Professional Documents
Culture Documents
editor-in-chief
Peter E. Nathan
Area Editors:
Clinical Psychology
David H. Barlow
Cognitive Neuroscience
Kevin N. Ochsner and Stephen M. Kosslyn
Cognitive Psychology
Daniel Reisberg
Counseling Psychology
Elizabeth M. Altmaier and Jo-Ida C. Hansen
Developmental Psychology
Philip David Zelazo
Health Psychology
Howard S. Friedman
History of Psychology
David B. Baker
Neuropsychology
Kenneth M. Adams
Organizational Psychology
Steve W. J. Kozlowski
1
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SHORT CONTENTS
Contributors â•…xi
Table of Contents â•… xv
Chaptersâ•…1–566
Index â•…567
v
O X F O R D L I B R A R Y O F P S YC H O L O G Y
vii
and world’s most productive and best-respected psychologists have agreed to edit
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In summary, the Oxford Library of Psychology will grow organically to provide a
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Peter E. Nathan
Editor-in-Chief
Oxford Library of Psychology
W. Brad Johnson
W. Brad Johnson is professor of psychology in the Department of Leadership,
Ethics and Law at the United States Naval Academy, and a faculty associate in
the Graduate School of Education at Johns Hopkins University. He currently
serves as senior professor for the Naval Academy's Lead Division. A clinical psy-
chologist and former lieutenant commander in the Navy’s Medical Service Corps,
Dr. Johnson served as a psychologist at Bethesda Naval Hospital and the Medical
Clinic at Pearl Harbor where he was the division head for psychology. He is
a fellow of the American Psychological Association and recipient of the Johns
Hopkins University Teaching Excellence Award. He has served as chair of the
American Psychological Association’s Ethics Committee and as president of the
Society for Military Psychology. Dr. Johnson is the author of numerous publi-
cations including 11 books, in the areas of mentoring, professional ethics, and
counseling.
Nadine J. Kaslow
Nadine J. Kaslow, Ph.D., ABPP, is a professor with tenure, Emory University School
of Medicine Department of Psychiatry and Behavioral Sciences; chief psychologist,
Grady Health System; vice chair of the Department of Psychiatry and Behavioral
Sciences; and director of the Postdoctoral Fellowship Program in Professional
Psychology at Emory University School of Medicine. She holds a joint appointment
in the Departments of Psychology, Pediatrics, and Emergency Medicine, and the
Rollins School of Public Health. In 2012, she received an honorary degree (Doctor
of Humane Letters) from Pepperdine University, where she also gave the com-
mencement address. At Emory, she is past president of the university senate and past
chair of the faculty council and former special assistant to the provost. Dr. Kaslow
received her doctorate at the University of Houston and completed her internship
and postdoctoral fellowship training at the University of Wisconsin. Prior to joining
the faculty at Emory University in 1990, Dr. Kaslow was an assistant professor in
the Departments of Psychiatry, Child Study Center, and Pediatrics at Yale University
School of Medicine.
President-elect of the American Psychological Association (APA), she serves as the
editor of the Journal of Family Psychology. She is past president of APA’s Society of
Clinical Psychology (Division 12), Society of Family Psychology (Division 43), and
Division of Psychotherapy (Division 29), as well as the American Board of Clinical
Psychology, the American Board of Professional Psychology, Family Process Institute,
and the Wynne Center for Family Research. From 1998–2002, Dr. Kaslow was the
chair of the Association of Psychology Postdoctoral and Internship Centers, and she
ix
is now a board member emeritus of this organization. In 2002, she chaired the
multinational 2002 Competencies Conference: Future Directions in Education and
Credentialing in Professional Psychology. Dr. Kaslow was a Fellow in the 2003–
2004 Class of the Executive Leadership in Academic Medicine (ELAM) Program
for Women, a fellow in the 2004 Woodruff Leadership Academy, and a primary-care
public-policy fellow through the United States Public Health Service–Department
of Health and Human Services.
xi
Robert L. Hatcher Joseph R. Miles
Department of Psychology Department of Psychology
City University of New York University of Tennessee, Knoxville
New York, NY Knoxville, TN
Estee M. Hausman Lavita I. Nadkarni
Department of Psychological Sciences Graduate School of Professional Psychology
University of Missouri-Columbia University of Denver
Columbia, MO Denver, CO
Allison B. Hill Greg J. Neimeyer
School of Medicine Department of Psychology
Emory University University of Florida
Atlanta, GA Gainesville, FL
Jacqueline B. Horn Christopher E. Overtree
Private Practice Department of Psychology
Sacramento, CA University of Massachusetts Amherst
Christina E. Jeffrey Amherst, MA
Texas A & M University Jesse Owen
College Station, TX College of Education and Human Development
W. Brad Johnson University of Louisville
Department of Leadership, Ethics, and Law Louisville, KY
United States Naval Academy Roger L. Peterson
Annapolis, MD Department of Clinical Psychology
Jeffrey H. Kahn Antioch University New England
Department of Psychology Keene, NH
Illinois State University Kelley Quirk
Normal, IL University of Louisville
Nadine J. Kaslow Louisville, KY
School of Medicine Charles R. Ridley
Emory University Department of Psychology
Atlanta, GA Texas A & M University
W. Gregory Keilin College Station, TX
The University of Texas at Austin Emil Rodolfa
Austin, TX University of California, Davis
Nicholas Ladany Davis, CA
School of Education and Counseling Ronald H. Rozensky
Psychology Department of Clinical and Health Psychology
Santa Clara University University of Florida
Santa Clara, CA Gainesville, FL
Dorian A. Lamis Lewis Z. Schlosser
School of Medicine Department of Professional Psychology and
Emory University Family Therapy
Atlanta, GA Seton Hall University
Stephen R. McCutcheon South Orange, NJ
Veterans Affairs, Puget Sound Health Ann Schwartz
Care System School of Medicine
Seattle, WA Emory University
Lynett Henderson Metzger Atlanta, GA
Graduate School of Professional Psychology Edward P. Shafranske
University of Denver Graduate School of Education and Psychology
Denver, CO Pepperdine University
Los Angeles, CA
xii Contributors
David S. Shen-Miller Carol Webb
College of Education Department of Psychiatry and Behavioral
Tennessee State University Sciences
Nashville, TN Emory University
Jennifer M. Taylor Atlanta, GA
Department of Psychology Christina K. Wilson
University of Florida School of Medicine
Gainesville, FL Emory University
Wendy L. Vincent Atlanta, GA
Commonwealth Psychology Associates Erica H. Wise
Newton, MA Clinical Psychology Program
University of North Carolina – Chapel Hill
Chapel Hill, NC
Contributors xiii
CONTENTS
xv
14. Ten Trends in Lifelong Learning and Continuing Professional
Developmentâ•…214
Greg J. Neimeyer and Jennifer M. Taylor
xvi Contents
Part Fiveâ•… •â•… Emerging Trends in Education and Trainingâ•…
28. Professionalism: Professional Attitudes and Values in Psychologyâ•… 491
Catherine L. Grus and Nadine J. Kaslow
29. Emerging Technologies and Innovations in Professional
Psychology Trainingâ•… 510
Michael J. Constantino, Christopher E. Overtree, and Samantha L. Bernecker
30. Professional Psychology Program Leaders: Competencies and
Characteristicsâ•…529
Mary Beth Kenkel
31. Employment Trends for Early Career Psychologists: Implications for
Education and Training Programs in Professional Psychology and for
Those Who Wish to Become Successful Early Career Psychologistsâ•… 548
Ronald H. Rozensky
Indexâ•…567
Contents xvii
CH A P T E R
Abstract
Education and training in professional psychology have a rich history. In the last half century, the scientific
and theoretical literature bearing on training future psychologists has dramatically accelerated. This
chapter introduces the Oxford Handbook of Education and Training in Professional Psychology, the most
comprehensive treatment of the topic to date. This handbook covers the full spectrum of historical
developments, salient issues, current standards, and emerging trends in professional psychology education
and training. We summarize the contributions of chapter authors—all luminaries in the discipline, and
highlight the current state of the art in distinct domains of psychology education and training. We
conclude this chapter with several bold predictions for the future of training in psychology.
Key Words:╇ professional psychology, competence, education, training
Formal efforts to educate and train professional the Oxford Handbook of Education and Training in
psychologists date to the start of the 20th century Professional Psychology.
when psychologists working in applied settings such This handbook covers the full spectrum of
as government, education, and health care recog- historical developments, salient issues, current
nized a need to articulate training standards in their standards, and emerging trends in professional
new profession. Today, there are hundreds of accred- psychology education and training. The handbook
ited doctoral training programs in professional psy- focuses on doctoral and postdoctoral training for
chology in the U. S. and Canada (http://www.apa. psychologists in the health-service professions.
org/education/grad/applying.aspx) and thousands Because competencies are moving to the forefront
of internship and postdoctoral fellowship training in the design of educational and training programs
programs. Although scholarly literature on gradu- and the evaluation of trainee performance, models
ate and postgraduate education and training in psy- and standards for competency are a pervasive theme
chology has been rapidly accumulating for several throughout the chapters. Although certain training
decades; and although thousands of psychologists issues, such as curriculum content and sequence
are employed full-time as faculty members and clin- of training experiences, often are in-flux or under
ical supervisors in graduate, practicum, internship, review by various associations, this volume captures
and postdoctoral training programs; and a journal the current state of education and training while
focused on Training and Education in Professional emphasizing emerging trends and forecasting future
Psychology; until now there has been no single ref- directions.
erence work for psychologists engaged in training Professional psychology training program �leaders
and educating professional psychologists. Enter, and directors may easily feel overloaded by the
1
substantial and varied duties required of their roles. Evolution of Education and
Kenkel (this volume) observes that training program Training in Psychology
leaders often are tasked with the following responsi- Benjamin (2007) observed that a profession
bilities: (a) recruiting, reviewing, and selecting train- comprises “specialized knowledge involving inten-
ees; (b) advising and monitoring trainee progress; sive training; high standards of practice, usually
(c) developing and implementing training program supported by a code of ethics; continuing educa-
curriculum, policies, and procedures; (d) selecting tion so that practitioners stay current with the lat-
and supervising training faculty and staff; (e) shaping est developments in the profession; and provision
and monitoring the training program climate and cul- of service to the public” (p. 155). Cautin and Baker
ture; (f) representing the training program to external (this volume) reflect that the 100-year evolution of
constituencies and review bodies; and (g) ensuring psychology as a profession has been shaped by its
sufficient financial resources in the context of application to everyday life. G. Stanley Hall (1894)
long-term planning. Of course, this list offers only a first promoted psychology as an applied discipline,
partial glimpse of the duties weighing on both pro- but it was not until 1917 and the founding of the
gram leaders, faculty, and supervising psychologists in American Association of Clinical Psychologists that
the day-to-day work of preparing the next generation there was a concerted effort to organize professional
of psychologists. This handbook was launched with psychology (Routh, 1994). Yet, for most of the early
the guiding vision of helping training psychologists 20th century, psychology promulgated no standard
to better understand, appreciate, and conceptualize training guidelines, and the training of psycholo-
the work of training professional psychologists. We gists remained largely unsystematic and informal
hope that it promotes competence and inspires excel- (Cautin & Baker, this volume).
lence within the community of training psychologists It was the aftermath of World War II, the addi-
(Johnson, Barnett, Elman, Forrest, & Kaslow, 2012). tion of 16 million new veterans to the Veterans’
The 30 chapters that follow have been clustered Administration (VA) system, and the VA’s subse-
into five parts: quent urgent request for more well-trained clinical
psychologists that finally galvanized psychology to
Part 1. Overview and Evolution of Education
begin articulating standards for use in evaluating
and Training in Psychology (2–6)
training programs and facilities. Under the leader-
Part 2. Competence and Competencies in
ship of David Shakow (1942), various committees
Professional Psychology (7–14)
began to formulate psychology’s first professional
Part 3. Trainee Selection, Development, and
training standards (e.g., American Psychological
Evaluation (15–22)
Association [APA] Committee on Training in
Part 4. Culture and Context in Education and
Clinical Psychology). Simultaneously, the VA initi-
Training (23–27)
ated a training program in 1946, under the leader-
Part 5. Emerging Trends in Education and
ship of James Miller, in which psychologists would
Training (28–31)
perform diagnostic, therapeutic, and research func-
Each chapter is authored by one or more luminar- tions. It was Miller who established the doctoral
ies in the field of training. Readers will note that the degree as the minimum requirement for aspiring
table of contents constitutes a veritable “who’s who” psychologists in the VA. At the urging of the VA,
of scholars in the domain of professional psychology the APA established the Committee on Training in
education and training. Each chapter incorporates a Clinical Psychology (CTCP) to formulate a stan-
comprehensive literature review with an emphasis dard training program in clinical psychology for use
on evidence-based and competency-focused profes- in early efforts at peer evaluations of training enti-
sional psychology education and training, articu- ties. APA soon organized the Boulder Conference
lates the current state of the art in a distinct training on Graduate Education in Psychology at which
domain, and each concludes with prescient predic- a common model of professional training—the
tions for the future of training in psychology. scientist-practitioner model, or “Boulder Model”—
In the balance of this introductory chapter we was affirmed (Raimy, 1950). Cautin and Baker
set the stage and offer a preview of the highlights to note that the Boulder Model designated the core
come. We provide a brief overview of the literature skills that professional psychologists should dem-
on professional psychology education and training onstrate as well as the nature of both clinical and
followed by a series of bold predictions regarding research training required to help trainees achieve
the future of training. competence in the role of professional psychologist.
Johnson, Kaslow 3
and Lopez (2005) described as a culture of competence. health-service psychologists (McCutcheon, 2011).
There is growing consensus about the core compe- McCutcheon and Keilin note that the intern-
tencies within professional psychology (Kaslow, ship year remains broad and general in emphasis
2004; Kaslow et al., 2004). Competency-based (Zlotlow, Nelson & Peterson, 2011); it is intended
training in professional psychology focuses on to promote intermediate to advanced knowledge,
ensuring that trainees develop specific competencies skills, and attitudes in a broad spectrum of founda-
during their education and applied training (Fouad tional and functional competencies.
& Grus, this volume). This approach represents a Beyond the internship, there is growing rec-
shift from earlier models of training that empha- ognition of the value of supervised postdoctoral
sized merely counting hours of supervised experi- training for the purpose of solidifying professional
ence or completing a specified curriculum (Nelson, competence and professional identity. Wilson, Hill,
2007). Fouad and Grus describe how the focus of Lamis, and Kaslow (this volume) reflect that the
training has turned to trainee learning outcomes postdoctoral movement in professional psychology
and further, how training programs can be held occurred in response to myriad factors, including
accountable to demonstrate that trainees are com- the proliferation of practice competencies and the
petent to practice psychology. They note that the emergence of specialties within psychology (Kaslow
context for competency-based training stems from & Webb, 2011). But there are other salient reasons
a convergence of three movements: (a) a zeitgeist for trainers to encourage and trainees to pursue
of accountability for professionals to benefit the postdoctoral training. These include: (a) enhanced
public and demonstrate consistent quality care out- career marketability; (b) the fact that most jurisdic-
comes (APA, 2010; Institute of Medicine, 2003); tions require postdoctoral experience for licensure;
(b) a move within health-service provider education (c) the linkage between postdoctoral training and
toward outcome-based education and learner-based specialization; and (d) the reality that many psy-
outcomes (Nelson, 2007); and (c) concerns about chology trainees are viewed as not fully prepared for
the cost of professional training in psychology. independent practice until they have completed a
Competency-based education and training clari- supervised postdoctoral experience (Rodolfa, Ko, &
fies and measures the acquisition of knowledge, Petersen, 2004).
skills, and attitudes and their integration across a Competence in the consumption and applica-
range of foundational and functional competency tion of research, as well as the production of original
domains (Donovan & Ponce, 2009; Fouad et al., research, is another essential component of training
2009; Kaslow et al., 2009). Foundational compe- in professional psychology. Kahn and Schlosser (this
tencies refer to fundamental professional knowl- volume) reflect that training students to be profi-
edge, structures, and skill sets (Fouad & Grus) and cient in research is central to the philosophy of most
include, but are not limited to, professionalism, doctoral training models within professional psy-
reflective practice, ethical and legal standards, and chology. Beginning with the Boulder Conference
relationships (Rodolfa et al., 2005). Functional and continuing today, the integration of science and
competencies in professional psychology include practice has been an indispensable facet of applied
assessment, intervention, consultation, research and psychology training (e.g., Bieschke, Fouad, Collins,
evaluation, supervision, administration, and advo- & Halonen, 2004). There are research components
cacy (Rodolfa et al., 2005). Benchmarks that char- nested within the Competency Benchmarks docu-
acterize competence in knowledge, attitude, and ment (Fouad et al., 2009). These elements of scien-
skill are now in place for the prepracticum, practi- tific mindedness include critical scientific thinking,
cum, and internship levels of psychology training valuing and applying scientific methods to profes-
(Fouad et al., 2009), as well as specialty credential- sional practice, and independently applying scien-
ing and maintenance of competence (Baker & Cox, tific methods to practice (Fouad et al., 2009).
this volume). Kahn and Schlosser show that a graduate pro-
McCutcheon and Keilin (this volume) discuss gram’s research training environment (RTE) is not
the internship in professional psychology, from only key to influencing trainees’ research skills,
inception to the current questions, quandaries, and but an effective RTE also will lead trainees to be
conflicts linked to internship year. A critical element more interested in research, value research more,
in the sequence of training professional psycholo- be more motivated to engage in research, and have
gists, the internship has been referred to as a cap- a greater sense of self-efficacy concerning research
stone, and more recently, the keystone experience for (Gelso, 1993). Research training is not limited to
Johnson, Kaslow 5
development competencies has been quite slow at communicate much of this culture through their
times. A competency-based approach to supervision daily interactions with others. Barnett and Goncher
places far greater focus on the process of supervisor note that the important work of ethics acculturation
assessment of supervisee preparedness to execute clin- in professional psychology requires creating a culture
ical tasks with clients/patients. of ethics, modeling self-care and wellness, appropri-
In addition to astute supervisors, training psy- ately managing boundaries with trainees, promoting
chologists increasingly are called to become inten- integrity in research and publication, maintaining
tional and deliberate mentors for graduate students, and developing one’s own clinical competence, and
interns, and postdoctoral residents (Johnson, 2007; working through ethical challenges and dilemmas in
Kaslow & Mascaro, 2007). The most effective men- a transparent way, always with an eye toward mod-
torships in psychology training environments have eling the ethical consultation and decision-making
been distinguished by focal characteristics includ- process for trainees.
ing positive emotional valence, increasing mutu- Often entwined with ethics, professionalism is
ality, deliberate focus on the trainee’s career and a core element of personal identity and character
professional identity development, and a host of that develops over the course of one’s professional
career and psychosocial functions (Johnson, 2007). life (Passi, Doug, Peile, Thistlethwaite, & Johnson,
Johnson (this volume) proposes the Mentoring 2010). Grus and Kaslow (this volume) offer one of
Relationship Continuum Model as a strategy for the first systematic efforts to review and integrate
integrating various trainer-trainee developmental the literature on professionalism from the profes-
relationships under a single mentoring relationship sional psychology literature. They describe profes-
umbrella. According to Johnson, as any develop- sionalism as behavior and comportment that reflect
mental training relationship evolves along the men- the values and attitudes of psychology (Fouad
toring continuum, it may be characterized by more et al., 2009). Salient elements of professionalism
and more of the qualities of mentoring. Recognizing include: (a) integrity—honesty, personal responsibil-
that no single training relationship is likely to meet ity, and adherence to professional values; (b) deport-
the full spectrum of trainee developmental needs, ment; (c) accountability; (4) concern for the welfare
Johnson further proposes a mentoring constellation of others; and (5) professional identity. A necessary,
or developmental network approach to conceptual- though not sufficient, competency for the effective
izing mentoring. In this model, a mentoring constel- practice of psychology (Cruess, Cruess, & Steinert,
lation is the set of relationships an individual has 2009; Lesser et al., 2010; Pellegrino, 2002), profes-
with the people who take an active interest in and sionalism can be taught. In fact, it is imperative that
action to advance the individual’s career by assisting trainers help trainees to make a life-long commit-
with both personal and professional development ment to refining professionalism over the course of
(Higgins & Thomas, 2001). their professional development (Lesser et al., 2010).
Johnson, Kaslow 7
offering focused training in this area (Russell & 60 years ago (Raimy, 1950), and the PsyD stipu-
Yarhouse, 2006), religious-distinctive programs lated as the degree of choice for Vail-model prac-
seek to prepare psychologists with focused compe- titioner programs (Korman, 1973), professional
tency in service to religious communities, including psychology currently struggles with some confusion
the delivery of mental health services that integrate regarding degree and training model distinctions
or accommodate client/patient religious or spiri- (Bell & Housman, this volume). For instance, some
tual beliefs and practices. In addition, with the data practitioner-scholar programs grant the PhD degree
emerging on the salience of religion and spirituality and certain scientist-practitioner model programs
as related to the psychological well-being of many offer the PsyD. On the upside, distinct training
individuals, the value of attending to this form of models in professional psychology provide coher-
diversity in all training programs as a component of ent frameworks for program emphasis and trainee
cultural competence is underscored. competencies. On the downside, the often muddled
contours between degrees and training models pose
The Road Ahead: The Future of Training an obstacle to the promotion of professional psy-
in Professional Psychology chology as a coherent health-care profession. Bell
Rozensky (this volume) highlights a variety of and Housman reflect that the evolution of training
trends likely to influence the success of the pro- models within psychology has been neither neces-
fessional psychology workforce moving forward. sary nor sufficient. In fact, training psychologists
Although social, political, and economic factors will are at risk for spending more time debating the
continue to shape the evolution of health-care pro- merits of nuanced distinctions among models (see
fessions broadly, Rozensky cautions that psycholo- Bieschke et al., 2011) and far too little time focus-
gists must be particularly attentive to the following ing on the shared values, principles, and foci across
trends (among many others): (a) ever-increasing models.
diversity in the population we serve; (b) rapid The fact remains that consumers and allied
changes in the health-care system; (c) increasing health-care professionals are often unaware of and
emphasis on accountability, evidence-based treat- utterly unconcerned about the training model
ments, and demonstration of medical-cost offset; employed by a psychologist’s training programs.
(d) interprofessionalism; and (e) matters of sup- Rather, our clients/patients and colleagues hope that
ply and demand for professional psychologists. we will be competent, ethical, and professional. Just
According to Rozensky, it is of paramount impor- as the field of psychotherapy has begun a growing
tance that training programs are transparent with movement toward evidence-based integration and
applicants about how each of these trends may consolidation (Collins, Leffingwell, & Belar, 2007;
shape career options and expectations. Norcross, 2005), so too should professional psy-
We conclude this introduction to the Oxford chology education and training begin a process of
Handbook of Education and Training in Professional integration and parsimonious consolidation, always
Psychology by distilling some of the most farsighted with an eye toward core competencies required for
and evidence-supported predictions offered by the effective practice of professional psychology.
authors of the following 30 chapters. Although there
is always some risk inherent in forecasting the future The Practical Training Sequence
of a profession, we are particularly confident that Will Be Revisioned and Refined
contributors to this volume are in the best position to Several of the authors in this volume address
offer valuable projections about the road ahead. We the controversies and complexities centering on
now offer 10 salient trends in professional psychol- supervised practical training in professional psy-
ogy training. Each trend is part observation, part pre- chology. At present, doctoral students experience
diction, and part recommendation. We hope these considerable pressure to accrue substantial numbers
trends help to both set the stage for the important of supervised practicum hours at the predoctoral
contributions contained in the handbook and offer level. Of course, number of hours accrued may
training psychologists a glimpse of the road ahead. say little about established competence for more
advanced training (Kaslow & Keilin, 2006). To the
Models of Doctoral Training Will Be extent that practicum hours serve as one indicator
Integrated and Streamlined of preparation and competence, it will be increas-
Although the PhD was established as the degree ingly important that accrediting bodies and train-
associated with the scientist-practitioner model over ing programs attend to the quality of practicum
Johnson, Kaslow 9
Trainer Selection and Preparation Must attention on providing education and supervision
Become More Rigorous and Effective related to the roles(s) of social media in the prac-
It is unreasonable to assume that all psychologists tice of psychology. More consideration needs to
demonstrate the necessary and sufficient motivation be given to pertinent ethical, practical, and profes-
and competence to cultivate positive and effective sionalism related issues (APA Practice Organization,
developmental relationships with trainees. When 2010; Gabbard et al., 2011).
training goes awry, trainer competence problems
are occasionally responsible for this (Kaslow et al., Licensing and Credentialing Organizations
this volume). Moreover, even when training psy- Must Confront Several Quandaries
chologists demonstrate potential for excellence as a The profession of psychology must address sev-
supervisor, teacher, and mentor, they are likely to eral questions and quandaries related to licensure
encounter unique conundrums and tensions related and credentialing of psychologists. As DeMers
to their dual roles as educator/supervisor—includ- and colleagues (this volume) suggest, many of
ing advocacy and collegial friendship with train- these unresolved concerns will have direct bearing
ees—and gatekeeper for the profession (Johnson, on training. For instance, although APA and the
2007). For these reasons, training programs must do Canadian Psychological Association (CPA) have
more to increase the rigor and reliability of selection promulgated standards of accreditation of train-
and hiring strategies for new faculty/supervisors, ing programs that adhere to the doctoral standard
while doing more to prepare new training psycholo- (APA Commission on Accreditation, 2009), the
gists for their roles. Currently, evidence of robust doctoral standard is not universally accepted by
research funding or numerous publications may state and provincial licensing boards as the train-
serve as primary hiring criteria for program faculty, ing standard. Psychology must further address the
whereas evidence of a relevant clinical experience growth of online delivery for graduate education
may be a primary measure of readiness to supervise. courses, and even entire degree programs. DeMers
Of course, neither of these criteria have any dem- and colleagues raise excellent and troubling ques-
onstrated connection to competence as a training tions regarding whether the physical presence of a
psychologist (Kaslow et al., 2007; 2009). Johnson trainee within a training environment is essential
(this volume) recommends that training programs for developing all facets of competence required
become much more deliberate about selecting, train- of a professional psychologist. Within psychology,
ing, and supervising psychologists with the interest, there is also growing concerns about a perceived
aptitude, and interpersonal competence required of lack of communication between trainers stationed
excellent advising, supervising, and role-modeling. at various levels within the training sequence (doc-
toral program, practicum site, internship program,
Training in Psychology Increasingly Will Be postdoctoral program; Johnson et al., 2008), such
Shaped by Technology and Innovation that gatekeeping efforts are hampered and consis-
Constantino, Overtree, and Bernecker (this vol- tent tracking of trainee competence is inconsistent
ume) address both technological advances and para- at best. Finally, there is considerable discussion and
digmatic challenges to professional psychology training debate regarding telepractice, and, by extension,
(Kazdin & Blasé, 2011). As psychology moves forward, teletraining, across accreditation and credentialing
some of the direct technological innovations likely to bodies. Very few psychology licensing laws currently
have a tremendous impact on training new psycholo- address the question of long-distance supervision.
gists include: (a) use of streaming video for thera-
peutic, teaching, and mentoring purposes; (b) video There Will Be Increasing Rapprochement
conferencing to enhance the value and frequency of between Religious and LGBT Training
clinical supervision; and (c) moment-to-moment out- Psychologists
come monitoring capability in training clinics. Some Miles and Fassinger (this volume), like
of the most intriguing non-technology-based innova- many in the profession, express concern that
tions in training will include: (a) integrating research religious-distinctive programs are empowered—
infrastructures directly into the psychotherapy training by a footnote in the accreditation guidelines—to
mission; and (b) migration toward common-factors exclude faculty and prospective students whose sex-
psychotherapy training (Norcross, 2011). ual or gender orientation and related behavior (e.g.,
In addition, with the advances in technology open LGBT relationships) is considered incongru-
and social media, trainers must focus more of their ent with religious institutional faith statements. As
Johnson, Kaslow 11
Bieschke, K. J., Fouad, N. A., Collins, F. L., & Halonen, J. S. Hage, S. M., Hopson, A., Siegel, M., Payton, G., & DeFanit,
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383. doi:10.1037/0033-3204.44.4.378 careers: Toward understanding the effects of multiple devel-
Busseri, M. A., Tyler, J. D., & King, A. R. (2005). An explor- opmental relationships. Journal of Organizational Behavior,
atory examination of student dismissals and prompted 22, 223–247. doi: 10.1002/job.66
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Professional Psychology: Research and Practice, 36, 441–445. tion creates a postdoctoral residency and internship training
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Donovan, R. A., & Ponce, A. N. (2009). Identification and Kaslow, N. J. (2012). The competent community: Toward
measurement of core competencies in professional psychol- a vital reformulation of professional ethics. American
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Washington, DC: APA Press. Competencies conference: Future directions in education
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Education in Professional Psychology, 2, 183–192. and practicing competency-based supervision: A transfor-
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of students, programs, and universities. Journal of Clinical Lichtenberg, J., Nelson, P. D.,â•›.â•›.â•›.â•›Smith, I. L.. (2007).
Psychology, 67, 340–54. doi: 10.1002/jclp.20767 Guiding principles and recommendations for the assessment
Johnson, Kaslow 13
PA RT
1
Overview and Evolution
of Education and
Training in Psychology
CH A P T E R
Abstract
The education and training in professional psychology have origins dating to the beginning of the 20th
century, as psychologists working in various applied settings, such as in government, industry, education,
and health care, recognized the need to articulate education and training standards for their burgeoning
profession. Amid intradisciplinary and interdisciplinary resistance, attempts to define such standards were
made by psychologists in an effort to differentiate themselves from a variety of pseudo-psychological
practitioners, all of whom represented themselves as psychological experts. Formal developments in the
education and training of professional psychologists advanced rapidly during and immediately following
World War II, as the federal government, recognizing the acute need for mental health professionals
and the relative shortage thereof, invested significantly in the creation of a substantial mental health
workforce. One of the most important developments in this regard was the 1949 Boulder Conference
on Graduate Education in Clinical Psychology, which delivered to professional psychology the
scientist-practitioner (Boulder) model of training. Its critics notwithstanding, this model has served as a
significant frame of reference for the ongoing examination and discussion of the education and training of
professional psychologists.
Key Words:╇ Boulder conference, education and training, professional psychology, scientist practitioner,
scholar-practitioner
Education and training in professional psychol- and the identification and treatment of educational,
ogy have origins dating back to the beginning of the behavioral and emotional problems.
20th century, when the new science of psychology Applied psychologists were eager to identify
found its way from Europe to America. The new themselves with the new psychological science, as it
laboratory-based psychology sought to apply the would affirm their credibility and professionalism, as
objective methods of science to understanding the well as differentiate them from pseudo-psychological
mind. Psychological laboratories founded at a hand- practitioners claiming to offer help and healing.
ful of American universities utilized experimen- Such pseudo-professionals, variously termed mental
tal methods to analyze a variety of phenomena of healers, spiritualists, or phrenologists, were popular
consciousness. Studies of sensation and perception, with the American public at the end of the 19th
reaction time, and memory were common subjects century and practiced with virtually no regard for
of empirical study. At the same time, there was an clearly articulated standards of education and train-
equal interest in applying psychological science to ing (Benjamin & Baker, 2004).
various areas with practical import, such as adver- Benjamin (2007) observed that a profession com-
tising, the measurement of individual differences, prises “specialized knowledge involving intensive
17
training; high standards of practice, usually sup- for psychology’s application to real-world problems,
ported by a code of ethics; continuing education so most notably in education. G. Stanley Hall (1844–
that practitioners stay current with the latest devel- 1924), the founder of the American Psychological
opments in the profession; and provision of a service Association (APA), published an article in 1883
to the public” (p. 155). Early applied American psy- that described the scarcity of knowledge among
chologists understood the need that they define for Boston school children. The study’s methodological
themselves standards of education and training so flaws notwithstanding, the paper lent momentum
that their work would be identified with the profes- to the country’s growing concerns about the qual-
sional practice of psychology. This chapter focuses on ity of education in America. Hall was a pioneer in
those efforts and describes the history of education the Child Study Movement (Davidson & Benjamin,
and training in professional psychology in America. 1987), a national effort to apply newly established
The history of education and training in pro- scientific understanding of child development to the
fessional psychology mirrors the fieldx’s protracted task of educational reform (Hall, 1883). In 1891 he
struggle for scientific legitimacy and professional founded the journal Pedagogical Seminary to print the
standing. Challenged by colleagues who narrowly findings of child study research, and he continued to
conceived of psychology’s mission as the further- evangelize for the new science to his colleagues and
ance of psychology as a science, to the virtual exclu- to the public. In the summary of an article published
sion of practice, and by psychiatrists who would in a popular magazine, Hall (1894) wrote, “The one
vehemently defend the boundaries of their field, chief and immediate field of application for all this
professional psychologists battled both intradis- work [psychology] is its application to education,
ciplinary and interdisciplinary tensions in their considered as the science of human nature and the
quest for professional identity and status. Efforts art of developing it to its fullest nature.” (p. 718)
to delineate education and training standards in Ultimately, the lofty goals of the Child Study
professional psychology put into sharp focus these Movement were hardly achieved, and by 1910 it had
struggles. Owing to various social, economic, and virtually lost its impact on psychology and education.
political tides, and to the influence of key individu- But the movement served to introduce the American
als, professional psychology would ultimately secure public to the new psychology and its potential for
its place in the world of mental health professionals. addressing real-world problems.
The anthropometrics testing program at Columbia
Origins of Professional Psychology: University in the 1890s, under the directorship of
Applications of Psychological Science James McKeen Cattell (1860–1944), also may be
The founding of psychological science in the late considered an early application of the new psycho-
19th century is commonly associated with Wilhelm logical science, despite the fact that it was ultimately
Wundt (1832–1920), who in 1879 at the University revealed to lack predictive validity and was subse-
of Leipzig established a research laboratory that has quently discontinued. Indeed, Cattell (1890) coined
since been considered the birthplace of psychology. the term “mental test;” mental testing or assessment
Establishing a clear demarcation between men- would become the hallmark of American psychol-
tal philosophy and the new psychological science, ogy in the 20th century. Inspired by the work of
Wundt employed strict experimental techniques, Francis Galton (1822–1911), Cattell’s testing pro-
such as experimental introspection and the psycho- gram entailed the vast accumulation of sensory
physical methods developed by Weber and Fechner, acuity and reaction time data from hundreds of stu-
to study the structures and processes of conscious- dents. Cattell’s efforts were based on the assumption
ness. He published copious reports on a range of that these data represented accurate and reliable
topics, most notably sensation and perception measurements of mental faculties and would thus
(Balance & Evans, 1975). Wundt is remembered for be useful for pedagogical purposes (Cattell, 1893).
his evangelism for experimentalism; his prolificacy; But Clark Wissler (1901), one of Cattell’s graduate
and the training of over 150 students, about 30 of students, demonstrated mathematically that there
whom went on to establish early psychological labo- was virtually no statistical relationship between
ratories at American Universities (Benjamin, 2007). students’ test scores and their school performance,
Contrary to the notion that the first psycholo- thus shattering the rationale for the anthropometric
gists were interested solely in advancing a pure sci- testing program. Nevertheless, the program was sig-
ence with no regard for the practical, some of the nificant historically as it introduced mental testing
most prominent among them strongly advocated to American psychology. Testing eventually would
Cautin, Baker 19
The Child Guidance Movement the interest of helping the public to identify bona
The Child Guidance Movement was another fide psychologists, applied psychologists petitioned
outgrowth of Progressive reform in America. the APA in 1915 for the creation of a certification
Derived from the mental hygiene movement (Grob, program. When the APA refused, several psycholo-
1994; Horn, 1989), which advocated for prevention gists, including J. E. Wallace Wallin (1876–1969)
of psychopathology through early intervention, the and Leta S. Hollingworth (1886–1939), founded
Child Guidance Movement officially began in 1922 the American Association of Clinical Psychologists
with the establishment of a series of demonstration (AACP) in 1917. The leadership of AACP explored
clinics designed to address the problem of juvenile possibilities for credentialing and standardized spe-
delinquency through prevention. Although juvenile cialized training, both of which were already cus-
delinquency inspired the earliest child guidance clin- tomary in medicine and engineering (Benjamin
ics, by the 1920s these clinics were serving a much & Baker, 2004). Contrary to some psychologists
more eclectic population of children, who presented who argued that the master’s degree was sufficient
with a broad range of educational, behavioral, and to earn the title, “Psychologist,” Hollingworth
emotional problems (Cautin, 2011; Napoli, 1981). (1918) warned “that it will hardly be possible for
The speedy growth in child guidance clinics after applied psychologists to succeed (in clinical prac-
1925 created an acute demand for trained profes- tice at any rate), without the doctor’s degree [.â•›.â•›.â•›for]
sionals from psychiatry, clinical psychology, and the doctor’s degree has come to signify adequate
social work to treat troubled children. In response skill in him who presumes to direct human wel-
to this need, the Commonwealth Fund launched fare” (pp. 282–283). Moreover, Leta Hollingworth
an extensive training program, offering fellowship argued for “the ‘invention’ of a new degree, —
awards, and in effect setting the standards for train- Doctor of Psychology,— which would involve six
ing and practice in the field (Horn, 1989). Its major years of training, including college, with an addi-
contribution to psychologists’ training was its pro- tional apprenticeship year (instead of research).”
gram at the Institute for Child Guidance, which Hollingworth further argued that legal certification
trained 15 full-year fellows, the most significant of would be necessary, but that a standardized cur-
whom was Carl Rogers (1902–1987), one of the first riculum must precede it. With this in mind, she
to conduct systematic research on psychotherapy called on the APA to establish a standing committee
and who would be known for his nondirective form that would “prepare a list of departments of psy-
of counseling and psychotherapy—client-centered chology, where prescribed training has been made
therapy (Rogers, 1942, 1951, 1957). available” (p. 281). But for the majority of the APA
Psychologists’ role at the child guidance center, membership, the concerns of applied psychologists
although initially to administer and interpret psy- were either considered of secondary importance or
chological tests, progressively expanded to include simply irrelevant to the mission of the organization;
the provision of psychotherapy, albeit always under thus, Hollingworth’s plea fell on deaf ears.
the supervision of the psychiatrist. A clear hierarchy The activities of clinical psychologists also met
existed among the main child guidance profession- resistance from the psychiatric community. In
als, but “practice at the clinics encouraged consider- December 1916, the New York Psychiatrical Society
able collaboration and permitted a blurring of roles” appointed a committee “to inquire into the activi-
(Horn, 1989, p. 99). This is not to say, however, that ties of psychologists and more particularly of those
interdisciplinary relations were without tensions. who have termed themselves ‘clinical psychologists’
in relation to the diagnosis and treatment of abnor-
Early Organizational Efforts of mal conditions” (Hollingworth, 1917, p. 224).
Professional Psychologists Although acknowledging “the wide usefulness of
Due to the impact of WWI on the public’s inter- the application of psychological knowledge and of
est in psychology and to the growing number of the findings of certain psychological tests [largely
employed psychologists in applied settings, profes- in education and business]”, the committee recom-
sional psychology continued to grow throughout mended “that the Society express its disapproval and
the early decades of the 20th century. Eager to apply urge upon thoughtful psychologists and the medical
their new science to real life problems, early applied profession in general an expression of disapproval of
psychologists were in competition with a cadre of the application of psychology to responsible clini-
pseudoscientific practitioners, who had hitherto cal work except when made by or under the direct
provided psychological services to the public. In supervision of physicians qualified to deal with
Cautin, Baker 21
dismiss professional issues as irrelevant to its mis- which would aid all federal agencies involved in
sion. Importantly, the organizational structure training (Baker & Pickren, 2007).
of the reformulated APA afforded equal status In Fall, 1946, under the leadership of James
to both academics and practitioners alike, and, Grief Miller (1916–2002), who had recently taken
as such, smoothed the way for the furtherance charge of the clinical psychology section of the VA,
of the professional psychologists’ agenda (see the VA initiated a training program in conjunction
Crawford, 1992). with the relatively few educational institutions rec-
ognized by the APA as providing adequate training
The new APA embodied the lessons of World War
for the doctoral degree (Baker & Pickren, 2007;
II. The psychology community’s wartime alliance
Cautin, 2011; Miller, 1946).
with the military establishment signaled the start
Under Miller’s (1946) plan, clinical psycholo-
of a new social contract; psychologists sought to
gists would perform diagnostic, therapeutic, and
broaden their base of social support by marketing
research functions, with diagnosis being the psy-
their expertise more widely. They had learned to
chologists’ primary task. Miller established the
submerge their narrow specialty interests in favor of a
doctoral degree as the minimum requirement for
broad consensus on the great practical value of their
aspiring psychologists in the VA setting. Since there
discipline. (Capshew & Hilgard, 1992, p. 171)
was a dearth of practicing psychologists with doc-
WWII produced an unparalleled number of toral training, the VA did hire aspirants with some
neuropsychiatric casualties (Farrell & Appel, 1944). psychology training, although only on a tempo-
It became clear early on in the war that there was rary basis. These individuals were ultimately given
an acute shortage of psychiatrists to meet the grow- until 1951 to obtain their doctorates, after which
ing needs of returning military veterans. As a con- they would no longer be eligible to be employed at
sequence, the federal government began to look the VA. As part of the VA training program, stu-
elsewhere for additional suitable mental health dents were expected to work part-time, and were
practitioners. In 1942, the federal government man- paid hourly wages commensurate with their years
dated that the Veteran’s Administration (VA) and of training. The universities were responsible for
the United States Public Health Service (USPHS) academic preparation, which included the determi-
work systematically to expand the pool of mental nation of the specific curriculum and the required
health professionals. number of training hours. Faculty from affiliated
universities were to serve as part-time consultants,
The VA and the Training of Psychologists conducting their own research and supervising stu-
The addition of 16 million more military vet- dents in their clinical work and research (Baker &
erans had “thrown upon the Government of the Pickren, 2007).
United States a great responsibility” (Miller, 1946, The VA training program grew rapidly in ensuing
p. 181). Accepting this responsibility, the VA com- years. There were over 200 trainees in the program’s
mitted itself to providing cutting-edge psychiatric first year, and by 1950, the number of trainees had
care, which included an “integral role for clinical surpassed 600. Moreover, a formal evaluation con-
psychology” (p. 182). During the war, psychologists ducted in 1956 noted that most graduates of the
contributed both to diagnosis, using standardized program tended to take staff positions in the VA,
psychological tests, and to treatment, conducting despite the fact that this was not a stipulation of
psychotherapy in a limited number of cases, thus their training (Wolford, 1956). The VA training
proving themselves an essential component of the program was both beneficial for the VA, whose
psychiatric team. The VA’s urgent request for more veterans received services hitherto lacking, and for
adequately trained clinical psychologists prompted the universities, who secured funding and increased
organized psychology to begin to articulate train- professional opportunities. The profession of clini-
ing standards (Shakow et al., 1945) and to evaluate cal psychology also benefited from the VA training
extant training programs and facilities (Sears, 1946, program, as training issues in clinical psychology
1947). Initially, the APA identified 22 universities were put into sharp focus.
for the VA as providing adequate doctoral training
for clinical psychologists (Sears, 1946). The VA, National Institute of Mental Health
with the support of the U. S. Public Health Service, (NIMH) and the Training of Psychologists
asked the APA to develop a formal accreditation In addition to basic and applied research, the pas-
program for doctoral training in clinical psychology, sage of the National Mental Health Act (NMHA)
Cautin, Baker 23
Table 2.1.╇ (continued)
Earl E. Swarzlander, Veterans Administration Hospital,
Max L. Hutt, University of Michigan Long Island, NY
Carlyle Jacobsen, University of Iowa Ruth S. Tolman, Veterans Administration Hospital, Los
Angeles, CA
Marshall R. Jones, University of Nebraska
Brian E. Tomlinson, New York University
Bert Kaplan, Harvard University
George Richard Wendt, University of Rochester
E. Lowell Kellly, University of Michigan
Carroll A. Whitmer, University of Pittsburgh
Isabelle V. Kendig, St. Elizabeth’s Hospital,
Washington, DC Clarence L. Winder, Stanford University
David B. Klein, University of Southern California Dael Wolfle, American Psychological Association
James W. Layman, University of North Carolina Helen M. Wolfle, American Psychological Association
Lyle H. Lanier, University of Illinois Source: Baker & Benjamin, 2005
George F. J. Lehner, University of California, Los Angeles
George E. Levinrew, American Association of Psychiatric Shakow began to formulate his ideas regarding
Social Workers clinical psychology training during his tenure at
Howard P. Longstaff, University of Minnesota Worcester State Hospital, where he served as Chief
Psychologist and Director of Psychological Research
Bertha M. Luckey, Cleveland (OH) Public Schools from 1928 to 1946. He was an evangelist for profes-
Jean W. McFarlane, University of California, Berkeley sional development in the field:
Cecil W. Mann, Tulane University The science of psychology has responsibilities in the
Dorothea A. McCarthy, Fordham University matter which cannot be evaded. The need for applied
psychological work is great and unless psychology
Dwight W. Miles, Western Reserve University can provide adequately trained personnel, other
James G. Miller, University of Chicago disciplines, which recognize both the need and
responsibilities, will take over the function of which
O. Hobart Mowrer, University of Illinois
are more properly the province of the psychologist
Paul Henry Mussen, University of Wisconsin (Shakow, 1942, 277–278).
