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Article history: Parabolic trough collectors are made by bending a sheet of reflective material into a parabolic shape. A
Received 26 October 2011 metal black pipe, covered with a glass tube to reduce heat losses, is placed along the focal line of the
Received in revised form collector. The concentrated radiation reaching the receiver tube heats the fluid that circulates through it,
24 March 2012
thus transforming the solar radiation into useful heat. It is sufficient to use a single axis tracking of the
Accepted 8 June 2012
sun and thus long collector modules are produced. In this paper a detailed thermal model of a parabolic
Available online 11 July 2012
trough collector is presented. The thermal analysis of the collector receiver takes into consideration all
modes of heat transfer; convection into the receiver pipe, in the annulus between the receiver and the
Keywords:
Parabolic trough
glass cover, and from the glass cover to ambient air; conduction through the metal receiver pipe and
Heat loss glass cover walls; and radiation from the metal receiver pipe and glass cover surfaces to the glass cover
Conduction and the sky respectively. The model is written in the Engineering Equation Solver (EES) and is validated
Convection radiation with known performance of existing collectors and subsequently is used to perform an analysis of the
Receiver thermal performance collector we are going to install at Archimedes Solar Energy Laboratory at the Cyprus University of
Technology.
Ó 2012 Elsevier Ltd. All rights reserved.
1. Introduction north-south field collects a lot of energy in summer and much less
in winter. The east-west field collects more energy in winter than
As shown in Fig. 1, a parabolic trough collector (PTC) is made by a north-south field and less in summer, providing a more constant
bending a sheet of reflective material into a parabolic shape. A annual output. Therefore, the choice of orientation usually depends
metal black pipe, covered with a glass tube to reduce heat losses, is on the application and whether more energy is needed during
placed along the focal line of the collector. When the parabola is summer or during winter [1,2].
pointed towards the sun, the parallel rays incident on the reflector Parabolic trough technology is the most advanced of the solar
are reflected and focused onto the receiver tube. The concentrated thermal technologies because of considerable experience with the
radiation reaching the receiver tube heats the fluid that circulates systems and the development of a small commercial industry to
through it, thus transforming the solar radiation into useful heat. It produce and market these systems. Parabolic trough collectors are
is sufficient to use a single axis tracking of the sun and thus long built in modules that are supported from the ground by simple
collector modules are produced [1,2]. pedestals at either end. Photographs of PTC collectors are shown
The collector can be orientated in an east-west direction, in Fig. 2.
tracking the sun from north to south, or orientated in a north-south Parabolic trough collectors are the most mature solar technology
direction, tracking the sun from east to west. The advantages of the to generate heat at temperatures up to 400 C for solar thermal
former tracking mode is that very little collector adjustment is electricity generation or process heat applications. The biggest
required during the day and the full aperture always faces the sun application of this type of system is the Southern California power
at noon time but the collector performance during the early and plants, known as Solar Electric Generating Systems (SEGS), which
late hours of the day is greatly reduced due to large incidence have a total installed capacity of 354 MWe [3]. SEGS I is 14 MWe,
angles (cosine loss). North-south orientated troughs have their SEGS IIeVII are 30 MWe each and SEGS VIII and IX are 80 MWe each.
highest cosine loss at noon and the lowest in the mornings and The receiver of a parabolic trough is linear. Usually a tube is
evenings when the sun is due east or due west. Over the period of placed along the focal line to form an external surface receiver (see
one year, a horizontal north-south trough field usually collects Fig. 1). The size of the tube, and therefore the concentration ratio, is
slightly more energy than a horizontal east-west one. However the determined by the size of the reflected sun image and the
manufacturing tolerances of the trough. The surface of the receiver
* Tel.: þ357 2500 2621; fax: þ357 2500 2637. is typically plated with selective coating that has a high absorptance
E-mail address: Soteris.kalogirou@cut.ac.cy. for solar irradiation but a low emittance for thermal radiation.
