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What is This?
Childhood
of participatory research in
DOI: 10.1177/0907568210390054
chd.sagepub.com
Kristen E. Cheney
International Institute of Social Studies of Erasmus University Rotterdam, The Netherlands
Abstract
Critiques of child participation within aid programming suggest that it is superficial and insubstantive
for the fulfilment of children’s rights. By employing former child research participants as youth
research assistants, the collaborative research design developed for my research project on the
survival strategies of African orphans and vulnerable children (OVC) has yielded insights with
implications for policy and practice that could not be gained without the extended ethnographic
inclusion of children, as both participants and researchers. In this article, I share my reflections
on doing participatory ethnography with children and youth to demonstrate that ethnographic
research is appropriate to the tasks of increasing both children’s participation and the effectiveness
of children’s rights – especially when it models children’s participation in its own research
design. Further, I argue that involving young people in research can yield greater ownership of
organizational practice and become transformative of young people and their relationships with
their communities.
Keywords
Africa, methodology, orphans, participation, policy, research, rights
Children have long been objects of anthropological analysis – through studies of child
rearing, for example – but research on children’s own experiences of social processes is
rather recent (Hirschfeld, 2002). While conducting previous research with children in
Uganda in 2000–1, I therefore tried to engage children in discussion of what they thought
of their social positions and the ways the alarming trends that were happening in their
country affected them. This I called child-centred ethnography (Cheney, 2007): attention
to the ways children act, not just as objects of socialization, but as social agents and cul-
tural producers in their own right (James et al., 1998).
Corresponding author:
Kristen Cheney, International Institute of Social Studies, PO Box 29776, The Hague, 2502 LT,
The Netherlands.
Email: cheney@iss.nl
My awareness of the rising number of orphans, mainly due to AIDS, intensified dur-
ing that time. The statistics suggested that their prospects were not good: numbers of
orphans in Uganda and other African nations were expected to double within the next
few years as the AIDS epidemic was reaching its apogee (Evans, 2001: 28). When I
returned to Uganda in the summer of 2007 to start a research project specifically on
orphans’ survival strategies, I was invested in finding ways to continue working with the
children and families with which I had developed relationships on past visits to Uganda,
not only to draw on my existing resources, but to fulfil the promise of children’s partici-
patory rights. Specifically, I wanted my research to be collaborative, participatory and
decolonizing – a counterpoint to typical research and policy-making concerning both
Africa and children. Following critiques like those by Christensen and Prout (2002) and
James (2007), my primary concern in both instances has been to create spaces for mean-
ingful participation to challenge broader structures of power in research about children,
in the hopes of making children’s rights more relevant to their everyday lives.
In what follows, I share my experiences designing and conducting child participatory
research with orphans to explore the utility of participatory ethnographic methods in
child-centred research, not just within anthropology but within aid and development
organizations hoping to influence child-oriented policy. I aim to demonstrate that ethno-
graphic research, the hallmark methodology of anthropology, is appropriate to the tasks
of increasing both children’s participation and the effectiveness of children’s rights –
especially when it models children’s participation in its own research design. I first frame
the discussion with an overview of the lack of children’s participation in development
and research contexts. I then turn to the ways I addressed those concerns in my own
research design. Despite the challenges involved in incorporating children and youth
participation into research design itself, I argue that the benefits of involving children as
ethnographers far outweigh the drawbacks. These benefits include establishing greater
rapport to challenge presumptions about children’s competencies. The research process
thus became transformative of adult–child relationships through greater ownership of
organizational practice.
work within the context of children’s everyday realities rather than universals; otherwise,
they may remain ineffective. As I hope to show here, participatory ethnographic research
with children is essential to the task of better understanding children’s everyday situa-
tions in any given social context.
with whom they would like to live, usually going to live with whichever extended family
member will take them. They are sometimes consequently exploited for their labour,
resources, or land (Rose, 2005) – meaning that the adults working under the guise of
children’s best interests are actually looking out for their own best interests. However,
John Okiror pointed out to me that implementing participatory practices is also a matter
of convincing children that they have something to contribute. In my research with chil-
dren, I often find that it takes time to build rapport mainly because children are prepared
to listen to me rather than having me listen to them. They are often initially baffled by my
wanting to learn from them and need encouragement – even permission – to talk freely.
These were the practical concerns I had while planning my recent field project with
Ugandan children orphaned by AIDS.
I first approached a community school with which I and my family had had a long
association. I knew that many orphans lived in the area, and the school catered to orphans
and destitute children. Working with my research coordinator, Faridah – who had grown
up in the community – we had children draw pictures of their homes and the people who
live there. Through interviews with the children about their drawings, we learned of the
children’s general circumstances at their homes, and thus were able to identify orphans.
This also gave us a chance to see how the children would interact with us, in groups and
individually. We organized those children into five focus groups, one for each class from
kindergarten to fourth grade.
