna Vignana, Chowkamba Sanskrita Series, Varanasi.
3. Vagbhata, 1976 Astanga Samgraha, Sutra sthana, Telugu Academy, Hyderabad.
4. Ayurvedic formulary of India, Part-1, Department of AYUSH, Ministry of Health & Family
Welfare, Government of India

661
Owing to the gravity of the situation, need is felt for search of safe/effective Ayurvedic oral
dosage forms to reduce pain during menstrual period. Keeping the gravity of the situation and the
public health needs in view, the council intends to initiate scientific studies on well known and safe
classical Ayurvedic formulation Rajahpravartini vati, which is being successfully prescribed by
Ayurvedic physicians without any side effects since centuries. The formulation has been
standardized after formulating SOPs besides safety / toxicity evaluation.
The objective of current study is to assess clinical safety and efficacy through measurable
objective parameters.
II. OBJECTIVES
1) To observe the effect of Rajahpravartini vati in the management of menstrual pain of
dysmenorrohoea subjects.
2) Observe the clinical safety of on Rajahpravartini vati in dysmenorrohoea Subjects
III. CENTRES

S. No. Institutes/ centers/ units


1. ALARCA,Chennai
2. RRI (A), Trivendrum
3. RRI (A), Jammu
4. RRI(A), Bangalore
5. IADR, Ahamedabad
6. CRI(A), Jaipur
7. CRI(A), Bhubaneshwar
8. CRI(P), Cheruthurthy
9. CRI(A), New Delhi

IV. SAMPLE SIZE AND METHODS


Sample size : 40 subjects per centre
Trial Drug /Dosage /Duration : Rajahpravartini vati 250 mg. (tablet) twice
daily after meal with warm water for 90
days (for three consecutive cycles)

662
The drug will be started from 5th day of
the menstrual cycle
Design of the Study : Open trial
Total period of the study : 1 year (recruitment of Subjects upto the
end of 6th month, continuation of trial
therapy till end of 8 th month, last 4
months for compilation of data and
statistical analysis)
V. CRITERIA FOR INCLUSION
1. Age between 16-35 years.
2. Painful menstruation for at least 3 consecutive cycles with regular menstrual cycles having
normal bleeding phase. (21- 35 days is the normal menstrual cycle)
3. Not associated with any organic Reproductive system abnormalities (Excluded clinically
and Radiological)
VI. CRITERIA FOR EXCLUSION
1. Cases of Secondary dysmenorrhoea
2. Pain abdomen associated with Excessive Bleeding Per vagina
3. Associated with leomyoma (Fibroid) of Uterus, Ovarian Cyst, Endometriosis (Excluded
Clinically and Radiological)
4. Associated with pelvic inflammatory disease, Hydrosalpinx (Excluded Clinically and
Radiological)
5. Associated with any serious systemic disorders likely to influence menstrual cycle
6. History of malignancy of pelvic organs
7. History of Hypo and Hyper Thyroidism
8. Women using an IUD/ Oral Contraceptive Pills (OCP)
9. Diabetes mellitus
10. Hypertension
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition or any serious adverse
events which requires urgent treatment or if patients herself want to withdraw from the study, such
subjects may be withdrawn from the trial.

663
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of screening, history and physical examination of the subjects will be
recorded as per case record form I & II. Clinical, physiological and Laboratory assessment in
form III at 0, 30th (5th day of menstruation), 60th (5th day of menstruation) and 90th day (5th day
of menstruation) and laboratory investigations in forms IV will be done at 0 and 90th days.
IX. CRITERIA FOR ASSESSMENT
The changes in the subjective and objective parameters before and after the treatment shall
be considered for assessment of the safety and efficacy the drug. The safety parameters (liver and
kidney function) will be assessed at 0 and 90th day.
X. STATISTICAL ANALYSIS:
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However the data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail (ccras_stat@nic.in).
XI. TRIAL MONITORING AND DATA ANALYSIS:
The progress of the trial will be monitored by field visits by monitoring unit of CCRAS.
Data analysis will be undertaken at the Monitoring Unit of CCRAS.
XII. ETHICAL REVIEW:
A. Institutional Ethical Committee (IEC): The proposal will be placed before Institutional Ethical
Committee (IEC) of trial center for getting clearance certificate before the project is
initiated. Patient’s information sheet and informed consent form will be submitted along
with project proposal for approval by IEC.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at Hqrs
will carefully monitor the data and side effects during the period of study and put in a
place where by prompt reporting of adverse events occur and take appropriate steps in
case of any adverse events occur. The data will be reviewed for every 20 participants
included into the study and administered the trial drugs. The research team will report
immediately to the PI and Data Monitoring Board for any life threatening conditions
whether they are perceived to be study related or not. The Board decides whether the
adverse effects warrant discontinuation of the study protocol. Protocols will be written and
approved for the treatment of study related adverse events
XIII. TRAVELLING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of -------- per visit i.e., on the 1st day of recruitment after
screening, 1st, 2nd, 3rd month (4 times)

664
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators involved in the
multicentric trial at CCRAS Hqrs. New Delhi. The investigators will be detailed about the clinical
trial conduct and laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Haematological /Biochemical, etc.), which are not available
at research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

665
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CERTIFICATE BY INVESTIGATOR
WRITTEN INFORMED CONSENT FORM

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “MULTICENTRIC OPEN CLINICAL TRIAL OF
RAJAHPRAVARTINI VATI IN KASHTARTAVA (DYSMENORRHOEA)”

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

666
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
PATIENT INFORMATION SHEET

What is the study about?


Dysmenorrhoea is characterized by severe pelvic pain occurring before or during the
menstruation. Headache, nausea, vomiting, diarrhoea, lethargy, dizziness, sweating, breast
tenderness, tachycardia and heavy menstrual flow may accompany this pain. It is classified into
two, primary and secondary dysmenorrhoea. Primary Dysmenorrhoea has no organic cause, starts
usually during teenage years and coincides with the onset of ovulatory cycles. An overall 75% of
women develop Primary Dysmenorrhoea of them 15% may have severe symptoms. Secondary
Dysmenorrhoea usually arises in later reproductive age and usually is the result of pelvic pathology.
In conventional medicine various forms of pain killers and anti spasmodic drugs are
commonly prescribed, but these therapies have their noted adverse effects e.g. nausea, vomitting,
abdominal pain.
Owing to the gravity of the situation, need is felt for search of safe/effective Ayurvedic oral
dosage forms to reduce pain during menstrual period. Keeping the gravity of the situation and the
public health needs in view, the council has initiated scientific studies on Rajahpravardhini vati, a
promising formulation that is being successfully prescribed by Ayurvedic physicians without any side
effects since centuries. The formulation has been standardized after formulating SOPs besides safety
/ toxicity evaluation.
The objective of current study is to assess clinical safety and efficacy through measurable
objective parameters.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 3 months during treatment period, you
are expected to visit the hospital 3 times i.e. on 0, 1st, 2nd, 3rd month for clinical and physiological
assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, required objective tests and laboratory investigations will also be done.
If you are found eligible, you would be put on trial treatment for 3 months.
At each visit, you will be supplied with sufficient quantities of drugs to last until your next
visit. If any adverse reactions like skin allergy, nausea, vomiting and palpitation/tremor etc., noticed
during the treatment period, this should be noticed to the Principle Investigator.

To be translated into regional language.

667
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : Permanent postal address with phone number & E-mail if any.

..............................................................................................................................
..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (2)

6. Age between 16-35 years.

7. Painful menstruation for at least 3 consecutive cycles


with regular menstrual cycles having normal bleeding phase.

8. (21- 35 days is the normal menstrual cycle) abnormalities


(Excluded Clinically and Radiological)

9. Not associated with any organic Reproductive system

CRITERIA OF EXCLUSION Yes (1) No (2)

10. Cases of secondary Dysmenorrhoea

11. Pain abdomen associated with Excessive BPV

12. Associated with leomyoma of Uterus, Ovarian Cyst,


Endometriosis (Excluded Clinically and Radiological)

668
13. Assoicated with pelvic inflammatory disease, Hydrosalpinx

14. Associated with any serious systemic disorders likely to


influence menstrual cycle

15. History of malignancy of pelvic organs

16. History of Hypo and Hyper thyroidisam

17. Women using an IUD/ Oral Contraceptive Pills (OCP)

18. Diabetes mellitus

19. Hypertension

Whether the subject is suitable for enrollment? YES NO

(A subject is suitable for enrollment in the trial, if points 6 to 9 are YES and points 10
to 19 are NO)

If enrolled:-

Subject Sl. No.: ___________ No. of strips issued_________________

Date: ___________________

20. Irregular follow-up

21. Not 100% compliance with treatment

22. Developing any other serious illness during treatment

If ‘Yes’ to 6 – 9 and ‘No’ to 10 – 19 above, recruit the subject for the trial, if recruited, subject
serial No: _ _ _ _ _ _ _ _ _ _ _ _

Date: _________________ Signature of the investigator: ______________________

669
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : Permanent postal address with phone number & E-mail if any.

..............................................................................................................................
..............................................................................................................................

SOCIO ECONOMIC BACKGROUND:

1). Education:

Husband: 1.Nil 2. Upto Primary 3.Upto middle

4. Upto 10+2 5. College & Above

Wife: 1. Nil 2. Upto Primary 3.Upto middle

4. Upto 10+2 5. College & Above

2). Occupation: Husband: _______________________ Wife: ________________________

3). Family Income per month in Rs: ______________ Income per capita in Rs: __________

4). Religion: 1. Hindu 2. Muslim 3. Sikh

4. Christian 5. Others

670
5). Working Status: 1. Not gainfully employed 2. Casual worker

3. Own business 4. Regular salaried job

6). MEDICAL HISTORY:

Chronic illness: Allergy:

Surgery: Communicable diseases

7). FAMILY HISTORY:

1). Type of family: Nuclear No. of persons:

Joint: No. of persons:

2). Diseases: Chronic illness:

Hypertension: Diabetes:

Genetic disorders: specify: ____________________

Psychiatric disorder: Other:

3). History of Multiple births: ___________________________________________________

8). MENSTRUAL HISTORY:

1. Menarche:

2. Menstruation - Duration: Flow:

- Interval: Amount: (Number of pads)

- Passage of clots: yes/no

9). MARITAL HISTORY:

1. Age of marriage: 2. Marital life (in years):

3. Consanguineous: Yes/No

4. Current contraceptive use (If any): IUCD OCP Female sterilization

671
10). PERSONAL HISTORY:

1. Diet: Vegetarian: Non-Vegetarian:

2. Habits: Smoking/Drinking/Chewing Pan/Tobacco:

11). OBSTETRIC HISTORY:

S.N Year Full Pre Post Abortion Type of Baby


term term term Sex Alive Stillborn Weight

12). HISTORY OF PRESENT COMPLAINTS Yes (1) No (0) Duration


(in days)

1. Pain abdomen

2. Low backache

3. Pain in lower limbs

4. Nausea & vomiting

5. Constipation

6. Giddiness

7. Breast tenderness

8. Diarrhoea

9. Headache

10. Fainting

672
Medication:

1). Whether received any hormonal treatment previously

2). Any other medication

PHYSICAL EXAMINATION

1. Built Lean (1) Medium (2) Heavy (3)

2. Gait Normal (0) Abnormal (1)

3. Body weight (Kg.) __________

4. Height (cm)_________

5. Body temperature (oF)____________

6. Blood pressure (in sitting posture of right upper limb) –

7. Systolic _______ mm/Hg

8. Diastolic _______ mm/Hg

9. Pulse rate__________ /min. (Radial pulse of right upper limb)

10. Respiration rate _________ /min.

Present (1) Absent (0)

11. Pallor

12. Koilonychia

13. Lymphadenopathy

SYSTEMIC EXAMINATION Normal (1) Abnormal (0)

14. CVS with chest

If Abnormal, specify abnormalities____________________________________________

15. CNS

If abnormal, specify abnormalities_____________________________________________

673
16. DIGESTIVE SYSTEM

If abnormal, specify abnormalities_____________________________________________

17. Abdomen Palpable (1) Not palpable (0)

Liver

Spleen

Yes (1) No (0)

Inspection: Incisional Scars:

Over stretching of abdomen:

Prominent veins over the abdomen:

Palpation: Tenderness in lower abdomen:

18. Pelvic Examination

• Inspection – Perineum Vulva:

• Per speculum examination: Vagina:

• (in married woman): Cervix:

• Bimanual examination (in married woman):

Uterus – Size Position Mobility Tenderness

Adnexa – Palpable / Not palpable Tenderness Adnexal mass

17. SAMPRAPTI (PATHOGENESIS) Vata Pitta Kapha

a) Anubandhya dosha

b) Anubandha dosha

c) Avaraka dosha

d) Kasheena dosha

e) Ksheena dhatu Rasa Rakta Mamsa

674
Meda Asthi Majja

Shukra Oja

f) Dushya Rasa Rakta Mamsa

Meda Asthi Majja

Shukra Oja

Date: _____________ Signature of investigator ___________________

Name of investigator ______________________

675
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
CASE REPORT FORM – III
PERIODICAL OBSERVATION AND CLINICAL ASSESSMENT
(On 0 Day, 5th day of menstruation)
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : Permanent postal address with phone number & E-mail if any.

..............................................................................................................................
..............................................................................................................................

HISTORY OF PRESENT COMPLAINTS Yes (1) No (0) Duration


(in days)

1). Pain abdomen

2). Low backache

3). Pain in lower limbs

4). Nausea & vomiting

5). Constipation

6). Giddiness

7). Breast tenderness

8). Diarrhoea

676
9). Headache

10). Fainting

11) Other associated symptoms

If yes, specify____________________________________________________________

Date: ______________ Signature of investigator ___________________

Name of investigator ______________________

677
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
CASE REPORT FORM III
PERIODICAL OBSERVATION AND CLINICAL ASSESSMENT
(1st month, 5th day of menstruation)
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : Permanent postal address with phone number & E-mail if any.

..............................................................................................................................
..............................................................................................................................

HISTORY OF PRESENT COMPLAINTS Yes (1) No (0) Duration


(in days)

1. Pain abdomen

2. Low backache

3. Pain in lower limbs

4. Nausea & vomiting

5. Constipation

6. Giddiness

7. Breast tenderness

8. Diarrhoea

678
9. Headache

10. Fainting

11. Other associated symptoms

If yes, specify____________________________________________________________

Adverse reactions: Present Absent

12. Burning sensation in abdomen

13. Nausea

14. Diarrhoea

15. Skin rashes

16. Any other adverse complaints/ observations specify ______________________________

17. Overall clinical assessment:

Improved No change Deteriorated

18. Overall impression of well being by the Subject:

Improved No change Deteriorated

19. Status of the patient:

Continuing (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: _______________________________

If continuing Number of blisters issued _____________________________

Date: ______________ Signature of investigator ___________________

Name of investigator ______________________

679
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
CASE REPORT FORM III
PERIODICAL OBSERVATION AND CLINICAL ASSESSMENT
(2nd month, 5th day of menstruation)
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : Permanent postal address with phone number & E-mail if any.

..............................................................................................................................
..............................................................................................................................

HISTORY OF PRESENT COMPLAINTS Yes (1) No (0) Duration


(in days)

1. Pain abdomen

2. Low backache

3. Pain in lower limbs

4. Nausea & vomiting

5. Constipation

6. Giddiness

7. Breast tenderness

8. Diarrhoea

680
9. Headache

10. Fainting

11. Other associated symptoms

If yes, specify____________________________________________________________

Adverse reactions: Present Absent

12. Burning sensation in abdomen

13. Nausea

14. Diarrhoea

15. Skin rashes

16. Any other adverse complaints/ observations specify ______________________________

17. Overall clinical assessment:

Improved No change Deteriorated

18. Overall impression of well being by the Subject:

Improved No change Deteriorated

19. Status of the patient:

Continuing (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: _______________________________

If continuing Number of blisters issued _____________________________

Date: ______________ Signature of investigator ___________________

Name of investigator ______________________

681
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
CASE REPORT FORM III
PERIODICAL OBSERVATION AND CLINICAL ASSESSMENT
(3rd month, 5th day of menstruation)
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : Permanent postal address with phone number & E-mail if any.

..............................................................................................................................
..............................................................................................................................

HISTORY OF PRESENT COMPLAINTS Yes (1) No (0) Duration


(in days)

1. Pain abdomen

2. Low backache

3. Pain in lower limbs

4. Nausea & vomiting

5. Constipation

6. Giddiness

7. Breast tenderness

8. Diarrhoea

682
9. Headache

10. Fainting

11. Other associated symptoms

If yes, specify____________________________________________________________

Adverse reactions: Present Absent

12. Burning sensation in abdomen

13. Nausea

14. Diarrhoea

15. Skin rashes

16. Any other adverse complaints/ observations specify ______________________________

17. Overall clinical assessment:

Improved No change Deteriorated

18. Overall impression of well being by the Subject:

Improved No change Deteriorated

19. Status of the patient:

Continuing (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: _______________________________

If continuing Number of blisters issued _____________________________

Date: ______________ Signature of investigator ___________________

Name of investigator ______________________

683
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
(On Day 0)
CASE REPORT FORM – IV PERIODICAL OBSERVATION AND
LABORATORY ASSESSMENT
CCRAS MCT : 09 - 1

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : Permanent postal address with phone number & E-mail if any.

..............................................................................................................................
..............................................................................................................................

6. Date of Assessment :

7. Investigations: Blood:

1). Hb%: _____________________

2). ABO Rh: _____________________

3). VDRL _____________________

4). Clotting time _____________________

5). Bleeding time _____________________

6). Prothrombin time _____________________

7). Fibrinogen time _____________________

8). PCV (%) _____________________

684
9). Blood Sugar PP _____________________

10). Blood Urea _____________________

11). Serum Creatinine _____________________

12). SGPT _____________________

13). SGPT _____________________

14). Serum Bilirubin _____________________

15). Thyroid profile (T3, T4 and TSH)

16). Serum Cholesterol

17). Urine: Routine: _____________________

Microscopic: _____________________

18). USG _____________________

Date:___________________ Signature of the investigator_________________

Name of investigator ______________________

685
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
(On 90th Day)
CASE REPORT FORM – IV PERIODICAL OBSERVATION AND
LABORATORY ASSESSMENT
(Enter a  in the appropriate box)
CCRAS MCT : 09 - 1

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : Permanent postal address with phone number & E-mail if any.

..............................................................................................................................
..............................................................................................................................

6. Date of Assessment :

7. Investigations: Blood:

1). Hb%: _____________________

2). ABO Rh: _____________________

3). VDRL _____________________

4). Clotting time _____________________

5). Bleeding time _____________________

6). Prothrombin time _____________________

7). Fibrinogen time _____________________

686
8). PCV (%) _____________________

9). Blood Sugar PP _____________________

10). Blood Urea _____________________

11). Serum Creatinine _____________________

12). SGPT _____________________

13). SGPT _____________________

14). Serum Bilirubin _____________________

15). Thyroid profile (T3, T4 and TSH)

16). Serum Cholesterol

17). Urine: Routine: _____________________

Microscopic: _____________________

18).USG _____________________

Date:___________________ Signature of the investigator_________________

Name of investigator ______________________

687
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DRUG COMPLIANCE REPORT FORM – I
MULTI CENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
(To be translated into local language)
(To be filled by the trial participant)
(To be issued on 1st visit – 0 day and taken back on 2nd visit –30th day)

Sl. No. of Participant .................................................................................................................


Name of the participant ..................................................................................................................
Please come for next visit on ................................. (Date and time is to be filled by the
Investigator)
Instructions to trial participant
• Please take one tablet twice a day after food with a glass of Luke warm water
(approx. 250 ml.) maintaining 12 hours gap in between.
• Please return the empty strip after taking medicine along with the compliance report
duly filled.
• Please come with empty stomach and bring breakfast along with you during next visit.

Day Date Morning dose (around 9 AM) Evening dose (around 9 PM)
Please put  Please enter Please put  Please enter
mark after the time mark after the time
taking the taking the
medicine medicine
1.
2.
3.
4.
5.

688
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.

689
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
DRUG COMPLIANCE REPORT FORM – I
MULTI CENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
(To be translated into local language)
(To be filled by the trial participant)
(To be issued on 2nd visit – 31 day and taken back on 3nd visit –60th day)

Sl. No. of Participant .................................................................................................................


Name of the participant ..................................................................................................................
Please come for next visit on ................................. (Date and time is to be filled by the
Investigator)
Instructions to trial participant
• Please take one tablet twice a day after food with a glass of Luke warm water
(approx. 250 ml.) maintaining 12 hours gap in between.
• Please return the empty strip after taking medicine along with the compliance report
duly filled.
• Please come with empty stomach and bring breakfast along with you during next visit.

Day Date Morning dose (around 9 AM) Evening dose (around 9 PM)
Please put  Please enter Please put  Please enter
mark after the time mark after the time
taking the taking the
medicine medicine
1.
2.
3.
4.
5.

690
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.

691
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
DRUG COMPLIANCE REPORT FORM – I
(To be translated into local language)
(To be filled by the trial participant)
(To be issued on 3st visit – 61 day and taken back on 3nd visit –90th day)

Sl. No. of Participant .................................................................................................................


Name of the participant ..................................................................................................................
Please come for next visit on ................................. (Date and time is to be filled by the
Investigator)
Instructions to trial participant
• Please take one tablet twice a day after food with a glass of Luke warm water
(approx. 250 ml.) maintaining 12 hours gap in between.
• Please return the empty strip after taking medicine along with the compliance report
duly filled.
• Please come with empty stomach and bring breakfast along with you during next visit.

Day Date Morning dose (around 9 AM) Evening dose (around 9 PM)
Please put  Please enter Please put  Please enter
mark after the time mark after the time
taking the taking the
medicine medicine
1.
2.
3.
4.
5.

692
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.

693
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
RECEIPT

Received an amount Rs.100 (Rupees one hundred only) from__________________ (name)


Institute/unit/center________________ (station) on ___________________________ (date)
for visit no.__________________________________________________________________

Date: ____________ Name of participant & Sl. No. _________________________

Signature or Thumb impression________________________

Signature of the Investigator with date: _________________

Signature of Account’s Personnel /Office Personnel ________________________________

Signature of the Director/In charge ______________________________________________

694
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINI VATI IN
KASHTARTAVA (DYSMENORRHOEA)
CASE RECORD FORM V-CONSOLIDATED DATA ON PERIODICAL
OBSERVATIONS
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Patient No. : ............................................................................................................................

4. Name ......................................................................................................................................

5. Sex : Male Female

6. Age (in yrs). ..........................................................................................................................

VISUAL ANALOGUS SCALE FOR PAIN ASSESSMENT

Pain VAS Should be done at base line, each cycle

695
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTI CENTRIC OPEN CLINICAL TRIAL OF RAJAHPRAVARTINIVATI IN
KASHTARTAVA CDYSMENORRHOEA (IRON DEFICIENCY ANAEMIA)
CASE RECORD FORM V-CONSOLIDATED DATA ON PERIODICAL
OBSERVATIONS
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Patient No. : ............................................................................................................................

4. Name ......................................................................................................................................

5. Sex : Male Female

6. Age (in yrs). ..........................................................................................................................

Sl Subjective/ objective 0 day/BT 1st month 2nd month 3rd month/AT


Parameters Dt. Dt. Dt. Dt.
7. Pain abdomen
8. Low backache
9. Pain in lower limbs
10. Nausea & vomiting
11. Constipation
12. Giddiness
13. Breast tenderness
14. Diarrhoea
15. Headache
16. Fainting
17. Others associated
symptoms

696
18. Burning sensation in
abdomen
Nausea
Diarrhoea
Skin rashes
19. TC (Cells/Cmm.)
20. DCLLLL P _____% P _____% P _____%
L _____% L _____% L _____%
E _____% E _____% E _____%
M_____% M_____% M_____%
B _____% B _____% B _____%
21. ESR (mm / 1st hour.)
22. Peripheral smear of
blood
23. M.C.H.C. (%)

697
7. MENSTRUAL DIARY

MENSTRUAL DIARY FOLLOW UP


Initial (Zero) First month Second month Third month
Date of on set of
menstruation
Menstruation
(i) length of menstrual
cycle in days
(ii) Duration of menstrual
flow in days
(iii) Amount of bleeding
per day (in pads)
Abdominal pain
(i) Day of onset
(ii) Intensity
(iii) Day of relief of pain
Nature of pain
(i) Toda
(ii) Bheda
(iii) Sula
Associated symptoms
(i) Pain in lower limbs
(ii) Nausea / Vomiting
(iii) Constipation
(iv) Giddiness
(v) Breast tenderness
(vi) Diarrhoea
(vii) Headache
(viii) Fainting

698
Adverse Reactions
(i) Burning sensation in
abdomen
(ii) Nausea
(iii) Diarrhoea
(iv) Skin rashes

7. Overall clinical assessment

Improved No change Deteriorated

8. Overall impression of well being by the Subject:

Improved No change Deteriorated

9. Status of the patient:

Continuing (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: _______________________________

Date: ______________ Signature of investigator ___________________

699
Blank

700
CARDIOVASCULAR SYSTEM

SECTION - XI
Blank

702
RANDOMIZED DOUBLE BLIND CONTROLLED
CLINICAL TRIAL OF AYUSH-HT IN ESSENTIAL
HYPERTENSION

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

703
Blank

704
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMIZED DOUBLE BLIND CONTROLLED CLINICAL TRIAL OF
AYUSH-HT IN ESSENTIAL HYPERTENSION

I. BACKGROUND
Hypertension is the largest risk factor for cardio-vascular disease. This condition may be
comparable with Raktachapa or Vyanabala Vaishamya1 in Ayurveda. This risk is unevenly
distributed because it is also dependent on the number and extent of concomitant risk factors.
Definition: Criteria for the diagnosis of hypertension in various age groups as defined by
7 Joint National Committee Report is as follows:
th

Hypertension is defined as a sustained increase in systolic BP (SBP) of 140 mm Hg or


greater and/or diastolic BP (DBP) of 90 mm Hg or greater. By the usual criteria of average three
B.P. measurements on one occasion 140 systolic and/or 90 mm Hg Diastolic or taking of
hypertensive medication.
Classification of Blood Pressure (Joint National Committee – 7 (JNC-7) guidelines2

Category Blood Pressure mm Hg.


Systolic Diastolic
Normal < 120 and < 80
Prehypertension 120-139 or 80-89
Stage 1 hypertension 140-159 or 90-99
Stage 2 hypertension > 160 or > 100

References
1. The Seventh Report of the Joint National Committee on Prevention, Detection, Evaluation and
Treatment of High Blood Pressure. JAMA 2003; 289(19): 2560-2572.
2. Gordon H. Williams Hypertension vascular disease page 1414-29, Harrison’s Principle of Internal
Medicine, Vol.-I, 15th Edition.
3. Dwiwedi S. Aggarwal MP: Antianginal & Cardioprotective effects of T. Arjuna: An indigenous
drug in coronary Artery disease. J. Ass. Phys. India 1994: 42: 287-289.
4. P.K. Gupta & R.H. Singh: A study on the effect of vaca in cases of essential hypertension and
IHD J.R.A.S. Vol.XVI No.3-4 (1995) PP 93-101.
5. P.V. Sharma Dravya Guna Vigyan 2nd part. Page 31-32.

705
In more than 95% of cases, aetiology of hypertension is unknown. Such patient is
diagnosed as essential hypertension. Secondary hypertension results as a consequence of a
specific disease or abnormality e.g. renal disease, endocrine disorder, drugs, pregnancy.
There are various modern drugs available as anti-hypertensive e.g. Betablockers, ACE
inhibitors, Calcium channel blockers and diuretics but these drugs have side effects and most of
these are not cost effective. Hence, the search for potent safe and cost effective Ayurvedic anti-
hypertensive drugs is exxential.
Ayurvedic drugs like Arjuna, Vacha, Punarnava & Sarpagandha possess anti hypertensive
and cardioprotective effect.
II. OBJECTIVE
To study the effect of Ayurvedic drugs Ayush-HT in essential hypertension.
III. CENTRES
Identify Center of CCRAS
IV. SAMPLE SIZE AND METHODS
Trial drug : 50 cases
Control : 50 cases
Total Sample Size : 100 at each centre
Level of study : OPD
Drug/Dosage/Duration
1. Trial drug: Ayush-HT draggee 750 mg. (Extract of equal parts of Arjuna +
Punarnava + Vacha + Sarpagandha)
Dose: One draggee BD with water after meal.
Duration – Six months (6 months follow up with drug in cases showing control in
Hypertension after 6 months of treatment)
2. Control drug: Hydrochlorothiazide 25 mg. OD with water after the breakfast for
six months. (Control drug will be made similar to trial drug and one placebo
draggee will be prescribed after dinner)
All patients included into the study will be advised to take prescribed diet regimen & light
exercise as per given along with patients information sheet.
Design of the study – Randomized Double Blind Control Clinical trail

706
Duration of the study – six months (6 months follow up with drug in cases showing
control in Hypertension after 6 months of treatment).
Total duration: will be three years to complete the trial.
V. CRITERIA FOR INCLUSION
1. Diagnosed patients of essential hypertension of duration < one year without taking any
anti-hypertensive medication for at least one month
S.B.P. < 160 mm. Hg. and >= 140 mm Hg.
D.B.P. < 100 mm. Hg. and >= 90 mm. Hg.
2. Age between 35 years to 60 years
VI. CRITERIA FOR EXCLUSION
1. Patient below 35 years and above 60 years of age.
2. Patients with
S.B.P. >= 160 mm. Hg.,<140 mm Hg
D.B.P. >= 100 mm. Hg. and < 90 mm. Hg
3. Patient receiving on anti hypertensive drug
4. Complicated hypertensive cases e.g. Nephropathy and left ventricular hypertrophy, heart
block, congestive heart failure, coronary artery disease and retinopathy
5. Patients suffering with Diabetes
6. Accelerated and malignant hypertension.
7. Patient taking steroids oral contraceptive pills, oestrogen replacement therapy or NSAID
groups of drug.
8. Pregnant women or planning pregnancy with in six months.
9. Patient with severe other illness hepatic/renal failure.
10. Secondary hypertension.
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition develops/symptoms
aggravates due to increase in S.B.P. and D.B.P. which requires urgent treatment , such subjects
may be withdrawn from the trial and managed by the Principal Investigator accordingly.

707
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per the
proforma (Forms I & II). Clinical assessment will be done fortnightly during the treatment period and
follow up period (Form III). The laboratory investigations will be recorded before treatment period,
at the end of three months, end of the treatment period and end of the follow up.
IX. ASSESSMENT OF RESULTS
Adequate Blood pressure control i.e. D.B.P. below 90 mm Hg. and S.B.P. below 140
mm. Hg. on three successive readings will be considered as significant outcome of the treatment.
X. STATISTICAL ANALYSIS
Data on clinical symptoms, physiological parameters and laboratory parameters will be
tabulated & analyzed using appropriate statistical methods.
XI. TRIAL MONITORING AND DATA ANALYSES
The monitoring of progress of the trial and data analysis will be undertaken by CCRAS
HQrs., New Delhi.
XII. ETHICAL REVIEW
Each Institutional Ethical Committee (IEC) of participating Centre’s should give clearance
certificate before the project is initiated. Patient’s information sheet and informed consent form
should be submitted alongwith project proposal for approval by IEC. Both should be maintained
in duplicate with
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs. ——————— per visit will be paid to subject on
every visit.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

708
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Randomized double blind controlled clinical trial of ayush-HT in
essential hypertension”.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

709
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMIZED DOUBLE BLIND CONTROLLED CLINICAL TRIAL OF
AYUSH-HT IN ESSENTIAL HYPERTENSION
PATIENT INFORMATION SHEET

What is the study about?


The available treatment for essential hypertension in modern medical science like
Betablockers, ACE inhibitors, Calcium channel blockers, a blockers and diuretics but these drugs
have side effects and most of these are not cost effective. Hence the search for potent safe and
cost effective Ayurvedic anti-hypertensive drugs.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you should
follow the instructions scrupulously. The study will take approximately one year to complete (six
months treatment period and six months follow up). During this period, you are expected to visit
the hospital 24 times, fortnightly during treatment phase and follow up period.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, ECG an X-ray and Findus examination. Blood and urine samples will also be
taken. This is to make sure that you are eligible for the study.
If you are found eligible, you would be put on dietary regimen prescribed in the
information sheets besides light exercise. This should be followed during treatment period. During
treatment you will receive either the trial drug or control drug. In cases showing control in
hypertension trial drug will be continued for another six months. After end of the study, patient
will be advised to continue treatment as per advice of the physician.
At each visit, you will be supplied with sufficient quantities of drugs to last until your next
visit.
Diet regimen: The patients are advised to restrict salt intake (ie less than 5gm per day)
and follow diet as per advice of the treating physician.
Advice for Exercise: The patients are advised to do brisk walking/Jogging or light
exercises for about 30 minutes per day.
The patients will also be advised to avoid smoking.

To be translated into regional language.

710
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMIZED DOUBLE BLIND CONTROLLED CLINICAL TRIAL OF
AYUSH-HT IN ESSENTIAL HYPERTENSION
CASE REPORT FORM I - SCREENING
(Before Treatment)
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Date of Birth : Age (in yrs.) :

5. Address : ..............................................................................................................................
..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Diagnosed patients of essential hypertension of


duration < one year without taking any anti-hypertensive
medication for 1 month S.B.P. < 160 mm. Hg. > =140 mm Hg.
and D.B.P. < 100 mm. Hg. and >= 90 mm. Hg.

2. Age between 35 years to 60 years

CRITERIA FOR EXCLUSION Yes (1) No (0)

3. Patient below 35 years and above 60 years of age.

4. Patients with

S.B.P. > =160 mm. Hg.,<140 mm Hg and

D.B.P. > =100 mm. Hg. and < 90 mm. Hg

5. Patient receiving conventional anti-hypertensive drug regularly

6. Complicated hypertensive cases e.g. Nephropathy and left


ventricular hypertrophy, heart block, congestive heart failure,
coronary artery disease and retinopathy

711
7. Patients suffering with Diabetes mellitus

8. Accelerated and malignant hypertension.

9. Secondary hypertension.

10. Pregnant women or planning pregnancy with in six months

11. Patients on steroids oral contraceptive pills,


oestrogen replacement therapy or NSAID groups of drug.

12. Patient with severe other illness hepatic/renal failure.

13. Secondary hypertension.

A patient is eligible for admission to the trail

If Sl. No. 1 to 2 is ‘Yes’ and Sl. No. 3 to 13 are ‘No’.

If admitted, Sr. No. of the Subject: ________________________________________________

Date: ____________ Signature of the Investigator _________________

712
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMIZED DOUBLE BLIND CONTROLLED CLINICAL TRIAL OF
AYUSH-HT IN ESSENTIAL HYPERTENSION
CASE REPORT FORM II – HISTORY

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Address : ..............................................................................................................................

6. Gender Male (1) Female (2)

7. Date of Birth : Age (in yrs.) :

8. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

9. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work : .........................................................................

10. Income per capita per month in Rs. .....................................................................................

Chief complaint with duration (if any) in days Yes (1) No (0) Duration
(in days)

11. Giddiness

12. Irritability

713
13. Fatigue

14. Lack of sleep

15. Headache

16. Any chest pain/palpitation

17. Breathlessness with or without exertion

18. Other symptoms if any specify______________________________________________

History of Present illness:

19. Duration of disease in months_______________________________________________

Treatment received so far Yes (1) No (0)

20. Beta Blockers

21. Calcium Channel Blockers

22. Diuretics

23. Others

24. If yes, specify ___________________________________________________________

Personal History:

25. Diet: Veg Non-veg

26. Sleep: Normal Distrubed

Yes (1) No (0)

27. Presence of Emotional Stress

28. Constipation

29. Occupation: Sedentary Moderate Work

Hard Work

714
Addiction Yes (1) No (0)

30. Smoking

If yes specify: (a) Quantity (Packs) : _____________________

(b) Total Duration in years : ________________

31. Tobacco

If yes specify: (a) Quantity ____________________________

(b) Total Duration in years : _______________

32. Alcohol

If yes specify : (a) Quantity ___________________________

(b) Total Duration in years : _______________

33. Any other (specify) _______________________________________________________

34. Prakriti Vata Pitta Kapha

Vata-Kaphaj Vata-Pittaja Pittaja-Kaphaja

Sannipataj

Family History: Present (1) Absent (0)

32. Hypertension:

Parent:

Siblings:

33. Hypercholesterolemia

Parent :

Siblings:

34. PHYSICAL EXAMINATION:

a) Built Lean Medium Heavy

715
b) Gait Normal Abnormal

c) Body weight ____________ Kg.

d) Body temperature ____________oF

e) Blood pressure: ____________

Systolic ____________ mm/Hg (in sitting posture of right upper limb)

Diastolic ____________ mm/Hg

f) Pulse rate: ____________ /min. (Radial pulse of right upper limb)

g) Respiration rate: ____________ /min.

Present (1) Absent (0)

h) Pallor

i) Jaundice

j) Koilonychia

k) Lymphadenopathy

l) Edema

35. SYSTEMIC EXAMINATION Normal Abnormal

a) CVS with chest

If Abnormal, specify abnormalities____________________________________________

b) CNS

If abnormal, specify abnormalities_____________________________________________

c) Digestive system

If abnormal, specify abnormalities_____________________________________________

d) Uro-genital system

If abnormal, specify abnormalities_____________________________________________

716
e) Respiratory system

If abnormal, specify abnormalities_____________________________________________

f) Abdomen Palpable Not palpable

i) Liver

ii) Spleen

g) Eye examination

If abnormal details of vision disturbance and Fundoscopy _________________________

Date: _____________ Signature of Investigator ___________________

717
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMIZED DOUBLE BLIND CONTROLLED CLINICAL TRIAL OF
AYUSH-HT IN ESSENTIAL HYPERTENSION
CASE RECORD FORM III -PERIODICAL OBSERVATION AND ASSESSMENT
(Fortnightly during treatment period and follow up)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Address : ..............................................................................................................................

6. Gender Male (1) Female (2)

7. Date of Birth : Age (in yrs.) :

Clinical Parameters

a. Subjective Present (1) Absent (0)

8. Giddiness

9. Irritability

10. Fatigue

11. Lack of sleep

12. Headache

13. Any chest pain/palpitation

14. Breathlessness with or without exertion

15. Other Complaints with if any specify_________________________________________

718
b. Objective

15. Weights ________________________Kg

16. Resting Systolic B.P _________________________mmHg

17. Resting Diastolic B.P _________________________mmHg

Date: _____________ Signature of the Investigator: ________________

719
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RANDOMIZED DOUBLE BLIND CONTROLLED CLINICAL TRIAL OF
AYUSH-HT IN ESSENTIAL HYPERTENSION
CASE REPORT FORM IV-A – LABORATORY INVESTIGATIONS
(Enter a  in the appropriate box)
(Before treatment, end of the 3rd month and after the treatment)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Address : ..............................................................................................................................

6. Gender Male (1) Female (2)

7. Date of Birth : Age (in yrs.) :

Urine Examination

Routine

8. Sugar: __________________

9. Albumin __________________

10. Deposits __________________

Microscopic

11. Pus cell __________________(hpf)

12. RBC __________________(hpf)

13. Cast __________________(hpf)

720
Stool examination

14. Routine __________________

Microscopic

15. Ova __________________

16. Cyst __________________

17. Occult Blood __________________

Blood

18. Blood Group __________________

19. TC(Cells/Cmm.) __________________

20. DLC: P(%)________ L(%)________ E(%)________M(%)________B(%)________

21. Hb (g/dl) __________________

22. ESR (1st hour.) __________________

23. Blood Sugar- Fasting(mg./dl) __________________

24. Blood Sugar – PP (mg./dl) __________________

25. Blood Urea (mg./dl) __________________

26. S. Creatinine (mg./dl) __________________

27. Uric acid (mg./dl) __________________

LIPID PROFILE

28. Serum total Cholesterol (mg./dl) __________________

29. S. Triglycerides (mg./dl) __________________

30. HDL(mg./dl) __________________

31. LDL(mg./dl) __________________

32. VLDL(mg/dl) __________________

721
LIVER FUNCTION TEST

Serum Bilirubin

33. Total (mg/dl) __________________

34. Direct (mg/dl) __________________

35. SGOT (IU/L) __________________

36. SGPT (IU/L) __________________

37. Alk.Phosphatase (KA units) __________________

38. Total proteins (gm./dl) __________________

39. Albumin (gm./dl) __________________

40. Globulin (gm./dl) __________________

41. A/G Ratio __________________

Serum Electrolytes

42. Sodium (mEq/L) __________________

43. Potasium (mEq/L) __________________

Other investigations

44. ECG __________________

45. X-ray chest (PA View) (only at the beginning of study) _____________________________

46. Fundoscopy (only at the beginning of study) ______________________________________

Date: _____________ Signature of the Investigator: _________________

722
Diet Regimen:

To take 25 kCal/kg per day (Moderate work)

Protein 0.8 gm/kg per day

Fat < 30% of calorie (Saturated fat < 10% Polyunsaturated fat < 8% of total diet)

Cholesterol < 300 mg per day

Dietary fibre 50 gm per day (atleast)

Common salt < 5 gm. per day

Saturated fat e.g. Ghee, Vanaspati, Dalda, Palm, Coconut oil, egg and meet These contain highly
saturated fat and cholesterol.

Sun flower oil, Soyabean oil, Olive oil contain unsaturated fat it should be taken 3 small tea
spoonful per day.

Milk: Three cup daily double tone

Whole Cereal: 90 gm daily. Example old Sama rice, wheat, java, with husk.

Vegetable: 250 gm daily. Example Pumpkin, methi, padwal, karaila, and beans.

Non polished Dal: 75 gm. Daily. Example Moong, Masoor, Chana, Arhar.

Fruits: 250 gm. Daily.Example all seasonal like mango, apple, cucumber, pear dhatriphal,

Spices: 05 gm. Per day coriander, Ginger, and Cardamom.

723
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724
PROTOCOL FOR PLACEBO CONTROLLED MULTI-
CENTRIC CLINICAL TRIAL OF AN AYURVEDIC
FORMULATION IN THE MANAGEMENT OF
CHRONIC STABLE ANGINA

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

725
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726
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PLACEBO CONTROLLED MULTI-CENTRIC CLINICAL TRIAL OF AN
AYURVEDIC FORMULATION IN THE MANAGEMENT OF CHRONIC
STABLE ANGINA

I. BACKGROUND
Coronary artery disease is an important cause of morbidity and mortality. The incidence
and prevalence of the disease is gradually rising in our country and a substantial portion of adult
population is affected. Some of the Ayurvedic drugs investigated so far have shown encouraging
cardio-protective potential. The classical literature in Ayurveda has described the usefulness of
Arjuna1 and Pushkarmula2 in prevention and treatment of Hridroga (cardiac angina specially
relating to Ischaemic heart diseases). The studies on Arjuna3,4,5 and Pushkarmula,6,7,8,9,10 in many
centers have put forth the efficacy of the drug in the management of ischaemic heart disease and
has been practiced in preventive cardiology. They lower lipids in patients and prevent the increase
in lipids in experimental animals.
Keeping in view the references with the ancient classical literature of Ayurveda and the
leads obtained in the recent studies, the combination of Arjuna and Pushkarmula has been
selected for trial in prevention of cardiac risk factors in cases of Chronic Stable Angina.

References
1. Chakrapani; Chakradutta; Chaukhamba Publication, Varanasi; 3rd Edition, Hridroga (Chapter 21),
verses 8 & 9
2. Charaka Samhita; Chaukhamba Publication, Varanasi; 2nd Edition; Sutra Sthana, Chapter 25,
Verses 40 and Chikitsa sthana, Chapter-26, verses 84-86.
3. Colabawalla, H.M., An Evaluation of Cardio-tonic and other properties of Terminalia arjuna,
Indian Heart.J.3;205-30, 195
4. Singh, N.et.al.: Mechanism of Cardiovascular response of Terminalia arjuna, Ind.J.Pharmacol. II
(I) : 33, 1979
5. Ojha J.K. et.al., I.racemosa, as Hypolipidaemia agent (an experimental and clinical study), Indian
J.Pharm.39 (6);176, 1977
6. Singh, Ramji, et.al. Pushkara guggulu - an Antianginal and Hypolipidaemic Agent in Coronary
Heart Disease (CHD), JRAS, Vol.XII, No.1-2, Pp-1-18 (1990)
7. Singh, N.et.al.; Pharmacological studies on I.racemosa, J.Res. Indian Med.Yoga and Homoeo
11(3):25-32, 1976.
8. Dwivedi S, Agarwal MP. Antianginal and cardioprotective effects of Terminalia arjuna: An
indigenous drug in coronary artery disease.J Ass Phys India 1994; 42:287-289.
9. Bharani A, Ganguli A, Bhargava KD. Salutary effect of Terminalia arjuna in patients with severe
refractory heart failure. Int. Journal Cardiol 1995;49:191-99.
10. Dwivedi S, R. Jouhari.Beneficial effects of Terminalia arjuna in Coronary artery disease: Indian
Heart J.; 49:507-10.

