Professional Documents
Culture Documents
High Quality
Australian
Valerian Products
September 2003
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ii
Foreword
The use of medicinal herbs is expanding world-wide and Australia is actively seeking to capitalise on
the opportunity to become an international supplier of many medicinal herbs. Since Australia is a
relatively high cost producer nation, economic benefit will only be derived through the growing and
marketing of high quality products. High quality in medicinal herbs ultimately relates to the presence
at high levels of those constituents that confer a health benefit to consumers.
In order to support development of a high quality medicinal herb industry in Australia, RIRDC has
supported a number of projects under its Essential Oils and Plant Extracts Program.
This report details a project on valerian (Valeriana officinalis) that examines the levels of key active
constituents of valerian in different genetic stock, during plant growth, postharvest handling and
processing and in marketed-products. The study identifies a range of options available to maximise the
level of active constituents at all stages of the marketing chain.
This project was funded from RIRDC Core Funds which are provided by the Australian Government
and was conducted with the active support of the valerian processor, Mediherb Pty Ltd, Warwick, Qld.
This report, a new addition to RIRDC’s diverse range of over 900 research publications, forms part of
our Essential Oils and Plant Extracts R&D program, which aims to support the growth of a profitable
and sustainable essential oils and natural plant extracts industry in Australia.
Most of our publications are available for viewing, downloading or purchasing online through our
website:
• downloads at www.rirdc.gov.au/reports/Index.htm
• purchases at www.rirdc.gov.au/eshop
Dr Simon Hearn
Managing Director
Rural Industries Research and Development Corporation
iii
Acknowledgements
The authors wish to thank Mr Kerry Bone, Mr Lee Carrol, Dr Reg Lehmann and staff at
Mediherb for their active support in the continuation of research into the quality of medicinal
herbs on the Ourimbah Campus of the University of Newcastle and substantial technical,
financial and materials contribution to the conduct of the valerian project. Thanks are also
given to Dr Rein Bos, University of Groningen, The Netherlands for assistance and advice
with acquisition of planting material, to Dr Douglas Stuart, University of Newcastle for
support in analytical methodology and experimental design and to Kym and Sally Grant of
Austral Herbs for their generous help in growing plants and providing samples.
iv
Contents
Foreword ..................................................................................................................................iii
Acknowledgements.................................................................................................................. iv
Contents..................................................................................................................................... v
1. Introduction .................................................................................................................... 1
1.2 Objectives ................................................................................................................................. 2
2. Valerenic Acids in Valerian Plants ............................................................................... 3
2.1 Methods of analysis .................................................................................................................. 3
2.2 Total valerenic acids content of Valeriana officianalis cv anthos roots ................................... 4
2.3 Plant selection ........................................................................................................................... 5
2.4 Levels in plant parts during growth .......................................................................................... 7
2.5 Implications for industry........................................................................................................... 8
3. Postharvest Handling and Drying .............................................................................. 10
3.1 Handling of roots before drying.............................................................................................. 10
3.2 Drying of roots........................................................................................................................ 14
3.3 Storage of dried root ............................................................................................................... 16
3.4 Implications for industry......................................................................................................... 21
4. Processing into Manufactured Products .................................................................... 23
4.1 Efficiency of alcoholic extraction of active constituents ........................................................ 23
4.2 Levels of active constituents in manufactured products ......................................................... 29
4.3 Implications for industry and consumers................................................................................ 32
5. Summary of Conclusions and Recommendations ..................................................... 34
5.1 Need for analysis of active constituents.................................................................................. 34
5.2 Variation in active constituents in crops................................................................................. 34
5.3 Need for improved postharvest handling practices................................................................. 35
5.4 Need for improved processing operations .............................................................................. 35
5.5 Quality of retail manufactured products ................................................................................. 36
6. References ..................................................................................................................... 38
v
Executive Summary
The root of the valerian plant (Valeriana officinalis) is a medicinal herb native to Europe
that is widely used for the treatment of tension, irritability, restlessness and insomnia. The
growing world market for valerian and the high value for products such as valerian
concentrate has generated considerable interest for its cultivation in Australia. Australia is
agriculturally well positioned to capture a share of the world market and cropping is now
conducted in the eastern and southern States. However, if Australia is to be successful at
exporting and import substitution, it needs to resolve various handling and quality issues.
The quality issues will be driven by consumers who will become more demanding in their
requirements for product quality, and as world crop supply increases to better match market
demand there will be greater competition in the valerian market. Countries which have the
reputation to consistently supply high quality raw material and processed products will
undoubtedly have preferential access to the higher price market segment, thus maximising
the economic return from the crop.
The over-riding determinant of quality in all medicinal herbs, including valerian, is the
concentration of active constituents that impart a health benefit to consumers. While there is
still some debate on the relative effectiveness of various classes of compounds, it is widely
accepted that the valerenic acids are important active constituents in valerian and there is
substantial industry interest in increasing the level of valerenic acids in traded products. The
research studies described in this report used the total valerenic acids, that is combined level
of valerenic acid, acetoxyvalerenic acid and hydroxyvalerenic acid (stored roots only), as
the marker of valerian root quality. A major logistical problem for growers is difficulties in
efficiently washing valerian roots and is often cited as a significant barrier to continuing
with the crop.
The overall aim of the project was to assist the Australian industry, that is, growers, traders
and processors, to improve the quality of Australian grown valerian. The research objectives
focused on determining:
• reliable method for analysis of valerenic acids and the related valepotriates and
baldrinals,
• levels of active constituents in valerian grown from seed obtained from diverse sources,
• changes in active constituents in valerian root during plant growth and maturation,
• effect of postharvest operations on handling time and active constituents,
• effect of processing operations on active constituents,
• quality of valerian in manufactured retail products.
Efficient and reliable quantitative analytical methods for the analysis of valerenic acids,
valepotriates and baldrinals in valerian were developed using high performance liquid
chromatography (HPLC). The measure of quality in the studies was based on the industry
stated preference for valerenic acids although the levels of valepotriates, baldrinals and
essential oil were also determined in all studies.
The level of valerenic acids in commercially available roots from plants of the Anthos
cultivar, the current preferred industry cultivar, was found to average about 3 mg/g dry
weight. While there is a number of suggested standards for the concentration of valerenic
acids, based on the recommendation of 3 mg/g by Bos et al. (1998) for high quality valerian,
the Australian industry would seem to be already a high quality producer of valerian.
However, there seems to be an opportunity for the Australian industry to raise the quality of
valerian over time. This conclusion was reached from a study that evaluated valerian seed
obtained from 25 sources of valerian with six types from Australian growers, and four from
vi
North American and 15 from European seed companies and botanical gardens grown at three
sites in New South Wales with different climatic features. It was found that five sources of
seed consistently generated valerenic acid levels >4 mg/g. It was noteworthy that three of the
five lines were obtained from Australian growers in New South Wales, Tasmanian and
Victoria with the other two lines from France and Russia. The Russian line in particular
appears promising as the high valerenic acids content is matched by a larger than normal root
size. These plant sources are worthy of further growing trials to evaluate their agronomic
performance under a wider range of environmental conditions and to test the consistency of
the elevated valerenic acids levels. The identified plant material may ultimately fail in
subsequent trials to be commercially acceptable but the study has demonstrated the potential
for the Australian industry to increase the quality of its valerian. While processors prefer to
source roots with a high concentration of valerenic acids, establishment of a price return
based on quality would seem to be a pre-requisite to encourage grower participation in quality
enhancement.
A study was conducted of the change in the content of the total valerenic acids at five
development stages of 1-year old Anthos plants in their subsequent seasonal growth cycle.
This was undertaken primarily to determine whether the current practice of harvesting plants
at the senescence stage was optimal in terms of active constituents. The concentration of
valerenic acids in roots was found to rise sharply from the plant dormant stage to a peak in the
spring vegetative growth stage and then fall substantially through to the senescence stage.