C. Roger Myers, University of Toronto As a member, if not chair, of various commit-
T. Ernest Newland, University of Tennessee tees related to professional training in the field,
Shakow made much progress toward the profes-
John Gray Peatman, City College of New York
sionalization of training standards. As a member
Albert I. Rabin, Michigan State University of the Committee on the Training of Clinical
Victor C. Raimy, University of Colorado Psychologists (CTCP), appointed by the AAAP,
Shakow drafted a four-year doctoral program that
Dorothy Randall, University of Colorado (Conference
Assistant) integrated systematic fundamental didactics with
clinical experiences in assessment and psycho-
Eliot H. Rodnick, Worcester (MA) State Hospital therapy (Shakow, 1942). Following the integration
Julian B. Rotter, Ohio State University of the AAAP and the APA, Shakow chaired the
Seymour B. Sarason, Yale University Subcommittee on Graduate Internship Training,
which met at the Vineland Training School in
Martin Scheerer, University of Kansas 1944 (Baker & Benjamin, 2000). The resultant
Mary Schmitt, National League of Nursing Education committee report, or what became known as the
Laurance F. Shaffer, Columbia University “Shakow Report,” identified three primary func-
tions of the clinical psychologist—research, diag-
David Shakow, University of Illinois Medical School,
nosis, and therapy—and supported the doctoral
Chicago
standard for practice in the field (Shakow et al.,
John W. Stafford, Catholic University 1945). Two years later, at the urging of the VA and
Charles R. Strother, University of Washington the USPHS, the APA established the Committee
on Training in Clinical Psychology (CTCP) to
Cautin, Baker 25
given to “the possibility of eventual amalgamation science and practice. Another outcome was the deci-
of these two fields” (p. 148). Such a proposal of sion to change the division’s name from Counseling
integration notwithstanding, in the ensuing decade, and Guidance to Counseling Psychology, indicating
stark boundary lines emerged among the specialties its enthusiasm for aligning itself more closely with
of clinical, counseling, and school psychology. As clinical psychology than with educational guidance.
the Boulder conference was most closely aligned According to the Northwestern Conference report,
with clinical psychology per se, counseling psy- the counseling psychologist
chologists were also eager to define the boundaries
is to foster the psychological development of the
of their field as well as a distinct training model in
individual. This includes all people on the adjustment
order to benefit from the generous federal funding
continuum from those who function at tolerable
that was profiting the field of clinical psychology.
levels of adequacy to those suffering from more severe
To this end, under the direction of University
psychological disturbances. Counseling psychologists
of Michigan faculty member and counseling cen-
will spend the bulk of their time with individuals
ter director, Edward Bordin, a conference entitled
within the normal range, but their training should
“The Training of Psychological Counselors” was
qualify them to work in some degree with individuals
held at Bordin’s home institution in July 1948 and
at any level of psychological adjustment. (American
again in January 1949. Table 2.2 lists the Ann Arbor
Psychological Association, Division of Counseling
Conference participants. The purpose of this confer-
and Guidance, 1952, p. 181)
ence was to articulate proposals for a training model
that would affirm the specific contributions that The Northwestern Conference yielded impor-
counseling and guidance could make to a national tant gains for the field of counseling psychology.
program of mental health (Baker & Joyce, 2013). Guidelines for a proposed curriculum were articu-
The suggestions generated at the Michigan meetings lated, and consequently, the APA began accredit-
were sent to APA’s Division 17, which co-sponsored, ing counseling programs in 1953 [check date]. The
with the APA, the Northwestern Conference VA created a job classification for counseling psy-
in 1951. The participants of the Northwestern chologists as well, further affirmation of the field’s
Conference upheld the primacy of the PhD degree unique contribution to a national program of men-
and affirmed the Boulder concept of integrating tal health.
Joseph M. Bobbitt, Chief Psychologist, Office of Professional Services, National Institute of Mental Health, U.S.
Public Health Service, Washington, DC
Edward S. Bordin, Chair and Editor of the Counseling Division of the Bureau of Psychological Services, Associate
Professor of Psychology and Educational Psychology, University of Michigan
John A. Bromer, Assistant Personnel Director, Counseling Center, Prudential Insurance Co. of America
Mitchell Dreese, Professor of Educational Psychology, Dean of the Summer Sessions, George Washington University
Clifford P. Froehlich, Specialist for Training Guidance Personnel, Occupational Information and Guidance Service;
Office of Education, Federal Security Agency; Associate Professor of Education, Johns Hopkins University
Milton E. Hahn, Professor of Psychology, Dean of Students, University of California, Los Angeles
E. Lowell Kelly, Director, Bureau of Psychological Services, Professor of Psychology, University of Michigan
Victor C. Raimy, Director of Clinical Training Program, Department of Psychology, University of Colorado
Cautin, Baker 27
Table 2.3.╇ Participants at the Thayer Conference
S. Spafford Ackerly, MD, Chair of the Department of Psychiatry and Mental Hygiene, and Director of Louisville Child
Guidance Center Clinic, University of Louisville School of Medicine
Harry V. Bice, Consultant on Psychological Problems, New Jersey State Crippled Children’s Commission, Trenton
Jack W. Birch, Director of Special Education, Board of Public Education, Pittsburgh, PA
Joseph M. Bobbitt (Guest), Chief, Professional Services Branch, National Institute of Mental Health, U.S. Public
Health Service, Bethesda, MD
Edward S. Bordin, Associate Professor of Psychology, University of Michigan
Opal Boston, Supervisor, School Social Workers, Indianapolis (IN) Public Schools; President, National Association of
School Social Workers
Esallee Burdette, Washington (GA) High School, representing the National Education Association Department of
Classroom Teachers
Jerry W. Carter, Jr. (Guest), Chief Clinical Psychologist, Community Services Branch, National Institute of Mental
Health, U.S. Public Health Service, Bethesda, MD
Walter W. Cook, Dean, College of Education, University of Minnesota
Ethel L. Cornell, Associate in Educational Research, State Education Department, Albany, NY
Norma E. Cutts, Professor of Psychology and Education, New Haven (CT) State Teachers College; Lecturer in
Educational Psychology, Department of Education, Yale University
Gertrude P. Driscoll, Professor of Education, Teachers College, Columbia University
James M. Dunlap, School Psychologist, University City (MO) Public Schools
Merle H. Elliot, Director of Research, Oakland (CA) Public Schools
Mary D. Fite, Psychologist, Gilbert School, Multonomah County, OR
Robert Gates, Consultant, Education for Exceptional Children, State Department of Education, Tallahassee, FL
May Seagoe Gowan, Professor of Education, University of California, Los Angeles
Susan W. Gray, Associate Professor of Psychology, George Peabody College
Dale B. Harris, Professor and Director, Institute of Child Welfare, University of Minnesota
Nicholas Hobbs, Chair, Division of Human Development & Guidance, George Peabody College
Noble H. Kelley, Chair, Department of Psychology, Director of Psychological Services, Southern Illinois University
Samuel A. Kirk, Professor of Education and Director, Institute for Research on Exceptional Children, University of
Illinois
Morris Krugman, Assistant Superintendent of Schools and Guidance, Board of Education, New York City
M. C. Langhorne, Chair, Department of Psychology, Emory University
Beatrice Lantz, Consultant, Division of Research and Guidance, Los Angeles County Schools
Max M. Levin (Guest), Psychologist, Training and Standards Branch, National Institute of Mental Health, U.S. Public
Health Service, Bethesda, MD
Bertha M. Luckey, Supervisor, Psychological Service, Cleveland (OH) Board of Education
Boyd R. McCandless, Professor and Director, Iowa Child Welfare Research Station, State University of Iowa
Guy N. Magness, MD, Director, School Health Services of University City (MO) Public Schools
W. Mason Mathews, Chair, Laboratory Services (School Services), Merrill-Palmer School, Detroit, MI
Bruce V. Moore, Education and Training Board, American Psychological Association
(continued)
importance of research. Concern over the variability psychologists, as well as social workers, licensed
across training programs, particularly with respect to professional counselors, and marriage and family
“their relative emphasis on scientific research and clin- therapists (Cautin, Freedheim, & DeLeon, 2013).
ical practice” (McFall, 2002, p. 664), led to the devel- The standard of the doctoral degree as the
opment of the clinical scientist model of training. requirement for professional practice in psychology
Nicholas Cummings, a pioneer in the profes- has been long-standing. It has served as the standard
sional school movement, has continued his long for training and for third-party reimbursement for
record of innovation in the training and delivery of psychotherapy. However that is being challenged on
mental health services with the establishment of a many fronts. Master’s-level mental health profes-
Doctor of Behavioral Health program at Arizona sionals are trained in many different programs with
State University (School of Letters and Sciences, many different forms of certification and licensure.
n.d.). The program prepares mental health provid- The Council for Accreditation of Counseling and
ers who can provide integrated behavioral care in Related Educational Programs (CACREP) is a
primary care and other medical settings. major accrediting body for master’s level counsel-
ors. It accredits master’s level programs with spe-
Master’s Level Practice cialties in addiction counseling, career counseling,
Another current issue in professional psychol- clinical mental health counseling, marriage, couple,
ogy stems from the growing number of mas- and family counseling, school counseling, student
ter’s-level mental health practitioners, which include affairs, and college counseling (CACREP, 2012).
Cautin, Baker 29
Through a mix of market forces and advocacy, pri- and government agencies, whose work remains
vate insurers and government agencies increasingly with us today. To a large extent, social, political,
recognize master’s level practitioners as independent and economic factors continue to influence the
providers of counseling services. For example in psychological profession: Armed conflict and war
2012 the Department of Defense issued regulations continue to inflict psychological casualties; increased
allowing licensed counselors to practice indepen- social awareness of mental illness and societal toler-
dently within TRICARE, the health-care program ance mitigate impediments to individuals seeking
for the Uniformed Services in America (American mental health treatment; and effective lobbying
Counseling Association, 2012). for greater parity for psychologists’ services in the
health-care system all speak to the ongoing need and
Conclusion relevance of the psychological profession. Against
The history of education and training in profes- this ever-changing landscape, education and train-
sional psychology in America is about 100 years old. ing in professional psychology has followed suit. By
It is a history that is intertwined with the history examining and tuning its assumptions and practices,
of 20th century America, including the history of professional psychology has adapted to the demands
psychology. In many ways, psychology in America of the environment.
has been defined by its application to the issues of
everyday life. The new science of psychology, which References
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Abstract
Since 1949, training models have defined doctoral training in professional psychology, serving to
provide an identity for the field of professional psychology. This chapter reviews the development,
central features (namely, emphases on science and practice), and implementation and evaluation
of the scientist-practitioner model, scholar-practitioner model, and clinical-scientist models. The
scientist-practitioner model is discussed as it integrates science and practice. The features of applied
scholarship, practice, and science in the practitioner-scholar model are described, whereas the emphasis
on evidence-based practice and training in scientific clinical psychology are characteristic of the
clinical-scientist model. Training models provide an identity for graduate programs, but in some ways they
have fractured the field of psychology with divisions by model. We suggest that professional psychology
can continue to benefit from the advantages of models, but must also move beyond models as the
primary basis for defining identity. We recommend that the profession work diligently toward integration
to define itself to the public and address the profession’s challenges, while remaining focused on training
science-based, competent professional psychologists.
Key Words╇ training models, scientist-practitioner, Boulder model, practitioner-scholar,
scholar-practitioner, Vail model, clinical scientist, clinical-science model
Foundations for formal training models date for maximizing training models’ contributions to
back to the late 1800s when the profession of psy- advancing the science and practice of professional
chology—applying the science of psychology to psychology. To set the stage for the aforementioned
assessment and interventions to improve individu- discussions, a brief overview of the historical context
als’ lives—began to emerge (see Cautin & Baker, in which training standards emerged is provided.
chapter 2, this volume, for a detailed review).
�
Interestingly, the profession was defined first by Historical Context
the practice of clinical psychology and only later The profession of psychology existed for approx-
by training. In the last 100+ years, several train- imately 50 years before its training was formally
ing models have been developed to guide standards articulated and systematized. Witmer, generally
and practice of doctoral-level education in profes- credited with founding clinical psychology, began
sional psychology. This chapter briefly describes the first psychology clinic in 1896. Over the next
the three predominant models in doctoral edu- several years a handful of other psychology clinics
cation—scientist-practitioner, practitioner-scholar, opened across the country (Edelstein & Brastead,
and clinical-scientist models; discusses the contribu- 1983; McReynolds, 1996). The year after Witmer
tions and limitations of training models to profes- opened his clinic, he began to offer a summer course
sional psychology; and offers recommendations in The Psychological Clinic at the University of
33
Pennsylvania. However, it is not clear what, if any, the research-oriented PhD, but rejected them in
training specific to clinical psychology was offered favor of the more integrative science-practice degree
at other institutions (Routh, 2000). Over the next (Donn et al., 2000).
50 years, eight institutions began to figure promi-
nently in training individuals who became active Scientist-Practitioner Model
in the profession of clinical psychology. However, Development: Boulder and
this was no guarantee that the institutions offered Gainesville Conferences
a clinical psychology program. Rather, it is the In 1949, 73 representatives of professional psy-
graduates of these programs (e.g., Shakow, Raimy) chology gathered in Boulder, Colorado for a 2-week
who were instrumental in developing the first train- Conference on Graduate Education in Clinical
ing standards for professional psychology (Routh, Psychology (the “Boulder Conference”; Benjamin &
2000). Similarly, although the first clinical intern- Baker, 2000). This conference was tasked with exam-
ship began in 1908, the role of internship training ining the then current models of training in clinical
as a formal part of doctoral education was not at all psychology and the national needs for psychologi-
secure—few graduate programs required internship cal services, and recommending a model for provid-
as part of the degree, and the largely unpaid intern- ing graduate education in clinical psychology that
ships tended to be a luxury that many students would allow standardization across the profession.
could not afford (Rogers, 1939). The agenda was wide-ranging, including discussions
The end of World War II in 1945 crystallized of curriculum (e.g., in the science of psychology,
the need for training standards. With thousands professional practice topics, ethics), research train-
of war veterans in need of psychological services, ing, applied training, sequence of training (e.g.,
the demand for clinical psychologists clearly out- undergraduate access to clinical courses, master’s
stripped supply. To meet this demand, the Veteran’s training, postdoctoral training, internship timing),
Administration (VA) and United States Public specialization, student selection and support, faculty
Health Service (and later the National Institute of training, societal needs, relationship to other pro-
Mental Health) asked the American Psychological fessions, and the role of the federal government in
Association (APA) to identify the training neces- training (Benjamin & Baker, 2000; Raimy, 1950).
sary for clinical psychologists and to provide a list By the end of the Boulder Conference, approxi-
of universities that offered such training (Donn, mately 70 resolutions were adopted that established
Routh, & Lunt, 2000). Thus, the APA established the framework for training in professional psychol-
the Committee on Training in Clinical Psychology, ogy. Several of these resolutions become the founda-
headed by Shakow. The resulting report (titled tion for all of professional psychology (e.g., inclusion
“Recommended Graduate Training Program in of both research and applied training, founda-
Clinical Psychology,” often dubbed “the Shakow tions in broader field of psychology, ethics train-
Report”; APA Committee on Training in Clinical ing, attention to student qualifications and faculty
Psychology, 1947) described a recommended pro- involvement) and are still in place today as part of
gram of training in clinical psychology and served accreditation and licensure standards (Commission
as the basis for evaluating training programs that on Accreditation—CoA, 2007; Association of State
later evolved into the profession’s accreditation sys- and Provincial Psychology Boards, 2008). The reso-
tem. The report included many elements of pres- lution that is most uniquely associated with the
ent day professional psychology training, such as Boulder conference is the integration of science and
coursework in the science of psychology and profes- practice. Thus, the terms scientist-practitioner model
sional application, and applied experiences through and Boulder Model often are used synonymously.
fieldwork and internship. Importantly, the report Following the Boulder conference, this train-
called for training in both research and practice, ing model was used by most graduate programs
and suggested that well-balanced clinical psycholo- in clinical, as well as counseling and school, psy-
gists would contribute to advancement of psychol- chology, yet it was not formally articulated or
ogy through both activities (Edelstein & Brastead, endorsed by the broad training community. The
1983). The Shakow report laid the groundwork for 1990 Gainesville conference (Belar & Perry, 1992)
the scientist-practitioner model that would emerge was convened to do just that. Co-sponsored by
from the Boulder Conference a few years later. The major education, training, and credentialing orga-
report also considered suggestions to separate a nizations in North American professional psychol-
professional degree for clinical psychologists from ogy, conference attendees created and affirmed a
Bell, Hausman 35
and ongoing training in integration is an essential contribute to human adjustment and maladjust-
component of this training model. Participants in the ment, and evaluating assessment and intervention
Gainesville conference agreed that many programs techniques in both controlled and natural prac-
that identified as scientist-practitioner did not meet tice settings. Dissemination is also a crucial part of
the ideal of fully integrated science-practice train- science-practice integration. Although critics of the
ing (Belar & Perry, 1992). Several possible expla- scientist-practitioner model have often pointed to
nations for suboptimal science-practice integration low publication rates of practitioners as evidence of
have been offered, including potential personality the model’s limitations (e.g., Frank, 1984; see also
differences between students who are interested in Horn et al., 2007), traditional scientific publica-
research versus practice, seemingly disparate skills tion is but one outcome of science-practice inte-
involved in the critical and questioning nature of gration. In addition, scientist-practitioners may
research versus the confidence in one’s knowledge engage in many other methods of dissemination
that facilitates clinical work, or the challenges to such as developing evidence-based and practically
academicians in “publish or perish” environments of applicable treatment manuals, disseminating easily
being effective science-practitioner role models (e.g., digestible scientific information to the lay public,
Frank, 1984; Mittelstaedt & Tasca, 1988). Given or consulting with other health care professionals
the challenges involved in integrative training, one about how to apply psychological science knowl-
contribution of the Gainesville conference report edge to patient care.
was the explicit description of multiple ways in Evaluation of the scientist-practitioner model.
which integration could or should be accomplished In the 60 years since its introduction, the
in didactic and practice activities. For example, scientist-practitioner model has had several
conference proceedings emphasized that didactic critics, but many more supporters. Critics of
science training should include skills needed to eval- the model have tended to argue that the origi-
uate and develop clinical tools and should generate nal model emphasized research and practice as
ideas that can be tested in both applied and research equally important but separate activities (e.g.,
contexts. The conference report also asserted that Shapiro, 1967), that the original model intended
practicum experiences should involve systematic integration to reflect the application of scientific
application of knowledge from science to practice knowledge to practice versus requiring compe-
and systematic collection and communication of tence in actually doing research (e.g., Stricker &
information) (Belar & Perry, 1992). These sorts of Trierweiler, 1995), or that the current notion of
explicit suggestions might seem obvious, but it is science-practice integration is not practical or fea-
clear from writings in the late 1980s and 1990s, and sible (e.g., Frank, 1984; Horn et al., 2007) and
continuing today, that integrating science and prac- that training should focus on the activities stu-
tice is not as straightforward as it sounds. dents will engage in after graduation (Rothenberg
Scientist-practitioner professional roles. & Matulef, 1969). As evidence, critics have cited
Boulder-model advocates tend to agree that pro- surveys indicating that the majority of graduates
fessionals may not engage in research and practice of scientist-practitioner programs do not pub-
equally nor be equally competent in both domains, lish research after they graduate (Frank, 1984).
and that scientist-practitioners may hold many dif- However, advocates of the model cite multiple
ferent jobs (e.g., Belar, 1998/2006; Horn et al., benefits of scientist-practitioner training beyond
2007). Scientist-practitioners may include research- publication, such as the ability to scientifically
ers in academic or applied settings, practitioners evaluate client or program outcomes and to dis-
in private or community settings, or individuals seminate science-based knowledge and clinical
who engage in both research and practice activities. services (e.g., Rickard & Clements, 1986).
What characterizes all these individuals is that they Supporters of the scientist-practitioner model
approach their varied professional activities from an suggest that, even if ideal integration is still
integrative perspective. Their practice is informed by an aspirational goal for some programs, “the
research, including both the existing evidence base scientist-practitioner model with its interlocking
and their own ongoing research (e.g., case-specific skills in science and practice has been the source of
hypothesis testing, program-evaluation research in growth for our clinical science and science-based
their setting). Their research is informed by practice, practice” (Belar, 2008, p. 15) and that continued
including addressing personal and social factors that integration is critical to further advances in the
Bell, Hausman 37
needs, societal needs, and diversity” (McHolland, and training in scholarly inquiry aimed to prepare
1992, p. 159). A key feature of training is the compre- students to apply psychological knowledge and
hensive nature of clinical experiences, beginning early theory. Of note, practitioner-scholar faculty mem-
in graduate training. These models value diversity in bers model professional identities as both scholars
clinical experiences obtained from a range of practica and practitioners; they publish scholarly works and
that are supported by formal coursework and super- continue their involvement in professional service
vised by professional role models. The Vail model also delivery (Cherry et al., 2000), in addition to their
holds a broad view of clinical training that includes roles as supervisors and educators.
aspects of professional practice such as “administra- Similar to the practitioner-scholar model in many
tive skills, program development and evaluation, and ways, the practitioner model shares a commitment
field research” (Korman, 1973, p. 103). to the Vail tradition and to training practitioners,
Role of science and research. In the Vail model, but differs in how it implements the Vail conference
scientific training is provided in the context of clini- philosophy. The practitioner model centers almost
cal work and practica (Stoltenberg et al., 2000), and solely on the identity of a practitioner. Scholarly
is tailored for the purpose of training students as work and scholarly inquiry is typically not a training
consumers of research. However, participants in goal beyond limited focus on the ways that science is
the Vail conference agreed that training in program relevant to practice. This model often is adopted in
evaluation and effectiveness research was important PsyD programs located at free-standing institutions
for professional psychologists (Korman, 1973). where there is not the same emphasis on publishing
Consequently, science training focuses on translat- research and scholarly works as in programs housed
ing research and theory into practice, evaluating in more traditional university departments. As a
the utility of intervention research, and consider- result, faculty in practitioner programs serve as prac-
ing the effectiveness of their own clinical practice titioner role models; they are most likely to engage in
(Marwit, 1982). Practitioner-scholar programs vary supervision and ongoing clinical work and typically
in their commitment to research training, with do not publish (Peterson, 1985).
some suggesting that a research emphasis detracts Local clinical-scientist model. This is the model
from professional training (Rothenberg & Matulef, embraced by the National Council of Schools and
1969). Importantly, proponents of these models Programs of Professional Psychology (NCSPP). It
argue that conducting research is not essential for represents an attempt to address the gap between
being a consumer of research. Thus, the Vail confer- science and practice for professional psychology
ence called for more diverse definitions of disser- students and involves training graduate students
tations that support students’ roles as professional in the use of a particular critical-thinking process
psychologists. Dissertations may include empirical with which to conduct their professional work.
research studies, special projects, single-case study The local clinical-scientist model might be thought
designs, and scholarly writings on psychological of as a training philosophy that is overlaid on the
theory (Peterson, Peterson, Abrams, Stricker, & practitioner-scholar or related training model, or a
Ducheny, 2009). method of science-practice integration that is used
with these training models. In fact, most NCSPP
Implementation and Evaluation programs that subscribe to the local clinical-scientist
of the Model model actually define themselves as a combination
Practitioner-scholar, scholar-practitioner, and of local clinical scientist and practitioner-scholar
practitioner models. The terms practitioner-scholar model programs.
and scholar-�practitioner are often used interchange- Training in the local-clinical-scientist model
ably to refer to the same professional training model is described as “strongly naturalistic, empiri-
(we use the term practitioner-scholar to refer to all cist, hypothesis-focused, logical, and pragmatic”
these model variants) in which students receive pro- (Trierweiler, Stricker, & Peterson, 2010, p. 126). Its
fessional training with the goal of becoming prac- defining characteristics are a commitment to disci-
ticing psychologists. These programs value a range plined inquiry and consideration of local factors in
of clinical endeavors as well as “theoretical analyses, both science and practice. Disciplined inquiry refers
methodological innovations, or any other intel- to a critical-thinking process that can be applied in
lectually disciplined enterprise” (Peterson, 1976, both clinical work and scientific endeavors. This
p. 793). Thus, training reflects these values, with stems from the idea that “epistemology and criti-
clinical training aimed to produce practitioners cal thinking become more central to professional
Bell, Hausman 39
model, which evolved from a series of papers and organization’s website and the McFall Manifesto,
conferences in the early to mid-1990s. The critical which was endorsed as a supporting document.
pieces of what became the clinical-scientist model
first were described in a paper dubbed the “McFall Central Characteristics
Manifesto” (McFall, 1991). In this paper, McFall Definition of clinical science. This model
proposed central principles to define the science of defines clinical science “as a psychological science
clinical psychology and discussed implications for directed at the promotion of adaptive functioning;
clinical practice and training. His definition of psy- at the assessment, understanding, amelioration,
chological clinical science shared much with the ide- and prevention of human problems in behavior,
als of the scientist-practitioner model. However, the affect, cognition or health; and at the application
specifics of the Manifesto resulted from what many of knowledge in ways consistent with scientific evi-
clinical psychologists, particularly those with strong dence” (APCS, no date, “Mission,” para. 1). The
research orientations, saw as limitations in the way model’s use of the term clinical science represents
the scientist-practitioner model had evolved, as an attempt to address perceived weaknesses in prior
well as changing market conditions that supported training models, including deviations from the “sci-
cost-efficient service delivery by master’s-level pro- entific values that have served for a century as the
fessionals. As such, McFall’s paper made a strong keystone for doctoral training in all areas of psy-
call for greater emphasis on science and research in chology” (McFall, 2006a, p. 367).
doctoral-level training and practice, and prepara- Primacy of science in clinical psychology. The
tion for science-based careers. clinical-scientist model places scientific methods
Two conferences served to solidify the clinical- and evidence at the core and makes it very explicit
scientist model (McFall, 2006a. The first, Clinical that clinical psychology does not exist without sci-
Science in the 21st Century, was hosted in April, ence. The APCS mission statement underscores the
1994 by Indiana University and aimed “to ana- importance of empirical approaches to all activities
lyze the changing landscape in scientific clinical/ in which clinical psychologists engage, including
health psychology and to chart a course for advanc- development of scientifically valid assessment and
ing the interests of clinical science” (Academy of intervention methods, application of these methods
Psychological Clinical Science, n.d.). Among issues to address problems in human functioning, and dis-
discussed at the conference were the challenges to semination of knowledge to consumers, health pro-
providing high quality clinical scientist training and fessionals, and policy makers (APCS, n.d.). Even
services especially in light of the demands of current more strongly, the McFall Manifesto states that “sci-
accreditation and licensing requirements, limited entific clinical psychology is the only legitimate and
funding for research and education, and the rapidly acceptable form of clinical psychology” (p. 76) and
changing scope and knowledge base of scientific psy- challenges the profession to critically examine all its
chology. One outcome of the conference was estab- practices for scientific validity, to distinguish clearly
lishment of the Academy of Psychological Clinical between science and pseudoscience, and to “blow
Science (APCS), through which like-minded train- the whistle” on practices that fail to meet rigorous
ing programs could work together to facilitate standards of scientific evidence (McFall, 1991).
advances in clinical-scientist training. The second McFall further maintained that psychological ser-
conference was the inaugural meeting of the APCS vices should not be administered, except under
held in New York City in July, 1995. At this con- strict experimental control, without an explicit
ference, representatives from APCS member pro- description of the exact nature of the service and
grams drafted a mission statement that defined of benefits that had been validated scientifically, as
clinical science, and discussed clinical-science goals well as evidence that possible negative effects that
relevant to training, research, application, knowl- might outweigh benefits had been ruled out empiri-
edge dissemination, and resources and opportuni- cally. This recommendation actually originated with
ties to support these activities (APS, 2006). Unlike Rotter (1971). However, McFall pointed out that
the Boulder and Vail conferences, the conferences the profession has been quite slow to adopt this
that developed the clinical-scientist model did not level of quality assurance; although empirically sup-
result in a single published conference proceedings ported treatments exist for some problems, many
document. Instead, the central characteristics of the clinical services continue to be offered without
clinical-scientist training model can be gleaned from such support. He challenged the profession to cease
a combination of APCS materials found on the delivery of unvalidated services and devote resources
Bell, Hausman 41
clinical-scientist mission to advance understanding to remain an issue for clinical scientist programs
and effective application of psychological science. who wish to produce license-eligible graduates.
Finally, the blueprint calls for a critical examination Empirical evaluations of the clinical-scientist
of doctoral training, identifying and evaluating dif- model suggest that the model has some identifi-
ferences among training models and programs so able distinctions from other training models that
that we can better understand which differences are consistent with the model’s philosophy and
matter and can develop a scientific knowledge base training goals. For example, Cherry et al. (2000)
for training decisions. compared clinical scientist, scientist-practitioner,
PCSAS accreditation standards follow the gen- and practitioner-scholar programs and demon-
eral theme of the McFall blueprint, encouraging strated that clinical scientist program students
flexibility, individual tailoring, and innovative, inte- outpaced both their scientist-practitioner and
grated training that facilitates student competence practitioner-scholar program peers in their involve-
in both research and practice. PCSAS materials ment in grant-supported research, journal publi-
(PCSAS, 2011) indicate that clinical science “is not cations, postgraduation employment in academic
restricted to one particular set of courses, training settings, and postgraduation involvement in basic
methods, or content areas,â•›.â•›.â•›.â•›[and] programs are and applied research. Clinical scientist program
encouraged to design curricula that promote inte- students did not differ in the amount of service
gration, innovation, collaboration, and exploration delivery training during graduate school, but did
across diverse areas of psychology and other sci- engage in less service delivery after graduation.
ences” (PCSAS, 2011, section D.2.b, Curriculum Similarly, Sayette et al. (2011) examined accred-
Design). Across the entire curriculum, programs are ited PhD programs in clinical psychology, compar-
to provide evidence that supports their curriculum’s ing APCS-member programs to university-based
effectiveness in producing competent and successful non-APCS programs and programs housed in spe-
clinical-scientist graduates. cialized institutions (i.e., not offering comprehensive
education beyond psychology or counseling). They
Implementation and Evaluation identified similar differences in research emphasis
of the Model and grant support, with APCS programs report-
The clinical-scientist model’s place in professional ing more than other program types. Internship
psychology has yet to be defined fully. At present, it match, an important indicator of training pro-
is restricted to programs in clinical psychology, but gram success, also supports the success of clinical
whether this is a function of its origin within clini- scientist programs. Sayette et al. (2011) found that
cal psychology or reflects some more fundamental APCS programs and non-APCS university-based
philosophical distinctions between clinical and programs had comparable high rates of placing
other areas of professional psychology remains to students in accredited or APPIC member intern-
be seen. Full implementation of an individualized, ships (93% and 91%, respectively), and both had
innovative, and integrative clinical scientist curricu- higher placement rates than specialized institu-
lum as envisioned by McFall and others is still an tion programs (61.5%). Similarly, Neimeyer et al.
aspirational goal for many programs. This is likely (2007) compared science-oriented, science-practice
due, at least in part, to the constraints of accredi- balanced, and practice-oriented programs (after
tation standards that require specific content and demonstrating that these divisions were compa-
breadth of training, sometimes at the expense of rable to model-based divisions) and demonstrated
depth in evidence-based graduate training (Davila that science-oriented and balanced programs had
& Hajcak, 2012). Whether curricula move closer to higher internship placement rates. They also found
the clinical-scientist ideal, either within the existing that science-oriented and balanced programs
APA-affiliated accreditation system or the emerging were more likely to place students in VA-hospital
PCSAS system, remains to be seen. Perhaps more and medical-center internships, and less likely to
intractable are the constraints of licensing laws and place them in community-mental-health-center
statutes that in many states are very specific about internships. Given the research-active nature
curriculum requirements for license-eligibility (e.g., of many VAs and medical centers (and indeed,
requiring specific coursework or specific credit the 10 APCS-member internships are all affili-
hours). Given the slow speed with which state legis- ated with VAs or medical centers), this suggests
lation often changes, tension between training pro- that clinical-scientist-model students are finding
gram priorities and licensure requirements is likely model-appropriate internships.
Bell, Hausman 43
and complete a predoctoral internship. This is due, master’s degrees (Jones, 1979). These ideas were for-
in part, to the fact that accreditation requirements mally articulated at the Vail conference, which called
apply to all professional psychology programs and for a deviation from the status quo by broadening
are not specific to a particular degree. Programs professional psychology to include master’s-level
granting both degrees also maintain a commitment training (Korman, 1973). Several authors have
to both science and practice in training students. proposed alternative conceptualizations of training
Finally, research suggests that students of PhD and at both the master’s and doctoral level (e.g. Jones,
PsyD programs engage in equivalent amounts of 1979), and national organizations have evolved
professional-service delivery during their graduate to address training standards and accreditation of
training (Cherry et al., 2000). master’s in psychology programs (e.g., Council of
The largest difference between PhD and PsyD Applied Master’s Programs in Psychology; Masters
programs lies in the amount of emphasis placed on in Psychology Accreditation Council). However,
science and practice, respectively. Typically, PhD master’s-levels training continues to remain largely
programs place a greater emphasis on science-based outside the domain of professional psychology.
education, with research-based dissertations and In addition to time required for degree com-
research assistantships, and more professional pletion, one major way in which master’s- and
authorships, whereas PsyD programs emphasize doctoral-level training differs is the focus on science
practice-based education (Cherry et al., 2000). and practice. Whereas doctoral training frequently
These relative training emphases in PhD and PsyD includes competence in both science and practice,
programs reflect students’ career goals. In the sur- master’s programs typically emphasize either science
vey by Cassin et al. (2007), PhD students indicated or practice singularly. For example, many master’s
a greater interest in research and academic careers, programs provide introductory training in psycho-
whereas PsyD students reported a career focus on logical science or practice in preparation for attend-
clinical work in clinics, hospital settings, or private ing a doctoral program in psychology. Students
practice. enrolled in research-based master’s programs may
become involved in faculty research, receive intro-
For Master’s Level Training ductory training in statistical techniques, and
Historically, master’s-level training has been complete an empirically based master’s thesis.
omitted from consideration in professional psychol- Alternatively, these programs may offer some field
ogy training. The Boulder conference maintained training, but this is often limited in scope and does
that the practicing degree in clinical psychology was not provide the training required by most states to
the doctorate (Raimy, 1950). This was based on two become licensed following graduation. Thus, most
important considerations: (1) who could claim the students graduating from these programs often
title “clinical psychologist” and (2) how much train- then apply to doctoral programs to continue their
ing was considered sufficient to develop the skills training.
and knowledge necessary to effectively and safely There are also master’s programs that provide
conduct clinical practice. Importantly, the confer- practice degrees. These are mostly in fields outside
ees determined that two years of master’s training of psychology (e.g. LPC, Ed.S.), but some states do
was insufficient to gain enough experience and skills grant licensure to master’s level clinicians in psy-
to warrant the title of clinical psychologist. They chology as well. These programs involve coursework
noted a need for subdoctoral providers of profes- and field work aimed to prepare students for clinical
sional services, but did not formulate plans for how practice. These programs may incorporate scientific
to incorporate master’s training into professional training into clinical training, but scientific train-
psychology. ing is not a major emphasis. Consistent with this
Master’s level training has continued to be a sub- practice emphasis, the practitioner-scholar models
ject of great debate in professional psychology due are most applicable to these master’s programs.
to increasing demands for psychological services and
greater costs for services delivered by doctoral level For Internship Training
psychologists. Supporters of professional master’s Although training models have been defined
training have raised two important issues: (1) that largely in the context of doctoral-program train-
master’s-level clinicians do engage in professional ing, they are also relevant to the doctoral internship.
service delivery and (2) that doctoral students who First, as with doctoral programs, accredited intern-
fail to complete their programs are often granted ships must declare a training model that they use
Bell, Hausman 45
Implications of Model for Doctoral C-20, initially adopted May, 2006; CoA, n.d.).
Training: the Good, the Bad, and the Ugly These organizations also promote and encourage
The Good: Contributions of Model to program evaluation through their culture of shared
Quality Training training goals and quality standards.
Almost since the inception of training in profes- Finally, training models can facilitate communi-
sional psychology, models have been an important cation with the public regarding a program’s training
part of programs’ identity. Have they been help- philosophy, values, and training focus. For example,
ful? In several respects, models do indeed seem to all accredited programs will share significant com-
have made positive contributions to training. For monalities in training components, including cur-
example, by providing a framework of training goals ricular offerings and at least basic requirements for
and standards, models guide program development, research and applied experiences. However, know-
implementation, and evaluation. Coursework, ing a program’s training model can help prospective
practicum experiences, and scientific endeavors are students better understand the philosophy that the
streamlined according to a basic program focus. program will emphasize in training, the research or
Ideally, these experiences are tailored for the tar- practicum training opportunities that will be avail-
geted outcomes of the program’s training model. able, and the careers for which graduates will be
As described earlier, available data suggest that best prepared. Prospective students then have more
doctoral programs are generally successful at pro- accurate expectations of programs, which allows
ducing graduates who meet their training model’s for more informed decision-making about what
outcome goals, suggesting that programs are suc- programs will best suit their interests and goals. In
cessfully preparing graduates for their intended turn, when graduate programs receive applications
career paths. Training models foster program evalu- from prospective students who are better fits for
ation by identifying the values, goals, and training their program, this should contribute to a stronger
outcomes that serve as the basic criteria for evalu- graduate student body (for that program) and better
ation. For example, scientist-practitioner doctoral program outcomes.
programs can evaluate whether they successfully
integrate science and practice in their research and The Bad and Ugly: Limitations of
application training. Clinical scientist programs can Models for Quality Training
evaluate the extent to which their graduates conduct Despite the positive contributions of models to
research to advance the empirical base for interven- professional psychology training, they also come with
tion, whereas practitioner-scholar programs might limitations. For instance, it is not clear that training
focus on evaluating how successfully their graduates models as they have evolved are either necessary or
utilize the scientific literature to guide their practice. sufficient to guide doctoral-level professional psy-
Training models have also resulted in the group- chology training. Certainly, the profession has not
ing of like-minded programs (e.g. the develop- considered a specific model to be necessary, instead
ment of APCS, NCSPP, and CUDCP: the Council taking a “thousand flowers” approach and encour-
of University Directors of Clinical Psychology). aging diversity in professional psychology education
This is beneficial for several reasons. First, these (Benjamin, 2001). This creates an atmosphere in
like-minded programs serve as a training support which models can guide training to meet different
group for each other. Second, members of these goals and needs, but can also spark continual and
groups have historically made collaborative advances likely irreconcilable arguments about which model
at conferences and other trainings. For example, is best. As Belar notes, “discussions of educational
with growing use among prospective students of the philosophy are always value- and opinion-driven,
Internet for information about graduate programs, as there is no clear scientific evidence to support
CUDCP passed a resolution to encourage all mem- one model of education and training over another
ber programs to post “full disclosure” data on their in promoting public welfare” (Belar, 1998/2006,
websites, to inform the public about important pro- p. 77). To the extent that these arguments continue,
gram characteristics (e.g. statistics on applicant and they are much like “ethnic clashes” (Peterson, 2010,
admitted students, time to program completion, p. 59), occurring with no clear resolution and at the
program costs, internship placements, licensure, expense of profession-level advances.
attrition; Burgess, Keeley, & Blashfield, 2008). By Ironically, these arguments occur in the context
2006, a similar set of information became required of training that shares considerable overlap across
public disclosure for all accredited programs (IR identified training model. Repeatedly, the profession
Bell, Hausman 47
as defining practicum, developing standards for have the potential to guide and inform these audi-
evaluating students’ practicum and professional ences as well. Our review indicates that the pre-
competencies, and creating a toolkit for intern- dominant training models—scientist-practitioner,
ship development. Another example of a collabora- practitioner-scholar, and clinical scientist—share
tive effort is Training and Education in Professional several core values and principles, but also demon-
Psychology, a journal devoted to the broad profes- strate important differences in how they envision
sional psychology training community, that is a and carry out education and training, most notably
product of the efforts of both the Association of in the relative emphasis on research and practice in
Psychology Postdoctoral and Internship Centers training focus and career goals. However, differ-
(APPIC) and APA. These collaborative efforts are ences often devolve into “model wars” (Bieschke
not simple, nor do they lead to quick solutions (e.g., et al., 2011) that can seriously interfere with the
see Eby et al.’s, 2011 description of their process of profession’s advancement. Based on the contribu-
having authors from five different training councils tions and limitations of training models to profes-
collaborate on a paper on the future of professional sional psychology, we offer several suggestions for
psychology training), but they are an essential part of maximizing their positive impact.
moving our profession forward so that it is less like First, we recommend that the profession con-
“a thousand randomly blooming flowers, and more tinue to look beyond training models and focus on
like the various sections of an orchestra, each with its integrative, collaborative efforts to clearly define
own part to play in developing optimal psychologi- our profession and address issues facing us. As
cal services to the public” (Eby et al., 2011, p. 66). several have suggested, no one but professional
Having training models as harmonious sections psychologists really understand or care about our
of professional psychology’s orchestra has potential training models; members of the public merely care
benefits for the profession and the public. First, about well-trained professionals and quality health
greater collaboration and cohesion across models care. In a nutshell, they want competent provid-
may allow the profession to focus less on differences ers and evidence-based, effective care. Providing
across models and more on presenting each model these as part of the larger system of health-related
clearly. For example, CUDCP recently established scientists and health care providers requires that
a set of expectations for internship eligibility, to be we become integrated and harmonious parts of
shared with students and internship sites, based on the orchestra. In particular, two points of integra-
goals of its scientist-practitioner and clinical scien- tion—our profession’s longstanding commitment
tist programs (CUDCP, 2011). Likewise, once the to science-based practice (e.g., Belar, 1998/2006)
public understands who psychologists are as a whole and our increasing focus on competencies (see
and how they contribute uniquely to health care, Fouad & Grus’s Â�chapter 3, this volume)—are per-
it may be easier to describe model-based variations haps the most significant ways in which this can be
on the core identity in ways that matter to poten- achieved.
tial students, clients, and colleagues. Second, a cul- Second, we suggest that in the context of an inte-
ture of collaboration facilitates continued progress grated, collaborative identity, training models can
on critical issues in the profession. For instance, be used effectively to supplement and sharpen our
the current internship imbalance is affecting pro- identities as professional psychologists. As the iden-
grams from all training models, and the solution tity of the orchestra is cemented, the distinctive roles
will require involvement from all (Bieschke et al., and contributions of various sections can become
2011). In an era of increasing need for integrative, clearer. However, training models should always
collaborative efforts across health care professions be consistent with the core identity of professional
(Belar, 1998/2006), we must get better at collabo- psychology. Third, we recommend that programs
rating within professional psychology. and the profession make greater efforts to describe
training models more transparently and explicitly
Conclusions and Recommendations to the public, focusing on what the models provide
Training models have a strong role in the and how they matter. Finally, echoing recommen-
development, implementation, and evaluation of dations from throughout the training community,
doctoral-level professional psychology training. we strongly recommend ongoing and careful evalu-
Although they are less clearly related to later stages ation of how training models impact professional
of training (e.g., internship) and not always evi- psychology education and training, with particular
dent or meaningful to the public, training models attention to outcomes that are relevant to advancing
Bell, Hausman 49
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Bell, Hausman 51
CH A P T E R
Abstract
This chapter argues for a core curriculum in the training of professional psychologists. There are four
overlapping approaches to the discussion. First, there is the general argument for a core curriculum in
education that goes back far beyond the beginning of professional psychology. Second, there are the
arguments for “common” and “essential” elements of professional curricula, drawn from medicine and
law (see Peterson,Vincent, & Fechter-Leggett, 2011). Third and fourth, within psychology there are two
intellectual lines of development of the core curriculum. The third is the set of arguments for a core that
has evolved into the competencies movement (e.g. Fouad et al. 2009; Peterson et al., 1992). The fourth,
which like the third continues to this date, is referred to by psychology accreditation (by the Commission
on Accreditation of the American Psychological Association) as broad and general education. This is
followed by a review of key psychology licensure and accreditation issues. An argument that the core
curriculum should provide a fundamental background for professional practice is developed. A detailed
example is presented. Finally the importance of context as an addition to the core is put forward.
Key Words:╇ core, curriculum, education, professional, psychology
In this chapter we argue for a core curriculum in the review of key psychology licensure and accreditation
training of professional psychologists. There are four issues. An argument that the core curriculum should
overlapping approaches to the discussion. First, there provide a fundamental background for professional
is the general argument for a core curriculum in edu- practice is developed. A detailed example is presented.
cation that goes back far beyond the beginning of pro- Finally the importance of context as an addition to the
fessional psychology. Second, there are the arguments core is put forward.
for “common” and “essential” elements of professional
curricula, drawn from medicine and law (see Peterson, General Argument for a Core Curriculum
Vincent, & Fechter-Leggett, 2011). Third and fourth, Hundreds of arguments for an undergraduate
within psychology there are two intellectual lines of and professional core curricula have appeared over
development of the core curriculum. The third is the last century and a half. As an influential exem-
the set of arguments for a core that has evolved into plar, we describe the Harvard Red Book (Harvard
the competencies movement (e.g. Fouad et al. 2009; Committee, 1945) next. Most descriptions say that
Peterson et al., 1992). The fourth, which like the third education should include components from the
continues to this date, is referred to by psychology humanities, the social sciences, and the hard sci-
accreditation (by the Commission on Accreditation ences. Some identify a specific canon; others pro-
of the American Psychological Association [CoA]) pose selecting from a list of particular courses; still
as broad and general education. This is followed by a others support distribution requirements.
