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The Commodity-Form and the Dialectical Method: On the Structure of Marx's Exposition in
Chapter 1 of "Capital"
Author(s): Guido Starosta
Source: Science & Society, Vol. 72, No. 3 (Jul., 2008), pp. 295-318
Published by: Guilford Press
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V
GUIDO STAROSTA*
ABSTRACT: The last10 or 15 yearshavewitnessed a renewed
interest
inMarx'sdialectical
method anditsimplications forvalue
theory.However, mostworks havenotsufficientlythematized the
peculiarroleof the of
phase analysis in Marx's dialectical
inves-
tigationgenerallyandin hispresentation inparticular.Further-
more,theyhavenotpaidsufficient attention tothespecificform
oftheanalyticalprocesswithin dialectical
thought, whichdistin-
guishesitfromthekindofanalysis characteristic
offormal-logical
methodologies. Those twoquestionsare crucialfora proper
comprehension ofthedialecticalstructure ofMarx'sargument
in Chapter1 ofCapitaland,in particular,toclarifythedetermi-
nateplacewheretheunfolding oftheexplanation ofthedeter-
minations ofprivately
performed abstractlaboras thesubstance
ofvalueis tobe found.Thatexplanation isactuallycontainedin
section3,whereMarxpresents thesyntheticdevelopment ofthe
expression ofvalueinto themoney-form.
295
not,itisclearthatthediversereadingsofMarx'scritiqueofpolitical
economy entaildifferent politicalimplications(DimoulisandMilios,
.
2004) Although a full
discussion ofthe questionexceedsthescope
ofthispaper,itshouldatleastbe notedthattheinvestigation ofthose
"minutiae" whichthedeterminations ofthecommodity-form "appear
to turnupon" (Marx,1976a,90) are ofparamount importance for
thekindofpoliticalactionthatthecritiqueofpoliticaleconomyin-
forms.1 Thisis shownnotonlyin Marx'sinsistence on theimpossi-
of
bility correctly grasping the determinations ofthe moreabstract
socialforms ofcapitalist societyfrom thebourgeois ofthe
standpoint
scienceofpoliticaleconomy(Marx,1976a,174),butalsoin thecen-
tralrolethesedeterminations playedin hiscritiqueoftheideologi-
calrepresentations ofthemcomingfromtheworking-class movement
itself, Proudhonian
e.g., socialism.2
Be thatas itmay,thecentralpointtobe arguedin thispaperis
thatthediversity in thewayMarx'sfollowers haveread theideal
reproduction of the determinations of the commodity-form con-
tainedin Capitalis closelyconnectedto thevariedmethodological
perspectives fromwhichthoseauthorshave attemptedto grasp
the latter.In otherwords,thosedifferent interpretationsof the
actualcontentofthefirst sectionsofCapitalexpressdifferentunder-
standings ofthevery form ofscientificknowledge unfoldedin that
book.
and theDialecticalMethod:Controversies
Analysis,Synthesis
In Capital
Marxputsintomotionthemethodological discoveries
whichallowedhimtoovercome ofhisearlyaccountof
thelimitations
totheParis
In contradistinction
alienatedlaborand itssupersession.
Notes
and as he clearlystatesin theMarginal
Manuscripts, onAdolf
Wagner,
Marxtakesas a pointofdeparture neithertheconceptsofpolitical
economynoranyconceptwhatsoever (Marx,1975,198), in order
thereby to discoveralienatedlabor as theirpresupposition. As the
titleofhismostimportant workdenotes,thesubjectwhosedetermi-
nationsthedialectical investigationproceedstodiscover andpresent
which,as thealienatedsubjectofsociallife,becomes"the
is capital,
all-dominating economicpowerofbourgeois society" andmustthere-
fore"form aswellas thefinishing-point"
thestarting-point oftheideal
reproduction ofthe concrete(Marx,1993,107). In thissense,Marx's
exposition in Capitaldoesnotadvancetowards thediscovery ofalien-
ationbutstarts fromwhattheanalytic stageof the dialectical inquiry
revealedas itsmostabstract and generalform(IñigoCarrera, 2003,
286;Meikle,1985,71-72).6He starts withtheimmediate observation
ofthesimplest inwhichthealienation
concretum oflaborisexpressed
inordertodeveloptherealdeterminations specific tothissocialform
(Marx,1975,198). As has now been widely acknowledged, thisstart-
-
ingpointis notan ideal-typical or worse,historically existent -
simplecommodity-producing society,asintheorthodoxy derived from
Engels(1980) and popularizedby authorssuch as Sweezy (1968) and
Meek(1973).7In Marx'sownwords,he starts withthecommodity as
the"economiccell-form ofbourgeois society"(Marx,1976a,90).