However, while the maximum concentration of valerenic acids was in spring, the overall yield
of valerenic acids per root increased with root age. This was due to continuous linear rate of
growth of roots throughout the seasonal growth cycle. It might be expected that 3-year old
plants would be larger still although this was not determined. While manufacturers may
prefer to receive roots with maximal concentration of active constituents, it may be more
desirable to maximise the overall yield of active constituents in Anthos plants by continuing
to have growers harvest roots at the senescence stage.
Postharvest handling practices are a major operational issue for growers with the difficulty of
removing soil from around valerian roots cited by various growers as a major problem. An
evaluation of cutting and soaking of roots showed no overall benefit in reducing the time
taken to remove soil from around roots. While there was a reduction in washing time
following the quartering of roots and removing rootlets from the crown there was no
beneficial effect of soaking and when the time taken to cut the plants was added to the
washing time, there was no overall time saving. There was, however, a greatly reduced
drying time of cut roots in a hot air drier with rootlets drying in 20-30% of the time taken by
whole roots. It would therefore seem that a more efficient use of driers would be obtained by
routinely separating rootlets from the crown and drying each plant part in a separate batch. A
further advantage is that there was a greater retention of valerenic acids in dried rootlets and
crown that had been separated before drying. Rootlets tended to have a higher concentration
of valerenic acids than the crown which could allow their segregation and sale as a higher
quality product. The feasibility of separately drying rootlets and crown was further enhanced
by the storage for 10 days of whole roots closely stacked in a wire basket at ambient
temperature and humidity. There was no significant change in the level of any active
constituent but there was a substantial loss of moisture which would further reduce the time
roots needed to be held in a drier. This indicates that roots could be separated into rootlets
and crown and stored separately without loss of quality until a drier load of material had been
accumulated.
The drying temperature was, as expected, directly related to the drying time with a 12-fold
decrease over the temperature range of 15°-70°C. There was, however, a substantial decrease
in the level of valerenic acids at higher drying temperatures with the most marked change
vii
occurring between 40° and 50°C. It would thus seem that the temperature of a hot air drier
should not be maintained above 40°C. The heat pump drier with its use of reduced humidity
air was found to give a 25% shorter drying time at 38°C than a hot air drier operated at the
same temperature with no adverse effect on any active constituent. The benefit of faster
drying and hence greater throughput would need to be considered against the higher purchase
cost but lower energy usage of a heat pump drier.
Current general storage recommendations for dried valerian are in a closed container
protected from light, air and moisture. This study found that the valerenic acids were quite
unstable during storage with the rate of loss increasing as the temperature increased and the
humidity decreased with >50% loss in root held at 30°C in air of 10% RH over 6 months.
Exposure to light further accelerated the loss of valerenic acids. Thus, retention of valerenic
acids is favoured by storage at low temperature in the dark. It would seem to be also favoured
by retention of a high humidity atmosphere but no explanation can be offered as to the
mechanism resulting in such an effect. A preliminary evaluation into the mode of action of
loss suggested that both enzymic activity and atmospheric oxidation were involved in the
degradation of active constituents. However, there was also substantial loss of valerenic acids
during blanching suggesting that use of water blanching was not a commercial option. The
studies were only on ground valerian and thus only have direct application for processors.
However, there is no reason to doubt that the findings would apply to dried, non-ground root,
although the rate of degradation may be at a slower rate.
The extraction of dried valerian with solutions of ethanol in water was found to give highly
variable extraction of active constituents with different ethanol:water mixtures. The common
commercial use of aqueous ethanol in the ratio range of 60:40 to 70:30 ethanol:water is in
large part supported by this study as an efficient use of ethanol although some increase in
extraction was obtained with higher ethanol concentrations. The valerenic acids were quite
stable in ethanolic solution even when stored at ambient temperature and should provide
flexibility for industry to efficiently manage either long term storage or holding for further
processing while maintaining product quality.
Extraction by percolation was found to be more efficient than maceration with about 15%
more valerenic acids obtained at the same ethanol concentration. The rate of solvent flow
during percolation did not appear to affect extraction efficiency, hence a faster flow rate with
considerable time saving could be used. Furthermore, valerenic acids were readily extracted
with percolation in 80% ethanol achieving about 95% extraction of valerenic acids using a
relatively low solvent:valerian ratio of 2:1. At 60% ethanol, a ratio of about 3:1 was required
to achieve a similar rate of extraction or the extraction rate falls to 85% which could still be
acceptable. Maceration also showed a similar early extraction of most of the valerenic acids
with little increase in extraction using times greater than 4 hr.
Valerenic acids were also readily extracted using supercritical fluid extraction (SFE) with
CO2 where >90% of extraction occurred in 10 min and with use of relatively mild conditions
of 15 MPa and 40°C. The addition of 5% ethanol extracted greater amounts of the valerenic
acids and the efficiency was comparable to extraction by percolation. The advantage of SFE
is elimination of the need to handle large volumes of solvents and its more benign
environmental, health and safety features. The technique is worthy of further investigation
although it may be too costly at this stage although SFE has been applied commercially to
various foods.
viii
products containing >2 mg/g or ml while 50% contained <1mg/g which included 16% <0.1
mg/g. Powder capsules contained the highest concentration (2.5 mg/g), the tablets, teas and
soft gel capsules had about 1 mg/g while liquids contained 0.5 mg/ml. The minority of
products with a stated label content of valerenic acids had much higher valerenic acid
contents than non-standardised products and while the stated and actual levels were
reasonably well correlated, there was a 10-15% lower level in products than the label claim.
The calculated values of valerenic acids in products in relation to the amount of added
valerian ranged from <0.01 to 2 mg/g root which is similar to the range reported in various
European studies.
There was a large variation in recommended daily doses on product labels. It would seem
that this would be confusing to consumers. It was noted that for about 50% of products the
recommended dose was <2 g/day which is lower than the European range of recommended
dosage. It is suggested that labelling of products with valerenic acids content and a more
uniform recommended dosage would give consumers greater confidence in the continued
purchase of valerian products.
ix
1. Introduction
The use of medicinal herbs was probably the most useful tool for treating a wide range of
illnesses by communities in many parts of the world before the advent of modern medicine
and the pharmaceutical industry. The development of surgery, synthetic pharmaceuticals
and pathology has achieved substantial advances in alleviating suffering and prolonging
life. Despite these advances, and perhaps because of the advances, there has been some
disillusionment in recent years by consumers with medical practices, and indeed with
modern technology in general. This had led to an interest in alternative health therapies in
most countries around the world that has spawned considerable expansion in the use of
medicinal herbs.
Medicinal herbs were traditionally obtained by harvesting plants from natural woodlands
and fields. With the continuing expansion in herbal use, it has been increasingly more
difficult to satisfy the demand for many medicinal plants from natural sources. The slow
development of a cultivation industry with the continuing reliance on a diminishing source
of wild herbs has seen the demand for many herbs greatly exceed supply with resultant
substantial price rises.
Valerian is a medicinal herb, native to Europe, that is used for the treatment of tension,
irritability, restlessness and insomnia. It is the fourth best selling medicinal herb in Europe
with retail sales of US$200 million, while in Australia it is in the top 10 selling retail herbs.
The market in the USA is still under developed with sales quoted as US$6 million with
growth of 85% during 1998. With the value of valerian concentrate being greater than
$100,000 per tonne, there is considerable incentive to upgrade the volume and quality of
cultivated valerian.
Australia is agriculturally well positioned to capture a share of the international market and
cropping of valerian is now conducted in a wide range of regions across eastern and
southern States. If Australia is to become a successful long term exporter and to replace
imports with locally grown crop material, it needs to resolve various marketing and quality
issues. As the production of valerian stabilises in respect to market demand and consumers
become more sophisticated in their requirements, there will be greater emphasis on quality
and cost. It is difficult for high cost production countries such as Australia to compete with
low cost developing countries on price. It would seem that the Australian valerian industry
should aim to develop an international reputation as a supplier of high quality raw material,
processed and manufactured end products in order to gain preferential access to the higher
price market segment. This will ensure continuing sales and an adequate economic return
from the crop.
