Este documento discute la empatía y la compasión. Explica que la empatía implica compartir los sentimientos de otros, ya sean positivos o negativos, mientras que la compasión implica sentir preocupación por el sufrimiento de otros y motivarse para ayudarlos. Mientras que la empatía puede conducir a la angustia empática o al estrés personal, la compasión suele asociarse con emociones positivas y conductas prosociales. Finalmente, el documento analiza las bases neurológicas compartidas entre la experiencia propia
Este documento discute la empatía y la compasión. Explica que la empatía implica compartir los sentimientos de otros, ya sean positivos o negativos, mientras que la compasión implica sentir preocupación por el sufrimiento de otros y motivarse para ayudarlos. Mientras que la empatía puede conducir a la angustia empática o al estrés personal, la compasión suele asociarse con emociones positivas y conductas prosociales. Finalmente, el documento analiza las bases neurológicas compartidas entre la experiencia propia
Este documento discute la empatía y la compasión. Explica que la empatía implica compartir los sentimientos de otros, ya sean positivos o negativos, mientras que la compasión implica sentir preocupación por el sufrimiento de otros y motivarse para ayudarlos. Mientras que la empatía puede conducir a la angustia empática o al estrés personal, la compasión suele asociarse con emociones positivas y conductas prosociales. Finalmente, el documento analiza las bases neurológicas compartidas entre la experiencia propia
compassion Tania Singer1,* and Olga M. Klimecki2,3,4 Compassion Empathic distress
As humans we are a highly social
species: in order to coordinate our Other-related emotion Self-related emotion joint actions and assure successful Positive feelings: e.g., love Negative feelings: e.g., stress communication, we use language skills to explicitly convey information Good health Poor health, burnout to each other, and social abilities such as empathy or perspective Approach & prosocial motivation Withdrawal & non-social behavior taking to infer another person’s Current Biology emotions and mental state. The human cognitive capacity to draw Figure 1. Compassion and empathic distress. Schematic model that differentiates between two empathic reactions to the suffering of others. inferences about other peoples’ beliefs, intentions and thoughts has been termed mentalizing, theory of the potentially very different outcomes distress, which is also referred to as mind or cognitive perspective taking. that empathic or compassionate personal distress; and compassion, This capacity makes it possible, for responses to others’ distress may which is also referred to as empathic instance, to understand that people have, it is of great importance to concern or sympathy (Figure 1). For may have views that differ from our understand which factors determine simplicity, we will refer to empathic own. Conversely, the capacity to the emergence of these different distress and compassion when share the feelings of others is called social emotions and to know more speaking about these two different empathy. Empathy makes it possible about whether and how such families of emotions. While empathy to resonate with others’ positive and emotional responses can be trained refers to our general capacity to negative feelings alike — we can thus and changed. resonate with others’ emotional feel happy when we vicariously share states irrespective of their valence — the joy of others and we can share Psychological perspective positive or negative — empathic the experience of suffering when we Although the concepts of empathy distress refers to a strong aversive empathize with someone in pain. and compassion have existed for and self-oriented response to the Importantly, in empathy one feels with many centuries, their scientific suffering of others, accompanied someone, but one does not confuse study is relatively young. The term by the desire to withdraw from a oneself with the other; that is, one still empathy has its origins in the Greek situation in order to protect oneself knows that the emotion one resonates word ‘empatheia’ (passion), which is from excessive negative feelings. with is the emotion of another. If this composed of ‘en’ (in) and ‘pathos’ Compassion, on the other hand, is self–other distinction is not present, (feeling). The term empathy was conceived as a feeling of concern we speak of emotion contagion, a introduced into the English language for another person’s suffering precursor of empathy that is already following the German notion of which is accompanied by the present in babies. ‘Einfühlung’ (feeling into), which motivation to help. By consequence, While shared happiness certainly originally described resonance with it is associated with approach and is a very pleasant state, the sharing works of art and only later was used prosocial motivation. of suffering can at times be difficult, to describe the resonance between Research by Daniel Batson and especially when the self–other human beings. The term compassion Nancy Eisenberg in the fields of distinction becomes blurred. Such is derived from the Latin origins social and developmental psychology a form of shared distress can be ‘com’ (with/together) and ‘pati’ (to confirmed that people who feel especially challenging for persons suffer); it was introduced into the compassion in a given situation help working in helping professions, such English language through the French more often than people who suffer as doctors, therapists, and nurses. word compassion. In spite of the from empathic distress. Furthermore, In order to prevent an excessive philosophical interest for empathy and Daniel Batsons’ work showed that sharing of suffering that may turn the fundamental role that compassion the extent to which people feel into distress, one may respond to the plays in most religions and secular compassion can, for instance, be suffering of others with compassion. ethics, it