727
II. OBJECTIVE
Effect of Arjuna barks powder and aqueous extracts of Pushkarmula on Chronic Stable
Angina.
III. CENTRES
CCRAS identified centers.
IV. SAMPLE SIZE AND METHODS
Sample Size : 100 (50 patients in each group)
Run-in Period : One week
Groups : Two (Trial and Control)
Drug/Dosage/Duration
Group-I Trial drug
a). Drug : Arjuna twaka (bark of Terminalia arjuna W. & A.) and
Pushkarmula (root of Inula racemosa Hook. f.) in
capsule form (each capsule containing Arjuna bark
powder 500 mg. and aqueous extract of Pushkarmula
derived from 500 mg. of crude drug).
b). Dosage : Three capsule of 500 mg each twice a day.
c). Duration : 90 days
Group II- Control drug (Control drug will be made similar to trial drug)
Design of the study : Randomized Double–blind Placebo controlled study.
Duration of : One week run-in period and three months drug therapy
the study with follow up for three months without drug.
Period of Study : Period of study will be six months for each case. Total
duration will be two and half years to complete the trial at
each Centre.
V. CRITERIA FOR INCLUSION
1. Age more than 35 years of either sex
2. Diagnosed cases of Chronic Stable Angina.
3. TMT positive cases

728
VI. CRITERIA FOR EXCLUSION
1. Age below 35 years
2. Recent M.I. less than three months
3. Patients with conduction problem
4. Patients with uncontrolled hypertension
5. Unstable Angina
6. Serious concomitant disease of liver and/or kidney
7. Any malignancy
8. Undergoing treatment for any other serious illness
VII. CRITERIA FOR WITHDRAWAL
If during the course of the trial treatment, subjects shows the following:
1. any serious toxicity for intolerance,
2. acute myocardial infarction,
3. stable angina progressing to unstable angina and/or,
4. undergoing Coronary re-vascularisation
Subject will be withdrawn from the study. If any other serious condition develops during
the course of study, which requires urgent treatment, such subjects will also be withdrawn from the
trial and managed by the Principal Investigator accordingly.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the Performa (Forms I & II). Clinical assessment will be done before drug administration (0),
after one week of Run-in period, every six weeks during treatment and at the end of follow up
(Form III) (after three months of completion of treatment). The laboratory investigations and TMT
will be recorded before drug administration, after one week of Run-in period and after completion
of treatment (Form-IV). All the patients will be provided a ‘Diary of Events’ for keeping record
of angina attacks and consumption of nitrate tablets.
IX. STATISTICAL ANALYSIS
Data on frequency of angina, consumption of nitro-glycerin tablets, duration of exercise
tolerance on TMT (end point), time taken for 1 mm ST depression, maximum double product,
lipid profile at the end of run-in period and at the end of treatment will be analyzed using
appropriate statistical methods.

729
X. CRITERIA FOR ASSESSMENT
The assessment of progress & outcome of treatment are assessed on the basis of
improvement in the symptoms.
XI. TRIAL MONITORING AND DATA ANALYSIS
The progress of the trial will be monitored by Monitoring Unit of CCRAS Head Quarters,
New Delhi.
XII. ETHICAL REVIEW
Each participating center’s Institutional Ethical Committee (IEC) should give a clearance
certificate before the project is initiated. Patient’s information sheet and informed consent form
should be submitted along with the project proposal for approval by IEC. Both should be
maintained in duplicate with one copy given to the patient at the time of entry to the trial.
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs…../- per visit will be paid to subject selected for trial.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. New Delhi. The investigators and
technicians will be detailed about the clinical trial conduct and laboratory procedures in order to
maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council about codal formalities.

730
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PLACEBO CONTROLLED MULTI-CENTRIC CLINICAL TRIAL OF AN
AYURVEDIC FORMULATION IN THE MANAGEMENT OF CHRONIC
STABLE ANGINA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending doctor, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the “Clinical trial of Arjuna and Pushkarmula in the cases of Chronic Stable Angina”.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

731
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PLACEBO CONTROLLED MULTI-CENTRIC CLINICAL TRIAL OF AN
AYURVEDIC FORMULATION IN THE MANAGEMENT OF CHRONIC
STABLE ANGINA
PATIENT INFORMATION SHEET

What is the study about?


Ayurveda has a very comprehensive approach for the treatment of chronic stable angina.
The present study is aim to evaluate selected Ayurvedic drugs for their efficacy in the treatment of
Ischemic heart disease. You are invited to participate in this study where you will be provided a
combination of Arjuna and Pushkarmula in daily dose of three capsules BD. The previous
observations in clinical and experimental studies have shown promising effect of these drugs in the
treatment of Ischemic heart disease. About 300 cases of Ischemic heart disease from this
and other hospitals around the country will be taking part in this study.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately six months to complete (three months
for treatment and another three months for follow-up study). During this period, you are expected
to visit the hospital five times (0, after one week, six week, 12 week and six months).
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, ECG, X-ray, TMT. Blood and urine samples will also be taken. This is to
make sure that you are eligible for the study. Clinical assessment and lab investigations will be
carried out during subsequent visits.
If you are found eligible, you would be put on trial treatment for three months
and on follow up for three months. The daily dosage will be three capsules twice a day.
At each visit, you will be supplied with sufficient quantities of drugs to last until your
next visit.

To be translated into regional language.

732
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PLACEBO CONTROLLED MULTI-CENTRIC CLINICAL TRIAL OF AN
AYURVEDIC FORMULATION IN THE MANAGEMENT OF CHRONIC
STABLE ANGINA
CASE REPORT FORM I - SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Gender Male 1 Female 2

5. Date of Birth : Age (in yrs.) :

6. Address : ..............................................................................................................................
..............................................................................................................................

CRITERIA OF SELECTION Yes (1) No (0)

1. Age between 35-60 years of either sex

2. Diagnosed cases of chronic stable angina

3. TMT positive case

CRITERIA FOR EXCLUSION Yes (1) No (0)

4. Age below 35 and above 60 years

5. Recent M.I. less than three months

6. Patients with conduction problem

7. Uncontrolled hypertension

8. Unstable Angina

733
9. Serious concomitant disease of liver / kidney

10. Malignancy

11. Patients undergoing treatment for any other serious illness

A patient is eligible for admission for treatment

If Sl. No. 1 – 3 is ‘Yes’ and Sl. No. 4 – 11 are ‘No’

If admitted, subject serial No.: ___________________

No. of packets issued: _________________________

Date: ____________ Signature of the Investigator: ________________

734
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PLACEBO CONTROLLED MULTI-CENTRIC CLINICAL TRIAL OF AN
AYURVEDIC FORMULATION IN THE MANAGEMENT OF CHRONIC
STABLE ANGINA
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Address : ..............................................................................................................................

6. Gender Male (1) Female (2)

7. Date of Birth : Age (in yrs.) :

Chief complaint with duration (if any) in days Present (1) Absent (0) Duration

8. Chest pain [NYHA Criteria]

If present, indicate:

Location________________________________________________________________

Radiation________________________________________________________________

Type of pain_____________________________________________________________

Frequency of anginal attacks per week ___________________________________________

9. Post-prandial pain

10. Dyspnoea on exertion

11. History of CAD if any in the Past

735
History of present illness

12. Duration of disease (in months)______________________________________________

Treatment given so far Yes (1) No (0)

13. Beta blockers

14. Calcium channel blocker

15. Nitrates

16. Others

If yes, specify____________________________________________________________

17. Family History of CAD

If yes, specify____________________________________________________________

PERSONAL HISTORY

18. Smoking/Tobacco/Pan masala

19. Constipation

20. Sharirik Prakriti: Vataja 1 Pittaja 2 Kaphaja 3

Vata-kaphaja 4 Vatapittaja 5 Pitta-kaphaja 6

Sannipataja 7

PHYSICAL EXAMINATION

General

21. Body weight (Kg.) ________________________

22. Body height (in cm) ________________________

23. Resting Blood pressure (Systolic) mm of Hg ________________________

24. Resting Blood pressure (Diastolic) mm of Hg ________________________

736
SYSTEMIC EXAMINATION

Cardiovascular

25. Pulse Rate (per minute) ____________________________________________________

26. Pulse Rhythm Regular 0 Irregular 1

27. Apex beat Normal 0 Abnormal 1

28. Heart sound Normal 0 Abnormal 1

If abnormal, specify abnormalities_____________________________________________

29. Jugular venous pulse. Normal 0 Abnormal 1

Absent (0) Present (1)

30. Congestive Cardiac Failure

31. Oedema

GASTRO INTESTINAL TRACT

32. Hepatomegaly

33. Splenomegaly

RESPIRATORY

34. Crepitation

35. Rhonchi/Wheezing

CENTRAL NERVOUS SYSTEM

36. Normal Yes 1 No 0

Date: ____________ Signature of the Investigator: ________________

737
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PLACEBO CONTROLLED MULTI-CENTRIC CLINICAL TRIAL OF AN
AYURVEDIC FORMULATION IN THE MANAGEMENT OF CHRONIC
STABLE ANGINA
CASE REPORT FORM III – CLINICAL ASSESSMENT
(0, 1st, 7th, 13th and 25th week)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Gender Male (1) Female (2)

6. Date of Birth : Age (in yrs.) :

7. Date of Assessment :

Clinical Parameters

A. Subjective Present (1) Absent (0)

8. Chest pain

[NYHA Criteria for Class II/III]

If present, indicate:

Location _____________

Radiation _____________

Type of pain _____________

Frequency of anginal attacks per week

12. Post-prandial pain

738
13. Dyspnoea on exertion

B. Objective

11. Body weight (in kg): ______________________________________________________

12. Resting Blood pressure (Systolic) (mm of Hg): __________________________________

13. Resting Blood pressure (Diastolic) (mm of Hg): _________________________________

Date: ____________ Signature of the Investigator: ______________________

739
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PLACEBO CONTROLLED MULTI- CENTRIC CLINICAL TRIAL OF AN
AYURVEDIC FORMULATION IN THE MANAGEMENT OF CHRONIC
STABLE ANGINA
CASE REPORT FORM III A - ADVERSE EVENTS RECORD
(0, 15, 30, 45, 60, 75, 90 days)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Gender Male (1) Female (2)

6. Date of Birth : Age (in yrs.) :

7. Address : Permanent postal address with phone number and email if any.

..............................................................................................................................
..............................................................................................................................

ADVERSE EVENTS

8. Does the patient have any symptoms with medication in trial group? Yes No

Please complete all sections & enter l approximate information in numbers in open boxes

1 2 3 4

Adverse
Experience

740
Date started

Date

Time

Date stopped

Pattern

Isolated-1

Intermittent-2
Continuous-3

Severity

Mild-1

Moderate-2
Severe-3

*Mild-No interference with usual activity. *Moderate-Significant interference with usual


activities. *Severe-Prevents usual activities.

Serious*

Yes-1

No-2

Serious ADE is defined as fatal, life-threatening, permanently, disabling requires inpatient


hospitalization or as a congenital anomaly, cancer or overdose. If yes, please till serious
Adverse experiences report form provided. In case of Serious adverse event sponsor should
be informed immediately telephonically.

741
Relationship
to study
medication

Unrelated-1
Possible-2
Probable-3

Unrelated: A reaction that does not follow a reasonable temporal sequence from the
administration of the drug; or a known adverse reaction pattern of the suspected drugs could
have been produced by the patients clinical stage, intermittent illness, trauma, accidents etc:

Possible: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug but could have been produced by the patients
clinical stage or other modes of therapy administered to the patients;

Probable: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug; that could not be reasonably explained by the
known characteristics of the patient's clinical state.

742
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PLACEBO CONTROLLED MULTI-CENTRIC CLINICAL TRIAL OF AN
AYURVEDIC FORMULATION IN THE MANAGEMENT OF CHRONIC
STABLE ANGINA
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
('O' day, after one week of Run in period and after end of the treatment)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Gender Male (1) Female (2)

6. Date of Birth : Age (in yrs.) :

7. Address : Permanent postal address with phone number and email if any.

..............................................................................................................................
..............................................................................................................................

8. Date of Assessment :

9. Stage of Assessment (in weeks)

Urine Examination (Microscopic)

10. Sugar: ______________

11. Albumin: ______________

12. Deposits: ______________

Blood

13. Hb(g/dl): ______________

14. Blood Sugar-Fasting (%) ______________

15. Blood Sugar – PP(mg./dl)______________

16. S. Cholesterol (mg./dl) ______________

743
17. HDL (mg./dl) ______________

18. LDL (mg./dl) ______________

19. Triglycerides (mg./dl) ______________

20. B. Urea (mg./dl) ______________

21. S. Creatinine (mg./dl) ______________

22. Uric acid (mg./dl) ______________

23. SGOT ______________

24. SGPT ______________

Radiological Investigations

25. X-ray Chest: [ 0 Month only ] ___________________________________

___________________________________

Special Tests

26. ECG (report all details) ___________________________________

___________________________________

TMT (Bruce Protocol)

27. Duration of exercise (in minutes & seconds) (min.) (sec.)

{Mets-…….]

28. Time to 1mm ST depression( in seconds)

29. Maximum double product

30. Maximum ST segment depression (in mm)

31. Leads showing ST depression:

L1 L2 L3 aVR aVL aVF

V1 V2 V3 V4 V5 V6

If in other special leads, specify________________________________________

Date: _____________ Signature of the Investigator ______________________

744
URINARY SYSTEM

SECTION - XII
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746
MULTICENTRIC DOUBLE BLIND PLACEBO
CONTROLLED CLINICAL TRIAL OF AN AYURVEDIC
FORMULATION ON MUTRASHMARI
(UROLITHIASIS)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

747
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748
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND PLACEBO CONTROLLED CLINICAL
TRIAL OF AN AYURVEDIC FORMULATION ON MUTRASHMARI
(UROLITHIASIS)

I. BACKGROUND
Urinary calculi consist of aggregation of crystals and small amounts of proteins and
glycoproteins but their genesis is poorly understood. Different types of stone occur in different
parts of the world with different chemical composition. Dietary factors probably play a part in
determining the varying patterns. In developing countries, bladder stones are common particularly
in children. In industrial countries the incidence of childhood bladder stone is low and renal stones
in adults are more common. In this condition there may be urinary calculi anywhere in the urinary
tract.
Detailed descriptions concerning the etiology, clinical features and line of management of
this condition is available in classical literature of Ayurveda. The common features of presentation
are pain and obstruction to flow of urine with/without haematuria. The management of urinary
calculi is revolutionized during the last 2-3 decades. The surgical treatment, endourology and
ESWL can effectively treat/manage the existing calculi but the problem of residual fragments and
recurrence of calculi persists.
The medical treatment is effective in the management of small calculi, residual fragments
and prevention of urinary calculi. Keeping this in view various Ayurvedic drugs like Shveta Parpati,
Gokshuru, Varuna, Pashana Bheda, Kulattha and Palash Kshara prescribed in ancient Ayurvedic
texts have been studied in the management of this condition.

References
1. Sannd, B.N., Kumar, Anil and Kumar, Naresh: To evaluate the effect of Ayurvedic Drugs
Shveta Parpati with Pasana Bheda and Gokshuru in the management of Mutrashmari
(urolithiasis); JRAS, Vol.XIV, No. 3-4 , Pp.98-114, 1998.
2. Kumar, Anil and Kumar, Naresh: To evaluate the effect of Ayurvedic drugs – a herbomineral
comibiation of Shveta Parpati with Kulatha Kwatha in the management of Mutrashmari
(urolithiasis); JRAS, Vol. XVI, No.1-2, Pp.35-42, 1995.
3. Kumar, Anil and Kumar, Naresh: To evaluate the effect of Palasha Kshara in the management
of Mutrashmari (Urolithiasis); JRAS, Vol.XVI, No.1-2, Pp.43-50, 1995.
4. Singh, L.M., Shukla, J.P. and Deshpande, P.J.: Monograph on “Management of Mutrashmari
by three Ayurvedic Drugs Varuna, Kulatha and Gokshuru”, C.C.R.A.S., New Delhi, 1987.

749
Shveta Parpati with decoction of Gokshuru and ,Pashana Bhed1; Shveta Parpati with
decoction of Kulattha2; Palash Kshara3; and Varuna, Kulattha and Guggulu4 have been found quite
effective in management this condition. The present multricentric clinical trial is proposed with a
view to re-establish the efficacy of this formulation for the management of urolithiasis.
II. OBJECTIVE
To assess the efficacy of Shveta Parpati and Palash Kshara with the aqueous extract of
Kulattha, Pashana Bheda, Gokshuru in the cases of Mutrashmari (Urolithiasis).
III. CENTRES
CCRAS centers in collaboration with other centers.
IV. SAMPLE SIZE AND METHODS
Sample Size : 120 Subjects (60 subjects in each group)
Groups : Two – trial and control
Drug/Dosage/Duration : Trial drug in one group
(i) Drug : Shveta Parpati 1and Palash Kshara 2 with the
aqueous extract of Kulattha3, Pashan Bheda4 and
Gokshuru5, all in equal quantity.
(ii) Dosage : Two capsules of 500 mg each TDS
(iii) Duration : 90 days and placebo in another group.
Design of the study : Randomised Double – blind Placebo controlled
study.
Duration of the study : Three months drug therapy with follow up for nine
months without drug
Total period of study : Total one year, registration of the patients should
be done only in first fifteen months of the start of
the study.
Period of Study : Twelve months for each case. Total duration will be
two and half years to complete the trial at each
Centre.
Follow – Up : Three follow-ups will be carried out after 3rd, 6th
and 9th after completion of treatment.

750
V. CRITERIA FOR INCLUSION
1. Age: between 15 to 60 years
2. Sex: either sex
3. Radiological evidence of stone (upto 10 mm) in kidney, ureter and urinary bladder
VI. CRITERIA FOR EXCLUSION
1. Age below 15 years and above 60 years
2 Stone size more than 10 mm
2. Impacted stone
3. Gross hydronephrosis
4. Pyelonephritis
5. Diabetes mellitus
6. Malignancy
7. Impaired renal function
8. Poorly functioning kidney
9. Patients with obstruction in urinary passage.
10. Patients with known metabolic abnormality for calculus formation
11. Any other complication of calculus.
12. Patients undergoing treatment for any other serious illness
VII. CRITERIA FOR WITHDRAWAL
During the course of the trial treatment, if any serious condition develops which requires
urgent treatment such subjects may be withdrawn from the trial and managed by the Principal
Investigator accordingly.
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & II). Clinical assessment will be done before drug administration (0), at
the end of Ist, IInd, IIIrd months during treatment and at the end of 6th, 9th and 12th months
during follow up (Form III). The laboratory and radiological investigations will be recorded before
drug administration (0 month), at the end of treatment (3 months) and at the one year (12
months) as per proforma (Form IV)

751
IX. STATISTICAL ANALYSIS
Radiological evidence of disappearance or reduction in the size of the stone, Clinical
parameters and laboratory parameters will be analysed using appropriate statistical methods.
X. TRIAL MONITORING AND DATA ANALYSES
The progress of the trial will be monitored by Monitoring Unit of CCRAS Head quarters,
New Delhi.
XI. ETHICAL REVIEW
Each participating centre’s Institutional Ethical Committee (IEC) should give clearance
certificate before the project is initiated. Patient’s information sheet and informed consent form
should be submitted alongwith project proposal for approval by IEC. Both should be maintained
in duplicate with one copy given to the patient at the time of entry to the trial.
XII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs…../- per visit i.e., on the 1st day of recruitment after
screening, 15th, 30th, 45th, 60th, 75th and 90th days (7 times).
XIII. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XIV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

752
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND PLACEBO CONTROLLED CLINICAL
TRIAL OF AN AYURVEDIC FORMULATION ON MUTRASHMARI
(UROLITHIASIS)
PATIENT CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending doctor, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the “Clinical trial of Shveta Parpati, Palash Kshara, Kulattha, Pashana Bheda and Goksuru in
the cases of Mutrashmari (urolithiasis)”.

Date:___________ Name of the Subject:_____________________________


Signature or Thumb impression_____________________
Date:___________ Name of witness: _______________________________
Signature or Thumb impression: _____________________
Relationship ___________________________________

To be translated into regional language.

753
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND PLACEBO CONTROLLED CLINICAL
TRIAL OF AN AYURVEDIC FORMULATION ON MUTRASHMARI
(UROLITHIASIS)
PATIENT INFORMATION SHEET

What is the study about?


Ayurveda has a very comprehensive approach for the management/treatment of
Mutrashmari (Urolithiasis). The present study is aim to evaluate selected Ayurvedic drug for its
efficacy in the treatment of Urolithiasis. You are invited to participate in this study where you will
be provided a combination of Shveta parpati, Palash Kshara, Kulattha, Pashana Bheda and
Gokshuru. in daily dose of two capsules TDS. The previous observations in clinical and
experimental studies have shown promising effect of these drugs in the treatment of Urolithiasis.
About 360 cases of urolithiasis from this and other hospitals around the country will be taking part
in this study.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 12 months to complete (3 months for
treatment and another 9 months for follow-up study). During this period, you are expected to visit
the hospital seven times (0, 1st, 2nd, 3rd, 6th, 9th and 12th months). The interval between the first,
second, third and fourth visits will be around four weeks. Then there will be three more visits after
every three months of last visit of third month.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, ECG, X-ray and IVP. Blood and urine samples will also be taken. This is to
make sure that you are eligible for the study.
If you are found eligible, you would be put on trial treatment for 3 months and on
follow up for 6 months. The daily dosage will be two capsules thrice a day. At each visit,
you will be supplied with sufficient quantities of drugs to last until your next visit.

To be translated into regional language.

754
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND PLACEBO CONTROLLED CLINICAL
TRIAL OF AN AYURVEDIC FORMULATION ON MUTRASHMARI
(UROLITHIASIS)
CASE REPORT FORM I - SCREENING
BEFORE TREATMENT
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Gender Male 1 Female 2

5. Date of Birth : Age (in yrs.) :

6. Address : ..............................................................................................................................
..............................................................................................................................

CRITERIA OF SELECTION Yes (1) No (0)

1. Age between 15-60 years

2. Either Sex

3. Radiological evidence of stone upto 10 mm in size

CRITERIA FOR EXCLUSION Yes (1) No (0)

4. Age below 15 and above 60 years

5. Stone size more than 10 mm

6. Gross hydronephrosis

7. Pyelonephritis

8. Diabetes mellitus

755
9. Malignancy

10. Impacted stone

11. Impaired Renal Function

12. Poorly functioning kidney

13. Patients with obstruction in urinary passage.

14. Patients with known abnormality of calculus formation

15. Any other complication of calculus.

16. Patients undergoing treatment for any other serious illness

A patient is eligible for admission for treatment

If Sl. No. 1 – 3 is ‘Yes’ and Sl. No. 4 – 16 are ‘No’

If admitted, subject serial No.: ___________________

No. of packets issued: _________________________

Date: ____________ Signature of the Investigator: ______________________

756
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND PLACEBO CONTROLLED CLINICAL
TRIAL OF AN AYURVEDIC FORMULATION ON MUTRASHMARI
(UROLITHIASIS)
CASE REPORT FORM II – HISTORY
(Enter a  in the appropriate box)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Gender Male (1) Female (2)

6. Date of Birth : Age (in yrs.) :

9. Educational status:

Illiterate (1) 1 Read and write (2) 2 Primary (3) 3

Middle school (4) 4 High school (5) 5 College (6) 6

Others (specify) (7) 7 INA (8) 8

10. Occupation

Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work………………………….................................................

Chief complaints with duration in days Absent (0) Present (1) Duration

9. Intermittent dull or colickly flank pain

10. Haematuria

757
Absent (0) Present (1) Duration

11. Crystalluria

12. Turbid urination

13. Intermittent flow of urine

14. Increased frequency

15. Burning micturation

16. Others

If yes specify____________________________________________________________

17. Onset of disease Acute (1) Insidious (2)

18. Duration of disease (in months)______________________________________________

No (0) Yes (1)

19. Past illness of urinary stone

If yes, give details_________________________________________________________

20. History of any other Urological /Nephrological illness

If yes, give details_________________________________________________________

21. Family history of Urolithiasis

If yes, give details_________________________________________________________

PERSONAL HISTORY

22. Diet Veg.(1) Non-veg (2)

23. Fluid intake Less than one ltr.(1) 1-2 ltr. (2)

2-3 ltr. (3) more than 3 ltr. (4)

24. Prakriti: Vataja 1 Pittaja 2 Kaphaja 3

Vata-kaphaja 4 Vatapittaja 5 Pitta-Kaphaja 6

Sannipataja 7

758
25. Addiction No (0) Yes (1)

If yes, Specify____________________________________________________________

PHYSICAL EXAMINATION

26. Built Lean (1) Medium (2) Heavy (3)

27. Body weight (Kg.) ___________________

28. Body height(in cm) ___________________

29. Blood pressure (Systolic) ___________________

30. Blood pressure (Diastolic)___________________

31. Anaemia Absent (0) Present (1)

SYSTEMIC EXAMINATION Normal (0) Abnormal (1)

32. C.V.S. (with Chest)

If abnormal, specify abnormalities_____________________________________________

33. C.N.S.

If abnormal, specify abnormalities_____________________________________________

34. Digestive system

If abnormal, specify abnormalities_____________________________________________

35. Respiratory System

If abnormal, specify abnormalities_____________________________________________

Uro-Genital system

36. External gelitalia

If abnormal, specify abnormalities_____________________________________________

37. Prostate

If abnormal, specify abnormalities_____________________________________________

759
Palpable (1) Non-palpable (2)

38. Kidney

39. Bladder

40. Any other, positive finding No (0) Yes (1)

If yes, give details_________________________________________________________

Date: ____________ Signature of the Investigator: ______________________

760
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND PLACEBO CONTROLLED CLINICAL
TRIAL OF AN AYURVEDIC FORMULATION ON MUTRASHMARI
(UROLITHIASIS)
CASE REPORT FORM III – CLINICAL ASSESSMENT
(0, 1, 2, 3, 6, 9 & 12th months)

1. Centre : ...................................
2. Code No. (of clinical trial) :
3. Subject Name : ....................................................................................................................
4. Sr. No. of the Subject : .......................................................................................................
5. Gender Male (1) Female (2)
6. Date of Birth : Age (in yrs.) :
7. Date of Assessment :
8. Month of Assessment :
Clinical Symptoms Present (1) Absent (0)
9. Intermittent dull or colickly flank pain
10. Haemturia
11. Crystalluria
12. Turbid urination
13. Intermittent flow of urine
14. Increased frequency
15. Burning micturition
16. Other if any
If yes, specify____________________________________________________________

Date: ___________ Signature of the Investigator: ________________

761
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR MULTICENTRIC DOUBLE BLIND PLACEBO
CONTROLLED CLINICAL TRIAL OF AN AYURVEDIC FORMULATION ON
MUTRASHMARI (UROLITHIASIS)
CASE REPORT FORM III A - ADVERSE EVENTS RECORD
(0, 15, 30, 45, 60, 75, 90 days)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Gender Male (1) Female (2)

6. Date of Birth : Age (in yrs.) :

7. Date of Assessment :

ADVERSE EVENTS

1. Does the patient have any symptoms with medication in trial group? Yes No

Please complete all sections & enter l approximate information in numbers in open boxes

1 2 3 4

Adverse
Experience

762
Date started

Date

Time

Date stopped

Pattern

Isolated-1

Intermittent-2
Continuous-3

Severity

Mild-1

Moderate-2
Severe-3

*Mild-No interference with usual activity. *Moderate-Significant interference with usual


activities. *Severe-Prevents usual activities.

Serious*

Yes-1

No-2

Serious ADE is defined as fatal, life-threatening, permanently, disabling requires inpatient


hospitalization or as a congenital anomaly, cancer or overdose. If yes, please till serious
Adverse experiences report form provided. In case of Serious adverse event sponsor should
be informed immediately telephonically.

763
Relationship
to study
medication

Unrelated-1
Possible-2
Probable-3

Unrelated: A reaction that does not follow a reasonable temporal sequence from the
administration of the drug; or a known adverse reaction pattern of the suspected drugs could
have been produced by the patients clinical stage, intermittent illness, trauma, accidents etc:

Possible: Follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug but could have been produced by the patients
clinical stage or other modes of therapy administered to the patients;

Probable: Follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug; that could not be reasonably explained by the
known characteristics of the patient's clinical state.

764
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC DOUBLE BLIND PLACEBO CONTROLLED CLINICAL
TRIAL OF AN AYURVEDIC FORMULATION ON MUTRASHMARI
(UROLITHIASIS)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
(0, 1st, 3rd and 12th MONTH)

1. Centre : ...................................

2. Code No. (of clinical trial) :

3. Subject Name : ....................................................................................................................

4. Sr. No. of the Subject : .......................................................................................................

5. Gender Male (1) Female (2)

6. Date of Birth : Age (in yrs.) :

7. Date of Assessment :

8. Month of Assessment :

Urine Examination

9. Routine: _______________________________

10. pH _______________________________

11. Microscopic _______________________________

12. RBC _______________________________

13. WBC _______________________________

14. CRYSTALCASTS_______________________________

15. Urine culture _______________________________

16. Culture sensitivity_______________________________

765
Hours Urine Analysis

17. Calcium _______________________________

18. Phosphate _______________________________

19. Uric acid _______________________________

20. Total protein _______________________________

21. Oxalate (Optional) _______________________________

22. Citrate (Optional) _______________________________

Blood

23. Hb (g/dl): _______________________________

24. ESR (1st hour.)(mm) _______________________________

25. Parathormone assay(optional) _______________________________

26. Blood Sugar – PP(mg./dl) _______________________________

27. S. Cholesterol(mg./dl): _______________________________

28. B. Urea (mg./dl): _______________________________

29. S. Creatinine (mg./dl) _______________________________

30. Uric acid (mg./dl) _______________________________

31. Total proteins (gm./dl) _______________________________

32. Albumin(gm./dl) _______________________________

33. Globulin(gm./dl) _______________________________

34. A/G Ratio _______________________________

35. Serum calcium (mg/dl) _______________________________

36. Serum phosphate (mg/dl) _______________________________

37. ECG: _______________________________

766
Radiological Investigations

38. X-ray Chest: [ 0 Month only ] _______________________________

Plain X-ray (KUB)* [0, 3rd, 6th, 9th 12th Month] ____________________

39. Radio-opaque shadow

40. Site _______________________________

41. Size (in mm) _______________________________

42. Shape _______________________________

43. Opacity _______________________________

Intravenous pyelography (0, 3 Months)

Kidney

44. Size

45. PCS Normal 1 Abnormal 2

If, abnormal specify _______________________________________________________

46. Hydronephrosis Normal 1 Abnormal 2

If, present indicate grade (I,II,III)_____________________________________________

47. Location of Calculus

48. Ureter Normal 1 Dilated 2

49. Bladder Normal 1 Abnormal 2

Ultra Sound (Optional)

Kidney

50. Size

51. Hyderonephrosis

52. Thickness of parenchyma

767
53. Ureter Normal 1 Dilated 2

54. Bladder Normal 1 Abnormal 2

55. Prostate Size (Grade I,II,III,IV)

56. PVR Insignificant 0 Significant 1

If in-significant, specify_____________________________________________________

Stone Analysis as and when passed

57. Chemical Analysis

58. X-Ray diffraction

Date: _____________ Signature of the Investigator_______________________

768
VECTOR BORNE DISEASES

SECTION - XIII
Blank

770
ASSESSMENT OF THE THERAPEUTIC EFFICACY OF
CERTAIN HERBAL / HERBOMINERAL DRUGS IN
THE MANAGEMENT OF KALA-AZAR

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

771
Blank

772
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THE THERAPEUTIC EFFICACY OF CERTAIN HERBAL /
HERBOMINERAL DRUGS IN THE MANAGEMENT OF KALA-AZAR

I. BACKGROUND
The disease Kala-azar also known as Visceral Leishmaniasis is a highly fatal disease
caused by Leishmania donovani. The origin or entity of the disease may not be historic but
according to classical literature may be correlate with same of the symptoms found resembles
with ‘SATATAK JWAR’ under the group of Vishamajwara. Though the Visceral Leishmaniasis is
caused due to the bite of sandflies transporting the organism / parasite Leishmania donovani which
is not described in Ayurveda but the causative factor of ‘SATATAK JWARA’ may be correlated
with ‘Bhutabhisanga’. Then probably Leishmania donovani might have been discovered by present
era. However the sign & symptoms like spleenomegaly (Pleihavriddhi). Fever (Mandajwara).
Vishamarambha is the cardinal symptoms in ‘SATATAK JWARA’ upon which Kala-a-zar may be
taken as in prevalence with modern synonyms.
In India, man is the reservoir of infections, and parasite are readily obtainable from
peripheral blood by the sand fly (rodents and dogs are the main reservoir hosts in African venereal
leishmaniasis). Visceral Leishmaniasis may occur in epidemics and recording of epidemic outbreaks
in India goes to year 1870.
Keeping in the view and considering these above aspect, the persistent morbidity, high
mortality and high toxicity of present available modern drugs especially Pentamedin,
Amphotericin‘B’ and Sodium stibogluconate etc. and some herbo-mineral compound has been
shorted out for the management of Kala-azar and aspecting the probable results due to containing
Antimony sulphide (modern drug of choice) i.e. Srotonjana.1
Apart from this some Hepato-protective and Spleeno-protective, Heamatinic, febrifuge
herbal drugs i.e. Guduchi, Sharpunkha, Kalmegha, Rohitaka, Sakhotaka, Saptaparna, Sudarshana
and Punarnava etc. are possible suitable Ayurvedic drugs in this ailment and this project has been
selected for clinical trial.

References :
1. Pandit.Kasinath Sashtri and Dr. Gorakhanath Chaturvedi (1984) Charaka Samhita, (text with
Hindi commentary) XIIth Edition (1984), Published by Chaukabha Vidhya Bhavan, Varanasi,
India
2. Harisson’s Principles of internal medicine, Volume-1, 14th Edition, International Editions, 1998,
Published by McGraw-Hill CompaniesInc.
3. Ambika Dutta Sashtri(1989), Susruta Samhita (text with Hindi commentary), VIIth Edition
Chaukhamba Sanskrit Series Office, Varanasi

773
II. OBJECTIVE
To evaluate the efficacy of some Herbal / Herbomineral drugs in the management of Kala-
Azar.
III. CENTRE
CCRAS centers in collaboration with other centers.
IV. SAMPLE SIZE & METHODS
Sample size- 300
Groups –
Group Total Cases Drug & Dose
Group – I (Treated group) 150
Group – II (Treated group) 100
Group – III (Control group) 50 Amphotericin’B’
(Treated with modern medicines)
Allocation of the cases in each group will be made on randomize by a statistician.
Treatment: Some Herbal / Herbomineral drugs
Design of study: Open trial with standard control group.
Duration of study: 2 years ( 1 year for treatment and 1 year for follow up)
Total period of study: 2 years

V. CRITERIA FOR INCLUSION


1. Age – 10 to 60 years
2. Sex both male & female
3. Positive cases of Kala-azar (Leishmania donovani in spleen / bone marrow
aspirate )
4. Clinical diagnosis of active VL (visceral leishmaniasis) with consistent signs &
symptoms (e.g. Fever & spleenomegaly)
5. Haemoglobin 5 gm / dl
6. WBC > 1500/mm3

774
VI. CRITERIA FOR EXCLUSION
1. Age below 10 yrs & above 60 yrs.
2. Pulmonary tuberculosis
3. Severe Jaundice / Hepatitis
4. Pregnancy / Lactating mother
5. HIV positive serology / Malignancy
6. Any other serious systemic disease.
7. Hepatic-spleenomegaly due to other diseases.
8. History of Renal disease / Cardiac disease.

VII. CRITERIA FOR WITHDRAWL FROM STUDY


During the course of the trial treatment, if any serious condition or any serious adverse
events which requires urgent treatment or if patient himself want to withdrawn from the study, such
subject may be withdrawn from the trial and managed by the principal Investigators accordingly

VIII. ROUTINE EXAMINATION & ASSESSMENT


A detailed clinical history and physical examination of each patient will be recorded as per
proforma (From I & IA). The clinical pathological, Biochemical and other lab investigation will be
done before treatment, during treatment period and at the end of the treatment will be carried out
as per recorded in the proforma. The assessment of the results will be done on the basis of
disappearance of L.D. bodies and improvement in clinical features.

IX. STATISTICAL ANALYSIS


Data collected will be analyzed using appropriate statistical tools.

X. CRITERIA OF ASSESSMENT
1. Disappearance of parasite (L.D. bodies)
2. Absence of Pyrexia & other clinical symptoms.
3. Negative L.D. bodies in bone marrow / spleen aspirate found at the end of
treatment (clinical improvement), smear stained for demonstration of Leishmania
donoveni bodies (L.D. Bodies).

775
4. Culture Aspirates (for L.D. Bodies) of the following

5. Aldehyde Test

6. R.K. 39 Kit test

7. Urea stibamin test

XI. TRIAL MONITORING AND DATA ANALYSIS:-


The monitoring of progress of the trial and data analysis will be undertaken by CCRAS,
H.Q. New Delhi.

XII. ETHICAL REVIEW


Each Institutional Ethical Committee (IEC) of participating centers should give clearance
certificate before the project initiated. Patient’s information sheet and informed consent form should
be submitted along with project proposal for approval by IEC. Both should be maintained in
duplicate with one copy given to the patient at the time of entry of trial. The study will be
conducted in accordance with Good Clinical Practice.

XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS:


A consolidated amount of Rs…../- per visit will be paid to subject.

XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED


Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.

XV. LABORATORY INVESTIGATIONS


The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.

776
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THE THERAPEUTIC EFFICACY OF CERTAIN HERBAL /
HERBOMINERAL DRUGS IN THE MANAGEMENT OF KALA-AZAR
WRITTEN INFORMED CONSENT FORM
CERIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: …………………… Signature …………………..
Name ………………………

CONSENT BY SUBJECT
I have been informed to my satisfactory, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Assessment of the Therapeutic efficacy of certain Herbal / Herbomineral
drugs in the management of Kala-azar.”

Date: ………… Name of the Subject: ………………..................


Signature or Thumb impression…………….........

Date: ………… Name of witness: ……………………….............


Signature or Thumb impression: ………...............
Relationship ……………………………..............

To be translated into regional language

777
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THE THERAPEUTIC EFFICACY OF CERTAIN HARBAL /
HERBOMINERAL DRUGS IN THE MANAGEMENT OF KALA-AZAR
PATIENT INFORMATION SHEET

What is the study about?


The available treatment for Kala-azar in modern medical science like amphotericin’B’,
sodium stibogluconate etc. Modern medicine have made tremendous success in providing the relief
but is drug resistence & adverse effects are found in treatment. In Ayurveda, certain Herbal /
Herbomineral drugs that have been in practice as well as have shown anti-kala-azar effect have
been taken up for the study.

What will you have to do?


Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 7 days to complete. During this
period, you are expected to visit the hospital for clinical and physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, & R.K.-39 test, spleen-bone marrow aspirate for L.D. body and other
essential lab-investigations of blood and urine samples will also be taken. This is to make sure that
you are eligible for the study.
If you are eligible, you would be put on trial treatment for Kala-azar. During visit, you
will be supplied with sufficient quantities of drugs to last until your next visit. If any adverse
reactions like skin allergy, nausea, vomiting and palpitation / tremor etc., noticed during the
treatment period, this should be noticed to the Principal Investigator.

Advice: (To be given along with Patients Information Sheet)


1. To avoid trigger factors like allergens if known.
2. To avoid respiratory irritants like tobacco, smoke and chemicals.
3. To have warm and fresh food and drinks.
Sympathetic discussion of the problem with the patient and assurance.

To be translated into regional language

778
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF SINGLE / COMPOUND HERBO /
HERBOMINERAL COMPOUND DRUGS IN THE MANAGEMENT OF
KALA-AZAR
CASE REPORT FORM I - SCREENING
BEFORE TREATMENT
(Enter a √ in the appropriate box)
1. Name of the Subject: …………………………………........……………………………
2. Address …………………………………………………….......……………………….
3. Centre…………………………………
4. Code No. (of clinical trial)
5. Sex: Male (1) Female (2)
6. Date of Birth: Age (in yrs.):
7. Group: Treatment Treatment Control

CRITERIA OF SELECTION Yes(1) No(0)

1. Age 10 to 60 yrs.
2. Positive Symptoms of Kala-azar (L.D. bodies)
3. Fever
4. Enlarged spleen
CRITERIA OF EXCLUSION Yes No
5. Age below 10 yrs and above 60 yrs.
. Pulmonary Tuberculosis
7. Severe Jaundice
8. Pregnancy
9. Malignancy
Any other severe systemic disease

Date: …………………… Signature of the Investigator: …………………..

779
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF SINGLE /COMPOUND /HERBO /
HERBOMINERAL COMPOUND DRUGS IN THE MANAGEMENT OF
KALA-AZAR
CASE REPORT FORM II – HISTORY

(Enter a √ in the appropriate box)


1. Name of the Subject: ………………………………………….......……………………
2. Address ……………………………………………………………......……………….

3. Sr. No. of the subject:

4. Centre…………………………

5. Code No. (of clinical trial)

6. Sex: Male (1) Female (2)

7. Date of Birth: Age (in yrs.):

8. Date of admission: Date of discharge:

9. Group: Treatment Treatment Control

10. Educational status: Illiterate (1) 1 Read and Write (2) 2


Primary School (3) 3 Middle School (4) 4
High School (5) 5 College (6) 6
Other (specify) (7) 7 I.N.A. (8) 8
11. Occupation: Desk work 1 Field work 2
Field work with physical labour 3
Field work with intellectual 4
Indicate nature of work: ..................................................................................................
12. Total income of the family in Rupees: ______________________

13. Total family members:

780
14. Income per capita per month in rupees: ____________________
15. Religion: Hindu 1 Muslim 2 Sikh 3
Christian 4 Parsi 5
16. Marital status Married 1 Unmarried 2 Widow 3
Divorced 4 Widower 5
17. Result: Good Response 1 Fair Response 2
Poor Response 3 No Response 4
Drop out 5 LAMA 6
Death 7

CHIEF COMPLAINTS WITH DURATION (in days)


Fever Present Absent Duration

18. With / without chill

19. Low grade (Patient remaining ambulant intermittent

20. With sweating

21. Double rise in 24 hours

22. Diarrhoea

23. Pain in abdomen

24. General Weakness

25. Bleeding (site)

HISTORY OF PRESENT ILLNESS

26. Onset of disease: Acute (1) Insidious (2)

27. Duration of disease (in days):

28. Treatment given so far: Ayurvedic medicine Modern medicine


Unani Homeopathy
Mixed

781
Spell out the medicine given and results obtained: _______________________________

PREVIOUS MODERN TREATMENT (if any)


Drug Total quantity Duration Response

29. Pentavalent Antimony _____________________

30. Pentamidin / Lomidin _____________________

31. Allopurinol _____________________

32. Anti-tuberculosis _____________________

33. Other _____________________

34. Factors aggravate the disease / chief complaint:

Drug Diet Cold climate Tropical climate

Damp climate Sea sore

Positive factors may be spell out ……………...........................………………………….


35. Factors relieve main complaints:-

Drug Diet Cold climate Tropical climate

Damp climate Sea sore

Positive factors may be spell out ……………...........................………………………

36. Past illness, having relation with present illness: Yes No

Family History Yes (1) No (0)

37. Hypertension

38. Diabetes Mellitus

39. Bronchial Asthma

40. Mental disease

41. Cancer

42. Cardio Vascular disease

782
43. Tuberculosis

44. Others (specify) ………………………………….......................………………………..

Personal History

45. Diet: Veg Non-veg Lacto-ova veg

46. Sleep Good Disturbed Insomnia

47. Emotional stress: Yes No

48. Bowel habit Regular Constipation

Hard stool Loose stool

49. Sharira Prakriti Vata Pitta Kapha

Vata-Kaphaj Vata-Pittaja Pittaja-Kaphaja

Sama

50. Manasa prakriti Satva Rajas Tamas

Satva- rajas Satva-tamas Rajas- tamas

Sama

51. Addiction: Yes No

If yes specify …………………....................……………………………………………

Physical Examination
52. Built: Lean Medium Heavy
53. Gait Normal Abnormal

54. Body weight (Kg): ___________________________


55. Blood pressure (Systolic) ___________________________
56. Blood pressure (Diastolic) ___________________________
57. Body temperature ___________________________
58. Pulse rate per min. ___________________________

783
59. Respiration per min. ___________________________
Yes No
60. Pallor

61. Jaundice

62. Emaciation

Present Absent
63. Lymphadenopathy
If present indicate group …………………..................................……………………….

64. Increased pigmentation of the skin


If yes specify: On face ________________ Other part ____________
Normal Abnormal
65. Hair distribution
If abnormal specify …………………................................……………………………..
66. Gums
If abnormal specify ………….................................………….............…………….........

Systemic Examination
Abdomen
67. Shape: Normal Abnormal
68. Distention : Present Absent
If present indicate ……................................…………………………………………..
69. Distended veins: Present Absent
70. Umbilicus: Normal Abnormal
If Abnormal specify ……….................................................……………………………….
71. Tenderness : Yes No
If yes specify ………………………...................................…………………………….
72. Rigidity: Present Absent

784
If present then specify ……………….......................................................……………
73. Spleen: Mild Moderate Massive
enlargement
74. Spleen-consistency Soft Hard Firm

75. Liver Enlarged: Yes No


If yes then indicate the measurement in cm
76. Kidney: Palpable Not Palpable
77. Any other abdomen Masses: Palpable Not Palpable
78. Ascities: Present Absent
Normal Abnormal

79. Hernial Orifices:


If abnormal, specify abnormalities ……………………………………….......………….
80. C.V.S. with chest
If abnormal, specify abnormalities …………………........……………………………….
81. C.N.S.
If abnormal, specify abnormalities ………………………........………………………….

82. Uro-Genital system


If abnormal, specify abnormalities ……………………………........…………………….

