Professional Documents
Culture Documents
Code
Securities Required to be
Registered
Presentation Outline
Procedure for Registration of
Securities
Prohibitions on Fraud,
Manipulation and Insider Trading
Protection of Investors
Civil Liability
Family Tree of the SRC
Blue Sky Law
US Securities (Act No. 2581) US Securities
(1916) Exchange Act of
Act of 1933 1934/Uniform Sale of
Securities Act
Securities Act
(Com. Act No. 83)
1936
Trust
Derivatives Catch –all
Instruments
What are Securities?
Definition: They are shares, participation or interest in a
corporation or in a commercial enterprise or profit making
venture and evidenced by a certificate, contract, whether
written or electronic in character.
Fourth,
Notice of filing of registration
statement must be published for two
consecutive weeks [See. 12.5(b), RA No.
8799].
Procedure for Registration of Securities