0360-5442/$ e see front matter Ó 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.energy.2012.06.023
S.A. Kalogirou / Energy 48 (2012) 298e306 299
A glass cover tube is usually placed around the receiver tube to implemented in EES. A recent study presented by Gong et al. [7]
reduce the convective heat loss from the receiver, thereby further presented an optimised model and tested China’s first high
reducing the heat loss coefficient. A disadvantage, resulting from temperature parabolic trough receiver.
the use of the glass cover tube, is that the reflected light from the Various other groups published models of PTCs. Premjit et al. [8]
concentrator must pass through the glass to reach the receiver, presented a numerical investigation of parabolic trough receiver
adding a transmittance loss of about 0.9, when the glass is clean. performance with outer vacuum shell whereas Munoz et al. [9]
The glass envelope usually has an anti-reflective coating to improve presented the thermal regimes in solar thermal linear collectors.
transmissivity. One way to further reduce convective heat loss from The type of collector considered however in this last paper is linear
the receiver tube and thereby increase the performance of the Fresnel type which is different than the PTC. Tao and He [10] pre-
collector, particularly for high temperature applications, is to sented also a numerical study on coupled fluid flow and heat
evacuate the space between the glass cover tube and the receiver. transfer process in a PTC tube. In this work a unified two-
The total receiver tube length of PTCs is usually from 25 m to 150 m. dimensional model is developed and the temperature distribu-
New developments in the field of parabolic trough collectors tions in the receiver are presented. Huang et al. [11] presented the
aim at cost reduction and improvements of the technology. In one performance simulation of a PTC. The paper deals with the optical
system the collector can be washed automatically thus reducing performance of a PTC and a new analytical model is given. The
drastically the maintenance cost, which is the mostly used process effects of the optical error, tracking error, position error, optical
required [1]. properties of reflector, transmittance and absorptivity of vacuum
A comprehensive review on parabolic trough collectors and tube receiver and efficiencies of the trough systems are simulated
their applications is presented by Fernandez-Garcia et al. [4]. The and analysed.
review covers a historical survey, types of collectors and their Some other important designs of solar collectors published are
characteristics and applications by region/country and by process the works presented by Issa et al. [12] and concern v-trough
coupled to the collector such as concentrating solar power (CSP), concentrators, and Al-Nimr et al. [13,14] and concern size optimi-
industrial process heat (IPH), hot water and space heating, air sation and a tubeless solar collector respectively.
conditioning and refrigeration, pumping irrigation water, desali- The model presented in this paper takes into consideration all
nation and solar chemistry. modes of heat transfer; convection into the receiver pipe, in the
The purpose of this paper is to present a detail thermal model of annulus between the receiver and the glass cover, and from the
the receiver of the collector. Many researchers presented studies of glass cover to ambient air; conduction through the metal receiver
energy models of parabolic trough collectors. The most important pipe and glass cover walls; and radiation from the metal receiver
ones are the study of Karimi et al. [5], Forristall [6] and Gong et al. pipe to glass cover and from glass cover to the sky.
[7]. Karimi et al. [5] applied a piecewise two-dimensional model of
the receiver by considering the circumferential variation of solar 2. The energy model
flux, performed by dividing the receiver into longitudinal and
isothermal nodal sections and applying the principle of energy Although for low-temperature applications bare tube receivers
balance to the glazing and receiver nodes. Forristall [6] build and can be used the usual case is to have a glazed receiver, so only this case
analysed both a 1-D and a 2-D heat transfer model of a PTC receiver is considered in this paper. For the annulus between the receiver and
Fig. 2. Photos of parabolic trough collectors (left picture is Eurotrough, right picture is industrial solar technology collector).
300 S.A. Kalogirou / Energy 48 (2012) 298e306
the glass cover two conditions are considered the vacuum and the air wall by conduction (qgi-go,cond) and along with the energy absorbed
case. The former is usually used in high temperature applications. by the glass envelope wall (qgo,SolAbs) is lost to the environment by
The model is written in Engineering Equation Solver (EES) [15]. convection to ambient air (qgo-a,conv) and radiation towards the sky
This is done for two reasons; the EES includes routines to estimate (qgo-s,rad).
the properties of various substances by specifying any two prop- The energy balance equations are determined by considering
erties, such as temperature and pressure and EES can be called from that the energy is conserved at each surface of the receiver cross-
TRNSYS which allows the development of a model which can use section, shown in Fig. 3. Therefore:
the capabilities of both programs. The model is validated with
known performance of existing collectors and subsequently was qfpi;conv ¼ qpipo;cond (1)
used to perform an analysis of the collector we are going to install
at Archimedes Solar Energy Laboratory at the Cyprus University of qpo;SolAbs ¼ qpogi;conv þ qpogi;rad þ qpipo;cond (2)
Technology.