was not until the late 20th increased by explicitly instructing In contrast to empathy, compassion century that researchers from social participants to feel with the target does not mean sharing the suffering and developmental psychology person. Interestingly, the capacity to of the other: rather, it is characterized started to study these phenomena feel for another person is not only a by feelings of warmth, concern and scientifically. property of a person or a situation, care for the other, as well as a strong According to this line of but can also be influenced by motivation to improve the other’s psychological research, an empathic training. wellbeing. Compassion is feeling for response to suffering can result in In order to train social emotions like and not feeling with the other. Given two kinds of reactions: empathic compassion, recent psychological Current Biology Vol 24 No 18 R876
repeatedly found evidence for the
existence of such shared neuronal networks (Figure 2). For example, meta-analyses on empathy for pain studies have revealed that a portion of the anterior insula and a specific part of the anterior cingulate cortex were consistently activated, both during the experience of pain as well as when vicariously feeling with the suffering of others. Importantly, the magnitude of these empathy-related activations was modulated by individual differences in the degree to which participants reported having experienced negative feelings while empathizing with the Figure 2. Neural network underlying empathy for pain. other. Although empathy has been Depicted functional neural activations on the right are the result of a meta-analysis based on studied most extensively in the nine fMRI studies investigating empathy for pain. AI, anterior insula; aMCC, anterior middle domain of pain, similar paradigms cingulate cortex; IFG, inferior frontal cortex. Right side of figure reproduced with permission have also been used for the study from Lamm et al. (2011). of touch, disgust, taste or social rewards. Depending on the emotion in research has increasingly made use pure altruistic helping as opposed question, such shared networks were of meditation-related techniques to reciprocity-based helping. This observed in somatosensory cortex that foster feelings of benevolence indicates that compassion training for vicarious neutral touch, medial and kindness. The most widely used especially increases prosocial orbitofrontal cortex for vicarious technique is called ‘loving kindness motivation rather than just norm- pleasant touch, ventral striatum for training’. This form of mental practice adherence. shared social rewards and parts of the is carried out in silence and relies on anterior insula when empathizing with the cultivation of friendliness towards A neuroscientific perspective on taste and disgust. a series of imagined persons. One empathy After having established this basic would usually start the practice by This purely behavioral psychological neural mechanism underlying our visualizing a person one feels very research is more and more supported ability to share feelings with others, close to and then gradually extend and extended by recent findings from a second generation of empathy the feeling of kindness towards social neuroscience. Some years studies — again mostly focusing on others, including strangers and, at ago, this relatively new discipline vicarious pain — has investigated the a later stage, also people one has embarked on the investigation of modulation of such empathic brain difficulties with. Ultimately, this social emotions such as empathy responses by various factors. Indeed, practice aims at cultivating feelings and compassion and their plasticity. the results reveal that empathic brain of benevolence towards all human A multitude of neuroimaging responses are modulated by factors beings. studies using functional magnetic that range from person-specific Using this kind of training, resonance imaging (fMRI) has, for characteristics, such as gender, researchers around Barbara example, shown that empathizing to context-specific factors. For Fredrickson have shown that several with another person’s feelings relies example, in several fMRI studies in weeks of regular compassion training on the activation of neural networks our lab we could show that perceived can have a beneficial impact on self- that also support the first-person group membership or fairness of reported feelings of positive affect, experience of these feelings. another person matters for how much personal resources, and well-being A very prominent way to study empathy one will actually experience during everyday life. Interestingly, such ‘shared neuronal networks’ for the other. Thus, witnessing the the beneficial effects of compassion underlying empathic experiences suffering of a perceived in-group training are not limited to the person is the domain of pain. In such member (same football team) or who is training, but can also benefit ‘empathy for pain paradigms’, of someone who played fairly in others. More recent research in our scanned participants typically either economic games beforehand evoked lab has shown that participants receive painful stimulation to body more pronounced empathy-related who undergo loving kindness and parts themselves or are presented anterior insula activations than when compassion training increased their with pictures or cues that indicate witnessing an unfair person or an helping rates towards strangers in that another person is currently out-group member (rival football a computer game when compared experiencing pain. By then comparing team) suffering pain. Importantly, the to an active memory control group. the brain activations that are elicited magnitude of the empathy-related Interestingly, the amount of time by the first-hand experience of pain signal in the anterior insula predicted participants practiced compassion with those purely elicited by the the extent to which participants predicted how much a certain type of vicarious observation of another later engaged in altruistic helping helping behavior increased, namely person in pain, researchers have behavior. Special Issue R877
