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Editor
H.P. Bonzel
Authors
K. Hermann, H. Ibach, K. Jacobi, M.A. Rocca, D. Sander,
M.A. Van Hove, P.R. Watson, Ch. Wöll
13
ISSN 1615-1925 (Condensed Matter)
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by consulting other relevant sources of information.
Indeed, the point in time has arrived where all quantitative data, that have been generated over so many
years, are worth being collected in tables and figures for critical review and reference purposes as well.
The beginning has been made with Landolt-Börnstein volume 24, entitled Physics of Solid Surfaces. This
volume, consisting of four subvolumes, appeared in 1993-96 and covers the properties of clean solid
surfaces. The present volume 42 is devoted to Covered Solid Surfaces and, in particular, to Adsorbed
Layers on Surfaces. It is as such a collection of data obtained for adsorbates on well-defined crystalline
surfaces. "Well-defined" means surfaces of known crystallographic structure and chemical composition.
These conditions can in most cases be realized by careful sample preparation in ultra-high vacuum.
Work on the present volume started in late 1997 when I was first contacted by W. Martienssen. An initial
outline of the volume was written in January of 1998. At this point I want to express my sincere gratitude
to George Comsa, Bonn, and Gerhard Ertl, Berlin, for their support by making valuable suggestions,
concerning both the outline and the choice of possible authors. In fact, the choices made at the time
proved to be excellent ones, and the consulting of G. Comsa and G. Ertl turned out to be extremely helpful
for the evolution of the present volume.
It was almost clear at the beginning, that the amount of general information and quantitative data on
Adsorbed Layers on Surfaces is enormous, too large to fit into a single volume. Hence, again several
subvolumes had to be planned. Unfortunately, the chapters anticipated for each of the subvolumes did not
arrive synchronously with the production schedule, such that the sequence of chapters actually printed in
the subvolumes deviates from that in the general outline of the whole volume. We apologize for this
inconvenience, but in the age of electronic information distribution this problem will be solved, once all
volumes are available electronically. Search routines will guide the reader to the data of his desire. Until
that time, the index of each subvolume will have to do.
The present subvolume III/42A2 deals with Measuring Techniques and Surface Properties Changed by
Adsorption.
Finally and most importantly, I would like to extend my deep appreciation to all authors of this volume for
their excellent contributions, and to the editing and production offices of Springer-Verlag for efficient
cooperation and general support.
H.P. Bonzel
Forschungszentrum Jülich
Institut für Grenzflächenforschung und Vakuumphysik (IGV)
52425 Jülich
Germany
Authors
K. Hermann
Fritz-Haber-Institut der Max-Planck Gesellschaft (MPG)
Abteilung Theorie
D-14195 Berlin
Germany
4.1 Surface structure on metals and semiconductors
H. Ibach
Institut für Grenzfläch enforschung und Vakuumphysik (IGV)
Forschungszentrum Jülich
D-52425 Jülich
Germany
4.4 Surface free energy and surface stress
K. Jacobi
Fritz-Haber-Institut der Max-Planck Gesellschaft (MPG)
D-14195 Berlin
Germany
4.2 Electron work function of metals and semiconductors
M.A. Rocca
Centro di Fisica delle Superfici e Basse Temperature del CNR
Istituto Nazionale di Fisica della Materia
I-16146 Genova
Italy
4.5 Surface phonon dispersion
D. Sander
Max-Planck Institut (MPI) für Strukturphysik
D-06120 Halle
Germany
4.4 Surface free energy and surface stress
M.A. Van Hove
Lawrence Berkeley National Laboratory
Materials Science 66
Berkeley, CA 94720
and Department of Physics
University of California-Davis
Davis, CA 95616
USA
4.1 Surface structure on metals and semiconductors
P.R. Watson
Department of Chemistry
Oregon State University
Corvallis, OR 97331
USA
4.1 Surface structure on metals and semiconductors
Ch. Wö ll
Lehrstuhl für Physikalische Chemie I
Ruhr-Universität Bochum
D-44801 Bochum
Germany
2 Characterization of adsorbate overlayers: Measuring techniques
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Contents
2.1 Introduction
Whereas the observation of molecular adsorption on a solid surface can be monitored by the naked eye
(corrosion of e.g. iron surfaces, formation of patina on copper,...), more detailed investigations require the
availability of rather sophisticated equipment. The diffraction of electrons represents the first method of
its kind to portray the structure of single crystalline solid surfaces [27DAVa; 27DAVb]. Even in the first
studies the adsorption of gases on the specimen has been noted and found to cause „anomalous“ beams
[27DAVb], very likely the first observation of an ordered molecular adlayer on a solid substrate. Today
electron diffraction prevails as the standard technique to characterize adsorbate covered surfaces of well-
ordered solids. As a result of the comparatively simple technical requirements this technique enjoys
widespread distribution and tremendous success in the determination of structures and relaxation-effects
on clean surfaces as well as in the investigation of adsorbate overlayers. The immense body of knowledge
present today about the application of this technique is the source not only for ongoing research in surface
science but also for the development of related techniques, e.g. the different versions of photoelectron
diffraction.
The diffraction of electrons is complemented by the oldest technique for structure determination of
bulk matter, the diffraction of X-rays. Due to the very small (typ. 1015 part/cm2) scattering cross section of
a monolayer this technique is not suitable for the determination of adsorbate structures on solid substrate
surfaces in a straightforward fashion, which also holds true for neutron scattering, another standard
technique in bulk structure determination.
Despite the tremendous success of electrons in surface science studies other probe particles also
generate diffraction patterns from surfaces. The application of neutral atoms and molecules with thermal
energies for surface diffraction studies [30EST] had been preceded by electron scattering by only a few
years. Although this method has been applied in numerous investigations, it has not developed into a
widespread technique, mostly because of the considerable experimental efforts required to generate and
detect molecular (and atomic) beams. Atoms at higher than thermal energies exhibit de Broglie
wavelengths significantly smaller than the lattice-spacing of solids and can therefore not be used for
diffraction studies. By going to even higher energies, however, the wavelength becomes so small that the
motion of the particles can be treated classically. Subsequently, the scattering of low, medium and high
energy ions has been used together with a classical trajectory analysis in a large number of works to
investigate the structure of surfaces, clean and adsorbate-covered.
In the following the different probe techniques suitable for structural analysis of adsorbed layers on
surfaces will be briefly discussed. We will begin with the conceptually most simple and direct methods,
which are principally also suited for designing sensor devices. We will proceed with slightly more
complicated yet still straightforward techniques based on a mass spectrometer and then continue with
diffraction and other structural sensitive techniques which make full use of the advanced technology
available today. Subsequently, methods sensitive to adsorbate vibration and electronic structure will be
presented. Together with a brief description of the respective technique, the major limitations will be
briefly mentioned. The description of the rather large set of measuring techniques starts with a list of
acronyms for the different methods and a table, which classifies the techniques according to a number of
different criteria. The table should be used, however, only as a rough guide, a more detailed discussion of
the respective merits and limitations will be provided in the related paragraphs.
AFM (+) - + - - -
IRAS - ++ ++ - -
EXAFS - + - - - yes
LITD - (+) - + yes
PED (+) - + - - -
XSW - + - - varies yes
XRD - + - - varies helpful
SERS - + + -
IPE + + - - -
FIM
FEM
Φ, ∆Φ (+) - - - - -
(1) Basically all methods can be used to roughly determine the binding energy by determining the temperature where
the molecule is desorbed from the surface.“ind“ is entered when the method is frequently applied for this purpose.
(2) Many techniques require significant theoretical and computational effort to obtain the desired information. In this
column ++ indicates that this effort is small, whereas – indicates that significant effort is required.
(3) Mainly applied to vibrations in the Far-Infrared regime (< 200 cm-1 or < 25 meV)
methods are rather indirect, and a significant computational effort is required to obtain e.g. precise
information on adsorbate geometries from the experimental data. There are, however, a few general
methods where the required information can be obtained in a rather direct way. Correspondingly, these
techniques are in principle suited for applications as sensors. In the following we will briefly list the most
important of these conceptually very simple methods before proceeding with the methods which have
been designed for surface studies.
2.2.3 Chemiluminescence
In principle the adsorption process can be viewed as a chemical reaction and several phenomena
accompanying reactions in the gas-phase or the liquid also occur for surface reactions. One of these is
chemiluminescence, where electronically excited product molecules decay to their ground state by
emission of photons. Of course this process requires that the adsorption energy is sufficiently large and
that non-radiative processes do not come into play. Due to the fairly small number of surface reaction sites
considerable experimental effort is required for detection. Nevertheless, chemiluminescence
accompanying adsorption has been observed in a few cases, e.g. for the adsorption of chlorine on K-
surfaces [85AND].
2.2.4 Exoelectrons
A very convenient way to follow adsorption is the detection of electrons generated during the adsorption
process. Since the reaction with the surface must be sufficiently energetic for the emitted electrons being
able to overcome the substrate work-function, the phenomenon has been observed only in a few cases, e.g.
during the oxidation of Cs- and Na-surfaces [94GRO],[92BOE].
F1 F2
flag F1 F2 open open
molecular to QMS
beam sample
Pressure
to pump Time
Fig. 2. Schematics for determining the sticking coefficient using the King and Wells method [72KIN]. The diagram
on the right hand shows the mass spectrometer (QMS) signal after first opening flag F1 and then flag F2.
of a well collimated molecular beam, it can be used to measure sticking probabilities on virtually all types
of substrates. Structural order is not a prerequisite, and the method can be applied to metals and
semiconductors as well as to insulators. For very small (<< 0.05) sticking coefficients the method
becomes difficult to apply due to the long measuring times and the corresponding small changes in
pressure.
The method only monitors the adsorption on a surface, a combination with a more elaborate technique
is required to find out whether adsorbates stick at the point where they first hit the surfaces or whether
they are sufficiently mobile to diffuse to defect sites [00BEC].
One of the key issues when investigating adsorbate overlayers on solid substrates is the question whether
the adsorption of a particle (atom, molecule) is reversible (i.e. whether the intact particle can be desorbed
from the surface by e.g. heating) or whether the interaction between adparticle and substrate is so strong
that adsorption is accompanied by fragmentation. Together with qualitative information on this behavior
also quantitative information on binding energies and desorption kinetics is needed. The most powerful
technique to answer this type of basic question is thermal desorption spectroscopy (TDS), frequently also
referred to as temperature programmed desorption (TPD). Basically, the strength of the adsorbate-surface
interaction is determined by linearly increasing the substrate temperature (typ. rate 5 K/s) and then
detecting the particles desorbing from the surface using a mass spectrometer (see the schematic drawing in
Fig. 3). Since the mass spectrometer can detect the mass of a desorbing particle, this technique can be
employed to distinguish between the desorption of the intact adparticle or its fragments. More importantly,
the determination of the temperature at which the desorption maximum is observed allows for a rough
estimation of the energy by which the particle is bound to the surface. Although the technique is
conceptionally rather simple, there are several difficulties, related to both data acquisition and data
analysis. With regard to the former, a precise determination of binding energies requires a reliable
temperature measurement. Although a precise determination of substrate temperature presents no major
problem for metal substrates, for insulating or semiconducting materials (e.g. diamond and metal oxides)
such a measurement can require a considerable effort. There are in fact cases where different groups have
reported desorption temperatures for the same system differing by more than 100 K [97SCH]. A second
important point is the linearity of the substrate temperature as a function of time. Even small deviations
can significantly alter the shape of the TDS-curves and make a quantitative analysis very difficult if not
impossible.
Concerning the analysis of the thermal desorption spectra, a detailed understanding of the
experimentally measured desorption rates requires precise modeling of all relevant interaction energies
[99KRE]. Although in most cases the adsorbate-substrate interaction is dominant, the adparticle-adparticle
interaction can also significantly affect position and shape of the desorption maxima. Since the desorption
process is governed by thermodynamics, entropic contributions also become important. It should be noted
that in addition to obvious contributions from configurational entropy for weakly adsorbed species,
vibrational entropy plays an important role, too [97KRE].
When investigating adsorption phenomena a key requirement is to study the cleanliness of a given
substrate before the adsorption process and to determine the chemical compositions of the products
formed in the subsequent adsorption. For this purpose techniques which are sensitive to the presence of
different elements on a substrate surface are required. Although virtually all of the methods discussed here
can be used in one way or another to follow an adsorption process, a technique which provides direct
information on the chemical composition of a surface is very often a necessary prerequisite for fully
characterizing the behavior of a particular adsorption system. In the following we will discuss first
secondary ion mass spectroscopy, or SIMS, and then two variants of photoelectron spectroscopy, X-ray
photoelectron spectroscopy (XPS) and Auger electron spectroscopy (AES).
Continuum
h’
h’
Photonenenergie
Fig. 4. In Auger electron spectroscopy, AES, an
electron is removed from a core level by either high-
energy electrons or X-ray photons. The excited states
decay via transition of a less strongly bound electron
h count rate
horfest into the empty core-level and the emission of a third
high-energy e -
electron. The kinetic energy of the latter is determined
Intensität using an electron energy analyzer.
One of the oldest experimental methods available for determining the electronic structure of solid
substrates is based on the excitation of electrons from a core level state (binding energy Eb) to a
continuum state either by collisions with high energy electrons (typically around 3 keV) or X-ray photons
(see Fig. 4). The core-excited electronic state is highly unstable and decays by a transition of an electron
with smaller binding energy E′b into the empty state. Two different variants of this process are observed.
In the first type the electronic transition is accompanied by emission of a second electron, the Auger
electron, from a state with binding energy E ′b′ . The Auger electron carries a kinetic energy of
Ek = E ′b′ – ( E ′b – Eb). This Auger process competes with a second process where the first transition is
accompanied by the emission of a photon with an energy corresponding to h⋅ν = E ′b – Eb. The final state
thus carries a charge of +2 in Auger spectroscopy and of +1 in fluorescence spectroscopy. The
fluorescence process dominates Auger electron emission for atoms with Z larger than ~ 20.
Using high-energy electrons for the excitation process turns Auger electron spectroscopy (AES) into a
versatile method for determining the composition of surfaces, since the generation of electrons with
energies around 3 keV is rather straightforward. This type of excitation, however, is not well suited for the
investigation of molecular adsorbates due to the low threshold levels for electron beam damage. Thus the
more delicate adsorbates require the use of X-rays to initiate the primary excitation [76FUG; 82FUG].
The positions of the Auger-lines for the different elements are tabulated [78WAG]. The analysis of Auger-
spectra becomes very tedious, if information about details on the electronic structure of adsorbed
molecules is sought. Nevertheless, Auger spectra of molecular adsorbate species are often rich in structure
and reveal detailed information on the electronic properties of the adsorbate-substrate complex [76FUG]
as well as on the geometries of molecular adsorbates [84UMB], e.g. the tilt-angle of CO on Ni(110)
[93MAC].
In conventional Auger electron spectroscopy the adsorbate carries a charge of +2 in the final state,
since two electrons have been removed. More recently a variant of the method has been employed, where
the exciting X-ray photons are tuned to an energy where the primary photoelectron is not emitted but
excited into an empty molecular level of the particle, resulting in a final charge of +1. This resonant Auger
process can provide more detailed information on the molecular adsorbate than the nonresonant process
[90POR; 94POR].
e- to electron
Binding energy Eb
energy analyzer
Continuum
Intensity
Fig. 5 In X-ray photoelectron spectroscopy, XPS, a
substrate is illuminated wit X-ray photons of fixed
h fixed energy. The kinetic energy of the photoelectrons is
determined using an electron energy analyzer. In a
typical XPS-analysis only the energies of the core-
electrons are considered.
In X-ray photoelectron spectroscopy the information on the electronic structure of the specimen is
obtained by carrying out an energy analysis of the photoelectrons emitted from a probe illuminated by X-
ray photons. The primary process of X-ray photon absorption in matter, see Fig. 5, consists of an
excitation of a bound electron into an unoccupied electronic state. If this final state is a continuum state
with a kinetic energy sufficiently high to overcome the substrate work function, the electron will be
emitted from the probe. With an appropriate energy analyzer, the kinetic energy EK of the electron can be
measured and used to compute the binding energy according to Eb = hν – Ek. X-ray photoelectron
spectroscopy is particularly useful for determining the chemical composition of an adsorbate overlayer
and, if the resolution of both X-ray source and analyzer is sufficient, information can also be obtained on
the partial charge of that particular atom from which the core-electron originates. This chemical shift
makes it possible to directly distinguish physisorbed O2-molecules from chemisorbed O-atoms on Pt-
substrates [89LUN], for example.
X-ray photoelectron spectroscopy, or XPS, is less useful for obtaining detailed information on the
electronic structure of a molecular adsorbate. The chemical shift of core-electrons is mainly determined by
the partial charge of the corresponding atom and to a lesser extent by the nature of the chemical bond to
adjacent atoms. For example the binding energies of the C1s core-level of carbon atoms in the saturated
hydrocarbon ethane (C2H6), 284.4 eV, and the unsaturated ethylene (C2H4), 284.2 eV, differ by only 0.2
eV; the difference to acetylene (C2H2), 283.7 eV, is slightly larger [74DAV].
On the other hand, in favorable cases the chemical shift observed for the same atom or molecule bound
at different adsorption sites can be sufficiently large to distinguish between them. In the case of CO
adsorbed on Rh(110), for example, the difference in O1s binding energies between CO bound at a bridge
and an on-top site amounts to 1.1 eV [93DHA]; in the case of CO coadsorbed with hydrogen on Ni(100)
the difference in C1s binding energy between on-top and hollow sites also amounts to 1.1 eV [98FOE]. In
connection with intense X-ray sources, e.g. a synchrotron, X-ray spectra can be recorded in very short
times (< 6 s), enabling the determination of adsorbate coverage as a function of surface temperature in a
fashion similar to thermal desorption spectroscopy [96BAR].
It should be noted, that some care has to be taken when interpreting the chemical shifts observed in
XPS data. The common case is that these shifts are caused by differences in the partial charge at the
respective atom, thus leading to differences in the core-level binding energies. This so-called initial state
effect has to be distinguished from final state effects, where differences in the screening of the core-hole
generated in the photoabsorption process come into play. For example in the case of simple saturated
hydrocarbons adsorbed on Cu(100), a C1s-shift of about 1 eV is observed with respect to the gas-phase or
multilayer data, an effect which is mainly related to the improved screening of the core-hole by the metal
electrons in the vicinity of the substrate surface [95WIT].
With regard to molecular adsorbates the XPS-method has significant advantages over Auger electron
spectroscopy, since the extraction of quantitative information from the experimental data can be carried
out in a much more direct fashion. The X-ray absorption cross section for a given element does not
depend on its chemical environment and the area of a given X-ray photoelectron peak thus provides a
good measure of the concentration of the particular element in the probe material. The cross sections have
been calculated theoretically for all elements (except H) and are readily available in tabulated form
[76SCO]. If the transmission function of the electron energy analyzer is known, reliable information on
the stoichiometry of an adsorbed molecule can be obtained from XP-spectra. Note, however, that
diffraction effects can lead to a pronounced angular variation of the emitted photoelectron intensity; see
the paragraph on photoelectron diffraction (PED). In some cases the primary excitation process is
accompanied by rearrangements of the electronic configuration (so-called shake-up process), which give
rise to satellites at the high-energy side of the core level lines, which can then be used to derive
information on the adsorbed species (e.g. C, N and O atoms on Ni [91NIL], N2 molecules on Ni
[81HER]).
The XPS-method can be applied to all systems where charging represents no major problem. It is the
method of choice for determining the chemical composition of an adsorbate layer. Among all techniques
employed for the characterization of the chemical composition of surfaces this is the most common one. It
is estimated that worldwide several thousand XPS-machines are currently being operated.
Fig. 6. In low energy electron diffraction, LEED, electrons with energies between 10 eV and 1000 eV (schematically
shown as plane waves, left side top) are scattered from the substrate atoms. In case of ordered substrates the
interference of the scattered waves (approximated by spherical waves, left side bottom) yields sharp diffraction beams
which give rise to characteristic diffraction patterns. The LEED pattern shown on the right side has been recorded for
a c(4√3x2√3) overlayer of heptanethiolate (CH3-(CH2)6-S-) on n Au (111) substrate at an electron incident energy
of 27 eV.
The penetration depth of electrons into solids exhibits - for a very large number of conducting or
semiconducting materials - a minimum of about 1 nm for energies of 150 eV, corresponding to a
wavelength of 0.1 nm or 1 Å. This fairly small penetration depth yields a pronounced surface sensitivity
and presents the basis for all electron-based techniques in surface science. As schematically shown in Fig.
6, the electrons, which in this energy regime can be represented by a plane wave when penetrating into the
solid, are mainly scattered from the ion cores. The superposition of spherical waves emitted from the
atoms in the adlayer and in the deeper substrate layers leads to the formation of diffracted beams. An
important issue for the application to adsorbed layers on solid substrates is the fact that the intensity of the
emitted spherical wave depends on the scattering cross section of the particular type of atoms, which in
turn increases with atomic number Z. Diffraction from adlayers consisting of elements with low Z on
substrates consisting of elements with high Z-numbers thus yields small diffraction peaks on top of intense
diffraction spots originating from the substrate. Therefore, the detection of the weak adsorbate-induced
diffraction peaks represents a formidable experimental problem. In particular the structural
characterization of atomic hydrogen overlayers on solid substrates with LEED has been a major challenge
for experimentalists. Ideal cases for this type of analysis are overlayers consisting of large Z elements on
low Z substrates, e.g. Xe overlayers on graphite substrates.
While the position of peaks in an electron diffraction pattern only provides information on the size and the
shape of the surface unit cell, LEED can also produce precise quantitative data on the position of the
adsorbate relative to the substrate atoms. By recording the intensity of a given LEED-spot as a function of
incident electron energy, so-called I(V)-curves can be measured. Today the most convenient experimental
procedure is to record the intensity variations of all LEED-spots simultaneously with a Video-camera
[84HEI; 88HEI]. The I(V)-curves typically show a rich structure arising from interference phenomena and
contain detailed information on the precise geometrical arrangement of adsorbates on a single crystalline
substrate. A structure determination based on the complete theoretical description of an experimental
I(V)-curve represents a formidable computational effort, thus imposing severe limitations on the size of
the unit cell. While overlayers with small unit cells, i.e. less than 5 atoms per substrate unit cell for a
surface with low miller indices, can be studied in a routine fashion, overlayers of larger molecules or large
unit cells are still difficult to handle. An example where a full I(V) structure analysis has been carried out
for a larger adsorbate is the adsorption of benzene on a Ru-surface [95STE]. Note, however, that in this
case only the position of the C-atoms could be determined. The scattering cross section of the H-atoms is
so small that these contributions were omitted from the analysis.
The fact that many molecular adsorbates exhibit non-zero cross sections for electron-induced damage
poses an experimental limitation on the application of the technique. To account for this fact, single or
double channel plates are used for recording the diffraction patterns in the most recent generation of
LEED-systems. Such systems make it possible to record a single diffraction pattern with a dosage of less
than one electron per 100 adsorbate molecules [95STE].
For diffraction studies the width of the electron energy distribution does not represent a major
problem. Therefore, most instruments use thermal electron emission without any monochromator. In the
case of adsorbates forming structures with large unit cells, resulting either from many particles per unit
cell or from the large size of the adsorbed molecule [98UMB], a variant of the technique with a
significantly enhanced angular resolution is used. In addition to the determination of diffraction peak
positions and intensities, SPA-LEED (for spot profile analysis-LEED) [86SCH] allows the analysis of
spot profiles. Today LEED is the standard technique for detecting lateral order in adlayers on single
crystalline metal substrates and semiconductors. For insulators the application is not straightforward, but
charging problems can be overcome by heating the substrate or by going to very low beam currents.
Fig. 7. Schematics of photoelectron diffraction, PED. The primary photoelectron is scattered by the surrounding
atoms and the subsequent superposition leads to interference and the formation of a diffraction pattern.
While in low-energy electron diffraction the electrons being used as probe particles come from outside the
sample, diffraction phenomena can also be exploited with electrons generated inside the sample, e.g. by a
photoabsorption process. For sufficiently high kinetic energies (>500 eV) the scattering of the
photoelectron by the neighboring atoms is dominated by forward scattering, i.e. the scattered intensity is
peaked in the direction of neighboring atoms (see Fig. 7). As a result, information on the local
environment of a photo-ionized atom can be studied by experimentally determining the angular
distribution of emitted photoelectrons [88FAD]. In a typical application the presence of perpendicular and
tilted CO-molecules on clean and potassium-modified Ni(110) could be demonstrated by experimentally
determining the angular distribution of the C1s photoelectrons [89WES].
For smaller photoelectron energies (< 300 eV), the forward scattering mechanism is no longer
dominant and interference effects lead to a distribution of intensity over a much larger angular regime. As
a result, data analysis is not as straightforward and requires significant theoretical support. However, if
experimental photoelectron angular distributions are recorded for a series of different photon incident
energies (so-called "scan energy photoelectron diffraction"), the theoretical analysis of the experimental
spectra yields very detailed information on the position of the adsorbate atoms. It is of particular interest
that in addition to the atomic positions, information on the type of atoms is also contained in the
experimental data. Furthermore, this chemical sensitivity makes it possible to separately determine the
positions of atoms of the same type, which are equivalent for the free molecule but become chemically
distinct when adsorbed on a surface [99WEI]. Although the theoretical analysis of the experimental data is
rather complex, recently a direct method has been proposed, which allows for a direct extraction of
geometrical data from the experimental results [93SCHb].
The application of photoelectron diffraction has the same limitations as LEED, i.e. charging for
insulating substrates requires additional effort. Note, that long-range order is not necessary for applying
this method.
Although the EXAFS-method requires a tunable source for X-rays, which is most conveniently realized by
a synchrotron, it has significant advantages because of the rather straightforward data analysis. If X-ray
absorption is determined directly, e.g. in transmission using an X-ray sensitive detector, the method is not
intrinsically surface sensitive. In fact, bulk EXAFS has found widespread application in the determination
of interatomic distances in (disordered) bulk samples, in particular for compounds containing transition
metals. Surface sensitivity is achieved by measuring X-ray absorption indirectly via detection of
secondary electrons. This variant is frequently called SEXAFS (surface EXAFS). Note also that this
method does not require single-crystalline substrates.
1 Octane / Cu(111)
[112]
Relative intensity
20
0
-4 -2 0 2 4
K [Å-1]
Fig. 9. Left: He-atoms with thermal energies (10-60 meV) from a molecular beam source are scattered off the very
top surface charge density (left), whereas electrons penetrate several layers. As a result, He-atom scattering, HAS,
offers a unique surface sensitivity.
Right: Due to the very low incident energy He-atoms are particularly well suited for the investigation of delicate
adsorbate layers. The angular distribution has been recorded for ordered monolayers of octane (C8H18) on Cu(111).
In order to obtain well-resolved diffraction peaks from ordered adsorbate overlayers, the wavelength of
the scattered particle is required to lie in the regime of 1-10 Å. Therefore, only slow and light atoms are
well suited for this application, of which helium, the lightest readily available neutral atom, finds
widespread use. A particular advantage of 4He atoms is the fact that an adiabatic expansion of He through
a small (typ. 10-20 µm) nozzle results in the formation of a supersonic beam with a very narrow energy
distribution (values of less than 2% of the initial spread can be reached [77TOE]), so that diffraction
studies can be carried out without any monochromator.
Inspection of a typical interaction potential between a surface and a He atom demonstrates dramatic
differences in the interaction between a surface and noble gas atom on the one hand and electrons on the
other. The steep repulsive branch of the gas-surface potential prohibits any penetration of the He-atoms
into the substrate and limits the interaction to the first layer only. Electrons, on the other hand, penetrate
several layers, see Fig. 9. This fundamental difference results in a tremendous enhancement of the surface
sensitivity and makes it possible to detect single atomic and molecular adsorbates. In contrast to LEED,
however, the cross section depends very sensitively on the electronic structure of the adsorbate surface
complex. In many cases it is found that the cross-section of a molecular adsorbate like CO is significantly
larger than the corresponding gas-phase value [88YIN]. The elastic diffuse scattering signal caused by the
presence of adsorbed atoms and molecules or step edges could also be detected directly and was used to
infer on size and location of such surface defects [87LAH; 92WOE]. The pronounced surface sensitivity
of He-atom scattering can be exploited to directly determine whether adsorbates preferentially adsorb at
defect sites by monitoring the He-atom reflectivity in the course of an adsorption experiment as a function
of surface coverage [00BEC].
The high surface sensitivity of He-atom scattering is best demonstrated by the straightforward
detection of hydrogen-atom overlayers. This has first been reported for the case of H-overlayers on
Ni(110) [83RIE]. In this case the unit-cell of the adsorbate is several times larger than that of the
substrate. The corresponding additional diffraction peaks are clearly visible in He-atom scattering
[83RIE], but give rise to only weak electron diffraction (LEED) spots. The detection of such superspots is
no problem for modern state-of-the–art LEED instruments, whereas for the straightforward detection of
(1x1) H-atom overlayers on metal substrates the scattering of He-atoms is still the method of choice
[95WIT]. Recently, it has been demonstrated that He-beams can be focussed to below 1 µm using Fresnel
zone plates [99DOA] thus opening the route to spatially resolved studies and investigations of small
particles.
An advantage in connection with the investigation of molecular adlayers is the fact that light atoms
with de-Broglie wavelengths in the 0.1 nm regime have incident energies which are so small that
scattering of thermal-energy He-atoms is strictly non-destructive. The method can thus be applied to
characterize the surface geometry of the outer, CH3-terminated surface of self-assembled monolayers of
alkanethiols [91CAM], which is difficult to study with other methods due to the small cross-section of C-
and H-atoms for electrons and X-rays.
The most striking advantage of using He-atoms as opposed to electrons is the fact that neutral atoms
are not sensitive to electric or magnetic fields. As a result insulating substrates can be investigated in a
straightforward fashion [99BRA].
Of course, the interaction of the high-energy ions with the substrate also causes damage due to sputtering.
This is generally an unwanted effect in investigations of overlayers on solid substrates. Fortunately, the
detection efficiency for ions is rather large, thus in most cases the total fluency can be reduced to below
10-3 ions per surface atom, a value for which the ion-induced damage can be safely neglected. The
sputtering can, however, be employed to study depth profiles, e.g. to investigate whether dosing a
substrate with another compound leads to excessive subsurface diffusion [93NIE].
When increasing the ion energies further, the scattering cross sections become smaller, resulting in a
deeper penetration of the particles into the substrate. As a result, medium energy ion scattering (MEIS)
and Rutherford back scattering (RBS) are less surface sensitive (and thus less well-suited for the
investigation of adsorbate overlayers) but are the methods of choice when either information on deeper
layers or a very high precision of the atomic positions is needed [93NIE]. From an experimental point of
view the analysis of ions with higher energies has the disadvantage of requiring more expensive
equipment (accelerator, energy analyzer).
When applying the method to semiconductors and insulators, the appearance of charging phenomena
can strongly affect the neutralization probabilities in the scattering process and thus significantly
complicate a quantitative analysis [79Joi].
2.6.1 Field Ion Microscopy (FIM) and Field Electron Microscopy (FEM)
FEM FIM
e-
In field electron microscopy (FEM) electrons are extracted from a metallic substrate by applying a very
strong electric field, the emission pattern is recorded using a fluorescence screen. In order to reach the
required field strengths (~ 100eV/nm) very sharp metal tips are employed, the fabrication of which poses
a formidable task. Although the first real-space images of molecules adsorbed on metal surfaces have been
obtained using field electron microscopy for a phthalocyanine molecule adsorbed on a tungsten surface
[50MUE], the method has not found widespread application for direct imaging of molecular adsorbates,
mainly due to technical difficulties in preparing the sharp metal tips.
However, it has been demonstrated that the FEM-method is capable of monitoring adsorbate motion or
diffusion on a substrate via fluctuations in the electron emission. In fact, the method has become one of
the most important tools for measuring the diffusion coefficient of adsorbates on metal surfaces
[90GOM]. In one experiment the temporal variation of the emitted electrons has been studied on the
picosecond time-scale, thus allowing the observation of the motion of a single adsorbed atom [93HEI].
Recently the method has been extended to study fluctuations in the course of a surface chemical reaction
in adsorbed molecular adlayers on a Pt-substrate [99SUC].
In field ion microscopy (FIM), basically the same setup is used as in FEM (see Fig. 11), but with a
reversed polarity (positive tip) of the applied voltage. Imaging is carried out by introducing an appropriate
gas (e.g. He, Ne) into the chamber. When the gas atoms come close to the metal tip they experience an
electric field of increasing strength, which can be made strong enough to cause field ionization. The
positive ions are then accelerated in the radially symmetric field and generate an image of the field
desorption tip with atomic resolution. Although the method cannot be applied to image adsorbates
directly, it has been the basis for one of the first methods used for chemical surface analysis, the atom
probe [68MUE]. More recently an improved version of the method, pulsed field desorption mass
spectrometry (PFDMS), has been applied to identify adsorbate products [89KRU] as well as to study
surface reactions and to determine kinetic parameters, e.g. in the case of CO and NO on Rh-crystals
[97KRU].
photoemission. By combining an ultraviolet lamp, generating photons with an energy slightly less than the
work-function of the substrate, with a conventional electron optical system, images of adsorbate-covered
regions on a surface can be obtained by employing the adsorbate-induced lowering of the work-function:
photoelectrons are emitted only on patches covered with an adsorbate, thus allowing for real-time studies
of changes in the shape of the patterns, e.g. resulting from diffusion (see e.g. the case of K on Pd(111)
[98SNA]) or reaction fronts running across a substrate surface, e.g. in the case of CO oxidation on
Pd(100) [97ASA].
The imaging-contrast described above is based on the difference in work-function and thus is not
intrinsically element-specific. When a photon source in the soft X-ray regime is available, however, maps
showing the distribution of a specific element on the surface can be generated by first recording images
for photon energies slightly above and below a characteristic absorption edge of the particular element
and then computing the difference of the two maps.
If the electron optics additionally are augmented by an energy-filter and the experiments are carried
out using the high brilliance of a third-generation synchrotron, a large variety of new imaging techniques
becomes available [98WIC], which is too expansive to be covered here in detail.
2.6.5 Miscellaneous
Many of the optical techniques, e.g. SHG, can be converted into a microscopical technique by simply
focussing the incident beam. For example in the case of SHG (see chapter on SHG) a resolution of 5 µm
has been achieved in a study on the diffusion of Sb on Ge(111) [92SCH].
Adjustment of
Preamplifier tunneling gap
Among the different microscopical techniques applied for the investigation of adsorbate layers, scanning
tunneling microscopy has so far found the most widespread application, mostly due to its fairly
straightforward implementation [93WIE]. In this technique the distance between a sharp metal tip and a
substrate is decreased until quantum-mechanical tunneling generates small currents even for small (< 2V)
voltages across the gap. When the tip is moved along the surface (see Fig. 12), this current will change
due to variations of the gap between tip and surface. With the help of a feedback system the gap can be
readjusted and the corresponding feedback signal is used to create an image of the surface. In case of
clean metal surfaces these images contain mostly topographical information, and adsorbed particles can be
imaged in a straightforward fashion provided that the motion of the particle along the surface is
substantially slower than the scanning of the tip. Generally, lowering the temperature will decrease the
diffusivity of adparticles and at cryogenic temperatures even noble gas atoms can be stably imaged
[90EIG]. It has been demonstrated that the STM-tip can also be used as a tool to displace and move
adsorbed particles in a controlled fashion (Xe atoms [90EIG], O2-molecules [97BRI], CO-molecules
[97BAR]). The STM-tip has also been successfully used to assemble nanostructures, which in turn can be
used for further experiments [93CRO], [96CRO]. In case of adsorbates it becomes important that the
STM-images, when recorded in the so-called constant current mode, actually correspond to lines of
constant electron density at the substrate Fermi level. As a result, atomic and molecular adsorbates which
locally decrease the density of states at the Fermi level create depressions in the STM micrographs rather
than protrusions as might be expected naively.
In principle the STM can also be used to derive information on the electronic structure of the surface
by measuring the current through the tip as a function of the applied voltage (so-called I(V)-curves). The
method thus also offers the possibility to directly determine the local density of electronic states, both
above and below the Fermi edge.
By evaluation of the second derivative of the I(V)-curves it has very recently also become possible to
measure molecular vibrations of adsorbed molecules. In the case of acetylene (C2H2) adsorbed on Cu(001)
the C-H-stretch mode at 358 meV could be clearly identified [98STI].
Frequently, images recorded by STM are also used to determine information on surface
crystallography, in particular lattice constants of two-dimensional periodic structures. In principle STM
can be calibrated against the lattice-constant of the substrate under investigation; however, the imaging
process can significantly distort the adsorbate overlayer. In the case of molecular overlayers on graphite
systematic errors as large as 10% have been reported [93DAI].
Today STM is becoming a standard technique in the structural characterization of conducting surfaces
(metals, semi-conductors). For insulators the situation is hampered by the lack of conductivity, but
materials like TiO2 have successfully been imaged at higher temperatures [99BEN]. A major drawback of
STM is the lack of chemical sensitivity. Despite significant effort and several promising developments a
routine procedure is not yet in sight to reliably determine the type of atom imaged with the STM. The
technique is not limited to ultrahigh vacuum and studies at ambient pressure and in the liquid phase are
carried out routinely.
Height Lateral-Force
Laser h ~ (A+B) - (C+D) F ~ (A+C) - (B+D)
Detector Cantilever
A B motion of sample
C D h F
x-, y-, z-
Scanner x x
Fig. 13. In scanning force microscopy, SFM, or atomic force microscopy, AFM, the force between a sharp tip and a
substrate is determined by measuring the deflection of a flexible cantilever. Scanning the tip across the substrates
then yields the morphology of the substrate. Several imaging modes are possible with modern instruments, including
the detection of the lateral force (on the right).
In scanning force microscopy, or SFM (also known as atomic force microscopy, AFM), a sharp tip at the
end of a cantilever is approached towards a substrate while monitoring the force between tip and substrate.
Using specially designed cantilevers the sensitivity can be increased to a point where the attraction
(originating from van der Waals forces) between tip and substrate can be detected. Depending on the
particular requirements, the distance can be reduced further up to the point where the short-range
repulsive (instead of the long range attractive) forces dominate. Using a feedback system in a similar
fashion as in STM (see above) the tip is scanned across the surface while keeping the force between tip
and surface constant by readjusting the distance between tip and surface. Compared to STM the technique
has the advantage that electrical conductivity of the substrate is not required. With regard to the
characterization of adsorbed layers, however, atomic force microscopy, is not quite as powerful as STM,
since the resolution is somewhat limited. The resolution of single adsorbed molecules has been reported in
few cases, e.g. for alkanethiolate adlayers adsorbed on Au-substrates [92ALV]. Very recently high-
resolution images have also been obtained for the case of Xe-adlayers grown on a graphite substrate
[99ALL].
A striking advantage of AFM in comparison to STM and other surface science techniques is the fact
that AFM can be used for virtually all types of solid materials (including insulators) under ambient
conditions and for substrates immersed in liquids in a rather straightforward fashion. As a result, AFM is
becoming a standard technique for the structural characterization of materials [92BRU]. Despite
significant efforts in connection with a chemical functionalization of the scanning tip, a major limitation of
AFM is the lack of chemical sensitivity.
O O O O
C C C C
Ni Ni Ni Ni
Fig. 14. An adsorbed molecule shows characteristic vibrational frequencies which provide important information on
the adsorption site and on the chemical interaction with the substrate. Whereas the internal vibrations like the internal
stretch ν1 of the CO-molecule shown in the top can be compared to the corresponding values in the gas-phase, the so-
called external vibrations, ν2–ν4, exist only in for the adsorbate.
With regard to the identification of adsorbed molecular species, vibrational spectroscopy plays a key role.
For determining the stoichiometry of a molecule other methods are better suited (e.g. XPS), but the
chemical state of an adsorbed molecule can be best identified by vibrational spectroscopy. This is in part
due to the fact that a vast amount of data exists for bulk compounds. For example the comparison of C–O
stretch frequencies in metal-organic compounds like nickeltetracarbonyl, Ni(CO)4, with corresponding
data for the surface species allows important conclusions to be drawn about the nature of the molecular
adsorbate. In many cases the number of modes observed in vibrational spectroscopy provides direct
information on the symmetry of the adsorption site. It has been found that in many cases the frequency of
internal stretching modes shows a correlation with the adsorption site. For example the internal vibration
has been demonstrated to significantly vary between the gas phase, for an on-step species e.g. on a
Pt(111)-surface and for a bridge-species on the same surface. However, this correlation should be applied
with great care since recently a number of exceptions from a simple correlation between vibrational
frequency and adsorption site has been reported (CO/Pd(110) [93WAN], CO/Ni(111) [93SCHb],
NO/Pt(111)+NO/Ni(111) [93MAT], NO/Ni(111) [93MAP], N2/Ni(110) [96BER]).
IR-spectroscopy only vibrations exhibiting transition dipole moments orientated normal to the surface can
be detected.
An important application of this technique is the determination of orientation (e.g. tilt-angle of
molecular axis) in ultrathin organic layers on metal and semiconductor substrates, e.g. organothiols
adsorbed on Au or organosilanes adsorbed on Si. This method works by comparing spectra recorded at
grazing incidence for the monolayer (typically the spectra are recorded in ambient) to the corresponding
bulk data [92PAR].
Compared to electron energy loss spectroscopy (EELS), the technique offers a significantly higher
resolution (refined apparatuses can reach values of 0.005 cm-1 and better). Experimental halfwidths as low
as 0.025 cm-1 have been reported for physisorbed monolayers, e.g. CO-adlayers on NaCl(001) [96HEI].
Since, however, the experimental setup for recording IR-spectra of adsorbed monolayers on substrates
mounted in an UHV-apparatus is somewhat more complicated, EELS is the more versatile technique. On
the other hand, IR-spectroscopy can be applied to insulators in a straightforward way and can be used
outside vacuum if the problems related to the absorption by the ambient gas can be overcome.
Very recently synchrotrons have been used as a source for infrared radiation. Despite the significant
experimental effort, this approach extends investigations towards the far-infrared [90HIR]. A particular
exciting result is the fact that by monitoring the reflectivity of an adsorbate covered metal surface
vibrational modes can be seen which are invisible in conventional IR-spectroscopy due to the „surface
selection rule“ (see above)[94HIR]. In addition the radiation coming from single electron bunches in the
storage ring can be employed for time-resolved studies down to the nanosecond-regime [99LOB].
loss-peaks and thus to draw important conclusions on the damping-mechanism of molecular motion
relative to a surface [98WIT], an issue directly related to wearless sliding friction [99PER].
Important information on interaction of adsorbates with the substrate can also be obtained by
comparing the surface phonon dispersion curves before and after the adsorption. In the case of hydrogen
adsorption the effects are small for most cases (e.g. H on Pt(111)[89BOR]), in some cases rather striking
differences are seen( H on W(110), [92HUL]).
Although for an adsorbate the interaction between adsorbate and substrate is of primary interest, also
the interaction between the adsorbates is of importance for a detailed understanding of e.g.
two-dimensional phase transitions. Information on the interaction between adjacent adparticles can be
derived from analyzing the corresponding phonon dispersions curves for the frustrated translations. For
example in case of CO-adlayers for most metals only weak adparticle-adparticle interactions are found
[97BRA]. The method is sufficiently sensitive to check whether e.g. Xe-Xe interactions in a physisorbed
monolayer on Cu-surfaces differ from those seen in the gas-phase [97GRA].
The ultimate resolution available today with a state-of-the-art He-atom scattering apparatus is better
than 100 µeV and allows to study diffusion of adsorbates on surfaces by analyzing the energetic width of
the quasi-elastic scattering peak [88FRE]. The method has been applied to quite different systems, e.g.
H/Pt(111) [99GRA] and Xe/Pt(111)[99ELL].
Since the probe particles used in He-atom scattering carry no charge, the method can be applied to all
kinds of substrates. Limitations apply to the maximum energy which can be detected with this technique.
So far the detection of vibrations above 30 meV has been limited to only very few cases.
To understand the nature of the interaction between an adsorbate and a substrate it is of paramount interest
to gather precise information on the adsorption induced changes in electronic structure of both, the
adparticle and the substrate. Since very often this type of information is also the key for understanding the
theoretical aspects of adsorption phenomena a variety of techniques has been used, depending on the
particular kind of information desired.
e-
to electron
energy analyzer
h fixed
Electron energy
Continuum
Fig. 15. In ultraviolet photoelectron spectroscopy, or
UPS, photons in the UV-regime (10-100 eV) generate
photoelectrons. From the electron kinetic energy as
determined by an energy analyzer the positions of
Count rate occupied electronic states can be determined.
In the case of ultraviolet photoelectron spectroscopy, photons in the energy range of up to 100 eV are used
for the primary excitation process. As a result, information on core-level binding energies cannot be
obtained and the type of elements present on a surface cannot easily be determined. The photoelectrons
emitted from the sample upon absorption of an UV-photon originate from more weakly bound electronic
states, and the photoelectron spectra thus provide direct information of the valence levels, see Fig. 15. In
particular for adsorbates such data allow for important conclusions on the adparticle-substrate and the
adparticle-adparticle interaction. The method also makes a more reliable identification of an adsorbed
molecule possible. As an example the distinction of adsorbed C2H4 and C2H6 (which is very difficult with
XPS, see above) causes no problem in this case, since the occupied π-orbital of C2H4 (which is absent in
C2H6) can easily be seen with UPS. In many cases the comparison of UV-spectra of adsorbed molecular
species with the corresponding data for the gas phase provides precise information about the changes of
the molecular electronic structure upon adsorption of the molecule.
Depending on the symmetry of the adsorbate, the technique can also be used to infer on the orientation
of the adsorbed molecule by using polarized photons and by employing the dipole selection rules. As an
example, the UPS-technique has been employed to decide whether a linear (unbrachned), saturated
hydrocarbon (n-alkane) is adsorbed with its C-C-C-plane normal or parallel to the substrate [97WEC].
In the case of ordered adlayers, the dispersion of adsorbate-induced valence states can be determined
with UPS by restricting the angular acceptance of the energy analyzer. From data obtained by this
so-called angular resolved ultraviolet photoelectron spectroscopy (ARUPS) method the electronic band-
structure can be determined, from which in turn important information on the adsorbate-adsorbate
interaction can be extracted [92WEI].
The technique can also be used to determine the work-function Φ and the adsorption-induced work-
function changes ∆Φ by analyzing the position of the secondary electron cut-off at low binding energies
in the UPS data [94HOF].
The application of the technique and the interpretation of the experimental results is not as
straightforward as in the case of XPS (see above). As in the other variants of photoelectron spectroscopy
the application is difficult for insulating substrates. UPS is still the standard method for obtaining
information on the electronic structure in the valence regime (binding energies < 30 eV), although – at
least in cases of metal substrates – small changes in the molecular electronic structure are observed by the
superimposed electronic structure of the substrate.
e-
Photon energy
In principle this technique is a reversed version of ultraviolet photoelectron spectroscopy, or UPS. The
Bremsstrahlung emitted when low energy electrons are decelerated and absorbed in a sample is analyzed
using a monochromator. The resulting emission spectra (see Fig. 16) contain structures, from which the
position and dispersion of the unoccupied electronic levels at a surface can be determined by computing
the difference between the incident electron energy and the energy of the emitted photons. The technique
thus provides information complementary to UPS, where the occupied states are probed. The application
of the method to adsorbates is not straightforward since the resulting photon emission intensities are very
low and the obtainable resolution is rather limited. Despite these experimental problems, it has been
possible to determine the position and dispersion of unoccupied electronic states for a number of different
adsorbate systems, including molecular adlayers, e.g. carbon monoxide chemisorbed on Ni(110)
[89MEM]. The method can in a straightforward fashion applied only to conducting (metal) substrates.
Photon enenergy h
Continuum
h variable Fig. 17. In NEXAFS-spectroscopy a core electron is
excited into an unoccupied molecular orbital by
absorption of a X-ray photon. The absorption spectrum
Absorption
(right) shows sharp maxima when the photon energy
matches the corresponding difference of the electronic
orbitals.
One major problem concerning the evaluation of the electronic structure of an adsorbate is the fact that
with the standard technique, ultraviolet photoelectron spectroscopy, or UPS, only the total sum of all
electronic states is observed. There is no way, a priori, to determine whether the electronic states giving
rise to a particular feature in the UP-spectra are localized mainly at the adsorbate (i.e. backdonation from
a metallic substrate as in the case of CO adsorbed on transition metal surfaces), or in the substrate
(e.g. donation from an adsorbed particle into the substrate) or whether it is due to states best described by
a hybridisation between molecular and adsorbate states. In particular for transition metals with their
d-bands located close to the Fermi edge the UPS-data are typically dominated by emission from these
d-states, and subtle changes are virtually impossible to detect. A typical example for such an interaction is
the case of saturated hydrocarbons, where the changes in electronic structure accompanying the so-called
CH-stretch „soft modes“ seen in EELS [78DEM] and IR-spectroscopy [93RAV; 95HOS] could not be
seen with UPS [98WIT]. Another technique, X-ray absorption spectroscopy, however, has been
successfully employed to image these states. Here the application of X-ray absorption spectroscopy in the
vicinity of the K-edges of low-Z elements (most important: C, N, O) offers significant advantages, since
by the excitation process only elements of one type (e.g. the carbon atoms) are addressed.
In X-ray photoelectron spectroscopy (XPS) (see above) the experimental information is obtained by
analyzing the kinetic energy of the photoelectrons generated by the absorption of photons of fixed energy.
In X-ray absorption spectroscopy the absorption of X-ray photons is measured as a function of photon
energy. Accordingly, the technique requires a tunable X-ray source and can only be carried out at an
electron synchrotron.
The principle of this soft X-ray absorption spectroscopy (the commonly used acronym is NEXAFS, for
near edge X-ray absorption fine structure spectroscopy) is schematically depicted in Fig. 17. For photon
energies above the ionization threshold the core-electron is excited into a continuum state corresponding
to a free electron with a positive kinetic energy. If the photon energy lies below the ionization threshold,
absorption is only possible if the photon energy matches the difference in energy between the initial state
(typically a core level, e.g. C1s, N1s, O1s) and an unoccupied molecular orbital. In that case the excitation
process does not lead to an ionized, but rather to a quasibound state. In contrast to EXAFS (see above),
here only the near edge regime (intervals of 50 eV) is investigated.
The NEXAFS-technique is mainly used for deriving two different types of information. First, the
spectroscopical data are useful in determining the electronic structure of an adsorbate. In the case of
acetylene (C2H2), for example, adsorption on a Cu-surface leads to a splitting of the two π-levels, which
are degenerated in the gas-phase. The technique can thus be used to obtain information about the
electronic structure and is complementary to ultraviolet photoelectron spectroscopy (UPS) in the sense
that unoccupied states are observed. The main advantage over UPS stems from the fact that in NEXAFS
the matrix elements governing the excitation process are large only for final states with significant
contributions from atomic orbitals localized at the core-excited atom. As an example, in the case of
hydrocarbons adsorbed on transition metal surfaces, pure metal states are not observed, which
considerably simplifies the analysis of the experimental results [99WEI].
A second important application of this technique is the determination of molecular orientation within
an adsorbed overlayer. Since the X-rays generated in the electron synchrotron by deflecting electrons with
energies in the 1 GeV range are polarized with the E-vector orientated parallel to the plane of the
synchrotron, the X-ray absorption dichroism can be conveniently measured by recording absorption
spectra for normal and grazing incidence, respectively. From measurements at different angles of
incidence one can thus obtain the orientation of the transition dipole moment with respect to the surface
normal, from which in turn the orientation of the molecule can be derived.
For many adsorbates the adsorption process is accompanied by molecular distortions, e.g. an aplanar,
out-of-plane bend of the C-H-bonds in benzene adsorbed on transition metal surfaces [95MAI]. In the
case of hydrocarbons, such distortions are difficult to detect with photoelectron diffraction or X-ray
diffraction, because the scattering cross-section of the H-atoms for electrons and X-ray photons is very
small. NEXAFS, on the other hand, is sensitive to the accompanying changes in symmetry of the
molecular orbitals and can thus be used to determine these distortions in a semiquantitative fashion. Using
this method it could also be demonstrated that ethylene, C2H4, adsorbs on a Cu(001)-surface in an
essentially undistorted, planar adsorption geometry, whereas acetylene, C2H2, on the same surface shows a
significant tilt of the C-H-bonds away from the C-C-bond [98FUH].
NEXAFS can be applied to a large number of adsorbate/substrate combinations. If the absorption is
detected via the secondary electron yield, highly insulating substrates represent a problem. The situation
is, however, considerably better than in conventional photoelectron spectroscopy, since small (several eV)
shifts in the kinetic energy of the secondary electrons do not affect the positions of resonances in the
spectra. Charging problems are eliminated by employing the X-ray fluorescence to monitor the absorption
(Fluorescence Yield Near Edge Structure or FYNES) instead of the secondary electrons.
Kontinuum
Photon enenergy
Continuum
h’
h’
Photonenenergie
Fluorescent
Although NEXAFS-spectroscopy has obvious advantages over the standard technique to determine
electronic structure, namely UPS, the interpretation and theoretical analysis of the data suffers to some
extent from the fact that the final state of the excitation process is characterized by the presence of a core-
hole. The presence of such a core-hole can be described by increasing the atomic number Z by 1 (so called
equivalent cores approximation), and as a result the binding energies of the electronic states are
significantly lowered. Although the theoretical analysis of this situation can be handled by explicitly
considering the presence of the core-hole, it is not the true ground state which this spectroscopy probes.
Only recently has this problem been overcome by establishing a much more sophisticated variant of this
technique, namely resonant X-ray emission spectroscopy, XES.
In X-ray emission spectroscopy, it is the X-ray radiation emitted when a second electron undergoes a
transition to the core-hole generated in the primary X-ray absorption process, that is detected with an
energy dispersive analyzer, see Fig. 18. Principally, this process is the same as that used in electron
microscopes for the EDX (energy dispersive X-ray detection) technique where core-holes excited by the
high-energy (typ. 10 keV up to several 100 keV) electrons give rise to X-ray fluorescence, which is
measured by energy-dispersive semiconductor detectors with a resolution of typically 100 eV. With this
kind of resolution it is only possible to determine the different elements present in a sample. When the
resolution is increased to beyond 1 eV by using a X-ray monochromator, additional information on the
electronic structure of the sample can be obtained. If furthermore soft X-ray photons are used for the
excitation process, the technique can be applied to investigate final states which are basically the same as
probed with UP-spectroscopy. The striking advantage over UPS, however, is the fact that only final states
with electron densities around a given element are imaged, e.g. in the case of saturated hydrocarbons on a
transition metal surface pure metal states are invisible. Although this technique has so far been applied to
a few systems only, it is expected that with the availability of third generation synchrotron sources the
technique will find a more widespread application.
SHG
SFG
Fig. 19. The two nonlinear techniques SHG and SFG employ laser radiation which is so intense that interaction with
matter leads to the combination of two photons of the same frequency (SHG, left) or of two photons of different
energy (SFG, right).
When the intensity of electromagnetic radiation becomes very intense, in addition to linear effects
(electronic and vibrational excitations, Raman scattering, etc.) nonlinear effects become important. This
can be described formally by adding higher terms to the Taylor expansion of the polarizability tensor.
Experimentally, the second quadratic polarizability term becoming nonzero results in the generation of
photons with twice the incident energy, see Fig. 19. In bulk crystals exhibiting inversion symmetry, the
second term has to be zero, but for non-centrosymmetric crystals like e.g. β-barium borate (β-BaB2O4) the
effect becomes so strong that it can be used for frequency doubling. The relevance of second harmonic
generation, or SHG, for the investigation of adsorbate layers becomes apparent when one considers that
the mere presence of the surface considerably lowers the symmetry and, in particular, implies the loss of
inversion symmetry, even if present in the bulk of the material. As a result, the surface of any substrate can
in principle give rise to a SHG-signal. After the sensitivity of SHG to adsorbed layers in the monolayer
and submonolayer regime had been demonstrated for a number of systems [89SHE; 94COR], this method
has in recent years received considerable attention. Note, however, that this method is useful only for
materials with bulk inversion symmetry, since the surface signal is otherwise dominated by that from the
bulk.
The striking advantage of this method as compared to other methods employed in surface science is
the fact that it does not require ultrahigh vacuum. Basically, the only requirement is that there are no other
sources for the SHG-signal. Since this condition is generally fulfilled by solids with inversion symmetry,
by normal liquids (but not by liquid crystals), and by gases, adsorption phenomena at surfaces can be
studied for a large variety of systems.
Although this spectroscopic technique is not inherently structure sensitive, the symmetry of both, solid
substrate and adsorbate overlayer can be mapped by using polarized light.
One of the first SHG-experiments carried out in connection with adsorbates on solid substrates in an
ultrahigh-vacuum environment were measurements on the diffusion of CO-molecules adsorbed on a
Ni(110)-surface [91XU]. In this experiment, first a pattern of regularly spaced stripes of adsorbed
CO-molecules is generated using a laser beam. By detecting the SHG-signal diffracted from this grating
the temporal decay of the pattern could be monitored and analyzed in terms of a diffusion constant. By
orienting the diffraction pattern with regard to the substrate, anisotropies in the diffusion coefficient could
also be studied [91XU].
In later work the technique has been used to follow adsorption/desorption phenomena at the solid-gas
interface for pressures up to 1 atm. Investigations have also successfully been performed at the solid/liquid
interface, e.g. the adsorption of organothiols from an ethanolic solution on a solid Au-substrate could be
followed in real time [99DAN].
2.10.1 Nuclear Magnetic Resonance (NMR) and Electron Spin Resonance (ESR)
Today the characterization of bulk (solid and liquid) chemical compounds, in particular in the absence of
crystalline order is dominated by nuclear magnetic resonance (NMR) spectroscopy.
Sophisticated spectrometers operating at frequencies of 850 MHz and above can be used to determine
the structure and to trace the dynamics of single atoms even in large biological molecules. The application
to molecules adsorbed on surfaces, however, is limited by the rather low sensitivity of the technique. So
far, studies on surface phenomena on single crystal surfaces with standard NMR (i.e. for nuclear spins in
C or H atoms) have not been successfully carried out. It was possible, however, to apply standard
NMR-techniques to investigate the dynamics of a lithium isotope, 8Li, adsorbed e.g. on a Ru(0001)-
surface [96EBI].
A different situation emerges if materials with a very high specific surface are used (compare to
neutron spectroscopy). A particular important example are zeolithes [94BEL], where 1H and 13C NMR has
been directly used to study the adsorption of CO [92BRU] and benzene [92LIU]. Also powders have been
successfully investigated, e.g. reactions of different organic molecules on charcoal [95WAG].
Recently, experiments have been carried out by employing a novel scheme for detecting the NMR
resonance. By using a highly sensitive cantilever from an atomic force microscope, it has been possible to
increase the sensitivity of the method to a point where the detection of individual nuclear spins - and thus
the application to surface phenomena - comes into sight [92RUG; 94RUG].
There is another technique based on the detection of spin resonance phenomena, where instead of the
nuclear spin that of an unpaired electron is detected. Although this technique is much more limited than
NMR since only molecules (and atoms) with unpaired electrons can be investigated, the technique is
several orders of magnitude more sensitive than NMR and, at first sight, appears to be better suited for
surface applications than NMR. Unfortunately, however, it has turned out that the application of electron
spin resonance, or ESR, to surface problems is severely hampered by the fact that the unpaired electron
couples strongly to metallic substrates. As a result, ESR-measurements on adsorbed molecules are
virtually impossible [85FAR; 87ZOM]. Substrates with lower electron density and with a significant band-
gap, however, provide a better basis and recently ESR has successfully been used to study the molecular
motion of NO2 on sapphire (Al2O3)-substrates [95SCH].
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89SCH Schweizer, E. K., Rettner, C. T.: Quantum effects in the scattering of argon from 2H-
W(100): Phys. Rev. Lett. 62 (1989) 3085.
89SHE Shen, Y. R.: Surface properties probed by second-harmonic and sum-frequency generation:
Nature (London) 337 (1989) 519.
89WES Wesner, D. A., Coenen, F. P., Bonzel, H. P.: X-ray photoelectron diffraction study of
perpendicular and tilted CO on clean and potassium-modified Ni(100): Phys. Rev. B 39
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90BRA Brand, J. L., Arena, M. V., Deckert, A. A., George, S. M.: Surface diffusion of n-alkanes on
Ru(001): J. Chem. Phys. 92 (1990) 5136.
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microscope: Nature (London) 344 (1990) 524.
90GOM Gomer, R.: Diffusion of adsorbates on metal surfaces: Rep. Prog. Phys. 53 (1990) 917.
90HIR Hirschmugl, C. J., Williams, G., Hoffmann, F., Chabal, Y.: Adsorbate-substrate resonant
interactions observed for CO on Cu(100) in the far infrared.: Phys. Rev. Lett. 65 (1990)
480.
90KRI Krim, J., Watts, E., Digel, J.: Slippage of simple liquid films adsorbed on silver and gold
substrates: J. Vac. Sci. Technol. A 8 (1990) 3417.
90POR Porwol, T., Illing, G., Freund, H.-J., Kuhlenbeck, H., Neumann, M., Bernstorff, S., Braun,
W., Niessen, W. v., Liegener, C. M.: Autoionization versus photoionization of molecular
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91AMR Amrein, M., Wang, Z., Guckenberger, R.: Comparative study of a regular protein layer by
scanning tunneling microscopy and transmission electron microscopy: J Vac Sci Technol B
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91BOR Borroni-Bird, C. E., Al-Sarraf, N., Andersson, S., King, D. A.: Single crystal adsorption
microcalorimetry: Chem. Phys. Lett. 183 (1991) 516.
91CAM Camillone, N., Chidsey, C. E. D., Liu, G., Putvinski, T. M., Scoles, G.: Surface structure
and thermal motion of n-alkane thiols self-assembled on Au(111) studied by low energy
helium diffraction: J. Chem. Phys. 94 (1991) 8493.
91HOM Homma, I., Tanishiro, Y., Yagi, K.: REM and TEM studies of 2D Au-Cu alloy adsorbates
on a Si(111) surface: Surf. Sci. 242 (1991) 81.
91LAR Larese, J. Z., Hastings, J. M.: Rotational tunneling of methane on MgO surfaces: a neutron
scattering study: J. Chem. Phys. 95 (1991) 6997.
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91SAN Sander, D., Ibach, H.: Experimental determination of adsorbate-induced surface stress:
oxygen on Si(111) and Si(100): Phys. Rev. B 43 (1991) 4263.
91WOE Wöll, C.: Phonons on surfaces: The importance of structure and adsorbates: Appl. Phys. A
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Ni(110): Phys. Rev. Lett. 66 (1991) 2352.
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monolayers at gold surfaces with atomic force microscopy: J. Am. Chem. Soc. 114 (1992)
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92BOE Böttcher, A., Grobecker, R., Gerber, T., Morgante, A., Ertl, G.: Exoelectron emission
during the oxidation of Na films: Surf. Sci. 280 (1992) 170.
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Characterization: Boston: Butterworth-Heinemann, 1992.
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Adsorption of Carbon Monoxide in H-ZSM-5: Z. Phys. Chem. 178 (1992) 173.
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molecules: Phys. Rev. Lett. 69 (1992) 652.
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Surf. Sci. Rep. 16 (1992) 51.
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Distribution of Benzene in NaX adn NaY Zeolites: Influence of Cation Location and
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92SCH Schultz, K. A., Seebauer, E. G.: Surface diffusion of Sb on Ge(111) monitored
quantitatively with optical second harmonic microscope: J. Chem. Phys. 97 (1992) 6958.
92WEI Weinelt, M., Huber, W., Zebisch, P., Steinrück, H.-P., Reichert, B., Birkenheuer, U.,
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93CRO Crommie, M. F., Lutz, C. P., Eigler, D. M.:(1993) Confinement of electrons to quantum
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93DHA Dhanak, V. R., Baraldi, A., Comelli, G., Paolucci, G., Kiskinova, M., Rosei, R.: CO
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Adsorbed Atom with Picosecond and Subnanometer Resolution: Phys. Rev. Lett. 70 (1993)
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93MAC Maciejewski, P., Hofer, U., Wurth, W., Umbach, E.: Determination of adsorbate
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Spectrosc. Relat. Phenom. 62 (1993) 1.
93MAP Mapledoram, L., Wander, A., King, D.: Breakdown of adsorbate site assignment from
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(1993) 409.
93MAT Materer, N., Barbieri, N., Gardin, D., Starke, U., Batteas, J. K., Van Hove, M. A., Somorjai,
G. A.: Dynamical LEED analyses of the Pt(111)-p(2x2)-NO and the Ni(111)-c(4x2)-2NO
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93NIE Niehus, H., Heiland, W., Taglauer, E.: Low-energy ion scattering at surfaces: Surf. Sci.
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93RAV Raval, R., Parker, S. F., Chester, M. A.: C-H...M interactions and orientational changes of
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93SCHb Schindler, K.-M., Hofmann, P., Weiss, K.-U., Dippel, R., Gardner, P., Fritzsche, V.,
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93WAN Wander, A., Hu, P., King, D.: Ambiguities in adsorbate site assignment from vibrational
frequencies. A TLEED structural study of (2x1)CO-Pd(110): Chem. Phys. Lett. 201 (1993)
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93WIE Wiesendanger, R., Guntherodt, H.-J. (eds.): Scanning Tunneling Microscopy I-III : Theory
of STM and Related Scanning Probe Methods: Springer Series in Surface Science,
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93YOU Young, H., Meng, X., Hess, G.:(1993) Multilayer adsorption of xenon, krypton, and argon
on graphite: an ellipsometric study: Phys. Rev. B 48 (1993) 14556.
93ZEG Zegenhagen, J.: Surface structure determination with X-ray standing waves: Surf. Sci. Rep.
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94AND Ando, T., Aizawa, T., Yamamoto, K., Kamo, M., Sato, Y.: The chemisorption of hydrogen
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94BEL Bell, A. T., Pines, A., Eds.: NMR Techniques in Catalysis: New York, Marcel Dekker.
94COR Corn, R. M., Higgins, D. A.: Optical second harmonic generation as a probe of surface
chemistry: Chem. Rev. 94 (1994) 107.
94GIM Gimzewski, J. K., Gerber, C., Meyer, E., Schlittler, R. R.: Observation of a chemical
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94GRO Grobecker, R., Shi, H., Bludau, H., Hertel, T., Greber, T., Bottcher, A., Jacobi, K., Ertl, G.:
Emission of exoelectrons during oxidation of Cs via thermal activation of a metastable O-2
surface species.: Phys. Rev. Lett. 72 (1994) 578.
94GRO Grossmann, A., Erley, W., Ibach, H.: Adsorbate-induced surface stress: CO on Ni(100) and
Ni(111): Surf. Sci. 313 (1994) 209.