52
Though Harvard itself has moved on to other It would be extremely desirable to initiate a
carefully constructed rationales for its current core spirited national conversation among professional
curriculum (e.g., Harvard University Faculty of psychologists to identify the key areas of scien-
Arts and Sciences, 2006), the intellectual argu- tific information and particular pieces of scientific
ment made in 1945 by the Harvard Committee knowledge that are critical to their professional
is instructive in the current context. This classic work. An examination of the “common” and “essen-
document saw one of the goals of general educa- tial” from law and medicine are good first steps.
tion to be responsive to “common standards and The idea of required, shared knowledge is seldom
common purposes” (p. 4). Though it seems quaint questioned in American legal and medical educa-
in some ways and was strongly influenced by World tion. Our sister professions of law and medicine
War II, the famous, extremely influential volume have such requirements. The disciplines of law and
colloquially called the Harvard Red Book (Harvard medicine recognize the need for students to be edu-
Committee, 1945) sounds a chord still relevant to cated in specific core subjects in order to be able to
psychology some 70 years later: “The question has practice in their respective fields.
therefore become more and more insistent: what In law, the American Bar Association (ABA), the
then is the right relationship between specialistic governing body for law school education, expects
[sic] training on the one hand, aiming at any one that ABA-accredited law schools cover a fundamen-
of a thousand different destinies, and education in tal educational curriculum comprised of the follow-
a common heritage and toward a common citizen- ing: substantive law; legal analysis; legal writing;
ship [in the discipline of psychology, we need to history, goals, structure, values, rules, and responsi-
add] on the other?” (p. 5). Broad and general edu- bilities of the profession; and necessary professional
cation “should not be confused with elementary skills to practice effectively and responsibly (ABA
education” (Harvard Committee, 1945, p. 198). As Standards, 2008–2009). Further, the Multistate Bar
acknowledged in the Red Book, there is a difference Examination (MBE) covers the six core areas taught
between a course designed to advance the study of in ABA-accredited law schools: constitutional law,
a specialist and one “designed to provide an under- contracts, criminal law and procedure, evidence,
standing of an area such that it facilitates insight real property and torts (National Conference of
into general intellectual relationships and connec- Bar Examiners, 2013). These areas are not viewed
tions between ideas and bodies of learning within by law schools as trivial or something to be covered
the discipline” (cf. Harvard Committee, 1945, as an undergraduate; instead they are foundational
pp. 56-57, p. 191). Such courses provide more components of graduate legal education.
than a soon-forgotten, trivial body of facts, and In medicine, according to Bandaranayake
instead provide an attitude of mind and a way of (2000), the two terms applied most in relation to a
effective thinking (cf. Harvard Committee, 1945, core curriculum are common and essential. “The core
pp. 64-65). Courses that accomplish such purposes should be looked upon as that which is common,
are what we hope to include in a core curriculum rather than essential, and that which is essential
for professional psychologists. should be determined within the core. It is mas-
tery of the latter that must be insisted on for safe
“Common” and “Essential” Knowledge practice” (Bandaranayake, 2000, p. 560). In this
The core-curriculum model for which we advo- context, the various governing bodies of the field
cate in this chapter presents the necessary com- of medicine (pre—and post-MD) acknowledge the
mon knowledge approach to meaningful broad importance of specific cores or domains of learning
and general scientific education (as distinct from necessary to training medical doctors (Association
professional/clinical education) for professional of American Medical Colleges, 2005).. The United
psychologists. This approach argues that students States’ and Canada’s nationally recognized accredit-
ought to learn particular elements of scientific ing body for medical education programs granting
knowledge that professional psychologists need to MD degrees is the Liaison Committee on Medical
know for their professional work (“necessary” and Education (LCME). They refer to content areas that
“essential”) and guarantees that psychologists, quite include a curriculum of basic science, clinical, behav-
reasonably, share some common knowledge (“com- ioral, and socioeconomic subjects. Content from
mon”). In addition, broad and general education courses in anatomy, biochemistry, genetics, physi-
of this sort is necessary to meet licensure and other ology, microbiology and immunology, pathology,
regulatory requirements. pharmacology and therapeutics, and preventative
“This preparation should be based on the existing and evolving body of knowledge, skills, and compe-
tencies that define the declared substantive practice area(s) and should be well integrated with the broad
theoretical and scientific foundations of the discipline and field of psychology in general.”
The purpose of this broad and general training is preparation for entry level practice (Section II, B.1)
consistent with local, state/provincial, regional, and national needs for psychological services (Section III,
Doctoral Graduate Programs, Domain F.2(c)). Thus, the Commission on Accreditation (CoA) believes
that all graduates from accredited doctoral programs, regardless of substantive practice area, should
develop competence in the breadth of scientific psychology as part of this preparation for entry-level
practice. The CoA evaluates a program’s adherence to this provision in the context of the G&P, Domain
B.3 (reprinted, in part, below) using the following guidelines:
“In achieving its objectives, the program has and implements a clear and coherent curriculum plan
that provides the means whereby all students can acquire and demonstrate substantial understanding of
and competence in the following areas:
(a)╇ The breadth of scientific psychology, its history of thought and development, its research
methods, and its applications. To achieve this end, the students shall be exposed to the current body of
knowledge in at least the following areas: biological aspects of behavior; cognitive and affective aspects
of behavior; social aspects of behavior; history and systems of psychology; psychological measurement;
research methodology; and techniques of data analysis;
(b)╇╛.╛.╛.╛individual differences in behavior; human development; dysfunctional behavior or
psychopathology; and professional standards and ethics.”
This Implementing Regulation refers specifically to all of the content areas specified in Domain B.3(a)
(biological aspects of behavior; cognitive and affective aspects of behavior; social aspects of behavior;
history and systems of psychology; psychological measurement; research methodology; and techniques
of data analysis) and two of the content areas in Domain B.3(b) (individual differences and human
development).
Accredited programs must ensure students’ understanding and competence in these specified content
areas, including the history of thought and development in those fields, the methods of inquiry and
research, and the applications of the research in the context of the broader domain of doctoral training
in the substantive area(s) in which they are accredited (e.g., clinical, counseling, or school psychology, or
combinations thereof ). Thus, the CoA looks toward the program’s specific training model and goals to
determine the breadth needed to provide quality training, and as such, acknowledges that programs may
use a variety of methods to ensure students’ understanding and competence and that there are multiple
points in the curriculum sequence at which these experiences may be placed. Of note is that the term
“curriculum” is used broadly and does not refer only to formal courses. However, the CoA also considers
several aspects of training to be necessary to meet the provisions of these aspects of the G&P.
Broad theoretical and scientific foundations of the field of psychology in general. This requirement
addresses breadth of training both across and within multiple areas in the field of psychology, as
decribed below. Across: Breadth across areas of psychology is addressed via the provision that the cur-
riculum plan include biological aspects of behavior; cognitive and affective aspects of behavior; social
aspects of behavior; history and systems of psychology; psychological measurement; research meth-
odology; and techniques of data analysis, and human development. The CoA understands that these
content areas may be addressed in separate places in the curriculum or in an integrative manner within
the curriculum.
Within: Within each specified content area, it is understood that the “current knowledge in the area”
is continually changing; as such, breadth and depth are seen as involving coverage of current knowledge
in the area, as well as history of thought and development in the area, its methods of inquiry and research,
and the evolving nature of the area. A curriculum plan that includes coverage of one or a few aspects of a
Figure 4.1 C-16.╇ Evaluating Program Adherence to the Principle of “Broad and General Preparation” for Doctoral Programs (APA, 2011)
Conference included a list of areas with some simi- aspects of behavior (social psychology and social
larity to the current version and substantially more theory), diversity, evidence-based practice, and,
detail (Zlotlow et al., 2011, p. 2). Zlotlow et al.’s trailing behind, history and systems of psychology.
paper (2011) includes a number of other versions of IR C-16 requires courses that have very explicit
this list that have emerged over the years. characteristics beyond a simple catalog of areas. The
sorts of courses that are proposed in this chapter
The Current Situation, the CoA, and do not require much more specificity than already
Implementing Regulation C-16 appears.
Based upon informal conversations among train- It seems likely that changes would be made when
ing directors and faculty, requiring knowledge of these passages are rewritten. As of January 2013, the
the areas of biological aspects of behavior, research Guidelines and Principles have been reopened in a
methodology, techniques of data analysis, and psy- process managed by the CoA. It should take at least
chological measurement is not controversial, even a year and maybe two or more. One reasonable idea
though what is included in each area probably is. is that there should be two distinct areas: Those
Requiring knowledge of some or all of the following experiences meeting the broad and general require-
may elicit some differences of opinion (though we ments deserve scrutiny by the CoA, whereas those
know of no survey of these issues): cognitive and experiences providing education in the “substantive
affective aspects of behavior (including memory, areas” should be left to the model and, therefore, to
emotion, learning, and social cognition), social the program.
Eugene W. Farber
Abstract
Clinical theories have had a significant influence on professional psychology education and training,
particularly in relation to psychotherapy. This chapter explores the contributions of four major
theoretical orientations to psychology education and training: g the psychodynamic, cognitive-behavioral,
humanistic-existential, and systemic traditions. The parameters specified by each theoretical system
for the structure, focus, and processes of education and training are illustrated, along with their
theoretically grounded perspectives on domains of professional competency. Next, attention is turned
to examining emerging frameworks for psychology education and training that are grounded in models
of psychotherapy integration. The chapter concludes with brief reflections on the potential for clinical
theories to contribute to the articulation of emerging models of education and training in evidence-
based psychology practice.
Key Words:╇ psychology education, psychology training, theoretical orientation, personality theory,
psychotherapy training
A theoretically informed clinical narrative for theories has evolved that not only fundamentally
understanding psychological life ideally anchors shapes psychology practice, but also provides key
and guides clinical intentions and actions in psy- contributions to psychology education and train-
chological practice. Psychological theories “are orga- ing. Central among these theories are the psychody-
nizational schemes, ways of arranging and shaping namic, cognitive-behavioral, humanistic-existential,
facts, observations and descriptions” (Mitchell, and systemic traditions.
1988, p. 15). As such, theories are foundational to The purpose of this chapter is to explore the
the conceptualization of psychological phenomena, influence of these major theoretical orientations
and by inference, theoretical learning is fundamen- on professional psychology education and training,
tal to psychology education and training. with a particular focus on psychotherapy training.
Freud’s (1900) seminal opus in which he pos- The chapter begins with a broad overview of the
tulated that dreams were symbolic representations place of theory in psychology education. The chap-
of compromises between unacceptable unconscious ter then details the contributions of the psychody-
wishes and the censoring functions of the mind namic, cognitive-behavioral, humanistic-existential,
laid the groundwork for his initial psychoanalytic and systemic theoretical orientations in shaping
theory of psychopathology and psychotherapy, psychology education and training. This includes
ushering in the era of clinical psychological theo- the influence of these respective systems on the
ries and schools of psychotherapy. Over the century structure, focus, and processes of psychotherapy
or so since Freud’s contribution, a rich diversity of training, as well as their potential for informing
67
emerging competency-based education and training (2004) has characterized as a critical component
frameworks. Finally, the chapter explores integrative of professional learning: the transfer of declarative
perspectives on psychotherapy education and train- (conceptual) knowledge to procedural (practical)
ing. The chapter concludes with brief reflections on knowledge in order to ensure that conceptual learn-
theoretically informed education and training in ing does not remain “inert.”
evidence-based practice. In addition to the inherent value of learning
about psychological theories, grounding in theory
Theory in Psychology Education can facilitate the development of practice skills. For
and Training instance, it has been hypothesized that trainees who
The Value of Theoretically Informed learn basic psychotherapeutic helping skills in the
Training context of a theoretical framework may experience
The complexity of clinical work necessitates the- greater self-efficacy and psychotherapeutic effective-
oretical grounding. Simply put, clinicians must be ness than those who are not guided by a theoretical
proficient in using one or more theoretical models frame of reference (Hill, Stahl, & Roffman, 2007).
of psychological functioning in order to understand Also, a key generic component of learning clini-
their clients, articulate a formulation of clinical cal case formulation involves developing skills in
symptoms and problems, comprehend psychother- elaborating an inferential explanatory framework
apy processes, and apply technique (Binder, 2004; for clinical problems that takes into account predis-
Wampold, 2010). As such, facilitating the develop- posing factors and precipitating events (Kendjelic
ment of theoretical knowledge is a key priority in & Eells, 2007). Therefore, theoretical knowledge
professional psychology education and training. can provide a critical conceptual foundation that
Most trainees first are exposed to the major ori- the trainee can draw upon in learning these clinical
entations and systems within personality psychology inference skills in case formulation.
through course work. In describing an example cur- Although the significant value conferred by psy-
riculum, Lomranz (1986) suggests that learning is chology education and training models grounded
optimized by combining didactic and experiential within specific theoretical orientations is clear, cer-
pedagogy. In this model, didactic teaching focuses tain caveats must be kept in mind in applying these
on metatheory (e.g., the philosophical grounding approaches. For example, key considerations in pro-
of theory, theory construction, the relationship of fessional psychology education and training models
theory to scientific inquiry, cultural dimensions, include developmental processes in the professional
the role of biology in psychological theory), theory evolution of students along with social role relation-
(e.g., structural and process elements, developmental ships between teachers/supervisors and their trainees
aspects, applications in conceptualizing psychopa- (Bernard & Goodyear, 2009). Because these crucial
thology), and implications of theory for psychother- aspects of education and training are not necessar-
apy models and practice, change processes, and ily incorporated as an explicit focus within training
research. The curriculum also teaches critical evalu- models framed by theoretical orientation, a poten-
ation of theoretical systems, including consideration tial danger is that they might be underemphasized,
of their cultural relevance and salient values, concep- not well articulated, or simply overlooked in these
tual strengths and limitations, and potential path- training approaches. Additionally, strict adherence
ways for contributing to theoretical integration. to an artificially narrow focus in implementing a
In the experiential learning portion of the cur- program of education and training within a particu-
riculum outlined by Lomranz (1986), students lar theoretical framework may incur the risk of lim-
generate personal lifelines, using principles from iting the knowledge base of concepts, practice skills,
personality theory to characterize ways in which and competencies that trainees develop and carry
their psychological development has been shaped forth into their professional activities. Flexibility in
by their experiences in living. Students also conduct the design and operation of theoretically grounded
biographical interviews, obtaining personal back- psychology education and training programs can
ground and life history information from a person help to mitigate these potential points of concern.
and applying theoretical learning to construct an
interpretive psychobiography of that person’s life. The Influence of Theoretical Orientation on
Exercises such as these facilitate early practice in the Training Approach
applying theoretical concepts and systems in tan- As might be expected, empirical demonstrations
gible ways, providing opportunity for what Binder have shown that theoretical orientation influences
Training
Structure
Theoretical Orientation
Training
Processes
Farber 69
offers a particular vantage point from which to con- This finding is consistent with survey data show-
sider these foundational and functional competency ing that 74% of internship directors of predoctoral
domains in education and training. psychology internship programs characterized their
programs as eclectic, meaning that they incorpo-
Theoretically Grounded Systems of rated varying configurations of the behavioral/
Education and Training cognitive-behavioral, psychodynamic, humanistic,
Of the myriad psychotherapy orientations that and systemic orientations into their training curri-
have appeared across the years, the psychodynamic, cula (Stedman, Hatch, & Schoenfeld, 2007).
cognitive-behavioral, humanistic-existential, and Collectively, these survey findings illustrate that
systemic frameworks stand out as four of the most the psychodynamic, cognitive-behavioral, humanis-
influential schools of psychotherapy theory and tic-existential, and systemic theoretical orientations
practice (e.g., Scaturo, 2012; Wampold, 2010). are well represented in psychology education and
Their selection for systematic description herein training. What follows is a detailed illustration of
reflects both their status as widely influential clinical their influence in the training arena. Each of these
theories, along with the substantive, longstanding, respective systems is defined by a conceptually rich
and richly textured contributions of these respec- theoretical tradition with a highly textured history
tive theoretical traditions and their variants to psy- and storied intellectual lineage. The nuance, com-
chotherapy education and training (e.g., Bernard & plexity, and breadth of these approaches and their
Goodyear, 2009). variants defy simple encapsulation. Yet, in order to
While the reach of these four orientations in provide a reference point for framing the discussion
psychology education and training is vast, they that follows, basic overarching concepts from each
are by no means the only theoretical systems that are summarized briefly in Table 5.1.
students are apt to encounter in the course of their
training. Examples of frameworks that are increas- Psychodynamic Orientation
ingly emphasized in psychology education and As conveyed in Table 5.1, psychodynamic
training include the biopsychosocial, neurobiologi- inquiry concerns itself broadly with the influ-
cal and neuropsychological, and cultural models ence of dynamically (motivationally) unconscious
(Calhoun & Craighead, 2006; Hernández, 2008; psychological phenomena on conscious life, the
Larkin, 2009; Melchert, 2007). At present, how- relationship between past and current experience
ever, the psychodynamic, cognitive-behavioral, (developmental framework), and the interplay
humanistic-existential, and systemic theories retain between internal symbolic fantasy representations
the lion’s share of influence in psychology educa- and engagements with the world of events and
tion and training among theory-based models. interpersonal relationships (for review, see Mitchell
Available survey data, while limited in breadth and & Black, 1995). Across the diverse spectrum of psy-
scope, generally supports this view. For instance, chodynamic ideas, a key issue involves the relation-
one survey of American Psychological Association ship of the intrapsychic world to actual encounters
(APA)-accredited counseling psychology programs and events, including the degree to which theory
revealed that, as characterized by training direc- and practice should be centered on the internal
tors, 43% of faculty subscribed to a cognitive or world of the individual or on the inter-relationships
cognitive-behavioral orientation, 28% human- between intrapsychic life and the world of events
istic, 21% systemic, 19% psychodynamic, and and relationships (Mitchell, 2000; Mitchell &
3% behavioral (Norcross, Evans, & Ellis, 2010). Black, 1995). The emphasis of contemporary rela-
Additional survey research revealed that, among tional and intersubjective psychodynamic models
APA-accredited counseling psychology and pred- on understanding the inter-relationships of intra-
octoral internship programs, respectively, 89% psychic and interpersonal worlds has implications
and 50% offered systemic training, 77% and 88% not only for the evolution of psychodynamically
offered cognitive-behavioral training, 69% and 79% oriented practice, but also for the development of
offered psychodynamic training, 69% and 43% psychodynamically informed training (Yerushalmi,
offered humanistic-existential training, and 39% 1994). As such, as psychodynamic theory has devel-
and 19% offered behavioral training (Lampropoulos oped and changed, so has its training emphasis.
& Dixon, 2007). Compellingly, this study revealed Training structure. As the earliest of the major
a favorable view of training in psychotherapy inte- theoretical orientations, the psychodynamic tradi-
gration among the training programs surveyed. tion also was the first to articulate a formal training
Psychodynamic Drive/ Psychological life is organized Symptoms reflect Promote awareness and
structure by activities to modulate unresolved unconscious working through of
expression of unconscious conflicts surrounding unconscious conflicts
impulses in accordance consciously unacceptable
with both reality-oriented impulses, wishes, and
and socially proscribed motivations
requirements for adaptation
Humanistic- Humanistic Psychological functioning is Symptoms arise from Use the psychotherapy
existential propelled by intentionality, perceived inconsistencies relationship to heighten
values, and striving to between the self-concept experiential awareness,
actualize potentialities and experience and/or a promote authenticity of
thwarting of authentic experiencing, and facilitate
self-expression expression of potentialities
Farber 71
structure. While psychoanalytic training began in qualities of the therapeutic relationship, as well as
accordance with what was essentially a psychother- the client’s psychological world.
apy master and apprentice framework, over time the Training processes. As noted earlier, the pro-
training structure was formalized within psycho- cesses that comprise theoretically informed training
analytic institutes and included the triad of didac- are particularly evident in the clinical supervision
tic learning focusing on both theory and clinical approach of a given theoretical orientation. As such,
technique, personal psychotherapy (self-analysis or key processes within psychodynamic training can
training analysis), and supervised clinical experience be illuminated through consideration of its super-
(Hyman, 2008). Although much of psychodynami- vision framework. Clinical supervision, which has
cally oriented psychotherapy training within profes- come to be regarded as the “signature pedagogy” for
sional psychology does not necessarily adhere to this psychotherapy training (Goodyear, 2007; Watkins,
formal institutional framework, the basic structure 2011), has its origins as a training innovation in
of training encompasses a combination of didactic the psychodynamic tradition, with psychodynamic
learning, supervision, and encouragement to pursue thought having a profound influence on both the
personal psychotherapy as an experiential learning conceptualization and practice of the supervisory
process (Strupp, Butler, & Rosser, 1988). process (Bernard & Goodyear, 2009; Hess, 2008;
Training focus. Consistent with the structure Watkins, 2011).
of psychodynamic training, the training focus cen- The processes of psychodynamic supervision aim
ters on three main strands of emphasis. One such to facilitate integration by the trainee of self, experi-
strand involves the promotion of theoretical and ence, and theoretical knowledge (Szecsödy, 2008).
clinical knowledge within a psychodynamic frame- Therefore the supervisory process yields opportuni-
work, which occurs mostly through formal didactic ties for the trainee to discuss theoretical concepts and
teaching and clinical supervision. A second major experientially apply them in the context of learning
strand of training focuses on understanding psy- to identify, understand, work with, and communi-
chodynamic processes in the context of the clinical cate about a client’s unconscious psychological pro-
encounter and is provided primarily in the context cesses, the symbolic meaning of symptoms, defense
of clinical supervision. Engendering self-awareness mechanisms, relational representations, and the
and self-knowledge is a third major focus of psy- psychotherapy relationship (including transference/
chodynamic training, reflected both in the clinical countertransference dynamics) (Hyman, 2008;
supervision process and in the credence given to Sarnat, 2012).
personal psychotherapy/analysis as a component of In addition to facilitating learning of the technical
training. In a broad sense, the emphasis on personal aspects of working with a client, the supervisory pro-
psychotherapy for the trainee reflects the theoreti- cess involves examining the triadic inter-relationships
cally informed value placed within the psychody- between the psychological dynamics of the client,
namic tradition on self-awareness and self-care as trainee, and supervisor, as well as the influences of
important ingredients of professional development the training setting (Bernard & Goodyear, 2009;
(McWilliams, 2004). Personal psychotherapy pro- Ekstein & Wallerstein, 1972; Frawley-O’Dea &
vides both experiential learning about the psycho- Sarnat, 2001; Hyman, 2008; Sarnat, in press;
dynamic psychotherapy process and opportunity for Szecsödy, 2008). One well-known example is a
learning about the self. Inclusion of personal analy- focus on parallel process, in which patterns in the
sis as a part of traditional psychoanalytic training relationship between the trainee and client are mir-
originated with the idea that the clinician was a psy- rored in the supervisor-supervisee relationship.
chotherapeutic instrument for whom self-awareness Psychodynamic psychotherapy supervisors view the
was essential to psychotherapeutic success. In the occurrence of parallel process as a teachable moment
classical drive/structure framework, the personal that provides an opportunity for the trainee to inte-
analysis provided an arena within which the ana- grate conceptual and experiential learning in work-
lyst in training could learn to reduce the impinge- ing with the dynamic processes of the psychotherapy
ments of countertransference on the psychoanalytic relationship (Bernard & Goodyear, 2009; Hyman,
process. Adherents to contemporary relational 2008; Sarnat, 2012). While the focus on triadic rela-
psychodynamic perspectives regard personal psy- tionships in the supervisory process is an innovation
chotherapy as a training resource for learning to uti- of the psychodynamic tradition, this concept has
lize self-knowledge to understand the meaning of been widely adopted across a range of supervision
countertransference reactions as they pertain to the approaches and paradigms (Watkins, 2011).
Farber 73
under the broad rubric of cognitive-behavioral psy- dialogue, behavioral practice). The procedural focus
chotherapy (Goldfried, 2003; Steiman & Dobson, integrates declarative learning with experiential learn-
2002). These approaches assume that psychopathol- ing, with supervision providing a key modality for this
ogy develops and is maintained by both character- aspect of training. The self-reflective focus emphasizes
istic thought patterns and behavioral responses to self-evaluation and self-monitoring skills in imple-
environmental events, though may vary in their rela- menting the cognitive-behavioral model, including
tive emphasis on clinical intervention at the level of evaluating the effectiveness and impact of one’s psy-
thought patterns and/or behavior (e.g., Beck, Rush, chotherapeutic actions. Among the unique innova-
Shaw, & Emery, 1979; Steiman & Dobson, 2002). tions of cognitive-behavioral training in this regard is
More recently, increasing attention has been given to its emphasis on systematic assessment and monitoring
inter-relationships between emotional processes and of trainee progress in learning the approach, including
meaning systems within the cognitive-behavioral psy- the use of performance evaluation measures to evaluate
chotherapy framework (Burum & Goldfried, 2007; trainee adherence and fidelity to the model (Friedberg
Goldfried, 2003). et al., 2009; Friedberg et al., 2010; Rosenbaum &
Training structure. The structure of cognitive- Ronen, 1998; Sudak, Beck, & Wright, 2003).
behavioral training can be conceived broadly as Training processes. The process of cognitive-
being comprised of didactic instruction, experiential behavioral psychotherapy training mirrors that of
learning activities, and supervised clinical practice the practice approach, with an overarching frame-
experiences (Friedberg, Gorman, & Beidel, 2009; work that tends to be systematic and linear. This
Rakovshik & McManus, 2010). Didactic instruc- is reflected particularly in the clinical supervision
tion provides opportunities for theoretical learning, approach, which incorporates activities analogous
as well as developing skills in case formulation and to those that might characterize a typical session
clinical technique. This may include expert dem- of cognitive-behavioral psychotherapy (Reiser &
onstrations of specific psychotherapeutic skill sets. Milne, 2012; Rosenbaum & Ronen, 1998). For
Experiential learning is aimed at providing prac- instance, in summarizing the literature in this area,
tice in the use of cognitive-behavioral principles, Reiser and Milne (2012) note that a supervision
including the application of theory to the develop- meeting typically includes checking in and recap-
ment of clinical case formulations and the use of ping topics covered in the previous meeting, outlin-
cognitive-behavioral techniques. Experiential train- ing and systematically moving through an agenda
ing may involve practice exercises, role play, and/ for the current meeting, summarizing the activities
or small group discussions. Clinical supervision is a of the supervision session, setting homework tasks,
critical component of training, providing opportu- and receiving feedback.
nities for ongoing monitoring and feedback in the In describing the supervisory process in detail,
clinical applications of cognitive-behavioral theory Rosenbaum and Ronen (1998) identify key parallels
and technique (Friedberg et al., 2009; Rakovshik & between cognitive-behavioral psychotherapy and
McManus, 2010). the processes of supervision. For example, super-
Training focus. Broadly speaking, cognitive- visory attention to cognitive constructions of the
behavioral psychotherapy training focuses on the trainee parallels the focus in psychotherapy on the
development of declarative, procedural, and self- client’s cognitions. Working in a supportive fashion,
reflective capacities (Friedberg et al., 2009; Friedberg, the supervisor uses Socratic questioning, which is
Mahr, & Mahr, 2010). The declarative focus involves a line of inquiry designed to focus the trainee on
gaining knowledge of learning theory and cog- relevant clinical material and encourage system-
nitive information-processing models and their atic evaluation of evidence for clinical assumptions
empirical underpinnings, as well as the principles of about the client. This strategy facilitates clinical
cognitive-behavioral psychotherapy that derive from reflection and guides trainee efforts in formulating
these theoretical concepts. This is accomplished pri- and implementing a psychotherapeutic intervention
marily through didactic instruction. The procedural strategy. Guided discovery is used to help trainees
focus involves the application of cognitive-behavioral evaluate how they process information about their
concepts and principles to clinical case formulation clients, providing opportunities to gain awareness
and both the core and advanced skills that define of and reflect on their cognitive constructions of cli-
cognitive-behavioral psychotherapy intervention ents, including potential cognitive distortions that
(e.g., agenda setting, client self-monitoring, cogni- might compromise their understanding of client
tive restructuring, managing homework, Socratic problems. Similar to the psychotherapy approach,
Farber 75
psychological experience, including key psychologi- the client’s experiential world (e.g., Adams, 2009).
cal dilemmas associated with specific givens of exis- Informed by humanistic-existential assumptions
tence, such as the tension between the finiteness of regarding the role of the psychotherapy relationship
life as an existential reality and the human wish to in the change process, training also focuses on rela-
perpetuate existence. The humanistic and existen- tional skills, including genuineness, respect, empa-
tial traditions share an individualized, contextual, thy, presence, and collaboration (Farber, 2012). In
and holistic approach to conceptualizing psycho- a parallel way, clinical supervision incorporates a
logical life, and emphasize the role of personal focus on the supervisory relationship both to facili-
agency, authenticity, and responsibility in living. tate understanding of the client and to provide a
A range of psychotherapies are represented under supportive relational space within which trainee
the humanistic-existential umbrella that share com- learning can unfold (Barnett, 2009; Farber, 2010;
mon emphases on experiential learning as the pri- Pack, 2009). Attention also is given to the develop-
mary mechanism for psychological growth, and on ment of the person of the psychotherapist in both
the facilitative qualities of the psychotherapist’s rela- classroom training activities and clinical supervision
tional stance that are presumed to create the condi- of case material.
tions for a client’s experiential self-exploration and Training processes. In keeping with the ideo-
growth. graphic and contextual emphases of the human-
Training structure. Didactic instruction and istic-existential tradition, training processes are
clinical supervision anchor humanistic-existential individualized in accordance with the unique needs,
psychotherapy training. A distinctive characteris- experiences, and circumstances of the trainee.
tic of the humanistic-existential training structure Trainees are encouraged to develop their psycho-
is that conceptual and technical learning activities, therapeutic styles to be congruent with their unique
both in the classroom and in clinical supervision, ways of being.
typically incorporate an experiential learning com- A fundamental assumption of the humanistic-
ponent (Farber, 2010; Greenberg & Goldman, existential framework is that experiencing informs
1988). For example, experiential demonstration understanding (Cooper, 2007; Pos & Greenberg,
exercises frequently accompany didactic discussion 2007; Schneider & Krug, 2010). A key training
of humanistic-existential principles to provide the process that follows from this assumption involves
trainee with a felt sense for a particular concept or attending to the experiential sphere. For instance, in
technique. While psychotherapy is not a require- focusing on conceptual and technical aspects of psy-
ment of training per se, it is valued as a resource for chotherapy, the supervisor may combine informa-
cultivating trainee self-awareness and contributing tional instruction with exercises that help the trainee
to overall professional development. connect abstract ideas to experience. Similarly, in
Training focus. The training approach focuses providing guidance in case formulation, the super-
broadly on the dual tasks of developing psychother- visor may encourage the trainee to attend to the
apeutic skills that promote experiential awareness experience of being with the client and promote
and cultivating the relational facilitative conditions attunement to the client’s moment-to-moment here
of psychotherapeutic change (Farber, 2010). At the and now verbal and nonverbal expressions.
core of the experiential focus of training is master- Relational processes in the context of supervi-
ing the skill of illuminating what a client is expe- sion tend to mirror the humanistic-existential psy-
riencing in a present-oriented way. Applications chotherapy framework for working with clients. As
of this training emphasis tend to vary across the such, the supervisor demonstrates a basic respect for
range of humanistic-existential psychotherapies. the trainee, is collegial and collaborative, and mod-
For instance, within the Gestalt tradition, a classic els genuineness, acceptance, and presence in the
experiential training exercise might combine a brief supervisory relationship in order to create an envi-
didactic overview of the awareness construct with an ronment that encourages professional growth and
awareness “experiment” designed to connect didac- development (Farber, 2012; Pack, 2009; Patterson,
tic and experiential learning as well as enhance the 1983). Not only is this supervisory stance regarded
trainee’s self-awareness skills (e.g., Enright, 1970). as essential to facilitating the training process, in
In existential psychotherapy training, the supervi- parallel fashion it also provides the trainee with an
sor tends to focus on systematic use of phenom- experiential referent to the ways in which the psy-
enological concepts and methods in helping the chotherapy relationship can be facilitative of client
trainee learn to facilitate the process of articulating growth.
Farber 77
The psychotherapist’s role is less one of entering the understanding culture and diversity in working with
system in order to bring about change and more families (Fraenkel & Pinsof, 2001; Styczynski &
one of engaging in a collaborative dialogue with the Greenberg, 2008).
family with the intent to co-construct an under- Training processes. Like each of the theory
standing of the problem along with alternative based training models described thus far, systemic
narratives for characterizing the system (Andersen, training processes mirror the theory and practice
1991; Anderson & Goolishian, 1992; Flaskas, 2011; aspects of family therapy and are illustrated most
Hoffman, 1992). Given the diversity of family vividly in the supervision approach. Systemic super-
therapy models, some of which have been informed visors tend to be active and directive, and in some
by the psychodynamic, cognitive-behavioral, and instances even engage directly with families as a
humanistic-existential orientations, it is not possi- part of the training process. Some examples include
ble to characterize the training structure, focus, and supervisor consultation interviews with the family
processes of these approaches in a uniform way. The with the trainee present, appearances by the super-
description that follows, therefore, highlights gen- visor in the therapy room during live supervision,
eral systemic principles in training and supervision. use of reflecting teams that discuss their impres-
Training structure. Like most theoretically sions of the family while the family observes them,
informed training models, systemic training is com- and supervisor-supervisee co-therapy with families
prised primarily of didactic instruction and clinical (Celano, Smith, & Kaslow, 2010; Kaslow, Celano,
supervision. Supervision typically includes a com- & Stanton, 2005; Nutt & Stanton, 2008; Styczynski
bination of didactic and applied clinical activities & Greenberg, 2008). It also is common for sev-
(Habib, 2011; Styczynski & Greenberg, 2008). In eral trainees to observe and participate in discus-
addition to using videotaped recordings of trainee sions of either live or videotaped sessions. In these
sessions, family therapy is well known for inno- respects, the systemic training process unfolds in a
vation in the use of live supervision, wherein the relatively “public” way (Styczynski & Greenberg,
trainee meets with a family while the supervisor and 2008), requiring the supervisor to be especially
trainee peers observe from behind a one-way mirror tactful when giving potentially challenging feed-
(Bernard & Goodyear, 2009). Within this arrange- back to trainees. Systemic supervisors consider the
ment, the supervisor provides real-time input by developmental level and clinical experience of their
calling the trainee with suggestions or asking the trainees in determining the training and supervi-
trainee to leave the session briefly for consultation. sory parameters along a continuum ranging from
Training focus. The unique focus of systemic basic conceptual and practice skills to advanced
training is on learning to think conceptually about family formulation and intervention approaches
the system as the entity with which the psycho- (Styczynski & Greenberg, 2008).
therapist engages, identify the emergent properties Among the frequently highlighted dimensions
that define a family as a system, and intervene at of the systemic supervisory process is the atten-
the level of the system. These foci are particularly tion given to inter-relationships among the family
apparent in family therapy supervision (Styczynski system, the family psychotherapist system, and the
& Greenberg, 2008). Training promotes several supervisory system (Bernard & Goodyear, 2009;
family therapy intervention proficiencies, includ- Roberts, Winek, & Mulgrew, 1999). The concept
ing managing the moment-to-moment process of of isomorphism, which has been conceptualized in
family sessions, developing tolerance and skill in varying ways in the family therapy training litera-
working with family conflict, learning to animate ture (White & Russell, 1997), may be utilized to
interventions with an emotional tone that helps illustrate parallel inter-relational patterns that may
advance psychotherapeutic goals, and cultivating a be observed across the family and supervisory sys-
broad intervention repertoire for intervening at the tems. This use of the isomorphism concept is simi-
level of the family system. In some systemic models, lar to the psychodynamic idea of parallel process.
trainees are encouraged to be curious about personal Training informed by the social construction-
discovery regarding their families of origin (Bernard ist strands of the systemic orientation does not
& Goodyear, 2009; Habib, 2011). Additionally, emphasize the directive stance that typifies tra-
narrative processes relative to trainee-family inter- ditional systemic training. Rather, the supervi-
actions and trainee-supervisor interactions are sor and trainee engage in a dialogue aimed at
a key focus in social constructionist supervision co-constructing an understanding of how best to
(Ungar, 2006). Finally, systemic training emphasizes conceptualize and address the concerns of the family
Farber 79
of informed pluralism” (Norcross, 2005, p. 4). on integrative psychotherapy practice (Castonguay,
Accordingly, recent years have witnessed a prolif- 2005; Consoli & Jester, 2005). As a result, unlike
eration of psychotherapy approaches that integrate the training frameworks of the major theoretical
both conceptual and technical strands from across a orientations described in this chapter, elaboration
range of theoretical orientations (e.g., Castonguay of the structure, focus, and processes of integrative
et al., 2004; Lebow, 2003; Schneider, 2008; Stricker training is just beginning to unfold.
& Gold, 2005). In general, proponents of integrative education
From the multiple forms of psychotherapy and training advocate a combination of in-depth
integration that have been proposed, four broad didactic course work on each of the major theo-
pathways have emerged: technical eclecticism, theo- retical frameworks and systems of psychotherapy,
retical integration, elucidation of common factors, and course work in psychotherapy integration, and
assimilative integration (for review, see Norcross & clinical experiences that provide opportunities
Goldfried, 2005). Technical eclecticism refers to for supervised application of integrative mod-
approaches that draw systematically upon inter- els (Castonguay, 2000; Consoli & Jester, 2005;
vention options from across a range of theoretical Norcross & Halgin, 2005; Scaturo, 2012; Wolfe,
schools in accordance with data-informed consid- 2000). Additionally, there is consensus that educa-
eration of client characteristics and presenting clini- tion and training cultivate in the trainee an integra-
cal problems. Theoretical integration is defined by tive attitude characterized by openness to different
efforts to synthesize constructs from two or more points of view, a capacity to critically evaluate both
theoretical systems into a supraordinate theoretical conceptually and empirically the merits and limita-
and practice framework that transcends the reach of tions of a given psychotherapy system, and clinical
the stand-alone theories from which it is derived. flexibility in the psychotherapy process.
Common factors strategies focus on the integration Illustrative of these general points is a six-step
of psychotherapy methods in accordance with com- training model proposed by Norcross and Halgin
monalities across the spectrum of psychotherapy (2005) as a consensus framework for integrative
orientations relative to what is known about the ele- psychotherapy training. In the first step, trainees
ments and processes of change. Finally, assimilative learn the core interpersonal skills that underlie good
integration involves the specification of a single the- psychotherapeutic practice (e.g., empathy, respect-
oretical system that serves as a primary roadmap to fulness, active listening skills). In the second step,
guide clinical conceptualization and intervention, trainees receive didactic instruction on major theo-
while also selectively and flexibly drawing upon retical frameworks of human psychology, followed
concepts and techniques from alternative psycho- in the third step by course work on systems of psy-
therapy systems in accordance with clinical needs chotherapy. This course work emphasizes applica-
and circumstances. tions of psychology theory to the behavioral change
In addition to their impact on psychotherapy process and provides opportunities for trainees to
theory and practice, these respective innovations explore points of comparison and conceptual inte-
in psychotherapy integration have spawned an gration across psychotherapy models. At this junc-
important dialogue on the trajectory and focus of ture in the training sequence, trainees are invited
contemporary psychology education and train- to select, at least provisionally, a preferred theo-
ing regarding competency in integrative practice. retical orientation that they perceive as congruent
A common thread that characterizes this dialogue with their personal styles and approaches to clinical
involves articulating both educational opportuni- work. The fourth step involves the development of
ties and challenges in efforts to provide psychology basic competency in at least two different systems of
trainees with the requisite didactic instruction and psychotherapy. Once trainees gain basic knowledge
clinical experience needed for proficiency in the sys- of different systems of psychotherapy, the fifth train-
tematic application of psychotherapeutic pluralism ing step focuses on cultivating formal knowledge,
(for review, see Norcross & Halgin, 2005). skills, and attitudes in psychotherapy integration,
including strategies for systematically integrating
Integrative Education and Training concepts and techniques from different theoretical
Approaches frameworks consistent with the characteristics of a
Elaborating models for integrative psychother- given client and clinical context. The final step in
apy education and training is a work in progress this training sequence involves gaining supervised
that tends to lag behind the proliferation of work clinical experience in the application of integrative
Farber 81
training. One of these is reflective practice, which is clinical expertise, and client characteristics, pref-
required for maintaining awareness of and monitor- erences, and values in clinical decision making
ing the ongoing psychotherapy process in the service (Spring, 2007). To prepare trainees to practice
of effective integrative clinical formulation, decision within this framework, discussions are underway to
making, and intervention. Given that integrative articulate approaches to psychology education and
training aims to facilitate mastery of multiple theo- training in evidence-based practice (e.g., Collins,
retical, clinical, and research knowledge domains, Leffingwell, & Belar, 2007). For example, Collins
cultivating competency in scientific knowledge and colleagues (2007) suggest that training pro-
and methods also is a key area of focus. A training grams teach methods for accessing and critically
emphasis on integrative strategies for cultivating evaluating the evidence-based literature, encour-
and managing the psychotherapy alliance taps rela- age trainees to consult the evidence-based literature
tionships competency, including skill in identifying for answers to questions arising organically in the
and managing alliance ruptures. A central feature supervisory process, model science-practice integra-
of integrative psychotherapy involves combining tion, evaluate evidence-based practice competency
knowledge of a range of psychotherapy systems and in trainees across developmental levels of training,
the evidence base to select and calibrate interven- and cultivate an administrative infrastructure to
tion strategies in accordance with a given client’s support evidence-based training.
unique characteristics and clinical needs. Relative to Along with these suggested training emphases,
facilitating trainee proficiency in this area, compe- learning the concepts and applications of clinical
tency in individual and cultural diversity is a crucial theories also is a key part of preparation for effec-
focus of the training process. tive evidence-based practice. After all, mastery of
According to Boswell and colleagues (2010), evidence-based principles is not simply a function
trainee competency in the functional domain of of factual knowledge. It also requires skills in clinical
intervention centers on learning to draw from inference, critical thinking, and synthetic processes
multiple conceptual perspectives and synthesize that integrate clinical expertise, research evidence,
a comprehensive understanding of the client and and an understanding of client characteristics and
intervention approach. Additionally, integrative circumstances to yield a coherent clinical formula-
psychotherapy competency requires knowledge of tion and intervention approach. Theory provides a
empirical findings from the psychotherapy litera- supraordinate organizing structure that makes clini-
ture regarding psychotherapy process and outcome, cally meaningful integration of facts and processes
change processes, and common factors. As such, possible within an evidence-based framework. As
the functional competency domain of research and such, a training emphasis on cultivating theoretical
evaluation also is a key focus of integrative training. knowledge informs the cultivation of clinical exper-
Specifically, trainees must learn to be effective con- tise in the trainee and undergirds the development
sumers of the evidence-based literature and be able of trainee proficiency in interpreting the clinical
to critically review, evaluate, and utilize research to evidence base.
inform integrative practice (Boswell et al., 2010). The underlying assumptions anchoring differ-
ent theoretical systems are apt to result in a range
Conclusion: Toward Theoretically of perspectives regarding the conceptualization
Informed, Evidence-Based Education and implementation of education and training in
and Training evidence-based practice. For example, reflecting
The main premise of this chapter has been that its empiricist foundations, cognitive-behavioral
the major clinical theories in psychology—through training directly incorporates a focus on criti-
their respective training structures, foci, and pro- cal evaluation and the use of traditional quanti-
cesses—have influenced significantly the shape tative research to guide practice and the use of
and direction of professional training and educa- empirical hypothesis-testing models to monitor
tion in psychology. Now, with an evidence-based and evaluate clinical work (e.g., Newman, 2010).
framework emerging as the ascendant paradigm An evidence-based training perspective within a
for 21st-century professional psychology prac- humanistic-existential framework tends to high-
tice, clinical theory is once again in a position to light scientific pluralism, phenomenological and
contribute to developing training approaches for qualitative frameworks for understanding evidence,
evidence-based practice. The evidence-based model the synthesis of experiential and scientific knowl-
encourages clinicians to integrate research evidence, edge, and both linear and nonlinear thinking in
Farber 83
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Elizabeth M. Altmaier
Abstract
Along with other professions, psychology engages in accreditation, a system of quality assurance to
evaluate the various aspects of educating a professional psychologist. Accreditation builds on a program's
ongoing strategies of self-study and change, with the addition of a formal review that includes an on-site
evaluation of the program by faculty peers from other institutions. Both site visitors and the Commission
on Accreditation judge the program's ongoing adherence to a set of standards regarding necessary
content, processes, and policies. In psychology, accreditation is available for programs of study that result
in the PhD and PsyD degree, for year-long internships that precede the granting of the doctoral degree,
and for one or two year postdoctoral fellowships or residencies. This chapter describes the history of
accreditation, outlines the current system, documents various external influences on accreditation, and
considers several challenges to be met in the future.