Plasticity of the socio-emotional A
brain Despite existing psychological findings suggesting the possibility of aMCC
transforming social emotions through
GP training, it was only very recently that Put AI VS neuroscience began to investigate Compassion network NAcc sgACC mOFC the neural plasticity underlying our VTA Empathy for pain network SN capacity for empathy and compassion (Figure 3A). As usual in plasticity research, one begins with cross- B VTA, SN mOFC GP, Put sectional studies which compare Compassion experts in a given field to novices. In group Compassion the case of studying the malleability of the compassionate brain, the Memory group Memory experts were long-term meditators that had trained compassion over Time x = 10 x=8 x=2 x=2 many years. The results of a study Pre Training 1 Post 1 conducted by Antoine Lutz and Measurement Measurement Richard Davidson revealed that when exposed to distressing sounds, C AI aMCC sgACC mOFC AI VS, NAcc expert meditators reveal increased activations in middle insula as compared to novice meditators. These studies were then followed by longitudinal designs in which meditation-naïve subjects underwent -43 -32 -10 8 12 32 44 52 18 short-term training of affective Empathy Compassion Overlaps with empathy meta-analysis capacities. In a series of studies performed Affect in our lab, for example, the brains group Empathy Compassion of meditation-naïve participants were scanned before and after Memory Memory Memory they underwent either empathy or group compassion training. During the Time scanning, participants were watching Pre Post 1 Post 2 Training 1 Training 2 short film excerpts depicting others’ Measurement Measurement Measurement suffering. Throughout the experiment, Current Biology participants provided self-reports on their feelings in response to each Figure 3. Differential neural networks for empathy and compassion. of these film clips. These studies (A) Training compassion or empathy leads to differential plasticity in neural networks. (B) Com- revealed that, in comparison to a passion training compared to memory training augments activations in ventral tegmental area/ memory control group, short-term substantia nigra (VTA/SN), medial orbitofrontal cortex (mOFC), and striatum, the latter span- ning globus pallidus (GP) and putamen (Put). (C) Empathy training (in blue) leads to increased compassion training of several days activations in anterior insula (AI) and anterior middle cingulate cortex (aMCC), while subse- was able to increase positive affect quent compassion training (in red) augments activations in medial orbitofrontal cortex (mOFC), and activations in a neural network subgenual anterior cingulate cortex (sgACC) and the ventral striatum/nucleus accumbens (VS, usually related to positive emotions NAcc). Original brain data in (B) and (C) adapted with permission from Klimecki et al. (2013). (spanning medial orbitofrontal cortex and striatum; Figure 3B). This finding differs from plasticity involved in affect. In line with previous results, underlines the malleability of social compassion training, we conducted compassion training again led to emotions as it shows that a short- another longitudinal study in which an increase in a non-overlapping term compassion training of several participants first engaged in empathy brain network, including medial days can foster positive feelings and training before receiving compassion orbitofrontal cortex and ventral related brain activations, even when training in a second step (Figure 3C). striatum (Figure 3C). The comparison persons are exposed to the distress This study revealed that several of the effects of both training regimes of others. days of empathy training led to an on observed functional brain plasticity Interestingly, this compassion- activation increase in insula and thus indicates that empathy and related brain network differed from anterior middle cingulate cortex, compassion training indeed elicited the above-mentioned networks as well as to an increase in self- changes in differential brain networks implicated in empathy for pain reported negative affect. In contrast, associated with opposed patterns in (encompassing anterior insula and subsequent compassion training in experienced affect. anterior middle cingulate cortex). In the same participants could reverse Taken together, these results order to formally compare whether this effect by decreasing negative underline the important distinction plasticity involved in empathy training affect and increasing positive between empathy and compassion, Current Biology Vol 24 No 18 R878
both on a psychological and
neurological level. Accordingly, neuroscience research may be able to determine critical periods throughout Cochlear implants exposure to the distress and suffering ontogeny which indicate when it is of others can lead to two different best to teach these socially relevant Olivier Macherey1,* emotional reactions. Empathic skills during development. Such and Robert P. Carlyon2 distress, on the one hand, results in knowledge could help to assure negative feelings and is associated an effective education fostering Cochlear implants are the first with withdrawal. When experienced subjective wellbeing, adaptive example of a neural prosthesis that chronically, empathic distress most emotion-regulation, meaningful can substitute a sensory organ: they likely gives rise to negative health relationships and human prosociality. bypass the malfunctioning auditory outcomes. On the other hand, periphery of profoundly-deaf people compassionate responses are based Further reading to electrically stimulate their auditory on positive, other-oriented feelings Batson, C.D. (2009). These things called empathy: nerve. The history of cochlear eight related but distinct phenomena. In The and the activation of prosocial Social Neuroscience of Empathy, J. Decety implants dates back to 1957, when motivation and behavior. Given the and W. Ickes, eds. (Cambridge: MIT Press), Djourno and Eyriès managed, for the potentially detrimental effects of pp. 3–15. first time, to elicit sound sensations de Vignemont, F., and Singer, T. (2006). The empathic distress, the finding of empathic brain: how, when and why? Trends in a deaf listener using an electrode existing plasticity of adaptive social Cogn. Sci. 10, 435–441. implanted in his inner ear. Since Eisenberg, N. (2000). Emotion, regulation, and emotions is encouraging, especially moral development. Annu. Rev. Psychol. 