94HIR Hirschmugl, C. J., Williams, G. P., Persson, B. N. J., Volokitin, A. I.: Adsorbate vibrational
dynamics in the anomalous skin effect frequency region.: Surf. Sci. 317 (1994) L1141.
94HOF Hofmann, M., Wegner, H., Glenz, A., Wöll, C., Grunze, M.: The adsorption of the cyclic
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94PER Persson, B. N. J., Volokitin, A. I.: Infrared reflection-absorption spectroscopy of dipole-
forbidden adsorbate vibrations: Surf. Sci. 310 (1994) 314.
94POR Porwol, T., Domotor, G., Hemmerich, I., Klinkmann, J., Freund, H.-J., Liegener, C. M.:
Angular-resolved autoionization study of CO on Ni(110): experiment and theory: Phys.
Rev. B 49 (1994) 10557.
94RIE Rieder, K. H.: Surface structural research with atom beam diffraction: helium versus neon:
Surf. Rev. Lett. 1 (1994) 51.
94RUG Rugar, D., Zuger, O., Hoen, S., Yannoni, C. S., Vieth, H.-M., Kendrick, R. D.: Force
detection of nuclear magnetic resonance: Science 264 (1994) 1560.
95ARV Arvanitis, D., Baberschke, K.: Adsorbate-substrate bonding and dynamics as determined
by SEXAFS: J. Electron. Spectrosc. Relat. Phenom. 75 (1995) 149.
95BAI Bain, C. D.: Sum frequency vibrational spectrocopy at the solid/liquid interface: J. Chem.
Soc. Faraday Trans. 91 (1995) 1281.
95HOS Hostetler, M. J., Manner, W.L., Nuzzo, R. G., Girolami, G. S.: Two-dimensional melting
transitions of rod-like molecules analyzed by reflection-absorption infrared spectroscopy:
J. Phys. Chem. 99 (1995) 15269.
95MAI Mainka, C., Bagus, P. S., Schertel, A., Strunskus, T., Grunze, M., Wöll, C.: Linear
dichroism in X-ray absorption spectroscopy of strongly chemisorbed planar molecules:
role of adsorption induced rehybridisations: Surf. Sci. 341 (1995) 1055.
95ROT Rotermund, H. H., Haas, G., Franz, R. U., Tromp, R. M., Ertl, G.: Imaging pattern:
formation in surface reactions from ultrahigh vacuum up to atmospheric pressures:
Science 270 (1995) 608.
95SCH Schlienz, H., Beckendorf, M., Katter, U. J., Risse, T., Freund, H.-J.: Electron spin
resonance investigations of the molecular motion of NO2 on Al2O3/(111) under ultrahigh
vacuum conditions: Phys. Rev. Lett. 74 (1995) 761.
95STE Stellwag, C., Held, G., Menzel, D.: The geometry of ordered benzene layers on Ru(001):
Surf. Sci. 325 (1995) L379.
95WAG Wagner, G. W., MacIver, B. K., Yang, Y.-C.: Magic Angle Spinning NMR Study of
Adsorbate Reactions on Activated Charcoal: Langmuir 11 (1995) 1439.
95WIT Witte, G., Toennies, J. P., Wöll, C.: Comparison of surface phonon dispersion for the clean
and hydrogen covered Rh(111) surface: Surf. Sci. 323 (1995) 228.
95WIT Witte, G., Wöll, C.: External vibrations of hydrocarbons on Cu(100): J. Chem. Phys. 103
(1995) 5860.
96BAB Baberschke, K., Wende, H., Srivastava, P., Chauvistre, R.: New opportunities in the soft X-
ray absorption to characterize the adsorbate bonding: J. Phys. IV France 7 (1996) 469.
96BAR Baraldi, A., Comelli, G., Lizzit, S., Cocco, D., Paolucci, G., Rosei, R.: Temperature
programmed X-ray photoelectron spectroscopy: a new technique for the study of surface
kinetics: Surf. Sci. 367 (1996) L67.
96BER Bertino, M., Steinhögel, W., Range, H., Hofmann, F., Witte, G., Hulpke, E., Wöll, C.: The
low energy thermal excitation spectrum of nitrogen molecules adsorbed on Ni(110):
Implications for molecular adsorption sites: Appl. Phys. A 62 (1996) 95.
96CRO Crommie, M. F., Lutz, C. P., Eigler, D. M., Heller, E. J.: Quantum interference in 2D
atomic-scale structures: Surf. Sci. 361/362 (1996) 864.
96DAL Daly, C., Krim, J.: Sliding friction of solid xenon monolayers and bilayers on Ag(111).:
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96EBI Ebinger, H. E., Jänsch, H. J., Polenz, C., Polivka, B., Preyss, W., Saier, V., Veith, R., Fick,
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96HAA Haas, G., Franz, R., Rotermund, H., Tromp, R., Ertl, G.: Imaging surface reactions with
light: Surf. Sci. 352-354 (1996) 1003.
96HEI Heidberg, J., Grunwald, M., Hustedt, M., Traeger, F.: High-resolution PIRSS using a
tunable diode laser: the multiplet of the collective Nu2 bending vibration of the p(2x1)
monolayer CO2 adsorbed on NaCl(001): Surf. Sci. 368 (1996) 126.
96HOF Hofmann, F., Toennies, J. P.: High-resolution helium atom time-of-flight spectroscopy of
low-frequency vibrations of adsorbates: Chem. Rev. 96 (1996) 1307.
96LEG LeGoues, F. K., Hammar, M., Reuter, M. C., Tromp, R. M.: In situ TEM study of the
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96STA Starke, U., Pendry, J. B., Heinz, K.: Diffuse low-energy electron diffraction: Prog. Surf.
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96WES Westre, E. D., Brown, D. E., Kutzner, J., George, S. M.: Surface diffusion of carbon
monoxide and potassium coadsorbed on Ru(001): confirmation of a 1:1 CO:K trapping
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97ASA Asakura, K., Lauterbach, J., Rotermund, H., Ertl, G.: Spatio-temporal pattern formation
during catalytic CO oxidation on a Pt(100) surface modified with submonolayers of Au:
Surf. Sci. 374 (1997) 125.
97BAR Bartels, L., Meyer, G., Rieder, K.-H.: Basic steps involved in the lateral manipulation of
single CO molecules and rows of CO molecules: Chem. Phys. Lett. 273 (1997) 371.
97BRA Braun, J., Kostov, K. L., Witte, G., Wöll, C.: CO overlayers on Ru(0001) studied by
Helium Atom Scattering: Structure, dynamics, and the influence of coadsorbed H and O: J.
Chem. Phys. 106 (1997) 8262.
97BRI Briner, B. G., Doering, M., Rust, H.-P., Bradshaw, A. M.: Mobility and trapping of
molecules during oxygen adsorption on Cu(110): Phys. Rev. Lett. 78 (1997) 1516.
97COL Collazo-Davila, C., Marks, L. D., Nishii, K., Tanishiro, Y.: Atomic Structure of the In on
Si(111)(4x1) surface: Surf. Rev. Lett. 4 (1997) 65.
97DOL Doll, R., Gerken, C. A., Van Hove, M. A,, Somorjai, G. A.: Structure of disordered
ethylene adsorbed on Pt(111) analyzed by diffuse LEED: asymmetrical di-sigma bonding
favored.: Surf. Sci. 374 (1997) 151.
97GRA Graham, A. P., Bertino, M. F., Hofmann, F., Toennies, J. P., Wöll, C.: Experimental
determination of a longitudinal phonon dispersion curve in a quasi-two-dimensional
system.: J. Chem. Phys. 106 (1997) 6194.
97KRE Kreuzer, H. J., Payne, S. H., Grunze, M., Wöll, C.: Adsorption and Desorption of N2 on
Ni(110): Entropy vs. Energy: Z. Phys. Chem. 202 (1997) 273.
97KRU Kruse, N., Voss, C.: Surface Reactions and Adsorbate-Induced Reconstruction: CO and
NO on Rh Crystals: Z. Phys. Chem. 202 (1997) 213.
97SCH Schaich, T., Braun, J., Toennies, J. P., Buck, M., Wöll, C.: Structural changes
accompanying the hydrogen desorption from the diamond C(111) H(1x1)-surface revisited
by helium atom scattering: Surf. Sci. 385 (1997) L958.
97WEC Weckesser, J., Fuhrmann, D., Weiss, K., Wöll, C., Richardson, N. V.: Photoemission from
long chain alkanes adsorbed on a metal surface and the electronic structure of trans-
polyethylene CnHan: Surf. Rev. Lett. 4 (1997) 209.
97WIT Witte, G., Fuhrmann, D., Wöll, C.: Low-Energy Molecular Vibrations investigated by
Inelastic Scattering of He Atoms: Chem. Phys. Lett. 265 (1997) 347.
98BAU Bauer, E.: LEEM basics: Surf. Rev. Lett. 5 (1998) 1275.
98BER Bertino, M. F., Glebov, A. L., Toennies, J. P., Träger, F., Pijper, E., Kroes, G. J., Mowrey,
R. C.: Observation of large differences in the diffraction of normal- and para-H2 from
LiF(001).: Phys. Rev. Lett. 81 (1998) 5608.
98FOE Föhlisch, A., Wassdahl, N., Hasselstrom, J., Karis, O., Menzel, D., Martensson, N.,
Nilsson, A.: Beyond the chemical shift: vibrationally resolved core-level photoelectron
spectra of adsorbed CO: Phys. Rev. Lett. 81 (1998) 1730.
98FUH Fuhrmann, D., Wacker, D., Weiss, K., Hermann, K., Witko, M., Wöll, C.: The adsorption
of small hydrocarbons on Cu(111): A combined He-atom scattering and x-ray absorption
study for Ethane, Ethylene and Acetylene: J. Chem. Phys. 108 (1998) 2651.
98HAI Haier, P., Santos, P., Esser, N., Richter, W.: Interaction between Sb and Bi adsorbates on
the GaAs(110) surface.: Surf. Sci. 399 (1998) 264.
98LAR Larese, J. Z.: Neutron scattering studies of the structure and dynamics of methane absorbed
on MgO(100) surfaces: Physica B 248 (1998) 297.
98SNA Snabl, M., Ondrejcek, M., Chab, V., Chvoj, Z., Stenzel, W., Conrad, H., Bradshaw, A. M.:
Surface diffusion of K on Pd(111): coverage dependence of the diffusion coefficient
determined with the Boltzmann-Matano method.: J. Chem. Phys. 108 (1998) 4212.
98STI Stipe, B. C., Rezaei, M. A., Ho, W.: Single-molecule vibrational spectroscopy and
microscopy.: Science 280 (1998) 1732.
98UMB Umbach, E., Glockler, K., Sokolowski, M.:(1998) Surface "architecture" with large
organic molecules: interface order and epitaxy: Surf. Sci. 402-404 (1998) 20.
98WIC Wichtendahl, R., Fink, R., Kuhlenbeck, H., Preikszas, D., Rose, H., Spehr, R., Hartel, P.,
Engel, W., Schlögl, R., Freund, H.-J., Bradshaw, A. M., Lilienkamp, G., Bauer, E.,
Schmidt, T., Benner, G., Umbach, E.: SMART: an aberration-corrected XPEEM/LEEM
with energy filter: Surf. Rev. Lett. 5 (1998) 1249.
98WIT Witte, G., Weiss, K., Jakob, P., Braun, J., Kostov, K. L., Wöll, C.: Damping of molecular
motion on a solid substrate: evidence for electron-hole pair creation: Phys. Rev. Lett. 80
(1998) 121.
99ALL Allers, W., Schwarz, A., Schwarz, U. D., Wiesendanger, R.: Dynamic scanning force
microscopy at low temperatures on a noble-gas crystal: atomic resolution on the xenon
(111) surface: Europhys. Lett. 48 (1999) 276.
99BEN Bennet, R. A., Stone, P., Price, N. J., Bowker, M.: Two (1x1) reconstructions of TiO2(110):
surface rearrangement and reactivity studied using elevated temperature scanning
tunneling microscopy: Phys. Rev. Lett. 82 (1999) 3831.
99BRA Braun, J., Toennies, J. P., Wöll, C.: Local layer-by-layer growth of Ni on hydrogen
terminated diamond C(111): A combined helium atom scattering and XPS study: Phys.
Rev. B 60 (1999) 11707.
99DAN Dannenberger, O., Buck, M., Grunze, M.: Self-Assembly of n-Alkanethiols: A Kinetic Study
by Second Harmonic Generation: J. Phys. Chem. B 103 (1999) 2202.
99DOA Doak, R. B., Grisenti, R. E., Rehbein, S., Schmahl, G., Toennies, J. P., Wöll, C.: Towards
Realization of an Atomic deBroglie Microscope: Helium Atom Focusing using Fresnel
Zone Plates: Phys. Rev. Lett. 83 (1999) 4229.
99ELL Ellis, J., Graham, A. P., Toennies, J. P.: Quasielastic helium atom scattering from a two-
dimensional gas of Xe atoms on Pt(111): Phys. Rev. Lett. 82 (1999) 5072.
99GRA Graham, A. P., Menzel, A., Toennies, J. P.: Quasielastic helium atom scattering
measurements of microscopic diffusional dynamics of H and D on the Pt(111) surface: J.
Chem. Phys. 111 (1999) 1676.
99HAI Hai, L., Weaver, M. J.: Surface-enhanced Raman scattering as a versatile vibrational
probe of transition-metal interfaces: thiocyanate coordination modes on platinum-group
versus coinage-metal electrodes: Langmuir 15 (1999) 8743.
99JAC Jackson, G. J., Ludecke, J., Woodruff, D. P., Chan, A. S. Y., Singh, N. K., McCombie, J.,
Jones, R. G., Cowie, B. C. C., Formoso, V.: Chemical-shift X-ray standing wave studies:
coadsorption site determination of PFx fragments on Ni(111): Surf. Sci. 441 (1999) 515.
99KRE Kreuzer, H. J., Payne, S. H., Drozdowski, A., Menzel, D.: Theory of dissociative and
nondissociative adsorption and desorption: J. Chem. Phys. 110 (1999) 6982.
99LOB Lobo, R., LaVeigne, J., Reitze, D. H., Tanner, D. B., Carr, G. L.: Performance of new
infrared beamline U12IR at the National Synchrotron Light Source: Rev. Sci. Instrum. 70
(1999) 2899.
99MEYa Meyerheim, H. L., Gloege, T., Maltor, H.: Surface X-ray diffraction on large organic
molecules: thiouracil on Ag(111): Surf. Sci. 442 (1999) L1029.
99MEYb Meyerheim, H. L., Gloege, T., Maltor, H., Sokolowski, M., Umbach, E., Bäuerle, P.: Bond
stretching and distortion in large organic molecules on Ag(111) determined by surface x-
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99LEEM See papers in: Surf. Rev. Lett., Vol. 5, Nr. 6, (1999).
99PER Persson, B. N. J., Tosatti, E., Fuhrmann, D., Witte, G., Wöll, C.: Low-frequency adsorbate
vibrational relaxation and sliding friction: Phys. Rev. B 59 (1999) 11777.
99SUC Suchorski, Y., Beben, J., James, E. W., Evans, J. W., Imbihl, R.: Fluctuation-induced
transitions in a bistable surface reaction : catalytic CO oxidation on a Pt field emitter tip:
Phys. Rev. Lett. 82 (1999) 1907.
99WEI Weiss, K., Weckesser, J., Wöll, C.: An X-ray absorption study of saturated hydrocarbons
physisorbed on metal surfaces: Theochem. 458 (1999) 143.
00BEC Becker, T., Boas, C., Burghaus, U., Wöll, C.: Adsorption probability of CO on a metal-
oxide: The case of oxygen-terminated ZnO and the influence of defects: Phys. Rev. B 61
(2000) 4538.
00EIS Eisert, F., Gurka, M., Legant, A., Buck, M., Grunze, M.: Detection of molecular alignment
in confined films: Science 287 (2000) 468.
4.1.1 Introduction
The structure of surfaces at the atomic scale is basic to the understanding of many surface and interface
properties. The effect of adsorbates on surface structure is particularly important because adsorbate-
covered surfaces are technologically far more relevant than the clean substrate surfaces. Adsorbate-
covered surfaces are also very relevant to the vast class of interfaces between two solids or between a
solid and a fluid (liquid or gas).
This chapter lists the experimentally determined effects of adsorption on the substrate surface
structure, focusing on those cases where detailed and rather complete structures have been determined.
This implies single-crystal surfaces with mostly well-ordered adsorbates. Much of the information is
derived from the atomic coordinates and other information contained in the Surface Structure Database
(SSD), Version 3 [99W], and is complemented with more recent results from the literature. The data
were obtained with a variety of surface techniques, which are listed with their acronyms in Table 1.
The emphasis is on the atomic-scale structure as defined by atomic positions, relaxations and
reconstructions, structural models and bonding configurations. Included are both atomic and molecular
adsorbates. The data for atomic adsorbates far outnumber those for molecular adsorbates, but the effects
are rather similar, which is interesting in its own right; the tables in this chapter therefore show them side
by side for direct comparison.
Adatom positions are included in the tables so that the adsorbate-induced effects can be directly
related to the adatom. However, for adsorbed molecules only the positions of the atoms that bond to the
substrate are listed in the tables, since they have the most direct influence on the substrate. More
complete structural details can be found in the Surface Structure Database [99W].
The tables in this chapter are limited to adsorption on metal and semiconductor substrates for the simple
reason that virtually no detailed information is available from experiment about adsorbate-induced
structural effects on other substrate materials, including ionic crystals and many other compounds.
particularly at fractional coverages less than one. For example, a ¼-monolayer of atomic adsorbate could
be arranged in a (2x2) superlattice, doubling the substrate periodicity in two surface directions; each
adatom can induce relatively small local relaxations in the substrate and within the superlattice unit cell:
these relaxations, especially layer bucklings and lateral displacements, often break the clean-substrate
periodicity while conforming to the superlattice periodicity.
Relaxations must be referenced to another structure, for which the obvious choices are the ideal bulk-
like positions or the already relaxed clean-substrate positions. Since the clean-substrate positions are not
uniquely known (each analysis gives somewhat different results), we use as an unambiguous reference
for relaxations the ideal bulk-like positions obtained by a mathematical termination of the bulk lattice.
However, we also include in this chapter, for direct comparison with the adsorbate-induced relaxations,
tables of the published structural results determined for relaxed clean surfaces.
Adsorbate-induced relaxations occur in many varieties. Of general interest are interlayer spacing
changes: since clean surfaces exhibit spacing changes relative to the ideal bulk lattice, it is useful to
consider the further changes due to adsorbates. For instance, on metals the clean-surface spacing
relaxations are often reversed by adsorption: while the clean surface usually (but not always) exhibits a
contraction of the topmost interlayer spacing, an expansion is often observed after adsorption. Also
interesting is layer buckling (also called rumpling), whereby a coplanar atomic layer loses its coplanarity
because an adsorbate pulls or pushes some substrate atoms out of the plane relative to other atoms.
Another effect is lateral relaxation, in which adsorbates shift substrate atoms parallel to the surface; a
frequent case is a radial relaxation of substrate atoms away from or toward the adsorbate site. Another
case of lateral relaxation is the collective rotation of substrate atoms around the adsorbate site; this
displacement is often called clock rotation. One could also look at all these relaxations in terms of
adsorbate-induced changes in bond lengths, which are the chemically more important quantities;
however, surface scientists have thought mostly in terms of displacement components perpendicular and
parallel to the surface, and we shall do so here as well.
By reconstruction of a substrate surface we mean large atomic displacements that cause rebonding
(bond breaking and/or new bond formation) within the substrate. Frequently, but not always, such a
reconstruction changes the two-dimensional lattice of the surface, creating or modifying or removing a
superlattice. Reconstructions are of course usually accompanied by additional small relaxations.
Reconstruction is a relative term: here reconstruction is understood with respect to the ideal bulk-
lattice termination, rather than with respect to the actual clean surface. Of particular interest in
adsorption are several cases: the induction of a new reconstruction, when none was present on the clean
surface; the removal of a clean-surface reconstruction (sometimes inelegantly called un-reconstruction or
de-reconstruction); and the change from one reconstruction to another (which could be called re-
reconstruction).
Many types of reconstruction exist at surfaces. One class of reconstruction, common on certain clean
metal surfaces, is that of missing or added atoms (e.g. missing or added rows); the remaining atoms still
occupy bulk-like positions, usually with small local relaxations from those bulk-like positions.
Microfacetting is a frequent outcome of this type of reconstruction. Adsorption often removes such
reconstructions, but can also induce them, or stabilize them. Another class consists in forming or
removing a more closely-packed surface layes, such as a quasi-hexagonally close-packed layer on top of
square-lattice substrate, as happens with some metal surfaces. Dimerization and similar types of
rebonding (e.g. π-chain formation) are commonly found on semiconductors, and these reconstructions are
frequently removed by adsorption, but can also be stabilized by adsorption. Stacking faults occasionally
are also seen on these materials. Absorption of adatoms into subsurface sites occurs for a variety of
materials and can lead to interstitial or substitutional absorption within the substrate, in which case the
remaining substrate atoms have near-bulk-like positions; absorption can also lead to other forms of
compound formation, that may not respect the substrate lattice, but rather tend toward the lattice of the
bulk compound.
As with many definitions, there exist borderline cases where our definitions of relaxation vs.
reconstruction are debatable. For example, large bond rotations with substantial atomic displacements but
without rebonding occur in surfaces such as clean GaAs(110): we classify these as not reconstructed
(relative to the ideal bulk termination, which is also nearly regenerated by certain adsorbates), although
many authors prefer to call these reconstructed. In the case of clean W(100)-c(2x2), the displacements
from the ideal bulk positions are relatively small and could be called relaxations, but these may be
sufficient to cause new bond formation between W atoms, and we label this situation therefore as
reconstruction (this case has also been called displacive reconstruction in the literature).
We treat relaxations and reconstructions very differently in the tables of this chapter. With
relaxations, it is of primary interest to compare the quantitative magnitude and direction of the small
displacements, including in particular changes in interlayer spacings, such as expansions and contractions.
By contrast, with reconstructions it is of primary importance to know the qualitative type of
reconstruction, rather than the detailed atomic positions; and the type of reconstruction is more easily
understood when described in words than in numbers. Thus, our tables will in general list relaxations
numerically, but reconstructions will be explained textually, although some important structural quantities
will often be listed as well in the latter case. If more details are desired, it is suggested to consult the
Surface Structure Database [99W].
the reference plane of that layer. The radial displacements and bucklings are expressed in percent relative
to the values and interlayer spacings in the bulk.
surface clean ads- ∆dl,l+1 [%] bls [%] ∆rls [%] αls [°] d01 [Å] ∆r0 [Å]
rec. ind
rec.
Pd(111)+(3x3)- no no 2.6 ± 2.2 0.0 ± 2.2, 0, 0.8 ± 7.0 0, 0 2.16 ± 0.05 0
C6H6+2CO: 2.2 ± 2.2
C6H6 site
surface clean ads- ∆dl,l+1 [%] bls [%] ∆rls [%] αls [°] d01 [Å] ∆r0 [Å]
rec. ind
rec.
Ni(100)+ no no 3.9 ± 4.5 0 3.2 ± 3.9 ± 14.3 ± 2.6 0.12 ± 0.04
p4g(2x2)-2C 4.4 ± 4.0 0, 8.5 ± 4.5 0, 0 0, 0
The first of these two structures, Pd(111)+(3x3)-C6H6+2CO, contains 3 adsorbates in each unit cell, all
of which are adsorbed at fcc-hollow sites. In the entry shown above only the structure around the
benzene site is described (the structure around the CO adsorption sites is listed as a separate entry in the
same Table 3).
The center of the benzene molecule, which defines the adsorption site or axis, lies over an fcc-hollow
site (indicated by the heading of Table 3). The height of the C atoms of the benzene, above the first ring
of Pd atoms around the fcc-hollow site in the top metal layer, is given as d01 = 2.16 ± 0.05 Å. The second
shell of Pd atoms around that site in the top metal layer is buckled into the substrate by b1b = 2.2 ± 2.2 %,
relative to the first shell, for which (by definition) b1a = 0.0 (± 2.2) %, while its shell radius is (perhaps)
expanded by ∆r1b = 0.8 ± 7.0 % relative to bulk positions. No rotations αls are noted, and no information
about the second metal layer l = 2 is given, other than its spacing of ∆d12 = 2.6 ± 2.2 Å, measured relative
to the first shell of Pd atoms in the first Pd layer; the second Pd layer is thus, in this example, assumed to
be internally unrelaxed, i.e. not to be buckled, expanded laterally or rotated.
The second structure, Ni(100)+p4g(2x2)-2C, contains two (equivalent) C adatoms in each (2x2) unit
cell, related by p4g symmetry (i.e. glide-plane symmetry, as well as 4-fold rotation and mirror planes).
The “no” entries indicate that neither the clean Ni(100)-(1x1) nor the C-covered substrate are
reconstructed (in the sense that no Ni-Ni bonds are made or broken relative to the ideally-terminated
substrate); admittedly, this is debatable for the C-covered surface, since the Ni-Ni distances within the
first Ni layer do change appreciably.
The heading of Table 9, from which this entry was extracted, specifies adsorption at a clock-rotated
hollow site; the absence of a non-zero entry for lateral adsorbate shifts ∆r0 confirms that the C atoms are
indeed at the high-symmetry hollow sites.
The height of the C adatoms over the plane of the nearest Ni atoms is listed as d01 = 0.12 ± 0.04 Å,
indicating nearly coplanar adsorption. If there were other Ni atoms in that first layer at a different height,
i.e. buckled, the corresponding C-Ni spacing would be included in the same data field, e.g. as an
additional 0.22 ± 0.04 Å to indicate that the next shell of Ni atoms would be deeper in the surface,
buckled inward, by 0.22 - 0.12 = 0.10 Å; however, this particular structure has no buckling in the top Ni
layer (it is not allowed by symmetry), as also indicated by the absence of an entry b1b in the buckling
column.
The data imply that the first shell of four Ni atoms is probably expanded radially by ∆r1a = 3.2 ± 3.9 %
and most likely rotated by α1a = ± 14.3 ± 2.6 °, relative to the ideally-terminated Ni lattice; the initial ±
before the rotation angle specifies that both clockwise and counter-clockwise rotations occur within the
unit cell.
The spacing change (relative to the bulk value) between the first and second Ni layers is given as
∆d1,2 = 3.9 ± 4.5 %, indicating a probable expansion; note that this spacing is measured between the
planes of those Ni atoms which are closest to the (projected) adsorption site in each layer, i.e. between
first Ni shells in each layer, as shown in the general case in Fig. 2.
In the second row of data for this structure, which describes the second Ni layer, we find that a
buckling by b2b = 8.5 ± 4.5 % occurs between the first shell of Ni atoms closest to the (projected)
adsorption site (in this case the Ni atom directly below the adsorption site, for which by definition
b2a = 0 %) and the next shell of second-nearest Ni atoms: the positive value indicates that the second Ni
shell in this layer lies deeper below the surface than the first shell. Furthermore, the spacing between the
second and third layers is shown to also probably be expanded, by ∆d2,3 = 4.4 ± 4.0 %.
We illustrate next an entry for semiconductors, from Table 23, which contains some numerical data:
This entry indicates that the adsorbate (In) has removed the clean-surface reconstruction. The adatom is
located at a height d01 = 1.85 ± 0.05 Å above the first shell of outermost Si atoms. The adsorption occurs
in a T4 site (as stated higher in the table and in the description included in this entry). And the spacing
between Si atoms in the outermost bilayer is contracted by ∆d12 = -15 ± 3 % relative to the bulk value.
(The rotation angle ω is not relevant to this structure.)
The ideal hcp ( 10 1 0 ) surface shows strong similarities with fcc (110): it also consists of ridges and
troughs of close-packed atomic chains. However, the bulk structure allows two inequivalent
terminations, with shallow and deep troughs, respectively. In all cases, it is the shallow-trough
termination that is observed. The studied cases, cf. Table 16, exhibit no reconstructions when clean, but
clear contractions and expansions of the top two interlayer spacings, respectively; the effect is largest in
Be, for which an oscillatory trend in the spacing relaxations is apparent down to the 4th interlayer
spacing.
Rather few adsorbate-induced structures on hcp ( 10 1 0 ) have been studied in detail, cf. Table 17.
They show no reconstructions, but a tendency to reduction or even reversal of the interlayer spacing
changes. An exception appears to be presented by hydrogen on Re and Ru(10-10), where the outermost
interlayer spacing remains close to the clean-surface value, while the next interlayer spacing is contracted.
reflect the difference between a monolayer of H and the missing half-crystal of the bulk. The same
appears to happen with some other adatoms, in particular halide adatoms, and molecules. In these
instances, the bulk is terminated in a complete bilayer, which offers bonds perpendicular to the surface
that can be capped well by monovalent adsorbates.
The bulk diamond lattice can also be terminated between the layers of this bilayer, leaving three times
as many dangling bonds to satisfy: this can be accomplished by adding a trivalent adsorbate like As, Sb
or Bi, which then forms a layer that substitutes for the outermost half of the more stable Si bilayer. A
similar feature is part of the so-called honeycomb-chained-trimer (HCT) reconstruction due to several
metal adsorbates. Here a lateral relaxation in the lower half of the bilayer leads to trimerization of those
Si or Ge atoms. A related type of structure, called conjugate honeycomb-chained-trimer (CHCT) model,
occurs for other metal adsorbates: here it is the metal adatoms that trimerize instead of the substrate
atoms; we thus classify this as not reconstructed, since the Si-Si bonding topology is bulk-like. As Table
23 shows, a number of other reconstructions have been identified, many of which are quite complex.
Acknowledgments
This work was supported in part by the Director, Office of Science, Office of Basic Energy Sciences,
Materials Sciences Division of the U.S. Department of Energy under Contract No. DE-AC03-76SF00098.
It relied heavily on the Surface Structure Database supported by the Standard Reference Data Program of
the National Institute of Standards and Technology of the U.S. Department of Commerce, with newer
results supplied by individual authors.
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Ag(111) MEIS no 2.36 10 ± 2 5.5 ± 2 0±6 0 0 94S6 unreconstructed surface; exhibiting strong temperature-
dependent interlayer spacings above 600K: top spacing
grows from contraction of -2.5±0.5% below 600K to
+10±2% at 1150K (wrt to bulk value); 2nd spacing
grows from +0.6% to +5.5%; 3rd spacing shows
smaller effect
Al(111) LEED no 2.338 2.22 ± 1.3 0 0 0 0 80J bulk termination with expanded top spacing
Al(111) LEED no 2.329 0.91 ± 0.5 0 0 0 0 82N1 bulk termination with expanded top spacing
Al(111) LEED no 2.338 1.7 ± 0.3 0.5 ± 0.7 0 0 0 90N multilayer relaxation: expansion of the 1st and 2nd
interlayer spacings
Al(111) LEED no 2.338 1.3 ± 0.9 0 0 0 0 94S5 unreconstructed surface with expanded top interlayer
spacing
Al(111) LEED no 2.338 3.08 ± 2.1 0 0 0 0 83M1 bulk termination with expanded top interlayer spacing
Al(111) LEED no 2.329 1.33 ± 0.4 0.04 ± 0.4 0 0 0 94B8 unreconstructed relaxed surface
Cu(111) LEED no 2.09 -0.67 ± 1 0 0 0 0 84L relaxed bulk termination
Cu(111) V- no 2.09 0.75 ± 1 0 0 0 0 95B1 relaxed bulk termination: possible slight expansion of
LEED top interlayer spacing
Cu(111) XPD no 2.09 -1.44 ± 1 0 0 0 0 97H1 unreconstructed surface with possible slight
contraction of top interlayer spacing
Ni(111) LEED no 2.035 -0.25 ± 1 0 0 0 0 93K1 unreconstructed clean surface with negligible
contraction of top interlayer spacing
Ni(111) XPD no 2.03 2.96 0 0 0 0 97H1 unreconstructed surface with expanded top interlayer
spacing
Ni(111) HEIS no 2.033 0±1 0 0 0 0 81N1 unrelaxed bulk termination
Ni(111) LEED no 2.03 -1.23 ± 1.2 0 0 0 0 75D bulk termination with top spacing contraction
Pd(111) LEED no 2.246 2.41 ± 0.9 0.63 ± 0.9 0.63 ± 1.8 0 0 94G4 unreconstructed surface with multilayer relaxations
Pd(111) HEIS no 2.25 0 ± 4.4 0 0 0 0 83K unrelaxed bulk termination
Pd(111) LEED no 2.27 0.88 ± 1.3 -1.76 ± 1.3 -1.76 ± 1.8 0 0 94B4 slight relaxation of top two interlayer spacings
Pd(111) LEED no 2.246 1.34 ± 1.3 -1.34 ± 1.3 2.23 ± 1.3 0 0 87O slight relaxation of top two interlayer spacings
Pt(111) LEED no 2.265 1.1 ± 4.4 0 0 0 0 79A bulk termination with expanded top spacing
4.1-15
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Pt(111) SP- no 2.265 0.49 ± 0.9 0 0 0 0 81F bulk termination with expanded top spacing
LEED
Pt(111) LEED no 2.26 1.33 ± 0.4 0.44 ± 1.3 -1.33 ± 1.8 0 0 94B5 unreconstructed relaxed bulk termination
Pt(111) LEED no 2.265 1.1 ± 1.3 0.22 0 0 0 95M1 unreconstructed clean surface with slight first layer
expansion
Pt(111) LEED no 2.254 1.38 ± 0.6 -0.4 ± 0.7 0.22 ± 0.9 0 0 97G1 unreconstructed surface with relaxed top two interlayer
spacings; 0.5±0.4% contracted in-plane lattice
parameter for all layers (incl. bulk)
Pt(111) MEIS no 2.268 1.41 ± 0.9 0 0 0 0 79V1 bulk termination with top spacing expansion
Pt(111) LEED no 2.265 0 ± 2.2 0 0 0 0 85H1 unrelaxed bulk termination
Rh(111) LEED no 2.196 -2.86 ± 1.4 0.16 ± 1.4 0 0 0 93W1 unreconstructed termination with relaxation of top two
interlayer spacings
Rh(111) LEED no 2.188 -1.28 ± 0.9 -1.28 ± 1.8 0.09 ± 2.3 0 0 94B5 unreconstructed relaxed bulk termination
Rh(111) LEED no 2.192 0 ± 4.6 0 0 0 0 84V unrelaxed bulk termination
Rh(111) LEED no 2.19 -1.37 ± 0.9 0 0 0 0 80H slightly relaxed bulk termination
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ni(111)+ AR- no no 4.7 ± 0.0003 0 0 0 1.837 ± 0.0008 0 91W3 atomic adsorption in fcc-hollow site with
(√3x√3) PEFS contraction between the 1st and 2nd Ni layers
R30°-Cl
Ni(111)+ HEIS no no -4.2 ± 1.5 0 0 0 1.2 0 81N2 atomic adsorption (in undetermined hollow sites;
(√3x√3) fcc assumed here); expanded top Ni-Ni interlayer
R30°-O spacing
4.1-16
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ni(111)+ LEED no no 0 ± 1.0 0 0 0 1.08 ± 0.02 0 91M2 O adsorbed in fcc-hollow site; substrate has
(√3x√3) expanded 1st interlayer spacing; no lateral shifts or
R30°-O buckling
Ni(111)+ SE- no no 0 0 0 0 1.16 ± 0.10 0 92H1 oxygen adsorbed in fcc-hollow sites; no buckling
(√3x√3) XAFS in 1st Ni layer
R30°-O
Rh(111)+ LEED no no 0.8 ± 2.0 0 0 0 1.59 ± 0.05 0 96W atomic adsorption on unreconstructed substrate: S
(√3x√3) adsorbs on fcc-hollow site; substrate relaxations
R30°-S negligible
Rh(111)+ LEED no no -3.9 ± 3.0 0 0 0 2.22 ± 0.06 0 93B2 atomic adsorption in three fold fcc-hollow site on
(√3x√3) unreconstructed; relaxed Rh substrate
R30°-I
Pd(111)+ LEED no no 1.5 ± 0.9 0 2.5 ± 3.0 0 2.70 ± 0.03 0 94G4 atomic S in fcc-hollow site on unreconstructed;
(√3x√3) relaxed substrate; oscillitory expansion of top 4
R30°-S Pd-Pd interlayer spacings
Pd(111)+ LEED no no 6.2 ± 2.2 0 0 0 1.29 ± 0.05 0 87O molecular upright adsorption (C down) in fcc-
(√3x√3) hollow sites
R30°-CO
Pt(111)+ LEED no no 0.7 ± 1.3 0 0.6 ± 2.5 0 1.55 ± 0.03 0 97Y atomic adsorption in fcc-hollow site; buckling in
(√3x√3) top two layers of substrate
R30°-S
Ag(111)+ LEED no no -0.9 ± 0.8 -3.8 ± 1.7 0 0 3.01 ± 0.04 0 97K1 atomic overlayer in fcc-hollow sites on
(2x2)-Cs 1.2 ± 1.3 1.3 ± 0.8 0 0 unreconstructed substrate; with buckling in the first
2 substrate layers
Ag(111)+ LEED no no -0.9 ± 0.8 -4.2 ± 1.3 0 0 1.52 ± 0.02 0 96L1 atomic overlayer in fcc-hollow sites on
(2x2)-K -0.1 ± 0.8 1.3 ± 0.8 0 0 unreconstructed substrate; with buckling in the first
2 substrate layers
Ag(111)+ LEED no no -0.9 ± 0.8 -4.2 ± 0.1 0 0 2.84 ± 0.03 0 96L1 atomic overlayer in fcc-hollow sites on
(2x2)-Rb -0.5 ± 0.8 1.3 ± 0.1 0 0 unreconstructed substrate; with buckling in the first
2 substrate layers
4.1-17
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Cu(111)+ LEED no no -2.3 ± 1.9 0 -0.2 ± 5.0 0 2.07 ± 0.06 0 95M4 complex reconstruction with overlayer and
(2x2)-3Li: -2.5 ± 2.5 0.2 ± 2.6 -0.1 ± 6.7 0 substitution: two Li adatoms located on fcc and
1 Li fcc- hcp-hollow sites and one Li atom substituting for a
hollow site Cu atom in each cell
Ni(111)+ LEED no no 0.3 ± 1.5 2.0 ± 3.9 0 0 0.97 ± 0.08 0 93H1 atomic adsorption with equal occupation of fcc and
(2x2)-2H: hcp-hollow sites; forming honeycomb-like lattice;
1 H at fcc- buckling in 1st Ni layer: expansion of 2nd Ni-Ni
hollow site interlayer spacing
Ni(111)+ PED no no 5.7 ± 4.9 -1.5 ± 5.0; 0 0 1.28 ± 0.05 0 95D1 K atoms occupy atop sites; CO molecules
(2x2)- 0.0 ± 5.0 perpendicular to surface; occupying fcc and hcp-
K+2CO: hollow sites
1 CO at fcc-
hollow site
Ni(111)+ LEED no no 1.7 ± 1.5 5.9 ± 1.5 5.0 ± 4.0 2.35 1.09 ± 0.03 0 90V3 oxygen adsorbed in fcc-hollow sites; buckling and
(2x2)-O lateral shifts in 1st Ni layer: 3 Ni next to O are lifted
and rotated/outwards shifted; 1st Ni-Ni interlayer
spacing contracts; deeper layers are bulk like
Ni(111)+ SE- no no 4.4 ± 4.9 8.3 ± 4.9 0 0 1.16 ± 0.10 0 92H1 oxygen adsorbed in fcc-hollow sites; buckling in
(2x2)-O XAFS 1st Ni layer
Ni(111)+ LEED no no 5.7 ± 1.0 4.5 ± 1.0 0 0 1.11 ± 0.02 0 94S2 S in fcc-hollow site on unreconstructed relaxed
(2x2)-O 0.8 ± 1.0 -2.0 ± 1.0 0 0 substrate: buckling in the first and second Ni layers;
no evidence for rotation of hollow site
Ni(111)+ PED no no 8.5 ± 5.0 4.9 ± 10.0 0 0 1.08 ± 0.10 0 96D1 atomic O overlayer in fcc-hollow sites on
(2x2)-O unreconstructed; slightly buckled substrate
Ni(111)+ LEED no no 2.7 ± 1.5 0 2.0 ± 2.0 0 1.5 ± 0.03 0 89W overlayer in 3-fold-hollow fcc sites; expansions of
(2x2)-S 2.2 ± 1.5 0 0 0 top 2 Ni-Ni interlayer spacings; lateral radial
expansion of 3-fold site
4.1-18
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Pt(111)+ LEED no no -1.6 ± 4.4 -4.9 ± 4.4 -7.0 ± 5.5 0 1.19 ± 0.10; 0 93S4 ethylidyne species (CCH3=C2H3) formed from
(2x2)-C2H3 -1.1 ± 4.4 -3.5 ± 4.4 0.2 ± 5.5 0 1.30 ± 0.10 ethylene (C2H4) with upright C-C axis: lower C in
fcc-hollow site; upper C forms methyl group
(LEED data not sensitive to H positions); buckling
in top 2 Pt layers
Rh(111)+ LEED no no 3.1 ± 1.8 0.0 ± 1.8 0.0 ± 7.0 0 1.47 ± 0.04 0 97G3 densely packed molecular adsorption with 1 CO on
(2x2)-3CO: -0.1 ± 2.7 3.7 ± 1.8 -0.4 ± 7.0 0 top site; 1 CO on hcp-hollow site and 1 CO on fcc-
1CO at fcc- hollow site; forms a buckled hexagonal overlayer
hollow site on a relaxed substrate; substrate is buckled at the
first layer
Rh(111)+ LEED no no 4.0 ± 1.8 0.0 ± 1.8 0.0 ± 7.0 0 1.30 ± 0.04 0 98Z densely packed molecular adsorption with 1 NO
(2x2)-3NO: -1.4 ± 2.7 2.6 ± 1.8 0.0 ± 7.0 0 on top site; 1 NO on hcp-hollow site and 1 NO on
1NO at fcc- fcc-hollow site; forms a buckled hexagonal
hollow site overlayer on a relaxed substrate; substrate is
buckled at the first layer
Rh(111)+ LEED no no 4.8 ± 2.0 2.3 ± 2.3 0 0 1.24 ± 0.06 0 97S2 atomic adsorption on unreconstructed relaxed
(2x2)-O substrate; adatom at fcc-hollow site
Rh(111)+ LEED no no 5.3 ± 1.4 -1.8 ± 1.4 3.9 ± 3.8 0 1.28 ± 0.04 0 97S2 coadsorption of atomic oxygen and molecular CO
(2x2)- on relaxed substrate O on fcc-hollow site; CO on
(O+1CO): top site
O site
Rh(111)+ LEED no no 4.4 ± 1.8 0.0 ± 2.3 1.3 ± 3.8 0 1.31 ± 0.09 0 97S2 coadsorption of atomic oxygen and molecular CO
(2x2)- on unreconstructed; relaxed substrate; oxygen in
(O+2CO): fcc-hollow site; CO in top site and hcp-hollow site
O site
Pt(111)+ LEED no no 3.3 ± 1.3 4.9 ± 2.2 -6.0 ± 5.0 0 1.49 ± 0.10 0 93S4 ethylidyne species (CCH3=C2H3) formed from
(2x2)-C2H3 -1.0 ± 4.4 -3.5 ± 4.0 0.0 ± 5.0 0 ethylene (C2H4) with upright C-C axis: lower C in
fcc-hollow site; upper C forms methyl group
(LEED data not sensitive to H positions); buckling
in top 2 Pt layers
4.1-19
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Pt(111)+ LEED no no 2.4 ± 1.3 3.1 ± 0.9 1.7 ± 2.0 0 1.19 ± 0.02 0 95M1 atomic overlayer in fcc-hollow sites on
(2x2)-O -1.1 ± 1.3 -0.9 ± 0.9 0.1 ± 3.0 0 unreconstructed substrate; with buckling and lateral
relaxation in the first 2 Pt layers; slight expansion
and contraction of first two Pt-Pt interlayer
spacings; resp.
Pt(111)+ LEED no no 2.4 ± 0.9 3.1 ± 2.6 2.4 ± 1.2 0 1.26 ± 0.06 0 94M2 molecular adsorption perpendicular to surface in
(2x2)-NO 0 -0.9 ± 0.9 -5.7 ± 1.2 0 fcc 3-fold hollow sites on relaxed substrate
Pt(111)+ LEED no no 0.3 ± 2.2 3.5 ± 1.8 1.9 ± 2.5 0 1.54 ± 0.03 0 97Y atomic S adsorption on fcc-hollow sites; buckling
(2x2)-S 3.5 ± 1.8 3.5 ± 1.8 0.0 ± 3.8 0 in first layer of substrate
Ag(111)+ LEED no no 2.1 ± 0.8 -4.2 ± 1.3; 0; 0; 3.02 ± 0.03 0 97K1 atomic overlayer in fcc-hollow sites on
(3x3)-Cs -4.7 ± 1.3 0 0 unreconstructed substrate; with buckling in the first
1.2 ± 1.3 -1.7 ± 1.3; 0; 0; 3 substrate layers
-2.5 ± 1.3 0 0
0.0 ± 1.7 0; 0; 0;
-1.3 ± 2.0; 0; 0;
-1.7 ± 2.0 0 0
Ag(111)+ LEED no no 2.0 ± 1.3 -3.4 ± 1.3; 0; 0; 2.72 ± 0.03 0 97K1 atomic overlayer in fcc-hollow sites on
(3x3)-K -3.8 ± 1.3 0 0 unreconstructed substrate; with buckling in the first
1.6 ± 2.0 -1.7 ± 1.3; 0; 0; 3 substrate layers
-2.5 ± 1.3 0 0
-0.5 ± 3.8 0; 0; 0;
-1.3 ± 2.0; 0; 0;
-1.7 ± 2.0 0 0
4.1-20
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ag(111)+ LEED no no 2.4 ± 0.8 -3.8 ± 1.3; 0; 0; 2.84 ± 0.03 0 97K1 atomic overlayer in fcc-hollow sites on
(3x3)-Rb -4.2 ± 1.3 0 0 unreconstructed substrate; with buckling in the first
1.2 ± 1.3 -1.7 ± 1.3; 0; 0; 3 substrate layers
-2.5 ± 1.3 0 0
-0.5 ± 1.7 0; 0; 0;
-1.7 ± 1.3; 0; 0;
-0.8 ± 1.3 0 0
Pd(111)+ LEED no no 0.4 ± 2.2 0.0 ± 2.2; 0; 0; 1.22 ± 0.05; 0 94B4 molecular coadsorption of one flat-lying C6H6
(3x3)-C6H6+ -2.2 ± 2.2 3.2 ± 7.0 0 1.31 ± 0.05 (benzene) and 2 upright CO per cell; all centered
2CO: 2CO over fcc-hollow sites; both with relaxed bonds (H
sites ignored); 1st substrate layer relaxed; topmost Pd-
Pd interlayer spacing expanded to 2.32Å (average)
from bulk value of 2.25Å
Pd(111)+ LEED no no 2.6 ± 2.2 0.0 ± 2.2; 0; 0; 2.16 ± 0.05 0 94B4 molecular coadsorption of one flat-lying C6H6
(3x3)-C6H6+ 2.2 ± 2.2 0.8 ± 7.0 0 (benzene) and 2 upright CO per cell; all centered
2CO: C6H6 over fcc-hollow sites; both with relaxed bonds (H
site ignored); 1st substrate layer relaxed; topmost Pd-
Pd interlayer spacing expanded to 2.32Å (average)
from bulk value of 2.25Å
Rh(111)+ LEED no no -0.8 ± 0.1 -3.2 ± 0.05 0 0 1.18 ± 0.05 0 96C1 atomic overlayer with O adsorbed in fcc-hollow
(2x1)-O sites; possibly off-center toward top sites; top 2
substrate layers relaxed; both buckled
Rh(111)+ LEED no no 3.9 ± 2.0 1.8 ± 2.0 0 0 1.23 ± 0.04 0 97S2 atomic adsorption on unreconstructed relaxed
(2x1)-O substrate; adatom at fcc-hollow site
Ni(111)+ PED no no 3.2 ± 7.4 0 0 0 1.29 ± 0.07 0 94D1 molecular adsorption; C-O axis perpendicular to
c(4x2)-2CO: surface; CO occupy equally (0.25 ML each) fcc
1CO at fcc- and hcp-hollow sites O atom sites not determined
hollow site explicitly
Ni(111)+ LEED no no 6.1 ± 4.9 5.9 ± 4.9; complex 0; 1.25 ± 0.10; 0 94M1 molecular adsorption in mixed fcc/hcp sites; CO
c(4x2)-2CO: 4.9 ± 4.9 0 1.37 ± 0.10 tilted and bent away from nearest CO; buckled
1CO at fcc- first and second Ni layers
hollow site
4.1-21
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ni(111)+ LEED no no 4.6 ± 2.0 7.3 ± 2.0; complex 0; 1.17 ± 0.04; 0 94M2 molecular NO perp. to surface; in both fcc and hcp
c(4x2)-2NO: 0.0 ± 2.0 0 1.32 ± 0.04 3-fold hollow sites; relaxations in first 2 substrate
1NO at fcc- layers
hollow site
Rh(111)+ LEED no no -2 -10.0; complex 0; 1.72; 0 96W atomic adsorption on unreconstructed substrate:
c(4x2)-2S: 0.2 0 1.49; equal occupation of fcc-hollow and hcp-hollow
1 S at fcc- -0.1 -1.0; complex 0; 1.72 sites; S lateral shifts in both sites towards one of
hollow site 0.5 0 the nearby Rh atoms; to make S-S distances more
equal; 1st Rh layer buckled
Rh(111)+ LEED no no -3.9 ± 3.0 0 0 0 2.22 ± 0.06 0 93B2 atomic adsorption in three fold fcc-hollow site on
(dis- unreconstructed; relaxed Rh substrate
ordered)-I
Ag(111)+ LEED no no -0.1 ± 1.4 0 0.0 ± 2.0 0 3.10 ± 0.03 0 97K1 atomic overlayer in hcp-hollow sites on
(√3x√3) -0.5 ± 1.4 0; 0; 0; unreconstructed substrate; with buckling in the
R30°-Cs 0.4 ± 1.4 0.0 ± 2.0 0 second substrate layer
Ag(111)+ LEED no no -0.5 ± 0.8 0 0.0 ± 2.0 0 2.84 ± 0.03 0 96L1 atomic overlayer in hcp-hollow sites on
(√3x√3) 0.0 ± 0.8 0; 0; 0; unreconstructed substrate; with buckling in the
R30°-K 0.9 ± 0.8 0.0 ± 2.0 0 second substrate layer
Ag(111)+ LEED no no -0.5 ± 0.8 0 0.0 ± 2.0 0 2.97 ± 0.03 0 96L1 atomic overlayer in hcp-hollow sites on
(√3x√3) 0.0 ± 0.8 0; 0; 0; unreconstructed substrate; with buckling in the
R30°-Rb 0.9 ± 0.8 0.0 ± 2.0 0 second substrate layer
Rh(111)+ LEED no no -0.2 ± 1.4 0 0.0 ± 2.0 0 2.90 ± 0.03 0 96S1 atomic adsorption on unreconstructed relaxed
(√3x√3) substrate; adatom at hcp-hollow site
R30°-Cs
Rh(111)+ LEED no no -1.1 ± 1.4 0 0.0 ± 2.0 0 2.80 ± 0.03 0 96S1 atomic adsorption on unreconstructed relaxed
(√3x√3) substrate; adatom at hcp-hollow site
R30°-K
4.1-22
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Rh(111)+ LEED no no -0.2 ± 1.4 0 0.0 ± 2.0 0 2.84 ± 0.03 0 96S1 atomic adsorption on unreconstructed relaxed
(√3x√3) substrate; adatom at hcp-hollow site
R30°-Rb
Pt(111)+ LEED no no 1.0 ± 0.8 0 0 0 2.71 ± 0.02 0 98M4 atomic adsorption on unreconstructed relaxed
(√3x√3) substrate; adatom at hcp-hollow site
R30°-K
Cu(111)+ LEED no no -2.1 ± 1.9 0 0.2 ± 5.0 0 2.15 ± 0.06 0 95M4 complex reconstruction with overlayer and
(2x2)-3Li: -2.7 ± 2.5 0; 0; 0; substitution: two Li adatoms located on fcc and
1 Li at hcp- -0.2 ± 2.6 0 0 hcp-hollow sites and one Li atom substituting for a
hollow site Cu atom in each cell
Ni(111)+ LEED no no 1.8 ± 1.5 2.0 ± 3.9 0 0 0.97 ± 0.08 0 93H1 atomic adsorption with equal occupation of fcc and
(2x2)-2H: hcp-hollow sites; forming honeycomb-like lattice;
1 H at hcp- buckling in 1st Ni layer: H-coordinated Ni atoms
hollow site raised; expansion of 2nd Ni-Ni interlayer spacing
Ni(111)+ PED no no 5.7 ± 4.9 -1.5 ± 5.0; 0; 0; 1.28 ± 0.05 0 95D1 K atoms occupy atop sites; CO molecules
(2x2)- 0.0 ± 5.0 0 0 perpendicular to surface; occupying fcc and hcp-
K+2CO: hollow sites
1 CO at hcp-
hollow site
Pt(111)+ LEED no no -0.3 ± 1.0 -3.1 ± 0.9 0 0 2.68 ± 0.03 0 98M4 atomic adsorption on unreconstructed relaxed
(2x2)-K substrate; adatom at hcp-hollow site
Rh(111)+ LEED no no 4.6 ± 4.6 3.6 ± 4.6 0.4 ± 6.1 0 1.20 ± 0.10; 0 94B5 ethylidyne species (CCH3 = C2H3) formed from
(2x2)-C2H3 1.0 ± 4.6 0; 0; 0; 1.28 ± 0.10 ethylene (C2H4) with upright C-C axis: lower C in
0.0 ± 4.6 0.0 ± 0.2 0 hcp-hollow site; upper C forms methyl group;
buckling in top 2 Rh layers
Rh(111)+ LEED no no 6.7 ± 1.8 0.0 ± 1.8 -0.4 ± 6.1 0 1.47 ± 0.07; 0 97G3 densely packed molecular adsorption with 1 CO on
(2x2)-3CO: -3.8 ± 2.7 0; 0; 0; 1.47 ± 0.07 top site; 1 CO on hcp-hollow site and 1 CO on fcc-
1CO at hcp- -3.6 ± 1.8 0.0 ± 0.2 0 hollow site; forms a buckled hexagonal overlayer
hollow site on a relaxed substrate; substrate is buckled at the
first layer
Rh(111)+ LEED no no -1.6 ± 1.4 -1.8 ± 1.4 0.0 ± 2.0 0 2.78 ± 0.03 0 96S1 atomic adsorption on unreconstructed relaxed
(2x2)-K substrate; adatom at hcp-hollow site
4.1-23
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Rh(111)+ LEED no no 7.2 ± 1.8 0.0 ± 1.8 0.0 ± 6.1 0 1.29 ± 0.07 0 98Z densely packed molecular adsorption with 1 NO
(2x2)-3NO: -1.5 ± 2.7 0; 0; 0; on top site; 1 NO on hcp-hollow site and 1 NO on
1NO at hcp- -2.7 ± 1.8 0.0 ± 0.2 0 fcc-hollow site; forms a buckled hexagonal
hollow site overlayer on a relaxed substrate; substrate is
buckled at the first layer
Rh(111)+ LEED no no -1.1 ± 3.2 -0.9 ± 3.2; -0.7 ± 6.1; 0; 1.36 ± 0.10; 0 94B4 molecular coadsorption of one flat-lying C6H6
(3x3)-C6H6+ -0.9 ± 3.2 -2.1 ± 6.1 0 1.39 ± 0.10 (benzene) and 2 upright CO per cell; all centered
2CO: 2CO over hcp-hollow sites; both with relaxed C-C
sites bonds (H ignored); 1st substrate layer relaxed
Rh(111)+ LEED no no -1.1 ± 3.2 0.9 ± 2.2; 0; 0; 2.07 ± 0.04 0 94B4 molecular coadsorption of one flat-lying C6H6
(3x3)-C6H6+ 0.9 ± 3.2 -3.9 ± 6.1 0 (benzene) and 2 upright CO per cell; all centered
2CO: C6H6 over hcp-hollow sites; both with relaxed C-C
site bonds (H ignored); 1st substrate layer relaxed
Ni(111)+ PED no no 3.2 ± 7.4 0 0 0 1.30 ± 0.07 0 94D1 molecular adsorption; C-O axis perpendicular to
c(4x2)-2CO: surface; CO occupy equally (0.25 ML each) fcc
1CO at hcp- and hcp-hollow sites O atom sites not determined
hollow site explicitly
Ni(111)+ LEED no no 6.1 ± 4.9 -4.9 ± 4.9; complex 0; 1.37 ± 0.10; 0 94M1 molecular adsorption in mixed fcc/hcp sites; CO
c(4x2)-2CO: -5.9 ± 4.9 0 1.27 ± 0.10; tilted and bent away from nearest CO; buckled
1CO at hcp- -4.6 ± 4.9 0; complex 0; 1.25 ± 0.10 first and second Ni layers
hollow site -3.9 ± 4.9; 0;
-1.5 ± 4.9 0
4.1-24
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ni(111)+ LEED no no -1.2 ± 2.0 -7.4 ± 2.0; complex 0; 1.32 ± 0.04; 0 94M2 molecular NO perp. to surface; in both fcc and hcp
c(4x2)-2NO: 0.0 ± 2.0 0 1.17 ± 0.04; 3-fold hollow sites; relaxations in first 2 substrate
1NO at hcp- 1.32 ± 0.04 layers
hollow site
-0.7 ± 2.0 0; complex 0;
-1.5 ± 2.0; 0;
-2.5 ± 2.0 0
Rh(111)+ LEED no no -1.9 -10.3; complex 0; 1.72; 0 96W atomic adsorption on unreconstructed substrate:
c(4x2)-2S: -0.2 0 1.49; equal occupation of fcc-hollow and hcp-hollow
1 S at hcp- -0.4 0; complex 0; 1.72 sites; S lateral shifts in both sites towards one of
hollow site -0.3; 0; the nearby Rh atoms; to make S-S distances more
-1.5 0 equal; 1st Rh layer buckled
Ni(111)+ ( LEED no no 2.5 ± 3.0 -3.9 ± 3.4; 0; 0; 1.93 ± 0.05; 0 96H2 molecular C6H6 centered on hcp sites on
√7x√7) -6.9 ± 3.4 0.8 ± 5.8 ± 1.6; 2.01 ± 0.05; unreconstructed substrate; C-C bonds parallel to [-
R19°-C6H6: ± 2.5 2.01 ± 0.05 110] direction; slight ring expansion; no significant
high C buckling of benzene; strong buckling of top Ni
layer
Ni(111)+ LEED no no 2.5 ± 3.0 -3.9 ± 3.4; 0; 0; 1.97 ± 0.05; 0 96H2 molecular C6H6 centered on hcp sites on
(√7x√7) -6.9 ± 3.4 0.8 ± 5.8 ± 1.6; 2.05 ± 0.05; unreconstructed substrate; C-C bonds parallel to [-
R19°-C6H6: ± 2.5 2.05 ± 0.05 110] direction; slight ring expansion; no significant
low C buckling of benzene; strong buckling of top Ni
layer
Al(111)+ LEED no no -5.5 ± 2.1 0; 0; 0; 3.23 ± 0.05 0 94S5 atomic K in top site on unreconstructed but
(√3x√3) -10.7 ± 1.7 0 0 relaxed substrate: Al directly below K depressed
R30°-K into bulk; Al in next layer laterally displaced by
(90K) small shift; perpendicular relaxation between top
two Al layers
4.1-25
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Al(111)+ LEED no no -5.8 ± 0.9 0, 0; 0; 3.36 ± 0.03 0 94N2 adatoms in top sites of unreconstructed relaxed
(√3x√3) -11.4 ± 0.9 0 0 substrate: downward buckling of Al directly
R30°-Rb below Rb in top Al layer
(100K)
Rh(111)+ LEED no no 8.1 ± 2.3 0; 0; 0; 1.20 ± 0.05 0 97G3 molecular adsorption at top sites: CO upright; C
(√3x√3) 3.6 ± 2.7 0 0 down on relaxed substrate; top substrate layer
R30°-CO 1.7 ± 4.6 0 0.0 ± 7.3 0 slightly buckled
Ni(111)+ PED no no -8.6 ± 2.9 0; 0; 0; 2.87 ± 0.04 0 94D2 K atoms occupy atop sites; outer Ni layer spacing
(2x2)-K -0.5 ± 4.4 0 0 contracted but no significant buckling; K has
large vibrational amplitude parallel to surface
Ni(111)+ AR- no no -6.4 ± 2.0 0 0 0 3.02 ± 0.01 0 93H5 atomic adsorption on top sites; with contraction of
(2x2)-K PEFS first Ni interlayer spacing; negligible lateral
relaxations and buckling
Ni(111)+ LEED no no -4.2 ± 1.5 0; 0; 0; 2.82 ± 0.04 0 93K1 atomic adsorption on top sites; with buckling of
(2x2)-K -5.9 ± 1.0 0 0 the first two Ni layer and small horizontal
relaxation of the top Ni layer (within error bars)
Ni(111)+ PED no no 6.2 ± 4.9 0; 0; 0; 3.02 ± 0.05 0 95D1 K atoms occupy atop sites; CO molecules
(2x2)- 0.5 ± 5.0 0 0 perpendicular to surface; occupying fcc and hcp-
K+2CO: hollow sites
1 K at top site
Rh(111)+ LEED no no 3.1 ± 1.8 0; 0; 0; 1.83 ± 0.07 0 97G3 densely packed molecular adsorption with 1 CO
(2x2)-3CO: 0.0 ± 1.8 0.0 ± 0.2 0 on top site; 1 CO on hcp-hollow site and 1 CO on
1 CO at top -0.2 ± 2.7 3.6 ± 1.8 -0.6 ± 7.0 0 fcc-hollow site; forms a buckled hexagonal
site overlayer on a relaxed substrate; substrate is
buckled at the first layer
Rh(111)+ LEED no no -1.6 ± 1.5 0; 0; 0; 2.96 ± 0.03 0 96S1 atomic adsorption on unreconstructed unrelaxed
(2x2)-Cs -1.8 ± 1.4 0 0 substrate; adatom at top site
Rh(111)+ LEED no no 4.5 ± 1.8 0; 0; 0; 1.76 ± 0.07 0 98Z densely packed molecular adsorption with 1 NO
(2x2)-3NO: 0.0 ± 1.8 0.0 ± 0.2 0 on top site; 1 NO on hcp-hollow site and 1 NO on
1 NO at top 1.2 ± 2.7 2.7 ± 1.8 0.0 ± 6.1 0 fcc-hollow site; forms a buckled hexagonal
site overlayer on a relaxed substrate; substrate is
buckled at the first layer
4.1-26
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Rh(111)+ LEED no no 5.3 ± 1.4 0; 0; 0; 1.83 ± 0.05; 0 97S2 coadsorption of atomic oxygen and molecular CO
(2x2)- 1.8 ± 1.4 0.0 ± 0.1 0 1.87 ± 0.05 on relaxed substrate O on fcc-hollow site; CO on
(O+1CO): top site
CO at top
site
Rh(111)+ LEED no no 4.4 ± 2.3 0; 0; 0; 1.86 ± 0.05; 0 97S2 coadsorption of atomic oxygen and molecular CO
(2x2)- 0.0 ± 2.2 0.0 ± 0.1 0 1.86 ± 0.05 on unreconstructed; relaxed substrate; oxygen in
(O+2CO): fcc-hollow site; CO in top site and hcp-hollow
1 CO at top site
site
Cu(111)+ LEED no yes -2.3 ± 1.9 0 0 0 0.60 ± 0.06 0 95M4 complex reconstruction with overlayer and
(2x2)-3Li: -2.5 ± 2.5 0.2 ± 2.6 0 0 substitution: two Li adatoms located on fcc and
1 Li in subst. hcp-hollow sites and one Li atom substituting for a
site Cu atom in each cell
Pt(111)+ AL- no yes 0 0 0 0 0.22 ± 0.05 0 91O3 atomic substitutional adsorption in fcc-hollow site;
(2x2)-Sn ICISS approximating Pt3Sn(111) termination
Pt(111)+ LEED no yes -0.2 ± 2.2 0 0 0 0.30 ± 0.05 0 93A substitutional adsorption within top substrate layer;
(2x2)-Sn 2.0 ± 4.4 0 0 0 forming single layer thick surface alloy; with Sn
atoms buckled outwards
Al(111)+ XSW no yes 0 0 0 0 1.20 ± 0.2 0 92K1 Na atom in substitutional sites in top Al layer
(dis-
ordered)-Na
Au(111)+ LEED yes yes 94B1 ordered mixed alloy in top two layers: relaxation of
(√3x√3) top two interlayer spacings
R30°-4Pd
complex reconstruction
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Be(0001) LEED no 1.79 5.1 ± 0.4 -0.2 ± 0.5 0.2 ± 0.5 0 0 92D bulk termination with large expansion of top interlayer
spacing
Co(0001) LEED no 2.05 0.0 ± 2.4 0 0 0 0 78L bulk hcp termination
Gd(0001) LEED no 2.89 -1.4 ± 1.0 2.1 ± 1.0 0 0 0 92Q2 multilayer relaxation
Gd(0001) LEED no 2.89 -1.4 ± 0.5 1.0 ± 0.5 0 0 0 95G3 unreconstructed with multilayer relaxation
Mg(0001) LEED no 2.592 2.7 ± 0.3 0.8 ± 4.0 -0.4 ± 0.5 0 0 93S3 bulk termination with top spacing expansion
Ru(0001) LEED no 2.14 -1.8 ± 0.9 0 0 0 0 83M3 bulk termination with top spacing contraction
Sc(0001) LEED no 2.64 -1.9 ± 0.8 0 0 0 0 82T2 bulk-like termination with contraction of top interlayer
spacing
Tb(0001) LEED no 2.847 -5.3 ± 1.1 1.4 ± 1.1 0 0 0 91Q multilayer relaxation
Ti(0001) LEED no 2.34 -2.1 ± 2.1 0 0 0 0 76S1 bulk-like termination with contraction of top interlayer
spacing
Zn(0001) LEED no 2.44 -2.0 ± 2.0 0 0 0 0 75U bulk termination with top spacing contraction
Zr(0001) LEED no 2.57 -1.7 ± 1.9 0 0 0 0 79M bulk hcp termination with top spacing contraction
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ru(0001)+ LEED no no -1.8 ± 1.4 0 0 0 1.10 ± 0.06 0 87L2 atomic adsorption in fcc-hollow sites; with slight
(1x1)-H contraction of topmost Ru-Ru interlayer spacing
Zr(0001)+ LEED no yes 33.7 ± 1.9 0 0 0 0.89 ± 0.05 0 97W two O layers are present in the structure; one
(1x1)-2O: forms an overlayer in which the O bonds to 3-
1 O at fcc- fold hollow sites on the Zr surface; the other
hollow sites layer has the O atoms in tetrahedral hole sites
between the first two Zr layers
4.1-32
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ru(0001)+ LEED no no 1.4 ± 1.9 8.9 ± 1.9 0 0 1.52 ± 0.03; 0 95O2 Cs adsorption in on-top site; pronounced
(2x2)- 1.71 ± 0.03 buckling in top substrate layer; CO in threefold
Cs+2CO: coordinated hcp and fcc sites
1 CO at fcc-
hollow site
Ru(0001)+ LEED no no -1.0 ± 1.4 0 0 0 2.90 ± 0.04 0 92G atomic adsorption in fcc-hollow site on nearly
(2x2)-K unrelaxed substrate
Ru(0001)+ LEED no no -1.4 ± 1.4 0 0 0 2.50 ± 0.04 0 94H3 atomic adsorption in fcc-hollow site on nearly
(2x2)-Na unrelaxed substrate
Ru(0001)+ LEED no no -0.5 ± 0.7 -8.8 ± 0.7 -0.7 ± 2.8 3.0 ± 2.3 1.42 ± 0.05; 0 97S4 intact molecular adsorption in top; hcp and fcc
(2x2)-3NO: -0.5 ± 1.0 2.3 ± 1.0 0.6 ± 3.5 0.8 ± 3.0 1.23 ± 0.05 sites; upright orientation with the N end down;
1 NO at fcc- significant different site-specific inner NO
hollow site bondlengths: NO(top)=1.13;
NO(hcp/fcc)=1.24/1.22Å; significant buckling
in top metal layer
Ru(0001)+ LEED no no 0.9 ± 2.3 -5.6 ± 1.4 -5.1 ± 4.5 0 1.39 ± 0.07; 0 99S1 O in hcp-hollow site; NO in top and fcc-hollow
(2x2)- 1.27 ± 0.07 sites
O+2NO:
1 NO at fcc-
hollow site
Ru(0001)+ LEED no no -0.5 ± 1.4 -3.3 ± 1.4 0.0 ± 4.5 -6.1 ± 3.0 1.39 ± 0.07; 0 99S1 O in fcc and hcp-hollow sites; NO in top site
(2x2)- 1.26 ± 0.07
2O+NO: 1 O
at fcc-hollow
site
Ru(0001)+ LEED no no 9.3 ± 0.9 4.2 ± 0.9 -5.2 ± 5.0 0 1.42 ± 0.08; 0 94N1 O atoms adsorbed in hcp and fcc sites; forming
(2x2)- 1.51 ± 0.08 honeycomb pattern; CO molecules adsorbed
2O+CO: 1 O upright in top sites; relaxations in topmost Ru
at fcc-hollow layer in both lateral and perpendicular directions
site
4.1-33
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ru(0001)+ LEED no no -1.9 ± 2.3 -2.8 ± 1.9 0 0 3.04 ± 0.05; 0 94H2 atomic adsorption in 3-fold coordinated fcc site
(2x2)-Rb 2.98 ± 0.05 on unreconstructed substrate; anisotropic
thermal distribution of Rb; large parallel root
mean square displacement = 0.37Å
Ru(0001)+ LEED no no 1.8 ± 2.8 0.9 ± 2.8 complex 0 1.32 ± 0.2; 0 92H2 adsorption roughly on threefold fcc sites;
(2x1)-H 1.34 ± 0.2 buckling and pairing reconstruction of the first
metal layer; slight expansion of the first metal
interlayer spacing
Ru(0001)+ LEED no no -4.7 ± 0.9 -7.9 ± 0.9; complex 0; 1.79 ± 0.02; 0 94S3 S close to hcp and fcc-hollow sites shifted away
c(4x2)-2S: -0.9 ± 0.9 0 1.60 ± 0.02; from symmetric positions; buckling and lateral
1 S near fcc- -1.5 ± 0.9 0.5 ± 0.9 complex 0 1.77 ± 0.02 shifts of rows in the first substrate layer;
hollow site buckling in the second substrate layer
Ru(0001)+ LEED no no 0.4 ± 1.8 0; 0; 0; 1.10 ± 0.05 0 93O2 molecular adsorption in top site on
(√3x√3) 1.6 ± 1.4 0 0 unreconstructed substrate; with buckling in top
R30°-CO substrate layer
Ru(0001)+ LEED no no -4.2 ± 0.9 0; 0; 0; 2.23 ± 0.02 0 94H1 intact molecular adsorption in two different top
(√3x√3) 0.5 ± 0.9; 0; 0; sites (bilayer) on unreconstructed relaxed
R30°-2H2O: 1 -2.8 ± 0.9 0 0 substrate: significant buckling in top metal layer;
H2O at high contraction of first two metal interlayer spacings
top site
Ru(0001)+ LEED no no -1.4 ± 0.9 0; 0; 0; 2.08 ± 0.02 0 94H1 intact molecular adsorption in two different top
(√3x√3) 3.2 ± 0.9; 0; 0; sites (bilayer) on unreconstructed relaxed
R30°-2H2O: 1 2.8 ± 0.9 0 0 substrate: significant buckling in top metal layer;
H2O at low contraction of first two metal interlayer spacings
top site
Ru(0001)+ LEED 0 0 0 0 2.00 ± 0.05 0 94B7 molecular adsorption in on-top site with
(√3x√3) molecular axis perpendicular to unreconstructed
R30°-N2 substrate
4.1-39
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ru(0001)+ LEED no no -2.8 0 0 0 3.54 ± 0.06 0 97N1 atomic overlayer in on-top sites on
(√3x√3) unreconstructed substrate; with buckling and
R30°-Xe lateral relaxation in the first metal layers
Ru(0001)+ LEED no no 0.0 ± 2.3 0; 0; 0; 3.25 ± 0.08; 0 92O1 atomic adsorption in top sites of unreconstructed
(2x2)-Cs -4.7 ± 1.9 0 0 3.15 ± 0.08 substrate; relaxations in top 2 Ru-Ru interlayer
spacings; buckling in top Ru layer; no
detectable lateral relaxations
Ru(0001)+ LEED no no -7.0 ± 1.9 0; 0; 0; 3.12 ± 0.04; 0 95O2 Cs adsorption in on-top site; pronounced
(2x2)- -8.4 ± 1.9 0 0 2.94 ± 0.04 buckling in top substrate layer; CO in threefold
Cs+CO: Cs at coordinated hcp sites between Cs atoms
top site
Ru(0001)+ LEED no no -7.5 ± 1.9 0; 0; 0; 3.13 ± 0.04; 0 95O2 Cs adsorption in on-top site; pronounced
(2x2)- -8.8 ± 1.9 0 0 2.94 ± 0.04 buckling in top substrate layer; CO in threefold
Cs+2CO: Cs coordinated hcp and fcc sites
at top site
Ru(0001)+ LEED no no 8.3 ± 0.7 0; 0; 0; 1.72 ± 0.05; 0 97S4 intact molecular adsorption in top; hcp and fcc
(2x2)-3NO: 8.4 ± 0.7; -2.9 ± 2.8; ± 3.0 1.90 ± 0.05 sites; upright orientation with the N end down;
1NO at top 0 3.4 ± 2.8 ± 2.3; significant different site-specific inner NO
site 0 bondlengths: NO(top)=1.13;
2.3 ± 1.0 2.3 ± 1.0 -0.6 ± 3.5 -0.8 ± 3.0 NO(hcp/fcc)=1.24/1.22Å; significant buckling
in top metal layer
Ru(0001)+ LEED no no 95N O atoms adsorbed in hcp sites; CO molecules
(2x2)-O+CO: adsorbed in top sites; tilted by 12.6°; relaxations
CO at top site of topmost Ru layer in both lateral and vertical
directions CO tilt could be either vibrational or
static
Ru(0001)+ LEED no no -3.3 ± 0.9 0; 0; 0; 1.98 ± 0.08; 0 94N1 O atoms adsorbed in hcp and fcc sites; forming
(2x2)- -4.2 ± 0.9 0.5 ± 0.5 0 1.89 ± 0.08 honeycomb pattern; CO molecules adsorbed
2O+CO: CO upright in top sites; relaxations in topmost Ru
at top site layer in both lateral and perpendicular directions
4.1-40
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ru(0001)+ LEED no no -6.1 ± 2.8 0; 0; 0; 1.93 ± 0.06; 0 95O1 coadsorption of atomic oxygen and molecular
(2x2)- -3.3 ± 2.8 0.1 ± 2.8 0 1.86 ± 0.06 dinitrogen on unreconstructed; relaxed substrate;
(O+N2): N2 at oxygen in hcp-hollow site; N2 on top site;
top site perpendicular to surface
Ru(0001)+ LEED no no 4.2 ± 1.9 0; 0; 0; 1.75 ± 0.04; 0 99S1 O and NO in hcp-hollow sites
(2x2)-O+NO: 6.5 ± 1.4 0.0 ± 0.4 0 1.89 ± 0.04
O at top site
Ru(0001)+ LEED no no 5.1 ± 1.4 0; complex 0; 1.76 ± 0.07; 0 99S1 O in fcc and hcp-hollow sites; NO in top site
(2x2)- 3.3 ± 1.4 0 1.89 ± 0.07
2O+NO: NO
at top site
Ru(0001)+ LEED no no 5.6 ± 2.3 0; 0; complex 1.74 ± 0.06; 0 99S1 O in hcp-hollow site; NO in top and fcc-hollow
(2x2)- 5.6 ± 1.4 ± 0.5 1.86 ± 0.06 sites
O+2NO: ± 0.5
1 NO at top
site
Ru(0001)+ LEED no no 95S3 1 S atom in fcc site; 3 S atoms close to hcp sites;
(√7x√7) shifted away from symmetric positions;
R19°-4S buckling in the first substrate layer correlated
with the number of coordinated S atoms; nearly
identical bond lengths for all S-Ru bonds
adsorption at octahedral interstitial sites within 1st substrate spacing (see Fig. 10)
Ti(0001)+ LEED no no 4.3 ± 2.1 0 0 0 -1.22 ± 0.05; 0 76S2 atomic interstitial in octahedral sites between first
(1x1)-N 1.22 ± 0.05 and second Ti layers; slight expansion of Ti-Ti
spacing; forms trilayer of TiN compound
exposing (111) face
4.1-41
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Zr(0001)+ LEED no no 0.4 ± 1.9 0 0 0 -1.33 ± 0.10; 0 88W1 atomic adsorption in octahedral interstitial sites
(1x1)-C 1.33 ± 0.10 between 1st and 2nd Zr layers; inducing slight
expansion between these Zr layers
Zr(0001)+ LEED no no -0.8 ± 0.9 0 0 0 -1.30 ± 0.05; 0 87W4 atomic adsorption in octahedral interstitial sites
(1x1)-N 1.30 ± 0.05 between 1st and 2nd Zr layers; inducing slight
contraction between these Zr layers
adsorption at tetrahedral sites within 1st substrate spacing (see Fig. 11)
Zr(0001)+ LEED no no 33.7 ± 1.9 0 0 0 -1.22 ± 0.05; 0 97W two O layers are present in the structure; one
(1x1)-2O: 2.22 ± 0.05 forms an overlayer in which the O bonds to 3-
1 O interstitial fold hollow sites on the Zr surface; the other
layer has the O atoms in tetrahedral hole sites
between the first two Zr layers
adsorption at octahedral interstitial sites within 1st and 2nd substrate spacings
Be(0001)+ LEED no yes 99P 1/3 of top-layer Be atoms are missing and each is
(√3x√3) replaced by 3 H atoms in bridge sites around the
R30°-3H vacancy; 1st and 2nd Be-Be spacings are
expanded by 0.6 ± 1.1 and 1.65 ± 1.3 %; resp.