Key Words:╇ quality assurance, self-study, credentialing, profession
87
History of Accreditation followed by the establishment of accreditation orga-
The history of higher education in the United nizations for dentistry, law, engineering and phar-
States dates to the founding of the early col- macy. In each of these cases, groups of professionals
leges: Harvard University in 1636, the College developed the standards for education in the profes-
of William and Mary in 1693, Yale University in sion, as well as means by which to classify prepara-
1701, and Princeton University in 1746. These col- tion programs.
leges were established to provide a liberal arts cur- Psychology’s involvement with specialized
riculum for the clergy. That mission changed in the accreditation dates to the conclusion of World War
mid 1800s, when legislators recognized that the II. As outlined by Nelson and Messenger (2003),
growth in population in their states created a need in 1945 the Board of Directors of the American
for each state to establish educational institutions Psychological Association (APA) received a request
to provide its citizens with access to an education from the Veterans Administration (VA) for a list
that prepared them for day to day living, including of universities whose graduate departments of psy-
skills in literacy and mathematics. President Lincoln chology provided adequate and appropriate training
signed the Morrill Land-Grant Act in 1862, estab- for clinical psychologists. This request came about
lishing “land grant” universities. By the end of the as the VA considered how best to diagnose and treat
1800s, the number of higher education institutions large numbers of returning veterans who manifested
had grown to almost 500. psychological service needs. The APA responded by
However, until the end of World War II, stu- naming a Committee on Graduate and Professional
dents attending these colleges and universities were Training, charged with developing criteria for
primarily white, male, and upper class. This profile departments to be judged as having appropriate fac-
changed dramatically with two events. The first was ulties, facilities, curriculum, and resources for edu-
the GI Bill, the provision of support for a college cating doctoral level psychologists.
education to returning veterans after World War II. Although some psychologists were at work
With tuition, books, and housing paid for, many developing the profession’s first accreditation cri-
veterans availed themselves of the opportunity to teria, others were raising concerns about the nega-
attend college: The number of college students grew tive potential of this “outside influence.” Examples
from 1.5 million in the 1940s to 2.7 million in of these concerns were that an entire department
1950. The second event was Civil Rights legislation would be known only by its clinical training,
in the 1960s, and the increase in applications by rather than by a broader departmental reputation.
students previously denied access to higher educa- Another concern was that departments whose clini-
tion on the basis of their race. The original design of cal programs were not initially approved would be
affirmative action was to give advantages to students restricted from later accreditation. Last was dis-
who historically faced barriers in access to higher agreement within the profession concerning the
education. proper training resources and curriculum for gradu-
Accreditation efforts first evolved in the late ate training in clinical psychology.
1800s when groups of professionals began to judge In response to these concerns, Raimy (1950)
educational standards and admission processes of made a strong argument for the establishment of
institutions in their geographic region. This judg- a system of accreditation in psychology. He noted
ment was considered necessary to establish policies that all professions must make statements con-
regarding student transferring credits between insti- cerning necessary components of quality train-
tutions and to articulate policies regarding best prac- ing. Furthermore, in his view, accreditation was a
tices in higher education. The American Council on process that lent itself to self-assessment of quality
Education was established in 1918, and served as a and to identification of means by which to improve
coordinating body for the regional accreditors (e.g., based on peer evaluation. Last, he observed that the
Middle States Association of Colleges and Schools, profession had an ethical obligation to students who
New England Association of Schools and Colleges). were increasingly seeking clinical psychology train-
Specialized accreditation, the accreditation ing programs and needed assurance of their quality.
of programs of study rather than entire institu- The 1950s and 1960s were also a time of defi-
tions, began in 1904, when the American Medical nition within specialty education in psychology.
Association established the Council on Medical Following the Boulder Conference in 1949 (Raimy,
Education and Hospitals to accredit medical educa- 1950) was the Thayer Conference on school psy-
tion programs. Accreditation within medicine was chology (Cutts, 1955), the Greyston Conference on
Altmaier 89
clinical, counseling, and school psychology; combi- resolve problems described by a variety of con-
nations of the aforementioned; and “emerging sub- cerned publics. For example, the previous criteria
stantive areas of psychology.” Second, accreditation placed such an emphasis on input that they had
was made available to postdoctoral programs in spe- been mischaracterized as a “checklist” mentality.
cialized fields of psychological practice. Site visitors had, in fact, been given a brief checklist
The third change asked programs to articulate which some resorted to using alone without com-
their own model of training and its intended out- pletely reviewing the criteria. Using a checklist gave
comes and to provide evidence that their students program faculty and students the impression that
had demonstrated these intended outcomes. This criteria could be met with merely a “present” or
criterion shifted the focus of the review to the pro- “absent” judgment. Also, the previous criteria had
gram itself and its model of training. Therefore, in prioritized certain models of training, particularly
contrast to the previous criteria that focused on the scientist-practitioner model, which no longer
inputs—the physical resources of classrooms and was the model of choice for some programs. Those
laboratories, faculty credentials, student credentials, programs believed their model was misunderstood
and curriculum—the review of the program would or misevaluated.
shift to an examination of demonstrated outcomes. It is also important to note that the number and
For example, did all students achieve competency in composition of the group of professionals charged
the skills the program deemed essential for practice? with making accreditation decisions have changed
This change challenged programs accustomed over time. As mentioned earlier in the chapter, at
to specifying inputs rather than outcomes. Taking the time of the 1996 criteria implementation, the
assessment as an illustration, the earlier criteria group was termed the Committee on Accreditation,
could have been met by a program demonstrat- and it was composed of 21 persons who represented
ing to site visitors that a required course in assess- 5 constituencies: academic programs, internship
ment was offered, the faculty member teaching that programs, professional practice, and the public
course had experience in assessment, relevant assess- (students and consumers). In 2005, the Snowbird
ment resources (e.g., tests, software) were avail- Summit was held in Utah to discuss issues and
able to students, and students indeed enrolled in concerns about the structure and composition of
the course and completed it. But the new criteria the Committee on Accreditation, and this meet-
asked that program faculty consider assessment as a ing’s members recommended that the commit-
competency to be fostered and evaluated: How did tee be enlarged to 32 persons and renamed the
the program ensure that all students were compe- Commission on Accreditation. The Summit also
tent in assessment? Increasing numbers of programs made other recommendations regarding an annual
adopted a portfolio approach to assuring compe- assembly, expanded panel review process within
tencies. Returning to assessment as an example, in decision making, and changed review cycles. In
a portfolio a student might present an assessment 2008, these changes were implemented.
report, including interview data and test scores,
and answer questions by faculty during an oral Current Criteria
examination. Self-study
Four principles underlying accreditation Perhaps the most important aspect of the current
remained unchanged. Doctoral education and criteria is that they were meant to guide self-study.
training should be broad and general preparation Self-study has a long history in higher education.
focused on entry to practice. Advanced training, As Kells (1995) noted, no external sets of standards
such as that contained in postdoctoral residencies, or criteria can replace the ongoing commitment to
was to be focused and in depth. Both science and quality assurance that takes place through self-study.
practice were to be included in doctoral training, Is the accreditation process an event? If so, at one
although it was acknowledged that different mod- point in time a training director furiously writes a
els would place various emphases on these two “self-study,” sends it to a site visit team, who come
domains. And last, programs owned the responsi- to campus and busily looks for problems, and then
bility for articulating a clear set of goals for train- the program “passes” review—a process culminated
ing, and plans for determining the evidence that by sighs all around and a return to normal func-
students met these goals. tioning. Or is the accreditation process a slice in an
At the time of the promulgation of these stan- ongoing, faculty and student-led, iterative process
dards, it was expected that these changes would in which program quality is continuously assessed,
Altmaier 91
Eligibility. The program is eligible for accredi- are two emphases: first that faculty and students
tation when the purpose of the program is within represent diversity broadly writ, and second that
the purview of psychological accreditation and the students must receive consistent training in multi-
training occurs in an institution appropriate for cultural competencies.
doctoral education. An example is the criterion
D. 2. The program has and implements a thoughtful
that the institution must be regionally accredited
and coherent plan to provide students with relevant
in order for its psychology program to be reviewed.
knowledge and experiences about the role of cultural
A. 2. The program is sponsored by an institution and individual diversity in psychological phenomena
of higher education accredited by a nationally as it relates to the science and practice of psychology.
recognized regional accrediting body in the United The avenues by which these goals are achieved are to
States, or, in the case of Canadian programs, the be developed by the program.
institution is publicly recognized by the Association
of Universities and Colleges of Canada as a member Student-faculty relations. The experience of stu-
in good standing. dents in their program, in terms of their working
relationships with faculty, the policies that govern
Program philosophy, objectives, and curriculum their academic work, and the means by which their
plan. Because of the flexibility of model, the pro- difficulties are identified and remediated, are a criti-
gram must begin its self-study by defining its choice cal aspect of program quality.
of model, and then its objectives and accompanying
curriculum plan. E. 4. At the time of admission, the program provides
the students with written policies and procedures
B. 2. The program specifies education and training regarding program and institution requirements and
objectives in terms of the competencies expected of expectations regarding students’ performance and
its graduates. Those competences must be consistent continuance in the program and procedures for the
with: The program’s philosophy and training model; termination of students. Students receive, at least
The substantive areas of professional psychology for annually, written feedback on the extent to which
which the program prepares students at the entry they are meeting the program’s requirements and
level of practice. performance expectations. Such feedback should
Program resources. Resources include human include: timely, written notification of all problems
resources (e.g., faculty who are full time or adjunct, that have been noted and the opportunity to discuss
practicum supervisors), student resources, physical them; guidance regarding steps to remediate all
facilities, and financial resources (e.g., for student problems (if remediable); and substantive, written
support, faculty development). feedback on the extent to which correct actions are or
are not successful in addressing the issues of concern.
C. 1. The program has an identifiable core faculty
responsible for its leadership who function as an Program self-assessment and quality enhancement.
integral part of the academic unit of which the As described earlier, the process of accreditation is
program is an element; are sufficient in number for fundamentally predicated on the program’s internal
their academic and professional responsibilities; have processes for monitoring data and considering its
theoretical perspectives and academic and applied success in meeting its stated goals and objectives.
experiences appropriate to the program’s goals and A key part of the new criteria was this domain,
objectives; demonstrate substantial competence and where the program explains the evaluation processes
have recognized credentials in those areas which are it uses and the data these processes have obtained.
at the core of the program’s objectives and goals;
F. 1. The program, with appropriate involvement
and are available to and function as appropriate role
from its students, engages in regular, ongoing
models for students in their learning and socialization
self-studies that address: its effectiveness in achieving
into the discipline and profession.
program goals and objectives in terms of outcome
Cultural and individual differences and diversity. data (i.e., while students are in the program and after
Students and faculty function in a pluralistic and completion); how its goals and objectives are met
increasingly global culture, and the presence of fac- through graduate education and professional training
ulty and students who have been underrepresented (i.e., its processes); and its procedures to maintain
in academe is a necessary part of education for that current achievements or to make program changes as
culture. Therefore, within this criterion area, there necessary.
Altmaier 93
Association of Schools of Dance, Commission on acceptable performance for accredited doctoral pro-
Accreditation), educational training (e.g., National grams.” That IR explains in detail the types of data
Council for Accreditation of Teacher Education), that would trigger a determination by CoA that
legal education (e.g., American Bar Association), the program was operating below threshold: num-
community and social services (e.g., Association ber of years to complete a program, percent of stu-
for Clinical Pastoral Education, Inc., Accreditation dents leaving a program for any reason, percent of
Commission), personal care (e.g., American Board students accepted into an internship, and changes
of Funeral Service Education, Committee on in student-faculty ratios. As an example, the CoA
Accreditation), and health care (e.g., American defines 7% of students leaving a program for any
Dental Association, Commission on Dental reason as a determination that the program operates
Accreditation). Psychology is recognized within the below acceptable performance.
health care section. (See the DoE website for more
information, www2ed.gov/admins/finaid/accred/ Council on Higher Education Accreditation
index.html.) The Council on Higher Education Accreditation
Just as there are criteria for accreditation within (CHEA) is a national association of over 3000
psychology that programs must meet to be accred- degree-granting colleges and universities that “rec-
ited, so there are criteria for the APA to meet in ognizes” 60 accrediting organizations. CHEA is
order for it, in turn, to accredit programs. These cri- governed by a board that primarily contains col-
teria have to do with processes and content. A pro- lege and university presidents; therefore, it is a
cess requirement, for example, is that there must prominent national presence on matters related
be at least one member of a decision-making body to accreditation in federal legislation and policies.
who is a representative of the public (as an example, Importantly, CHEA is nongovernmental; this char-
a former CoA member was the national leader of an acteristic means that it operates outside the federal
organization for youth). Relevant to content, several system and can serve a consultation and educative
criteria require that psychology’s own accreditation function as well as a regulatory function. CHEA
criteria address recruiting and admissions practices, maintains a website of information and resources at
faculty, and student outcomes. www.chea.org.
In a parallel fashion to programs being evaluated There are specified criteria that APA needs
by the APA at certain intervals, the DoE requires to meet in order to be recognized by CHEA as a
accrediting agencies to submit for recognition national accreditation body (see CHEA, 2010).
renewal every five years. That submission must con- These criteria, as with DoE criteria, pertain less to
tain evidence that the agency is in compliance with content (for example, what courses should be in
all criteria for recognition. The Secretary reviews the curriculum) and more to processes. There are
these renewal applications and invites public com- six criteria for recognition as follows: (1) the cri-
ment; once all information is received, a recognition teria and procedures adopted by the accrediting
decision is reached and publicized. It is important body advance academic quality, (2) the accrediting
to note that the Department may ask to have rep- body demonstrates accountability, (3) planning for
resentatives be included in a site visit, to sit in on change and needed improvement occurs regularly,
decision making meetings, or to otherwise gain (4) decision-making procedures are transparent and
additional information about the agency’s (in this fair, (5) ongoing review of accredited programs’
case, the Commission on Accreditation) accredita- practices occur, and (6) the accrediting body pos-
tion decision making. sesses sufficient resources to accomplish its activities.
DoE recognition is essential to the continued CHEA promotes its own recognition as a means
ability of APA to accredit programs in professional to accomplish several goals distinct from DoE. For
psychology;. APA cannot operate outside the con- example, CHEA intends to build on the accrediting
text of the prevailing trends and concerns of higher organization’s own capabilities to improve higher
education in general. An example of this influence education through articulation and clarification of
is the development and application of a variety of accreditation criteria and procedures. Additionally,
implementing regulations (IRs) by the CoA that CHEA attempts to promote academic quality by
clarify or define expectations of training programs emphasizing standards regarding student achieve-
in interest areas of DoE. The April, 2010 commu- ment, expectations of faculty and students, and
nication from the CoA to programs (CoA, 2010) institutional missions. CHEA specifically focuses
outlines IR D4-7, an IR pertinent to “thresholds for on the importance of each institution having an
Altmaier 95
At the time of the development and approval of The situation that has been termed a “crisis” in
these criteria (mid 1990s), the number of students the literature (see Stedman, Schoenfeld, Caroll &
seeking an internship was roughly equivalent to the Allen, 2009 is that the number of applicants for
number of training slots available. Thus, programs internship has rapidly outgained the number of
were asked to consider, in their model of training, available positions. Although this differential was
how much practicum was required for students evident as far back as 1998, when APA and APPIC
prior to internship as a function of the program’s co-convened a conference on what was termed an
overall objectives. It was less important for pro- “imbalance” (Keilin, Thorn, Rodolfa, Constantine,
grams to document that all students were placed in & Kaslow, 2000), the differential has been increas-
an internship, since this was an outcome that was ingly evident. In the 2007 match (the process by
presumed to occur universally (see Keilin, 2000). which intern applicants are matched to internship
Although APA accredits internships, they are also positions), statistics on the APPIC website indicate
members of an organization known as the Association there were 949 unplaced applicants, 530 of whom
of Psychology Postdoctoral and Internship Centers found a position after the match process. However,
(APPIC). The criteria for membership in APPIC are these later positions often were unpaid, or created
distinct from APA accreditation requirements. Thus, simply for the applicant’s convenience. By 2012, the
there are APPIC member internships not accredited numbers were more alarming. During that match
by APA for reasons of choice, financial burden, or year, APPIC reports revealed that 4,435 students
developmental trajectory. APPIC (2012) member- registered for the match but 368 withdrew prior to
ship criteria are as follows: the process (likely because they did not receive any
interest). Of the 4,067 students who participated
An organized training program that, in contrast
in the match, 78% were matched but only 53% of
to supervised experience or on-the-job training,
the 4,067 were matched to an accredited intern-
is designed to provide the intern with a planned,
ship. If the 368 who withdrew and the 915 who
programmed sequence of training experiences; the
did not match, all continued their training another
presence of a doctoral level staff psychologist who
year and then reapplied, and the numbers of regu-
is responsible for the integrity and quality of the
lar applicants the next year simply holds steady: in
training program, who is licensed in the jurisdiction
2013 there will be approximately 5,700 applicants
where the program exists, and who is present at the
for 703 sites offering 3,200 positions.
facility a minimum of 20 hours a week; agency staff
Various solutions to this imbalance have been
consists of a minimum of two full-time equivalent
offered over time (see the Special Issue on the intern-
doctoral level staff who are licensed and who serve
ship issue of Training and Education in Professional
as primary supervisors of the interns; interns receive
Psychology, 2007, volume 1, issue 4). These solutions
doctoral level supervision at least one hour a week
have included increasing the number of internship
for each 20 internship hours (e.g., two hours a
positions, reducing the number of applicants, or
week for a 40 hour internship); training in a range
changing the criteria for accreditation such that no
of assessment and intervention activities; 25% of
internship is required for the doctoral degree.
an intern’s time is spent in face to face delivery of
Increasing the number of positions is an attrac-
services; the intern receives at least two hours a week
tive solution put forward by many persons (i.e.,
of didactic training; internship is post-practicum and
Baker, McCutcheon, & Keilin, 2007). More
precedes the awarding of the doctoral degree; and the
recently, the APA has moved to provide financial
agency has at least two interns at any given time who
assistance to internships to increase their capacity to
are each at least half-time; there are clear descriptions
become accredited. For example, the APA allocated
of the internship and also policies regarding due
up to $3 million dollars in 2012 (i.e., Internship
process and intern evaluation; the interns are
Stimulus Package) to be spent over three years to
formally evaluated at least twice each year; and the
award grants to unaccredited internships to cover
internship has sufficient resources to achieve its goals
the costs of accreditation application fees, intern sti-
and objectives (e.g., interns must be paid).
pends, and other financial barriers facing unaccred-
At the time of the writing of this chapter, APPIC ited programs. (These grants are limited to applicant
listed 686 internship programs and 144 postdoc- internship programs operated by nonprofit enti-
toral programs in its online directory. The APPIC ties.) The other change is that the CoA has approved
website provides both historical statistical informa- a new accreditation status for internships and post-
tion and a list of resources at www.appic.org. doctoral residencies, to become effective in 2013 if
Altmaier 97
discussions and online content delivery. Last, there Within psychology specifically, ongoing mentorship
is an “online” course whereby most or all content is is thought to occur as faculty and students com-
delivered online and there are no face-to-face meet- plete a variety of tasks—producing and publishing
ings. There are many institutions in which educa- research, sustaining a clinical initiative, or complet-
tion is delivered online either primarily or in part, ing a dissertation—over an extended time with
including bachelors, masters, and doctoral degree many personal contacts. Although distance educa-
programs in psychology. In fact, psychology is tion models have residency requirements, these are
among business and education as professional prac- typically completed in intense formats, such as over
tice areas where there is “penetration,” meaning the a long weekend or over a week.
percent of programs delivered at a distance is a sig- A second concern is oversight of clinical training.
nificant minority of the total number of programs, When program faculty cannot directly supervise
ranging from 20% to 30%. students clinically, they are reliant on the opinion of
The national state of distance learning in the supervisors. In distance education programs, faculty
United States was summarized by Allen and may have never met these supervisors who work in
Seaman (2011). In their report, they assert sev- clinical contexts that the faculty have never visited
eral conclusions. First, 65% of chief academic or viewed. This concern applies to a variety of clini-
officers (e.g., vice presidents of academic affairs) cal modalities, including assessment, intervention,
stated that online education was critical to their supervision and consultation, and so on.
institutional long-term plans, and they would A third concern is that online programs typically
likely be increasing the number of courses offered have a higher attrition rate than traditional pro-
through distance modalities. Second, 31% of all grams; whether this differential occurs because of
higher education students take at least one course lower admission requirements or unrealistic student
online. Third, although 67% of academic officers expectations is not clear. A final concern is that most
believe their institution has evidence that learning states’ requirements for licensure as a psychologist
outcomes achieved by distance education are equal require a year of residency at the degree-granting
to those achieved in traditional classroom for- institution (see Association of State and Provincial
mats, the other third of academic officers believe Psychology Boards, [ASPPB]; http://www.asppb.
distance-related outcomes are inferior. Fourth, less net). Thus, students may complete a degree at an
than one-third of academic officers believe that online institution but find they cannot be licensed
their faculty accepts the legitimacy of distance in the state in which they desire to practice.
education. Last, from the students’ point of view,
when student satisfaction is directly compared, the Alternate Means to Accreditation
great majority of students find face-to-face and As was detailed earlier in the chapter, the clinical
online courses to be about the same, with a small scientist model of psychology graduate education
minority preferring face-to-face and an equally focuses on science-centered education and training.
small minority preferring online. Therefore, these programs emphasize the acquisition
In 2010 the CoA adopted implementing regula- of a variety of scientific skills to design, evaluate,
tion C-27, which specified that “a doctoral program and disseminate empirically supported intervention
delivering education and training substantially or and assessment modalities. Although graduates of
completely by distance education is not compatible programs adopting this model may enter practice,
with the Guidelines and Principles (the accredita- the majority of graduates are expected to develop
tion criteria) and could not be accredited.” The APA career trajectories of contribution to science (e.g.,
(CoA, 2010) defined distance education as a formal research universities, medical schools, institutes of
process in which the majority of instruction occurs science). Baker, McFall, and Shoham (2009) out-
when students and faculty are not in the same place. lined consequences to the health-care system when
Three aspects of distance education qualify as sig- decision making regarding psychological treatments
nificant accreditation concerns and are noted in is guided by evidence that is nonscientific, or when
the CoA comment on IR C-27. First, is the lack of interventions shown to be efficacious are not used by
face-to-face interaction over a sustained time period psychologists. Faculty working in clinical-scientist
between faculty and students. Historically, graduate models assume these consequences, including a fail-
programs required a year in “residence,” a time when ure to impact clinical and public health, are due to
full-time enrollment increases student involvement the lack of adequate scientific training in graduate
with faculty both in and outside of formal classes. study in clinical psychology.
Altmaier 99
accreditation was summarized about a decade ago. expected to continue. An optimistic view, therefore,
Beidel, Phillips, and Zlotlow (2003) outlined nine considers the next several decades as a time for revi-
challenges to accreditation’s future. Four of those sion, renewal, and change within the larger context
challenges continue today: (1) using accredita- of the values of professional psychology.
tion as quality assurance, (2) distance education,
(3) governmental influence on accreditation, and References
(4) the components of adequate doctoral training. Acrum, R., & Roksa, J. (2011). Academically adrift: Limited
One challenge noted in 2003 was the volun- learning on college campuses. Chicago, IL: University of
tary nature of accreditation. Accreditation was Chicago Press.
Allen, I. E., & Seaman, J. (2011). Going the distance: Online edu-
originally considered to be a voluntary, peer-driven cation in the United States, 2011. Babson Park, MA: Babson
system of quality assurance. However, increased Survey Research Group. Retrieved September 26, 2012 from
external influence has created a context in which http://www.onlinelearningsurvey.com/reports/goingthedis-
doctoral-program accreditation is required for licen- tance.pdf
sure as a psychologist in several states and in which Altmaier, E. M., & Claiborn, C. D. (1987). Some observa-
tions on research and science. Journal of Counseling and
certain governmental monies can only be used for Development, 66, 51.
an accredited program or internship. It is likely that American Psychological Association, Commission on
accreditation will be less voluntary and more essen- Accreditation. (2009). Guidelines and principles for accredi-
tial in the future. tation of programs in professional psychology. Washington,
One challenge has been solved, albeit not in the DC: American Psychological Association.
Association of Psychology Postdoctoral and Internship Centers
way originally anticipated. Doctoral programs in (2012). 2012 APPIC Match Statistics. Retrieved October 23,
Canada in the past could be jointly approved by the 20112 from http://www.appic.org/Match/MatchStatistics/
Canadian Psychological Association (CPA) and the MatchStatistics2012Combined.aspx.
APA, but that joint approval has been phased out. Association of Specialized and Professional Accreditors. (1995).
As of 2012, however, the two organizations signed Member code of good practice. Chicago, IL: Association
of Specialized and Professional Accreditors. Retrieved
the First Street Accord, attesting that both organiza- September 19, 2012 from http://www.aspa-org.
tions view each other’s accreditation guidelines and Baker, J., McCutcheon, S., & Keilin, W. G. (2007). The intern-
principles as equivalent. This mutual agreement ship supply-demand imbalance: The APPIC perspective.
applies to the accreditation activities each associa- Training and Education in Professional Psychology, 1, 287–293.
tion undertakes in its own country. However, this Baker, T. B., McFall, R. M., & Shoham, V. (2009). Current
status and future prospects of clinical psychology: Toward a
agreement does not confer any accreditation status scientifically principled approach to mental and behavioral
on a program in the other country. health care. Psychology of Science in the Public Interest, 9,
Other challenges remain unsolved. First, the 67–103.
question of where to locate specialty education Beidel, D. C., Phillips, S. D., & Zlotlow, S. (2003). The future
during training in professional psychology per- of accreditation. In E. M. Altmaier (Ed.), Setting standards
in graduate education: Psychology’s commitment to excellence
sists: Is it at the doctoral level, in the internship, or in accreditation (pp. 134). Washington, DC: American
in the postdoctoral residency? Although specialties Psychological Association.
continue at the doctoral level (e.g., clinical, coun- Belar, C. D., & Perry, N. W. (1992). National conferences on
seling, school), whether internship and postdoc- scientist-practitioner education and training for the profes-
toral training should be specialized versus general sional practice of psychology. American Psychologist, 47, 71–75.
Benjamin, L. T. (2006). American psychology’s struggles with its
is still not clear. Second, the appropriate scope of curriculum: Should a thousand flowers bloom? Training and
accreditation—the programs to which accredita- Education in Professional Psychology, S(1), 58–68.
tion is offered—remains unresolved. In 1996, it was Commission on Accreditation. (2010). Policy and procedure
anticipated that “emerging specialties” would be update, April 2010. Washington, DC: American Psychological
accredited, but that anticipation has not material- Association. Retrieved September 19, 2012 from http://www.
apa.org/ed/accreditation/about/policies/index.aspx
ized. A third unresolved issue is how to understand Commission on Accreditation. (2012). Commission on
and respond to influence exerted on accreditation Accreditation update, August 2012. Washington, DC:
activities by entities external to the CoA itself, both American Psychological Association, Retrieved October 28,
within APA and in the larger context of higher edu- 2012 from http://www.apa.org/ed/accreditation/newslet-
cation and federal government. ter/2013/03/roadmap.aspx
Council for Higher Education Accreditation (2010). Recognition
It is obvious that a commitment to quality is very of accrediting organizations. Washington, DC: Council for
much evident in all the activities related to accredi- Higher Education Accreditation.
tation. Since that commitment has been present in Cutts, N. (1955). School psychologists at midcentury: A report
the past 50 years of accreditation’s history, it can be of the Thayer Conference on the functions, qualification, and
Altmaier 101
PA RT
2
Competence and
Competencies in
Professional Psychology
CH A P T E R
Abstract
Competency-based education and training in professional psychology focuses on ensuring that students
develop specific competencies in their doctoral education, including practicum and internship. This has
been termed moving to a “culture of competence” (Roberts, Borden, Christiansen, & Lopez, 2005),
and actually has been comprised of several initiatives over the past decade. This article will discuss
those various initiatives; the context for competency-based models in other professions and at other
levels (e.g., undergraduate and master’s programs) in psychology, and will present the most recent
competency-based models in professional psychology. The article ends with recommendations and
perspectives on future challenges.
Key Words:╇ competency models, competency-based education, training in professional psychology,
competency initiatives, doctoral education
105
competency-based outcomes and concern for cli- Although the resolution was advisory, because
ent/patient care has been particularly apparent in APA does not itself license psychologists, the resolu-
the medical professions, with a general rise in the tion nonetheless threw the professional training and
past two decades of accountability in health care. regulatory communities into considerable turmoil.
A second factor in the development of At that point, most states had three general require-
competency-based training was a move toward ments for licensure: a doctorate in applied psychol-
outcome-based education and learner-based out- ogy, a predoctoral internship (typically 1500–2000
comes (Nelson, 2007). In other words, rather than hours) and a postdoctoral internship (also typically
focusing on what programs are teaching or the way 1500–2000 hours). The resolution recommended
they are teaching it, the emphasis in education is on eliminating the postdoctoral requirement. If this
what students are learning and how they are dem- was to be adopted, students would have to be able
onstrating it. The Council on Higher Education to demonstrate competency to be a psychologist at
Accreditation (CHEA), which recognizes univer- the end of the doctorate. This meant that doctoral
sities, colleges, and such accrediting bodies as the programs and predoctoral internship sites would
APA Commission on Accreditation has focused have to jointly affirm the student was competent to
on learner outcomes since the mid 1990s (Ewell, practice, and licensing boards would have to essen-
1998), deeming this as part of their accountabil- tially take their word that the student was compe-
ity to the public for higher education. A focus on tent. Thus, rather than assuming competence based
outcomes-based education led to changes in the on accrual of hours during the postdoctoral year,
1996 Guidelines and Principles for Accreditation competence would be determined at the end of the
(APA, 1996). Programs were asked to indicate their doctorate. Mechanisms needed to be developed to
goals and objectives for training, and to document ensure competence acquisition. Assessment tools
the assessment of those outcomes. Without man- needed to be created and curriculum needed to be
dating a learner-based competency model, the 1996 in alignment with a competency-based model.
shift in the Guidelines and Principles led to pro- The recommendation also meant that licensing
grams becoming more familiar with learner-based boards would have to develop policies on practicum
outcomes of training. training as well as internship training, since super-
A third impetus for the current competency-based vised training during the entire doctorate would
focus in professional training came from a concern now lead to licensure, rather than just the pre- and
about the cost of professional training in psychology. postdoctoral internships. The Association of State
Recent psychology graduates were concerned that and Provincial Psychology Boards (ASPPB) has
they were unable to find employment at a rate suf- developed a set of guidelines for licensing boards
ficient to allow them to begin to repay student loans to evaluate the predoctoral practicum experiences
because they could not seek licensure until at least (ASPPB, 2009). As of this writing, about 20% of
a year after graduation. They also complained that, states do not have postdoctoral experiences required
in comparison to medical residents, who became for licensure.
immediately licensed, they were treated with less However, as the focus has turned to the outcomes
respect in interdisciplinary settings. The APA Board of what students learn and to how the profession
of Directors recognized the need to mirror the level can be held accountable to demonstrate that the
of professionalism held for professional graduates in student is competent to practice psychology, several
medicine who are deemed ready to practice directly questions have emerged. What are the competen-
out of medical school. The result was a 2006 reso- cies that are central to becoming a psychologist?
lution by the APA Council of Representatives that How can the competencies be flexible enough to
recommended that entry to the profession be at the accommodate the many different models of train-
end of the doctorate. Specifically, the resolution rec- ing in psychology? How can the competencies be
ommended that applicants should be considered for assessed across various types of programs? Because
admission to licensure upon completing a “sequen- training occurs across many years, how do the
tial, organized, supervised professional experience competencies develop over time? Are there specific
equivalent to two years of full-time training that can benchmarks that are needed along the way to deter-
be completed prior or subsequent to the granting of mine that competence is developing? Finally, and
the doctoral degree” (APA, 2006). One of the two perhaps most critically, does a competency-based
years is to be a pre-doctoral internship for those pre- model make a difference in patient care? We address
paring for practice as health service providers. many of these questions in this article, although
Abstract
Board certification of psychologists providing healthcare services to the public has a long history that
continues to evolve. Most healthcare professions provide a peer-review process for the credentialing
and board certification of individuals that provide healthcare services to the general public. Board
certification within a specialty area has developed from within almost every respected healthcare
profession. As psychology has progressed, the necessity of specialties, and recognition of those
competent to practice in a specialty area, has become increasingly apparent. The explicit identification
of very clear definitions and expectations for training and education within a specialty area facilitates
this culture change. Some specialty areas (e.g., clinical neuropsychology) within psychology have more
clearly embraced board certification, whereas others continue to work to establish board certification
as a norm. Specialty board certification is not required, but is a voluntary process within the profession
of psychology; certification is overseen by the American Board of Professional Psychology (ABPP).
Board certification through ABPP is considered by most psychologists as recognition of advanced skills,
knowledge, and attitudes. This chapter provides a history of the specialty credentialing process, discusses
the issues regarding board certification, and how it is important to the profession of psychology.
Key Words:╇ specialization, psychology, specialty, ABPP, professional, certification
The History and Importance of within it. These developments also protect the pub-
Specialization in Professional Psychology lic from those that do not meet the requirements
Over the course of the last century, the prac- expected of professional psychologists (Cox, 2010).
tice of psychology has developed and matured. Psychologists have evoked varied reactions from
Psychologists have worked to differentiate psychol- the public as the profession has evolved over the
ogy from early precursors, such as phrenology, hyp- decades (Murstein & Fontaine, 1993). An informed
notherapy, spiritualism, and even psychoanalysis. public expects that individuals engaged in provid-
Despite these efforts, popular perceptions of psy- ing psychological services are licensed; board certi-
chology often are shaped by inaccurate media pre- fication is an attempt by the profession to identify
sentation, such as those portrayed on television and for the public and the profession those providers
in the print press (Benjamin, 2006). Innovations, that are qualified in a given psychological specialty.
such as the establishment of a core curriculum for Board certification goes beyond licensure for the
training programs, licensing of psychologists, and general practice of psychology, and provides certifi-
board certification of psychologists in various spe- cation of an individual’s competence to practice in a
cialty areas have helped establish, define, and refine specialty area, thereby serving a purpose of inform-
the credibility of the profession and those who work ing and protecting the public (Nezu, 2009).
120
Board certification in a specialty has not been as org/about-abms.aspx). According to the ABMS,
ubiquitous in psychology as it has been in medi- there are currently 24 approved medical specialties.
cine (CertiFACTS Online, 2012) although there is Psychology is no different in regard to a rapidly
increasing momentum in the field as well as increased growing information base and the requisite neces-
expectation that psychologists in healthcare settings sity to keep up to date. Indeed, the “half-life” of
become board certified (Kaslow, Graves, & Smith, knowledge in specialty areas suggests the need
2012; Robiner, Dixon, Miner & Hong, 2012). for continuous updating on the part of specialists
Rozensky (2011) asserted that the coming reform (Neimeyer, Taylor, & Rozensky, 2012). Psychology
in health care will result in a necessity for psychol- specialization has emerged in response to the real-
ogy to broadly employ board certification and that ity that general training models do not have the
psychologists will want to become board certified curricular space required to address the knowledge
to maintain a presence that establishes a taxonomy and training experience needed for specialization
and certification process equivalent to other health beyond the entry-level doctorate in psychology.
care specialties. Medicine has demonstrated that recognition of
specialty areas of practice and board certification
Why Specialization Is Important in those specialties is one way that a profession can
The history of specialization in any profession clearly define itself. Other health professions have
is related to the evolution of credentialing and the seen a similar evolution. For example, physical ther-
need for verification of expertise. If you go back apy emerged out of medicine (Mock, Pemberton &
100 years there were very few specialists in the health Coulter, 1934) and has recently begun to aggres-
professions; the vast majority of those involved in sively develop internships/residencies for the gradu-
professional services were generalists and not spe- ates of their doctoral programs though currently
cialists. With continued rapid advancements in this is not a requirement to practice physical ther-
technology and knowledge, no service provider can apy. According to the American Board of Physical
develop and retain all the competence (i.e., knowl- Therapy Specialties (n.d.; retrieved from http://
edge, skills, and attitudes) needed to treat everyone www.abpts.org/Certification/About/), the profes-
for every issue. sion of physical therapy has developed special-
Psychology, like other disciplines, requires greater ist certification over the years in a variety of areas
specialization as it evolves beyond “basic training.” including, but not limited to, orthopedics, sports
For instance, in the early 1950s and 1960s most medicine, burn treatment, and pediatrics.
automobile mechanics met competence criteria Dentistry developed specialization in domains
centering on basic mechanical skills with combus- requiring advanced competence (Moulton &
tion engines. As the field of auto mechanics has Schifferes, 1960). The profession of dentistry
expanded, it now takes someone with advanced also has generated a number of different special-
practice skills to be able to diagnosis and repair ties due to the rapid development of technology
today’s automobile engine (Occupational Outlook and knowledge needed for certain procedures in
Handbook, online bureau of statistics, http://www. dentistry including endodontic, periodontics,
bls.gov/ooh/Installation-Maintenance-and-Repair/ and orthodontics to name a few (Occupational
Automotive-service-technicians-and-mechanics. Outlook Handbook, online Bureau of Labor
htm). Statistics; retrieved from: http://www.bls.gov/ooh/
Specialization in medicine is well recognized Healthcare/Dentists.htm).
today. The general practitioner in medicine in the The American Psychological Association (APA)
1950s provided 90% of health care. As knowl- is moving forward with a taxonomy for the profes-
edge expanded and the use of advanced diagnostic sion as psychologists work to clarify the concepts of
equipment proceeded, medicine began developing specialty, sub-specialty, specialization, and special-
specialists. Knowledge has pushed medicine into ists (Rozensky, 2012). Formal agreement on such
specialization and the same evolution may be true constructs requires working through the various
for psychology. The American Board of Medical committees, review processes, and politics of large
Specialties (ABMS) is recognized as the gold standard organizations and the profession; conceptualization
in physician certification; it has 800,000 physicians and implementation of specialty training is likely to
that are certified by ABMS (Online publication of remain fluid over time. The distinctions of specialty
the American Board of Medical Specialties, 2011) (an area of practice in psychology), subspecialty
(retrieved from http://www.certificationmatters. (a focused area within a specialty), specialization
(e.g., geropsychology) are not ABPP affiliated spe- money. Litigation continues to increase for those
cialty boards (however, geropsychology is in the who were not properly prepared or trained. There
process of formal affiliation with ABPP). There are is an argument that psychologists face enough hur-
several reasons for this lack of synchronization, some dles when entering the profession and are hurting
perhaps merely related to the timing in receipt and themselves by requiring more and more creden-
processing of applications. However, recognizing a tialing. However, professional guidance and prin-
mutual desire to have professional psychology “all ciples are in place to protect both the professional
on the same page,” ABPP and CRSPPP continue and consumers. Professional standards attained
to work to ascertain how the different organizations through credentialing can take time and require
can work collaboratively so as to reach the goal of expense. There are certain “vanity boards” that
common recognition of specialties. will require only a resume and a cashier’s check to
determine if applicants can be “board certified.”
Appropriate Credentialing The newly self-anointed vanity board, then, has a
Unfortunately, practitioners who are not prop- revenue stream with regular dues or fee payments
erly prepared or credentialed may find themselves each year in order to maintain this “board certi-
in difficult straits, and those that hired them may fication.” Consumers may not know the differ-
be astonished that they now have wasted time and ence when someone presents that they are “board
Professionalism Assessment
Relationships Research/Evaluation
Advocacy
*
╇ may not be applicable to all practitioners
Why Bother? Professional Development and training, or work experience that qualifies them for
Expectations versus Legal Requirements providing specialty services in the practice of psy-
It may not be against the law for physicians to chology. If the individual is claiming or presents
practice in specialty areas without board certifica- himself or herself to the public as having this type
tion, but it is generally a common expectation by of expertise, then evidence must be presented to
the state boards that individuals should not practice the state board that supports the individual’s back-
in areas where they do not have expertise (requisite ground in training, education, or experience. Board
skills, knowledge, and attitudes). Expertise in medi- certification is one indication—in the view of most
cine is typically defined as supervised training in the state boards—that an individual is qualified to prac-
doctoral program plus additional specialized train- tice in that specialty.
ing experience (residency training program) under Despite that expectation, state licensure boards,
the supervision of a board certified specialist and/ in general, are a long way away from the expectation
or work experience. Often, this may include further that individuals have board certification to practice
education via skills-training workshops provided by in specialty areas. The licensing agencies often do
recognized training organizations wherein one can require documentation that is identified as accept-
obtain skills and knowledge. able attainment of skills, especially if a complaint or
Conceptually, this is not dissimilar from psy- concern is raised by the public. The push for board
chology. However, psychology has not pushed for certification by the profession of psychology also
board certification at the same rate that medicine often has lacked support from academic teachers of
has. Most state boards of psychology examin- psychology who do not hold board certification (and
ers do expect psychologists to provide verification may not be licensed due to exemptions in state law).
that they are qualified to provide clinical services Only a small percentage of psychology practitioners
through documentation of training and letters of hold board certification. As a younger profession,
verification and recommendation required by the it is not entirely unexpected that this evolutionary
state board. However, specialty areas of competence process is not on a par with medicine or dentistry,
are rarely required by most jurisdictions unless the where, in order to practice in certain areas of spe-
use of a specialty title is allowed by the jurisdic- cialization, it is required, or at least widely expected,
tion. If a problem arises with the licensee, it is not that one obtain board certification.
unusual for the state board to request additional Since there is no requirement for board certifica-
documentation about training and work experience tion by most states for specialty practice, why is there
that relates to the boundaries of specialty practice in a need for recognition of specialization within psy-
psychology, such as working with children and ado- chology? There are medical centers and hospitals that
lescents, forensics, or neuropsychology. When the will not consider an individual for privileges within
state board receives a complaint, they will request the hospital without board certification. This is true
the licensed provider submit evidence of education, for both medicine and psychology. Board certification
Abstract
The practicum is the first and longest phase in the sequence of applied training for doctoral students in
professional psychology. Changes in the American Psychological Association (APA) Model Licensure Act,
in regulatory guidelines, and in accreditation standards and regulations have brought increased attention
to practicum training in recent years. Practicum training has a long history that can be traced to the
very beginnings of professional psychology. Designed to prepare students for subsequent clinical training,
the practicum is the responsibility of the graduate program. This chapter discusses the methods and
policies that programs design to manage and optimize the quality of students' practicum experiences.
Competency goals for practicum training have been an important focus for the developing competencies
movement in professional psychology. These competencies are reviewed in this chapter, along with the
practices and methods typically used in practicum settings to help students acquire them.
Key Words:╇ practicum, competencies, Professional Psychology Graduate Program Administration,
�teaching methods
133
expected of independent professionals. Practicum generally broader in focus, and dealt with actual
helps students gauge their own abilities and interests, clients, in preparation for the internship that caps
and often helps students decide how they wish to the doctoral training sequence. In addition, there
direct their future training and careers. was extensive and ongoing discussion of the need to
As an integral aspect of the doctoral program’s integrate and coordinate the doctoral program and
curriculum, organizing and managing the practi- the training sites at both the practicum and intern-
cum experience is the obligation of the program. ship levels (Raimy, 1950; Shakow, 1956).
Practicum gives doctoral programs the opportunity
to extend their training models beyond coursework Length of practicum
and research/scholarship to include practical training. Programs generally report requiring three years
Faculty generally are involved in practicum training, of practicum training (Hatcher et al., 2011), with
as advisors, through a program-supervised train- the goal of helping students develop the compe-
ing clinic, through serving as supervisors in external tence needed to benefit from internship train-
practicum sites, or through seminars designed to inte- ing. However, a number of significant factors put
grate practicum experience with program goals. For pressure on this goal. Students have experienced
many doctoral programs, research programs based increasing urgency over the years to gain ever-larger
in the departmental training clinic or other clini- numbers of practicum hours so as to be competitive
cal settings provide valuable integration of research for the increasingly competitive internship match,
and clinical activities and goals. As an essential part and there is evidence of a substantial increase of
of the gatekeeping function of graduate training, the reported hours since the mid-1990s (Rodolfa et al.,
practicum allows programs to ensure that their stu- 2007). However, there is no evidence that greater
dents demonstrate the initial competencies required numbers of hours facilitate internship placement
to be a professional psychologist, and to determine (Dixon & Thorn, 2000; Rodolfa et al., 2007). The
whether students are able to utilize supervised train- belief that more practicum hours can help with
ing to grow in the competency domains expected of placement success may give students a greater sense
a professional psychologist. As a part of the accredita- of control over the matching process, which overall
tion process, the nature and quality of the program’s tends to feel like a risky gamble.
management of the practicum is reviewed by the
APA Commission on Accreditation (2009, 2012). Practicum and licensure
In recent years, as a consequence of a resolution The resolution passed by the APA Council of
passed by the APA Council of Representatives, (CoR; Representatives (CoR) in 2006, and subsequent
2006), some portions of practicum have been accepted revision to the Model Licensing Act (CoR, 2010) to
as part of the professional experience required for eliminate the requirement for postdoctoral training
licensure in a number of states (Schaffer & Rodolfa, for licensure is likely to be an increasingly impor-
2011). This controversial move is expected to influ- tant external influence on practicum training. These
ence the nature of practicum training in the future. actions were taken for a variety of reasons including
the widespread belief that the increased number of
Background practicum hours, together with the internship year,
Early history provide sufficient practical training for competent
The requirement for a year of full-time intern- independent practice, and thus for licensure. This
ship training was established in the period follow- move led to a strong reaction from the Association
ing World War II, when training in professional for State and Provincial Psychology Boards (ASPPB),
psychology transitioned to its organized, modern the organization for psychology licensing boards in
form. As the internship requirement took shape, the United States and Canada. Concerned about
the need to prepare students to make good use of the uneven nature and quality of practicum train-
their internship experience was widely recognized ing, the ASPPB released its Guidelines on Practicum
(Morrow, 1946; Raimy, 1950; Shakow, 1956). Training for Licensure in 2009, intended for use by
From these early beginnings, the terminology states and provinces considering implementation of
evolved to describe the first step in pre-internship the CoR’s recommended changes. The Guidelines
training as pre-practicum training or clerkships, detail extensive required characteristics of practicum
which were generally focused on learning specific training to qualify as counting toward licensure,
skills, often in a classroom setting (e.g., intelligence which have been incorporated into new regulations
assessment). The practicum followed, which was adopted by a few states so far (Schaffer & Rodolfa,
10 Internship Training
Abstract
Doctoral education of health service psychologists includes a year of clinical experience as a required
element for conferral of the degree. This chapter reviews the historical development of the internship
and describes common structural components, including governance structures, funding mechanisms,
and issues related to timing in the sequence of training. Special attention is paid to current problems
and controversies, including the supply/demand imbalance, stipend support, broad and general training,
emerging markets, financial responsibilities of doctoral programs, and accreditation as a national standard.