Samprapti (Pathogenesis) of the disease according to Ayurvedic concept

Vata Pitta Kapha


83. Anubandhya dosha
84. Anubandha dosha

85. Avraka dosha


86. Ksheena dosha

87. Ksheena dhatu: Rasa Rakta Mamas Meda

Asthi Majja Shukra Ojas

785
88. Dushya Involved: Rasa Rakta Mamas Meda

Asthi Majja Shukra

89. Stages of disease (Roga Kriya Kala): Sthana – Sanshraya Sanchaya


Prakopa Prasar
Vyakti Bheda

Srotas Examination Yes No


90. Annavaha Srotas

Anannabhilasha (Loss of appetite)

Aruchi (Anorexia)

Avipaka (Indigestion)

Chhardi (Vomiting)

91. Prana Vaha Srotas

Alpa Alpa Swasa (Dyspnoea)

Atisarana Swasa (Increased Respiration rate)

Abhikshna Swasa (Chyne Stroke Breathing)

Kupita Swasa (Vitiated, breathing)

Shashula Swasa (Dyspnoea with pain)

92. Udak Vaha Srotas


Jihva Shosha (Dryness of tongue)

Dusth Shosha (Dryness of lip)

Talu Shosha (Dryness of palate)

Kanth Shosha (Dryness of buccal cavity)

Kloma Shosha (Excessive thirst)

Trishna (Feeling of thirsty)

786
Yes No
93. Pureeshavaha Srotas
Alpa alpa purisha (Not clear, repeated, scanty defecation)
Sashoola Purisha (Painful defection)
Atidrava pureesha (Diarrhea)
Atigrathita pureesha (Scybala)
94. Mutravaha Srotas

Bahumatrata (Polyurea)

Atibandhata (Scanty urination)

Prakupita Mutrata (Difficulty in urination)

Alpa Alpa Mutrata (Scanty urination)

Abhikshna Mutrata (Constant/repeated -urination)

Bahul Mutrata (Urine with prostatic secretia)

Sashoola Mutrata (Dysuria)

95. Svedavaha Srotas


Aswedana (Dryness of skin)

Atiswedana (Profuse sweating)

Parushya (Roughness of skin)

Lomaharsha (Erection of hair follicle)

Angaparidaha (Burning sensation in the body)

Yes No

96. Rasavaha Srotas


Mukha Vairasya (Bad test in mouth)

787
Arasajnata (Testelessness)
Hrillasa (Nausea)
Gaurava (Feeling heaviness)
Tandra (Drowsiness)
Angamarda (Body cramps)
Jvara (Fever)
Pandu (Anaemia)
Avasada (Lassitude)
Klaivya (Sexual inadequacy)
Karshya (Emaciation)
Agnimandya (Diminished appetite)
97. Rakta Vaha Srotas
Pidika (Boils)
Raktapitta (Bleeding from any of the orifice)
Mukhapaka (Stomatitis)
Vidradhi (Absess)
Charma Roga (Skin disease)
Kamala (Jaundice)
Yes No
98. Mamsa Vaha Srotas

Arbuda (Tumor)

Alajee (conjunctivitis)

Gandamala (Cirvical Lymphadinitis)

Upajivihika (Epiglotitis)

Adhimansa (Protuberance of flesh/Cancer/Cyst)

788
99. Medovaha Srotas

Maladhikya (Excess of excreta)

Hastapadadaha (Burning sensation in the sole & palm)

Hastapadasunata (Numbness of the limbs)

Tandra (Drowsiness)

Dehachikkanata (Greasiness of the skin)

Alasya (lethargy)

100. Asthivaha Srotas

Adhyasthi (Hypertrophy of bone)

Adhidanta (Redudant tooth)

Dantashoola (Toothache)

Asthishoola (Tenderness of bone)

Kesha, Loma, Nakha, Smashru Vikar

(Any defects of hair, hair follicle, nail and mustaches)

101. Majja Vaha Srotas

Parvashoola (Pain in the Inter-phalangeal joint)

Bhrama (Vertigo/Giddiness)

Murchha (Syncope)

Mithyagyana (Illusion)

102. Sukravaha Srotas

Klaivya (Sterlity / Impotency)

Aharshana (Loss of erection)

Garbhapata (Abortion)

789
Santana Vikriti (Congenital deformity of the children)

103. Artavavaha Srotas

Anartava (Amenorrhoea)

Vandhyatva (Sterility)

104. Provisional Diagnosis :-

105. Final Diagnosis :-

106. Medical Management :-

107. Principal Drug Therapy :-


Dose
Vehicle
Diet

108. Summary of finding :-

Date: ……………. Signature of the Investigator: ……………………………..

790
COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF SINGLE / COMPOUND / HERBOMINERAL
COMPOUND DRUGS IN THE MANAGEMENT OF KALA-A-ZAR
CASE REPORT FORM III -CLINICAL AND PHYSIOLOGICAL ASSESSMENT
(2, 4, 6 & 8 weeks)

(For periodic observation & assessment Parameter to be taken for assessment of


response of therapy initially at the time of Admission / Enrollment after starting therapy)
1. Name of the Subject: ………………………………………………….........……………
2. Address ……………………………………………………………………...........…….

3. Sr. No. of the subject:

4. Centre…………………………

5. Code No. (of clinical trial)

6. Sex: Male (1) Female (2)

7. Date of Birth: Age (in yrs.):

8. Date of admission: Date of discharged:


9. Group: Treatment Treatment Control

1. Clinical Parameter

Before Treatment After Treatment

2 weeks 4 weeks 6 weeks 8 weeks

a) Subjective symptoms
1. Fever
2. Loose motion
3. Pain abdomen
4. Weakness
5. Bleeding

791
b) Objective signs
1. Temperature
2. Pallor
3. Anemia
4. Emaciation (Body wt.)
5. Pulse rate
6. Lymphadenopathy
7. Increased pigmentation of the skin
8. Enlargement of spleen
9. Enlargement of liver
10. Measurement of girth of abdomen.

Date: …………………….. Signature of the Investigator: ……………………….

792
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF SINGLE / COMPOUND / HERBOMINERAL
COMPOUND DRUGS IN THE MANAGEMENT OF KALA-A-ZAR
CASE REPORT FORM III A - ADVERSE EVENTS RECORD
(2, 4, 6 & 8 weeks)
1. Name of the Subject: ………………………………………….......................……....…
2. Address ……………………………………………………………..............…………..

3. Sr. No. of the subject:

4. Centre…………………………

5. Code No. (of clinical trial)

6. Sex: Male (1) Female (2)

7. Date of Birth: Age (in yrs.):

8. Date of admission: Date of discharge :

9. Group: Treatment Treatment Control

ADVERSE EVENTS

1. Does the patient have any symptoms with medication in trial group? Yes No

Please complete all sections & enter l approximate information in numbers in open boxes

1 2 3 4

Adverse
Experience

793
Date started

Date

Time

Date stopped

Pattern

Isolated-1

Intermittent-2
Continuous-3

Severity

Mild-1

Moderate-2
Severe-3

*Mild-No interference with usual activity. *Moderate-Significant interference with usual


activities. *Severe-Prevents usual activities.

Serious*

Yes-1

No-2

Serious ADE is defined as fatal, life-threatening, permanently, disabling requires inpatient


hospitalization or as a congenital anomaly, cancer or overdose. If yes, please till serious
Adverse experiences report form provided. In case of Serious adverse event sponsor should
be informed immediately telephonically.

794
Relationship
to study
medication

Unrelated-1
Possible-2
Probable-3

Unrelated: A reaction that does not follow a reasonable temporal sequence from the
administration of the drug; or a known adverse reaction pattern of the suspected drugs could
have been produced by the patients clinical stage, intermittent illness, trauma, accidents etc:

Possible: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug but could have been produced by the patients
clinical stage or other modes of therapy administered to the patients;

Probable: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug; that could not be reasonably explained by the
known characteristics of the patient's clinical state.

795
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF SINGLE / COMPOUND / HERBOMINERAL
COMPOUND DRUGS IN THE MANAGEMENT OF KALA-AZAR
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
1. Name of the Subject: …………………………………………........……………………
2. Address …………………………………………………………….......……………….

3. Sr. No. of the subject:

4. Centre…………………………

5. Code No. (of clinical trial)

6. Sex: Male (1) Female (2)

7. Date of Birth: Age (in yrs.):

8. Date of admission: Date of discharge :

9. Group: Treatment Treatment Control

Investigation at the sample taken At the After 15 After 45 After 60


time of days days days
admission

1 2 3 4

Urine
10. Sugar: ……………………....……
11. Albumin: …………………………
12. Pus cell: …………………………
13. Cast: ……………………….........
14. RBC: ………………………....…
15. Bile salt: …………………….…..
16. Bile pigment: …………………....

796
Stool
17. Ova: ……………………..............….......…
18. Cyst: ……………….................……........…
19. Occult blood: ………………………….......
20. Stercobiline: ………………………...….......
21. Sputum A.F.B: ………………………….....
HAEMATOLOGICAL INVESTIGATION
Blood
22. Hb.% : …………………….........................
23. T.L.C.(In thousands) : ……………………..
24. D.L.C.: P (%): ______ L (%) ______ B (%) _______ M (%) _______ E (%) _______
25. E.S.R.: ………………….............................
26. P.C.V.: ………………………......................
27. M.C.V.: ………………………....................
28. Platelate count: …………………….........…
29. Reticulo Cyte: …………..……....................
Count: ………………………......................
(In thousands)
30. B.T.: …………………….........................…
31. C.T.: ………………………….....................
32. P.T.: ………………………......................…
33. T. Protein: ………………………................
34. A/G ratio: ……………………….............…
35. F.B.S.: …………………………..................
36. P.P.B.S.: ………………...............…………
37. S. Bilirubin: …………………..........………

797
38. S. Alkaline Phosphatase: ……………..……
39. S.G.O.T.: ………………………..............…
40. S.G.P.T.: ………………………...............…
RADIOLOGICAL INVESTIGATION
42. X-Ray Normal Abnormal

Chest

Parametric investigations (for Kala-azar)


43. Smear stained for demonstration of Leishman Donovan bodies
Positive Negative
1. Aspirates of

a) Bone marrow

b) Spleen

c) Liver

d) Lymph gland

2. Culture of aspirates (for L.D. bodies) of the following

a) Bone marrow

b) Spleen

c) Liver

d) Lymph gland

3. Aldehyde test: ……………………....……..


4. Urea stibamin test: …………………....……
5. R.K. 39 – Kit test: …………………….….

Date: ______________ Signature of the Investigator: ______________________

798
ASSESSMENT OF THE EFFICACY OF CERTAIN
HERABL / HERBO-MINERAL DRUGS IN THE
MANAGEMENT OF SLEEPADA (FILARIASIS)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

799
Blank

800
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THE EFFICACY OF CERTAIN AYURVEDIC / HERBO-
MINERAL DRUGS IN THE MANAGEMENT OF SLEEPADA
(FILARIASIS)

I. BACKGROUND
The control of the disease is dependent on the control of mosquito breeding and
elimination of the intermediate host Culexfatigans. It is a global problem. References of this is
found in Ayuervedic text book where in it has been described as a swelling of legs and feet due
to vitiation of Mamsa & Rakta by Kapha Dosha. The detailed description of the disease, covering
clinical features, etio-pathogenesis, the different types, the prognosis and the epidemiological details
of the disease have been provided. The treatment of this disease is Siravedh and Kaphanashak
remedies as described in Charak Samhita.
The characteristic features of the disease are the onset of painful swelling in groins with
fever which gradually descends down to leg & foot. The other parts of the body may be affected
through scrotum in male and breast in female. It is further stated that though the disease may be
due to the involvement of all three doshas, but the predominance of Kapha is obvious in all the
three varities.
This disease is a result of the infestation of filarial parasite, Wuchereria bancrofti. The
frequency of this disease is very much related to the situation where mosquito breeding is more
prevalent. The mosquito Culex fatigans is of crucial importance in the life cycle of filarial parasite.
Ayurveda has also recognized this disease from very earliest time and its description and
therapy have been developed in this system. In Ayurvedic literatures so many herbal &
herbomineral drugs are mentioned viz. Guduchi, Punarnava, Saptaparna, Sharapunkha, Rohitaka
etc., as herbal preparation & Nityodit Rasa, Slipadari Rasa, Kanchnara Guggulu, Gokshuradi
Guggulu etc. as compound herbomineral formulations for the treatment of Sleepada.
References
1. Pandit.Kasinath Sashtri and Dr. Gorakhanath Chaturvedi (1984) Charaka Samhita, (text with
Hindi commentary) XIIth Edition (1984), Published by Chaukabha Vidhya Bhavan, Varanasi,
India.
2. Ambika Dutta Sashtri(1989) Susruta Samhita (text with Hindi commentary) VIIth Edition
Chaukhamba Sanskrit Series Office, Varanasi.
3 Shri Pandit Lal Chandra vaidya (1963), Astanga Hridya ((text with Hindi commentary), Moti Lal
Banarsi Das Publication, Varanasi
4. Harisson’s Principles of internal medicine, Volume-1, 14th Edition, International Editions, 1998,
Published by McGraw-Hill CompaniesInc.

801
(filaria). The objective of this study are the assessment of some certain herbal / herbo-mineral
compound preparation in the management of Sleepada (filaria) and to assess the importance of
herbal drugs for the management of the challenging problem ‘Sleepada’
II. OBJECTIVE
To assess the efficacy of certain Herbal / Herbo-mineral drugs in the management of
Sleepada (Filariasis)
III. CENTRE
CCRAS identified centers
IV. SAMPLE SIZE AND METHOD
Sample size — 200 (100 patients in each group)
Treatment — Herbal / Herbo-mineral drugs
Design of the study — Single blind
Period of Study — 1 month
V. CRITERIA FOR INCLUSION
1. Age – 10 to 60 years.
2. Sex – both male & female
3. Positive case of Filaria
4. Patients having clinical features like Lymphadenities, Lymphangitis, Lymphodema, deformity,
chylurea & fever will be selected irrespective of positive blood smear of microfilaria.
VI. CRITERIA FOR EXCLUSION
1. Age below 10 yrs & above 60 yrs.
2. Patients having nodular deformity, wound, ulcer, thorny deformity, anthill like deformity,
nutritional odema, odema due to renal problems, cardiac disorder & arthritis disorders.
3. Any other serious systemic disease like – Pulmonary tuberculosis, Jaundice, HIV positive
cases / Malignancy.
4. Pregnancy & Lactating mother.

802
VII. CRITERIA FOR WITHDRAWL
During the course of the trial treatment, if any serious conditions or any serious adverse
events which requires urgent treatment or if patient himself want to withdrawn from the trial and
managed by the principal investigators accordingly.
VIII. ROUTINE EXAMINATION & ASSESSMENT:-
A detailed clinical history and physical examination of each patients will be recorded as
per proforma (from I & IA). The Clinical, Pathological, Biochemical & other Lab investigation will
be done before treatment, during treatment and at the end of treatment will be carried out as per
recorded in the proforma. The assessment of the result will be done on the basis of disappearance
of M.F. and improvement in the clinical features.
IX. STATISTICAL ANALYSIS
Data collected will be analyzed using appropriate statistical tools.
X. CRITERIA FOR ASSESSMENT OF THERAPY
Response Assessment Criteria
1. Good Response — 75 % & above relief in symptoms
2. Fair Response — 50 % & 74% above relief in symptoms
3. Poor Response — 25% , 49% & 25% above relief in symptoms.
4. No Response — No relief in symptoms or other wise withdrawn
from the study.
XI. TRIAL MONITORING AND DATA ANALYSIS
The monitoring of progress of the trial & data analysis will be undertaken by CCRAS,
New Delhi.
XII. ETHICAL REVIEW
1. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
2. Data and Safety Monitoring Board: A Data and safety monitoring board (DSMB) at
Hqrs will carefully monitor the data and side effects during the period of study and put in

803
a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research
team will report immediately to the PI and Data Monitoring Board 1) any life threatening
conditions whether they are perceived to be study related or not. The Board decides
whether the adverse effects warrant discontinuation of the study protocol. Protocols will be
written and approved for the treatment of study related adverse events
XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS
A consolidated amount of Rs…../- per visit i.e., on the 1st day of recruitment after
screening, 15th, 30th, 45th, 60th, 75th and 90th days (7 times).
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute
(Ay.), New Delhi. The investigators and technicians will be detailed about the clinical trial
conduct and laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes
under intimation to this Council following codal formalities.

804
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF THE EFFICACY OF CERTAIN HERBAL / HERBO-
MINERAL DRUGS IN THE MANAGEMENT OF SLEEPADA (FILARIASIS)
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR
I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: ……………… Signature of the subject: …………..........………………
Name …………………………………….........………..

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Assessment of Safety & Therapeutic Efficacy of Certain Ayuervedic /
Herbal / Herbomineral drugs in the management of Sleepada (Filariasis).”

Date: ……………….. Name of the Subject: …………….............…………..…


Signature or Thumb Impression …………................……

Date: ……………….. Name of Witness: ……………….................….………...


Signature or Thumb Impression: ......……….............……
Relationship …………………………………...............…

To be translated into regional language.

805
ENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY & THERAPEUTIC EFFICACY OF CERTAIN
AYUERVEDIC / HERBOMINERAL DRUGS IN THE MANAGEMENT OF
SLEEPADA (FILERIASIS)
PATIENT INFORMATION SHEET
What is the study about?
The available treatment for Sleepada (Filariasis) in modern medical science like drugs
Hetrazan, Banocide forte etc. have made tremendous success in providing instant or symptomatic
relief but there is recurrent acute exacerbation and remission. In Ayuerveda, many drugs seem to
possess a anti Filarial effect of which certain Ayuervedic / Herbal / Herbomineral drugs that have
been in practice as well as have shown anti Filarial effect have been taken up for the study.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 3 months to complete. During this
period, you are expected to visit the hospital 6 times for clinical and physiological assessment.
Before you start treatment, during the first visit to the clinic you will undergo a complete
physical examination, ECG and X-ray, Blood, MF test and urine samples will also be taken. This
is to make sure that you are eligible for the study.
If you are found eligible, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and palpitation/tremor
etc., noticed during the treatment period, this should be noticed to the Principle Investigator.
Advice: (To be given along with Patients Information Sheet)

To avoid trigger factors like allergens if known.


To avoid respiratory irritants like tobacco, smoke and chemicals.
To have warm and fresh food and drinks.
Sympathetic discussion of the problem with the patient and assurance.

To be translated into regional language.

806
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY & THERAPEUTIC EFFICACY OF CERTAIN
HERBAL / HERBOMINERAL DRUGS IN THE MANAGEMENT OF
SLEEPADA (FILERIASIS)
CASE REPORT FORM I – SCREENING
(Enter a √ in the appropriate box)
1. Centre: ………………..……….........

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………………….....………………………


4. Address ……………………………………..…………………….....………………….

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.):

7. Date of admission:

8. Date of discharge:

9. Group No.: First Second Third Fourth

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age – 10 to 60 years.

2. Sex – both male & female

3. Positive case of Filaria

4. Patients having clinical features like Lymphadenities

5. Lymphangitis

6. Lymphodema

7. Deformity

8. Chylurea

9. Fever

807
CRITERIA FOR EXCLUSION Yes (1) No (0)

10. Age below 10 yrs & above 60 yrs

11. Nodular deformity

12. Wound

13. Ulcer and thorny deformity

14. Anthill like deformity

15. Nutritional odema

16. Odema due to renal problems

17. Cardiac disorder

18. Arthritis disorders.

19. Pulmonary tuberculosis

20. Jaundice

21. HIV positive cases/Malignancy

22. Pregnancy & Lactating mother

A patient is eligible for admission to the trail


If Sl.No.1-9 is ‘Yes’ and Sl.No.10-22 are ‘No’

Date: ………… Signature of the Investigator:.,…………………….

808
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY & THERAPEUTIC EFFICACY OF CERTAIN
HERBAL / HERBOMINERAL DRUGS IN THE MANAGEMENT OF SLEEPADA
(FILERIASIS)
CASE REPORT FORM II – HISTORY
(Enter a √ in the appropriate box)
1. Centre: …………….........…........….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………...


4. Name of the subject: ……………………………….............……………………………
5. Address ………………………………..…………………….............………………….

6. Date of Birth: Age (in yrs.):

7. Date of admission:

8. Date of discharge:

9. Group No.: First Second Third Fourth


10. Educational status: Illiterate 1 Read and Write 2
Primary School 3 Middle School 4
High School 5 College 6
Other (specify) 7 I.N.A. 8
11. Occupation: Desk work 1 Field work 2 Student 3
Housewife 4 Others 5
Indicate nature of work: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
12. Income per capita per month (in Rs.)

Less than Rs.5000/- (1) More than Rs.-5000/-

Chief Complaints with duration (in days)


Present (01) Absent (0) Duration
13. Lymphadenitis

809
14. Lymphangitis

Present (01) Absent (00) Duration


15. Lymphoedema

16. Deformity

17. Chylurea

18. Fever

19. Rigor

20. Pain in affected part of the body

21. Heaviness of the affected


part of the body
HISTORY OF PRESENT ILLNESS
22. Onset of disease Acute Insidious

23. Duration of disease (in days)

24. Treatment given so far: Ayurvedic medicine Modern medicine

Unani Homoeopathy

Medicines given…………………….. Result obtained ………………….


25. Factors aggravate the disease / chief complaint:
Drugs Diet Cold climate
Tropical climate Damp climate Sea shore

Others (specify) ……………………………….......……………………………………


Positive factors may be spell out ………………….....…………………………………
26. Factors relieved main complaints:
Drugs Diet Cold climate

Tropical climate Damp climate Sea shore

Others (specify) ………………………………….....……………………………………


Positive factors may be spell out …………………......…………………………………

810
27. Past illness, having relation with present illness: Yes No

If yes, specify ……………………………………………….....……………………..


Family History Yes (1) No (0)
28. Hypertension

29. Diabetes Mellitus

30. Bronchial Asthma

31. Mental diseases

32. Cancer

33. Cardio vascular disease

34. Tuberculosis

Personal History :
35. Diet: Veg Non-veg Lacto-ova-veg
36. Sleep Good Disturbed Insomnia

37. Emotional stress: Yes No

38. Bowel habit Regular Constipation

Hard stool Loose stool

39. Prakriti: Vataja Pittaja Kaphaja

Vata-Kaphaja Vata-Pittaja Pitta-Kaphaja

Sannipataja

40. Mans Prakriti: Satva Rajas Tamas

Satva-Rajas Stava- Tamas Rajas-Tamas

Sama

Yes (1) No (0)


41. Tobacco smoking exposure

If yes specify whether it aggravated the symptoms or not: ……………….....................…………

811
42. Tobacco chewing

If yes specify: (a) Quantity ____________


(b) Total duration in years: ____________
43. Betel chewing
44. History of alcohol intake:
Occasional :1
Regular :2
Never :3
Physical Examination:
45. Built Lean Medium Heavy

46. Gait Normal Abnormal

47. Height (cm): ____________


48. Weight (kg) ____________

49.
[
B.M.I Weight (kg.)
Height (meters) 2 ] ____________

50. Pulse (per min) ____________


51. Blood Pressure (mm Hg) ____________
52. Body temperature (o F) ____________
53. Respiration rate (per min) ____________
54. Cyanosis ____________
55. Clubbing nails ____________
56. Edema ____________
Present (0) Absent (00)
57. Cynosis

812
58. Anaemia
59. Jaundice

60. Pigmentation

61. Clubbing of fingers

62. Deformities

63. Lymphadenopathy

Systemic Examination
Normal Abnormal
66 C.V.S. (with chest)

If ‘abnormal’ specify abnormalities …………....................................................…………


67 C.N.S.

If ‘abnormal’ specify abnormalities ……………...............................................……………


68 Digestive system

If ‘abnormal’ specify abnormalities ……………………............................................……


69 Uro-Genital system

If ‘abnormal’ specify abnormalities ……………………….............................................…

Local Examination of the affected part(s)


(As per criteria laid down vide annexure – 1)
S.No. Part(s) affected Swelling Tenderness Appearance /
Colour/
Consistency
1.
2.
3.
4.
5.
6.

813
Samprapti (Pathogenesis) of the disease according to Ayurvedic concept

64. Anubandhya dosha Vata Pitta Kapha

65. Anubandha dosha Vata Pitta Kapha

66. Avaraka dosha Vata Pitta Kapha

67. Ksheena dosha Vata Pitta Kapha

68. Ksheena dhatu Rasa Rakta Mamsa

Meda Asthi Majja

Shukra Ojas

69. Dushya (Involved) Rasa Rakta Mamsa

Meda Asthi Majja

Shukra Ojas

70. Stages of disease (Roga Kriya Kala) Sanchaya Prakopa

Prasara Sthana Sanshray Vyakti

Bheda

Srotas Pareeksha
71. Prana vaha srota
Alpa Alpa Swasa (Shortened Breathing) 1
Atisrama Swasa (Increased respiration rate) 2
Abhikshna Swasa (Chyne stroke breathing) 3
Kupita Swasa (Vitiated breathing) 4
Sashula swasa (Dyspnoea with pain) 5
72. Udakavaha srota
Jihva sosha (Dryness of tongue) 1
Oustha sosha (Dryness of lip) 2
Talu sosha (Dryness of palate) 3

814
Kantha sosha (Dryness of throat) 4
Kloma sosha (Excessive thirst) 5
Trishna (Thirst) 6
73. Annavaha srotas
Anannabhilasha (Lack of desire for food) 1
Aruchi (Anorexia) 2
Avipaka (Indigestion) 3
Chhardi (Vomitting) 4
74. Rasa Vaha srotas
Mukha vairsya (Bad taste in mouth) 1
Arasajnata (Tastelessness) 2
Hrillasa (Water brash) 3
Gaurava (Feeling of heaviness) 4
Tandra (Stupor) 5
Anga marda (Body ache) 6
Jwara (Fever) 7
Pandu (Anaemia) 8
Avasada (Depression) 9
Klaibya (Loss of libibo) 10
Karshya (Emaciation) 11
Agnimandya (Diminished appetite) 12
75. Rakta vaha srotas
Pidika (Boils) 1
Rakta Pitta (Bleeding from any of the orifice) 2
Mukha Paka (Stomatitis) 3
Vidradhi (Abscess) 4

815
Charma roga (Skin disease) 5
Kamala (Jaundice) 6
76. Mamsavaha srotas
Arubuda (Tumour) 1
Alajee (Phlyctenular conjunctivitis) 2
Gandamalaa (cervical lymphadenitis) 3
Upji (Epiglotis) 4
Adhimamsa (Protruberance of flesh/cancer/cyst) 5
Putimamsa (decayed flesh/gangrene) 6
77. Medo vaha srotas
Maladhikya (Excess of excreta) 1
Hastapada daha (Burning sensation in the palm and sole) 2
Hastapada suptata (Numbness of the palm and sole) 3
Tandra (Stupor) 4
Dehachikkanta (Greasiness of the skin) 5
Alasya (Lethargy) 6
78. Asthivaha srotas
Adhyasthi (Hypertrophy of bone) 1
Adhidanta (Redundant tooth) 2
Dantashoola (Toothache) 3
Asthi shoola (Bone pain) 4
Kesha, loma, nakha, samshru vikara 5
(Any defects of hair, hair follicles, nails and mustaches)
79. Majja vaha srotas
Parva shoola (Pain in the Interphalangeal joints) 1
Bhrama (Vertigo/Giddiness) 2

816
Moorchh (Syncope) 3
Mithyajnana (Illusion) 4
80. Shukra vaha srotas
Klaivya (Sterility / impotence) 1
Aharshan (Loss of erection) 2
Garbha pata (Abortion) 3
Santana Vikriti (Congenital deformity of the children) 4
81. Manovaha srotas
Manovibramsha 1
Budhivibramsha 2
Sanjna Vibhramsha 3
Smritivibhramsha 4
Bhaktivibhramsha 5
Sheelavibhramsha 6
Chesta Vibhramsha 7
Acharavibhramsha 8
82. Artava vaha srotas
Anartava (Amenorrhoea) 1
Vandhyatva (Sterility) 2
83. Mutra vaha srotas
Bahumutra (Polyuria) 1
Atibadhata (Urination with obstruction) 2
Prakop-mutra (Defective Urination / Difficulty 3
in micturition)
Alpaalpa (Scanty urination) 4
Aabhikshna (Constant / repeated urination) 5

817
Bahulamutrata (Urine with prostatic secretion) 6
Sashoola amutrata (Painful micturition) 7
84. Pureeshavaha srotas
Alpaalpa Pureesha (Scanty defecation) 1
Sashoola Pureesha (Painful defecation) 2
Atidrava Pureesha (Diarrhoea) 3
Atigrathita Pureesha (Scybala) 4
85. Sweda vaha srotas
Aswedana (Loss of perspiration) 1
Atiswedana (Profuse sweating) 2
Parushya (Roughness of the skin) 3
Lomaharsha (Thrill) 4
Angaparidaha (Burning sensation in the body) 5

86. Provisional Diagnosis

87. Final Diagnosis

88. Medical Management

89. Principal drug therapy

Dose

Vehicle

Diet

90. Summary of finding

Date: ……………… Signature of Investigator

818
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY & THERAPEUTIC EFFICACY OF CERTAIN
HERBAL / HERBOMINERAL DRUGS IN THE MANAGEMENT OF
SLEEPADA (FILERIASIS)
CASE REPORT FORM – III CLINICAL ASSESMENT
1. Centre: ……………….……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………….……..


4. Name of the subject: ………………………………………………………................…
5. Address ………………………………..………………………………………................

6. Date of Birth: Age (in yrs.):

7. Date of admission:

8. Date of discharge:

9. Group No.: First Second Third Fourth

INITIAL Weeks after starting therapy


1 2 3 4
5 6
1. Clinical Parameters
a). Lymphadenitis
(i)
(ii)
(iii)
(iv)
b). Lymphangitis
(i)
(ii)

819
(iii)
(iv)
c). Lymphoedema
(i)
(ii)
(iii)
(iv)
d). Deformity (Score with measurement in cms.)
(i)
(ii)
(iii)
(iv)
(v)
(vi)
e). Pain
(i)
(ii)
(iii)
(iv)
f). Tenderness
(i)
(ii)
(iii)
(iv)
g). Fever
(i)

820
(ii)
(iii)
(iv)
h). Rigor
(i)
(ii)
(iii)
(iv)
2. Laboratory Investigation
i) Microfilaria
ii) Chyle
iii) M.F. Count per 20 Cu.mm
In night blood/ DECP Test
iv) Immunoglobulins

Date: …………….. Signature of the Investigator: ………………….....……….

821
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY & THERAPEUTIC EFFICACY OF CERTAIN
HERBAL / HERBOMINERAL DRUGS IN THE MANAGEMENT OF
SLEEPADA (FILERIASIS)
CASE REPORT FORM III A - ADVERSE EVENTS RECORD
(0, 15, 30, 45, 60, 75, 90 days)

1. Centre: ………………............…….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………..


4. Name of the subject: ……………………………………………............………………
5. Address ………………………………..……………………………….............……….

6. Date of Birth: Age (in yrs.):

7. Date of admission:

8. Date of discharge:

9. Group No.: First Second Third Fourth

ADVERSE EVENTS

1. Does the patient have any symptoms with medication in trial group? Yes No

Please complete all sections & enter l approximate information in numbers in open boxes
1 2 3 4

Adverse
Experience

822
Date started

Date
Time

Date stopped

Pattern

Isolated-1
Intermittent-2
Continuous-3

Severity

Mild-1

Moderate-2
Severe-3
*Mild-No interference with usual activity. *Moderate-Significant interference with usual
activities. *Severe-Prevents usual activities.
Serious*

Yes-1

No-2
Serious ADE is defined as fatal, life-threatening, permanently, disabling requires inpatient
hospitalization or as a congenital anomaly, cancer or overdose. If yes, please till serious
Adverse experiences report form provided. In case of Serious adverse event sponsor should
be informed immediately telephonically.

823
Relationship
to study
medication

Unrelated-1

Possible-2
Probable-3

Unrelated: A reaction that does not follow a reasonable temporal sequence from the
administration of the drug; or a known adverse reaction pattern of the suspected drugs could
have been produced by the patients clinical stage, intermittent illness, trauma, accidents etc:
Possible: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug but could have been produced by the patients
clinical stage or other modes of therapy administered to the patients;

Probable: follows a reasonable temporal sequence from administration of the drug; follows a
known response pattern to the suspected drug; that could not be reasonably explained by the
known characteristics of the patients clinical state.

824
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
ASSESSMENT OF SAFETY & THERAPEUTIC EFFICACY OF CERTAIN
HERBAL / HERBOMINERAL DRUGS IN THE MANAGEMENT OF
SLEEPADA (FILERIASIS)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
1. Centre: ………………..........……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………..


4. Name of the subject: ………………………………………...............……….…………
5. Address ………………………………..……………………………..............………….

6. Date of Birth: Age (in yrs.):

7. Group No.: First Second Third Fourth

Lab. Investigation Before treatment During treatment after


First weeks Second weeks Third weeks Fourth week
8. Date of sample taken
9. Urine
i) Microfilaria
ii) Solublity in ether
iii) Chyle
10. Blood
ii) M.F. Count per 20 Cu.mm.
in night blood smear / DECP Test.
iii) Hb%
iv) T.L.C.
v) D.L.C.
Polymorph : …………………………

825
Lymphocyte : …………………………
Eosinophil : …………………………
Basophil : …………………………
Monocyte : …………………………
vi) E.S.R.
vii) Immunoglobulin

Date: ……………… Signature of the investigator: …………………

826
HAEMATOLOGICAL DISORDERS

SECTION - XIV

827
Blank

828
MULTICENTRIC OPEN CLINICAL TRIAL OF
SELECTED DRUGS IN IRON DEFICIENCY ANAEMIA

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA
829
Blank

830
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA

I. BACKGROUND
Iron Deficiency Anaemia1 (which is described under the disease Panduroga in Ayurveda)
is a worldwide problem with the highest prevalence in developing countries. It is found especially
among women of childbearing age, young children and during pregnancy & lactation. Detailed
description concerning the etiology, pathogenesis classification and management of Anaemia
(Panduroga) is available in classical literatures of Ayurveda.
Iron Deficiency is the most common cause of nutritional Anaemia; others are foliate &
Vitamin B-12 deficiency. Iron deficiency can arise either due to inadequate intake or poor
bioavailability of dietary iron or due to excessive loss of iron from the body. The poor
bioavailability is considered to be major reason for widespread iron deficiency. Women lose a
considerable amount of iron in menstruation. Some of other factors leading to anaemia are
intestinal parasites (hookworm etc.) & malaria.
Current Medical therapy –Prospects
In conventional medicine, various forms of iron viz. Ferrous sulfate, ferrous fumerate etc.
are commonly prescribed, but these therapies have their noted adverse effects e.g. nausea,
vomiting, abdominal pain, diarrhoea /constipation.
Owing to the gravity of the situation, need is felt for search of safe /effective Ayurvedic
oral dosage forms to improve the haemoglobin level in iron deficiency Anaemia. Keeping the
gravity of the situation and the public health needs in view, the council has initiated scientific
studies on Dhatri Lauha, a promising formulation that is being successfully prescribed by
Ayurvedic physicians without any side effects since centuries. The formulation has been
standardized after formulating SOPs besides safety / toxicity evaluation.
The formulation is found safe and biological activity studies revealed significant haematenic
effect. (Unpublished data of CCRAS) The objective of current study is to assess clinical safety
and efficacy through measurable objective parameters.

Reference:
1. Charaka, 1962, Charaka Samhita, Chikitsa Sthana Chapter– 16, Choukhamba Sanskrit Series, Varanasi
2. A textbook of Preventive and Social Medicine, PARK 15th Edition, 403-404.
3. John W. Adamson, Harrison’s Principles of Int. Medicine, P.660-665.
4. B.C. Mehta, API Text Book of Medicine, 5th Edition reprint, 983-984.
5. Harrisson’s Principles of Internal Medicine, Volume 1,15th Edition.

831
II. OBJECTIVES
1) Observe the effect of Dhatri lauha on haematological parameters viz. Hb%, MCV,
MCHC, TIBC, Serum iron content and Serum ferritin in Iron Deficiency Anaemia
subjects.
2) Observe the clinical safety of Dhatri lauha in Iron Deficiency Anaemia subjects.

III. CENTRE
CCRAS identified Institutes.

IV. SAMPLE SIZE AND METHODS


Sample size : 40 subjects per Centre
Trial Drug /Dosage /Duration : Dhatri Louha 500 mg. (one capsule) twice daily
after meal for forty five (45) days with warm
water.
In the pre-treatment phase de-worming should be done with the prescription of one
chewable tablet stat of 400 mg. Albendazole, 7 days before the treatment phase to all cases
included in the trial.
Design of the study : Open trial
Total period of the study : 1 year (recruitment of Subjects upto the end of 6th
month , continuation of trial therapy till end of 8th
month, last 4 months for compilation of data and
statistical analysis)

V. CRITERIA FOR INCLUSION


1 Age between 15 to 60 years
2 Haemoglobin level between 8 to 10 gm /dl.
3 Serum iron content < 50 ìg /L
4 S. Ferritin < 30 ìg /L
5 MCHC < 34 g/dl
6 MCV <80fL.
7 Peripheral smear of blood shows hypochromic / microcytic anaemia

832
VI. CRITERIA FOR EXCLUSION
1. Age less than 15 years and more than 60 years.
2. Pregnancy and lactation
3. Severe Renal / Hepatic/ Cardiac disease
4. Any continuing blood loss e.g. Haematemesis, Melaena, bleeding piles etc.
5. Dimorphic anaemia

VII. CRITERIA FOR WITHDRAWAL


During the course of the trial treatment, if any serious condition or any serious adverse
events which requires urgent treatment or if subjects themselves want to withdraw from the study,
such subjects may be withdrawn from the trial.

VIII. ROUTINE EXAMINATION AND ASSESSMENT


The full details of screening, history and physical examination of the subjects will be
recorded as per case record form I & II. Clinical and physiological assessment in form III and
laboratory investigations in forms IV A, B, C, D will be done at 0, 15th, 30th & 45th days
respectively. Consolidated data on periodical observation will be recorded in case record form V
at 45th day.

IX. CRITERIA FOR ASSESSMENT


Changes in haemoglobin % (Cyanomethamoglobin method), MCV, MCHC (Mean
Corpuscular Haemoglobin Concentration), Serum Iron and Serum Ferritin levels will be considered
for assessing the outcome of the treatment on 0, 15th, 30th and 45th day. The safety parameters
(liver and kidney function tests) will be assessed at 0 and 45th day.

X. STATISTICAL ANALYSIS
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. However the data of each case will have
to be communicated on completion of trial therapy to the Statistical Officer of CCRAS through e-
mail (ccras_stat@nic.in).

XI. TRIAL MONITORING AND DATA ANALYSIS:


CCRAS, Hqrs, New Delhi will undertake the monitoring of progress of the trial and data
analysis.

833
XII. ETHICAL REVIEW:
A. Institutional Ethical Committee (IEC): The proposal will be placed before Institutional
Ethical Committee (IEC) of trial center for getting clearance certificate before the project is
initiated. Patient’s information sheet and informed consent form will be submitted along with
project proposal for approval by IEC.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at
Hqrs will carefully monitor the data and side effects during the period of study and put in a place
where by prompt reporting of adverse events occur and take appropriate steps in case of any
adverse events occur. The data will be reviewed for every 20 participants included into the study
and administered the trial drugs. The research team will report immediately to the PI and Data
Monitoring Board if any life threatening conditions whether they are perceived to be study related
or not. The Board decides whether the adverse effects warrant discontinuation of the study
protocol. Protocols will be written and approved for the treatment of study related adverse events.

XIII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS


A consolidated amount of Rs. _____ /- per visit i.e., on the 1st day of recruitment after
screening, 15th day, 30th day and 45th day (4 times)

XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED


Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multicentric trial at CCRAS Hqrs., New Delhi. The investigators and
technicians will be detailed about the clinical trial conduct and laboratory procedures in order to
maintain the uniformity.

XV. LABORATORY INVESTIGATIONS


The Laboratory Investigations (Pathological/Biochemical etc.), which are not available at
research institutes should be conducted at identified reputed Labs /Government Institutes under
intimation to this Council following codal formalities.

834
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR
I certify that I have disclosed all details about the study in the terms easily understood by
the subject.
Date: ___________ Signature of the investigator: _______________________
Name ________________________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician about the purpose of
the clinical trial and the nature of drug treatment and follow-up, including the laboratory
investigations to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Multicentric Open Clinical Trial of Selected (Dhatri Lauha) Drugs in
Iron Deficiency Anaemia.”

Date: _____________ Name of subject: _________________________


Signature or Thumb impression: ______________

Date: _____________ Name of witness: _________________________

Signature or Thumb impression: ______________


Relationship: _____________________________

Translate into regional language

835
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
PATIENT INFORMATION SHEET

What is the study about?


Iron Deficiency Anaemia is a worldwide problem with the highest prevalence in developing
countries. It is found especially among women of childbearing age, young children and during
pregnancy & lactation. In conventional medicine various forms of iron viz. Ferrous sulfate, ferrous
fumerate etc. are commonly prescribed, but these therapies have their certain limitations.
The council has initiated scientific studies for revalidation (through measurable objective
parameters) of certain classical formulations that are being successfully prescribed by Ayurvedic/
Siddha physicians without any side effects since centuries. In scientific studies no adverse effects
are reported.

Beneficiaries and benefits


Subjects suffering from Iron Deficiency Anaemia, after free consultation and screening by
physician, if found suitable shall be provided free medicines & laboratory investigations etc. for
certain time. Consolidated amount for traveling / wage loss shall be provided to the suitable
individuals on each visit till completion of the study.

What will you have to do?


Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 15 days. During treatment period,
you are expected to visit the hospital three times i.e. on 0th, 8th, 15th, 30th and 45th day for clinical
and physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, required objective tests and laboratory investigations will also be done.

If you are found eligible, you would be put on trial treatment for 45 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until your next
visit. If any adverse reactions like skin allergy, nausea, vomiting and palpitation/tremor etc., noticed
during the treatment period, this should be noticed to the Principle Investigator.