1.2 Objectives
The overall aim of the program was to develop quality parameters and associated tests to
enable growers to harvest and handle valerian to maintain optimum quality, and to identify
efficient processing techniques that ensure optimum quality is transferred through to the end
products. This was pursued experimentally by determining:
• reliable methods for the analysis of valerenic acids, valepotriates and baldrinals,
• potential for new planting materials with elevated levels of valerenic acids,
• optimum harvest times to maximise levels of active constituents,
• effect of postharvest handling practices on levels of active constituents,
• effect of processing operations involved in the manufacture of value-added products
on levels of active constituents, and
• levels of active constituents in retail products currently available to consumers.
The research program was conducted in close liaison between the research group at The
University of Newcastle and the industry as represented by a major valerian processor and
marketer and selected valerian growers. Apart from educating the researchers in valerian
industry practices, this liaison ensured the individual projects retained industry relevance
and assisted in the transfer of findings to industry.
2
2. Valerenic Acids in Valerian Plants
A large genetic variation in the natural population of V. officinalis has led to many attempts
to select plant material with consistent high quality characteristics. However, over the
years, the relative importance of various chemical groups with medicinal value has changed
and hence so have the criteria of plant selection (Bernath 1997). Current interest is in
selecting for root yield in conjunction with elevated levels of valerenic acids (Bos et al.
1986; 1998) and low levels of valepotriates due to their reported toxicity (Bounthanh et al.
1981).
Three studies were conducted of the concentration of valerenic acids in the roots of V.
officinalis plants. The first study involved benchmarking valerian plants currently grown
for valerenic acids content, the second was a search for plant material with elevated
valerenic acids levels with seed obtained from a range of international locations, and the
third examined the accumulation of active compounds over the growth cycle of the plant.
Quantitation was based on the peak area of working reference compounds used as external
standards. The valerenic acids working reference compound was biphenyl which was
initially calibrated against valerenic acid. The working reference was subsequently used as
the standard for all quantification calculations. Similarly, caffeine was used as the working
reference standard for the valepotriates with an initial calibration against isovaltrate. As no
standard for the baldrinals was available, these data were quantified using the standard
curve of the valepotriates. All values were determined on a dry weight basis with the water
content of the ground powder determined by drying in a vacuum oven at 100°C and –70kPa
for a minimum of 16 hr. The limit of detection for all compounds was equated to about
0.01 mg/g dried root.
The method of analysis was a modification of that used by Bos et al. (1996) but was
superior in that the valerenic acids, valepotriates and baldrinals were all able to be
3
quantified in a single analysis instead of a dual analysis, and only required a simpler dual
wave length UV detector instead of a diode array detector.
The essential oil in valerian root (20 g) was quantified using AOAC method 962.17 (1995)
developed for volatile oil in spices. This involved hydro-distillation of a ground root
sample and volumetric assessment of the collected condensed oil. The limit of detection
was 0.1 ml/100 g dried root. It is recognised that the essential oil could contain some
valerenic acids.
In order to provide a benchmark for current quality, 10 commercial dried root samples were
obtained from Austral Herbs, currently the largest producer of ‘Anthos’ in Australia (P.
Purbrick, Mediherb, pers. comm.) and analysed for active constituents. The data in Table
2.1 show that the mean concentration of total valerenic acids (TVA) in the 10 samples was
found to be 3.0 mg/g with a range of 2.1–3.6 mg/g. The valerenic acids found in the root
samples were valerenic acid (VA) and acetoxyvalerenic acid (AVA) and were present in the
ratio of 1.3:1 (range 0.6-2:1). Of the total valepotriates (TVP), the major valepotriates
present were isovaltrate (IVA) and valtrate (VAL) in the ratio of 13:1 (range 10-23:1). The
essential oil (EO) was present at 0.4-0.7 ml/100 g.
Table 2.1: Valerenic acids, total valepotriate and essential oil contents of ten ‘Anthos’
roots from a commercial source.
4
2.3 Plant selection
2.3.1 Experimental design
A total of 25 sources of valerian seed were obtained with 6 obtained from Australian
growers, 4 from North American and 15 from European seed companies and botanical
gardens. Seed from 10 sources was planted in one trial in early 2000 and the other 15
which were sourced later were planted 6 months later in a second trial. Plants were grown
at three sites in New South Wales with different climates: Somersby, a temperate coastal
climate, latitude 33°S, sea-level, summer mean temperature range 15-26°C, winter mean
temperature 6-16°C; Walcha, a sub-tropical tableland climate, latitude 30°S, altitude 1000
m, summer mean temperature 11-25°C, winter mean temperature –2-12°C; Kyogle, sub-
tropical coastal climate, latitude 29°S, sea level, summer mean temperature 18-30°C, winter
mean temperature 6-20°C. Plants were harvested after about 11 months of growth and the
roots analysed for active constituents.
Roots from planting material with the two highest levels of valerenic acids from each trial
were re-grown at the three sites along with root from a planting material containing a
“normal” level of valerenic acids. Plants were established in late 2001 and harvested 7
months later for analysis of dry matter and active constituents.
Table 2.2 also shows that there was substantial variation in the levels of total valepotriates
and essential oil. There were no significant correlations between total valerenic acids and
essential oil content (r = 0.05), total valepotriates and essential oil content (r = 0.07) or total
valerenic acids and total valepotriates (r = 0.02).
The plant sources with the two highest levels of valerenic acids were re-planted from saved
roots in a second season at the three sites. In addition, INN plants, which had a relatively
low content of valerenic acids, were included for comparison. The combined data for root
weight and active compounds are presented in Table 2.3 as there was no significant
difference in any quality indicators between the sites. This shows that all the selected plants
contained a significantly higher level of valerenic acids than the INN plants with WH =
PET > SU = HC. When the root weight was taken into account to show the total valerenic
acids per plant, PET roots contained a significantly greater amount than roots from the other
plant selections.
The origins of the plant materials with the higher level of valerenic acids over the three
trials are: PET, University of Petrozavodsk, Russia; WH, Greg Whitten, Tasmania; SU,
5
Subiaco Herbs, Walcha; HC, Herbal Connection Network, Victoria; and FR, Jardin d’Art et
d’Essais, France
Table 2.2 Active constituents in roots of valerian plant material obtained from various
domestic and international sources.
Table 2.3 Dry weight and total valerenic acids, valepotriates and essential oil content
of roots from selected valerian plant sources grown in three locations.
6
2.4 Levels in plant parts during growth
The accumulation of valerenic acids, valepotriates and essential oil was studied over a 12
month growth cycle of the valerian plant. Approximately 180 Anthos plants were
established in a nursery bed and after two months planted in early summer at Walcha.
Sampling was conducted over a full growing season and commenced in winter at dormancy
stage. Samples were subsequently taken in the following growing period during vegetative
growth in the spring, at flowering in summer, during vegetative growth in autumn and
finally at senescence. At each stage, three groups of seven plants were harvested and the
roots analysed for dry weight and active constituents.
The dry weight of valerian roots and the level of active constituents at each harvest stage
are presented in Table 2.4. The root dry weight continually rose significantly throughout
the growing season and showed a significant linear regression, y = 7.9x - 49.7 (P< 0.05)
where root dry weight (y) increased with plant age (x). This suggests that plants had not
reached their full growth potential even at the end of the two year growth period.
Table 2.4 Root dry weight and active constituents of valerian plants at different stages
of growth
The active constituents showed a different accumulation pattern. The total valerenic acids
and valepotriates concentrations rose sharply to a peak in spring and then fell significantly
through to senescence. The essential oil content also increased to a maximum value but
occurred later during the autumn. The three constituents showed significant (P<0.01)
regressions of y = 4.0 + 0.1x – 0.3(x – 14.4)SGN(x – 14.4) for total valerenic acids, y =
12.6 + 0.5x – 1.1(x – 12.6)SGN(x – 12.6) for total valepotriates and y = 1.1 + 0.01x –
0.06(x – 18.0)SGN(x – 18.0) for essential oil, where y = concentration of compound and x
= plant age in months and SGN is the change point.