Key Words:╇ internship, internship imbalance, supply/demand imbalance, doctoral education of health
service psychologists, sequence of training, accreditation
155
the United States. Concerned with meeting the simultaneously. That is, science often occurred in
burgeoning demand for mental health services, the home doctoral program and clinical practice
the Department of Veterans Affairs (VA) and the skills often were developed outside academic walls.
United States Public Health Service (PHS) hired Following upon the VA’s establishment of intern-
large numbers of clinical and counseling psycholo- ship programs designed to fuel a much-needed
gists. This initiative greatly expanded employment workforce, the APA’s Office of Accreditation invited
opportunities for psychologists in the nation’s medi- internship programs to undergo external review
cal care system, and cemented the professional psy- beginning in 1956 (Belar & Kaslow, 2003). By
chologist’s identity as being a valuable front-line the end of that year, 28 internship programs had
clinical provider. To accomplish this expansion, achieved accredited status [as of 2013, that num-
VA and PHS solicited the APA to develop mecha- ber has increased to 461, with an additional 26
nisms by which the quality of doctoral education programs accredited by the Canadian Psychological
could be evaluated. Beginning in 1946, with the Association (CPA) and three programs with joint
appointment of a roundtable on internship train- accreditation]. Early models of internship training
ing of Clinical Psychologists, APA launched a major were greatly influenced by the preponderance of
initiative a year later when it created a Special VA programs (and their associated clinical needs),
Committee on Training in Clinical Psychology. The by newly emerging accreditation standards and
report of this committee included important stan- conference reports, and by historical definitions of
dards for the development of internship training the psychologist’s role. As a result, internship pro-
(Shakow, 1965). grams during this period emphasized training in
Other developments and conferences that would personality and cognitive assessment, and individ-
come to form the bedrock of training for HSP, ual psychotherapy and counseling (directed toward
as well as the role and function of the internship, pathological and nonpathological conditions,
followed in quick succession. The 1949 Boulder respectively). The 1965 Chicago Conference on the
Conference is widely recognized for articulating Professional Preparation of Clinical Psychologists
the scientist-practitioner model and for under- further confirmed the importance of the year-long,
scoring the central importance of science-practice culminating clinical experience. It also highlighted
integration in service delivery. Equally impor- the value of a greater breadth of experience that
tant, though less widely recognized, the Boulder should include exposure to a range of clinical con-
Conference firmly established the internship as a ditions, with a diverse population of clients, and
required element of the doctoral degree (Raimy, employing an array of intervention approaches and
1950). Counseling Psychology followed suit in modalities (i.e., not solely individual psychother-
1951 by likewise requiring completion of an intern- apy) (Hoch, Ross, & Winder, 1966).
ship, and a year later, while establishing practicum Internship training certainly reached a matura-
standards, reaffirmed the value of the internship as a tional milestone with the appearance, in 1968, of
culminating experience in the sequence of training the Association of Psychology Internship Centers
(Kaslow & Webb, 2011). This bifurcated model of (APIC). This organization began as an informal
doctoral education in professional psychology was group of educators primarily concerned with devel-
further institutionalized as a consequence of fed- oping a venue for the exchange of information and
eral training dollars funneled to doctoral programs discussion of internship issues of common concern
(e.g., National Institute of Mental Health train- (Kaslow & Keilin, 2004). It fairly quickly evolved
ing grants) and internships (e.g., VA internships). to become the highly organized force it is today,
An underlying assumption prevalent during these functioning as one of the most visible and influ-
times was that residency in the doctoral program ential training councils in professional psychology.
primarily provided students with a knowledge base Today, the Association of Psychology Postdoctoral
of scientific psychology, but that skillful application and Internship Centers (or APPIC, having changed
of this science required supervised experience in an its name in 1992 in order to more accurately
applied setting, which was not necessarily or fre- reflect its added focus on postdoctoral training) is
quently available within the academic institution. a national organization representing internship and
In many doctoral programs, science and practice postdoctoral programs in North America. Its pri-
might frequently occur in different settings, and mary activity is administration of the computerized
their integration (to the extent that it occurred) internship Match, which now annually involves
might take place sequentially and not necessarily nearly 4,500 students in Clinical, Counseling and
Abstract
This chapter reviews the history of postdoctoral training; the development of national standards and
accrediting bodies such as the Association of Postdoctoral and Internship Training Centers (APPIC) and
the APA Commission on Accreditation (CoA) (formerly the Committee on Accreditation); and the types
of opportunities available, including those targeted toward specialty practice and informal postdoctoral
training. This chapter concludes by highlighting advantages and challenges of postdoctoral experiences,
the host of personal and professional factors that may guide one’s decisions related to postdoctoral
training, and recommendations for future directions.
Key Words:╇ postdoctoral residency/training, specialties, accreditation, competencies
The supervised postdoctoral training experi- postdoctoral residency experiences. There is, how-
ence marks the end of the formal educational and ever, general consensus, that such experience is
training sequence in professional psychology. The invaluable for specialization (Eby, Chin, Rollock,
postdoctoral movement in professional psychology Schwartz, & Worrell, 2011; Nezu, Finch, & Simon,
occurred in response to myriad factors, including 2009). Thus, not surprisingly, supervised postdoc-
but not limited to the explosion of practice com- toral experience typically is considered a necessary
petencies and the emergence of specialties (Kaslow pre-requisite for board certification.
& Webb, 2011). There is growing recognition The first formal national conference on postdoc-
of the value of supervised postdoctoral training toral training in professional psychology, which was
with regard to professional identity development hosted by the Association of Psychology Postdoctoral
and solidification (Kaslow, McCarthy, Rogers, & and Internship Centers (APPIC), did not take place
Summerville, 1992). In addition, supervised post- until 1992, and thus it was not until that time that
doctoral training significantly increases people’s standards for postdoctoral education and training
job marketability (Kaslow & Echols, 2006; Kaslow were clearly delineated (Belar et al., 1993). It was
et al., 1992; Logsdon-Conradsen et al., 2001; not until 1997 that the American Psychological
Sato, Simon, Jelalian, & Spirito, 2012; Stewart & Association’s (APA) Committee on Accreditation
Stewart, 1998; Stewart, Stewart, & Vogel, 2000). (CoA; now Commission on Accreditation) began
In most, but not all jurisdictions, a supervised accrediting postdoctoral training programs (Belar
postdoctoral experience is a requirement for licen- & Kaslow, 2003). In recent years there has been
sure. Indeed, there has been considerable contro- increasing attention to this phase of professional
versy over the years with regard to the necessity of development.
postdoctoral training for licensure, as well as com- This chapter considers the postdoctoral expe-
peting perspectives regarding the value of formal rience in professional psychology broadly. Most
171
of our focus is on formal training experiences. develop and advance postdoctoral training have
Research postdoctoral training is not the focus of been undertaken by several organizations and inter-
our discourse. After defining the postdoctoral train- est groups. These efforts have emphasized education,
ing experience in professional psychology, includ- training, and accreditation procedures. It is critical
ing its origins, attention is paid to the settings in to understand historical underpinnings in order to
which postdoctoral training is most likely to occur provide a context for contemporary discourse on
and the content and funding of such training. this important phase of professional development
Consideration is given to the advantages and dis- in the early careers of psychologists. Accreditation of
advantages of formal versus informal postdoctoral programs is relatively new at the postdoctoral level;
training experiences. We conclude with a discussion however, attention to the need for postdoctoral train-
of the challenges of postdoctoral training and rec- ing in clinical psychology dates back to the Boulder
ommendations and future directions for enhancing Conference in 1949, which was the first national
the postdoctoral experience. conference to define a training model for professional
psychology (Belar & Kaslow, 2003; Raimy, 1950). At
Defining Postdoctoral Training in the time, the model of education and training articu-
Professional Psychology lated that a 1-year internship in the third year of grad-
Postdoctoral training is typically the final phase uate study would be required. Based on this model
of professional development prior to licensure and of education, the internship was to be the primary
before people embark on a career as a psychologist vehicle for intensive clinical training, after which
(Kaslow & Echols, 2006). This stage of training students would return to the university to complete
facilitates the development of feelings of self-efficacy a clinically informed dissertation. To become profi-
and confidence in independent practice, solidifies cient in psychotherapy, however, Boulder conference
professional identity, and ensures that individuals attendees stated that postdoctoral training would be
early in their career are competent as clinicians and required, and, delegates to the Boulder Conference
clinical researchers (Kaslow & Keilin, 2008; Kaslow asserted that psychotherapy training itself should be
et al., 1992). Postdoctoral training also has critical largely postdoctoral (Belar et al., 1993).
implications for professional practice opportunities. At the Stanford (1955) and Miami (1958) (Roe,
For example, it is seen as a key experience in the devel- Gustad, Moore, Ross, & Skodak, 1959) confer-
opment of specialty competencies (Boake, Yeates, & ences the value of postdoctoral training was fur-
Donders, 2002; Bowers, Rickers, Regan, Malina, & ther affirmed, and the model of a 4-year academic
Boake, 2002). Furthermore, participation in post- program followed by a 2-year postdoctoral intern-
doctoral training also can influence opportunities ship was proposed for clinical psychology (Belar &
for licensure and affect the availability of profes- Kaslow, 2003). This model was referred to as the “4
sional and employment opportunities postlicensure. plus 2” model (Belar et al., 1993). That model failed
Increasingly, jurisdictions emphasize participation to gain majority support, although it still has propo-
in postdoctoral training as part of the licensing pro- nents at the present time (Belar & Kaslow, 2003).
cess. In 1980, only 20 states required postdoctoral As a result, although postdoctoral training was seen
training (Stewart & Stewart, 1998). As of 2012, all as highly valued, the one-year doctoral internship
but 13 states in the United States include postdoc- was reaffirmed.
toral training as a requisite component of the licen- At the 1965 Chicago Conference, participants
sure process, which reflects the increasing value the came to the agreement that postdoctoral training
profession places on these experiences (Association should be regarded as an ethical responsibility for
of State and Provincial Psychology Boards, 2012). aspiring psychologists in order to obtain the status of
This is despite the fact that in 2010, the American “expert” (Hoch, Ross, & Winder, 1966). Delegates
Psychological Association (APA) passed a Model supported postdoctoral education and training as a
Act for State Licensure of Psychologists in which way to obtain advanced and specialized skills, but
a postdoctoral experience was no longer required warned it should not be construed as a method of
(Retrieved December 14, 2012 from http://www. remediation for deficiencies at the doctoral level
apa.org/about/policy/model-act-2010.pdf ). (Belar & Kaslow, 2003). As such, themes such as
advanced training and pursuit of excellence defined
Origins of Postdoctoral Training postdoctoral training, and it was seen as essential
Over the past four decades (Belar, 1992a, 1992b; for those who desired to teach, supervise, or enter
Belar & Kaslow, 2003; Wiens, 1993), efforts to independent practice (Hoch et al., 1966).
Abstract
Although graduate training models differ in their emphasis on research, research training in one
form or another is a core component of the doctoral training in professional psychology programs
in the United States. Research training typically is designed to produce three ultimate or distal
outcomes: (a) consumption and application of research, (b) treatment of psychological practice as a
scientific endeavor, and (c) production of original research. En route to meeting these goals, however,
research training affects several intermediate or proximal outcomes-research competence, research
self-efficacy, research interest and attitudes, and research outcome expectations. The authors review
the state of the research on these proximal and distal outcomes of such training, including their
measurement and their interrelationships. Then the authors explicate the specific elements of graduate
training that lead to these outcomes, focusing specifically on the research training environment, required
course work and research experiences, and mentoring and advising.
Key Words:╇ research training, research consumption, research productivity, research competency,
research interest, research self-efficacy, research outcome expectations, research training environment
(RTE), mentoring, advising
Training students to be competent in research is Consistent with these ideas, research training
central to the philosophy of most doctoral training is a prime component of doctoral training in pro-
models within professional psychology. Beginning fessional psychology (especially—but not exclu-
with the Boulder Conference in 1949 and continu- sively—in Ph.D. programs), and the graduate
ing into the 21st century, the integration of science program is the setting in which the bulk of research
and practice has been an indispensible element of training typically and optimally occurs (Gelso,
applied psychology training (e.g., Bieschke, Fouad, 1993). Most professional psychology programs
Collins, & Halonen, 2004; Meier, 1999; Stricker emphasize both practitioner (e.g., didactic training
& Trierweiler, 1995). Developing research compe- in counseling theories and assessment, practicum
tence has become particularly salient in recent years experiences) and research (e.g., didactic training
as a result of psychology’s focus on evidence-based in research methods, a doctoral dissertation); how-
practice and empirically supported interventions ever, research training has received considerably less
(American Psychological Association [APA], 2006; attention in the professional training literature than
Bauer, 2007; Waehler, Kalodner, Wampold, & has practitioner training. On one hand, this dispar-
Lichtenberg, 2000; Wampold, Lichtenberg, & ity is understandable given that graduate students in
Waehler, 2002). This movement highlights the professional psychology historically have been more
need to train professional psychologists to be com- interested in a practice career than a research career
petent in both the consumption and production of (Cassin, Singer, Dobson, & Altmaier, 2007; Gelso,
research (Gelso & Fretz, 2001). 1979, 1993). On the other hand, immersion in
185
sound theories and rigorous methodologies bearing overarching essence of the scientist-practitioner
on empirical research are necessary to strengthen model is to tie research and practice together. The
the training of all professional psychologists, regard- goal is not to train equal numbers of scientists and
less of career trajectory. practitioners but rather to train people to integrate
In the decade since Gelso and Lent’s (2000) scientific methods with psychological practice
comprehensive chapter on research training in (Belar & Perry, 1992).
the Handbook of Counseling Psychology, scholarly But what does it mean to integrate science and
attention on research training and related topics practice? In other words, what is the operational
has increased. In this essay, we review the extant definition of the scientist-practitioner? Gelso and
theory, research, and practice concerning research Fretz (2001) proposed a three-level model of func-
training in professional psychology. We start by tioning within the scientist-practitioner model.
describing how research training fits with typical First, the minimal level of functioning for psycholo-
graduate training models in professional psychol- gists involves being scientific via consumption and
ogy. We then articulate the tangible outcomes of application of research findings. This would take
research training that have been studied in research the form, for example, of a practitioner keeping
on research training, both in terms of proximal and abreast of the research literature and engaging in
distal outcomes. We then describe the specific ele- evidence-based practice. The second level of func-
ments of the research training environment (RTE), tioning requires psychologists to be skeptical and
required training experiences, and characteristics think critically when practicing. This level also
of advisory and mentoring relationships that pre- requires psychologists’ dependence on a “scientific
sumably lead to these outcomes. We conclude by process” (p. 54) when assessing and treating clients.
presenting future directions for both sound practice For example, a practitioner may generate hypoth-
and evaluation of research training in professional eses about the efficacy of a given intervention,
psychology. deliver the intervention, and then assess whether
the hypothesis was supported based on the client’s
Research Emphases Among Diverse response to the intervention. The third and most
Graduate Training Models demanding level of functioning is to engage in
Doctoral programs in professional psychology empirical research by collecting original data and
vary in their training goals and emphases, includ- reporting those data to the field. This involves for-
ing the nature of research training and the degree to mulating research questions (that may or may not
which research training is integrated into the cur- involve explicit hypotheses) and conducting origi-
riculum and training experiences. We briefly review nal research to answer those questions. A psycholo-
the most common models of graduate training in gist here, for example, would design and implement
professional psychology and describe how training an empirical study, analyze the data, and submit a
in traditional academic research and science-practice manuscript describing that work for publication.
integration occur within these models. We note that Gelso and Fretz suggested that professional psychol-
there is a substantial amount of variability across ogy will be strengthened to the degree that an indi-
programs that adopt the same training model, so vidual engages in all three levels.
this review is necessarily general. Subsequent training models share the core
The scientist-practitioner model, perhaps the best goal of integrating science with practice, but do
known training model in professional psychol- so with different emphases. The 1973 Vail model
ogy, has been in place since clinical psychology’s (i.e., the practitioner-scholar model) gave rise to the
Boulder Conference in 1949, counseling psychol- development of professional schools of psychol-
ogy’s Northwestern Conference in 1951, and school ogy and the PsyD degree; this model places less
psychology’s Thayer Conference in 1954. The emphasis on academic research as compared to the
scientist-practitioner model has been reaffirmed scientist-practitioner model. Instead, this model
throughout the years as the optimal approach to emphasizes scientific inquiry at the client level. The
professional psychology training (Belar & Perry, practitioner-scholar model parallels the idea of the
1992) and is now widespread: 73% of counseling local clinical scientist (Stricker & Trierweiler, 1995)
psychology programs, 65% of clinical psychology who integrates science and practice by adopting a
programs, and 60% of school psychology pro- scientific attitude throughout clinical work (e.g.,
grams refer to the scientist-practitioner model in recognizing evidence supporting or failing to sup-
their program description (Horn et al., 2007). The port a clinical hypothesis). Science and practice are
Abstract
The history of licensing and credentialing in psychology and its relationship to education and training
are reviewed. The purposes, processes, and methods that licensing boards utilize are discussed in both
the credentialing of entry-level licensees and in the responsibility to monitor and investigate complaints
from the public. Finally, current challenges facing licensing boards, particularly the use of technology in the
education of psychologists and in provision of psychological services and the inconsistency in licensure
requirements across jurisdictions, are explored.
Key Words:╇ psychology, licensing, regulation, credentialing, training and licensure
Psychology Licensure and Credentialing In new knowledge, (c) a code of ethics or standards
the United States and Canada of professional conduct that represent the shared
This chapter seeks to increase awareness of both commitment to provide competent and ethical pro-
the historical development of regulatory mecha- fessional services, and (d) a process of professional
nisms in psychology and the current status and regulation that restricts entry to the profession to
future concerns related to licensing and creden- those meeting the acceptable standards of training
tialing of psychologists in the United States and and that monitors the professional conduct of rec-
Canada. Regardless of the profession under discus- ognized members of the profession to ensure adher-
sion, professional regulation is a process designed to ence to ethics codes and other recognized standards.
limit entry into the profession to qualified practi- Clearly, the link between psychology’s licensing
tioners and to monitor the professional conduct of and credentialing community and its academic
these recognized practitioners. and training community is an important one; and
According to Merriam-Webster’s Dictionary this link is a shared responsibility for setting stan-
On-line (2012), a profession is described as a “call- dards that is necessary for our profession to thrive.
ing” or vocation involving specialized knowledge Psychology regulators use the standards created by
and long and intensive preparation. Numerous professional organizations as a basis for the laws and
authors (e.g., Gross, 1978; Weissman, 1984) list rules governing entry to practice and professional
the hallmarks of a profession that distinguish it conduct; concomitantly, educators and trainers
from a trade or other commercial activity. These must devise training programs that meet the specific
hallmarks include: (a) academic training programs criteria needed for entry to practice that regulators
that prepare individuals to practice the profession, devise. A collaborative and mutually respectful rela-
(b) recognized societies or organizations composed tionship between regulators and educators/trainers
of members of the profession that develop stan- is optimal, not only for entry into the profession of
dards for training and promote the acquisition of new generations of psychologists, but also for efforts
201
aimed at maintaining the competence of already acts in state legislatures. This opposition reflected
licensed psychologists. their belief that mental health fell within the broad
In this chapter, we present the history and pur- definition of the medical scope of practice and,
pose of psychology licensure laws and the com- therefore, physicians should provide or supervise
mon standards and processes that licensing boards all mental health services. Psychologists, however,
employ to control entry into the profession. Next, believed that psychology had become sufficiently
we describe the methods that licensing boards use distinct from routine medical practice, and thus
to monitor and control the professional conduct of was an independent and autonomous profession
credentialed practitioners, including the relation- worthy of a separate licensing act for psychology in
ship between codes of ethics and legally enforceable order to adequately protect the public (DeMers and
codes of professional conduct. Finally, we address Schaffer, 2012).
some of the challenges limiting effective professional Professional regulation in psychology is accom-
regulation in psychology. These challenges currently plished through an interplay between profes-
include an enduring inconsistency in licensure stan- sional societies, like the American Psychological
dards across jurisdictions, and inadequate provisions Association (APA) or the Canadian Psychological
for the recognition of new modalities of psychology Association (CPA), and legislatively mandated or
training and practice. Throughout this chapter, we sanctioned regulatory bodies, such as psychology
tie the issues critical to regulation to the education licensing boards or colleges. The APA was founded
and training of psychologists and highlight where in the late 1800s as a scientific society focused on
there has been good collaboration, as well as where the study of human behavior. However, the devel-
more consistency and communication are needed. opment of psychological theories and measurement
instruments that could be applied to the treatment
Historical Perspective on Psychology or resolution of human problems led to early con-
Licensure cerns about who was qualified to use such methods.
In the United States and Canada, professional In 1938, APA established the first Committee on
regulation began with the passage of medical prac- Scientific and Professional Ethics to address these
tice acts in the late 1800s designed to protect the and other concerns about the application of psy-
public from charlatans offering useless or harm- chological methods and tools to the real life prob-
ful remedies. The U.S. Supreme Court issued lems of individuals (Ford, 2001). In the mid- to
an important decision in the case of Dent v. West late-1940s the issues of standards and controls in
Virginia (1889) that recognized the legitimate inter- professional psychology were explored directly by
ests of states to monitor and control the behavior of the Conference of State Psychology Associations
physicians in order to protect the health and safety (Carlson, 1978). It is likely that the emergence of
of their citizens (Schaffer, DeMers & Rodolfa, medical practice acts, combined with the increased
2011). This decision by the highest court in the use of psychological methods and principles to eval-
United States led to the passage of medical practice uate developmental delays in children, screen mili-
acts in almost every state legislature by 1912. These tary recruits, and treat patients in mental hospitals,
medical practice acts created regulatory boards that led to the need for both a formal system of profes-
set minimum standards for academic training as a sional regulation in psychology and standardized
physician, issued licenses to those individuals who training that would adequately prepare individuals
met those minimum standards, and made it illegal for licensure. The first licensing act for psychology
for others to claim to be physicians or to engage in was passed in Connecticut in 1945 (DeMers, 1998;
any of the healing arts listed in the law as part of Reaves, 1996). Like most early psychology laws, the
the scope of medical practice. These early medical Connecticut law protected the title of “psycholo-
practice acts were typically sweeping in their scope, gist,” but did not preclude others (particularly phy-
essentially describing medical practice as providing sicians) from using psychological methods. In 1960,
for the health and well-being of all citizens (Schaffer, Ontario passed the first licensing law for psychol-
DeMers & Rodolfa, 2011). ogy in Canada. By 1977, all states had passed some
Although medical licensing laws set the founda- form of psychology regulation, and in 1990, Prince
tion for the psychology licensing acts that were to Edward Island was the last Canadian province to
follow, they also impeded the passage of such laws. enact a psychology licensing law. Currently there
Often physicians and medical associations strongly are 64 psychology regulatory boards throughout
opposed early attempts to pass psychology licensing the U.S. and Canada, including the 50 states, 10
Abstract
The contemporary commitment to competence in professional psychology occurs even as the field itself
confronts considerable challenge and change.This chapter addresses key elements of those challenges and
changes as they articulate with related developments in the field of continuing education and lifelong learning.
Conceptual and empirical developments are forcing significant reconsideration and reformulation of the
mechanisms of continuing professional development within and beyond professional psychology, and these
are joined by renewed forces of accountability, increased specialization, and the profusion of new knowledge
and emerging technologies.These and other developments are discussed in relation to 10 critical trends that
currently confront the field of continuing professional development, each of which poses potential problems
as well as prospects for the broader field of professional psychology and the probable future it faces.
Key Words:╇ professional development, continuing education, lifelong learning
The field of professional psychology is experi- within the field. These trends are neither mutually
encing seismic shifts in its foundations, with rum- exclusive nor exhaustive of the full range of devel-
blings coming from all quarters. Renewed demands opments unfolding at this time. Nonetheless, they
for professional accountability have registered an represent a set of critical forces in the reconfigura-
impact, as has the need for evidence-based prac- tion of the field of professional psychology and the
tices, the rise of interprofessional training and probable future that it faces.
collaborative care, the increase in specialization,
and the rapid profusion of new knowledge and 1. Designating Continuing Education
technologies, to say nothing of broader heath care Activities
reform. Each of these, and many other forces, has Although the principle purposes of continuing
contributed to a continuously reconfigured land- professional development (CPD) are commonly
scape shaped by powerful forces both within and agreed upon (i.e., the maintenance of competence,
beyond the profession itself. While the reverbera- the improvement of services, and the protection of
tions can be traced to no single epicenter, a signifi- the public; Wise et al., 2010), the mechanisms for
cant percentage of them converge upon the field’s accomplishing these objectives are not. The remark-
renewed commitment to professional competence. ably diverse and widely variable activities qualifying
Ongoing professional competence requires a con- as CPD in different jurisdictions (Daniels & Walter,
tinuing commitment to lifelong learning and to the 2002; Webb & Horn, 2012) stand testament to the
processes and practices that maximize it. This article conceptual disconnect between the focused objec-
addresses 10 contemporary trends in lifelong learn- tives of CPD on the one hand and the strikingly
ing and continuing professional development that diffuse and poorly articulated activities that sup-
serve as visible outcroppings of the forces at work port those objectives on the other. Even a partial list
214
provides a kaleidoscopic spectrum of activities, all Formal learning occurs within a recognized insti-
ostensibly in the service of a common set of objec- tutional or organizational context that remains
tives. These CPD activities include publishing or accountable for the integrity of the experience.
presenting books or papers; listening to professional The completion of a graduate course would be one
tapes or CDs; consulting with peers; sitting on pro- example of this type of formal learning, as would
fessional boards; preparing or taking classes; devel- the completion of a formal CE program or formal
oping or participating in professional workshops; credentialing process.
attending talks, grand rounds, or conferences; The second form of CPD consists of informal
conducting manuscript or book reviews; watching learning activities. Informal learning also positions
webcasts; completing self-assessments; undergo- the learner in the role of “student,” but the nature
ing advanced credentialing (e.g., board certifica- of the experience is more self-directed. Lacking
tion through the American Board of Professional formal learning objectives, informal learning is nei-
Psychology [ABPP]); and completing formal con- ther assessed nor supervised, but rather conducted
tinuing education (CE) programs, each of which is independently by the learner who nonetheless par-
recognized by one or more boards as a creditable ticipates in the activity for the purpose of learn-
activity in support of license renewal. ing. Informal learning ordinarily does not require
On the face of it, this loosely federated caval- the learner to reflect on or evaluate the nature of
cade of diverse activities would seem to have little in the learning experience. Informal learning lacks an
common with one another and would seem to vary institutional or organizational context to serve as
widely in relation to how much they might contrib- an accountable agent to ensure the integrity of the
ute either to ongoing professional competence or to learning experience. Listening to professional CDs
public confidence. Surprisingly little work, either at or reading journal articles or professional books are
conceptual or empirical levels, has been directed at examples of informal learning.
this disconnect, leaving unexamined the assump- The third form of learning is incidental learn-
tion that these activities are equally effective and ing. Incidental learning consists of learning that
largely interchangeable mechanisms for maintain- occurs as an indirect byproduct of engaging in some
ing professional competence. Recent work, how- professional activity. The primary purpose of the
ever, has begun to focus attention on the extent to activity is not that learning, per se, so individuals
which the activities that comprise CPD contribute participating in incidental learning are not posi-
to, or fulfill, their stipulated objectives. This work tioning themselves in the role of a student. On the
has had conceptual as well as empirical expressions, contrary, they are often the expert, as in the case of
both of which remain tentative and provisional. conducting manuscript reviews, sitting on boards,
At conceptual levels, Neimeyer, Taylor, and Cox teaching courses, or presenting professional work-
(in press) have drawn attention to critical distinc- shops. In each of these instances, the individual
tions among various forms of CPD activities, argu- may accrue considerable new knowledge, but that is
ing that not all CPD activities are equivalent and not the primary, or even an intended, outcome. In
that some are likely to be superior to others in satis- other words, the learning that occurs is incidental
fying the stipulated objectives of CPD. Borrowing to the primary purpose of the activity. For that rea-
from Lichtenberg and Goodyear (2012), Neimeyer son, incidental learning does not ordinarily involve
and colleagues (in press) distinguish among formal supervision, does not include learning objectives or
learning, informal learning, and incidental learning invite assessments of any sort, and does not invite
(see also Neimeyer, Taylor, Wear, & Linder-Crow, reflection upon, or evaluation of, the learning expe-
2012). Formal learning provides a structured edu- rience. Nor does it occur within an accountable
cational context with predetermined objectives organization or institution tasked with monitoring
against which the nature and extent of learning or measuring any learning that occurs.
can be measured. The individual is placed in the In addition to formal, informal, and incidental
express role of “student” with the declared objec- learning, Neimeyer and colleagues (in press) outline
tive of learning some stipulated material or skills. a fourth type of learning that is a more common
Formal learning is closely monitored or supervised component of education in European nations. This
and includes assessments of learning. And it is itself involves non-formal learning. Non-formal learning
evaluated by the learners who provide feedback places the individual in the express role of a student,
regarding the nature of their learning experience. but the learning occurs outside of a recognized or
Abstract
Selecting students for psychology doctoral programs and doctoral internships is a challenging process
because the costs for doctoral students, academic and internship programs, the profession, and the public
can be high. This chapter reviews the literature examining predictors of doctoral student selection by
academic and doctoral internship programs. Although there is limited research specifically examining
counseling/clinical academic program selection factors, there is some support indicating that GRE scores
are predictive of academic performance but not of clinical performance. Structured interview procedures
as compared to less structured interviews are better at differentiating between doctoral students. Other
methods of assessment, such as letters of recommendation, have little value in the prediction of doctoral
student performance. New methods for selection of doctoral students are also discussed.
Key Words:╇ doctoral students, training, education, doctoral internship, counseling psychology, clinical
psychology
Selecting students for doctoral academic pro- vita, and letters of recommendation) and (2) inter-
grams and doctoral internships can be an arduous view of applicants who have passed the initial
and challenging process, with many factors influ- screening phase. Although all this information,
encing the ultimate decision. Although programs to varying degrees, weighs into the final decision
differ in their training philosophies, clinical foci, (King et al., 1986), it is unclear how useful any of
and resources, many commonalities still remain in these criteria are in the selection of doctoral stu-
the admission process. The focus of this chapter is to dents. The answer to this question likely rests with
examine the literature on student selection for doc- the ultimate training goals for any given program.
toral programs in clinical/counseling psychology, as Doctoral programs vary in their training philoso-
well as for doctoral internships. Our ultimate goal phy (e.g., clinical-scientist vs. scientist-practitioner
is to provide implications and recommendations for vs. practitioner-scholar) and within these training
the selection of students and trainees. philosophies the relative emphasis on research and
practice varies considerably. Nonetheless, there are
Student Selection in Doctoral Programs two overarching themes in doctoral training: (1) the
From the vantage point of faculty in doctoral functional aspects of being a psychologist, essen-
programs, the doctoral-student-selection process tially the clinical work, accented by the requirement
generally entails two phases: (1) review of appli- of the doctoral internship, and (2) the engagement/
cants’ admission material (e.g., graduate records appreciation for the empirical basis of foundational
examination (GRE) scores, grade point average psychological and clinical research. These aspects
(GPA)/transcripts, letter of intent, personal essay, of doctoral training have been described in several
237
ways over the years and most recently they have when making selection decisions (Highhouse,
been categorized within functional and founda- 2008). The selection process for entry into doctoral
tional competencies (see Fouad et al., 2009; Kaslow programs, described earlier with some variants, is
et al., 2004; Rodolfa et al., 2005 for comprehensive an established practice with decades of precedent.
review of competencies within counseling/clinical Thus, we will examine some of the pros and cons of
psychology). these selection criteria.
Prior to discussing the common selection factors
typically examined in research, we believe that the Graduate Records Examination (GRE)
issue of ‘fit’ between the applicant and program, The GRE is one of the most commonly uti-
the financial needs of universities as well as univer- lized selection criteria, and for many programs it
sities’ accreditation requirements (e.g., the need to is weighted heavily in the decision-making process
graduate X number of doctoral students per year) (Chernyshenko & Ones, 1999; Norcross, Kohout,
merits attention. The issue of fit is difficult to fully & Wicherski, 2005). For instance, many programs
operationalize, but at the core is the degree to which use the GRE as a screening tool and have cutoff
the applicant’s goals for training/professional pur- scores that students must exceed before faculty
suits are compatible with the program’s training consider other forms of information, such as inter-
goals (and vice versa). For instance, an applicant views or personal statements (see Rem, Oren, &
that would like to have a profession as a faculty at Childrey, 1987).
a research intensive university would likely have a The utility of the GRE in predicting graduate
better fit with programs that have a strong empha- grades and comprehensive exams has been called
sis on the production of research. Alternatively, a into question. Chernyshenko and Ones (1999)
doctoral program might select an applicant whose statistically corrected for the restriction of range in
research interests are a closer match with faculty as GRE scores and found that GRE scores accounted
compared to an applicant who scored higher on the for approximately 13% to 49% of the variance in
GRE or had a higher GPA. It is likely that fit shapes graduate comprehensive exams and graduate GPA.
both applicants’ and programs’ selection process Kuncel et al. (2010) conducted a meta-analysis of
(Norcross, Evans, & Ellis, 2010). approximately 100 studies and found that GRE
There are also financial and university require- scores (both verbal and quantitative) accounted
ment issues when it comes to selecting doctoral stu- for approximately 7% to 8% of the variance in
dents. For instance, for-profit universities depend the GPAs of doctoral students. Further, GRE
heavily on student enrollment for maintaining bud- scores accounted for approximately 9% to 10% of
getary operations. Thus, the degree to which pro- the variance in faculty ratings of doctoral student
grams might be more or less liberal with acceptance performance. These findings are consistent with
criteria can vary as a function of need. For instance, prior meta-analyses (see Goldberg & Alliger, 1992;
PsyD programs typically accept more students with Morrison & Morrison, 1995). The degree to which
lower GRE scores as compared to PhD programs these findings are promising or problematic likely
(Norcross, Ellis, & Sayette, 2010). Alternatively, rests within programs and how they utilize the GRE
programs can face pressure to graduate a number in their selection process.
of doctoral students to assist with requirements for Although there have been statistical attempts
maintaining Carnegie status (e.g., research inten- to help correct for the restriction of range in GRE
sive). These practical issues in doctoral-student scores, these issues cannot be fully reconciled (e.g.,
selection are seldom discussed in public forums, graduate GPAs are also restricted). Also, we only
but merit more conversation. As universities make know about the predictive validity of the GRE
decisions to act more like a business than a pillar for students who were admitted into graduate pro-
of academic excellence, the fields of counseling and grams. Thus, the logic of utilizing such empirical
clinical psychology may ultimately feel the impact. support for the GRE is flawed. Simply, we do not
Beyond relative fit and the pragmatic issues dis- know whether GRE scores for those who did not
cussed earlier, the larger issue in doctoralstudent get admitted would predict their graduate GPAs.
selection rests with this relatively simple ques- Second, academic or clinically based outcomes in
tion: How will faculty in clinical and counseling most research-student selection studies lack any
psychology doctoral programs know whether the meaningful indicators of validity (and at times reli-
selection criteria are indeed useful? Or do faculty, ability). For instance, we do not know of any studies
aided by various criteria, rely on their intuition that have examined the association between student
David S. Shen-Miller
Abstract
Trainee evaluation occurs throughout professional psychology training, from the application process
through graduation and beyond. Evaluation occurs across the training system, from term-to-term through
program milestones and capstone events. Through this process, trainers fulfill their social contract
with accrediting bodies and the public, socialize future psychologists, enhance trainees' professional
functioning, and gatekeep the profession to produce the best-prepared and highest-functioning graduates
possible (Bernard & Goodyear, 2004; Bourg, 1986; Kenkel, 2009; Kennedy & Lingard, 2007). This chapter
provides a historical overview of trainee evaluation, information about formative and summative
assessments, measurement considerations, potential biases, challenges and implications, and ethical and
legal aspects of evaluation. The responsible, thoughtful, reflective use of evaluation is emphasized as a
means to promote best practices in evaluation, increase accountability in training, assess the extent
to which training programs meet their goals, and enhance the use of evaluation to advance trainee
performance. The chapter is set within a contextual focus, as evaluation involves stakeholders across the
training ecology in proximal and distal contexts (e.g., training programs, accrediting bodies, mental health
practitioners, clients) and is inextricable from the systems in which trainees develop (Forrest, Elman, &
Miller, 2008). Implications and future directions for practice and research are discussed.
Key Words:╇ psychology training, trainee evaluation, competency benchmarks, functional and
�foundational competencies, toolkit
251
mechanisms, identify areas for improvement, and extent to which trainees achieved skills necessary
develop support and remediation plans for trainees for competent practice, moving from an “output”-
and programs (Belar, 2009; McCutcheon, 2009; based approach (what graduates knew and how
Schulte & Daly, 2009). Trainee evaluation occurs much they produced in terms of research produc-
across the training system, from midterm and final tivity and laboratory resources) to an “input”-based
evaluations, to program milestones and capstone approach (how graduates incorporate what they
events (e.g., dissertation, internship). Although have learned into their professional performance;
some aspects of training may more obviously Donova & Ponce, 2009; McCutcheon, 2009).
include evaluation (e.g., clinical work, research, These changes continued in 1976 and 1977 as
coursework), others (e.g., interpersonal interac- the American Psychological Association (APA)’s
tions) may be less directly or formally evaluated. Board of Professional Affairs, APA’s Education
Below, a historical overview of trainee evaluation and Training Board, the Council of Graduate
is provided, leading up to and including the compe- Departments of Psychology, state psychology licen-
tency benchmarks movement. Formative and sum- sure boards, and the National Register of Health
mative assessments, measurement considerations, Service Providers in Psychology held education
potential biases, challenges and implications of and credentialing meetings to establish a required
evaluation, and ethical and legal aspects of evalu- knowledge base for graduate programs in psychol-
ation are addressed. Because of the prominence ogy that could serve as a competence guide for psy-
of the competency benchmarks movement within chologists in training (Nelson, 2007). At around
psychology, much of the discussion on trainee eval- the same time, the National Council of Schools
uation focuses on competency evaluation. This dis- and Programs of Professional Psychology (NCSPP)
cussion occurs within a contextual focus, based on shifted toward specific learning outcomes and com-
the reality that as an essential and foundational part petencies, which was reinforced in the final report
of psychology training, evaluation involves stake- of the Joint Council of Professional Education in
holders across the training ecology in proximal and Psychology in 1990 (Nelson, 2007).
distal contexts (e.g., training programs, accrediting Around this time, the United States (U.S.)
bodies, mental health practitioners, clients), and Department of Education was calling for increased
is inextricable from the systems in which trainees attention to learning outcomes, and across the
develop (Falender et al., 2004; Forrest, Elman, & nation individuals were concerned about psychol-
Shen Miller, 2008). ogy’s ability to affect people’s lives. The 1980s and
1990s saw increased calls for accountability in edu-
History of Evaluation cation across universities and in psychology pro-
Evaluation in psychology training began with grams from the U.S. Secretary of Education, state
attention to educational processes and outcomes, higher education authorities, and practitioners and
focusing on individual trainees and graduates licensing authorities, which led to major changes
(through credentialing, licensure, certification) and in accreditation standards. These changes included
programs and institutions (through accreditation; heightened focus on assessment, establishment of
Matarazzo, 1977). Initially, trainees were assessed competence domains, matching training models
relative to their mastery of curriculum and content with expected outcomes, and identifying specifi-
knowledge (DeMers, 2009; Kaslow et al., 2009; cally how trainees demonstrated competence in the
McCutcheon, 2009; Nelson, 2007). Over time, areas of knowledge and skills outlined by their pro-
through zeitgeist and political shifts, programs expe- grams (Nelson, 2007).
rienced internal and external pressures to empha-
size learning outcomes consistent with the actual The Competencies Movement
practice of psychology. One major change occurred In the context of these changes in accredita-
in 1973 with the Vail conference, in response to tion, education and training, multiple health-care
concerns that training programs’ and licensing and training programs turned to competencies as a
credentialing bodies’ focus on content knowledge desired way to conceptualize and evaluate educa-
(rather than the skills necessary for competent psy- tion and training outcomes (Kaslow et al., 2009).
chological practice) led to inadequate protection for The NCSPP developed the first model of compe-
the public (Koocher, 1979; Korman, 1973; Nelson, tence for education and training in professional
2007; Peterson, 1997). Following this conference, psychology in 1997 (Kaslow et al., 2009; Peterson,
programs began to shift toward evaluating the Peterson, Abrams, & Stricker, 1997), followed by
Shen-Miller 253
those groups identified both functional and foun- & Daly, 2009). The shift to competency-based
dational competence domains of “(a) scientific approaches has transformed the ecologies in which
foundations and research; (b) ethical, legal, public psychologists are trained, including changes at the
policy/advocacy, and professional issues; (c) super- accreditation, regulation, credentialing and pro-
vision; (d) psychological assessment; (e) individual gram levels (Kaslow et al., 2012), and has moved
and cultural diversity; (f ) intervention; (g) consul- evaluation from a normative to a criterion basis,
tation; and (h) professional development” (Roberts holding all trainees to a common standard rather
et al., 2005, p. 359). Roberts and colleagues pointed than ranking them in relation to one another
out that although some domains (e.g., ethics, diver- (Falender et al., 2004; Peterson, 2004). The com-
sity) are necessary for all tasks related to psychologi- petency model conveys the functional and founda-
cal practice, others (e.g., assessment, supervision) tional knowledge, skills, and attitudes required of a
are specific to certain roles or tasks and are therefore professional psychologist to trainers, trainees, other
functional in nature. Roberts and colleagues noted health professionals, and the public (Kenkel, 2009;
that the workgroups identified two additional areas Schulte & Daly, 2009), and its focus on reflection,
of competence including “personal suitability or fit- self-care, establishment of professional identity,
ness for the professionâ•›.â•›.â•›.â•›[and] information man- and effective interpersonal skills includes emerging
agement and evaluation of the nature and quality of as well as existing skills (Donova & Ponce, 2009).
information” (p. 359) related to the use and appli- By providing concrete, essential components of
cation of research and scholarship, (e.g., hypothesis core competencies, behavioral anchors, and spe-
generation, testing, and self-assessment) along with cific levels of training and outcomes for evaluation
other aspects of professional functioning that may (e.g., readiness for practicum, internship, entry to
be more inherent to individuals (e.g., empathy). practice), the benchmarks may resolve concerns
Competence exists along cognitive, relational, that programs with different training models are
affective, moral, behavioral, and integrative dimen- producing graduates who share the label of “profes-
sions. It is typically divided into foundational (i.e., sional psychologist” despite possessing highly vari-
knowledge, skills, attitudes and values that form the able skills and/or competencies (DeMers, 2009).
base from which psychologists perform their specific Donova and Ponce also noted that the clarity of
duties and functions) and functional competencies the benchmarks may help trainers confront and/
(i.e., daily functions that psychologists perform), or develop remediation plans with trainees hav-
and is typically measured or evaluated through ing difficulty developing or maintaining com-
performance (Kaslow et al., 2009). Foundational petence, commenting that students who do well
competencies include scientific knowledge and acu- in an easily defined area (e.g., academics), may
men; professionalism; performance in interpersonal perform less well in less clearly defined domains
relationships; respect for and integration of ethics, (e.g. interpersonal sensitivity, professionalism).
legal standards, and individual and cultural diver- Operationalization of competencies also provides
sity; and ability to assess, evaluate, and function a clearer paper trail if remediation or dismissal is
in interdisciplinary systems (Kaslow et al., 2009). needed (Gilfoyle, 2008).
Functional competencies include assessment, inter- Competency benchmarks have been incorpo-
vention, consultation, research, evaluation, supervi- rated into training (e.g., Falender & Shafranske,
sion, teaching, administration, management, and 2004; Falender et al., 2004; France et al., 2008;
advocacy (Fouad et al., 2009; Kaslow, Falender, & Kaslow et al., 2012; Kerns, Berry, Frantsve, &
Grus, 2012; Rodolfa et al., 2005). Linton, 2009), applicant screenings for doctoral
programs (Kenkel, 2009; McCutcheon, 2009) and
Reactions to the Competencies Movement post-licensure decisions related to readiness and/or
A number of authors have identified the benefits fitness to practice (Kerns et al, 2009). The bench-
of competency benchmarks, including increased marks also have affected training philosophies and
protection of the public, flexibility in training approaches to training across psychology, and dif-
around trainee needs and progress, heightened con- ferent specializations have adapted and refined them
nection between graduate training and necessary (e.g., France et al., 2008; Masters, France, & Thorn,
skills for professional psychological practice, and 2009). Researchers have also focused on applying
keeping pace with other health-care professions the diversity aspects of the benchmark competencies
(e.g., Belar, 2009; DeMers, 2009; Donova & Ponce, to training in supervision (e.g., Kune & Rodolfa,
2009; Fouad et al., 2009; Kenkel, 2009; Schulte 2013; Wong, Wong, & Ishiyama, 2013).
