You are on page 1of 10

See discussions, stats, and author profiles for this publication at: https://www.researchgate.

net/publication/275639013

Vehicle Operating, Accident and User Time Costs in Pavement


Management Systems: Approach for Portuguese Conditions

Article · January 2011

CITATIONS READS

4 88

3 authors:

Bertha Maria Batista Santos Luis Picado Santos


Universidade da Beira Interior University of Lisbon
30 PUBLICATIONS   56 CITATIONS    199 PUBLICATIONS   704 CITATIONS   

SEE PROFILE SEE PROFILE

Victor Cavaleiro
Universidade da Beira Interior
38 PUBLICATIONS   66 CITATIONS   

SEE PROFILE

Some of the authors of this publication are also working on these related projects:

Road User Costs View project

Development of a new SMA mixture for South african countries View project

All content following this page was uploaded by Luis Picado Santos on 29 April 2015.

The user has requested enhancement of the downloaded file.


Aug. 2011, Volume 5, No. 8 (Serial No. 45), pp. 723-731
Journal of Civil Engineering and Architecture, ISSN 1934-7359, USA
D DAVID PUBLISHING

Vehicle Operating, Accident and User Time Costs in


Pavement Management Systems: Approach for
Portuguese Conditions

Bertha Maria Batista dos Santos1, Luís Guilherme de Picado Santos2 and Victor Manuel Pissarra Cavaleiro1
1. Department of Civil Engineering and Architecture, University of Beira Interior, Covilha 6200-001, Portugal
2. Department of Civil Engineering and Architecture, IST, Technical University of Lisbon, Lisbon 1049-001, Portugal

Abstract: This paper presents a description and analysis of the most important models to predict each of the Road User Costs
components (Vehicle Operating Costs, Accident Costs and Value of Time) and proposes a model for estimating RUC components
suitable for the Portuguese road network. These results are part of a research which aimed to obtain a Road User Cost Model to be used
as a tool in road management systems. This model is different from other models by the fact that it includes a simple formulation that
allows calibration and calculation of cost parameters, for any year, in a simple and fast way, providing trustworthy results. The required
data is already available in Portuguese institutions, allowing periodic revision of cost parameters to insure accuracy.

Key words: Costs, pavement management systems, time, traffic accidents, vehicle operations.

considered a good example of an application and


1. Introduction 
calibration of an existing model.
1.1 Review of the Most Important RUC Models The COst Benefit Analysis (COBA) [4] is used in
the evaluation of Trunk Road schemes in England,
Several models are available for estimating Road
Wales and Northern Ireland and presents a simple
User Costs (RUC). Brief descriptions of the ones
RUC formulation. Nevertheless, it has a very careful
studied for conceptual basis of a Portuguese model are
definition of the constants and selected parameters to
presented below.
achieve adaptation to local characteristics, especially
The World Bank HDM-RUE–“Modeling Road
in the appraisal of fuel, accidents and value of time
User and Environmental Effects in HDM-4” [1, 2],
costs.
considered as a reference, is a model that allows the
In the USA, The Manual “Techniques for Manually
calculation of the most important RUC components
Estimating Road User Costs Associated with
and, because it can be adapted to local conditions, it´s
Construction Projects” (TxDOT) [5, 6] is used in
the most applied all over the world, the most tested
Texas Transportation Institute and uses look-up costs
and validated. Also the New Zealand Vehicle
tables that provide RUC values in terms of value of
Operating Cost Model (NZVOC) [3] was considered
time (VOT) according to project type. A “before
being basically an application of VOC HDM-4 model
versus after” approach is used for added capacity
(with default values) calibrated with local information
projects, and a “during construction versus after”
for adaptation to New Zealand conditions. It is
approach for rehabilitation projects. The VOT is the

only component considered according to the principle
Corresponding author: Bertha Maria Batista dos Santos,
PhD, assistant professor, research fields: Road user costs, that significant variations of operating speed will lead
pavement life cycle cost analysis, asset management, territorial to a decrease in travel time and therefore a decrease of
planning. E-mail: bsantos@ubi.pt.
724 Vehicle Operating, Accident and User Time Costs in Pavement Management Systems: Approach for
Portuguese Conditions