The yield of total valerenic acids, total valepotriates and essential oil per root were
calculated from root weight and the data presented in Table 2.5 show that the amount of all
constituents/root increased with plant age. Significant (p<0.01) linear regressions for yield
(y) with plant age (x) were obtained for total valerenic acids (y = 30x – 177), total
valepotriates (y = 116x – 661) and essential oil (y = 0.1x – 0.5). The increase in root size
was therefore a dominating factor in determining yield.
7
Table 2.5 Yield of active constituents per valerian root at different stages of growth
However, the valerian plant material sourced from WH, PET, SU, HC and FR with levels
>4 mg/g can be considered as being very high quality valerian. The high quality plant
sources are worthy of further growing trials to evaluate their agronomic performance under
a wider range of environmental conditions and to test the consistency of the elevated
valerenic acids levels. In particular, PET appears promising as the high valerenic acids
content is matched by a large root size. The identified plant material may fail in subsequent
trials but the study has demonstrated the potential for the Australian industry to increase the
quality of valerian grown.
Processors would prefer to source roots with a high concentration of valerenic acids so that
extracts of high concentration can be more easily manufactured. However, since currently
in Australia there is no price premium for chemical content with growers paid by weight,
the only incentive is for growers to produce large roots. Additionally, vigorous growing
plants are less costly to produce as the canopy closes quickly and the requirement for
weeding is reduced (S. Grant, Austral Herbs, pers. comm.). Establishment of a price return
based on quality would seem to be a pre-requisite to encourage grower participation in
quality enhancement.
The not unexpected continuous increase in dry weight of valerian roots with plant age,
firstly showed that roots from 2-year old valerian plants were much larger than those from
1-year old plants. It might be expected that 3-year old plants would be larger still although
this was not determined. The intra-seasonal fluctuation in accumulation of active
constituents with the peak concentration for valerenic acids occurring in spring potentially
poses some difficulty in deciding when to harvest for maximum medicinal quality. While
manufacturers may prefer to receive roots with maximal concentration of active
constituents, the overall yield of active constituents per root was found to occur with the
largest roots at the senescence stage when the concentration of valerenic acids had markedly
8
declined. Without price incentives, it would be difficult to persuade growers not to harvest
the largest roots possible which occurs with the current industry practice. Since the number
of Australian growers prepared to produce the crop is limited, manufacturers may also find
the current practice more desirable as it will result in the greatest quantity of active root
extracts from the national crop.
9
3. Postharvest Handling and Drying
The current trade in Australian valerian is as a dried root. Like other medicinal herbs, the
drying of valerian is invariably the responsibility of the grower who may dry the crop on
farm or sub-contract the drying to another grower or group. The dried valerian root is then
traded to a wholesaler or manufacturer. As the scale of production on a farm increases or
an off-farm drier is utilised, there is increasing handling and transport of the freshly
harvested crop and increasing delay between harvest and drying. For the wholesaler and
manufacturer, there is increasing storage of the dried valerian and increasing delay between
receipt of the crop and processing into a manufactured product. These pressures are due to
the seasonal nature of valerian harvest and the economic necessity to operate processing
plants throughout as much of the year as possible.
There is little published literature on the effect of postharvest operations on the valerenic
acids. However, in the light of data showing echinacea to be adversely affected by certain
postharvest handling factors (Wills and Stuart 2000), a series of studies was conducted to
examine the effect of various postharvest practices on the level of active constituents. This
included the effects of:
• handling of roots before drying,
• drying temperature and technology, and
• environmental conditions during long-term storage of dried roots.
10
3.1.1 Cutting and soaking prior to washing
Valerian is notorious for the considerable difficulty in removing soil from the roots after
harvest. The washing of the valerian root can be problematic because of its matted nature
and the tendency for soil to cling where the rootlets are attached to the crown. It has been
stated by several growers as the biggest barrier to growing the crop. The general practice
among growers is to slice the crown into halves or quarters, depending on the size, prior to
washing. It is not known what effect this practice has on the level of active constituents of
the root. It was hypothesized that drying time could be greatly reduced by separating the
rhizome and rootlets prior to drying. The effects of the greater surface area and tissue
damage due to cutting on the valerenic acids was, however, not known.
An evaluation was conducted of whether any benefit can be obtained by cutting and soaking
roots in terms of time taken and active constituents in the dried product. For each
treatment, roots from 21 valerian plants were distributed into three replicates each of seven
roots. The following treatments were applied to a root in each replicate: whole roots not
washed; whole roots washed; quartered roots washed; quartered roots with rootlets removed
and washed; whole roots soaked for 1 hr then washed; whole roots soaked for 24 hr then
washed; and quartered roots soaked for 24 hr then washed. The cutting and washing
procedures were timed and the average drying time was determined for the rootlets,
quartered roots/crowns and whole roots. The roots in each treatment were then placed in a
hot air drier at 38.40°C until commercially dry (i.e. contained 10% moisture) and the level
of active constituents determined on the dried material.
The times for cutting and washing are given in Table 3.1. There was a significant reduction
in washing time due to quartering roots and removing rootlets but there was no effect of
soaking. This soil was very sandy, soaking may be advantage on heavier soil. When the
time taken to cut the plants was added to the washing time, there was no significant
difference between treatments. As would be expected, the drying time varied considerably
with the degree of cutting. Rootlets took 28 hr to dry while quartered roots required 96 hr
and whole roots 140 hr to reach commercial dryness. There was, however, no significant
difference in the concentration of valerenic acids, valepotriates or essential oil in any
cutting or soaking treatment. Hence, the advantage of cutting roots into smaller sections
will be a shorter drying time presumably due to the relatively greater surface area of the
smaller particles with no deleterious effect on active constituents.
11
3.1.2 Cutting root prior to drying
A follow up study examined whether cutting roots after washing would show a similar
effect to that obtained in Section 3.1.1. Valerian roots were washed intact and distributed to
three replicates each with five roots for each treatment The roots were then either quartered
by cutting through the crown, chopped into 1cm pieces or left whole.
The data in Table 3.2 show that drying time was lower as the root size was decreased, that
is whole quartered< chopped roots. The concentration of total valerenic acid in the roots
was not significantly different between the root sizes. The total valepotriate concentration
of cut roots was not significantly different from the whole root but the essential oil content
was significantly lower in both cut roots. It thus seems feasible to cut roots after washing to
achieve a faster drying time with minimal loss of active constituents. The small loss of
essential oil would probably be due to greater ease of volatilisation from the cut surfaces.
Table 3.2 Effect of root separation prior to drying on active constituents in dried root
(mg/g)
The roots comprised 37% rootlets and 63% crown but there was considerable variation
between individual roots with rootlet weight ranging from 20-56%. The rootlets were dry
after 34 hr (range, 21-34 hr) and crowns and whole plants after 110 hr (range, 50-110 hr).
The level of active constituents in dried rootlets and crowns presented in Table 3.3 show
that rootlets and crowns separated before drying contained a higher level of valerenic acids
than those removed after drying with a tendency for rootlets to have a higher level than the
crown. There was, however, no significant effect of cutting the roots before or after
washing. For valepotriates, crowns had a higher level than rootlets. Whole roots had a
higher level of valepotriates than cut rootlets but the effect on the crown showed no
consistent effect. Cut rootlets had a higher level of essential oil than those dried on whole
roots but there was no effect of cutting on the crown.
12
Table 3.3 Active constituents (mg/g) of dried valerian rootlets and crown that were
sectioned before and after washing
The results presented in Table 3.4 show that there was no significant change in the level of
any active constituent during storage at 20°C for 10 days. The loss of moisture from the
roots had, however, linearly increased (P<0.01) over the period with about 47 g/100 g loss
in weight on day 10 (Figure 3.1). With an initial moisture content of about 78 g/100 g, the
roots only needed to lose an additional 20 g water/100 g to be commercially dry.