However,Marx'spresentation does notdirectly startwiththe
essentialdeterminations ofthecommodity-form, butfromtheimme-
diateobservation ofan individual commodity in itsoutward appear-
ance.8In an exposition thatwillprovefullof"metaphysical subtleties
. . . Wehaveseenthatthebasisofvalueisthefactthathumanbeingsrelatetoeachother's
laboras equal,andgeneral,andinthisformsocial,labor.Thekindofpolitical economist
whoattacksthedetermination ofvaluebylabortimeon thegroundthattheworkper-
formedby2 individuals duringthesametimeis notabsolutely equal (althoughin the
sametrade),doesn'tyetevenknowwhatdistinguishes humansocialrelationsfromrela-
tionsbetweenanimals.He is a beast.Asbeasts,thesamefellows thenalsohaveno diffi-
cultyin overlooking identical(no 2 leaves,
thefactthatno 2 use valuesare absolutely
Leibniz)and evenlessdifficultyinjudginguse-values,whichhaveno commonmeasure
whatever, as exchangevaluesaccordingto theirdegreeofutility"(Marx,1988,232).
Marx'sconsiderationofthepossibilitythattheparticular
materialpropertiesofthecom-
modity underinvestigation constitute
themoreabstract formbehindtheattribute of
generalexchangeability is an exampleofthis(Marx,1976a,127-128).Incidentally, it
istobe notedthatthisistherealmeaningofwhatBöhm-Bawerk mistakenlysawas Marx's
"methodofexclusion," through whichhe allegedlyprovideda "purely
negative proof
ofabstractlaboras thesubstanceofvalue(Böhm-Bawerk, 1975,68-69).
ThePhaseofAnalysis
In ordertounderstand thespecific
formofMarx'sargument in
thefirstpagesofCapitalitis fundamentaltograspthedifference be-
tweenthedialectical
form oftheanalysis
andthatofformal logic.Many
authorshavehighlighted thedistinctionbetweentheabstractions of
Marx'scritiqueofpolitical
economy and those ofconventional social
science.17
However,as IñigoCarrerapointsout (2003,250),mostau-
thorshaveoverlooked thatthedifference in therespectivekindsof
abstraction as
emerges a resultofthevery
form ofthe of
process cogni-
tionon thebasisofwhichthoseabstractions areidentified.Thisdif-
ferencein formnotonlyappliesto thesynthetic or geneticphase-
as is usually assumed - but crucially
pertainsto theprocessofanalysisas
wellTheoriesbasedon formal logicanalyzea concrete formbysepa-
rating what repeatsitselffrom what does not in order to arriveat a
certaincharacteristic.In turn,thiscommonattribute makespossible
thementalconstruction ofa definition ofthatconcreteformas that
whichhasthisorthatattribute. Conversely, dialecticalthought analy-
sesa concrete formby,first ofall,facingitas embodying a qualitative
potentialityfortransformation. Second,bygrasping thatqualitative
potentialityas theconcrete form in which a more abstract formreal-
izesitsownqualitative potentiality, its
i.e., realnecessity. thedia-
Thus
lecticalidealappropriation oftheuniverse of differentrealforms does
notproceedthrough an identification ofthedistinctiveness offorms
on thebasisofthedegreeofrepetition ofcertain attributes. Rather, it
analyticallyseparatesthe different forms bydiscovering as immanent
ina particular concrete formtherealizedpotentiality ofanotherreal
form, whichisabstract withrespecttothefirst one,butconcrete with
respect to anotherform of which itis the realized potentiality. Hence,
whileformal-logical analysisgraspsthegeneraldetermination ofreal
forms eisimmediate -
affirmationshenceself-subsistent entities- the
distinctivemarkoftheprocessofanalysis in dialectical research is to
grasp, in the
same movement,
analytic both the concrete form under scru-
tinyand themoreabstract one ofwhichtheformer is thedeveloped
modeofexistence. Inotherwords, dialectical thought grasps eachform
18 I amindebtedtodiscussions
with
JuanIñigoCarrera(personalcommunication)
forthis
formulation
ofthefetishistic ofcommodities.