VOT, while vehicle operating costs (VOC) and Empirical models were and can also be developed,
accident costs (AC) remain almost the same. usually using fleet survey data.
Finally, the Cost Model integrated in the former Vehicle maintenance and repair costs are usually
Pavement Management System (early 1990s) of the comprised of part consumption and labour hours cost.
Portuguese Road Administration (JAE RUC) [7] Benefits from roads improvements can be quantified
(designated, at the time, by JAE–Junta Autónoma de with this component however few researches have
Estradas) relies on the simple relations between the been conducted because of problems in performing
condition of the pavements (longitudinal roughness) empirical measures and predictions. The existing
and road user costs components. This model was relations are usually based on published data and data
based on the Norway Pavement Management System. surveys. Major differences in labour costs and
The study revealed that most of these models improvements in vehicle technology justify the
consider three main RUC costs components: VOC, AC importance of model calibration.
and VOT. In RUC assessment VOC is the most studied Finally, the vehicle depreciation costs depend
component, with a very significant role, and usually basically on the use of the vehicle, service life time
includes fuel, engine oil, tyres, maintenance and and technical obsolescence. It is usually modeled as a
depreciation costs. The AC component generally function of replacement vehicle price, using
reflects fatal, non-fatal and property damage only techniques like value-age, capital recovery and
accidents costs; and the VOT component is often optimal life.
considered as an hourly wage rate function.
1.3 Accident Costs
1.2 Vehicle Operating Costs
The AC assessment is complex (especially accident
Fuel consumption cost is frequently the most predictions) but the increasing cost of road accidents
significant component of VOC (20% to 40%) and the justifies the consideration of possible accident savings,
one with the most research work. Recently fuel especially in low-medium design standard roads, as
consumption has been modelled using mechanistic well as VOC reductions and time saving in economic
principles that relate consumption to the motion appraisals.
opposing forces. Due to the inability to predict accidents based on
On the other hand, the engine oil consumption cost road design characteristics, as acknowledged by
represents a very small contribution to the total VOC, several published data, methodologies like the ones
therefore, it has not been studied in detail as the other adopted by COBA and HDM-4 developed flexile and
components. simple look-up tables to obtain accident predictions.
As far as tyres are concerned, and although the tyre In these tables accident rates are obtained according to
consumption costs can represent a significant road category and urban/rural location.
contribution in the total VOC, especially in heavy Most of the models allow separate estimation of
trucks, it has received less attention because of the number of accidents taking place in intersections,
large number and hard modelling of factors related to sections and total (intersection and section), and
tyre consumption (tread wear and carcass wear). The consider three types of accidents: fatality, injury and
modelling results have lead to unsatisfactory damage only.
parameters in the use of mechanistic models, generally
1.4 Time Costs
developed in controlled experiments that relate tyre
consumption to fundamental equations of motion. The VOT, related with time savings, is an important
variable for economic analysis varying according to
Vehicle Operating, Accident and User Time Costs in Pavement Management Systems: Approach for 725
Portuguese Conditions