4.1-43
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Fe(110) LEED no 2.029 0.5 ± 2.0 0 0 0 0 80S bulk termination with possible slight expansion of
topmost interlayer spacing
K(110) LEED no 3.72 -0.7 ± 0.3 0 0 0 0 92I lateral shear displacement of 0.23Å between top 2
surface layers; preserving the 2-dimensional
periodicity
Mo(110) LEED no 2.227 -1.7 ± 1.8 0 0 0 0 81M bulk termination with contracted top layer spacing
Mo(110) LEED no 2.224 -4.0 ± 0.6 0.2 ± 0.8 0 0 0 97A3 bulk-like terminated surface with moderate inward
relaxation of top layer
Nb(110) HEIS no 2.338 0.0 ± 4.3 0 0 0 0 90W3 bulk terminated structure with no detectable
relaxations
V(110) LEED no 2.141 -0.5 ± 0.5 0 0 0 0 81A slightly contracted bulk termination
W(110) LEED no 2.23 0.0 ± 4.5 0 0 0 0 76V1 unrelaxed bulk termination
W(110) HEIS no 2.23 0.0 ± 1.8 0.0 ± 1.8 0 0 0 87S2 bulk-like termination
W(110) AR- no 2.238 1.0 ± 2.2 0 0 0 0 93K2 unreconstructed surface with small expansion of top
XPD interlayer expansion possible
W(110) LEED no 2.236 -3.1 ± 0.6 0.0 ± 0.9 0.0 ± 1.0 0 0 97A1 bulk-like terminated surface with small inward
relaxation of the top layer
4.1-44
Table 7. Adsorbate-induced structures on bcc(110) surfaces.
Surface Tech- Clean ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Cr(110)+ LEED no no 4.7 ± 0.0003 0 0 0 1.837 ± 0 94J1 bcc Cr(110) film grown epitaxially on
(1x1)-0.7ML- 0.0008 Cu(100); film is about 11Å thick; Cr(110) is
Cu overlain with 0.7±0.2 monolayer of
pseudomorphic bcc Cu (with 0.3ML
vacancies); in-plane lattice constant fit to
2.44±0.07Å
W(110)+ XPD no no 1.9 ± 2.2 0 0 0 2.07 ± 0.05 0 97T2 atomic Fe adsorption in center sites (extending
(1x1)-Fe substrate lattice) on unreconstructed substrate
Fe(110)+ LEED no no 81S1 atomic S at center site; top substrate layer
(2x2)-S laterally relaxed
Mo(110)+ LEED no no 94T atomic overlayer near distorted center hollow
(2x2)-S site; i.e. bridging two nearest neighbors but
shifted 0.04Å perp. to bridge toward 3-fold
coordinated hollow site; substantial relaxations
up to 0.3Å in top 2 substrate layers
Mo(110)+ LEED no no -2.0 ± 0.4 0 0 0 1.10 ± 0.30 0.14 ± 0.48 97A3 H adsorbed close to quasi threefold
(1x1)-H coordinated site; Mo surface exhibits moderate
contraction of first interlayer distance; deeper
layer distances are bulk-like
W(110)+ LEED no no -1.7 ± 0.5 0 0 0 1.20 ± 0.30 0.19 ± 0.36 97A1 H adsorbed in quasi-threefold coordinated site;
(1x1)-H W surface undergoes no reconstruction upon H
adsorption; only small contraction of first
interlayer spacing
4.1-45
Surface Tech- Clean ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Fe(110)+ LEED no no 0.0 ± 2.0 -2.0 ± 1.2 0; 0; 1.09 ± 0.20 0.18 ± 0.33 93H1 atomic adsorption in threefold-coordinated
(2x2)-2H 0 0 sites with displacement towards twofold-
1.0 ± 2.9 -1.0 ± 0.8 0; 0; coordinated bridge sites; forming distorted
0 0 honeycomb-like lattice; substrate relaxation of
c(2x2) type: buckling in 1st and 2nd Fe layers
Mo(110)+ LEED no no -3.5 ± 0.7 0.9 ± 0.4; 0; 0; 1.02 ± 0.20 0.23 ± 0.20 97A2 H forms a honeycomb like adlayer occupying
(2x2)-2H 2.7 ± 0.4 0 0 positions close to threefold coordinated hollow
-0.2 ± 0.7 -1.4 ± 0.7; 0; 0; sites; adsorbate induces moderate buckling of
-1.4 ± 0.7 0 0 two topmost Mo layers; contraction of first
interlayer distance
Fe(110)+ LEED -1.0 ± 2.5 0 0 0 0.90 ± 0.10 0.25 85M2 atomic adsorption in 3-fold coordinated hollow
(2x1)-H sites
Fe(110)+ LEED -1.0 ± 2.5 0 0 0 1.00 ± 0.05 0.25 85M2 atomic adsorption in 3-fold coordinated hollow
(3x1)-2H sites; two H per unit cell
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Ag(100) LEED no 2.043 0.0 ± 4.9 0.0 ± 1.5 0 0 0 91L no multilayer relaxation
Al(100) LEED no 2.025 0.0 ± 1.5 0 0 0 0 76V2 unrelaxed bulk termination
Al(100) MEED no 2.022 1.5 ± 4.9 0 0 0 0 83M2 bulk termination with possible slight top contraction
Al(100) LEED no 2.025 2.6 ± 0.2 0.0 ± 0.3 -0.5 ± 0.4 0 0 95B3 unreconstructed surface with multilayer relaxations
Au(100) LEED no 2.04 0.0 ± 4.9 0 0 0 0 82L metastable unreconstructed surface
Au(100)- LEED no 2.04 -1.5 ± 2.0 -2.0 ± 2.0 0 0 0 94W5 impurity-stabilized unreconstructed surface; with
(1x1) possible contraction of top two interlayer spacings
Au(100)- XRD yes 2.04 91O1 incommensurate hexagonal top layer; with 20%
(incommen expanded spacing to 2nd layer (due to variable
surate 'hex') registries); top 4 layers are found corrugated by 14; 7;
3; 1 % (defined as maximum thickness of layer)
Co(100) LEED no 1.77 -4.0 ± 2.8 0 0 0 0 78M bulk termination with top spacing contraction
4.1-46
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Cu(100) LEED no 1.805 -1.1 ± 2.8 1.7 ± 2.8 1.5 ± 2.8 0 0 83D1 bulk termination with multilayer relaxations
Cu(100) LEED no 1.81 -1.7 ± 1.1 1.1 ± 1.1 0 0 0 86A bulk termination with multilayer relaxations
Cu(100) SP- no 1.805 -1.2 ± 1.1 0.9 ± 1.1 0 0 0 87L1 bulk termination with multilayer relaxations
LEED
Cu(100) MEIS no 1.807 -2.4 ± 0.8 1.0 ± 1.0 0 0 0 91J multilayer relaxation
Cu(100) LEED no 1.807 -0.4 ± 5.5 -0.4 ± 5.5 0 0 0 93M3 relaxed bulk termination
Ir(100)- LEED yes 1.92 -3.6 ± 0.5 0 0 0 83H unreconstructed metastable surface with top spacing
(1x1) contraction
Ir(100)- LEED yes 1.92 81V quasi-hexagonal commensurate buckled top-layer
(5x1) reconstruction with 'two-bridges' registry
Ir(100)- LEED yes 1.92 83L quasi-hexagonal commensurate buckled top-layer
(5x1) reconstruction with 'two-bridges' registry
Ni(100) LEED no 1.76 1.1 ± 1.1 0 0 0 0 75D bulk termination with slight top spacing expansion
Ni(100) MEIS no 1.76 -8.9 ± 0.5 0 0 0 0 83F bulk termination with top spacing contraction
Ni(100) LEED no 1.762 -1.1 ± 1.0 0 0 0 0 89O contraction of top interlayer spacing
Ni(100) LEED no 1.762 -1.3 ± 1.0 0 0 0 0 94L2 relaxed; unreconstructed surface
Ni(100) SIMS no 1.762 -4.7 ± 3.4 -1.3 ± 9.1 0 0 0 94X relaxed; unreconstructed surface
Ni(100) LEED no 1.762 0.5 ± 0.6 -0.1 ± 0.6 0 0 0 94N3 unreconstructed relaxed substrate
Pb(100) LEED no 2.463 -8.0 ± 1.2 3.1 ± 1.2 -3.0 ± 1.2 -2.0 ± 4.0 0 90L1 multilayer relaxation
Pd(100) LEED no 1.945 0.3 ± 2.6 0 0 0 0 80B essentially unrelaxed bulk termination
Pd(100) LEED no 1.945 3.1 ± 1.5 -1.0 ± 1.5 0 0 0 90Q multilayer relaxation
Pd(100) LEED no 1.945 4.9 ± 1.5 0.3 ± 0.5 -0.8 ± 1.0 0 0 96B multilayer relaxation
Pt(100)- HEIS no 1.96 0.2 ± 2.6 0 0 0 0 81D unreconstructed metastable structure with slight top
(1x1) spacing expansion
Rh(100) LEED no 1.9 0.5 ± 1.1 0 0 0 0 80H unrelaxed bulk termination
Rh(100) LEED no 1.902 0.5 ± 1.0 0.0 ± 1.5 0 0 0 88O bulk termination with possible slight top interlayer
expansion
Rh(100) LEED no 1.902 -1.2 ± 1.6 0.0 ± 1.6 0 0 0 93B3 bulk termination with slight top interlayer contraction
4.1-47
Table 9. Adsorbate-induced structures on fcc(100) surfaces.
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Pd(100)+ Transm. no no 0 0 0 0 0.30 ± 0.05 0 88B atomic adsorption in 4-fold hollow site
(1x1)-H (D) Channe
ling
Pt(100)+ LEED yes no 2.0 ± 5.1 0 0 0 1.79 ± 0.10 0 94A partial pseudomorphic monolayer covering
(1x1)-Cu about 50% of unreconstructed substrate;
probably in islands with 1ML; best fit with
mix of 50% bare Pt(100)-(1x1)
Al(100)+ LEED no no 0.35 ± 0.50 0 0 0 2.57 ± 0.01 0 95B3 atomic Na in hollow site on
c(2x2)-Na unreconstructed and essentially unrelaxed
(100K) substrate
Cu(100)+ GIXD no no -5.5 0 0 0 2.18 ± 0.08 0 97M2 atomic adsorption on unreconstructed
c(2x2)-Bi substrate; adatom at fcc-hollow site
Cu(100)+ XSW no no 3.9 ± 2.2 0 0 0 1.53 ± 0.04 0 89P1 atomic adsorption in hollow site with
c(2x2)-Cl expanded top Cu-Cu interlayer spacing
Cu(100)+ AR- no no 11.3 ± 1.2 0 0 0 1.60 ± 0.005 0 91W4 atomic adsorption in hollow site; with
c(2x2)-Cl PEFS 0.5 ± 1.5 0; 0; 0; multilayer relaxation and 2nd Cu layer
2.3 ± 0.7 0 0 buckling
Cu(100)+ LEED no no 2.4 ± 1.7 0 0 0 1.60 ± 0.03 0 83J atomic adsorption in hollow site of
c(2x2)-Cl unreconstructed substrate
Cu(100)+ LEED no no -0.4 ± 2.2 0 0 0 1.96 ± 0.08 0 93M3 Li atoms in fourfold hollow sites
c(2x2)-Li
Cu(100)+ SE- no no 4.4 ± 2.8 0 0 0 0.40 ± 0.05 0 93L2 atomic overlayer in 4-fold hollow sites;
c(2x2)-N XAFS 0 0; 0; 0; outward expansion of first Cu layer;
-5.5 ± 2.8 0 0 possible corrugation of second Cu layer
Cu(100)+ LEED no no 7.9 ± 2.8 0 0 0 0.00 ± 0.05 0 87Z atomic overlayer coplanar with top Cu
c(2x2)-N layer in 4-fold hollow sites
4.1-48
Surface Tech-Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
niquerec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Cu(100)+ LEED no no 7.4 0 0 0 0.06 0 89Z N almost coplanar with 1st Cu layer;
c(2x2)-N 0 0; 0; 0; buckling in 2nd Cu layer (Cu below N
-5.0 0 0 pushed down
Ni(100)+ SE- no no 11.3 ± 2.8 0 0 0 1.60 ± 0.02 0 90Y atomic adsorption at a 4-fold hollow site
c(2x2)-Cl XAFS top Ni layer relaxes outward
XSW
Ni(100)+ SE- no no 2.3 0 0 0 1.55 0 97T1 atomic overlayer in 4-fold hollow sites on
c(2x2)-Cl XAFS unreconstructed substrate; with lateral
relaxations in the first 2 metal layers
Ni(100)+ LEED no no -0.3 0 0 0 1.92 0 97J1 atomic adsorption on unreconstructed
c(2x2)-Li 0.4 0; 0; 0; relaxed substrate; adatom at fourfold
1.5 0 0 hollow site
Ni(100)+ XRD no no -1.7 ± 1.7 0 0 0 0.84 ± 0.70 0 98D2 K removes clock-reconstruction of
c(2x2)-N+ 1.7 ± 1.7 0; 0; 0; Ni(100)+pmg(2x2)-2N
(disord.)-K 3.4 ± 1.7 0 0
Ni(100)+ LEED no no -0.7 ± 0.6 0 0 0 2.38 ± 0.04 0 94N3 atomic adsorption in 4-fold hollow sites of
c(2x2)-Na -0.1 ± 0.6 0; 0; 0; unreconstructed relaxed substrate;
0 0 0 negligible buckling in 2nd Ni layer
-0.9 ± 1.1 0 0 0
Ni(100)+ MEIS no no 5.1 ± 5.7 0 0 0 0.86 ± 0.10 0 83F atomic adsorption in 4-fold hollow sites
c(2x2)-O
Ni(100)+ LEED no no 6.7 ± 1.1 0 0 0 0.77 ± 0.02 0 89O oxygen adsorbed in hollow site; buckling
c(2x2)-O -1.2 ± 1.1 0; 0; 0; in 2nd Ni layer; top Ni-Ni interlayer
-2.0 ± 1.1 0 0 spacing expanded
Ni(100)+ SIMS no no 12.3 ± 3.4 0 0 0 0.85 ± 0.10 0 94X overlayer in hollow sites on relaxed;
c(2x2)-O -14.3 ± 9.1 0; 0; 0; unreconstructed substrate; 2nd Ni layer
-11.3 ± 5.7 0 0 buckled
Ni(100)+ AR- no no 4.0 ± 1.7 0 0 0 1.31 ± 0.03 0 86B atomic adsorption in hollow sites
c(2x2)-S PEFS
4.1-49
Surface Tech-Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
niquerec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ni(100)+ LEED no no 1.9 ± 1.7 0 0 0 1.30 ± 0.02 0 90S2 sulfur in hollow site; expansion of top Ni-
c(2x2)-S -1.5 ± 1.7 0; 0; 0; Ni interlayer spacing; contraction of 2nd
-0.6 ± 1.7 0 0 Ni-Ni spacing; second Ni layer buckled
Ni(100)+ XPD no no 5.7 ± 5.7 0 0 0 1.38 ± 0.10 0 92S1 atomic atomic adsorption in 4-fold hollow
c(2x2)-S sites; with expansion of top Ni-Ni spacing
Pd(100)+ LEED no no 0.2 ± 3.0 0 0 0 2.54 ± 0.02 0 96B atomic adsorption in 4-fold hollow site;
c(2x2)-K 2.1 ± 1.0 0; 0; 0; possible slight buckling in 2nd Pd layer
2.1 ± 1.0 0 0
Pd(100)+ LEED no no 2.6 ± 0.8 0 0 0 1.24 ± 0.02 0 96K1 adsorption of S on fourfold hollow sites;
c(2x2)-S multilayer substrate relaxations
Cu(100)+ XRD no no 0 0 1.6 ± 0.7 0 1.19 ± 0.10 0 90V2 4-fold site; lateral expansion of top Cu
(2x2)-S layer
Cu(100)+ MEIS no no 0 0 1.6 ± 0.7 0 1.30 ± 0.02 0 90J2 S in 4-fold hollow; site laterally expanded;
(2x2)-S no vertical buckling in 2nd Cu layer
Cu(100)+ LEED no no 2.7 ± 2.8 0 0 0 1.28 ± 0.03 0 90Z2 4-fold hollow site for S; lateral expansion
(2x2)-S 1.6 ± 2.8 0; 0; 0; of site; buckling in 2nd layer (atom below
-4.0 ± 2.8; 0; 0; S pushed down)
-4.0 ± 2.8 0 0
Cu(100)+ AR- no no 1.8 0 2.2 0 1.28 ± 0.03 0 92S2 atomic adsorption in 4-fold hollow sites
(2x2)-S PEFS 0 0; 0; 0; with lateral relaxation of the first Cu layer
-0.6; 0; 0; and vertical buckling of the second Cu
-1.8 0 0 layer
Ni(100)+ LEED no no 4.7 ± 1.1 0 0 0 0.80 ± 0.05 0 90O1 oxygen in hollow site; expansion of top
(2x2)-O -3.2 ± 1.1 0; 0; 0; Ni-Ni interlayer spacing; second Ni layer
-2.3 ± 1.1; 0; 0; buckling
-5.7 ± 1.1 0 0
Ni(100)+ SIMS no no 8.4 ± 6.8 0 0 0 0.85 ± 0.10 0 94X overlayer in hollow sites on relaxed;
(2x2)-O -3.2 ± 1.1 0; 0; 0; unreconstructed substrate; 2nd Ni layer
-14.8 ± 6.8; 0; 0; buckled
-14.8 ± 6.8 0 0
4.1-50
Surface Tech-Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
niquerec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ni(100)+ LEED no no 2.7 ± 2.8 0 0 0 1.25 ± 0.03 0 90O2 sulfur in hollow site; 1st Ni-Ni interlayer
(2x2)-S -2.4 ± 2.8 0; 0; 0; spacing expanded; second Ni layer
-4.0 ± 2.8; 0; 0; buckling
-4.0 ± 2.8 0 0
Pd(100)+ LEED no no 6.7 ± 1.0 0 0.0 ± 2.0 0 0.83 ± 0.02 0 96K1 adsorption of O on fourfold hollow sites;
(2x2)-O -3.1 ± 0.8 0; 0; 0; multilayer substrate relaxations; no lateral
-2.6 ± 0.8; 0; 0; relaxations of substrate atoms; significant
-6.2 ± 0.8 0 0 buckling allowed by symmetry
Pd(100)+ LEED no no 6.3 ± 0.8 0 0.0 ± 2.0 0 1.13 ± 0.02 0 96K1 adsorption of S on fourfold hollow sites;
(2x2)-S -1.6 ± 0.8 0; 0; 0; multilayer substrate relaxations; no lateral
-3.1 ± 0.8; 0; 0; relaxations of substrate atoms; significant
-4.2 ± 0.8 0 0 buckling allowed by symmetry
Rh(100)+ LEED no no -0.6 ± 2.1 0 0 0 0.95 ± 0.04 0 88O hollow site adsorption with slight top Rh-
(2x2)-O Rh interlayer contraction
Ni(100)+ LEED no no -4.3 ± 2.3 0 0 0 2.68 ± 0.05 0 93F3 atomic adsorption in hollow sites;
c(4x2)-K 4.3 ± 4.3 0; 0; 0; buckling of 2nd Ni layer; lateral shift in 1st
4.3 ± 4.3 0 0 Ni layer
Rh(100)+ LEED no no -0.6 ± 2.1 0 0 0 2.87 ± 0.06 0 89v2 4-fold symmetric hollow site adsorption
c(4x2)-Cs
Cu(100)+ XRD no no 0.7 ± 1.0 0 0 0 2.10 ± 0.40 0 93M1 disordered fourfold hollow adsorption of
(disordered)- atomic K; with little vertical relaxation of
K 0.18ML top two interlayer spacings and no lateral
displacements
Ni(100)+ LEED no no -2.6 ± 2.3 0 0 0 2.66 ± 0.03 0 93W5 disordered atomic adsorption at K
(disordered)- 2.6 ± 2.6 0; 0; 0; coverages of 0.04,0.08; 0.14,0.17,0.22 and
K 1/4ML 2.6 ± 2.6 0 0 0.25: K in hollow sites; adsorption height:
2.72,2.735,2.675,2.675,2.675 and 2.66Å;
resp.; buckling of 2nd Ni layer: Ni atom
directly below K moves up by
0.075,0.06,0.075,0.060,0.060,0.045Å;
resp.
4.1-51
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ni(100)+ LEED no no 2.3 0 0 0.80 ± 0.03 0.1 83D2 atomic adsorption 0.1Å laterally away
c(2x2)-O from 4-fold hollow site towards bridge site
Rh(100)+ LEED no no 2.3 -0.5 0 0 1.3 0.27 93L4 atomic adsorption in quasi fourfold
c(2x2)-S hollow sites; S atoms shifted towards
bridge sites; relaxation of the first 2 Rh
layers and slight buckling of 2nd Rh layer
Rh(100)+ LEED no no 1.8 0 -3.6 0 1.35 0.27 93L4 atomic adsorption in quasi fourfold
(2x2)-S -0.7 0.0; 0 0 hollow sites; S atoms shifted towards
3.2 bridge sites; relaxation of the first 2 Rh
layers and buckling of 2nd Rh layer;
lateral shift of atoms in 1st Rh layer
Ni(100)+ LEED no no -5.2 ± 2.8 0 0 0 0.86 ± 0.03 0.45 ± 0.10 91S2 disordered hollow site adsorption in off
(disordered)- 4.0 ± 2.8 4.0 ± 2.8 0 0 center position (pseudobridge); 2nd layer
O buckled; sideshift of Ni atoms close to O
of up to 0.15Å possible; local minimum
for 4-fold-site with 1st layer buckling
Ni(100)+ LEED no no -1.3 0 0 0 1.2 0.6 91S2 disordered hollow site adsorption in off
(disordered)-S center position (pseudobridge); 2nd layer
buckled; side shift of Ni atoms close to O
of up to 0.15Å possible; local minimum
for 4-fold-site with 1st layer buckling
Ni(100)+ AR- no no 2.7 ± 1.7 0 0 0 0 2.01 ± 0.03 93Z molecular NH3 adsorbed at top site on
(disordered)- PEFS relaxed substrate; H ignored
NH3
4.1-52
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ni(100)+ LEED no no 3.9 ± 4.5 0 3.2 ± 3.9 ± 14.3 0.12 ± 0.04 0 91G carbon adsorbed in fcc-hollow site;
p4g(2x2)-2C ± 2.6 clockwise rotation of top Ni layer atoms
4.4 ± 4.0 0; 0; 0; around hollow (shift in <010> directions
8.5 ± 4.5 0 0 by 0.45Å); buckling of 2nd Ni layer (Ni
directly below C moves up)
4.1-53
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ni(100)+ PED no no -2.8 ± 5.7 0 4.8 ± 7.9 ± 17.4 0.10 ± 0.10 0 91K carbon adsorbed in hollow site; clock
p4g(2x2)-2C ± 7.1 rotation of 4 Ni neighbors by 0.55Å;
expansion of top Ni-Ni interlayer spacing
Ni(100)+ PED no no -2.8 ± 5.7 0 4.8 ± 7.9 ± 17.4 0.10 ± 0.10 0 91K N adsorbed in hollow site; clock rotation
p4g(2x2)-2N ± 7.1 of 4 Ni neighbors by 0.55Å; top Ni-Ni
interlayer expansion
Ni(100)+ XRD no no 3.4 ± 4.0 0 2.9 ± 0.1 ± 15.0 0.03 ± 0.13 0 99D N adsorbed in hollow site; clock rotation
p4g(2x2)-2N ± 0.5 of 4 Ni neighbors by 0.30Å; top Ni-Ni
interlayer expansion
Cu(100)+ LEED no yes 4.0 ± 2.8 0 0 0 0.10 ± 0.05 0 87W2 substitutional adsorption; forming buckled
c(2x2)-Au monolayer of mixed alloy
Cu(100)+ LEED no yes -0.9 ± 1.7 0 0 0 0.30 ± 0.02 0 93W7 ordered mixed Mn-Cu top layer with Mn
c(2x2)-Mn buckled outwards
Cu(100)+ PED no yes -9.7 ± 4.4 0 0 0 0.40 ± 0.04 0 96T1 2-dimensional surface alloy of Mn and
c(2x2)-Mn Cu; Mn replaces every other Cu atom in
outermost layer; Mn buckled outwards
Cu(100)+ LEED no yes 0.0 ± 1.7 0 0 0 0.02 ± 0.03 0 88W2 substitutional adsorption; forming buckled
c(2x2)-Pd monolayer of mixed alloy
Ni(100)+ LEED no yes 0.0 ± 1.7 0 0 0 0.25 ± 0.02 0 93W7 ordered mixed Mn-Ni top layer with Mn
c(2x2)-Mn buckled outwards by 0.25Å; small
relaxations of top 3 interlayer spacings
Ni(100)+ LEIS no yes 0 0 0 0 0.44 ± 0.05 0 94L1 ordered surface alloy with Sn buckled
c(2x2)-Sn above Ni
Pd(100)+ LEED no yes -15.4 ± 2.6 0 0 0 0.20 ± 0.05 0 90T2 mixed top layer; with Mn buckled
c(2x2)-Mn outward
Al(100)+ SE- no yes 2.9 ± 5.5 0 0 0 0.61 ± 0.10 0 92A mixed top Al/Na layer: Na on top sites of
c(2x2)-Na XAFS next Al layer; top-layer Al atoms between
(300K) Na atoms; buckled outward
4.1-54
Surface Tech-Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
niquerec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Cu(100)+ GIXD no yes 2.9 ± 5.5 0 0 0 0.61 ± 0.10 0 97M2 adatom at substitutional site; in random
(disordered)- configuration
Bi 0.3ML
Au(100)+ LEED yes yes 93B4 single (1x1) Fe layer under single Au layer;
(1x1)-Fe+ acting as surfactant
(1x1)-Au
Al(100)+ SE- no yes 92A mixed top Al/Na layer: Na on top sites of
c(2x2)-Na XAFS next Al layer; top-layer Al atoms between
(300K) Na atoms; buckled outward by 1.41Å
Ag(100)- XRD no yes 98M3 every other [110] row in top Ag layer
(2x1)+ missing; with 1st Ag-Ag interlayer
(disordered)- spacing reduced by -3.6 ± 2.4 %; K
K substitute for missing Cu; but 1.17 ± 0.05
Å above remaining top-layer Cu atoms;
in 2nd Ag layer a lateral displacement of
Ag by 0.04 ± 0.003 Å toward K sites is
seen
Cu(100)- LEED no yes 93M2 missing row type reconstruction; Li
(2x1)+ positions unknown
(disordered)-
Li
complex reconstruction
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Fe(100) LEED no 1.433 -1.6 ± 2.8 0 0 0 0 77L1 bulk termination with contraction of top layer spacing
Fe(100) LEED no 1.433 -4.9 ± 2.1 4.9 ± 2.1 0 0 0 87W1 bulk termination with multilayer relaxation
Fe(100) MEIS no 1.433 -4.5 ± 2.8 3.5 ± 2.8 0 0 0 89H2 bulk termination with multilayer relaxation
Mo(100)- LEED yes 1.574 -11.7 ± 6.4 0 0 0 0 75I2 bulk termination with contraction of top interlayer
(dis- spacing
ordered)
Mo(100)- LEED yes 1.574 -9.5 ± 1.9 -1.0 ± 1.9 0 0 0 80C bulk termination with multilayer relaxation
(dis-
ordered)
Mo(100)- LEED yes 1.575 -5.4 ± 1.3 1.6 ± 1.3 0.3 ± 1.3 0 0 75I2 bulk termination with contraction of top interlayer
(dis- spacing
ordered)
Ta(100) LEED no 1.65 -0.9 ± 1.8 1.2 ± 1.8 0 0 0 82T1 bulk termination with multilayer relaxation
Ta(100) PED no 1.649 -10.0 ± 5.0 0 0 0 0 89B1 contraction of first interlayer spacing
4.1-58
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
V(100) LEED no 1.514 -6.9 ± 0.7 1.1 ± 0.7 0 0 0 82J bulk termination with 2-layer relaxation
W(100)- LEED yes 1.58 -6.3 ± 6.3 0 0 0 0 76V1 bulk termination with top layer spacing contraction
(dis-
ordered)
W(100)- LEED yes 1.58 -7.6 ± 1.9 0 0 0 0 80M1 bulk termination with top layer spacing contraction
(dis-
ordered)
W(100)- LEED yes 1.58 -6.3 1.9 0 0 0 88P2 multilayer relaxation
(dis-
ordered)
W(100)- LEED yes 1.58 -9.2 ± 6.3 0 0 0 0 88P1 disordered version of W(100)-c(2x2) reconstruction;
(dis- with top-layer W atoms randomly displaced laterally
ordered) by 0.16Å in 4 equivalent [011] directions
W(100)- LEED yes 1.58 -3.2 ± 3.2 0 0 0 0 78B zig-zag displacive reconstruction of top layer
c(2x2)
W(100)- XRD yes 1.58 -3.8 ± 10.1 0 0 0 0 88A zig-zag chain reconstruction with lateral relaxations in
c(2x2) 1st and 2nd layers
W(100)- LEED yes 1.58 -7.0 ± 1.9 1.3 ± 1.9 0 0 0 89L1 reconstructed zigzag; reconstruction with lateral
c(2x2) displacements
W(100)- LEED yes 1.583 -6.2 ± 1.6 0 0 0 0 92S3 zig-zag chain relaxation with lateral displacements in
c(2x2) 1st layer
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
W(100)+ LEED yes no -1.3 ± 12.7 0 0 0 1.17 ± 0.04 0 85P atomic adsorption in bridge sites of both
(1x1)-2H azimuthal orientations (2H per unit cell)
4.1-61
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
interstitial adsorption between two topmost substrate layers (see Fig. 19)
W(100)+ LEED yes yes 92S3 adsorption site of H not determined; dimer
c(2x2)-H reconstruction with lateral displacements in
1st layer; contraction of 1st interlayer spacing
by 4.5%
4.1-62
Table 12. Structures of clean alloyed bcc(100) surfaces.
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Mo75Re25 LEED no 1.564 -11.9 ± 0.6 5.1 ± 0.9 -3.7 ± 0.8 3.9 ± 1.1 -2.5 ± 1.3 96H1 unreconstructed; relaxed surface: strong oscillatory
(100)-(1x1) relaxation of interlayer spacings; top layer is pure
(chem. Mo; oscillatory segregation in deeper layers
disordered
alloy)
Mo85Re15 LEED no 1.567 -11.5 ± 0.6 4.7 ± 0.7 -3.3 ± 0.8 3.2 ± 0.8 -2.1 ± 1.0 97K2 deep multilayer relaxation; layer dependent
(100)-(1x1) stoichiometry: c1(Mo)=100%±15%;
(chem. c2(Mo)=72%±13%; c3(Mo)=90%±13%;
disordered c4(Mo)=88%±16%
alloy)
Mo95Re05 LEED no 1.57 -11.1 ± 0.8 4.4 ± 0.9 -3.0 ± 1.0 2.3 ± 1.0 -1.8 ± 1.1 97K2 deep multilayer relaxation; layer dependent
(100)-(1x1) stoichiometry: c1(Mo)=91%±13%;
(chem. c2(Mo)=85%±16%; c3(Mo)=89%±14%;
disordered c4(Mo)=98%±20%
alloy)
4.1-63
Table 13. Adsorbate-induced structures on alloyed bcc(100) surfaces.
Surface Tech- Clean ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Ag(110) LEED no 1.445 -6.6 ± 1.5 0 0 0 0 82N2 bulk termination with top spacing contraction
Ag(110) HEIS no 1.44 -7.6 ± 2.8 4.2 ± 2.8 0 0 0 84K bulk termination with multilayer relaxation
Ag(110) MEIS no 1.446 -9.5 ± 2.1 6.0 ± 2.8 0 0 0 87H2 relaxations in top two interlayer spacings
Ag(110) LEED no 1.445 -7.4 ± 2.0 0.6 ± 2.0 -2.4 ± 2.0 -0.4 ± 2.0 0 89L4 multilayer relaxations
Ag(110) ICISS no 1.445 1.0 ± 1.5 -4.0 ± 2.0 0 0 0 92B1 multilayer relaxations
Al(110) LEED no 1.428 -10.0 ± 7.0 0 0 0 0 72L bulk termination; with suggested 10% relaxation of top
interlayer spacing
Al(110) LEED no 1.43 -9.1 ± 7.0 0 0 0 0 77G relaxed bulk termination
Al(110) LEED no 1.425 -8.5 ± 0.8 5.2 ± 1.1 0 0 0 84A bulk termination with multilayer relaxation
Al(110) LEED no 1.43 -8.4 ± 1.0 5.6 ± 1.1 2.3 ± 1.3 1.8 ± 1.5 0 84N bulk termination with multilayer relaxation
Au(110)- LEED yes 1.44 85M1 missing-row reconstruction with multilayer relaxation;
(1x2) 2nd row pairing and 3rd row buckling
Au(110)- LEIS yes 1.44 86M missing-row reconstruction with relaxation of top layer
(1x2) spacing
Au(110)- MEIS yes 1.44 86C2 missing-row reconstruction with multilayer relaxation;
(1x2) including 3rd-layer buckling
Au(110)- XRD yes 1.443 90V1 missing-row reconstruction; with multilayer
(1x2) relaxations down to 4th layer
Cu(110) HEIS no 1.278 -5.3 ± 1.6 3.3 ± 1.6 0 0 0 83S bulk termination with multilayer relaxations
Cu(110) LEED no 1.278 -8.4 ± 0.6 2.3 ± 0.8 0 0 0 83A bulk termination with multilayer relaxations
4.1-65
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Cu(110) LEED no 1.276 -9.2 ± 3.9 2.3 ± 3.9 0 0 0 83D1 bulk termination with multilayer relaxations
Cu(110) MEIS no 1.278 -7.5 ± 1.6 2.5 ± 1.6 0 0 0 86C3 bulk termination with multilayer relaxations
Cu(110) ICISS no 1.28 -10.2 ± 7.8 0 0 0 0 86Y2 bulk termination with top layer contractions
Cu(110) LEED no 1.278 -9.4 ± 1.6 4.9 ± 1.6 0 0 0 87B bulk termination with multilayer relaxations
Cu(110) LEIS no 1.278 -3.1 ± 3.1 0 0 0 0 89V1 contraction of the 1st interlayer spacing
Cu(110) XRD no 1.278 -7.8 ± 0.5 1.8 ± 0.5 0 0 0 93H2 unreconstructed surface with relaxations of top 2
interlayer spacings
Ir(110)- LEED yes 1.359 86C1 missing-row reconstruction with multilayer
(1x2) relaxations; row-pairing in second layer and buckling
in third layer
Ir(110)- TOF- yes 1.358 90S1 missing-row reconstruction exposing (111) facets; with
(1x3) SARS relaxations in first 2 layers
Ir(110)- LEIS yes 1.357 92H3 missing-row reconstruction with multilayer relaxations
(1x3)
Ni(110) MEIS no 1.245 -4.0 ± 0.8 0 0 0 0 79V2 bulk termination with top spacing contraction
Ni(110) LEED no 1.245 -8.4 ± 0.8 3.1 ± 1.0 0 0 0 84G1 bulk termination with multilayer relaxations
Ni(110) HEIS no 1.245 -4.1 ± 0.8 0 0 0 0 84T3 bulk termination with top spacing contraction
Ni(110) LEED no 1.245 -9.8 ± 1.6 3.8 ± 1.6 0 0 0 85X1 bulk termination with multilayer relaxations
Ni(110) LEED no 1.245 -8.6 ± 0.5 3.1 ± 0.6 -0.4 ± 0.7 0 0 85A bulk termination with multilayer relaxations
Ni(110) MEIS no 1.246 -9.0 ± 1.0 3.5 ± 1.4 0 0 0 86Y1 bulk termination with multilayer relaxations
Ni(110) LEED no 1.245 -8.4 ± 1.6 3.6 ± 1.6 1.2 ± 1.6 0 0 87R1 bulk termination with multilayer relaxations
Pb(110) MEIS no 1.75 -15.8 ± 2.3 0 0 0 0 86F2 bulk termination with top spacing contraction
Pb(110) LEED no 1.74 -16.4 ± 1.7 3.5 ± 5.7 -4.4 ± 1.7 0 0 89L3 multilayer relaxation down to 3rd interlayer spacing
Pb(110) LEED no 1.75 -19.4 ± 2.9 4.6 ± 4.6 -6.9 ± 2.9 0 0 90B multilayer relaxation down to 3rd interlayer spacing
Pd(110) LEED no 1.37 -5.8 ± 2.9 0.7 ± 2.2 0 0 0 85B1 bulk termination with multilayer relaxation
Pd(110)- LEED no 1.37 -5.1 ± 2.2 0 0 0 0 85B1 alkali-impurity stabilized missing-row reconstruction
(1x2)
Pd(110) LEED no 1.37 -5.1 ± 1.5 2.9 ± 1.5 0 0 0 87S1 relaxations in top two interlayer spacings
Pd(110) LEED no 1.376 -1.0 ± 1.5 5.2 ± 1.5 0 0 0 93W3 unreconstructed surface with multilayer relaxations
Pt(110)- MEIS yes 1.39 88F1 missing-row reconstruction with multilayer relaxation;
(1x2) including 3rd-layer buckling
4.1-66
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Pt(110)- LEED yes 1.39 88F2 missing-row reconstruction with multilayer relaxation;
(1x2) including 2nd- and 4th-layer pairing; and 3rd- and 5th-
layer buckling
Pt(110)- LEED yes 1.387 88S missing-row reconstruction with multilayer relaxation;
(1x2) including 2nd- and 4th-layer pairing and 3rd-layer
buckling
Pt(110)- XRD yes 1.387 90V1 missing-row reconstruction; with multilayer
(1x2) relaxations down to 4th layer
Pt(110)- PED yes 1.387 91H2 missing-row reconstruction; with top spacing
(1x2) contraction
Pt(110)- TOF- yes 1.387 91M1 missing-row reconstruction; with multilayer
(1x2) SARS relaxations down to 3rd layer
Pt(110)- RHEE yes 1.387 92K2 missing-row reconstruction; multilayer relaxation
(1x2) D
Pt(110)- LEED yes 1.39 88F2 (1x3) reconstruction; probably impurity-stabilized;
(1x3) missing-row reconstruction with multilayer relaxation;
including 2nd-layer pairing; and 3rd- and 4th-layer
buckling
Pt(110)- XRD yes 1.387 93R missing-row reconstruction with multilayer relaxation
(1x3)
Pt(110)- TOF- yes 1.387 91M1 2-missing-rows reconstruction; leaving partial low
(1x3) SARS 2nd-layer ridge within 3-wide trough; this structure is
thought to be impurity-stabilized
Rh(110) LEED no 1.34 -0.8 ± 1.5 0 0 0 0 80H relaxed bulk termination
Rh(110) LEED no 1.345 -6.9 ± 1.0 1.9 ± 1.0 0 0 0 87N unreconstructed surface with relaxations of top two
interlayer spacings
Rh(110) LEED no 1.345 -6.7 ± 1.5 2.2 ± 2.2 0 0 0 94B6 unreconstructed substrate with multilayer relaxation
Rh(110)- LEED yes 1.345 93C3 missing-row reconstruction with multilayer relaxation;
(1x2) metastable reconstruction after desorption of O from
Rh(110)-p2mg(2x2)-2O
4.1-67
Table 15. Adsorbate-induced structures on fcc(110) surfaces.
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Cu(110)+ LEED no no -0.6 ± 2.0 0 0 0 1.25 ± 0.03 0 89M1 pseudomorphic Fe monolayer; Fe-Cu and
(1x1)-Fe Cu(1)-Cu(2) interlayer spacings are (within
error bar) equal to Cu-Cu bulk interlayer
spacing
Pd(110)+ LEED no no 6.1 ± 2.2 0 0 0 1.22 ± 0.03 0 93W4 Pt filling troughs of unreconstructed; relaxed
(1x1)-Pt substrate; extending bulk Pd fcc structure
Ni(110)+ LEED no no 10.2 ± 1.6 0 0 0 0.84 ± 0.03 0 85B2 atomic adsorption in hollow (center) site
c(2x2)-S
Ni(110)+ ICISS no no 5.0 ± 3.2 0 0 0 0.89 ± 0.05 0 86F1 atomic adsorption in bulk continuation site
c(2x2)-S (center of rectangle)
Ni(110)+ AR- no no 10.4 ± 1.6 0 0 0 0.82 ± 0.02 0 87R2 atomic adsorption in bulk continuation site
c(2x2)-S PEFS 0 0; 0; 0; (center of rectangle) with buckling in 2nd Ni
10.4 ± 1.6 0 0 layer
Ni(110)+ SE- no no 12.5 ± 3.2 0 0 0 0.83 ± 0.04 0 87W3 atomic adsorption in bulk continuation site
c(2x2)-S XAFS (center of rectangle)
Ni(110)+ MEIS no no 5.2 ± 3.2 0 0 0 0.87 ± 0.03 0 79v2 atomic adsorption in hollow (center) site
c(2x2)-S
Ni(110)+ SE- no no 14.0 ± 2.4 0 0 0 0.77 ± 0.02 0 94Y atomic overlayer in hollow sites of
c(2x2)-S XAFS unreconstructed substrate; with expansion of
top Ni-Ni spacing
Rh(110)+ LEED no no 7.5 0 0 0 0.82 0 94W4 atomic adsorption on relaxed; unreconstructed
c(2x2)-S -3.8 0; -8.3 0; 0; substrate: S on the center hollow site; 2nd
0 0 layer Rh buckled
4.1-68
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Rh(110)+ LEED no no -1.3 ± 3.7 0 0 0 0.78 ± 0.05 0.92 ± 0.05 91H1 atomic adsorption of hydrogen in 3-fold
(1x1)-2H hollows on either side of Rh ridges; reducing
clean-surface relaxation
Ni(110)+ LEED no no -4.4 ± 1.6 0 0 0 0.41 ± 0.10 0.66 87R1 atomic adsorption in fcc 3-fold hollows on
(2x1)-2H 5.2 ± 1.6 0 0 0 (111) facets of unreconstructed substrate with
multilayer relaxations perp. to surface
Pd(110)+ LEED no no -2.2 ± 1.5 0 0 0 0.60 ± 0.10 0.46 ± 0.30 87S1 atomic adsorption over outermost 3-fold
(2x1)-2H 2.9 ± 1.5 0 0 0 coord. hollow sites over (111) facets of bulk-
like substrate with interlayer spacing
relaxations
Rh(110)+ LEED no no 1.1 ± 4.5 0 0 0 0.60 ± 0.05 0.58 ± 0.10 93G1 atomic O (2 per (2x1) unit cell) in
(2x1)-2O 2.6 ± 5.2 0 0 0 asymmetrical 3-fold coordinated sites;
forming zigzag chains within troughs of
slightly relaxed substrate
Rh(110)+ LEED no no -1.1 ± 3.0 0 0 0 0.60 ± 0.04 0.77 ± 0.10 95B2 O in fcc 3-fold hollow site on facets of
(2x1)-2O 2.6 ± 5.2 0; 0; 0; unreconstructed substrate; with multilayer
0 ± 0.05; 0 relaxation; incl. lateral relaxation in 2nd Rh
± 0.07 layer
Rh(110)+ LEED no no -2.5 ± 2.0 3.0 ± 0.7 0.007 ± 0 0.80 ± 0.10 1.04 ± 0.10 89P3 atomic adsorption in nearly 3-fold sites on
(1x2)-H 0.03 (111) facets on side of troughs (with long H-
Rh distance to 2nd-Rh-layer atoms); top-Rh-
rows to which H is bonded are buckled out
and laterally shifted towards H ('shift-
buckling')
4.1-69
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Rh(110)+ LEED no no -1.6 ± 1.0 2.2 ± 1.5 0 0 0.71 ± 0.10; 0.55 ± 0.20; 89M2 atomic adsorption of hydrogen with top layer
(1x2)-3H 1.00 ± 0.10; 1.22 ± 0.20; relaxation (slight buckling of doubly occupied
1.15 ± 0.10 1.66 ± 0.20 Rh atoms); all H in 3 inequivalent quasi-3-fold
sites in sides of troughs of unreconstructed
substrate
Rh(110)+ LEED no no -4.1 ± 1.5 2.2 ± 1.5 0.04 ± 0.03 0 0.51 ± 0.10 0.70 ± 0.20 89L2 atomic adsorption of H in 3-fold sites on side
(1x3)-H 1.1 ± 1.5 0 0 0 of troughs; slight buckling of top layer
adsorption at outermost 3-fold sites and bottom long-bridge sites in trough (see Fig. 21 and 22)
Rh(110)+ LEED no no 0.7 ± 3.7 0 0 0 0.57 ± 0.04 -0.57 ± 0.10 95G1 substrate reconstruction with missing rows
c(4x2)-N+2O: parallel to ridges; atomic adsorption in
O at 3-fold outermost 3-fold coordinated fcc-hollow sites
sites on the flanks of the ridges; N in long-bridge
sites at bottom of troughs; buckling in 3rd
substrate layer
Rh(110)+ LEED no no 0.7 ± 3.7 0 0 0 -1.23 ± 0.05 0 95G1 substrate reconstruction with missing rows
c(4x2)-N+2O: parallel to ridges; atomic adsorption in
N at long- outermost 3-fold coordinated fcc-hollow sites
bridge site on the flanks of the ridges; N in long-bridge
sites at bottom of troughs; buckling in 3rd
substrate layer
Ir(110)+ LEED yes no -2.2 ± 5.1 0 0 0 1.37 ± 0.05 0 78C atomic adsorption in short-bridge site on
c(2x2)-O unreconstructed substrate with top Ir-Ir layer
spacing contraction
4.1-70
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
admolecules near top or short-bridge sites over ridges of unreconstructed substrate (see Figs. 23 and 24)
Cu(110)+ PED no no -11.0 ± 4.7 0; 0; 0; 1.87 ± 0.02 0 95H3 CO occupies atop sites on unreconstructed
(2x1)-CO -11.0 ± 4.7 0 0 substrate; small buckling of top Cu layer
Ni(110)+ AR- no no 1.9 ± 1.6 0 0 0 1.43 ± 0.02 0 93H4 molecular CO adsorption near bridge site of
(2x1)-2CO PEFS unreconstructed; perhaps slightly relaxed;
substrate; with C-O axis tilted 19° from surface
normal
Ni(110)+ LEED no no 0.0 ± 4.0 0 0 0 1.29 ± 0.06 0 94Z CO molecules tilted in alternate directions
(2x1)-2CO along the short bridge rows; 20° tilt of whole
molecule
Rh(110)+ LEED no no 1.9 ± 3.7 0 0 0 1.41 ± 0.05 0 94B6 CO near bridge site adsorption on ridges of
(2x1)-2CO unreconstructed substrate; C-O axis tilted 24°
from surface normal in zigzag fashion;
multilayer relaxation in substrate
Cu(110)+ PED no no -2.3 ± 3.1 0 0 0 1.90 ± 0.04 0 92W2 CH3COO (acetate) adsorption; with both O
(disordered)- down; O are approx. atop so molecule bridges
CH3COO 2 Cu atoms; C-C axis and molecular plane
perp. to surface; H atom sites in methyl group
not determined
4.1-71
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Cu(110)+ PED no no -2.3 ± 3.1 0 0 0 1.90 ± 0.04 0 92W2 CF3COO (trifluoro-acetate) adsorption; both O
(disordered)- down; O approx. atop so molecule bridges
CF3COO 2 Cu atoms; C-C axis and molecular plane
perp. to surface; F atom sites in fluoro-methyl
group not determined
Cu(110)+ PED no no 0.0 ± 5.5 0; 0; 0; 1.33 ± 0.02 0 96H3 disordered overlayer of NH2 or NH in short
(disordered)- -5.5 ± 5.5 0 0 bridge sites of unreconstructed relaxed
NHx substrate
(x=2 or 1)
Ag(110)+ ICISS no yes 14.9 ± 3.5 0 0.08 ± 0.05 0 -0.03 ± 0.05 0 93C1 added row reconstruction with multilayer
(2x1)-O relaxation; O in long bridge site
Cu(110)+ ICISS no yes 25.2 ± 15.6 0 0 0 -0.60 0 86Y2 atomic adsorption in long-bridge sites (O
(2x1)-O below top Cu layer); with missing Cu [001]
rows
Cu(110)+ XRD no yes 29.0 ± 3.9 0 0.03 ± 0.05 0 -0.34 ± 0.20 0 90F1 atomic adsorption in long bridge sites with
(2x1)-O missing-row reconstruction and slight second-
row pairing away from O sites
Cu(110)+ LEED no yes 16.6 ± 3.9 0 0.03 ± 0.05 0 0.04 ± 0.05 0 90P1 atomic adsorption in long bridge sites with
(2x1)-O missing-row reconstruction and slight second-
row pairing away from O sites
4.1-72
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Cu(110)+ ICISS no yes 18.2 ± 11.7 0 0.12 ± 0.07 0 -0.08 ± 0.20 0 91D2 O in long bridge sites with missing row
(2x1)-O reconstruction; row pairing (away from O) of
second Cu layer
Cu(110)+ LEIS no yes 0 0 0 0 -0.05 ± 0.06 0 93D2 added-row reconstruction with O in long
(2x1)-O bridge site
Ni(110)+ LEED no yes 20.4 0 0 0 0.2 0.1 ± 0.1 90K missing-row structure in which the O atoms
(2x1)-O are above long bridge sites in [001] direction
with slight asymmetry; top 2 Ni layers have an
expanded separation while the 2nd and 3rd
have a contracted separation; the 3rd layer is
slightly buckled
Rh(110)+ LEED no yes -1.5 ± 5.9 0 0.0 ± 0.14 0 0.0 ± 0.08 0 95D2 missing/added row reconstruction; with N
(2x1)-N atoms in long bridge sites
Rh(110)+ LEED no yes -3.7 ± 3.7 0 0.0 ± 0.05 0 0.09 ± 0.04 0 95G1 added-row reconstruction across ridges; N in
(2x1)-N long-bridge positions forming Rh-N-Rh
chains; buckling in 3rd substrate layer
Ir(110)-(1x2)+ LEED yes yes -3.3 ± 7.4 0 0 0 0.94 ± 0.10 -0.20 87C1 missing-row structure of substrate; atomic S
(2x2)-2S over outermost 3-fold fcc-hollow sites in zig-
zag arrangement (2 per cell); bonding to two
top-layer Ir atoms and one second-layer Ir
atom
Ni(110)+ TOF- no yes 0 0 0 0 0.21 -0.40 ± 0.12 92B2 atomic H resides at the pseudo-three-fold sites;
(1x2)-2H SARS Ni substrate is (1x2) missing-row reconstructed
4.1-73
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Cu(110)- PED no yes 2.4 ± 6.3 0 0 0 1.02 ± 0.04 0 94H4 (1x2) missing row reconstruction induced by K
(1x2)+ adsorption; K coverage < 0.5; so not ordered
(disordered)- overlayer; K atoms occupy 4-fold coordinated
K hollows at bottom of missing-row troughs
Au(110)+ MEIS yes yes -13.0 ± 3.0 0 0 0 1.05 ± 0.20 0 89H1 mixed Au/K top layer; inducing spacing
c(2x2)-K relaxations and buckling in deeper Au layers
Cu(110)+ LEED no yes -5.7 ± 1.6 0 0 0 0.22 ± 0.05 0 98R almost perfectly ordered mixed Mn-Cu top
c(2x2)-Mn layer: 87% Mn on site 1; 94% Cu on site 2; no
Mn diffusion into 2nd and deeper layers;
buckling in top layer; relaxation of top 3 layers
Pd(110)+ LEED no yes -11.0 ± 2.2 0 ± 0.20 0 0 0 87K H-induced row pairing reconstruction (H
(1x2)-H ± 0.02 positions not determined)
complex reconstruction
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Be(10-10) LEED no 1.319; -25.0 5.1 -11.0 2.0 0 96H4 relaxed bulk with lower-corrugation termination (of
2.637 two possible terminations for a (10-10) hcp surface)
Co(10-10) LEED no 1.45; -6.5 ± 2.0 1.0 ± 2.0 0.0 ± 4.0 0 0 90L2 relaxed bulk with lower-corrugation termination (of
2.9 two possible terminations for a (10-10) hcp surface) and
multilayer relaxations
Co(10-10) LEED no 1.436; -13.0 ± 0.4 3.0 ± 0.2 0.5 ± 0.6 0 0 91O2 relaxed bulk with lower-corrugation termination (of
2.872 two possible terminations for a (10-10) hcp surface) and
multilayer relaxations
4.1-76
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Re(10-10) LEED no 2.4; -16.2 ± 12.6 2.0 ± 4.2 0 0 0 80D bulk termination with top interlayer spacing
4.8 contraction; second interlayer spacing may be
expanded; termination between widely spaced layers
Ti(10-10) LEED no 2.555; -4.3 ± 6.0 4.7 ± 3.0 0 0 0 90W1 70% of surface bulk terminated with narrow top
5.11 interlayer spacing (d12) contracted about 5%; second
interlayer spacing (d23) expanded about 1-2%; 30%
of surface bulk terminated with expanded (+6%) large
(d23) interlayer spacing
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Co(10-10)+ LEED no no -5.3 ± 14.0 0 0 0 2.44 ± 0.10 0 91B atomic adsorption at 4-fold hollow of bulk terminated
c(2x2)-K structure of lower corrugation
adsorption in 3-fold hollow sites on sides of troughs; relaxations given relative to center sites (see Fig. 27)
Co(10-10)+ LEED no no 25.4 ± 4.2 0 0 0 0.74 ± 0.05 0.97 ± 0.41 97G4 relaxed bulk with lower-corrugation termination (of
(2x1)-2O -3.2 ± 3.5 0 0 0 two possible terminations for a (10-10) hcp surface);
oxygen forms zigzag chains; in hcp-hollow sites on
sides of Co ridges
Ru(10-10)+ LEED no no 3.7 ± 1.3 0 0 0 0.96 ± 0.02 1.13 ± 0.05 98S1 relaxed bulk with lower-corrugation termination (of
(2x1)-2O -2.1 ± 1.3 0 0 0 two possible terminations for a (10-10) hcp surface);
oxygen forms zigzag chains; in hcp-hollow sites on
sides of Ru ridges
4.1-77
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Ru(10-10)+ LEED no no -4.0 ± 5.0; 0; 2.0 ± 3.0; complex 1.02 ± 0.03 0.95 ± 0.06 98S1 relaxed bulk with lower-corrugation termination (of
c(2x4)-2O -7.8 ± 5.0; 0; 0; two possible terminations for a (10-10) hcp surface);
-1.4 ± 5.0 0 0 oxygen forms zigzag chains; in hcp-hollow sites on
-1.4 ± 1.3 -3.8 ± 5.0; 0; 0.01 ± 0.03; sides of alternate Ru ridges
2.6 ± 5.0 0 0
adsorption at short-bridge sites and 3-fold hollow sites in sides of troughs (see Fig.s 27 and 28)
Re(10-10)+ LEED no no 98D1 little change in top two Ru-Ru interlayer spacings;
c(2x2)-3H but contraction by 0.09 Å of third spacing; Re atoms
of short-bridge site are possibly displaced laterally
toward site by 0.02 Å
Ru(10-10)+ LEED no no 98D1 little change in top two Re-Re interlayer spacings; but
c(2x2)-3H contraction by 0.05 Å of third spacing; Re atoms of
short-bridge site are possibly displaced laterally
toward site by 0.02 Å
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Fe(211) LEED no 1.17 -10.4 ± 2.6 5.0 ± 2.6 -1.8 ± 3.4 0 0 84S bulk termination with multilayer relaxation
perpendicular and parallel to surface
W(211) TOF- no 1.29 -9.4 ± 5.4 -0.2 ± 5.4 0 0 0 89R bulk termination with registry shift by 6.0%; relative to
SARS bulk
4.1-78
Table 19. Adsorbate-induced structures on bcc(211) surfaces.