Translated into regional language

836
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
CASE REPORT FORM I – SCREENING
BEFORE TREATMENT
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01


2. Center: ____________________

3. Subject Name__________________________________
4. Sex Male Female

5. Date of birth : Age (in years):

6. Address: Permanent postal address with phone number & E-mail if any.
_____________________________________________________________________
_____________________________________________________________________

CRITERIA FOR INCLUSION Yes (1) No (0)


1. Age between 15 to 60 years
2. Hemoglobin level between 6 to 10 gm / dl

3. Serum iron content < 50 ìg /dl

4. S. Ferritin < 30 ìg /L

5. MCHC < 34 g/dl

6. MCV<80 fl

7. Peripheral smear for blood shows

8. Hypochromic & Microcytic anaemia

CRITERIA FOR EXCLUSION Yes (1) No (0)


9. Age less than 15 years and more than 60 years.
10. Pregnant / lactating woman

837
11. Severe Renal/Hepatic/Cardiac disease*
12. Any continuing blood loss e.g. hematemesis,
melena and bleeding piles etc.
13. Dimorphic anaemia
14. History of Chronic Infections

A patient is eligible for admission to the trail


If Sl. No. 1 – 8 is ‘Yes’ and Sl. No. 9 – 14 are ‘No’
If enrolled:-

Subject Sl. No.: ____________ No. of strips issued__________

Date: _______________ Signature of the Investigator: ________________


Name of the Investigator: ___________________

* Normal range of values for Sl. No. 17


Liver function tests
a). S. Bilirubin
i. Total 0.3 – 1.0 mg/dl
ii. Direct 0.1 – 0.3 mg/dl
b). SGPT 0 – 35 IU/L
c). SGOT 0 – 35 IU/L
d). S. Alkaline phosphatase 30 – 120 IU/L
e). S. Proteins (Total) 5.5 – 8.0 g/dl
i. Albumin 3.5 – 5.5 g/dl
ii. Globulin 2.0 – 3.5 g/dl

Renal function tests


f). Blood urea 15 – 40 mg/dl
g). S. Creatinine < 1.5 mg/dl

838
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
CASE REPOTR FORM II – HISTORY
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01

2. Center: ____________________

3. Sr. No. of the Subject: _______________________________


4. Subject Name: ______________________________________

5. Sex Male Female

6. Date of birth : Age (in years):

7. Address: Permanent postal address with phone number & E-mail if any.
__________________________________________________
__________________________________________________
8. Educational status: Illiterate 1 Read and Write 2
Primary School 3 Middle School 4
High School 5 College 6
Other (specify) 7 I.N.A. 8

9. Annual Income of the family Rs.

10. Total number of members sharing the income:

11. Occupation: Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

If Field work, indicate nature of work: ________________________________________

839
HISTORY OF PRESENT ILLNESS:
Chief complaints with duration (in days)
Yes (1) No (0) If Yes Duration (in days)

12. Weakness

13. Fatigue

14. Palpitation

15. Effort intolerance

16. Breathlessness

17. Swollen feet

18. Asymptomatic

19. Onset of disease Acute 1 Insidious 2


20. Previous episodes Yes 1 No 2

21. Duration of disease (in days)

PERSONAL HISTORY:
Addictions: Yes (1) No (0)

22. Alcohol:

23. Tea / Coffee more than 4 times a day

24. Tobacco

If yes: Chewing 1 Smoking 2 Both 3


25. Diet Vegetarian 1 Non-vegetarian 2
26. Menstrual history: Regular 1 Irregular 2
If irregular, Specify___________________________________
Duration of menstruation Up to 5 days 1 5-7 days 2 More than 7 days 2
Quantity Normal 1 Abnormal 2
If abnormal, specify__________________________________

840
27. Sharirik Prakriti: Vata 1 Pitta 2 Kapha 3
Vata-Kaphaj 4 Vata-Pittaja 5 Pittaja-Kaphaja 6
Sannipataja 7

PHYSICAL EXAMINATION:
28. Built Lean 1 Medium 2 Heavy 3
29. Gait Normal 1 Abnormal 2
30. Body weight (Kg.) __________
31. Height (cm.)_________
32. Body temperature (oF)____________
33. Blood pressure (in sitting posture of right upper limb) –
Systolic_______mm/Hg
Diastolic _______mm/Hg
34. Pulse rate__________/min. (Radial pulse of right upper limb)
35. Respiration rate _________/min.
Present (1) Absent (0)

36. Pallor

37. Koilonychia

38. Lymphadenopathy

SYSTEMIC EXAMINATION:
Normal (0) Abnormal (1)

39. CVS with chest

If Abnormal, specify abnormalities________________________________

40. CNS

If abnormal, specify abnormalities________________________________

41. Digestive system

841
If abnormal, specify abnormalities________________________________

42. Uro-genital system

If abnormal, specify abnormalities________________________________


43. Respiratory system
If abnormal, specify abnormalities________________________________
44. Abdomen Palpable (1) Not palpable (0)

Liver

Spleen

SAMPRAPTI (PATHOGENESIS)

Vata (1) Pitta (2) Kapha (3)


45. Anubandhya dosha

46. Anubandh dosha

47. Avraka dosha

48. Ksheena dosha

49. Ksheena dhatu: Rasa 1 Rakta 2 Mamsa 3 Meda 4


Asthi 5 Majja 6 Shukra 7 Oja 8
50. Dusya Rasa 1 Rakta 2 Mamsa 3 Meda 4

Asthi 5 Majja 6 Shukra 7 Oja 8

Date: __________________ Signature of the Investigator: ____________________

Name of the Investigator: ______________________

842
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
CASE REPORT FORM – III PERIODICAL OBSERVATION AND CLINICAL
ASSESSMENT
(0th day)
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01

2. Center: _______________________

3. Sr. No. of the Subject: ____________________________


4. Subject Name: ___________________________________
5. Sex Male 1 Female 2

6. Date of birth : Age (in years):

7. Date of Assessment:

Chief complaints with duration (in days)


Yes (1) No (0) If yes, Duration (in days)

8. Weakness

9. Fatigue

10. Palpitation

11. Effort intolerance

12. Breathlessness

13. Swollen feet

Yes (1) No (0)

14. Asymptomatic

15. Other Associated Symptoms

843
If yes, specify: ___________________________
___________________________
___________________________

Date: ______________ Signature of Investigator: _________________

Name of Investigator: ____________________

844
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
CASE REPORT FORM – III PERIODICAL OBSERVATION AND CLINICAL
ASSESSMENT
(On 15th Day)
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01


2. Center: ____________________

3. Sr. No. of the Subject: ___________________________


4. Subject Name: __________________________________
5. Sex Male 1 Female 2
6. Date of birth : Age (in years):

7. Date of Assessment:

Chief complaints with duration (in days)

Yes (1) No (0) If yes, Duration (in days)


8. Weakness
9. Fatigue

10. Palpitation

11. Effort intolerance

12. Breathlessness

13. Swollen feet

14. Asymptomatic

15. Other Associated Symptoms

If yes, specify: ___________________________


___________________________

845
Adverse Reactions: Present (1) Absent (0) If yes, Duration (in days)

16. Burning sensation in abdomen

17. Nausea

18. Diarrhoea

19. Skin rashes

20. Any other adverse complaints/observations specify______________________________


21. Overall clinical assessment:
Improved 1 No change 2 Deteriorated 3
22. Overall impression of well being by the Subject:
Improved 1 No change 2 Deteriorated 3
23. Status of the subject:
Continuing 1
Drop out 2 Reason: _____________________________________________
Death 3 Cause: ______________________________________________
If continuing, No. of blisters issued: __________________________________________

Date: ______________ Signature of Investigator ____________________

Name of Investigator ______________________

846
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
CASE REPORT FORM – III PERIODICAL OBSERVATION AND CLINICAL
ASSESSMENT
(On 30th Day)
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01

2. Center: _______________________

3. Sr. No. of the Subject: ____________________________


4. Subject Name: ___________________________________
5. Sex Male 1 Female 2

6. Date of birth : Age (in years):

7. Date of Assessment:

Chief complaints with duration (in days)


Yes (1) No (0) If yes, Duration (in days)

8. Weakness

9. Fatigue

10. Palpitation

11. Effort intolerance

12. Breathlessness

13. Swollen feet

14. Asymptomatic

15. Other Associated Symptoms


If yes, specify: ___________________________
___________________________

847
Adverse Reactions: Present (1) Absent (0) If yes, Duration (in days)
16. Burning sensation in abdomen

17. Nausea

18. Diarrhoea

19. Skin rashes

20. Any other adverse complaints/observations specify_______________________________


21. Overall clinical assessment:
Improved 1 No change 2 Deteriorated 3
22. Overall impression of well being by the Subject:
Improved 1 No change 2 Deteriorated 3
23. Status of the subject:
Continuing 1
Drop out 2 Reason: ______________________________
Death 3 Cause: _______________________________
If continuing, No. of blisters issued: __________________________

Date: ______________ Signature of Investigator __________________

Name of Investigator ____________________

848
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
CASE REPORT FORM – III PERIODICAL OBSERVATION AND CLINICAL
ASSESSMENT
(On 45th Day)
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01


2. Center: _______________________

3. Sr. No. of the Subject: ___________________________


4. Subject Name: __________________________________
5. Sex Male 1 Female 2
6. Date of birth : Age (in years):
7. Date of Assessment:

Chief complaints with duration (in days)


Yes (1) No (0) If yes, Duration (in days)
8. Weakness

9. Fatigue

10. Palpitation

11. Effort intolerance

12. Breathlessness

13. Swollen feet

14. Asymptomatic

15. Other Associated Symptoms

If yes, specify: ___________________________


___________________________

849
Adverse Reactions: Present (1) Absent (0) If yes, Duration (in days)

16. Burning sensation in abdomen

17. Nausea

18. Diarrhoea

19. Skin rashes

20. Any other adverse complaints/observations specify_______________________________


21. Overall clinical assessment:
Improved 1 No change 2 Deteriorated 3
22. Overall impression of well being by the Subject:
Improved 1 No change 2 Deteriorated 3
23. Status of the subject:
Completed 1
Drop out 2 Reason: _____________________________
Death 3 Cause: ______________________________

Date: ______________ Signature of Investigator __________________

Name of Investigator ____________________

850
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
CASE REPORT FORM IV-A – LABORATORY INVESTIGATIONS
(0th Day)
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01


2. Center: ____________________
3. Sr. No. of the Subject: ___________________________
4. Subject Name: __________________________________
5. Sex Male 1 Female 2

6. Date of birth : Age (in years):

7. Date of Assessment:

URINE EXAMINATION
Routine
Absent (0) Present (1)

8. Sugar

9. Albumin

10. Bile Salts

11. Bile Pigments

Microscopic
Absent (0) Present (1)

12. RBC

13. Pus Cells

14. Epithelial Cells

15. Any others _________________________________________

851
STOOL EXAMINATION
Routine
Absent (0) Present (1)

16. Occult Blood

Microscopic
Absent (0) Present (1)

17. Ova/Cyst

BLOOD
18. TC (Cells/Cu. mm.) _______________
19. DC: P ______ (%) L ______ (%) E ______ (%) M ______ (%) B ______ (%)
20. ESR (mm / 1st hour.) _________________
21. M.C.H.C. (g/dl)______________________
22. M.C.V. (fl)__________________________
23. Serum iron (ìg/dl)_____________________
24. Serum ferritin (ìg/L) ___________________
25. Hb (g/dl) (Cyanomethamoglobin method) _____________________________________
26. PCV (%) _________________
27. TIBC (μg/dl) ____________
28. General Blood Picture for morphology of RBC ______________________________

Normocytic Normochromic (1) Normocytic Hypochromic (2)

Macrocytic Normochromic (3) Macrocytic Hypochromic (4)

Microcytic Hypochromic (5)

Liver function tests


29. Serum Bilirubin
Total (mg/dl) ________
Direct (mg/dl) _________

852
30. SGPT (IU/L) ________
31. SGOT (IU/L) ________
32. S. Alkaline phosphatase (U/L) ________
33. S. Proteins (Total) (g/dl) _____________
34. Albumin (g/dl) ________
35. Globulin (g/dl) ________
Renal function tests
36. Blood urea (mg/dl) __________
37. S. Creatinine (mg/dl) _________

Date: _____________ Signature of the Investigator ______________

Name of the Investigator _________________

853
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN
IRON DEFICIENCY ANAEMIA.
CASE REPORT FORM IV-B – LABORATORY INVESTIGATIONS
(15th Day)
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01


2. Center: _______________________

3. Sr. No. of the Subject: ___________________________


4. Subject Name: __________________________________
5. Sex Male 1 Female 2
6. Date of birth : Age (in years):

7. Date of Assessment:

8. M.C.H.C. (g/dl)____________________
9. M.C.V. (fl)________________________
10. Serum iron (ìg/dl)___________________
11. Serum ferritin (ìg/L) _________________
12. Hb (g/dl) (Cyanomethamoglobin method) _______
13. PCV (%) _______________
14. TIBC (ìg/dl) ___________
15. General Blood Picture for morphology of RBC ____________________
Normocytic Normochromic (1) Normocytic Hypochromic (2)

Macrocytic Normochromic (3) Macrocytic Hypochromic (4)

Microcytic Hypochromic (5)

Date: _____________ Signature of the investigator ___________________


Name of the investigator _______________________

854
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN
IRON DEFICIENCY ANAEMIA.
CASE REPORT FORM IV-B – LABORATORY INVESTIGATIONS
(30th Day)
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01

2. Center: _______________________

3. Sr. No. of the Subject: ___________________________


4. Subject Name: __________________________________
5. Sex Male 1 Female 2

6. Date of birth : Age (in years):

7. Date of Assessment:

8. M.C.H.C. (g/dl)____________________
9. M.C.V. (fl)________________________
10. Serum iron (ìg/dl)___________________
11. Serum ferritin (ìg/L) _________________
12. Hb (g/dl) (Cyanomethamoglobin method) _______
13. PCV (%) _______________
14. TIBC (ìg/dl) ___________
15. General Blood Picture for morphology of RBC ____________________

Normocytic Normochromic (1) Normocytic Hypochromic (2)

Macrocytic Normochromic (3) Macrocytic Hypochromic (4)

Microcytic Hypochromic (5)

Date: _____________ Signature of the investigator ____________________


Name of the investigator ________________________

855
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
CASE REPORT FORM IV-A – LABORATORY INVESTIGATIONS
(45th Day)
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01

2. Center: ____________________

3. Sr. No. of the Subject: ___________________________


4. Subject Name: __________________________________
5. Sex Male 1 Female 2

6. Date of birth : Age (in years):

7. Date of Assessment:

URINE EXAMINATION
Routine
Absent (0) Present (1)
8. Sugar
9. Albumin

10. Bile Salts

11. Bile Pigments

Microscopic
Absent (0) Present (1)

12. RBC

13. Pus Cells

14. Epithelial Cells

15. Any others: ___________________________________

856
STOOL EXAMINATION
Routine Absent (0) Present (1)

16. Occult Blood

Microscopic
Absent (0) Present (1)

17. Ova/Cyst

BLOOD
18. TC (Cells/Cu. mm.) _______________
19. DC: P _____ (%) L _____ (%) E _____ (%) M _____ (%) B _____ (%)
20. ESR (mm / 1st hour.) __________
21. M.C.H.C. (g/dl)________________
22. M.C.V. (fl)______________________
23. Serum iron (ìg/dl)_____________________
24. Serum ferritin (ìg/L) __________________
25. Hb (g/dl) (Cyanomethamoglobin method) ____________________
26. PCV (%) ___________
27. TIBC (μg/dl) ___________
28. General Blood Picture for morphology of RBC ______________________

Normocytic Normochromic (1) Normocytic Hypochromic (2)

Macrocytic Normochromic (3) Macrocytic Hypochromic (4)

Microcytic Hypochromic (5)

Liver function tests


29. Serum Bilirubin
Total (mg/dl) ________
Direct (mg/dl) _________
30. SGPT (IU/L) ________

857
31. SGOT (IU/L) ________
32. S. Alkaline phosphatase (U/L) ________
33. S. Proteins (Total) (g/dl) _____________
34. Albumin (g/dl) ________
35. Globulin (g/dl) ________

Renal function tests


36. Blood urea (mg/dl) ________
37. S. Creatinine (mg/dl) ________

Date: _____________ Signature of the Investigator ____________________

Name of the Investigator _______________________

858
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
MULTICENTRIC OPEN CLINICAL TRIAL OF SELECTED DRUGS IN IRON
DEFICIENCY ANAEMIA
CASE RPORT FORM – V
(Enter a √ in the appropriate box)

1. Code No. (of clinical trial): 01

2. Center: _______________________

3. Sr. No. of the Subject: ___________________________


4. Subject Name: __________________________________
5. Sex Male 1 Female 2
Sl Subjective/ objective 0 day/BT 15th day 30th day 45thday/AT
Parameters Dt. Dt. Dt. Dt.
Yes No Yes No Yes No Yes No
(1) (0) (1) (0) (1) (0) (1) (0)
1. Weakness
2. Fatigue
3. Palpitation
4. Effort intolerance
5. Breathlessness
6. Swollen feet

7. Other Associated Symptoms if Any [Specify]

Adverse reactions
8. Burning sensation in Not applicable
abdomen

859
9. Nausea Not applicable
10. Diarrhoea Not applicable
11. Skin rashes Not applicable
12 TC (Cells/Cu. mm.)
DC (%) 13. P 13. P
14. L 14. L
15. E Not applicable Not applicable 15. E
16. M 16. M
17. B 17. B
18 ESR (mm / 1st hour.) Not applicable Not applicable
19 M.C.H.C. (g/dl)
20 M.C.V. (fl)
21 Serum iron (ìg/dl)
22 Serum ferritin (ìg/L)
23 Hb (g/dl)
(Cyanomethamoglobin
method)
24 PCV (%)
25 TIBC (ìg/dl)
26 General Blood
Picture for
morphology of RBC
Liver function tests
S. Bilirubin
27. Total (mg/dl)
28. Direct (mg/dl)
29. SGPT (IU/L)
Not applicable Not applicable
30. SGOT (IU/L)

860
31. S. Alkaline
phosphatase (U/L)
32. S. Proteins (Total)
(g/dl)
33. Albumin (g/dl)
34. Globulin (g/dl)
Renal function tests
35. Blood urea (mg/dl)
Not applicable Not applicable
36. S. Creatinine (mg/dl)
Urine Examination
Routine
37. Sugar
38. Albumin (gm/dl) Not applicable Not applicable

39. Bile Salts


40. Bile Pigments
Microscopic
41. RBC
42. Pus Cells
Not applicable Not applicable
43. Epithelial Cells
44. Any others
Stool Examination
45. Occult Blood Not applicable Not applicable

46. Ova/Cyst Not applicable Not applicable


47. Overall clinical assessment
Improved 1 No change 2 Deteriorated 3
48. Overall impression of well being by the Subject:
Improved 1 No change 2 Deteriorated 3

861
49. Status of the subject:
Completed 1
Drop out 2 Reason: ______________________________
Died 3 Cause: _______________________________

Date: ______________ Signature of the investigator _____________________

Name of the investigator: _______________________

862
TO EVALUATE THE SAFETY AND EFFICACY OF
AYUSH-RP IN SICKLE CELL ANEMIA

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

863
Blank

864
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
TO EVALUATE THE SAFETY AND EFFICACY OF AYUSH-RP IN SICKLE
CELL ANAEMIA

I. BACKGROUND
Sickle Cell Anaemia (SCA) is a chronic hemoglobinopathy characterized by frequent
episodes of painful arises, widespread tissue infarcts causing multisystem dysfunction, chronic
anaemia, increased susceptibility to infection & growth retardation (Francklin Bunn 1987). There
are many genotypes of sickle hemoglobinopathies e.g. Sickle Cell Anaemia, Sicke Cell traint (HbS
trait), S/ß0 thalassemia/Sß + thalassemia haemoglobin SC, SD, SE. The prototype of Sickle
hemoglobinopathy is Sickle Cell anemia, is the homozygous state for HbS. The Sickle Cell Anemia
is caused by a mutation in the ß-globin gm that changes the sixth amino acid from Glutamic acid
to valine HbS ß2ß26Glu’→Val). Hypoxia, pyrexia & acidosis aggravate sickling. The precipitating
cause is not always detectable. The Clinical features of Sickle Cell disorder have got maximum
resemblance with Raktadusti, Jeernajwara, hepatomegaly, splenomegaly) rather than Pandu
Roga as described in Compendiums of Ayurvedic System of Medicine. A variety of drugs like
urea, zinc, cyanate, vitamin-E, magnesium sulphate, cietidil, 5 azamutidine, hyperbolic oxygen and
pentoxifyline, etc. have all produced equivocal results. Recently antibiotic prophylaxis with
splenectomised patient, vigorous hydration with narcotic analgesic. Exchange blood transfusion,
hydroxurea, S-Arginine, folic acid supplements, clotirimazole are the mainstay of treatment but
recent treatment proved to be expensive & toxic side effect (Bone marrow toxicity of
hydroxyurea). Bone marrow transplantation is most effective treatment in modern medicines but it
is too expensive. Therefore, this study aims to evaluate the effect of Ayurvedic drug which has low
cost, probably low toxicity and probably that lessons the sickle cell crises.
II. AIM & OBJECTIVES
The objectives will be to evaluate the changes in frequency of Sickle Cell crisis with
AYUSH-RP in Sickle Cell Anaemia.

References
1. API, Textbook of Medicine 5th Edition Reprint 1994 P.997-998
2. Davidson’s Principle and Practice of Medicine 19th Edition p.926-927
3. Harrison’s is Principle of Internal Medicine 15th Edition 669-671
4. Hemoglobin level and prevention of repeated Blood transfusion in sickle cell disorders with
classical Ayurvedic formulation, R.K.Panda. JRAS XVII, 47-55.

865
III. CENTRES -
Identified CCRAS Institutes.
IV. SAMPLE SIZE AND METHODS
Sample size: 20 subjects per centre.
Drug:
(i) Drug/Dosage/Duration: Ayush-RP 500 2 cap. BID with lukewarm water for six
months before food for six months.
(ii) Design of the study - Open trial (Pilot study)
Duration of the study – 6 months with drug and without follow up for another six
months.
Total period of the study - 2 years. (Recruitment for nine months. Treatment and follow
up for one year and three months for statistical analysis).
V. CRITERIA FOR INCLUSION
1. Age >5 years with or without fever, muscular pain in both extremities & Hepatomegaly.
2. Patients having hemoglobin > 5 gm%.
3. Diagnosed Patients on the basis of peripheral smear for sickling & Haemoglobin
Electrophoresis.
VI. CRITERIA FOR EXCLUSION
4. Patient with Hb% < 5 gm%.
5. Patient with end stage renal disease.
6. Patient with documented infection.
7. Severe liver dysfunction.
8. Patient with acute chest syndrome (Like Respiratory failure, pulmonary edema/ embolism/
infarction.
9. Patient on bone marrow transplant/renal transplant.
VII. CRITERIA FOR WITHDRAWAL
During the course of trial if any serious condition (Liver, kidney and lungs function
deteriorates) develops which requires urgent treatment such subject may be withdrawn from trial
& managed by principle investigator accordingly.

866
VIII. ROUTINE EXAMINATION AND ASSESSMENT
The full details of history and physical examination of the patients will be recorded as per
the proforma (Forms I & IA). Clinical assessment will be done before drug administration, at the
start of the treatment and then monthly during treatment period and follow up period for 6 month.
The laboratory investigations will be recorded before drug administration, at the start of treatment
then monthly during treatment period and follow up.
IX. CRITERIA FOR ASSESSMENT OF RESULT OF TREATMENT
METHOD OF ASSESSMENT:
Two parameters subjective and objective were used for assessment of progress:
i. SUBJECTIVE PARAMETERS: The symptoms e.g. fever, weakness, abdominal
discomfort & pain in extremities observed during the follow up period were grades
0,1,2,3 on the basis of severity and duration. The improvement was confirmed from
favourable shift grade of each sign & symptoms from grade 3-0 as follows.

SUBJECTIVE SYMPTOMS GRADES


Fever 0,1,2,3
Weakness 0,1,2,3
Abdominal discomfort 0,1,2,3
Pain in the extremities 0,1,2,3

ii. OBJECTIVE PARAMETERS:


i. Increase level of Haemoglobin.
ii. Change of size of liver and spleen.
iii. Changes of frequency of crisis.
XI. STATISTICAL ANALYSIS:
On the basis of above mentioned subjective and objective parameters result will be
analyzed using appropriate statistical parameters.
XII. TRIAL MONITORING AND DATA ANALYSIS:
The progress of the trial will be monitored by field visits by Monitoring Unit and Staff of
collaborating agencies (Department of ISM&H and ICMR, Hqrs, New Delhi.) regularly.
Data analysis will be undertaken at the Monitoring Unit/Department of ISM & H.

867
XIII. ETHICAL REVIEW:
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at
Hqrs. will carefully monitor the data and side effects during the period of study and put in
a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research
team will report immediately to the PI and Data Monitoring Board if, any life threatening
conditions whether they are perceived to be study related or not. The Board decides
whether the adverse effects warrant discontinuation of the study protocol. Protocols will be
written and approved for the treatment of study related adverse events.

868
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
TO EVALUATE THE SAFETY AND EFFICACY OF AYUSH-RP IN SICKLE
CELL ANEMIA
CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending Physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, herby give my consent to be included as a subject
in the clinical trial of Ayurvedic drug in Sickle Cell Anaemia.

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

869
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL TO EVALUATE THE EFFECT OF AYURVEDIC DRUG IN SICKLE
CELL ANAEMIA
PATIENT INFORMATION SHEET

What is the study about?


Sickle Cell Anaemia (SCA) is a chronic hemoglobinopathy characterized by frequent
episodes of painful crisis, widespread tissue infarcts causing multisystem dysfunction, chronic
anemia increased susceptibility to infection and growth retardation. It is caused by mutation in the
B-globin of haemoglobin. In Indian, it is more prevalent in tribal area of Orissa, Madhya Pradesh,
Maharashtra. It occurs in both sexes occurrence at the ages of 3 to 30 yrs. There are various
modern drug available but recent treatment proves to be expensive and have toxic side effects.
Therefore, this study aims to evaluate the safety & efficacy of Ayurvedic drug in Sickle Cell
Anaemia which has low cost & probably low toxicity (the symptoms of gastrointestinal tract e.g.
Nausea, vomiting, diarrhoea, any abdominal discomfort if any).
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take 6 month treatment period. During this period you
have to visit at beginning of treatment and monthly during treatment period and follow up for
clinical assessment and Lab. Investigation.
Before you start of treatment clinical assessment and the biochemical test will be carried
out. If your diagnosis is confirmed and you will be a fit case you will be subjected to this study
for the period of one year you will be supplied with the sufficient quantity of medicine to last until
your next visit and once in every months the clinical assessment and blood test will be repeated to
assess therapeutic efficacy of drug.

To be translated into regional language.

870
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL TO EVALUATE THE EFFECT OF AYURVEDIC DRUG IN SICKLE
CELL ANAEMIA
CASE REPORT FORM PART-I – SCREENING

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Patient No.

4. Name of the patient: ………………………………........ Age .................. Sex .................

5. Address : ..............................................................................................................................

CRITERIA FOR INCLUSION

6. Age >5 years with or without fever, muscular pain in both extremities & Hepatomegaly.

7. Patients having haemoglobin >5 gm%.

8. Diagnosed Patients on the basis of peripheral smear for sickling & Haemoglobin Electrophoresis.

CRITERIA FOR EXCLUSION

9. Patient with Hb% < 5 gm%

10. Patient with End stage renal disease.

11. Patient with documented infection.

12. Severe liver dysfunction

13. Patient with acute chest syndrome (Like Respiratory failure, pulmonary edema/ embolism/
infarction.

12. Patient on bone marrow transplant/renal transplant

If yes to 4-6 & no to 7-12, then patient should be included into the study.

871
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR TO EVALUATE THE EFFECT OF AYURVEDIC DRUG IN
SICKLE CELL ANAEMIA
CASE REPORT FORM PART-II HISTORY PROFORMA

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Patient No.

4. Name of the patient: ………………………………........ Age .................. Sex .................

5. Address : ..............................................................................................................................

6. Date of admission: Date of Discharge :

7. Educational status:

Illiterate 1 Read and write 2 Primary 3

Middle school 4 High school 5 College 6

Others (specify) 7 INA 8

8. Occupation Desk work 1 Field work 2

Field work with physical labour 3

Field work with intellectual 4

Indicate nature of work…………………………….................................

9. Total income of the family in rupees

10. Income per capita per month in rupees :

11. Religion: Hindu Muslim Sikh

Christian Parsi

12. Marital status: Married Unmarried Divorcee/separated

872
Chief Complaints with Duration (in days) Present Absent Duration

13. Fever

14. Weakness

15. Pain in hip and shoulder joints.

16. Any other joint pains.

17. Pain in extremities


back, hand, foot, muscle

18. Abdominal discomfort

19. Yellowish Eye, yellow colour urine

20. Any altered sensation in the limbs

21. Chest pain (pleuritic)

22. Any rash

23. Priapism

24. Any C/o growth retardation.

25. Any vision disturbances

26. Any other complaints specify.

History of Present Illness

Past history of illness: History of bleeding from the nose and history of conversion, giddiness
fainting, attack, CVA, if any

27. Onset of disease Acute Insidious

28. Previous episodes Yes No

29. Type of fever-periodicity 24 hrs. 48 hrs.

30. Duration of disease (in days)

873
31. Treatment given so far Ayurvedic medicine Modern medicine

Unani Homoeopathy

Siddha Mixed

Spell out the medicine and results obtained

_______________________________________________________________________
_______________________________________________________________________

Personal History :

Yes No

32. Smoking

33. Obesity

34. Non-Vegetarian

35. Alocholic

36. Prakriti

Vataj Pittaj Kaphaj

Vataja-Kaphaja Vataj-Pittaja Pittaja-Kaphaja

Sannipataja

37. Manas Prakriti

Sattava Rajas Tamas

Sattava-Rajas Rajas-Tamas Sattva-Tamas

Sama

Physical Examination

38. Built Lean Medium Heavy

39. Gait Normal Abnormal

40. Body weight (in Kgs.)

874
41. Body temerature :

42. Blood pressure (Systolic/Diastolic)

43. Pulse

44. Respiration

Present Absent

45. Cynosis

46. Anaemia

47. Jaundice

48. Pigmentation

49. Clubbing of fingers

50. Ulcer

51. Lymphadenopathy

52. Rash/erythema, pallor

Systemic Examination

Normal Abnormal

53. C.V.S. with chest

If abnormal, specify abnormalities : ......................................................................................

54. C.N.S.

If abnormal, specify abnormalities : ......................................................................................

55. Digestive system

If abnormal, specify abnormalities : ......................................................................................

56. Uro-genital system

If abnormal, specify abnormalities : ......................................................................................

875
57. Respiratory system

If abnormal, specify abnormalities: _________________________________

58. Liver Palpable Not palpable

Size in cm.

59. Spleen Palpable Not palpable

Size in cm.

Present Absent

60. Tumour/Lump

61. Portal ascites

SAMPRAPTI (PATHOGENESIS) OF THE DISEASE ACCORDING TO AYURVEDIC


CONCEPT

Vata Pitta Kapha

62. Anubandhya dosha

63. Anubandh dosha

Avrak dosha

Ksheen dosha

Ksheen dhatu Rasa Rakta Mamsa

Meda Asthi Majja

Shukra Oja

Dusya Rasa Rakta Mamsa

Meda Asthi Majja

Shukra

876
{}
64. Stages of disease (Roga Kriya Kala)

Sanchaya Prakopa Prasar

Sthansamshraya Vyakti Bheda

65. Srotas Pareeksha

Pranvaha Srotas

Alpa Alpa Swasa (Shortened breathing)

Atisrama Swasa (Increased respiration rate)

Abhiksham Swasa (Chyne stroke breathing)

Kupit Swasa (Vitiated breathing)

Sashula Swasa (Dyspnoea with pain)

877
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR TO EVALUATE THE EFFECT OF AYURVEDIC DRUG IN
SICKLE CELL ANAEMIA
CASE REPORT FORM III – CLINICAL & PHYSIOLOGICAL ASSESSMENT
(Monthly during treatment period and follow up)
1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the Subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Date of Birth: Age (in yrs.) :

6. Date of Assessment :

Clinical Symptoms Absent Present

7. Relief in fever

8. Weakness

9. Abdominal discomfort

10. Pain in extremities

11. Pain in hip and shoulder joints

12. Any other joint pains

13. Other complaints, if any (Specify)_____________________________________________

14. Any other non-specific symptoms

If yes, Present specify _____________________________________________________

15. Frequency of crisis

16. Adverse reaction: No (0) Yes (1)

If yes, details: ___________________________________________________________

878
17. Overall clinical assessment by the Doctor:

Improved (1) No change (2) Deteriorated (3)

18. Status of the patient:

Continuing (1)

Drop out (2) Reason: _____________________________

Died (3) Cause: _______________________________

19. Systolic blood pressure (mm of Hg) __________________________________________

20. Diastolic blood pressure (mm of Hg) _________________________________________

21. Weight (kg) _____________________________________________________________

Date: ____________ Signature of the Investigator:________________

879
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
PROTOCOL FOR TO EVALUATE THE EFFECT OF AYURVEDIC DRUG IN
SICKLE CELL ANAEMIA
(Monthly during treatment and monthly during follow up)
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
(To be done before, at the end of three months and end of the treatment)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the Subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Date of Birth: Age (in yrs.) :

6. Date of Assessment :

7. Urine Examination

Routine____________ Microscopic___________

8. TC (Cells/Cmm.) __________________________

9. DC: P (%)_______ L (%)_______ E (%)_______ M (%)_______ B (%)_______

10. Hb(g/dl) _________.

11. PCV (%) ___________

12. ESR (1st hour) (mm) _____________________

13. BT

14. CT

15. Platelet count

16. Reticulocyte count

880
17. Peripheral smear for sickling (before treatment only)

18. Serum Iron (Microgram per dl.)

19. Serum Ferritin (Nanogram/ml.)

20. Sickling test (before and end of the treatment only)

21. Haemoglobin Electrophoresis (before treatment only)

22. Serum Hb. F level (0 and 6 months)

Serum Hb. S level (0 and 6 months)

23. B. Urea (mg./dl) ________________

24. S. Creatinine (mg./dl) ________________

Liver function tests

25. S. Bilirubin

26. SGPT

27. SGOT

28. S. Alkaline phosphates

29. S. Proteins

881
Blank

882
IMMUNE SYSTEM

SECTION - XV
Blank

884
EVALUATION OF EFFICACY OF AYUSH-QOL-2 IN
HIV INFECTED PERSONS AS AN SUPPORTIVE
THERAPY

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

885
Blank

886
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
EVALUATION OF EFFICACY OF AYUSH-QOL-2 IN HIV INFECTED
PERSONS AS AN SUPPORTIVE THERAPY

I. BACKGROUND
Acquired immunodeficiency Syndrome1 or AIDS is a disease of the defense system of the
body. The causative organism is Human Immunodeficiency Virus (HIV), which belongs to the
family of human retroviruses. This virus attacks the immune system of the human beings, leading
to depletion of CD4 cells resulting in immunodeficiency. Because of immunodeficiency the person
becomes susceptible to various secondary infections and neoplasm that are AIDS-definiting illness.
The World Health Organisation estimates that there are over 1.75 millions HIV infected
adults throughout India. In majority of cases infection occur through sexual route and rest through
blood transfusion, injecting drugs etc.
There are four broad approaches to the treatment of HIV infection. These include 1.
Treatment or prophylaxis of specific opportunistic infections 2. General management 3. Anti
retroviral agents, which include reverse transcriptase (RT) inhibitors and proteinase inhibitors 4.
Immunorestorative therapy.
Presently Zidovadine (AZT), Didanosine, Zalcitabine and Lamivudine are available RT-
inhibitors; Saquinavir, Kitovavir and Indinovir are the available proteinase inhibitors.
However, the major limitations of these drugs to be used in our country include 1.
Restricted availability in our country. 2. Major side effect 3. High cost 4. Unequivocal findings in
their role in preventing progression to AIDS related complex (ARC) or AIDS.
WHO had noticed inability of people in developing countries to purchase costly medicines
used in the treatment of AIDS. Hence it is trying to promote indigenous drugs available in these
countries, through scientific study.
Since the initial recognisition of the clinical manifestations of HIV-1 infection are the result
of declining cellular and humoral immune responsiveness, there have been a number of efforts to
reverse this decline through the use of a) agents with putative general immune enhancing activity
and b) recombinant cytokines. However, these are complicate both by uncertainty of mechanism
in terms of agents with putative general immune enhancing activity and by the complex immune
regulatory milieu in which either general immune modulators or cytokines are used.
Immune based therapeutic intervention for HIV-1 infection may be divided into two broad
categories. These include reconstitution of general immune responsiveness and augmenting HIV-
1 specific immune responses.
1. Harrison’s Principle of Internal medicine: 15th Edition

887
The development of highly active antiretroviral drugs, especially protease inhibitors, has
resulted in the identification of potent combination regimens that clearly serve as the main stay of
current therapy for HIV infection. However, despite the profound suppression of viral replication
that can be seen with these combination therapies, the level of immune restoration associated with
such therapies appear to be limited in many patients. Furthermore, the duration of viral suppression
in many patients is also limited, especially for those with long exposure histories to many of the
available antiretroviral drugs, which were often utilized sequentially as single agents. Thus
identification of effective alternative therapeutic approaches for the treatment of HIV-infected
patients is essential.
Some studies showed that Ayurvedic preparations were effective only if used as
prophylactic and not if used as curative. They produce most of their effects by primarily acting on
the immune system. It had been shown that Ayurvedic preparations, given to rats whose
macrophages have been overloaded with a fat lipofyundin, were unable to stimulate macrophages
and thus proving that stress induced damage is no preventable.
Ayurvedic preparations act primarily by activating the macrophages. It increases the
phagocytic activity of macrophages and also induces expression of MHC-II antigens indicating
enhancement of their antigen-presenting ability. In vitro, treatment of mice splenocytes with
Ayurvedic preparations stimulated the production of II-2, IFN-Gamma and TNF-Alpha reflecting
activation of Th-1 type of T cell responses. Since Th-1 type of response has been implicated with
the cell mediated immunity the therapeutic effect of Ayurvedic preparation, as reported may be
mediated by activation of cellular immune responses. In fact, the antimicrobial properties of
Ayurvedic preparation have found to be mediated by the immune system.
In the Indian scenario, Ayurveda could possibly contribute in this respect by using rasayana
and balya oushadi dravyas. The development of immune-potentiators with Ayurvedic drugs has
opened an entirely new chapter in therapeutics.
In AIDS the patient losses something essential. The cellular immunity becomes defenseless
against the pathogens and suffers from various clinical manifestations. These manifestations are
similar to that of OJOKSHAYA2-3 or BALAKSHAYA patients, depicted in Ayurvedic classics.
By administrating the rasayana medicaments meant for ojovardhaka, balavardhaka which will
promote the process of dhatu poshana and enrich ojus and thus leads to improve the vital
strength and immunity or vyadhi kshamatva (non-specific immunity).

2. Charaka Samhita, Sutra Sthana Chapter – 17/73, Vidyotini Hindi Vyakhya by Vd. Ambikadatta
Shastry, Choukhamba Orientalia, Varanasi
3. Ambika Dutta Sashtri (1989) Susruta Samhita (text with Hindi commentary), Sutra Sthana, Chapter
15/24, VIIth, Edition Chaukhamba Sanskrit Series Office, Varanasi.

888
If AIDS is treated in this way, it may lead to break through for newer views in solving the
problem.
Hence the present study is designed to evaluate efficiency of certain selected Ayurvedic
formulations in HIV/AIDS patients as a supportive therapy for improving quality of life. The
selected drug will be evaluated for its rasayana and balya properties.

II. OBJECTIVE
The study is aimed to evaluate the efficacy of the Ayush-QOL-2 in HIV infected persons,
as a supportive therapy for the improvement of quality of life.

III. CENTRES
CCRAS identified centers.

IV. SAMPLE SIZE & METHODS


Sample size : 100 subjects (divided in to two equal groups) per centre
Group I : Available standard management + Ayush – QOL –2 (considered as trail
group) – 50 subjects
Group-II : Available standard management for HIV/AIDS patients+ Placebo
(placebo/control drug will be made similar to trial drug) - 50 subjects
Dose of the trial drug : 2 tablets (500 mg/tab) tid
Type of study : Double blind randomized controlled trial.
Level of study : OPD level only.
Period of study : Six months.
Follow-up :
A. During study, patients will be screened for HIV/AIDS depending upon the investigations
report and other clinical signs and symptoms. ELISA will be used for screening and western blot
test for confirming of HIV infections. Patients will be followed for a period of six months and
were carried out investigations CD4+, Beta-2 micro globulin level, Viral load and gm% of
Haemoglobin with interval of two months.
B. In addition to laboratory findings, change in body weight, reduction in opportunistic
infections, improvement in Karnofsky performance score and improvement in clinical status of the
patient will be reviewed periodically.

889
V. CRITERIA FOR INCLUSION:
1. Age group – 20 to 60 irrespective of sex
2. Seropositive to HIV-1 or HIV-2 or both
3. Western Blot positive
4. CD4 count ranging from 200-500/cu. mm
5. Hb gm% at least 7 gm%
6. Patients with normal hepatic and renal function
7. Patients with total lymphocyte count 2000/cu.mm and platelet counts 75000/cu.mm
8. Able to understand and give written consent

VI. CRITERIA FOR EXCLUSION:


1. Pregnant or lactating females.
2. Presence of serious systemic illness – e.g. Chronic renal failure, hepatic failure,
cardiovascular diseases, endocrinal or metabolic disorders (such as diabetes
mellitus).
3. History suggestive of pulmonary tuberculosis, pneumocystis, carinii pneumonia,
toxoplasmosis.
4. Patients suffering from secondary infections or opportunistic infections like severe
chronic diarrhoea, all types of pneumonias, disseminated diseases, brain abcesses,
meningitis, encephalitis, herpes simplex, herpes zoster, syphilis, toxoplasmosis,
cytomegalovirus infection.
5. Patients with neoplasms – visceral kaposi’s, lymphomas, invasive cervical
carcinoma.
6. Other conditions like peripheral neuropathies, pancreatitis, G6PD deficiency, HIV
wasting syndrome etc. that may potentially interfere with the study.
7. Past history of drug allergies.

VII. CRITERIA FOR WITHDRAWAL:


A patient may be withdrawn from the study in case of any one of the following
• Development/occurrence of a life threatening illness.

890
• Severe adverse effect of the drug.

VIII. ROUTINE EXAMINATION AND ASSESSMENT:


The efficacy of the trial drug will be assessed on the basis of changes in clinical parameters
as well as laboratory investigations.

A. Clinical parameters:
i. Weight gain
ii. Improvement of Karnofsky performance score
iii. Reduction in opportunistic infections
iv. Improvement in clinical status of the patient (subjective scales of measurement of
symptomatic improvement 0=Static; 1=Mildly better; 2=Moderately better;
3=Much better)

B. Laboratory investigations:
i. Increase in CD4 count
ii. Decrease in Beta-2 micro globulin level
iii. Decrease in viral load
iv. Increase in Hb%

IX. GENERAL MANAGEMENT:


Patients will be managed on OPD level only at HIV/AIDS clinic, J.J. Hospital, Mumbai.
Physicians on the set proforma will make periodic assessments.
Patients will be instructed to avoid other forms of medicines during the period of trial.
They should report to the physicians immediately for appropriate treatment in the event of
development of other diseases.
Strict confidentiality of all data collected will be maintained to prevent embarrassment of
victimization of patients. Consent form will be obtained from every patient.

X. STATISTICAL ANALYSIS
Before treatment and after treatment data on clinical and laboratory parameters taken into
account for diagnosis and for the assessment of results of treatment will be tabulated and analysed

891
using suitable statistical method.

XI. TRIAL MONITORING AND DATA ANALYSES


The monitoring of progress of the trial and data analysis will be undertaken by CCRAS.

XII. ETHICAL REVIEW


Each Institutional Ethical Committee (IEC) of participating Centre’s should give clearance
certificate before the project is initiated. Patient’s information sheet and informed consent form
should be submitted alongwith project proposal for approval by IEC. Both should be maintained
in duplicate with one copy given to the patient at the time of entry to the trial.

892
APPENDIX
KARNOFSKY PERFORMANCE SCORE REFERENCE SHEET

Able to carry on normal activity; No special care is needed


100 Normal; No complications; No evidence of disease.
90 Able to carry on normal activity.
80 Normal activity with effort; Some signs (or) symptoms of disease.

Unable to work; Able to live at home; Care for most personal needs; A varying amount of
assistance is needed
70 Cares for self; Unable to carry on normal activity (or) to do active work.
60 Requires occasional assistance and frequent medical care
50 Requires considerable assistance and frequent medical care.

Unable to care for self; requires equivalent of institutional or hospital care; Disease may be
progressing rapidly
40 Disabled; Requires special care and assistance.
30 Severely disabled, hospitalization is indicated, though death is not imminent.
20 Very sick; Hospitalization is necessary; Active supportive treatment is necessary.
10 Moribund; Fatal processes are progressing rapidly.
0 Dead

893
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR
I certify that I have disclosed all details about the study in the terms easily understood by
the patient.

Date:___________ Signature _________________________


Name ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as
a subject in the clinical trial on “Evaluation of Efficacy of Ayush QOL-2 in HIV Infected
Persons as an Supportive Therapy”

Date: ________________ Signature or Thumb impression_________


Name of subject____________________

Date: ________________ Name of witness: ___________________


Signature or Thumb impression: ________
Relationship: _______________________

To be translated into regional language

894
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
EVALUATION OF EFFICACY OF AYUSH-QOL-2 IN HIV INFECTED
PERSONS AS AN SUPPORTIVE THERAPY
PATIENT INFORMATION SHEET

What is the study about?


Acquired immunodeficiency Syndrome or AIDS is a disease of the defense system of the
body. The causative organism is human immunodeficiency virus (HIV), which belongs to the
family of human retroviruses. This virus attacks the immune system of the human beings, leading
to depletion of CD4 cells resulting in immunodeficiency. Because of immunodeficiency the person
becomes susceptible to various secondary infections and neoplasm that are AIDS-definiting illness.
The World Health Organisation estimates that there are over 1.75 millions HIV infected
adults throughout India. In majority of cases infection occur through sexual route and rest through
blood transfusion, injecting drugs etc.
There are four broad approaches to the treatment of HIV infection. These include 1.
Treatment or prophylaxis of specific opportunistic infections 2 General management 3. Anti
retroviral agents, which include reverse transcriptase (RT) inhibitors and proteinase inhibitors 4.
Immunorestorative therapy.
Presently Zidovadine (AZT), Didanosine, Zalcitabine and Lamivudine are available RT-
inhibitors; Saquinavir, Kitovavir and Indinovir are the available proteinase inhibitors.
However, the major limitations of these drugs to be used in our country include 1.
Restricted availability in our country. 2. Major side effect 3. High cost 4. Unequivocal findings in
their role in preventing progression to AIDS related complex (ARC) or AIDS.
WHO had noticed inability of people in developing countries to purchase costly medicines
used in the treatment of AIDS. Hence it is trying to promote indigenous drugs available in these
countries, through scientific study.
Since the initial reorganization of the clinical manifestations of HIV-1 infection are the result
of declining cellular and humoral immune responsiveness, there have been a number of efforts to
reverse this decline through the use of a) agents with putative general immune enhancing activity
and b) recombinant cytokines. However, these are complicating both by uncertainty of mechanism
in terms of agents with putative general immune enhancing activity and by the complex immune
regulatory milieu in which either general immune modulators or cytokines are used.
Immune based therapeutic intervention for HIV-1 infection may be divided into two broad

895
categories. These include reconstitution of general immune responsiveness and augmenting HIV-
1 specific immune responses.
The development of highly active antiretroviral drugs, especially protease inhibitors, has
resulted in the identification of potent combination regimens that clearly serve as the main stay of
current therapy for HIV infection. However, despite the profound suppression of viral replication
that can be seen with these combination therapies, the level of immune restoration associated with
such therapies appear to be limited in many patients. Furthermore, the duration of viral suppression
in many patients is also limited, especially for those with long exposure histories to many of the
available antiretroviral drugs, which were often utilized sequentially as single agents. Thus
identification of effective alternative therapeutic approaches for the treatment of HIV-infected
patients is essential.
Some studies showed that Ayurvedic preparations were effective only if used as
prophylactic and not if used as curative. They produce most of their effects by primarily acting on
the immune system. It had been shown that Ayurvedic preparations, given to rats whose
macrophages have been overloaded with a fat lipofyundin, were unable to stimulate macrophages
and thus proving that stress induced damage is no preventable.
Ayurvedic preparations act primarily by activating the macrophages. It increases the
phagocytic activity of macrophages and also induces expression of MHC-II antigens indicating
enhancement of their antigen-presenting ability. In vitro, treatment of mice splenocytes with
Ayurvedic preparations stimulated the production of II-2, IFN-Gamma and TNF-Alpha reflecting
activation of Th-1 type of T cell responses. Since Th-1 type of response has been implicated with
the cell mediated immunity the therapeutic effect of Ayurvedic preparation, as reported may be
mediated by activation of cellular immune responses. In fact, the antimicrobial properties of
Ayurvedic preparation have found to be mediated by the immune system.
In the Indian scenario, Ayurveda could possibly contribute in this respect by using rasayana
and balya oushadi dravyas. The development of immune-potentiators with Ayurvedic drugs has
opened an entirely new chapter in therapeutics.
In AIDS the patient losses something essential. The cellular immunity becomes defenseless
against the pathogens and suffers from various clinical manifestations. These manifestations are
similar to that of OJOKSHAYA - or BALAKSHAYA patients, depicted in Ayurvedic classics.
By administrating the rasayana medicaments meant for ojovardhaka, balavardhaka which will
promote the process of dhatu poshana and enrich ojus and thus leads to improve the vital
strength and immunity or vyadhi kshamatva (non-specific immunity). If AIDS is treated in this
way, it may lead to break through for newer views in solving the problem.