road improvement scenarios which result in (with a low impact in total RUC but specially
significant changes in operating vehicle speed. significant for heavy vehicles that have an important
VOT evaluation is normally made by attributing a role in the Portuguese case because most of the
monetary value to user time in travel, usually as a national and international transportation of goods is
function of an average wage. Most of the existing made by road through trucks).
models distinguish between two main purposes of Consideration of AC and VOT are justified by the
travel: travel in the course of work activities and travel reasons already presented above. The inclusion of AC
for non-work purposes. is also justified because it has not been used in
previous Portuguese RUC despite the importance of
2. Methodology Applied for Portuguese
benefits quantification related with road
Conditions
improvements.
2.1 Road User Costs Approach The model still considers the users willing to pay
for improved roads by the addition of tolling costs to
The model for Portuguese conditions was
VOC, AC and VOT.
developed taking into account several main aspects,
The cost basis used is only related to direct costs for
specifically: the recognized conceptual principles,
the user.
application to trunk roads, the impact of each
component on the total users’ costs and the 2.2 Portuguese RUC Model Formulation
availability of Portuguese official information,
The model developed for Portuguese conditions has
moreover, four vehicle classes were considered,
the following formulation [8, 9]:
passenger car (PC), utility (U), heavy truck (HT) and
RUC VOC  AC  VOT  Toll (1)
heavy bus (HB). 4
The results of these considerations lead to a VOC AADT u ¦ VOCi u pi (2)
i 1
Portuguese model with the three main costs
VOC i Cf i  Ct i  Cm i  Cd i (3)
components identified above: the vehicle operating
costs, the accident costs and the value of time. Cf i cf i u Cmfi (4)
The RUC formulation was based on the nt i u Cmt i
Ct i ; (5)
simplification of HDM-4 equations for VOC; in tsl i
COBA and HDM-4 approach for AC; and, in JAE Cmmti
Cm i (6)
Cost Model and HDM-4 principles for VOT. vsli u kma i
Existing vehicles were considered as representative Cmdt i
Cd i (7)
of the selected four classes according to national vsli u kma i
official sales numbers. This assumption simplified
§ 3 3 ·
VOC evaluation and future model calibration. AC AADT u ¨¨ ¦ AC j  ¦ CC k ¸¸ (8)
The VOC components considered in this model ©j1 k 1 ¹
were: fuel (because of the high impact in total RUC), AC j AR j u ac j (9)
3
maintenance and repairs (which has a medium impact,
CC k ANC k u cc k u ¦ AR j (10)
influences other components as fuel consumption, j 1
vehicle depreciation, AC and VOT, and reflects the EA 365 u AADT u l (11)
benefits of roads improvements), vehicle depreciation ANA j
(with medium impact, reflects capital invested in
AR j (12)
EA
vehicle acquisition versus car optimal life) and tyres
726 Vehicle Operating, Accident and User Time Costs in Pavement Management Systems: Approach for
Portuguese Conditions

NC k ACj is the accident j cost in €/km/vehicle; CCk is the


ANC k (13)
ANA casualty k cost in €/km/vehicle; EA is the annual
4
exposure to accidents in sections and intersections
VOT AADT u ¦ ( VOTi u pi ) (14)
i 1
(total) in vehicles×km/year; l is the section length in
2 km; ARj is the accident j rate in accidents/vehicle/km;
u ¦ TC m u OR i ,m
1
VOTi (15) ANAj is the annual number of accidents j in
si m 1
accidents/year; ANCk is the average number of
TC m 1 NAW (16)
casualties k by accident in casualties/accident; NCk is
TC m 2 0.25 u NAW (17)
the number of casualties k in casualties/year; ANA is
4
Toll AADT u ¦ ctolli u pi (18) the annual number of accidents with casualties in
i 1 accidents/year; acj is the accident j cost (police and
Where for Eq. (1): medical accident assistance cost) in €/accident; cck is
RUC is the road user cost in €/km/day; VOC is the the casualty k cost in €/casualty.
vehicle operating cost in €/km/day; AC is the accident Where for Eqs. (14)-(17):
cost in €/km/day; VOT is the value of time in VOTi is the value of time for vehicle i in
€/km/day; and, Toll is the toll cost in €/km/day. €/km/vehicle; si is the average operating speed for
Where for Eqs. (2)-(7): vehicle i in km/h; m corresponds to travel purpose (m
i corresponds to vehicle class (i = 1 for PC, i = 2 for = 1 for travel in work time and m = 2 for travel in
U, i = 3 for HT and i = 4 for HB); AADT is the annual non-work time); TCm is the time cost for travel
average daily traffic in vehicles/day; VOCi is the purpose m in €/h/occupant; ORi,m is the occupancy
vehicle operating cost for vehicle i in €/km; Cfi is the rate for vehicle i and travel purpose m in
fuel cost for vehicle i in €/km; Cti is the tyre cost for occupant/vehicle; NAW is the national average wage
vehicle i in €/km; Cmi is the maintenance cost for in €/h/person.
vehicle i in €/km; Cdi is the vehicle depreciation cost And, where for Eq. (18):
for vehicle i in €/km; pi is the vehicle proportion of ctolli is the toll cost for vehicle i in €/km/vehicle.
each class i for the AADT considered; cfi is the fuel
consumption for vehicle i in L/km; Cmfi is the fuel 2.3 Application of the Model for Passenger Car
market price (gasoline or diesel) in €/L; nti is the Vehicles and Heavy Trucks
number of tyres for vehicle i; Cmti is the tyre market Some preliminary values resulting from the
price for vehicle i in €/tyre; tsli is the tyre service life application of the presented model for passenger car
for vehicle i in km; Cmmti is the total maintenance and heavy trucks are provided in Tables 1-5.
market price for vehicle i in €; vsli is the vehicle i
service life in years; kmai is the annual average 2.4 Model Comparison
kilometreage for vehicle i in km/year; Cmdti is the Figs. 1-4 provide some information related with the
total vehicle i depreciation market price (less tyres) in unit cost values (€/km) resulting from the application
€. of the proposed model (PTRUC) as well as from the
Where for Eqs. (8)-(13): models study, for the passenger car and heavy trucks
j corresponds to accident class (j = 1 for accidents vehicles [10]. The contribution of fuel and non-fuel
with slight injury; j = 2 for accidents with serious components in the total vehicle operating cost (VOC)
injury; j = 3 for accidents with fatalities); k and the contribution of the VOC and the value of time
corresponds to the casualty class (k = 1 for slight (VOT) in the total RUC are presented.
injury; k = 2 for serious injury, k = 3 for fatalities);
Vehicle Operating, Accident and User Time Costs in Pavement Management Systems: Approach for 727
Portuguese Conditions

