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0. E. BALJE
Engineering Consultant,
Hollywood, Calif.
Fart A—Similarity Relations and Desk
Mem. A S M E
Only four parameters are needed to describe the characteristics of turbomachines com-
pletely. This concept is used to present maximum obtainable efficiencies and the
optimum design geometry of turbines as function of specific speed, specific diameter,
Mach number, and Reynolds number, based on the state-of-the-art knowledge. Addi-
tionally, other aspects such as unit weight and rotor stresses are discussed. Some of
the information is preliminary because of limited information on loss relations for tur-
bines, particularly at low Reynolds number and high Mach numbers.
Introduction the form of specific speed N , and its correlate, specific diameter
D, [2],
E V E R A L characteristic values are commonly used An interesting aspect of the specific diameter Ds is that this
for defining significant performance criteria of turbomachines, value represents a critical dimension of the turbomachine, the
such as turbine velocity ratio u/co, pressure coefficient qad, flow rotor diameter; i.e., introduces a geometry-value into the
factor ip, specific speed Ars, Reynolds number Re, Mach number similarity concept. This is a slight departure from the "classical"
M , and so on. Each of these parameters represents important concept which uses velocity ratios (such as M/C0 and if>*) as parame-
aspects and is used to express, in a dimensionless form, significant ters. The fact that now the geometry of the turbomachine is
criteria. Similarity considerations [l] 1 show that actually only directly represented in the similarity concept is a distinct ad-
four parameters are needed to describe completely the charac- vantage since it offers the opportunity to recognize relations for
teristics of turbomachines handling compressible medii; namely, the optimum channel geometry rather readily, by expressing op-
the Mach number, the Reynolds number, and two characteristic timum geometrical values in terms of Ds. This concept is used
velocity ratios. These velocity ratios can either be the flow factor to present the available information on turbine-performance data
and turbine-velocity ratio or equivalent values. Practical con- in convenient design diagrams which show the maximum ob-
siderations, dealing with the design aspect of turbomachines, tainable efficiency together with optimum design geometry.
would indicate that parameters which contain the rotative speed Such an undertaking is necessarily presumptuous since the
and rotor diameter would be desirable terms for the equivalent knowledge of the interrelation between geometry and losses is
values. Such values can be provided bj' the similarity concept in still incomplete and in many cases very little explored; e.g.,
Reynolds-number and Mach-numbcr influences. Thus many of
1 N u m b e r s in brackets designate References at end of paper. the presented diagrams have to be labeled preliminary. The
C o n t r i b u t e d b y the Gas T u r b i n e P o w e r Division and presented systematic study of the available information on losses, how-
at the Winter Annual M e e t i n g , N e w Y o r k , N . Y . , N o v e m b e r 2 7 - D e -
ever, did indicate some interesting trends and contributed con-
eember 2, 1960, of THE AMERICAN SOCIETY OF MECHANICAL EN-
GINEERS. M a n u s c r i p t received at A S M E Headquarters, August 29, siderably to improve the state of the art in the low-specific-speed
1900. Paper N o . 6 0 — W A - 2 3 0 . regime. Hence this study may be considered a first attempt to
'Nomenclature
A = area, ft 2 II = head, f t T = temperature, deg R, torque, ft-lb
a = arc of admission, ft h = blade heights, ft t = blade pitch, ft; time, sec
a* — cutter diameter, ft HP = horsepower, hp u = peripheral speed, fps
B = length to diameter ratio of rotor ./ = mechanical equivalent of heat, V = volume flow, ft 3 /sec
Btu/ft-lb w = weight flow, lb/sec
C chord length, f t
K, k = coefficient w — relative velocity, ft/sec
r = absolute velocity, ft/sec
I = rotor length, ft X = ratio of free area to swept area
Co = spouting velocity M = Mach number X = Reynolds number exponent
cv = specific heat at constant pressure, N = rotative speed, rpm Y = pressure-ratio function
B t u / l b deg F n = number of stages y = percentage of total head ex-
D •
rotor diameter, ft V = pressure, l b / f t 2 panded in first stage
r radius z coefficient as defined in equation
D*
= =
= equivalent hydraulic diameter, ft
R gas constant, f t / d e g F (16)
F force, lb _
Re a absolute angle
=
Reynolds number =
G = weight, lb S = stress factor P = relative angle
(I = gravitational constant, ft/sec 2 s = tip clearance, ft (Continued on next page)
NIP (6a)
Z L (gH, d) V< (!/ff„d) V ! 30
(3)
F3-, N.D-
and for the specific diameter
and from equation (2)
gad NW*
d. = (8a)
= Fa'/'
(4)
ifad-» ~ N*D*
For convenience, and in keeping with specific speed data com-
Solving equations (3) and (4) for the rotor diameter D, assuming monly found in the literature, the definitions given in equations
that the characteristic values of the standard turbine are unity (6) and (8) are used in this paper.