896
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 180 days. During treatment period,
you are expected to visit the hospital in 30 days interval for clinical and physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, required objective tests and laboratory investigations will also be done.
If you are found eligible, you would be put on trial treatment for 6 months.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principal Investigator.

To be translated into regional language.

897
EVALUATION OF EFFICACY OF AYUSH-QOL-2 IN HIV INFECTED
PERSONS AS AN SUPPORTIVE THERAPY
EVALUATION OF EFFICACY OF AYUSH-QOL-2 IN HIV/AIDS PATIENTS
CASE REPORT FORM -I SCREENING
1. Code No. (of clinical trial)

2. Centre _______________________________________

3. Name of the patient_______________________________________________________


4. Gender: Male 1 Female 2

5. Date of Birth: Age (in yrs.)

6. Address: ______________________________________________________________

CRITERIA FOR INCLUSION


Yes (1) No (0)

1. Age group – 20 to 60 irrespective

2. Seropositive to HIV-1 or HIV-2 or both

3. Western Blot positive

4. CD4 count ranging from 200-500/cu.mm

5. Hb gm% at least 7 gm%

6. Patients with normal hepatic and renal function

7. Patients with total lymphocyte count 2000/cu.mm

8. Platelet counts 75000/cu.mm

CRITERIA FOR EXCLUSION

Yes (1) No (0)


9. Pregnant or lactating females

10. Presence of serious systemic illness

11. History suggestive of pulmonary tuberculosis,

898
pneumocystis, carinii pneumonia, toxoplasmosis.
12. Patients suffering from secondary infections or
opportunistic infections
13. Patients with neoplasms

14. Peripheral neuropathies, pancreatitis, G6PD


deficiency, HIV wasting syndrome etc.

15. Past history of drug allergies.

A patient is eligible for admission to the trail


If Sl. No. 1 – 8 is ‘Yes’ and Sl. No. 9 – 15 are ‘No’
If admitted:
Sr. No. of the Subject: _______________

Group: Control Trial

No. of packets issued:

Date: ______________ Signature of the Investigator_______________

899
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
EVALUATION OF EFFICACY OF AYUSH-QOL-2 IN HIV INFECTED
PERSONS AS AN SUPPORTIVE THERAPY
CASE REPORT FORM-II HISTORY
(Enter a √ in the appropriate box)
1. Code No. (of clinical trial)

2. Centre __________________________________

3. Sl. No. of the subject: ___________________________________________________


4. Name of the patient_______________________________________________________
5. Gender: Male 1 Female 2
6. Address: _______________________________________________________________
7. Educational Status
Illiterate 1 Read and Write 2 Primary School 3
Middle School 4 High School 5 College 6
Other (specify) 7 I.N.A. 8
8. Occupation Desk work 1 Field work 2
Field work with physical labour 3
Field work with intellectual 4
Indicate nature of work: . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . .
9. Income per capita per month in Rs

10. Total family members:

11. Marital Status: Married 1 Unmarried 2 Widow 3


Divorced 4 Widower 5
In case of (3), (4) or (5) since when ________________________________________
12. Sexual History Heterosexual 1 Homosexual 2
Bisexual 3 Multi partner 4
Abstentation 5

900
If yes
13. History of exposure towards No Yes No. of Month/year Place
medical causes (0) (1) times Latest episode
1. Blood transfusion
2. Blood products
3. Major surgery
4. I.V drug use
5. Needle pricks/Needle stick injury
6. Other relevant causes

14. History of present illness: _____________________________________________


_____________________________________________
_____________________________________________
15. History of past illness: _____________________________________________
_____________________________________________
_____________________________________________
16. Family History _____________________________________________
_____________________________________________
_____________________________________________
17. Personal History
No (0) Yes (1)
1. Active drug abuse

2. Consumption of alcohol

3. Smoking habit

901
18. Examination of the Patient
A. General Examination No (0) Yes (1) If yes, duration
(in months)

1. Fatigue

2. Fever

3. Night sweats

4. Anorexia

5. Weight loss

6. Diarrhoea

7. Cough

8. Breathlessness

9. Headache

10.Vomiting

11.Oedema

12.Dermatitis

13.Herpes

14.Any others

B. Systemic Examination Normal Abnormal


1. Respiratory system

If abnormal, give the details: _________________________________________

2. Cardiovascular system

If abnormal, give the details: _________________________________________

3. Gastro-Intestinal system

If abnormal, give the details: _________________________________________

902
4. Central nervous system

If abnormal, give the details: _________________________________________

5. Genito-Urinary system

If abnormal, give the details: __________________________________________

C. Vital Signs: Present Absent

1. Pallor

2. Icterus

3. Cyanosis

Central/Peripheral)

4. Clubbing

5. Koilonychia

6. Oedema

a. Legs

b. Face

c. General

7. Lymphadenopathy

If present, size (cm)____________________


Site: Cervical____________ Axillary____________ Inguinal_______________
8. Temperature (0F):_________________
9. Pulse (rate/min.):_________________
10. Blood Pressure (Systolic/Diastolic) in mm of Hg: ____________________________

D. Anthropometry:
1. Height (in cm): _______________
2. Weight (in Kg): _______________

903
3. Chest circumference (in cm): _______________
4. Abdominal circumference (in cm): _______________
5. Mid arm circumference (in cm): _______________
6. Thigh circumference (in cm): _______________
19. Past Drug Schedule

S.No. Name of medication Period of Prescribed by Total daily Duration


treatment (in days)
From To Dose Unit
1.
2.
3.
4.
5.
6.
7.
8.

20. Past Adverse Drug Effects

S.No. Name of Drug Details of Adverse Effects Definite/Possible


1.
2.
3.
4.
5.
6.
7.
8.

Date: ____________ Signature of the Investigator: ____________________

904
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
EVALUATION OF EFFICACY OF AYUSH-QOL-2 IN HIV INFECTED
PERSONS AS AN SUPPORTIVE THERAPY
CASE REPORT FORM-III LABORATORY INVESTIGATIONS
(All investigations to be carried out during pre-entry screening level. During treatment CD4
count, Beta-2 micro globulin level, Viral load and gm% of haemoglobin will be done at every
two months interval)

General Information
1. Code No. (of clinical trial)
2. Centre _____________________
3. Sl. No. of the subject:
4. Name of the patient_______________________________________________________
5. Gender: Male 1 Female 2

6. Date of Birth: Age (in yrs):

7. Date of starting treatment:

8. Date of assessment: Month No:

Blood Tests
Negative (0) Positive (1)

9. HIV Antibodies by ELISA test

10. Western Blot test

11. Beta-2 micro globulin:____________________________________________________


12. PCR (Infectious particles/ml.):______________________________________________

Cell Count Normal range


13. Haemoglobin : ________________ 12-16 gm/dl
14. RBC counts : ________________ 4-6 x 103/¼L
15. PCV : ________________ 37-52%

905
16. ESR (1 hour) : ________________ 10-20 mm
17. Leucocyte count : ________________ 4,000-10,000/¼L
18. Neutrophil count : ________________ 40-60%

Lymphocyte Count
19. Total T-Lymphocyte count : ________________ 60-88%
20. Total CD4 count : ________________ 32-66%
21. Total CD8 count : ________________ 10-43%
22. CD4 : CD8 ratio : ________________ 1
23. Platelet count : ________________ 150,000-400,000/¼L

Blood Chemistry
24. VDRL Negtive (0) Positive(1) (titre:____________)
25. HBV testing Negtive (0) Positive(1) (titre:____________)
26. Blood sugar (mg%) : ________________ 60-100 mg/100 ml
27. Blood urea (mg%) : ________________ 14-38 mg/ 100 ml
28. Serum Creatinine (mg%) : ________________ 0.5-1.8 mg/100 ml
29. Serum Uric acid (mg%) : ________________ 2.0-6.0 mg/100 ml
30. Serum Bilirubin (mg%) : ________________ 0.1-0.8 mg/100 ml
31. SGOT (IU) : ________________ 0.20 IU/ml
32. SGPT (IU) : ________________ 0.15 IU/ml

Proteins (gm%)
33. Total protein : ________________ 6-18 gm/dl
34. Albumin : ________________ 3.5-5.5 gm/dl
35. Globulin : ________________ 2.0-3.6 gm/dl
36. Prothrombin time (sec.) : Normal 11-14_________(Control)________(Patient)

906
Skin Sensitivity Test (With 5 units)
37. Mantoux test (mm) : ________________ Normal 10 mm
38. Urine
Routine _______________________________________________________________
Microscopic___________________________________________________________
39. Stool Examination
Routine ________________________________________________________________
Microscopic___________________________________________________________
40. Chest X-ray : _________________________________________________________
41. ECG : _________________________________________________________

Final Diagnosis

42. CDC STAGE: Stage II (2) Stage III (3)

Stage IV (4)

43. Sr.No. ________________________________________________________________

44. Group: Control Trial

Date:________________ Signature of Investigator: _______________________

907
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
EVALUATION OF EFFICACY OF AYUSH-QOL-2 IN HIV INFECTED
PERSONS AS AN SUPPORTIVE THERAPY
CASE REPORT FORM-IV ASSESSMENT
1. Code No. (of clinical trial)
2. Centre _____________________
3. Sl. No. of the subject:
4. Name of the patient______________________________________________________
5. Gender: Male 1 Female 2

6. Date of Birth: Age (in yrs):

7. Clinical Parameters
Clinical (Parameters) Before the trial Follow-up period (in months)
i. Weight 0 1 2 3 4 5 6
ii. Karnofsky (Performance) score
iii. Incidences of opportunistic infections
iv. Clinical status of the patient
1. Fatigue
2. Fever
3. Night sweats
4. Anorexia
5. Diarrhoea
6. Cough
7. Breathlessness
8. Headache
9. Vomitting
10. Oedema

908
11. Dermatitis
12. Herpes
13. Any others

8. Laboratory Parameters
Laboratory Parameters Before the trial Follow-up period (in months)
0 2 4 6
v. CD4 Count
vi. Bet-2 micro globulin level
vii. Viral load
viii. Haemoglobin (gm%)

9. Sr.No. of the subject: _________________________

10. Group Control Trial

11. Was the patient withdrawn from the trial? No (0) Yes (1)

If yes, principal investigator to record all details below)


12. Remarks, if any: ___________________________________________________
___________________________________________________
___________________________________________________

Date: _____________ Signature of the Investigator: ____________________

909
Blank

910
DISORDERS OF SKIN

SECTION - XVI
Blank

912
EVALUATION OF THE THERAPEUTIC EFFECT OF
SINGLE DRUGS/COMPOUND AYURVEDIC
FORMULATIONS AND SHODHANA THERAPY IN THE
MANAGEMENT OF KITIBHA (PSORIASIS)

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

913
Blank

914
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA
AND SIDDHA
EVALUATION OF THE THERAPEUTIC EFFECT OF SINGLE DRUGS/
COMPOUND AYURVEDIC FORMULATIONS AND SHODHANA THERAPY IN
THE MANAGEMENT OF KITIBHA (PSORIASIS)

I. BACKGROUND:
Psoriasis1 is a common chronic non-infectious skin disease said to be idiopathic, according
to modern medicine. In Ayurveda the causative factors of skin disease are elaborately classified.
Continued practice of Apathya Aharavihara and Manovriti, the doshas and dhatus are vitiated and
cause Kitibha. In Kitibha vatakapha doshas are predominantly involved and this disease is
included under the category of ‘Kshudra Kushtha’. Kitibha is roughly compared and accepted
with Psoriasis of Modern Medical diagnosis. Cases characterized with well defined erythematus
plaques with large adherent silvery scale with exfoliation are taken up for study.
The preliminary clinical trials with Kaisoraguggulu, Arogyavardhini and Nimbidin were
conducted earlier with different external applications groups of Samana therapy and one groups of
Shodhana therapy along with rasayana treatment is taken up for clinical evaluation. This study is
conducted in O.P.D and I.P.D. levels.

AYURVEDIC LITERATURE
Earlier studies in Kitibha confirmed that, this disease can be equated with Psoriasis
especially with stable plaque Proriasis. The signs and symptoms of Kitibha shown below are
almost identical with Psoriasis.
1. Ruksha - Dryness of the skin
2. Kinakharasparsa - Hard an torturous skin
3. Kandu - Itching
4. Parushya - Roughness
5. Asita - Hyperpigmentation

1 References: Charaka Samhita, Chikitsa Sthana Chapter– 7, Vidyotini Hindi Vyakhya by Vd. Ambikadatta
Shastry, Choukhamba Orientalia, Varanasi

915
As per Ayurvedic concept, Kitibha is classified under Kshudra Kushtha. The line of
treatment for Kitibha is based in the general treatment of kushtharoga. The main treatment is
sodhana followed by Samana and Rasayana therapy. Many single and compound herbal and
herbomineral preparations are mentioned in Ayurvedic classics and text books. Plant origin drugs
like Nimba, Bhallataka, Aragwadha, Madhusnuhi, Khadira, Majishta, Haridra, Guduchi, Bakuchi,
Chakramarda, Guggulu, Karanja etc. mineral origin drugs like Rasa, Gandhaka etc and animal
origins like Gomutra, Ghee etc. are some of the drugs used alone and as ingredients in many
important compound preparations in various Kushtarogas.
Although there are many single and compound medicines prescribed for the treatment of
Kushtharogas there is no special scientific study carried out in single or compound drugs to
evaluate their therapeutic effect in a particular disease like Kitibha. So here are a few group of
drugs are giving to evaluate their therapeutic effect in Kitibha.

MODERN CONCEPT
In Psoriasis, main abnormality is of increased epidermal proliferation due to excessive
multiplication of cells in the basal layers. The transit time of keratinosite shortened and epidermal
turn over is reduced from 28 to 34 days. Even though the etiology is unknown, the factors
involved are genetic, biochemical, immunopathological and dermal. These factors may not be fully
sufficient to develop Psoriasis, precipitating factors like trauma, infections, sunlight some drugs and
emotions may cause flare up of the disease. There are different types of Psoriasis like Stable
Plaque Psoriasis, Guttate Psoriasis, Erythrodermic Psoriasis, Pustular Psoriasis. Of these, Stable
plaque Psoriasis is dry silvery white scales. The elbow, knee, lower back are commonly involved
areas, other sites include are scalp, nails, flexures, palm and napkin area.
Guttate Psoriasis is common in children and adolescents. The rashes often appear rapidly
and lesions are small, scaly and drop-let shape. Usually the lesions plaque disappears in a few
months, but later it may develop into plaque pattern. Erythrodermic lesions are red and scaly.
Shivering is also severe in this group due to considerable heat loss. In Pustular Psoriasis, sudden
onset with myriads of small sterile pustule erupting on an erythematous base. This type is
generalized from which is rare but serious type and it requires hospitalization. Localized form is
more common and involve mostly in palm and soles. The eruption consists of numerous small
sterile pustule lying on an erythematous base.Psoriatic arthropathy involves terminal interphalangeal
of toes and fingers and larger joints like sacroiliac joints and lumbarspine.Coaltar preparations,
calcipotriol, retinoides, corticosteroids an ultraviolet radiation are the local measures to manage
Psoriasis. The systemic treatment commonly used are photo chemotherapy with PUVA, retinoides,
mothotrexate and cyclosporine-A under regular specialist supervision. Systemic treatment is given
only when the local measures fail to respond.

916
II. OBJECTIVES
To evaluate the therapeutic effect of single drugs/compound Ayurvedic formulations and
Shodhana therapy in the management of Kitibha (Psoriasis).

III. SAMPLE SIZE AND METHOD


The patients between the age group of 15 to 70 years in either sex presenting the clinical
symptoms of the disease mentioned in the clinical protocol will be taken for trial. After taking
detailed clinical history careful physical examination supported with positive laboratory findings, the
patients will be put under trial either by admitting in the I.P.D. or as an outpatient. Patients
suffering from sub-acute stage of Psoriasis during that particular period with not less than 30%
involvement of the body surface alone will be taken for trial. Patients having less than 10 years
duration will be taken for the study. Patients who can report in person every week in the out
patient department will be included for clinical trial.
Number of patients in each group: 50 patients
Groups: three different groups
Type of Study: Single Blind
Level of Study: O.P.D. and I.P.D. level
Period of Study: 3 months (90 days), 15 days interval.
Follow Up: After completion of the trial, patients are advised to report in the O.P.D. of the
Institute once in every month continuously for twelve months.

DOSE SCHEDULE
Group 1:
- Arogyavardhini 500 mg along with Kaisoraguggulu 1 mg thrice daily for 3 months.
- Chakramarda Keratailam for external application

Group 2:
- Panchanimba lauha churna 2 gms, Kamadudha rasa 250 mg and haridrakhanda 3 gm
(mix together in a single dose) twice daily.

Group 3:
- Snehapana for 7 days with Mahatiktaka Ghrita, Mrudu Swedana for one day.

917
- and Samsarjana
- Then after Rasayanaprayoga with Bhallataka for 3 months.

IV. INCLUSION CRITERIA

- Shodhana

V. EXCLUSION CRITERIA
Age below 15 years and above 60 years, patients suffering from any severe systemic
disease like Diabetes, Renal disease, H/O Liver disease, in the recent past VDRL positive cases
will be excluded form the trial.
Patients with other forms of Psoriasis like Guttate, Pustular, Erythrodermic, Psoriatic
arthropathy and patients addicted to alcohol will not be included in the trial.

VI. CRITERIA FOR WITHDRAWL


1. Personal matters
2. Inter current illness
3. Aggravation of complaints
4. Any other

VII. CRITERIA FOR EXAMINATION AND ASSESSMENT


The diagnosis will be made on the basis of the following clinical findings.
1. Typical distribution of the Psoriatic lesions on the surface of the body such as elbow,
knee, lower back, scalp, nails etc.
2. Well defined non-indurated, dry erythematous area with silvery layer scaling.
3. The candle grease sign, kobener’s phenomenon and the pin point bleeding on removal
of scale.
4. Little or no itching.
5. History or previous attack or seasonal relapse.
6. Positive Histo-pathological findings.
7. Assessment of cases will be carried out weekly.

918
VIII. CRITERIA FOR ASSESSMENT OF RESULTS
Result of the treatment will be graded as follows:
1. Complete relief:
(a) 100% relief of sign and symptoms of the disease indicated under the head of
diagnosis.
(b) Complete disappearance of the disease as evident in the colour photographic
assessment.
(c) Favorable alterations in the laboratory investigations.
(d) Considerable improvement in the general well being of the patient (Both subjective
an objective).
2. Marked relief:
(a) 76% to 99% relief. Improvement of the presenting clinical symptoms of the disease
recorded earlier.
(b) Significant change in the skin lesions observed in the photographic assessment.
(c) Satisfactory change in the laboratory investigations.
(d) Overall improvement in the well being of the patients.
3. Moderate relief:
(a) 51% to 75% relief in signs and symptoms recorded earlier.
(b) Satisfactory change in the skin lesions observed in the photographic assessments.
(c) No change in the laboratory investigations
(d) Satisfactory improvement in the general well being of the patient.
4. Mild relief:
(a) 10% to 50% improvement in the clinical symptoms of the disease.
(b) No change in laboratory findings.
(c) Mild improvement in the well being of the patient.
5. No relief:
(a) No relief or below 10% improvement
(b) No change in laboratory findings
(c) No change in photographic assessment

919
(d) No improvement in the well doing of the patient.

IX. STATISTICAL ANALYSIS


Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools.

X. TRIAL MONITORING AND DATA ANALYSES


The progress of the trial will be monitored by CCRAS Hqrs. New Delhi. Data analysis
will be undertaken at the Monitoring Unit CCRAS Hqrs. New Delhi

XI. ETHICAL REVIEW


Each Institutional Ethical Committee (IEC) of participating centres should give clearance
certificate before the project is initiated. Patient’s information sheet and informed consent form
should be submitted alongwith project proposal for approval by IEC. Both should be maintained
in duplicate with one copy given to the patient at the time of entry to the trial.

XII. TRAVELING EXPENSES FOR RESEARCH SUBJECTS


A consolidated amount of Rs.……. /- per visit after screening and at the end of
every further visit.

XIII. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED


Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multi-centric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.

XIV. LABORATORY INVESTIGATIONS


The Laboratory Investigations (Pathological/Biochemical, etc.), which are not available at
research Institutes should be conducted at identified reputed labs /Government Institutes under
intimation to this Council following codal formalities.
Blood: TLC, DLC, Hb%, ESR, Blood Sugar, Serum Cholesterol, VDRL
Urine: Albumin, Sugar, Bile Salt and routine investigations.
Stool: Ova, Cyst.
These investigations will be repeated every fifteen days.

920
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.

Date: ___________ Signature _________________________


Name ___________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the
clinical trial and the nature of drug treatment and follow-up, including the laboratory investigations
to be performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so. I am willing to undergo any risk for inclusion in
this study.
I, exercising my free power of choice, hereby give my consent to be included as a
subject in the clinical trial on “Evaluation of the therapeutic effect of single drugs/compound
Ayurvedic formulations and Shodhana therapy in the management of Kitibha (Psoriasis).”

Date: ________________ Name of subject__________________________


Signature or Thumb impression_______________

Date: ________________ Name of witness: _________________________


Signature or Thumb impression: ______________

To be translated into regional language.

921
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
EVALUATION OF THE THERAPEUTIC EFFECT OF SINGLE DRUGS/
COMPOUND AYURVEDIC FORMULATIONS AND SHODHANA THERAPY IN
THE MANAGEMENT OF KITIBHA (PSORIASIS)
PATIENT INFORMATION SHEET

What is the study about?


Psoriasis is a chronic recurrent intractable disease with world wide distribution. It
constitutes almost 10% of all skin diseases. Although Psoriasis is not a life threatening disease, it
is associated with disfigurement, restrictions of activities and complications like arthritis. As far as
curative aspect of the treatment of the disease is concerned, ever after the discoveries of certain
advanced medicines, there is no effective treatment except symptomatic relief temporarily in
modern medicine.

What will you have to do?


Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 90 days. During treatment period,
you are expected to visit the hospital in 15 days interval for clinical and physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, required objective tests and laboratory investigations will also be done.
If you are found eligible, you would be put on trial treatment for 3 months.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principal Investigator.

To be translated into regional language.

922
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
EVALUATION OF SINGLE/COMPOUND/HERBOMINERAL COMPOUND
DRUGS
CASE REPORT FORM I- SCREENING
1. Name of the patient: ..............................................Age: ................ Sex: .......................
2. Address: .................................................................................................................................
3. Centre: ..................................................................

4. Code No. (of clinical trial):

5. Patient No.

6. Group No. Group 1 Group 2

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age between (15 – 70 yrs)

2. Kandu

3. Ruksha

4. Parushya

5 Rekamandala

6. Twakvigalana

7. Nuna Twakvivarnya

8. Ati Twakvaivarnya

CRITERIA FOR EXCLUSION Yes (1) No (0)

9. Acute Guttate

10. Flexular

11. Pustular

923
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF SINGLE/COMPOUND/HERBOMINERAL
COMPOUND DRUGS
CASE REPORT FORM II – HISTORY

(Enter a √ in the appropriate box)

1. Name of the patient: .................................................... Age: ................... Sex: ..................


2. Address: .................................................................................................................................

3. Date of admission: Date of Discharge:

4. Center: .................................................................................................................................

5. Code No. (of clinical trial):

6. Patient No:

7. Group No: 1 2 3
8. Educational status:
Illiterate 1 Read and Write 2 Primary School 3
Middle School 4 High School 5 College 6
Other (specify) 7 I.N.A. 8
9. Occupation:
Desk work 1 Field work 2
Field work with physical labour 3
Field work with intellectual 4
Indicate nature of work: ...........................................................................................
Total income of the family (in Rs.): ...........................................................................

10. Total family members:

11. Income per capita per month (in Rs.):

12. Religion: Hindu 1 Muslim 2 Sikh 3

924
Christian 4 Parsi 5
13. Marital Status: Married 1 Unmarried 2 Widow 3
Divorced 4 Widower 5
14. Result: Good Response 1 Fair Response 2 Poor Response 3
No Response 4 Drop out 5 Lama 6
Death 7
CHIEF COMPLAINTS WITH DURATION
Present Absent Duration (in days)

15. Itching:

16. Dryness of the skin:

17. Roughness:

18. Circular erythemia:

19. Exfoliation:

20. Hyper Pigmentation:

21. Hypo-Pigmentation:

22. Maceration:

23. Pin point bleeding


after removal of skin

24. Papule/Pustule/Vesicle

25. Fissures:

HISTORY OF PRESENT ILLNESS

26. Onset of disease: Acute Insidious

27. Duration of disease:

28. Treatment given so far: Ayurvedic medicine Modern Medicine

Unani Homeopathy

925
Mixed

29. Factors aggravating the disease/chief complaint:

Drug Diet Cold climate

Tropical climate Damp climate Sea shore


Occupational
Positive factors may spell out: ................................................................................................

30. History of the significant past illness, Yes No

having relation with present illness.


If Yes, specify: ....................................................................................................................

FAMILY HISTORY Yes No


31. Hypertension
32. Diabetes
33. Mental disease
34. Bronchial Asthma
35. Cancer
36. Tuberculosis
37. Skin disease
38. Others, specify:.....................................................................................................................

PERSONAL HISTORY

39. Diet: Veg Non-veg Lacto ova veg

40. Sleep: Good Distributed Insomnia

41. Emotional Stress: Yes No

42. Bowel Habit: Regular Constipation

Hard Stool Loose Stool

43. Prakriti: Vata Pitta Kapha

926
Vata-Kaphaj Vata-Pittaja Pittaja-Kaphaja

44. Manasa Prakriti Satva Rajas Tamas

Satva-Rajas Satva-Tamas Sama

45. Addiction: Yes No

If yes, specify: .....................................................................................................................

PHYSICAL EXAMINATION

46. Built: Lean Medium Heavy

47. Gait: Normal Abnormal

48. Body weight (in Kg.)

49. Blood Pressure (Systolic):

50. Blood Pressure (Diastolic):

51. Body Temperature:

52. Pulse:

53. Respiration:

Present Absent

54. Cyanosis:

55. Anaemia:

56. Jaundice:

57. Pigmentation:

58. Clubbing of fingers:

59. Deformation:

60. Lymphadenopathy:

927
SYSTEMATIC EXAMINATION
Normal Abnormal

61. C.V.S. with chest:

If abnormal, specify abnormalities: .....................................................................................


62. C.N.S.
If abnormal, specify abnormalities: .....................................................................................
63. Digestive System:
If abnormal, specify abnormalities:.....................................................................................
64. Respiratory System:
If abnormal, specify abnormalities: .....................................................................................
65. Uro-Genital System:
If abnormal, specify abnormalities: .....................................................................................

Samprapti (Pathogenesis) of the disease according to Ayurvedic Concept


Vata Pitta Kapha

66. Anubandha:

67. Anubandhya dosha:

68. Avaraka dosha:

69. Ksheena dosha:

70. Ksheena dhatu: Rasa Rakta Mamsa

Meda Asthi Majja

Shukra Oja

71. Dushya involved: Rasa Rakta Mamsa Meda

Asthi Majja Shukra

72. Stages of disease (Roga Kriya Kala)

Sanchaya Prakopa Prasara

928
Sthana Sanshraya Vyakti Bheda

73. Srota Pariksha

(a). Pranavaha Srotas: Alpa-alpa Swasa (Dyspnoea)

Atisrishta Swasa (Increased respiration rate)

Abhikshna Swasa (Cheyne stroke breathing)

Kupita Swasa (Vitiated)

Sasula Swasa (Dyspnoea with pain)

(b). Udakavaha Srotas: Jihva Shosa Ostha Shosa


(Dryness tongue) (Dryness of lips)

Talu Shosa Kantha Shosa


(Dryness in Palate) (Dryness in throat)

Kloma Shosa Trishana


(Excessive thirst) (Feeling of thirst)

(c). Annavaha Srotas: Ananna Abhilasha Aruchi


(Loss of appetite) (Anorexia)

Avipaka Chardi
(Indigestion) (Vomiting)

(d). Rasavaha Srotas: Mukha Vairasya Arasadyta


(Bad taste in mouth) (Tastelessness)

Hrillas Gaurava
(Water brash) (Feeling of heaviness)

Tandra Avasada
(Drowsiness) (Depression)

Klaibya Karshya
(Loss of libido) (Emaciation)

Agnimandya
(Indigestion)

929
(e). Raktavaha Srotas: Pidaka Rakta pitta
(Boils) (Bleeding from any of the
orifice)

Mukha paka Vidhradhi


(Stomatitis) (Abscess)

Charma roga Kamala


(Skin disease) (Jaundice)

(f). Mamsavaha Srotas: Arbuda Alaji


(Tumor) (Phlyctinolar conjunctivitis)

Gandamala Upjihvika
(Cervical lymphadenitis) (Epiglottis)

Adhimamsa Putimamsa
(Protuberance of flesh) (Decayed flesh/Gangrene)

(g). Medovaha Srotas: Hastapada daha Hastapada Suptada


(Burning sensation in sole (Sensory loss over the
and palm) limbs)

Tandra Dehachikkanata
(Drowsiness) (Greasiness of the skin)

Alasya
(Lethargy)

(h). Asthivaha Srotas: Adhyasthi Adhidanta


(Exostosis) (Redundant teeth)
Dantashoola Asthi shoola
(Toothache) (Tenderness of the bones)
Kesha, Loma, Nakha, Samshru vikara (Any disease of hair, hair follicles, nails and moustaches)

(i). Majjavaha Srotas: Parsava shoola Bhrama


(Pain in the flanks) (Vertigo/Giddiness)

Moorchha Mithya gyana


(Syncope) (Illusion)

930
(j). Shukravaha Srotas: Klaibya Aharshana
(Infertility) (Loss of erection)

Garbhapata Santana vikriti


(Abortion) (Congenital deformity of the
children)

(k). Artavavaha Srotas: Anartava Vandhyatva


(Amenorrhoea) (Sterility)
(l). Mutravaha Srotas Atisrashtamutram, Atibadhamutram,

Prakupita mutra Alpalpa


(Defection urination / Difficulty micturation) (Scantly urination)

Aabhikshna Bahu Mutrata


(Constant/repeated urination) (Excess urination)

Sashoola Mutrata
(Painful micturation)

(m). Pureeshvaha Srotas: Alpalpa Pureesha Sashoola Pureesha


(Scantly defecation) (Painful defecation)

Atidrava Pureesha Atigrathita Pureesha


(Watery motion) (Formation of scybala)

(n). Swedavaha Srotas: Asweda Atisweda


(Anhidrosis) (Hyper Hydrosis)

Parushya Lomaharsha
(Roughness of the skin) (Horripulation)
Anga Paridaha
(Burning sensation in the body)
72. Provisional Diagnosis
73. Final Diagnosis
74. Medical Management
75. Prinicipal drug therapy
Dose :.............................................................................................................................

931
Vehicle :.............................................................................................................................
Diet :.............................................................................................................................
Summary of findings: ..............................................................................................................
..........................................................................................................................................
..........................................................................................................................................

Date: .................................. Signature of Investigator

932
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF SINGLE/COMPOUND/HERBOMINERAL
COMPOUND DRUGS
CASE REPORT FORM III – FOR PERIODICAL OBSERVATION &
ASSESSMENT

(Parameters to be taken for assessment of response of therapy)


1. Centre :.............................................................................................................................
2. Code No.:.............................................................................................................................
3. Patient No.: ...........................................................................................................................
4. Group No.:.............................................................................................................................
Initially at the time After 1 2 3 4 5 6 7 8
week week week week week week week week

5. Clinical Parameters Symptoms


i. Itching
ii. Erythema
iii. Thickening
iv. Scaling
v. New Lesion
vi. Any other
vii. Side effects,
If any, specify: ………………………………………………………………………

6. Global Assessment
i. Objective
ii. Subjective
iii. Body Weight
iv. B.P.

933
v. Pulse Rate

7. Clinical Pathological
i. Urine a). Macroscopic
b). Microscopic

Date: ..................................... Signature of Investigator

934
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
CLINICAL EVALUATION OF SINGLE/COMPOUND/HERBOMINERAL
COMPOUND DRUGS

PROFORMA PART IV – RECORD INVESTIGATION


Name of the patient: .....................................................................................................................

1. Center: ......................................................

2. Code No. (of clinical trial):

3. Patient No:

4. Group No: 1 2 3
================================== ======
Investigation At the time After 15 30 days 45 days 60 days 75 days 90 days
of admission days
1 2 3 4 5 6 7 8

Date of sample taken : .....................................................................................................................

5. Urine Sugar

6. Albumin

7. Pus Cell

8. Cast

9. R.B.C.

10. Bile Salt

11. Bile Pigment

12. Stool Ova

13. Occult Blood

14. Sterco Bilin

15. Sputum A.F.B.

935
HEAMATOLOGICAL INVESTIGATION
16. Blood
Hb%
TLC
DLC
(in thousand)
Polymorph
Lymphocyte
Basophil
Monocyte
Eosinophyl
E.S.R.
P.C.V.
Bleeding Time
Prothrombin time

BIOCHEMISTRY INVESTIGATIONS
17. Protein total
18. Albumin Globulin
Ratio
19. Blood Glucose
20. Urea
21. Uric Acid
22. Bilirubin
23. Serum Cholesterol
24. Serum Alkaline
Phosphatase

936
25. Serum Acid
Phosphatase
26. S. G. O. T.
27. S. G. P. T.
28. Triglycerides
29. Total lipid
30. Createnine
Positive Negative

31. Rheumatoid factor

32. V.D.R.L.

33. ASO Titre

RADIOLOGICAL INVESTIGATIONS
Normal Abnormal

34. X-ray

If abnormal, specify abnormalities: ........................................................................................

35. Abdomen

If abnormal, specify abnormalities: ........................................................................................

36. Spine (AP & Lateral view)

(Specify for region)


If abnormal, specify abnormalities: ........................................................................................

37. Kasa Joint (AP & Lateral view)

If abnormal, specify abnormalities: ........................................................................................

38. Interphalangeal Joints

(Ap & Lateral view)


If abnormal, specify abnormalities: ........................................................................................

937
39. Skull (AP & Lateral view)

If abnormal, specify abnormalities: ........................................................................................

40. I.V.P.

If abnormal, specify abnormalities: .....................................................................................

41. Cholecystography

If abnormal, specify abnormalities: ........................................................................................

42. Ba-meal follow through

If abnormal, specify abnormalities: ........................................................................................

43. Ba-enema

If abnormal, specify abnormalities: ...................................................................................

ELECTROGRADIUM Normal Abnormal


44. E.C.G.
If abnormal, specify abnormalities: ...................................................................................
45. Electro Encephalogram
If abnormal, specify abnormalities: ....................................................................................
46. CAT Scan
If abnormal, specify abnormalities: ...................................................................................
47. Ultra sonography of the
particular region
If abnormal, specify abnormalities: ...................................................................................
48. Endoscopy
If abnormal, specify abnormalities: ...................................................................................
49. Preliminary function test with Autospirometer
E. E.
P. E. F. R.

938
P. V. C.
Total Area Infected

939
Blank

940
REPRODUCTIVE AND CHILD
HEALTH CARE

SECTION - XVII
BLANK

942
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
To evaluate the efficacy of AYUSH AG TAB in management of Anaemia, loss of
appetite, leg crams, Bodyache, Weakness during Pregnancy etc.

I. BACKGROUND:
Despite of advanced technology, a high number of women continue to die during childbirth,
due to any cause, related to or aggravated by the Pregnancy or its management. Every minute,
the loss of a woman, shatters a family. Woman’s health have been neglected since many decades
due to gender inequality, poverty, illiteracy, working for the survival of mother is a human rights
imperative.
Pregnancy is a dynamic state, lot of physiological changes take place in hemodynamic and
other systems of pregnant woman in order to adopt the increasing demands of the growing fetus.
Ayurvedic classics had prescribed a particular diet and drug schedule for pregnant women.
These regimens support the pregnant women all through the antenatal, Intranatal and postnatal
period. The antenatal care is mainly intended to provide optimum nourishment to mother and
fetus; it prepares the reproductive system to withstand the changes during antenatal and intranatal
periods. It facilitates the metabolism of the growing fetus and prevents the obstetrical
complications.

II AIM:
1. To care minor ailments of pregnancy like vomiting, constipation, indigestion, minor
oedema etc.
2. To minimise obstetric complications such as pre-eclampsic problems, anemia, cervical
dystocia etc, to lower maternal and fetal mortality and morbidity etc.
III. Centres of the Study: 3 (three)
IV Sample size and Methods: 60
Sample size: Total case – 60, (20 each in three centres).
V. Investigational product and doses:
AYUSH –AG tablet – 500mg tab TDS from 3rd month onwards to till delivery
Vehicle – Milk or water

Follow-up: To be followed up to delivery.

943
VI. CRITERIA OF INCLUSION:
1. Pregnant women in the IIIrd month of Ist trimester with singleton pregnancy
2. Hb % between 8 and 10.5 gm/dl & Ferritin level less than 13 mg/l
3. Pregnancy not associated with any pre-existing medical illness such as TB, Epilepsy,
Hypertension, Diabetes, Severe anaemia etc
4. Age between 18 and 35 years
5. Pregnancy not associated with any Obstetric complications such as Ante-partum
hemorrhage, Multiple Gestations, Partial Hydatidiform Mole, Pre-eclamptic,
Toxemia, Pregnancy Induced Hypertension, Malformations of pelvis, Rh-
Incompatibility, Bad Obstetric History etc.
6. Pregnancy not associated with any Gynecological complications such as Fibroid
uterus, Ovarian cyst, Cervical carcinoma, Genital prolapse etc.
VII. CRITERIA OF EXCLUSION:
1. Age below 18 and above 35 years
2. Pregnant women in the III trimester
3. Pregnancy associated with pre-existing medical illness like TB, Epilepsy, Hypertension,
Diabetes, Heart disease and severe anemia etc.
4. Grand multi-Para
5. Pregnancy associated with any Gynecological complications such as Fibroid uterus,
Ovarian cyst, Cervical carcinoma, Genital prolapse etc.
6. Pregnancy associated with any Obstetric complications such as Ante-partum
hemorrhage, Multiple Gestations, Partial Hydatidiform Mole, Pre-eclamptic Toxemia,
Pregnancy Induced Hypertension, Malformations of pelvis, Rh-Incompatibility, Bad
Obstetric History etc.
VIII. CRITERIA OF WITHDRAWAL:
1. 100% non-compliance
2. Irregular follow-ups
3. Pregnant woman developing severe obstetric complications
4. Non-availability of the selected cases

944
IX. ROUTINE EXAMINATION AND ASSESSMENT:
The full details of History and Physical Examination of the pregnant women will be
recorded as per the Proforma (form I & IA).
First visit of the pregnant woman will be considered as the initial assessment (whether it is
I or II trimester). Monthly follow up till 6th month, Fortnightly follow up –7th & 8th months,
weekly follow up 9th month to till term, Oedema – weekly follow-up.
X. PERIOD OF STUDY:
7 months for each case. Total duration will be 6 months (For Ayush PG tablet) to
complete the trial at each centre.
XI. FOLLOW-UP:
To be followed up to delivery
XIII. CRITERIA FOR ASSESSMENT OF RESULTS:
Assessment of outcome of Pregnancy:
1. To assess the outcome of delivery as abortion, live birth and still birth
2. Type of delivery as Normal vertex, Breach, Instrumental or Caesarian section
The outcome of this programme will be considered significant if;
i) The woman passes antenatal period without any major complication
ii) Delivery being normal vaginal delivery
iii) Minimal third stage bleeding with normal expulsion of placenta – uncomplicated third
stage
iv) Giving birth to a normal, healthy, live child
XIV. STATISTICAL ANALYSIS:
Data of abortion, live birth, still birth and the type of delivery namely Normal vertex,
Breach, Instrumental and Caesarian will be completed and tabulated and analyzed using
appropriate statistical methods.
XV. TRIAL MONITORING AND DATA ANALYSIS:
The progress of the trial will be monitored by field visit by monitoring unit of CCRAS.
Data analysis will be undertaken at the monitoring unit of CCRAS.
XVI. ETHICAL REVIEW:
Each participating Centres Institutional Ethical Committee (IEC) or Head of the Institution
should give clearance certificate before the trial is initiated.

945
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
Proforma - Antenatal Care
FORM-I: SCREENING PROFORMA

1. Code no. (of Clinical Trial)


2. Centre: __________________________________________________________________
3. Name of the subject: ________________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
______________________________________________________________________________________
___________________________________________________________________________
Telephone number: Mobile: Landline:
CRITERIA OF INCLUSION:
6. Pregnant woman in the I and II trimesters with singleton pregnancy
7. Pregnancy not associated with any pre-existing medical illness such as Hypertension,
Tuberculosis, Epilepsy, Diabetes, and severe Anemia etc.
8. Pregnant woman age between 18 to 35 years
9. Pregnancy not associated with any Obstetric complications such as Ante-partum hemorrhage,
Partial Hydatidiform Mole, Pre-eclamptic Toxemia, Pregnancy Induced Hypertension,
Malformations of pelvis, Rh - Incompatibility, Bad Obstetric History etc.
10. Pregnancy not associated with Gynecological complications such as Fibroid uterus, Cervical
carcinoma, Genital prolapse, Ovarian cyst etc.
CRITERIA OF EXCLUSION:
11. Age below 18 and above 35 years
12. Pregnant woman in the III trimester
13. Pregnancy associated with any pre-existing medical illness such as Hypertension, Tuberculosis,
Epilepsy, Diabetes, and severe Anemia etc.
14. Pregnancy associated with Obstetric complications such as Antepartum hemorrhage, Partial
Hydatidiform Mole, Pre-eclamptic Toxemia, Pregnancy Induced Hypertension, Malformations

946
of pelvis, Rh - Incompatibility, Bad Obstetric History etc.
15. Pregnancy associated with Gynecological complications such as Fibroid uterus, Cervical
carcinoma, Genital prolapse, Ovarian cyst etc.
If ‘Yes’ to the 6-10 and ‘No’ to 11-15 above, recruit the subject for the trial, if recruited, subject
serial No._____________

Date:_____________ Signature of the Doctor / Investigator__________________

947
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM - IA : HISTORY PROFORMA

1. Code no. (of Clinical Trial)


2. Centre: __________________________________________________________________
3. Name of the subject: _______________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
Telephone number: Mobile: Landline:
D.O. A: __________________ D.O.D:_________________
SOCIO ECONOMIC BACKGROUND:
1). Education:
Husband: 1. Nil 2. Upto Primary 3. Upto middle
4. Upto 10+2 5. College & Above
Wife: 1. Nil 2. Upto Primary 3.Upto middle
4. Upto 10+2 5. College & Above
2). Occupation: Husband : Wife: ______________________________________________
3). Family Income per month in Rs: _____________________________________________
4). Religion: 1. Hindu 2. Muslim 3. Sikh 4. Cristian 5. Others
5). Working Status: 1. Not gainfully employed 2. Casual worker
3. Own business 4. Regular salaried job
PRENATAL HISTORY: Gestation at first visit (in weeks):
LMP: D/M/Y Gravida: Parity:
EDD: D/M/Y
MEDICAL HISTORY:

948
Chronic illness: Allergy:
Surgery: Communicable diseases
FAMILY HISTORY:
1). Type of family: Nuclear No. of persons:
Joint: No. of persons:
2). Diseases: Chronic illness:
Hypertension: Diabetes
Genetic disorders: (specify)
Psychiatric disorder:
Other:
3). History of Multiple births, Molar pregnancy, Large baby, Post dated labour etc.
PAST MENSTRUAL HISTORY:
Menarche:
Menstruation - Duration Flow:
- Interval:
MARITAL HISTORY:
Age of marriage: Marital life (in years):
Consanguineous: Yes/No
PERSONAL HISTORY:
Dietary Pattern - Vegetarian: Non-Vegetarian:
Likes:
Habits: Smoking/Drinking/Chewing Pan/Tobacco:
HISTORY OF PREVIOUS PREGNANCY:
S.N Year Full Pre Post Abortion Type of Baby
term term term Delivery Sex Alive Stillborn Weight

949
1). Instrumental delivery
2). IUFD
3). Hemorrhage- Antepartum: Intrapartum:
4). Bad Obstetric History (History of 3 or > abortion or fetal deaths)
5). Neonatal death: Reason:
6). Previous Caesarian Section: Reason:
7). PET / Eclampsia:
8). Ayurveda care taken during previous pregnancies: Y/N
HISTORY OF PRESENT PREGNANCY:
1). Nausea / Vomiting 10). Vaginal bleeding: I TM - II TM - III TM-
2). Heart burn 11). Oedema
3). Indigestion 12). Hb < 8gms %
4). Constipation 13). Heart disease
5). Giddiness 14). Diabetes
6). Hypertension 15). Uterine irritation/contractions
7). Varicose veins 16). Leg cramps
8). Hemorrhoids 17). Insomnia
9). Tingling & formication
Medication:
1). Whether received TT during this pregnancy: No. of doses
2). Whether received IFA, Calcium during this pregnancy
3). Any other medication
CLINICAL EXAMINATION:
General Examination: Blood Pressure: TPR:
1. Height 2. Weight
3. Head & Neck: Eyes: Mouth:
Neck: -Lymph gland
-Thyroid gland
4. Thorax:

950
Inspection: Breast: Nipple condition - Cracks Depression
Areola condition
Auscultation: Heart: Lungs:
5. Abdomen - Obstetrical Examination:
Inspection: Incisional Scars: Yes/No Over stretching of abdomen: Yes/No
Prominent veins over the abdomen: Yes/No
Palpation: Before 28th week of pregnancy:
Fundal Height:
Head size:
After 28th week of pregnancy: -
Presentation: Position: Lie:
Auscultation: Fetal Heart Rate:
6. Extremities - Inspection: Clubbing of fingers
Pedal Oedema: Varicose veins:
7. Pelvic Examination:
Perineum, Vulva, Vagina, Cervix, Adnexa:
Clinical pelvimetry: Adequate – Yes/No
Presentation:
8. Treatment:
Ante-natal:
1. AYUSH AG tablet – 500 mg. 1 tablet TDS, after food, from 3rd month onwards of
pregnancy up to post delivery – 3 months
Vehicle: Milk or water
Odema during pregnancy
1. AYUSH PG tablet–500mg. 1 tablet BD, after breakfast and lunch, up to 30 days
Vehicle: Milk or water
10. Remarks:

Signature of the Investigator __________________

951
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RCH Proforma - Antenatal Care
FORM-II: CLINICAL ASSESSMENT
(Monthly follow up till 6th month, Fortnightly follow up –7th & 8th months,
weekly follow up 9th month to till term, Oedema – weekly follow-up)

1. Code no. (of Clinical Trial):


2. Centre: ___________________________________________________________________
3. Name of the subject: ________________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address______________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
Telephone:
6. Date of assessment:
7. Month of Assessment: Initial: 1st month 2nd month
3rd month 4th month 5th month 6th month
7th month: I Fortnight: II Fortnight:
8th month: I Fortnight: II Fortnight:
9th month to till term: I week: II week: III week:
IV week: V week: VI week:
Follow Up Record:
Visit Gestation Fundal Ht Fetal FHR B.P. T.P.R
(weeks) (weeks) movements
I.
II.
III.
IV.
V.
VI.
VII.

