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MULTIFUNCTIONAL URBAN LAND USE: A NEW PHENOMENON? A NEW PLANNING CHALLENGE?

Compact City and Urban Sprawl


FRANS DIELEMAN and MICHAEL WEGENER

Both in Europe and North America there is a growing concern about the development
of urban form, especially deconcentration of urban land use in the form of urban sprawl.
This has unintentional consequences such as city centre decline, increased reliance on the
use of the private car, and the loss of open space. While governments try to regulate the
development of urban form, there are no easy solutions. However, policies such as ‘new
urbanism’ and ‘smart growth’ in North America, and ‘compact city’ and ‘multifunctional
land use’ policies in Europe, though difficult to implement, have the potential to curb
urban sprawl and the further growth in car use, as the cases of Portland,
Oregon and Randstad Holland in The Netherlands illustrates.

1. Introduction In Northern America the movements


promoting government regulation of urban
Across states and cities in Europe and North growth are referred to as ‘New Urbanism’ and
America there is a growing awareness of, and ‘Smart Growth’ (Knaap, 2000; Urban Land
concern about, the development of urban Institute, 1999). In some states and counties in
form. Especially urban sprawl, the growth the United States smart growth policies have
of urban spatial patterns with low densities, been put into action; well-known examples
large outward expansion, spatially segregated are the states of Oregon and Maryland and
land uses, leapfrog urban development, and Montgomery county in Virginia. Recently
widespread commercial strip development, even in the state of Michigan, with Detroit as
are generally considered not conducive to a one of the metropolitan areas in the United
good quality of life in urban areas (Burchell States with the largest degree of urban
et al., 2000). sprawl (Galster et al., 2001), and widespread
A whole range of unintentional conse- opposition to regional land use planning, an
quences of this type of urban growth and advisory body for land use planning has been
expansion are brought forward in the litera- formed by the new governor.
ture. Most prominent among these are (i) In (Northwest) Europe metropolitan plan-
deinvestment in urban core areas and central ning at the regional scale has a longer tradi-
city decline; (ii) reliance on the use of private tion than in the United States (Newman and
cars and therefore to the growing number Thornley, 1996; Salet et al., 2003). The attempt
of vehicle miles travelled, road congestion to regulate urban form usually comes under
and decline of air quality; and (iii) the loss such terms as compact city policy and the
of open space and scenic areas in and close promotion of multifunctional land use (Jenks
to metropolitan regions (Ewing et al., 2002). et al., 1996). In The Netherlands the national
Many politicians, planning practitioners and government has, for decades, tried to regulate
academics believe that governments should the development of urban expansion in a
try to regulate the development of urban series of national spatial plans, since the 1980s
form to avoid the consequences of urban focused on compact urban growth (Dieleman
sprawl often perceived as undesirable. et al., 1999). Its aims are quite comparable to

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those brought forward by the smart growth 2. Theories of Urban Sprawl


policies in some parts of the United States.
The concept of multifunctional land use is There is general agreement that urban sprawl
part and parcel of the literature and debate is the combined effect of growing affluence,
on urban form and its consequences. It can changing lifestyles and the vast advance
be defined as the combination of different in personal mobility made possible by the
land use functions in the same area. It private automobile. The car has shaped the
recognizes that spatial functions need not dispersed form of the modern metropolis and
always be examined as alternative and has caused the metropolis to depend on the
mutually competing uses of scarce land, but car (Newman and Kenworthy, 1998). In order
instead a merging of land use functions at to understand urban sprawl, it is therefore
a certain location can lead to economies of important to review theoretical insights on
synergy, save space, and be environmentally the interaction between transport and urban
benign (Rodenburg et al., 2003). The concept form. This will be done in this section using
of multifunctional land use is, of course, concepts from the EU TRANSLAND project
directly related to the themes of compact city (Wegener and Fürst, 1999).
and urban sprawl discussed in this article. Theories on the two-way interaction be-
Multifunctional (urban) land use can be tween urban land use and transport address
most commonly observed in high-density the locational and mobility responses of house-
urban environments, especially at nodes of holds, firms and travellers to changes in the
high accessibility such as railway stations urban land use and transport system at the
and metro stops. In the literature mixed urban-regional level.
land use locations around public transport It is common knowledge among planners
modes are often referred to as Transit and the public that urban land use and
Oriented Developments (TOD). On the other transport are closely inter-linked. That the
hand urban sprawl can often be associated spatial separation of human activities creates
with spatially segregated land uses and the need for travel and goods transport is the
leapfrog urban development, the opposite of underlying principle of transport analysis
multifunctional land use at one location. and forecasting. Following this principle, it is
In this article we will further explore the easily understood that the suburbanization of
various aspects of the debate and research cities is linked to increasing spatial division
on compact cities, urban sprawl and smart of labour, and hence to ever-increasing
growth, with a focus on two related themes. mobility.
First, we will explore the two-way interaction However, the reverse impact from transport
between transport and urban form in some to land use is less well known. We vaguely
depth, because urban land use patterns and grasp that the evolution from the dense
transport systems and mobility patterns are urban fabric of medieval cities (where almost
so closely intertwined. Secondly we will all daily mobility took place on foot), to the
review empirical research on policies to vast expansion of modern metropolitan areas,
contain urban sprawl. One of the main aims with their massive volumes of intraregional
frequently is to reduce the use of the private traffic, would not have been possible without
car. We will draw mainly on evidence from the development of first the railway and in
two prominent cases, Portland, Oregon in particular the private car. This has made
the United States and the Randstad Holland every corner of the metropolitan area almost
in The Netherlands, both of which have equally suitable as a place to live or work.
long history of urban growth management, However, exactly how the development of
that has been evaluated extensively in the the transport system influences the location
literature. decisions of landlords, investors, firms and