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
W(211)+ TOF- no no 89B3 atomic O in three out of four 3-fold coordinated sites
(1x2)-3O SARS on an unrelaxed and unreconstructed W substrate; as
found consistent with experimental data
Fe(211)+ LEED no yes 86S1 atomic adsorption in long-bridge sites; forming -Fe-
(2x1)-O O-Fe-O- strings perpendicular to clean-surface
ridges; in which half the Fe atoms are missing
('missing-row' model)
4.1-79
Table 20. Structures of clean bcc(111) surfaces.
Surface Tech- Clean dbulk ∆d12 ∆d23 ∆d34 ∆d45 ∆d56 Ref. Description
nique rec. [Å] [%] [%] [%] [%] [%]
Fe(111) LEED no 0.827 -15.4 ± 3.6 0 0 0 0 81S2 bulk termination with top spacing contraction
Fe(111) LEED no 0.827 -16.6 ± 3.0 -9.3 ± 3.0 4.0 ± 3.6 -2.1 ± 3.6 0 86S2 bulk termination with multilayer relaxation
perpendicular to surface
Mo(111) LEIS no 0.909 -18.0 ± 2.0 4.0 ± 4.0 0 0 0 86O bulk termination with multilayer relaxation
perpendicular. to surface
Mo(111) LEED no 0.907 -18.8 ± 2.0 -18.9 6.4 2.2 0 99A bulk termination with multilayer relaxation
perpendicular to surface
Surface Tech- Clean Ads- ∆dl,l+1 bls ∆rls αls d01 ∆r0 Ref. Description
nique rec. ind [%] [%] [%] [°] [Å] [Å]
rec.
Mo(111)+ LEED no no -17.4 ± 1.5 0 0 0 0.03 ± 0.51 0 99A H adsorbs in triplets around each deep hollow site;
(1x1)-3H inducing little change in 1st Mo-Mo spacing; but
large derelaxation of 2nd Mo-Mo spacing to near
bulk value
4.1-80
Table 22. Structures of clean Si; Ge and C(111) surfaces. Here; dbulk gives the spacing between the pairs of bilayers in the bulk.
Table 23. Adsorbate-induced structures on Si; Ge and C (111) surfaces. Here; d01 is the local adsorbate height; while ∆d12 is the relative first bilayer spacing change.
Ge(111)+ LEED yes no - 0 87I atomic adsorption stabilizing unreconstructed substrate with relaxed top two interlayer
(1x1)-H spacings (H position not determined)
Si(111)+ MEIS yes no - -2 ± 2 94N4 unreconstructed; nearly unrelaxed ideal bulk Si termination (H position not determined)
(1x1)-H
Ge(111)+ LEED yes no 1.32 1 91W2 atomic adsorption of Bi in T4 site (3-fold hollow above 2nd Ge layer) on
(√3x√3) unreconstructed; relaxed substrate
R30°-Bi
4.1-81
Surface Tech- Clean Ads- d01 ∆d12 ω Ref. Description
nique rec. ind [Å] [%] [°]
rec.
Ge(111)+ LEED yes no 1.7 1 89H3 α structure: atomic adsorption of Pb in T4 sites on unreconstructed; relaxed substrate:
(√3x√3) buckling of second and third Ge monolayers (first is planar)
R30°-Pb
(1/3ML)
Si(111)+ LEED yes no 1.39 -22 90H2 Al adsorbed at T4 site; the three 1st-layer Si atoms are moved radially inwards and up;
(√3x√3) the Si below the T4 site is moved down; pushing the Si right below it downwards; other
R30°-Al 2nd- and 3rd-layer Si atoms below them are moved upwards
Si(111)+ LEED yes no 1.38 -22 92N Al at T4 site on unreconstructed; relaxed substrate; 1st-layer Si atoms are moved
(√3x√3) radially inwards and up; the Si below the T4 site is moved down; pushing the Si right
R30°-Al below it downwards; other 2nd- and 3rd-layer Si atoms below them are moved upwards
Si(111)+ RH- yes no 1.42 ± 0.06 -15 95H2 atomic adsorption in 4-fold coordinated T4 site; large rumpling in 2nd and 3rd layers of
(√3x√3) EED substrate
R30°-Al
Si(111)+ PD yes no 1.30 ± 0.20 - 99S2 Al at T4 site on unreconstructed; relaxed substrate; 1st-layer Si atoms are moved
(√3x√3) radially inwards
R30°-Al
Si(111)+ LEED yes no 1.11 -14 92W1 Bi centered at T4 site; nearest Si neighbors squeezed together; Si atom directly below
(√3x√3) Bi and third layer Si atom directly below pushed downwards; second-layer Si atoms
R30°-Bi surrounding the hollow H3 site are moved upwards
Si(111)+ MEIS yes no 1.45 -23 92C Ga centered at T4 site on unreconstructed; relaxed substrate; nearest Si atoms squeezed
(√3x√3) together; two Si atoms directly below Ga pushed downwards; 2nd-layer Si atoms
R30°-Ga surrounding the hollow H3 site are moved upwards
Si(111)+ RH- yes no 1.51 ± 0.06 3±2 95H2 atomic adsorption in 4-fold coordinated T4 site; large rumpling in 2nd and 3rd layers of
(√3x√3) EED substrate
R30°-Ga
Si(111)+ LEED yes no 1.35 -24 88K atomic adsorption in 4-fold coordinated T4 'top' site over top bilayer; with relaxations
(√3x√3) down into 2nd bilayer
R30°-Ga
Si(111)+ XRD yes no 1.85 ± 0.05 -15 ± 3 93F1 Ga centered at T4 site on unreconstructed; relaxed substrate; nearest Si atoms squeezed
(√3x√3) together; two Si atoms directly below Ga pushed downwards; 2nd-layer Si atoms
R30°-In surrounding the hollow H3 site are moved upwards
4.1-82
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nique rec. ind [Å] [%] [°]
rec.
Si(111)+ SE- yes no 2.10 ± 0.06 0±2 93W6 In at T4 site on unreconstructed substrate with no appreciable surface relaxations within
(√3x√3) XAFS about 0.25Å
R30°-In XSW
Si(111)+ RH- yes no 1.83 ± 0.06 -13 ± 3 95H2 atomic adsorption in 4-fold coordinated T4 site; large rumpling in 2nd and 3rd layers of
(√3x√3) EED substrate
R30°-In
Si(111)+ PD yes no 1.70 ± 0.10 - 99S2 In at T4 site on unreconstructed; relaxed substrate; 1st-layer Si atoms are moved radially
(√3x√3) inwards
R30°-In
Si(111)+ LEED yes no 1.43 ± 0.05 -6 ± 2 91D1 atomic adsorption above T4 site; the three first-layer Si atoms are moved in as well as
(√3x√3) up; the Si right below Pb is moved down together with the Si atom below it; all the
R30°-Pb (β other Si's in the 2nd; 3rd; and 4th Si layers are moved upwards; the 5th Si layer and
phase) below are in bulk positions
Si(111)+ XRD yes no 1.59 ± 0.3 -25 89C atomic adsorption at T4 site; the three first-layer Si's are moved radially inwards; the Si
(√3x√3) below the T4 site is moved down; pushing the Si right below it downwards; other
R30°-Sn second-layer Si's and third-layer Si's below them are moved upwards; layers 4; 5; and 6
are laterally moved
Ge(111)+ XRD yes no 2.62 ± 0.03 3±3 92V Sb forms 6° tilted zig-zag chains; saturating the dangling bonds of the unreconstructed;
(2x1)-2Sb relaxed; full-bilayer-terminated substrate by slightly off-top adsorption
C(111)+ MEIS yes no - 0 86D unreconstructed bulk diamond termination between bilayers; probably stabilized by H;
(1x1)-H with minor C-C spacing contraction in top bilayer (H positions not determined; but
(diamond) probably terminate dangling bonds)
Ge(111)+ SE- yes no 2.07 ± 0.03 0 83C atomic adsorption in top sites on unrelaxed unreconstructed substrate
(1x1)-Cl XAFS
Ge(111)+ SE- yes no 2.50 ± 0.04 0 89B2 atomic adsorption of I in top sites on unreconstructed; relaxed substrate: first substrate
(1x1)-I XAFS interlayer spacing contracted by 10%
XSW
Ge(111)+ AR- yes no 2.26 ± 0.04 8 90T1 adsorption of partially dissociated PH3 in tilted top sites on unreconstructed; relaxed
(1x1)-PHx PEFS substrate; first Ge-Ge interlayer spacing contracted by 16%
4.1-83
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nique rec. ind [Å] [%] [°]
rec.
Si(111)+ XSW yes no 2.56 0 87D2 atomic adsorption in 1-fold coordinated top sites over unreconstructed; unrelaxed
(√3x√3) substrate terminated between bilayers
R30°-Pb
Ge(111)+ AR- yes no 1.03 ± 0.05 8±2 87R3 atomic adsorption in bridge sites with shorter bond to 3rd Ge atom; with unreconstructed
(2x2)-S PEFS substrate relaxed perpendicular to surface
Si(111)+ LEED yes no 2.21 -21 92W1 Bi trimers centered at T4 site; nearest Si neighbors squeezed together; Si atom directly
(√3x√3) below Bi and third layer Si atom directly below pushed downwards; second-layer Si
R30°-3Bi atoms surrounding the hollow H3 site are moved upwards
Si(111)+ LEED yes yes -2.32 -25 90H1 B atom replaces a second layer Si atom; which becomes an adatom at the T4 site over
(√3x√3) the B atom; this B position is the B5 site
R30°-B
Si(111)+ PD yes yes -2.21 -20 99B1 B atom replaces a second layer Si atom; which becomes an adatom at the T4 site over
(√3x√3) the B atom; this B position is the B5 site
R30°-B
Ge(111)+ HEIS yes no 1.19 0 94G3 atomic substitutional replacement of top half of top Si bilayer: otherwise
(1x1)-Sb unreconstructed; but relaxed substrate
Si(111)+ MEIS yes no 0.99 0 87C2 atomic substitutional replacement of top half of top Si bilayer: otherwise
(1x1)-As unreconstructed; unrelaxed substrate
4.1-84
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nique rec. ind [Å] [%] [°]
rec.
Si(111)+ XSW yes no 0.99 ± 0.03 0 87P atomic substitutional replacement of top half of top Si bilayer: otherwise
(1x1)-As unreconstructed; unrelaxed substrate
Si(111)+ MEIS yes no 1.02 ± 0.06 0 87H1 atomic substitutional replacement of top half of top Si bilayer: otherwise
(1x1)-As unreconstructed; unrelaxed substrate
Si(111)+ XRD yes yes -0.8 14 ± 1 87T triangles of 3 Bi replace every third Si in top layer; which is lower half of a bilayer
(√3x√3)
R30°-3Bi
Si(111)+ LEED yes yes 2.21 41 91W1 triangles of 3 Bi replace every third Si in top layer; which is lower half of a bilayer
(√3x√3)
R30°-3Bi
Ge(111)+ LEED yes yes 0.70 ± 0.03 -1 94H5 honey-comb chained trimer (HCT) model: top Ge half bilayer replaced by Ag; 2nd
(√3x√3) layer Ge atoms form trimers
R30°-3Ag
Si(111)+ LEED yes yes 0.45 -2 93O1 top Si half-bilayer substituted by Li (missing top layer); 2nd half-bilayer Si atoms form
(√3x√3) trimers
R30°-3Li
Si(111)+ XRD yes yes 0.80 ± 0.02 -4 93T top Si half-bilayer substituted by Ag (missing top layer); 2nd half-bilayer Si atoms form
(√3x√3) trimers; deep relaxations
R30°-3Ag
Si(111)+ LEED yes yes 0.69 -2 93O1 top Si half-bilayer substituted by Ag (missing top layer); 2nd half-bilayer Si atoms form
(√3x√3) trimers
R30°-3Ag
Si(111)+ QK- yes yes 0.79 0 93J top Si half-bilayer substituted by Ag (missing top layer); 2nd half-bilayer Si atoms form
(√3x√3) LEED/ trimers; deep relaxations
R30°-3Ag CMTA
4.1-85
Surface Tech- Clean Ads- d01 ∆d12 ω Ref. Description
nique rec. ind [Å] [%] [°]
rec.
Si(111)+ LEED yes yes 0.78 ± 0.05 -2 95O3 top Si half-bilayer substituted by Ag (missing top layer); 2nd half-bilayer Si atoms form
(√3x√3) trimers
R30°-3Ag
Ge(111)+ XRD yes no 0.42 ± 0.02 6 93H3 conjugate honeycomb-chained-trimer (CHCT) model: Au trimers centered at T4 sites;
(√3x√3) replacing top half of top Ge bilayer; nearest Ge neighbors squeezed apart
R30°-3Au
Ge(111)+ LEED yes no 0.51 0 95O4 conjugate honeycomb-chained-trimer (CHCT) model: Au trimers centered at T4 sites;
(√3x√3) replacing top half of top Ge bilayer; nearest Ge neighbors squeezed apart
R30°-3Au
Si(111)+ LEED yes no 0.56 0 92Q1 conjugate honeycomb-chained-trimer (CHCT) model: Au trimers centered at T4 sites;
(√3x√3) nearest Si neighbors in the missing-top-layer are squeezed apart
R30°-3Au
Si(111)+ LEED yes no 0.56 0 93O1 top Si half-bilayer substituted by Au (missing top layer); Au atoms form trimers
(√3x√3)
R30°-3Au
Si(111)+ XRD yes no 0.93 -8 94K conjugate honeycomb-chained trimer (CHCT) model: Au trimers centered at T4 sites
(√3x√3)
R30°-3Au
complex reconstruction
Si(111)+ XRD yes yes 1 -58 94W3 reconstruction with zigzag Si chains separated by CaF2 chains filling missing Si rows; Si
(1x3)-CaF2 chains oriented along [1-10]; obtained by mainly lateral displacements by <1Å; Ca on
top of Si near missing Si position; F bonding to two Ca and weakly to one Si of a Si
chain
Si(111)+ XRD yes yes - - 98G1 complex reconstruction; with 14 independent Au positions in a tiling of incomplete
(6x6)-14Au pentagonal and trimer units; coordinates normal to surface not determined
4.1-86
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nique rec. ind [Å] [%] [°]
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Ge(111)+ XRD yes yes - - 98C missing-top-layer reconstruction; with 6 Ag atoms placed on Ge substitutional sites in
(4x4)-6Ag one triangular subunit of the 2D unit cell; and 9 Ge atoms forming a ring-like assembly
in the other triangular subunit; coordinates normal to surface not determined
Si(111)+ XRD yes yes 0.10; - 99B2 chains of Si atoms alternating with zig-zag chains of In atoms on an essentially
(4x1)-4In 0.21 unperturbed Si lattice
Si(111)+ XRD yes yes 2.24 ± 0.04 - 98L reconstruction into consecutive 5- and 6-fold Si rings separated by channels containing
(3x1)-Li LEED the Li atoms
Table 24. Structures of clean Si and Ge (100) surfaces. Here; dbulk is the bulk interlayer spacing; d12 is the spacing between the Group IV dimer atoms; and ω is the Group IV
dimer rotation angle.
Si(100)+0.4 SE- yes no 0.00 ± 0.02 0.00 ± 0.02 - 91M3 atomic adsorption in-plane with top layer of bulk-like Si(100); at center of square
ML-Co XAFS of top-layer Si atoms
Ge(100)+ AR- yes no 1.08 - - 88L atomic adsorption in bridge (i.e. bulk continuation) sites of unreconstructed but
(2x1)-S PEFS relaxed substrate
Si(100)+ TOF- yes no 0.81 - - 93S2 atomic H saturates the Si dangling bonds; forming unreconstructed substrate
(1x1)-2H SARS
Ge(100)+ LEED yes yes 1.35 0 0 96P H (D) atoms cap non-tilted Ge dimer atoms; symmetric dimers; relaxations
(2x1)-H (D) down to fifth layer
Si(100)+ HEIS yes yes 1.017 (Ge) 0 - 94G3 Sb forms asymmetrical dimers on Ge monolayer on unrelaxed substrate; Ge
(disordered)- 1.428 (Ge) resides near continuation sites of substrate; so that whole structure is similar to
Ge+ 2.847 (Sb) clean dimerized Si(100); but considerably disordered
(disordered)- 3.183 (Sb)
Sb
Si(100)+ TOF- yes yes 0.89 0.0 0.0 93S2 atomic H resides at the Si dangling bond position of symmetrical dimers
(2x1)-2H SARS
4.1-88
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Si(100)- PED yes yes 1.62 ± 0.4 0.3 ± 0.4 8±8 97F3 NH2 adsorbed on one end of Si dimers; buckling of dimers probably lifted
(2x1)+
(disordered)-
NH2
Si(100)- PED yes yes - - - 98F OH and H adsorbed at dangling-bond sites of relatively symmetric Si dimers
(2x1)+
(disordered)-
OH+H
Si(100)+ XSW yes yes 3.06 ± 0.03 0.83 ± 0.03 20 ± 2 95C1 Rb adsorbed on top of the highest of the two Si atoms forming an asymmetric
(2x1)-Rb surface dimer
(top;
disordered)
Si(100)+ LEED yes yes 1.85 0 0 90W2 atomic adsorption in 'pedestal site'; bridging pairs of adjacent Si dimers; which
(2x1)-Na are stretched wrt clean Si(100)-(2x1)
Si(100)+ XSW yes yes 1.44 ± 0.03 0.00 ± 0.02 0±2 95C1 Rb adsorbed at pedestal site; at center between two adjacent symmetrical Si
(2x1)-Rb dimers
(pedestal;
disordered)
Si(100)+ XSW yes yes 2.40 ± 0.03 0.00 ± 0.02 0±2 95C1 Rb adsorbed at bridge site; over midpoint of symmetrical dimer
(2x1)-Rb
(bridge;
disordered)
4.1-89
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nique rec. ind [Å] [Å] [°]
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Si(100)+ XSW yes yes 1.38 ± 0.03 0.00 ± 0.02 0±2 95C1 Rb adsorbed at valley site; at center between 4 symmetrical dimers
(2x1)-Rb
(valley;
disordered)
Si(100)+ LEED yes yes 1.75 1.15 ± 0.1 29 91U atomic adsorption as 'double layer' model; with K at both the pedestal and cave
(2x1)-2K sites on a dimerized Si(100)-(2x1) substrate
Si(100)+ LEED yes yes 1.03; 0 0 93U atomic adsorption as 'double layer' model; with K at both the pedestal and cave
(2x1)-2K 1.58 sites on a dimerized Si(100)-(2x1) substrate
Si(100)+ LEED yes yes 2.46 0 0 93U atomic adsorption as 'double layer' model; with Cs at both the pedestal and cave
(2x1)-2Cs sites on a dimerized Si(100)-(2x1) substrate
2.95 0 0
adsorption at cave+bridge sites on dimer
Si(100)+ XRD yes yes 2.72 0 0 98M2 partial lifting of clean-surface dimerization; with adsorption on both dimer-bridge
(2x1)-2K 2.17 site and valley-bridge site
Si(100)+ XRD yes yes 2.66 0 0 98M2 partial lifting of clean-surface dimerization; with adsorption on both dimer-bridge
(2x1)-2Cs site and valley-bridge site
Ge(100)+ XRD yes no 1.39 ± 0.06 - 0 92L asymmetric Sb-Sb dimers replace Ge-Ge dimers of clean Ge(100); dimers are
(2x1)-2Sb 1.43 ± 0.06 laterally shifted from symmetry axis by 0.16 Å; and perhaps slightly tilted;
substrate relaxes to 4th Ge layer (laterally in 1st; 4th layers; buckling in 2nd; 3rd
layers)
4.1-90
Surface Tech- Clean Ads- d01 d12 ω Ref. Description
nique rec. ind [Å] [Å] [°]
rec.
Ge(100)+ XSW yes no 2.01 ± 0.07 - 0 95L1 symmetrical Sb dimer overlayer on unreconstructed; relaxed substrate: topmost
(2x1)-2Sb Ge-Ge interlayer spacing contracted (this contraction could be spread more
uniformly over more spacings)
Si(100)+ XSW yes no 1.64 ± 0.02 - 0 95L3 Sb dimer on unreconstructed substrate (dimer orientation perp. to that of the Si
(2x1)-2Sb dimer formed after removal of the Sb layer; i.e. parallel to Si dimer formed by
substitution of Si for Sb)
Si(100)+ SE- yes no 1.74 ± 0.06 - 0 91R Sb dimer on unreconstructed substrate (dimer orientation perp. to that of the Si
(2x1)-2Sb XAFS dimer formed after removal of the Sb layer; i.e. parallel to Si dimer formed by
substitution of Si for Sb)
Si(100)+ LEED yes yes 1.08 ± 0.05 0.00 ± 0.05 0 ± 1 93S1 non-buckled Al dimer between and parallel to Si dimers (like clean-surface
(2x2)-2Al dimers but without buckling); with multilayer relaxations
Si(100)+ LEED yes yes 1.07 ± 0.05 0.00 ± 0.05 0 ± 1 94S1 non-buckled Ga dimer between and parallel to Si dimers (like clean-surface
(2x2)-2Ga dimers but without buckling); with multilayer relaxations
Si(100)+ XSW yes yes 1.03 ± 0.02 - - 95T non-buckled Ga dimers are centered at valley bridge sites with the Ga-dimer
(2x2)-2Ga bond oriented parallel to the underlying Si-dimer bonds
complex reconstructions
Si(100)+ TOF- yes yes - 0 0 93W2 for Si substrate; the crosswise linked dimer (CLD) model is consistent with
c(4x4)-12H SARS experimental data
Ge(100)- XRD yes yes 0.057 0.792 19 94M3 disordered overlayer on reconstructed relaxed substrate; adatoms occupy T3 site
(2x1)+Cs (on top of 3rd layer Ge); asymmetric Ge-dimer remain; with 2 equivalent
(disordered) random orientations
Ge(100)- XRD yes yes 0.51 ± 0.2 0.57 ± 0.06 12 ± 2 95M2 disordered overlayer on reconstructed relaxed substrate; Na occupies two sites:
(2x1)+Na near T3 (on top of 3rd layer Ge) and near T4 site; asymmetric Ge dimers remain;
(disordered) with 2 equivalent random orientations
Ge(100)- XRD yes yes 0.79 ± 0.2 0.57 ± 0.06 12 ± 2 95M2 disordered overlayer on reconstructed relaxed substrate; adatoms occupy T3 site
(2x1)+K (on top of 3rd layer Ge); asymmetric Ge-dimers remain; with 2 equivalent
(disordered) random orientations
4.1-91
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Si(100)+ GIXD yes yes 0.866 (Si) 0 0 98B2 dimer rows with a sequence of two In-Si dimers followed by a Si vacancy
(3x4)-6In STM 0.996(In) allowing stress relief; In-Si-In 'trimers' between the dimer rows saturating
2.396(In) dangling bonds of Si atoms; relaxations down to the sixth layer
2.566 (Si)
Si(311)+ QK- yes no 1.37 95Z adatom on bridging continuation site on unreconstructed substrate relaxed down to 9th
(1x1)-Pb LEED Si monolayer
dimerization of substrate
Si(311)+ LEED yes yes - 94H6 2 top layer (100)-like Si atoms form dimers; 3rd (100)-like Si atom absent; 2 Si atoms;
(3x1)-H previously bonded to it; form another dimer; surface relaxations extend down to six
layers from the surface; H positions not determined
4.1-92
Table 28. Structures of clean zincblende(110) surfaces. Here; dbulk is the bulk interlayer spacing; d12 is the outermost spacing (buckling) between the tilted Group III-V
(or II-VI) atom chains; and ω is the tilt angle of these chains.
Table 29. Adsorbate-induced structures on zincblende(110) surfaces. Here; d01 is the local adsorbate height; d12 is the outermost spacing (buckling) between the tilted Group III-
V atom chains; and ω is the tilt angle of these chains.
GaAs(110)+ PD no no - 0.15 6 ±1.5 95R surface derelaxes towards ideal termination; H atom positions unknown
H (0.25 ML)
GaAs(110)+ GIXD no no - -0.115 -5 ± 1 94R small counter-relaxation; H atom positions unknown
H (0.8 ML)
GaAs(110)+ TOF- no no - 0.0 ± 0.08 0±3 97G2 surface derelaxes towards ideal termination; H atom positions unknown
H (low SARS
coverage)
GaAs(110)+ TOF- no no - -0.08 ± 0.08 -3 ± 3 97G2 small counter-relaxation; H atom positions unknown
H (high SARS
coverage)
GaAs(110)+ LEED no no 2.39 -0.100 -4 82D Sb forms zigzag chains continuing GaAs lattice outward; but with expanded Sb-Sb
(1x1)-2Sb 2.29 and Sb-substrate distances; and with slight tilting of topmost GaAs chains
4.1-94
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GaAs(110)+ LEED no no 2.36 -0.111 -5 90F2 Sb forms slightly tilted zigzag chains continuing GaAs lattice outward but with
(1x1)-2Sb 2.29 expanded Sb-Sb and Sb-substrate distances and with slight tilting of topmost GaAs
chains
GaAs(110)+ LEED no no 2.51 -0.106 -4 90F2 Bi forms slightly tilted zigzag chains continuing GaAs lattice outward but with
(1x1)-2Bi 2.42 expanded Bi-Bi and Bi-substrate distances and with slight tilting of topmost GaAs
chains
GaSb(110)+ XRD no no - - 34 (Bi-Bi) 98V1 Bi forms almost untilted zigzag chains bonded alternately to Ga and Sb atoms of
(1x1)-2Bi bulk-terminated unrelaxed surface
InP(110)+ LEED no no 2.39 -0.027 -1 92F adatoms forming (slightly tilted) zigzag chains; continuing relaxed substrate lattice
(1x1)-2Sb 2.26
InP(110)+ LEED no no 2.6 0.038 1 92F adatoms forming (slightly tilted) zigzag chains; continuing relaxed substrate lattice
(1x1)-2Bi 2.4
InP(110)+ XSW no no 1.97 ± 0.06 0.0 0 96D2 S atoms bonded to surface In and occupying sites near P sites of continuation of
(1x1)-SH+H bulk structure into vacuum; outer InP layer is 'unrelaxed' to bulk-terminated
structure
GaSb(110)+ XRD no yes - - - 98V2 2 strongly tilted (34°) Bi-Bi zig-zag rows replace every other Ga-Sb zig-zag row of
(2x1)-4Bi clean surface; inducing subsurface relaxations
GaAs(110)+ LEED no yes - 0.69 31 81K substitution of Al in 2nd-layer Ga positions; otherwise same structure as
(1x1)-1Al GaAs(110) (class. no. 31.33.26); except for 0.1Å reduction of 1st-2nd layer
(low spacing
coverage)
4.1-95
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rec.
GaAs(110)+ LEED no yes - 0.69 31 81K substitution of Al in 2nd- and 3rd-layer Ga positions; otherwise same structure as
(1x1)-2Al GaAs(110) (class. no. 31.33.26); except for 0.1Å reduction of 1st-2nd layer
(medium spacing
coverage)
GaAs(110)+ LEED no yes - 0.69 31 81K substitution of Al in 1st; 2nd- and 3rd-layer Ga positions; otherwise same structure
(1x1)-3Al as GaAs(110)-2Al; except for 0.1Å reduction of 1st-2nd layer spacing; higher
(high coverages cause Al substitution in deeper layers; e.g. at 8.5ML substitution down
coverage) to at least 6th layer
Table 30. Structures of clean zincblende(111) surfaces. Here; dbulk is the bulk interlayer spacing; d12 is the outermost spacing between Group III-V atoms; and ω is the tilt angle
of these III-V bonds; relative to the surface plane.
GaAs(111)- LEED yes 0.816; 0.2 5 84T2 one missing Ga per (2x2) unit cell in heavily relaxed top bilayer; top bilayer almost planar
(2x2) 2.448
GaP(111)- LEED yes 0.787; 0.1 2 85X2 one missing Ga per (2x2) unit cell in heavily relaxed top bilayer; top bilayer almost planar
(2x2) 2.360
GaSb(111)- XRD yes 0.88; 0 0 87F one missing Ga per (2x2) unit cell in heavily relaxed top bilayer; top bilayer almost planar
(2x2) 2.64
4.1-96
Table 31. Adsorbate-induced structures on zincblende(111) surfaces. Here; d01 is the local adsorbate height; d12 is the outermost spacing between Group III-V atoms;
and ω is the tilt angle of these III-V bonds; relative to the surface plane.
GaAs(111)+ XSW yes no 2.17 ± 0.04 -0.816 19 93S5 S adatoms at top sites (bonding to Ga) on unreconstructed full-bilayer
(1x1)-S termination; substrate assumed unrelaxed
3C- LEED no no 1.61 -0.63 19 97S1 adsorption at top sites; inducing multilayer subsurface relaxations
SiC(111)+
(disordered)-O
Table 32. Structures of clean zincblende(-1-1-1) surfaces. Here; dbulk is the bulk interlayer spacing; d12 is the outermost spacing between Group III-V atoms; and ω is the tilt
angle of these III-V bonds; relative to the surface plane.
Table 33. Adsorbate-induced structures on zincblende(-1-1-1) surfaces. Here; d01 is the local adsorbate height; d12 is the outermost spacing between Group III-V atoms; and ω
is the tilt angle of these III-V bonds; relative to the surface plane.
Table 35. Adsorbate-induced structures on zincblende(100) surfaces. Here; d01 is the local adsorbate height; d12 is the outermost spacing between Group III-V atoms; and ω is
the tilt angle of these III-V bonds; relative to the surface plane.
Table 37. Adsorbate-induced structures on 6H-SiC(0001) surfaces. Here; d01 is the local adsorbate height; d12 is the outermost spacing between Group IV-IV atoms; and ω is
the tilt angle of these IV-IV bonds; relative to the surface plane.
(a) 3c (a) 2c
1c 1c 1c 1c
2c 2b 2c 3c 3b 3c
3c 3b 3b 3c 2b 2b
1b 1a 1b
1b 1a 1b
2c 2a 2a 2c
3c 3a 3a 3c
3b 3a 3b 2a
2b 2b
1c 1a 1a 1c
1c 1a 1a 1c
2b 2a 2b
3c 3b 3b 3c 3b 3a 3b
1c 1b 1c 2c 2b 2b 2c
2c 2c 1c 1b 1c
3c 3c 3c
(b) (b)
1c 1b 1a 1a 1a 1b 1c 1c 1b 1a 1a 1a 1b 1c
2c 2b 2a 2a 2a 2b 2c 2c 2b 2b 2a 2b 2b 2c
3c 3b 3b 3a 3b 3b 3c 3c 3b 3a 3a 3a 3b 3c
Fig. 3. Sketch of fcc(111) fcc-hollow site. Fig. 4. Sketch of fcc(111) hcp-hollow site.
Views are (a) along the surface normal and (b) parallel to surface. The dashed line in (a) denotes the cutting plane
used for the view in (b). The digits 1, 2, 3, … label atomic layers of the substrate (index l), while the letters a, b, c, …
label atomic shells around the adsorption site axis (index s). These views and conventions are used in
Figs. 3 - 35.
(a) (a)
1c 1c 1b 1c
3c 3c 3c 3c
2c 2b 2c 2c 2b 2c
1c 1b 1b 1c 1b 1a 1a 1b
3b 3a 3b 3b 3a 3b
2c 2a 1a 2a 2c 2c 2a 2a 2c
1b 1b 1c 1a 1a 1c
3c 3a 3a 3c 3c 3a 3a 3c
2b 2a 2b 2b 2a 2b
1c 1b 1b 1c 1b 1a 1a 1b
3c 3b 3c 3c 3b 3c
2c 2c 2c 2c
1c 1c 1b 1c
(b)
1c 1b 1a 1a 1a 1a 1b 1c
(b)
1c 1b 1b 1a 1b 1b 1c
2c 2b 2a 2a 2a 2b 2c
2c 2b 2a 2a 2a 2b 2c
3c 3b 3a 3a 3a 3b 3c
3c 3b 3a 3a 3a 3b 3c
Fig. 5. Sketch of fcc(111) top site. Fig. 6. Sketch of fcc(111) substitutional site.
(a) 1c 1c (a) 2c
2c 2b 2c 1c 1c
1b 1a 1b 2b 2b
2c 2a 2a 2c 1b 1a 1b
2a
1c 1a 1a 1c 2b 2b
2b 2a 2b 1c 1a 1a 1c
1c 1b 1c 2c 2b 2b 2c
2c 2c 1c 1b 1c
(b) (b)
1c 1b 1a 1a 1a 1b 1c 1c 1b 1a 1a 1a 1b 1c
2c 2b 2a 2a 2a 2b 2c 2c 2b 2b 2a 2b 2b 2c
3c 3b 3a 3a 3a 3b 3c 3c 3b 3a 3a 3a 3b 3c
Fig. 7. Sketch of hcp(0001) fcc-hollow site. Fig. 8. Sketch of hcp(0001) hcp-hollow site.
(a) (a) 1c 1c
1c 2c 2b 2c
2c 2b 2c
1c 1b 1b 1c 1b 1a 1b
2c 2a 2a 2c
2c 2a 1a 2a 2c
1b 1b
1c 1a 1a 1c
2b 2a 2b 2b 2a 2b
1c 1b 1b 1c
2c 2c 1c 1b 1c
1c 2c 2c
1a
(b)
1c 1b 1a 1a 1b 1c
(b)
1c 1b 1b 1a 1b 1b 1c
2c 2b 2a 2a 2a 2b 2c
2c 2b 2a 2a 2a 2b 2c
3c 3b 3a 3a 3a 3b 3c
3c 3b 3b 3a 3b 3b 3c
Fig. 9. Sketch of hcp(0001) top site. Fig. 10. Sketch of hcp(0001) octahedral interstitial site.
(a) 2c (a)
1c 1c
1c 2b 1b 2b 1c
2b 2b
1b 1a 1b 2a
2c 1a 1a 2c
2a
2b 2b
1c 1a 1a 1c
1c 2b 1b 2b 1c
2c 2b 2b 2c
1c 1b 1c
1a
(b)
1c 1b 1a 1a 1b 1c
(b)
1c 1a 1b 1a 1c
2c 2b 2b 2a 2b 2b 2c
2c 2b 2a 2b 2c
3c 3b 3a 3a 3a 3b 3c
3c 3a 3b 3a 3c
Fig. 11. Sketch of hcp(0001) tetrahedral interstitial site. Fig. 12. Sketch of bcc(110) center site.
(a) (a) 1c 1b 1b 1c
2c 2b 2c
1d 2b 1a 2b 1d
1b 1a 1a 1b
2a
2d 1b 1b 2d 2b 2b
2a
1b 1a 1a 1b
1e 2c 1c 2c 1e
2c 2b 2c
1c 1b 1b 1c
(b)
1d 1b 1a 1b 1d (b) 1b 1a 1a 1b
2d 2b 2a 2b 2d 2b 2a 2b
3d 3b 3a 3b 3d 3b 3a 3a 3b
Fig. 13. Sketch of bcc(110) 3-fold coordinated hollow site. Fig. 14. Sketch of fcc(100) hollow site.
(a) (a) 1c
2c 2b 2b 2c 2c 2b 2b 2c
1c 1b 1c 1b 1a 1b
2b 2a 2a 2b 2b 2a 2a 2b
1a 3a
1b 1b 1c 1a 1a 1c
2b 2a 2a 2b 2b 2a 2a 2b
1c 1b 1c 1b 1a 1b
2c 2b 2b 2c 2c 2b 2b 2c
1c
(b) 1c 1a 1a 1c
(b) 1b 1a 1b 2b 2a 2a 2b
2b 2a 2a 2b
3d 3b 3a 3b 3d
3b 3a 3b
Fig. 15. Sketch of fcc(100) top site. Fig. 16. Sketch of fcc(100) substitutional site.
(a) 1c 1b 1b 1c (a) 2c
2c 2b 2c 1b 1b
1b 1a 1a 1b 2b 2a 2b
2a
2b 2b 1c 1a 1a 1c
1b 1a 1a 1b 2b 2a 2b
2c 2b 2c 1b 1b
1c 1b 1b 1c 2c
(b) 1b 1a 1a 1b (b) 1c 1a 1a 1c
2b 2a 2b 2b 2a 2b
3b 3a 3a 3b 3c 3a 3a 3c
Fig. 17. Sketch of bcc(100) hollow site. Fig. 18. Sketch of bcc(100) bridge site.
(a) 2c
(a) 1b 1b
1b 1b
2d 2b 2d
2b 2a 2b 1c 1a 1a 1c
2a
1c 1a 1a 1c 2c 2c
2b 2a 2b 1c 1a 1a 1c
2d 2b 2d
1b 1b
1b 1b
2c
(b) 1c 1a 1a 1c (b) 1c 1a 1a 1c
2b 2a 2b 2c 2a 2c
3c 3a 3a 3c 3c 3a 3a 3c
Fig. 19. Sketch of bcc(100) 4-fold coordinated Fig. 20. Sketch of fcc(110) center site.
interstitial site.
(a) (a) 1c 1c
1c 2d 2c 2d
2b 1b 1b
1b 1a 2b 2a 2b
2a 2c 1c 1a 1a 1c
1b 1a 2b 2a 2b
2b 1b 1b
1c 2d 2c 2d
1c 1c
(b) 1b 1a
(b) 1c 1a 1a 1c
2a 2c
2b 2a 2b
3b 3a
3c 3a 3a 3c
Fig. 21. Sketch of fcc(110) 3-fold coordinated hollow Fig. 22. Sketch of fcc(110) long-bridge site.
site.
(a) 2d (a)
2b 2b
1c 1b 1b 1c
1d 1b 1d
2c 2b 2a 2b 2c
2c 2a 2a 2c
1a
1b 1a 1a 1b 1c 1c
2c 2a 2a 2c
2c 2b 2a 2b 2c
1d 1b 1d
1c 1b 1b 1c
2b 2b
2d
(b) 1b 1a 1a 1b
(b) 1c 1a 1c
2c 2b 2a 2b 2c
2c 2a 2a 2c
3b 3a 3a 3b
3c 3a 3c
Fig. 23. Sketch of fcc(110) short-bridge site. Fig. 24. Sketch of fcc(110) upper top site.
(a) 2c 2c
(a) 1b 4b 1b
1c 1b 1c
3b 2b 3b
2b 2a 2a 2b 4c 1a 4a 1a 4c
3a 2a
1a 1a 2c 3a 3a 2c
2b 2a 2a 2b 4c 1a 4a 1a 4c
3b 2b 3b
1c 1b 1c
1b 4b 1b
2c 2c
(b) 1a 1b 1a
2b 2a 2a 2b (b) 1a 1a
3b 3a 3b 2c 2a 2c
3a 3a
4c 4a 4c
Fig. 25. Sketch of fcc(110) upper substitutional site. Fig. 26. Sketch of hcp(10-10) center site.
(a) 1c 1c
(a) 4c 1c 3c
2b 3b 2b 2a 2b
1b 4a 1a 4b 4b 4a 4a 4b
3c 2a 3a 2c 1b 1a 1a 1b
3b 3a 3b
1b 4a 1a 4b
2b 3b 2b 2a 2b
4b 4a 4a 4b
4c 1c
1c 1c
3c
(b) 1b 1a
2a 2c
(b) 1b 1a 1a 1b
3c 3a
2b 2a 2b
4a 4b
3b 3a 3b
4b 4a 4a 4b
Fig. 27. Sketch of hcp(10-10) 3-fold coordinated Fig. 28. Sketch of hcp(10-10) short-bridge site.
hollow site.
(a) 1c 2c 4c 1c
(a) 1b 2b 4b 1c
2c 4b 1b 2b 4c
1c 2b 4a 1a 2b 4c 1b 2a 4a 1b 2c
2a 1a
4b 1a 4a 1b 1c 2b 4a 2a 4b 1c
1c 2b 4a 1a 2b 4c 1b 2a 4a 1b 2c
2c 4b 1b 2b 4c
1b 2b 4b 1c
1c 2c 4c 1c
(b) 1c 1a 1a 1b
2b 2a 2b
(b) 1c 1b 1a 1b 1c
2b 4c
2a 2a 2c
3b 3a 3b
4b 4a 4a 3b 3a 3a 3c
4a 4a 4b
Fig. 29. Sketch of diamond(111) T4 site. Fig. 30. Sketch of diamond(111) top site.
(a) 1b 2c 4c 1b
(a) 1d 4c 2c 1e
2c 4b 1a 2b 4c
2b 1a 4b 4c 1a 2a 4a 1a 2c
1b 4a 2a 1c 1b 2b 4a 2a 4b 1b
2b 1a 4b 4c 1a 2a 4a 1a 2c
2c 4b 1a 2b 4c
1d 4c 2c 1e
1b 2c 4c 1b
(b) 1b 1a 1c (b) 1b 1a 1a 1b
2b 2a 2b 2a 2a 2c
3b 3a 3b 3a 3a 3c
4a 4b 4c 4a 4a 4b
Fig. 31. Sketch of diamond(111) bridge site. Fig. 32. Sketch of diamond(111) substitutional top site.
(a) 1c 2c 1c
(a) 4d 1b 4b 1b 4d
3d 4b 3c 4b 3d
1b 2b 1a 2a 1a 2b 1b 2b 3b 2a 3a 2a 3b 2b
4a
4c 3b 4a 3a 4a 3b 4c 1c 4c 1a 1a 4c 1c
1b 2b 1a 2a 1a 2b 1b 2b 3b 2a 3a 2a 3b 2b
3d 4b 3c 4b 3d
4d 1b 4b 1b 4d
1c 2c 1c
(b) 1c 1a 1a 1c
(b) 1b 1a 1a 1b
2b 2a 2a 2b
2b 2a 2b
3b 3a 3b
3b 3a 3b
4c 4a 4c
4c 4a 4a 4c
Fig. 33. Sketch of diamond(100) center site. Fig. 34. Sketch of diamond(100) continuation bridge
site.
(a) 1c 2c 4c 1c
2c 4b 1b 2b 4c
4c 1b 2a 4a 1b 2c
1a
1c 2b 4a 2a 4b 1c
4c 1b 2a 4a 1b 2c
2c 4b 1b 2b 4c
1c 2c 4c 1c
(b) 1c 1b 1a 1b 1c
2b 2a 2a 2c
3b 3a 3a 3c
4c 4a 4a 4b
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99S1 Stichler, M., Menzel, D.: Surf. Sci. 419 (1999) 272.
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Spectrosc. Relat. Phenom. 103 (1999) 245.
99W Watson, P.R., Van Hove, M.A., Hermann, K.: NIST Surface Structure Database - Ver. 3.0,
National Institute of Standards and Technology, Gaithersburg, Maryland (1999). Contact:
Standard Reference Data Program, National Institute of Standards and Technology,
Building 820, Room 113, Gaithersburg, MD 20899; http://www.nist.gov/srd/nist42.htm;
http://electron.lbl.gov/ssd/ssd.html.
4.2.1 Introduction
At the solid-state vacuum interface, the electron density drops to zero within less than an atomic distance
normal to the surface (z-direction). This drop in electron density is typically characterized by some spill-
out of the most weakly bound electrons, i.e., the electrons in the valence or conduction band, into the
vacuum leaving behind some positively charged volume in the first atomic layer. Thus, at the surface a
dipole is established with its negative end pointing out of the surface. If the electrostatic potentials energy
of an electron is given by v(z), this surface dipole can be described by a potential step
D = v() – v(- ) (1)
So, the potential of an electron at rest in a macroscopic distance away from the surface v() is larger than
the average potential deep in the crystal v(- ). This potential step serves, in part, to keep the electrons
within the crystal. v() often is called the “vacuum level”. The second part of the surface barrier keeping
the electrons within the solid matter (at low temperature) is due to short range Coulomb interactions
– exchange and correlation – which is a pure bulk effect.
On this background the work function Φ is defined as the minimum energy needed to transfer an
electron from the bulk to a point in a macroscopic distance outside the surface leaving it there a rest, i.e.,
at zero kinetic energy. With EN, the total energy of N electrons in the bulk, Φ is given by:
where µ is the bulk chemical potential referred to the mean electrostatic potential in bulk v(- ). Formula
(4) clearly separates the surface component D and the bulk component µ of the work function.
At this point, it becomes also evident how adsorbates can influence Φ. Adsorbates at a condensed-matter
surface do certainly not influence µ but may influence the dipole layer at the surface. As it was outlined
already by Bonzel in the introduction, adsorbed species may develop a dipole moment during bond
formation with the surface atoms or its permanent dipole may get oriented in the electric field at the
surface. The work function change ∆Φ is given by the classic Helmholtz equation
∞
∆Φ = 4πe ∫ zδn (z)dz .
−∞
(5)
A compilation of work function data for clean metal surfaces (mostly single cristalline) are published in
[94J3].
It is well known that the work function of a single-crystalline sample depends on the crystallographic
surface plane for which it is measured. Generally, Φ increases with the surface atomic density. On the
other hand, according to the definition given above Φ is a macroscopic thermodynamic quantity
independent of surface crystallography. If the work function would simply depend on the path way
normal to the surface, along which the electron is transferred into vacuum, the construction of a
perpetuum mobile would be possible. Since the latter cannot be the case, a paradoxical situation arises.
The answer to this paradoxon has been found in the consideration of the inhomogeneous field at the edges
between the differently oriented surfaces. Moving the electron from in front of one surface to another the
electron looses or gains energy in crossing the edge fields. At infinity there is only one value of Φ and the
face-specific values have to be lowered or raised approaching the material-specific value at infinity. From
this argument it is much more reasonable to talk about the local potential in front of a surface instead of
the work function of this surface. This point was stressed by Wandelt who introduced photoemission from
adsorbed Xe as a method to probe the local potential in front of a surface [87W].
The question remains how far the probe has to be above the surface to measure the local potential.
From our remarks up to this point, an atomic distance would be enough as we have only considered the
electrostatic potential of the surface dipole layer. Besides this there is a second contribution, the image
potential which is of larger range. Outside a metal surface (which is the most obvious example) an
electron repels electrons at the metal surface thus modifying its charge density. Between the positive
charge density at the surface and the electron there is an attraction which is described by the well known
image potential, e2/4z, where e denotes the electron charge and z the distance from the surface. The
positive charge induced at the surface can be considered as the residue of the exchange and correlation
hole the electron created around itself in the bulk.
Therefore, a safe distance from the surface at which all distance-dependent changes of the local potential
have vanished is z0 = 104 ǖ >+@ 7KLV GLVWDQFH LV PDFURVFRSLFDOO\ VWLOO D VKRUW GLVWDQFH ,Q RUGHU WR
avoid any influence of the edge fields the lateral distance to such edges should be larger than z0. This is
easily fulfilled for the case, where single crystalline surfaces of a diameter of several mm are studied.
The above cited method of photoemission from adsorbed rare gases does not fulfill this criterion and has,
therefore, to be used with care. The great advantage on the other hand is the small lateral extension of the
rare gas atom probe which makes it possible to study surfaces of very small patches down to locally
stoichiometric compound surfaces. Actually, the method was invented when it was found that
photoemission from Xe physisorbed at steps gives rise to different binding energies compared to those
from the terrace [79K3].
In Fig. 1 four different types of work-function changes with coverage are sketched. Types I and II are for
electronegative adsorbates as, e.g., for oxygen or chlorine: the electronegative species attracts some
negative charge which increases the barrier for the outgoing electron. Types III and IV are due to an
inversion of the dipole moments of types I and II. Typical examples for electropositive species are the
alkali metals.
∆Φ1 Type I
0 θ1
∆Φ1 Type II
∆Φ2
Work − function change ∆Φ
0 θ1 θ2
Type III
∆Φ1
θ1 θ2
0
∆Φ2 Type IV
For all types in Fig. 1 is common that there is a more or less extended linear change with exposure θ for
θ ĺ 0. This is quite easily understood assuming that each adsorbed species contributes by its own typical
dipole moments p to the overall work-function change ∆Φ which is given by the Helmholtz equation
∆Φ = -4πepNa (6)
where Na is the number of adsorbed atoms per unit area. Eq. (6) describes basically the types I and III.
A linear change of Φ with Na is actually not observed, instead the change of Φ per adsorbed atom
becomes smaller. This is formally explained by depolarisation due to lateral interaction between the
dipoles. This has been modeled by Topping [27T] for mobile adsorption:
∆Φ = -4πeµ0Na(1 + 9αNa3/2)-1 (7)
= 3.77·10-15µθ(1 + 9αθ3/2)-1 (7’)
where µ0 is the initial dipole moment (for Na ĺ 0) and α denotes an effective polarizability. In Eq. (7’) θ
is the surface coverage in atoms cm-2, µ the dipole moment in D, and α the polarizability in cm3. This
Topping formula is often used to extract p0 and α from the measured ∆Φ curves. It should be noted,
however, that the depolarization may be a very involved process and may be differ among different
systems. So, it was shown in calculations for Cs/W(100) that not only Cs 6s and W 5d contribute but also
a significant counter-polarization of the Cs 5p shallow core level was found [83W2].
This short paragraph is not intended to describe the experimental techniques to measure work function
and work-function changes in detail. For this purpose one may look into chapter 2.4 or into older review
articles [69R, 72H2, 79H3]. There are basically three absolute methods: Thermionic emission (Therm),
field electron emission (FEM), and photoelectron emission (PYS, ARUPS). Besides this and even more
important are relative methods which can be divided into three groups: secondary electron edge methods
(SE edge), Kelvin methods (Kelvin) and the reflection of electron beams (diode). We have introduced
here the acronyms used in the tables below. Before we start presenting the data collection we will briefly
comment on the above listed methods:
According to the Dushman-Richardson equation, the electron current upon heating a substrate of work
function Φ is given by
I = A(1 – r) T2 exp(-Φ/kT) (8)
where A is a known constant, T the temperature, k the Boltzmann constant and r the reflection coefficient
of the outgoing electron at the surface potential barrier. The experiments to deduce Φ from Eq. (8) are
very difficult; the current depends exponentially on Φ and space charge problems can introduce severe
problems. Also the geometry of the emitting surface and fringe fields have to be controlled. Interestingly,
it could be shown that the maximum of the energy distribution of thermoionic emitted electrons shifts
with Φ [85E]. For many adsorbate-induced work-function changes this method is useless, since the
adsorbate may desorb before the temperature is high enough to produce measurable current densities.
If an electric field is applied to a metal surface the potential barrier at the surface may become narrower
so that electrons may tunnel through the barrier. The field-emitted electron current I is given by the
Fowler-Nordheim equation [28F]
I = BE2 exp(-βE-1) (9)
where B and β are constants containing Φ, and E is the electric field strength. A so-called Fowler-
Nordheim plot of ln(IE-2) vs. E-1 yields a straight line from which Φ can be derived. Usually, field
emission sets in at fields of the order of 106 Volt cm-1. Such fields can easily be obtained if the metal
surface is formed as a tip. As such a tip is composed of different surfaces with different Φ, measuring the
total current leads to only an average value of Φ, weighted towards the surfaces of low Φ. Much more
sensible results are achieved with the probe hole technique by which the current from different areas of
the tip is analyzed separately. It became possible to follow the arrival of single evaporated atoms in the
current jumps from a W(110) surface [77K].
During the sixties FEM was the best-choice method. Later, some drawbacks were clearly recognized
[71F, 81S]:
(1) The shape of the emitter influences the strength of the electric field. If a planar facet is too large,
the field gets reduced in its center region.
(2) The state of the adsorbate may be influenced by the electric field.
(3) There is a large uncertainty about the actual coverage of an adsorbed metal at an individual facet.
The adsorbate under investigation is usually deposited onto one side of the tip which is kept at low
temperature (room temperature) or below. Later the adsorbate is spread over the whole tip at
elevated temperatures. Assuming that an equilibrium between the different faces is achieved this
way, the coverage at the faces with the higher binding energy may be larger.
(4) There may be also structural changes within the adsorbate layer occurring during the preparation at
higher temperatures.
In spite of these difficulties, reasonable results have been collected using the FEM method [79S2, 81S].
We call this method photoemission yield spectroscopy (PYS) if photons near to threshold are used and all
photoelectrons are collected [77S]. If VUV photons are used and photoelectron spectra are measured, we
call the method ARUPS from angle-resolved UV-light photoelectron spectroscopy. Energy conservation
in photoemission is given by
F
Ekin = hν – E B – Φ , (10)
where the kinetic energy Ekin of the outgoing photoelectron is given by the photonenergy hν, the binding
F
energy of the electron E B (with reference to the Fermi edge) and the work function Φ. Eq. (10) indicates
that there is threshold photonenergy (hν)t so that photoelectrons with Ekin 0 are emitted for hν (hν)t.
For a metal the electronic levels are filled up to EF so that
(hν)t = Φ . (11)
So, the photoemission process establishes the possibility to determine an absolute value of Φ. In practice
there are several ways to make use of Eqs. (10) and (11). The first way was to use UV light with
hν (hν)t § 5 eV. It can be shown [31F] that there is a narrow photon energy range (§ 0.5 eV) above
threshold in which the yield of photoelectrons Y(hν) increases proportional to (hν-Φ)2. If one plots
Y(hν)1/2 as a function of hν (Fowler plot) and extrapolates for hν ĺ 0, one can obtain Φ.
The second way could be realized after development of VUV-light sources and energy analyzers for
the photoelectrons. If one collects all electrons without cutting off some at the low energy end of the
spectrum, one measures the width W of the photoelectron energy distribution curve. For a metal this is
quite easy, since both the secondary electron threshold as well as the Fermi edge exhibit a large enough
intensity. Thus, the work function can be determined from
Φ = hν - W. (12)
By this method absolute work function values can be determined with an accuracy of ±10 meV under the
following conditions:
Both conditions are fulfilled for the ARUP spectrometer (ADES 400, VG Scientific) which we use in our
laboratory. For a Pt(111) surface and a pass energy of the spectrometer of 5 eV we have measured a linear
increase of intensity from 10...90% within 120 meV at the secondary-electron threshold and a 10...90%
drop of intensity within 140 meV at the Fermi edge. Under these conditions the secondary-electron
threshold is as sharp as the Fermi edge. We have therefore included the energy resolution of our
spectrometer at both edges. Furthermore, one can derive great benefit from the VUV-discharge lamps
(e.g., the He-lamp) whose photon energy is precisely known. The energy of the HeIα line, e.g., is
hν = 21.217 eV [70T]. Alternatively, one can perform two-photon photoelectron emission by using UV
lasers. In this case one overcomes the surface barrier with the help of 2hν and hν is also known with high
precision.
If photons or charged particles, like electron or ions, interact with bulk material, inelastic processes occur
and so-called secondary electrons (SE) are created. These electrons are in empty states above EF and
even above the vacuum level. They can leave the bulk if their energy (with wave vector perpendicular to
the surface) is larger than Φ (taking EF as the energy zero). The secondary-electron edge, i.e., the energy
interval in which the current of secondary-electron drops to zero has a width of 0.05 to 1.0 eV depending
on geometry and energy resolution of the electron energy spectrometer. Quite clearly, the SE edge shifts
as Φ is changed. This shift can be used to determine a work-function change ∆Φ. The shift is measured
very often at the half height of the SE edge where the SE current depends linearly from energy in most
cases. In our tables, presented below, we have indicated this experimental method by SE edge (XPS)
including in brackets the process which creates the SE edge, XPS given as an example here. Further
probes to create SEs are electrons (E) or UV photons (UPS).
If an electron beam is directed towards a surface, it gets reflected if its potential is equal to - (EP/e + ∆Φ),
the negative value of the primary energy divided by e and corrected for ∆Φ between the surface and the
electron emitter (in the widest sense: cathode, electron gun, etc.). Since the surface serves here as the
anode in a diode configuration, the name diode method has been chosen. This method was introduced
early by P.A. Anderson [35A]. Many details of different experimental set-ups are discussed in [73K2,
79H3]. It was pointed out [85K8] that for carefully chosen conditions and for a patchy surface, i.e., a
surface consisting of a composite of smaller areas of different work function, the diode method measures
the same arithmetical average of Φ as the Kelvin method (see below). How to use a HREEL spectrometer
for the diode method is reported in Ref. [85S3].
The vibrating capacitor method is based on the work of Lord Kelvin [1898K] and of Zisman [32Z]. A
condensor is formed of the surface to be studied and a reference electrode in front of it which are
connected by a ammeter and a variable voltage source. If the capacitance between the plates (sample and
reference electrode) is changed, e.g., by changing their distance, a current will flow. By compensating the
contact potential difference through the voltage source, the current can be brought to zero. Since Φ of the
surface is part of the contact potential, its changes relative to the reference electrode can be measured. A
more extended description can be found in Ref. [79H3]. A very versatile instrument of this kind was
developed by Besocke [76B].
Data have been collected for metal as well as semiconductor substrates. In the case of metals only
elemental, single-crystalline samples were considered. There are a few exceptions to this general rule.
Some metallic alloys are listed in case of single-crystalline samples of well defined (stoichiometric)
composition. Some data are also incorporated for evaporated, mostly polycrystalline films of materials for
which no single-crystal data are available. For semiconductor substrates, adsorbate-induced work-
function changes consist of two contributions: band-bending and electron-affinity changes. Systems were
discarded for which the overall change in work function was small (<0.2 eV) or for which the authors did
not report a separation of the two contributions. With respect to the adsorbates, only single-component
adsorption layers were considered, i.e., co-adsorbates were omitted. Furthermore, it should be noted that
completeness – although intended – could not be achieved. It was learned that work-function data are
very often not in the center of a publication. Work-function data even seemed to many authors too
marginal to give explicitly reference to them in the title, abstract or key words. Therefore, also computer
based research could not guarantee completeness.
1. Reference (Ref.),
2. Substrate, polycr. means evaporated film which is very likely polycrystalline.,
3. Sample temperature T [K] during measurements,
4. Method of ∆Φ measurement,
5. The type (Type) of ∆Φ variation with increasing coverage as described in section 4.2.1.5,
6. The work-function change ∆Φ at θ1 (+∆Φ or ∆Φ means increase of Φ, –∆Φ decrease of Φ),
7. Coverage θ1, for which ∆Φ is determined; sometimes θ1 marks a relative coverage for which
extrema of the ∆Φ variation occur; ML stands for monolayer. A coverage notation θindex is defined
as the number ratio of adsorbed index atoms and substrate surface atoms.
8. Comments refer to additional methods applied to characterize the substrate surface and remarkable
results. µ0 is the dipole moment of the adsorbate for coverage extrapolated to zero (in units of
Debye (D)). α is the respective polarizability (in units of cm3).
If the method or substrate temperature are not mentioned in the reference these informations could not be
included in the tables. A missing temperature mostly indicates room temperature measurements (300 K).
If the method was not unambiguously identified it is set into parentheses in the table: (method).
The electron work-function data are presented in tables. Figures are shown only for some remarkable
results. Exception is made for H, CO and Cu for which more figures are shown. These systems may serve
as examples for all the other adsorbates.
Fig. 3...10
Table 7. C60
Al(110) +0.95 1 ML
97K3 Cu(111) SE edge -0.08 1 ML LEED, UPS, XAS
(UPS) See also Table 8.
94G2 GeS(001) SE edge 0.1 1 ML LEED, X-Diffraction, SEM, XPS,
(UPS) UPS
C60(111)-lage
94J Rh(111) SE edge III -0.5 1 ML UPS, EELS
(UPS)
93R3 Ta(110) SE edge +0.6 1 ML ARUPS
(UPS) first C60 molecules are decomposed
Table 8. Work functions of clean metal surfaces and after adsorption of a monolayer C60. From [97K3].
Conclusion: All C60 monolayers are metallic showing a work function of about 5 eV. The dipole layer at
the substrate-C60 interface is screened out by the C60 film.
Fig. 11 and 12
Fig. 13 and 14
Fig. 15...21
Table 21. NO
Fig. 22
Sass and Richardson [84S8] pointed out earlier that in studies of water adsorption on clean metal surfaces,
thermal desorption spectra, characteristically, show a two-peak behavior in the temperature range
150...200 K, although in certain cases a considerably more complex pattern is observed. In the usual
interpretation, the higher temperature peak (ca. 170...200 K) is attributed to molecular H2O in the first
monolayer at the surface, whereas the lower temperature peak (ca. 150...160 K) accompanies the onset of
multilayer ice formation. These temperatures can be correlated with binding energies of ca. 48...57 and
43...45 kJ mol-1, respectively. The latter corresponds, as expected, to the enthalpy of vaporization of ice
whilst the former lies in the upper part of the range generally considered to characterize physisorption.
With respect to the work-function changes induced by H2O adsorption there is always a decrease of
0.6 to 1.3 eV observed indicating that the lower half of the bilayer –pointing to the metal substrate –
interacts with the oxygen part. For higher exposures multilayer ice is condensed which does not
contribute very much to a further work-function decrease as the H2O dipoles are apparently randomly
oriented.
Figs. 23...25
4.2.4.8 H2S
4.2.7 Halohydrocarbons
Table 72. Chloro-methane (ClCH3)
Figs. 26 and 27
Fig. 28
Fig. 29
Figs. 32...41
Figs. 42...47
Figs. 48...52
Figs. 58 and 59
0.5
Pd(110)Xe Ni(110)D 2
0
0.4
− 0.2
0.3
a b
− 0.4
c 0.2
− 0.6
0.1
−0.8
0.8 8 0.20
Ni(110)D 2
0.7 Ni(111)H
Work − function change ∆Φ [eV]
0.6 6 0.15
D2 pressure p [arb.units]
0.5
0.4 4 0.10
β2
0.3
α β1
0.2 2 0.05
0.1
0 0
190 230 270 310 350 390 0 0.2 0.4 0.6 0.8 1.0
Temperature T [K] H coverage θ [ML]
Fig. 4. Thermal desorption spectrum and work-function Fig. 5. Work-function change caused by H2 adsorption
change for desorption of D2 from Ni(110). Initial at 150 K on Ni(111) as a function of the absolute
coverage = 1.5 monolayer; adsorption temperature = coverage θ. From [79C2].
175 K; heating rate 0.5 K s-1.From [87J].
0.25 0.24
Pd(100)H Pd(100)H
0.20
0.20
0.16
0.15
0.12
0.10
0.08
0.05
0.04
0 0.5 1.0 1.5 2.0 0 0.2 0.4 0.6 0.8 1.0 1.2 1.4
H coverage θ [ML] H coverage θ [ML]
Fig. 6. Hydrogen adsorption on Pd(100). Calculated Fig. 7: Work-function change for H on Pd(100) with
coverage dependence of work-function change (filled coverage θ. From [80B4].
circles) and experimental results (crosses) from Ref.
[80B4]. The work functions were calculated for ordered
structures where the hydrogen occupies surface hollow
sites up to θ = 1 followed by an occupation of
subsurface (Oh) sites by the additional hydrogen atoms.
From [94W], [94W2].
0.4 1.0
Pt(100)H2 W :H 2
Tad = 100K 0.8
0.3 W(100)
Work − function change ∆Φ [eV]
Work − function change ∆Φ [eV]
0.6
W(211)
0.2
H 2 desorption rate
0.4
0.1 0.2
a1 a2 b
W(111)
0
0
− 0.2
− 0.1 W(110)
− 0.4
− 0.2 − 0.6
100 200 300 400 500 0 0.2 0.4 0.6 0.8 1.0
Temperature T [K] H 2 coverage θ [ML]
Fig. 8. Thermal desorption spectra (upper curve) and Fig. 9. Work-function change vs. coverage for H2 on
work-function change (lower curve) for 5 L H2 W(110), W(100), W(211), and W(111). From [74B].
adsorbed on the (1 × 1)-like structure of Pt(100) at
100 K. The most prominent peaks are labeled a1, a2,
and b, respectively. No hydrogen desorption below
100 K could be detected. A work-function change of
0 eV corresponds to the work function of the clean hex-
rot surface (Φ = 5.75 eV). From [91P3].
0 5.3 0 5.3
W(110)H 2
−0.1 5.2 −0.1 5.2
Fig. 10. Work function and work-function change vs. exposure in Langmuir of H2 for hydrogen adsorption on clean
W(110) at 90 K. (a) shows the region from 0 to 40 L and (b) the entire curve. From [97N].
1.0 0.6
Au(111)0 Pt(111)0
0.5
0.8
Work − function change ∆Φ [eV]
0.4
0.6
0.3
0.4
0.2
0.2
0.1
0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 0 0.2 0.4 0.6 0.8 1.0
O coverage θ [ML] O coverage θ [ML]
Fig. 11. Work-function change measured as a function Fig. 12. Work-function change of Pt(111) plotted as a
of oxygen coverage. The solid curve is a fit for the data function of oxygen coverage. The plot exhibits no
using equation (7’). The authors consider that the first change in slope for the entire range of oxygen coverage
steep increase in Φ could be due to lifting of the clean studied. The surface is exposed to NO2 at 400 K. From
Au(111) surface reconstruction. The remainder range [89P2].
0.1<θ0<1 ML is than nearly linear with a dipole
moment of 0.12 D similar to the value for Pt(111) of µ
= 0.115 D [89P2]. From [98S3].
3.77 ⋅ 10−15θµ
Equation (7’): ∆Φ =
1 + 9αθ 3 / 2
100 70
Pd(111)Cl 0.6
Pt(111)Cl
60 (3×3) 0.4
80
50
0.3
0 0 − 0.1
0 1 2 3 0 1 2 3
Cl exposure L [L] Cl exposure L [L]
Fig. 13. Work-function change (solid line) and chlorine Fig. 14. Work-function change (solid line) and chlorine
AES signal at 181 eV (dashed line) as a function of Cl AES signal at 181 eV (dashed line) as a function of Cl
exposure in L units of the Pd(111) surface at 300 K. exposure in L units of the Pd(111) surface at 300 K.
LEED structure indicated. From [80E]. LEED structure indicated. From [80E].
Ni(110) c d
6.25 CO
1000
6.00
Work − function Φ[eV]
5.75 500
O
5.50
0
5.25 1.0 1.0
5.00
4.50
0 1.0 2.0 3.0 4.0 5.0
Exposure L [L] 0 0
0 1 2 3 4 5 0 0.5 1.0
Fig. 15. Work function vs. exposure for CO, O2, and CO exposure L [L] CO coverage θ [ML]
N2 on Ni(110) at 20 K. The values are taken from
the secondary electron threshold of the UP Fig. 16. CO adsorption on Ni(110) at 130 K. (a)
spectra. The arrows indicate first appearance of Exposure-coverage calibration; (b) relative sticking
physisorbed species in the UP spectra. From coefficient s/s0 as f(coverage); (c) ∆Φ as f(exposure);
(d) ∆Φ as f(coverage). From [85B3].