(Fa-, = fl„d-, = 1) it follows Further analysis makes it evident that the terms specific speed
— Nomenclature
fi* = coefficient <p* = gulp factor opt = optimum
7 = specific weight, lb/ft 3 — velocity coefficient P — partial admission
A/3 = deflection angle — nozzle flow coefficient R — rotor
5 = degree of admission co = angular velocity S = cavitation suppression
<5* = percentage of viscous losses s = specific, sound
Subscripts st = static
£ = loss coefficient
ad = adiabatic T = turbine
6 = diameter ratio
D = diffuser t = total
i/ — efficiency tk = tank
fr = friction
X = leakage rate u = in peripheral direction
h = hydraulic, hub
/u = dynamic viscosity, l b / f t sec w = wheel disk
id = ideal
a = stress, lb/ft 2 1 = inlet of machine
I = leakage 2 = before turbine rotor
k = ratio of specific heats M = material 3 = outlet of machine
p = degree of reaction m = meridional I = first stage
ip = flow factor N — nozzle II = second stage
V
,=
diameter. This relation reads for full-admission turbines
ND3
_y_
=
V
(6-2 -
240
eh 1
(1.3)
the optimum geometrj' and, consequently, the maximum ob-
tainable efficiency is found as function of Ars and Da for constant
values of Re and M. This information can then be presented in
a two-dimensional Af s D s -diagram, showing lines of constant ef-
These comments indicate that the terms Ns and Da are not ficiency and lines for the optimum geometry. Additionally, such
really " n e w " parameters, but merely a restatement of well- a diagram can show lines of constant turbine-velocity ratio
established characteristic values in terms of rotative speed and which, according to equation (11) have a slope of one-to-one in a
rotor diameter. Actually, the specific-speed criterion has been logarithmic A r s D s -diagram, and lines of constant gulp factor which
used widely in pumps and water turbines; i.e., machines handling have a slope of tliree-to-one, according to equation (13).
-Vr* K - 1
(1 - -OYM*(VI/V*)
with YR representing the1turbine-expansion
1 - r ratio
(10)
Optimization Analysis for Axial Impulse Turbines
Full-Admission Designs. Fig. 1 shows a typical velocity triangle
where the following notations are used: c denotes absolute veloci-
ties, w denotes the relative velocities, u denotes wheel speed,
subscript 2 refers to the inlet of the rotor and subscript 3 to the
YT = 1 - (17) exit of the rotor. A typical approach to the performance analysis
is to consider the force F which is exerted by the velocity vectors
and ij/* denoting a nozzle flow coefficient which, for a choked on the rotor. This relation reads for axial turbines:
nozzle, becomes a constant (depending on k exclusively) and which
for subsonic-nozzle velocities follows the relation IF
F = - (cti-2 + c„- 3 ) (20)
(I
C%AOMISSION
3% ADMISSION
^ man
..oi"1
f
/
.4 .6 I
4 4 6 10 20 40 60 IOO
NS
g. 6 C o m p a r i s o n of turbine efficiencies
(!)