The accident costs (AC) are not presented in this or even different regions of the same country may be
comparison because they usually comprise the diverse. However, the formulation proposed is flexible,
characteristic costs and information from the network like most of the existing ones, allowing the calculation
or section in analysis so values for different countries of this cost for the conditions prevailing in each case.

Table 1 Passenger car vehicle information (base year: 2006).


Representative vehicle RENAULT CLIO III 1.2 16V Dynamique Luxe 5P
Vehicle service life (years) 10
Annual average utilization (km/yr) 20000
Vehicle distribution by gasoline/diesel (%) 50/50
Fuel consumption – gasoline/diesel (L/100km) 5.9/4.8
Nº of tyres and price (€/tyre) 4 – 70€
Tyre service life (km) 40000
Depreciation distribution by time/distance (%) 60/40
Vehicle occupancy (occupants) 1 work driver and 1 not-work passenger; Total = 2
Value of time (€/hour/occupant) 6.00€/h (work time)

Table 2 Passenger car cost values in €/km (base year: 2006).


VOC VOT Toll
Maintenance EN/ER IC IP AE
Fuel Tyres Depreciation ctoll
and Repairs 70 km/h 80 km/h 90 km/h 120 km/h
0.065 0.007 0.008 0.083 0.107 0.094 0.083 0.063 0.070
Note: EN/ER – Portuguese National and Regional Roads with two lanes (one in each direction) and “medium” design standards; IP
and IC – Portuguese Main roads (Principal and Complementary roads) with two lanes (one in each direction) and “high” design
standards; AE – Portuguese Freeways with at least 4 lanes (two in each direction), median and “high” design standards.

Table 3 Heavy truck vehicle information (base year: 2006).


Representative vehicle DAFT FT 95 430 S 380 with semi-trailer
Vehicle service life (years) 12
Annual average utilization (km/yr) 85000
Vehicle distribution by gasoline/diesel (%) 0/100
Fuel consumption – gasoline/diesel (L/100km) 44.0
Nº of tyres and average price (€/tyre) 12-455€
Tyre service life (km) 200000
Depreciation distribution by time/distance (%) 80/20
Vehicle occupancy (occupants) 1 work driver; Total = 1
Value of time (€/hour/occupant) 9.06€/h (work time)

Table 4 Heavy truck cost values in €/km (base year: 2006).


VOC VOT Toll
Maintenance EN/ER IC IP AE
Fuel Tyres Depreciation ctoll
and Repairs 50km/h 60km/h 80km/h 100km/h
0.466 0.027 0.027 0.080 0.181 0.151 0.113 0.091 0.180
Note: EN/ER – Portuguese National and Regional Roads with two lanes (one in each direction) and “medium” design standards; IP
and IC – Portuguese Main roads (Principal and Complementary roads) with two lanes (one in each direction) and “high” design
standards; AE – Portuguese Freeways with at least 4 lanes (two in each direction), median and “high” design standards.
728 Vehicle Operating, Accident and User Time Costs in Pavement Management Systems: Approach for
Portuguese Conditions

Table 5 Accident cost (base year: 2006).