The collector performance model uses an energy balance
qpogi;conv þ qpogi;rad ¼ qgigo;cond (3)
between the fluid flowing through the receiver, usually a heat
transfer fluid (HTF), and the atmosphere. It includes all equations
necessary to predict the various expressions of the energy balance, qgigo;cond þ qgo;SolAbs ¼ qgoa;conv þ qgos;rad (4)
which depend on the ambient conditions and the collector receiver
optical properties and condition. qHeatLoss ¼ qgoa;conv þ qgos;rad (5)
A cross-section of the collector receiver and the subscript defi-
nitions are shown in Fig. 3a whereas Fig. 3b shows the steady-state It should be noted that the solar absorption at the outside pipe,
thermal resistance model obtained from an energy balance of the qpo,SolAbs and outside glass, qgo,SolAbs surfaces are treated as heat
receiver. The model assumes that all temperatures, heat fluxes, and flux expressions, which simplifies the solar absorption expressions
thermodynamic properties are uniform around the circumference as it considers the heat conduction through the receiver pipe and
of the receiver. This is not very true as the radiation profile is not glass envelope wall to be linear. In reality, the solar absorption in
uniform and the bottom part receives much higher solar flux than the glass envelope wall (semitransparent material) and receiver
the top part because of the radiation reflected by the parabolic pipe (opaque metal material) are volumetric phenomena. However,
mirror. For small solar collectors however, this simplification does it is well known from heat transfer textbooks [16] that most of the
not introduce severe inaccuracies. In the resistance model the absorption in the metallic surfaces (receiver pipe) occurs very close
incoming solar energy and optical losses have been omitted for to the surface (within a few mm) and although solar absorption
clarity. The optical losses are due to imperfections in the collector occurs throughout the thickness of the glass envelope wall, the
mirrors, tracking errors, shading and cleanliness of the mirror and absorptance is very small (a ¼ 0.02). Thus, the error in treating solar
receiver glazing. The incoming solar energy, which effectively is absorption as a surface phenomenon is very small.
equal to the solar energy input minus optical losses, is absorbed by The various heat transfer interactions are analysed in different
the glass envelope (qgo,SolAbs) and receiver pipe (qpo,SolAbs). Most of sections below, starting from the heat transfer fluid inside towards
the energy that is absorbed by the receiver is conducted through the air and sky outside the receiver assembly.
the receiver pipe material (qpi-po,cond) and eventually transferred to
the HTF by convection (qf-pi,conv). The remaining energy is trans-
2.1. Convection heat transfer between the HTF and the receiver pipe
mitted back to the glass envelope by convection (qpo-gi,conv) and
radiation (qpo-gi,rad). The energy reaching the glass cover from
Newton’s law of cooling states that the convection heat transfer
radiation and convection then passes through the glass envelope
from the inside surface of the receiver pipe to the HTF is given by
hA(Ts TN). Therefore, in the case of the PTC model and using the
a (sky) s nomenclature adopted in Fig. 3:
Glass cover
(air) a
qfpi;conv ¼ hf pDpi Tpi Tf (6)
qgo,SolAbs
Heat transfer fluid
po and the convection heat transfer coefficient at the inside pipe
pi go diameter, hf is given by:
f gi
kf
hf ¼ NuDpi (7)
Dpi
Receiver pipe
qpo,SolAbs where: NuDpi ¼ Nusselt number based on Dpi ()
In Eq. (6), both Tf and Tpi are independent of angular and
Nomenclature longitudinal directions of the receiver. The same applies for all
temperatures and properties in the energy model.