— = sill 2 a « It is, therefore, possible to convert the efficiency ?j quoted in Fig. 4
to the efficiency ? b y considering the lines of cs/co = const. In
applying equation (36) it is found that considerably higher turbine
AJSDS - y i - 2 — + 2
D efficiencies rresult and that lines of r]t = const have a maximum
y sin cot ft at larger specific speeds and smaller specific diameters than lines of
154
i] = const (see Fig. 14). It is to be noted that the 17,-values re-
sulting from equation (36) and Fig. 4 are not necessarily maxi-
These lines show that in the optimum-efficiency regime (c'3/co)2 = mum possible values since the optimization was performed for
V DENOTES E F F I C I E N C Y R E L A T E D
TO STATIC E X H A U S T P R E S S U R E
ANO TOTAL INLET P R E S S U R E
3 .6 I 3 6 10
"S
Fig. 4 NsDs-diagrums for single-stage, full-admission, axial-impulse turbines
haust, for the maximum efficiency conditions. For specific It is interesting to observe that the optimum h/D-value depends
diameters which are different from D„- o p t , a certain amount of mainly on the specific diameter, as it was the case for full-admis-
exhaust swirl exists (a 3 ± 90°). sion impulse turbines, equation (31). It is to be noted that
It is evident from Fig. 4 that extremely small blade heights are equation (39) is only rigorous for cases where the density ratio
required for obtaining maximum efficiencies at low specific 7 2 / 7 3 is unity. Actually, this ratio depends 011 the nozzle effi-
speeds. This also means that small rim clearances s are required. ciency, the bucket efficienc}', the turbine efficiency, and the y-fac-
For large clearances the efficiencies have to be corrected by tor, yielding 72/73-values which differ somewhat from unity.
For most cases, however, this difference is sufficiently small
1.5 s / 2 sin 2ft and can be neglected. Even in cases where the density ratio dif-
1 - fers by as much as 30 per cent from unity, a correction of equation
1 + h/s
(39) appears to be unwarranted, clue to the approximate nature
(references [8, 9]), i.e., can be considerably smaller than quoted of equation (37). With equation (39) the relation for the maxi-
in Fig. 4 (see also Fig. 11). In these cases partial-admission tur- mum hydraulic efficiency of partial-admission turbines reads
bines promise a better solution. This turbine type shows the
additional advantage that even higher efficiencies are obtainable
Vh-p = 1 + 1 - 0.228 1 A
at low specific speeds than quoted in Fig. 4. 77 90
Partial-Admission Designs. In order to optimize the design geome-
try of partial-admission turbines a procedure is applied which 1 — V sin
si a-2 si 1 1 2 f t V2g
sm p 3
is similar to the technique described before. The main difference
is that the rotor velocity coefficient 1pR~P for partial-admission NSDS
\pN cos a'-> (40)
turbines is smaller than for full-admission turbines [10] and can 154
be expressed by the approximate relation
i.e., i)h is again a unique function of the similarity parameters.
'Pit-p = in ( 1 - (37) Equation (40) can now be expanded to express the shaft efficiency
2a by accounting for the wheel-disk friction, pumping and scavenging
losses, so that A' S D,-diagrams can be calculated for optimized
when t denotes the blade pitch and a the extension of the nozzle
designs [8]. A typical diagram is shown in Fig. 5, which again
arc, Fig. 1. The ratio t/2a in equation (37) can again be ex-
shows lines of the optimum /i/D-values, constant (c 3 /c 0 ) 2 -values,
pressed by the similarity parameters yielding
constant a 3 -values, and additionally lines of constant degree of ad-
a• mission 5. The trends are similar as in full-admission designs;
J_
D, 2 sin a-2# , v V2| ~D
7-2 namely, increasing specific diameters and decreasing blade heights
(38) are required for obtaining maximum efficiencies with decreasing
2a 2 sin (3273
specific speeds. Additionally, decreasing degrees of admission
when 72/73 denotes the densitj' ratio across the rotor. Introduc- are desired with decreasing specific speeds. Fig. 5 is calculated
I 3 6 1 3
Re > 105
dj'ie*
Fig. 5 N.Di-diagram for single-stage, partial-admission, axial turbines with a * / D = 0.01
^ man
..oi"1
f
/
.4 .6 I
4 4 6 10 20 40 60 IOO
NS
g. 6 C o m p a r i s o n of turbine efficiencies
Re 0 Re0
7) = r)0 (1 - 5*) + 5* - 5* 1
Re Re
(45)
RJ IC
liub
1o ^ ^ r/ —
"L
K = 1.3
<*2 = 16'
Ds-opt), Fig. 11. This diagram also shows the required h/D- times the clearance for the same leakage loss. Hence the choice
values which are of particular significance for this comparison. of the optimum turbine tj'pe in the specific-speed regime be-
Fig. 11 indicates that at specific speeds below 25 the partial-ad- tween 8 and 15 depends on the a*/D-value; i.e., blade number as
mission turbine obtains higher maximum efficiencies than the full- well as the allowable radial clearance. Thus turbines operating
admission turbine when «*/jD-values of 0.01 can be realized. For with high-temperature gases and consequently requiring large
larger a*/£)-values the crossover occurs at lower specific speeds. radial clearances will preferably be designed for partial admission
Another aspect is revealed when the h/D-values are reviewed for in this regime.