Table 3.4 Active constituents (mg/g) in valerian root dried after varying periods of
storage in air at 25°C
13
60
50
Moisture Loss (g/100 g)
40
30
20
y = 4.80x + 0.40
10
0
0 2 4 6 8 10 12
Storage Time (days)
Figure 3.1 Loss of moisture from valerian roots during storage at 25°C
As expected the drying time was directly related to the drying temperature and ranged from
about 230 hr at 15°C down to about 20 hr at 70°C (Figure 3.2). However, the data in Table
3.5 show that the level of valerenic acids was higher at the lower drying temperatures with
the most marked decrease occurring between 40° and 50°C. The total valepotriates content
of the roots dried at 70°C was significantly lower than roots dried at the other temperatures
but the proportional decline was not as great as for the valerenic acids. The essential oil
14
concentration also decreased with increasing temperature with the decline occurring over
the range 40-70°C and about 75% of the oil lost at 70°C. It would thus seem that the
temperature of a hot air drier should be maintained below 40°C.
Table 3.5 Effect of drying temperature on the level of active constituents (mg/g) in
dried valerian roots.
250
200
y = -3.8x + 274
Time (hours)
150
100
50
0
0 10 20 30 40 50 60 70 80
Drying Temperature (C)
Roots held in the heat pump drier took 72 hr to dry while those in the hot air drier took 96
hr. There was, however, no difference in the levels of active constituents dried with the two
methods (Table 3.6). The faster drying time of the heat pump drier with no adverse effect
on active constituents in roots would seem to be of value but the higher cost of a heat pump
drier compared to a simpler hot air drier would also be a consideration.
15
Table 3.6 Active constituents (mg/g) in valerian roots dried by heat pump and hot air.
A study was conducted to determine the effect of temperature, humidity and light on the
valerenic acids, valepotriates and essential oil contents of root material during long term
storage. In order to shed light on the types of reactions that were occurring, blanched and
vacuum packed powdered roots were also stored.
The change in the moisture content under different temperature and humidity conditions is
shown in Table 3.7. The initial moisture content was 5 g/100 g and increased substantially
16
during storage at all temperatures in root material held at 40% and 80% RH (M and H,
respectively) but showed a small but significant decrease in material held at 10% RH (L).
The level of total valerenic acids showed a significant loss in all treatments over the 6
month storage period. In general the loss was greater as the humidity decreased and the
temperature increased. The greatest loss was therefore observed in root powder stored at
30°C in low RH where a significant loss had occurred at 1 month and >50% was lost over
the storage period. These effects are illustrated in Figure 3.3.
Figure 3.3 Interaction between humidity and temperature on the level of total valerenic
acids in stored valerian root powder.
2.2
Total Valerenic Acids (mg/g)
5°C
2
14°C
1.8 30°C
1.6
1.4
1.2
1
Low Moderate High
Humidity
The level of valepotriates fell over the 6 month period and was evident after 1 month in all
treatments. The loss increased as the temperature and humidity increased and was therefore
greatest in root powder stored in high humidity at 30°C where they had declined to near
zero after 2 months. These effects are illustrated in Figure 3.4. Homobaldrinal was also
detected in all treatments during storage but was only at relatively low levels.
The major effect on the essential oil content was a decrease with increasing temperature,
particularly at 30°C where about 50% was lost after 3 months. There was also a small
effect of humidity with a decrease in oil content as the humidity decreased. There was no
significant loss from root powder stored at 5°C and high and moderate humidity over the 6
months.
Table 3.7. Moisture (g/100 g) and active constituents (mg/g) in valerian root powder
stored for 6 months at different temperature and humidity.
17
Time Amount of constituent
(month) 5L* 5M 5H 14L 14M 14H 30L 30M 30H Mean
Moisture
0 (5.0)
1 4.5 6.7 11.4 3.8 6.8 13.1 2.3 4.9 15.5 7.6
2 4.3 7.3 14.5 3.1 7.4 16.9 1.6 5.4 17.6 8.7
3 4.3 8.1 17.3 3.8 8.4 18.6 2.1 6.9 20.1 9.9
4 4.4 9.2 18.3 3.3 10.0 19.7 1.6 9.5 21.2 10.8
5 3.7 10.1 21.6 3.0 11.2 20.7 1.6 9.2 22.0 11.4
6 3.6 10.9 22.3 3.0 11.4 22.0 2.6 9.5 20.6 11.7
Mean 4.1 8.7 17.5 3.3 9.2 18.5 2.0 7.6 19.5 10.0
(LSD 5% = ±1.8)
Total Valerenic Acids
0 (2.13)
1 2.05 2.11 2.09 2.10 2.19 2.20 1.67 1.81 1.95 2.02
2 2.03 2.06 2.10 2.05 2.04 1.94 1.42 1.69 1.79 1.90
3 2.01 2.05 2.02 1.91 1.89 1.86 1.21 1.58 1.78 1.81
4 1.95 1.98 1.97 1.83 1.85 1.84 1.14 1.58 1.74 1.77
5 1.88 1.92 2.01 1.73 1.74 1.85 1.01 1.52 1.62 1.70
6 1.81 1.91 1.99 1.69 1.75 1.80 0.99 1.47 1.59 1.67
Mean 1.96 2.00 2.03 1.89 1.91 1.92 1.24 1.61 1.75 1.81
(LSD 5% = ±0.12)
Total Valepotriates
0 (11.50)
1 10.31 10.21 9.91 9.61 9.19 8.40 6.38 4.03 0.84 7.65
2 10.10 9.51 9.03 9.60 7.20 4.17 4.46 1.34 0.04 6.16
3 9.76 9.02 7.32 8.62 6.31 2.47 3.29 0.66 Nd 5.27
4 9.54 8.30 5.90 8.06 5.11 1.33 2.65 0.28 Nd 4.58
5 9.48 7.83 4.69 7.72 3.80 0.77 2.13 0.18 Nd 4.06
6 9.11 7.33 3.70 7.71 3.36 0.49 1.94 0.12 Nd 3.75
Mean 9.72 8.70 6.76 8.55 5.83 2.94 3.47 1.10 0.15 5.24
(LSD 5% = ±0.45)
Essential Oil
0 (0.45)
1 0.45 0.43 0.45 0.43 0.42 0.45 0.40 0.44 0.39 0.43
2 0.45 0.43 0.45 0.40 0.41 0.45 0.23 0.33 0.22 0.37
3 0.42 0.44 0.45 0.33 0.38 0.45 0.18 0.28 0.19 0.34
4 0.39 0.44 0.45 0.31 0.38 0.44 0.12 0.18 0.14 0.32
5 0.36 0.44 0.46 0.30 0.39 0.44 0.12 0.18 0.12 0.31
6 0.34 0.45 0.46 0.26 0.37 0.41 0.10 0.17 0.09 0.29
Mean 0.40 0.44 0.46 0.34 0.39 0.44 0.19 0.26 0.19 0.34
(LSD 5% = ±0.04)
* 5, 14 and 20 are the storage temperatures (°C); L, M, and H are the storage humidities of
10, 40 and 80% RH
18
Figure 3.4 Interaction between humidity and temperature on the level of total valepotriates
in stored valerian root powder.
12
5°C
0
Low Moderate High
Humidity
19
Table 3.8 Active constituents (mg/g), essential oil ( ml/100 g) and moisture (g/100 g) in
valerian root powder stored at 20°C and ambient humidity in the dark and light.