b The Nusselt number depends on the type of flow through the
HTF PIPE ANNULUS GLASS receiver pipe. The model includes conditional statements to
Rpo-gi,rad Rgo-s,rad determine the type of flow, although usually, at typical operating
Rf-pi,conv Rpi-po,cond Rgi-go,cond s SKY conditions, the flow in the receiver pipe is well within the turbulent
f pi po gi go
a AIR flow region. Additionally it is assumed that the flow in the pipe is
Rpo-gi,conv Rgo-a,conv thermally and hydrodynamically fully developed, which is fully
correct for the turbulent flow regime (except for the initial length
Thermal resistance model
corresponding to the first 10 pipe diameters). It is however not fully
Fig. 3. Collector receiver model a) nomenclature, b) Thermal resistance network for correct for the laminar flow regime but as these collectors are
the cross-section of the receiver. usually very long and rarely operate in the laminar flow regime (to
S.A. Kalogirou / Energy 48 (2012) 298e306 301
have an increased heat transfer coefficient) the possible error The thermal conductivity depends on the receiver pipe material
introduced is not important and can be considered as a safety type. The receiver performance model includes three types of
margin, as the Nuselt number and thus the convection coefficient, stainless steels (304L, 316L, and 321H) and one copper, which can
in the developing region is bigger than the one in the fully devel- be chosen by the user at the beginning. If copper is chosen, the
oped region. Additionally, in the laminar flow the entrance region is thermal conductivity is constant equal to 385 W/m- C. If stainless
not that big as the circulating fluid is water with a relatively low steel 304L or 316L is chosen, the thermal conductivity is calculated
Prandtl number. with the following equation:
When the Reynolds number is lower than 2300, laminar flow
exists in the receiver pipe and the Nusselt number is constant. For kpipe ¼ ð0:013ÞTpipo þ 15:2 (11)
pipe flow, the constant value, assuming constant heat flux, as in the
and if stainless steel 321H is chosen:
case of a PTC, is equal to 4.36 [16].
Turbulent and transitional cases occur at Reynolds kpipe ¼ ð0:0153ÞTpipo þ 14:775 (12)
number > 2300. Therefore, the following Nusselt number correla-
tion developed by Gnielinski [17] is used for the convective heat Both equations were determined by linearly fitting data from
transfer from the receiver pipe to the HTF: Davis [18].
fpi
!0:11 2.3. Heat transfer from the receiver pipe to the glass envelope
8 ReDpi 1000 Prf Prf
NuDpi ¼ qffiffiffiffiffiffiffiffiffiffiffi
As was mentioned before, between the receiver pipe and the
1 þ 12:7 fpi =8 Prf 1 Prpi
2=3
glass envelope heat transfer occur by convection and radiation.
For 0:5 < Prf < 2000 and 2300 < ReDpi < 5 106 Convection heat transfer depends on the annulus pressure [19]. At
low pressures (<0.013 Pa), heat transfer is by molecular conduc-
(8)
tion, whereas at higher pressures is by free convection. Because
with there is a difference in temperature between the outsider receiver
pipe surface and the inside glass envelope surface, radiation heat
h i2
fpi ¼ 1:82 log ReDpi 1:64 (9) transfer also occurs. The radiation heat transfer calculation is
simplified by assuming that the glass envelope wall is opaque to
where infrared radiation and gray surfaces, for which (r ¼ a). All these are
examined separately in the following sections.
Prf ¼ Prandtl number evaluated at the HTF temperature, Tf ()
Prpi ¼ Prandtl number evaluated at the receiver pipe inside 2.3.1. Convection heat transfer
surface temperature, Tpi () As mentioned above, two heat transfer mechanisms are
considered in the determination of the convection heat transfer
Except for Prpi, all fluid properties are evaluated at the mean HTF between the receiver pipe and glass envelope wall (qpo-gi,conv).
temperature, Tf. The correlation assumes uniform heat flux and These are the free-molecular and natural convection [19]. The cases
temperature, and assumes that the receiver pipe has a smooth of vacuum and pressure in the annulus are examined separately.
inside surface. a) Vacuum in annulus: When the annulus is under vacuum
The above equations are valid for both turbulent pipe flow and (pressure <0.013 Pa), the convection heat transfer between the
the transitional flow which occur for Reynolds numbers between receiver pipe and glass envelope occurs by free-molecular
2300 and 4000 [16]. Furthermore, the above correlations are convection and is given by [20]:
adjusted for fluid property variations between the receiver pipe
wall temperature and the bulk fluid temperature. If the correlation qpogi;conv ¼ pDpo hpogi Tpo Tgi (13)
is used out of the range of validity, shown in Eq. (8), the program where
will display a warning message.
kstd
hpogi ¼ !