952
VIII.
IX.
X.
XI.
XII.
XIII.
XIV.
XV.
XVI.
XVII.
XVIII.
XIX.
XX.
Associated Symptoms & Signs: (mention ‘Y’ for Yes, ‘N’ for No)
I II III IV V VI VII VIII IX X XI XII XIII XIV XV XVI XVII XVIII

Nausea

Vomiting

Heartburn

Indigestion

Constipation

Giddiness
Vaginal
bleeding
Odema
Varicose
veins
Leg cramps
Tingling &
formication
Insomnia

953
Drug Compliance Chart: 100% 75-99% 50-74% <50%
1.
2.
3.
4.
5.
Complications if any:
Outcome of Pregnancy:
1. Outcome of delivery: (1. Abortion 2. Live birth 3. Stillbirth)
2. Type of delivery (1. Normal vertex 2. Breech 3. Instrumental 4. C.S)
3. Place of delivery (1. Home 2. S.C. 3. PHC/CHC 4. Nursing home 5. Hospital
4. Duration of labour (hrs):
5. Conducted by: (1. Dai 2. ANM/Nurse 3. Doctor 4. Relative 5. Other)
6. Safe Birth Kit used (1. Yes 2. No 3. Do not know)
7. Complication in the mother
(1.None 2. PPH 3. Eclampsia 4. Obstructed Labour 5. Retained Placenta)
8. Did mother require referral to higher health facility (1. Yes 2. No)
If yes, Reason————————————————————————————————
Condition of baby:
9. APGAR Scoring:
S.N Sign 0 Neonate’s 1 Neonate’s 2 Neonate’s
score Score score
1. Respiratory Absent Slow, Strong
effort irregular cry
weak cry
2. Heart rate Absent Slow,<100 > 100
3. Muscle tone Limp Some Active
flexion movement
of limbs

954
4. Reflex Absent Facial Cry
response to grimace
flicking of
foot
5. Color Blue-Pale Body pink, Complete-
Limbs blue ly pink

Severe asphyxia Score at one minute


Moderate asphyxia Score at five minutes
Mild asphyxia
No asphyxia
Stillborn/Macerated —————————————————————————
Cause —————————————————————————
10. Birth Weight (gms)
11. Sex of the baby:
12. Congenital malformation. 1. Yes 2. No
13. Status of the patient:
Completed:
Drop out: Reason: ____________________________
Died: Cause______________________________

Date: ______________ Signature of the Investigator___________________

955
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RCH Proforma - Antenatal Care
FORM-III: LABORATORY INVESTIGAIONS - PARAMETERS

1. Code no. (of Clinical Trial):


2. Centre: ___________________________________________________________________
3. Name of the subject: ________________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address______________________________________________________________
___________________________________________________________________________
____________________________________________________________________________
Telephone:
6. Date of assessment:
7. Investigations: Blood:
1). ABO & Rh: Wife - Husband:
2). VDRL _______________________
3). HIV I & II ___________________
4) HBS Ag _____________________
5. Hb gm%: ____________________
6. Urine: Routine: _________________________ Microscopic: _________________________
(Investigations 1-4 will be done initially only)
Date: __________________ Signature of Investigator ____________________
7. Hb% _____________________________
8. Clotting time _______________________
9. Bleeding time _______________________
10. Prothrombin time ____________________
11. Fibrinogen time ______________________

956
12. PCV (%) __________________________
13. Blood Sugar PP______________________
14. Blood Urea _________________________
15. Serum Creatinine _____________________
16. SGPT _____________________________
17. SGPT _____________________________
18. Serum Bilirubin ______________________
19. USG: ______________________________
20. Urine: Routine: _______________________ Microscopic: __________________________

Date:____________ Signature of the Investigator_____________________

957
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
To evaluate the efficacy of AYUSH PG TAB in non pathological
mild to moderate pedal edema or generalized edema during pregnancy.

I. BACKGROUND:
Despite of advanced technology, a high number of women continue to die during childbirth,
due to any cause, related to or aggravated by the Pregnancy or its management. Every minute,
the loss of a woman, shatters a family. Woman’s health have been neglected since many decades
due to gender inequality, poverty, illiteracy, working for the survival of mother is a human rights
imperative.
Pregnancy is a dynamic state, lot of physiological changes take place in hemodynamic and
other systems of pregnant woman in order to adopt the increasing demands of the growing fetus.
Ayurvedic classics had prescribed a particular diet and drug schedule for pregnant women.
These regimens support the pregnant women all through the antenatal, Intranatal and postnatal
period. The antenatal care is mainly intended to provide optimum nourishment to mother and
fetus; it prepares the reproductive system to withstand the changes during antenatal and intranatal
periods. It facilitates the metabolism of the growing fetus and prevents the obstetrical
complications.
II AIM:
1. To evaluate the efficacy of AYUSH PG TAB in non pathological mild to
moderate pedal edema or generalized edema during pregnancy.
2. To minimise obstetric complications such as pre-eclampsic problems,
III. Centres of the Study: 3 (three)
IV: Sample size and Methods: 60
Sample size: Total case – 60, (20 each in three centres).
V. Investigational product and doses:
AYUSH – PG tablet – 500mg tab BD, for 30 days in cases of mild to moderate pedal edema
or generalized edema during pregnancy.
Design of study: Open trial single blind.
Vehicle – Milk or water
Follow-up: weekly.

958
VI. CRITERIA OF INCLUSION:
1. Pregnant women with non pathological mild to moderate pedal edema or generalized
edema during pregnancy.
2. Pregnancy not associated with any pre-existing medical illness such as TB, Epilepsy,
Hypertension, Diabetes, Severe anaemia etc
3. Age between 18 and 35 years
4. Pregnancy not associated with any Obstetric complications such as Ante-partum
hemorrhage, Multiple Gestations, Partial Hydatidiform Mole, Pre-eclamptic Toxemia,
Pregnancy Induced Hypertension, Malformations of pelvis, Rh-Incompatibility, Bad
Obstetric History etc.
5. Pregnancy not associated with any Gynecological complications such as Fibroid uterus,
ovarian cyst, cervical carcinoma, Genital prolapse etc.
VII. CRITERIA OF EXCLUSION:
1. Age below 18 and above 35 years
2. Any other type of oedema during Pregnancy associated with pre-existing medical
illness like TB, Epilepsy, Hypertension, Diabetes, Heart disease and severe anemia etc.
3. Grand multi-Para
4. Pregnancy associated with any Gynecological complications such as Fibroid uterus,
ovarian cyst, cervical carcinoma, Genital prolapse etc.
5. Pregnancy associated with any Obstetric complications such as Ante-partum
hemorrhage, Multiple Gestations, Partial Hydatidiform Mole, Pre-eclamptic Toxemia,
Pregnancy Induced Hypertension, Malformations of pelvis, Rh-Incompatibility, Bad
Obstetric History etc.
VIII. CRITERIA OF WITHDRAWAL:
1. 100% non-compliance
2. Irregular follow-ups
3. Pregnant woman developing severe obstetric complications
4. Non-availability of the selected cases
IX. ROUTINE EXAMINATION AND ASSESSMENT:
The full details of History and Physical Examination of the pregnant women will be
recorded as per the Proforma (form I & IA).

959
First visit of the pregnant woman will be considered as the initial assessment (whether it is
I or II trimester). Monthly follow up till 6th month, Fortnightly follow up –7th & 8th months,
weekly follow up 9th month to till term, Oedema – weekly follow-up.
X. PERIOD OF STUDY:
7 months for each case. Total duration will be 6 months (For Ayush PG tablet) to
complete the trial at each centre.
XI. FOLLOW-UP:
To be followed up to delivery
XIII. CRITERIA FOR ASSESSMENT OF RESULTS:
Assessment of outcome of Pregnancy:
1. To assess the outcome of delivery as abortion, live birth and still birth
2. Type of delivery as Normal vertex, Breach, Instrumental or Caesarian section
The outcome of this programme will be considered significant if;
i) The woman passes antenatal period without any major complication
ii) Delivery being normal vaginal delivery
iii) Minimal third stage bleeding with normal expulsion of placenta – uncomplicated third stage
iv) Giving birth to a normal, healthy, live child
XIV. STATISTICAL ANALYSIS:
Data of abortion, live birth, still birth and the type of delivery namely Normal vertex,
Breach, Instrumental and Caesarian will be completed and tabulated and analyzed using
appropriate statistical methods.
XV. TRIAL MONITORING AND DATA ANALYSIS:
The progress of the trial will be monitored by field visit by monitoring unit of CCRAS.
Data analysis will be undertaken at the monitoring unit of CCRAS.
XVI. ETHICAL REVIEW:
Each participating Centres Institutional Ethical Committee (IEC) or Head of the Institution
should give clearance certificate before the trial is initiated.

960
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
Proforma - Antenatal Care
FORM-I: SCREENING PROFORMA

1. Code no. (of Clinical Trial)


2. Centre: ___________________________________________________________________
3. Name of the subject: _______________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
Telephone number: Mobile: Landline:
CRITERIA OF INCLUSION:
6. Pregnant woman in the I and II trimesters with singleton pregnancy
7. Pregnancy not associated with any pre-existing medical illness such as Hypertension,
Tuberculosis, Epilepsy, Diabetes, and severe Anemia etc.
8. Pregnant woman age between 18 to 35 years
9. Pregnancy not associated with any Obstetric complications such as Ante-partum hemorrhage,
Partial Hydatidiform Mole, Pre-eclamptic Toxemia, Pregnancy Induced Hypertension,
Malformations of pelvis, Rh - Incompatibility, Bad Obstetric History etc.
10. Pregnancy not associated with Gynecological complications such as Fibroid uterus, Cervical
carcinoma, Genital prolapse, Ovarian cyst etc.
CRITERIA OF EXCLUSION:
11. Age below 18 and above 35 years
12. Pregnant woman in the III trimester
13. Pregnancy associated with any pre-existing medical illness such as Hypertension, Tuberculosis,
Epilepsy, Diabetes, and severe Anemia etc.
14. Pregnancy associated with Obstetric complications such as Antepartum hemorrhage, Partial
Hydatidiform Mole, Pre-eclamptic Toxemia, Pregnancy Induced Hypertension, Malformations of

961
pelvis, Rh - Incompatibility, Bad Obstetric History etc.
15. Pregnancy associated with Gynecological complications such as Fibroid uterus, Cervical
carcinoma, Genital prolapse, Ovarian cyst etc.
If ‘Yes’ to the 6-10 and ‘No’ to 11-15 above, recruit the subject for the trial, if recruited, subject
serial No._____________

Date:______________ Signature of the Doctor / Investigator

962
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-I A: HISTORY PROFORMA

1. Code no. (of Clinical Trial)


2. Centre: __________________________________________________________________
3. Name of the subject: _______________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
Telephone number: Mobile: Landline:
D.O. A: D.O.D:
SOCIO ECONOMIC BACKGROUND:
1). Education:
Husband: 1. Nil 2. Upto Primary 3. Upto middle
4. Upto 10+2 5. College & Above
Wife: 1. Nil 2. Upto Primary 3. Upto middle
4. Upto 10+2 5. College & Above
2). Occupation: Husband: ______________ Wife: ________________
3). Family Income per month in Rs: __________________________________
4). Religion:
1.Hindu 2.Muslim 3.Sikh 4.Cristian 5.Others
5). Working Status:
1. Not gainfully employed 2. Casual worker
3. Own business 4. Regular salaried job
PRENATAL HISTORY: Gestation at first visit (in weeks):
LMP: D/M/Y Gravida: Parity:
EDD: D/M/Y

963
MEDICAL HISTORY:
Chronic illness: Allergy:
Surgery: Communicable diseases
FAMILY HISTORY:
1). Type of family: Nuclear No. of persons:
Joint: No. of persons:
2). Diseases: Chronic illness: Hypertension: Diabetes
Genetic disorders: (specify)
Psychiatric disorder:
Other:
3). History of Multiple births, Molar pregnancy, Large baby, Post dated labour etc.
PAST MENSTRUAL HISTORY:
Menarche:
Menstruation - Duration Flow:
- Interval:
MARITAL HISTORY:
Age of marriage: Marital life (in years):
Consanguineous: Yes/No
PERSONAL HISTORY:
Dietary Pattern - Vegetarian: Non-Vegetarian:
Likes:
Habits: Smoking/Drinking/Chewing Pan/Tobacco:
HISTORY OF PREVIOUS PREGNANCY:
S.N Year Full Pre Post Abortion Type of Baby
term term term Delivery Sex Alive Stillborn Weight

964
1). Instrumental delivery
2). IUFD
3). Hemorrhage- Antepartum: Intrapartum:
4). Bad Obstetric History (History of 3 or > abortion or fetal deaths)
5). Neonatal death: Reason:
6). Previous Caesarian Section: Reason:
7). PET / Eclampsia:
8). Ayurveda care taken during previous pregnancies: Y/N
HISTORY OF PRESENT PREGNANCY:
1). Nausea / Vomiting 10). Vaginal bleeding: I TM - II TM - III TM-
2). Heart burn 11). Oedema
3). Indigestion 12). Hb < 8gms %
4). Constipation 13). Heart disease
5). Giddiness 14). Diabetes
6). Hypertension 15). Uterine irritation/contractions
7). Varicose veins 16). Leg cramps
8). Hemorrhoids 17). Insomnia
9). Tingling & formication
MEDICATION:
1). Whether received TT during this pregnancy: No. of doses
2). Whether received IFA, Calcium during this pregnancy
3). Any other medication
CLINICAL EXAMINATION:
General Examination: Blood Pressure: TPR:
1. Height 2. Weight
3. Head & Neck: Eyes: Mouth:
Neck: - Lymph gland
- Thyroid gland
4. Thorax:

965
Inspection: Breast: Nipple condition - Cracks - Depression
Areola condition
Auscultation: Heart: Lungs:
5. Abdomen - Obstetrical Examination:
Inspection: Incisional Scars: Yes/No Over stretching of abdomen: Yes/No
Prominent veins over the abdomen: Yes/No
Palpation: Before 28th week of pregnancy: -
Fundal Height:
Head size:
After 28th week of pregnancy: -
Presentation: Position: Lie:
Auscultation: Fetal Heart Rate:
6. Extremities - Inspection: Clubbing of fingers
Pedal Oedema: Varicose veins:
7. Pelvic Examination:
Perineum, Vulva, Vagina, Cervix, Adnexa:
Clinical pelvimetry: Adequate – Yes/No
Presentation:
8. Treatment:
Ante-natal:
1. AYUSH AG tablet – 500 mg. 1 tablet TDS, after food, from 3rd month onwards of
pregnancy up to post delivery – 3 months
Vehicle: Milk or water
Odema during pregnancy
1. AYUSH PG tablet–500mg. 1 tablet BD, after breakfast and lunch, up to 30 days
Vehicle: Milk or water
10. Remarks:

Signature of the Investigator

966
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RCH Proforma - Antenatal Care
FORM-II: CLINICAL ASSESSMENT
(Monthly follow up till 6th month, Fortnightly follow up –7th & 8th months,
weekly follow up 9th month to till term, Oedema – weekly follow-up)

1. Code no. (of Clinical Trial):


2. Centre: ___________________________________________________________________
3. Name of the subject: ________________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
Telephone:
6. Date of assessment:
7. Month of Assessment:
Initial: 1st month 2nd month 3rd month
4th month 5th month 6th month
7th month: I Fortnight: II Fortnight:
8th month: I Fortnight: II Fortnight:
9th month to till term: I week: II week: III week:
IV week: V week: VI week:
Follow Up Record:
Visit Gestation Fundal Ht Fetal FHR B.P. T.P.R
(weeks) (weeks) movements
I.
II.
III.
IV.
V.
VI.

967
VII.
VIII.
IX.
X.
XI.
XII.
XIII.
XIV.
XV.
XVI.
XVII.
XVIII.
XIX.
XX.
Associated Symptoms & Signs: (mention ‘Y’ for Yes, ‘N’ for No)
I II III IV V VI VII VIII IX X XI XII XIII XIV XV XVI XVII XVIII

Nausea

Vomiting

Heartburn

Indigestion

Constipation

Giddiness
Vaginal
bleeding
Odema
Varicose
veins
Leg cramps
Tingling &
formication
Insomnia

968
Drug Compliance Chart: 100% 75-99% 50-74% <50%
1.
2.
3.
4.
5.
Complications if any:
Outcome of Pregnancy:
1. Outcome of delivery: (1. Abortion 2. Live birth 3. Stillbirth)
2. Type of delivery (1. Normal vertex 2. Breech 3. Instrumental 4. C.S)
3. Place of delivery (1. Home 2. S.C. 3. PHC/CHC 4. Nursing home 5. Hospital
4. Duration of labour (hrs):
5. Conducted by: (1. Dai 2. ANM/Nurse 3. Doctor 4. Relative 5. Other)
6. Safe Birth Kit used (1. Yes 2. No 3. Do not know)
7. Complication in the mother
(1.None 2. PPH 3. Eclampsia 4. Obstructed Labour 5. Retained Placenta)
8. Did mother require referral to higher health facility (1. Yes 2. No)
If yes, Reason————————————————————————————————
Condition of baby:

9. APGAR Scoring:
S.N Sign 0 Neonate’s 1 Neonate’s 2 Neonate’s
score Score score
1. Respiratory Absent Slow, Strong
effort irregular cry
weak cry
2. Heart rate Absent Slow,<100 > 100
3. Muscle tone Limp Some Active
flexion movement
of limbs

969
4. Reflex Absent Facial Cry
response to grimace
flicking of
foot
5. Color Blue-Pale Body pink, Complete-
Limbs blue ly pink

Severe asphyxia Score at one minute


Moderate asphyxia Score at five minutes
Mild asphyxia
No asphyxia
Stillborn/Macerated ——————————
Cause ——————————
10. Birth Weight (gms)
11. Sex of the baby:
12. Congenital malformation. 1. Yes 2. No
13. Status of the patient:
Completed:
Drop out: Reason: ____________________________
Died: Cause______________________________

Date: Signature of the Investigator

970
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
RCH Proforma - Antenatal Care
FORM-III: LABORATORY INVESTIGAIONS - PARAMETERS

1. Code no. (of Clinical Trial):


2. Centre: __________________________________________________________________
3. Name of the subject: _______________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
Telephone:
6. Date of assessment:
7. Investigations: Blood:
1). ABO & Rh: Wife - Husband:
2). VDRL ____________________
3). HIV I & II ________________
4) HBS Ag ___________________
5. Hb gm%: __________________
6. Urine: Routine: ________________________ Microscopic: __________________________
(Investigations 1-4 will be done initially only)
Date: ________________ Signature of Investigator ____________________
7.. Hb% ___________________________
8. Clotting time ___________________
9. Bleeding time __________________
10. Prothrombin time _______________
11. Fibrinogen time ________________

971
12. PCV (%) ______________________
13. Blood Sugar PP_________________
14. Blood Urea ____________________
15. Serum Creatinine _______________
16. SGPT ________________________
17. SGPT ________________________
18. Serum Bilirubin ________________
19. USG: _________________________
20. Urine: Routine: _______________________ Microscopic: ____________________

Date: Signature of the Investigator

972
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
“To evaluate the effect of AYUSH B.R. Leham on growth and development, immunity
in infants”
I. BACKGROUND:
Approximately one million newborn deaths could be avoided every year through the
promotion of optimal newborn care practices. To be most effective, these interventions need site-
specific information on existing newborn practices, barriers and facilitating factors for adopting
optimal practices.
While India’s target under the MDG for mortality of children under age 5 is 38 per 1,000
live births, the number of children who die before their fifth birthday stands at 76 at present. Infant
mortality rate in India stands at 57 per 1,000 live births while neonatal mortality rate - deaths in
the first month of life - stands at 43 per 1,000 live births. According to the report, brought out by
the International Partnership for Maternal, Newborn and Child Health (MNCH), an umbrella
organisation comprising about 240 members such as UNICEF, WHO and Save the Children,
India’s average annual rate of reduction of child deaths between 1990 – 2006, has been just
2.6%. If India wants to achieve the agreed targets by 2015, the required rate to reduce child and
maternal mortality will have to be 7.6% from 2007-2015.
Proper neonatal care during immediate neonatal period and infancy will bring down the
Infant and neonatal mortality rate effectively, prevent ailments of childhood and ensure optimum
physical as well as mental growth of the baby. This can be done through package of the services
comprising the nutrition, immunization and periodical health check ups. Ayurveda, the holistic
system of medicine can render the above said package of services to the neonate in a
comprehensive and integrated manner. The neonatal care described in Ayurveda is advanced and
it advocates neutraceutical drugs use. Neutraceutical kinds of Rasayana drugs act as growth
promoters through their multiple actions and can prevent the ailments, which occur during the
neonatal period to infantile period. The present study is under taken to promote the Neonatal and
infantile care as per Ayurveda to ensure optimum growth and development of the child.
II AIM:
1. To Ensure proper growth and development of Neonate.
2. To Enhance immunity
3. To support Physiological functions of baby like digestion, absorption and assimilation
4. To prevent frequent episodes of neonatal and childhood ailments.
III. CENTRES OF THE STUDY: 2

973
IV: SAMPLE SIZE AND METHODS:
Sample size: 100 cases
Treatment: AYUSH– Bal Rakshak Leham – 500 mg, once in a day during first month
increase in first month of treatment followed by increment of 500 mg every month till the
completion of trial period
Duration of ‘Leham’ administration: Six month
Duration of study: 12 months
Design of study: Open trial single blind.
Level of Study: OPD
Follow-up: To be followed up to one year age.
V. CRITERIA OF INCLUSION:
1. Healthy, full term (AGA) baby.
2. Baby born by vaginal spontaneous delivery.
3. Baby has APGAR score in between 8 -10 at one minute.
VI. CRITERIA OF EXCLUSION:
1. Baby has APGAR score less than 8 at one minute.
2. Full Term babies with SGA and LGA.
3. Pre term and post term babies with AGA/SGA/LGA.
4. Baby born by dystocia, delayed labour.
5. Baby with congenital anomalies.
6. Baby with Rh – incompatability.
7. Baby with Pathological neonatal icterus, cyanosis, anemia and other diseases.
8. Baby with birth asphyxia
9. Baby with birth injuries like fracture, dislocation of the joint, paralysis etc.
10. Baby with HIE (Hypoxic ischemic encephalopathy).
11. Baby born to the women suffering with metabolic/hormonal disorders and TORCH
infection.
12. Baby is associated with severe septicaemia, meningitis or any other life threatening disorfer.

974
VII. CRITERIA OF WITHDRAWAL:
1. 100% non-compliance
2. Irregular follow-ups
3. Baby developing any severe systemic diseases during the trial period.
4. Non-availability of the selected cases at due follow ups
VIII. ROUTINE EXAMINATION AND ASSESSMENT:
The full details of ‘History and Physical Examination’ of the baby will be recorded as per
the Proforma (form I & IA) in hard and soft copy at first and subsequently on each visit till the
age of 12 months.
First visit of the baby will be considered as the initial assessment (after the delivery).
XI. PERIOD OF STUDY: 12 months for each case. Total duration will be five years to
complete the trial at each Centre.
X. FOLLOW-UP: To be followed up monthly till 12 months age of the baby.
XI. CRITERIA FOR THE ASSESSMENT OF RESULTS:
Assessment of outcome: Following criteria shall be adopted for the assessment-
1. The growth of children shall be assessed by means of Anthropometrical parameters noted
on the growth chart.
2. Developmental assessment shall be carried out as per the Gesell’s Development Schedules
The outcome of the study will be considered significant if-
i) There is significant reduction or does not develop any severe diseases up to 12 months
period.
ii) There is optimum gain in Anthropometric measurements at the given age.
iii) Reduction in or absence of seasonal disorders.
XII. STATISTICAL ANALYSIS:
Data gathered during the trial period on the preformed format including the Anthropometric
measurements will be analyzed by using appropriate statistical methods.
XIII. TRIAL MONITORING AND DATA ANALYSIS:
The progress of the trial will be monitored by field visit by monitoring unit of CCRAS.
Data analysis will be undertaken at the monitoring unit of CCRAS.

975
XIX. ETHICAL REVIEW:
Each participating Centres Institutional Ethical Committee (IEC) or Head of the Institution
should give clearance certificate before the Project as initiated. Patient’s Information Sheet and
informed consent form should be submitted along with Project proposal for approval by IEC/Head
of the Institution. Both should be maintained in duplicate with one copy given to the patient at the
time of entry to

976
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-I: SCREENING PROFORMA

1. Code no. (of Clinical Trial)


2. Centre: __________________________________________________________________
3. Name of the subject: _____________________Name of the mother__________________
4. Date of Birth: Age (in months):
5. Postal Address: ____________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
CRITERIA OF INCLUSION:
6. Healthy, full term (AGA) baby.
7. Baby born by vaginal spontaneous delivery.
8. Baby has APGAR score in between 8 -10 at one minute.
VI. CRITERIA OF EXCLUSION:
9 Baby has APGAR score less than 8 at one minute.
10 Full Term babies with SGA and LGA.
11 Pre term and post term babies with AGA/SGA/LGA.
12 Baby born by dystocia, delayed labour.
13 Baby with congenital anomalies.
14 Baby with Rh – incompatability.
15 Baby with Pathological neonatal icterus, cyanosis, anemia and other diseases.
16 Baby with birth asphyxia
17 Baby with birth injuries like fracture, dislocation of the joint, paralysis etc.
18 Baby with HIE (Hypoxic ischemic encephalopathy).
19 Baby born to the women suffering with metabolic/hormonal disorders and TORCH infection.
20 Baby is associated with severe septicaemia, meningitis or any other life threatening disorfer.
If ‘Yes’ to the 6-8 and ‘No’ to 9-20 above, recruit the subject for the trial, if recruited, subject
serial No._____________

Date: Signature of the Doctor / Investigator

977
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-I A: HISTORY PROFORMA
1. Code no. (of Clinical Trial)
2. Centre: __________________________________________________________________
3. Name of the Subject: ___________________Name of the Mother____________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
Telephone number: Mobile: Landline:
D.O.R (Date of registration):
SOCIO ECONOMIC BACKGROUND:
1). Education:
Father: 1.Nil 2.Upto Primary 3.Upto middle
4. Upto 10+2 5. College & Above
Mother: 1.Nil 2.Upto Primary 3.Upto middle
4. Upto 10+2 5. College & Above
2). Occupation: Father: Mother:
3). Family Income per month in Rs:
4). Religion: 1.Hindu 2.Muslim 3.Sikh
4.Christian 5.Others
5). Working Status of mother:
1. Not gainfully employed 2. Casual worker
3. Own business 4. Regular salaried job
PRENATAL HISTORY: Gestation ageat first visit (in weeks):
LMP: D/M/Y Gravida: Parity:
EDD: D/M/Y

978
MEDICAL HISTORY OF MOTHER:
Chronic illness: Allergy:
Surgery: Communicable diseases:
PERSONAL HISTORY OF MOTHER:
Dietary Pattern - Vegetarian: Non-Vegetarian:
Likes:
Habits: Smoking/Drinking/Chewing Pan/Tobacco:

MOTHER’S PAST OBSTETRIC HISTORY:


S.N Year Full Pre Post Abortion Type of Baby
term term term Delivery Sex Alive Stillborn Weight

1). Instrumental delivery


2). IUFD
3). Hemorrhage- Antepartum: Intrapartum:
4). Bad Obstetric History (History of 3 or > abortion or fetal deaths)
5). Neonatal death: Reason:
6). Previous Caesarian Section: Reason:
7). PET / Eclampsia:
8). Ayurveda care taken during previous pregnancies: Y/N
HISTORY OF PRESENT PREGNANCY:
1. Vaginal bleeding: I TM - II TM - III TM-
2. Oedema
3. Anemia
4. Heart disease

979
5. Diabetes
6. Hypertension
HISTORY OF PRESENT LABOUR:
1. Type of labour: Normal/Abnormal (Specify)
2. Duration of labour:
3. Fetal distress: Present / Absent
4. Membranes ruptured: Spontaneously/Artificially…………….. hours before delivery
5. Character of amniotic fluid: Clear/Meconium stained/Foul smelling
Amount: Scanty/Normal/Excessive
6. Placenta and membranes: Healthy/Unhealthy Retroplacental clots Yes /No
7. Cord: Prolapsed/Around neck body
8. Drugs and treatment given ……………………..............……………………………………
BABY:
Date and time of Birth……………………Sex: Male/Female
Condition at birth: Active/Asphyxiated…………………………………….........................…
APGAR Scoring: Score at one minute Score at five minutes
Severe asphyxia
Moderate asphyxia
Mild asphyxia No asphyxia
GENERAL EXAMINATION
Moulding: Normal/Excessive/Nil
Caput: Yes/No Skin…………………………
Eyes…………........….....… Limbs………………....…….
Mouth…………………...... Genitalia………………...…..
Heart……………….....….. Lungs……………….............
Abdomen……………….... Anus………………..............
Other findings…………………………………………………....................

980
ANTHROPOMETRIC MEASUREMENTS
Weight……………
Crown Rump Length……….................. Head Circumference……..……
Mid Arm Circumference………........…. Chest Circumference………….
TREATMENT:
1.AYUSH –Bal Rakshak leham – 500mg once in a day during first month increase 500 mg every
month up to 6 months.

REMARKS:

Signature of the Investigator

981
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-II: CLINICAL ASSESSMENT
(Monthly follow up till 12th month)

1. Code no. (of Clinical Trial):


2. Centre: __________________________________________________________________
3. Name of the subject: ____________________Name of the mother ___________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
______________________________________________________________________________________________________________________________________
Telephone:
6. Date of assessment:
7. Month of Assessment:
Initial: 1st month 2nd month 3rd month
4th month 5th month 6th month 7th month
8th month 9th month 10th month 11th month
12th month

CLINICAL CHART OF BABY


Parameters Initial MONTHLY ASSESSMENT
I II III IV V VI VII VIII IX X XI XII
Temperature
Heart Rate
Respiration
Urine
Stool
Vomit
Jaundice
Weight

982
GROWTH CHART OF BABY (ANTHROPOMETRIC ASSESSMENT)

Parameters Initial MONTHLY ASSESSMENT


I II III IV V VI VII VIII IX X XI XII
1. Standard 3.25 4.15 4.95 5.7 6.35 7.0 7.5 8.0 8.5 8.9 9.2 9.55 9.85
(Weight in Kg)
Present weight
2. Standard
(CHL in c. m.)
Present Crown
to heel
length
3. Standard
(CRL in c. m.)
Present Crown
to rump length
4. Standard
(Head circumf-
erence in c. m.)
Present Head
circumference
5. Standard
(Chest
circumference
in c. m.)
Present Chest
circumference
Standard Mid
arm
circumference
in c.m.
Present Mid
arm
circumference

983
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-III: LABORATORY INVESTIGAIONS - PARAMETERS

1. Code no. (of Clinical Trial):


2. Centre: ___________________________________________________________________
3. Name of the subject: ____________________Name of the mother____________________
4. Date of Birth: Age (in years):
5. Postal Address______________________________________________________________
____________________________________________________________________________
Telephone:
6. Date of assessment:
7. Investigations:
Blood:
a) TLC, DLC, Hb%: _________________________________
b) Blood Group: ABO Rh______________________________
c) Blood Urea ______________________________________
d) Serum Creatinine __________________________________
e) SGOT __________________________________________
f) SGPT __________________________________________
g) Alkaline Phophatase _______________________________
h) Serum Bilirubin ___________________________________
Urine: Routine: ___________________________________
Microscopic: _______________________________
Any other:

Date: Signature of the Investigator

984
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
TO EVALUATE THE EFFICACY OF AYUSH PK-AVALEHA IN PREVENTING
POSTPARTUM COMPLICATIONS AND PUERPERIAL CARE.

INTRODUCTION:
Puerperium begins as soon as the Placenta is expelled and lasts for approximately 6
weeks. During this phase woman’s body tissues, especially pelvic organs revert back
approximately to the pre pregnant state both anatomically and physiologically by the process called
involution. In the immediate Postpartum, apart from involution, general physiological changes such
as raise in the pulse rate, reactionary rise in temperature may be there. Bladder becomes
oedematous with hyperaemic and woman becomes relatively insensitive to the raise intra vesicle
pressure due to the trauma sustained to the nerve plexus during delivery, the bladder may be over
distended without any desire to pass urine. Stagnation of the urine along with a devitalized bladder
wall contributes to the urinary tract infection in puerperium.
Treatment:
1. Ayush PK Avaleha: 5 gm twice daily with milk or water for 45 days after delivery.
Vehicle – Milk or water
AIMS
1. To support health status of mother during puerperium
2. To reduce perinatal mortality and morbidity
3. To prevent complications of Postpartum
4. To ensure early sub involutions of uterus.
V. CRITERIA OF INCLUSION:
1. Age between 20 – 35 years
2. Puerperium without any severe complications like Post partum haemorrhage,
Sub involution of uterus etc.
3. Normally delivered /Caesarian delivery
4. Not associated with postnatal eclampsia, Puerperal psychosis, Post-gestational diabetes etc.

985
VI. CRITERIA OF EXCLUSION:
1. Puerperium associated with severe Postpartum haemorrhage
2. Cases with acute puerperal inversion of Uterus
3. Cases associated with Postnatal eclampsia, Puerperal psychosis, Post gestational diabetes etc.
4. Puerperal woman aged below 15 and above 35 years of age.
VII. CRITERIA OF WITHDRAWAL:
1. Patients not complying with treatment
2. Development of complications like haemorrhage, convulsion etc.
3. Patients left the study in between
VIII. ROUTINE EXAMINATION AND ASSESSMENT:
The full details of history and physical examinations of the patients will be recorded as per
the Proforma (Forms 1& 1A) Clinical assessment will be done before drug administration on
1st , 2nd , 3rd , 4th ,5th ,6th ,7th , 15th ,30th 45th day during drug treatment period ,30th ,60th
,90th day during follow-up (Form-II). Laboratory investigations carried out according to Form-III.
IX. PERIOD OF STUDY:
3 months for each case. Total duration will be 1 year to complete the trial at each centre.
X. FOLLOW –UP: The follow-ups will be carried out after 30th, 60th, and 90th day.
XI. CRITERIA FOR ASSESSMENT OF RESUTS:
Completion of puerperium without any complications, early involution of Uterus, proper
onset and maintenance of lactation, improvement in general health status of mother will be
considered as significant improvement.
XII. STATISTICAL ANALYSIS:
Data on involution of Uterus, prevention of the complications of puerperium, lactation
maintenance will be tabulated and analysed using appropriate statistical methods.
XIII. TRAIL MONITORING AND DATA ANALYSIS:
The progress of the trial will be monitored by field visits by monitoring unit of CCRAS.
Data analysis will be undertaken at monitoring unit of CCRAS.
XIX. ETHICAL REVIEW:
Each participating Centres Institutional Ethical Committee (IEC) or Head of Institution
should give clearance certificate before the Project is initiated. Patients information sheet and
informed consent form should be submitted in duplicate with one copy given to the patient at the
time of entry to the trial.

986
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-I: SCREENING PROFORMA

1. Code no. (of Clinical Trial)


2. Centre: ___________________________________________________________________
3. Name of the subject: _______________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
___________________________________________________________________________
____________________________________________________________________________
Telephone number: Mobile: Landline:
CRITERIA OF INCLUSION:
1. Age between 20 – 35 years
2. Puerperium without any severe complications like Post partum haemorrhage, Subinvolution of
uterus etc.
3. Normally delivered
4. Not associated with postnatal eclampsia, Puerperal psychosis, Post-gestational diabetes etc.
CRITERIA OF EXCLUSION:
1. Puerperium associated with severe Postpartum haemorrhage
2. Cases with acute puerperal inversion of Uterus
3. Cases associated with postnatal eclampsia, Puerperal psychosis, Post gestational diabetes etc.
4. Puerperal woman aged below 15 and above 35 years of age.
5. If ‘Yes’ to the 6-9 and ‘No’ to 10-13 above, recruit the subject for the trial, if recruited,
subject serial No._____________

Date: Signature of the Investigator

987
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-I A: HISTORY PROFORMA
1. Code no. (of Clinical Trial)
2. Centre: __________________________________________________________________
3. Name of the subject: _______________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address______________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
Telephone number: Mobile: Landline:
D.O. A: D.O.D:
SOCIO ECONOMIC BACKGROUND:
1). Education:
Husband:
1. Nil 2. Upto Primary 3.Upto middle
4. Upto 10+2 5. College & Above
Wife:
1.Nil 2.Upto Primary 3.Upto middle
4. Upto 10+2 5. College & Above
2). Occupation: Husband: Wife:
3). Family Income per month in Rs:
4). Religion: 1.Hindu 2.Muslim 3.Sikh 4.Cristian 5.Others
5). Working Status: 1. Not gainfully employed 2. Casual worker
3. Own business 4. Regular salaried job
PRENATAL HISTORY: Gravida: Parity:
LMP: D/M/Y
EDD: D/M/Y

988
MEDICAL HISTORY:
Chronic illness: Allergy:
Surgery: Communicable diseases
FAMILY HISTORY:
1). Type of family: Nuclear No. of persons:
Joint: No. of persons:
2). Diseases: Chronic illness: Hypertension: Diabetes
Genetic disorders: (specify)
Psychiatric disorder:
Other:
3). History of Multiple births:
PAST MENSTRUAL HISTORY:
Menarche:
Menstruation - Duration Flow:
- Interval:
MARITAL HISTORY:
Age of marriage: Marital life (in years):
Consanguineous: Yes/No
PERSONAL HISTORY:
Dietary Pattern - Vegetarian: Non-Vegetarian:
Likes:
Habits: Smoking/Drinking/Chewing Pan/Tobacco:
HISTORY OF PREVIOUS PREGNANCY:
S.N Year Full Pre Post Abortion Type of Baby
term term term Delivery Sex Alive Stillborn Weight

989
1). Instrumental delivery
2). IUFD
3). Hemorrhage- Antepartum: Intrapartum:
4). Bad Obstetric History (History of 3 or > abortion or fetal deaths)
5). Neonatal death – Reason:
6). Previous Caesarian Section - Reason:
7). PET Eclampsia:
LABOUR HISTORY: Date Time:
Type of Delivery:
Duration of Labour: First stage: Hrs. mnts
Second stage: Hrs mnts
Third stage: Hrs mnts
Condition of Baby: Active / Asphyxiated / still birth / macerated
APGAR Score: __________________
Treatment at Birth: ________________
Delivery of placenta & membranes:
Delivered Time:___________________
Spontaneous / Helped out / Manually Removed:
Type of Placenta:
Placenta & Membranes: Complete / Incomplete:
Weight: __________ Cord length: ___________ Cord insertion: ______________
Any abnormality:
Total blood loss: ml
Perineum: Intact / Episiotomy:
Laceration
Medicines given:
Condition of mother following delivery:

990
Pulse: B.P Temp.
Uterus: Hard / Soft
Vaginal bleeding:
POSTNATAL HISTORY:
Fever: Condition of Breast:
Excessive vaginal bleeding: Onset of Milk
Breast fullness with fever: Mental condition:
Burning on passing urine: Foul smelling vaginal discharge:
Puerperal Psychosis:
TREATMENT:
Mother:
1. Ayush - PK Avaleha : 5 gm twice daily with milk or water for 45 days after delivery
- Vehicle: Milk or water

Date: Signature of the Investigator

991
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-II: CLINICAL ASSESMENT
1. Code no. (of Clinical Trial):
2. Centre: ____________________________________________________________________
3. Name of the subject: ________________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
Follow-up chart of puerperium:

CLINICAL CHART OF PUERPERIUM


I day II day III day IV day V day VI day VII day
Date:

Temperature Fundal (in cm)


M E M E M E M E M E M E M E
height above
Pubic symphysis

F C
104.9 40.5 20
104.0 40 17.5
103.1 39.5 15
102.2 39 12.5
101.3 38.5 10
100.4 38 7.5
99.5 37.5 5
98.6 37 2.5
97.7 36.5
96.8 36
95.9 35.5

992
Pulse M
E
Respir M
ation E
B.P M
E
Lochia
Urine
Motion
Weight
Episiotomy wound

a). Discharges-
Yes/No
(Blood/Pus/Serous)

b).Colour of the
wound –
Pinkish/other

c). granulation
formed /not

d). condition of
the wound –
healthy/not healthy

Lactation

Date: Signature of the Investigator

993
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-III: LABORATORY INVESTIGATIONS - PARAMETERS

1. Code no. (of Clinical Trial):


2. Centre: __________________________________________________________________
Name of the subject: __________________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
Telephone:
6. Date of assessment:
7. Investigations: Blood:
1). ABO & Rh: Wife - Husband:
2). VDRL ________________
3). HIV I & II _____________
4) HBS Ag --------------------________________
5. Hb gm%: ___________________
6. Urine: Routine: _______________________ Microscopic: __________________________
(Investigations 1-4 will be done initially only)
Date: _____________ Signature of Investigator ____________________
7. Hb% ___________________________
8. Clotting time ___________________
9. Bleeding time __________________
10. Prothrombin time _______________
11. Fibrinogen time ________________
12. PCV (%) ______________________

994
13. Blood Sugar PP_________________
14. Blood Urea ____________________
15. Serum Creatinine _______________
16. SGPT ________________________
17. SGPT ________________________
18. Serum Bilirubin ________________
19. USG: _________________________
20. Urine: Routine: _______________________ Microscopic: ____________________

Date: Signature of the Investigator

995
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
TO EVALUATE THE EFFICACY OF AYUSH SS-GRANULES TO ENSURE
QUALITY & QUANTITY OF BREAST MILK

I INTRODUCTION
There will be increased thirst in early puerperium is due to loss of fluid during labour in the
lochia, diuresis and perspiration. Slight intestinal paresis leads to constipation. Colostrum secretion
from breasts becomes more abundant.
Post-natal care mainly aims at management of postnatal ailments and supporting involution
of genital organs, onset and maintenance of lactation, betterment of general health status of mother.
II. AIMS:
1. To ensure proper lactation and quality, quantity of breast milk
III. Centres of the Study: 03 (Three)
IV. Sample size and Methods:
Sample size: 60 cases
Ayush SS granules: 10gm. BD, after breakfast and at bedtime through out lactation period.
Vehicle: Milk or water
Duration: 3 months
Design of the Study: Open trial
The progress of the trial will be monitored by field visits by monitoring unit of CCRAS. Data
analysis will be undertaken at monitoring unit of CCRAS.
XIX. ETHICAL REVIEW:
Each participating Centres Institutional Ethical Committee (IEC) or Head of Institution
should give clearance certificate before the Project is initiated. Patients information sheet and
informed consent form should be submitted in duplicate with one copy given to the patient at the
time of entry to the trial.
Efficacy parameters: Test for quality & quantity of milk-
Parameters of Assessment:

996
1. Improvement in Quantity of milk
2. Assessment of pre and post treatment serum prolactin levels
3. Assessment of weight gain by child
4. Analysis of breast-milk samples [Proteins, Lactose (Carbohydrate), Fat, Minerals
(Calcium, Phosphorous)]
5. Global Investigator’s assessment
6. Global Subject’s assessment
7. Safety Evaluation