Shen-Miller 255
and student evaluation formats (competition versus also promote these results, because no one trainer
criterion based). will be singled out for providing difficult feedback
Accordingly, assessments should involve train- (Baldo, Softas-Nall, & Shaw, 1997; Jacobs et al.,
ers and other stakeholders from across the train- 2011; Jordan, 2002; Schulte & Daly, 2009).
ing system (including other trainees), and they
should be multidimensional and multimethod The Role of Program Culture in Evaluation
(e.g., including grades, practicum and internship Program faculty can move toward consistent,
evaluations, and other program benchmarks such as systemic evaluation through crafting individual pro-
comprehensive examinations; Kaslow et al., 2007; gram cultures to shape trainees’ (and trainers’) atti-
Petti, 2008). Kaslow et al. (2009) agreed, recom- tudes about evaluation (Peterson, 2004) and their
mending a comprehensive approach to evaluation willingness to engage in it. Program factors such as
including multiple methods and informants, and trainers’: (a) interactions among themselves and with
cross-sectional and longitudinal data, noting that students; (b) modeling roles and professional behav-
some competencies develop and are best evaluated ior; (c) understanding differences between client
over the long term. Trainers should also examine and student roles; and (d) theoretical positions on
personal and program training philosophies, as well evaluation all affect program-wide attitudes about
as consistency among evaluation tools, goals, and evaluation and can be targeted to enhance invest-
philosophies. ment in the process (Peterson, 2004). Other factors
A sustained, systemic approach to evaluation (e.g., student evaluation of trainers, the extent to
can address such concerns and improve the over- which the environment is competitive versus collab-
all quality of training, feedback, and development. orative, implications of evaluation, fears about risk
A number of authors (e.g., Gonsalvez & Freestone, taking, and the perceived safety of the environment)
2007; McCutcheon, 2009) have highlighted the similarly affect attitudes about evaluation and can
value of collaboration between training programs be similarly and strategically addressed (Peterson,
and practicum and internship sites on the use of, 2004). Developing program cultures in which
training in, and agreement about evaluation tools. feedback and ongoing evaluation are integrated
For example, Kenkel (2009) emphasized the impor- into daily life and students are trained to give and
tance of trainer endorsement of the use of compe- receive feedback and engage in self-assessment can
tency benchmarks across the education and training instill beliefs that such assessments continue across
ecology (i.e., doctoral programs, internships, post- the professional lifespan rather than winding down
doctoral programs, licensing boards). Systemic following graduation and licensure (Kenkel, 2009;
agreement on the use of benchmarks may heighten Roberts et al., 2005). Roberts et al. pointed to Belar
chances that trainers across sites and at each level of et al.’s (2001) series of self-directed questions about
training will evaluate trainees according to similar requisite knowledge and skills as an excellent source
standards. Simultaneously, such agreements may for teaching self-assessment of competence among
highlight accountability across the training system, trainees.
clarifying which trainers are responsible for provid- As another way to build trainee confidence in
ing training in competencies that are appropriate to evaluation, Peterson (2004) advocated for faculty
their agency’s mission, and decreasing chances that openness to being evaluated, noting, “the willing-
trainers will avoid intervening with trainees having ness to be observed and evaluated increases one’s
difficulty with competence problems (Forrest et al., legitimacy as an assessor of the professional func-
2008; Johnson et al., 2008). tioning of others. Faculty members should not
Calls for trainers to give honest, accurate feed- expect to create a culture in which students are will-
back could also benefit from a systemic approach ing to be observed and evaluated without modeling
to evaluation. Emphasizing consistency in feedback it themselves” (p. 424). Peterson suggested that fac-
and networks of support for students across the ulty members who actively seek and model recep-
training ecology may strengthen trainers’ resolve in tiveness to feedback create a program culture in
delivering honest, accurate feedback, as may bol- which evaluation and feedback are considered nec-
stering trainers’ comfort and knowledge about the essary and desirable parts of graduate training. On
importance of maintaining good working relation- a related noted, Donova and Ponce (2009) com-
ships while giving honest feedback (Schulte & Daly, mented that using a set of required skills assumes
2009). Choosing evaluation tools that encourage that trainers are competent to impart such skills and
honest, accurate, systemically based feedback can that programs are equipped to deliver training in
Shen-Miller 257
given and evaluated; (d) the instruments’ psycho- performance reviews; (c) case presentation reviews
metric properties (e.g., reliability, validity, fidelity), (targeting understanding of client system, appli-
feasibility of use, and strengths and weaknesses; and cation of theory and evidence base, treatment
(e) particulars (including standardization) of cod- approach and implementation, and personal reac-
ing, scoring and interpreting (Epstein & Hundert, tions to the case including countertransference);
2002; Kaslow et al., 2009). Schulte and Daly (2009) (d) client/patient process and outcome data (e.g.,
cautioned that evaluation methods must be empiri- working alliance, symptom checklists pre- and
cally supported, including attention to the “conse- post, ratings from trainees and/or outside evalua-
quential validity” (p. S57) of assessments in terms tors, client satisfaction survey, diagnostic interview-
of the implications of their outcomes on trainees, ing); (e) Competency Evaluation Rating Forms
clients, the profession, and the public. This includes (numerical behavioral markers for foundational
attending to the types of questions being answered and functional competencies); (f ) consumer sur-
with an instrument, particularly when compe- veys (service delivery satisfaction, as opposed to
tence problems or suitability for the profession are clinical process and outcome); (g) performance rat-
a concern; trainers should reflect on and evaluate ings of direct observation; (h) Objective Structured
their decisions made on the basis of such measure- Clinical Examinations (multiple, standardized clini-
ments (Schulte & Daly, 2009). Noting that evalu- cal encounters or role plays with actors portraying
ation requires varying levels of time and energy, clients with psychological symptoms); (i) portfolios
DeMers (2009) suggested that trainers select more (i.e., written documents, video/audio recordings of
informative and time intensive measures earlier in sessions or other information); (j) reviews of records
training, and less time-consuming (and less infor- (for quality and accuracy of essential elements of
mative) measures later in training or after training client/patient cases); (k) self-assessment; (l) other
is completed. simulations and/or role plays of actual clinical sce-
A highly detailed and helpful resource in select- narios; (m) observable, standardized client/patient
ing evaluation measures comes from Kaslow and interviews, assessments, or interventions with mock
colleagues (2009), who presented a competency clients; (n) structured oral examinations (which can
assessment toolkit grounded in competency ini- include vignettes, analysis of live or recorded perfor-
tiatives in professional psychology and informed mances, role playing); and (o) written examinations
by competency evaluation measures in other (e.g., multiple choice, essay, matching, fill in the
health-care disciplines. The authors described the blank, integrative problem solving, demonstration
toolkit as an “armamentarium for professional psy- of critical thinking and judgment).
chology,” detailing tools that trainers could use to
design comprehensive, multimodal, multi-method Timing of Evaluation
trainee evaluations. In this paper, Kaslow and col- Evaluation occurs across the training spectrum
leagues (2009) presented detailed information and timeline, both formally and informally, and
about a number of evaluation measures, including is a dynamic, ongoing, and ever-evolving process
recommended developmental levels, psychometric (Cowburn et al., 2000). Kennedy and Lingard
properties, strengths, challenges, implementation (2007) noted the need for near-constant assess-
and applications to competency domains, and util- ment of trainee competence to ensure quality of
ity in formative and summative evaluations. The care and patient safety. Although summative evalu-
toolkit also provides insight into matching evalua- ation is assessed at formal endpoints of training,
tion methods with specific competencies, program trainers typically are also thinking about trainees’
resources and training levels, and is aligned with the readiness to move to the next level of practice or
competency benchmarks for professional psychol- training when engaging in formative evaluation.
ogy identified by the Assessment of Competency Some authors have pointed out that evaluation
Benchmarks Workgroup. The authors also noted actually begins with reviewing applicants for gradu-
the importance of considering contextual factors ate study (e.g., Kenkel, 2009), whereas others (e.g.,
such as program resources, training level, and for- Elman, Illfelder-Kaye, & Robiner, 2005; Kaslow
mative/summative evaluation when choosing evalu- et al., 2009) urged regulatory and credentialing
ation measures. communities to focus on evaluation through the
Specific tools in the toolkit include: (a) 360-degree end of training and into licensure. The process of
evaluations (retrospective, concurrent, and indi- trainee evaluation begins with tight, clear regula-
vidual evaluations); (b) annual or end-of-rotation tion of standards for trainers and trainees, regulated
Shen-Miller 259
both the process and final product. Those authors Empirical evidence supports these assertions. For
called for attention to the cultural competence of example, Forrest et al. (under review) found that
the tools identified in Kaslow et al.’s (2009) toolkit, when thinking about how culture and language
particularly as the majority of tools require input issues might complicate clarity about competence
from others in the training system. Lack of atten- assessments when working with international stu-
tion to cultural competence and/or potential biases dents, Directors of Training (DTs) expressed con-
among raters could seriously affect the outcomes cerns about inadvertent racism (not addressing a
of trainee evaluation through over- or underiden- competence problem due to fear of misunderstand-
tification of competence problems (Elman, Forrest, ing or being perceived as disrespectful of cultural
Vacha-Haase, & Gizara, 1999; Forrest, Elman, differences) and accusations of cultural insensitivity
Gizara, & Vacha-Haase, 1999; Forrest et al., 2008; being used by a trainee to avoid acknowledging com-
Gizara & Forrest, 2004; Shen-Miller et al., 2012; petence problems. This finding is consistent with
Shen-Miller, Forrest, & Elman, 2009). Roberts other examinations of DTs and faculty members’
et al. (2005) similarly noted the importance of concerns when working at intersections of diversity
evaluating the cultural relevance of assessment mea- with trainee competence problems (Shen-Miller
sures, although they did not provide any particular et al., 2009, in press). Helms (1982, discussed in
suggestions for doing so. Cook & Helms, 1988) found that White super-
Previous mental health researchers have evalu- visors differentially and unfavorably compared
ated intersections of diversity with evaluation, par- “multicultural” to White trainees in areas of receiv-
ticularly in the area of supervision. For example, ing feedback, reflexivity, and logistical aspects of
Bernard (1994) noted discrepancies between how supervision (e.g., keeping appointments). Others
supervisors treat race, class and gender issues during have uncovered evidence of overly positive biases.
supervision sessions and during trainee evaluation, Harber (1998) found that majority undergradu-
commenting that it is “far too probable that, within ate students’ evaluations of a hypothetically Black
supervision, culture is honored in the relationship peer’s essay was more positively evaluated in terms
and dismissed in evaluation” (p. 169). Cook (1994) of subjective (i.e., content) but not objective (i.e.,
agreed, noting that unspoken assumptions about structure) aspects. In addition, in their analog study,
race and culture affect every aspect of supervision, Chung et al. (2001) asked supervisors for feedback
including how the supervisory relationship is estab- on a hypothetical trainee case conceptualization
lished, expectations are set, clients are assigned, and found male supervisors gave significantly lower
treatments are planned, clients are conceptualized, evaluations and less positive feedback when the
and supervisees are evaluated. Writing from a social supervisee was depicted as female. However, those
psychology perspective, Harber (1998) summa- authors found no significant evidence of bias in
rized underlying dynamics that affect cross-cultural supervisors’ evaluations based on the putative race
trainee evaluation, often leading to overly positive of the trainee.
bias from Euro-Americans toward People of Color. Researchers in occupations other than psychol-
Those dynamics included: (a) wishes to display ogy have reported equivocal results with regard to
egalitarian values to self and others, (b) norms of the influence of diversity on evaluation. Doerner,
kindness, (c) sympathy based on history of stigma- Spier, and Wright (1989) investigated whether sex
tization, (d) general awkwardness or ambivalence or ethnicity influenced performance evaluations of
around issues of race/ethnicity, and (e) holding trainees in postacademy law-enforcement training,
lower standards for People of Color due to nega- and found not only that female and Black train-
tive stereotypes. Similarly, McNeill, Hom, & Perez ees tended to have lower scores than White and
(1995) described the likelihood of White professors male trainees during early stages of field training,
providing “excessive praise and avoidance of criti- but also that rater characteristics (i.e., race, sex)
cism” (p. 250) to trainees of color. Turning to other proved to be statistically significant when evaluat-
areas of diversity, a number of authors have sug- ing trainee performance during these early stages.
gested that biases and dynamics related to gender In a meta-analysis focused on general occupations,
and/or sexual identity (e.g., Burkard, Knox, Hess, Kraiger and Ford (1985) found that ratee evalua-
& Schultz, 2009; Chung, Marshall, & Gordon, tions varied by race, with same-race ratings signifi-
2001; Falender & Shafranske, 2004; Granello, cantly higher than cross-race ratings. Those authors
2003; Wester &Vogel, 2002) that affect psycho- noted that group composition and research setting
therapy also exist in supervision. moderated effect sizes such that the size of results
Shen-Miller 261
$102,196 (APA, 2008) may also affect the verac- (59%) acknowledged that their own ratings and
ity of ratings. Conversely, trainers may experience other supervisors’ assessments were biased, with
negative transference or countertransference toward only a small percentage (11%) believing otherwise.
a trainee, and be unsure about how to manage The most common biases identified by participants
those feelings to engage in fair, balanced evalua- included leniency (39%) and central tendency
tion (Jacobs et al., 2011). Peterson (2004) noted (43%), more than doubling the percentage iden-
that faculty members’ beliefs about relationships tifying strictness as a bias (16%). Such biases may
between faculty and students, evaluation, and loy- have been present among participants in Ginsburg,
alty to one’s own theoretical orientation can create Regehr, and Mylopoulos’s (2009) study of medical
a program culture that affects pedagogical interac- school faculty members, who identified difficulty
tions and evaluations, which can make competency giving low marks to students, even when their
evaluation feel like an “evaluation of personhood” responses clearly warranted doing so. And in a study
(p. 424) rather than of one’s competencies. of 12 years of supervisor ratings and evaluations
Program structures also may contribute to rela- of masters and doctoral students, Gonsalvez and
tionship bias due to potential overreliance of train- Freestone (2007) found evidence of leniency bias
ing programs on the evaluation of one clinical and halo bias, noting high intercorrelations among
supervisor (Gonsalvez and Freestone, 2007) or fac- 11 performance ratings despite the fact that early
ulty member (Baldo et al., 1997). To combat these ratings of most skills (particularly clinical skills) did
difficulties, several authors (Belar, 2009; Gonsalvez not consistently predict later ratings of the same
& Freestone, 2007) suggested that programs elicit skills. This poor predictive validity of supervisors’
reviews from trainers who are not as connected to ratings is troubling, particularly considering early
the trainee or who are from other departments (sim- identification and intervention with trainees who
ilar to an outside dissertation committee member). may benefit from remediation.
Roberts et al. (2005) suggested that raters should
be free from “demand characteristics” and avoid Feedback Among Peers
the personal and program “politics” of evaluations Similar difficulties in honest or direct feedback/
to provide solid, honest feedback (p. 358). In addi- evaluation have been identified when asking peers
tion, pressure on faculty members not to dismiss or to evaluate each other. Peer ratings may be overly
counsel students out of programs for financial rea- focused in one aspect of evaluation or another,
sons may present a fundamental conflict-of-interest and trainees may be reluctant to identify problems
with regard to evaluation. Such pressures and con- in their peers for fear of affecting their progress,
flicts likely exist also during program admissions despite perceiving high rates of their peers as hav-
decisions, due to pressure to enroll a predeter- ing competence problems (e.g., Oliver, Bernstein,
mined minimum number of new students (Brear & Anderson, Blashfield, & Roberts, 2004; Rosenberg
Dorrian, 2010; Peterson, 2003; Owens, Quirk, & Getzelman,Arcinue, & Oren, 2005; Shen-Miller
Rodolfa’s Â�chapter 18, this volume). et al., 2011; Veilleux et al., 2012). Some researchers
Few researchers have studied the validity and have found that peers avoid identifying problems in
reliability of supervisor evaluations, although those their peers for fear of negatively affecting their rela-
who have done so uncovered phenonema to support tionships with peers and/or trainers, as well as how
concerns regarding relationship bias in evaluation. they are perceived in their programs (Shen-Miller
For example, Lazar and Mosek (1993) compared et al., 2011). To avoid these dilemmas, Kenkel
relevant course grades with supervisor ratings of (2009) suggested that peer feedback and evalua-
the performance of 70 students in social work and tion be incorporated into formative feedback only,
concluded that the influence of the relationship rather than summative feedback.
between supervisor and supervisee (e.g., issues of
likeability, familiarity, similarity) on supervisor rat- Operational Definition,
ings was sufficient to invalidate and “contaminate” Instrumentation, and Standardization
(p. 117) trainee evaluation, noting that criteria that Researchers have also raised significant concerns
affected the grade from one fieldwork supervisor regarding empirical support for evaluation instru-
(i.e., empathy, positive regard, congruence) had no ments and definitions of competence, including
relation to the grade assigned by a previous super- the competency benchmarks (e.g., DeMers, 2009;
visor. Similarly, Robiner, Saltzman, Hoberman, Kenkel, 2009; Lichtenberg et al., 2007). Kaslow
and Schirvar (1997) found that most supervisors (2004) observed that “psychologists do a reasonable
Shen-Miller 263
(2009) examined medical faculty members’ rat- to their own interpretations of what was required
ings of students’ written responses to professionally of them by the Ethical Principles, raising additional
challenging situations. Although they emphasized questions regarding measurement accuracy.
looking beyond behaviors and focusing on trainees’ Other researchers (e.g., Belar, 2009; Schulte &
reasoning and motivation, the authors found that Daly, 2009) have identified problems with evalu-
evaluators varied in their beliefs about the relative ation due to the complexity of certain skills and
importance of the rationale for behavior versus competencies. Other difficulties in this area include
actual behavior, leading to low interrater reliability. difficulty assessing skill integration, ever-developing
These differences in values and beliefs are exac- professional judgment, and the limited generaliz-
erbated when combined with lack of clarity about ability of competence across contexts (Belar, 2009;
what is actually being evaluated. Roberts et al. Schulte & Daly, 2009). Petti (2008) stated that
(2005) pointed out trainers at each level of training evaluation for practice (e.g., EPPP) is most often
(i.e., graduate programs, internship, postdoctoral knowledge-rather than practice-based, and that
training, licensure and regulatory bodies, certifica- there are no widely used measures for evaluating
tion programs) hold different definitions of com- readiness to practice based on actual skill perfor-
petence and use different measures and procedures. mance. Those authors offered a model (i.e., the
They suggested that, Clinical Proficiency Progress Review) for evaluat-
ing students’ clinical competencies, and included
Faculty in doctoral training programs and
normative outcome data. Hadjistavropoulos et al.
psychologists involved in continuing education
(2010) noted that, despite the reality that many
need to refine and operationalize what
skills incorporate multiple competencies concur-
professional knowledge, skills, and attitudes they
rently (e.g., clinical skills, case conceptualization,
valueâ•›.â•›.â•›.â•›members of the practice community need
interpersonal skills, research competence, ability to
to document the self- assessment practices and
utilize scientific evidence, ethical and professional
competence-building activities that help them
skills, skills related to supervision), most skills are
develop and maintain competency. (p. 360)
evaluated individually. Although some skills are
evaluated easily, methods for evaluating others (e.g.,
Measuring Complex Skills and/or foundational competencies such as professionalism)
Unintended Skills may be less clear (Elman et al., 2005; Ginsburg
Kaslow et al. (2009) pointed out that some et al., 2009; Lichtenberg et al., 2007).
tools measure other, unintended skills. For exam- Measures that could provide complex, multi-
ple, Kennedy and Lingard (2007) pointed out that varied assessment of intersecting competencies are
trainers using case presentations to evaluate clinical often underused. For example, although case pre-
decision making may be measuring trainees’ recall, sentations are good tools for evaluating readiness
written, and/or oral communication skills, rather for internship (Kaslow et al., 2009; Petti, 2008) and
than decision-making processes. Hadjistavropoulos can serve to evaluate multiple competencies, very
et al. (2010) agreed, noting that in case presenta- few programs use formal guidelines for developing
tions, a student’s difficulty with expressive skills may or evaluating case presentations (Hadjistavropoulos
give the false impression that she/he is struggling in et al., 2010). Hadjistavropoulos and colleagues
core clinical competencies. Other researchers have (2010) suggested using case presentations in com-
noted problems with analog evaluations. For exam- bination with other tools (e.g., consumer surveys,
ple, written exams on professionalism or moral rea- live or recorded observations, performance ratings,
soning may be better at assessing medical students’ written exams) to explore such complexities.
knowledge of what they should do, rather than what
they would actually do in a situation (Ginsburg, Trainee Anxiety
Regehr, & Mylopoulos, 2007; Rethans et al., 2002). DeMers (2009) identified additional evaluation
These findings are similar to those of graduate stu- challenges related to trainee anxiety, suggesting that
dents in psychology; in a landmark study (Bernard trainees may avoid challenging cases and choose set-
& Jara, 1986), participants were provided with tings, clients, or diagnoses that will allow the best
ethical dilemmas and asked (a) what they should chance at successful outcomes. He suggested that rat-
do, followed by (b) what they would do in a given ers include the severity and complexity of situations
situation. The authors found that more than half of along with competencies being measured. Peterson
participants admitted that they would not adhere (2004) agreed, noting that “safe” environments
Shen-Miller 265
research identifying when a trainee is unsuitable for trainers’ abilities to raise concerns and have conver-
the profession, despite trainers’ responsibility to act sations about trainees when diversity intersects with
as gatekeepers for the profession. competence problems (Gizara & Forrest, 2004;
Philosophical differences among trainers about Shen-Miller et al., 2009; Shen-Miller et al., 2012).
one’s roles and responsibilities in trainee evaluation,
particularly when a trainee is struggling with profes- Training Evaluators
sional competence problems, may affect decisions Ethical, competent trainee evaluation involves
about how to proceed with evaluation. LaFrance et al. ensuring that evaluators are trained in the administra-
(2004) noted differences between field instructors tion, scoring, and psychometric properties of assess-
(willing to work with students to resolve personal life ments (APA, 2002; Kaslow et al., 2007, 2009). Yet
difficulties interfering with clinical work) and faculty the number of trainers with formal training in trainee
(typically distancing themselves from students’ per- evaluation is unclear (Kaslow et al., 2007). As a cor-
sonal lives and focusing on students’ academic work). ollary, although a number of professional organiza-
Forrest et al. (2013) also found evidence of tions and task forces have recognized the importance
the influence of program dynamics on evaluation of supervision in psychology training and practice, a
of trainees with competence problems. In their majority of clinicians and trainers have not received
study, directors of training (DTs), participants who formal training in supervision (Falender et al., 2004).
believed their programs were effective in address- This observation is consistent with findings that
ing trainees with problems of professional com- trainees often have more training than their trainers
petence (TPPC) noted the importance of shared in multicultural counseling (Bernard & Goodyear,
decisions, responsibilities, and actions, as well as the 2004; Constantine, 1997; Gatmon et al., 2001) and
involvement of multiple individuals from across the that many trainers (and graduate students) have not
training ecology (e.g., adjunct faculty, field super- received explicit training in intervening with TPPC
visors, other trainers). Participants also mentioned (Forrest et al., under review; Jacobs et al., 2011;
the value of mentoring junior faculty in difficult Shen-Miller et al., 2011). Lack of training and/or
conversations and increasing awareness and com- differences among trainers in their level of training in
mitment to intervening with TPPC in their depart- evaluation may lead to difficulty evaluating trainees
ments and programs. The authors found that DTs at individual and program levels, including problems
described cultures of avoidance and individualistic giving negative feedback or engaging in difficult con-
attitudes in program cultures that were less effec- versations (Jacobs et al., 2011). To ameliorate these
tive in working with TPPCs, including denying that concerns, trainers can ensure that their training sys-
problems existed, stalling, avoiding taking action, tems are clear about the importance of competencies
taking action in a way that located the problem in and on how these will be imparted to trainees and
the student, or hoping the problem would resolve later assessed (Kaslow et al., 2012; Kenkel, 2009).
on its own or without faculty involvement (e.g., Key elements to consider include training the evalu-
mandating therapy and waiting for the student to ators—program leaders must ensure that trainers
complete it). Participants noted reasons for avoid- are knowledgeable regarding the clinical issues and
ance including “lack of an organized system for skills being assessed—and standardization of all mea-
handling TPPCâ•›.â•›.â•›.â•›junior faculty afraid of becom- sures, scoring, and any participants (e.g., mock cli-
ing embroiled in conflict with other faculty prior ents). Trainers should be sure to have familiarity with
to tenure decisions, general apprehension about methods of evaluation, and should explore the ease of
giving negative feedback to students, fear of dam- administration. Avoiding having evaluation decisions
aging the advisor-advisee working relationship, and fall to one faculty member or trainer can facilitate a
general diffusion of responsibility” (p. 14). Other stronger, more cohesive training team, and talking
obstacles included faculty members seeing students with raters across systems can strengthen inter-rater
as extensions of themselves, and faculty members reliability and overcome potential influences on rat-
who lacked (a) insight into how their own inter- ings via contextual elements or different emphases or
personal processes affected students, and (b) aware- concerns at different sites.
ness about the role of diversity in student behavior
(Forrest et al., under review). Such findings are sim- Ethical and Legal Aspects
ilar to those of other researchers in this area, who of Trainee Evaluation
have found that the existence of previous conflicts Ethical issues related to trainee evaluation
and existing tensions around diversity issues impair include informed consent regarding the types of
Shen-Miller 267
Potential and actual changes within the profes- Self-assessment in clinical health psychology: A model for
sion raise significant questions that will need to be ethical expansion of practice. Professional Psychology: Research
and Practice, 32, 135–141.
answered as well. For example, how will the possi- Bernard, J. M. (1994). Multicultural supervision: A reac-
ble elimination of the postdoctoral year change the tion to Leong and Wagner, Cook, Priest and Fukuyama.
salience of trainee evaluation, particularly in light Counselor Education and Supervision, 34, 159–172.
of evidence that some trainees are deemed “unsuit- doi:10.1002/j.1556-6978.1994.tb00323.x
able” yet are passed on to subsequent training levels Bernard, J. M., & Goodyear, R. K. (2004). Fundamentals of clini-
cal supervision (3rd ed.). Boston: Allyn & Bacon.
(Johnson et al. 2008)? Trainers might think systemi- Bernard, J. L., & Jara, C. S. (1986). The failure of clinical psy-
cally about the fact that evaluating multiple com- chology graduate students to apply understood ethical prin-
petencies across multiple areas of training present ciples. Professional Psychology: Research and Practice, 17(4),
significant opportunities to streamline the evalua- 313–315.
tion process, and look for opportunities to collabo- Black, P., & William, D. (1998). Assessment and class-
room learning. Assessment in Education, 5, 7–75. doi:
rate and share training tasks while building networks 10.1080/0969595980050102
of support for trainees at all levels of functioning. Borders, L. D., & Fong, M. L. (1994). Cognitions of
Certainly, more research is needed in all areas supervisors-in-training: An exploratory study. Counselor
of trainee evaluation discussed earlier, particularly Education and Supervision, 33(4), 280–293. Doi: 10.1002/
with regard to psychometric support and methods j.1556-6978.1994.tb00294.x
Bourg, E. F. (1986). Evaluation of student competence. In J.
for training in trainee evaluation. As a final sug- E. Callan, D. R. Peterson, & G. Stricker (Eds.), Quality in
gestion, scholars might examine whether expertise professional training (pp. 83–96). Norman, OK: Transcript
in the practice of (and research on) trainee evalua- Press, National Council on Schools of Professional
tion is distributed equally across all areas of clinical Psychology.
training. For example, do trainers in some areas of Brear, P., & Dorrian, J. (2010). Gatekeeping or gate slippage?
A national survey of counseling educators in Australian
the training system (or in some disciplines) receive undergraduate and postgraduate academic training pro-
more support or training in evaluation than others? grams. Training and Education in Professional Psychology,
Are trainees evaluated more intensely during earlier 4(4), 264–273. doi: 10.1037/a0020714
stages of training? Are trainers more likely to grant Brooks, B. L., Mintz, A. R., & Dobson, K. S. (2004). Diversity
advanced trainees a “social pass” because of their training in Canadian predoctoral clinical psychology intern-
ships: A survey of directors of internship training. Canadian
extended time in a program? Other ethical questions Psychology, 45(4) 308–312.
persist; for example, Peterson (2003) noted that Burkard, A. W., Knox, S., Hess, S. A., & Schultz, J. (2009).
unqualified students are sometimes accepted into Lesbian, gay, and bisexual supervisees’ experiences of
doctoral programs, which is reminiscent of Gaubatz LGB-affirmative and nonaffirmative supervision. Journal
and Vera’s (2002) notion of gateslipping, albeit from of Counseling Psychology, 56(1), 176–188. doi: 1 0.1037/
0022-0167.56.1.176
an entry versus exit perspective. This reality raises Carraccio, C., & Englander, R. (2004). Evaluating competence
questions about trainers’ ethical obligations to those using a portfolio: A literature review and web-based applica-
students and, more broadly, continues the question tion to the ACGME competencies. Teaching and Learning in
about our roles as trainers, educators, and evaluators Medicine, 16, 381–387.
for future generations of professional psychologists. Chung, Y. B., Marshall, J. A., & Gordon, L. L. (2001). Racial
and gender biases in supervisory evaluation and feedback.
Clinical Supervisor, 20, 99–111.
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Shen-Miller 271
CH A P T E R
Abstract
In the past two decades, intentional mentoring of trainees has garnered rapidly increasing attention in
professional psychology training settings. Effective mentoring portends numerous benefits for trainees.
Yet, the psychology profession continues to struggle with differentiating mentorship from other training
roles, and it is clear that many advising and supervising relationships do not evolve into mentoring
relationships. This chapter distills the literature on mentoring in psychology training environments,
including the competencies required for effective mentoring. A mentoring relationship continuum model
is offered to clarify that mentoring describes the quality and character of a developmental relationship,
not a discrete category of relationship. Next, the author summarizes the virtues of a constellation
framework for mentoring, one that encourages trainees to develop a wide consortium of developmental
mentors. Finally, several recommendations are directed to professional psychology program leaders.
Key Words:╇ advising, mentoring, training, psychology, professional
Training psychologists increasingly are called to targeting both psychology trainees and psychologists
become intentional and deliberate mentors for grad- lends support to the value of mentoring; a satisfying
uate students, interns, and postdoctoral residents mentorship is a strong predictor of satisfaction with
(Ellis, 1992; Johnson, 2002; Kaslow & Mascaro, graduate education (Clark, Harden, & Johnson,
2007; Kitchener, 1992). Formal study of mentorship 2000; Cronan-Hillix, Davidson, Cronan-Hillix,
was triggered by Daniel Levinson’s developmental & Gensheimer, 1986; Johnson, Koch, Fallow, &
theory of the life structure and the observation that, Huwe, 2000). As a result, researchers have pro-
“the mentor relationship is one of the most com- moted mentoring as a distinct area of professional
plex, and developmentally important a [person] can competence (Johnson, 2002; 2003) and as an essen-
have in early adulthood” (Levinson, Darrow, Klein, tial ingredient in the future success of psychology
Levinson, & McKee, 1978, p. 97). Literature reviews as a profession (Forehand, 2008). The Council of
of mentoring research across diverse professions and Graduate Schools (2008) now lists mentoring as one
organizations have produced bold assertions such of six key factors leading to PhD completion, and
as, “the benefits to the protégé can be so valuable a growing number of formal mentoring programs
that identification with a mentor should be consid- are now offered by state psychological associations
ered a major developmental task of the early career” and the American Psychological Association (APA)
(Russell & Adams, 1997, p. 3), and at least one edu- (Burney, et al., 2009). Finally, psychology graduate
cator has suggested that graduate departments have students often are implored to deliberately seek and
a “moral responsibility” to ensure that students are nurture mentorships with training faculty (Johnson
mentored by faculty (Weil, 2001, p. 471). Research & Huwe, 2003; Kuther, 2008).
272
This chapter will review the construct of men- advisor without being a mentor and certainly one
torship, including definitional issues, demonstrated can be a mentor to someone without being that per-
benefits, prevalence, and lingering methodological son’s advisor. It appears that far more students have
and theoretical problems in the mentoring research advisors than mentors” (Schlosser & Gelso, 2001,
literature. The competencies required for effective p. 158). Advising relationships may be positive,
mentoring then are described. The author then pro- negative, or insignificant, and they may or may not
vides a mentoring relationship continuum model evolve into the closer, emotionally connected, and
in which the term mentoring is used to describe the reciprocal relationships that characterize mentoring
quality and character of a developmental relation- (Johnson, 2007a; Schlosser et al., 2003).
ship versus a relationship category. The virtues of In internship and postdoctoral training set-
mentoring constellations are presented as a frame- tings, the foregoing discussion remains relevant,
work for facilitating professional development and although the term supervision would replace advis-
competence enhancement. The chapter concludes ing. In postdoctoral fellowships, internships, and
with several recommendations for professional psy- even practicum settings, assigned supervision rela-
chology training program leaders. tionships may remain hierarchical, transactional,
and defined by stark differences between the trainer
Definitions of Advising and Mentoring in and trainee roles; conversely, they may become rich
Graduate, Internship, and Postdoctoral developmental relationships that some authors have
Training described as transformational in nature and which
A persistent problem in both the theoretical and take on the characteristics of mentorships (Johnson,
empirical literature on mentoring is a tendency for 2007c; Kaslow, Falender, & Grus, 2012).
authors to label nearly any supportive or develop-
mentally oriented relationship as mentoring (Mertz, Mentoring
2004). Terms such as sponsor, advisor, guide, The first operational definition of mentoring
role-model, and mentor often are used interchange- was offered by Kram (1985) who proposed that
ably and without thoughtful operational definition mentoring relationships facilitate an individual’s
(Friday, Friday, & Green, 2004; Johnson, Rose, & professional development through two categories
Schlosser, 2007). The terms advising and mentoring of “mentoring functions.” Career functions included
are often the most difficult to conceptually distin- sponsorship, exposure, and visibility, coaching,
guish in training environments. protection, and provision of challenging assign-
ments. Psychosocial functions included role model-
Advising ing, acceptance, and confirmation, counseling, and
Schlosser, Knox, Moskovitz, and Hill (2003) friendship. A significant volume of empirical work
defined the academic advisor as, “the faculty mem- has consistently confirmed these general function
ber who has the greatest responsibility for helping categories (Higgins & Thomas, 2001; Turban &
guide the advisee through the graduate program” Dougherty, 1994). In academic and clinical training
(p. 179). Advising is a formal assigned role in nearly settings, mentoring has generally been defined as a
every graduate program. The advisor serves as the dynamic, reciprocal, personal relationship in which
student’s primary contact point with the larger fac- a more experienced trainer (mentor) acts as a guide,
ulty (Weil, 2001) and advisors are generally expected role model, teacher, and sponsor of a less experi-
to perform specific technical functions such as pro- enced trainee (protégé) (Johnson, 2002; Johnson &
viding information on programs and degree require- Ridley, 2008). Johnson reflected that,
ments, engaging students in research activities, and
As intimate and long-term alliances, graduate school
monitoring advisee progress (Brown, Daly, & Leong,
mentorships often begin informally and involve
2009; Gelso, 1993; Johnson, 2007a; Schlosser,
some degree of attraction based on common interests
Lyons, Talleyrand, Kim, & Johnson, 2011b).
(mutual interests of an enduring and intellectual
Schlosser and Gelso (2001) found that doctoral pro-
nature), mutual validation (mutual expressions of
grams in psychology use several different terms to
positive regard and admiration), reciprocity (sharing
identify the person who performs the roles and func-
of one’s experience), increasing trust, and successful
tions of an advisor (e.g., mentor, major professor,
collaboration. (2003, p. 129)
committee chair, and dissertation chair). Most agree
that an advisor does not a mentor make: “Advising Emphasizing the salience of the role-model func-
and mentoring are not synonymous. One can be an tion of mentoring for psychology trainees, O’Neil
Johnson 273
and Wrightsman (2001) asserted that, “A mentor is merely the manner in which the relationship is
much more than an academic advisor. The mentor’s initiated) report more and stronger outcomes than
values represent idealized norms that can have con- those in formally assigned mentorships (Chao,
siderable influence on how mentees see themselves 2009; Chao, Walz, & Gardner, 1992; Egan &
and the profession” (p. 112). Describing excep- Song, 2008; Ragins & Cotton, 1990; Ragins et al.,
tionally competent mentors, Johnson and Ridley 2000; Russell & Adams, 1997). Informal mentor-
(2008) suggested that, “Outstanding mentors are ships emerge through mutual initiation and ongo-
intentional about the mentor role. They select pro- ing interaction, free of external intervention or
tégés carefully, invest significant time and energy planning. In psychology training settings, both
in getting to know their protégés, and deliberately trainees and trainers appear to seek out mentorship
offer the career and support functions most useful matches based on similarities, shared interests, and
for their protégés” (p. xi). In sum, mentorships in frequent positive interactions (Johnson, 2007a).
psychology training environments have been distin- Ragins and Cotton (1990) nicely described the
guished by these characteristics: (a) positive emo- sometimes unconscious process at work in fac-
tional valence, (b) increasing mutuality, (c) a range ulty/supervisors as they gravitate toward providing
of career and psychosocial functions, (d) an inten- mentoring to specific trainees: “Informal mentor-
tional focus on the development of the protégé’s ing relationships develop on the basis of mutual
career and professional identity, and (e) a generative identification and the fulfillment of career needs.
interest on the part of the mentor in passing along a Mentors select protégés who are viewed as younger
professional legacy (Johnson et al., 2007; Schlosser, versions of themselves, and the relationship pro-
Lyons, Talleyrand, Kim, & Johnson, 2011b). vides mentors with a sense of generativity or con-
tribution to future generations” (p. 530).
The Benefits of Mentoring Relationships In light of the well-documented success of infor-
In a recent study of college students seeking mal mentoring in the business world, many orga-
employment, participants reported significantly nizations have moved to formalize the mentoring
greater attraction to an organization when it was process: “Rather than leaving mentoring to hap-
depicted as having a formal mentoring program penstance, formal programs have given organiza-
(Allen & O’Brien, 2006). A review of the voluminous tions control over who is mentored, when they are
mentoring outcome research in organizations seems mentored, and even how they are mentored” (Chao,
to affirm the perception among employment-seekers 2009). Formal mentoring relationships are insti-
that mentoring matters. Integrating hundreds of gated by organizations and involve some process of
rigorous studies, meta-analyses and other quanti- assigning or matching dyads and some level of sub-
tative reviews make it clear that those who report sequent oversight and evaluation (Chao et al., 1992;
being mentored accrue substantial career and per- Egan & Song, 2008; Ragins et al., 2000). Chao
sonal benefits over those who are not mentored (2009) observed that formal and informal men-
(Allen & Eby, 2003; Chao, 2009; Eby, Allen, Evans, torships vary on four specific dimensions. These
Ng, & DuBois, 2008; Kammeyer-Mueller & Judge, include: (a) Intensity—Informal mentorships are
2009; Ragins, Cotton, & Miller, 2000; Underhill, more emotionally intense because both members of
2005). Across professional disciplines and varieties the dyad are committed naturally and intrinsically;
of organizations, mentoring is consistently corre- (b) Visibility—Informal relationships are typically
lated with enhanced work satisfaction and perfor- less visible, operating without formal recognition,
mance, higher retention, better physical health and endorsement, or even awareness by the organiza-
self-esteem, positive work relationships, stronger tion; (c) Focus—Informal mentorships tend to have
organizational commitment, career motivation, a more generalized focus on the development and
professional competence, and career recognition wellbeing of the protégé versus a prescribed focus or
and success (cf., Eby et al., 2008). organizationally-specified goals; (d) Duration—In
contrast to the clear parameters common of formal
Informal Versus Formal Mentoring programs, informal mentorships are unconstrained
Among the most consistent findings from in terms of variable such as frequency of meetings,
research on mentorships in organizations is the relationship time-frame, and expectations about
conclusion that protégés in informal relationships termination.
(the term informal here does not suggest undue In terms of outcomes, formal mentoring pro-
familiarity or informality in the relationship, but grams produce far fewer benefits for protégés and
Johnson 275
samples of both male and female graduate students become in life and in the profession of psychology.
(Dohm & Cummings, 2002; 2003). It is interesting Trainees that receive strong psychosocial mentor-
that this mentoring-productivity effect may even ing (e.g., acceptance, affirmation, emotional sup-
predict career eminence. Zuckerman (1977) discov- port) are most likely to report a strong sense of
ered that American Nobel Prize laureates had often professional confidence (Atkinson et al., 1991;
been mentored by previous prize winners at some Clark et al., 2000).
point during their training. In psychology, eminent Satisfaction with the training program. A final
psychologists—those with obituaries published in mentoring benefit for trainees—and arguably for
the American Psychologist—were not only mentored training programs themselves—is the degree to
by famous psychologists during their graduate train- which one is ultimately satisfied with one’s train-
ing, but were often described as prolific mentors ing experience. A small number of survey stud-
themselves (Kinnier, Metha, Buki, & Rawa, 1994). ies in psychology have scrutinized the association
Networking and initial employment. Mentored between having an identifiable mentor in gradu-
trainees often report being more “tied in” or con- ate school and subsequent satisfaction with the
nected to important players, committees, and degree program and institution writ large (Clark
sources of information and power than nonmen- et al., 2000; Cronan-Hillix et al., 1986; Fallow &
tored trainees, both within their local institution Johnson, 2000; Johnson et al., 2000; Lunsford,
and in the profession at large (Atkinson et al., 2012; Tenenbaum et al., 2001). Although few, these
1991; Clark et al., 2000; Johnson, 2007a; 2007b). studies reveal a consistent finding that satisfaction
Mentored trainees are more likely to gain the inside with one’s primary mentor correlates positively with
track on access to organizational power-holders, satisfaction with the degree program. The positive
eminent scholars in the mentor’s constellation of valence of a mentorship becomes associated with
colleagues, and allocation of resources (e.g., sti- the training experience overall; it appears that many
pends, grants, fellowships), not to mention invita- program shortcomings can be tolerated as long as
tions for co-authorship (Johnson & Huwe, 2003; trainees feel personally engaged with an individual
Kuther, 2008). Likewise, studying with a well-cited faculty member/supervisor (Johnson, 2007a).
mentor is a strong predictor of postdoctoral employ-
ment (Cameron & Blackburn, 1981; Sanders & The Prevalence of Mentorship in
Wong, 1985). Psychology Training Environments
Professional competence and confidence. In Recent reviews of literature on mentorship in
psychology, trainees frequently describe enhance- psychology graduate training are reasonably con-
ment of professional skill as a salient outcome of sistent in reporting that, on the whole, between
their primary mentorship (Schlosser et al., 2003). one-half and two-thirds of all doctoral students
Those who report being mentored, report greater in psychology report having a graduate program
attention to professional values and enhanced mentor (Johnson, 2007b; Schlosser et al., 2011b).
development of clinical competence (Atkinson Research with psychology doctoral students span-
et al., 1991; Johnson, 2007b; Ward, Johnson, & ning four decades (Atkinson, Casas, & Neville,
Campbell, 2005). Just as important, mentored 1994; Clark et al., 2000; Cronan-Hillix et al.,
trainees are more likely to report a stronger sense 1986; Johnson et al., 2000; Kirchner, 1969;
of professional confidence or sense-of-self in the Mintz, Bartels, & Rideout, 1995; Swerklik &
profession than nonmentored trainees (Russell Bardon, 1988) is consistent with a large recent
& Adams, 1997; Schlosser et al., 2003). In his study of nearly 500 doctoral students from numer-
pioneering research, Levinson reported that one ous disciplines at research universities indicating
of the most important benefits to protégés was that 57% agreed that their advisor had become
his or her journey to, “realization of the dream” a mentor (Lunsford, 2012). Clinical psychol-
(Levinson et al., 1978, p. 98), by which he referred ogy trainees are less likely (53%) than nonclini-
to a mentor’s effort to first help a protégé articu- cal (e.g., experimental) doctoral students (69%)
late an ideal professional dream and subsequently, to report mentoring (Johnson et al., 2000), and
create a developmental environment in which that within clinical psychology, PsyD students (56%)
dream might be realized. In psychology- training are less likely to report a mentor than PhD stu-
environments, excellent mentors work to help dents (73%: Clark et al., 2000). In spite of some
trainees adopt what Packard (2003) referred to as rich description of mentoring at the postdoctoral
possible-selves or images of what they can ultimately level (Karel & Stead, 2011), there remains no data
Johnson 277
implies a positive, connected, and valuable interper- the integration of these components in relationships
sonal relationship (Johnson, 2003; 2007c; Ragins with students that characterizes competence [to
et al., 2000; Schlosser et al., 2003; Schlosser et al., mentor]” (Johnson, 2007a, p. 73). The Triangular
2011b). In the best circumstances, assigned advisors Model posited that genuine competence in the
and supervisors may develop rich supportive con- mentor role was a deep and integrated structure
nections with trainees. But when an assigned rela- requiring the mentor to skillfully manage and inte-
tionship is dissatisfying or even harmful to a trainee, grate various virtues, abilities, and focal skills—all
it is unlikely to manifest many of the qualities of in the service of developing a trainee.
mentorship (Johnson et al., 2007). More recently, the competency movement in
Previous authors, noting the definitional con- professional psychology has provided a broad frame-
fusion often associated with mentoring, have rec- work for conceptualizing the various domains of
ommended various taxonomies of developmental competency in psychology. For instance, the Cube
relationships (D’Abate, Eddy, & Tannenbaum, Model of Competence (Rodolfa et al., 2005) argued
2003; Johnson et al., 2007; Mertz, 2004; Ragins that competence as a psychologist—including
et al., 2000), often observing that distinct trainer competence to mentor psychology trainees—may
roles might exist on a continuum defined by the consist of both foundational and functional com-
degree of intent to develop or shape a trainee. For petencies. Foundational competencies are, “the build-
instance, Mertz (2004) speculated that: “One might ing blocks of what psychologists do,” whereas the
place these roles on a continuum defined by the functional competencies, “describe the knowledge,
degree of involvement, relational reciprocity, level skills, and values necessary to perform the work of a
of emotional connection, or the extent to which psychologist” (Rodolfa et al., 2005, pp. 350–351).
the faculty member is deliberate in delivering spe- In order to consider mentoring competence from
cific functions” (p. 58). Although the notion of a the perspective of the competency benchmarks in
developmental continuum in trainer-trainee rela- professional psychology, I now offer a preliminary
tionships is useful, it is problematic to continue to sample of both foundational and functional compe-
speak in terms of categories of relationships—par- tencies with relevance to mentoring.
ticularly when it comes to mentoring. As an alterna-
tive, a continuum model that construes mentoring Foundational competencies
as a quality versus a category of relationship will be The following list of foundational mentor-
presented following an integration of the mentoring ing competencies dovetail with several bench-
literature with the prevailing structure for concep- mark foundational competencies for psychologists
tualizing competence in psychology. including reflective practice, self-assessment, rela-
tionships, and individual-cultural diversity (Fouad
Mentoring Competencies et al., 2009). Each competency might be construed
In his treatise on the need for more effective men- as a fundamental or supporting competency for spe-
toring in the profession, Forehand (2008) noted cific functional mentoring competencies (Johnson,
that psychologists who mentor should have in their 2003; 2007a).
repertoire the competencies required to tailor the
relationship to benefit the trainee. Competencies •â•‡ Relationship formation: Various strands of
are the elements or components of competence— research on mentorship reveal that a mentor’s
in this case, competence to mentor; competencies interpersonal—and specifically communication—
consist of discrete knowledge, skills, and attitudes skills are a powerful predictor of attraction to the
and their integration (Fouad et al., 2009; Kaslow mentor and the relationship (Rose, 2003; Schlosser
et al., 2004). et al., 2011a). A strong working alliance often
Johnson (2003) offered the Triangular Model hinges on the mentor’s ability to thoughtfully
of Mentor Competence, which held that excellent form and structure the trainer-trainee relationship
mentorship requires the presence of foundational to maximize both the benefits of the relationship
character virtues (integrity, caring, prudence), for the trainee and the efficacy of the dyad’s
salient abilities (cognitive, emotional, relational), communication (Huber, Sauer, Mrdjenovich, &
and numerous skill-based competencies (e.g., struc- Gugiu, 2010).
turing relationships, mentor functions, respect for • Helping orientation and empathy: It is
autonomy). According to Johnson, none of these difficult to mentor without genuine concern for
elements is adequate in isolation, but rather, “it is and interest in the life experience, professional
Johnson 279
suffer a sense of being an “imposter” in the training Of course, self-disclosure heightens intimacy
program, necessitating more mentor psychosocial and mutuality and must, therefore, be used
support, whereas many advanced trainees may seek thoughtfully by a mentor.
collegiality in mentoring relationships as a way • Balancing advocacy with gatekeeping:
of feeling validated or endorsed for entry into the Particularly as any training relationship transitions
profession (Johnson, 2007a). to the more relational-collegial end of the
• Intentional modeling: Effective mentoring mentoring relationship continuum, effective
trainers accept the fact that trainees need to watch mentors are naturally inclined to engage in greater
them perform the critical tasks of the discipline advocacy, protection, and collegial friendship
(Johnson, 2002; Russell & Adams, 1997). As a with trainees. But this inclination must be
consequence they are deliberate about modeling skillfully balanced with the trainer’s professional
professional and ethical practice and invitational obligation to evaluate trainees’ objectively and
in encouraging trainees to watch them perform serve a gatekeeper role on behalf of the profession
important tasks in the profession (e.g., teaching, (Johnson, 2002; 2008).
clinical work, research, supervision).