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households is not clear even to many urban Š The distribution of infrastructure in the
planners. transport system creates opportunities for
The major theoretical approaches to spatial interactions and can be measured as
explain this two-way interaction of land use accessibility.
and transport in metropolitan areas include
Š The distribution of accessibility in space co-
technical theories (urban mobility systems),
determines location decisions and so results
economic theories (cities as markets), and
in changes of the land use system.
social theories (society and urban space).
The theories based on this paradigm start
from observed regularities of parameters
Technical Theories: Urban Mobility Systems
of human mobility, such as trip distance
In the technical paradigm of urban de- and travel time, and from here try to infer
velopment, technical conditions determine those trip origins and destinations that best
the internal organization of cities. The com- reproduce the observed frequency distri-
pactness of the medieval city resulted from butions. It had long been observed by
the need for fortifications and from the fact Ravenstein (1885) and Zipf (1949) that the
that most trips had to be made on foot. frequency of human interactions such as
When these two constraints disappeared in messages, trips or migrations between two
the nineteenth century, urban development, locations (cities or regions) is proportional to
following this paradigm, largely became a their size, but inversely proportional to their
function of transport technology. distance. The analogy to the law of gravitation
In the 1950s, first efforts were made in in physics is obvious. The gravity model was
the USA to study systematically the inter- the first spatial interaction model. From the
relationship between transport and the spatial spatial interaction model it is only a small
development of cities. Hansen (1959) de- step to its application as a location model.
monstrated for Washington DC, that locations If it is possible to make inferences from
with good accessibility had a higher chance the distribution of human activities to the
of being developed, and at a higher density, spatial interactions between them, it is also
than remote locations (‘How accessibility possible to identify the location of activities
shapes land use’). The recognition that trip giving rise to a certain trip pattern. Lowry’s
and location decisions co-determine each (1964) Model of Metropolis essentially consists
other and that therefore transport and land- of two singly constrained spatial-interaction
use planning needed to be co-ordinated, location models, a residential location model
quickly spread among American planners, and a service and retail employment location
and the ‘land-use transport feedback cycle’ model, nested into each other.
became a commonplace in the American The spatial interaction paradigm has led
planning literature. The relationships implied to a better understanding of important di-
by this term can be briefly summarized: mensions of individual mobility and location
behaviour and their interrelationships. It has
Š The distribution of land uses, such as
made it clear that daily mobility depends on
residential, industrial or commercial, over the
prior more long-term location decisions, and
urban area determines the locations of human
that these are in turn co-determined by the
activities such as living, working, shopping,
daily need for travel. The spatial interaction
education or leisure.
model clearly predicts that if travel costs – in
Š The distribution of human activities in monetary costs or in time – decrease (as they
space requires spatial interactions or trips in have done during the last 40 years) the result
the transport system to overcome the distance will be spatial dispersal of human activities
between the locations of activities. and longer trip distances travelled.