51, then, considerable technological as compassion training not only 665–697. and scientific advances have been promotes prosocial behavior, but Fredrickson, B.L., Cohn, M.A., Coffey, K.A., Pek, J., made. Worldwide, more than 300,000 and Finkel, S.M. (2008). Open hearts build lives: also augments positive affect and positive emotions, induced through loving- deaf people have been fitted with a resilience, which in turn fosters better kindness meditation, build consequential cochlear implant; it has become a personal resources. J. Pers. Soc. Psychol. 95, coping with stressful situations. 1045–1062. standard clinical procedure for born- This opens up many opportunities Frith, C.D., and Frith, U. (2006). The neural basis of deaf children and its success has for the targeted development of mentalizing. Neuron 50, 531–534. led over the years to relaxed patient Hein, G., Silani, G., Preuschoff, K., Batson, C.D., adaptive social emotions and and Singer, T. (2010). Neural responses to selection criteria; for example, it is motivation, which can be particularly ingroup and outgroup members’ suffering now not uncommon to see people predict individual differences in costly helping. beneficial for persons working in Neuron 68, 149–160. with significant residual hearing helping professions or in stressful Klimecki, O.M., Leiberg, S., Lamm, C., and undergoing implantation. Although environments in general. Singer, T. (2013). Functional neural plasticity the ability to make sense of sounds and associated changes in positive affect after compassion training. Cereb. Cortex 23, varies widely among the implanted Future outlook 1552–1561. population, many cochlear implant Klimecki, O.M., Leiberg, S., Ricard, M., and Despite these recent advances in Singer, T. (2014). Differential pattern of listeners can use the telephone and the neuroscientific study of social functional brain plasticity after compassion and follow auditory-only conversations in phenomena such as empathy and empathy training. Soc. Cogn. Affect. Neurosci. quiet environments. 9, 873–879. compassion and their plasticity, Lamm, C., Decety, J., and Singer, T. (2011). Meta- The core functions of a cochlear many questions remain to be analytic evidence for common and distinct implant are to convert the input neural networks associated with directly answered. Currently, researchers are experienced pain and empathy for pain. sounds into meaningful electrical investigating the longer-term effects Neuroimage 54, 2492–2502. stimulation patterns, and then to of different types of such socio- Leiberg, S., Klimecki, O., and Singer, T. (2011). deliver these patterns to the auditory Short-term compassion training increases affective training techniques, focusing prosocial behavior in a newly developed nerve fibers. In this primer, we shall not only on their effect on functional prosocial game. PLoS One 6, e17798. describe how these two steps are Lutz, A., Brefczynski-Lewis, J., Johnstone, T., and brain plasticity but also on changes Davidson, R.J. (2008). Regulation of the neural performed, show how the original in brain structure, health-related circuitry of emotion by compassion meditation: information present in the sounds is variables (stress hormones, immune Effects of meditative expertise. PLoS One 3, degraded as a result of both device e1897. parameters, neurogenetic markers) Singer, T. (2012). The past, present and future of and sensory limitations, and discuss as well as ecologically valid everyday social neuroscience: a European perspective. current research trends aiming Neuroimage 61, 437–449. behavior and cognition (thoughts, Singer, T., Seymour, B., O’Doherty, J., Kaube, H., to improve speech perception, prosocial actions, relationships to Dolan, R.J., and Frith, C.D. (2004). Empathy particularly in challenging listening others). for pain involves the affective but not sensory conditions. components of pain. Science 303, 1157–1162. Longitudinal follow-up studies will also have to determine how long Normal and impaired hearing such beneficial changes can be ¹Max Planck Institute for Human Cognitive In normal hearing, sound pressure and Brain Sciences, Department of Social maintained and how these changes Neuroscience, Leipzig, Germany. ²Swiss waves travel down the ear canal and can be sustained. In addition, future Center for Affective Sciences, University of cause the eardrum to vibrate. These research is needed to delineate Geneva, Switzerland. ³Laboratory for the vibrations are directly transmitted in more detail the neurobiological Study of Emotion Elicitation and Expression, to the entrance of the cochlea by mechanisms underlying the Department of Psychology, University the small bones of the middle ear differential changes observed after of Geneva, Switzerland. 4Laboratory for (Figure 1). The cochlea is responsible Behavioral Neurology and Imaging of empathy and compassion training. Cognition, Department of Neuroscience, for transducing these mechanical One such question relates to the Medical School, University of Geneva, vibrations into action potentials that neurotransmitters that are involved. Switzerland. will further propagate towards the And finally, future developmental *E-mail: singer@cbs.mpg.de brain and eventually elicit a sound
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