[82H].
1.5
90 K
Ni(111) CO
Work − function change ∆Φ [eV]
1.0
288 K
cooling experiments
at θCO = constant
0.5
Fig. 17. Work-function changes obtained following CO
adsorption on Ni(111) at 90 K and 288 K, respectively.
The open circles show the initial and final ∆Φ value
obtained upon cooling the CO overlayer from 288 to
0 90 K at constant coverage. From [88S2].
0 0.2 0.4 0.6
CO coverage θ [ML]
620 Pt(110)CO
]
T [K
580
erat
540
− 0.4
erat
0.6 1.4
(210) Pt :CO Rh :CO (430)
Work − function change ∆Φ [eV]
1.3
0.3 (310)
1.0
0.2 0.9
5.10 5.15 5.20 5.25 5.30 5.35 5.40 4.60 4.65 4.70 4.75 4.80
a Work function of clean surface Φ [eV] b Work function of clean surface Φ [eV]
Fig. 19. Work-function change ∆ΦCO after saturated CO adsorption at 300 K. ∆ΦCO vs. work function of
corresponding clean surface area {hkl}. Symbols indicate terrace structure. Dashed line represents linear regression
line. (a) Platinum. Intercept, A0 = 5.2 ± 0.2 eV; slope, A1= -0.92 ± 0.04; r = 0.997, without {210} and {320}. (b)
Rhodium. Intercept, A0 = 6.9 ± 0.9 eV; slope, A1= -1.2 ± 0.2; r = 0.97, without {430} and {321}. From [90L].
1.6 0.8
X :CO
Ru(0001) CO
Rh X = Rh FEM tip average
Work − function change ∆Φ [eV]
1.2 0.6
Pd
CO coverage θ [ML]
0.8 0.4
Ir Pt
Pt
Pt 0.2
0.4
0
4.60 4.80 5.00 5.20 5.40 0 0.2 0.4 0.6 0.8
Work function of clean surface Φ [eV] Work − function change ∆Φ [eV]
Fig. 20. Work-function change after saturated CO Fig. 21. Calibration of the work-function change
adsorption at 300 K for different fcc metals vs. work induced by CO adsorption of Ru(0001) vs. coverage at
function of corresponding clean surface. The plotted 200 K; relative coverage taken from integration of TPD
values represent measurements in which the {210} traces; absolute calibration at θ = 0.33 by comparison
([90L] and [81N3]) directions dominate (only for clean with LEED. From [83P2].
Pd was a general average value used). Dashed line
represents linear regression line: intercept,
A0 = 8 ± 1 eV; slope, A1= -1.4 ± 0.2; r = 0.97. From
[90L].
0 0
Ru(0001) NH 3
− 0.5
−1.0
Cu(111) H2 O
− 0.5
−1.5
−2.0 Cu(110) H2 O
−2.5 −1.0
0 0.2 0.4 0.6 0.8 0 1 2 3 4
NH3 coverage θ [ML] H2O exposure L [L]
Fig. 22. Work-function change for NH3 on Ru(0001) at Fig. 23. Work-function decrease due to water
80 K as function of NH3 coverage. From [83B5]. adsorption on Cu(110) and Cu(111). The initial dipole
moments are 0.85 and 0.5 Debye, respectively. From
[83B4].
O2 T = (90 K)
Pt(110)X
0.5 − 0.4
Work − function change ∆Φ [eV]
O (90→300 K)
0
− 0.8
NO (90 K) O2 (20 K)
− 0.5
−1.2
NO (20 K) 0 1 2 3 4 5
−1.0 H2O exposure L [10− 6 mbar s]
H2O (90 K)
Fig. 25. Work-function change upon H2O adsorption
0 5 10
Exposure L [MLE] on Ru(0001) at 120 K. From [91P].
0 0
Al(100) Na Ni(110) Na, K, Cs
T = 300K
Work − function change ∆Φ [eV]
Cs Na
3.2D −2
K
−2 ionic “ML”
−3
−3 −4
0 0.1 0.2 0.3 0.4 0.5 1 2 0 0.2 0.4 0.6 0.8 1.0 1.2 1.4
Na coverage θ [ML] Coverage θ [1015 atoms cm−2 ]
Fig. 26. Sodium induced work-function changes. Fig. 27. Work-function change vs. coverage for Na
Circles represent data points for an unannealed (open circles), K (open triangles), and Cs (open
overlayer and triangles values after annealing or high squares) on Ni(110) at 300 K. From [70G].
temperature adsorption. Porteus data (diamonds) were
obtained at room temperature [74P]. 3.2 D is calculated
from a least square fit in the ionic regime. θNa = 0.50,
c(2 × 2), is defined as monolayer coverage “ML”. The
sodium coverage is calculated from the integrated
thermal desorption spectra. From [87P2].
0 0 ring
Al(111) Rb p(2 × 2)
T = 140 K
− 0.5 compressed
−1
Work − function change ∆Φ [eV]
Work − function change ∆Φ [eV]
and mixed
(√3 × √3) R30°
−1.0 −2
(√3 × √3) R30°
Ru(0001) Cs
−1.5 (2 × 2) −3 T = 80 K
Φ max
−2.0 −4
Φ min
−2.5 −5
0 2 4 6 8 10 0 1 2 3 4 5 6 7 multilayer
Rb coverage θ [1014 atoms cm−2 ] Cs coverage θ [1014 atoms cm−2 ]
Fig. 28. Work-function change for different amounts of Fig. 29. Work-function change for Cs on Ru(0001) at
Rb adsorbed on Al(111) at 140 K. From [89H2]. 80 K with increasing Cs coverage. The observed LEED
structures are indicated. From [85H4].
0.2 0.6
W(110) X X = Au
W(100) X X = Au
0 0.4
Ni
Work − function change ∆Φ [eV]
Co
−0.6 Ag − 0.2
−0.8 Cu
−0.4
Cu
−1.0 −0.6 Fe
0 5 10 15 20 25 30 35 0 1 2 3 4
Atomic density N [1014 atoms cm−2 ] Coverage θ [ML]
Fig. 30. Work-function change of a W(110) surface as Fig. 31. Relative work function of annealed surfaces of
a function of coverage (in 1014 atoms cm-2) induced by Au (900 K), Pd (1020 K), Co (1100 K), Cu(800 K), and
various metals deposited at 300 K. The atomic density Fe (1000 K) on W(100) as a function of coverage. The
of the W(110) surface is 14.12·1014 atoms cm-2.From Au, Pd, Cu, and Fe curves were reproduced from Refs.
[85K6]. [77B], [81P], [74B3], and [78J2], respectively. From
[89J].
0.5 0
Mo(100) Cu Start Cu deposition Pt(111) Cu
0.4
− 0.2
T = 300 K
Work − function change ∆Φ [eV]
0.3
573 K − 0.4
0.2
965 K
0.1 − 0.6
1 ML Cu (111)
0
− 0.8
T = 350 K T = 450 K
− 0.1
− 1.0
− 0.2
−0.3 − 1.2
0 1 2 3 4 0 200 400 600 800
Cu coverage θ [monolayers] Deposition time t [s]
Fig. 32. Work-function change of Mo(100) with Cu Fig. 33. Work-function change measured in situ during
coverage for depositions at 300 K (full dots), at 573 K Cu deposition on Pt(111) at two different temperatures
(open triangles) and 965 K (open circles). From [80S3]. T. Cu deposition starts at 0 s. At 145 s one monolayer
of Cu is accumulated. The curve for T = 450 K shows a
characteristic minimum-to-maximum structure at a
coverage near 1 ML (1 ML defined as one Cu(111)
layer). The slope of the curve for T = 350 K is more
rounded, according to a less ideal layer growth. From
[95N].
0 Cu Pt(110) Cu T = 420 K
R = 0.66 ML/min
a
− 0.02
T = 400 K
0
R = 0.7 ML/min
Work − function change ∆Φ [eV]
− 0.02
b
0
T = 370 K
R = 0.66 ML/min Fig. 34. Work-function change during deposition of Cu
− 0.02 onto Cu (the substrate of the Cu layers is Pt(111)).
Temperature dependence of the observed oscillations at
c almost identical deposition rates: (a) 420 K; (b) 400 K;
− 0.04 (c) 370 K; (d) 340 K. Upon lowering the deposition
0 T = 340 K
R = 0.66 ML/min temperature from 420 K, where besides an initial
decrease no periodic variation is found, to 340 K an
− 0.02 oscillatory behavior sets in and the amplitude of the
work-function-change oscillations increases. This
experiment nicely demonstrates the influence of surface
− 0.04 roughness on work function (Smoluchowski effect).
d From [95N].
0 100 200 300
Deposition time t [s]
0 5.0
Ru(0001) Cu W(100) Cu
Work − function change ∆Φ [eV]
− 0.1 T = 78 K 600 K
Work − function Φ [eV]
− 0.2 4.5
− 0.3
− 0.4 4.0
0 1 2 3 4 0 5 10 15 20
Cu coverage θ [ML] Copper atom density N [1014 atoms cm−2 ]
Fig. 35. Work-function change of Ru(0001) at 300 K Fig. 36. Work function vs. coverage produced by
with Cu coverage. From [87P]. incremental doses of Cu condensed onto W(100) at
78 K and after spreading each dose at 600 K. From
[77J2].
0.1
∆Φ max
0
Work − function change ∆Φ [eV]
−0.6
0 100 200 300 400
a Temperature T [K] b Cu coverage θ
Fig. 37. Work-function changes induced by Cu adsorption on the W(112) face as a function of the substrate
temperature. Open circles: ∆ϕmax, full circles: ∆ϕsat, crosses: ∆ϕmin. From [77M3].
0.6 4.8
W(100) Cu W(100) Cu
[78B2] ,T = 78 K
0.4
4.6
Work − function change ∆Φ [eV]
0.2
4.4
0
4.2
− 0.2 [74B3] ,T = 800 K
[77R] ,T = 20 K
[75R] 77 K
[74B3] 300 K 4.0
− 0.4
[74B3] ,T = 300 K
− 0.6 3.8
0 2 4 6 8 10 12 14 0 1 2 3
14 −2
Cu coverage θ [10 atoms cm ] Number of monolayers
Fig. 38. Work-function change vs. coverage of Cu Fig. 39. Work function of W(100) with Cu coverage:
adsorbed on W(100). [77R] adsorption at 20 K (open full circles at 78 K from [78B2]; open circles at 800 K
squares); [75C] adsorption at 77 K (open circles); from [74B3]; crosses at 300 K from [74B3]. From
[74B3] adsorption at 300 K, Cu axis rescaled (open [78B2].
triangles). From [77R].
5.3 5.3
W(100) Cu
5.1 5.1
4.9 4.9
4.7 4.7
1 2 4 3
1
4.5 4.5
2
3
4
4.3 4.3
0 5 10 15 20 25 30 0 5 10 15 20 25 30
a Deposition time t [min] b Deposition time t [min]
Fig. 40. Average work function vs. deposition-time plots for Cu on W(100) at various substrate temperatures: (a)
Curve 1, 400 K; curve 2, 450 K; curve 3, 500 K; curve 4, 550 K; (b) curve 1, 600 K; curve 2, 650 K; curve 3, 680 K,
curve 4, 800 K. From [ 81S].
0 5.3
Mo(110)Ag
5.1
Work − function change ∆Φ [eV]
a
4.9
− 0.05
Work − function Φ [eV]
b 4.7
W(110)Ag
4.5
−0.10
c 4.3
W(100)Ag
4.1
W(111)Ag
− 0.15
0 0.025 0.050 0.075 0.100 4.0
Ag coverage θ [ML] 0 1 2 3 4
Deposition time t [min]
Fig. 42. Work-function change as a function of silver
coverage θ on the Mo(110) face (a) at 370 K, (b) at 550 Fig. 43. Work function caused by silver adsorption on
K, and (c) at 850 K. In (a) the Ag atoms form 2D low index tungsten planes by constant deposition rate.
islands with a constant dipole moment per atom in the From [77K2].
island. In (b) and (c) the adsorbed Ag atoms form a 2D
gas. Obviously, the dipole moment per atom depends
somewhat on temperature. From [90K].
4.7 5.3
W(111) Cu W(211) Cu
4.6
5.1
Work − function Φ [eV]
4.0 4.3
0 5 10 15 20 25 30 35 0 5 10 15 20 25 30 35
a Deposition time t [min] b Deposition time t [min]
6.2
W(110) Cu
6.0
5.8
Work − function Φ [eV]
5.6
3
5.4
2
5.2
4
5
5.0
4.8 1
0 1 2 3 4 5 6 7
c Deposition time t [min]
Fig. 41. Average work function vs. Cu deposition-time plots for (a) the W(111) plane, (b) the W(211) plane and (c)
the W(110) plane at various substrate temperatures: curves 1, 300 K; curves 2, 500 K; curves 3, 680 K; curves 4, 800
K; curves 5, 930 K. From [ 81S].
0 0
W(110)Ag W(110)Ag
− 0.2
Work − function change ∆Φ [eV]
− 0.8 −1.0
0 1 2 3 4 5 0 1 2 3 4 5 6 7 8 9
Ag coverage θ [units of Na ] Deposition time t [min]
Fig. 44. Work-function change of a W{110} surface Fig. 45. Work-function changes vs. time of Ag
with Ag coverage. Coverage in units of Na = 12.89·1014 deposition at (a) 78 K, (b) 300 K, (c) 770 K, (d) 1000
K. Flux density is 5.27·1012 atoms/s cm2 (determined
atoms cm-2. The maximum drift during the experiment by the quartz oscillator). From [79K].
is the difference between the work function after
flashing off the Ag at the end of the experiment and the
work function before the experiment. From [77B].
0.4 5.6
W(110)Ag unannealed,T = 90 K W(110)Ag
unannealed,T = 300 K
annealed at 700 K
Work − function change ∆Φ [eV]
0 5.2
Work − function Φ [eV]
− 0.4 4.8
− 0.8 4.4
− 1.0 4.0
0 1 2 3 4 0 1 2 3
Ag coverage θ [ML] Ag exposure L [ML]
Fig. 46. Work-function changes vs. coverage in Fig. 47. Work function of the (110) facet of a tungsten
monolayers for Ag deposition on W(110) at 90 and field emitter at 300 K as a function of silver exposure.
300 K, and 300 K annealed for 120 s at 700 K. All The authors interpret this data as follows: Below an
measurements were carried out at 90 K. From [93Z]. exposure treshold of about one ML, Ag adatoms
migrate to the high-index facets that surround the
W(110) plane, and the emission properties are
indistinguishable from those of the bare substrate. At
1 ML the adatoms invade the (110) plane, modifying
the surface density of electron states and bringing about
an abrupt increase in electron emission. Above 2 ML
the additionally evaporated Ag atoms migrate again to
the surrounding facets. From [95D].
5.4 0.25
Re:Au W(110)Au
T = 900 K
0.20
5.2
0.15
5.0
W:Au
0.10
4.8
0.05
4.6
0 maximum drift
4.4 −0.05
0 1 2 3 4 5 6 7 0 1 2 3 4 5
Au coverage θ [ML] Au coverage θ [ML]
Fig. 48. Comparison of changes in average work Fig. 49. Work-function change of a W(110) surface
function with average coverage for gold spread at with Au coverage at 300 and 900 K deposition
600 K on tungsten and rhenium. From [77C]. temperature. From [77B].
0.6 5.4
W(100)Au W(100)Au
T = 900 K
300 K
Work − function change ∆Φ [eV]
0.4 5.2
Work − function Φ [eV]
0.2 5.0
0 4.8
[78B2],T = 78 K
maximum drift [76R],T = 20 K
−0.2 4.6
0 1 2 3 0 1 2 3
Au coverage θ [ML] Au coverage θ [ML]
Fig. 50. Work-function change of a W(100) surface Fig. 51. Work-function changes with Au coverage on
with Au coverage at 300 and 900 K. From [77B]. W(100). Filled dots 78 K [78B2], open dots 20 K
[76R]. From [78B2].
1.0 0
W:Au W(110) W(110)Cr
0.6
W(112) W(115)
−1.00
0.4
deposited at 1000 K
0.2
W(111) −1.50
0 0.5 1.0 1.5 2.0 2.5
Cr coverage θ [ML]
0
Fig. 53. Work-function change for Cr overlayers on
W(110) at 100 K (open circles) and after a brief 1100 K
anneal (solid circles). Chromium coverage is
− 0.2 determined by TPD peak area. No change was observed
0 1 2 3 4
for the AES and LEED data. Therefore, the ∆Φ
Au coverage θ [1015 atoms cm−2 ] difference is assigned to a difference in adatom
mobility and two-dimensional ordering during the
Fig. 52. Work-function changes as a function of Au formation of a pseudomorphic monolayer for
coverage of selected low-index faces of a W cylindrical 0 < θCr < 1. From [89B3].
crystal surface. The work function of the clean W(001)
surface was taken as zero. Au coverage scale was
calibrated by assuming that the first maximum for
W(112) appears at 6.3·1014 atoms cm-2 as reported in
Ref. [84K2]. From [86M].
0.2 5.5 Fig. 54. Work-function change and work function vs.
W(110)Fe T = 90 K Fe coverage on W(110) for deposition at various
150 K temperatures, as indicated on the figure. Deposition
Work − function change ∆Φ [eV]
− 0.2 300 K 5.1 work-function measurements and then reheated for the
600 K next dose, and so on. Conversion of Fe from the low to
the high temperature form is governed by diffusion and
−0.4 4.9 aggregation into islands at T ≥ 160 K, with an
activation energy of diffusion ~ 10 kcal mol-1. Direct
− 0.6 conversion of isolated Fe atoms does not occur below
4.7
220 K and may not in fact play a significant role in the
conversion of Fe(I) to Fe(II), which may exist only in
− 0.8 4.5 close-packed patches. For high coverages conversion
occurs already at 300 K. These findings suggest that
−1.0 Fe-Fe interactions contribute to conversion and that the
4.3
0 0.2 0.4 0.6 0.8 1.0 1.2 rate limiting step for conversion may mainly be
Fe coverage θ [ML] diffusion except at very high coverages. From [97N2].
Fe(110)
−0.4 4.9 5.0
0.2 0.4
W(110)Co unannealed W(100)Co unannealed
annealed annealed
0 0.3
Work − function change ∆Φ [eV]
− 0.2 0.2
− 0.4 0.1
− 0.6 0
− 0.8 − 0.1
−1.0 − 0.2
0 1 2 3 0 1 2 3
a Co coverage θ [ML] b Co coverage θ [ML]
Fig. 57. Work-function change of the unannealed (100 K) and annealed (1100 K) surfaces of (a) Co/W(110); and (b)
Co/W(100) as a function of Co coverage. From [89J].
0.4 0.6
W(110)Pd T = 300 K
W(100)Pd
0.2 0.5
0.4
0
1 T = 460 K
2 0.3
3
− 0.2
0.2
− 0.4
0.1
− 0.6
0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 0 1 2 3 4 5
Pd coverage θ [ML] Pd coverage θ [ML]
Fig. 58. Work-function change of a W(110) surface vs. Fig. 59. Work-function change of a W(100) surface vs.
Pd coverage at various deposition rates and substrate Pd coverage evaporated and measured at 300 K. Filled
temperatures. Open circles: 17·1012 cm-2 s-1, 300 K, circles as deposited at 300 K; crosses after anneal at
2 min anneals at 830 K for θ < 1; filled circles: 28·1012 460 K. From [81P].
cm-2 s-1, 300 K, 2 min anneals at 830 K for all θ; open
triangles: 17·1012 cm-2 s-1, 300 K. From [80S4].
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Solid State (English Transl.) 17 (1975) 2322.
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76J Jaschinski, W., Niedermayer, R.: Thin Solid Films 32 (1976) 181.
76J2 Jones, J.P., Jones, N.T.: Thin Solid Films 35 (1976) 83.
76K Krishnan, N.G., Delgass, W.N., Robertson, W.D.: Surf. Sci. 57 (1976) 1.
76M Mroz, A., Sidorski, Z.: Acta Phys. Pol. A 49 (1976) 437.
76M2 McElhiney, G., Pritchard, J.: Surf. Sci. 60 (1976) 397.
76M3 McElhiney, G., Papp, H., Pritchard, J.: Surf. Sci. 54 (1976) 617.
76N Nieuwenhuys, B.E.: Surf. Sci.59 (1976) 430.
76P Polanski, J., Sidorski, Z., Zuber, S.: Acta Phys. Pol. A 49 (1976) 299.
76R Richter, L., Gomer, R.: Phys. Rev. Lett. 37 (1976) 763.
76R2 Richter, L., Gomer, R.: Surf. Sci. 59 (1976) 575.
76R3 Roberts, R.H., Pritchard, J.: Surf. Sci. 54 (1976) 687.
76T Taylor, T.N., Colmenares, C.A., Smith, R.L., Somorjai, G.A.: Surf. Sci. 54 (1976) 317.
76Y Yates, J.T.Jr., Klein, R., Madey, T.E.: Surf. Sci. 58 (1976) 469.
77A Abon, M., Bergeret, G., Tardy, B.: Surf. Sci. 68 (1977) 305.
77B Bauer, E., Poppa, H., Todd, G., Davis, P.R.: J. Appl. Phys. 48 (1977) 3773.
77B2 Bozso, F., Ertl, G., Grunze, M., Weiss, M.: Appl. Surf. Sci. 1 (1977) 103.
77B3 Butz, R., Wagner, H.: Surf. Sci. 63 (1977) 448.
77B4 Briggs, D., Marbrow, R.A., Lambert, R.M.: Surf. Sci. 65 (1977) 314.
77B5 Bradshaw, A.M., Hofmann, P., Wyrobisch, W.: Surf. Sci. 68 (1977) 269.
77B6 Bonzel, H.P., Pirug, G.: Surf. Sci. 62 (1977) 45.
77C Coles, S.J.T., Jones, J.P.: Surf. Sci. 68 (1977) 312.
77C2 Collins, R.A., Kiwanga, C.A.: Surf. Sci. 64 (1977) 778.
77D Derochette, J.-M., Marien, J.: Phys. Status Solidi A 39 (1977) 281.
77D2 Demuth, J.E.: Chem. Phys. Lett. 45 (1977) 12.
77D3 Derrien, J., Arnaud d’avitaya, F.: Surf. Sci. 65 (1977) 668.
77D4 Demuth, J.E.: Surf. Sci. 65 (1977) 369.
78P4 Prior, K.A., Schwaha, K., Lambert, R.M.: Surf. Sci 77 (1978) 193.
78R Rawlings, K.J., Hopkins, B.J., Foulias, S.D.: Surf. Sci. 77 (1978) 561.
78S Shigeishi, R.A.: Surf. Sci. 72 (1978) 61.
78T Taylor, J.L., Weinberg, W.H.: J. Vac. Sci. Technol. 15 (1978) 1811.
78T2 Taylor, J.L., Ibbotson, D.E., Weinberg, W.H.: J. Chem. Phys. 69 (1978) 4298.
78W Wang, C., Gomer, R.: Surf. Sci. 74 (1978) 389.
79A Akimoto, K., Sakisaka, Y., Nishijima, M., Onchi, M.: Surf. Sci. 82 (1979) 349.
79A2 Akimoto, K., Sakisaka, Y., Nishijima, M., Onchi, M.: Surf. Sci. 88 (1979) 109.
79B Bertel, E., Schwaha, K., Netzer, F.P.: Surf. Sci. 83 (1979) 439.
79B2 Bertolini, J.C., Rousseau, J.: Surf. Sci. 83 (1979) 531.
79B3 Bauer, E., Poppa, H.: Surf. Sci. 88 (1979) 31.
79B4 Bhattacharya, A.K., Broughton, J.Q., Perry, D.L.: Faraday Trans. I 75 (1979) 850.
79B5 Brodén, G., Bonzel, H.P.: Surf. Sci. 84 (1979) 106.
79C Chandler, P.E., Taylor, P.A., Hopkins, B.J.: Surf. Sci. 82 (1979) 500.
79C2 Christmann, K., Behm, R.J., Ertl, G., Van Hove, M.A., Weinberg, W.H.: J. Chem. Phys. 70
(1979) 4168.
79D Dowben, P.A., Jones, R.G.: Surf. Sci. 84 (1979) 449.
79D2 Dowben, P.A., Jones, R.G.: Surf. Sci. 88 (1979) 348.
79D3 Dowben, P.A., Jones, R.G.: Surf. Sci. 89 (1979) 114.
79F Fisher, G.B.: Surf. Sci. 87 (1979) 215.
79G Grunze, M., Driscoll, R.K., Burland, G.N., Cornish, J.C.L., Pritchard, J.: Surf. Sci. 89 (1979)
381.
79G2 Gupalo, M.S., Medvedev, V.K., Palyukh, B.M., Smereka, T.P.: Fiz. Tverd. Tela 21 (1979)
973; Sov. Phys. Solid State (English Transl.) 21 (1979) 568.
79H Habraken, F.H.P.M., Bootsma, G.A., Hofmann, P., Hachicha, S., Bradshaw, A.M.: Surf. Sci.
88 (1979) 285.
79H2 Hofmann, P., Horn, K., Bradshaw, A.M., Jacobi, K.: Surf. Sci. 82 (1979) L610.
79H3 Hölzl, J., Schulte, F.K.: Work function of metals, Springer Tracts of Modern Physics,
Vol. 85, Höhler, G., Niekisch, E.A. (eds.), Berlin: Springer, 1979, p. 1.
79H4 Hofmann, P., Wyrobisch, W., Bradshaw, A.M.: Surf. Sci. 80 (1979) 344.
79H5 Hollins, P., Pritchard, J.: Surf. Sci. 89 (1979) 486.
79J Jupille, J., Bigeard, B., Fusy, J., Cassuto, A.: Surf. Sci. 84 (1979) 190.
79J2 Jones, R.G., Perry, D.L.: Surf. Sci. 88 (1979) 331.
79J3 Jones, R.G.: Surf. Sci. 88 (1979) 367.
79K Kolaczkiewicz, J.: Surf. Sci. 84 (1979) 475.
79K2 Küppers, J., Nitschke, F., Wandelt, K., Ertl, G.: Surf. Sci. 87 (1979) 295.
79K3 Küpers, J., Wandelt, K., Ertl, G.: Phys. Rev. Lett. 43 (1979) 928.
79M Medvedev, V.K., Yakovkin, I.N.: Fiz. Tverd. Tela 21 (1979) 313; Sov. Phys. Solid State
(English Transl.) 21 (1979) 187.
79N Norton, P.R., Goodale, J.W., Selkirk, E.B.: Surf. Sci. 83 (1979) 189.
79N2 Norton, P.R., Goodale, J.W.: Solid State Commun. 31 (1979) 223.
79P Peruchetti, J.C., Gewinner, G., Jaegle, A.: Surf. Sci. 88 (1979) 479.
79R Richter, L., Gomer, R.: Surf. Sci. 83 (1979) 93.
79S Sidorski, Z., Zuber, S., Polanski, J.: Surf. Sci. 80 (1979) 626.
79S2 Sidorski, Z., Szelwicki, T., Dworecki, Z.: Thin Solid Films 61 (1979) 203.
79S3 Schwaha, K., Spencer, N.D., Lambert, R.M.: Surf. Sci. 81 (1979) 273.
79T Taylor, J.L., Ibbotson, D.E., Weinberg, W.H.: Surf. Sci. 79 (1979) 349.
79V Van Strien, A.J., Nieuwenhuys, B.E.: Surf. Sci. 80 (1979) 226.
79W Weiss, M., Ertl, G., Nitschke, F.: Appl. Surf. Sci. 2 (1979) 614.
79W2 Wang, C., Gomer, R.: Surf. Sci. 90 (1979) 10.
79Z Zuber, S., Sidorski, Z., Polanski, J.: Surf. Sci. 87 (1979) 375.
80B Bonczek, F., Engel, T., Bauer, E.: Surf. Sci. 97 (1980) 595.
80B2 Behm, R.J., Christmann, K., Ertl, G.: J. Chem. Phys. 73 (1980) 2984.
80B3 Bertel, E., Netzer, F.P.: Surf. Sci. 97 (1980) 409.
80B4 Behm, R.J., Christmann, K., Ertl, G.: Surf. Sci. 99 (1980) 320.
80B5 Benndorf, C., Egert, B., Nöbl, C., Seidel, H., Thieme, F.: Surf. Sci. 92 (1980) 636.
80C Chen, J.-R., Gomer, R.: Surf. Sci. 94 (1980) 456.
80C2 Chiang, T.-C., Kaindl, G., Eastman, D.E.: Solid State Commun. 36 (1980) 25.
80D Davis, P.R.: Surf. Sci. 91 (1980) 385.
80D2 Desplat, J.-L., Papageorgopoulos, C.A.: Surf. Sci. 92 (1980) 97.
80E Erley, W.: Surf. Sci. 94 (1980) 281.
80F Foord, J.S., Goddard, P.J., Lambert, R.M.: Surf. Sci. 94 (1980) 339.
80F2 Feulner, P., Kulkarni, S., Umbach, E., Menzel, D.: Surf. Sci. 99 (1980) 489.
80G Gupalo, M.S., Medvedev, V.K., Palyukh, B.M., Smereka, T.P.: Fiz. Tverd. Tela 22 (1980)
3201; Sov. Phys. Solid State (English Transl.) 22 (1980) 1873.
80G2 Gerenser, L.J., Baetzold, R.C.: Surf. Sci. 99 (1980) 259.
80H Habraken, F.H.P.M., Mesters, C.M.A.M., Bootsma, G.A.: Surf. Sci. 97 (1980) 264.
80H2 Hölzl, J., Porsch, G., Schrammen, P.: Surf. Sci. 97 (1980) 529.
80I Ibbotson, D.E., Wittrig, T.S., Weinberg, W.H.: Surf. Sci. 97 (1980) 297.
80K Kaindl, G., Chiang, T.-C., Eastman, D.E., Himpsel, F.J.: Phys. Rev. Lett. 45 (1980) 1808.
80K2 Kitson, M., Lambert, R.M.: Surf. Sci. 100 (1980) 368.
80K3 Khonde, K., Darville, J., Donnelly, S.E.: Appl. Surf. Sci. 6 (1980) 297.
80L Lindgren, S.ǖ:DOOGpQ/3K\V5HY%22 (1980) 5967.
80M Michel, R., Gastaldi, J., Allaria, C., Jourdan, C., Derrien, J.: Surf. Sci. 95 (19080) 297.
80N Nishitani, R., Kawai, S., Iwasaki, H., Nakamura, S., Aono, M., Tanaka, T.: Surf. Sci. 92
(1980) 191.
80O Oudar, J.: Catal. Rev. Sci. Eng. 22 (1980) 171.
80O2 Oudar, J.: Proc. ICOSS-4 and ECOSS-3, Cannes (1980) 645.
80P Purtell, R.J., Merrill, R.P., Seabury, C.W., Rhodin, T.N.: Phys. Rev. Lett. 44 (1980) 1279.
80R Rawlings, K.J.: Surf. Sci. 99 (1980) 507.
80S Sakisaka, Y., Miyamura, M., Tamaki, J., Nishijima, M., Onchi, M.: Surf. Sci. 93 (1980) 327.
80S2 Schlenk, W., Bauer, E.: Surf. Sci. 94 (1980) 528.
80S3 Soria, F., Hoppa, H.: J. Vac. Sci. Technol. 17 (1980) 449.
80S4 Schlenk, W., Bauer, E.: Surf. Sci. 93 (1980) 9.
80S5 Seabury, C.W., Rhodin, T.N., Purtell, R.J., Merrill, R.P.: Surf. Sci. 93 (1980) 117.
80T Takayanagi, K., Kolb, D.M., Kambe, K., Lehmpfuhl, G.: Surf. Sci. 100 (1980) 407.
80W Wang, C., Gomer, R.: Surf. Sci. 91 (1980) 533.
80W2 Weng, S.L., El-Batanouny, M.: Phys. Rev. Lett. 44 (1980) 612.
81B Benndorf, C., Nobl, C., Rusenberg, M., Thieme, F.: Surf. Sci. 111 (1981) 87.
81B2 Bigun, G.I., Nabitovich, I. D., Sukhorskii, Yu.S.: Fiz. Tverd. Tela 23 (1981) 2128; Sov. Phys.
Solid State (English Transl.) 23 (1981) 1241.
81C Campuzano, J.C., Dus, R., Greenler, R.G.: Surf. Sci. 102 (1981)172.
81E Ertl, G., Lee, S.B., Weiss, M.: Surf. Sci. 111 (1981) L711.
81F Fisher, G.B.: Chem. Phys. Lett. 79 (1981) 452.
81G Gupalo, M.S., Medvedev, V.K., Palyukh, B.M., Smereka, T.P.: Fiz. Tverd. Tela 23 (1981)
2076; Sov. Phys. Solid State (English Transl.) 23 (1981) 1211.
81H Hayden, B.E., Schweizer, E., Kotz, R., Bradshaw, A.M.: Surf. Sci. 111 (1981) 26.
81I Ibbotson, D.E., Wittrig, T.S., Weinberg, W.H.: Surf. Sci. 110 (1981) 294.
81K Kramer, H.M., Bauer, E.: Surf. Sci. 107 (1981) 1.
81L Lee, S.B., Weiss, M., Ertl, G.: Surf. Sci. 108 (1981) 357.
81M Medvedev, V.K., Yakovkin, I.N.: Fiz. Tverd. Tela 23 (1981) 669; Sov. Phys. Solid State
(English Transl.) 23 (1981) 379.
81M2 Melamed B.Ya., Silant'ev, V.I., Shevchenko, N.A.: Fiz. Tverd. Tela 23 (1981) 2424; Sov.
Phys. Solid State (English Transl.) 23 (1981) 1416.
81N Nishijima, M., Masuda, S., Sakisaka, Y., Onchi, M.: Surf. Sci. 107 (1981) 31.
81N2 Namba, H., Darville, J., Gilles, J.M.: Surf. Sci. 108 (1981) 446.
81N3 Nieuwenhuys, B.E: Surf. Sci. 105 (1981) 505.
81P Prigge, S., Roux, H., Bauer, E.: Surf. Sci. 107 (1981) 101.
81S Sidorski, Z., Szelwicki, T., Dworecki, Z.: Thin Solid Films 75 (1981) 87.
81S2 Schmeisser, D., Jacobi, K.: Surf. Sci. 108 (1981) 421.
81T Thiel, P.A., Hoffmann, F.M., Weinberg, W.H.: J. Chem. Phys. 75 (1981) 5556.
81W Wandelt, K., Hulse, J., Küppers, J.: Surf. Sci. 104 (1981) 212.
81W2 Wittrig, T.S., Ibbotson, D.E., Weinberg, W.H.: Surf. Sci. 102 (1981) 506.
82A Agron, P.A., Carlson, T.A.: J. Vac. Sci. Technol. 20 (1982) 815.
82C Christmann, K., Demuth, J.E.: Surf. Sci. 120 (1982) 291.
82C2 Campbell, C.T., Taylor, T.N.: Surf. Sci. 122 (1982) 119.
82C2 Christmann, K., Demuth, J.E.: J. Chem. Phys. 76 (1982) 6308.
82C3 Castro, G.R., Küppers, J.: Surf. Sci. 123 (1982) 456.
82C4 Campbell, C.T., Taylor, T.N.: Surf. Sci. 118 (1982) 401.
82D Derochette, J.-M.: Phys. Status Solidi A 71 (1982) K99.
82D2 Derochette, J.-M.: Bull. Soc. R. Sci. Liege 51 (1982) 136.
82D3 Derochette, J.-M.: Bull. Soc. R. Sci. Liege 51 (1982) 147.
82E Ertl, G., Lee, S.B., Weiss, M.: Surf. Sci. 114 (1982) 515.
82E2 Erley, W.: Surf. Sci. 114 (1982) 47.
82F Foord, J.S., Lambert, R.M.: Surf. Sci. 115 (1982) 141.
82F2 Faldt, A.: Surf. Sci. 114 (1982) 311.
82H Hsu, Y., Jacobi, K., Rotermund., H.H.: Surf. Sci. 117 (1982) 581.
82H2 Heras, J.M., Papp, H., Spiess, W.: Surf. Sci. 117 (1982) 590.
82J Jacobi, K., Rotermund H.H.: Surf. Sci. 116 (1982) 435.
82K Khonde, K., Darville, J., Gilles, J.M.: J. Vac. Sci. Technol. 20 (1982) 834.
82K2 Kato, H., Sakisaka, Y., Miyano, T., Kamel, K., Nishijima, M., Onchi, M.: Surf. Sci. 144
(1982) 96.
82L Lindgren, S.A., Paul, J., Wallden, L.: Surf. Sci. 117 (1982) 426.
82L2 Lozovyi, Ya., B., Medvedev, V.K., Smereka, T.P., Palyukh, B.M., Babkin, G.V.: Fiz. Tverd.
Tela 24 (1982) 2130; Sov. Phys. Solid State (English Transl.) 24 (1982) 1213.
82L3 Lakh, Kh.I., Stasyuk, Z.V.: Zh. Tekh. Fiz. 52 (1982) 1397.
82L4 Lang, N.D., Williams, A.R., Himpsel, F.J., Reihl, B., Eastman, D.E.: Phys. Rev. B 26 (1982)
1728.
82L5 Lange, P., Grider, D., Neff, H., Sass, J.K., Unwin, R.: Surf. Sci. 118 (1982) L257.
82M Murayama, Z., Kojima, I., Miyazaki, E., Yasumori, I.: Surf. Sci. 118 (1982) L281.
82M2 Mariani, C., Horn, K., Bradshaw, A.M.: Phys. Rev. B 25 (1982) 7798.
82N Nishitani, R., Oshima, C., Aono, M., Tanaka, T., Kawai, S., Iwasaki, H., Nakamura S.: Surf.
Sci. 115 (1982) 48.
82N2 Nakanishi, S., Kanno, M., Horiguchi, T.: Jpn. J. Appl. Phys. Part 2 - Letters 21 (1982) L419.
82P Park, C., Kramer, H.M., Bauer, E.: Surf. Sci. 115 (1982) 1.
82P2 Park, C., Kramer, H.M., Bauer, E.: Surf. Sci. 116 (1982) 456.
82P3 Park, C., Cramer, H.M., Bauer, E.: Surf. Sci. 116 (1982) 467.
82P4 Popov, G. Bauer, E.: Surf. Sci. 122 (1982) 433.
82P5 Poelsema, B., Palmer, R.L., Comsa, G.: Surf. Sci. 123 (1982) 152.
82P6 Popov, G. Bauer, E: Surf. Sci. 123 (1982) 165.
82P7 Papageorgopoulos, C.A.: Phys. Rev. B 25 (1982) 3740.
82R Richardson, N.V., Palmer, N.R.: Surf. Sci. 114 (1982) L1.
82S Spitzer, A., Lüth, H.: Surf. Sci. 120 (1982) 376.
82S2 Smith, G.C., Norris, C., Binns, C., Padmore, H.A.: J. Phys. C: Solid State Phys. 15 (1982)
6481.
82S3 Spitzer, A., Lüth, H.: Surf. Sci. 118 (1982) 121.
82S4 Spitzer, A., Lüth, H.: Surf. Sci. 118 (1982) 136.
82S5 Soukiassian, P., Riwan, R., Borenzstein, Y.: Solid State Commun. 44 (1982) 1375.
82S6 Smith, G.C., Padmore, H.A., Norris, C.: Surf. Sci. 119 (1982) L287.
82S7 Sakisaka, Y., Kato, H., Onchi, M.: Surf. Sci. 120 (1982) 150.
82T Tochihara, H., Murata, Y.: J. Phys. Soc. Jpn. 51 (1982) 2920.
82T2 Tysoe, W.T., Lambert, R.M.: Surf. Sci. 115 (1982) 37.
84H2 Ho, P., White, J.M.: Surf. Sci. 137 (1984) 117.
84H3 Hrbek, J., dePaola, R.A., Hoffmann, F.M.: J. Chem. Phys. 81 (1984) 2818.
84H5 Horlacher, A., Smith R.A., Barker, R.A., Estrup, P.J.: Surf. Sci. 136 (1984) 327.
84K Klimesh, P., Meyer, G., Henzler, M.: Surf. Sci. 137 (1984) 79.
84K2 Kolaczkiewicz, J., Bauer, E.: Surf. Sci. 144 (1984) 477.
84K3 Kolaczkiewicz, J., Bauer, E.: Surf. Sci. 144 (1984) 495.
84K4 Kanash, O.V., Fedorus, A.G.: Zh. Eksp. Teor. Fiz. 86 (1984) 223; Sov. Phys. JETP (English
Transl.) 59 (1984) 126.
84K5 Kiskinova, M., Pirug, G., Bonzel, H.P.: Surf. Sci. 136 (1984) 285.
84M Moog, E.R., Webb, M.B.: Surf. Sci. 148 (1984) 338.
84M2 Maurice, V., Peralta, L., Berthier, Y., Oudar, J.: Surf. Sci. 148 (1984) 623.
84N Norton, P.R., Griffiths, K., Bindner, P.E.: Surf. Sci. 138 (1984) 125.
84P Peebles, D.E., Peebles, H.C., White, J.M.: Surf. Sci. 136 (1984) 463.
84P3 Ping, C., Bolmont, D., Sebenne, C.A.: J. Phys. C: Solid State Phys. 17 (1984) 4897.
84P4 Peebles D.E., White, J.M.: Surf. Sci. 144 (1984) 512.
84P5 Peebles, D.E., White, J.M.: Surf. Sci. 148 (1984) 656.
84P6 Peebles, D.E., Peebles, H.C., White, J.M.: Surf. Sci. 136 (1984) 463.
84R Ruette, F., Blyholder, G., Head, J.D.: Surf. Sci. 137 (1984) 491.
84R2 Ritz, A., Spitzer, A., Lüth, H.: Appl. Phys. A 34 (1984) 31.
84R3 Rodway, D.: Surf. Sci. 147 (1984) 103.
84S Surnev, L., Tikhov, M.: Surf. Sci. 138 (1984) 40.
84S2 Seip, U., Tsai, M.-C., Christmann, K., Küppers, J., Ertl, G.: Surf. Sci. 139 (1984) 29.
84S3 Surnev, L., Bliznakov, G., Kiskinova, M.: Surf. Sci. 140 (1984) 249.
84S4 Sass, J.K., Bange, K., Dohl, R., Piltz, E., Unwin, R.: Ber. Bunsen-Ges. Phys. Chem. 88
(1984) 354.
84S5 Shayegan, M., Cavallo, J.M., Glover, R.E., Park, R.L.: Phys. Rev. Lett. 53 (1984) 1578.
84S6 Spitzer, A., Lüth, H.: Phys. Rev. B 30 (1984) 3098.
84S7 Schaefer, J.E.: Surf. Sci. 148 (1984) 581.
84S8 Sass, J.K., Richardson, N.V.: Surf. Sci. 139 (1984) L204.
84S9 Sidorski, Z.: Appl. Phys. A 33 (1984) 213.
84S10 Sakisaka, Y., Miyano, T., Onchi, M.: Phys. Rev. B 30 (1984) 6849.
84S11 Sun, Y.-M., Luftman, H.S., White, J.M.: Surf. Sci. 139 (1984) 379.
84W Wandelt, K., Hulse, J.E.: J. Chem. Phys. 80 (1984) 1340.
85A Abon, M., Bertolini, J.C., Billy, J., Massardier, J., Tardy, B.: Surf. Sci. 162 (1985) 395.
85B Benndorf, C., Krüger, B.: Surf. Sci. 151 (1985) 271.
85B3 Behm, R.J., Ertl, G., Penka, V.: Surf. Sci. 160 (1985) 387.
85B4 Baldinger, T., Bechtold, E.: Surf. Sci. 159 (1985) 406.
85C Cousty, J., Riwan, R., Soukiassian, P.: J. Phys. (Paris) 46 (1985) 1693.
85D Derry, G.N., Ross, P.N.: J. Chem. Phys. 82 (1985) 2772.
85D2 Dolle, P., Alnot, M., Ehrhardt, J.J., Thomy, A., Cassuto, A.: Surf. Sci. 152-153 (1985) 620.
85D3 de Paola, R.A., Hrbek, J., Hoffmann, F.M.: J. Chem. Phys. 82 (1985) 2484.
85E Eyink, K.G., Lamartine, B.C., Haas, T.W.: Appl. Surf. Sci. 21 (1985) 29.
85F Feulner, P., Menzel, D.: Surf. Sci. 154 (1985) 465.
85F2 Foord, J.S., Lambert, R.M.: Surf. Sci. 161 (1985) 513.
85G Griffiths, K., Norton, P.R., Davies, J.A., Unertl, W.N., Jackman, T.E.: Surf. Sci. 152/153
(1985) 374.
85H Hegde, R.I., Tobin, J., White, J.M.: J. Vac. Sci. Technol. A 3 (1985) 339.
85H2 Hochst, H., Colavita E., Fisher, G.B.: J. Vac. Sci. Technol. A 3 (1985) 1554.
85H3 Hegde, R.I., Greenlief, C.M., White, J.M.: J. Phys. Chem. 89 (1985) 2886.
85H4 Hrbek, J.: Surf. Sci. 164 (1985) 139.
85I Ismail, A., Ben Brahim, A., Palau, J.M., Lassabatere, L.: Surf. Sci. 162 (1985) 195.
85I2 Ishida, H., Shima, N., Tsukada, M.: Surf. Sci. 158 (1985) 438.
85K Kolaczkiewicz, J., Bauer, E.: Surf. Sci. 154 (1985) 357.
85K2 Koenders, L., Bartels, F., Ullrich, H., Mönch, W.: J. Vac. Sci. Technol. B 3 (1985) 1107.
85K3 Kojima, I., Orita, M., Miyazaki, E., Otani, S.: Surf. Sci. 160 (1985) 153.
85K4 Kamaratos, M., Papageorgopoulos, C.A.: Surf. Sci. 160 (1985) 451.
85K5 Kim, H., Okuno, K.: J. Vac. Sci. Technol. A 3 (1985) 2215.
85K6 Kolaczkiewicz, J., Bauer, E.: Surf. Sci. 160 (1985) 1.
85K7 Kiskinova, M., Rangelov, G., Surnev, L.: Surf. Sci. 150 (1985) 339.
85K8 Kolaczkiewicz, J., Bauer, E.: Surf. Sci. 151 (1985) 347.
85K9 Kennou, S., Ladas, S., Papageorgopoulos, C.: Surf. Sci. 164 (1985) 290.
85K10 Kennou, S., Ladas, S., Papageorgopoulos, C.: Surf. Sci. 152/153 (1985) 1213.
85L Lackey, D., Surman, M., Jacobs, S., Grider, D., King, D.A.: Surf. Sci. 152/153 (1985) 513.
85L2 Lee, J., Hanrahan, C.P., Arias, J., Martin, R.M., Metiu, H.: Surf. Sci. 161 (1985) L543.
85M Markert, K., Wandelt, K.: Surf. Sci. 159 (1985) 24.
85P Paffett, M.T., Campbell, C.T., Taylor, T.N., Srinivasan, S.: Surf. Sci. 154 (1985) 284.
85P2 Papageorgopoulos, C., Kamaratos, M.: Surf. Sci. 164 (1985) 353.
85P3 Paffett, M.T., Campbell, C.T., Taylor, T.N.: Langmuir 1 (1985) 741.
85P4 Parker, S.D.: Surf. Sci. 157 (1985) 261.
85P5 Park, Ch., Bauer, E., Poppa, H.: Surf. Sci. 154 (1985) 371.
85S Shayegan, M., Williams, E.D., Glover, R.E.III, Park, R.L.: Surf. Sci. 154 (1985) L239.
85S2 Strasser, G., Grunze, M., Golze, M.: J. Vac. Sci. Technol. A 3 (1985) 1562.
85S3 Sporken, R., Thiry, P.A., Pireaux, J.J., Caudano, R., Adnot, A.: Surf. Sci. 160 (1985) 443.
85S4 Smith, K.E., Henrich, V.E.: Phys. Rev. B 32 (1985) 5384.
85S5 Spitzer, A., Ritz, A., Lüth, H.: Surf. Sci. 152/153 (1985) 543.
85S6 Stroscio, J.A., Bare, S.R., Ho, W.: Surf. Sci. 154 (1985) 35.
85S7 Surnev, L., Rangelov, G., Bliznakov, G.: Surf. Sci. 159 (1985) 299.
85T Tatarenko, S., Alnot, M., Ehrhardt, J.J., Ducros, R.: Surf. Sci. 152-153 (1985) 471.
85T2 Taleb-Ibrahimi, A., Mercier, V., Sebenne, C.A., Bolmont, D., Chen, P.: Surf. Sci. 152-153
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85T3 Tatarenko, S., Alnot, M., Ducros, R.: Surf. Sci. 163 (1985) 249.
85T4 Taleb-Ibrahimi, A., Sebenne, C.A., Proix, F., Maigne, P.: Surf. Sci. 163 (1985) 478.
85W Woratschek, B., Sesselmann, W., Küppers, J., Ertl, G., Haberland, H.: Phys. Rev. Lett. 55
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86A Azizan, M., Nguyen Tan, T.A., Ciut, R., Baptist, R., Chauvet, G.: Surf. Sci. 178 (1986) 17.
86A2 Abon, M., Billy, J., Bertolini, J.C.: Surf. Sci. 171 (1986) L387.
86A3 Abon, M., Billy, J., Bertolini, J.C., Tardy, B.: Surf. Sci. 167 (1986) 1.
86A4 Aruge, T., Tochihara, H., Murata, Y.: Phys. Rev. B 34 (1986) 8237.
86B Benndorf, C., Nieber, B.: J. Vac. Sci. Technol. A 4 (1986) 1355.
86B2 Baier H.-U., Koenders, L., Mönch, W.: J. Vac. Sci. Technol. B 4 (1986) 1095.
86B3 Behner, H., Spiess, W., Wedler, G., Borgmann, D.: Surf. Sci. 175 (1986) 276.
86B4 Breitschafter, M.J., Umbach, E., Menzel, D.: Surf. Sci. 178 (1986) 725.
86B5 Behm, R.J., Brundle, C.R., Wandelt, K.: J. Chem. Phys. 85 (1986) 1061.
86C Chrzanowski, E., Bauer, E.: Surf. Sci. 173 (1986) 106.
86C2 Chelvayohan, M., Gomer, R.: Surf. Sci. 172 (1986) 337.
86D Döhl-Oelze, R., Stuve, E.M., Sass, J.K.: Solid State Commun. 57 (1986) 323.
86E Eiswirth, M., Ertl., G.: Surf. Sci. 177 (1986) 90.
86E2 Erley, W., Ibach, H.: Surf. Sci. 178 (1986) 565.
86E3 Eder, S., Markert, Jablonski, A., Wandelt, K.: Ber. Bunsenges. Phys. Chem. 90 (1986) 225.
86E4 Erley, W., Ibach, H.: Surf. Sci. 178 (1986) 565.
86F Feyer, N., Kiskinova, M., Pirug, G., Bonzel, H.P.: Appl. Phys. A 39 (1986) 209.
86F2 Freyer, N., Kiskinova, M., Pirug, G., Bonzel, H.P.: Surf. Sci. 166 (1986) 206.
86F3 Fusy, J., Ducros, R.: Surf. Sci. 176 (1986) 157.
86F4 Foord, J.S., Lambert, R.M.: Surf. Sci. 169 (1986) 327.
86H Hendrickx, H.A.C.M., Nieuwenhuys, B.E.: Surf. Sci. 175 (1986) 185.
86H2 Herlt, H.-J., Bauer, E.: Surf. Sci. 175 (1986) 336.
86H3 Hrbek, J.: J. Phys. Chem. 90 (1986) 6217.
86H4 Harrison, K., Lambert, R.M., Prince, R.H.: Surf. Sci. 176 (1986) 530.
86H5 Hu, Z.P., Wu, N.J., Ignatiev, A.: Surf. Sci. 177 (1986) L956.
86H6 Hardegree, E.L., Ho, P., White, J.M.: Surf. Sci. 165 (1986) 488.
86I Inoue, M., Ueda, K.: Jpn. J. Appl. Phys. Part 1, 25 (1986) 802.
86I2 Ismail, A., Palau, J.M., Lassabatere L.: J. Appl. Phys. 60 (1986) 1730.
86J3 Jablonski, A., Eder, S., Markert, K., Wandelt, K.: J. Vac. Sci. Technol. A 4 (1986) 1510.
86K Kirstein, W., Kruger, B., Thieme, F.: Surf. Sci. 176 (1986) 505.
86K2 Kolaczkiewicz, J.. Bauer, E.: Surf. Sci. 175 (1986) 487.
86K3 Krüger, B., Benndorf, C.: Surf. Sci. 178 (1986) 704.
86M Mroz, S., Bauer, E.: Surf. Sci. 169 (1986) 394.
86M2 Mullins, D.R., White, J.M., Luftman, H.S.: Surf. Sci. 167 (1986) 39.
86M3 Miyano, T., Sakisaka, Y., Komeda, T., Onchi, M.: Surf. Sci. 169 (1986) 197.
86N Nishigaki, S., Komatsu, T., Arimoto, M., Sugihara, M.: Surf. Sci. 167 (1986) 27.
86N2 Norton, P.R., Bindner, P.E., Jackman, T.E.: Surf. Sci. 175 (1986) 313.
86N3 Norton, P.R., Bindner, P.E.: Surf. Sci. 169 (1986) L259.
86O Oellig, E.M., Miranda, R.: Surf. Sci. 177 (1986) L947.
86P Paffett, M.T., Campbell, C.T., Taylor, T.N.: J. Chem. Phys. 85 (1986) 6176.
86P2 Parker, S.D., Dobson, P.J.: Surf. Sci. 171 (1986) 267.
86P3 Parker, S.D., Rhead, G.E.: Surf. Sci. 167 (1986) 271.
86S Sendecki, S.: Surf. Sci. 165 (1986) 402.
86S2 Schönhense, G.: Appl. Phys. A 41 (1986) 39.
86U Uram, K.J., Ng, L., Yates Jr., J.T.: Surf. Sci. 177 (1986) 253.
86V Vladimirov, G.G., Rump, G.A.: Poverkhnost N10 (1986) 61.
87A Alnot, M., Gorodetskii, V., Cassuto, A., Ehrhardt, J.J.: Thin Solid Films 151 (1987) 251.
87A2 Attard, G.A., King, D.A.: Surf. Sci. 188 (1987) 589.
87A3 Andriamanantenaosa, I., Lacharme, J.P., Sebenne, C.A.: Surf. Sci. 189-190 (1987) 563.
87A4 Argile, C., Rhead, G.E.: Thin Solid Films 152 (1987) 546.
87B Bartos, B., Freund, H.-J., Kuhlenbeck, H., Neumann, M., Lindner, H., Müller, K.: Surf. Sci.
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87B2 Bange, K., Madey, T.E., Sass, J.K., Stuve, E.M.: Surf. Sci. 183 (1987) 334.
87B3 Bonnet, J., Soonckindt, L., Ismail, A., Lassabatere, L.: Thin Solid Films 151 (1987) 103.
87B4 Benndorf, C., Nieber, B., Krüger, B.: Surf. Sci. 189-190 (1987) 511.
87B5 Bucci, J.V., Swirbel, T.J., Vook, R.W., Schwarz, J.A.: Scanning Microscopy 1 (1987) 1001.
87B6 Berkó, A., Solymosi, F.: Surf. Sci. 187 (1987) 359.
87B7 Barnes, C.J., Asonen, H., Salokatve, A., Pessa, M.: Surf. Sci. 184 (1987) 163.
87C Chelvayohan, M., Gomer, R.: Surf. Sci. 186 (1987) 412.
87C2 Christmann, K., Ehsasi, M.: Appl. Phys. A 44 (1987) 87.
87D de Paola, R.A., Hoffmann, F.M., Heskett, D., Plummer, E.W.: Phys. Rev. B 35 (1987) 4236.
87D2 Dubois, L.H., Zegarski, B.R., Luftman, H.S.: J. Chem. Phys. 87 (1987) 1367.
87E Engstrom, J.R., Tsai, W., Weinberg, W.H.: J. Chem. Phys. 87 (1987) 3104.
87F Foord, J.S., Lambert, R.M.: Surf. Sci. 185 (1987) L483.
87G Gonchar, F.M., Medvedev, V.K., Smereka, T.P., Lozovyi, Ya.B., Babkin, G.V.: Fiz. Tverd.
Tela 29 (1987) 2833; Sov. Phys. Solid State (English Transl.) 29 (1987) 1629.
87H Hohlfeld, A., Sunjic, M., Horn, K.: J. Vac. Sci. Technol. A 5 (1987) 679.
87I Inoue, M.: Jpn. J. Appl. Phys. Part 1, 26 (1987) 300.
87J Jackman, T.E., Griffiths, K., Unertl, W.N., Davies, J.A., Gürtler K.H., Harrington, D.A.,
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87J2 Jacobi, K.: Surf. Sci. 192 (1987) 499.
87K Kalis, T., Belyaeva, M.E., Sergeev, S.I.: Elektrokhimiya 23 (1987) 126. (Sov.
Electrochemistry (English Transl.)).
87K2 Kiskinova, M.: Surf. Sci. 182 (1987) 150.
87L Ladas, S., Kennou, S., Kamaratos, M., Foulias, S.D., Papageorgopoulos, C.: Surf. Sci.
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87N Nöbl, C., Benndorf, C.: Surf. Sci. 182 (1987) 499.
87N2 Nix, R.M., Lambert, R.M.: Surf. Sci. 186 (1987) 163.
88P2 Packard, W.E., Webb, M.B.: Surf. Sci. 195 (1988) 371.
88R Rosenzweig, Z., Asscher, M.: Surf. Sci. 204 (1988) L732.
88R2 Rump, G.A., Vladimirov, G.G., Magkoev, T.T.: Poverkhnost N3 (1988) 54.
88S Silvestre, C., Shayegan, M.: Phys. Rev. B 37 (1988) 10432.
88S2 Surnev, L., Xu, Z., Yates Jr., J.T.: Surf. Sci. 201 (1988) 14.
88T Tikhov, M., Bauer, E.: Surf. Sci. 203 (1988) 423.
88T2 Tysoe, W.T., Lambert, R.M.: Surf. Sci. 199 (1988) 1.
88U Ueda, K., Mega, T.: Jpn. J. Appl. Phys. Part 1, 27 (1988) 2227.
88V Vook, R.W., Swirbel, T.J., Bucci, J.V.: J. Vac. Sci. Technol. A 6 (1988) 1710.
88V2 Vook, R.W., Swirbel, T.J., Chao, S.S.: Appl. Surf. Sci. 33-34 (1988) 220.
88W Windham, R.G., Bartram, M.E., Koel, B.E.: J. Chem. Phys. 92 (1988) 2862.
88X Xu, Y. : Proceedings of the Chinese-Japanese Joint Seminar on Vacuum and Surface
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88Z Zhou, X.-L., Zhu, X.-Y., White, J.M.: Surf. Sci. 193 (1988) 387.
89A Alnot, M., Ehrhardt, J.J., Barnard J.A.: Surf. Sci. 208 (1989) 285.
89B Bermudez, V.M., Glass, A.S.: J. Vac. Sci. Technol. A 7 (1989) 1961.
89B2 Bermudez, V.M.: J. Appl. Phys. 66 (1989) 6084.
89B3 Berlowitz, P.J., Shinn, N.D.: Surf. Sci. 209 (1989) 345.
89B4 Blass, P.M., Zhou, X.-L., White, J.M.: Surf. Sci. 215 (1989) 74.
89C Cousty, J., Papageorgopoulos, C.A., Riwan, R.: Surf. Sci. 223 (1989) 479.
89D Dolle, P., Tommasini, M., Jupille, J.: Surf. Sci. 211/212 (1989) 904.
89E Ernst-Vidalis, M.-L., Bauer, E.: Surf. Sci. 215 (1989) 378.
89E2 Enta, Y., Kinoshita, T., Suzuki, S., Kono, S.: Phys. Rev. B 39 (1989) 1125.
89E3 Ernst, K.H., Christmann, K.: Surf. Sci. 224 (1989) 277.
89F Fusy, J., Ducros, R.: Surf. Sci. 214 (1989) 337.
89G Gonchar, F.M., Medvedev, V.K., Smereka, T.P., Savichev, V.V.: Fiz. Tverd. Tela 31 (1989)
249; Sov. Phys. Solid State (English Transl.) 31 (1989) 1056.
89G2 Glander, G.S., Webb, M.B.: Surf. Sci. 222 (1989) 64.
89G3 Glander, G.S., Webb, M.B.: Surf. Sci. 224 (1989) 60.
89H He, J.-W., Memmert, U., Norton, P.R.: J. Chem. Phys. 90 (1989) 5088.
89H2 Hohlfeld, A., Horn, K.: Surf. Sci. 211/212 (1989) 844.
89J Johnson, B.G., Berlowitz, P.J., Goodman, W.D., Bartholomew, C.H.: Surf. Sci. 217 (1989) 13.
89J2 Jacobi, K., Astaldi, C., Geng, P., Bertolo, M.: Surf. Sci. 223 (1989) 569.
89J3 Jaffey, D.M., Gellman, A.J., Lambert, R.M.: Surf. Sci. 214 (1989) 407.
89K Kiss, J., Klivenyi, G., Revesz, K., Solymosi, F.: Surf. Sci. 223 (1989) 551.
89L Lauth, G., Solomun, T., Hirschwald, W., Christmann, K.: Surf. Sci. 210 (1989) 201.
89L2 Lauth, G., Schwarz, E., Christmann, K.: J. Chem. Phys. 91 (1989) 3729.
89M Memmert, U., He, J.-W., Griffiths, K., Lennard, W.N., Norton, P.R., Richardson N.V.,
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89M2 Memmert, U., Bushby, S.J., Norton, P.R.: Surf. Sci. 219 (1989) 327.
89M3 Maeda Wong, T., Heskett, D., Dinardo, N.J., Plummer, E.W.: Surf. Sci. 208 (1989) L1.
89O Oral, B., Kothari, R., Vook, R.W.: J. Vac. Sci. Technol. A 7 (1989) 2020.
89P Pache, T., Steinruck, H.-P., Huber, W., Menzel, D.: Surf. Sci. 224 (1989) 195.
89P2 Parker, D.H., Bartram, M.E., Koel, B.E.: Surf. Sci. 217 (1989) 489.
89R Ruckman, M.W., Jiang, L.Q., Strongin, M.: Surf. Sci. 221 (1989) 144.
89R2 Ramsey, M.G., Rosina, G., Netzer, F.P., Saalfeld, H.B., Lloyd, D.R.: Surf. Sci. 217 (1989)
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89S Sendecki, S.: Surf. Sci. 213 (1989) 430.
89S2 Shamir, N., Lin, J.C., Gomer, R.: Surf. Sci. 214 (1989) 74.
89S3 Shamir, N., Gomer, R.: Surf. Sci. 216 (1989) 49.
89Y Ying, Z.C., Ho, W.: J. Chem. Phys. 91 (1989) 5050.
89Z Zhou, X.-L., Solymosi, F., Blass, P.M., Cannon, K.C., White, J.M.: Surf. Sci. 219 (1989)
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89Z2 Zhou, X.-L., White, J.M.: Surf. Sci. 221 (1989) 534.
89Z3 Zhou, X.-L., White, J.M., Koel, B.E.: Surf. Sci. 218 (1989) 201.
90A Azizan, M., Nguyen Tan, T.A., Veuillen, J.Y.: Vacuum 41 (1990) 1132.
90B Bertolo, M., Jacobi, K.: Surf. Sci. 226 (1990) 207.
90C Callen, B.W., Griffiths, K., Memmert, U., Harrington, D.A., Bushby, S.J., Norton P.R.: Surf.
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90D Domenicucci, A., Vook, R.W.: Thin Solid Films 193-194 (1990) 227.
90D2 Duszak, R., Prince, R.H.: Surf. Sci. 226 (1990) 33.
90E Ehsasi, M., Rezaie-Serej, S., Block, J.H., Christmann, K.: J. Chem. Phys. 92 (1990) 7596.
90H Höchst, H., Engelhardt, M.A.: Proc. SPIE Int. Soc. Opt. Eng. 1190 (1990) 17.
90H2 He, J.-W., Norton, P.R.: Surf. Sci. 230 (1990) 150.
90H3 Hollering, R.W.J., Dijkamp, D., Lindelauf, H.W.L., van der Heide, P.A.M., Krijn, M.P.C.M.:
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90H4 He, J.-W., Norton, P.R.: Surf. Sci. 238 (1990) 95.
90K Kolaczkiewicz, J.: Surf. Sci. 231 (1990) 103.
90K2 Kolaczkiewicz, J., Hochól, M., Zuber, S.: Surf. Sci. 247 (1991) 284.
90L Li, X.Q.D., Vanselow, R.: Surf. Sci. 236 (1990) L369.
90M Magnusson, K.O., Reihl, B.: Phys. Rev. B 41 (1990) 12071.
90N Nieber, B., Benndorf, C.: Surf. Sci. 235 (1990) 129.
90N2 Nishigaki, S., Matsuda, S., Sasaki, T., Kawanishi, N., Ikeda, Y., Takeda, H.: Surf. Sci. 231
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90P Puckrin, E., Slavin, A.J.: Phys. Rev. B 41 (1990) 4970.
90R Ray, K.B., Hannon, J.B., Plummer, E.W.: Chem. Phys. Lett. 171 (1990) 469.
90R2 Rosenzweig, Z., Asscher, M., Wittenzellner, C.: Surf. Sci. 240 (1990) L583.
90R3 Reihl, B., Magnusson, K.O.: Phys. Rev. B 42 (1990) 11839.
90S Shinn, N.D.: Phys. Rev. B 41 (1990) 9771.
90S2 Solymosi, F., Berko, A., Revesz, K.: Surf. Sci. 240 (1990) 50.
90S3 Singh, N.K., Jones, R.G.: Surf. Sci. 232 (1990) 229.
90T Tikhov, M., Bauer, E.: Surf. Sci. 232 (1990) 73.
90Z Zhao, Y.B., Gomer, R.: Surf. Sci. 239 (1990) 189.
90Z2 Zhou, X.-L., Castro, M.E., White, J.M.: Surf. Sci. 238 (1990) 215.
91A Asscher, M., Rosenzweig, Z.: J. Vac. Sci. Technol. A 9 (1991) 1913.
91B Bhave, A.S., Kanitkar, P.L.: J. Phys. D - Appl. Phys. 24 (1991) 454.
91B2 Borgmann, D., Kiessling, W., Stadelmann, M., Wedler, G.: Surf. Sci. 251-252 (1991) 831.
91B4 Bugyi, L., Solymosi, F.: Surf. Sci. 258 (1991) 55.
91C Cherif, S.M., Lacharme, J.-P., Sebenne, C.A.: Surf. Sci. 243 (1991) 113.
91C2 Cherif, S.M., Lacharme, J.-P., Sebenne, C.A.: Surf. Sci. 251-252 (1991) 737.