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Economic Theories: Cities as Markets divided by size of land. A firm with higher
added value per unit of land is therefore able
Economic location theory goes beyond tech- to pay a higher price than a firm with less
nical theories in that location costs are taken intensive land utilization, everything else
into account. In this case firms look for the being equal. So it is not surprising that, say,
optimum constellation of size (economies of jewellers are found in the centre, whereas
scale) and location (agglomeration econo- trucking companies have their yards on the
mies) given their specific mix of products, periphery.
production technology and pattern of sup- As households have no cost functions
pliers and customers, whereas households like firms, the trade off is between land
try to match their space needs and location consumption and distance to the centre.
preferences with their budget restrictions. Each household type has to divide its ex-
Both firms and households trade off ac- penditure between land and transport costs.
cessibility for space or vice versa. Households therefore maximize their com-
A fundamental assumption of all spatial bined utility of land and transport within
economic theories is that locations with their budget constraints. This explains why
good accessibility are more attractive and high-income households occupy large sites
have a higher market value than peripheral at the periphery, whereas low-income house-
locations. This fundamental assumption holds frequently live in high-density housing
goes back to Von Thünen (1826) and has areas near the centre.
since been varied and refined in many ways Today fundamental changes in the eco-
(see the extensive review by Vreeker et al. nomic environment lead to both spatial
in this issue). In macroanalytic approaches polarization and spatial dispersal within
spatial development is the result of spatial urban regions. Flexible production and distri-
production functions incorporating among bution systems require extensive, low-density
labour and capital such spatial factors as sites with good access to the regional and
agglomeration advantages, transport costs local road network, and this explains why
and land prices, and it is still disputed under new manufacturing firms prefer suburban
which conditions spatial equilibrium or locations. Retail facilities tend to follow their
spatial polarization will occur, or whether customers to the suburbs and similarly prefer
there is a cyclical sequence of agglomeration large suburban sites with good road access.
and deglomeration phases (Van den Berg High-level services, however, continue to rely
et al., 1982). Microanalytic approaches, on on face-to-face contacts and, despite e-mail,
the other hand, start from the locational fax and electronic data interchange, remain
behaviour of individual players such as in the city centre. Castells (1996) argues that
firms, landlords or households in the urban in the present network economy processes
land or housing markets. Probably the most of urban deconcentration and concentration
influential example of the latter kind is the operate parallel to each other. The result is the
model of the urban land market by Alonso spatial dispersal of many economic activities
(1964). The basic assumption of the Alonso except high-level services.
model is that firms and households choose
that location at which their bid rent, i.e. the
Social Theories: Society and Urban Space
land price they are willing to pay, equals the
asking rent of the landlord, so that the land In social sciences theories of urban de-
market is in equilibrium. The bid rent of velopment the spatial development of cities
firms results from the cost structure of their is the result of individual or collective appro-
production function, i.e. sales price minus priation of space.
production and transport costs plus profit Since the work of Durkheim and Simmel in

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sociology traditions exist in which the city is a (ii) coupling constraints: restrictions on the
fundamental dimension of human existence. coupling of activities by location and time
However, only between the wars, the Chicago schedules of facilities and other individuals;
School of urban sociologists looked more and (iii) institutional constraints: restrictions
closely into processes of social change at the of access to facilities by public or private
neighbourhood and urban levels. Based on regulations such as property, opening hours,
an adaptation of evolutionist thoughts from entrance fees or prices. Only locations within
philosophy (Spencer) and biology (Darwin), these action spaces can be considered. It is
they interpreted the city as a multi-species an achievement of the ‘time geography’
ecosystem, in which social and economic of the Hagerstrand school to have drawn
groups fight for ‘ecological positions’ (Park attention to the various kinds of restrictions
et al., 1925; Park, 1936). of the land-use and transport system for the
In spatial terms the ecological position mobility of women with children, the elderly
is a territory such as a neighbourhood or a and the handicapped.
region. Appropriation of space takes place On the basis of Hägerstrand’s action-space
as invasion of different ethnic or income theory, Zahavi (1974; 1979; Zahavi et al., 1981)
groups or tertiary activities in a residential proposed the hypothesis that individuals
neighbourhood and uses concepts of animal in their daily mobility decisions do not, as
and plant ecology such as ‘invasion’, ‘suc- the conventional theory of travel behaviour
cession’ or ‘dominance’ to describe the assumes, minimize travel time or travel cost
phases of such displacement. A number of needed to perform a given set of activities but
qualitative theories of urban development instead maximize activities or opportunities that
were put forward to explain the spatial can be reached within their travel time and
expansion of American cities, such as the con- money budgets. He studied a large number
centric (Burgess, 1925), sector (Hoyt, 1939), or of cities all over the world and found that the
polycentric (Harris and Ullman, 1945) theories time and money budgets devoted to transport
of city growth. Concepts from social ecology vary within urban regions as a function of
continue to be useful for understanding the age, income and residential location, but that
mechanisms of social change in cities beyond they showed a remarkable stability over time
the economic processes on the land market. when averaged across whole urban regions.
Social geography theories are related The temporal stability of time and money
to social ecology concepts, but go beyond budgets for transport explain why in the
their macro perspective by referring to age- past gains in travel speed have not been used
, gender- or social-group specific activity for time savings (as is usually assumed in
patterns which lead to characteristic spatio- transport cost benefit analysis) but for more
temporal behaviour, and hence to permanent and longer trips. Zahavi’s theory explains
location. Hägerstrand (1970) made these why acceleration and cost reduction together
ideas operational by the introduction of ‘time permit more and more people to choose
budgets’, in which individuals, according residential locations at the far periphery of
to their social role, income, and level of urbanized areas, without increasing their time
technology (e.g. car ownership) – subject and money budgets for travel.
to various types of constraints – command
action spaces of different size and duration.
Summary
Action spaces are limited by three types of
constraints: (i) capacity constraints: personal, Based on technical, economic and social
non-spatial restrictions on mobility, such as theories, the most likely scenario of urban
monetary budget, time budget, availability development is continued spatial dispersal.
of transport modes and ability to use them; The trends in socio-economic contexts and