Accident/Casualty type Light injuries Serious injuries Fatalities
Police assistance (€/accident) 53.40 148.80 232.80
Medical assistance (€/accident) 16.80 96.40 96.40
Casualty cost (€/casualty) 40000 90000 500000

Fig. 1 Fuel and non-fuel components distribution in the vehicle operating costs (VOC) for passenger car vehicles.

Fig. 2 Fuel and non-fuel components distribution in the vehicle operation costs (VOC) for heavy trucks.

Although there are some differences in the cost the RUC component that is most difficult to quantify in
values and in the representative vehicles used for each an economic appraisal. Regional or national average
model and country, the vehicle operation costs values wage values are usually used for a time cost definition.
are easier to compare even with the different scenarios However, these values can differ significantly from
considered for each model. country to country or even from region to region.
Regarding time cost values and charts; they must be Analyzing Fig. 1 it is possible to conclude that the
carefully read. Establishing a value of time is probably fuel and non-fuel components contributions in the
Vehicle Operating, Accident and User Time Costs in Pavement Management Systems: Approach for 729
Portuguese Conditions

vehicle operating costs (VOC) for the passenger car recommended by the model greater than the typical
(PC) obtained from PTRUC are similar to the average Portuguese ones. Multiplying the average number of
values and especially to the ones obtained from the working hours by the vehicle’s average speed results
application of the HDM-4 to Portuguese data and the in a higher value of annual average utilization.
NZVOC values. However, for heavy trucks (HT) (Fig. Therefore, when the total vehicle depreciation cost is
2) some significant differences can be observed. These divided by the utilization, the result will be a lower
differences are essentially caused by the low values value of depreciation per kilometer. For a more
found for depreciation, and especially, by the high accurate calculation, a model calibration with values
values obtained for maintenance when the HDM-4 consistent with the Portuguese reality, which can be
model was applied to the available Portuguese data, obtained by the use of official Portuguese data related
resulting in a bigger non-fuel contribution. to the annual utilization (km) instead of the default
Low depreciation values were obtained for heavy HDM-4 average annual utilization, must be
trucks in HDM-4 given that the calculations of the considered.
annual average utilization (km/year) for private use  The perceptible differences in the maintenance
50% depend on the average number of the vehicle values are the results of the considerations of the
working hours (hours/year), being the values various models in this cost definition. The HDM-4

Fig. 3 The vehicle operation costs (VOC) and value of time (VOT) distribution in the RUC for passenger car vehicles.

Fig. 4 The vehicle operation costs (VOC) and value of time (VOT) distribution in the RUC for heavy trucks.
730 Vehicle Operating, Accident and User Time Costs in Pavement Management Systems: Approach for
Portuguese Conditions