I then approached the children whose life histories I had recorded in my book, Pillars
of the Nation (Cheney, 2007). By this time, they were 18–20 years old. I had already been
in touch with most of them and had been helping them pay for schooling; others I had
lost touch with and was able to relocate only when I returned. Several of them had been
orphaned themselves, which had jeopardized their abilities to complete education and
obtain job skills. Given that they were younger than myself – and thus closer in age to
our current study participants – I could design the research in such a way that it would
allow young people, both the child participants and the older youth, to have greater over-
all input into the research process. I thus decided I would involve the youth as research
assistants, providing compensation of transportation and supply costs, and incentive
through financial assistance for school.
Once I had decided this, and all five of the youth I approached had accepted, I was still
daunted by the task of figuring out how to teach the youth to do social research – until I
remembered my old friends Martin Geria and Simon Opolot of the African Training,
Research, and Innovation Network (A-TRAIN). I had known them both since my first
visit to Uganda in 1993. They had recently formed A-TRAIN to ‘foster recovery, growth
and development in Africa through training, research, innovation and networking in the
creation, acquisition, adaptation and application of knowledge that has become a key
factor in the stimulation and promotion of growth and development’.1 I knew they had
already designed training programmes for participatory research in refugee communi-
ties, so I approached A-TRAIN about conducting a workshop with my potential youth
research assistants (RAs) to get them better acquainted with social research principles
and methods. A-TRAIN decided they could design a two-day workshop that would get
the youth RAs started, and then we could have occasional one-day workshops to address
concerns, discuss findings and decide on new directions for the research design. In the
meantime, my research coordinator would help the youth RAs with logistical and meth-
odological support.
The next section details the resulting research design, in which children became eth-
nographers. This was both challenging and rewarding for the whole team.
By this we mean that the researcher takes as his or her starting point the view that the ethical
relationship between researcher and informant is the same whether he or she conducts research
with adults or with children . . . any difference between carrying out research with children or
with adults should be allowed to arise from this starting point, according to the concrete
situation of children, rather than being assumed in advance. (Christensen and Prout, 2002: 482)
opportunity for them to raise questions in an open forum so that we could all trouble-
shoot about the challenges of fieldwork together.
Challenges
Coordination of the research team was a difficult transition for me, having always done
my fieldwork solo. Until I was able to secure external funding that allowed me to obtain
course release from my institution to stay for longer than six weeks’ duration, I often felt
relegated to the position of logistical officer – and bank: because the project involved
sending six other people to the field on a regular basis, it was expensive. For the first year
and a half, the vast majority of funds came out of my own pocket, as did the school fees
I offered my youth RAs as compensation for their assistance. And yet the quality of
observation and data I received from the youth RAs tended to vary. There were numerous
reasons for this: some youth RAs just showed more propensity for doing fieldwork;
some did good fieldwork but did not keep detailed field notes. In those instances, it was
helpful to work with the youths’ individual talents. Malik, a musician, was quite taken
with the digital recorders, but he didn’t feel adept at writing, especially in English, so I
encouraged him to record his field notes orally and had them transcribed. James was also
very taken with the video camera, so I had him work with the camera more extensively.
Some had family issues or illnesses that prevented them from conducting research as
often as promised. At the same time, the communal nature of the work made compilation
of data, and thus its analysis, considerably slower – if more rewarding.
Working with children in applied settings involves many of the same obstacles as
doing research with children: namely, adults. Adults – especially gatekeepers such as
parents, guardians and teachers – are often uncomfortable with researchers’ motivations
for talking to their children.2 Indeed, they are usually puzzled by researchers’ actions:
why don’t I just talk to the guardians about their children’s needs? Sometimes, guardians
are worried about children reporting information that might make them ‘look bad’ to
outsiders whom they are aware have different approaches to child rearing. They there-
fore wish to control the researchers’ interactions with children as much as possible.