the different turbine types. It is apparent from Fig. 11 that a
comparatively small blade length results, amounting to 3 per cent
of the turbine diameter at a specific speed of 15 and to about 1 Axial, Reaction-Type Turbines
per cent of the turbine diameter at a specific speed of 10 for the The ArsDs-diagrams presented so far have been computed on
full-admission turbine. In contrast the partial-admission turbine the basis of a loss analysis. This procedure presumes that suf-
has an optimum blade length of 14 per cent of the rotor diameter ficiently exact relations for the component losses can be estab-
at a specific speed of 15 and (3 per cent of the rotor diameter at a lished. This is generally true for subsonic impulse-type turbines,
specific speed of 10. This difference is of importance for un- but not necessarily for reaction-type turbines, since for this tur-
shrouded rotor designs, since the tip leakage loss is a function of bine type, particularly in designs which require comparatively
the /i/D-value for given clearance ratios s/D as indicated in Fig. long blades, a three-dimensional flow exists which makes the op-
12 (computed from [8]), meaning that extremely small clearances timization technique cumbersome. It may be expected that the
of s/D = 5/10,000 will be required for efficient full-admission single-streamline concept, used so far, will not yield data of suf-
turbines in the specific-speed range below 15, whereas partial- ficient accuracy for reaction-type turbines, i.e., for optimized de-
admission turbines in this operating regime can afford about 3 to 4 signs in the large specific-speed regime. Actually, this reservation
is also valid for impulse turbines with large /i/D-values; i.e., for
full-admission impulse turbines when Ds < 0.9 and partial-admis-
Multistage Axial Turbines
sion turbines with Ds < 2. It might, therefore, be attempted to The iVs-Ds-diagrams can also be used for calculating the per-
use a somewhat different procedure for obtaining ATSDS-diagrams formance and design criteria for multistage arrangements. This
for axial, reaction turbines. This approach is to use available becomes evident if it is considered that the specific speed and
test data on efficiencies of turbines and to convert this informa- specific-diameter of the different stages (I, II) are directly in-
tion to jV s D s -values and thus to arrive at lines of constant ef- terrelated, namely,
ficiencies. This process is only feasible when the available test
data cover a sufficient spread of specific speeds and by considering AVi Ni ( Yn V/4(l - i?iFi)v
(1 - Fu)2**-1' (47)
the peak efficiencies of the different turbines exclusively. These JV,-II Arh \ F, / V l - I?iFI
data can then be extrapolated by the following argument:
and
Equation (26) indicates that for a given design geometry, i.e.,
given ft, and p-values (since p determines also the incidence- D,-1 fli ( Yi \ ' A V l - VuYu
free inlet angle ft) the hydraulic efficiency is a function of the (48)
Dr Di YuJ (l-7)i F,)'/4
turbine-velocity ratio. By writing equation (12) in the form (1 - FIT) '*2 -1
'
q DENOTES EFFICIENCY
RELATED TO 8TATIC EX-
HAUGT PRESSURE ABO
TOTAL 1MLET PRE88URE.
n/VT
»s • N• rpm
Hod —T
% V« ft3/«oc
Hod n ft Ib/H
D Hod **
0 . II YR
/vj
Fig. 19 Effect of v e l o c i t y coefficients on
turbine h y d r a u l i c efficiency
I !