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lifestyles currently in force, such as cheap scenario only. There are other tendencies
transport, rising incomes, more women potentially working in other directions. Tele-
going to work, smaller households, more working and teleshopping are still in their
leisure time and the consequential changes infancy but may fundamentally change
in housing preferences, will continue to daily mobility patterns and hence location
create demand for more spacious living in behaviour. There is a growing diversity of
attractive neighbourhoods, and this will lifestyles and housing preferences, which
be easier to realize at the urban periphery, may challenge the dominance of suburban
preferably in the vicinity of small towns living as the ultimate manifestation of the
with attractive town centres and up-market ‘good life’. In some countries there are signs
shopping facilities. Retail and service facilities of a re-appreciation of urban life and a trend
will continue to follow their clients to the to return to inner cities ‘back from the edge’
suburbs, as will the new ‘clean’ industries (Gratz and Mintz, 1998). At the other end of
which depend on the highly skilled middle- the spectrum, there are new ideas in urban
class labour living in the suburbs. The result and landscape design towards new forms
will, in the best case, be a park-like rural- of integration of housing and nature with
urban continuum, and in the worst case, a an ecological perspective. And in many
nondescript urban sprawl (Fishman, 1987; cities new concentrations of business and
Rowe, 1991; Sieverts, 1997). financial services have developed both in
From a social and environmental point some parts of the inner city as well as at
of view the results of the deconcentration accessible transport nodes at the periphery
process are generally considered to be nega- of metropolitan areas. It is at these locations
tive: longer journeys to work and shopping that areas of multifunctional urban land use
trips, more energy consumption, pollution are most likely to develop.
and accidents, excessive land consumption Table 1 summarizes the impacts of land
and problems of public transport provision use and transport policies on land use and
in low-density areas. A dispersed settlement transport patterns from a theoretical point
structure relies on access to car travel as a of view:
prerequisite for taking advantage of em-
ployment and service opportunities, and Š The impact of high residential density
thus contributes to social segmentation. in reducing average trip length is likely
Inner cities, except for the largest and most to be minimal in the absence of travel
successful metropoles with a prosperous, cost increases, whereas a high density of
‘international’ central area, are victims of employment is positively correlated with
the exodus of people and jobs, and will average trip length. Attractive neighbourhood
increasingly develop as just one among facilities can be seen as a ‘pull’ factor
several regional centres. Inner-city housing for reducing trip length. With regard to
areas will continue to become marginalized trip frequency little or no impact is to be
as the younger and more active segments expected from land use policies according
of the population leave because of the run- to Zahavi’s theory of fixed travel budgets.
down housing stock, traffic noise and lack Residential and employment density as well
of parking space, unless the total existing as large agglomeration size and good public
population is displaced by gentrification or transport accessibility of a location tend to be
tertiarization – though these are themselves positively correlated with the modal share of
signs of economic prosperity and hence occur public transport while neighbourhood design
predominantly in successful cities. and a mixture of workplaces and residences
However, one should be careful not to with shorter trips are likely to have a positive
draw a too bleak picture based on one impact on the share of cycling and walking.

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Table 1. Theoretically expected impacts of land use and transport policies.


Direction Factor Impact on Expected impacts
Land use Residential Trip length Higher residential density alone does not lead to
⇓ density shorter trips. A mixture of workplaces and
Transport residences leads to shorter trips if at the same time
travel costs are increased.
Trip frequency Little impact. If destinations are shorter, trips are
shorter and more trips are made.
Mode choice Minimum residential densities are a prerequisite
for efficient public transport. More walking and
cycling trips will be made only if trips become
shorter.
Employment Trip length Concentration of workplaces in few employment
density centres increases average trip lengths. A balance of
workplaces and residences in an area leads to
shorter work trips only if travel becomes more
expensive.
Trip frequency Little impact. If destinations are closer, trips are
shorter and more trips are made.
Mode choice Concentration of workplaces in few employment
centres reduces car use if supported by efficient
public transport. More walking and cycling trips
will be made only if trips become shorter.
Neighbourhood Trip length Attractive public spaces and a variety of shops and
design services induce more local trips.
Trip frequency Little impact. If destinations are closer, trips are
shorter and more trips are made.
Mode choice No-detour street layout with pedestrian spaces
and cycling lanes lead to more walking and cycling.
Transport Accessibility Residential Locations with good accessibility to workplaces,
⇓ location shops, education and leisure facilities are more
Land use attractive for residential development. Improving
accessibility locally changes the direction of new
residential development, improving accessibility in
the whole urban area results in more urban sprawl.
Industrial Locations with better accessibility to motorways
location and railway freight terminals are more attractive
for industrial development. Improving
accessibility locally changes the direction of new
industrial development, improving accessibility in
the whole urban area results in more urban sprawl.
Office location Locations with better accessibility to airports,
high-speed rail railway stations and motorways
are more attractive for office development.
Improving accessibility locally changes the
direction of new office development, improving
accessibility in the whole urban area results in
more urban sprawl.
Retail location Locations with better accessibility to customers
and competing retail firms are more attractive
for retail development. Improving accessibility
locally changes the direction of new retail
development, improving accessibility in the whole
urban area results in more urban sprawl.