997
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-I: SCREENING PROFORMA

1. Code no. (of Clinical Trial)


2. Centre: ___________________________________________________________________
3. Name of the subject: _______________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
____________________________________________________________________________
___________________________________________________________________________
Telephone number: Mobile: Landline:
CRITERIA OF INCLUSION:
6. Age between 20 – 35 years
7. Insufficient lactation (Indicators of insufficient lactation: 1.lactating mother feels that secretion is
not sufficient,2. Baby cries a lot,3. Inadequate weight gain,4.Development of mal-nutrition)
8. Puerperium without any severe complications like Post partum haemorrhage, Subinvolution of
uterus etc.
9. Normally delivered
10. Not associated with Postnatal eclampsia, Puerperal psychosis, Post-gestational diabetes etc.
CRITERIA OF EXCLUSION:
11. Puerperium associated with severe Postpartum haemorrhage
12. Cases with acute puerperal inversion of Uterus
13. Cases associated with Postnatal eclampsia, Puerperal psychosis, Post gestational diabetes etc.
14. Puerperal woman aged below 15 and above 35 years of age.
15. Mastitis and breast abscess
If ‘Yes’ to the 6-10 and ‘No’ to 11-14 above, recruit the subject for the trial, if recruited, subject
serial No._____________

Date: Signature of the Investigator

998
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-I A: HISTORY PROFORMA

1. Code no. (of Clinical Trial)


2. Centre: ___________________________________________________________________
3. Name of the subject: ________________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
Telephone number: Mobile: Landline:
D.O. A: D.O.D:
SOCIO ECONOMIC BACKGROUND:
1). Education:
Husband:
1.Nil 2.Upto Primary 3.Upto middle
4. Upto 10+2 5. College & Above
Wife:
1.Nil 2.Upto Primary 3.Upto middle
4. Upto 10+2 5. College & Above
2). Occupation: Husband: Wife:
3). Family Income per month in Rs:
4). Religion: 1.Hindu 2.Muslim 3.Sikh 4.Cristian 5.Others
5). Working Status: 1. Not gainfully employed 2. Casual worker
3. Own business 4. Regular salaried job
PRENATAL HISTORY: Gravida: Parity:
LMP: D/M/Y
EDD: D/M/Y

999
MEDICAL HISTORY:
Chronic illness: Allergy:
Surgery: Communicable diseases
FAMILY HISTORY:
1). Type of family: Nuclear No. of persons:
Joint: No. of persons:
2). Diseases: Chronic illness: Hypertension: Diabetes
Genetic disorders: (specify)
Psychiatric disorder:
Other:
3). History of Multiple births:
PAST MENSTRUAL HISTORY:
Menarche:
Menstruation - Duration Flow:
- Interval:
MARITAL HISTORY:
Age of marriage: Marital life (in years):
Consanguineous: Yes/No
PERSONAL HISTORY:
Dietary Pattern - Vegetarian: Non-Vegetarian:
Likes:
Habits: Smoking/Drinking/Chewing Pan/Tobacco:
HISTORY OF PREVIOUS PREGNANCY:
S.N Year Full Pre Post Abortion Type of Baby
term term term Delivery Sex Alive Stillborn Weight

1000
1). Instrumental delivery
2). IUFD
3). Hemorrhage- Antepartum: Intrapartum:
4). Bad Obstetric History (History of 3 or > abortion or fetal deaths)
5). Neonatal death – Reason:
6). Previous Caesarian Section - Reason:
7). PET Eclampsia:
LABOUR HISTORY: Date Time:
Type of Delivery:
Duration of Labour: First stage: Hrs. mnts
Second stage Hrs mnts
Third stage Hrs mnts
Condition of Baby: Active / Asphyxiated / still birth / macerated
APGAR Score:
Treatment at Birth:
Delivery of placenta & membranes:
Delivered Time:
Spontaneous / Helped out / Manually Removed:
Type of Placenta:
Placenta & Membranes: Complete / Incomplete:
Weight: Cord length: Cord insertion:
Any abnormality:
Total blood loss: ml
Perineum: Intact / Episiotomy:
Laceration
Medicines given:

1001
Condition of mother following delivery:
Pulse: B.P Temp.
Uterus: Hard / Soft
Vaginal bleeding:
POSTNATAL HISTORY:
Fever: Condition of Breast:
Excessive vaginal bleeding: Onset of Milk
Breast fullness with fever: Mental condition:
Burning on passing urine: Foul smelling vaginal discharge:
Puerperal Psychosis:
TREATMENT:
AYUSH SS granules: 10gm. BD, after breakfast and at bedtime through out lactation period.
Vehicle: Milk or water

Date: Signature of the Investigator

1002
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-II: CLINICAL ASSESMENT
1. Code no. (of Clinical Trial):
2. Centre: ____________________________________________________________________
3. Name of the subject: _________________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address______________________________________________________________
____________________________________________________________________________
____________________________________________________________________________
Efficacy parameters: Test for quality & quantity of milk
Parameters of Assessment:
1. Improvement in Quantity of milk
2. Assessment of pre and post treatment serum prolactin levels
3. Assessment of weight gain by child
4. Analysis of breast-milk samples [Proteins, Lactose (Carbohydrate), Fat, Minerals (Calcium,
Phosphorous)]
5. Global Investigator’s assessment
6. Global Subject’s assessment
7. Safety Evaluation

1003
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
FORM-III: LABORATORY INVESTIGATIONS - PARAMETERS

1. Code no. (of Clinical Trial):


2. Centre: ___________________________________________________________________
3. Name of the subject: ________________________________________________________
4. Date of Birth: Age (in years):
5. Postal Address_____________________________________________________________
___________________________________________________________________________
____________________________________________________________________________
Telephone:
6. Date of assessment:
7. Investigations: Blood(Routine)
1). ABO & Rh: Wife - Husband:
2). VDRL ________________
3). HIV I & II _____________
4) HBS Ag ______________________________
5. Hb gm%: ___________________
6. Urine: Routine: _______________________ Microscopic: ____________________
7. Assessment of pre and post treatment serum prolactin levels
8. Analysis of breast-milk samples [Proteins, Lactose (Carbohydrate), Fat, Minerals (Calcium,
Phosphorous)]
(Investigations 1-4 will be done initially only)
Date: _____________ Signature of Investigator ____________________
7. Hb% ___________________________
8. Clotting time ___________________
9. Bleeding time __________________
10. Prothrombin time _______________

1004
11. Fibrinogen time ________________
12. PCV (%) ______________________
13. Blood Sugar PP_________________
14. Blood Urea ____________________
15. Serum Creatinine _______________
16. SGPT ________________________
17. SGPT ________________________
18. Serum Bilirubin ________________
20. Urine: Routine: _______________________ Microscopic: ____________________
21. Analysis of breast-milk samples [Proteins, Lactose (Carbohydrate), Fat, Minerals (Calcium,
Phosphorous)]

Date: Signature of the Investigator

1005
BLANK

1006
CLINICAL SAFETY OF SOME
AYURVEDIC AND SIDDHA DRUGS

SECTION - XVIII

1007
Blank

1008
OPEN OBSERVATIONAL STUDY ON CLINICAL
SAFETY OF SELECTED AYURVEDIC AND SIDDHA
HERBOMINERAL AND METALLIC PREPARATIONS

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

1009
Blank

1010
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(RASA MANIKYA RASA) AYURVEDIC AND SIDDHA HERBOMINERAL AND
METALLIC PREPARATIONS.

I. BACKGROUND
The use of metals in therapeutic drugs has become increasingly important over the last
couple of decades; Ayurveda recognizes their use long before that. Rasashastra, one among the
subspecialties of Ayurvedic Pharmaceuticals and Siddha classics have specified therapeutic use of
metals and minerals in the form of Bhasmas and Rasakalpas. As these drugs required in lesser
doses, causes no distaste unlike herbal drugs and faster in action, these practices became popular
and widely accepted and safely used since long.1
Heavy metals are chemical elements with a specific gravity that is at least 5 times the
specific gravity of water. There are 35 metals that concern us because of occupational or
residential exposure; 23 of these are the heavy elements or “heavy metals”: antimony, arsenic,
bismuth, cadmium, cerium, chromium, cobalt, copper, gallium, gold, iron, lead, manganese, mercury,
nickel, platinum, silver, tellurium, thallium, tin, uranium, vanadium, and zinc (Glanze 1996).
Interestingly, small amounts of these elements are common in our environment and diet and are
actually necessary for good health, but inappropriate dosage forms of any of them may cause
acute or chronic toxicity (poisoning).
Some well-known toxic metallic elements with a specific gravity that is 5 or more times
that of water are Arsenic, 5.7; Cadmium, 8.65;Iron, 7.9;Lead, 11.34; and Mercury, 13.546 (Lide
1992).2
Articles ( JAMA, Dec.15, 2004, Vol.292, No.23) published in some journals have
mentioned about the toxicity, presence of heavy metal contents of certain Ayurvedic Classical/
Proprietary preparations which is creating misconceptions among scientific communities and general
public regarding the safety of Ayurvedic/Siddha Rasa Kalpas and Bhasmas.

References
1. RasaRatna Samuchchaya,chapter 28/1.
2. http://www.lef.org/protocols/: Heavy Metal Toxicity
3. Rasa Ratna Samuchchaya,chapter 5/11,20,30,147.

1011
The classics of Ayurvedic Rasashastra and siddha system have specified different methods
of preparation and operational procedures since from the collection of raw drugs their purification,
processing, method of use, dosage forms etc. The raw drugs and finished products, if not
processed and preserved as per the classical literature specified, they may lead to improper
finished product with contaminants and may lead to toxic symptoms3. Thus this project is
undertaken to assess the heavy metal toxicity in patients receiving Ayurvedic /siddha preparations.
II. OBJECTIVE:
Observe the clinical/biochemical changes in subjects receiving Rasa Manikya Rasa, an
Ayurvedic Herbomineral / Metallic preparations for ensuring Clinical safety.
III. CENTRE:
Identified CCRAS Institutes.
IV. SAMPLE SIZE AND METHODS:
Sample size : 15 subjects per centre
Type of Study : Open
Level of Study : OPD
Period of Treatment : 15 days
Period of Study : 6 months
Details of treatment schedule
a) Drug: Rasa Manikya Rasa
b) Indicated conditions: Skin disorders, Dermatitis, Eczema etc.
c) Dosage schedule and duration: 60 mg BD for 15 days
d) Combinations with the main drug if any: Rasa Manikya Rasa 60 mg. in 2 gms. of
Chopachini Churna.
e) Anupana [Vehicle]: Lukewarm water
V. CRITERIA FOR INCLUSION:
1. Patients above 20 years and below 60 years of age.
2. Biochemical investigations for heavy metals at 0 day of assessment within the range.
3. Clinically diagnosed cases of Skin disorders, Dermatitis, Eczema etc.

1012
VI. CRITERIA FOR EXCLUSION:
1. Serum metallic levels of any of the metals exceeding permissible range at day 0 of
assessment
2. Age below 20 years & above 60 years
3. Known renal or Hepatic Pathology (Confirm by Clinical/Biochemical parameters)
4. Chronic Industrial Exposure
5. Patient receiving any other mineral preparation other than trial drug.
6. Major neuro-Psychiatric abnormalities
7. Chronic Smokers/Tobacco consumers
VII. CRITERIA FOR WITHDRAWAL:
During the course of the trial treatment, if any serious condition or any serious adverse
events which requires urgent treatment or if patients himself want to withdraw from the study, such
subjects may be withdrawn from the trial.
VIII. ROUTINE EXAMINATION AND ASSESSMENT:
Screening of the patient as per case record form - I. The full details of history and
physical examination of the subjects will be recorded as per case report forms (Case report form
II). Clinical and physiological assessment (Case report form -III) and laboratory investigations
(Case report form -IV) will be done before treatment, at 0 day, 7th & 15thdays.
IX. STATISTICAL ANALYSIS
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. The data generated at the Institute on the
trial drug will have to be communicated to the Statistical Officer of CCRAS from time to time
through e-mail.
X. CRITERIA FOR ASSESSMENT OF OUTCOME OF STUDY
The assessment of progress & outcome of the study are assessed on the basis of clinical
and biochemical investigations.
XI. TRIAL MONITORING AND DATA ANALYSES
The Statistical Section, CCRAS, Hqrs, New Delhi will undertake the monitoring of
progress of the trial and data analysis.

1013
XII. ETHICAL REVIEW
A. Ethical Committee (IEC): The proposal will be placed before Ethical Committee (IEC)
of trial center for getting clearance certificate before the project is initiated. Patient’s
information sheet and informed consent form will be submitted along with project proposal
for approval by EC. Both will be maintained in duplicate with one copy given to the
patient at the time of entry to the trial.
B. Data and safety monitoring board: A Data and safety monitoring board (DSMB) at
Hqrs. will carefully monitor the data and side effects during the period of study and put in
a place where by prompt reporting of adverse events occur. The data will be reviewed as
every 20 participants entered the study and administered the trial drugs. The research team
will report immediately to the PI and Data Monitoring Board if, any life threatening
conditions whether they are perceived to be study related or not. The Board decides
whether the adverse effects warrant discontinuation of the study protocol. Protocols will be
written and approved for the treatment of study related adverse events.
XIII. TRAVELLING EXPENSES
A consolidated amount of Rs.100/- per visit 0 day, 7th & 15thdays (Total Rs.300/-) will
be paid to the patient at the end of the study.
XIV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in the multicentric trial at CCRAS Hqrs. and Central Research Institute (Ay.),
New Delhi. The investigators and technicians will be detailed about the clinical trial conduct and
laboratory procedures in order to maintain the uniformity.
XV. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological / Biochemical, Radiological / Sonography etc.)
which are not available at research Institutes will be referred to any reputed/Government Institutes
under intimation to this Council following codal formalities.

1014
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the Investigator: ___________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the trial
and the nature of drug treatment and follow-up, including the laboratory investigations to be
performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Open Observational Study on Clinical Safety of Selected (Rasa
Manikya Rasa) Ayurvedic and Siddha Herbomineral and Metallic Preparations.”

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

1015
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(RASA MANIKYA RASA) AYURVEDIC AND SIDDHA HERBOMINERAL AND
METALLIC PREPARATIONS.
PATIENT INFORMATION SHEET

What is the study about?


The use of metals in therapeutic drugs has become increasingly important over the last
couple of decades; Ayurveda & Siddha recognizes their use long before that. The Ayurvedic
Rasashastra, one among the subspecialties of Ayurvedic & Siddha Pharmaceuticals has specified
therapeutic use of metals and minerals in the form of Bhasmas and Rasakalpas. As these drugs
required in lesser doses, causes no distaste unlike herbal drugs and faster in action, these practices
became popular and widely accepted and safely used since long.
The Ayurvedic preparation identified for the study, Rasa Manikya Rasa is being frequently
prescribed by the practitioners since time immemorial for various common ailments encountered in
the general practice and found safe and effective.
However, considering the eco-climatic changes traces of certain unwanted substances may
lead to untoward effects. Thus this project is undertaken to assess the clinical safety in subjects
receiving Ayurvedic preparations.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 15 days to complete. During this
period, you are expected to visit the hospital 3 times (0, 7th & 15th days) for clinical, bio-chemical
and physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, required objective tests and laboratory investigations will also be done.
If you are found eligible, you would be put on trial treatment for 15 days.
At each visit, you will be supplied with sufficient quantities of drugs to last until
your next visit. If any adverse reactions like skin allergy, nausea, vomiting and
palpitation/tremor etc., noticed during the treatment period, this should be noticed to the
Principle Investigator.

To be translated into regional language.

1016
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(RASA MANIKYA RASA) AYURVEDIC AND SIDDHA HERBOMINERAL AND
METALLIC PREPARATIONS.
CASE REPORT FORM I - SCREENING
BEFORE TREATMENT
(Enter a () in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address Permanent postal address with phone number & email if any.

..............................................................................................................................
..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age above 20 & below 60 years

2. Biochemical investigations for heavy metals at


0 day of assessment within the range.

3. Clinically diagnosed cases of Skin disorders,


Dermatitis, Eczema etc.

EXCLUSION CRITERIA Yes (1) No (0)

4. Serum metallic levels of any of the metals


exceeding permissible range at day 0 of assessment

5. Age below 20 & Above 60 years

6. Known Renal or Hepatic Pathology

1017
7. Chronic Industrial Exposure

8. Patient receiving any other mineral


preparation other than trial drug.

9. Major Neuro- Psychiatric abnormalities

10. Chronic Smokers / Tobacco Consumers.

A patient is eligible for admission to the trial,only if sl. No.1 - 3 are “yes” & if the sl.
No. 4-10 are “no”.

Date:___________________ Signature of Investigator:__________________

1018
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(RASA MANIKYA RASA) AYURVEDIC AND SIDDHA HERBOMINERAL AND
METALLIC PREPARATIONS.
CASE REPORT FORM II – HISTORY

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address Permanent postal address with phone nu,ber & email if any.

8. Educational status: Illiterate 1 Literate 2 Matriculation 3

Graduate 4 PG 5

9. Annual Income Rs.

Less than Rs. 60,000/- (1) More than Rs. 60,000/- (2)

10. Occupation:

A. Current occupation related to significant exposure of dust, chemical, smoke or


heavy metal.

Yes If yes, details

No __________

B. Previous Occupation: [in last 3 years]

Was there any significant exposure to dust, chemicals smoke or heavy metal

Yes If yes, details

1019
No __________

11. History of previous treatment

a. H/o of intake of any Ayurvedic medicine yes-1 No-2


for the past 3 months

b. Disease/Cause for which therapy was taken —————————————————

c. Name of the Drug 1. —————————————————————

(Including brand name, 2. —————————————————————

Pharmacy, Batch no. & 3. —————————————————————

Dosage) 4. —————————————————————

5. —————————————————————

d. Date of starting the treatment: ——————————————————————

e. Duration of treatment ——————————————————————

f. Date of termination of therapy: ——————————————————————

g. Reason for termination of Therapy: ————————————————————

h. Cured / Dropped Out etc. ———————————————————————

12. History of Past illness:

Yes-1 No-2

If yes, details…………………………………………….....................................................

1. Onset of disease Acute Insidious

2. Previous episode

3. Duration of disease

4. Treatment given so far

1020
13. Personal History:

Diet Veg (1) Non-veg. (2)

Sleep Satisfactory: (1) Unsatisfactory (2)

Constipation Yes (1) No (2)

History of Environmental tobacco

Smoking exposure Yes No Duration

Tobacco chewing

Betel chewing

Prakriti

Vataj 1 Pittaj 2 Kaphaj 3

Vata-kaphaj 4 Vata-pittaj 5 Pitta-kaphaj 6

Sama 7

14. HISTORY OF PRESENT ILLNESS:

Chief complaints & Duration

15. DIAGNOSIS:

OTHER SPECIFIC SYMPTOMS IF ANY WITH DURATION (0, 7th & 15thday)

Present-1 Absent-2 If present then


duration in months

1. Burning in throat (As,Hg)

2. Cough (Hg)

3. Difficulty in Swallowing (As)

4. Nausea (As, Cd, Hg, Pb)

5. Vomitting (As, Cd, Hg, Pb)

6. Excessive Salivation (Cd)

1021
7. Thirst (Pb)

8. Yellowing of teeth (Cd)

9. Diarrhea (As,Cd, Hg, Pb)

10. Abdominal Pain(As,Cd,Hg, Pb)

11. Garlic odor in the breath (As)

12. Metallic taste in mouth (Hg, Pb)

13. Difficulty in breathing (As, Cd, Hg)

14. Chest Pain (Cd)

15. Tightness/Burning in Chest(Hg)

16. Oliguria/Anuria (As,Pb)

17. Headache (As,Hg)

18. Irritability (As)

19. Muscular Weakness (As,Hg,Pb)

20. Convulsions (As)

21. Loss of Appetite-Anorexia


(Pb, As, Hg)

22. Fever (As,Cd)

23. Loss of Taste (Cd)

24. Loss of Smell (Cd)

25. Pain in joints (Cd, Pb)

26. Visual Disturbances (Hg)

27. Forgetfulness (Hg)

28. Lack of Concentration (Pb)

29. Anxiety (Hg)

1022
30. Emotional instability/Mood swings
(Hg, Pb)

31. Insomnia (Hg)

32. Weight Loss (Pb)

33. Shaky hands (Pb)

34. Numbness (Pb)

35. Vertigo (Pb)

36. Hallucinations (Pb)

37. Loss of consciousness

Note. Similar Signs/symptoms appearing as result of disease process /previous treatment


should be noted separately to avoid misinterpretation.

16. PHYSICAL EXAMINATION

Height (cm) ________________

Weight (kg) ________________

{ Weight (kg.)
B.M.I. ———————
Height (meters)2 } ________________

Pulse rate (per min) ________________

Respiration rate (per min) ________________

Blood Pressure (mm Hg) ________________

Systolic ________________

Diastolic ________________

Body temperature ( o F) ________________

1023
Absent(0) Present (1)

Pallor

Lymphadenopathy

Cyanosis (As)

Clubbing nails

Edema

If present, specify

Bluish line on Gingiva


(lead line)

Skin & nails

Erythroderma (As)

Hyperkeratosis (As)

Hyperpigmentation (As)

Exfoliative Dermatitis (As)

Aldrich Mees Lines (As)


(Transverse white striae on fingernails)

17. SYSTEMIC EXAMINATION Normal (0) Abnormal (1)

CVS

If abnormal, details________________________________________________________

CNS

If abnormal, details _______________________________________________________

Respiratory system

If abnormal, details _______________________________________________________

1024
Digestive system

If abnormal, details _______________________________________________________

Urogenital system

If abnormal, details _______________________________________________________

Date:_______________ Signature of investigator:_________________

1025
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(RASA MANIKYA RASA) AYURVEDIC AND SIDDHA HERBOMINERAL AND
METALLIC PREPARATIONS.
CASE REPORT FORM III – CLINICAL AND PHYSIOLOGICAL ASSESSMENT
(0, 7th & 15th day)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Contact no. (Permanent postal address and phone number)

..............................................................................................................................
Email ID ..............................................................................................................

8. Date of Assessment ..............................................................................................................

9. Name of Formulation ...........................................................................................................

I. ASSESSMENT OF THE TREATING CONDITION (The investigator should record the


progress of the treating condition viz. Improvement, adverse effects etc.)

II. OTHER SPECIFIC SYMPTOMS WITH DURATION (IF ANY)

Present-1 Absent-2 Duration

1. Burning in throat (As,Hg)

2. Cough (Hg)

3. Difficulty in Swallowing (As)

4. Nausea (As, Cd, Hg, Pb)

5. Vomitting (As, Cd, Hg, Pb)

1026
6. Excessive Salivation (Cd)

7. Thirst (Pb)

8. Yellowing of teeth (Cd)

9. Diarrhea (As,Cd, Hg, Pb)

10. Abdominal Pain(As,Cd,Hg, Pb)

11. Garlic odor in the breath (As)

12. Metallic taste in mouth (Hg,Pb)

13. Difficulty in breathing (As,Cd,Hg )

14. Chest Pain (Cd)

15. Tightness/Burning in Chest (Hg)

16. Oliguria/Anuria (As,Pb)

17. Headache (As,Hg)

18. Irritability (As)

19. Muscular Weakness (As,Hg,Pb)

20. Convulsions (As)

21. Loss of Appetite-Anorexia (Pb,As,Hg)

22. Fever (As,Cd)

23. Loss of Taste (Cd)

24. Loss of Smell (Cd)

25. Pain in joints (Cd, Pb)

26. Visual Disturbances (Hg)

27. Forgetfulness (Hg)

28. Lack of Concentration (Pb)

1027
29. Anxiety (Hg)

30. Emotional instability/Mood swings (Hg, Pb)

31. Insomnia (Hg)

32. Weight Loss (Pb)

33. Shaky hands (Pb)

34. Numbness (Pb)

35. Vertigo (Pb)

36. Hallucinations (Pb)

37. Loss of consciousness

III. PHYSICAL EXAMINATION

1. Height (cm) ________________

2. Weight (kg) ________________

3.
{
Weight (kg.)
B.M.I. ———————
Height (meters)2 } ________________

4. Pulse (per min) ________________

5. Respiration rate (per min) ________________

6. Blood Pressure (mm Hg) ________________

7. Systolic ________________

8. Diastolic ________________

9. Body temperature ( o F) ________________

Absent(0) Present (1)

10. Pallor

11. Lymphadenopathy

12. Cyanosis (As)

1028
13. Clubbing nails

14. Edema

If present, specify General Local


(Area) _________________

15. Bluish line on Gingiva


(lead line)

Skin & nails

16. Erythroderma (As)

17. Hyperkeratosis (As)

18. Hyperpigmentation (As)

19. Exfoliative Dermatitis (As)

20. Aldrich Mees Lines (As)


(Transverse white striae on fingernails)

IV. SYSTEMIC EXAMINATION Normal (0) Abnormal (1)

CVS

If abnormal, details________________________________________________________

CNS

If abnormal, details _______________________________________________________

Respiratory system

If abnormal, details _______________________________________________________

Digestive system

If abnormal, details _______________________________________________________

Urogenital system

If abnormal, details _______________________________________________________

Date:_______________ Signature of investigator:_________________

*Note: Separate sheet of this form should be used for separate visits i.e 3 sheets for
3 visits.

1029
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(RASA MANIKYA RASA) AYURVEDIC AND SIDDHA HERBOMINERAL AND
METALLIC PREPARATIONS.
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
(0, 7th & 15thday)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment ..............................................................................................................

Urine Examination

8. Routine____________ Microscopic___________

9. Urinary levels of heavy Metals As ___________

Pb___________

Cd___________

Hg___________

Haematological Investigations

10. Serum Analysis for heavy Metals: As ___________

Pb ___________

Cd ___________

Hg ___________

1030
11. Hb (g/dl) _______________________________

12. TLC (Cells/Cu.mm.) ______________________

DLC

13. P (%) __________________

14. L(%) __________________

15. M (%) __________________

16. E(%) __________________

17. B (%) __________________

18. ESR (1st hour.) (mm) __________________

Blood Sugar

19. Fasting (mg./dl) __________________

20. Uric acid (mg./dl) __________________

Kidney function tests (Sl.No.)

21. B.Urea (mg./dl) __________________

22. S.Creatinine (mg./dl) __________________

Liver function tests (Sl.No.)

23. Total proteins (g./dl) __________________

24. Albumin (g. /dl) __________________

25. Globulin (g. /dl) __________________

26. A/G Ratio __________________

27. S.Bilirubin(mg./dL)

a. Total __________________

b. Direct __________________

1031
c. Indirect __________________

d. SGPT. (IU/L) __________________

e. SGOT (IU/L) __________________

28. Alk. Phosphates (KA units) __________________

29. X-ray chest (PA View) _____________________________________________

30. USG Whole Abdomen _____________________________________________

_____________________________________________

31. ECG (0,12 WEEK& if symptoms suggest sos) _________________________________

32. Any other Remarks _______________________________________________________

Date:______________ Signature of the Research Fellow/Investigator _______________

Place:_____________

Note:

• Investigations from Sl. No. 26-28 are to be done at 0 & 15thday.

*Note: Separate sheet of this form should be used for separate visits i.e. 3sheets for 3
visits.

1032
ANNEXURE-I

HEAVY METAL TOXICITY-GENERAL CONSIDERATIONS


Heavy metals become toxic when they are not metabolized by the body and accumulate
in the soft tissues. Exposure to toxic heavy metals is generally classified as acute, 14 days or less;
intermediate, 15-354 days; and chronic, more than 365 days (The Agency for Toxic Substances
and Disease Registry –ATSDR). Additionally, acute toxicity is usually from a sudden or
unexpected exposure to a high level of the heavy metal (e.g., from careless handling, inadequate
safety precautions, or an accidental spill or release of toxic material often in a laboratory,
industrial, or transportation setting). Chronic toxicity results from repeated or continuous exposure,
leading to an accumulation of the toxic substance in the body. Chronic exposure may result from
contaminated food, air, water, or dust; living near a hazardous waste site; spending time in areas
with deteriorating lead paint; maternal transfer in the womb; or from participating in hobbies that
use lead paint or solder. Chronic exposure may occur in either the home or workplace. Symptoms
of chronic toxicity are often similar to many common conditions and may not be readily
recognized. Routes of exposure include inhalation, skin or eye contact, and ingestion (ATSDR
MMGs and ToxFAQs; Anon. 1993; WHO 1998; International Occupational Safety and
Health Information Centre 1999; Roberts 1999; Dupler 2001; Ferner 2001).

Reference Range of some Toxic heavy Metals*

S.No. Name of Ref. Range in blood Ref. Range in Medical test


the mental (whole Blood) urine for Screening
1. Arsenic Arsenic (blood): Reporting Arsenic, Urine: Urine (best),
(As) Limit: 10ng/ml 0.0-52.7 ug/l hair, Finger
Reference Range: Up to 10 ng/ Arsenic, Urine (24 nails
ml hour) 0.0-63.9 ug/
Physiologic arsenic concentrations d
in unexposed individuals are Arsenic per gram
usually less than 10 ng/ml; creatinine < 35 ug/
however, the total arsenic g CRT
concentration may be markedly
increased after dietary
consumption of seafood.
2. Lead Lead (blood): Reporting Limit: Lead, Urine 0-23 Blood, Urine
1.0 ug/dl ug/L Hair
Normal (unexposed population): Lead, Urine (24-

1033
Children and adults < 10 ug/dl hour) 0 - 31 ug/d
Exposed: Children (0-6 years) Lead per gm of
> 10 ug/dl Creatinine
Adults (occupational exposure) No reference
OSHA action level 40ug/dl interval (ug/g CRT)
BEI (Biological Exposure 30
ug/dl
Index) (sampling time not
critical)
BAT (Biological Tolerance 70
ug/dl
Value) (sampling time not
critical)
Toxic: Children (0-6 years) >
70 ug/dl
Adults > 80 ug/dl
3. Cadmium 0.0 - 5.0 mcg/L Cadmium, Urine Urine (24 hr.)
0.0-2.6 ug/L CBC
Cadmium, Urine Hair Fingernail
(24-hour) 0.0-3.3
ug/d
Cadmium per
gram of creatinine
0.0-3.0 ug/g crt
4. Mercury Mercury (blood): (Mercury Mercury, Urine = Urine (24hr.)
measured as total mercury 0-10 ug/L Scalp hair
(inorganic, organic, and metallic). Mercury, Urine
Reporting Limit: 5 ng/ml (24-Hour) = 0-15
Reference Range: Up to 15 ng/ ug/d
ml Mercury per gram
Normal (unexposed population): of creatinine = No
less than 8 ng/ml reference interval
Exposed: (ug/g CRT)
BEI (Biological Exposure
Index): 15 ng/ml (total
inorganic) (end of shift, end of
workweek)

1034
BAT (Biological Tolerance
Value) 50 ng/ml (metallic and
inorganic)
BAT (Biological Tolerance
Value): 100 ng/ml (organic)

References
1. Harrison’s Principle of Internal Medicine 15th Edition page No.2590 –2595
2. http://www.medicine.uiowa.edu/Path_Handbook/indices/B.html

1035
ANNEXURE-II

LEAD
Lead is number 2 on the ATSDR’s “Top 20 List.”
Source: Every year, industry produces about 2.5 million tons of lead throughout the world. Most
of this lead is used for batteries. The remainder is used for cable coverings, plumbing, ammunition,
and fuel additives. Other uses are as paint pigments and in PVC plastics, x-ray shielding, crystal
glass production, pencils, and pesticides.
The inorganic forms of lead are absorbed through ingestion or inhalation, whereas organic lead salts
are absorbed through the skin. Only about 10% of an ingested dose is absorbed in adults, but the
absorbed percentage may be much greater in children. Lead absorption is enhanced by
deficiencies of iron, calcium, and zinc.
Targeted organs: Bones, Brain, Blood, kidneys, and thyroid gland (International Occupational
Safety and Health Information Centre 1999; ATSDR ToxFAQs for Lead).
Half Life: Some authorities list the half-life of lead in the bone as long as 30 years, while others
estimate the lead half-life in bone to be 105 days. Generally, excretion of lead is slow, with an
estimated biologic half-life in soft tissues of 24-40 days. The remainder of the stored lead is found
in soft tissue, notably the kidney and brain.
Excretion: The primary route of excretion is through feces (80-90%). To a lesser extent, lead is
excreted in urine (10%). Lead passes the placental barrier and is found in breast milk.
Clinical Features – A patient with lead poisoning may have a combination of symptoms - or no
symptoms at all until the condition has progressed.
Acute Poisoning
Alimentary System - Thirst
Metallic taste in mouth
Nausea
Colic (Abdominal pain)
Diarrhoea
Loss of appetite (Anorexia)
CNS Parasthesia (numbness) Hallucination
Muscle pain Vertigo
Fatigue Lethargy
Convulsions Ataxia

1036
Slurred speech Sleeplessness
Loss of consciousness
CVS Hypotension / Hypertension
Circulatory collapse
Blood Pallor (Severe Anemia – acute hemolytic crisis)
Renal System Oliguria
Chronic Poisoning
Births defects Shaky hand Numbness
Mental Retardation Muscular weakness lack of concentration
Autism Paralysis (Beginning in fore arms) Psychosis
Allergies Arthritis Colic
Dyslexia Hyper activity Weight loss
Mood swings Nausea
Leadline in gingival
Seizures
Chronic subclinical exposure to lead is associated
Interstitial nephritis,
Tubular damage
Hyperuricaemia
Oliguria (decline in GFR)
Chronic Renal Failure.
Blood lead levels in the range of 0.34 – 1.7 μmol/lit are associated with
• Increase in blood Pressure
• Decrease in creatinine clearance
• Decrements in cognitive performance
Laboratory Investigation -
1. Blood Test
(i) Blood Lead levels (N) blood level of lead < 1.9 μmol/L (40 μg/dl)
In children > 10 mcg/dl;
In Adults > 40 μ/dl are considered to be of concern

1037
(ii) Complete Blood Count (CBC) – (Normochromic, Normocytic anemia with
Basophilic stipplings on red cells in lead poisoning)
(iii) Serum Creatinine level (Elevated in chronic lead poisoning)
2. Long bone X-ray (in Children) (May reveal bands that indicate the failure of the bone to
rebuild)
3. Measurement of lead in teeth
4. Levels of lead in Urine [ Random urine < 150 μg/g creatinine (Not provoked with a
chelator) ]
5. Levels of lead in Faeces
6. Nerve Conduction Time (To know nerve induced peripheral demyelination)
7. Bone Lead Levels- k- ray-Flourescence

1038
ARSENIC

ANNEXURE-III

Arsenic is the most common cause of acute heavy metal poisoning in adults and is number
1 on the ATSDR’s “Top 20 List.
Sources: Sources of arsenic include
• Pesticides
• Herbicides
• Fungicides
• Wood preservatives
• Ceramic enamels
• Paints
• Tobacco (There may be as much as 6 micrograms per pack)
• Burning of Fossil fuels as arsenic is a contaminant
Occupational exposure can occur in
• The Smelting Industry (arsenic is a by –product of ores containing lead,gold,zinc,cobalt and
nickel)
• The microelectronics Industry
• Coal Power Plants
• Jobs involving the manufacturing of glass and fireworks
• Jobs with contact with pesticides
• Jobs with contact with wood treated with arsenic as a preservative
Absorption – Absorbed through skin, lungs and GIT
Targeted Organ: Target organs are the blood, kidneys, and central nervous, digestive, and skin
systems.
After absorption of inorganic arsenic, the compound accumulates in the liver, spleen,
kidneys, lungs and gastrointestinal tract. It is then rapidly cleared from these tissues but it leaves
a residue in Keratin rich tissues such as skin, hair and nails.
Metabolism Inorganic compounds are absorbed more readily than organic 80% of this is
ingested through GIT.
Blood 24 hour liver, kidney, lung and spleen
2 weeks skin, hair & bone.

1039
Inorganic salts in - leukocytes

(x) (does not cross crosses placenta.


Blood brain barrier)
Excretion – 90 – 95% in Urine
5 – 10% in excreta
Small amounts are recovered in bile, feces & saliva,
After an overdose, arsenic may be detected in urine up to 7-21 days.
Lethal dose - 130-300 mg.
Toxicity - Acute toxicity of arsenic is associated with
GIT - Burning in throat
Difficulty in swallowing
Nausea
Vomiting
Diarrhoea
Abdominal Pain
Garlic odor in the breath.
CVS - Difficulty in breathing
Hypotension
Cyanosis
CNS - Delirium
Coma
Seizures
Urinary system- Acute Tubular Necrosis
Hemoglobinuria,/ Hematuria
Hematological System - Haemolysis
Eosinophilia
Bone Marrow Depression.
Chronic - 2-8 weeks following ingestion
Skin & Nails - Erythroderma

1040
Hyperkeratosis
Hyperpigmentation
Exfoliative Dermatitis
Aldrich Mees lines (Transverse white striae on the fingernails)
Mucous Membrane
• Laryngitis
• Tracheitis
• Bronchitis
CNS • Polyneuritis (sensory & Motor)
• Basal cell carcinomas
• Squamous cell carcinomas
Other effects • Capillary injury
Necrosis of stomach, small bowel, vascular & degenerative changes in liver
& kidney
Laboratory Investigations-
Arsenic levels can be measured in blood, urine, hair and fingernails. Urine tests are most reliable
1. X-ray abdomen - (As is radio opaque and is seen on x-ray of abdomen).
2. ECG- (QRS complex broadening, QT prolongation, ST segment depression, T wave
flattening & multifocal ventricular tachycardia)
3. LFT (abnormal)
4. Hb (anaemia)
5. Leukopenia/ Leukocytosis
6. Protein urea
7. Hematuria
8. Cellular casts in the urine
9. Urine Arsenic levels (normally less than 67 nmol 5 μg/d)
10. May also be detected in hairs & nails for months following exposure.

1041
ANNEXURE-IV

CADMIUM

Cadmium is a byproduct of the mining and smelting of lead and zinc and is number 7 on
ATSDR’s “Top 20 list.”
(Absorbed Cd is mostly concentrated in liver and kidneys)
Sources – Cadmium has a wide variety of sources in the environment and from industry. One
source is from ingestion of grown foodstuffs, especially grain and leafy vegetables, which readily
absorb cadmium from the soil. The cadmium may occur naturally or as a contaminant and the
contaminants include sewage, sludge fertilizers, polluted ground water and mining effluents.
Cadmium is also a constituent of alloys, pigments, batteries, metal coatings for example protective
coating on steel, plastics and fertilizers. Occupational exposure may occur from the manufacture of
these products and from welding, and smelting of lead, zinc and copper as these occur in mixed
ores with cadmium. Cadmium is also found in Cigarette fumes and fumes from vehicles.
Absorption: Inhalation accounts for 15-50% of absorption through the respiratory system; 2-7%
of ingested cadmium is absorbed in the gastrointestinal system.
Target organs - Target organs are the liver, placenta, kidneys, lungs, brain, and bones (Roberts
1999; ATSDR ToxFAQs for Cadmium).
Clinical Toxicology – (4-24 h)
Acute - High dose Cd inhalation can cause severe respiratory irritation.
Pleuritic chest pain
Dysponea
Cyanosis
Fever
Tachycardia
Nauses
Pulmonary edema (non cardiogenic)
COPD
Renal Disease
Fragile bones
Emphysema

1042
Through Ingestion (Acute)
Nauses
Vomiting
Salivation
Abdominal cramps
Diarrhoea
Chronic
Anosmia - Alopecia
Yellowing of the teeth - Anaemia
Emphysema - arthritis
Minor changes in the liver function - learning disorders
Micorocytic hypochronic anemia
(unresponsive to iron therapy) - migraines
Renal tubular dysfunction
(Proteinuria & increased excretion of B2 microglobulin) - growth impairment
Osteomalacia (bone lesions & Pseudofractures)
Osteoporosis, loss of taste & smell poor appetite
Lab. Findings.
1. Blood level of CD >500nmol/L (5 μg/dl) is considered toxic)
2. urinary conc of B2 microglobulin.
24 hour urine. Specimen → Creatinine level in urine
CBC Hair & Fingernail clippings)
(Creatinine level in unine above 10 mg/dl) suggest Cadmium toxicity.

1043
ANNEXURE-V

MERCURY
Mercury is number 3 on ATSDR’s “Top 20 List”. It is generated naturally in the environment from
the degassing of the earth’s crust, from volcanic emissions. It exists in three forms: elemental
mercury and organic and inorganic mercury.
Sources : Mining operations, chloralkali plants, and paper industries are significant producers of
mercury (Goyer 1996).Mercury continues to be used in thermometers, thermostats, and dental
amalgam. (Many researchers suspect dental amalgam as being a possible source of mercury
toxicity [Omura et al. 1996; O’Brien 2001].) Medicines, such as mercurochrome and
merthiolate, are still available. Algaecides and childhood vaccines are also potential sources. People
who consume more than two fish meals a week are showing very high serum levels of mercury.
Absorption: Inhalation is the most frequent cause of exposure to mercury. The organic form is
readily absorbed in the gastrointestinal tract (90-100%); lesser but still significant amounts of
inorganic mercury are absorbed in the gastrointestinal tract (7-15%). Target organs are the brain
and kidneys (Roberts 1999; ATSDR ToxFAQs for Mercury).
Target Organs: Target organs are the brain and kidneys (Roberts 1999; ATSDR ToxFAQs for
Mercury).
Symptoms:
Symptoms of acute exposure are
• Cough
• Sore throat
• Shortness of breath
• Metallic taste in the mouth
• Abdominal pain
• Nausea,
• Vomiting
• Diarrhoea
• Headache
• Weakness
• Visual disturbances
• Tachycardia
• Hypertension.

1044
Chronic exposure to mercury may result in
• Permanent damage to the central nervous system (Ewan et al. 1996) and kidneys.
• Tremors
• Anxiety
• Forgetfulness
• Emotional instability
• Insomnia
• Fatigue
• Weakness
• Anorexia
• Loss of Cognitive functions
• Mercury can also cross the placenta from the mother to the fetus (levels in the fetus are
often double those in the mother) and accumulate, resulting in mental retardation, brain
damage, cerebral palsy, blindness, seizures, and inability to speak
Laboratory Investigations:
• Blood and urine samples are used to determine recent exposure, as well as exposure to
elemental mercury and inorganic forms of mercury.
• Blood mercury levels should not exceed 50 mcg/L (see the ATSDR Medical
Management Guidelines).
• A 24-hour urine specimen is collected for measurement of mercury levels.
• Chest x-rays can reveal a collection of mercury from exposure to elemental mercury or
a pulmonary embolism containing mercury (Ferner 2001).
• Abdominal x-rays can reveal swallowed mercury as it moves through the gastrointestinal
tract.
• Scalp hair is used in testing for exposure to methylmercury.
• Liver and kidney function tests are also important in severely exposed persons.

References
Harrison’s Principle of Internal Medicine 15th Edition page No.2590 –2595
MetalsasToxins:http://www.portfolio.mvm.ed.ac.uk/studentwebs/session2/group29/introtox.htm
http://www.medicine.uiowa.edu/Path_Handbook/indices/B.html http://www.lef.org/protocols/prtcl-
072.shtml#mostimpblt

1045
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1046
OPEN OBSERVATIONAL STUDY ON CLINICAL
SAFETY OF SELECTED AYURVEDIC AND SIDDHA
HERBOMINERAL AND METALLIC PREPARATIONS

Drug: Study Code:

PROTOCOL & CASE REPORT FORMS (CRF)

CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA


AND SIDDHA

1047
Blank

1048
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(VASANTA KUSUMAKARA RASA) AYURVEDIC AND SIDDHA
HERBOMINERAL AND METALLIC PREPARATIONS

I. BACKGROUND
The use of metals in therapeutic drugs has become increasingly important over the last
couple of decades; Ayurveda recognizes their use long before that. Rasashastra, one among the
subspecialties of Ayurvedic Pharmaceuticals and Siddha classics have specified therapeutic use of
metals and minerals in the form of Bhasmas and Rasakalpas. As these drugs required in lesser
doses, causes no distaste unlike herbal drugs and faster in action, these practices became popular
and widely accepted and safely used since long.1
Heavy metals are chemical elements with a specific gravity that is at least 5 times the
specific gravity of water. There are 35 metals that concern us because of occupational or
residential exposure; 23 of these are the heavy elements or “heavy metals”: antimony, arsenic,
bismuth, cadmium, cerium, chromium, cobalt, copper, gallium, gold, iron, lead, manganese, mercury,
nickel, platinum, silver, tellurium, thallium, tin, uranium, vanadium, and zinc (Glanze 1996).
Interestingly, small amounts of these elements are common in our environment and diet and are
actually necessary for good health, but inappropriate dosage forms of any of them may cause
acute or chronic toxicity (poisoning).
Some well-known toxic metallic elements with a specific gravity that is 5 or more times
that of water are Arsenic, 5.7; Cadmium, 8.65; Iron, 7.9; Lead, 11.34; and Mercury, 13.546
(Lide 1992).2
Articles ( JAMA, Dec.15, 2004, Vol.292, No.23) published in some journals have
mentioned about the toxicity, presence of heavy metal contents of certain Ayurvedic Classical/
Proprietary preparations which is creating misconceptions among scientific communities and general
public regarding the safety of Ayurvedic/Siddha Rasa Kalpas and Bhasmas.

References
1. RasaRatna Samuchchaya, chapter 28/1.
2. http://www.lef.org/protocols/: Heavy Metal Toxicity
3. RasaRatna Samuchchaya, chapter 5/11,20,30,147.