allows us to perform calculations of the components results, are the main improvements of the proposed
and labor costs for total maintenance operations while model over the existing ones, like the World Bank
the PTRUC model considers only the preventive (HDM-4) model. It is possible to use HDM-4 in a
maintenance costs. However, another reason for the Portuguese reality, as shown above, but would require
high maintenance values obtained may be pointed out, careful calibration and a great number of data types
which is related to the higher HDM-4 values for the that in most cases are not available.
number of maintenance labor hours when compared to A first approach to RUC model formulation for the
the typical Portuguese values. This is also a Portuguese conditions that allows to compute average
consequence of the consideration of preventive users’ costs is presented in this paper however the
maintenance costs in PTRUC model, which are only final model formulation is not already defined. The
part of the total cost of maintenance, resulting in lower consideration of the pavement condition and work
values of labor hours. zones will allow the necessary adjustments and
Despite the differences (especially for heavy trucks), refining of the proposed model.
which can be reduced with the model calibration in a From the observation of the results obtained from
more accurate Portuguese HDM-4 application, the the reference models and that proposed it is possible
results reflect the vehicle operation costs formulation to confirm the main role of the vehicle operating costs
for Portuguese conditions based on the HDM-4 VOC
(VOC) in total RUC. However, the value of time
equations.
(VOT) obtained also present a significant contribution
The contributions of the VOT and VOC in the total
(approximately 20%).
Portuguese RUC presented in Fig. 3 for the passenger
Thus, knowing that the vehicle operation costs is
cars differs from the values obtained in the existing
the most significant RUC component and is mostly
models under consideration with the exception of the
influenced by pavement conditions, a decrease in
JAE values, reflecting a consistency among models
RUC is expected when a careful pavement
developed for Portuguese conditions. The values of
maintenance program is applied, at the same time
the different contributions are the result of the
reducing the number of accidents and improving
difficulties in quantifying this cost, as mentioned
travel time. Additionally the decrease of the operation
above.
speed due to the implementation of the maintenance
For heavy trucks the values obtained are similar, as
actions (work zones) increases significantly the value
can be observed in Fig. 4.
of time (VOT) and the fuel consumption (in
The values shown for NZVOC model and the
congestion situations). Therefore the occurrence of
TxDOT manual in Figs. 3 and 4 only include one cost
maintenance actions should also be taken into account.
component in determining the road user costs (VOC
Due to the flexibility of the model, changes of the
and VOT, respectively). For this reason, the average
values calculated and shown in the “Average Mod” pavement condition and the consequences of work
column do not include the contribution of the NZVOC zones can easily be included in the RUC formulation
model and the TxDOT manual values. by considering specific parameters defined for a
particular scenario and pavement quality index, such
3. Conclusions as operating speed or fuel consumption. Research
The reduced amount of data, the availability of this about the mentioned parameters and adjustments to
information, a simple and flexible formulation, an the proposed model will be developed in the near
easy calibration and application to yield reliable future.
Vehicle Operating, Accident and User Time Costs in Pavement Management Systems: Approach for 731
Portuguese Conditions

The final model will provide (because at the present construction projects, Texas Transportation Institute, USA,
1999.
moment no RUC model is being used in Portugal) the
[6] G. Daniels, W. R. Stockton and R. Hundley, Estimating
needed tool to apply RUC in the economic analysis of road user costs associated with highway construction
the Portuguese Pavement Management Systems. projects: simplified method, In Transportation Research
Record: Journal of the Transportation Research Board, No.
References 1732, Transportation Research Board of the National
Academies, Washington, D.C., 2000, pp. 70-79.
[1] C. Bennett and I. Greenwood, Modelling road user and
[7] GEPA, Gestão de Pavimentos, Lda. Sistema de Gestão da
environmental effects in HDM-4, The Highway
Conservação, Sistema de Custos dos Utentes. JAE –
Development and Management Series, Vol.7, PIARC,
Contrato 4915, Lisboa, 1995.
France, 2001.
[8] B. Santos, L. Picado-Santos and V. Cavaleiro, Vehicle
[2] The World Bank, HDM-4 Road User Costs Model,
operating, accident and user time costs in pavement
Version 1.20, Washington D.C., 2007.
management systems: Approach for Portuguese
[3] Using the NZVOC Model to Prepare PEM Vehicle
conditions, in: Proceedings of The Fifth International
Operating Costs, Transfund, Data Collection Ltd., New
Conference on Maintenance and Rehabilitation of
Zealand, 2003.
Pavements and Technological Control (MAIREPAV5),
[4] Design Manual for Roads and Bridges, Volume 13:
Utah, USA, 2007, pp. 205-210.
Economic Assessment of Road Schemes, Section 1: The
[9] B. Santos, Modelação dos Custos dos Utentes na Gestão
COBA Manual, Department for Transport, Scottish
da Estrada (Modeling Road User Costs in Road
Executive Development Department, Welsh Assembly
Management), PhD Thesis (in Portuguese), University of
Government/Llywodraeth Cynulliad Cymru, the
Beira Interior, Portugal, 2007.
Department for Regional Development, Northern Ireland,
[10] B. Santos, L. Picado-Santos and V. Cavaleiro, Definition,
UK, 2002.
analysis and application of a simplified road user costs
[5] G. Daniels, D. Ellis and Wm. Stockton, Techniques for
model for Portuguese trunk roads, Proceedings of the 11th
manually estimating road user costs associated with
International Conference on Asphalt Pavements–
ISAP2010, Nagoya, Japan, 1-6th August, 2010.

View publication stats

You might also like