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Š The impact of transport on land use is gated land used; lack of significant centres;
mediated by a change in the accessibility of and poor street accessibility and also de-
a location. Locations with good accessibility velop an overall sprawl index. New York,
to workplaces, shops, education and leisure San Francisco, Boston and Portland are rela-
facilities are more attractive for residential, tively compact metro areas according to
industrial, office or retail development. Higher this index, while Atlanta, Raleigh-Durham,
accessibility increases the attractiveness of a and Riverside-San Bernardino are sprawled.
location for all types of land uses and so can Studies like these try to characterize urban
increase the probability of the development form for whole metropolitan areas (see also
of multifunctional land use areas. If, however, Bunting et al., 2002) while others focus on
accessibility in the entire metropolitan area is neighbourhood characteristics (for instance
increased, it will result in a more dispersed Srinivasan, 2002; Song and Knaap, 2003).
settlement structure. Some studies are limited to the exercise
In the next section, we will review recent of defining and measuring urban form,
literature on empirical evidence about urban while others also try to relate urban form
sprawl, its major causes and anti-sprawl characteristics quantitatively to outcomes
policies applied in practice. in terms of quality of life and sustainability
of metropolitan development; the most fre-
3. Empirical Evidence quent outcome studied relates to travel
and travel behaviour (for instance Ewing
The debate on compact cities, smart growth
et al., 2002; Srinivasan, 2002; Schwanen,
and urban sprawl has recently generated
2002; Dieleman et al., 2002; these studies
a whole series of empirical studies and
also review the extensive literature on this
publications which try to define and measure
topic). The measurement of urban form is
urban form, identify its major causes and
certainly a field of intense interest now, while
discuss polices aimed to the reduce urban
comparison of urban form across Europe is
sprawl and promote smart growth.
hampered by the lack of a standard definition
of metropolitan region and data for such
Measuring Sprawl
units on this continent.
It is easier to talk in general about urban Galster et al. (2001) and Ewing et al. (2002)
form and sprawl than to ‘wrestle sprawl to point out correctly that it is important in
the ground’, to define and measure these the debate on urban form and sprawl to
concepts as Galster et al., (2001) argue. They distinguish the measurement of the chara-
distinguish and measure eight dimensions cteristics of sprawl from the causes of this
of sprawl, density, continuity, concentration, phenomenon including land use policies,
clustering, centrality, ‘nuclearity’, mixed uses and from the impacts of the development of
and proximity. For thirteen large metropolitan urban form and sprawl such as transportation
areas in the US they develop indicators for outcomes, decline of central cities, the loss of
these dimensions for the pattern of residential open space etc. This distinction is not always
land use. Housing sprawl is relatively mild in present in the literature and this omission
cities such as New York, Chicago, Boston and therefore confuses the argument. Nor is the
also Los Angeles but large in Detroit, Miami distinction between cause and consequence
and Atlanta. Ewing et al. (2002) review similar always easy to make, as we have argued in
studies that try to measure sprawl and also the previous section for land use patterns and
develop their own methodology applied to transport and travel. Yet in this discussion we
eighty-three large metropolitan areas in the will try to focus first on possible causes then
US. They define four (composite) dimensions on possible consequences of the development
of sprawl: low development density; segre- of urban form.

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Causes of Sprawl densities for housing and employment are