Likewise in aid organizations’ work: West has also written that, ‘adults resist and control
the development of children’s participation often because it disrupts adults’ established
working pattern and challenges existing norms’ (West, 2007: 126). One answer to this
concern is to design research around children’s concerns themselves by, for instance,
incorporating play into research or allowing children to identify their own needs and
concerns. Flexibility must be built in from the beginning; ethnographic projects lend
themselves well to this by their very exploratory nature, but this becomes even more
advantageous when working with children, whose perspectives are routinely underval-
ued. Meeting and spending time with children in multiple spaces outside adult surveil-
lance, such as joining children in play, helps to overcome those obstacles.3
Ethical considerations were numerous, but the issue of most conversation among the
researchers was about the expectations of the community. Community members were
more likely to accept me if they thought I was an aid worker because they anticipated
material compensation for their family’s participation in the study. Designing research
on orphans to include young Ugandan research assistants would remove me from regular
contact with the families of the children. This might seem a disadvantage – and in some
ways it certainly is – but it has to be placed in the context of the community’s increasing
interactions with the aid industry: given the high expectations the community held of
whites (azungu) who come taking an interest in orphans, my absence served to temper
those expectations. They did not completely disappear, though. By becoming youth RAs,
the youth inadvertently became outsiders within; the caregivers perceived them as hav-
ing an elevated status – but one they could still manipulate by virtue of being elders
dealing with young people, whom they still expected to be subservient to them. Many
caregivers for the children in our study would waylay the youth RAs when they came to
visit, and ask them very pointed questions about what they were doing, why, what they
got out of it and what compensation the participants could expect. Guardians also asked
a lot of questions about what they could expect to get from it. The study community
largely misunderstood what research meant because their previous associations with
‘research’ were really NGOs doing needs assessments to figure out how best to spend
their charitable donations. Despite my earnest attempts to be clear from the beginning
that I was an independent academic researcher and not someone representing any power-
ful or wealthy aid organizations, guardians’ questions about compensation persisted
because they associated research with aid.
I should point out that few of these challenges had to do with involving children and
youth as opposed to a research team of adults. These issues are part of the broader
dynamic of ‘studying down’, or studying a group of people less privileged than one’s
own, and could easily apply to any research project run by westerners or even well-
educated Ugandans.
children from exposure to death, but several examples in our study pointed to the oppo-
site conclusion, given children’s expressed desires for closure. Joan, an 8-year-old girl,
told her youth RA all she knew about her father, who had passed away before she was
born, expressing profound sadness that no one else in the family seemed willing to talk
to her about him: ‘I don’t even have a picture of him’, she lamented.
Some children in the study also indicated the need for disclosure not only about
their parents’ deaths but about their own situations – further challenging conventional
wisdom about children’s ability to deal with medical knowledge. Peter, a bright
12-year-old boy, likely knew his HIV-positive status even though it was never explic-
itly disclosed to him. Both his parents had passed away, and he and his 7-year-old
sister, Pauline, lived with his maternal grandmother and two cousins. He and his sister
were taking daily antiretroviral drugs (ARVs) received through The AIDS Support
Organization (TASO).4 Several grandmother caregivers told us that doctors had rec-
ommended against disclosing an HIV-positive child’s status to him until he is older. ‘I
think he already knows, though’, his grandmother whispered to us as Peter played just
out of earshot:
One time while playing outside my house, his friends told him not to run so fast for there were
rusted iron sheets nearby. His friends told him, ‘If those rusted iron sheets cut you, you will get
tetanus and die.’ Peter responded, ‘I know I’m already dead. I will be dying anytime soon.’ Of
course I faced him and told him never to say such a thing for he was too young to die, but deep
in my heart it crossed [my mind] that maybe he had figured out he was HIV-positive due to the
constant visits we make to [name of] Hospital and the drugs he takes.
Soon after our interview, a severe bout of pneumonia drove Peter’s sister, Pauline, into
the hospital. Peter’s cousins were allowed to visit her, but Peter was kept away on the
assumption that it would be too upsetting for him. But being kept in the dark and not
being allowed to see his sister seemed only to upset him more. When she passed away a
few weeks later, Peter was allowed to attend the funeral. He fainted several times, saying
‘I’m next, I’m next.’ He died two months after his sister, of pneumonia as well but also,
I suspect, of a broken heart. Peter died still having never been told by any adult that he
was HIV-positive.
This story may have ended differently had Peter been told of his condition. Ugandan
law states that children Peter’s age (under 12 years) may not voluntarily submit them-
selves for HIV testing (Sloth-Nielsen and Mezmur, 2008: 290), suggesting that they
cannot ‘handle’ the information. Yet Geiselhart et al. (2008) have determined that
children as young as 6 or 7 are psychologically prepared to handle knowledge of their
parents’ and/or their own HIV status. However, ‘the frequent claim that the children
are too young is mostly an excuse for not wanting to, or not knowing how to, com-
municate about HIV and AIDS’ (Geiselhart et al., 2008: 111). Peter’s example reveals
that laws ostensibly created in children’s best interests may thus actually serve adult
interests.
Hearing such stories likewise gave occasion for the youth RAs to reflect upon their
own experiences. In a debriefing interview with me six months into the project, Malik, a
20-year-old youth RA, recalled the last time he saw his mother:
I saw my mum when she was dying though I didn’t figure out then that she was dying. But I
remember my grandmother ordered us to get out of the house at that instant and then when I
reached outside and peeped back, I could see my grandmother covering my mother with a
white piece of cloth. I was 7 years old . . . I was staying with my [maternal] uncle. My mum
had given him money and told him to take care of me and ensure that I went to school (which
he didn’t do), but later when my mother was on her death bed, I was brought to her. I spent one
night and next morning I was told to come sit beside her and wipe her face. After wiping it I
realized something was wrong and it was then that I was sent out and a white cloth covered
over her face.