3 6 10 30 60 100 Ng 300
Fig. 16 C a l c u l a t e d N , D 6 - d i a g r a m for s i n g l e - s t a g e r a d i a l turbines
Stress Considerations 1
Important considerations in the selection of the turbine-wheel
design are the disk stresses. These are for similar wheels a func-
tion of the wheel-tip speed [14, 15] and the specific weight y M of
the rotor material. Similarity considerations indicate that the
stress tr follows the relation
Tit
<t = Sll2 (51)
Fig. 2 0 A p p r o x i m a t e values for characteristic stress factor
(I
="
Co
u= 1 6 0 0 ft/ooc __
3000 ^-"^mifcqcL ZL _ _ [ _
Tgaa
Yi
when the length L in equation (55) is expressed as percentage of when Hit denotes the head loss due to wall friction
the rotor diameter by writing L = BD, and when X denotes the
o,2 V2
leakage rate
Hf r = — ? (65)
Taw TmttN V =
H id = (60)
W 30Fk7„ 2 ft/fc,
,c0/ B( 1 - e"
when 2'id denotes the torque which is exerted by the airflow on the
lobes. For T\i it holds 12 1+B + - ) k .
D
Vi P3
1 + 1 1 Co- J, 16(1 - e" 2 ). {u/co)XB
2ApLr dr =
=
I D3B{ 1 - e~2) (61)
(68)
k — 1 T \ ' 1 — f]YT
fe. =
l - in/Pi
((59)
r
Ps/Vi
h = 2;, YT I ( 1
k - 1 1 - 7]Y
Equation (68) reveals that the efficiency depends on the velocity L/o
ratio it/ct, the pressure ratio, and the geometry as expressed by the
Fig. 2 6 A p p r o x i m a t e values for weight factor of rotary-displacement
X and B-factors. If it is now considered that the A* and B-factors machines
are interrelated with specific diameter and specific speed as indi-
cated by equation (57), and that the velocity ratio u/c0 is also a paratively large for large pressure ratios in "displacement"
function of Nt and D, as indicated by equation (11), it becomes machines representing sudden expansion losses in addition to the
apparent that the efficiency of rotary-displacement machines is a friction losses, but smaller in true "expansion" machines.
unique function of the similarity parameters N, and D, and that Due to the lack of detailed information on the different loss co-
the leakage relations are mainly responsible for this result. This efficients in rotary-displacement machines, no detailed per-
then means that lines of constant efficiencies can be plotted in an formance diagrams of this machine type are presented. It ap-
iYjDj-diagram together with lines for the optimum geometry. pears, however, feasible to indicate from the available per-
Hence the similarity concept developed for turbomac-hincs is also formance data of this machine type in conjunction with equation
directly applicable for rotary-displacement machines and has equal (68) the approximate operating regime for rotary-displacement
significance for both machine types. Tt is, however, to be noted devices. These lines necessarily are preliminary and merely serve
that the pressure ratio is more critical in displacement machines to indicate in a somewhat generalized form the most feasible
than in turbines so that an jV s D s -diagram for displacement operating regime of rotary-displacement machines. A typical
machines usually is valid only for a narrow range of pressure diagram is shown in Fig. 25, indicating that displacement ma-
ratios. This is particularly true for compressible media, since chines cover the low-specific-speed regime extremely well and are
the maximum obtainable efficiency depends to a major degree on efficiencywise superior in this regime to single-stage turbines.
the type of expansion process which can be utilized in the machine; Considering only the maximum obtainable efficiency (D,-opt) as
i.e., to which degree the full expansion energy (in contrast to the function of specific speed, it is found that the rotary-displacement
displacement energy) is utilized. This can be expressed in equa- machine exhibits about the same efficiency as the pressure-staged,
tion (68) by the loss coefficient J, meaning that J will be com- single-disk turbine at, however, specific diameter and conse-