on average three times as high in Europe
The factors that lead to deconcentrated than the US, and Stretton (1996) argues that
urban land use, sometimes in the form of Australian cities average about a quarter of
sprawl – low density, single use, strip and the population density of European cities.
leapfrog developments – can be grouped Naturally, European cities are therefore
into two categories (i) general causes relating easier to travel by foot and bike and are
to the general drift of change in developed better served by public transport (Kenworthy
societies, and (ii) government policy, spatial et al., 1999). Similar arguments about general
planning related. Naturally changes in urban causes of changes in urban form and the
form are mostly the result of general changes growth of urban sprawl can be developed for
in Western societies such as the growth demographic, economic and technological
of affluence, economic and demographic change, but that is not the main focus of
change, technological innovation in trans- this article. It is more relevant to review
port systems, and also the history of urban briefly the literature on the influence of
development. In the US, households spend political and spatial planning as a factor in
on average 19 cents of every dollar on the development of urban form and sprawl,
shelter and 18 cents on transportation, the because that is more at the heart of the present
largest items in their household budget debate by both practitioners and academics.
(Surface Transportation Policy Project, 2000).
So, of course, rising affluence is a dominant
Anti-Sprawl Policies
driver in the demand for spacious living and
growing automobile ownership, and in their Many scholars argue that the structure
turn dominant causes of the development of of the political and fiscal system has an
urban deconcentration (Carruthers, 2002). In important impact on the way metropolitan
the Detroit metropolitan area, for example, regions develop (see, for instance, Faludi
the growth of developed urban land of 17 per and Van der Valk, 1994; Williams et al.,
cent between 1990 and 2000, was due mainly 2000; Dieleman et al., 1999; Salet et al., 2003;
(43 pr cent) to lower density residential Abbott, 1997; Carruthers, 2002; Jacobs, 2003
development (SEMCOG, 2003). for reviews of some of this literature and
European countries face similar effects in the main arguments). Jacobs (2003), in an
the rise of affluence in the demand for urban interesting comparison of the Detroit and
space. In The Netherlands, for instance, Nagoya automobile regions, argues that the
average incomes nearly doubled between strong local autonomy, the dominance of
1960 and the present (constant €), and cer- elected local residents in the land use and
tainly were instrumental in generating a zoning decisions, and the financial autonomy
lifestyle in which ownership and use of the of local communities are important factors in
private car and more luxurious and spacious the development of urban sprawl in Detroit.
housing play an important role. Local communities compete with each other
Historical factors also play a role in differ- in attracting businesses, for instance, via tax
ences in urban form and density. Of course, abatements of up to 50 per cent and affluent
European cities are on average much more suburban areas are frequently the winners in
compact than those in the US and Australia, this game. In contrast spatial planning and
because they are much older and partly tax regulations in Japan promote much more
developed in an era when the streetcar interlocal co-operation and service equity, a
and private car were not yet invented (see situation that also seems to apply to many
also section on theories of urban sprawl). European countries (Dieleman et al., 1999;
Kenworthy et al. (1998) show that urban Salet et al., 2003).

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The consistent and long term involvement less racial and socio-economic segregation,
in metropolitan planning by an agency at a reduced travel demand and shorter travel
higher geographical scale than local com- distances, more biking and walking, cost
munities and municipalities has also been savings on infrastructure such as road, water
shown to have a noticeable impact on the and sewer infrastructure, preservation of
development of either urban sprawl or farm land and open space, environmental
more compact urban structure. Carruthers protection and improved health. Just a
(2002) has recently demonstrated that the selection of all the benefits mentioned. The
involvement of the state in spatial plan-ning, Minister of Housing, Spatial Planning and the
which varies widely across the US, may Environment in The Netherlands mentioned
strongly curtail urban sprawl. Or if pro- all these items as arguments for compact
grammes are inconsistent or weakly enforced, city policy and added a few (De Boer,
they may inadvertently contribute to it. In 1997); the cultural climate of cities would be
Europe regional and national governments improved, recreational opportunities would
are often strongly and decisively involved in be enhanced, etc.
urban growth management; in The Nether- Of course it is doubtful that all such
lands for instance the binding national spatial benefits would accrue from land use planning
plans certainly exert a strong influence on only. In the next section we will look at the
how metropolitan areas develop spatially experience with growth management, central
(Schwanen et al., 2004). city development, transport policy and the
But, of course, ultimately the merits of preservation of open space in two prominent
spatial planning policies like compact city examples of anti-sprawl policy, Portland,
planning and most growth measures are in Oregon and the Randstad.
the first place not dependent on whether
or how they can or should be pursued, but 4. Two Case Studies
should be evaluated more in terms of their
beneficial consequences or the lack thereof. There have been many attempts to fight urban
Ewings et al. (2002) argue that a notable sprawl by land use or transport policies or a
feature of the present debate on sprawl is combination of both. The methodological
the lack of attention paid to the avoidance of problem in reviewing these policies lies in
the negative consequences of urban sprawl. the fact that only in few cases have systematic
Some authors strongly doubt whether there before-and-after studies monitoring the
are any benefits at all in terms of quality effects of these policies been conducted. But
of urban life from compact city and smart even where before-and-after studies have
growth planning (Breheny, 1996; Gordon and been attempted, they inevitably suffer from
Richardson, 1997; O’Toole, 2000; Schwanen et the fact that urban systems are continuously
al., 2004). subject to a multitude of concurrent trends
Proponents of such policies usually compile and influences, and that it is almost never
long lists of positive consequences that a possible to relate observed effects to their
certain compact or other ‘smart’ urban form specific causes or to the policies of interest.
might have (for reviews, see for instance, Nevertheless it is possible to review
Knaap, 2002; Williams, 1999; Counsell, 2001; outstanding examples in which particular
Ewings et al., 2002; Urban Land Institute, efforts have been undertaken.
1999). Curtailing sprawl and promoting
compact cities would lead to revitalized North America: Portland
urban communities, repopulation of central
cities, redevelopment of brownfield areas, Seen through European eyes, urban devel-
housing affordability, more social equity and opment in North America is generally con-

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MULTIFUNCTIONAL URBAN LAND USE: A NEW PHENOMENON? A NEW PLANNING CHALLENGE?