character
nowtellusisthathuman
Allthesethings labour-power hasbeenexpended
toproduce them,human labourisaccumulated inthem. ofthis
Ascrystals
which
socialsubstance, iscommon tothemall,they - commodity
arevalues
.
values [ Warenwerte]
Wehaveseenthatwhencommodities areexchanged,theirexchange-value
manifests as something
itself totally
independent oftheir Butif
use-value.
weabstract
from their there
use-value, remainstheir
value,asithasjustbeen
Thecommon
defined. factor
intheexchange relation,orintheexchange-
valueofthecommodity,isthereforeitsvalue.(Marx,1976a,128.)
about)thesocialdeterminations
is unconscious ofhumanindividu-
Hence
ality. theinversionofthosesocialpowersintoan attribute
of
of
theproduct labor,namely, thevalue-form.The analytic
process
completesthesearchforthespecific
determinations
ofthevalue-form
byrevealing ofgeneralexchangeability
thattheattribute ofthecom-
modity from
springs the or
abstract general of
character per-
privately
formedlabor init.Thecommodity,
materialized then,becomesknown
in itsessentialdeterminationas the materialized
generalsocialrelation
and
ofprivate independent producers.
Phase
The Synthetic
Arthur
21 Ina recentarticle, (2004,41-42)alsoacknowledges thisimportant aspectofMarx's
presentation.However, he stillmaintainsthatMarxfailedto providein Chapter1 an
adequateexplanation forthedetermination ofabstractlaboras thesubstance ofvalue
and shouldhavepostponedtheintroduction ofabstractlaboruntilthelevelofabstrac-
tionofthecapital-form (Arthur, 2005,119).The shortcoming ofthisview- alsoshared
byLapavitsas(2005) - is thatitleadsto a formalistic
understanding ofthevalue-form,
whichobscurestheveryquestionthatthelatter, initsownreified way,ismeanttosolve:
theestablishment ofthematerial unityofsociallaborwhenittakestheformofprivate
labor(Brown, 2004).Thisidiosyncraticseparationoftheformofvaluefromitssubstance
atthelevelofthecommodity-form hadalready beenadvancedbyItoh(1988). See Clarke,
1989,fora critiqueofItoh'sradicalseparationofthetheory oftheformofvalueandthe
theoryofthesubstance ofvalue.
itssublimeobjectivity fromitsstiff
as value differs and starchyexistenceas
a body,it saysthatvalue has the appearance of a coat, and consequently
it and the
thatin so faras the linen itselfis an object of value [Wertding],
coat are as like as twopeas. (Marx, 1976a, 143-144.)
As valuesthecommoditiesareexpressionsofthesameunity, ofabstracthuman
labour. In the formof exchange valuetheyappearto one another as values
andrelatethemselves to one anotheras values.Theytherebyrelatethemselves
at the same timeto abstractlabour as theircommon Their
socialsubstance.
socialrelationship
consistsexclusivelyin countingwithrespectto one another
as expressionsof thissocial substanceof theirswhichdiffers onlyquantita-
tively,but which is qualitativelyequal and hence replaceable and inter-
changeablewithone another.... It is onlythe kindof thingthatcan turn
mereobjectsofuse into commodities and hence setintoa socialrapport.But
thisisjust what valueis. The formin whichthe commoditiescountto one
anotheras values- as coagulationsofhumanlabour- is consequently their
socialform.(Marx,1976b,28-29; italicsin original.)
onlyconsistin an abstraction
fromtheir - theirrelationshipto one
inequality
anotheras humanlabourin general:expendituresof human labour power,
which is what all human labours - whatevertheircontent or mode of
operation- actuallyare.In each social formof labour,the labours of dif-
ferentindividualsare relatedto one anotheras human labourstoo, but in
thiscase thisrelating countsas the specifically
itself socialformof the labours.
(Marx,1976b,32; italicsin original.)
Conclusion
REFERENCES