• Sponsorship: As any training relationship takes The Mentoring Relationship
on more mentoring qualities, mentors become Continuum Model
more attentive to opportunities to nominate, In the years since Levinson’s landmark study of
endorse, and promote trainees for opportunities mentoring in adult development (Levinson et al.,
both within and beyond the program. When a 1978), legions of writers and researchers have
trainer endorses, nominates, or includes a trainee attempted to define the mentor relationship and dis-
in a co-authored work product, the trainer accords tinguish it from other relationship forms. Yet, from
the trainee reflective power—power of the mentor the beginning, Levinson and colleagues recognized
by extension. that mentoring was less a category than a quality
• Appropriate self-disclosure: As a mentoring of relationship: “Mentoring is defined not in terms
competency, timely self-disclosure can effectively of formal roles, but in terms of the character of the
bolster trainee confidence, alleviate anxiety, relationship and the functions it serves” (p. 98).
and model professional problem-solving and I now offer a Mentoring Relationship Continuum
balance (Johnson, 2007a). Through judicious (MRC) Model for application to all developmental
self-disclosure tailored to the present needs of a relationships in psychology education and training.
trainee, a mentor may offer salient life lessons, The MRC is captured in Figure 17.1. The
provide examples to steer by, and reduce the mentoring continuum depicts the assigned
trainee’s chances of making similar mistakes. trainer-trainee roles of academic advisor and clinical
Advisor
Supervisor
Relational mentoring
Transactional Transformational
Johnson 281
As a developmental relationship takes on the dyad are comfortable recognizing that each
mentoring aspects over time, trainer and trainee may have complimentary knowledge, skills, and
develop implicit psychological mentoring contracts. attitudes that emerge in their relationship as
Psychological contracts are beliefs regarding the terms offsetting strengths and weaknesses (McManus
and conditions of a reciprocal exchange agree- & Russell, 2007). Their varying competencies
ment between two parties (Rousseau & Tijoriwala, allow them to mutually address each other’s
1998). Because mentoring relationships are volun- developmental needs.
tary exchange relationships in which participants • Increasing vulnerability—Effective relational
expect to receive future benefit from the relation- mentoring requires the ability to reveal one’s
ship, it is reasonable to expect psychological con- shortcomings and developmental needs and to
tracts to evolve within these relationships (Haggard have those needs recognized and addressed in a
& Turban, 2012). Psychological contract theory nonjudgmental and supportive way. Mutuality
implies that mentoring trainers should attend to takes the form of empathy and recognizing one’s
growing psychological obligations to trainees and own experiences in the other.
how these implicit obligations impact appropriate • Extended range of intended outcomes—
execution of the assigned role. Successful relational mentoring may bolster
Another feature of evolving mentoring rela- not only career success but it is just as likely to
tionships is a gradual increase in intimacy (feel- stimulate a stronger sense of professional identity,
ings of closeness and connection that give rise to enhanced competencies, resilience in the face of
the experience of warmth and a genuine desire to personal or medical challenges, or more effective
promote the wellbeing of the other) and commit- work-family balance.
ment. In the context of Sternberg’s triangular theory • Holistic approach—Relational mentoring
of love (Sternberg, 1986), a relationship defined by acknowledges the interaction between work and
commitment and intimacy is labeled companionate nonwork domains and recognizes that high-quality
love. Sternberg described companionate love this collegial relationships can influence the quality
way: “This kind of love evolves from a combination of life generally (Ragins, 2012). So, competent
of intimacy and decision/commitment components relational mentoring may bolster specific
of love. It is essentially a long-term, committed professional competencies while simultaneously
friendship, the kind that frequently occurs in mar- building self-efficacy, compassion, emotional
riages in which the physical attraction has died intelligence, and work-recreational balance.
down” (1986, p. 124).
It is critical to recognize that not all advising or
A final element of the MRC model is the densely
supervising relationships take on mentoring quali-
shaded—relational mentoring—area on the far right
ties. Mentoring prevalence rates clearly suggest oth-
of the continuum. A few mentoring relationships in
erwise (e.g., Clark et al., 2000). Moreover, only a few
graduate training environments develop into closely
training relationships eventually develop the quali-
bonded, highly mutual collegial relationships that
ties of a collegial/relational mentorship. When men-
Ragins and colleagues have described as relational
toring does occur, the transition from assigned roles
mentorships (Fletcher & Ragins, 2007; Ragins,
to a relationship defined by mentoring elements is
2012). When a developmental relationship reaches
often subtle, occurs gradually, and must always be
the relational mentoring end of the mentoring con-
defined from the perspective of the trainer-trainee
tinuum, it may be defined by several salient features
dyad. The threshold between a formal developmen-
(Johnson, Barnett, Elman, Forrest, & Kaslow, 2012;
tal relationship assignment and a genuine mentor-
Kram, 1985; Ragins, 2012):
ing relationship is not bright or dichotomous, but
• Fundamentally reciprocal—Relational it is nearly always unidirectional in that a strong
mentorships involve mutual influence, growth, mentoring relationship is unlikely to devolve into a
and learning. Mutuality may take the form of more transactional, hierarchical, and unsupportive
reciprocal assistance, mutual understanding, and relationship. The MRC model depicts this gradual
shared interests. transition with increasing frequency of vertical
• Fluid expertise and complementarity—Trainer lines, indicating the steady increase in mentoring
and trainee develop the ability to easily and qualities. The degree to which any single advisor’s
authentically switch between learner and expert or supervisor’s relationships are defined by mentor-
roles as appropriate. As colleagues, members of ing—theoretically depicted in the MRC model by
Johnson 283
meetings with advisees while boosting support, col- mentoring exosphere is the third structural dimen-
laboration, and peer mentoring among trainees. sion of the mentoring constellation. It incorporates
An additional element of some mentoring con- more tertiary developmental connections between
stellations is E-mentoring or computer-mediated a trainee and various role models, friends, research
developmental relationships between a trainee and or supervision team members, and training faculty/
peers, faculty members or supervisors, special-interest supervisors with whom the trainee has sparse but
groups, or even a “famous” psychologist in the train- nonetheless developmentally meaningful contact.
ee’s area of scholarly or practice interest (Bierema & Relationships at this level in the constellation tend
Merriam, 2002). Although electronic relationships to be more formal, defined by less emotional sup-
are unlikely to take the place of in vivo develop- port and reciprocity, and perhaps limited to dis-
mental relationships, they do offer several benefits crete episodes of guidance or assistance (Johnson
as adjunctive sources of mentoring including easy et al., 2012). The final layer of the mentoring
access, fewer demands for scheduling meetings, and constellation is the training program culture. This
the opportunity for more egalitarian and less formal macrodimension influences the development and
interactions. functioning of the other constellation levels. To the
The Mentoring Constellation illustrated in extent that a professional psychology training pro-
Figure 17.2 is an extension of the competence
� gram authentically values and promotes mentoring
constellation recently developed by Johnson and of trainees, and to the degree that program trainers
colleagues (2012), a similar developmental relation- are empowered, equipped, and rewarded for excel-
ship model for psychologists in practice. The men- lent mentoring, mentoring relationships may be
toring constellation is centered around the trainee abundant or infrequent.
and encompasses all relational sources of personal As in the case of a competence constellation for
and professional development. The first level of practicing psychologists (Johnson et al., 2012), it is
developmental relationship, the primary mentors, essential to note that the boundaries between lay-
includes key training faculty (e.g., advisor, super- ers of the mentoring constellation are permeable;
visors) and closest peers in the program. Primary over time, the unique consortium of personal and
mentors include a trainee’s most intimate, com- professional developers in the life of any trainee is
mitted, supportive, and influential developmental likely to evolve and change (Johnson et al., 2012).
mentors. Secondary mentors represent a some- Moreover, there are at least three variables that
what broader level of collegial and developmental likely contribute to the overall value of a mentoring
support, characteristically including less intimate constellation (Higgins, Chandler & Kram, 2007;
and committed though supportive and helpful Higgins & Kram, 2001; Higgins & Thomas, 2001;
professors, supervisors, and program peers. The Ragins, 2012). First, the greater the diversity of a
Mentoring exosphere:
– Tertiary collegial training program connections
(e.g., on-line communities, role models, research teams)
– More formal, less intimate, but developmentally helpful
Secondary mentors:
– Rich network of more distal yet caring and
supportive training relationships (wider range
of professors, supervisors, program peers)
Primary mentors:
– Most transformative trainer-trainee
relationships (e.g., advisor, key
supervisors, closest peers)
Trainee
Johnson 285
engagement, encouragement, role modeling, trainers. Creating such relational schemas is likely
sponsorship, appropriate self-disclosure, balancing to bolster the probability that trainees will subse-
advocacy with gatekeeping) discussed earlier in this quently construct constellations of colleagues to
chapter. Effective training modalities might include support their ongoing competence as psychologists
some combination of new trainer orientation, men- (Johnson et al, 2012).
toring workshops, supervision during the first year
of training work with trainees, and ongoing peer Balance Informal and Formal
consultation groups for trainers. Approaches to Mentoring
In light of the demonstrated value of high-quality
Explicitly Assess and Reinforce mentoring in professional training relationships,
Mentoring how far should program leaders go when it comes to
Karon (1995) reflected that very often, the activ- formally matching trainers and trainees, and later,
ities most likely to lead to promotion and tenure for governing or monitoring developing mentorships?
training faculty were unrelated, or worse, negatively Studies reviewed in this chapter suggest that infor-
correlated with devoting time to trainees: “â•›.â•›.â•›.â•›help- mal mentorships offer more benefits and greater
ing a student to do interesting, important, or satisfaction than formally assigned relationships
creative research, or enhancing the student’s intel- (Chao, 2009; Egan & Song, 2008). Nonetheless,
lectual development or clinical skills, has nothing to most professional psychology training relation-
do with getting the faculty member’s grant research ships begin with formally assigned advising or
done (the activity on which the faculty member’s supervising roles.
salary and advancement may depend)” (p. 212). Research on mentoring efficacy in formal pro-
There are a number of valid and reliable measures grams offers several guidelines for program lead-
of mentor functions present in training relation- ers as they consider fostering a mentoring culture
ships (for a review, see Johnson, 2007a). If program within assigned training roles. First, when both
leaders evaluate the quality of trainer-trainee rela- participants in the dyad perceive some choice in
tionships with the same intensity that they evalu- the decision to enter a relationship—often based
ate trainer efficacy as a teacher, supervisor, and on matching factors such as mutual liking, shared
researcher, it is likely that training psychologists interests, and positive experiences—mentor-
will begin to devote more attention to mentoring ships are likely to be more successful and satisfy-
relationships with trainees. It is equally important ing (Allen, Eby, & Lentz, 2006). This perception
to consistently reinforce excellence in the mentor of choice may be less important for trainees, but
role. Such rewards might include annual mentoring considerably relevant from the perspective of men-
awards, weight in promotion and tenure decisions, tors (Allen & O’Brien 2006; Parise & Forret,
credit in course load allocations, and various salary 2008). Second, program leaders must balance
increments (Johnson, 2002). strong support for mentoring and accountability
requirements for trainers with trainer autonomy in
Teach Psychology Trainees to Value structuring and managing training relationships.
Mentoring Relationships Organizational research suggests that many good
Ragins (2012) described mentoring schemas mentors may be “turned off” by excessive monitor-
as, “fluid cognitive maps derived from past expe- ing and accountability/assessment of mentoring
riences and relationships that guideâ•›.â•›.â•›.â•›perceptions, relationships (Eby, Lockwood, & Butts, 2006).
expectations, and behaviors in mentoring relation- In other words, perceived intrusiveness or med-
ships” (p. 523). In essence, trainees learn through dling on the part of program administration may
their own developmental relationships with pro- undermine trainer willingness to mentor. Finally,
fessors and clinical supervisors how to both value program leaders should find avenues for facilitating
and conduct mentoring relationships. At their core, trainer-trainee interaction and meeting frequency
mentoring schemas are knowledge and emotion during the first several months of any assigned
structures of what mentoring relationships look like training role. Evidence from both organizational
(Ragins & Verbos, 2007). In order for professional settings and doctoral program advising relation-
psychology trainers to help trainees develop the ships confirms that frequency of interaction in the
necessary mental maps or schemas of quality men- first months of any mentorship is among the stron-
toring, they must expose trainees to collaborative, gest predictors of eventual mentor relationship effi-
reciprocal, supportive, and safe relationships with cacy (Huber et al., 2010; Underhill, 2005).
Johnson 287
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Abstract
Clinical supervision provides the primary means by which the applied practice of psychology is
transmitted to future generations of psychologist practitioners. It is a core professional competency that
provides the foundation for the development and maintenance of clinical competence of the psychologist
while safeguarding the welfare of clients and protecting the public and the profession. Efforts to enhance
accountability in the preparation of psychologists led to a call to establish a "culture of competence" in
clinical training and throughout the profession. Competency-based clinical supervision is an approach in
clinical training that responds to that call, and it places emphasis on the identification of knowledge, skills,
and attitudes/values that are assembled to form specific clinical competencies. It systematically describes
supervision processes to develop, assess, and provide feedback leading to professional competence.
Continuing efforts are required to evaluate the effectiveness of clinical supervision processes, impacts on
supervisee development, and clinical outcomes.
Key Words:╇ clinical supervision, competency-based supervision, competent supervision, supervisor
competence
291
psychological services. Simply put, the welfare of the to output (e.g., demonstration of specific compe-
client supersedes all other obligations. Supervision, tencies at junctures of training) when evaluating
specifically when focused on the assessment of and training programs and granting accreditation (Roe,
development of clinical competence, simultane- 2002; Nelson, 2007). This fundamental reorien-
ously safeguards the client while facilitating the tation to competence has resulted in enhanced
professional development of the supervisee. In accountability of psychological training and greater
addition to enhancing training and ensuring client attention to client and supervision outcomes, and is
welfare, the increasing emphasis on competencies in lockstep with advances in evidence-based prac-
informs processes of accreditation and credentialing tice (Falender, Burnes, & Ellis, 2012; Falender &
(DeMers, Van Horne, & Rodolfa, 2008; Falender Shafranske, 2012b). Competency-based clinical
& Shafranske, 2012b; Nelson, 2007), which serve supervision presents a conceptual and pragmatic
as the essential mechanisms to protect the public approach to establish a culture of competence in
from incompetent or unethical practice (DeMers & training; however, such paradigmatic change is not
Schaffer, 2012). In this chapter, we present a frame- readily or universally accepted, or easily accom-
work for competency-based clinical supervision, plished. Understanding some of the inherent
identify its core components, and highlight features challenges in implementing a competency-based
of effective supervision. We conclude the chapter framework provides a useful context for discussion
with a discussion of emerging issues in contempo- of contemporary approaches to clinical supervision.
rary supervisory practice and identify contemporary
challenges and future directions. Graduate Education and
Clinical Training
Competence as the Organizing The orientation to competence best occurs when
Framework in Clinical Supervision there is a close correspondence in learning objec-
Although it is likely that most supervisors would tives in academic preparation and clinical train-
claim that supervision is (and always has been) ing. However, disconnects exist across disciplines
about developing competence, we believe supervi- between curricula, the pedagogy employed in most
sion practices that are explicitly competency-based graduate schools, the clinical training provided,
provide the best opportunity for development of the agencies and clinical settings where practices
clinical competence. The competency framework are implemented, as well as in commitment to
orients supervision to the practical task of training competency-based training (Falender & Shafranske,
supervisees to integrate the knowledge, skills, and 2010; Manuel, Mullen, Fang, Bellamy, & Bledsoe,
attitudes or values required to perform specific clini- 2009). For example, a graduate student can obtain
cal tasks. In addition, such an approach fosters close stellar grades in his or her understanding of a par-
alignment between training objectives, assessment ticular evidence-based treatment or knowledge of its
procedures, and learning strategies by clearly articu- clinical efficacy without ever demonstrating compe-
lating the aforementioned components involved tence in the use of the treatment. This is due in part to
in each competency. Further, this orientation is in circumstances in which pedagogy is oriented primar-
step with contemporary trends in clinical train- ily (if not exclusively) on the acquisition of knowl-
ing and professional development. When Roberts, edge, which sets narrow learning objectives and may
Borden, Christiansen, and Lopez (2005) called for unwittingly minimize or ignore the development
a “culture of competency” they heralded a change in of clinical competence as the endpoint of doctoral
approach to clinical training and supervision con- education. Beyond the observed differences in edu-
sistent with the general sea change in psychology. cational goals and philosophy, a lack of coordination
The movement is broad-based, is occurring in many often exists between academic training institutions
professions (e.g., dentistry, medicine, and nurs- and clinical practice settings, such as practicums
ing) (McMahon & Tallia, 2010; Spielman, Fulmer, and internships (Kaslow, Pate, & Thorn, 2005).
Eisenberg, & Alfano, 2005), and signals a new era in Moreover, the linkage between graduate education,
professional training in which the emphasis changes training, and licensure may be poorly articulated
from the acquisition of knowledge to the perfor- (Schaffer & Rodolfa, 2011). When such disconnects
mance and assessment of competencies (Nelson, occur, graduates may not be adequately prepared to
2007). Similarly, the competencies movement shifts demonstrate the clinical competencies required for
the focus from input (e.g., number of faculty, super- professional practice in psychology. Such a discon-
visors, course units, psychodiagnostic assessments) nect has been demonstrated for both marriage and
attention has been devoted to supervisee competen- a competencies approach are the opportunities for
cies (Fouad et al., 2009; Greenberg, Caro, & Smith, supervisees to increase accuracy of self-monitoring
2010; Hatcher & Lassiter, 2007; Kamen, Veilleux, and for supervisors and supervisees to collabora-
Bangen, VanderVeen & Klonoff, 2010) as one facet tively assesses the adequacy and refine the set of
of metacompetence for the entry level (licensed) competencies being rated as has been done in health
psychology practitioner. Assessment of competence administration (Bradley et al., 2008).
of the supervisee is facilitated by use of Benchmarks Empirical research to determine validity and reli-
and other competence frames (e.g., National ability of proposed competencies is in its infancy. In
Council of Schools and Programs of Professional the lead article of a special issue of The Counseling
Psychology [NCSPP], 2007). Assessment provides Psychologist, Falender et al. (2012) described the
the foundation for development of the supervisory necessity for empirical study of the Benchmarks
alliance through a collaborative process of supervi- competencies to determine the validity of the devel-
sor and supervisee identifying areas of relative weak- opmental progression and the integrity of the stated
ness and tasks to achieve greater competence, with competencies as comprehensive and meaningful in
ongoing supervisor feedback to reflect on evolving the developmental training trajectory. Significant
supervisee competence. Accountability is enhanced efforts are underway to determine the most efficient
through formalization of the assessment and devel- and effective assessment procedures (Kaslow et al.,
opment processes (Falender & Shafranske, 2012b). 2009) of supervisee competencies.
Development of competency trajectories (e.g.,
Benchmarks) has contributed to the advancement of Supervisor Competencies and Training
a competency-based supervision model as supervi- Although consensus exists regarding the criti-
sors assist supervisees in collaborative identification cal importance of clinical supervisor competence
of targeted areas for growth and the development (Falender et al., 2004; Hoge et al., 2009), a requisite
of a plan to implement these identified competen- for effective supervision, a lack of training in clini-
cies (Falender et al., 2012). Additional benefits of cal supervision persists among licensed practitioners
Abstract
Addressing trainees with problems of professional competence (PPC) has long been a challenge for those
responsible for education and training in professional psychology. Although few in numbers, trainers
regularly report occurrences of trainees with PPC, and have often acknowledged failure to adequately
remediate or dismiss them. Over the past 15 years or so, great progress has been made in addressing
PPC, and there is a growing conceptual and empirical literature including contributions from other
professions (e.g., counseling, social work and medicine). This chapter addresses the developments, current
knowledge, and resources to assist trainers in professional psychology in the identification, remediation,
and/or dismissal of trainees with PPC. It describes two major areas of progress: (a) understanding PPC
within the evolving culture of competency, and (b) conceptualizing the individual trainee with PPC as
located within a larger training ecology/system. Next it shifts our focus to improvements in remediation
and then the boundaries between what is personal and what is professional. It identifies four areas
in which trainers are not in agreement about the uses of personal information in decisions during
identification, remediation, or dismissal, paying particular attention to the challenges of remediation. It
ends with recommendations to improve the management of trainees with PPC, the training environment,
and professional psychology education and training at the national level.
Key Words:╇ professional competence problems, professional competence, education and training,
impairment
Note: The authors have published together for over a decade, jointly sharing the workload and responsibilities with a long
history of alternating first authorship. For this chapter we used a new system to determine first authorship—a coin toss.
314
(a) delineation of core competencies necessary and trainers in their identification and remediation
for professional psychology, (b) development of of trainees with competence problems.
a typology of assessment strategies for each of the Competency developments create concep-
competencies, and (c) an important terminology tual foundation. Core competencies for profes-
shift from “impairment” to problems of profes- sional psychology were identified and agreed on at
sional competence. Although many improvements the 2002 Competency Conference (Kaslow et al.,
have occurred in the management of PPC due to 2004) creating a consistent national framework that
the evolving competency framework, we identified could be communicated to the public and across
three areas that require further attention: continued programs, faculty, and trainees. The establishment
efforts to retire the impairment term, the need for of the Benchmark Work Group in 2006 led to the
a typology of common competence problems, and delineation of a developmental trajectory for each
the application of the competency framework to competency (Fouad et al., 2009). Educational
other levels of the training ecosystem. milestones were identified at specific points along
Second, we present the current state of knowl- the training continuum (e.g., readiness for practi-
edge about PPC as understood within a systemic, cum, for internship, and for entry into practice).
ecological model of doctoral education and train- Competence benchmarks provided trainers with
ing. Conceptual and empirical work from the per- yardsticks to evaluate trainees within and across pro-
spectives of trainees’ peers and faculty/other trainers grams and to better identify trainees who had not
is reviewed and assessed. Understandings about the yet reached developmental benchmarks and thus
institutions within which programs operate and required more time and attention (e.g., remedia-
applicable ethical and legal challenges are examined. tion plan) to progress to the next level of training.
We end this section with a brief description of cul- Similarly the benchmarks facilitated clearer com-
tural influences (e.g., race, gender) on PPC. munications with trainees about core competencies
Next, we identify increased understanding and and expected levels of performance at each stage of
improvements in what makes a good remedia- development, thus giving trainees advance notice
tion. Then, utilizing the personal and professional about professional expectations. With the publica-
boundaries framework (Pipes, Holstein, & Aguirre, tion of the benchmark documents, essential com-
2005), we identify four areas in which trainers dif- ponents and behavioral markers were established
fer in their position and approaches to what con- for 15 professional competencies (Fouad et al.,
stitutes the appropriate boundary between what is 2009) providing additional guidance for trainers
personal and professional when working with PPC. managing PPC.
The chapter concludes with suggestions for future According to Forrest and Campbell (2012), the
directions that we believe will enhance PPC inter- competency efforts made an “important contribu-
ventions and improve training systems. tion toward addressing the complexities present in
evaluating clinical skills especially when problems
A Note on Terminology develop.” (p. 129). Faculty, supervisors and peer
Throughout this chapter we have chosen to use trainees have long reported that the most com-
the term trainee to describe all those who are engaged mon and troubling issues were problems with
in the process of becoming a psychologist across the behavior, attitude, and judgment that most fre-
full spectrum of education and training including quently occurred in practice settings and were often
academic programs, internships, and postdoctoral refractory to supervision (e.g., defensiveness, lack
residencies. We prefer trainer, as the inclusive term of self-reflection and/or empathy for others). By
to capture educators, faculty, supervisors and oth- including professionalism and interpersonal rela-
ers involved in the training of psychologists. Both tionships as core competencies, the benchmarks
terms describe the diversity of those involved with provided a way to focus on the most challenging
greater parsimony, consistency, and utility. PCC dilemmas, the preponderance of difficulties in
the intrapersonal and interpersonal sphere (Brear,
A Competence Framework for PPC Dorrian & Luscri, 2008; Kaslow et al., 2007b).
Advances and Accomplishments Prior to the delineation of the competency bench-
The shift to a culture of competency (Roberts, marks, trainers were often vague or ambiguous (or
Borden, Christiansen, & Lopez, 2005) in profes- avoided altogether) communications with trainees
sional psychology has created important momen- about standards related to personal behaviors, pro-
tum and resulted in numerous benefits for educators fessional demeanor and interpersonal relationships.
Abstract
Faculty members and clinical supervisors (trainers) play an important role in the professional
development of their students and supervisees (trainees). In addition to offering education and clinical
training to promote competent practice in their trainees, trainers have the opportunity to influence
and guide the development of trainees into ethical professionals. This chapter addresses ways trainers
should interact with trainees and how a focus on ethical practice is integrated into all training
experiences through didactic instruction, informal discussions, and the modeling of ethical conduct in
their relationships. Important issues addressed include creating a culture of ethics; promoting ethics
acculturation; emphasizing and modeling a focus on self-care, balance, and wellness; the role of informed
consent; how boundaries and multiple relationships may effectively be navigated; promoting integrity
in research and publishing; establishing and maintaining clinical competence; and how to effectively
work through ethical dilemmas and challenges. Recommendations for trainers are provided in each of
these areas as they pertain to clinical practice, education, research, and supervision, and are addressed
across the developmental continuum for trainees from graduate students to externs, to interns, to
post-doctoral fellows.
Key Words:╇ training, ethics, ethical practice, teaching, supervision, research
Those who train future psychologists have a sig- acculturation and the use of a decision-making pro-
nificant responsibility to help trainees develop into cess or model when faced with ethical dilemmas and
ethical professionals. In doing so, there are many challenges. Methods for promoting ethical decision
issues they must address through formal coursework making, conduct, and practice for graduate stu-
and other didactic presentations, in clinical super- dents, externs, interns, and post-doctoral fellows is
vision, through discussions such as in mentoring described, with particular attention devoted to the
relationships, and through the modeling of ethical different training needs of these future psycholo-
behavior both in relationships with trainees and in gists at each stage of their professional growth and
all other relationships trainees may observe. development.
This chapter reviews psychology trainers’ ethi- In addressing a preventive approach to ethical
cal obligations under the American Psychological conduct, the roles of self-care, psychological wellness,
Association’s (APA) Ethical Principles of balance within and between one’s professional and
Psychologists and Code of Conduct (APA Ethics personal lives, and the roles of consultation, super-
Code; APA, 2010a) and offers strategies for apply- vision, and personal psychotherapy are addressed.
ing the Ethics Code to the process and context of These issues are of vital importance since many of
training. Developing a culture of ethics for train- the habits and practices that will last throughout
ees is emphasized and includes a focus on ethics their careers will be established in trainees during
336
these critical training periods. Further, the potential creating a culture of ethical and caring professional-
impact of failure to adequately address these issues ism. Some of these avenues include demonstrating
on both trainees and on those to whom they provide respect for others in all their interactions, honor-
professional services accentuates the importance of ing diversity in these interactions, demonstrating
developing these vital habits early in trainees’ pro- an awareness of the areas and limits of their com-
fessional development. petence, displaying a commitment to and passion
A number of additional issues are then discussed for ongoing professional development and lifelong
that emphasize how ethical challenges and dilemmas learning, managing and negotiating boundary
may be effectively addressed in the many roles and issues and multiple relationships, demonstrating
settings in which psychologists and trainees func- respect for confidentiality, working to promote each
tion. These include the academic setting, clinical trainee’s autonomous professional functioning, and
settings, clinical supervision, research, and others. demonstrating a commitment to their own self-care
The authors provide recommendations regarding and psychological wellness.
how to address crucial issues such as informed con- The General Principles of the APA Ethics Code
sent, competence, boundaries and multiple rela- (APA, 2010a) provide excellent guidance that may
tionships, and academic and scientific integrity. be incorporated into developing a strong founda-
tion of ethical conduct and practice by academic
Trainers, Training, and Ethics faculty and clinical supervisors. As many authors
Those who train graduate students, faculty mem- have emphasized (e.g., Beauchamp & Childress,
bers, and clinical supervisors (hereafter referred to 2009; Kitchener, 2000; Knapp & VandeCreek,
as trainers) play a significant role in the develop- 2006), these underlying values of the profession
ment of future professional psychologists. Although of psychology, while not enforceable standards,
trainers play key roles in the formal education provide psychologists with ethical goals to aspire
and clinical preparation of students and supervis- to in all their professional roles and interactions
ees (hereafter referred to as trainees), their roles go with others. Thus professional psychologists will
far beyond sharing didactic information. Of para- endeavor, in all their actions and interactions, to
mount importance to their more formal or “offi- promote the best interests of those with whom they
cial” roles as trainers, they also serve as role models, interact and to take steps to minimize all risks of
demonstrating in their day-to-day interactions with exploitation and harm (Principle A: Beneficence
trainees, as well as with others, what it means to be a and Nonmaleficence); to fulfill all obligations they
professional psychologist. Trainers play major roles have to others and to work to promote the ethical
in guiding trainees’ acculturation into the profes- compliance of their colleagues (Principle B: Fidelity
sion of psychology, helping each to form a profes- and Responsibility); to conduct themselves with
sional identity as a psychologist. In their day-to-day honesty and integrity in all their professional inter-
interactions with trainees, trainers display how pro- actions (Principle C: Integrity); to treat others
fessional psychologists conduct themselves, interact fairly, act competently, and minimize the effects
with others, provide professional services, approach of bias in their interactions with others (Principle
and respond to challenging situations, and work D: Justice); and to demonstrate respect for and a
through ethical dilemmas. valuing of individual differences and diversity in all
These interactions take place in the classroom its forms (Principle E: Respect for People’s Rights
and in clinical supervision sessions, in advising ses- and Dignity).
sions, through informal mentoring, and in many The APA Ethics Code (APA, 2010a) also
other informal encounters. Although students may emphasizes that it “provides a common set of
not idolize their trainers, they often hold them up principles and standards upon which psycholo-
as role models who they respect and emulate. Thus gists build their professional and scientific work”
it is essential that trainers become cognizant of these (p. 1) and that the Ethics Code applies to all roles
less formal but equally important roles; hopefully, in which psychologists function and in all set-
trainers will approach each role in a thoughtful and tings in which they serve. Of particular relevance
premeditated manner, making the most of opportu- to faculty members and clinical supervisors is the
nities to positively influence their trainees’ profes- Ethics Code’s statement that it “requires a personal
sional development. commitment and lifelong effort to act ethically;
Examples of these opportunities are addressed in to encourage ethical behavior by students, [and]
detail in this chapter along with salient avenues for superviseesâ•›.â•›.â•›.” (p. 1).
Abstract
This chapter provides responses to 25 commonly asked questions regarding disciplinary and remedial
interventions in graduate psychology training programs. The questions are designed to provide
a framework and a process for programs responding to a trainee who is not fulfilling program
expectations. The chapter distinguishes between interventions that are intended to terminate a trainee
from the program and interventions that are designed to remediate a problem in competence. The
chapter identifies ways to intervene that may both help programs minimize their exposure to legal
liability and simultaneously respect and protect the interests of the trainees involved. The chapter begins
with an overview of confidentiality in the context of psychology training as a prelude to discussions
regarding liability. The chapter also addresses how FERPA, HIPAA, and the ADA apply in remedial and
disciplinary processes.
Key Words:╇ ADA, ethics, discipline, HIPAA, FERPA, law, liability, remediation, supervision, termination,
training
Initiating a formal process to intervene in the way, there is an important distinction between inter-
progress of a trainee1 through a graduate psychol- ventions that are intended to assist a trainee through
ogy training program, internship, or postdoctoral the program and interventions that are intended
residency can be stressful for the individuals directly to end a trainee’s participation in the program. In
involved and for the training program as a whole. the chapter, I examine legal and ethical aspects of
At times, the purpose of an intervention may be remedial and disciplinary interventions in gradu-
to address a specific area of competence in which a ate psychology training programs,2 as well as topics
trainee is falling short; the intervention is designed that closely relate to these interventions about which
to assist the trainee in enhancing his or her com- training faculty and supervisors should be aware.
petence and moving toward successfully complet- The 25 questions in the chapter arise from
ing the program. At other times, the purpose of the concerns that faculty and supervisors have raised
intervention may be to terminate the trainee from in seeking legal and ethical consultations. The
the program without an attempt at remediation. responses are designed to highlight general prin-
In this chapter, I refer to interventions designed ciples. The goal of the chapter is thus not to answer
to assist a trainee to enhance competence and move each question in detail, but rather to provide a
toward graduation as remedial, whereas interventions framework that will help faculty and supervisors
designed to terminate a trainee are referred to as dis- meet their goals when they initiate a formal pro-
ciplinary. Although there is some overlap between cess of intervention or encounter an issue that raises
remedial and disciplinary proceedings defined in this the possibility of an intervention. It is my hope
356
that after reading this chapter, faculty and super- Organization of Questions
visors in graduate psychology training programs,
Exposure to Legal Liability in Disciplinary and
internships, and postdoctoral residencies will have
Remediation Processes
a grasp of how to approach remedial and disciplin-
Questions 1–9
ary interventions, as well as a sense of when it is
important or worthwhile to consult an attorney or Implementing Remediation Plans
human resources department during these challeng- Questions 10–14
ing processes.
Privacy, Confidentiality, and Disclosures
A basic framework of how confidentiality applies
Questions 15-20
in training settings is a helpful beginning context
for these 25 questions. Every clinical, counsel- Americans with Disabilities Act
ing, and school psychologist is trained in the con- Questions 21–22
tours of psychotherapist-patient confidentiality.
Professional Issues
Faculty-student and supervisor-supervisee relation-
Questions 23–25
ships are not bound by this same confidentiality.
Confidentiality is nonetheless present in training Exposure to Legal Liability in Disciplinary and
relationships and settings in a variety of ways. First, Remediation Processes
patient-related information must always be treated
as confidential. The foundation for confidentiality 1.╇ At what point in a disciplinary or
in treatment relationships stems from a plethora of remedial process should the head of a
legal, ethical, and regulatory sources, and training psychology program consult an attorney?
faculty and supervisors accordingly are bound by Psychology faculty and supervisors sometimes
confidentiality when they handle patient-related think of attorneys as similar to first responders: A per-
information. Second, information related to reme- son calls 911 when a thief has broken into the house,
dial and disciplinary processes may be confiden- when the fire alarm goes off, or when someone
tial by virtue of program and institutional rules. needs emergent medical care. This first-responder
Confidentiality that stems from program and insti- model generally does not serve psychology training
tutional policies is binding, and disclosures of infor- programs well. The reason is that, by the time a situ-
mation that violate such policies can expose the ation has gotten to the point at which the involve-
program, the institution, and individual faculty and ment of an attorney is necessary, the foundation for
supervisors to legal liability. Third, the confiden- how the matter will turn out may already have been
tiality of written educational records is protected set. An alternative model is to think of the relation-
by certain laws. For this reason, psychologists in ship with an attorney as much in proactive as in reac-
training programs need to be aware that when they tive terms; calling the fire department is a good thing
disclose written educational records they must do to do when there is a fire, but installing a sprinkler
so consistent with the relevant laws. Finally, many system in the building may substantially minimize
trainee-trainer interactions and communications the damage should a fire break out.
are not bound by confidentiality laws, regulations, Disciplinary and remedial interventions are gov-
or policies. The principles that govern much of the erned by a set of legal, institutional, and program-
communication that takes place regarding trainees matic rules. The program’s policies and procedures
arise from professionalism, discretion, prudence, will have a central role in virtually any intervention.
and educational theory. As faculty and supervi- It is therefore to a program’s considerable advantage
sors in training programs approach the challenging to have worked with an attorney to draft or review
topics in this chapter, they may consider which of the relevant policies and procedures.
these four categories their communications relate A working relationship with an attorney who is
to: patient information, remedial and disciplinary familiar with the program’s policies and procedures
proceedings, written educational records, and the has multiple advantages. Collaborating with an
many informal communications that take place on attorney in a prophylactic manner will help ensure
a daily basis in all training programs. This general that the policies and procedures are legally sound.
division of information will provide a starting point In addition, the key players will know one another
for psychologists to consider what rules of confi- and be familiar with the texts that have a primary
dentiality govern the particular communication role in governing the intervention. The attorney will
at issue. have a sense of the program and its goals. The ideal
Behnke 357
time to consult with an attorney is therefore well Although a thorough familiarity with the Ethics
before a specific situation requiring intervention has Code and the Accreditation Guidelines—docu-
arisen. It can be helpful to meet with the program’s ments written by and for psychologists—should
attorney on a regular, preventative basis, perhaps be considered essential for all trainers, a general
at the beginning of the academic or training year, understanding of the legal texts will virtually always
to review relevant documents and to discuss any suffice because there are very few legal emergencies.
potentially problematic situations. The go-to attor- There is almost always time to contact an attorney
ney should always be the program’s legal counsel, and seek legal guidance regarding how HIPAA,
or the general counsel for the institution (often it FERPA, or the ADA applies to a specific situation.
will be an academic institution) in which the train- What is essential is that members of the program
ing program is situated. When a program does not faculty/supervisory team have a good sense of when
have an attorney, it is worthwhile to retain one. to contact an attorney rather than what an attorney
Although such meetings may entail an expense, the will direct them to do. If the program has an ongo-
value of having a well-considered plan for when the ing relationship with an attorney, the attorney—or
necessity of an intervention arises is almost certain the person identified by the institution to fulfill this
to outweigh the initial expenditure. Regular contact role—can help the program gain a sense of when
will also give trainers a measure of confidence in contact is appropriate or necessary.
addressing situations that arise in their programs. Second, there are principles that govern these
It should be noted that there is often an in-house documents. Examples include the importance of
person who is responsible for personnel actions. giving trainees notice of what is expected of them
This person may be situated in the human resources to complete the program and informing trainees of
department. When an institution such as a mental what process they are afforded should they encounter
health center or an academic medical center has a a problem that impedes their progress in the course
person who is responsible for addressing personnel of their academic or clinical work. Confidentiality is
matters, that individual can be very helpful and serve likewise a critical principle. It may be most helpful
functions that complement those of the attorney. for trainers to think in terms of principles that govern
these texts rather than getting mired in the details of
2.╇ What are the key documents, policies, the texts, which is the work of the attorneys.
guidelines, and rules relevant to disciplinary Third, contrary to what program trainers may
and remedial processes? How much legal sometimes think, there is virtually never an impedi-
knowledge do these documents presuppose? ment to disclosing information when a serious
There are several key texts relevant to disciplinary threat to health or safety has arisen. Although there
and remedial interventions with which program faculty may be some exceptions to this general rule—for
and supervisors should be familiar. First and foremost, example, disclosing HIV status raises serious legal
trainers3 should be knowledgeable about their institu- and ethical concerns regarding stigma—the law
tion’s policies and procedures. Additional valuable texts almost always favors safety over confidentiality.
include the Guidelines and Principles for Accreditation Moreover, if given the choice, defending a breach
of Programs in Professional Psychology (American of confidentiality lawsuit is preferable to defend-
Psychological Association [APA], Commission on ing a wrongful death lawsuit. For this reason, when
Accreditation, 2007; hereinafter referred to as the trainers make a reasonable determination that an
Accreditation Guidelines), the APA Ethical Principles individual’s health or safety is in serious danger, the
of Psychologists and Code of Conduct (APA, 2010; time has passed to debate the intricacies of HIPAA
hereinafter referred to as the Ethics Code), the or FERPA. Trainers should act to protect safety and
Americans with Disabilities Act of 1990 (ADA, 1990), analyze the law after. (See also questions 16 and 20.)
the Family Educational Rights and Privacy Act of 1974
(FERPA, 1974), and the Health Insurance Portability 3.╇ What are some of the central principles
and Accountability Act of 1996 (HIPAA, 1996). The of the texts that govern remedial and
jurisdiction’s statutes and regulations governing the disciplinary interventions that will help
practice of psychology are also useful and are relevant protect a program from incurring liability?
to a range of situations that may arise. Several points Although there is no rule or principle that
may be helpful to keep in mind. unequivocally protects a training program from
First, it is important to emphasize that train- incurring liability, it is helpful to begin with the
ers in psychology programs need not be attorneys. maxim that the law generally defers to educational
Behnke 359
the trainee decide to challenge the program’s action 6.╇ The legal concept of due process requires
in court. that individuals be given notice of what
The take-home message is that program faculty is expected of them and afforded a process
and supervisors should review their program hand- before being burdened or penalized when
book with their attorney or the institution’s desig- it appears those expectations have not been
nated person and should be familiar with what the met. Are the concepts of notice and process
handbook says, because the handbook will estab- found in psychology texts, such as the Ethics
lish what process is due. The handbook sets forth Code and Accreditation Guidelines?
what the program owes the trainee. When a trainee Yes. Certain fundamental principles undergird
successfully challenges what a program has done, it many of the texts that structure and govern psy-
is far more likely that the successful challenge has chology training. A fundamental principle is fair-
arisen from the program’s failure to follow its own ness, which is the heart of due process. Due process
processes than what the program has decided needs is especially important for trainees, who are gener-
to happen. For this reason, a good working rela- ally in a vulnerable position and may not able to
tionship with the program’s attorney can be very assert their rights effectively. Both the Ethics Code
helpful. and the Accreditation Guidelines emphasize notice
and process. The Accreditation Guidelines (APA,
5.╇ How do program faculty and supervisors Commission on Accreditation, 2007) state in
know what the program handbook should Domain E: Student-Faculty Relations:
say about remedial and disciplinary
proceedings? At the time of admission, the program provides the
Consulting with an attorney is the best way to students with written policies and procedures regarding
ensure that the processes in the program handbook program and institution requirements and expectations
are legally sound and defensible. Program fac- regarding students’ performance and continuance in
ulty and supervisors are certainly not expected to the program and procedures for the termination of
know what level of process is needed to pass legal students. Students receive, at least annually, written
Â�muster—that is the attorney’s job. Worthy of note, feedback on the extent to which they are meeting the
however, is that programs do not need to think in program’s requirements and performance expectations.
terms of what occurs in a court, where defendants This concept is echoed in Standard 7.02 of
are generally given much more process than what is the Ethics Code (APA, 2010), Descriptions of
required in an educational setting and where there Education and Training Programs:
are many more formal rules than are required for a
training program to follow. Psychologists responsible for education and training
The law—and accrediting bodies—will require a programs take reasonable steps to ensure that there
minimum baseline of process. This minimum base- is a current and accurate description of the program
line is like a floor insofar as a program will have to content (including participation in required course—or
offer at least that much process. It will be important program-related counseling, psychotherapy, experiential
that trainees are informed in writing of the basis for groups, consulting projects or community service),
any decision made, have an opportunity to be heard training goals and objectives, stipends and benefits
by the decision makers (either orally or in writ- and requirements that must be met for satisfactory
ing), are allowed to respond to information that is completion of the program. This information must be
part of the decision-making process, are told of the made readily available to all interested parties.
decision, and have a chance to appeal. Not a great
The importance of these concepts becomes appar-
deal more process is required by the law. Programs
ent insofar as both the Accreditation Guidelines and
should not only think in terms of this minimum
the Ethics Code have additional sections that directly
legal baseline, however, given that the program
address notice and process. The Accreditation
handbook will set forth the minimum requirements
Guidelines (APA, Commission on Accreditation,
for the particular program that may be more than
2007) state in Domain A: Eligibility:
what the law would require. That is, a program may
offer more—never less—process than what the law The program adheres to and makes available to
necessitates. The program will be bound by what all interested parties formal written policies and
its handbook contains, even if it goes above and procedures that govern: academic admissions and
beyond what the law requires. degree requirements; administrative and financial
Behnke 361
8.╇ Are there certain common mistakes that ended there, the program would have prevailed. But
training programs make in implementing the trainee appealed the decision.
disciplinary or remedial interventions that The appeals court viewed the matter very differ-
make it more likely they will be successfully ently than did the district court. The appeals court
challenged in court? There is a case from pointed out that the program’s policy disallowing
Michigan that involved a trainee who did practicum trainees from referring cases was not in
not want to affirm a homosexual lifestyle any of the program’s policies—there was no such
and who consequently did not accept written policy—and the program had, in fact,
a referral to treat a homosexual client allowed practicum students to make referrals in a
for relationship issues. This trainee was variety of instances, such as when a trainee who had
terminated from the program and then filed recently suffered a significant loss was allowed to
a lawsuit, which the school settled. How does refer a grieving client. The appeals court held that
this court case fit into this analysis? a jury could conclude the program had used the
The most common mistakes that training pro- policy as a pretext to discriminate against the practi-
grams make in implementing disciplinary or reme- cum student’s religious beliefs. As a consequence,
dial interventions is that either they do not follow the appeals court reversed the district court’s deci-
their own processes, or those processes are flawed in sion. The parties subsequently settled the matter so
some important way. Courts are far more likely to there were no further legal proceedings following
find fault with process rather than with substance. the appeals court decision. The trainee received a
It is therefore worthwhile for a program to consult sum of money from the university without the case
with an attorney or some knowledgeable and appro- ever having reached a jury.
priate person at the institution in drafting its pro- The Michigan case illustrates the importance of
cess and in applying its process in a particular case. process from the legal perspective. Neither the dis-
The Michigan case involved a practicum trainee trict nor the appeals court took issue with the pro-
in a graduate counseling program. The trainee gram having a policy against discrimination on the
was referred a client suffering from depression. In basis of sexual orientation. Neither court had an
reviewing the file prior to seeing the client, the issue with a policy against practicum students mak-
trainee learned that the client was homosexual. ing referrals. The problem was rather with a policy
The trainee, who described her religious beliefs as disallowing practicum students from making refer-
“orthodox Christian,” told her supervisor that she rals that were (a) not written down in any of the
would address any issue in treatment with the cli- program’s policies and procedures and (b) fraught
ent other than his homosexual relationship, should with exceptions and not applied in a consistent
relationship issues arise during the therapy. The cli- manner. The combination of these two factors lead
ent was referred to another therapist. The program the appeals court to conclude that a reasonable jury
then terminated the trainee from the program based could find that the program had used the unwritten,
on her refusal to affirm the client’s homosexual rela- exception-ridden policy as a pretext for discriminat-
tionship were the relationship to become an issue ing against the trainee based on her religious beliefs.
the therapy. The program based its decision, in part, The problem was not with the substance of a policy
on a program policy that prohibited referrals during prohibiting discrimination on the basis of sexual ori-
the practicum stage of training and the discipline’s entation or a policy disallowing practicum students
ethics code which prohibited discrimination on the from making referrals. The problem was with how
basis of sexual orientation. these policies were applied in the specific instance.