sidered to be an example to be avoided. A of the following elements (i) a light-rail


transport system exclusively dependent on transit (LRT) network as the backbone of
cars, declining inner cities, sprawling suburbs regional public transport; (ii) a dense bus
and mushrooming edge cities (Garreau, 1991) network serving as feeder to the LRT stops;
is seen as a consistent expression of the lack and (iii) concentrations of jobs, services and
of planning intervention under the auspices residences at the LRT stops. There are three
of neo-liberal deregulation of economy and types of centre: Mixed-use centres are large
society. new centres with high density and many
However, that image is too simple. Despite workplaces at the main hubs of the LRT
its traditionally weak position of spatial network; Urban TODs are smaller centres
planning, North America has produced a with medium density and a medium share
number of innovative approaches to trans- of workplaces at intermediate LRT stops;
forming the metropolis into a more sus- and Neighborhood TODs are neighbourhood
tainable, more compact and more mixed-use centres with predominantly housing in up to
urban form. The most prominent of these two miles distance from a LRT stop with bus
examples is briefly reviewed here: Portland, feeder transport.
Oregon. With this concept Portland is a model
Portland (population 510,000) is the largest example of what is called smart growth in the
city in the US State of Oregon. Already in US today. Smart growth is not undisputed.
1973 the State of Oregon introduced an urban For its proponents smart growth includes
growth boundary for Portland. The urban urban growth boundaries, park and open
growth boundary defines the area inside of space programmes, transit-oriented develop-
which new urban development is permitted. ment, redirection of ‘highway dollars’ to
Outside the urban growth boundary, only pedestrian and bike lanes, change of taxation
agricultural structures are permitted. The schemes favouring urban sprawl, user fees for
urban growth boundary has to be reviewed new public facilities, urban renewal projects
periodically and it should always include and ecological and disaster protection areas
land for 20 years of development. (Sierra Club, 2001). Its critics see smart
In 1979 the regional planning organization growth rather as an excuse by affluent com-
Portland Metro was introduced by popular munities to prevent immigration of low-
referendum. Metro comprises parts of income households.
three counties with 24 municipalities and a The first line of the Portland LRT, the
population of 1.3 million, and approximately Metropolitan Area Express (MAX), was opened
covers the area of the urban growth boundary. in 1999. At the main completed and planned
To date Metro is the only directly elected MAX stops multifunctional land use centres
regional authority in the United States. Its with medium density and a high proportion
responsibilities include among others regional of office jobs have been developed. Today
land use and transport planning. Stimulated the regional transport authority Tri-Met
by a powerful environmentalist lobby maintains an extended LRT and bus network
organization, the 1000 Friends of Oregon, and in the three counties.
strongly influenced by the emerging ideas of Although urban development is a slow
the New Urbanism movement (Calthorpe, process, the first positive effects can be seen.
1993; Calthorpe and Fulton, 2001), Portland Portland grows in a more compact form
developed after Sacramento and San Diego than other cities in the United Sates. The use
– a new type of urban development, which of public transport has increased by 60 per
is not oriented to the car as the main means cent. Traffic jams are less frequent than in
of transport but on efficient public transport. other American cities. In the MAX corridors,
Transit-Oriented Development (TOD) consists residences and workplaces to the value of

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COMPACT CITY AND URBAN SPRAWL

2.4 billion dollars have been built or are in creasing competition between cities and
the planning stage. More than a quarter of regions caused by globalization, this cannot
all new construction occurs on infill sites in be achieved by voluntary co-operation only
already developed areas. but requires an efficient regional authority
Nevertheless, there is a lively discussion based on majority rule, such as Metro
whether land use constraints imposed by (Abbott, 1997).
urban growth boundaries have negative
impacts on the competitiveness and social
Europe: The Randstad
balance of cities (Song and Knaap, 2003).
One opinion is that urban growth boundaries As Portland often serves as the example
lead to a scarcity of land and higher land of spatial planning efforts towards growth
prices, and favour land owners inside and management in the United States, the same
disadvantage land owners outside the urban is true for the Randstad Holland in Europe
growth boundary (Anas, 1999). It is true that (Faludi and Van der Valk, 1994). The Randstad
inner-city urban renewal projects in Portland is the densely populated western part of The
are mostly directed at medium- and high- Netherlands. This is where all the large cities
income households. House prices and rents of the country, Amsterdam, Rotterdam, The
in Portland almost doubled in the 1990s, and Hague and Utrecht are located, along with a
Portland was rated the ‘least affordable’ city substantial number of smaller cities in range
in the United States in 1997 (Harmon, 1998). of 50,000–100,000 inhabitants (Dieleman, et
Other analysts come to different conclusions. al. 1999). The urban region covers an area of
Porter (1997) showed that land price increases roughly 80 km by 80 km and has some 6.5
in cities with growth management were million inhabitants. The urban centres are
largely caused by increases in attractiveness. located in a distinctive pattern, a horseshoe
Nelson and Peterman (2000) showed that form known as Randstad (‘Ring City’) en-
cities with growth management on average circling a more open agricultural area the
are more successful than cities without, and ‘Green Heart’.
Downs (2002) demonstrated that house prices In 1966, the first concrete formulation of
in Portland have not grown faster than in national spatial planning occurred in the
other comparable metropolitan areas in the Second Report on Physical Planning for The
United States. Netherlands (Van der Burg and Dieleman,
Can Portland be a model for European 2004). It was partly a reaction to the wave
cities? The preconditions for sustainable of suburbanization that occurred between
urban development are much more favour- the mid-1960s and the end of the 1970s in
able in European cities. Population density The Netherlands. There was a real threat
in Europe is about three times as high than that urban sprawl would engulf the Green
in the United States. Europeans travel 60 per Heart. The policy was mainly designed to
cent less per annum than Americans, own channel urban growth into a number of
40 per cent less cars per capita and make designated growth centres (‘concentrated
more than half of all trips in cities on foot deconcentration’) and to prohibit the growth
or by public transport – conditions Portland of small rural settlements. These planning
planners can only dream of. ideas were put into practice successfully
There is one feature, however, in which in the 1970s and early 1980s. Half a million
Portland certainly can serve as a model: people moved into the designated growth
the way it has overcome the competition centres and urban sprawl was stopped
between cities and suburban communities (Dieleman et al., 1999).
for people and jobs. The Portland example Yet, in the course of the 1980s, spatial
demonstrates that, under conditions of in- planning changed track and the policy of