They didn’t want me to know what was going on. I had never seen my granny do that so
there and then I knew something was wrong. Later my other granny came and explained that
mum was dead, and we should stay calm. However, I wasn’t calm. It was hard!
My fears there and then were that I couldn’t live without my mum, so I just didn’t know
what my life was going to become. I loved my mum so much, you know . . .
I was young, so I don’t even know what my mum died of; no one talks about it, and I am
afraid of bringing it up even now. I was scared at that time, I had no idea that she was going
to die, and I took long to believe she died; even up to now I don’t believe it.
A fifth, corollary benefit of the research design was that by participating in the study,
youth RAs like Malik were able to process and articulate their experiences of orphanhood
in ways that they were unable to when they were younger participants in my previous
study. This in turn gave them deeper perspectives on the situations of the children in their
focus groups. Ethnography is a very empathetic enterprise, and in this situation, the
youth RAs came to feel deeply for the children they worked with – redoubling their dedi-
cation to the project and its goals to ameliorate the suffering of orphans like those they
got to know through their participation in the project.
Overall, such incidents indicated that community responses to AIDS orphanhood,
often driven by both global and local assumptions about childhood, underestimated chil-
dren’s ability to comprehend disease and death, as well as their supposed resilience in the
face of adversities like the loss of parents. This suggests that child-centred, participatory
ethnographic research may yield more effective and sustainable programming that
reflects children’s actual needs better than conventional research methods typically used
in aid organizations’ outcome-focused programming and assessment. Further, youth RAs
are in a better position to elicit children’s honest responses: Ugandan children tend to
view adults as authority figures with privileged knowledge they impart to children – not
the other way around. Children aim to please adults by providing ‘correct’ answers to
questions, as pupils do to teachers. When it comes to orphanhood at the hands of AIDS
in Uganda, however, the children who have experienced it are clearly the experts. They
only need to be made comfortable with the notion that they have something to contribute
to adults’ understandings, and here again is where ethnographic fieldwork – which
involves extended stays and high levels of involvement with a community in order to
build rapport – proves effective for breaking down relationships of adult–child authority.
This can take some time for most adult researchers. For the youth RAs, however, build-
ing rapport with the younger children took no time at all: rather, the children in their
focus groups took to them immediately, as ‘big brothers and sisters’ in whom they could
confide.
The incorporation of children as constructive resources within the network of care provided for
especially vulnerable children is now a necessity as intra-family support is stretched. The
research focus should be on finding the correct balance between protecting children from
exploitation and recognizing their relative value in the domestic economy and as a contribution
to overall social capital. (Webb, 2005: 240)
Extending this idea, involving children and young people in research yields greater
ownership of organizational practice, as my study’s youth RAs have developed long-
term collaborations with the study community. By the end of fieldwork, youth RAs who
were saying they never ‘had a heart’ for young children before had taken a vested interest
in mentoring the children in their study groups. This should be no different for research
than for the applied projects that come out of them. In this project, youth RAs were able
to network with other local stakeholders, receive training in marketable skills and gain
work experience. Youth RAs and caregivers from the study are now on the local commit-
tee for an international NGO that provides employment to mostly female caretakers and
improves educational opportunities for the neediest OVC from the study. Youth RAs are
learning to do cooperative needs assessments and helping identify other beneficiaries in
the community.
It is clear that, as West points out, ‘Hierarchically structured organizations focusing
on outcomes and results as a measure of performance often cannot easily accommodate
children’s participation. A focus on process might dissipate the power structure and
rationales for outputs and planning’ (West, 2007: 123). Again, it seems that ethnographic
enquiry is especially appropriate to this task. Such a focus holds particular promise for
children in difficult circumstances, many of whom are finding fewer and fewer adults on
whom they can lean to help fulfil their needs. In the absence of those who can provide
for children’s needs, their rights take on incredible urgency. Participatory ethnography is
a great way to start addressing the structures that prevent not only participation by chil-
dren but the full realization of children’s rights.
Funding
The research reported in the article was funded by the Fulbright Africa Regional Research Scholar
Programme.
Notes
1. From A-TRAIN’s mission statement.
2. This is considerably more difficult in western contexts, where ‘stranger danger’ is quite prevalent.
3. Of course, this can be considerably more difficult in societies like the US, where children are
constantly under adult supervision and surveillance due to concerns with abuse and abduc-
tions.
4. The AIDS Support Organization (TASO) was founded in Uganda in 1987 as a community-
based initiative to combat stigma and provide care to people living with HIV/AIDS. It has
grown into an international advocacy group and healthcare provider. For more information,
see www.tasouganda.org
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