1049
The classics of Ayurvedic Rasashastra and siddha system have specified different
methods of preparation and operational procedures since from the collection of raw drugs their
purification, processing, method of use, dosage forms etc. The raw drugs and finished products, if
not processed and preserved as per the classical literature specified, they may lead to improper
finished product with contaminants and may lead to toxic symptoms3. Thus this project is
undertaken to assess the heavy metal toxicity in patients receiving Ayurvedic /siddha preparations.
II. OBJECTIVES:
Observe the clinical/biochemical changes in subjects receiving Vasanta Kusumakara Rasa
- an Ayurvedic Herbomineral / Metallic preparations for ensuring Clinical safety
III. CENTRE: Identified CCRAS Institutes.
IV. SOURCE OF PROCUREMENT OF TRIAL DRUGS:
The selected Ayurvedic & Siddha drugs will be procured from IMPCL and IMPCOPS,
Chennai. The requisite quantities of all the drugs will be procured and supplied to the identified
Institutes and CSMDRIA, Chennai by Central Research Institute (Ay) New Delhi [from IMPCL],
Central Research Institute (Siddha), Chennai [from IMPCOPS]. The physico-chemical standards
will be evolved by Cpt. Srinivasa Murthy Drug Research Institute for Ayurveda, Chennai.
V. SAMPLE SIZE AND METHODS: - 15 subjects
TYPE OF STUDY : Open
LEVEL OF STUDY : OPD
PERIOD OF TREATMENT : 30 days
PERIOD OF STUDY : 6 months
DRUG & Details of treatment schedule
a) Drug- Vasanta Kusumakara Rasa
b) Diagnosis - Prameha, Dourbalya
c) Dosage schedule and duration - 60 mg BD for 30 days
d) Combinations with the main drug: Vasanta Kusumakara Rasa 60 mg. in 3 gms. of
Ashwagandha Churna.
e) Anupana [Vehicle]: Water.
VI. CRITERIA FOR INCLUSION:
1. Patients above 20 years and below 60 years of age.
2. Biochemical investigations for heavy metals at 0 day of assessment within the range.

1050
3. Clinically diagnosed cases of Prameha & Dourbalya
VII. CRITERIA FOR EXCLUSION:
1. Serum metallic levels of any of the metals exceeding permissible range at day 0 of
assessment
2. Age below 20 years & above 60 years
3. Known renal or Hepatic Pathology (Confirm by Clinical/Biochemical parameters)
4. Chronic Industrial Exposure
5. Patient receiving any other mineral preparation other than trial drug.
6. Major neuro-Psychiatric abnormalities
7. Chronic Smokers/Tobacco consumers
VIII. CRITERIA FOR WITHDRAWAL:
During the course of the trial treatment, if any serious condition or any serious adverse
events which requires urgent treatment or if patients himself want to withdraw from the study, such
subjects may be withdrawn from the trial.
IX. ROUTINE EXAMINATION AND ASSESSMENT:
Screening of the patients will be recorded as per case record form-I. The full details of
history and physical examination of the subjects will be recorded as per case record forms (Case
record form II). Clinical and physiological assessment (Case record form -III) and laboratory
investigations (Case report form -IV3) will be done before treatment, at 0, 15th & 30th days.
X. STATISTICAL ANALYSIS
Data on clinical symptoms and objective tests before and after the treatment will be
tabulated and analyzed using appropriate statistical tools. The data generated at the Institute on the
selected trial drug will have to be communicated to the Statistical Officer of CCRAS from time to
time through e-mail.
XI. CRITERIA FOR ASSESSMENT OF OUTCOME OF STUDY
The assessment of progress & outcome of the study are assessed on the basis of clinical
and biochemical investigations.
XII. TRIAL MONITORING AND DATA ANALYSES
The Statistical Section, CCRAS, Hqrs, New Delhi will undertake the monitoring of
progress of the trial and data analysis.

1051
XIII. ETHICAL REVIEW
Institutional Ethical Committee (IEC) of participating Center’s shall issue clearance
certificate before the project is initiated. Patient’s information sheet and informed consent form shall
be submitted along with project proposal for approval by IEC and maintained in duplicate with one
copy given to the patient at the time of entry to the trial.
XIV. TRAVELLING EXPENSES
A consolidated amount of Rs.100/- per visit (Total Rs.300/-) will be paid to the patient at
the end of the study.
XV. TRAINING TO INVESTIGATORS AND PERSONS INVOLVED
Short-term two-day training will be provided to the Investigators and Laboratory
personnel involved in this open observational trial at CCRAS Hqrs. and Central Research Institute
(Ay.), New Delhi. The investigators and technicians will be detailed about the clinical trial conduct
and laboratory procedures in order to maintain the uniformity.
XVI. LABORATORY INVESTIGATIONS
The Laboratory Investigations (Pathological / Biochemical, Radiological / Sonography etc.)
which are not available at research Institutes will be referred to any reputed/Government Institutes
under intimation to this Council following codal formalities.
XVII. FINANCIAL APPROVAL:
The financial implications as required for different purposes will be met from sanctioned
budget of the Institute concerned under the head Research Activities (Plan). All the procedures
should be executed following the codal formalities with necessary approvals of the Council.

1052
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
WRITTEN INFORMED CONSENT FORM
CERTIFICATE BY INVESTIGATOR

I certify that I have disclosed all details about the study in the terms easily understood by
the patient.
Date: _______________ Signature of the subject: ______________
Name: ____________________________

CONSENT BY SUBJECT
I have been informed to my satisfaction, by the attending physician, the purpose of the trial
and the nature of drug treatment and follow-up, including the laboratory investigations to be
performed to monitor and safeguard my body functions.
I am also aware of my right to opt out of the trial at any time during the course of the trial
without having to give the reasons for doing so.
I, exercising my free power of choice, hereby give my consent to be included as a subject
in the clinical trial on “Open Observational Study on Clinical Safety of Selected (Vasanta
Kusumakara Rasa) Ayurvedic / Siddha Herbomineral and Metallic Preparations.”

Date:___________ Name of the Subject:_____________________________

Signature or Thumb impression_____________________

Date:___________ Name of witness: _______________________________

Signature or Thumb impression: _____________________

Relationship ___________________________________

To be translated into regional language.

1053
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(VASANTA KUSUMAKARA RASA) AYURVEDIC AND SIDDHA HERBOMINERAL
AND METALLIC PREPARATIONS.
PATIENT INFORMATION SHEET

What is the study about?


The use of metals in therapeutic drugs has become increasingly important over the last
couple of decades; Ayurveda & Siddha recognizes their use long before that. The Ayurvedic
Rasashastra, one among the subspecialties of Ayurvedic & Siddha Pharmaceuticals has specified
therapeutic use of metals and minerals in the form of Bhasmas and Rasakalpas. As these drugs
required in lesser doses, causes no distaste unlike herbal drugs and faster in action, these practices
became popular and widely accepted and safely used since long.
The Ayurvedic preparation- Vasantha kusumakara ras, identified for the observational study
is being frequently prescribed by the practitioners since time immemorial for various common
ailments encountered in the general practice and found safe and effective.
However, considering the eco- climatic changes traces of certain unwanted substances may
lead to untoward effects. Thus this project is undertaken to assess the clinical safety in subjects
receiving Ayurvedic preparations.
What will you have to do?
Your doctor will explain clearly what you have to do. It is important that you follow the
instructions scrupulously. The study will take approximately 1 month to complete. During this
period, you are expected to visit the hospital 3 times (0, 15th & 30th days) for clinical,
biochemical and physiological assessment.
Before you start treatment, during the first visit to the clinic, you will undergo a complete
physical examination, required objective tests and laboratory investigations will also be done. If you
are found eligible, you would be put on treatment for 1 month.
At each visit, you will be supplied with sufficient quantities of drugs to last until your next
visit. If any adverse reactions like skin allergy, nausea, vomiting and palpitation/tremor etc., noticed
during the treatment period, this should be noticed to the Principle Investigator.

To be translated into regional language.

1054
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(VASANTA KUSUMAKARA RASA) AYURVEDIC AND SIDDHA
HERBOMINERAL AND METALLIC PREPARATIONS.
CASE REPORT FORM I - SCREENING
BEFORE TREATMENT
(Enter a () in the appropriate box)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Name of the subject: ………………………………........…………………………………

4. Gender: Male (1) Female (2)

5. Date of Birth: Age (in yrs.) :

6. Address Permanent postal address with phone number & email if any.

..............................................................................................................................
..............................................................................................................................

CRITERIA FOR INCLUSION Yes (1) No (0)

1. Age above 20 & below 60 years

2. Biochemical investigations for heavy metals at


0 day of assessment within the range.

3. Clinically diagnosed cases of Prameha & Dourbalya

EXCLUSION CRITERIA Yes (1) No (0)

4. Serum metallic levels of any of the metals


Exceeding permissible range at day 0 of assessment

5. Age below 20 & Above 60 years

6. Known Renal or Hepatic Pathology

1055
7. Chronic Industrial Exposure

8. Patient receiving any other mineral


preparation other than trial drug.

9. Major neuro- Psychiatric abnormalities

10. Chronic Smokers / Tobacco Consumers.

A patient is eligible for admission to the trial, only if sl. No.1 - 3 are “yes” & if the sl.
No. 4-10 are “no”.

Date:___________________ Signature of Doctor:______________________

1056
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(VASANTA KUSUMAKARA RASA) AYURVEDIC AND SIDDHA
HERBOMINERAL AND METALLIC PREPARATIONS.
CASE REPORT FORM II – HISTORY

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Address Permanent postal address with phone nu,ber & email if any.

8. Educational status: Illiterate 1 Literate 2 Matriculation 3

Graduate 4 PG 5

9. Annual Income Rs.

Less than Rs. 60,000/- (1) More than Rs. 60,000/- (2)

10. Occupation:

A. Current occupation related to significant exposure of dust, chemical, smoke or


heavy metal.

Yes If yes, details

No __________

B. Previous Occupation: [in last 3 years]

Was there any significant exposure to dust, chemicals smoke or heavy metal

Yes If yes, details

1057
No __________

11. History of previous treatment

a. H/o of intake of any Ayurvedic medicine yes-1 No-2


for the past 3 months

b. Disease/Cause for which therapy was taken —————————————————

c. Name of the Drug 1. —————————————————————

(Including brand name, 2. —————————————————————

Pharmacy, Batch no. & 3. —————————————————————

Dosage) 4. —————————————————————

5. —————————————————————

d. Date of starting the treatment: ——————————————————————

e. Duration of treatment ——————————————————————

f. Date of termination of therapy: ——————————————————————

g. Reason for termination of Therapy: ————————————————————

h. Cured / Dropped Out etc. ———————————————————————

12. History of Past illness:

Yes-1 No-2

If yes, details…………………………………………….....................................................

1. Onset of disease Acute Insidious

2. Previous episode

3. Duration of disease

4. Treatment given so far

1058
13. Personal History:

Diet Veg (1) Non-veg. (2)

Sleep Satisfactory: (1) Unsatisfactory (2)

Constipation Yes (1) No (2)

History of Environmental tobacco

Smoking exposure Yes No Duration

Tobacco chewing

Betel chewing

History of alcohol intake

Occasional (1) Regular (2)

Prakriti

Vataj 1 Pittaj 2 Kaphaj 3

Vata-kaphaj 4 Vata-pittaj 5 Pitta-kaphaj 6

Sama 7

HISTORY OF PRESENT ILLNESS:

Chief complaints & Duration

DIAGNOSIS:

OTHER SPECIFIC SYMPTOMS IF ANY WITH DURATION (0, 15th & 30thday)

Present-1 Absent-2 If present then


duration in months

1. Burning in throat (As,Hg)

2. Cough (Hg)

3. Difficulty in Swallowing (As)

4. Nausea (As, Cd, Hg, Pb)

1059
5. Vomitting (As, Cd, Hg, Pb)

6. Excessive Salivation (Cd)

7. Thirst (Pb)

8. Yellowing of teeth (Cd)

9. Diarrhea (As,Cd, Hg, Pb)

10. Abdominal Pain (As,Cd,Hg, Pb)

11. Garlic odor in the breath (As)

12. Metallic taste in mouth (Hg, Pb)

13. Difficulty in breathing (As, Cd, Hg)

14. Chest Pain (Cd)

15. Tightness/Burning in Chest (Hg)

16. Oliguria/Anuria (As,Pb)

17. Headache (As,Hg)

18. Irritability (As)

19. Muscular Weakness (As,Hg,Pb)

20. Convulsions (As)

21. Loss of Appetite-Anorexia


(Pb, As, Hg)

22. Fever (As,Cd)

23. Loss of Taste (Cd)

24. Loss of Smell (Cd)

25. Pain in joints (Cd, Pb)

26. Visual Disturbances (Hg)

27. Forgetfulness (Hg)

1060
28. Lack of Concentration (Pb)

29. Anxiety (Hg)

30. Emotional instability/Mood swings


(Hg, Pb)

31. Insomnia (Hg)

32. Weight Loss (Pb)

33. Shaky hands (Pb)

34. Numbness (Pb)

35. Vertigo (Pb)

36. Hallucinations (Pb)

37. Loss of consciousness

Note. Similar Signs/symptoms appearing as result of disease process /previous treatment


should be noted separately to avoid misinterpretation.

PHYSICAL EXAMINATION

Height (cm) ________________

Weight (kg) ________________

{ Weight (kg.)
B.M.I. ———————
Height (meters)2 } ________________

Pulse (per min) ________________

Respiration rate (per min) ________________

Blood Pressure (mm Hg) ________________

Systolic ________________

Diastolic ________________

Body temperature ( o F) ________________

1061
Absent(0) Present (1)

Pallor

Lymphadenopathy

Cyanosis (As)

Clubbing nails

Edema

If present, specify General (1) Local (2)

Area __________________________________________________________________

Bluish line on Gingiva


(lead line)

Skin & nails

Erythroderma (As)

Hyperkeratosis (As)

Hyperpigmentation (As)

Exfoliative Dermatitis (As)

Aldrich Mees Lines (As)


(Transverse white striae on fingernails)

SYSTEMIC EXAMINATION Normal (0) Abnormal (1)

CVS

If abnormal, details________________________________________________________

CNS

If abnormal, details _______________________________________________________

Respiratory system

1062
If abnormal, details _______________________________________________________

Digestive system

If abnormal, details _______________________________________________________

Urogenital system

If abnormal, details _______________________________________________________

Date:_______________ Signature of investigator:_________________

1063
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(VASANTA KUSUMAKARA RASA) AYURVEDIC AND SIDDHA
HERBOMINERAL AND METALLIC PREPARATIONS.
CASE REPORT FORM III– CLINICAL AND PHYSIOLOGICAL ASSESSMENT
(0, 15th, 30thday)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Contact no. (Permanent postal address and phone number)

..............................................................................................................................
Email ID ..............................................................................................................

8. Date of Assessment ..............................................................................................................

9. Name of Formulation ...........................................................................................................

ASSESSMENT OF THE TREATING CONDITION (The investigator should record the


progress of the treating condition viz. Improvement, adverse effects etc.)

OTHER SPECIFIC SYMPTOMS WITH DURATION (IF ANY)

Present-1 Absent-2 Duration

1. Burning in throat (As,Hg)

2. Cough (Hg)

3. Difficulty in Swallowing (As)

4. Nausea (As, Cd, Hg, Pb)

1064
5. Vomitting (As, Cd, Hg, Pb)

6. Excessive Salivation (Cd)

7. Thirst (Pb)

8. Yellowing of teeth (Cd)

9. Diarrhea (As,Cd, Hg, Pb)

10. Abdominal Pain (As,Cd,Hg, Pb)

11. Garlic odor in the breath (As)

12. Metallic taste in mouth (Hg,Pb)

13. Difficulty in breathing (As,Cd,Hg )

14. Chest Pain (Cd)

15. Tightness/Burning in Chest (Hg)

16. Oliguria/Anuria (As,Pb)

17. Headache (As,Hg)

18. Irritability (As)

19. Muscular Weakness (As,Hg,Pb)

20. Convulsions (As)

21. Loss of Appetite-Anorexia (Pb,As,Hg)

22. Fever (As,Cd)

23. Loss of Taste (Cd)

24. Loss of Smell (Cd)

25. Pain in joints (Cd, Pb)

26. Visual Disturbances (Hg)

27. Forgetfulness (Hg)

1065
28. Lack of Concentration (Pb)

29. Anxiety (Hg)

30. Emotional instability/Mood swings (Hg, Pb)

31. Insomnia (Hg)

32. Weight Loss (Pb)

33. Shaky hands (Pb)

34. Numbness (Pb)

35. Vertigo (Pb)

36. Hallucinations (Pb)

37. Loss of consciousness

PHYSICAL EXAMINATION

38. Height (cm) ________________

39. Weight (kg) ________________

{
Weight (kg.)
40. B.M.I. ———————
Height (meters)2 } ________________

41. Pulse (per min) ________________

42. Respiration rate (per min) ________________

43. Blood Pressure (mm Hg) ________________

44. Systolic ________________

45. Diastolic ________________

46. Body temperature ( o F) ________________

Absent(0) Present (1)

47. Pallor

48. Lymphadenopathy

1066
49. Cyanosis (As)

50. Clubbing nails

51. Edema

If present, specify General Local


(Area) _________________

52. Bluish line on Gingiva


(lead line)

Skin & nails

53. Erythroderma (As)

54. Hyperkeratosis (As)

55. Hyperpigmentation (As)

56. Exfoliative Dermatitis (As)

57. Aldrich Mees Lines (As)


(Transverse white striae on fingernails)

SYSTEMIC EXAMINATION Normal (0) Abnormal (1)

CVS

If abnormal, details________________________________________________________

CNS

If abnormal, details _______________________________________________________

Respiratory system

If abnormal, details _______________________________________________________

Digestive system

If abnormal, details _______________________________________________________

49. Urogenital system

If abnormal, details _______________________________________________________

Date:_______________ Signature of investigator:_________________

1067
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
OPEN OBSERVATIONAL STUDY ON CLINICAL SAFETY OF SELECTED
(VASANTA KUSUMAKARA RASA) AYURVEDIC AND SIDDHA
HERBOMINERAL AND METALLIC PREPARATIONS.
CASE REPORT FORM IV – LABORATORY INVESTIGATIONS
(0, 15th, 30th days)

1. Centre: ………………..……….

2. Code No. (of clinical trial)

3. Sr. No. of the subject: ……………………………........…………………………………

4. Name of the Subject: ...........................................................................................................

5. Gender: Male (1) Female (2)

6. Date of Birth: Age (in yrs.) :

7. Date of Assessment ..............................................................................................................

Urine Examination

8. Routine____________ Microscopic___________

9. Urinary levels of heavy Metals As ___________

Pb___________

Cd___________

Hg___________

Haematological Investigations

10. Serum Analysis for heavy Metals: As ___________

Pb ___________

Cd ___________

Hg ___________

1068
11. Hb (g/dl) _______________________________

12. TLC (Cells/Cu.mm.) ______________________

DLC

13. P (%) __________________

14. L(%) __________________

15. M (%) __________________

16. E(%) __________________

17. B (%) __________________

18. ESR (1st hour.) (mm) __________________

Blood Sugar

19. Fasting (mg./dl) __________________

20. Uric acid (mg./dl) __________________

Kidney function tests (Sl.No.)

21. B.Urea (mg./dl) __________________

22. S.Creatinine (mg./dl) __________________

Liver function tests (Sl.No.)

23. Total proteins (g./dl) __________________

24. Albumin (g. /dl) __________________

25. Globulin (g. /dl) __________________

26. A/G Ratio __________________

27. S.Bilirubin(mg./dL)

a. Total __________________

b. Direct __________________

1069
c. Indirect __________________

d. SGPT. (IU/L) __________________

e. SGOT (IU/L) __________________

28. Alk. Phosphates (KA units) __________________

29. X-ray chest (PA View) _____________________________________________

30. USG Whole Abdomen _____________________________________________

_____________________________________________

31. ECG (0,12 WEEK& if symptoms suggest sos) _________________________________

32. Any other Remarks _______________________________________________________

Date:______________ Signature of the Research Fellow/Investigator _______________

Place:_____________

1070
ANNEXURE-I

HEAVY METAL TOXICITY-GENERAL CONSIDERATIONS


Heavy metals become toxic when they are not metabolized by the body and accumulate
in the soft tissues. Exposure to toxic heavy metals is generally classified as acute, 14 days or less;
intermediate, 15-354 days; and chronic, more than 365 days (The Agency for Toxic Substances
and Disease Registry –ATSDR). Additionally, acute toxicity is usually from a sudden or
unexpected exposure to a high level of the heavy metal (e.g., from careless handling, inadequate
safety precautions, or an accidental spill or release of toxic material often in a laboratory,
industrial, or transportation setting). Chronic toxicity results from repeated or continuous exposure,
leading to an accumulation of the toxic substance in the body. Chronic exposure may result from
contaminated food, air, water, or dust; living near a hazardous waste site; spending time in areas
with deteriorating lead paint; maternal transfer in the womb; or from participating in hobbies that
use lead paint or solder. Chronic exposure may occur in either the home or workplace. Symptoms
of chronic toxicity are often similar to many common conditions and may not be readily
recognized. Routes of exposure include inhalation, skin or eye contact, and ingestion (ATSDR
MMGs and ToxFAQs; Anon. 1993; WHO 1998; International Occupational Safety and
Health Information Centre 1999; Roberts 1999; Dupler 2001; Ferner 2001).

Reference Range of some Toxic heavy Metals*

S.No. Name of Ref. Range in blood Ref. Range in Medical test


the mental (whole Blood) urine for Screening
1. Arsenic Arsenic (blood): Reporting Arsenic, Urine: Urine (best),
(As) Limit: 10ng/ml 0.0-52.7 ug/l hair, Finger
Reference Range: Up to 10 ng/ Arsenic, Urine (24 nails
ml hour) 0.0-63.9 ug/
Physiologic arsenic concentrations d
in unexposed individuals are Arsenic per gram
usually less than 10 ng/ml; creatinine < 35 ug/
however, the total arsenic g CRT
concentration may be markedly
increased after dietary
consumption of seafood.
2. Lead Lead (blood): Reporting Limit: Lead, Urine 0-23 Blood, Urine
1.0 ug/dl ug/L Hair
Normal (unexposed population): Lead, Urine (24-

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Children and adults < 10 ug/dl hour) 0 - 31 ug/d
Exposed: Children (0-6 years) Lead per gm of
> 10 ug/dl Creatinine
Adults (occupational exposure) No reference
OSHA action level 40ug/dl interval (ug/g CRT)
BEI (Biological Exposure 30
ug/dl
Index) (sampling time not
critical)
BAT (Biological Tolerance 70
ug/dl
Value) (sampling time not
critical)
Toxic: Children (0-6 years) >
70 ug/dl
Adults > 80 ug/dl
3. Cadmium 0.0 - 5.0 mcg/L Cadmium, Urine Urine (24 hr.)
0.0-2.6 ug/L CBC
Cadmium, Urine Hair Fingernail
(24-hour) 0.0-3.3
ug/d
Cadmium per
gram of creatinine
0.0-3.0 ug/g crt
4. Mercury Mercury (blood): (Mercury Mercury, Urine = Urine (24hr.)
measured as total mercury 0-10 ug/L Scalp hair
(inorganic, organic, and metallic). Mercury, Urine
Reporting Limit: 5 ng/ml (24-Hour) = 0-15
Reference Range: Up to 15 ng/ ug/d
ml Mercury per gram
Normal (unexposed population): of creatinine = No
less than 8 ng/ml reference interval
Exposed: (ug/g CRT)
BEI (Biological Exposure
Index): 15 ng/ml (total
inorganic) (end of shift, end of
workweek)

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BAT (Biological Tolerance
Value) 50 ng/ml (metallic and
inorganic)
BAT (Biological Tolerance
Value): 100 ng/ml (organic)

References
1. Harrison’s Principle of Internal Medicine 15th Edition page No.2590 –2595
2. http://www.medicine.uiowa.edu/Path_Handbook/indices/B.html

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ANNEXURE-II

LEAD
Lead is number 2 on the ATSDR’s “Top 20 List.”
Source: Every year, industry produces about 2.5 million tons of lead throughout the world. Most
of this lead is used for batteries. The remainder is used for cable coverings, plumbing, ammunition,
and fuel additives. Other uses are as paint pigments and in PVC plastics, x-ray shielding, crystal
glass production, pencils, and pesticides.
The inorganic forms of lead are absorbed through ingestion or inhalation, whereas organic lead salts
are absorbed through the skin. Only about 10% of an ingested dose is absorbed in adults, but the
absorbed percentage may be much greater in children. Lead absorption is enhanced by
deficiencies of iron, calcium, and zinc.
Targeted organs: Bones, Brain, Blood, kidneys, and thyroid gland (International Occupational
Safety and Health Information Centre 1999; ATSDR ToxFAQs for Lead).
Half Life: Some authorities list the half-life of lead in the bone as long as 30 years, while others
estimate the lead half-life in bone to be 105 days. Generally, excretion of lead is slow, with an
estimated biologic half-life in soft tissues of 24-40 days. The remainder of the stored lead is found
in soft tissue, notably the kidney and brain.
Excretion: The primary route of excretion is through feces (80-90%). To a lesser extent, lead is
excreted in urine (10%). Lead passes the placental barrier and is found in breast milk.
Clinical Features – A patient with lead poisoning may have a combination of symptoms - or no
symptoms at all until the condition has progressed.
Acute Poisoning
Alimentary System - Thirst
Metallic taste in mouth
Nausea
Colic (Abdominal pain)
Diarrhoea
Loss of appetite (Anorexia)
CNS Parasthesia (numbness) Hallucination
Muscle pain Vertigo
Fatigue Lethargy
Convulsions Ataxia

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Slurred speech Sleeplessness
Loss of consciousness
CVS Hypotension / Hypertension
Circulatory collapse
Blood Pallor (Severe Anemia – acute hemolytic crisis)
Renal System Oliguria
Chronic Poisoning
Births defects Shaky hand Numbness
Mental Retardation Muscular weakness lack of concentration
Autism Paralysis (Beginning in fore arms) Psychosis
Allergies Arthritis Colic
Dyslexia Hyper activity Weight loss
Mood swings Nausea
Leadline in gingival
Seizures
Chronic subclinical exposure to lead is associated
Interstitial nephritis,
Tubular damage
Hyperuricaemia
Oliguria (decline in GFR)
Chronic Renal Failure.
Blood lead levels in the range of 0.34 – 1.7 μmol/lit are associated with
• Increase in blood Pressure
• Decrease in creatinine clearance
• Decrements in cognitive performance
Laboratory Investigation -
1. Blood Test
(i) Blood Lead levels (N) blood level of lead < 1.9 μmol/L (40 μg/dl)
In children > 10 mcg/dl;
In Adults > 40 μ/dl are considered to be of concern

1075
(ii) Complete Blood Count (CBC) – (Normochromic, Normocytic anemia with
Basophilic stipplings on red cells in lead poisoning)
(iii) Serum Creatinine level (Elevated in chronic lead poisoning)
2. Long bone X-ray (in Children) (May reveal bands that indicate the failure of the bone to
rebuild)
3. Measurement of lead in teeth
4. Levels of lead in Urine [ Random urine < 150 μg/g creatinine (Not provoked with a
chelator) ]
5. Levels of lead in Faeces
6. Nerve Conduction Time (To know nerve induced peripheral demyelination)
7. Bone Lead Levels- k- ray-Flourescence

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ARSENIC

ANNEXURE-III

Arsenic is the most common cause of acute heavy metal poisoning in adults and is number
1 on the ATSDR’s “Top 20 List.
Sources: Sources of arsenic include
• Pesticides
• Herbicides
• Fungicides
• Wood preservatives
• Ceramic enamels
• Paints
• Tobacco (There may be as much as 6 micrograms per pack)
• Burning of Fossil fuels as arsenic is a contaminant
Occupational exposure can occur in
• The Smelting Industry (arsenic is a by –product of ores containing lead,gold,zinc,cobalt and
nickel)
• The microelectronics Industry
• Coal Power Plants
• Jobs involving the manufacturing of glass and fireworks
• Jobs with contact with pesticides
• Jobs with contact with wood treated with arsenic as a preservative
Absorption – Absorbed through skin, lungs and GIT
Targeted Organ: Target organs are the blood, kidneys, and central nervous, digestive, and skin
systems.
After absorption of inorganic arsenic, the compound accumulates in the liver, spleen,
kidneys, lungs and gastrointestinal tract. It is then rapidly cleared from these tissues but it leaves
a residue in Keratin rich tissues such as skin, hair and nails.
Metabolism Inorganic compounds are absorbed more readily than organic 80% of this is
ingested through GIT.
Blood 24 hour liver, kidney, lung and spleen
2 weeks skin, hair & bone.

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Inorganic salts in - leukocytes

(x) (does not cross crosses placenta.


Blood brain barrier)
Excretion – 90 – 95% in Urine
5 – 10% in excreta
Small amounts are recovered in bile, feces & saliva,
After an overdose, arsenic may be detected in urine up to 7-21 days.
Lethal dose - 130-300 mg.
Toxicity - Acute toxicity of arsenic is associated with
GIT - Burning in throat
Difficulty in swallowing
Nausea
Vomiting
Diarrhoea
Abdominal Pain
Garlic odor in the breath.
CVS - Difficulty in breathing
Hypotension
Cyanosis
CNS - Delirium
Coma
Seizures
Urinary system- Acute Tubular Necrosis
Hemoglobinuria,/ Hematuria
Hematological System - Haemolysis
Eosinophilia
Bone Marrow Depression.
Chronic - 2-8 weeks following ingestion
Skin & Nails - Erythroderma

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Hyperkeratosis
Hyperpigmentation
Exfoliative Dermatitis
Aldrich Mees lines (Transverse white striae on the fingernails)
Mucous Membrane
• Laryngitis
• Tracheitis
• Bronchitis
CNS • Polyneuritis (sensory & Motor)
• Basal cell carcinomas
• Squamous cell carcinomas
Other effects • Capillary injury
Necrosis of stomach, small bowel, vascular & degenerative changes in liver
& kidney
Laboratory Investigations-
Arsenic levels can be measured in blood, urine, hair and fingernails. Urine tests are most reliable
1. X-ray abdomen - (As is radio opaque and is seen on x-ray of abdomen).
2. ECG- (QRS complex broadening, QT prolongation, ST segment depression, T wave
flattening & multifocal ventricular tachycardia)
3. LFT (abnormal)
4. Hb (anaemia)
5. Leukopenia/ Leukocytosis
6. Protein urea
7. Hematuria
8. Cellular casts in the urine
9. Urine Arsenic levels (normally less than 67 nmol 5 μg/d)
10. May also be detected in hairs & nails for months following exposure.

1079
ANNEXURE-IV

CADMIUM

Cadmium is a byproduct of the mining and smelting of lead and zinc and is number 7 on
ATSDR’s “Top 20 list.”
(Absorbed Cd is mostly concentrated in liver and kidneys)
Sources – Cadmium has a wide variety of sources in the environment and from industry. One
source is from ingestion of grown foodstuffs, especially grain and leafy vegetables, which readily
absorb cadmium from the soil. The cadmium may occur naturally or as a contaminant and the
contaminants include sewage, sludge fertilizers, polluted ground water and mining effluents.
Cadmium is also a constituent of alloys, pigments, batteries, metal coatings for example protective
coating on steel, plastics and fertilizers. Occupational exposure may occur from the manufacture of
these products and from welding, and smelting of lead, zinc and copper as these occur in mixed
ores with cadmium. Cadmium is also found in Cigarette fumes and fumes from vehicles.
Absorption: Inhalation accounts for 15-50% of absorption through the respiratory system; 2-7%
of ingested cadmium is absorbed in the gastrointestinal system.
Target organs - Target organs are the liver, placenta, kidneys, lungs, brain, and bones (Roberts
1999; ATSDR ToxFAQs for Cadmium).
Clinical Toxicology – (4-24 h)
Acute - High dose Cd inhalation can cause severe respiratory irritation.
Pleuritic chest pain
Dysponea
Cyanosis
Fever
Tachycardia
Nauses
Pulmonary edema (non cardiogenic)
COPD
Renal Disease
Fragile bones
Emphysema

1080
Through Ingestion (Acute)
Nauses
Vomiting
Salivation
Abdominal cramps
Diarrhoea
Chronic
Anosmia - Alopecia
Yellowing of the teeth - Anaemia
Emphysema - arthritis
Minor changes in the liver function - learning disorders
Micorocytic hypochronic anemia
(unresponsive to iron therapy) - migraines
Renal tubular dysfunction
(Proteinuria & increased excretion of B2 microglobulin) - growth impairment
Osteomalacia (bone lesions & Pseudofractures)
Osteoporosis, Loss of taste & smell. Poor appetite
Lab. Findings.
1. Blood level of CD >500nmol/L (5 μg/dl) is considered toxic)
2. urinary conc of B2 microglobulin.
24 hour urine. Specimen → Creatinine level in urine
CBC Hair & Fingernail clippings)
(Creatinine level in unine above 10 mg/dl) suggest Cadmium toxicity.

1081
ANNEXURE-V

MERCURY
Mercury is number 3 on ATSDR’s “Top 20 List”. It is generated naturally in the environment from
the degassing of the earth’s crust, from volcanic emissions. It exists in three forms: elemental
mercury and organic and inorganic mercury.
Sources : Mining operations, chloralkali plants, and paper industries are significant producers of
mercury (Goyer 1996).Mercury continues to be used in thermometers, thermostats, and dental
amalgam. (Many researchers suspect dental amalgam as being a possible source of mercury
toxicity [Omura et al. 1996; O’Brien 2001].) Medicines, such as mercurochrome and
merthiolate, are still available. Algaecides and childhood vaccines are also potential sources. People
who consume more than two fish meals a week are showing very high serum levels of mercury.
Absorption: Inhalation is the most frequent cause of exposure to mercury. The organic form is
readily absorbed in the gastrointestinal tract (90-100%); lesser but still significant amounts of
inorganic mercury are absorbed in the gastrointestinal tract (7-15%). Target organs are the brain
and kidneys (Roberts 1999; ATSDR ToxFAQs for Mercury).
Target Organs: Target organs are the brain and kidneys (Roberts 1999; ATSDR ToxFAQs for
Mercury).
Symptoms:
Symptoms of acute exposure are
• Cough
• Sore throat
• Shortness of breath
• Metallic taste in the mouth
• Abdominal pain
• Nausea,
• Vomiting
• Diarrhoea
• Headache
• Weakness
• Visual disturbances
• Tachycardia
• Hypertension.

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Chronic exposure to mercury may result in
• Permanent damage to the central nervous system (Ewan et al. 1996) and kidneys.
• Tremors
• Anxiety
• Forgetfulness
• Emotional instability
• Insomnia
• Fatigue
• Weakness
• Anorexia
• Loss of Cognitive functions
• Mercury can also cross the placenta from the mother to the fetus (levels in the fetus are
often double those in the mother) and accumulate, resulting in mental retardation, brain
damage, cerebral palsy, blindness, seizures, and inability to speak
Laboratory Investigations:
• Blood and urine samples are used to determine recent exposure, as well as exposure to
elemental mercury and inorganic forms of mercury.
• Blood mercury levels should not exceed 50 mcg/L (see the ATSDR Medical
Management Guidelines).
• A 24-hour urine specimen is collected for measurement of mercury levels.
• Chest x-rays can reveal a collection of mercury from exposure to elemental mercury or
a pulmonary embolism containing mercury (Ferner 2001).
• Abdominal x-rays can reveal swallowed mercury as it moves through the gastrointestinal
tract.
• Scalp hair is used in testing for exposure to methylmercury.
• Liver and kidney function tests are also important in severely exposed persons.

1083
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1084
SECTION-XIX
ANNEXURE
Blank

1086
Annexure-I
CENTRAL COUNCIL FOR RESEARCH IN AYURVEDA AND SIDDHA
(Enter a  in the appropriate box)
CASE REPORT FORM FOR DETERMINATION OF PRAKRUTI /
UDALIYAL/MIZAJ

1. PHYSIOLOGICAL STATUS (PHS)


1.01 Status of Appetite: (AD)
a. Good appetite
b. Stable appetite with usually moderate desire to eat
c. Variable appetite
1.02 Dietary/Eating habits (DH)
a. Enjoys eating, ready to eat mostly & hates to miss food
b. Regular food habits, but can spend hours without food
c. Desirous to take food, eats less at a time, needs mid-meals
snacks
1.03 Bowel Habits (BH)
a. Regular, once-a-day, stool well formed, if constipated it is mild
(Respond to medium strength laxative)
b. Regular & frequent, stool semisolid or loose, rarely constipated.
(Respond to mild laxatives sometimes even milk, fig., raisins etc.)
c. Variation seen, mostly constipated (strong purgatives are needed)
1.04 Sleeping Pattern (SH)
a. Sleeps easily but light
b. Sleeps easily and sound (heavily)
c. Trouble to get sleep, light sleep / Variable sleep pattern
1.05 Morning feelings, after leaving the bed (MF)
a. Don’t feel fresh

1087
b. Feel fresh. Feel well even with less sleep.
c. Feel fresh but not good when have less hours of sleep.
1.06 Dreams (DM)
a. Cool and peaceful dreams, not bothers to remember
b. Passionate dreams, sees heat, light & remembers well
c. Plenty of dreams, mostly related to motion, usually forgets
1.07 Physical working capacity/physical strength
a. Starts with speed & gets exhausted easily
b. Loves hard work, has moderate capacity
c. Good stamina but slow and not interested for physical work.
1.08 Performance of activities
a. Quickly with a lot of initiative
b. Moderately with medium initiative
c. Slow, steady and balance activities
1.09 Talking
a. Very fast missing words
b. Sharp, provocative and clear-cut
c. Slow, clear and stable
1.10 Walking
a. Very quick with swift movement
b. Normal and rhythm
c. Slow and steady
1.11 Associated movements of body while working
a. Excessive and frequent, difficult to tolerate
b. Less thirst, easy to tolerate
c. Moderate perspiration, consistent to climate, with pleasant smell.

1088
1.12 Nature of Thirst (TN)
a. Excessive and frequent, difficult to tolerate
b. Less thirst, easy to tolerate
c. Moderate and variable thirst
1.13 Status of Perspiration (SP)
a. Scanty even in hot climate but odourless
b. Profuse with strong odour
c. Moderate perspiration, consistent to climate, with pleasant smell.
1.14 Sexual qualities (SQ)
a. Variable, strong desire, overindulgence, & gets exhausted
b. Moderate with domina ting behavior
c. Usually low and steady desire, with good stamina
1.15 Quantity of seminal discharge
a. Scanty and comparatively thin in consistency
b. Moderate and normal
c. Plenty and thick
1.16 Fertility or productivity
a. Comparatively lesser
b. Less
c. Capable of producing good no. of off springs
1.17 Longevity or average age
a. Short life span
b. Moderate life span
c. Long life span
1.18 Resistance to diseases (RD)
a. Usually poor. Frequently fall ill.
b. Medium

1089
c. Good. Able to tolerate seasonal variation, food etc. well
1.19 Climatic Preferences (CP)
a. Prefers warm, avoids cold climate
b. Likes cold, but intolerant to warm/hot
c. Likes normal climate & prefers warm in comparison to cold
2. MENTAL/PSYCHOLOGICAL STATUS:
2.01 Mental Reactions (MR)/Personality Traits:
a. Very sensitive, reacts quickly
b. Gets Irritated easily & sustains it.
c. Cool, calm, avoids confrontations
2.02 Memory Status (MS)
a. Remembers easily & tends to forget easily
b. Takes time to grasp, but retains for long
c. Remembers easily and tends to retain
2.03 Leadership quality (LQ)
a. Don’t like to lead and happy as a follower.
b. Requires commanding status.
c. Avoid leading.
2.04 Decision making capacity(DMC)
a. Takes immediate decision without thinking much.
b. Takes decision after properly analyzing the facts.
c. Avoid taking decision. Usually keeps them pending.
2.05 Concentration Power (CP)
a. Very easy to concentrate on a work, but not for long duration
b. Difficult to concentrate on a work
c. Retains concentration for a long period

1090
2.06 Attitude towards problems or difficulties
Lot of worrying, instability in reaction
Angry, over awed, easily provoked and highly irritable
Peaceful, slow, steady and balance
2.07 Nature
a. Easily irritable, irritating to others, exaggerating, anxious materialistic liking
b. Polite but hot-tempered, proudy, brave, bold, less but good friendship
c. Polite, decent, not greedy, appreciating, have good and long lasting friendship
2.08 Liking about taste (TL)
a. Sweet, salt & sour
b. Sweet, bitter & astringent
c. Pungent, astringent & bitter
3. PHYSICAL FEATURES: (PF)
3.01 Body frame (BF)
a. Thin body frame, unusually long/short
b. Medium frame
c. Broad, Large frame
3.02 Body weight (BW)
a. Moderate/Average weight
b. Underweight or Tendency of fluctuation
c. Over weight or with a tendency to gain weight
3.03 Distribution of body fat (DBF)
a. Unequal/on specific areas
b. Evenly distribution
c. Scanty deposition of body fat.
3.04 Nature/Texture of skin
a. Delicate, Irritable skin, gets wrinkles easily

1091
b. Dry, rough, cracked, or having a tendency of cracking
c. Smooth, firm, soft, clear with good lusture, not prone to disorders
3.05 Complexion/skin color (SC)
a. Extremely fair / pinkish
b. Fair, reddish, burns easily
c. Comparatively dull or darkish, tans easily
3.06 Body Hair (BH)
a. Dry, rough, coarse, lustureless & curly
b. Soft, scanty, straight, fine textured
c. Thick, shiny, moderate
3.07 Forehead (FH)
a. Large
b. Medium
c. Small
3.08 Eyes (EF)
a. Rolling, restless, small, dull & lusterless
b. Sharp, medium sized with sclera of reddish tinge
c. Large calm stable eyes with milky white sclera
3.09 Teeth (TE)
a. Teeth are of average size, yellowish, prone to cavities
b. Dry, cracked, irregular dull white
c. Large, even, gleaming white
3.10 Tongue (TO)
a. Thin tongue, with blackish spots, often coated with thin adherent coating
b. Medium, Reddish, occasionally coated with yellow or red coating
c. Thick usually clear, rarely coated, coating is usually thick white

1092
3.11 Lips (LP)
a. Soft, moist & reddish
b. Dry, thin & blackish
c. Thick & glossy
3.12 Blood Vessels (BV)
a. Prominent
b. Less prominent
c. Not visible
3.13 Scalp Hair (SH)
a. Dark in Shade, coarse, rough, easily prone to dandruff and split ends.
b. Thin, delicate, straight, light coloured, turn grey at an early age
c. Strong, thick, dark, slightly wavy with good lusture, oiliness is usually
one of the chief complaints
3.14 Joints (JT)
a. Crackling joints, hyper mobile in nature
b. Comparatively normal but have soft and loose ligaments
c. Well lubricated, strongly built joints which are well organized, well covered
3.15 Voice (VR)
a. Rough, unclear voice, which turns hoarse or cracks on strain
b. Concise, sharp voice, intense in nature & high pitched
c. Deep, pleasant, resonant voice which is melodious, resonating,
but lower in pitch and intensity
3.16 Nail (NL)
a. Hard, brittle, rough & differ in size from one another, bluish/grayish in
contour
b. Soft, Strong, well formed, Lustrous, pink in colour
c. Strong, large, thick symmetrical & somewhat pale in colour

1093
3.17 Body temperature
a. Feels slightly cold on touch
b. Feels slightly warm on touch
c. Normal
3.18 Shape of Palms and feet
a. Short and broad
b. Medium and slim
c. Long and broad
3.19 Face
a. Small and broad with uneven features
b. Medium & oval with sharply defined features
c. Round, babbly and attractive with balance features
4 Social or economical status
4.01 Economy
a. Getting less outcome with hard work
b. Getting good outcome with moderate efforts
c. Enjoys lavishly and royal life

1094
SCORE SHEET FOR DETERMINATION OF PRAKRUTI /UDALIYAL /MIZAJ
Sl. no. of the subject_________________________________________________________

S.No. Observation Options Identified Area (V/P/K)


Code a b c
1. 1.01 P K V
2. 1.02 P K V
3. 1.03 K P V
4. 1.04 P K V
5. 1.05 V P K
6. 1.06 K P V
7. 1.07 V P K
8. 1.08 V P K
9. 1.09 V P K
10. 1.10 V P K
11. 1.11 V P K
12. 1.12 P K V
13. 1.13 V P K
14. 1.14 V P K
15. 1.15 V P K
16. 1.16 V P K
17. 1.17 V P K
18. 1.18 V P K
19. 1.19 V P K
20. 2.01 V P K
21. 2.02 V K P
22. 2.03 K P V
23. 2.04 V P K
24. 2.05 P V K

1095
25. 2.06 V P K
26. 2.07 V P K
27. 2.08 V P K
28. 3.01 V P K
29. 3.02 P V K
30. 3.03 K P V
31. 3.04 P V K
32. 3.05 K P V
33. 3.06 V P K
34. 3.07 K P V
35. 3.08 V P K
36. 3.09 P V K
37. 3.10 V P K
38. 3.11 P V K
39. 3.12 V P K
40. 3.13 V P K
41. 3.14 V P K
42. 3.15 V P K
43. 3.16 V P K
44. 3.17 V P K
45. 3.18 V P K
46. 3.19 V P K
47. 4.01 V P K
INDIVIDUAL SCORE OF VPK V P K
PERCENTAGE OF VPK V= P= K=
TYPE OF PRAKRITI /UDALIYAL/ MIZAJ
Abbreviations-V- Vata /Vali/Sauda, P- Pitta /Azhal/Safra, K- Kapha/ Iyam/Balgam

1096

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