Table 3.8 shows that the loss of total valerenic acids was significantly greater in samples
exposed to light than those held in the dark with a significant difference present at 2 months
storage. The valepotriate content decreased rapidly in both treatments during storage and
also tended to be greater in root powder exposed to light. There was no significant
difference in the essential oil content in the light or dark. A possible confounding factor
was that the light could have had a slight warming effect leading to the moisture content of
root powder in the light at 8-10% being significantly lower than powder held in the dark at
9–12%. The temperature was about 4°C higher in the light.
The data in Table 3.9 show that blanching caused about a 30% loss (P< 0.05) of valerenic
acids but the loss during storage was greater in the unblanched root powder so that a similar
level of valerenic acids was present in all blanching times after 6 months storage. The rate
of loss of valerenic acids was much lower during the storage of root powder held in vacuum
bags (P<0.05). The level of valepotriates was similarly affected by blanching but the rate of
20
loss of blanched material was much lower than the unblanched which had the lowest level
after 6 months. The greatest rate of loss was with root powder held in the vacuum pack.
Table 3.9 Active constituents (mg/g) in valerian root that had been blanched and
vacuum packed then stored at 30°C and low humidity.
The difficulty of removing soil from around the complex structure of valerian roots has
been cited by various current or past growers as a deterrent to the growing of valerian. The
evaluation of cutting and soaking of roots showed no overall benefit in reducing the time
taken for the operation. While there was a reduction in washing time due to quartering
roots and removing rootlets from the crown there was no beneficial effect of soaking and
when the time taken to cut the plants was added to the washing time, there was no overall
time saving. A potential benefit of cutting was in a greatly reduced drying time in a hot air
drier with rootlets drying in 20-30% of the time taken by whole roots. It would therefore
seem that a more efficient use of driers would be obtained by routinely separating rootlets
from the crown and drying each plant part in a separate batch. The shorter drying time of
rootlets is presumably due to the relatively greater surface area of the smaller particles. A
further advantage is that there was a greater retention of valerenic acids and essential oil in
dried rootlets and crown that had been separated before drying. In addition, rootlets tended
to have a higher concentration of valerenic acids than the crown which could allow
segregation for sale as a higher quality product. The feasibility of separately drying rootlets
and crown was further enhanced by the storage for 10 days of whole roots closely stacked
in a wire basket at ambient temperature and humidity. There was no significant change in
the level of any active constituent but there was a substantial loss of moisture which would
further reduce the time roots needed to be held in a drier.
The drying temperature, as expected, was directly related to the drying time with a 12-fold
decrease over the temperature range of 15°-70°C. There was, however, a substantial
decrease in the level of valerenic acids and essential oil at higher drying temperatures with
the most marked change occurring between 40° and 50°C. It would thus seem that the
21
temperature of a hot air drier should be maintained at about 40°C The heat pump drier with
its use of reduced humidity air was found to give a 25% shorter drying time at 38°C than a
hot air drier operated at the same temperature with no adverse effect on any active
constituent. The benefit of faster drying and hence greater drier throughput would need to
be considered against the higher cost but lower energy usage of a heat pump drier.
Storage recommendations for dried valerian are in a closed container protected from light,
air and moisture although little is known about the fate of the valerenic acids during such
storage. This study found that the valerenic acids were quite unstable during storage with
the rate of loss increasing as the temperature increased and the humidity decreased with
>50% loss in root held at 30°C in air of 10% RH over 6 months. Changes in essential oil
followed a similar trend to the valerenic acids but loss of valepotriates while increasing with
increasing temperature showed greater losses at higher humidity. Exposure to light further
accelerated the loss of valerenic acids and valepotriates but had little effect on essential oil
content. Thus, retention of valerenic acids and essential oil is favoured by storage at low
temperature in the dark. It would seem to be also favoured by retention of a high humidity
atmosphere but no explanation can be offered as to the mechanism resulting in such an
effect.
22
4. Processing into Manufactured
Products
Traditional usage of medicinal herbs was by natural medicine practitioners or individual
informed citizens who utilised dried root or aerial plant parts by direct consumption or
through production of a range of infusions or poultices. However, most medicinal herbs in
Western society are now also used through a range of manufactured products such as
tablets, capsules and liquid extracts of ethanol or glycerol, that may also contain other
added ingredients. These products are increasingly generated by large manufacturers using
standard pharmaceutical or food processing techniques and made available to naturopaths or
directly to consumers through pharmacies, supermarkets and alternative lifestyle outlets.
A study was conducted to investigate several of the parameters involved in the ethanolic
extraction of valerian root for their effect on the level of active constituents. In addition, an
assessment was made of the levels of active constituents in manufactured valerian products
available from retail outlets in the Sydney-Central Coast region of New South Wales.
Table 4.1 shows that the level of total valerenic acids in an extract obtained by maceration
and percolation significantly increased with an increase in ethanol concentration. The
greatest increase in the extraction of valerenic acids occurred in the range 0% to 50% with
no significant difference in extraction with 70-100% ethanol. Percolated extracts contained
significantly higher levels of valerenic acids over the whole ethanol range than those
obtained by maceration with the extraction being about 20% greater in the 70-100% ethanol
range. The level of valerenic acids in any extract did not significantly change over the 30
day storage period.
Valepotriates were not detected in extracts of less than 40% ethanol but the level extracted
increased significantly as the ethanol concentration further increased (Table 4.2).
23
Maximum extraction of valepotriates occurred with 90-100% ethanol. Percolation was
more effective than maceration in extraction of valepotriates with about 20% more obtained
at 90-100% ethanol. The concentration of valepotriates in all extracts declined significantly
during storage.
Table 4.1 Total valerenic acids (mg/g valerian root) in extracts of different ethanol
concentrations obtained by maceration and percolation and after storage for 30 days
at 20°C.
Table 4.2 Total valepotriates (mg/g valerian root) in extracts of different ethanol
concentrations obtained by maceration and percolation and after storage for 30 days
at 20°C.
24
4.1.2 Effect of maceration parameters on extraction
Additional studies were conducted to examine if the extraction of active constituents could
be improved by altering the time of maceration, the ratio of valerian root to macerating
solvent, and the solvent temperature.
Table 4.3 Active constituents (mg/g) in valerian extracts obtained by maceration for
different times with 80% ethanol.
25
4.1.5 Temperature of solvent
Powdered valerian was macerated for 1 hr with 80% ethanol that had been pre-heated to 45°
and 65°C as well as solvent at room temperature. Increasing the solvent temperature had no
significant effect on the concentration of total valerenic acids in the extract but the
concentration of valepotriates decreased significantly from 4.5 mg/g in the 20°C solvent to
3.8 and 3.3 mg/g, respectively, in the 45° and 65°C solvents.
4.1.6 Percolation
The efficiency of percolation was examined with 60% and 80% ethanol that was passed
through the valerian bed at different flow rates. The data in Table 4.5 show that flow rates
of 1 drop/2 sec and 1 drop/5 sec of 80% ethanol through the powdered root did not affect
the elution pattern of the valerenic acids and valepotriates over the course of the extraction.
About 75% of the extracted compounds was present in the first 10 ml of eluate with about
20% in the second 10 ml. A similar relationship was obtained when percolating with 60%
ethanol at 1 drop/2 sec except that the extraction was slightly slower with about 70% and
15% in the first two fractions. As in the previous study, 80% ethanol extracted a
significantly higher amount of active constituents than 60% ethanol.
Table 4.5 Active constituents (mg/g) in valerian extracts obtained by percolation with
80% and 60% ethanol at different flow rates with the eluate collected in 10 ml
fractions.
26
4.1.7 Supercritical fluid extraction with CO2
Supercritical fluid extraction (SFE) is a relatively recent technology that has been found
useful to extract a range of minor components from biological substrates. The efficiency of
SFE extraction is achieved by the supercritical CO2 having properties of both a gas and
liquid giving rise to high permeability into plant tissues and high solubility of non-polar
organic constituents. A major advantage of the technology arises from its use of
compounds such as carbon dioxide as the extracting solvent. The carbon dioxide can be
easily removed by letting the temperature rise to ambient where the carbon dioxide will
volatilise and in the process result in a concentration of the extract.