91C3 Chrost, J., Fick, D.: Surf. Sci. 251-252 (1991) 78.
91D Dworecki, Z.: Surf. Sci. 247 (1991) 279.
91E Ernst, K.H., Campbell, C.T.: Surf. Sci. 259 (1991) L736.
91F Fusy, J., Alnot, M., Abouelaziz, H., Ehrhardt, J.J.: Surf. Sci. 252/252 (1991) 573.
91H Hansen, W.: Thesis, TU Berlin, Germany (1991).
91H2 Hölzl, J., Fritsche, L.: Surf. Sci. 247 (1991) 226.
91H3 Houston, J.E.: Surf. Sci. 255 (1991) 303.
91K Kleint, C., Halim, S.M.A.E.: Surf. Sci. 247 (1991) 375.
91K2 Kolaczkiewicz, J., Bauer, E.: Phys. Rev. B 44 (1991) 5779.
91K3 Kolaczkiewicz, J., Hochól, M., Zuber, S.: Surf. Sci. 247 (1991) 284.
91K4 Kennou, S., Kamaratos M., Papageorgopoulos, C.A.: Surf. Sci. 256 (1991) 312.
91L Lindgren, S.A., Walldén, L.: Surf. Sci. 257 (1991) L619.
91M2 Medvedev, V.K., Smereka, T.P., Stepanovskii, S.I., Gonchar, F.M., Kamenetskii, R.R.: Fiz.
Tverd. Tela 33 (1991) 3603; Sov. Phys. Solid State (English Transl.) 33 (1991) 2028.
91N Nichtl-Pecher, W., Stammler, W., Heinz, K., Müller, K.: Phys. Rev. B 43 (1991) 6946.
91O Okada, M., Tochihara, H., Murata, Y.: Surf. Sci. 245 (1991) 380.
91P Pirug, G., Ritke, C., Bonzel, H.P.: Surf. Sci. 241 (1991) 289.
91P2 Pennemann, B., Oster, K., Wandelt, K.: Surf. Sci. 249 (1991) 35.
91P3 Pennemann, B., Oster, K., Wandelt, K.: Surf. Sci. 251-252 (1991) 877.
91P4 Pleshkov, V.A., Shakirova, S.A., Rump, G.A.: Poverkhnost Fizika Khimiya Mekhanika
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91P5 Papageorgopoulos, C.A., Kamaratos, M., Kennou, S., Vlachos, D.: Surf. Sci. 251-252 (1991)
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91P6 Pirug, G., Ritke, C., Bonzel, H.P.: Surf. Sci. 257 (1991) 50.
91P7 Pope, T.D., Bushby, S.J., Griffiths, K., Norton, P.R.: Surf. Sci. 258 (1991) 101.
91S Sass, J.K., Lackey, D., Schott, J., Straehler, B.: Surf. Sci. 247 (1991) 239.
91S2 Sokolowski, M., Koch, T., Pfnür, H.: Surf. Sci. 243 (1991) 261.
91T Tang, D., McIlroy, D., Shi, X., Su, C., Heskett, D.: Surf. Sci. 255 (1991) L497.
91T2 Tikhov, M., Boishin, G., Surnev, L.: Surf. Sci. 241 (1991) 103.
91T3 Taylor, T.N., Muenchhausen, R.E., Hoffbauer, M.A.: Surf. Sci. 243 (1991) 65.
91Z Zhang, Y., Slavin, A.J.: J. Vac. Sci. Technol. A 9 (1991) 1784.
91Z2 Zhuang Sh., Ji, M., Wu, J., Wandelt, K.: Surf. Sci. 251-252 (1991) 759.
91Z3 Zhou, X.-L., White, J.M.: Surf. Sci. 241 (1991) 244.
91Z4 Zhang, C.-S., Flinn, B.J., Mitchell, I.V., Norton, P.R.: Surf. Sci. 245 (1991) 373.
92A Ahner, J., Effendy, A., Wassmuth, H.-W.: Surf. Sci. 269-270 (1992) 372.
92A2 Argile, C., Rhead, G.E.: Surf. Sci. 279 (1992) 244.
92B Bakhtizin, R.Z., Suvorov, A.L., Zaripov, R.F.: Acta Phys. Pol. A 81 (1992) 247.
92B2 Benndorf, C., Mundt, C.: J. Vac. Sci. Technol. A 10 (1992) 3026.
92B3 Bertolo, M., Jacobi, K.: Surf. Sci. 265 (1992) 1.
92B4 Boishin, G., Surnev, L.: Surf. Sci. 273 (1992) 301.
92C Cherif, S.M., Lacharme, J.-P., Sebenne, C.A.: Surf. Sci. 274 (1992) 257.
92C2 Callen, B.W., Griffiths, K., Kasza, R.V., Jensen, M.B., Thiel, P.A., Norton, P.R.: J. Chem.
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92E Esser, N., Benne, I., Srama, R., Richter, W.: Surf. Sci. 269-270 (1992) 1037.
92E2 Ernst-Vidalis, M.-L., Papageorgopoulos, C., Stawinski, U., Bauer, E.: Phys. Rev. B 45 (1992)
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92J Jo, S.K., White, J.M.: Surf. Sci. 261 (1992) 111.
92J2 Janssens, T., Castro, G.R., Busse, H., Schneider, U., Wandelt, K.: Surf. Sci. 269/270 (1992)
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92K Kiss, J., Alberas, D.J., White, J.M.: Surf. Sci. 275 (1992) 82.
92L Lamouri, A., Krainsky, I.L.: Surf. Sci. 278 (1992) 286.
92M Mazina-Ngokoudi, M., Argile, C.: Surf. Sci. 262 (1992) 307.
92M2 Mroz, S., Stachnik, B.: Acta Phys. Pol. A 81 (1992) 233.
92M3 Michel, E.G., Pervan, P., Castro, G.R., Miranda, R., Wandelt, K.: Phys. Rev. B 45 (1992)
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92M4 Mullins, D.R., Lyman, P.F., Overbury, S.H.: Surf. Sci. 277 (1992) 64.
92M5 Mayer, T., Klein, A., Lang, O., Pettenkofer, C., Jaegermann, W.: Surf. Sci. 269/270 (1992)
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92N Nicklin, C.L., Binns, C., Norris, C., McCluskey, P., Barthes-Labrousse, M.-G.: Surf. Sci.
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92O Ortega, J.E., Miranda, R.: Appl. Surf. Sci. 56-58 (1992) 211.
92O2 Ou, E.C., Young, P.A., Norton, P.R.: Surf. Sci. 277 (1992) 123.
92P Polanski, G., Toennies, J.P.: Surf. Sci. 260 (1992) 250.
92R Roman, E.L., de Segovia, J.L., Kurtz, R.L., Stockbauer, R., Madey, T.E.: Surf. Sci. 273
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92R2 Reihl, B., Sorensen, S.L., Dudde, R., Magnusson, K.O.: Surf. Sci. 269/270 (1992) 1005.
92S Shern, C.S.: Surf. Sci. 264 (1992) 171.
92S2 Sander, M., Imbihl, R., Schuster, R., Barth, J.V., Ertl, G.: Surf. Sci. 271 (1992) 159.
92S3 Shen, G.L., Casanova, R., Thornton, G.: Vacuum 43 (1992) 1129.
92S4 Surnev, S.: Surf. Sci. 278 (1992) 375.
92S5 Shakirova, S.A., Pleshkov, V.A., Rump, G.A.: Surf. Sci. 279 (1992) 113.
92S6 Shern, C.S.: Chinese J. Phys. 30 (1992) 841.
92S7 Shi, H., Jacobi, K.: Surf. Sci. 278 (1992) 281.
92S8 Shinn, N.D.: Surf. Sci. 278 (1992) 157.
92W Wu, K. et al.: Surf. Sci. 264 (1992) 249.
92W2 Walter, W.K., Jones, R.G.: Surf. Sci. 264 (1992) 391.
92X Xi, M., Bent, B.E.: Surf. Sci. 278 (1992) 19.
92Y Gong, Y.-M., Leng, R.-H.: Solid State Commun. 84 (1992) 1085.
92Z Zhao, Y.B., Gomer, R.: Surf. Sci. 260 (1992) 129.
92Z2 Zadorozhnyl, L.P., Medvedev, V.K., Smereka, T.P., Gonchar, F.M.: Fiz. Tverd. Tela 34
(1992) 1051; Sov. Phys. Solid State (English Transl.) 34 (1992) 561.
92Z3 Zhang, Z., Henrich, V.E.: Surf. Sci. 277 (1992) 263.
92Z4 Zhao, Y.B., Gomer, R.: Surf. Sci. 271 (1992) 85.
93A Atli, A., Abon, M., Bertolini, J.C.: Surf. Sci. 287/288 (1993) 110.
93B2 Brosseau, R., Brustein, M.R., Ellis, T.H.: Surf. Sci. 294 (1993) 243.
93B3 Bushby, S.J., Callen, B.W., Griffiths, K., Esposto, F.J., Timsit, R.S., Norton, P.R.: Surf. Sci.
298 (1993) L181.
93C Chakarian, V., Shuh, D.K., Yarmoff, J.A., Hakansson, M.C., Karlsson, U.O.: Surf. Sci. 296
(1993) 383.
93F Fan, W.C., Ignatiev, A.: Surf. Sci. 296 (1993) 352.
93G Godfrey, D.C., Hayden, B.E., Murray, A.J., Parsons, R., Pegg, D.J.: Surf. Sci. 294 (1993) 33.
93H Hamawi, A., Walldén, L.: Surf. Sci. 285 (1993) 93.
93J Johansson, L.S.O., Reihl, B.: Phys. Rev. B 47 (1993) 1401.
93K Kastanas, G.N., Koel, B.E.: Appl. Surf. Sci. 64 (1993) 235.
93K2 Kadodwala, M., Jones, R.G.: J. Vac. Sci. Technol. A 11 (1993) 2019.
93K3 Klingenberg, B., Grellner, F., Borgmann, D., Wedler, G.: Surf. Sci. 296 (1993) 374.
93L Leschik, G., Courths, R., Wern, H.: Surf. Sci. 294 (1993) 355.
93M Mundt, C., Benndorf, C.: Surf. Sci. 287-288 (1993) 119.
93M2 Ma, P., Slavin, A.J.: J. Vac. Sci. Technol. A 11 (1993) 2003.
93N Nienhaus, H., Mönch, W.: Appl. Surf. Sci. 66 (1993) 632.
93N2 Neumann, A., Christmann, K., Solomun, T.: Surf. Sci. 287-288 (1993) 593.
93O Ota, K., Usami, S.: Surf. Sci. 287-288 (1993) 99.
93O2 Over, H., Hertel, T., Bludau, H., Pflanz, S., Ertl, G.: Phys. Rev. B 48 (1993) 5572.
93P Pan, J.-M., Diebold, U., Zhang, L., Madey, T.E.: Surf. Sci. 295 (1993) 411.
93R Radnik, J., Gitmans, F., Pennemann, B., Oster, K., Wandelt, K.: Surf. Sci. 287-288 (1993)
330.
93R2 Rotermund, H.H., Lauterbach, J., Haas, G.: Appl. Phys. A 57 (1993) 507.
93R3 Ruckman, M.W., Xia, B., Qiu, S.L.: Phys. Rev. B 48 (1993) 15457.
93S Surnev, S.: Surf. Sci. 282 (1993) 10.
93S2 Schmidt, M., Wolter, H., Schick, M., Kalki, K., Wandelt, K.: Surf. Sci. 287-288 (1993) 983.
93S3 Sprunger, P.T., Plummer, E.W.: Phys. Rev. B 48 (1993) 14436.
93S4 Shi, X., Tang, D., Heskett, D., Tsuei, K.-D., Ishida, H., Morikawa, Y., Terakura, K.: Phys.
Rev. B 47 (1993) 4014.
93S5 Shi, X., Tang, D., Heskett, D., Tsuei, K.-D., Ishida, H., Morikawa, Y.: Surf. Sci. 290 (1993)
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93S6 Su, C., Shi, X., Tang, D., Heskett, D., Tsuei, K.-D.: Phys. Rev. B 48 (1993) 12146.
93S7 Stolz, H., Höfer, M., Wassmuth, H.-W.: Surf. Sci. 287/288 (1993) 564.
93S8 Solymosi, F., Révész, K.: Surf. Sci. 280 (1993) 38.
93T Troost, D., Koenders, L., Mönch, W.: Appl. Surf. Sci. 66 (1993) 619.
93T2 Tang, D., Su, C., Heskett, D.: Surf. Sci. 295 (1993) 427.
93V van Slooten, U., Koppers, W.R., Bot, A., van Pinxteren, H.M., Moutinho, A.M.C., Frenken,
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93W Weinelt, M., Zebisch, P., Steinruck, H.-P.: Surf. Sci. 287-288 (1993) 471.
93W2 Weinelt, M., Zebisch, P., Steinrück, H.-P.: Chem. Phys. 177 (1993) 321.
93W3 Wolter, H., Schmidt, M., Wandelt, K.: Surf. Sci. 298 (1993) 173.
93Z Zhao, Y.B., Gomer, R.: Surf. Sci. 280 (1993) 138.
94A Atli, A., Abon, M., Beccat, P., Bertolini, J.C., Tardy, B.: Surf. Sci. 302 (1994) 121.
94B Blaszczyszynowa, M., Blaszczyszyn, R., Ciszewski, A.: Surf. Sci. 304 (1994) 325.
94B2 Bönicke, I., Kirstein, W., Spinzig, S., Thieme, F.: Surf. Sci. 313 (1994) 231.
94B3 Bönicke, I. A., Kirstein, W., Thieme, F.: Surf. Sci. 307-309 (1994) 177.
94B4 Bender, M., Al-Shamery, K., Freund, H.-J.: Langmuir 10 (1994) 3081.
94E Ernst, K.-H., Schwarz, E., Christmann, K.: J. Chem. Phys. 101 (1994) 5388.
94E2 Eckhardt, M., Kleine, H., Fick, D.: Surf. Sci. 319 (1994) 219.
94F Fischer, N., Schuppler, S., Fauster, Th., Steinmann, W.: Surf. Sci. 314 (1994) 89.
94F2 Fallavier, M., et al.: Surf. Sci. 311 (1994) 24.
94G Grellner, F., Klingenberg, B., Borgmann, D., Wedler, G.: Surf. Sci. 312 (1994) 143.
94G2 Gensterblum, B., Hevesi, K., Han, B.-Y., Yu, L.-M., Pireaux, J.-J., Thiry, P.A., Caudano, R.,
Lucas, A.-A., Bernaerts, D., Amelinckx, S., Van Tendeloo, G., Bendele, G., Buslaps, T.,
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94G3 Gordon, J., Shechter, H., Folman, M.: Phys. Rev. B 49 (1994) 4898.
94G4 Gorodetsky, D.A., Melnik, Yu.P., Usenko, V.A., Yas’ko, A.A., Yarigin, V.I.: Surf. Sci. 315
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94H Hashim, K.I., Jones, J.P.: Thin Solid Films 245 (1994) 64.
94H2 Hugenschmidt, M.B., Gamble, L., Campbell, C.T.: Surf. Sci. 302 (1994) 329.
94H3 Hertel, T., Over, H., Bludau, H., Gierer, M., Ertl, G.: Surf. Sci. 301 (1994) 1.
94J Jiang, L.Q., Koel, B.E.: Phys. Rev. Lett. 72 (1994) 140.
94J2 Jänsch, H.J., Huang, C., Ludviksson, A., Martin, R.M.: Surf. Sci. 315 (1994) 9.
94J3 Jacobi, K.: in Landolt-Börnstein Vol. III/24B "Physics of Solid Surfaces",
Section 3.1.2.4, p. 56, Chiarotti, G. (ed.), Berlin: Springer-Verlag, 1994.
94K Kolaczkiewicz, J., Bauer, E.: Surf. Sci. 314 (1994) 221.
94K2 Kovacs, I., Iost, N., Solymosi, F.: J. Chem. Phys. 101 (1994) 4236.
94K3 Kondoh, H., Nozoye, H.: Surf. Sci. 318 (1994) 158.
94M2 Mundt, C., Benndorf, C.: Surf. Sci. 307-309 (1994) 28.
94M3 Mizuno, S., Tochihara, H., Kawamura, T.: Phys. Rev. B 50 (1994) 17540.
94N Naparty, M.K., Skonieczny J.: Vacuum 45 (1994) 361.
94O Okuda, T., et al.: Surf. Sci. 321 (1994) 105.
94R Rohwerder, M., Benndorf, C.: Surf. Sci. 307-309 (1994) 789.
94S Szczudlo, Z., Sendecka, K., Gubernator, W., Ciszewski, A.: Vacuum 45 (1994) 263.
94S2 Schmidt, M., Wolter, H., Wandelt, K.: Surf. Sci. 307-309 (1994) 507.
94S3 Schmidt, M., Wolter, H., Nohlen, M., Wandelt, K.: J. Vac. Sci. Technol. 12 (1994) 1818.
94S4 Sato, M.: Appl. Surf. Sci. 82-83 (1994) 532.
94V Vlachos, D., Kamaratos, M., Papageorgopoulos, C.: Solid State Commun. 90 (1994) 175.
94W Wilke, S., Hennig, D., Lober, R., Methfessel, M., Scheffler, M.: Surf. Sci. 307-309 (1994) 76.
94W2 Wilke, S., Hennig, D., Lober, R.: Phys. Rev. B 50 (1994) 2548.
94W3 Weitering, H.H., Chen, J., Pérez-Sandoz, R., Di Nardo, N.J.: Surf. Sci. 307-309 (1994) 978.
94W4 Whitten, J.E., Gomer, R.: Surf. Sci. 316 (1994) 1.
94Z Zhang, C.-S., Bing Li, Norton, P.R.: Surf. Sci. 313 (1994) 308.
94Z2 Hong Zeng, Dongjin Byun, Jiandi Zhang, Vidali, G., Onellion, M., Dowben, P.A.: Surf. Sci.
313 (1994) 239.
95B Basset, D.W.: Surf. Sci. 325 (1995) 121.
95D Derraa, A., Lee, M.J.G.: Surf. Sci. 329 (1995) 1.
95G Geunseop Lee, Plummer, E.W.: Phys. Rev. B 51 (1995) 7250.
95G2 Grellner, F., Klingenberg, B., Borgmann, D., Wedler, G.: J. Electron Spectrosc. Relat.
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95G3 Gordon, J., Morgen, P., Shechter, H., Folman, M.: Phys. Rev. B 52 (1995) 1852.
95H Held, G., Menzel, D.: Surf. Sci. 327 (1995) 301.
95H2 Heise, R., Courths, R.: Surf. Rev. Lett. 2 (1995) 147.
95H3 Hadenfeldt, S., Benndorf, C.: Surf. Sci. 331-333 (1995) 110.
95K Kennou, S.: J. Appl. Phys. 78 (1995) 587.
95K2 Kirstein, W., Petraki, I., Thieme, F.: Surf. Sci. 331-333 (1995) 162.
95K3 Kleine, H., Eckhardt, M., Fick, D.: Surf. Sci. 329 (1995) 71.
95K4 Kizhakevariam, N., Villegas, J., Weaver, M.J.: Surf. Sci. 336 (1995) 37.
95K6 Kleine, H., Ehrhardt, M., Jänsch, H.J., Fick, D.: Surf. Sci. 323 (1995) 51.
95K7 Kim, C.Y., Shin, K.S., Lee, K.D., Chung, J.W.: Surf. Sci. 324 (1995) 8.
95L Lee, S.C., Irokawa, Y., Inoue, M., Shimizu, R.: Surf. Sci. 330 (1995) 289.
95M Mazur, P., Lewowski, T.: Vacuum 46 (1995) 417.
95M2 Muschiol, U., Lenz, J., Schwarz, E., Christmann, K.: Surf. Sci. 331-333 (1995) 127.
95N Nohlen, M., Schmidt, M., Wandelt, K.: Surf. Sci. 331-333 (1995) 902.
95N2 Neumann, A., Schroeder, S.L.M., Christmann, K.: Phys. Rev. B 51 (1995) 17007.
95N3 Nohlen, M., Schmidt, M., Wolter, H., Wandelt, K.: Surf. Sci. 337 (1995) 294.
95P Papageorgopoulos, C.A., Kamaratos, M.: Surf. Sci. 338 (1995) 77.
95R Ranga Rao, G., Kadowaki, Y., Kondoh, H., Nozoye, H.: Surf. Sci. 327 (1995) 293.
95S Smereka, T.P., Stepanovskii, S.I., Kamenetskii, R.R.: Vacuum 46 (1995) 425.
95S2 Shuxian Zhuang, Jianxin Wu, Xianming Liu, Jin Tu, Mingrong Ji, Wandelt, K.: Surf. Sci.
331-333 (1995) 42.
95S3 Slavin, A.J.: Progr. Surf. Sci. 50 (1995) 1591.
95S4 Schröder, S.L.M., Neumann, A., Solomun, T., Lenz-Solomun, P., Christmann, K.: Surf. Sci.
337 (1995) 285.
95S5 Solomun, T.: Surf. Sci. 331-333 (1995) 52.
95S6 Siokou, A., Kennou, S., Ladas, S.: Surf. Sci. 331-333 (1995) 580.
95S7 Shen, W., Nyberg, G.L., Hoffmann, A.: Surf. Sci. 334 (1995) 209.
95V Valla, T., Pervan, P., Milun, M.: Vacuum 46 (1995) 1223.
95V2 Vlachos, D., Foulias, S.D., Kennou, S., Pappas, C., Papageorgopoulos, C.: Surf. Sci. 331-333
(1995) 673.
95W Wallauer, W., Fauster, Th.: Surf. Sci. 331-333 (1995) 731.
95Y Yang, M.X., Jo, S.K., Paul, A., Avila, L., Bent, B.E., Nishikida, K.: Surf. Sci. 325 (1995) 102.
96A Alberas-Sloan, D.J., White, J.M.: Surf. Sci. 365 (1996) 212.
96B Boishin, G., Surnev, L.: Surf. Sci. 345 (1996) 64.
96B2 Bondzie, V.A., Kleban, P., Dwyer, D.J.: Surf. Sci. 347 (1996) 319.
96C Christmann, K., Muschiol, U.: Zeitschr. Phys. Chemie 197 (1996) 155.
96D de Paola, R. A., Hoffmann, F.M.: Chem. Phys. Lett. 128 (1996) 343.
96E Ebinger, H.D., et al.: Phys. Rev. Lett. 76 (1996) 656.
96H Heiland, A., Christmann, K.: Surf. Sci. 355 (1996) 31.
96H2 Hadenfeldt, S., Benndorf, C., Stricker, A., Töwe, M.: Surf. Sci. 352-354 (1996) 295.
96K Kolaczkiewicz, J., Bauer, E.: Surf. Sci. 366 (1996) 71.
96K2 Koch, M.H., Jakob, P., Menzel, D.: Surf. Sci. 367 (1996) 293.
96K3 Kim, J.W., Seo, J.M., Kim, S.: Surf. Sci. 351 (1996) L239.
96K4 Kopatzki, E., Keck, H.-G., Baikie, I.D., Meyer, J.A., Behm, R. J.: Surf. Sci. 345 (1996) L11.
96L Lindgren, S.-A., Svensson, C., Walldén, L., Carlsson, A., Wahlström, E.: Phys. Rev. B 54
(1996) 10912.
96L2 Lehmann, J., Roos, P., Bertel, E.: Phys. Rev. B 54 (1996) 2347.
96L3 Livneh, T., Romm, L., Asscher, M.: Surf. Sci. 351 (1996) 250.
96M Matsumoto, Y., Gruzdkov, Y.A., Watanabe, K., Sawabe, K.: J. Chem. Phys. 105 (1996)
4775.
96M2 Mayer, T., Pettenkofer, C., Jaegermann, W.: J. Phys. Chem. 100 (1996) 16966.
96M3 Maxwell, A.J., Bühwiler, P.A., Arvanitis, D., Hasselström, J., Mårtensson, N.: Chem. Phys.
Lett. 260 (1996) 71.
96O Ozawa, K., Tokumitsu, S., Sekine, R., Miyazaki, E., Edamoto, K., Kato, H., Otani, S.: Surf.
Sci. 357-358 (1996) 350.
96O2 Ormerod, R.M., Baddeley, C.J., Hardacre, C., Lambert, R.M.: Surf. Sci. 360 (1996) 1.
96O3 Ostertag, Ch., Oelsner, A., Schicketanz, M., Schmidt, O., Fecher, G.H., Schönhense, G.: Surf.
Sci. 352-354 (1996) 179.
96P Papageorgopoulos, A., Kamaratos, M.: Surf. Sci. 352-354 (1996) 364.
96P2 Parschau, M., Christmann, K.: Surf. Sci. 347 (1996) 63.
98D Dong, W., Ledentu, V., Sautet, Ph., Eichler, A., Hafner, J.: Surf. Sci. 411 (1998) 123.
98E Ebinger, H.D., Arnolds, H., Polenz, C., Polivka, B., Preyß, W., Veith, R., Fick, D., Jänsch,
H.J.: Surf. Sci. 412/413 (1998) 586.
98F Fedorus, A., Bauer, E.: Surf. Sci. 418 (1998) 420.
98G Grüne, M., Radnik, J., Wandelt, K.: Surf. Sci. 402-404 (1998) 236.
98G2 Gorodetsky, D.A., Melnik, Yu.P., Proskurin, D.P., Sklyar, V.K., Usenko, V.A., Yas’ko, A.A.:
Surf. Sci. 416 (1998) 255.
98H2 Hohenegger, M., Bechtold, E., Schennach, R.: Surf. Sci. 412-413 (1998) 184.
98L Lahtinen, J., Vaari, J., Kauraala, K.: Surf. Sci. 418 (1998) 502.
98M Muschiol, U., Schmidt, P.K., Christmann, K.: Surf. Sci. 395 (1998) 182.
98M3 Mundt, C., Benndorf, C.: Surf. Sci. 405 (1998) 121.
98N Noda, T., Nakane, T., Ozawa, K., Edamoto, K., Tanaka, S., Otani, S.: Solid State Commun.
107 (1998) 145.
98R Reissner, R., Radke, U., Schulze, M., Umbach E.: Surf. Sci. 402-404 (1998) 71.
98R2 Ranke, W., Weiss, W.: Surf. Sci. 414 (1998) 236.
98S Shen, Y.G., O'Connor, D.J., Yao, J.: Appl. Surf. Sci. 125 (1998) 300.
98S2 Stepanowskyi, S., Ubogyi, I., Kolaczkiewicz, J.: Surf. Sci. 411 (1998) 176.
98S3 Saliba, N., Parker, D.H., Koel, B.E.: Surf. Sci. 410 (1998) 270.
98S4 Schlatterbeck, D., Parschau, M., Christmann, K.: Surf. Sci. 418 (1998) 240.
98V Vlachos, D.S., Papageorgopoulos, C.A.: Appl. Surf. Sci. 136 (1998) 230.
98V2 Velic, D., Hotzel, A., Wolf, M., Ertl, G.: J. Chem. Phys. 109 (1998) 9155.
98W Whitten, J.E., Gomer, R.: Surf. Sci. 409 (1998) 16.
98Y Young Sir Chung, Evans, K., Glaunsinger, W.: Appl. Surf. Sci. 125 (1998) 65.
98Y2 Yoshihara, J., Campbell, J.M., Campbell, C.T.: Surf. Sci. 406 (1998) 235.
99B Böttcher, A., Niehus, H.: Phys. Rev. B 60 (1999) 14396.
99F Farias, D., Schilbe, P., Patting, M., Rieder, K.H.: J. Chem. Phys. 111 (1999) 559.
99K Kolaczkiewicz, J., Bauer, E.: Surf. Sci. 420 (1999) 157.
99K2 Kim, J.-S., Ihm, K.-W., Hwang, Ch.-C., Kim, Y.-K., Lee, Ch., Park, Ch.Y.: Jpn. J. Appl.
Phys. 38 (1999) 6479.
99K3 Kolaczkiewicz, J., Bauer, E.: Surf. Sci. 423 (1999) 292.
99K4 Klivényi, G., Kovács, I., Solymosi, F.: Surf. Sci. 442 (1999) 115.
99L Livneh, T., Lilach, Y., Asscher, M.: J. Chem. Phys. 111 (1999) 11138.
99L2 Livneh, T., Asscher, M.: J. Phys. Chem. B 103 (1999) 5665.
99L3 Lacharme, J.P., Benazzi, N., Sebenne, C.A.: Surf. Sci. 435 (1999) 415.
99O Osterlund, L., Chakarov, D.V., Kasemo, B.: Surf. Sci. 420 (1999) 174.
99P Petermann, U., Baikie, I.D., Lägel, B.: Thin Solid Films 343-344 (1999) 492.
99S Shakirova, S.A., Serova, E.V.: Surf. Sci. 422 (1999) 24.
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99S3 Schoak, A., Nieuwenhuys, B., Imbihl, R.: Surf. Sci. 441 (1999) 33.
99T Turton, S., Kadodwala, M., Jones, R.G.: Surf. Sci. 442 (1999) 517
99W Whitten, J.E., Gomer, R.: Surf. Sci. 429 (1999) 14.
99W2 Whelan, C.M., Barnes, C.J., Walker, C.G.H., Brown, N.M.D.: Surf. Sci. 425 (1994) 195.
99W3 Wilde, M., Beauport, I., Stuhl, F., Al-Shamery, K., Freund, H.J.: Phys. Rev. B 59 (1999)
13401.
4.4.1 Introduction
The surface free energy per area and the surface stress are macroscopic excess quantities, specific to
surfaces of condensed matter. In short, the free energy is defined as the work per area necessary to create a
surface. It is denoted as γ and called surface energy for simplicity in the following. The surface stress is
the work per area necessary to strain an already existing surface. Both, surface energy and surface stress
have the same dimension of an energy per area (J/m2). In order to emphasise the difference between the
two we quote surface stresses in N/m. An alternative, sometimes useful definition of the surface stress
follows directly from the definition as change in the surface energy per area with applied strain: The
surface stress is the excess force per length which has to be applied to the surface in order to keep the
surface undeformed when the material is cut perpendicular to the surface along a line, with the material on
the right hand side of the cut removed in a Gedanken experiment. This definition leads to a qualitative
useful insight into the connection between the local charge density distribution in the outermost atom
layers near the surface and the sign and magnitude of the surface stress. The distinction between surface
energy and surface stress was first pointed out by Gibbs [61Gib]. Excess free energies and stresses can
also be defined for condensed matter interfaces, e. g. the solid-liquid interface. However, this section
focuses entirely on surfaces, i. e. the solid-vacuum or the liquid-vacuum interface. The microscopic origin
for the surface energy and the surface stress is that atoms or molecules at the surface of a solid or a liquid
have a different local environment than the atoms in the bulk. This leads to a redistribution of the
electronic charge compared to the bulk which affects both surface energy and surface stress.
The strain of a surface is a second rank tensor ε ij with (i, j = 1,2) denoting the in-plane components.
The energy associated with the strain, the surface stress, is therefore likewise a second rank tensor. Its
components are denoted as τ (ijs) (i, j = 1,2). The work per area A associated with straining a surface is
given by the derivative of the excess free energy of the surface Fs with respect to the strain ε ij at constant
temperature
in which δij is the Kronecker symbol. This equation was first derived by Shuttleworth [50Shu, 53Her] and
is named after him. The second term in the Shuttleworth equation makes for an important difference
between the surface stress of liquids and solids. Isothermic stretching of the surface of a liquid results in a
completely plastic deformation: The change of surface area leads to a flow of molecules from the interior
to the surface, provided the liquid film is not too thin. The local environment of a surface molecule
therefore does not change upon straining the surface, and consequently all area specific excess quantities
such as the surface energy γ remain constant. Thus for liquids, the second term in eq. (1) is zero and the
surface stress is equal to the surface energy in that case. For solids, on the other hand, no plastic flow of
molecules or atoms to the surface occurs (unless the temperature is close to the melting point) and the
strain derivative of γ does not vanish. The surface deforms elastically when the material is strained. The
local environment of each surface atom therefore changes due to the strain in the surface layer and
consequently the stress differs from the specific surface energy. For liquids, the term surface tension is
frequently used for the specific surface energy γ. Since the word tension bears the connotation of "stress"
the term surface "tension" should be avoided for solid surfaces where stress and specific energy are
different. Calculations predict that the strain derivative of γ can be of the same magnitude as γ itself
[97Fei, 97Fill]. The sign of ∂γ / ∂ε can be positive or negative. A positive value indicates that the
ij
surface energy is lowered by reducing the surface strain, i.e. by increasing the density of surface atoms,
and vice versa. A different surface density compared to the underlying bulk layers is equivalent to a
surface reconstruction and the sign and magnitude of ∂γ / ∂ε has therefore been associated with the
ij
propensity of the surface to reconstruct to a new structure with a higher or lower density of atoms in the
surface layer [90Wol, 92Cam1, 92Cam2, 94Wol1, 93Cho, 93Nee, 97Bac, 97Iba1, 97Iba2]. Parameters
β = ( τ − γ ) / ( Gb) [92Cam1, 94Cam], with the shear modulus G and the Burger’s vector b, and
α = ( τ − γ ) / ( E c a 0 ) [97Iba1], with the cohesion energy Ec and the lattice constant a0, have been
introduced as an indicator for the propensity of a surface to reconstruct. Both parameters are proportional
to the magnitude of the second term of equation (1). A large value of this term has been proposed as a
driving force for reconstruction, both for the reconstruction of clean surfaces as well as for the adsorbate
induced reconstructions. An example for a reconstruction of a clean surface driven by surface stress is
presumably the reconstruction of the Au(111) surface [97Bac]; an example for a reconstruction driven by
the adsorbate induced stress is the carbon induced p4g reconstruction of Ni(100) [86Mül, 92San, 97Iba1].
For data on surface reconstruction and relaxation see LANDOLT-BÖRNSTEIN New Series III/24a.
The surface energy necessarily is a positive quantity. The material would desintegrate if it was not.
The surface stress, on the other hand, can be positive or negative. For anisotropic surfaces the components
of the stress tensor can be of opposite sign. A famous and frequently studied example is the reconstructed
Si(100) surface [88Ale, 88Men, 94Web]. If the surface free energy increases upon an expansion of the
surface area, i. e. the surface has the propensity to contract, the stress is called tensile. The sign of the
stress τ(s) is defined as positive in that case (comp. eq. (1)). If the surface elastic energy would be lowered
by an expansion, the surface stress is called compressive and the sign of the surface stress is negative. All
calculations of the surface stress of clean metals indicate a positive surface stress. The stress may,
however, become negative upon adsorption, in particular upon adsorption of electronegative atoms. On
some clean semiconductor surfaces, the stress is negative, i. e. compressive. The absolute magnitude of
the surface stress depends on the material and on the surface orientation. Large values are predicted for
the 5d elements. For Pt(111), a surface stress as large as 6.27 N / m has been calculated [97Fei]. The
surface stress of inert gas crystals, on the other hand, is slightly compressive, and amounts only to about -
10-3 N / m [50Shu].
Due to the lack of methods, reliable experimental data for surface energy and surface stress are not
available for clean solid surfaces at room temperature. Surface energy data are almost exclusively
obtained near the melting point of the solids using the method of zero creep. So far, only cleavage
experiments have shown the potential to determine absolute surface energy data at low temperatures.
Recently, Bonzel has proposed a new method to determine the absolute value of the surface energy of
singular surfaces from the temperature dependence of the size of a facet [2000Bon]. However, the new
method has not been applied to an experimental system yet. The surface stress of clean surfaces is likewise
difficult to measure directly. Several methods which have been proposed are discussed in 4.4.3. Changes
of the surface stress due to adsorption, on the other hand, can be measured with sub-monolayer sensitivity
and experimental data exist for a number of systems and are presented in section 4.4.9.
Despite the fundamental importance of the surface free energy γ in sintering, diffusion, nucleation and
growth of inclusions, for the strength of materials, and for thin film growth, experimental data on γ are
mostly from experiments performed at high temperatures near the melting point or for the liquid state.
Early experimental data show a considerable scatter due to contamination and due to experimental
difficulties inherent to the experimental methods [88Ida]. Nevertheless experimental data on the surface
free energy of (bona fide) clean metals are compiled in this contribution as they serve as an important
reference when the change of the surface free energy due to adsorption is discussed. References to
empirical relations between surface free energy and other physical properties like the cohesion energy, the
heat of sublimation, the work function and the compressibility are given in section 4.4.2.5.
Experimental techniques to measure the surface free energy of liquids have been thoroughly discussed
by Bakker [28Bak], Hondros [70Hon], and Adamson [90Ada]. The sessile drop method [59All], the
pendant drop method [63All], the drop weight method [63All] and Lenard’s wire frame method have been
applied [68Ger] to obtain the surface energy of liquid metals. Other experimental techniques like cleavage
and zero creep experiments have been described by Bikerman [65Bik], Hondros [70Hon] and Blakely
[73Bla].
Cleavage experiments were introduced by Obreimoff who deduced the surface energy of mica from
splitting thin mica sheets [30Obr]. He was the first to consider the influence of gas adsorption on the
surface free energy in order to explain the vastly higher value of the surface free energy measured in
vacuum as compared to data obtained from splitting in air. Gilman [60Gil] determined the surface energy
of the ionic crystals LiF, MgO, CaF2, BaF2, CaCO3 and of Si and Zn by quantitative cleavage
experiments. The method has been applied also to KCl [63Wes1], MgO [63Wes2], to Zn [69Mai], to W
[65Hul] and to the fluorides CaF2, SrF2 and BaF2 [78Bec]. The elasto-mechanical aspects of the cleavage
experiments have been critically analysed [64Gil, 65Gil, 68Wie]. The issue of plastic flow at the tip of the
propagating crack [73Fre] and the influence of viscous fluids on crack propagation have been discussed
[87Gen]. The application of cleavage experiments seems to be well suited to determine the surface free
energy of brittle materials [73Kel, 93Law] and to investigate the fracture surface energy of bonded
interfaces [36Ray, 98Krä, 99Plö]. For most metals however, plastic flow has to be anticipated near the
front of the propagating crack, giving rise to irreversible processes which result in too high values of the
surface energy [60Gil]. In how far this fundamental limitation of the technique to brittle materials can be
circumvented to apply the technique to metals by working at low temperatures to hinder plastic flow has
apparently not been investigated any further since the early experiments on Zn, Fe and W.
w
t
L Fig. 1. Double cantilever cleavage experiment. A tensile test
machine is used to apply a force F to a presplit sample of width
w and thickness t. For a given force F the equilibrium crack
length L is measured to calculate the surface energy. For a
discussion see [60Gil, 63Wes1, 64Gil].
F
Cleavage experiments can be performed by applying a force on a partially pre-split sample as indicated in
Fig. 1. Equating the work done by advancing the crack incrementally by applying a force to the split
sample with the increase of the elastic bending energy of the sample beams and with the increase of the
surface energy due to the increased surface area, leads to the following expression for the determination of
the surface free energy
6F 2 L2
γ= . (2)
Ew 2 t 3
The force applied to the bent beams is given by F, L denotes the length of the crack, E is Young’s
modulus for the appropriate orientation, the beam width and thickness are given by w and t, respectively.
This equation is applicable for vanishing values of t/L, otherwise corrections of order t/L have to be
considered [64Gil, 68Wie].
Surface energy data obtained by cleavage experiments are presented in section 4.4.7.1 in Table 2.
These experiments were performed at room temperature or at low temperatures and represent the only
measurements of γ which were not performed at high temperature.
Values of the surface free energy of metals in their liquid state have been obtained from the pendant drop
method and from the drop weight method, as compiled by Allen [63All]. The end of a high purity rod is
heated under vacuum to the melting temperature. In the former method, the profile of a pendant drop
hanging from the supporting rod of the same material is analysed to extract the maximum diameter dm and
the diameter ds at a distance dm from the end of the drop, as sketched in Fig. 2. A shape factor H has to be
taken from tables for the given value of S=ds/dm to facilitate the calculation of
ρgd 2
γ= m (3)
H
with the density of the liquid given by ρ and the gravitational acceleration g. Values of the correction
factor H as a function of S = ds / dm have been tabulated [70Hon, 90Ada] with S ranging from 0.3 to 1,
yielding values of 1/H from 7.1 to 0.31. In this range of S, 1/H can be approximated by the following
relation 1/ H = 59.71 − 375.355 S + 991.543 S2 − 1331.321S3 + 899.366 S4 − 241.668 S5 .
2r
The drop weight method relies on the measurement of the weight of a drop of material which drops off the
end of a heated rod with radius r. It has been introduced as early as 1868 by Quincke [1868Qui]. The most
basic evaluation is known as Tate’s law, stating that the weight of the drop, m g, is equilibrated by the
surface free energy of the liquid metal acting along its circumference, γ 2 π r. A correction f depending on
the ratio r / V1/3 has to be employed to account for the liquid which remains at the end of the rod after the
drop has fallen.
mg
γ= (4)
2 πrf
The correction f approaches one for small rod diameters [70Hon, 90Ada]. Therefore, measurements
performed on rods with different diameter can be extrapolated to zero diameter rods to obtain the correct
value of γ [63All]. From a measurement of the mass of a drop, the volume of the drop V is calculated with
the density of the liquid [88Ida]. Then the ratio between rod diameter r and V1/3 is calculated to determine
f from a table [70Hon, 90Ada]. The following empirical relation gives the correction factor
f = 0.89 − 0.703 a + 0.413a 2 for a = r/V in the range 0.3 < a <1.0.
1/3
It is claimed that the pendant drop technique and the drop weight technique give very accurate values
which agree within 4 % [63All]. Surface energy data on the liquid vapour interface which were obtained
by both techniques are given in section 4.4.7.2 in Table 3.
Both techniques could be employed to determine the change of the surface free energy under partial
pressures of various adsorbates. However, such measurements have not been performed yet.
The pendant drop and the drop weight method investigate the surface free energy of a metal in the liquid
state with respect to its vapour pressure or with respect to vacuum. In a narrow temperature range, starting
approximately at 70 % of the melting temperature Tm up to Tm, the surface free energy can be extracted
from zero creep experiments [49Udi, 51Ale, 52But1, 63Inm, 64Pri, 70Hon].
(a) (b)
10
8
6
2 cm 4
Strain X 103
2
0 -4
1 2 3 4 5 6 7 8 X 10
-2 Stress [Pa]
-4
-6
-8
-10
Fig. 3a, b. Schematic of a zero creep experiment. (a) Fine Cu wires (∅ ≈ 0.07 mm) are loaded with different weights
of the same material of up to 100 mg and heated in a vacuum oven. (b) The strain of the wires after heating for 72 h
3
to 1000° C is measured. Depending on the load, positive and negative strains of the order 10- are observed. The
load which gives zero strain ("zero creep") is inserted in equation (5) or (6) to determine the surface energy. Data
points from [49Udi].
Thin wires with diameters of order several ten µm are suspended in a vacuum oven and loaded with
different weights, as schematically indicated in Fig. 3. While the oven and the wire are heated, the heavily
loaded wires will stretch, while the lightly loaded wires will shrink due to the contractile action of the
surface energy. The mass m of the load which leads to zero strain rate of the wire with radius r at high
temperature determines the surface free energy
mg
γ= . (5)
πr
The surface free energy is calculated from the zero crossing of the strain vs. load curve [49Udi].
The Nabarro-Herring mechanism [50Her] describes this viscous flow from material from the sides of
the wire to the end at low stress and high temperature [51Ale, 52Gre, 52But1, 63Inm, 64Pri, 76Bau].
Usually the wire undergoes structural changes in the process of thermal annealing which lead to the
formation of grain boundaries, kinks, and bulges and waists [51Ale, 63Pri]. Grain boundaries are formed
with a density of n per unit length, and they lie normal to the wire axis, extending over the wire cross
section. The data evaluation has to be modified to account for the surface energy of the grain boundaries
γb [70Hon, 73Hod, 73McL]
mg
γ= + nr γ b . (6)
πr
The energy of the grain boundary has to be determined independently. Relative values of γb / γ can be
obtained from a measurement of the dihedral angle at a surface of a grain boundary groove, e.g. by
electron microscopy [63Inm, 73Hod, 73McL]. An approximation is γb = γ/3 [52But2, 64Pri, 70Hon,
73Hod, 73McL, 76Bau].
The rather limited temperature range in which zero creep experiments are performed is typically less
than 100 K. It has been extended to 330 K by replacing the wire sample with a thin foil of the material
with a thickness of ≈10 µm. An advantage of using foils instead of wires was ascribed to the elimination
of the contribution of grain boundary energies to the measurement by careful dimensioning of the foil
[67Hon, 68Hon, 70Hon]. Surface free energies of metals measured by zero creep experiments are
compiled in section 4.4.7.2 in Table 3.
The zero creep method has been used to study the influence of gaseous adsorbates on the value of the
surface free energy γ [52But2, 67Hon, 76Bau]. Starting from the Gibbs’ adsorption isotherm, a relation
between the excess surface concentration Γ of an adsorbed species at constant temperature T and the
dependence of the surface free energy on the partial pressure p of the adsorbate in the gas phase can be
derived [73Hir] (see also H. P. Bonzel in this volume):
1 ∂γ
Γ=− . (7)
kT ∂ ln p
Measurement of the change of the surface energy due to adsorption have been performed to obtain the
adsorbate surface concentration. For the application of eq. (7) to an experimental situation it is necessary
that the surface and the bulk of the material are in thermodynamic equilibrium, a condition which is not
always fulfilled. Phase changes due to chemical reactions between substrate and adsorbate, or temperature
driven phase transitions like the α-Fe, γ-Fe , δ-Fe transition [63Pri, 64Pri] might set in, e. g., and a
straightforward interpretation of the change of the surface free energy as a function of the adsorbate partial
pressure is not possible [68Hon, 73McL, 76Bau]. A new compound might form which has a different
creep behaviour, or the new compound has a different surface free energy, and comparing to the surface
free energy of the clean substrate is not meaningful. Experimental data on the change of the surface free
energy with adsorption and adsorbate-driven compositional changes of the surface are given in
section 4.4.8.
Due to the problems noted above and also because numerous other methods to obtain the surface
concentration are available for the solid gas interface the use of eq. (7) is no longer pursued. It may be
useful to comment, however, that an equivalent relation for the dependence of the interface energy as a
function of the electrode potential is still the major source of quantitative data on adsorbate concentrations
at the solid-liquid interface (“chronocoulometry” [66Ans, 86Ric]).
Experiments on the equilibrium shape of small crystallites and on the groove angle at grain boundaries
indicate an orientation dependence of the surface free energy. The value the surface free energy varies by
several percent for different surface orientations at high temperature. This anisotropy is e.g. responsible
for the faceted shape of the crystallites shown in Fig. 4.
Most experiments on the surface free energy which have been discussed in the preceding sections have
been performed on polycrystalline material. One exception is the zero creep technique when applied to
foils which can be prepared as single crystal surfaces [67Hon]. Absolute values for the surface free energy
of a specific orientation have also been obtained by the cleavage technique, see data in section 4.4.7.1.
The free energy specific to a particular crystal face is denoted as γhkl with the Miller indices hkl as a
subscript. While the absolute value of the surface free energy is difficult to determine experimentally and
the results are not very accurate, the dependence of the surface free energy on the crystalline orientation of
the surface can be obtained with very high accuracy from the equilibrium shape of the crystals using an
inverse Wulff construction [01Wul, 51Her, 53Her, 67Win, 73Win, 88Wor].
Electron microscopy using a replica technique on small particles of µm size, which were prepared to
mimic equilibrium equilibrium shapes, has been analysed to determine the ratio of surface free energies
for different orientations [64Sun]. Typically, the variation of γ is plotted in a stereographic projection and
reveals a variation with orientation of less than 10 %. Scanning electron microscopy, transmission electron
microscopy and reflection electron microscopy has been used to image equilibrium shape crystallites of
Au, In, Pb, and Si directly [80Hey, 83Hey, 86Hey, 98Ber, 99Hey]. Data on the temperature dependence
of the surface free energy and its anisotropy are presented in section 4.4.7.3 and 4.4.7.3.1.
(a) (b)
Fig. 5. Pd induced faceting of W(111). (a) Large area scanning tunneling microscopy image (100 nm × 100 nm) of
Pd-W(111), after deposition of 1.2 atomic layers of Pd and annealing at 1075 K for 3 minutes. Three sided pyramids
form a faceted surface. (b) The small area image (11 nm ×11nm) identifies the atomic row and trough structure of the
bcc(211) facets, which form the three sided pyramids of (a). Images from [99Mad].
The grooves at the boundaries of grains of different orientation have been studied by electron microscopy
to derive relations between the grain boundary energy and orientation [57Myk, 58Moo, 61Myk, 64McL,
64Rhe]. These data are analysed to derive the orientation dependence of the ratio of the surface free
energy of γhkl / γref , where γref is assigned to the (100) or the (111) orientation.
The anisotropy of γ increases with decreasing temperature and is influenced by adsorption [62Rhe,
86Hey]. Both effects are important factors in the discussion of faceting of single crystal surfaces. Gas
adsorbates [98Gra] and monolayer coverage of metallic films [97Che, 99Mad, 99Nie] have been
identified as driving force for substrate faceting. An example for adsorbate driven faceting is presented in
Fig. 5 for the Pd-W(111) system. A monolayer coverage of Pd induces a large area faceting of initially
planar W(111), exposing {211} pyramidal facets after annealing. The faceting has been ascribed to an
increased anisotropy of the surface free energy due to the Pd coverage [99Mad].
4.4.2.5 Empirical relation between surface free energy and other quantities
There are several empirical relations in the literature which favour the physically appealing conclusion
that a high bond strength leads to high values of the surface free energy [63All, 76Lan, 88Ida]. A very
small scatter of the experimental data points for γ around the linear plot of γ vs. Tm / (Vm)2/3, with the
melting temperature Tm and the molar volume at the melting point Vm , supports this view [63All, 88Ida].
A plot of the surface free energy vs. the heat of vaporisation reveals that high surface energies are
correlated with high energies of vaporisation, as originally proposed by Skapski [48Ska, 56Ska, 63All,
76Lan, 78Mie1, 88Ida]. A linear relation between the surface free energy and the bulk modulus B has
been suggested from a plot of γ vs. B [72Waw, 73Waw]. This finding has been exploited to calculate the
alleged temperature dependence of γ from ultrasonic measurements of the elastic constants as a function
of temperature [72Waw, 73Waw, 75Waw1, 75Waw2]. However, this procedure should be viewed with
caution as there seems to be no physical justification for the assumed similar temperature dependence of
both surface energy and compressibility [78Mie2]. Qualitative aggreement between an estimate of the
surface free energy from phonon frequencies has been reported [76Tys]. This approach exploits the
Orowan-Polanyi estimate [76Tys] between the ideal tensile strength and the surface energy. A
proportionality between the electron work function and the surface energy has been proposed and verified
empirically. This relation is based on the correlation between the electron work function and the heat of
sublimation [73Mis, 78Mie2].
The stress at the surfaces of a solid body leads to a compression (or expansion) of the material. While the
deformation is small it becomes measurable for small particles. The measurement of the lattice parameter
of small particles may therefore be used to determine the surface stress. For simplicity we consider a
sphere of a radius R of an elastically isotropic solid with a compressibility K subject to an isotropic
surface stress τ(s). The incremental work against the surface stress and the bulk elasticity by expanding the
body is
1 ∆V
δW = τ (s ) δA + δV (8)
K V
In equilibrium the variation of the work δW is zero. By expressing δA and δV in terms of the radius δR
one obtains
1 ∆V 3 ∆a
τ (s ) = − =− (9)
2K V 2K a
where ∆a/a represents the relative change of the lattice constant. A positive surface stress will lead to a
compression of the lattice parameter, ∆a < 0 .
Using electron diffraction the lattice parameters of small Au [68May], Ag [52Ber, 70Was], Pt and Cu
[72Was] particles with diameters between 30 Å and 200 Å have been determined. The lattice parameter of
the smallest particles was found to be smaller than that of a continuous film by 0.1 % (Cu) up to 0.6 %
(Ag). A plot of the relative strain of the lattice parameter against the inverse of the particle dimension,
∆a / a vs. 1 / R, displayed a linear behaviour, and the surface stress was calculated from the slope of the
curve. The method has also been recently applied to determine the interface stress of an oxide film on a
nanosized Si particle, and a compressive interface stress, leading to a larger lattice constant of the smaller
particles has been reported [99Hof]. Inherent deficiencies of the method are due to the dependence of the
positions, intensities and breadths of the electron diffraction lines on the particle size, shape and structure,
which complicates the determination of the lattice parameter from a diffraction image [52Ber, 70Was,
84Mon]. In addition, neither the anisotropy of the elastic constant nor the anisotropy of the surface stress
is considered in eq. (9). Depending on the orientation of the surfaces of the particle the actual mean
compression of the lattice constant is a result of a rather complex interplay between the stress on the
various surfaces of the particle and the anisotropic elastic behaviour of the material. So far neither the
elastic anisotropy nor the actual, irregular shape of the small crystallites has been taken into account.
Furthermore, the values of the elastic constants and equilibrium lattice spacings of the nanosized materials
are unknown. In conclusion, the quantitative determination of surface stress from an apparent lattice strain
of small crystallites remains a challenge for the future.
The dispersion relation of elastic surface waves of a solid, so-called Rayleigh waves, has been
investigated to study the elastic interactions near the surface layer [71All1, 71All2, 71All3, 84Iba, 87Leh,
92Iba]. It has been proposed that the dispersion relation of Rayleigh waves should be an indicator of the
surface stress [86Mül, 87Leh, 88Dau, 92Iba, 97Iba1]. The idea is based on the following consideration:
the excitation of surface wave involves an enlargement of the surface area. In a simple picture [97Iba1], a
positive (tensile) surface stress opposes the increase of the surface area, and is expected to provide an
additional restoring force, leading to an upward shift of the frequency of the surface wave. A negative
(compressive) surface stress should soften the vibrational mode. While this concept appears appealing and
may be qualitatively sound it falls short of producing quantitative data. Firstly, because a quantitative
evaluation of the surface stress using this concept would require the knowledge of the dispersion as it
would be without a surface stress. Secondly, the most significant changes in the dispersion occur at the
zone boundary where short range interactions between the atoms determine the frequency, rather than the
macroscopic quantity surface stress. A general correlation between surface stress and the frequency of the
Rayleigh wave can therefore rightfully be questioned [89Gas]. The situation differs from the case of
capillary waves of liquids [66Lan, 78Som], also called ripples or ripplons. In the latter case, the surface
stress (tension) is the only restoring force providing for a nonzero frequency of the ripplons, and
interfacial energies as well as other visco-elastic properties of liquid surfaces or interfaces can be obtained
from the study of ripplons [86San, 90Ada].
4.4.3.3 Absolute surface stress from the bending of thin crystal plates
The physical concept of surface stress as a force per length which acts in the surface layer of a solid leads
to the idea, that the effective elasticity of small particles should be altered by the combined action of bulk
elasticity and surface stress. A tensile surface stress would induce an apparent increase of the elastic
stiffness whereas a compressive surface stress would soften the elastic behaviour. Müller and Kern
suggested to measure the deflection of a thin circularly shaped crystalline sample in the gravitational field
[94Mül]. According to their calculation, the deflection of the thin sample depends on the magnitude of the
surface stresses acting on both crystal faces. A tensile surface stress leads to a smaller deflection as
compared to a surface stress free situation, a compressive surface stress leads to a larger deflection
[94Mül]. However, the magnitude of the effect of surface stress on the deflection depends, among other
variables, on the diameter-to-thickness-ratio of the sample, and for a 1 cm diameter Si plate it is suggested
that the thickness should be of the order 20 µm. Although such thin crystalline plates with well defined
surfaces are available for semiconductors, other experimental difficulties are anticipated, and no
experiments along these lines have been performed yet.
From a measurement of the deflection ζ, the slope ζ ′ , or the curvature κ = 1 / R = (ζ′(l1) − ζ′(l2 )) /(l1 − l2 ) ,
the radius of curvature is determined. The Stoney relation is employed to calculate the stress difference
∆τ ( s) = Yt 2 / (6(1 − ν) R ) [97Iba1]. Only the elastic properties of the substrate enter via the Young
modulus Y and the Poisson ratio ν. The sample thickness is given by t. This analysis of the bending beam
or cantilever bending technique has a long tradition in film stress measurements [09Sto], where the film
stress τ(f) is calculated from a measurement of the sample curvature [66Hof, 88Doe, 89Nix, 90Abe] for a
given film thickness tf, with ∆τ ( s) replaced with τ(f)tf . In general, the possible anisotropy of both stress and
elastic properties require a refined analysis, as described below.
The first measurements of surface stress induced bending were performed on III-V semiconductor
compounds [64Cah, 64Fin, 66Dru], where the (111)- or (0001)-surface are formed by either the group III
or the group V element [60Gat]. The bending of ultrathin crystals was investigated, e.g., in an electron
microscope to determine the difference of the surface stress between crystal faces formed by the two
constituents Al and N on AlN crystals in the thickness range 380 Å to 3500 Å [66Dru]. For InSb a surface
stress difference between the two (111) faces of 1.15 ± 0.23 N / m [62Han], and for AlN a stress
difference of 3.63 ± 0.15 N / m [66Dru] was reported. The influence of H2S and NH3 atmosphere on the
radius of curvature of GaAs and InSb crystals has been investigated [64Fin]. NH3 exposure was found to
increase the radius of curvature, whereas H2S induced a decrease of the radius of curvature.
The high sensitivity of optical [90Sch, 90Mar, 95San1, 97Deg], capacitive [91San, 94Web] and tunnel
current [97Bac, 97Iba1] deflection measurements allows to measure stress effects with sub-monolayer
sensitivity [97Iba1, 99San1]. The change of surface stress on one crystal face due to adsorption [91San,
92San, 94Iba, 99San2], surface reconstruction [92San], film growth [90Sch, 90Mar, 96Gro, 97Koc,
98San, 99San2], film magnetisation [94Web, 99San1, 2001Dah] and surface reactions [95Gro] has been
measured under ultra-high vacuum and in electrochemical cells [97Bac, 97Hai, 97Iba2].
surfaces are available for semiconductors, other experimental difficulties are anticipated, and no
experiments along these lines have been performed yet.
From a measurement of the deflection ζ, the slope ζ ′ , or the curvature κ = 1 / R = (ζ′(l1) − ζ′(l2 )) /(l1 − l2 ) ,
the radius of curvature is determined. The Stoney relation is employed to calculate the stress difference
∆τ ( s) = Yt 2 / (6(1 − ν) R ) [97Iba1]. Only the elastic properties of the substrate enter via the Young
modulus Y and the Poisson ratio ν. The sample thickness is given by t. This analysis of the bending beam
or cantilever bending technique has a long tradition in film stress measurements [09Sto], where the film
stress τ(f) is calculated from a measurement of the sample curvature [66Hof, 88Doe, 89Nix, 90Abe] for a
given film thickness tf, with ∆τ ( s) replaced with τ(f)tf . In general, the possible anisotropy of both stress and
elastic properties require a refined analysis, as described below.
The first measurements of surface stress induced bending were performed on III-V semiconductor
compounds [64Cah, 64Fin, 66Dru], where the (111)- or (0001)-surface are formed by either the group III
or the group V element [60Gat]. The bending of ultrathin crystals was investigated, e.g., in an electron
microscope to determine the difference of the surface stress between crystal faces formed by the two
constituents Al and N on AlN crystals in the thickness range 380 Å to 3500 Å [66Dru]. For InSb a surface
stress difference between the two (111) faces of 1.15 ± 0.23 N / m [62Han], and for AlN a stress
difference of 3.63 ± 0.15 N / m [66Dru] was reported. The influence of H2S and NH3 atmosphere on the
radius of curvature of GaAs and InSb crystals has been investigated [64Fin]. NH3 exposure was found to
increase the radius of curvature, whereas H2S induced a decrease of the radius of curvature.
The high sensitivity of optical [90Sch, 90Mar, 95San1, 97Deg], capacitive [91San, 94Web] and tunnel
current [97Bac, 97Iba1] deflection measurements allows to measure stress effects with sub-monolayer
sensitivity [97Iba1, 99San1]. The change of surface stress on one crystal face due to adsorption [91San,
92San, 94Iba, 99San2], surface reconstruction [92San], film growth [90Sch, 90Mar, 96Gro, 97Koc,
98San, 99San2], film magnetisation [94Web, 99San1, 2001Dah] and surface reactions [95Gro] has been
measured under ultra-high vacuum and in electrochemical cells [97Bac, 97Hai, 97Iba2].
An analytical solution of the bending problem cannot be given for anisotropic surface stress acting on an
elastically anisotropic substrate of arbitrary surface orientation with the substrate being clamped to a
sample holder or otherwise hindered to deform freely [2000Dah]. However, the experiments can be
performed such that a straightforward evaluation of the curvature data is feasible and even the influence of
the clamping can be considered. The anisotropy of the elastic properties is taken into account by
performing the appropriate transformation of the elastic compliances sij′ for the surface orientation of the
substrate. The prime indicates properties in the coordinate system of the substrate. In general, two
curvatures κ1 and κ2 have to be measured along the surface directions 1 and 2 to determine the
components of the surface stress tensor [99San2, 2001He]
t 2 s ′22 s′
τ 1( s) = κ 1 − 12 κ 2
6 s s
(10)
t2 ′
s11 s′
τ (2s) = κ 2 − 12 κ 1 , s = s11
′ s ′22 − s12
′ 2.
6 s s
Stoney’s relation follows from this general expression for elastic isotropy in the surface plane with
Y = 1 / s11, ν = -s12 / s11 for cubic (100) surfaces. The result of the appropriate tensor transformations for
some surface orientations is given in Table 1, examples of how tensor transformations are performed for
arbitrary surface orientations are given in the literature [85Nye, 97Iba1, 99San1].
Table 1. Young’s modulus Y and Poisson’s ratio ν for selected surface orientations. Y and ν are isotropic
in the (111) plane, but anisotropic in the (100) plane. The values refer to directions along the crystal axes.
The anisotropy parameter A = 2 (s11 − s12 ) / s 44 is included, A=1 indicates elastic isotropic behaviour of
the bulk material. Elastic compliances were taken from [69Hea, 84Hea].
A necessary condition for the presented discussion of substrate bending is that the concept of small
bending of thin plates applies [59Tim, 84Sza]. Small bending means, that the resulting deflection of the
substrate due to the stress imbalance between the two surfaces should be much smaller than the substrate
thickness, which is of the order 100 µm. In most experimental situations R is of the order 100 m, and a
minute deflection of 500 nm at the end of a 10 mm long sample results, in agreement with the assumption
of small bending. If the deflection is of the order of the sample thickness or larger, the hindered Poisson
contraction in plates [84Sza] as opposed to the behaviour of beams has to be considered, and the two
dimensional bending can no longer be expressed by two radii of curvature [23Tim, 50Ash]. A substrate is
considered thin, if its lateral dimensions are much larger than its thickness. This condition is usually met
by typical substrates with a length of the order l = 10 mm, a width of w = 3 mm, and a thickness
t = 100 µm. In conclusion, the condition of small bending of thin substrates can be experimentally fulfilled
and eq. (10) describes the two dimensional bending due to anisotropic surface stress properly.
The influence of the clamping of the substrate, usually performed along the top end of a rectangular
substrate, on the bending behaviour is much more demanding to describe. Now, the lateral dimensions as
well as the anisotropy of the elastic properties of the substrate enter. Only the limiting case of pure one
dimensional bending can be solved analytically. Here, the sample curves only along one direction, usually
along the sample length, and remains flat along the width. This situation is approximately realised in
experiments in which a sample with a length-to-width-ratio of the order of one or less is clamped along the
width at the top and at the bottom end. Then, the curvature along the width vanishes and eq. (10) can be
used with κ2 = 0 without significant errors. A finite element analysis of the bending of thin plates reveals
that for a sample clamped along its width at only one end the case of one dimensional bending is realised
for a length-to-width ratio of 0.1 [97Wat, 2000Dah].
The influence of clamping of the substrate can be described by introducing a dimensionality D of the
bending problem [97Iba1, 2000Dah]. If one considers isotropic surface stress, τ1( s) = τ (2s) = τ ( s) , and a
′ = s′22 , eq. (10) can be modified to introduce the dimensionality D
surface symmetry which warrants s11
t 2Y
τ( s ) = κ, ′ ,
Y = 1 / s11 ′ / s11
ν = −s12 ′ . (11)
6(1 − ν)(1 + (2 − D)ν)
The dimensionality is two for a free substrate, and the clamping leads to a reduction of the dimensionality
from D = 2 to D = 1, depending on the length-to-width ratio a and the Poisson ratio ν. No analytical
relation is available for the dependence of the substrate deflection ζ, the change of slope ζ′, or the
curvature ζ′′ on the various parameters. Instead, the results of numerical calculations using the finite-
element-method are presented in [2000Dah]. The results of these calculations apply to homogenous,
isotropic surface stress on substrates with s11 ′ = s ′22 [2000Dah]. This symmetry is always given on
elastically isotropic substrates with A = 1, or on (100)-, and (111)-surfaces of cubic materials, and for
(0001)-orientations of hcp materials [99San1]. Amorphous substrates can be considered elastically
isotropic, but most elements show a pronounced elastic anisotropy as indicated from the range of values of
A for various elements given in Table 1. The dimensionality D is taken from the plots of Fig. 7 for
different experimental situations, and eq. (11) should be used to take the effect of clamping into
consideration. Fig. 7(c) indicates that the direct measurement of the curvature is beneficial, as already for
a length-to-width ratio of 2 a dimensionality of D = 1.99 is calculated, whereas the measurement of the
deflection, Fig. 7(a), leads to D ≈ 1.8, with a pronounced dependence on ν.
The inclusion of an elastic anisotropy ( A ≠ 1 ) leads to a wider range of dimensionality values for a
given length-to-width ratio, which depends drastically on the Poisson ratio [2000Dah]. Again the
conclusion of these calculations is that one should measure the curvature directly to minimize the
influence of the clamping. Reference [2000Dah] should be consulted to obtain the appropriate
dimensionality for a given experimental situation.
In conclusion, the finite-element analysis supports the intuitively appealing finding that the larger the
length-to-width ratio, the smaller the effect of clamping on the bending of the substrate. A direct
measurement of the curvature near the free end of the substrate yields results which are closer to the D = 2
situation, as compared to measurements of the slope or of the deflection. The use of the latter most
indispensably requires a consideration of the clamping effect. Neglecting the effect on clamping on the
curvature and using eq. (11) with D = 2 in a situation where D is different due to the clamping leads to an
error. The magnitude of the error can be seen immediately from eq. (11) in connection with Fig. 7.
Recent molecular dynamics calculations with many-body potentials consider the curvature of a slab of
material as an additional degree of freedom to deduce the surface stress difference due to different
adsorbate coverages or reconstructions on the two surfaces of the slab from its curvature [99Pas]. These
calculations promise in principle a self-contained description of both the curvature analysis and the
physical origin of surface stress.