Dpo Dpo
2.2. Conduction heat transfer through the receiver pipe wall þ bl þ1
Dgi Dgi (14)
2 ln
Dpo
Conduction heat transfer through the receiver pipe wall is 4
determined by the Fourier’s law of conduction through a hollow For : RaDgi < Dgi = Dgi Dpo
cylinder given by [16]:
and
2pkpipe Tpi Tpo
qpipo;cond ¼ ! (10) ð2 aÞð9g 5Þ
Dpo b ¼ (15)
ln 2aðg þ 1Þ
Dpi
where 2:331 1020 Tpogi þ 273
l ¼ (16)
2
Pa d
kpipe ¼ receiver pipe thermal conductivity at the average
receiver pipe temperature (Tpi þ Tpo)/2 (W/m- C) where kstd ¼ thermal conductivity of the annulus gas at standard
temperature and pressure (W/m- C)
In this equation the thermal conductivity is considered as This correlation slightly overestimates the heat transfer for very
constant, and evaluated at the average temperature between the small pressures (<0.013 Pa). The molecular diameters of air, d, is
inside and outside receiver pipe surfaces. obtained from Marshal [21] and is equal to 3.55 108 cm, the
302 S.A. Kalogirou / Energy 48 (2012) 298e306
thermal conductivity of air is 0.02551 W/m- C, the interaction 2.4. Conduction heat transfer through the glass envelope
coefficient is 1.571, the mean-free-path between collisions of
a molecule is 88.67 cm, and the ratio of specific heats for the annulus The anti-reflective treatment on the inside and outside surfaces
air is 1.39. These are for average fluid temperature of 300 C and of the glass envelope is assumed not to introduce any thermal
pressure equal to 0.013 Pa. Using these values, the convection heat resistance or to have any effect on the glass emissivity. This is
transfer coefficients (hpo-gi) is equal to 0.0001115 W/m2- C. reasonably accurate since the treatment is usually a chemical
b) Pressure in annulus: If the receiver annulus vacuum is lost or etching which does not add any additional elements to the glass
the receiver is filled or partially filled with ambient air surface [6]. The conduction heat transfer through the glass enve-
(pressure > 0.013 Pa), the convection heat transfer mechanism lope uses the same equation as the conduction through the receiver
between the receiver pipe and glass envelope occurs by pipe wall described in Section 2.2. As in the receiver case, the
natural convection. For this purpose the Raithby and temperature distribution is assumed to be linear. Furthermore, the
Holland’s correlation for natural convection in an annular space thermal conductivity of the glass (kglass) is assumed constant e as
(enclosure) between horizontal concentric cylinders is used, given explained in Section 2.1 e with a value of 1.04, which corresponds
by [16]: to Pyrex glass [22].
2pkeff
2.5. Heat transfer from the glass envelope to the atmosphere
qpogi;conv ¼ Tgi Tpo For : 0:7 Prpogi
Dgi
ln (17)
Dpo The heat transfer from the glass envelope to the atmosphere
2
6000 and 10 Fcyl Rapogi 10 7 occurs by convection and radiation. Depending on whether there is
wind the convection will either be forced or natural. Radiation heat
!1 loss occurs due to the temperature difference between the glass
keff Prpogi 4 1 envelope and sky. All these are examined separately below.
4
¼ 0:386 Fcyl RaDpo (18)
kag 0:861 þ Prpogi
2.5.1. Convection heat transfer
The convection heat transfer is determined by knowing the
1
4 T4
spDpo Tpo b¼ (25)
gi Τgoa
qpogi;rad ¼ !! (20)
1 1 3 gi Dpo
þ vgoa
3 po 3 gi Dgi Prgoa ¼ (26)
agoa
S.A. Kalogirou / Energy 48 (2012) 298e306 303
where report [24], which was based on field tests conducted by Dudley et al.