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MULTIFUNCTIONAL URBAN LAND USE: A NEW PHENOMENON? A NEW PLANNING CHALLENGE?

concentrated deconcentration was traded instrument to influence local spatial planning


in for the ‘compact city’ policy. This was policies. And, thirdly, The Netherlands has a
mainly because of concern about the decay very strong regulation by government of the
of the old urban centres, which was partly residential development process. Housing
blamed on the development of the satel-lite policy has consistently been used to support
towns. Under this new policy of the com- spatial planning objectives. It is doubtful
pact city, formulated by the national govern- whether these particular circumstances can
ment in the Fourth Physical Planning Mem- be easily replicated elsewhere.
orandum Extra in 1991, urban growth was Even with the successful implementation
guided into (re)development locations within of urban growth objectives in terms of where
existing cities (brownfield sites) and towards growth should go geographically, the spatial
new greenfield sites directly adjacent to the planning practices of the present are now
built-up areas of larger cities in the Randstad hotly debated in The Netherlands (Hajer and
Holland. This policy is now being imple- Zonneveld, 2000; Van der Burg and Dieleman,
mented and urban growth both in terms 2004; Schwanen et al., 2004). This is mainly
of residences and employment is largely because the supposed merits of compact
occurring on the urban ring of the Randstad city planning, like creating strong and
where it was supposed to occur under the vibrant central cities, stimulating walking,
compact city policy. biking and use of public transit, preserving
Thus the implementation of both the open agricultural and environment space
concentrated deconcentration and compact and guaranteeing decent housing for all
city policies seem to have been successful households, are only partly forthcoming even
to a large extent in the Randstad Holland, with the successful implementation of the
although this is more true for the location spatial growth management objectives. The
of residences than for employment (Van der main merit of the compact city policy seems
Burg and Dieleman, 2004). This is remarkable to be the renewed population growth of the
because administrative fragmentation of urban central cities, albeit that it is mainly due to the
regions has often been a major stumbling arrival of international immigrants. The main
block for the implementation of growth failure seems to be the permanent housing
management. And this fragmentation is shortage, which is at least partly caused by
also true for the Randstad, with the national spatial planning regulations.
government, four provinces and more than
150 municipalities having a say in the
5. Conclusions
spatial planning process. Probably three
specific circumstances facilitated the imple- The analysis in this article has shown that
mentation of spatial planning policies in The in the absence of strong planning inter-
Netherlands. The first is that the national vention at the regional and local level like
government has acted as the strategic plan- in Portland, Oregon and Randstad Holland,
ning authority in close consultation with the the prospects point in the direction of further
lower tiers of government (Faludi and Van urban deconcentration. There are presently
der Valk, 1994). The second is the peculiar more tendencies towards spatial separation
tax system in the country where only 17 of urban functions than spontaneous
per cent of the revenue of municipalities tendencies for new forms of multifunctional,
comes from local taxation and 83 per cent is mixed-use urban settlements, although
channelled through the national state (Van such developments sometimes do occur as
der Burg and Dieleman, 2003). This reduces illustrated for the Transit Oriented Developments
competition between municipalities for urban around the stations of the Portland Metro.
growth and gives the national government an The tendencies of urban deconcentration are

320 BUILT ENVIRONMENT VOL 30 NO 4


COMPACT CITY AND URBAN SPRAWL

not transient phenomena but the consistent in Europe, though difficult to implement,
outcome of long-range and fundamental have the potential to stem urban sprawl
changes in economic conditions, modes of and further growth in car use, as the cases
production and distribution, household of Portland, Oregon and the Randstad
patterns and lifestyles, and transport and illustrate.
communication technology. However, there
is also agreement that even if urban sprawl is
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