In section 4.4.9 experimental data changes of surface stress induced by the adsorption of gases, alkali
metals, semiconductors and metals on single crystal surfaces are compiled from cantilever bending
experiments.
accessible in slab calculations without knowledge of the surface free energy by an evaluation of the work
which is necessary to strain a slab infinitesimally to increase its surface area. Work has to be performed
against bulk and surface stress, and calculating this work as a function of slab thickness allows to
discriminate between the constant contribution of surface stress and the contribution of bulk stress, which
grows in proportion to the thickness of the slab [97Iba1].
The calculation of surface free energy and surface stress data depends critically on the model used for
the interatomic interactions. Therefore, calculations for inert gas crystals, ionic crystals, covalent crystals
and metals are treated separately as each crystal class is described best by different models of the
interactions.
The interatomic potential of inert gas crystals can be described by a Lennard-Jones potential [50Shu,
64Ben, 67Ben] with a repulsive interaction term which is proportional to r-12 and an attractive van der
Waals term proportional to r-6, where r is the distance between the atom and its surrounding neighbours.
Buckingham potentials, where the repulsive interaction is described by an exponential expression give
similar results [64Ben, 67Ben]. A face-centered-cubic arrangements of atoms is considered. The
calculations of the surface free energy by Shuttleworth [50Shu] with a Lennard-Jones potential and by
Benson and Yun [67Ben] with a Buckingham potential agree within a few percent and are presented in
section 4.4.7.4 in Table 4. The calculations indicate a slight outward relaxation by 2.5 % of the outermost
(100)-layer, which leads to a negligible correction of the surface free energy by less than 1 %, and
relaxation processes are not considered in the calculation. The surface free energy of inert gas crystals
with (100) faces is of order several ten mJ / m2. Surface stress was calculated by Shuttleworth [50Shu], his
results are given in Table 4. A slight compressive surface stress of the order of 10-3 N / m is calculated for
inert gas crystals.
It appears that these surface properties of inert gas crystals have not been studied experimentally, and a
critical assessment of the validity of the calculated data cannot be given.
The ionic interaction of alkali halides has been described by a Born-Mayer-Huggins potential which
considers Coulomb interactions ∼ r-1, van der Waals dipole-dipole interactions ∼ r-6 and dipole-quadrupole
interactions ∼ r-8, and exponential repulsive interactions [49Shu, 50Shu, 67Ben]. Composite potentials,
which have been spline-fitted to produce a continuous potential have been employed also [79Tas]. The
calculations indicate that the consideration of relaxation is essential. Early calculations of Shuttleworth
[50Shu] seem to have overestimated the effect of relaxation, leading to negative surface stress for all
alkali halides, except for NaF. More recent calculations by Benson and Yun [67Ben] and by Tasker
[79Tas] still support the importance of relaxation effects on both, surface free energy and surface stress,
but give positive surface stress values for the alkali halides.
The parameters of the potential function are adjusted to give the best description of bulk properties of
the ionic crystal. However, different parameters contribute differently to the surface properties as
compared to the bulk properties and the choice of one parameter set might be good for bulk, but
questionable for surface properties. Therefore, the results of the calculations of the surface free energies
and of the surface stresses in section 4.4.7.5 in Table 5 should be understood merely as estimates,
although the agreement with the scarce experimental data on surface free energy of liquid salts is within
10 %.
The tables show that the surface energy of most (100) alkali halide surfaces lies in the range 0.1 J / m2
to 0.4 J / m2, the surface stress varies from 0.1 N / m to 1 N / m.
The zinc-blende structure of III-V compounds is of special interest since this structure leads to the
peculiarity that opposite (111) surface orientations are populated solely either by group III or by group V
elements [60Gat, 62Han]. This leads to an inherent asymmetry of both surfaces due to the different
bonding situations on the two surfaces. Group III elements are bonded triply to the neighbouring group V
partners. However, group III elements are often bonded in planar sp2-hybrids to three partners, whereas
they are forced into a sp3-like tetrahedral bonding environment at the surface. It was argued [64Cah], that
a compressive stress should result on the group III surface, as the atoms would show the propensity to
retain a planar bonding geometry. On the surface terminated by group V elements, the bonding geometry
is very similar to a sp3-hybridization, which is known as a stable configuration of triply bonded group V
elements with dangling bonds, like NH3. Due to the slight bond angle deviation of the triply bonded group
V element from the tetrahedral configuration, a slight tensile stress was proposed for the group V
terminated surface [64Cah]. This simple electronic picture was put forward to explain the spontaneous
curvature of thin III-V compounds with (111) surface orientations [64Cah], see section 4.4.4.
Cahn and Hanneman introduced a non-central force model which considers bond-stretching and bond-
bending contributions to the interaction energy explicitly to calculate the surface stress difference between
group III and group V terminated surfaces [64Cah]. A compressive stress of order –1 N / m was
calculated for the group III terminated surface and a smaller tensile stress of order 0.5 N / m was derived
for the group V terminated surface, leading a surface stress difference of order 1.5 N / m. The calculations
are in rough qualitative agreement with experimental results on InSb [64Cah].
The surface energy of covalent III-V compounds was claimed to be in good approximation the energy
associated with the broken nearest neighbour bonds on the surface. The energy per bond was
approximated from the sublimation energy and lies in the range of 0.6 J / m2 to 2 J / m2. The surface stress
differences of (111) surfaces and the surface free energies for different orientations of various III-V
compounds are tabulated in section 4.4.7.6 in Table 6.
Non-central force models have been applied to investigate the surface reconstruction and subsurface
relaxation of Si(100) [78App] and Si(111) [85Tro]. The interatomic potential was described by a model
due to Keating [66Kea], which takes central bond straining energy, and non-central bond bending energy
into account by two parameters which can be expressed as function of the cubic bulk elastic constants c11,
c12, and c44. The relation 2c 44 ( c11 + c 12 ) / ((c11 − c12 )(c11 + 3c12 )) = 1 has to be fulfilled in order to
express the atomic interaction with just two parameters. This condition is valid for the semiconductors of
the diamond structure diamond, Si and Ge [66Kea].
Pseudopotential methods have been employed to calculate surface free energy and surface stress of Si
and Ge slabs with (100) and (111) surface orientations [87Van, 89Mea1, 89Mea2, 89Pay]. The surface
energy Es is related to the energy per slab unit cell Eslab by E s = E slab − NE bulk , where N is the number of
atoms in the slab unit cell, and E bulk is the energy per atom of the bulk [89Mea1]. The surface stress is
1 dE s
calculated from the strain dependence of the surface energy τ (ijs) = , where A is the unit cell area
A dε ij
[89Mea1, 89Mea2]. The surface free energy follows as γ = E s / A . The effect of surface reconstruction
and of adsorption on the surface energy and the surface stress has been calculated [89Mea1, 89Mea2,
89Pay]. Adsorption is found to modify the surface free energy and the surface stress. The adsorbate
induced surface stress is mainly ascribed to the unnatural bonding topology of the adsorbate-substrate
complex [89Mea2]. The results of these calculation are presented together with the other calculated
properties in section 4.4.7.7 in Table 7 and in section 4.4.7.8 in Table 8. The calculations indicate surface
free energies of Si and Ge of order 1.7 J / m2 (1.4 eV / 1x1 cell), and report a compressive surface stress
of the clean and unreconstructed surfaces of the order – 0.7 N / m (– 0.5 eV / 1x1 cell).
4.4.5.5 Metals
Pair potentials [90Wol, 91Wol] and many body potentials, corresponding to an effective medium theory
or embedded atom method, have been employed to calculate surface energy and surface stress for various
metals [86Ack, 87Ack1, 87Ack2, 88Dod, 91Gum, 90Wol, 91Wol, 94Wol1, 94Sto]. Many-body potentials
have been employed to study surface reconstruction in the glue model [86Erc, 87Erc], and the concept of
surface strain was introduced as a driving force for reconstruction [88Dod]. The role of surface stress for
reconstruction has been elucidated [92Cam1, 92Cam2, 94Wol1, 94Wol2, 93Nee, 93Cho]. The effect of
surface and interface stress on the elastic properties of metallic films and multilayers has been investigated
by the embedded atom method [91Gum, 94Str1, 94Str2].
Pseudopotential total energy calculations in the local density approximation have been applied to
calculate the surface energy and surface stress using a slab of material and a vacuum region which are
repeated throughout space [87Nee, 89Pay, 90Nee, 91Nee, 91Man]. Surface energy and surface stress are
calculated as the difference between surface and bulk properties. Pseudopotentials which use the linear
combination of atomic orbitals (LCAO) in the local density approximation have been employed to
calculate surface energy, surface stress and adsorbate induced changes of surface stress [95Fei1, 97Fei].
Unfortunately, an often cited paper which gives calculated values of surface stress and discusses the role
of surface stress for reconstruction remained ambiguous as to whether the stress or the difference between
the stress and the energy was tabulated [93Fio] (stress was tabulated). Furthermore, the stress was
apparently calculated for unrelaxed surfaces. Later calculations for the same system lead to lower surface
stresses [99Iba, 97Fill].
Calculated values of surface free energy and surface stress are presented in sections 4.4.7.9
and 4.4.7.10 in Table 9 and Table 10, respectively. Structural relaxations of the surface layer are
considered to influence both properties considerably, and calculations which consider these relaxations
should be regarded as providing more reliable results.
First principles calculations of the effect of gas adsorption on the surface stress of Pt(111) have been
performed [97Fei]. The adsorption of hydrogen and oxygen was found to relief the tensile stress of the
clean Pt(111) surface partially. The results of this study are presented in section 4.4.7.11 in Table 11 and
in Fig. 11 and Fig. 12. These calculations suggest that the modification, i.e. weakening, of the surface
bonds of the substrate in the vicinity of the adsorbate is an important issue in the discussion of adsorbate-
induced stress.
Recent ab-initio cluster calculations using the local density approximation provide a qualitative
understanding of adsorbate-induced stress in terms of the charge transfer involved in the surface bond
[99Mül]. It was found that tensile (compressive) stress correlates with increase (decrease) of charge in the
metal-metal-bonds of the surface plane. Fig. 8 shows the change in the charge density induced by the
adsorption of oxygen and potassium on the surface plane of a Pt(111) surface, which was represented in
the calculation by a two-layer Pt25 cluster. The continuous (dashed) contour lines represent increase
(decrease) of charge and show the regions of the surface plane where the bonding is strenghtened
(weakened) by the adsorption. For O-adsorption the calculation shows that the induced compressive stress
is due to a charge transfer from Pt-Pt bonds to the adsorbate. Fig. 8(a) shows a depletion of charge away
from the three Pt-Pt bonds closest to the adsorbate, which is transferred to the O-atom. This charge
transfer is due the interaction of empty O–2p states with Pt–5d orbitals, which is so strong that the 5d
orbitals rotate in space to optimize the orbital overlap with the O-atom, leading to the weakening of the
nearest-neighbour Pt–Pt bonds and to the observed compressive stress. For K-adsorption on the other
hand, the calculation shows that the induced tensile stress is due to a charge transfer from the K-atom to
surface Pt–Pt bonds, which are strengthened by the adsorption. Fig. 8(b) shows that the transferred charge
goes into the region between the three Pt-atoms closest to the adsorbate. The K-surface bond is due to the
interaction of the K–4s state with Pt–6s states. In the clean surface the Pt–6s states lie above the Fermi
level, but due to the interaction with the K–4s state they move down and become locally occupied leading
to the increased Pt–Pt bonding. It is worth noticing that the Pt–5d states do not interact with the K–4s
state. The latter state is so extended that it is essentially constant over the volume of the 5d states, such
that the positive and negative parts of the 5d function cancel out in the overlap integral.
This issue was raised by Feibelman, who pointed out that the unoccupied states at the Fermi level of Pt
are antibonding, which means that a direct K→Pt charge transfer would actually lead to weakening of the
Pt–Pt bonds, in contradiction with the experimental results for K [97Fei]. The point here is that the
transferred charge remains constrained within the range of the 4s state of the K-atom. Because of the large
extension of the 4s state this may not immediately apparent in some calculations.
Fig. 8a, b. (a) Difference charge density ∆ρ = ρ(Pt25O)-ρ(Pt25)-ρ(O) induced on the surface plane by the adsorption
of a O-atom on a Pt25 cluster representing a Pt(111) surface. The adatom is out of the plane. The continuous (∆ρ > 0)
and dashed (∆ρ < 0) contour lines represent density contours n310-5 eÅ-3, for n = −15,...,+15. (b) Id. for the adsorption
of a K-atom. For a discussion see [99Mül].
4.4.6 Data
In the following section 4.4.7 experimental data and calculated values of surface free energy and surface
stress of clean solid surfaces are compiled. The data are organised as follows:
Table 4. Calculated surface free energy and surface stress for inert gas crystals
Table 5. Calculated surface free energies and surface stress for alkali halides
Table 6. Calculated surface free energy and surface stress of III-V compounds
Table 7. Calculated surface free energy and surface stress for Si and Ge for different surface reconstruction
Table 8. Calculated adsorbate-induced changes of stress on semiconductor surfaces
Table 9. Calculated surface free energies of metals
Table 10. Calculated surface stress of metals
Table 11. Calculated adsorbate induced surface stress on Pt(111).
First principles calculations of adsorbate-induced surface stress for H and O on Pt(111) are quoted in
section 4.4.7.11 in Fig. 11 and Fig. 12.
Experimental results on adsorbate-induced changes of surface free energy are listed in section 4.4.8. The
following data are presented:
O / Ag Fig. 13 O / Fe Fig. 15
O / Fe-3% Si Fig. 14 O / Cu Fig. 16
Adsorbate-induced changes of surface stress are compiled in section 4.4.9 for the following systems.
Most experimental values of the surface free energy are obtained at temperatures near the melting point of
the material to ensure plastic flow for zero creep experiments performed on the solid state or to apply the
pendant drop or drop weight methods to the liquid state. Both experiment and theoretical considerations
suggest that the temperature dependence of the surface free energy is rather small, see section 4.4.7.3. An
upper limit is of the order of -0.0002 J / (m2 K), and this temperature dependence does not vary by more
than a factor of two for the different materials. Thus, in the following compilation, only the melting point
is given to indicate the temperature range at which the experiments have been performed. This
simplification seems tolerable in view of the rather large experimental deficiencies of the methods
employed. When comparing surface free energy data obtained for the liquid state with data of the solid
state, an approximately 13 % larger value for the solid state should be accounted for due to the energy
contribution from the heat of fusion [78Mie2]. All data have been extracted from the following review
articles [63All, 71Jon, 72All, 75Tys, 76Lan, 77Lan, 78Mie1, 78Mie2, 83Kum ].
Table 3. Surface free energy γ from drop-weight and pendant-drop methods, measured at the respective
melting point under high vacuum. The free energy data are understood as describing the liquid-vapour
interface energy. The data of the drop weight method have been extrapolated to zero rod diameter. Only
zero creep experiments are considered for surface free energy data of the solid state. These data describe
the solid-vapour interface energy. Where available, zero creep data measured under vacuum are listed. For
measurements performed under a gas atmosphere, only data obtained for an inert gas atmosphere are
considered. If several values have been obtained, the average and its standard deviation are listed. The
calculated value of the temperature coefficient of γ for the solid state is taken from [78Mie2]. The melting
point temperatures are taken from [88Ida].
The limited temperature range of experiments which exploit viscous flow for T < Tm in connection with
the scatter of the data on γ does not warrant to determine experimental data on the temperature coefficient
in the solid state. The scatter of surface free energy data for the solid state can be appreciated from Fig. 9.
The experimental determination of the temperature dependence of γ seems to be tractable only in the
liquid state. A jump of ∆γ in passing through the melting temperature is ascribed to the heat of fusion Hf ,
scaled to the area per atom A: ∆γ = H f / A , in agreement with the experimental values of Fig. 9 [59All].
According to the Gibbs-Duhem relation the temperature dependence of the surface free energy is given
by the surface entropy S(s), ∂γ / ∂T = −S ( s) [69Eri, 73Cou, 85Spa, 90Ada]. Configurational and vibrational
contributions to the surface entropy have been estimated [75Tys, 77Tys, 78Mie2] and an estimate of the
temperature coefficient dγ / dT is given for high temperature values of γ in section 4.4.7.2.
The equilibrium shape of Pb crystallites of micrometer size on a graphite substrate has been analyzed by
scanning electron microscopy to derive the polar diagram of the surface free energy. From shape analyses
performed at different temperatures, the temperature dependence of the surface free energy anisotropy,
expressed as ratio γ {hkl} / γ {111} has been determined. The result is presented in Fig. 10. The surface free
energy anisotropy decreases non-linearly with increasing temperature.
{110}
{113}
Pb
X
1.06
{115} X
1.05 {331}
{112} X
1.04
{221}
X
1.03
#{111}
#{ hkl}
{100}
1.02
4.4.7.4 Calculated surface free energy and surface stress for inert gas crystals
Surface free energies of fcc inert gas crystals have been calculated with a Lennard-Jones Potential for
{100}, {111}, and {110} surface orientations [49Shu, 64Ben, 67Ben]. The calculated values of the
different authors agree on average within 5 %, and the more recent calculations are quoted. Surface stress
has been calculated for the {100} surface [50Shu]. Structural relaxations have been considered in all
calculations.
Table 4. Calculated surface free energy γ of inert gas crystals for {111}, {100} and {110} orientations
and of the surface stress τ of the {100} surface in a [100] direction. Calculations were performed for
T = 0 K.
4.4.7.5 Calculated surface free energies and surface stress for alkali halides
The calculated values of surface free energy and surface stress depend strongly on the details of the
potential which is used in the calculation. Although bulk properties are well reproduced by different
potentials, the calculation of surface properties seems to be much more demanding. As experimental
values for both properties are scarce and exhibit wide scatter, a comparison to experimental data does not
help and no preference for one calculation can be given. Therefore calculations by Benson and Yun
[67Ben] and by Tasker [79Tas] are presented in the following table.
Table 5. Calculated surface free energy γ of alkali halide crystals for {100} and {110} surface orientation.
Surface stress τ is calculated for the {100} surface in a [100] direction. Values by two groups [67Ben,
79Tas] are given for comparison. Calculations were performed for T = 0 K.
Material γ{100} [J / m2] γ{100} [J / m2] γ{110} [J / m2] γ{110} [J / m2] τ[100] [N / m] τ[100] [N / m]
[67Ben] [79Tas] [67Ben] [79Tas] [67Ben] [79Tas]
LiF 0.142 0.480 0.568 1.047 0.494 0.407
LiCl 0.107 0.294 0.340 0.542 0.624 0.252
LiBr 0.086 0.252 0.280 0.444 0.591 0.213
LiI 0.073 0.216 0.226 0.356 0.546 0.224
NaF 0.216 0.338 0.555 0.741 0.741 0.442
NaCl 0.158 0.212 0.354 0.425 0.438 0.256
NaBr 0.138 0.187 0.304 0.362 0.386 0.221
NaI 0.118 0.165 0.252 0.294 0.341 0.182
KF 0.184 0.239 0.423 0.516 0.495 0.655
KCl 0.141 0.170 0.298 0.350 0.264 0.401
KBr 0.123 0.154 0.262 0.311 0.229 0.320
KI 0.113 0.139 0.222 0.268 0.191 0.237
RbF 0.171 0.228 0.380 0.439 0.427 0.474
RbCl 0.138 0.150 0.277 0.295 0.222 0.309
RbBr 0.122 0.136 0.246 0.264 0.192 0.264
RbI 0.104 0.118 0.210 0.222 0.176 0.222
CsF 0.148 0.341 0.371
CsCl 0.219
CsBr 0.200
CsI 0.175
4.4.7.6 Calculated surface free energy and surface stress of III-V compounds
A simple bond-straining bond-bending potential has been used to calculate surface stress on group III and
group V surfaces due to the non-ideal bonding geometry of the surface atoms [64Cah]. The surface energy
has been calculated from the number of broken bonds per surface area and using the sublimation energy as
an estimate for the bond energy [64Cah].
Table 6. Calculated mean surface free energy γ for various orientations, and surface stress on the
group III (A) and on the group V (B) terminated surface of (111) oriented III-V compounds
γ 111 = 1 / 2( γ 111
A
+ γ 111
B
) . Calculations were performed for T = 0 K.
4.4.7.7 Calculated surface free energy and surface stress for Si and Ge
Structural relaxations have been considered in the calculations of the following data.
Table 7. Calculated surface free energy γ and surface stress τ on various surface structures of Si and Ge.
τx represents the surface stress along a dimer bond on the (100) surface, τy represents the stress
perpendicular to the dimer bond. *Data for the Ge(100) dimer reconstruction represent the energy in eV
per dimer. Calculations were performed for T = 0 K.
Structural relaxations have been considered in the calculation of the following data.
Material τ [N / m] Reference
Si(111), 1 × 1 -0.68 89Mea2
Al:Si(111), substitutional -8.08 89Mea2
As:Si(111), substitutional 2.84 89Mea2
B:Si(111), substitutional 6.1 89Mea2
Ga:Si(111), substitutional -5.58 89Mea2
Ge:Si(111), substitutional -1.4 89Mea2
No structural relaxation has been considered in [98Vit], and consequently these values are expected to be
significantly changed if relaxations are included. All other sources considered structural relaxations.
Table 9. Calculated surface free energy γ of metals for various orientations. The subscripts A and B refer
to the two possible surface terminations of (10 1 0) surfaces of hcp crystals [91Ove], where the
termination with the smaller lattice spacing is denoted A [98Vit]. Calculations were performed for
T = 0 K. The method of calculation is indicated: FS: empirical n-body Finnis-Sinclair potential, PSP: total
energy pseudopotential, EAM: embedded atom method, DFT: density functional theory, FPLAPW: full
potential linear combination of augmented waves, FPLMTO: full potential linear combination of muffin
tin orbitals.
Table 10. Calculated surface stress τ for metals for various orientations. The surface stress τaver is the
average value τ = 0.5( τ x + τ y ) for the (110) and (310) surfaces, where x: [ 1 10] and y: [001] for the
(110) plane and x: [ 1 30] and y: [001] for the (310) plane. Calculations were performed for T = 0 K. Ref.
[97Fill] did not clearly identify the two in-plane directions for Ir(110).
Table 11. Calculated surface stress of clean and adsorbate covered Pt(111). Coverage 1.0 equals one
adsorbate atom per Pt surface atom. Calculations were performed for T = 0 K.
8.0
N/m Surface stress of Pt(111)
calculated for T = 0 K
6.4
4.8
surface stress
3.2
1.6
0
0 0.2 0.4 0.6 0.8 1.0
H coverage
Fig. 11. Calculated energy per surface Pt(111) atom vs. Fig. 12. Calculated surface stress vs. H coverage on
15 2
surface strain. The curves for the (1x1)-H and p(2x2)-O Pt(111) (coverage 1.0: 1.50×10 atoms / cm ). Data
covered surface are vertically displaced for clarity. The from [97Fei].
slope of the energy curves at strain 0 give the surface
stress . Note, that this slope is largest for the clean
surface, bottom curve, and smallest for the H coverage,
middle curve (data from [97Fei]).
The zero creep technique described in section 4.4.2.3 has been employed to measure the influence of gas
adsorbates on the surface free energy for oxygen on silver [52But2], oxygen on Fe-3 % Si [67Hon],
oxygen on Fe [68Hon] and for oxygen on copper [73McL, 76Bau].
Fig. 24. Schematic of the O adsorption sites, shown in lighter grey, at a coverage of 0.3. From [97Iba1].
Fig. 28. CO-induced surface stress on Ni(111). The Fig. 29. CO- and O-induced surface stress on Pt(111).
adsorption in bridge and three-fold coordinated hollow Both adsorbates induce compressive stress. Data from
sites induces compressive stress for all coverages. Data [97Iba1]. Considerably larger surface stress is induced
from [94Gro]. (coverage 1.0: 1.86×1015 atoms / cm2). as compared to adsorption on Ni(111), see Fig. 28 and
Fig. 23. This is ascribed to the much higher tensile
surface stress of Pt(111) as compared to Ni(111), see
Table 10. (coverage 1.0: 1.50×1015 atoms / cm2).
Fig. 30. Change of the surface stress of CO precovered Fig. 31. O-induced anisotropic surface stress on
Pt(111) at a coverage of 0.45 after exposure to O2. The W(110). At 800 s the sample has been exposed to O2
solid line is a simulation of the CO2 production which with a doser which has been closed at 1000 s. A 2x1-O
leaves a O covered surface behind. Data from [97Iba1]. structure with a coverage of 0.5 is formed which
(coverage 1.0: 1.50×1015 atoms / cm2). induces a compressive stress of -1.1 N / m along
[ 1 10], upper curve, and no measurable stress along
[001], lower curve.
(coverage 1.0: 1.42×1015 atoms / cm2).
After an initial O-uptake of the frontside the further
oxidation slows down and the slower oxidation of the
backside brings the stress difference between front and
backside close to zero. The begin of the arrow indicates
the formation of the (2x1)-O structure. The stress
asymmetry is ascribed to the anisotropic tensile surface
stress of W(110), see Table 10. Data from [99San2].
Fig. 32. Cs-induced surface stress on Ni(111). The Fig. 33. K-induced surface stress on Pt(111).
solid curve is a guide to the eye. The first monolayer of Deposition at lower T, upper curve, induces tensile
Cs is completed at a coverage of 0.26 (coverage 1.0: stress which is ascribed to adsorbed K. Deposition at
1.86×1015 atoms / cm2). The tensile stress is ascribed to higher T, lower curve, favours incorporation of K,
a charge transfer from Cs to Ni (data from [97Iba1]). which induces compressive stress. Data from [97Iba1]
(coverage 1.0: 1.50×1015 atoms / cm2).
Semiconductor and metal deposition
0
N/m Ag / Pt(111)
-5 T = 300 K
-10
-15
)
-20
0 2 4 6 8 ML 10
Ag coverage
Fig. 39. Fe-induced surface stress on Cu(100) at 300 K. Fig. 40. Co-induced surface stress on Cu(100).
Deposition proceeds beyond 15 ML. The kinks of the Deposition proceeds beyond 15 ML. The slope
stress curve at 3 ML and at 11 ML indicate structural corresponds to a tensile film stress of 2.5 GPa. The
transitions in the Fe film from fct to fcc and from fcc to lattice mismatch of 2 % is expected to induce a tensile
bcc, respectively. Data from [99Gut] (1 ML: film stress of 2.9 GPa as calculated from 3rd order
1.53×1015 atoms / cm2). continuum elasticity. Data from [99Gut] (1 ML:
1.53×1015 atoms / cm2).
Fig. 41. Ni-induced surface stress on Cu(100). Fig. 42. Fe-induced surface stress on W(100). The kink
Deposition proceeds beyond 15 ML. The slope in the stress curve around 3 ML indicates the end of
corresponds to a tensile film stress of 4.3 GPa. The pseudomorphic growth. The initial compressive stress
lattice mismatch of 2.5 % is expected to induce a is of opposite sign than the calculated misfit stress. The
tensile stress of 4.2 GPa as calculated from 3rd order slope of the data points from 1 to 3 ML corresponds to
continuum elasticity. Data from [99Gut] (1 ML: a tensile film stress of 9.7 GPa. Data from [99Gut]
1.53×1015 atoms / cm2). (1 ML: 1.00×1015 atoms / cm2).
3 4
N/m
N/m Co / W(100) 3 Ni / W(100)
2 T = 300 K T = 300 K
2 closed
1 1 open
open
0 0
-1
)
)
-1
-2
-2
0 2 4 6 8 ML 10 0 2 4 6 8 10 12 14 16 18 ML
Co coverage Ni coverage
Fig. 43. Co-induced surface stress on W(100). Fig. 44. Ni-induced surface stress on W(100). The kink
Deposition proceeds beyond 10 ML. The kink in the in the stress curve at 2 ML indicates the end of
data points at 2.5 ML indicates a structural transition in pseudomorphic growth. The initial compressive stress
the film from pseudomorphic to hcp growth. The initial is of opposite sign than the calculated misfit stress.
compressive stress is of opposite sign than the Data from [99Gut] (1 ML: 1.00×1015 atoms / cm2).
calculated misfit stress. Data from [99Gut] (1 ML:
1.00×1015 atoms / cm2).
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4.5.1 Introduction
4.5.1.1 Background and general layout
The surface phonon spectrum consists of the continuum of the projection of the bulk modes onto the two
dimensional surface Brillouin zone (SBZ) and of surface modes, localised in the gaps of the bulk bands.
The amplitude of such modes is large near to the surface and decreases rapidly towards the bulk. The
presence of the surface may moreover modify the amplitude of the bulk modes leading to the formation of
so-called surface resonances. In presence of adsorbates, new modes will be present because of the extra
degrees of freedom connected with the motion of the adatoms or of the admolecules. If the latter interact
with each other, either directly or via the substrate, their vibrations will behave collectively and disperse
with parallel wavevector, q||. Depending on the relevant interatomic forces, the adsorbate modes may lie
in the frequency domain of the substrate atoms and hybridise with modes of the same symmetry. Energy
gaps will then open up in the dispersion curves. If hybridisation takes place with volume modes, the
adsorbate vibration becomes a surface resonance and its energy will leak into the substrate and give rise
to a finite linewidth. Substrate and adsorbate phonon frequency and dispersion are determined by the
interatomic forces, which are intimately linked to the surface structure. The knowledge about the
spectrum of surface phonons can therefore provide important clues to understand the structure as well as
the nature of forces driving the surface into one particular structure [89Yan, 90Voi2, 97Nag].
Pure surface modes are usually denoted by Sn, where the index n numbers the branches starting from the
one at the lowest frequency. Similarly, the surface resonances are denoted by MSn or Rn and numbered
with the same criterion. The acoustic mode with slowest velocity is usually, but not always, mainly shear
vertically polarised and coincides with the Rayleigh wave (RW) in the elastic continuum limit [1887R].
The adsorbate induced modes are denoted by the chemical symbol of the adsorbate and by a suffix
indicating the relevant motion, e.g. || (⊥) for modes polarised primarily parallel (perpendicular) to the
surface plane. The surface phonon spectrum is influenced by physisorbed as well as by chemisorbed
species, either because of the hybridisation of the adsorbate induced modes with those of the substrate, or
because of the modification of the interaction between the substrate atoms induced by adsorption. The
latter effect can change the frequency of the substrate modes or induce the spill out of new modes off the
bulk bands. Moreover, at a given wavevector, new surface bands will be generated because of the
symmetry reduction associated to the backfolding of the surface Brillouin zone. Finally, adsorption can
induce the reconstruction of the surface.
Dipole active adsorbate and substrate modes had been investigated already in the seventies by infrared
absorption spectroscopy (IRAS) and by high resolution electron energy loss spectroscopy (HREELS).
The first surface phonon dispersion curves were measured, however, only at the beginning of the '80-ties
by inelastic He atom scattering (HATOF, He atom time of flight spectroscopy) and by HREELS in impact
scattering. The former technique exploits the supersonic expansion of He from a nozzle source, by which
a thermal energy beam (Ei=20-60 meV) is generated with resolutions which can go down to 200 µeV.
Phonon measurements with HATOF are therefore limited in the frequency domain by the low energy of
the impinging projectiles. He atoms interact with the low density tail of the surface electron density and
have therefore an absolute surface sensitivity. On the other hand, HREELS relies on inelastic low energy
(20 <Ei<200 eV) electron scattering in the so-called impact scattering regime, in which the energy loss
occurs during the short range interaction with the ion cores. Since electrons in this energy range penetrate
some 10 to 20 Å below the surface, the inelastic information is mediated over the outermost two or three
layers. Modes with maximum amplitude in deeper layers (and especially in the second layer) can thus be
excited. The main limitation of HREELS with respect to HATOF is the resolution, which, in spite of the
recent improvements, is limited to 2 meV for out-of-specular measurements. The latter problem can be
however overcome by exploiting multiple scattering which causes a strong, and mode specific, energy
dependence of the inelastic cross section, allowing to tune the spectrometer on each particular phonon
branch and thus to distinguish between features whose difference in frequency is smaller than the energy
resolution [85Xu, 89Wu]. The comparison of experimental cross sections with the theoretical forecast
proved in some cases to be essential for a correct assignment of the loss peaks to the different vibrational
modes. The modification of the force constant between surface atoms may indeed shift the different
phonon branches to such an extent that the knowledge of the spectrum expected from the bulk force
constants can be insufficient to interpret the data. On the theoretical side lattice dynamical models (LDM)
based on force constants were developed in the early years [71All, 74Arm] and allowed reliable
predictions of the surface phonon spectrum. More recently, thanks to the remarkable advances achieved
in the development of computational schemes based on density functional theory (DFT) and to the
availability of supercomputers, it became possible to perform ab-initio calculations of the surface phonon
spectrum also for adsorbate covered surfaces [96Bun, 99Fri1].
Over the past decades progress in the field of surface phonon dispersion of clean and adsorbate
covered surfaces has been surveyed in a number of review articles, including those of Rocca et al.
[86Roc1], Ibach [90Iba, 91Iba, 92Iba1, 94Iba], Wöll [91Wöl], Toennies [92Toe], Benedek and Toennies
[94Ben], and Fritsch and Schröder [99Fri1]. Worth mentioning is also the book dealing principally with
surface phonons of clean surfaces, edited by Kresse and de Wette [91Kre]. A collection of the data
available on surface phonons of bare surfaces (research status of 1994) can be found in Landolt Börnstein,
New series Vol. III/24 B, Chapt. 4.
4.5.1.2 Symmetry considerations, energy and momentum conservation and relevant selection rules
in inelastic scattering
The surface phonon spectrum is usually measured and computed along the border of the irreducible part
of the two dimensional surface Brillouin zone, whose principal points and directions are defined in Fig. 1
for the principal fcc and bcc surfaces. Along mirror planes the normal modes will split into two
subgroups, whose atomic displacement pattern is, respectively, even (sagittal modes) or odd (shear
horizzontal modes) with respect to reflection. For scattering experiments performed with in-plane
scattering geometry and for which the scattering plane coincides with a mirror plane of the crystal, only
the excitation of sagittally polarised phonons is allowed. Since most experiments take advantage of this
selection rule no measurements of the dispersion of SH modes exist for adsorbate covered surfaces,
contrary to the case of bare surfaces [92Bal]. Similarly, in presence of glide planes (as e.g. for C, N and
CO on Ni(100)) the inelastic scattering selection rules along the glide plane require that the excitable
modes are symmetric with respect to glide reflection in the first SBZ and antisymmetric in the second
SBZ [88Rah]. Totally symmetric modes are moreover dipole active. Accurate measurements of the
frequency of such phonons at vanishing wavevector can therefore be performed with HREELS or with
IRAS with sub meV resolution.
In inelastic scattering experiments energy and momentum conservation read:
!2 2
!ȦT || ) = (k f − k i2 ) (1)
2m
4.5.1.3 Folding of the surface Brillouin zone by symmetry reduction, mode mixing,
phonon crossing and opening of energy gaps
If the adsorbate builds a superstructure or induces a reconstruction with a larger unit cell than the one of
the bare substrate, the size of the new Brillouin zone will be reduced. Previously independent reciprocal
space regions may therefore coincide after adsorption, a phenomenon that is usually referred to as folding
of the zone. The folding process is shown in Fig. 3 for the case of a (100) face covered with c(2x2) and
p(2x2) overlayers. As one can see, for the former case the size of the zone is halved so that the Γ and the
M points of the clean substrate coincide, and so do the previously independent ∆ and Υ directions. For
the latter case the zone is reduced to one fourth, so that also Χ is folded back to Γ . Frequency gaps will
open up at the new zone boundaries or at crossing points of phonon branches of the same symmetry. The
new normal modes can then be obtained by linear combinations of the old substrate and/or adsorbate
modes.
As an example let us discuss the displacement pattern for phonons of the c(2x2) fcc(100) geometry at
ī and Χ , which are shown in Fig. 4. The relevant surface point symmetry group is C4v so that the modes
belong either to the symmetric representation, A1, or to the antisymmetric representations, B1 and B2 or to
the non symmetric degenerate representation, E. For the latter modes linear combinations can be drawn
whose displacement pattern is either even or odd with respect to the (1 1 0) mirror plane. The E symmetry
modes d and e at Γ originate, respectively, from the longitudinal and from the shear horizontal modes of
the clean surface at Γ and M ; the B2 mode comes from the displacement pattern of the Rayleigh wave at
the former M point; the A1 mode f exists also for the clean surface, while the E modes g and h are
combinations of the previously longitudinal and SH modes. The modes a, b and c correspond principally
to the motion of the adsorbate and are in a different frequency range (usually higher for light
chemisorbates) than the corresponding substrate modes d, e and f.
At X the modes with A and B symmetry arise from the combination of the displacement patterns of
the longitudinal and SH phonons previously located at the two Χ points of the clean surface, while the E
modes are generated from the Rayleigh wave. In particular the A1 mode is a true surface phonon as it
comes from the longitudinal surface mode S6, present in a gap near X , which is preserved upon
backfolding. The displacement pattern of the A2 and B2 modes corresponds to established reconstruction
patterns. They occur, respectively, for the p4g(2x2) structures of C on Ni(100) [79Onu] and of O on
Rh(100) [98Alf, 99Alf], and suggest that the reconstruction takes place via the softening and freezing of
such modes.
4.5.1.4.1 Effect of mass loading, modification of force constants and surface stress
Mode softening and, in general, anomalies of the substrate phonon frequencies can be induced by the
adsorbate by modifying the force fields acting between the substrate atoms. This phenomenon was first
observed for O/Ni(100) [83Sze]. The phonon dispersion curve for the c(2x2) structure along Γ – Χ is
reported in Fig. 5. The frequency of the RW at X , which is equal to 130 cm–1 for the bare surface,
decreases to 80 cm–1. The effect cannot be accounted for by the loading of the surface atoms, which reads
[67Ben]
ma
Ȧ 2 = Ȧ 02 (1 − θ ), (3)
ms
where ma and ms are the adsorbate and substrate mass, respectively, ω0 is the frequency of the mode for
the bare surface, and ș is the coverage. A dramatic change in the interaction between the substrate atoms
must therefore occur and indeed the frequency shift can be reproduced by LDM either (left panel in
Fig. 5) by reducing by 70 % the force constant between the Ni atoms in the first and in the second crystal
layer (second derivative of the interaction potential) or (right panel) by introducing a compressive surface
stress (first derivative of the pairwise interaction potential) at the surface. The two causes cannot be easily
distinguished just by measuring the phonon dispersion curves since both LDM can give best fits of
equivalent quality.
The adsorbate induced compressive surface stress was however demonstrated to be relevant for the
O/Ni(100) system because it explains also other findings: i) the observed frequency shift depends on the
order state of the adsorbate and is smaller when the oxygen is adsorbed disorderly [85Roc], an effect that
would not be expected if the adsorbate affects only the surface force constants between the substrate
atoms; ii) Ni(100) reconstructs with clockwise and anti-clockwise rotations of the substrate atoms around
the adsorbate when the latter is C or N instead of O or S. The displacement pattern of such p4g
reconstruction coincides with the one of the A2 modes at the X point of the c(2x2) structure (see right
panel of Fig. 4, mode g), suggesting that the latter gets frozen into the surface by a soft phonon
mechanism [85Rah]. Without adsorbate induced stress, however, the freezing of the A2 mode would
imply the unphysical result that the force constant between first and second Ni layer, k12, vanishes.
Moreover the B2 mode should freeze in first when k12 is reduced [88Sze]. On the contrary in the presence
of a compressive stress, the freezing in of the A2 mode occurs first and for a non vanishing value of k12
[86Rah, 90Yan]. The proposed mechanism is hence that the adsorbate pushes against the substrate atoms
at the border of the fourfold hollow and that the atoms can adjust to such forces by relaxing for the loose
p(2x2) structure and for the disordered phase, but not for the c(2x2) phase, for which therefore a
compressive stress builds up. For C or N chemisorption the adsorption distance is much smaller than for
O and the stress is correspondingly larger. When a certain threshold is overcome, the stress is released by
the lateral shift of the substrate atoms. The stress induced by adsorption on Ni(100) was measured directly
in a later experiment [91San, 92San1, 97Iba]. In accord with the above explanation the build up of surface
stress has been found indeed to be much larger for the c(2x2)-O than for the p(2x2)-O structure and even
larger for C adsorption. It stops as soon as the p4g surface reconstruction sets in at the coverage of 0.3
ML of carbon. Cluster calculations confirm the picture showing that the strong C–Ni bond removes
charge from the Ni–Ni bonds that are no longer able to balance the repulsive interaction between the
incompletely screened Ni nuclei [86Mül]. The same mechanism was proposed to account also for the
stiffening of the Rayleigh wave for the bare Ni(100) surface, which had been previously ascribed to a
20% increase of the force constant between the Ni atoms of first and second crystal plane. Accordingly
tensile surface stress is present on the bare surface. This mechanism has the advantage that it does not
imply a reduction of the first interlayer spacing which is present for Ni(100) [83Fre1, 83Fre2] but not for
Cu(100) [86Wut] that has a comparable stiffening of the Rayleigh wave at X . Surface stress was
proposed to play a role also for other phonon anomalies as e.g. for the softening of the RW at Υ on
Ni(110) upon H adsorption [87Leh1]. For Rh(100) p4g c(2x2) O, on the other hand, a different
mechanism must be active as the stress caused by adsorption is small, the adsorption distance being much
larger than for C or N on Ni(100). Indeed the reconstruction pattern corresponds then to the displacements
of the B2 mode at X of the c(2x2) overlayer (see Fig. 5), which gets soft because of the adsorbate induced
reduction of the force constants between the substrate atoms [98Alf, 99Alf, 99Bar].
Another effect observed quite systematically is the strong reduction of the cross section of the
longitudinal surface resonance, which dominates the HATOF spectra for fcc (111) surfaces and which
originates from a strong reduction of the in-plane force constant between surface atoms. Especially H is
often seen to have the effect of eliminating the anomaly, restoring the surface force constants to the bulk
value [87Ber]. This adsorbate was intensively studied also for elemental semiconductors, being important
because of technological applications as well as because it enables to study the dynamics of the
unreconstructed bare surface [96Grä2].
Phonon anomalies are induced also by the coupling of phonons with the electronic excitation spectrum.
This mechanism, called Kohn anomaly, corresponds to the breakdown of the adiabatic separation of ionic
and electronic degrees of freedom and takes place for wavevectors corresponding to significant Fermi
surface nesting. This is the case for H/W(110) [92Hul1, 93Hul1, 93Hul2, 94Bal2, 96Bal] and H/Mo(110)
[93Hul1, 93Hul2, 97Krö] that show indeed a phonon anomaly. The HATOF data for H/W(110) along the
[001] direction is reported in Fig. 6, together with a scan curve crossing the critical region in reciprocal
space. For q|| ≤ 0.6 Å–1 two modes are present and correspond to the Rayleigh wave (lower frequency
mode) and to the longitudinal resonance (higher frequency points). Around q||c =0.93 Å–1, however, a
strong softening of the lower phonon branch occurs, which is accompanied by the appearance of a third
branch whose frequency nearly vanishes at q||c. The peaks labeled with 4 and 1 in the bottom panel
correspond to the upper and lower branch of the splitted lower frequency mode. Peak 1 is distinctly
broader than peak 4. The anomaly is present for all wavevectors whose x-component ([001] direction or
Γ – H ) is close to 0.9 Å , indicating that the anomaly has a one-dimensional character. Along Γ – S ,
–1
HREELS investigation demonstrated that also the longitudinal surface phonon has a shallow dip at the
same wavevector [94Bal2, 96Bal]. The lowest branch was however not observed. First principle
calculations of the phonon spectrum [96Bun] reproduced the shallow dip and confirmed that branch 1 is
the RW. The current understanding of branch 4 is that it corresponds to the excitation of electron hole-
pairs [95Koh], for which He atom scattering is more sensitive than electron scattering. The effect arises
because He atoms interact with the low density tail of the electron distribution outside of the surface,
while electrons are scattered by the high electron density close to as the nuclei of the substrate.
Alternatively it was proposed that the excitation is connected with a plasmon like motion of the H atoms
[96Bun]. The latter explanation holds however only for H/W(110) as the H adatoms on Mo(110) are
fairly localised [97Krö]. The critical wavevector at which the anomaly occurs for Mo(110) is linked to
nesting of the Fermi-surface contours associated to the (d3z2–r2,dxy) band, which has nearly one
dimensional character. It runs parallel to Γ – N , and perpendicular to Γ – S , in significant parts of the
surface Brillouin zone, and is shifted to lower energies by hydrogen adsorption, thus becoming localised
at the surface [95Koh, 96Koh1, 96Koh2, 97Koh]. For H/W(110), on the other hand, the situation is more
complicated. Recent angle resolved photoemission (ARP) data [98Rot] demonstrated that two different
surface states, arising from the splitting of a surface band due to spin orbit coupling, are present upon H
saturation and suggesting that the relevant Fermi nesting is between them.
The dispersion of the adsorbate induced modes allows to infer information about the interaction between
the adatoms and it is therefore frequently reported also in studies in which the substrate phonons were not
investigated. While such studies are omitted from this data collection, they may show some quite general
effects. Let us therefore discuss briefly the HREELS investigation of CO adsorption on Ir(100) [91Kis]. A
c(2x2) structure is formed when adsorption occurs on the unreconstructed substrate, while the LEED
pattern reverts to (1x1) for adsorption on the (5x1) reconstructed substrate indicating that long range order
is inhibited. The phonon dispersion is reported in Fig. 7. Four modes are visible. The internal stretching
vibration is at 2070 cm–1. Such frequency is indicative of adsorption in on-top sites. The other modes are
the dipole active Ir–CO stretch at 500 cm–1, the CO rotational mode at 430 cm–1 and the frustrated
translational motion at 55 cm–1. No substrate related modes were detected. The rotational mode, the
frustrated translation and the Ir–CO stretch show little or no dispersion, while the internal CO stretch
frequency decreases strongly when moving out of Γ . The latter effect is due to the long range dipole-
dipole interaction and is always present. It is given by [78Mah]:
Į ȣ Ȉ 0 (q || )
Ȧ 2 (q || ) = Ȧ 02 1 + (4)
1 + Į e Ȉ 0 (q || )
where ω0 is the frequency of the isolated adsorbate species, αν and αe are the vibrational and the
electronic polarisabilities, respectively, and Σ0(q||) is the so-called dipole sum
& &
iq || ⋅ ri
Ȉ 0 (q || ) = ∑ e U(ri ) (5)
i
For larger q|| and for adsorbates with smaller dipolar interaction, the dispersion can have either sign and it
is determined either by direct interactions between the adsorbates or by interactions via the substrate. In
general the dispersion curve of the adsorbate induced modes contains therefore valuable information on
the interaction between the adsorbates.
The adsorbate induced modes can couple with those of the substrate having the same symmetry, thus
leading to avoided crossing and to the opening of energy gaps also for weakly interacting systems. An
example is given in Fig. 8 for the HATOF investigation of an incommensurate Xe monolayer adsorbed on
Cu(110) [94Zep]. The avoided crossing is between the vertical stretch motion of the adsorbate against the
substrate and the Rayleigh wave. The gap at q||=0.3 Å–1 is about 0.5 meV in accord with the small
interaction of a physisorbed gas with the substrate. Another example of energy gap, which occurs at the
zone centre for the longitudinal mode, was observed for the commensurate ( 3 × 3 )R30o structure of Xe
on Cu(111) [98Bra]. From the magnitude of the gap information on the corrugation of the Xe-atom
potential and on the friction forces was derived.
Much effort was dedicated recently to HATOF studies of physisorbed hydrocarbons because of the
applied relevance of such topic, e.g. CH4 [97Gra], C2H4 [96Gra1], C2H6 [97Gra], n-hexane, n-octane, n-
decane, benzene and cyclohexane [95Wit2] on Cu(100) and d-octane, nonane and decane on Cu(111)
were investigated [96Fuh]. The substrate phonon dispersion is then affected because of the presence of
the frustrated translation perpendicular to the surface, which hybridises with the RW, opening small
energy gaps. Such effect is generally small. This data has not been included in the present collection,
unless mass loading leads to significant phonon anomalies.
The variety of crystal surfaces for which the surface phonon dispersion was measured entailed the use of
a corresponding large variety of theoretical models, as the theoretical approach varies significantly from
one class of materials to another. Usually the results for the adsorbate covered surfaces are compared with
those obtained for the bare substrate. The major difficulty is thereby the larger unit cell. Otherwise the
same models developed for the bare surfaces were applied.
In the case of metals the screening of the bare ion-ion interaction by the conduction electrons is
difficult to model theoretically. Empirical lattice dynamical models (LDM) were therefore introduced in
which the force constants in the interior of the crystal are obtained by fitting the experimental dispersion
curves of bulk phonons, while the force constants coupling atoms at and near the surface are modified.
Unfortunately, as there is in many cases no consensus on a satisfactory model for the bulk crystal, it is
difficult to give a reliable forecast for the changes of the surface force constants. The difficulty can be
overcome for sp-bonded materials by carrying out self consistent pseudopotential (SCP) calculations. The
method was later extended to noble metal and transition metal surfaces. Such calculations are also
addressed as ab-initio or first principles. For semiconductor surfaces calculations were performed either
by computing from first principles the electronic structure and using then these results to set up
appropriate bond charge models from which the force constants were derived, or by calculating the
electronic and atomic structural properties within DFT-LDA and using a total energy Ansatz to determine
phonon frequencies and dispersion.
TABLE I
Investigated surface phonon dispersion curves of adsorbate covered systems.
Several units are used for the surface phonon energies. No attempt has been made to convert the data to a
single unit, rather the units of the original data are employed. In Table II the conversion factors between
the different units, which may be useful for comparing different sets of data, are reported.
Table II
Energy conversion factors.
Ag(100)
The surface phonon spectrum of the bare surface as measured by HREELS [90Mor, 91Che] and HATOF
[94Bun] is reported in Fig. 9. The data shows evidence for a weak stiffening of the RW and for the
presence of two longitudinal acoustic surface resonances. The difference between HREELS and HATOF,
although systematic, is within experimental error.
Ag(100) Cl
Chlorine forms a c(2x2) overlayer on Ag(100). The surface phonon dispersion was investigated by
HATOF [83Lam, 84Lam] at a beam energy of 20 meV and of 64 meV showing evidence for the
excitation of the RW. Its dispersion, reported in Fig. 10, is not appreciably affected by Cl adsorption. This
result is in accord with the absence of interlayer relaxation [76Zan]. No Cl induced high frequency modes
were observed. The dispersion of the RW could be recorded only over part of the surface Brillouin zone
because of the dramatic dependence of the inelastic cross section on q||. The q|| effect is discussed
quantitatively with reference to the theoretical model of ref. [83Bor]. The data along Γ – M are
measured near to the ( 1 , 1 ) diffraction peak. The backfolded branch can be seen near M' .
Ag(110)
The surface phonon spectrum of the bare surface was measured by HATOF [87Bra1, 87Bra2, 89Tat] and
it is reported in Fig. 11. Along Γ – X apart from the RW (S1), two surface resonances (MSo and MS+ ) are
present. Along Γ – M the lowest frequency mode S1 is L polarised, while S3 is the Rayleigh wave.
Ag(110) O
The surface reconstructs upon oxygen adsorption forming regularly spaced added Ag–O rows along the
<001> direction with p(nx1) symmetry and 2<n<7 (see model in the inset of Fig. 13b). The surface
phonon dispersion curves were measured by HATOF for the p(2x1) and the p(3x1) overlayers and are
reported in Figs. 12 and 13, respectively. For the p(2x1) structure [89Yan] the lowest frequency mode
along Γ – Υ is SV polarised and originates from the RW of the clean surface. The highest branch comes
from the backfolding of a mode originally located around S . Along Γ – X the acoustic mode with
nearly linear dispersion is mainly longitudinally polarised and arises from the MS0 mode of the clean
surface. The drastic frequency reduction of this mode (from 10 meV to 4 meV) at X' is due to the added
row reconstruction of the substrate. The Rayleigh wave (S1) is the second lowest branch. The phonon
spectrum, appropriate for a saw tooth reconstructed surface, is demonstrated to be incompatible with
experimental data. The spectra are much more complicated for the p(3x1) overlayer [90Bra1, 90Bra2].
The LDM calculations show that along Γ – Υ two modes (A and B, see Fig. 13b) are present. The spectral
density of mode A in the vertical direction vanishes towards the zone boundary, but it is comparable with
the one of mode B around q|| = 0.35Å, thus explaining the spread of the experimental data points. The
other modes originate either from the backfolding of the RW or from the MS0 surface resonances of the
bare surface and from their hybridisation, except for the mode at 8 meV along Γ – Υ (dashed line). The
latter arises from a SH polarised mode of the clean surface, which becomes longitudinally polarised
because of the folding of the SBZ. The surface phonon spectrum was calculated also for an
unreconstructed and saw-tooth reconstructed substrate and turned out to be in strong disagreement with
the experimental data [90Bra1, 90Bra2, 91Bra, 93Bra].
Al(111)
The surface phonon dispersion for the bare Al(111) surface was measured by HREELS [97Nag] and
HATOF [88Loc, 93Fra]. Two modes are found, corresponding to the RW and the L mode. The HREELS
data are reported in Fig. 14a by open circles and compared to a LDM.
Al(111) Na
Sodium adsorbed on Al(111) forms two ordered structures, characterised by 3 × 3 and (2x2)
superlattices, corresponding to coverage of 1/3 and 1/2 ML, respectively. The surface phonon dispersion
was investigated by HREELS and is reported in Figs 14 and 15. For the 3 × 3 overlayer (see Fig. 14)
the RW (S1) and two surface resonances (R1 and R2) are observed, which were absent for the bare surface
[97Nag]. S1 is strongly softened by adsorption and merges with the resonance R2 at small wavevectors.
The resonance R1 is present only near Γ and is dipole active. The result of a LDM calculation assuming a
substitutional adsorption site for the Na adatoms is shown in Fig. 14b. LDM calculations were performed
also for other adsorption geometries and shown to generate surface phonon spectra incompatible with
experiment. The modes R1 and R2 are shown to be associated to the same SV motion of the Na atoms,
whereby R1 is the backfolded branch of R2. The frequency of the dipole active phonon R1 was reproduced
by ab-initio calculations. The surface phonon dispersion of the (2x2) phase was measured by HREELS
[97Nag] and is reported in Fig. 15 together with the data measured for the bare Al surface. For this phase
the surface phonon dispersion is modified less than for the 3 × 3 phase although also in this case
adsorption is suggested to be substitutional. The surface mode S1 and the resonance R1 are assigned to the
RW, R1 being the backfolded branch.
Cu(100)
The surface phonon dispersion of the clean surface, as measured by HREELS [86Wut] and confirmed by
HATOF [93Ben, 94Hof], is reported in Fig. 16. The RW is stiffer than predicted by LDM using the bulk
force constant. The phenomenon was ascribed to the presence of tensile surface stress.
Cu(100) CO
CO forms an ordered c(2x2) overlayer on Cu(100) at a coverage of 0.5 ML. The surface phonon spectrum
was measured by HATOF along both high symmetry directions and is shown in Fig. 17. The RW
frequency at the zone boundary is found to be shifted from the bare surface value because of mass loading
and for a slight modification of the force constants between the underlying Cu atoms. The opening of
hybridisation gaps is clearly visible in the data. The analysis is supported by a slab calculation [95Ell].
Cu(100) N
Nitrogen forms a c(2x2) overlayer at a coverage of 0.5 ML whose phonon dispersion was measured by
HREELS along Γ – X and is shown in Fig. 18. The frequency of the RW (S4-phonon) at X is only
slightly changed with respect to the clean surface value. The data are compared to a LDM calculation
which shows that an optimum fit to the perpendicular (N⊥) and to the parallel (N||) nitrogen modes is
obtained when the nitrogen adatom is placed 0.6 Å above the first copper layer [86Fra].
Cu(100) O
Oxygen forms a c(2x2) mesh at a coverage of 0.5 ML and induces a missing row 2 × 2 2
reconstruction of the substrate [89Zen] (see Fig. 19). The oxygen occupies the former fourfold hollows
and sits almost coplanar with the Cu atoms of the outermost crystal plane, while rows of Cu atoms are
missing along [001]. The critical nucleation coverage for the reconstructed phase is 0.34±0.02 ML. The
surface phonon dispersion was investigated by HREELS and is reported in Fig. 20. The modes at 34 meV
and 56 meV are dipole active in accord with the local Cs symmetry and correspond to the perpendicular
vibration of the adsorbate and to the frustrated translation across the missing rows. The mode at 85 meV,
visible for off-specular scattering conditions, corresponds to the frustrated translation along the missing
rows. Two branches associated to the Rayleigh wave are observed, the backfolded branch being nearly
dispersionless. This behaviour is indicative of a strong reduction of the force constants at the surface, in
accord with the missing row reconstruction. The loss at 69 meV is very weak and is assigned to the
overtone of the 34 meV mode [89Wut1, 89Wut2].
Cu(100) PF3
PF3 forms a c(4x2) structure on Cu(100) at a coverage of 0.25 ML. The surface phonon dispersion was
investigated by HATOF and is reported in Fig. 21 for isolated molecules as well as for the ordered
structure. The dispersion shows evidence of a low frequency mode, assigned to the frustrated translation
of the adsorbate (FTx), and of the RW. For the ordered structure (see panel b) the modes RW1 at 8.2 meV
and RW2 at 10.3 meV, are assigned to the RW and to its backfolded branch. The result of a LDM
calculation, for which the surface corner atoms (see inset) were replaced by heavier particles of mass
m=mCu+mPF3 is shown in panel c). It demonstrates that the principal effect of phosphor trifluoride
adsorption is mass loading [99Bra].
Cu(100) S
Sulphur on Cu(100) forms an ordered p(2x2) overlayer, corresponding to a coverage of 0.25 ML. S sits in
the fourfold hollow at a perpendicular distance of 1.39 Å from the outermost Cu plane. The surface
phonon spectrum of this system was investigated by HREELS along Γ – X and is reported in Fig. 22.
The dispersion was recorded also along Γ – M but not published. LDM calculations were performed and
compared to the experiment. The data shows evidence for: the RW at 12.5 meV at X and 16.5 meV at
M , a surface resonance around 20 meV along both directions and the S–Cu stretching vibration at 42
meV. The LDM calculations show that the force constant between the Cu atoms at the surface retains its
bulk value and that the frustrated translation, S|| is expected at about the same frequency as the vertical
mode, S⊥ [87Fra]. Further reference [87Wu].
Mo(110)
The surface phonon spectrum of bare Mo(110) consists of the RW, of the L mode and of a further
resonance at 240 cm–1 (see Fig. 23). The dispersion curves were measured by HREELS (open symbols)
[97Krö, 98Krö1, 98Krö2] as well as by HATOF (filled circles) [92Hul2].
Mo(110) H
Hydrogen forms three superstructures on Mo(110) characterised by (2x1), (2x2) and (1x1) superstructures
corresponding respectively to a coverage of 0.5 ML, 0.75 ML and 1 ML. The adsorbate resides always in
the hollow sites. The surface phonon dispersion data are shown in Fig. 24 for HATOF and HREELS
measurements. For lower coverage no anomalies are present, while at saturation a dip is observed both
for the RW and for the L mode which is ascribed to a Kohn anomaly (see also the case of W(110) (1x1) H
and the discussion in the introductory part). A further mode, whose frequency nearly vanishes at the
critical wavevector, is observed only with HATOF. It corresponds either to the excitation of electron hole
pairs [95Koh] or to a plasmon like motion of the H atoms [96Bun]. The dispersion of the H induced
modes is reported in Fig. 25. The Kohn anomaly is due to the nesting of the Fermi surface contours
associated to the (d3z2–r2,dxz)-like band, which run parallel to Γ – S and perpendicular to Γ – S over
significant parts of the SBZ [95Koh]. The effect of H is to change the potential at the surface and to shift
the Mo surface state into a region of reciprocal space where it becomes localised at the surface. The band
becomes thus two-dimensional and the nesting one-dimensional. The theoretical calculation for the Fermi
contours differs however significantly from the ARP result [89Jeo1, 89Jeo2], which shows nesting at
larger wavevectors. The presence of a Kohn anomaly was invoked also for an anomaly observed for
Mo(110) Li at 1 ML coverage [00Krö]. A subsequent paper of one of the authors questioned however this
interpretation, suggesting that the phonon anomaly can be explained by surface stress [02Dah]. Main
References: [93Hul2] and [97 Krö]. Further references: [93Hul1, 93Hul2, 98Krö1].
Mo(110) p(2x2) O
Oxygen forms a p(2x2) structure at saturation, corresponding to 0.25 ML. The surface phonon dispersion
is reported in Fig. 26. In spite of the indication by ARP [94Kev, 94Dha] that Fermi surface nesting should
occur, no surface phonon anomalies are observed, except for the stiffening of the RW at N (shift from 17
to 19 meV). The solid triangles and the dots in the p(2x2) data along Γ – Η were recorded with the crystal
at room temperature, where the additional LEED spots present at low temperature along [1 1 0] have
disappeared. The phonon spectrum is however little affected. The oxygen-surface stretch mode was
visible only in-specular despite varying the electron impact energy from 2 to 25 eV. Its energy reads 65
meV. The oxygen mode parallel to the surface was not detected. The adsorption site is identified with the
long bridge in accord with a previous investigation [92Col]. Residual occupation of the threefold hollows,
probably at the boundaries of p(2x2) islands is witnessed by a shoulder at 70 meV in the HREELS spectra
[98Krö1,98Krö2].
Ni(100)
The surface phonon dispersion on the clean surface was thoroughly investigated by HREELS [83Leh],
[86Roc2] as well as HATOF [87Ber]. HREELS data are reported in Fig. 27. HATOF data (not shown)
coincide with the HREELS result. The clean surface shows evidence for the RW and for several
resonances. The frequency of the RW (S1 along Γ M , S4 along Γ X) at the zone boundary is higher than
predicted by LDM’s assuming the bulk value of the force constant also between surface atoms. The effect
was attributed to tensile surface stress. An increase of the RW frequency is also in accord with the 3.2%
inwards relaxation of the first interplanar distance observed by RBS [83Fre1, 83Fre2].
Ni(100) C
Carbon forms above 0.25 ML a weak c(2x2) phase with splitted LEED spots indicative of the presence of
antiphase domains with the adsorbate occupying the fourfold hollow. Above of 0.3 ML glide planes form
along [1 1 0] and the symmetry becomes p4g. LEED [79Onu] and SEXAFS [87Bad] show that the
adsorbate still occupies the fourfold hollows and is 0.1 Å above the Ni atoms in the outermost crystal
plane. The geometry of the reconstructed phase implies an ordered clockwise and anticlockwise rotation
pattern of the substrate surface atoms around the adsorbates, which coincides with the displacement
pattern of the A2 mode of the c(2x2) overlayer at X (see right panel of Fig. 4, mode g). A soft phonon
mechanism was therefore proposed for the reconstruction [85Rah]. Subsequent LDM calculations [87Mil,
88Sze, 89Mil, 89Sze] showed however that the B2 mode rather then the A2 mode should freeze in first
when the force constant between Ni atoms in first and second crystal plane decreases. Inclusion of a
compressive surface stress in the LDM allows to overcome this difficulty and to obtain the correct
reconstruction [86Mül]. This model also explains the surprising absence of appreciable softening of the
RW with C adsorption [87Roc] (see Fig. 28). The surface phonon dispersion as measured by HREELS is
reported in Fig. 29 for a coverage of 0.5 ML. The data are reported for an extended zone scheme, the zone
boundary being halfway between Γ and X . By symmetry no energy gaps can form at the zone boundary
along the glide planes. The C⊥ modes at 42 meV and 51 meV at Γ and X correspond, respectively, to the
in-phase and out of phase vertical stretch motions at Γ of the two C atoms of the unit cell. Four parallel
modes are found at around 93 meV. They are doubly degenerate at Γ and X . The avoided crossing of the
dispersion of such modes along Γ – X leads to the opening of an energy gap and to the asymmetric form
of the dispersion [89Sze]. Such effect is not taken into account in the LDM calculations reported by solid
lines. The high frequency of the parallel adsorbate modes is due to the vanishing adsorption distance of
the C adatoms. Another consequence of the reconstruction is the splitting of the RW into two modes, the
upper branch being R1 (at 18 meV at X ). The dependence on carbon coverage of the RW at X and of the
frequency of the adsorbate modes at Γ are reported in Fig. 28. A sharp decrease of the Ni–C stretch at the
onset of the weak c(2x2) superstructure and no evident change at the onset of the p4g reconstruction are
observed. The strong temperature dependence of the RW frequency is indicative of strong anharmonicity.
The same effect was observed for Ni(100) p4g N. See also the introduction for further discussion on this
system. Main reference [87Roc]. Further references [89Sze, 89Mil, 88Sze, 87Mil, 85Rah, 87Rah].
Ni(100) H
Hydrogen adsorption restores the surface phonon frequencies to the values predicted by LDM
calculations using the bulk force constants. In particular, compared to the clean surface case, the RW is
softened by 0.7 meV at X and by 1.5 meV at M . The longitudinal resonance disappears almost
completely from the spectra. The data are discussed in ref. [87Ber], but no dispersion curves were
reported.
Ni(100) N
Nitrogen adsorption induces a p4g reconstruction at a coverage of 0.5 ML. In close analogy to the case of
C/Ni(100) the N atoms sit in a c(2x2) unit mesh in the fourfold hollows, while the substrate
reconstruction reduces the symmetry to (2x2). SEXAFS investigation [87Wen] shows that the adsorption
site is the fourfold hollow with an adsorption distance of 0.1 Å above the outermost Ni atom plane. The
rotational displacement around the adsorbate is 0.68 Å, slightly larger than for C/Ni(100) (0.5 Å
[87Bad]). The dispersion of surface phonons as measured by HREELS is reported in Fig. 30. The
experimental points are reported for an extended zone scheme, the zone boundary being at X . By
symmetry no energy gap can form at the zone boundary along this direction. The N⊥ mode extending
from 34 meV at Γ to 51 meV at X corresponds to the in-phase vertical stretch motions of the two N
atoms of the unit cell in the first zone and to the out-of-phase stretch motion in the second zone. The in-
phase mode at Γ falls within the bulk band and is therefore a surface resonance. Four parallel modes are
expected, but only two are observed (direct and backfolded branches in the first and second SBZ,
respectively) at around 91 meV. The high frequency of the parallel modes is due to the vanishing
adsorption distance of the N adatoms. The RW and two surface resonances are observed, too, of which
R1, originates from the backfolded branch of the RW and is a true surface mode at X . The lines are the
result of a LDM calculation for the reconstructed surface geometry [88Rah]. The RW frequency shows a
marked crystal temperature dependence at X , where it reads 13.6±0.4 meV at T=130 K and 12.0±0.6
meV at T=300 K. Main references [86Dau] and [88Rah].