Experiments with SFE were designed to determine the effect of time, pressure, temperature
and modifiers on the extraction of valerenic acids and valepotriates. An Isco (Lincoln, NJ)
SFE apparatus consisted of two 260D syringe pumps, an SFX 2-10 supercritical fluid
extractor, a restrictor temperature controller and a 260 series pump controller. Extractions
were performed on 0.5g samples of root powder and the extract was collected in methanol
with aliquots collected every 10 min over an appropriate period and analysed for active
constituents. Three pressures, 10, 15 and 20 MPa were examined at an extractor
temperature of 40°C over 40 min. The extractor temperature was increased to 45°C and
50°C at 15 MPa with extractions monitored over 30 min. Using a pressure of 15 MPa at
40°C, the addition of ethanol and methanol modifiers at 5% was monitored over 30 min.
The results of the SFE studies over time are presented in Table 4.6. For all constituents and
extractions (except at 10 MPa), >90% of the total extraction occurred in the first 10 min and
by 20 min 97% was extracted. The increase in CO2 pressure from 10 MPa to 15 MPa
resulted in a faster extraction in the first 20 min but the total extraction after 30 min was not
significantly different. There was no difference in extraction between 15 and 20 MPa. The
temperature of the extractor had no effect on extraction of valerenic acids but higher
temperatures resulted in a significant decrease in valepotriate concentration.
27
Table 4.6 Extraction of total valerenic acids and valepotriates (mg/g) over time by
SFE using CO2 at different pressures, temperatures and modifiers
28
4.2 Levels of active constituents in manufactured products
Twenty-eight solid and 3 liquid products labelled to contain only valerian were purchased
during November 1999 and March 2000. Where possible, 2 samples with different batch
numbers were obtained and resulted in the purchase of 55 samples for analysis. Each
sample was assayed twice and the residue after filtration was re-extracted in methanol,
assayed, and added to the total. The products analysed with the manufacturer and country
of manufacture as stated on the product labels were:
• Teas: Healthy Life Valerian Rootlets, Healthy Life, France; Blooms Valerian Root,
Blooms Health Products, Australia; Hilde Hemmes' Herbals Valerian, Herbal
Supplies, Australia; Colonial Farms Valerian Rootlets, Select Foods, Australia;
Russell's Valerian Tea, Russell's Natural Foods, France.
• Tablets: Earth's Own Valerian 2500, Allied Master Chemists, Australia; Valerian
Forte, Blackmores, Australia; Valerian Herb-Relax 2000, Blooms Health Products,
Australia; Fingerprint Botanicals Valerian 1000, Bullivant's Natural Health,
Australia; Chemworld Valerian 500mg, Chemworld Chemist, Australia; Healtheries
Valerian 500mg, Health Minders, Australia; Ethical Nutrients Valerian 1000, Health
World, Australia; Herbal Valerian 500mg, Herb Valley, Australia; Valerian, Herron,
Australia; Valerian, Natures Way Health, Australia; Cirkulin Valerian Tablets,
Polcopharma, Germany; Valerian 2000, Soul Pattinson, Australia; Valerian,
VitaGlow, Australia.
• Powder Capsules: Bio-organics Valerian 2250, Bullivant's Natural Health, Australia;
Nature's Own Valerian 500mg, Bullivant's Natural Health , Australia; Hilde
Hemmes' Herbals Valerian, Herbal Supplies, Australia; Kordel's Valerian 1000,
Kordel, Australia; Valerian Root, Nature's Sunshine, USA;Nature's Path Valerian
Root, Planet Health, USA; Valerian 1000, Vitaplex Products, Australia.
• Soft Gel Capsules: Earth's Own Valerian 1000, Allied Master Chemists,
Australia;Valerian 100mg, Herb Valley, Australia; Valerian 500, Soul Pattinson,
Australia.
• Liquids: Valerian, Greenridge Botanicals, Australia; Hilde Hemmes' Valerian Root,
Herbal Supplies, Australia; Valerian, Thursday Plantation, Australia
There were 16% of samples containing <0.1 mg/g of valerenic acids and included three tea
samples and two liquid samples at non-detectable levels. Samples with higher levels
comprised 31% with 0.1-1 mg, 33% with 1-2 mg and 20% >2 mg/g or ml. In general,
products were consistent between batches except for one tea, which returned a non-
detectable amount followed by a concentration of 1.36 mg/g in the repeat purchase.
The range and average level of valerenic acids in each product class are given in Table 4.7.
Powder capsules, on average, contained the highest concentration of valerenic acids on a
product weight basis (2.46 mg/g). The tablets, teas and soft gel capsules had an average
valerenic acid content of about 1 mg/g while liquids had the lowest average concentration
(0.47 mg/ml) of all product classes.
29
Table 4.7 Mean concentration and range of total valerenic acids in classes of
manufactured valerian products.
The 31 products could be divided into five standardised products (that is, those with a stated
valerenic acid level on the label) and 26 non-standardised products which did not contain a
stated valerenic acid content. Standardised products (nine samples based on the dual
purchase dates) contained valerenic acids at >2 mg/g whereas only one non-standardised
sample was in this range. The mean concentration of valerenic acids in the standardised
products (3.56 mg/g) was significantly higher than in the non-standardised products (0.89
mg/g). A significant linear regression of the analysed level of valerenic acids against the
stated level in the nine standardised samples (Figure 4.1) was highly significant (y= 0.87x-
0.09; P<0.001) indicating a high level of correlation with label claims for medicinal
efficacy. However, the analysed level of valerenic acids was 10-15% lower than the label
claim. This discrepancy is not great and could arise from different analytical methods used
by the manufacturers to that in this study.
30
Figure 4.1 Regression of the total valerenic acids found in products with a labelled level of
valerenic acids against the stated level of valerenic acids.
7.00
6.00
Valerenic acids found (mg/g)
5.00
4.00
3.00
2.00
1.00
0.00
0.00 2.00 4.00 6.00 8.00
Valerenic acids stated (mg/g)
It was also noted that information on recommended daily doses appeared on the labels of all
products except for two teas but the claims exhibited large differences in terms of both the
recommended amount of valerian root (0.5 to 6.0 g/day) and total valerenic acids (<0.01 to
8.16 mg) in the recommended dose.
31
4.3 Implications for industry and consumers
Commercial extraction of valerian root commonly uses aqueous ethanol solvents in the ratio
range of 60:40 and 70:30 ethanol:water. The use of such solvents by industry is in large
part supported by this study as little change in extraction of total valerenic acids was
obtained at ethanol concentrations greater than 60%. However, the use of 70% and possibly
even 80% ethanol would appear to result in a 10% additional extraction of valerenic acids
over the use of 60% ethanol. The findings in this study are generally in line with Dutch
data by Bos et al (1996) although they hastily concluded that the extraction of valerenic
acids was more or less constant at ethanol concentrations above 50%. The good stability of
valerenic acids in all extracts during storage at ambient temperatures should provide
flexibility for industry to efficiently manage either long term storage or holding for further
processing while maintaining product quality. The desirability of valepotriates in a final
product is subject to some contention, and while valepotriates were adequately extracted in
70-80% ethanol, they were relatively unstable during storage. This may or may not be an
issue for industry.
Percolation was shown to be more efficient than maceration in extracting valerenic acids
with about 15% more valerenic acids, and also of valepotriates, at the same ethanol
concentration. Since the rate of solvent flow during percolation with 80% ethanol, at least
between the speeds of 1 drop/2 or 1 drop/5 seconds, did not affect the extraction, the faster
flow rate could be used with a considerable time saving without detriment to the final
concentration of compounds in the extract. Furthermore, valerenic acids were readily
extracted with percolation achieving about 95% extraction from 10 g valerian root in the
first 20 ml of 80% ethanol, equating to a solvent:valerian ratio of 2:1. At 60% ethanol
about 30-40 ml of solvent was required to achieve a similar rate of extraction. The
implication for industry is that a cost efficiency exercise will be required to justify whether
it is economical to pursue to final 5% of valerenic acids. There is presently, in Australia, no
price premium for products based on valerenic acids content and quality can be a subjective
choice of the manufacturer based on perceived advantage in the market place. Such a
situation can of course change with time as consumers become more aware of variations in
product quality and demand greater uniformity based on quality standards.