[25], and software performance modelling. These are as follows:
RaDgo ¼ Rayleigh number for air based on the glass envelope esh ¼ Receiver shadowing (bellows, shielding, supports), 0.974
outside diameter, Dgo () ()
ago-a ¼ thermal diffusivity for air at Tgo-a (m2/s) etr ¼ Tracking error, 0.994 ()
Prgo-a ¼ Prandtl number for air at Tgo-a () ege ¼ Geometry error (mirror alignment), 0.98 ()
ngo-a ¼ kinematic viscosity for air at Tgo-a (m2/s) rcl ¼ Clean mirror reflectance, 0.935 ()
edm ¼ Dirt on mirrors (reflectivity/rcl) [reflectivity is an input
This correlation assumes a long isothermal horizontal cylinder. parameter, usual value: 0.88e0.93]
Also, all the fluid properties are determined at the mean film eda ¼ Dirt on receiver, (1 þ edm)/2 ()
temperature, (Tgo þ Ta)/2. eun ¼ Unaccounted, 0.96 ()
b) Wind: When there is wind, the convection heat transfer from
the glass envelope to the environment occurs by forced convection. The terms, esh, etr, ege, and eun, are estimates. The clean mirror
The Nusselt number in this case is estimated with Zhukauskas’ reflectance rcl is a known value, and the two dirt effects edm and eda
correlation for external forced convection flow normal to an are obtained from recommendations by Duffie and Beckman [26]. It
isothermal cylinder [23]: should be noted that these parameters are valid only for normal
solar incidence irradiance. To account for incident angle losses, the
1
Pra 4 incident angle modifier is used, which accounts for end shading of
NuDgo ¼ C Rem n
Dgo Pra 0:7 < Pra < 500; the trough, reflection and refraction loses, and selective coating
Prgo (27)
incident angle effects.
and 1 < ReDgo < 106
The above list of parameters account for collector geometric
the constants C and m are given in Table 1, obtained from Incropera effects (shadowing, tracking, alignment), mirror and glass envelope
et al. [23] whereas the constant n is equal to 0.37 for Pr 10 and is transmittance effects (mirror reflectance and dirt), and a parameter
equal to 0.36 for Pr > 10. for unexplained differences between field test data and modelled
All fluid properties are evaluated at atmospheric temperature, data. All these values can be altered by the user if better and more
Ta, except Prgo, which is evaluated at the glass envelope wall outside accurate values become available.
surface temperature. Generally, the incident angle modifier is used to account for cases
when the solar irradiance is not normal to the collector aperture [1,2].
2.5.2. Radiation heat transfer It is a function of the solar incidence angle (q) to the normal of the
In this model, the useful solar irradiance is considered in the collector aperture. The equation determined from a collector testing
solar absorption expressions. Thus, the radiation transfer between carried out at Sandia National Laboratory (SNL) is given by [25]:
the glass envelope wall and sky is caused by the temperature
2
difference between the glass cover and the sky. This is done by Kq ¼ cosðqÞ þ 0:000884q 0:00005369q (29)
assuming that the cover is a small convex gray object in a large
blackbody cavity, the sky. In this case, net radiation transfer Other optical properties required include the selective coating
between the glass envelope and sky is given by [16]: absorptance and emittance, and the glass envelope transmittance,
absorptance and emittance. The glass envelope absorptance and
4
qgos;rad ¼ s3 go pDgo Tgo Ts4 (28) emissittance are constant (independent of temperature) and
independent of selective coating type. The values used in the model
It should be noted that the sky, especially during non-clear are a ¼ 0.02 and 3 ¼ 0.86 and can be changed by the user if there is
conditions, does not act as a blackbody; however, it is common a need. The glass envelope transmittance and the selective coating
practice to model it as such and to use an effective sky temperature absorptance and emittance depend on the type of selective coating.
to compensate for the difference [1]. To simplify the model, the Both the envelope transmittance and the coating absorptance are
effective sky temperature is approximated as Ta-8 C, despite the constants; whereas the coating emittance is a function of temper-
fact that several relations have been proposed to relate the effective ature. The properties of the Luz cerment selective coating type used
sky temperature for clear skies to measured meteorological data. in the model are as follow [6]:
with
750 75
725 72.5
700 70
675 67.5
Heat (W/m)
Efficiency
650 65
625 62.5
600 60
575 Heat gain 57.5
550 Efficiency 55
525 52.5
500 50
50 75 100 125 150 175 200
HTF temperature (°C)
Fig. 8. Performance of the collector that will be installed at Archimedes solar energy
laboratory.