Ni(100) O
Oxygen forms two ordered superstructures, p(2x2) and c(2x2), on Ni(100), corresponding to a coverage
of 0.25 ML and 0.5 ML, respectively. The adsorbate sits in both cases in the fourfold hollow at a vertical
distance of 0.86 Å from the outermost Ni plane (SEXAFS [82Stö, 87Wen], NEXAFS [83Nor], LEED
[89Oed, 90Oed]). Using nuclear methods the maximum coverage of the c(2x2) phase was determined to
be 0.42±0.04 ML [86Alk]. RBS experiments [83Fre1, 83Fre2] demonstrated that the first interplanar
distance increases by 2% for the p(2x2) and 5.2% for the c(2x2) structure. The surface phonon dispersion
for the p(2x2) O overlayer is reported in Fig. 31a for HREELS data [84Sze] and in Fig. 31b for HATOF
data [91Ber]. The branch at 420 cm–1 is the perpendicular stretch vibration of oxygen, while the frustrated
translation is observed at 640 cm–1. The Rayleigh wave is only slightly softened with respect to the clean
surface. Two resonances are present near Γ . One of them is dipole active and corresponds to the
breathing motion with A1 symmetry which originates from the backfolding of the S6 mode originally at
X . The solid lines are the result of a LDM calculation [86He]. The surface phonon dispersion for the
c(2x2) O overlayer is reported in Figs 32 a) and b) for HREELS [83Leh, 84Rah] and HATOF [91Ber],
respectively. The RW shows a strong softening at X (from 132 cm–1 to 80 cm–1) which is due to the
adsorbate induced compressive stress at the surface. A reduction of the force constant between the
substrate atoms in first and second crystal layer is also possible in view of the large outwards relaxation
of the first interplanar distance. The stress model can however explain several other findings and in
particular the dependence of the softening of the RW on the order status of the adsorbate (see Fig. 33).
See also the introductory part for further discussion on this system.
Ni(100) S
Sulfur forms at saturation (0.5 ML) a c(2x2) structure on Ni(100). The adsorbate occupies the fourfold
hollow sitting at 1.35 Å above the outermost Ni atom plane (LEED [73Dem], SEXAFS [81Bre] and
photoelectron spectroscopy [81Ros, 83Bar, 84Ord]). The surface phonon dispersion is reported in Fig. 34.
The observed branches correspond to the RW (S4), to S6 and to a surface resonance associated to the
backfolding of the RW from the M X direction. The vertical and the parallel mode of the adsorbate are
visible above the projection of the bulk phonon bands (hatched area). The LDM calculation was
performed with the bulk value of the force constants. In order to obtain a good fit with a LDM an
adsorption distance of 1.45 Å had to be assumed. This shortcoming is most probably due to neglecting of
the adsorbate induced stress [92San1]. Main reference [85Leh] and [86Leh].
Ni(110)
The surface phonon dispersion for the clean surface was measured by HREELS [87Leh2] and is reported
in Fig. 35. The RW corresponds to the S1 mode along Γ – X and to S3 along Γ – Υ . Along the latter
direction the lowest frequency mode is mainly longitudinally polarised.
CO forms at saturation a p2mg (2x1) structure at 1 ML coverage on Ni(110). Adsorbate geometry and
SBZ are shown in Fig. 36. The CO molecules are adsorbed in atop sites with the axis tilted away from the
surface normal. The dispersion curve, measured by HREELS, is reported in Fig. 37 over an extended
zone scheme. Two stretch motions are possible corresponding to in-phase and out-of-phase vibration of
the two CO molecules of the unit cell. The two modes are degenerate at X and Υ . The latter observation
implies that ∆Y, i.e. the lateral displacement of the chemisorption sites with respect to the substrate
atoms, is exactly one quarter of the substrate unit cell. The dispersion as well as the low symmetry
adsorption sites are caused by the repulsive dipole-dipole interaction between the close packed CO
molecules. The dipolar interaction determines the negative dispersion of the in-phase motion with q||. The
mode at 400 cm–1 corresponds to the stretch of the CO molecule against the substrate. The two substrate
modes are due to the RW and to its backfolded branch [90Voi2].
Ni(110) H
Hydrogen forms on Ni(110) a sequence of ordered structures with increasing coverage which were
attributed to the increasing density of zig-zag chains along the rows of the first layer Ni atoms (see Fig.
38). At one ML coverage the (2x1) superstructure forms which consists of an unreconstructed surface
with H atoms in the three fold sites between two first layer and a second layer atom with equal Ni–H
distances (LEED [87Rei]). Saturation coverage is at 1.5 ML. The surface is then (1x2) reconstructed with
pairing substrate rows (LEED [87Kle]). Two adsorption sites are occupied corresponding to the previous
threefold site and to a Cs site above the paired rows. A strong softening of the S1 mode was found with H
adsorption and ascribed to the build up of surface stress. The frequency shift of the phonons at Υ (Figs.
39a and b) indicates a propensity of the surface towards reconstruction. At X on the contrary (see Fig.
39c) the frequency of the RW remains unchanged up to one ML coverage indicating that H adsorption
induces a charge rearrangement that influences the substrate interaction only along [001]. The surface
phonon dispersion curve for the p2mg (2x1) H overlayer is reported in Fig. 40. The two H atoms, present
in the unit cell, are linked by the glide operation. Two modes are dipole active in accord with the reduced
symmetry of the adsorption site. A further mode is visible only off specular and along Γ – X . The mode
at 630 cm–1 has the strongest dipole character but corresponds to motion mostly parallel to the surface
plane. The perpendicular stretch mode is at 1100 cm–1. The substrate modes S1 and S3 at Υ are softened
by 10% with respect to the clean surface [89Voi]. The surface phonon dispersion curve for the (1x2) H
overlayer is reported in Fig. 41. The data are reported on an extended zone scheme, the first Brillouin
zone ending at Υ ' , halfway between Γ and Υ . At Υ a splitting of the RW and the opening of a gap is
observed. The three H atoms per unit cell give rise to four dipole active modes in accord with the reduced
symmetry of the adsorption sites. The mode at 450 cm–1 corresponds to the vibration perpendicular to the
Ni rows in the [001] direction. Symmetry considerations imply that the modes at 930 cm–1 and 1240 cm–1
are polarised within the Cs plane parallel to the Ni rows. Ab-initio calculations however assign the 1240
cm–1 loss to a vibration predominantly perpendicular and the 930 cm–1 loss to a vibration predominantly
parallel to the surface along [1 1 0] [87Fei]. References [89Voi, 87Leh1]. Further reference [87Iba].
Ni(110) O
Oxygen adsorption on Ni(110) induces a series of ordered structures leading finally to nickel oxide
formation. The (2x1) phase, observed at half a ML coverage, involves a missing row reconstruction of the
substrate. The oxygen adatoms sit in the long bridge sites at an estimated height of 0.6 Å above the
outermost Ni atoms (EXAFS [86Bab]).The surface phonon dispersion is reported in Fig. 42 for the p(2x1)
phase. Three dipole active modes are present. Two of them are associated to adsorbate vibrations, while
the one at 118 cm–1 is due to a Ni surface phonon folded back to the Γ point because of the (2x1)
reconstruction. The presence of two dipole active adsorbate modes shows that the local adsorption
symmetry is Cs, i.e. only one mirror plane is present and the adsorbate is shifted out of the long bridge in
the [1 1 0] direction. The adsorbate induced modes are polarised within the mirror plane predominantly
parallel (at 239 cm–1) and perpendicular (at 385 cm–1) to the surface in the [1 1 0] direction. The third
mode, at 790 cm–1, is polarised parallel to the surface in the [001] direction and shows a particularly
strong temperature dependence. The other modes did not change appreciably with T. The assignment is
less clear for the substrate modes. The lowest lying phonon at Υ is at 84 cm–1, i.e. close to the frequency
of the RW of the clean surface. Similarly the mode at 135 cm–1 is close to the frequency of the S3 mode of
the clean surface. Such modes are however unlikely to have survived unchanged the missing row
reconstruction. LDM calculations assign the mode at 84 cm–1 to an odd vibration which becomes visible
because the symmetry is reduced to Cs and the Γ – Υ direction is no longer a mirror plane. The mode at
118 cm–1 at Γ is dipole active and originates from a mode along X – S which is folded back on Γ – Υ for
the reconstructed surface. Along Γ – Χ the two dipole active adsorbate modes show practically no
dispersion throughout the SBZ. The lowest frequency substrate mode is assigned to the RW [90Voi2,
91Yan].
Ni(111)
The surface phonon dispersion of clean Ni(111) was measured by HREELS and is reported in Fig. 43
[90Men1, 90Men2]. Two surface modes, S1 and S6 and a surface resonance are visible. Modified surface
force constants are necessary to reproduce the dispersion with a LDM, as it is the case also for the other
Ni surfaces.
Ni(111) O
The p(2x2) O/ Ni(111) system is reconstructed with a twist deformation of three of the top layer nickel
atoms and a vertical displacement of all of the atoms in the top layer of the unit cell (LEED [90Gri]). The
oxygen coverage is 0.25 ML. A schematic view of the structure of the p(2x2) overlayer is reported in Fig.
44. The oxygen lifts three of the nickel atoms away from their original bulk positions, while the fourth
relaxes towards the second layer Ni atoms. The surface phonon dispersion measured by HREELS is
reported in Fig. 45. Five optical modes are observed. The modes at 67 and 71 meV are assigned to
oxygen adsorbate vibrations, while the lower modes lie within the bulk bands. The open (filled) circles
indicate data points recorded at an electron impact energy of 7 (160) eV. LDM calculations are presented,
too (thick solid lines). The theoretical dispersion curves for the two lower lying modes is not extended
over the whole SBZ as such modes are surface resonances which do not produce sharp spectral density
features at large wavevectors. The thin solid lines are best fit curves to the experimental data [94Tis].
Pb(111)
The surface phonon dispersion for the clean Pb surface was investigated by HATOF and is indicative of
no change in the force constants compared to the bulk value [96Fuh]. The result of the LDM is reported
in Fig. 46.
Pb(111) d-octane
d-octane adsorbs flat on the surface. The surface phonon spectrum was investigated by HATOF and
shows evidence for the frustrated translation (FTz) normal to the surface and for the RW (see Fig. 46).
The latter is strongly softened because of mass loading. The AOP1 mode corresponds to an internal
vibration of the alkane molecule [96Fuh].
Pt(111)
The surface phonon dispersion of the bare Pt surface was determined by HATOF and is reported in Fig.
49 (open symbols). The RW (dots) and the L resonance (triangle) are observed. The RW presents
anomalies along Γ – K , which were ascribed to the Kohn mechanism [85Har, 86Ker2, 87Neu].
Pt(111) (1x1) H
Hydrogen forms a (1x1) overlayer at saturation corresponding to 1 ML coverage. It adsorbs in the three-
fold fcc hollows causing an expansion of about 1.3±0.4 % of the first interlayer spacing (RBS [80Dav],
LEED [76Chr]). Theory [87Fei] predicts that the H atoms lie about 0.95 Å above the surface in agreement
with RBS results [86Koe]. The inelastic He scattering data are collected in Fig. 47. They show a
significant softening of the RW frequency at the zone boundary (from 11.1 meV to 9.5 meV at K and
from 10.8 meV to 9.3 meV at M ). Moreover the longitudinal resonance, present on the clean surface and
particularly intense along <110>, has disappeared. These changes imply a strong modification of
tangential, radial and three-body force constants especially in the surface plane, connected to a
redistribution of the electronic charge at the surface and a reduction of the sp-d hybridisation, responsible
for the directed bonding charge between atoms in the bulk [89Bor].
Pt(111) O
Oxygen forms at saturation (coverage 0.25 ML) a p(2x2) structure when adsorption occurs at T=300 K,
corresponding to a coverage of 0.25 ML. The adatoms are sitting in the three-fold hollows 1.4 Å above
the outermost Pt atoms plane as inferred from the oxygen substrate stretch at 59 meV [82Ste]. A (1x1)
coverage can be reached when the Pt crystal is annealed at a crystal temperature of 540 K in 5 10–7 mbar
of oxygen. The latter phase corresponds to the formation of a subsurface oxide [87Neu]. According to ref.
[81Nie, 81Bon] it can only be obtained in presence of silicon impurities. The phonon dispersion of the
p(2x2) overlayer was measured by HATOF along ī − M and is reported in Fig. 48. The data (panel a)
show evidence for two branches associated to the RW and of a hybridisation gap at the zone boundary of
0.85±0.2 meV. The two dispersionless modes at 9 and 10 meV originate from the backfolding of the RW
from the M - K - M' direction. In a comment it was suggested that they might be due to a single mode
[87Sze]. Theory is reported in panel b. Inclusion of threebody forces is necessary to reproduce the size of
the phonon gap. Reference [86Ker1, 86Ker2, 87Ker]. The phonon dispersion for the (1x1) phase
(coverage 1 ML) was measured by HATOF and is reported in Fig. 49. A strong softening of the RW and
of the L mode is observed along ī − M in the last third of the surface Brillouin zone [87Neu].
Rh(110)
The surface phonon dispersion of bare Rh(110) was measured by HATOF for the metastable (1x2)
missing row reconstructed surface obtained after chemical removal of the oxygen adatoms by
hydrogenation at T=360 K. No LDM exists for comparison. The data are reported in Fig. 50a [93Bel].
Rh(110) O
Oxygen forms a (2x2) overlayer on Rh(110) at 0.5 ML coverage. The substrate is reconstructed in the
same way as for the metastable (1x2) surface whose surface phonon dispersion is reported in Fig. 50a.
The surface phonon dispersion was measured by HATOF and is reported in Figs. 50c, d and e [93Bel].
Rh(111)
The surface phonon spectrum of bare Rh(111) was measured by HATOF and is reported in Fig. 51a. The
RW and a L resonance are observed along both high symmetry directions [95Wit1].
Rh(111) H
Hydrogen forms a well ordered (1x1) overlayer at the saturation coverage of 1 ML. The adsorption site is
likely to be the three-fold hollow. The dispersion curve was investigated by HATOF and is reported in
Fig. 51b [95Wit1]. The intensity of the L-modes is weaker for the hydrogenated phase, while the RW is
observed over all the SBZ. Its frequency at K and M reads 16.4 meV and 15.6 meV, respectively, and is
thus slightly decreased compared to the clean surface values. Some weak and broad peaks, observed
above the RW (open circles marked by B’), are associated to surface resonances. Moreover an additional
mode, S2, is split off from the longitudinal bulk bands along both high symmetry directions at energies of
28.5 meV and 29.7 meV at K and M , respectively. Such mode is not hydrogen induced as it does not
shift in frequency when deuterium is adsorbed. Three H vibrations were reported by HREELS at 92
meV, 136 meV and 175 meV [86 Mat].
Rh(111) ( 2 3 × 3 ) C6H6
The phonon dispersion curve for the ( 2 3 × 3 ) phase, obtained at saturation (0.16 ML), was investigated
by HATOF. The data, reported in Fig. 52, show evidence for the RW and for the frustrated translation of
benzene parallel to the surface. The two modes hybridise strongly opening an energy gap [93Wit1,
93Wit2].
Ru(0001)
The surface phonon dispersion was measured by HATOF. The data are reported in Fig. 53a. The SBZ is
reported in the inset. The two modes correspond to the RW and to the L resonance [97Bra]. No change of
surface force constants is necessary to reproduce the data with a LDM.
Ru(0001) (1x1) H
Hydrogen forms several ordered phases on Ru(0001). Only the more stable (1x1) phase, corresponding to
saturation coverage (1ML), was investigated by HATOF to determine the surface phonon dispersion. The
dispersion curve for the H saturated surface is reported in Fig. 53b. Apart from the RW and the L mode
two further features, denoted by S2, are present [97Bra].
W(100)
Clean W(100) undergoes reconstruction via a soft phonon mechanism, which was confirmed by HATOF
experiments [87Ern, 89Ern]. The surface phonon dispersion curve, reported in Fig. 54, shows a strong
Kohn anomaly at M .
W(100) H
Hydrogen forms a (1x1) phase at saturation (2 ML coverage) whose surface phonon dispersion was
investigated by HATOF. The measurements show that H removes the Kohn anomaly and the force
constants between surface atoms are restored to their bulk value [92Ern]. The data are shown in Fig. 55
and compared with the result of a LDM. Nearly dispersionless H induced modes were observed by
HREELS at: 160 meV - asymmetric stretch, 130 meV - symmetric stretch, 118 meV - optical mode, 80
meV - wagging mode. [87Ers,87Woo].
W(110)
The surface phonon dispersion was investigated by HREELS and HATOF and is reported in Fig. 56
[94Bal1, 92Hul1, 92Hul2]. The data show evidence for the RW, for the longitudinal resonance and for a
further resonance at 200 cm–1. Contrary to the case of the (100) surface, no phonon anomaly is present.
W(110) H
Three adsorbed H phases form on W(110): p(2x1) at 0.5 ML coverage, (2x2) at 0.75 ML and (1x1) at
saturation (1 ML). The phonon dispersion was investigated for all the phases by HATOF [92Hul1,
92Hul2] as well as by HREELS [96Bal, 94Bal1, 94Bal2]. The H adsorption site is in all cases the
threefold hollow, but the saturated phase corresponds to a liquid phase with propensity for one-
dimensional disorder. Moreover in the latter conditions the surface is reconstructed whereby the topmost
layer is shifted with respect to the second layer [86Chu]. The phonon dispersion curves were measured
along ī − S , ī − Ǿ and ī − N and are reported in Fig. 57. HREELS data for the RW, for the first layer L
mode and for a second layer mode are depicted as triangles, diamonds, circles and squares, respectively.
The circles close to the N point for the clean surface could also be due to a vertically polarised phonon in
the second crystal layer. Data points due to the backfolded RW, observed only close to Γ are depicted as
inverse triangles. The HATOF data are reported as small dots. The difference for the p(2x1) phase at S
between HATOF and HREELS is most probably due to a slight difference in coverage. The dispersion
of the RW of the p(2x1) phase differs around N and S from the one of the clean surface: a frequency
increase from 14.5 meV to 16.5 meV takes place at N , while a decrease from 17 to 14 meV occurs at S .
Upon further dosing the RW frequency at N stays constant, while the frequency at S drops further. The
RW dispersion shows therefore a maximum at about ζ=0.75 ( ī − S ). As soon as the (1x1) phase forms, a
strong anomaly is observed along ī − Ǿ at the incommensurate wavevector q||=0.93 Å–1 both for the RW
and for the L-mode. The Rayleigh wave is apparently splitted into two branches, out of which the lower
one is not detected by HREELS and is therefore assigned to the excitation of electron hole pairs [97Koh]
or of a plasmon-like collective excitation of the hydrogen atoms [96Bun]. As shown in Fig. 58 the
anomaly is present for all wavevectors whose component along ī − Ǿ is equal to ∼1 Å–1. The theoretical
dispersion determined ab-initio is shown in Fig. 59 [96Bun]. In accord with the electronic origin of the
loss, the lowest HATOF branch is not present in the LDM result. The HREEL spectra for the (1x1) phase
are show in Fig. 60, while the dispersion data for the H induced modes along ī − Ǿ are collected in Fig.
61 for the three phases. For p(2x1) H three modes are observed, corresponding to the three degrees of
freedom of the adsorbate. The modes at 96 meV and at 156 meV are dipole active, implying adsorption in
the hollow site. The loss at 156 meV is mainly due to the perpendicular motion [96Bal]. For the (2x2) H
phase, five H related modes are observed in-specular, while a sixth branch is only excited for off-specular
conditions. All modes display only a small dispersion, except for the modes at 94 and 106 meV. As three
H atoms are present per unit cell, a total of 9 adsorbate induced phonon branches would be expected, but
the in-phase and anti-phase modes of two of the H atoms are nearly degenerate. The mode at ∼155 meV is
due to the perpendicular stretch motion. For the (1x1) H phase, the stretch vibration is at 163 meV and
displays a stronger dispersion than for the other H phases [96Bal]. Its lineshape is anomalous, consisting
of a continuum plus a single sharp peak [94Bal2, 96Bal] (see Fig. 60). Surface disorder is not sufficient to
explain this finding as no sharp loss for the vertical vibration at 155 meV would then be expected. The
effect is ascribed to delocalisation of the adsorbates in the parallel directions. The H atoms were
suggested therefore to be in a quasi liquid like phase. [94Bal2]. See also the introduction for further
discussion. Main references [92Hul1, 92Hul2, 96Bal, 94Bal1, 94Bal2].
C(100) H
Hydrogen on diamond (100) forms a (1x1) 2H phase at saturation (2 ML coverage) and (2x1) H phase
(1ML coverage). In both cases two H atoms are present in each unit cell. The optimised surface structures
are reported in Fig 62 together with the SBZ. The surface phonon dispersion curves, as predicted by first
principle theory [96San], are reported in Figs. 63 and 64 for the two phases. The H atoms are coupled to
an essentially ideal bulk truncated diamond substrate lattice for both phases, but the surface phonon
dispersion is quite different. The projected bulk phonon bands (hatched area in Figs. 63 and 64) exhibit
only small gaps and pockets, which host no surface modes, while several surface resonances are found
within the bulk bands. Modes denoted with S and B indicate stretch and bending motions of the
adsorbate. Frustrated rotations are marked by the subscript r. Subscripts s and a indicate the symmetric
and the antisymmetric motions of the two H atoms in the unit cell. SH modes are denoted by a bar over
the symbol. The mode STOX at Χ in Fig. 63 exhibits pronounced contributions of the C atoms in the third
layer. Comparison with experiment is possible only at Γ where HREELS data exist. For the (2x1) system
[93Aiz, 94Tho] loss peaks were reported at 363 meV and 152 meV [93Aiz] and 363 meV, 155 meV and
137 meV [94Tho], which coincide with the modes Sa (363 meV), BS+ (155 meV) and STOX (133 meV).
For the (1x1) system [93Lee] losses were found at 361 and 350 meV, corresponding to the symmetric
and antisymmetric H stretch modes, respectively and at 181, 162 and 153 meV. The latter modes fall in
the region of the H bending motion. Main reference [96San].
C(111) H
Hydrogen forms a (1x1) phase at saturation (2ML coverage) and a (1x2) phase at 1 ML coverage, which
is obtained by heating the saturated surface to 1300 K. The structure was investigated by LEED [93Lee]
and He atom scattering [97Sch]. The surface phonon dispersion of the (1x1) phase was measured by
HATOF [96Lan, 98Gle] and calculated from first principles [95San1, 95San2, 97Maz, 98Gle] and is
reported in Fig. 65a. Interestingly substituting H with D (see Fig. 65b) causes quite a large isotopic effect
on the surface phonon spectrum and especially on the RW dispersion (at Χ the frequency shifts from 17
meV in presence of H to 15 meV in presence of deuterium). The phenomenon is ascribed to the different
contribution of the adatoms to the oscillation amplitude. For the description of the symbols in Fig. 65 see
discussion of C(100) H. Main reference [98Gle].
Ge(100) (1x1) S
Sulfur is used to passivate the Ge surface and was suggested as a prototype for the development of an
intuitive picture of the chemical bond at the semiconductor surface. The structural and electronic
properties were calculated within DFT-LDA for the (1x1) phase obtained at saturation (1ML coverage).
The adsorption site is identified with the bridge, while the substrate reverts to a nearly ideal bulk
termination. The surface phonon spectrum was calculated by a total energy ansatz and is shown in
Fig. 66. There are localised adsorbate induced modes both above and below the projected bulk phonon
band. A prominent resonance, due to the vibration of the S adatoms, is present at Γ and is indicated by
the dashed line [92Pol].
Si(100)
The surface phonon dispersion for the clean (2x1) reconstructed surface was calculated [97Tüt] and it is
reported in Fig. 67.
The surface undergoes a (2x1) reconstruction when covered with 0.5 ML of As, Ge or Si, forming
symmetric dimers with As and Sb and tilted dimers with Ge (see Fig. 68) [90Jed, 93Krü, 94Fra]. The
surface phonon dispersion was calculated ab initio. In the case of As two methods were applied and
slightly different results were obtained. In the first method, applied also to the Ge and Sb cases, the
adiabatic bond charge model was used for which the electronic and structural properties are determined
by an ab-initio pseudopotential method [99Tüt]. The second method employs an extension of the
semiempirical total energy Ansatz, which includes the electronic properties via a band-structure energy
term treated within the empirical tight binding method [98Grä]. All information necessary to determine
the parameters of the band structure and of the elastic energy is obtained from first principles total energy
and electronic structure calculations. The surface phonon spectrum according to the method of ref.
[98Grä]. is shown in Fig. 69a. SH modes are indicated with a bar above the symbol. Three kind of modes
are discussed: A-modes, located below the projection of the bulk phonons on the SBZ and mostly
dominated by the heavy As adatoms; D-modes, surface resonances within the bulk bands with energies up
to 40 meV which involve characteristic movements of the dimer adatoms together with the first substrate-
layer Si atoms; and S-modes, optical substrate-surface modes above 40 meV to which the As atoms do
not take part. The phonon dispersion curve obtained with the method of ref. [99Tüt] is reported in Fig.
69b. The main features agree with the result of the model of ref. [98Grä], but the single features appear at
slightly different frequencies. The corresponding spectra for Ge and Sb overlayers are reported in Figs. 70
and 71, respectively [98Tüt1, 98Tüt2]. Experimental results for these systems are still lacking.
Si(100)(2x1) H
H forms a (2x1) phase at 0.5 ML coverage. This system is characterised by a large misfit between the
mass of adsorbate and of substrate atoms, consequently the motion of the adsorbate is nearly decoupled
from that of the dimer atoms. The surface phonon dispersion was computed following a semiempirical
total energy ansatz [96Grä1] and is reported in Fig. 72. Experimental data for the phonon dispersion are
lacking. The symmetric and asymmetric H stretch modes are only marginally split in frequency (62.57
Thz and 62.91 Thz) [84Cha]. The H bending modes couple to the dimer atom motion so that their
splitting is larger (ν(Bs)=18.46 Thz, ν(Ba)=18.86 Thz). Such frequencies compare well with the HREELS
value of 18.98 Thz [83Stu]. Ds at 10.54 THz and Dt at 5.95 Thz correspond to dimer stretch and tilt
motions. The D1 mode at 10.3 Thz and the D2 mode at 13.54 Thz involve mainly a bending of the dimer
bond in the xz-plane. SH modes are denoted with a bar over the symbol.
Si(110) (1x1) H
The hydrogenated Si(110) surface was studied by infrared spectroscopy [96Wat]. Hydrogen adsorption
restores the ideal bulk terminated geometry of the Si substrate at 1 ML coverage. The adsorbates sit in
atop sites. The surface phonon spectrum was calculated with a semiempirical total energy method. The
result is shown in Fig. 73 [97Grä]. Hydrogen stretch modes are denoted by S, hydrogen bending modes
by B. C-modes are chain modes of the substrate.
Si(111) (1x1) As
In contrast to the inherent instability of the clean Si(111) surface, the As capped surface (1ML coverage)
is inert. Each As atom is covalently bonded in an almost bulk-like configuration to the three underlying Si
atoms. The surface crystallography was investigated by LEED [86Olm] and medium energy ion
scattering [88Cop], which indicate only a slight outwards relaxation of the As atoms (~0.2 Å). The
surface phonon spectrum was investigated by HATOF [90Doa1, 90Doa2, 92San2] and by HREELS
[94Sch] and is reported in Fig. 74 together with a theoretical prediction. The different surface modes are
denoted by different symbols. The As overlayer affects the surface dynamics principally because of the
mass defect in the outermost layer. The two acoustic branches were found also for the (1x1) H phase and
are therefore intrinsic of the substrate. The surface phonon spectrum was calculated from first principles
following total energy schemes and ab-initio calculations based on the local density approximation of
density functional theory employing non local, norm conserving, pseudopotential [98Grä]. A similar very
good agreement with experiment was obtained independently by Honke et al., who calculated the surface
phonon dispersion using density functional perturbation theory [96Hon].
Si(111) ( 3 × 3 ) Ga
Si(111) (1x1) H
The Si(111) (1x1) H surface can be grown at 1 ML coverage with a high degree of perfection and became
therefore a prototype system for well defined experimental studies of surface phonon dispersion. HATOF
data can be found in refs. [88Har, 90Doa3], HREELS data in refs. [92Stu, 92Dum]. Theoretical
calculations were performed in refs. [88Gold, 88Mig, 95San1, 96Grä2, 96Hon]. The HATOF data
[90Doa3] are reported in Fig. 76a and compared with the theoretical prediction of ref. [88Mig]. HREELS
data [92Stu, 92Dum] are reported in Fig. 76b, together with the theory of ref. [95San1]. The theoretical
prediction for the deuterated system is reported in Fig. 76c [96Grä2]. The lowest frequency mode is the
RW. Several surface modes are found in the gaps of the projection of the bulk phonons. Due to the large
mass mismatch the H vibrational modes are decoupled from those of the substrate. The system behaves
therefore as a perfect realisation of the ideal bulk terminated Si(111).
GaAs(110)
Experimentally the surface was investigated by HATOF [87Har, 87Doa]. The result of a theoretical
model calculated by ab-initio linear response formalism is shown in Fig. 77 [95Fri1].
GaAs(110) (1x1) H
The surface phonon dispersion was determined by means of ab-initio linear response formalism [95Fri1].
No experimental data are yet available for the phonon dispersion curves. HREELS was recorded at Γ for
the hydrogen modes [96Gra2]. The hydrogenation is saturated at 1 ML coverage. The 1 ML coverage
phase has the (1x1) periodicity of the substrate and causes the removal of the relaxation present for the
clean surface and the onset of a slight counter-rotation of the atoms in the first plane of the substrate.
Direct information about the structure has been obtained by photoelectron diffraction [95Ruo] and
grazing incidence X-ray diffraction [94Ruo]. The theoretical prediction for the surface phonon dispersion
of GaAs (1x1) H [95Fri1] is shown in Fig. 78. The main differences with respect to the clean surface are:
i) the third acoustic phonon mode along Γ – Χ' predicted for the clean surface [93Fri] and confirmed by
HATOF [87Doa] is absent in the hydrogenated phase; ii) the surface optic phonon branch, characterised
by an opposing motion of the surface cations and of the second layer anions, located above the bulk band
for the clean surface (as confirmed by HREELS [94Nie]) is shifted downwards into the optic bulk bands,
becoming a surface resonance. The surface localised modes of GaAs(110) covered by 0.5 ML of
hydrogen are similar to those of the (1x1) H phase except for a vibration at 35.1 meV appearing at Γ
when hydrogen is chemisorbed on the Ga atoms. Further theoretical papers [93Ber, 95Fri1].
GaP(110) H and Sb
Similar to the case of GaAs, H and Sb form (1x1) phases at saturation on GaP (1 ML coverage). Contrary
to the GaAs case however, the acoustic and optical bulk bands are now well separated. The phonon
modes above the bulk continuum (dashed lines) are shifted into the optical bulk bands upon H adsorption.
The phonon dispersion curves are reported in Figs. 79 and 80 [99Fri1].
InAs(110) (1x1) H
The surface phonon dispersion is reported in Fig. 81 for the (1x1) phase corresponding to 1 ML coverage,
as calculated from first principles in ref. [99Fri1]. The modes are similar to those of GaP(110)(1x1) H, to
which system we refer for further discussion [99Fri1].
InP(110) (1x1) H
The interaction of H with InP(110) leads to complicated surface reactions. At saturation however this
system is very similar to GaAs(110). The surface phonon dispersion was determined by means of an ab-
initio linear response formalism [95Fri1]. No experimental data are yet available for the phonon
dispersion curves, while HREELS data [96Nie] were recorded for the Γ point. The main feature in the
HREEL spectra (not shown) is the Fuchs-Kliever mode at 54.3 meV. Hydrogen atoms bind
simultaneously to In and P atoms in each stage of the adsorption process. The hydrogenation is saturated
at 1 ML coverage with two H atoms per surface unit cell. The 1 ML coverage has the (1x1) periodicity of
the substrate. Adsorption leads to the removal of the relaxation in the first layer of the substrate and to the
onset of a slight counter-rotation of the atoms in the first plane of the substrate. The theoretical prediction
for the surface phonon dispersion of InP(110)(1x1)H [95Fri1] is shown in Fig. 82 [95Fri1].
Quite a bit of work was performed for physisorbed species on MgO and NaCl. In all cases little or no
modification of the surface phonon spectrum occurred. These results are therefore not shown.
MgO
For the MgO(100) CO system the dispersion of the low energy adsorbate modes was measured by
HATOF [95Ger]. No evidence was found for the RW.
NaCl
Adsorption of several gases was studied on the (100) surface by HATOF: CO2 [93Lan, 93Hei, 95Lan],
H2O [95Bru], acetylene [98Pic], and OCS [96Gle,96Doh]. The RW is always a prominent structure in the
spectra. The RW dispersion curve is crossed by several modes corresponding only to the frustrated
translation parallel to the surface in the case of water admolecules and to several adsorbate induced
modes for the other gases.
Acknowledgments
The author likes to thank Mariachiara Lupi for critical reading of the manuscript and for helping in its
preparation.
X C S
Y K
∆ T
Y ∆ D T’ (0,0)
M
Γ Σ Γ Σ X Γ Σ M
(110)
ϑi ϑs
(001) Face centered cubic (fcc) (111) e −or He e−
He
M N
Σ S
Y q II
X Γ H
Γ ∆ N’
Fig. 2. Ewald sphere construction for the inelastic
(001) (110) scattering events. For He atoms the energy loss is
Body centered cubic (bcc) comparable to the impact energy of the particles, while
for electrons it is negligible on the scale of the figure.
Fig. 1. Surface Brillouin Zone (SBZ) for the low Miller The HREELS spectra are therefore effectively constant
index surfaces of face centred cubic (fcc) and body q|| scans, while HATOF spectra run along the so-called
centred cubic (bcc) lattices discussed in the present scan curves and include losses with different q|| values.
review.
Surface phonons of (100) c (2×2) surfaces at Γ Surface phonons of (100) c (2×2) surfaces at X
Adsorbate Modes Adsorbate modes
a) b) c) a) b) c)
Adsorbate
p (2×2) Substrate c (2×2)
Top View
A A’ A A’
Side View
A A’ A A’
X2 X
Γ M Γ M Fig. 3. Direct and reciprocal lattice for p(2x2) and
c(2x2) superstructures on a fcc(100) surface: SBZ size
X1 reduction and folding.
Ni(100) c(2×2)O
without internal stress with internal stress
500 15 500 15
400 12 400 12
Wavenumber ν [cm−1]
Wavenumber ν [cm−1]
Frequency ω [THz]
Frequency ω [THz]
300 9 300 9
200 6 200 6
100 3 100 3
0 0 0 0
0 0.5 1.0 0 0.5 1.0
Γ Red.wavevector coord. ξ X Γ Red.wavevector coord. ξ X
Fig. 5. Surface phonon dispersion along Γ – X for Ni(100) c(2x2) O. Two LDM are shown: in the left panel a 70%
reduction of the force constant between the Ni atoms in the first and second crystal layer is necessary to reproduce the
anomaly; in the right panel the same effect is reached by introducing a compressive stress at the surface [86Rah]. The
shaded area indicates the continuum due to the projection of the bulk phonon band. (ξ = Qx/1.26 Å–1)
20 25
1
W(110) clean clean
L T 20
15
15
10
2 10
2
5
5
1
0 0
0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 − 20 −10 0 10 20
a Red.wavevector coord. ξ a Energy loss E loss [meV]
20 9
H-saturated 2
H-saturated 4
8
7
15
Intensity I [kHz meV −1 ]
5
Phonon energy hω [meV]
6
4
5
10 1 4
3 3
3
5
5 2
2
1
1
0 0
0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 − 20 −10 0 10 20
b Red.wavevector coord. ξ b Energy loss E loss [meV]
Fig. 6a, b. Surface phonon dispersion for clean and H covered W(110) (left panels) and HATOF scan curves
recorded for an impact energy Ei = 37.74 meV and ϑ i = 49 °, crossing the critical spectral region (right panel). The
solid lines in the left panel represent the lower edges of the surface projected transverse (T) and longitudinal (L) bulk
phonons. For the bare surface the data points are assigned to the RW (lowest branch) and to the L resonance (upper
branch). For the (1x1) H phase the same two branches are present below q|| ≅ 0.6 Å–1, while at larger wavevectors the
lower branch softens and splits. The numbers in the dispersion curves indicate the peaks in the HATOF spectrum
[93Hul2].
2100 Γ K M’ K’
I r(100)-(5×1)+16 L CO 6
I r(100)-(1×1)+16 L CO Cu(110):Xe
2050 5 T
2
500 3 T
H2
2
450
1
400
0
0 0.5 1.0 1.5 2.0 2.5
60
Wavevector qII [Å−1]
20
Fig. 8. Surface phonon dispersion along [ 1 1 0 ] for an
0 0.2 0.4 0.6 0.8 1.0 incommensurate Xe monolayer deposited on Cu(110)
Γ Red.wavevector coord. ξ M measured with HATOF. The modes H1 and H2 are
generated by hybridisation of the vertical vibration of
Fig. 7. HREELS data for the dispersion curves of the the adsorbate with the RW. The mode L corresponds to
CO induced modes on Ir(100). The data are nearly the longitudinal motion of the Xe adatoms. The upper
identical for adsorption on the (1x1) surface (crosses) dispersionless feature (⊥2) corresponds to the double
and on the (5x1) reconstructed phase (squares). The excitation of the vertical vibration. The short dashed
main origin of the wavevector dependence of the lines are the calculated dispersion curves for vertical
internal CO stretch frequency is the long range dipole- (⊥) and longitudinal (L) motion assuming a perfectly
dipole interaction [91Kis]. (ξ = Q||/1.64 Å–1) hexagonal Xe lattice. The solid lines are the dispersion
curves with the actual lattice distortion taken into
account. The long dashed line indicates the substrate
RW [94Zep].
X 〈110〉 Γ 〈100〉 M
Ag(100)
20
Phonon energy hω [meV]
L
L
R
10 R
SH
HAS
EELS Fig. 9. Ag(100). Surface phonon dispersion
of the bare Ag surface. [91Che, 90Mor,
0 94Bun].
1.0 0.5 0 0.5 1.0 1.5
Wavevector qII [Å−1]
X Γ X M‘ Γ M‘
10 15
Ag(100) c (2×2)Cl 〈110〉 〈001〉
10
5
Phonon energy ∆E [meV]
0 0
−5
−5
−10
−10 −15
−1.0 − 0.5 0 0.5 1.0
( 23 32 ) (1 1) ( 12 12 )
Wavevector qII [Å−1] Wavevector qII [Å−1]
Fig. 10. Ag(100)-c(2x2) Cl. Extended zone plot of the phonon energies measured by HATOF [83Lam,84Lam].
Negative frequencies correspond to phonon annihilation. The dashed lines indicate the bulk band edge, while the
solid lines are the surface modes S1 and S4 as calculated by Castiel et al. [76Cas] for bare Ag(001) surface. Along
Γ Μ the data were recorded around the ( 1 1 ) diffraction peak.
Γ [ ξ 0] X Γ [ 0ξ ] Y
18 15
Ag(110) Ag(110) MS 7
15
12
MS 7
Phonon energy hω [meV]
Phonon energy hω [meV]
12
9
9
MS 0
6
6 S3 S1
S1
3
3
0 0
0 0.2 0.4 0.6 0.8 1.0 0 0.2 0.4 0.6 0.8 1.0
a [0 0] Red.wavevector coord. ξ [1 0] b [0 0] Red.wavevector coord. ξ [0 1]
Fig.11a, b. Ag(110). Surface phonon dispersion of the clean Ag(110) surface measured by HATOF along (a)
Γ − Χ and (b) Γ − Υ [87Bra1, 87Bra2, 89Tat]. The solid line in (a) is the result of a LDM [89Tat].
10
Ag(110)p(2×1)O
8
MS 7
Phonon energy hω [meV]
6
S3
Γ X‘
10
Γ Y
12
8
Ag(110)p(3×1)O
Phonon energy hω [meV]
9
Phonon energy hω [meV]
6
B
6
4 A
3 3 3
22
1 1 1
3 2 2
2 3 3 3
2 2
3 3 3
2 2
1 1 1
0 0
0 0.1 0.2 0.3 0.4 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
−1 −1
a Wavevector qII[Å ] b Wavevector qII[Å ]
Fig. 13a, b. Ag(110)-p(3x1)O. Surface phonon dispersion curves measured by HATOF along (a) Γ − X (folded
direction) and (b) Γ − Y (experimental data: open circles - intense structures; triangles - weak features). The lines
represent the result of a LDM assuming a missing row reconstructed surface and the bulk value of the force constant
between the substrate atoms. Inset in (b): added row model of the reconstructed surface. The Ag atoms are numbered
starting from the surface layer and the O atoms are represented by filled circles. Main reference: [93Bra]. Further
references: [90Bra1, 90Bra2, 91Bra].
400 50 400
Al(111)
Al(111) (√3×√3) R 30° Na
40
40
300 300
30
100 R1 100
10
S1
10
R2 S1
0 0 0 0
0.5 1.0 0.5 1.0
Γ K’ M Γ K’ M
−1 −1
a Wavevector qII[Å ] b Wavevector qII[Å ]
Fig. 14a, b. Al(111) (√3 x √3) Na. Surface phonon dispersion determined by HREELS along Γ M . (a) clean
surface: HREELS data: open circles and LDM results; (b) adsorbate covered surface (HREELS: open circles) and
LDM calculation assuming a substitutional adsorption site for the Na adatoms. Shear vertically polarised surface
modes are represented by thick solid lines, shear horizontally polarized surface modes by full squares [97Nag].
400 X [ξ ξ ] Γ [ξ 0 ] M
Al(111) (2×2)Na 140
40 4.0
Cu(100)
120 3.5
40
1.0
20 0.5
200
20
0 0
0.5 0 0 1.0
[ 12 12 ] [0 0] [1 0]
Red.wavevector coord. ξ
10 10
Ag(100) c (2×2)CO 〈110〉
〈100〉
5 5
Phonon energy hω [meV]
0 0
−5 −5
−10 −10
−15 RW −15
700 21
Phonon wavenumber ν [cm−1]
200 6 1st Cu
a 〈110〉
100 3
RW 2nd Cu
0 0
Γ 0.2 0.4 0.6 0.8 X
Red.wavevector coord. ξ
Fig. 18. Cu(100) c(2x2) N. Surface phonon dispersion b 〈100〉
as measured by HREELS. The shaded area indicates
the continuum of bulk modes [86Fra]. The lines Fig. 19. Cu(100) (√2 x 2√2) O. Schematic model of the
indicate surface substrate phonons and adsorbate missing row reconstructed Cu(100) c(2x2) O phase.
modes. (ξ = q||/1.23 Å–1)
800 Γ X
Cu(100)(√2×2√2 ) O Cu 400 12
O Cu(100) p(2×2)S
700
ω (S ) T
600 9
300
Phonon wavenumber ν [cm−1]
ω (S ) II
500
400 200 6
300
200 100 3
ω (S4 )
S1
100
0 0 0
0 0.25 0.50 0.75 1.00 0 0.5 1.0
Red.wavevector coord. ξ
Γ M‘ M
Red.wavevector coord. ξ Fig. 22. Cu(100) p(2x2) S. Surface phonon spectrum as
Fig. 20. Cu(100) (√2 x 2√2) O. Surface phonon measured by HREELS. Lines are surface modes
dispersion as measured by HREELS, reported on an according to a LDM model. The shaded area represents
extended zone scheme. The insets indicate schemati- the projection of the bulk phonons on the SBZ [87Fra].
cally the motion of the adatoms for each mode. TheRW (ξ = q||/1.23 Å–1)
and two resonances are observed. The RW branch
shows no dispersion in the second Brillouin zone
[89Wut1, 89Wut2]. (ξ = q||/1.74 Å–1) For Fig. 21, see next page
Γ X Γ
12
isolated PF3
Cu(100) PF3 M
9 Γ X
RW [100]
6 [110]
FTx
3
a
0
RW2 c(4×2) PF3
Phonon energy hω [meV]
RW1
6
FTx
3
b
0
RW2
9
RW 1
250 Mo(110)
200
Phonon energy hω [cm−1]
150
0 ( N Γ :ξ = q||/1.41 Å–1)
1 0.5 0 0 0.5 1 1 0.5 0
S Γ Γ H N’ N Γ
Red.wavevector coord. ξ
240
160
120
80
40
240
Phonon energy hω [cm−1]
200 (2×2)H
160
120
80
40
240
(1×1)H
200
160
120
80
40
0
1 0.5 0 0 0.5 1 1 0.5 0
S Γ Γ H N’ N Γ
Red.wavevector coord. ξ
Fig. 24. Mo(110) H. Surface phonon dispersion for the different H superstructures on Mo(110) along three directions
of the SBZ. Triangles indicate HREELS data for the RW, circles and diamonds indicate surface resonances. The dots
denote HATOF data. A shallow dip is observed for the H saturated phase along N Γ at a critical wavevector of
0.93 Å–1 both for the RW wave and for the L resonance [93Hul2, 97Krö]. ( S Γ :ξ = q||/1.22 Å–1), ( Γ H :ξ = q||/1.50
Å–1) and ( N Γ :ξ = q||/1.41 Å–1)
1300
Mo(110) H
1200
(1×1)H (2×2)H “(2×1)”H
1100
Phonon energy hω [cm−1]
1000
900
250
Mo(110)p(2×2)0
Fig. 26. Mo(110) p(2x2) O. HREELS
data for the Mo(110) p(2x2)O phase
200 recorded for a crystal temperature T=110
Phonon energy hω [cm−1]
X [ ξξ ] Γ [ξ 0] M
320
Ni (100) 2
nd
T
nd nd 9
2 2 II
2
nd
+ 2nd R6 T
280
T
II
8
nd
S6 2 T
240 7
st R5 nd R2 R1 S 2
Phonon wavenumber ν [cm−1]
1 II 2 II
Ni(100)- C
725
c
700
c II
675
Phonon energy hω [cm−1]
super structure
p4g
400
375
c T
350
b
325 Fig. 28. Ni(100) C. Carbon coverage dependence of the
frequency of the (S4) RW at X (a), of the Ni-C stretch
140 S4 a at Γ (b) and of the frustrated translation of the C
120 atoms parallel to the surface (c) at ξ = 0.3. The crystal
0 0.1 0.2 0.3 0.4 0.5 was annealed to 600 K. [87Roc].
Carbon coverage θ [ML]
700 c II 21 700 N II 21
Ni(100) p4g C
c T
400 12 400 12
R2
300 9 300 9
R4
R3 200 6
200 6
R2 R1
R1
100 S4 3 100 3
RW
Fig. 29. Ni(100) p4g (2x2) C. Dispersion of the surface Fig. 30. Ni(100) p4g (2x2) N. Dispersion of the surface
phonons as mea- sured by HREELS. The data are phonons for the p4g reconstructed c(2x2) phase of N
reported for an extended zone scheme, the zone along Γ − X . The experimental points, measured by
boundary being at X ′ [87Roc]. The lines are the result HREELS, are reported for an extended zone scheme,
of a LDM. (ξ = q||/1.26 Å–1) the zone boundary being at X ′ [86Dau, 88Rah]. The
lines are the result of a LDM. The squares denote
surface resonances, the circles surface modes.
150
Ni(100) O
ω S (X)
4
Phonon energy hω [cm−1]
100
Γ X’ X
Ni(100) - p(2×2)O
700 21
O II
600 18
Phonon wavenumber ν [cm−1]
400 12
R
200 6 Fig. 31a, b. Ni(100) p(2x2) O. Surface phonon
dispersion measured by (a) HREELS and (b) HATOF.
The HREELS data are reported in an extended zone
scheme, the zone boundary of the p(2x2) structure
100 3
S4 being at X ′ [84Sze]. The lines are the result of a
LDM. In (a) the backfolded branches are reported as
dashed lines. Reference [84Sze, 91Ber, 86He]. Further
references [90Col, 85Sze].
0 0.5 1.0
a Wavevector qII [Å−1]
[110] [001]
Ni(100) - p(2×2)O
15
Phonon energy hω [cm−1]
Phonon energy hω [meV]
100
10
50
5
Γ 0.1 0.2 0.3 0.4 0.5 X’ M’ 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 Γ
b Wavevector qII [Å−1]
500 15
Ni(100) - c(2×2)O
400 12
Phonon wavenumber ν [cm−1]
200 6
Fig. 32a, b. Ni(100) c(2x2) O. Surface phonon
dispersion measured by (a) HREELS and (b) HATOF.
The different symbols in (a) denote the different
surface modes and resonances. The solid lines are the
result of a LDM model including the surface stress
100 3 field. Apart from the Rayleigh wave an additional mode
(dashed curve) is observed by HATOF along both
crystallographic directions which shows very little
dispersion. Such mode is ascribed to the high
concentration of oxygen vacancies on the studied
surface. Main references [83Leh, 84Rah, 91Ber].
Further references [86Leh, 90Yan]
0 0.5 1.0
Γ X
a Red.wavevector coord. ξ
[110] [100]
15
Ni(100) - c (2×2)O
100
Phonon energy hω [meV]
10
50
5
0.2 0.4 0.6 0.8 1.0 1.2 0.8 0.6 0.4 0.2
Γ X M’ Γ
b Wavevector qII [Å−1]
ω IIS
ω IIS X S
−1
4.98Å
300 9 Cs
0.63Å
Phonon wavenumber ν [cm−1]
[110] Γ Y
200 6
ω S4
100 3
0 0.5 1.0
Red.wavevector coord. ξ
[110]
Ni(110)H [001]
1 1
[110] 2
[001]
cS
x
y
g cS
a b species II
Fig. 38a, b. Ni(110) H. Models for (a) the (2x1) H and (b) the reconstructed (1x2) H covered surfaces. Open and
closed triangles indicate the two H adatom moieties.
Γ [ξ 0] X Γ [0 ξ] Y
320 320
Ni(110) 9 9
280 280
8 8
240 S7 240
7 7
Phonon wavenumber ν [cm−1]
160 5 160 5
4 4
120 120
S1 S3
3 3
80 80
2 S1 2
40 1 40 1
0 0 0 0
0 0.2 0.4 0.6 0.8 1.0 0 0.2 0.4 0.6 0.8 1.0
[0 0] Red.wavevector coord. ξ [1 0] [0 0] Red.wavevector coord. ξ [1 0]
a b
Fig. 35. Ni(110). Surface phonon dispersion for clean Ni(110) [87Leh2].
2000
1800 Ni(110)/CO(2×1) p2 mg
[001] [110]
Γ10
Phonon wavenumber ν [cm−1]
X S
Γ Y
600
90 140
Ni(110) H A1(S3) Phonon at Y
B1(S1) Phonon at Y
Phonon wavenumber ν [cm−1]
70 120
60 110
0 0.5 1.0 1.5 0 0.5 1.0 1.5
a H coverage θ [ML] b H coverage θ [ML]
140
S1 Phonon at X
135
Phonon wavenumber ν [cm−1]
130
125
Ni(110) p2mg(2×1) H
1200 36
H
Phonon wavenumber ν [cm−1]
900 27
Phonon frequency ν [THz]
H II
600 18
Fig. 40. Ni(110) p2mg (2x1) H.
Surface phonon dispersion
300 9 measured by HREELS at 1ML
coverage [89Voi].
S3 ( Y Γ : ξ = q||/0.893 Å–1)
S1 ( Γ Γ10 : ξ = q||/1.26 Å–1).
1.0 0.8 0.6 0.4 0.2 0 0.2 0.4 0.6 0.8 1.0
Y Γ X
Red.wavevector coord. ξ Γ10
Ni(110) (1×2) H
1200 36
Phonon wavenumber ν [cm−1]
900 27
700 21 30 S2
Phonon energy hω [meV]
25
Phonon wavenumber ν [cm−1]
X‘
R1
Phonon frequency ν [THz]
20
15
S1
300 9
10
5
200 6
0
0 0.2 0.4 0.6 0.8 1.0
[00] Red.wavevector coord. ξ [10]
100 3
Fig 43. Ni(111). Surface phonon dispersion for the bare
Ni(111) surface [90Men1, 90Men2]. The solid and
dashed lines are the result of a LDM assuming the bulk
1.0 0.8 0.6 0.4 0.2 0 0.2 0.4 0.6 0.8 1.0 value for the force constants between surface atoms and
modified constants, respectively.
Y Γ X
Red.wavevector coord. ξ
80
Ni(111) p(2×2) O
70
60
Γ M’ M
15
Pb (111) d-octane
Phonon energy hω [meV]
10 AOP 1
FTz
5
Γ Σ M Σ‘ K T Γ
Pt (111) (1×1) H
24
20
Phonon energy hω [meV]
16
12
Γ M0 Γ M0
12 12
Pt(111) p (2×2) O
10 10
Phonon energy hω [meV]
Phonon energy hω [meV]
8 8
6 6
4 4
2 2
0 0
0 0.2 0.4 0.6 0 0.2 0.4 0.6
Wavevector qII [Å−1] Wavevector qII [Å−1]
Fig. 48. Pt(111) p(2x2) O. Surface phonon dispersion of the p(2x2) overlayer as measured by HATOF along Γ − M .
Open circles refer to data recorded in the first Brillouin zone, while filled circles are for events detected in the second
Brillouin zone. The backfolded mode at 10 meV is observed only in the first zone. The result of a LDM is reported in
the right panel. Reference [86Ker1, 86Ker2, 87Sze, 87Ker].
12
12 Pt(111) (1×1) O
10
10 k12 = 1.1k
8
8
k12 = 0.8k
6
6
4
4
2 clean Pt(111)
2
Pt(111)”oxide”
0 0
0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 0 0.2 0.4 0.6 0.8 1.0 1.2
Γ Wavevector qII [Å−1]
b
M K Γ Wavevector qII [Å−1]
a
Fig. 49a, b. Pt(111) (1x1) O. Surface phonon dispersion of the (1x1) O phase [87Neu, 86Ker2], along (a) Γ Κ and
(b) Γ Μ open symbols: bare surface, filled symbols oxygen saturated phase. In (b) the dashed and solid curves are
the result of a LDM implying an increase of 10% and a decrease by 20% of k12, respectively.
Γ X‘ Γ Y‘
10 10 Fig. 50a, b. Rh(110)(2x2) O.
Rh(110) (1×2) Surface phonon dispersion, as
8 8 measured by HATOF
Phonon energy hω [meV]
Phonon energy hω [meV]
2 2
0 0
0 0.2 0.4 0.6 0 0.2 0.4 0.6
a Wavevector qII [Å−1] Wavevector qII [Å−1]
Γ Y‘ Γ X‘ Γ S‘
10 10 14
Rh(110) (2×2)O 12
8 8
Phonon energy hω [meV]
Phonon energy hω [meV]
Phonon energy hω [meV]
10
6 6 8
4 4 6
4
2 2
2
0 0 0
0 0.2 0.4 0.6 0 0.2 0.4 0.6 0 0.2 0.4 0.6 0.8
b Wavevector qII [Å−1] Wavevector qII [Å−1] Wavevector qII [Å−1]
Γ 〈110〉 K M 〈112〉 Γ
35
Rh(111)
30
25
Phonon energy hω [meV]
LR LR
20 B
15
10 〈110〉
RW K RW
M
M
5 Γ 〈112〉
0
a 0 0.5 1.0 1.56 1.35 1.0 0.5 0
Γ 〈110〉 K M 〈112〉 Γ
35
Rh(111)H(1×1)
S2 S2
30
25
Phonon energy hω [meV]
LR LR
20
B’ B’
15
10 RW RW
0
0 0.5 1.0 1.56 1.35 1.0 0.5 0
b Wavevector qII [Å−1]
Fig. 51a, b. Rh(111) (1x1) H. (a) Surface phonon spectrum for the bare
Rh(111) surface. The dashed lines represent the limits of the projection of
the vertically and longitudinally polarised bulk phonons on the surface
[95Wit]. (b) The surface phonon dispersion in presence of the (1x1) H
overlayer as measured by HATOF [95Wit1]. The inset reports the SBZ.
M [112] Γ [110] K
20
Rh(111)(2√3×3)C 6 H6
15
Phonon energy hω [meV]
10
H H
C C
5
Fig. 52. Rh(111) (2√3 x 3) C6H6. The
phonon dispersion curve as measured by
HATOF [93Wit1, 93Wit2]. See inset for
0 the adsorption geometry.
-2.0 -1.5 -1.0 -0.5 0 0.5 1.0 1.5 2.0
Wavevector qII [Å−1]
Γ [ξ 0] M
12
W(100) T = 450K
10
280K
Phonon energy hω [meV]
2
Fig. 54. W(100). Surface phonon dispersion of bare
W(100) as measured by HATOF at two surface
0 temperatures [87Ern, 89Ern].
0 0.2 0.4 0.6 0.8 1.0
[0 0] Red.wavevector coord. ξ [1 0]
Γ [1120] K M [1100] Γ
35
Ru(0001)
30
25
Phonon energy hω [meV]
20
LR LR
15
10 [1120]
K
RW M RW
M
5 Γ [1100]
0
a 0 0.5 1.0 1.55 1.35 1.0 0.5 0
Γ [1120] K M [1100] Γ
35
Ru(0001)(1×1)H
30
S2
25 S2
Phonon energy hω [meV]
20
15
10 RW RW
0
0 0.5 1.0 1.55 1.35 1.0 0.5 0
b Wavevector qII [Å−1]
30
W (100) (1×1) H
Phonon energy hω [meV]
20
Set Ι
10 RW RW
L
250
W (110)
200
Phonon energy hω [cm−1]
150
100
50
0
0 0.5 1.0 1.5 2.0 1.0 0.5 0 0 0.5 1.0
Γ H N’ N Γ Γ S
Wavevector qII [Å−1]
Fig. 56. W(110). Surface phonon dispersion for the clean W(110) surface [94Bal1, 92Hul1, 92Hul2]. HREELS data
are reported by open symbols, HATOF data are given by the small filled dots. Different symbols for the HREELS
data denote different phonon branches.
W (110)p (2×1) H
200 25
20
150
15
100
10
50
5
0 0
200 (2×2) H 25
Phonon energy hω [cm−1]
20
15
100
10
50
5
0 0
(1×1) H
200 25
20
150
15
100
10
50
5
0 0
1.0 0.5 0 0 0.5 1.0 1.5 2.0 1.0 0.5 0
S Γ Γ H N’ N Γ
Wavevector qII [Å−1]
Fig. 57. W(110) H. Phonon dispersion curves for the different H phases, measured along ( Γ − S ) ( Γ − Η ) and
( Γ − Ν ). The data were recorded at T=110 K. The data for the (1x1) H phase along ( Γ − Η ) show evidence for the
phonon instability. No temperature dependent frequency shifts were observed. HREELS data are reported as open
symbols, HATOF data as filled circles. Main references [92Hul1, 92Hul2, 96Bal, 94Bal1, 94Bal2].
W (110) (1×1) H
[001] W(110)(1×1) H
H
[111]
Phonon energy hω
P -1
0.9 Å P
N N
Γ [110]
546
×7
0
1323
(2×2)H
Intensity I [1000 c/s]
2 off-spec
750
1223
885
113
644
1056
×20
0
(1×1)H
850
off-spec
1306
2000
×2000
0
850
1306
(2×1)H
1 off-spec
Fig. 60. W(110) H. HREELS spectra showing the
×40 anomalous line shape of the H- and D-induced energy
0 losses for the different phases [94Bal2].
0 500 1000 1500 2000
Energy loss E loss [cm−1]
1300 1400
W(110)p(2×1)H W(110)(2×2)H
1300
1200
Phonon energy hω [cm−1]
800
700
700
600
600
500 500
0 0.5 1.0 1.5 2.0 0 0.2 0.4 0.6 0.8 1.0
a Γ Wavevector qII [Å−1] H b Γ Wavevector qII [Å−1] H‘
1400
W(110)(1×1)H Fig. 61a-c. W(110) p(2x1) H. Dispersion of the
H induced modes for: (a) p(2x1) H phase, three
1300
modes are observed, corresponding to the three
degrees of freedom of the adsorbate; (b) (2x2)
Phonon energy hω [cm−1]
700
H H H H
C C C
ky ky
H H H r H
CH ϑ
rCH ϑ
Γ2×1 J 2×1 Γ1×1 J 1×1 C
C C d12
kx d12 rCC kx d23
J ‘2×1 K2×1 J ‘1×1 K 1×1
a b
C(001)(2×1)H Sa
90
360
Ss
80
320
Phonon frequency ν [THz]
B s- STOX
30 120
B s2
20 80 Fig. 63. C(100) (2x1) H. Calculated
surface phonon dispersion at 1 ML
RW coverage [96San]. Shaded area:
10 R TAX 40 projection of bulk phonon bands;
R TA
solid curves dispersion of surface
B a2 B a2 modes and resonances.
0 0
Γ2×1 J’2×1 K 2×1 J 2×1 Γ2×1
Wavevector q
C(001)(1×1)H
90 Sa
360
Ss
80
320
Phonon frequency ν [THz]
Bs+ Bs
40 160
BΓ
30 B s-
120
B a+
B sr
20 80 Fig. 64. C(100) (1x1) H. Calculated
surface phonon dispersion at 2 ML
coverage [96San]. Shaded area:
10 40 projection of bulk phonon bands;
B a- RW solid curves dispersion of surface
0 0 modes and resonances.
Γ2×1 J’2×1 K 2×1 J 2×1 Γ2×1
Wavevector q
C(111)(1×1)H
90 370
S
80 330
50
200
B1 B 2
Phonon frequency ν [THz]
20 80
S’8
RW
10 40
0 0
Γ M K Γ
a Wavevector q
70
C(111)(1×1)D
S 270
60
230
50
200
Phonon frequency ν [THz]
B1 B 2
40
160
R1 R1
30
120
S6
B3 S8
20 B3 80 Fig. 65a, b. C(111) (1x1) H. (a) Calculated
S’8
surface phonon dispersion for the
hydrogenated surface and HATOF data
RW [98Gle]; (b) same as (a) for the deuterated
10 40 surface and HATOF data [98Gle]. Shaded
area: projection of bulk phonon bands;
solid curves dispersion of surface modes
0 0 and resonances.
Γ M K Γ
b Wavevector q
15
60
Ge(001)(1×1)S
50
10
Phonon frequency ν [THz]
40
80
Si(100)(2×1)
70
60
Phonon energy hω [meV]
50
40
30
Si(100)(2×1) Ge Si(100)(2×1) Sb
2.38 2.87
18.5° Ge Sb
0.76
2.35 1.48 2.38 1.58
Si 0.81 Si
2.41
1.20 1.27
2.31
2.34 2.37 0.14
3.72 3.95 3.83
Si Si
2.26
Ge 2.21 1.96
3.83 3.83 Sb
1.94
a b
Fig. 68. Si(100)(2x1)As. Top view, side view and structural parameters of Si(100)(2x1) Ge and Si(100)(2x1) Sb. The
structure for Si(100) (2x1) As [99Tüt] is similar to the one of Sb [98Tüt2].
Si(100)(2×1)Ge
70
60
Phonon energy hω [meV]
50
40
30
20 Si(100)(2×1)As
80
S2 S2
15
S1 S1 S1 60
Phonon frequency ν [THz]
Si(100)(2×1)As J‘ K
Γ J
70
60
Phonon energy hω [meV]
50
40
30
Fig. 69a, b. Si(100)(2x1)As. Surface
phonon spectrum (full lines) and
20 projection of the bulk phonon bands
(vertical lines) according (a) to ref.
[98Grä] and (b) to ref. [99Tüt].
10 Prominent modes have been labelled
according to their origin and nature. In
(b) the dashed lines indicate selected
0 modes of the bare Si(100)(2x1) surface.
Γ J’ K J Γ K
Wavevector q
Si(100)(2×1)Sb
70
60
Phonon energy hω [meV]
50
40
30
Fig. 71. Si(100)(2x1)Sb Surface
20 phonon dispersion according to ref.
[98Tüt1, 98Tüt2]. Shaded area:
projection of bulk phonon bands; solid
10 curves dispersion of surface modes and
resonances. The dashed lines indicate
selected modes of the bare Si(100)(2x1)
0 surface.
Γ J’ K J Γ K
Wavevector q
65
Si(100)(2×1)H
Sa
260
Ss
60
20 Bs Ba
80
Ba Bs
Db2
Phonon frequency ν [THz]
15
60
Da Ds
Ds
10 40
Db1
Dt
5 20
65
Si(110)(1×1)H
Sa 2100
Ss
60 2000
700
20 Bo Bi
600
Bi Bo
Cs
15 500
Cx Cy 400
10 Ct2
300
C t1
200
Fig. 73. Si(110) (1x1) H. Surface phonon
5
dispersion of hydrogenated Si(110). The
100
vertically dashed areas represent the
projection of the bulk phonon bands.
Localised and resonant modes are shown
0 0 by solid lines [97Grä].
Γ J’ K J Γ
Wavevector q
20
80
Si(111)(1×1)As
15 S4 S4
60
Phonon frequency ν [THz]
R3
Phonon energy hω [meV]
S3 K4
L1 L1
10 40
L2 L2
K3
K2
Fig. 74. Si(111) (1x1) As. Surface phonon
K1 spectrum of Si(111) (1x1)As: filled circles
5 20 HREELS data [94Sch], open circles
HATOF data [92San1], solid lines surface
modes and surface resonances calculated
with ab-initio methods [98Grä]. The shaded
region is the projection of the bulk phonon
0 0 bands.
Γ M K Γ
Wavevector q
75
Si(111)(√3×√3)Ga
500
Phonon wavenumber ν [cm −1 ]
50
40
GaAs(110)
30
Phonon energy hω [meV]
20
Si(111)(1×1)H
500
LM
400 50
Phonon wavenumber ν [cm −1 ]
200 25
100
RW
0 0
Γ M K Γ
a Wavevector q
Si(111)(1×1)H
2100 S 260
2000
B 80
Phonon wavenumber ν [cm −1 ]
600
Phonon energy hω [meV]
500 R3
60
400 LM
R1
R2 R1
40
300
S6
S8 S’8
200 Fig. 76a-c.
20
Fig. 76a, b.
100 RW
For Fig. 76 c and the figure caption,
see next page
0 0
Γ M K Γ
b Wavevector q
47 Si(111)(1×1)D
S
180
42
20
80
Fig. 76a-c. Si(111) (1x1) H. (a)
HATOF data [90Doa3] and theoretical
B1 B2
prediction [88Mig]. (b) HREELS data:
15
Phonon frequency ν [THz]
40
GaAs(110)(1×1)H
30
Phonon energy hω [meV]
20
GaP(110)H
stretching modes
272.1
271.9
224.0
223.6
223.2
bending modes
74
70
Phonon energy hω [meV]
66
50
40
30
20
10
X‘ M
Γ X
0
X 〈110〉 Γ 〈001〉 X
Wavevector q
InAs(110)H
stretching modes
264.0
263.8
204.4
204.0
203.6
bending modes
65
Phonon energy hω [meV]
60
55
30
25
60
GaP(110)(1×1)Sb
50
40
Phonon energy hω [meV]
30
50
InP(110)(1×1)H
40
Phonon energy hω [meV]
30
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