The ease of extraction of valerenic acids was also apparent in the SFE extraction with CO2
where >90% of extraction occurred in the first 10 min of the 30 min run and with use of
relatively mild conditions of 15 MPa and 40°C. While there was no advantage to increasing
either the pressure or the temperature, the addition of ethanol at 5% extracted significantly
greater amounts of the valerenic acids and the efficiency was comparable to extraction by
percolation. The advantage of SFE is elimination of the need to handle large volumes of
solvents and its more benign environmental and health safety features. However, its
commercial applicability to medicinal herbs needs further investigation.
32
highlights a need for some industry collaboration. Consumers may initially welcome
products having a stated level of active constituents close to the actual but will eventually
demand that the actual level be either equal to or exceed the label claim. The discrepancy
may also be due to unrecognised losses incurred during processing and or storage.
The lack of valepotriates in finished medicines has been reported in other studies (e.g. van
Meer et al., 1977; Bos et al., 1996) and is due to their thermolability and instability under
acidic or alkaline conditions and in alcoholic solutions (Graf and Bornkessel, 1978; Hänsel
and Schulz, 1985; Bos et al, 1996). This instability makes it unlikely that valepotriates
remain following processing.
The calculated values of valerenic acids in products in relation to the amount of added
valerian ranged from <0.01 to 2 mg/g. This is similar to the range reported in European
studies (Hänsel and Schulz, 1985; Bos et al., 1996). Hänsel and Schulz (1985) have
recommended that valerian extracts should contain valerenic acids at a minimum of 1.2
mg/g for alcoholic extracts and 0.6 mg/g for aqueous extracts. This study found 50% of
extracts contained <0.6 mg/g while all standardized products were manufactured from
extracts containing >1.2 mg/g. Hänsel and Schulz (1985) and Schimmer and Röder (1992)
found that water extracted about 25% of the valerenic acids but our study found percolated
water extracts contained only 0.36 mg/g which was 14% of the concentration found in the
100% ethanol extract. Therefore, the expectation of 0.6 mg/g in aqueous extracts may be
too high.
The large variation in recommended daily doses on product labels presumably stems from
the large variation of 2-9 g/day that has been proposed as a recommended daily dose in
Europe (ESCOP, 1993). It would seem that a wide range of recommended daily doses on
product labels would be confusing to consumers. It was noted that for about 50% of
products the recommended dose was actually <2 g/day. This leads to a suggestion that
labelling of products with a more uniform total valerenic acid content and recommended
usage would give consumers greater confidence in the continued purchase of valerian
products.
33
5. Summary of Conclusions and
Recommendations
5.1 Need for analysis of active constituents
If the Australian valerian industry is to grow in the face of increasing international
production, competition from multinational manufacturing companies and increasing
demands by consumers, it needs to become more quality conscious. The essential quality
factor for valerian is the presence of active constituents, with the valerenic acids being a
recognised factor that confer a health benefit to consumers. Development by the project of
efficient and reliable quantitative analytical methods for the analysis of the valerenic acids
as well as the valepotriates and baldrinals by HPLC, and their application in the research
program has created the potential for industry to monitor the quality of Australian products
and processes. The University of Newcastle, through its business arm TUNRA (The
University of Newcastle Research Associates Ltd), has been able to supply an ongoing
commercial analytical service trading as Hespan Laboratories to provide client confidential
information on valerian quality.
This study has, however, found that there is the potential for the Australian industry to
increase the valerenic acids content to >4 mg/g by utilising new planting material. Of 25
sources of valerian seed, five were found to produce roots that contained valerenic acids at
>4 mg/g. Surprisingly three of these sources were Australian growers with one each living
in New South Wales, Tasmania and Victoria. The international sources of high quality
were from France and Russia. The most promising was the Russian material as the high
valerenic acids content was matched by a larger than normal root size. These plant sources
are worthy of further growing trials to evaluate their agronomic performance under a wider
range of environmental conditions and to test the consistency of the elevated valerenic acids
levels.
A conflict between quality and size was shown by the study on changes in active
constituents during plant growth. There was a substantial intra-seasonal fluctuation and
accumulation of active constituents showed a peak concentration for valerenic acids
34
occurring in spring with a considerable decline in concentration at the current harvest time
at the senescence stage of growth. The root size, however, continued to increase throughout
the season and was greatest at the senescence stage. Notwithstanding the decrease in
concentration, the overall yield of valerenic acids per root was actually higher at the
senescent stage. Since the growing of valerian in Australia has limited appeal,
manufacturers may also wish to maintain the crop yield and hence yield of valerenic acids
at the highest quantity possible and modify processing systems to cope with a lower
concentration of active constituents.
Despite the drying time being substantially reduced by increasing the drying temperature,
the substantial decrease in the level of valerenic acids and essential oil at higher drying
temperatures means that a hot air drier should be operated at about 40°C. Use of a heat
pump drier at about 40°C resulted in a shorter drying time than a hot air drier at the same
temperature with no adverse effect on any active constituent. The benefit of faster drying
and resultant greater drier throughput would need to be considered against the higher
purchase price but lower energy use of a heat pump drier.
The storage of dried valerian should be at low temperature in the dark to maximise retention
of valerenic acids the losses of which can be rapid and substantial under unfavourable
environmental conditions. Rather surprisingly, retention of valerenic acids was favoured by
retention of a high humidity atmosphere but no explanation can be offered to explain this
effect. Water blanching of valerian roots was found not to be a worthwhile pre-storage
treatment as while the losses during storage were reduced there was a substantial loss
during the blanching process. The studies were only on ground valerian but there is no
reason to expect that dried, non-ground root would behave differently except that the rate of
degradation may be slower.
35
The valerenic acids were found to be stable in all extracts during storage at ambient
temperatures which should provide flexibility for industry to efficiently manage either long
term storage or holding for further processing while maintaining product quality.
Extraction of valerenic acids by percolation was more efficient than maceration with about
15% more valerenic acids at the same ethanol concentration. Within the range examined,
solvent flow during percolation did not affect the extraction allowing use of relatively fast
flow rates to save time without detriment to the concentration of the extract. Extraction was
also relatively rapid with percolation with 60% ethanol achieving 95% extraction with a
solvent:valerian ratio of about 3:1. Maceration also showed a similar early extraction of
most of the valerenic acids in 4 hr
Use of SFE with CO2 plus 5% ethanol and relatively mild conditions of 15 MPa and 40°C
was also quite efficient in extraction of valerenic acids with 95% yield obtained in 10 min,
an extraction efficiency comparable to percolation. The advantage of SFE is elimination of
the need to handle large volumes of solvents and its more benign environmental and health
safety features. While the technology has found some commercial application, further
studies on a larger scale would be required to prove the potential for use with valerian.
This study found 50% of extracts contained <0.6 mg valerenic acids/g added valerian which
is below European recommendations that valerian extracts should contain a minimum of 1.2
mg/g for alcoholic extracts and 0.6 mg/g for aqueous extracts. All standardized products
were found to contain >1.2 mg/g. However, based on findings in this study it is considered
that the European recommendations for the quality of aqueous extracts may be too high.
The large variation in recommended daily doses on product labels presumably stems from
the range of 2-9 g/day proposed by different groups in Europe as a recommended daily
dose. It would seem that a wide range of recommended daily doses on product labels would
be confusing to consumers. It was noted that for about 50% of products the recommended
36
dose was actually <2 g/day. This leads to a suggestion that labelling of products with a
more uniform total valerenic acid content and recommended usage would give consumers
greater confidence in the continued purchase of valerian products.
37
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