Two federal courts heard this case: a district court
(Ward v. Wilbanks, 2010) and an appeals court 9.╇ In a termination process, what is the
(Ward v. Polite, 2012). The district court found relationship between an internship site’s
that that the policy in question—disallowing refer- policies and procedures and the policies and
rals during the practicum stage of training—was procedures of the overall institution in which
applied in a neutral fashion that served a legitimate the internship is situated? Sometimes the
purpose in upholding the American Counseling institution’s human resources department
Association’s Code of Ethics (American Counseling says that its policies and procedures must be
Association, 2005) and did not discriminate on the followed before the trainee is terminated.
basis of religion. Based on this reasoning, the district A trainee is entitled to due process before being
court upheld the program’s position. Had the case terminated from an academic program or a clinical
Behnke 363
plan, and establishing a reasonable amount of time become frustrated by a perception that the pro-
in which the remediation may occur. A court will cess of remediation may be endless. The reality is
likely view these components of a remediation much different. Terminating an individual from
plan as well within the training program’s purview. an academic program or an internship is a rare
A training program’s position may be strengthened if occurrence. An artifact of rare occurrences is that
the remediation plan has been a collaborative effort people are not well practiced at them. For this rea-
between the program and the trainee. Collaboration son, when it begins to become clear that an intern
will help demonstrate that the training program has is experiencing serious difficulty, it is to a program’s
acted in good faith with the trainee’s interests in advantage to consult with others—an attorney or
mind and that the final plan is viewed as reasonable someone from the institution’s human resources
by the parties involved. department—who does have the relevant practice
A court is not likely to defer to the program in in addressing difficult situations. The stakes are high
one of several circumstances. First and foremost, a for all involved in a termination process.
court will examine whether the training program A program’s policies and procedures will set forth
adhered to its own policies and procedures in imple- what process is due in a remedial intervention, pro-
menting the plan. In short, was the trainee given the vided the policies and procedures meet the mini-
notice and process set forth in the training program’s mum legal baseline for what is required and any
policies and procedures? If not, a court may inter- accreditation requirements. The program will follow
vene to give the trainee some remedy. In addition, a its policies and procedures in fashioning a remedial
court may scrutinize a trainee’s claim that the plan plan, ideally in collaboration with the trainee. The
was unreasonable. Such a claim might be that the plan will give behavioral indicators for progress in
trainee could not reasonably be expected to com- the plan and a method of assessment to determine
plete the plan in the time the training program had whether the plan has been successfully completed,
allotted or that the plan’s requirements were unduly as the remediation template provides (http://www.
burdensome. If a remediation plan is unreasonable, apa.org/ed/graduate/competency.aspx).
it could suggest to a court that the training program If a trainee does not successfully complete a reme-
was not acting in good faith and that the plan was diation plan, the program is then in the position of
a pretext for some other purpose such as to termi- determining whether further attempts at remediation
nate the trainee from the program or to punish or are appropriate or whether the trainee should be ter-
penalize the trainee for some reason. A third claim minated from the program. The program will again
that will get a court’s attention is that the training look to its policies and procedures as it makes this
program administers remediation plans in a manner determination. The program is not required to go
that discriminates on an impermissible basis such as through an endless series of failed remediation plans,
gender or race. An example of such a claim would as the question implies. Provided that the program
be that the training programs treats one gender makes its determination in a reasonable, nondis-
more harshly than the other when it writes its reme- criminatory manner in accordance with its policies
diation plans. These three examples—the program and procedures, the program has discretion in what
has not followed its own policies and procedures, it decides, including a decision to terminate a trainee.
has imposed unreasonable and hence unrealistic The relevant question is thus not how many remedia-
remediation requirements, or has discriminated on tion plans a program must offer but rather whether
an impermissible basis—are circumstances in which the program has made a reasonable, nondiscrimina-
a court may not defer to a program’s plan without tory determination in a manner consistent with its
carefully reviewing the plan. policies and procedures. Again, having established
clear policies and procedures early can be very helpful.
12.╇ How much remediation is a trainee It is helpful for programs to be mindful that each
entitled to before a program may terminate remediation plan becomes part of the program’s his-
a trainee? Is failure to complete the first tory. If a trainee challenges a remediation plan as
remediation plan a sufficient reason to discriminatory, a court may wish to compare how
terminate a trainee from the program, the specific plan compares to other remediation
or must a trainee be given a second.â•›.â•›.â•›or plans. Differences among remediation plans are
third.â•›.â•›.â•›or even fourth chance? acceptable, provided they are based on the unique
This question is as important for its tone as circumstances of individual cases and sound edu-
for its substance. It is understandable that trainers cational reasons. When it appears to a court that
Behnke 365
the trainee feeling as though he or she has not been 4.05 Disclosures
treated respectfully. In addition, inappropriate dis- (a) Psychologists may disclose confidential
closure of health or other program-related informa- information with the appropriate consent of the
tion may violate privacy laws. organizational client, the individual client/patient or
Second, from a policy perspective, there are another legally authorized person on behalf of the
compelling reasons for faculty and supervisors to client/patient unless prohibited by law.
speak with one voice during the course of a reme- (b) Psychologists disclose confidential
dial or disciplinary proceeding. During the pro- information without the consent of the individual
ceeding, there will be identified individuals who only as mandated by law, or where permitted
will interact with the trainee. These trainers will by law for a valid purpose such as to (1) provide
be best informed about the relevant issues and the needed professional services; (2) obtain appropriate
process. When other trainers who may not have all professional consultations; (3) protect the client/
the relevant facts begin to engage the trainee about patient, psychologist, or others from harm; or
the matter, the risk of the trainee being provided (4) obtain payment for services from a client/
incomplete or inaccurate information rises, and in patient, in which instance disclosure is limited
worst-case scenarios, faculty members and supervi- to the minimum that is necessary to achieve the
sors can be at cross purposes. purpose. (See also Standard 6.04e, Fees and Financial
Receiving misinformation and inconsistent Arrangements.)
communications from faculty or supervisors can be
The first principle derives from 4(a): “Confidential
harmful to the trainee. Inconsistent or inaccurate
information may be disclosed with the consent
information provided to the trainee can also increase
of the client.” This principle is the most straight-
the program’s exposure in a subsequent lawsuit. It is
forward, the simplest, and hence the most often
in both the trainee’s and the program’s best interest
overlooked feature of disclosure. Under the Ethics
to have clear, consistent, accurate information com-
Code, HIPAA, and FERPA, trainees and clients
municated. It is perfectly appropriate and may be
may consent to the disclosure of confidential infor-
helpful for a faculty member or supervisor to lend a
mation. It is striking the number of times program
sympathetic ear to a trainee in the midst of a reme-
faculty, supervisors, and administrators will have
dial or disciplinary matter, but the role most helpful
heated debates about whether they may disclose
to the trainee will be as a listener rather than as a
some information without ever having contem-
quasi-participant in the proceedings.
plated asking the trainee for his or her consent to
do so. It is helpful for programs to be mindful that
Privacy, Confidentiality, and Disclosures a trainee’s consent is built into the process of psy-
15.╇ There are a host of documents that chology training. For example, the Association of
govern privacy and confidentiality. Psychology Postdoctoral and Internship Centers’
Among these are the Ethics Code, HIPAA, (APPIC) application for internship includes the fol-
FERPA, program policies, and licensing lowing language:
board regulations. Are program faculty
and supervisors expected to be familiar I hereby agree that personally identifiable
with the requirements and exceptions to information about me, including but not limited
confidentiality in all of these documents? Are to my academic and professional qualifications
there principles that govern the disclosure of performance, and character, in whatever form
confidential information? maintained, may be provided by my academic
A person could easily spend an entire career ana- program to any internship training site to which
lyzing how these texts interact with one another and I have applied and/or will match. I further agree
are applied in practice. No psychologist will ever be that, following any internship match, similar
expected to reach that level of mastery. Three prin- information may be provided by the internship
ciples, coupled with legal consultation, will provide site to my graduate program and by my graduate
helpful background for many decisions program program to the internship site. I understand that
faculty will need to make regarding disclosures of such exchange of information shall be limited to
confidential information. my graduate program, any internship site, and/or
First, Standard 4.05, Disclosures (APA, 2010), representatives of APPIC, and such information may
provides a framework for disclosing confidential not be provided to other parties without my consent.
information: This authorization, which may be revoked at any
Behnke 367
(3) A healthcare provider who transmits any health a disciplinary or remedial process. First, because
information in electronic form in connection with virtually all institutions of higher education receive
a transaction covered by this subchapter (http:// some funding from the U.S. government, a pro-
www.hhs.gov/ocr/privacy/hipaa/administrative/pri- gram should assume that FERPA applies until it is
vacyrule/adminsimpregtext.pdf ) (HIPPA, 1996). demonstrated otherwise. Second, FERPA governs
Most academic institutions will, therefore, not be records in a written format. Behavioral observations
covered entities. The situation is somewhat more about a student do not constitute records under
complex because HIPAA provides for a “hybrid FERPA. The point is that FERPA does not govern
entity” (HIPPA, 1996, Section 160.103), which are all communications; FERPA governs policies and
entities that provide both education/training and practices related to the disclosure of written materi-
health care. Examples of hybrid entities could be als in a student’s record or material taken from that
academic medical centers, counseling centers, and record. Every communication about a student is
student health centers (Springer, 2009). These enti- not a FERPA communication. Third, returning to
ties are potentially bound by HIPAA rules. a familiar theme, FERPA records may be released
HIPAA is of limited relevance to remedial and with the student’s consent. Fourth, FERPA provides
disciplinary proceedings in graduate psychology a number of exceptions that allow for the disclosure
training because most of the records at issue in such of records even in the absence of student consent.
proceedings will be records from the student’s edu- According to FERPA, educational records may be
cational activities and so will be covered by FERPA released without the student’s consent to school
rather than HIPAA. HIPAA is nonetheless impor- officials with legitimate educational interest, to
tant. Whenever a treatment record becomes part of specified officials for audit or evaluation purposes,
a proceeding, faculty in charge of the proceeding to comply with a judicial order or lawfully issued
should know who generated the record, who was subpoena, and to appropriate officials in cases
the recipient of the services, how the record was of health and safety emergencies (http://www2.
transmitted, and who is responsible for ensuring ed.gov/policy/gen/guid/fpco/ferpa/index.html; this
that the record is maintained properly. Knowing list of exceptions is not exhaustive).
whether the record is covered by HIPAA or FERPA The exception for “school officials with legiti-
will be relevant to answering these questions. mate educational interest” gives substantial latitude
FERPA protects the privacy of educational in disclosing without the student’s consent insofar as
records by governing their disclosure and dis- “legitimate educational interest” can be read broadly.
semination. According to the U.S. Department of Also, the emergency exception includes both “health
Education, “The Family Educational Rights and and safety” and so extends beyond threats to physi-
Privacy Act (FERPA) (20 U.S.C..,§ 1232g; 34 CFR cal harm. Information may also be disclosed if an
Part 99) is a federal law that protects the privacy illness seriously threatens a student’s health. Even
of student education records. The law applies to all with these exceptions, it is still worthwhile to seek
schools that receive funds under an applicable pro- a student’s consent for disclosure whenever feasible,
gram of the U.S. Department of Education” (http:// and when disclosing, it is vital to follow the process
www2.ed.gov/policy/gen/guid/fpco/ferpa/index. set forth in Question 12 by disclosing the minimum
html). Thus, “An educational agency or institution information necessary for the purpose at hand. (The
subject to FERPA may not have a policy or practice U.S. Department of Health and Human Services
of disclosing the education records of students, or has a frequently–asked-questions website that
personally identifiable information from education addresses the application and interaction of HIPAA
records, without a parent or eligible student’s written and FERPA in educational settings [http://www.
consent” (U.S. Department of Health and Human hhs.gov/ocr/privacy/hipaa/faq/ferpa_and_hipaa/].)
Services & U.S. Department of Education, 2008).
As the U.S. Department of Health and Human 17.╇ I am head of the clinical area in a
Services does for HIPAA, the U.S. Department of university-based department of psychology.
Education provides extensive information about the Our program is small with a collegial
application of FERPA in higher education settings atmosphere and we get to know our trainees
on its website (http://www2.ed.gov/policy/high- well. By virtue of the quality of the trainees
ered/guid/edpicks.jhtml?src=ln). and our program’s reputation, our trainees
Several things about FERPA may be helpful have generally done extremely well in the
for programs determining how the law applies in internship match. There are times when
Behnke 369
performance with other trainers who are respon- At the other end of the spectrum are situations
sible for the supervisee’s training in venues where that can cause upheaval in a program. Faculty and
it is appropriate to do so. Although certain aspects supervisors may be faced with rumors and innuendo
of the supervisee’s performance may relate to spe- about what has happened or is likely to happen to
cific patients, a discussion can take place that con- the trainee in question. Trainees—and even faculty
veys the quality of the supervisee’s work and does and supervisors—may split into factions. Faculty
not provide any information that identifies the and supervisors who are believed to have a role in
client. If the information at issue could be educa- the intervention may be subject to unwarranted and
tional records under FERPA, FERPA’s exception is uninformed criticism. Sexual involvements between
relevant: Information may be disclosed without a trainers and students may especially lend themselves
trainee’s consent to school officials with a legitimate to these dynamics.
educational interest. To the extent that the super- Faculty and supervisors responsible for the inter-
visory relationship is confidential—or treated as vention—which in sexual involvements may entail
confidential by virtue of professional, educational termination of the trainer, not the trainee—must
reasons rather than law, ethics or institutional pol- negotiate between the strictures of confidentiality
icy—there are multiple avenues available to discuss and the group dynamics. The processes surround-
the supervisee’s performance with other individuals ing the intervention will likely be confidential. The
in the educational and training program who need challenge is that a lot of information may be cir-
to have the information in order to fulfill their pro- culating that is not accurate. If this information is
gram responsibilities. about the specifics of the case, faculty and super-
visors may simply not be able to provide accurate,
19.╇ At times, training programs must deal correcting information. If, on the other hand, the
with remedial or disciplinary situations information relates to how cases are handled gen-
that cause significant distress among the erally or is about the rules or policies that govern
trainees. The challenge is that the other a particular matter, faculty and supervisors may be
trainees know something has occurred but able to disseminate correct information.
often do not have all the facts, and rumors Faculty and supervisors thus need to consider
become rampant. What may be shared how to interact with trainees from legal, ethical,
about a disciplinary or remedial process and training perspectives. Information that relates
for the purpose of providing information to to what happened in a specific matter that is the
trainees in the program? May a program tell subject of a hearing will very likely be confidential
the trainees that the program is responding and cannot be shared. There may be other informa-
to concerns without giving details? (These tion, however, that is entirely appropriate to share
questions generate significant disagreement and may be helpful in addressing concerns and anx-
in training programs, with risk management ieties. Examples include the following: “Everyone
and group dynamic considerations often involved in a disciplinary matter has an opportu-
viewed as incompatible.) nity to present his or her side of the situation.” “If
A remedial or disciplinary intervention inevita- anyone is not satisfied with the outcome of a pro-
bly affects the program to some degree. At times, ceeding, there is another chance to be heard.” “The
the effects can be relatively benign. A trainee is program handbook gives a lot of information about
struggling in some area and the faculty or supervi- what happens when something in the program
sors are well aware of the difficulty and work with needs to be addressed. Everyone involved—includ-
the trainee to design a remedial program that will ing faculty, supervisors, and the program adminis-
help the trainee move forward. Such an interven- tration—is bound to follow the handbook.”
tion can be experienced as providing helpful extra Faculty and supervisors will have to determine
attention and may cause few if any negative ripples what venue is most appropriate to provide infor-
throughout the trainee’s cohort. Often the trainee’s mation to concerned members of the program.
peers are well aware of the situation and may tac- There may be a special need to provide correcting
itly or otherwise support the faculty or supervisors information when rumors are circulating. In such
in providing additional help. In a case of this type, an instance, faculty and supervisors may decide to
there may not be anyone who asks for—or is par- use the usual manner of disseminating information
ticularly interested in obtaining—additional infor- throughout the program, or they may deem it appro-
mation about what is going on. priate to have a special meeting in which members
Behnke 371
(4) obtain payment for services from a client/ accommodation may never result in termination.
patient, in which instance disclosure is limited to the The important point is that a program cannot require
minimum that is necessary to achieve the purpose. a trainee to accept an accommodation under the
ADA. Finally, because raising the issue of a disabil-
The Tarasoff case, HIPAA, FERPA, and the APA
ity implicates legal requirements, it may be advisable
Ethics Code all lead to the same conclusion: If, rely-
and helpful to consult with the institution’s attorney
ing on their professional judgment, trainers deter-
or human resources department before initiating the
mine that it is necessary to disclose confidential
discussion. The reason is that once a trainee claims a
information for the purpose of protecting an indi-
disability and requests an accommodation, the pro-
vidual’s safety, it is prudent and consistent with the
gram may then be under a legal obligation to offer
law and professional ethics to do so. From the per-
the trainee accommodations. (See question 22.)
spective of risk management, most attorneys would
prefer to defend a client in a breach of confidential-
ity than in a wrongful death lawsuit.
22.╇ How far must a training program
extend itself in accommodating a trainee’s
disability? Although psychology is a helping
Americans with Disabilities Act profession, there is also a limit to resources.
21.╇ If a faculty member or supervisor suspects Is accommodating a trainee’s disability
that a trainee is struggling with a disability under the ADA considered a remedial plan?
that is interfering with the trainee’s progress Under the ADA, a trainee is responsible for
through the program, does the ADA affect informing the program that he or she has a dis-
whether the faculty member or supervisor may ability and needs an accommodation. Once the
bring that issue up with the trainee? trainee has done so—and only when the trainee has
The ADA is intended to provide equal oppor- done so—the program is under a legal obligation to
tunity to individuals with disabilities in all areas of consider what the ADA terms “reasonable accom-
society. Under the ADA, equal opportunity entails modations.” The question then becomes what
equal access. The ADA is different from other civil accommodations are considered reasonable under
rights laws insofar as the ADA recognizes that to the law. By using the concept of reasonable accom-
provide equal opportunity and equal access, it may modation, the ADA seeks to strike a balance: The
be necessary to treat people with disabilities differ- goal of the law is to provide persons with disabili-
ently. Who gets treated differently and what the dif- ties equal access to opportunities in a manner that
ferential treatment involves are questions that the does not unduly disrupt the ability of institutions
ADA addresses. The ADA applies to trainees both to engage in their usual activities. It is important
when they are considered employees of an institu- to distinguish a reasonable accommodation under
tion and when they are not. the ADA from a remedial plan. The purpose of the
Nothing in the ADA prohibits or even discour- ADA is to ensure equal opportunity through equal
ages a faculty member or supervisor from asking a access. The purpose of a remedial plan is to address a
trainee whether accommodation or special assistance problem in a trainee’s progress toward competence.
is needed. To the contrary, such a discussion can be The law offers two ways of thinking about the
viewed as entirely consistent with the ADA and it question of what accommodations are reasonable.
is certainly consistent with good training. There are The law first approaches this question by saying
some considerations that may be helpful to have in that the accommodation should not cause the pro-
mind before initiating such a discussion, however. gram “undue hardship.” Financial resources may
First, the goal of raising the question about whether be considered in determining whether an accom-
accommodation or special assistance is necessary is modation would impose an undue hardship on a
to invite a conversation, not to diagnose or prescribe program. Under the ADA, there is no set amount
a plan of action. Asking, rather than telling, should for when a hardship becomes undue; this deter-
be the conversation’s tone. Second, it is appropriate mination is specific to the setting. As an example,
to ask whether a trainee needs special help, but it what would be an undue hardship for a psycholo-
is the trainee’s decision whether to accept the help. gist in solo practice might not be an undue hard-
In this way, an accommodation under the ADA dif- ship for an educational institution. The context is
fers from a remediation plan; failure to engage in a a determining factor in what constitutes an undue
remediation plan may result in a trainee being ter- hardship. Programs should also keep in mind that
minated from a program. Failure to accept an ADA an accommodation, regardless of how reasonable
Behnke 373
of a psychologist’s professional life. According to that, in and of themselves, raise serious questions
the Preamble of the Ethics Code (APA, 2010), pro- about a trainee’s judgment or current capacity to
fessional behavior is distinct from “purely private” care for clients. Behavior constituting a felony,
behavior: for example, would fall into this category. The
Rules and Procedures that govern the APA Ethics
This Ethics Code applies only to psychologists’
Committee (APA, Ethics Committee, 2002) permit
activities that are part of their scientific, educational,
the Committee to take action when a psychologist
or professional roles as psychologists. Areas
has committed a felony. Behavior of this type is well
covered include but are not limited to the clinical,
within a program’s discretion to address. Second, it
counseling, and school practice of psychology;
is important to be mindful about the risks of mak-
research; teaching; supervision of trainees; public
ing moral judgments. Not altogether that many
service; policy development; social intervention;
years ago, homosexual behavior was considered
development of assessment instruments; conducting
illicit and an indication of psychological imbalance.
assessments; educational counseling; organizational
It is far easier to mask moral judgments in the guise
consulting; forensic activities; program design and
of professional and ethical judgments than many in
evaluation; and administration.â•›.â•›.â•›These activities
the field of psychology would like to admit. Finally,
shall be distinguished from the purely private
there is a large grey area in which faculty will have
conduct of psychologists, which is not within the
various opinions about how to react. Driving while
purview of the Ethics Code.
under the influence of alcohol and a shoplifting
Alongside this professional/purely private dis- charge for a minor item are examples on which there
tinction, however, the Ethics Code also has the may be no consensus. In these instances, engaging
concept that there may be a connection between the trainee in a discussion may be the most produc-
what goes on in a psychologist’s private and tive course of action. If a trainee becomes recalci-
professional lives. trant and refuses the program’s offer to meet and
Standard 2.06 in the Ethics Code (APA, 2010) understand what may have happened, there may be
explicitly draws a link between a psychologist’s per- other issues that the program needs to address with
sonal and professional lives: the particular trainee.
2.06 Personal Problems and Conflicts
(a) Psychologists refrain from initiating an 25.╇ Does a trainer who has been asked to
activity when they know or should know that give a recommendation need to worry that
there is a substantial likelihood that their personal a trainee might sue if the faculty member/
problems will prevent them from performing their supervisor says something negative about the
work-related activities in a competent manner. trainee in a letter? What may the trainer
(b) When psychologists become aware of say if the trainee has required a remedial
personal problems that may interfere with their intervention during the program?
performing work-related duties adequately, they take The key to this question is that the faculty mem-
appropriate measures, such as obtaining professional ber or supervisor has been asked to give a recom-
consultation or assistance and determine whether mendation. The trainee has thus given consent to
they should limit, suspend or terminate their work- disclose information to some other individual or
related duties. (See also Standard 10.10, Terminating program. In this case, a reasonable letter written in
Therapy.) good faith, even though it may contain information
that does not reflect well on the trainee, is highly
Standard 2.06 says that psychologists have an unlikely to result in a successful legal action. There
ethical responsibility to consider the relationship are faculty and supervisors who nonetheless request
between their personal life and their professional signed consent forms as part of the recommenda-
life. As the point of entry into the field, psychol- tion process.
ogy training programs are in the position of assist- There are other ways to minimize exposure. One
ing trainees to draw this connection as part of the way is to respond to the trainee in writing (perhaps
trainees’ professional development. by e-mail) and indicate what the faculty member or
In determining when it is appropriate to address supervisor would need to address:
behavior that occurs outside the professional set-
ting, trainers may find it helpful to keep three prin- Dear trainee, I am happy to write a strong letter on
ciples in mind. First, there are certain behaviors your behalf. I will need to mention the difficulty you
Behnke 375
American Psychological Association. (2010). Ethical principles of Health Insurance Portability and Accountability Act of 1996,
psychologists and code of conduct (2002, Amended June 1, 2010). Pub. L. No. 104-191 Stat. 1936 (1996).
Retrieved from http://www.apa.org/ethics/code/index.aspx Springer, A. (2009, May). HIPAA and FERPA: Privacy alpha-
American Psychological Association, Commission on bet soup. Paper presented at the American Psychological
Accreditation. (2007). Guidelines and principles for accredi- Association Commission on Accreditation, Accreditation
tation of programs in professional psychology. Retrieved from Assembly, San Diego, California.
http://www.apa.org/ed/accreditation/about/policies/ Springer, A., Baker, J. & Elman, N. (2009, May). The Impact of
guiding-principles.pdf FERPA/HIPAA regulations on addressing trainees with problems
American Psychological Association, Ethics Committee. (2002). of professional competence. Paper presented at the American
Rules and procedures. American Psychologist, 57, 626–645. Psychological Association, Committee on Accreditation,
Americans With Disabilities Act of 1990, 42 U.S.C.A. § 12101 Accreditation Assembly, San Diego, CA.
et seq. (West 1993). Tarasoff v. Regents of the University of California et al., 551 P. 2d
Association of Psychology Postdoctoral and Internship Centers. 334 (Cal. S. Ct. 1976).
(n.d.) APPIC application. Retrieved from http://www.appic. U.S. Department of Health and Human Services & U.S.
org/Portals/0/downloads/AAPI_Sample_PDF.pdf Department of Education. (2008). Joint guidance on the
Behnke, S. H. (2012). Constitutional claims in the context of application of the Family Educational Rights and Privacy
mental health training: Religion, sexual orientation, and Act (FERPA) and the Health Insurance Portability and
tensions between the first amendment and professional Accountability Act of 1996 (HIPAA) to student health records.
ethics. Training and Education in Professional Psychology, 6, Retrieved from http://www.hhs.gov/ocr/privacy/hipaa/
189-195. understanding/coveredentities/hipaaferpajointguide.pdf
Family Education Rights and Privacy Act of 1974, 20 U.S.C. § Ward v. Polite. (2012). 667 F. 3d 727.
1232g, 34 C.F.R. pt. 99. Ward v. Wilbanks. (2010). No. 09-CV-112 37, 2010 U.S. Dist.
WL 3026428 (E. D. Michigan, July 26, 2010).
Abstract
This chapter focuses on the myriad ways in which training may go awry. It first focuses upon trainees
with problems of professional competence (TPPC), with consideration given to problems in core
competency domains, psychosocial stress, psychological difficulties, and interpersonal challenges. It then
addresses problems related to trainers (faculty members or supervisors), with a focus on challenges
in training/supervisory technique; psychological and medical difficulties; and interpersonal, cultural, and
ethical challenges. Subsequent sections address three additional categories: trainee-trainer matches, peers
with problems of professional competence, and contextual factors. Following this, the paper provides
recommendations with regard to strategies for reducing the likelihood that training will go awry related
to each of the aforementioned categories and for addressing difficulties in each category when they
do arise.
Key Words:╇ problems of professional competence, trainee-trainer matches, peers
Fortunately, most trainees (graduate/practicum For example, there are disturbing data that reveal
students, predoctoral interns, residents) make that many trainers offer inadequate supervision
appropriate developmental progress and reach com- that is harmful to their trainees and to the train-
petency benchmarks in a timely fashion (Forrest, ees’ patients (Ellis, 2010; Gray, Ladany, Walker, &
Elman, Gizara, & Vacha-Haase, 1999; Gaubutz & Ancis, 2001). In addition, it has been asserted that
Vera, 2006; Oliver, Bernstein, Anderson, Blashfield, one-third of supervisees view their supervision to
& Roberts, 2004; Shen-Miller et al., 2011). The be problematic in some fashion (West, 2003). This
bulk of trainers (faculty members, supervisors) article addresses the myriad ways in which trainees,
are competent to teach and supervise and there trainers, trainee-trainer matches, peers, and training
is growing agreement on supervision competen- contexts may contribute to difficulties in the train-
cies (Falender et al., 2004; Rings, Genuchi, Hall, ing and learning process. We offer recommenda-
Angelo, & Cornish, 2009). The large majority of tions for effectively addressing and managing these
trainee-trainer relationships are productive and various potential contributors to a maladaptive
positive. Most academic and clinical environments training process.
are generally conducive to effective education,
training, and learning. However, when there are dif- Trainees with Problems of Professional
ficulties with trainees, trainers, trainee-trainer rela- Competence (TPPC)
tionships, peers in the training environment, and/ Survey data reveal that 4–10% of students each
or the training context itself, training can go awry. year exhibit competence problems (Forrest et al.,
377
1999; Huprich & Rudd, 2004). Historically, the is inadequate performance in the functional (i.e.,
term impaired trainee has been used to portray train- what psychologists do) competency domains (i.e.,
ees who fail to meet minimal standards for advance- (Vacha-Haase, Davenport, & Kerewsky, 2004).
ment. However, the term impairment has been This is interesting, given that the majority of trainer
deemed problematic and potentially legally risky distress relates to trainee competence problems in
due to its overlap with definitions of disability and the foundational domains (i.e., knowledge, skills,
impairment under the Americans with Disabilities and attitudes that are core to all of the functions of
Act (Elman & Forrest, 2007; Falendar, Collins, & psychology).
Shafranske, 2009). Thus, in recent years, there has
been a growing consensus that the most appropriate Psychosocial Stress
terminology for students who fail to meet expected Another group of TPPCs are those struggling
benchmarks within each competency domain is with the psychosocial stress associated with training
trainees with problems of professional competence or various phase-of-life changes or conflicts. Sources
(TPPC) (Elman & Forrest, 2007; Kaslow et al., of distress may include trainee age/life phase chal-
2007). That is, these individuals do not demonstrate lenges (e.g., envisioning and solidifying a first adult
the knowledge, skills, attitudes/values, and the inte- life structure, including a career dream), perceived
gration of the aforementioned three concepts that discrimination, problems with work/school-life
would be linked with developmentally appropriate balance, having a second career, geographic relo-
performance. There are a multitude of ways prob- cation, managing personal and/or familial real-life
lems of professional competence may be manifested transitions and challenges, changes in one’s sup-
in trainees and cause training to go awry. port system, financial stress, academic responsibili-
ties, cognitive challenges (Arnett, 2000; Levinson,
Problems in Core Competency Domains Darrow, Klein, Levinson, & McKee, 1978; Sheehy,
TPPCs may demonstrate problems with profes- 2006). Handling such psychosocial stress may be
sional competence in various competency domains particularly challenging for neophyte trainees, who
(Fouad et al., 2009; Kaslow, 2004; Kaslow et al., are wrestling with concerns and anxieties about
2004; Rodolfa et al., 2005). The generally agreed adequacy and competency as they work to assimi-
upon benchmark clusters include professionalism, late a professional identity. In response to psycho-
relational, science, application, education, and social stress, trainees often experience emotional
systems. The following are the core competencies disturbances, insomnia, isolation, role ambiguity,
within each benchmark cluster. a sense of professional vulnerability and feelings
commonly associated with the impostor syndrome
• Professionalism—individual and cultural
(Bruss & Kopala, 1993; Clance, 1986; Johnson,
diversity; ethical, legal standards and policy;
2007a; Mallinckrodt, Leong, & Kralj, 1989). The
reflective practice/self-assessment/self-care.
acuity/chronicity, severity, and nature of these issues
• Relational—relationships (capacity to relate
combined with the trainee’s own stage of personal
effectively and meaningfully with individuals,
and professional development, strengths, and level
groups, and/or communities).
of social support will inform the extent to which the
• Science—scientific knowledge and methods,
trainee actually manifests difficulties in competence.
research/evaluation.
Often, trainees encountering high levels of psy-
• Application—evidence-based practice,
chosocial stress have difficulties availing themselves
assessment, intervention, consultation.
of wellness activities, such as social support, regular
• Education—teaching, supervision.
exercise, hobbies, spirituality, and personal psycho-
• Systems—interdisciplinary systems/
therapy (El-Ghoroury, Galper, Sawaqdeh, & Bufka,
management/administration, advocacy.
2012). Commonly reported barriers to doing so
Competency problems are evident when a include insufficient time and money (El-Ghoroury
trainee fails to demonstrate the essential compo- et al., 2012).
nents of one or more core competencies as indicated
by a series of behavioral anchors (i.e., competency Psychological Difficulties
benchmarks) for each competency as expected at An additional group of TPPCs exhibit psycho-
their level of professional development (Fouad logical difficulties that may interfere with train-
et al., 2009). Indeed, the most frequently cited rea- ing in a variety of ways. Psychological problems
son for students to be terminated from a program may include limited self-awareness, as well as poor
23 A Contextual Perspective on
Professional Training
Abstract
A Contextual Perspective on Professional Training is a broad introductory chapter on culture and diversity
bearing on education and training in psychology. The chapter begins by defining culture and context
within psychology; reviews the history of multicultural education and training in psychology; introduces
two continua on which to describe target and oppression statuses; briefly describes privilege and
oppression; and discusses intersections of identity that should be considered by psychology trainees
using an example of a supervisor, trainee, and client. The chapter concludes with suggested future
directions, including a continued focus on understanding complex identities (especially among and
between supervisors, supervisees, and clients), expanding the Individual and Cultural Diversity
competency training sequence and integrating it with the other benchmark competencies, recommending
research into evidence-based practice related to individual and cultural diversity, and highlighting the
importance of including social justice and advocacy efforts in education and training.
Key Words:╇ culture, context, diversity, multicultural, psychology, education, training, privilege, oppression
397
frameworks (see, e.g., Cross, Parham, & Helms, psychology developed a “values statement” related
1991; Helms, 1990; McIntosh, 2007; Sue, D. & to “operationalizing, instilling, and assessing” diver-
Sue, D. M., 2007; Sue, D. W., & Sue D., 1990) sity into academic training (Winterowd, Adams,
laid the foundation for today’s increasingly nuanced Miville, & Mintz, 2009).
and inclusive understandings of identity formation. Recent surveys of students indicate their percep-
Modern trends in diversity education are rooted tions that, although diversity education is included
in rendering explicit this tacit understanding of in their academic programs, an increase in scope
identity—selfhood, or the distinct constellation and emphasis may be needed. Clinical psychology
of characteristics that define you as uniquely you students described their training as focusing primar-
and, critically, not someone else (see Identity, 2013). ily on ethnicity, race, and culture (Green, Callands,
Identity is neither unidimensional nor static. Like Radcliffe, Luebbe, & Klonoff, 2009). A similar
sheets of transparency film stacked, one on top of national survey of counseling students revealed that
another, to form a complex image, identity is mul- these students desired increased training in social
tilayered, additive, and interactive. Multiple roles or justice (Beer, Spanierman, Green, & Todd, 2012).
statuses converge to form intersectional identities Clearly, although progress has been made, much
(see, e.g., Seaton, Caldwell, Sellers, Jackson, 2010), remains to be done to broaden psychology students’
and are themselves the products of both internal and awareness of the importance of identity and context.
interpersonal dynamics that evolve over time.
Underlying the training protocols described in Competencies
this chapter, then, is the fundamental recognition As education and training in professional psy-
that difference matters. The specifics of difference, chology has taken on the “culture of competence”
the variable impacts with which these dynamics play (Roberts, Borden, Christiansen, & Lopez, 2005;
out, and the clinical implications of this lived expe- also see Fouad and Grus, �chapter 3, this volume),
rience constitute the bulk of the work done to date these concepts have been refined with increasing
in the arena of multicultural awareness and form sophistication. The National Council of Schools
the basic outline for the discussion that follows. and Programs of Professional Psychology (NCSPP),
Although it is impossible to adequately cover one of the leaders in the professional psychology
the area of culture and context within professional competency movement, added diversity as a seventh
psychology education and training in one chapter, competency area in 2002 (see Kenkel & Peterson,
we have focused on three major areas of impor- 2010). Individual and Cultural Diversity was one
tance: the history of multicultural education and of the competency areas in the 2002 Competencies
training in psychology, privilege and oppression, Conference (Daniel, Roysircar, Abeles, & Boyd,
and intersections of identity. 2004). The Competency Benchmarks (Fouad et al.,
2009) further refined ICD into four essential com-
History of Multicultural Education and ponents: self as shaped by ICD, others as shaped
Training in Psychology by ICD, interaction of self and others as shaped by
Culture and context in psychology, sometimes ICD, and applications based on individual and cul-
expressed as Individual and Cultural Diversity tural context. Behavioral anchors for these essential
(ICD) is considered a foundational competency components were described along a developmental
(Fouad et al., 2009), necessary for effective and continuum from readiness for practicum to readi-
ethical psychological practice. Indeed, diversity is ness for internship to readiness for entry to prac-
included in the American Psychological Association tice. Ideas for assessing the ICD competence were
(APA) Ethical Principles of Psychologists and Code of provided by Kaslow et al. (2009) and included such
Conduct (2010), both in terms of a general principle methods as 360° evaluations (i.e., an attempt to col-
(respect for people’s rights and dignity) and stan- lect a “full circle” of input from multiple raters in
dards (unfair discrimination). The Guidelines and different types of professional relationships with the
Principles for Accreditation of Programs in Professional person being evaluated, such as supervisors, peers,
Psychology (APA, 2009) incorporate cultural diver- and supervisees) to be used to assess readiness for
sity and individual differences (Domain D) as a internship, entry level to practice, and advanced
necessary accreditation domain across all develop- credentialing.
mental aspects of doctoral psychology education and The current revision of the Benchmarks con-
training, including academic programs, internships, tinues to define ICD as “awareness, sensitivity,
and postdoctoral fellowships. Recently, counseling and skills in working professionally with diverse
Table 23.1.╇ Revised Competency Benchmarks in Professional Psychology (June, 2011b) American Psychological
Association: http://www.apa.org/ed/graduate/revised-competency-benchmarks.aspx
1. Individual and Cultural Diversity: Awareness, sensitivity and skills in working professionally with diverse
individuals, groups and communities who represent various cultural and personal background and characteristics
defined broadly and consistent with APA policy.
2A. Self as Shaped by Individual and Cultural Diversity (e.g.,cultural, individual, and role differences, including
those based on age, gender, gender identity, race, ethnicity, culture, national origin, religion, sexual orientation,
disability, language, and socioeconomic status)and Context
Demonstrates knowledge, awareness, and Monitors and applies knowledge Independently monitors and
understanding of one’s own dimensions of of self as a cultural being in applies knowledge of self as a
diversity and attitudes towards diverse others assessment, treatment, and cultural being in assessment,
consultation treatment, and consultation
2C. Interaction of Self and Others as Shaped by Individual and Cultural Diversity and Context
Demonstrates knowledge, awareness, and Applies knowledge of the role Independently monitors
understanding of interactions between self and of culture in interactions in and applies knowledge of
diverse others assessment, treatment, and diversity in others as cultural
consultation of diverse others beings in assessment,
treatment, and consultation
Demonstrates basic knowledge of and sensitivity Applies knowledge, sensitivity, Applies knowledge, skills,
to the scientific, theoretical, and contextual issues and understanding regarding and attitudes regarding
related to ICD (as defined by APA policy) as they ICD issues to work effectively dimensions of diversity to
apply to professional psychology. Understands with diverse others in professional work
the need to consider ICD issues in all aspects of assessment, treatment, and
professional psychology work (e.g., assessment, consultation
treatment, research, relationships with colleagues)
Abstract
The purpose of this chapter is to provide a framework for understanding how psychology educators
and trainers can enhance gender competencies. The constructs of sex and gender are discussed, with
a recognition that the literature has used these constructs in a confounding manner. Consistent with
the multicultural literature, gender competence is defined based on its three components: gender
knowledge, gender self-awareness, and gender skills. The theoretical and empirical literature is reviewed
and gender competence is discussed in relation to education, or the direct, educative aspect of training,
and psychotherapy supervision, the apprenticeship aspect of training. Case examples are provided as
illustrations of the concepts considered.
Key Words:╇ psychotherapy training, psychotherapy education, gender, sex
The importance of multicultural education and Definitional clarity is critical to the understand-
training is evidenced by the increased attention that ing of gender in relation to professional education
multicultural variables have received in the litera- and training. Historically, the terms sex and gender
ture (Inman & Ladany, 2014). In particular, gen- have been used interchangeably in the literature
der, which has most typically been defined as, or and have, at times, been defined in contradictory
linked to, biological sex, is recognized as a critical ways, or not at all (e.g., Garfield & Bergin, 1986;
multicultural variable for psychologists and other Brown & Lent, 1984). Fassinger (2000) provided
mental health professionals in training. The over- a compelling set of definitions for these terms, and
all purpose of this chapter is to provide a frame- also clarified the distinction between them. She
work for understanding what we have learned about defined sex as “a biological entity based on physi-
enhancing gender competencies of psychologists in ological, hormonal, reproductive, and genetic fac-
professional education and training. tors,” whereas gender is “a socially constructed
Broadly speaking, the purpose of education and set of ideas, beliefs, and values based on histori-
training in applied psychology is to facilitate the cal, economic, sociopolitical, and cultural factors”
development of professional competencies. Whereas (p. 347). If biological sex and gender were easily
education generally occurs in the classroom via didac- dichotomized (i.e., women and men; female and
tic and experiential work, clinical training typically male), then using the terms interchangeably would
falls within the purview of supervision and super- be less problematic. However, neither sex nor gen-
vised practice. Both activities are key to the develop- der is easily dichotomized, and, in fact, both are
ment of competent delivery of psychological services more accurately defined along continua. Moreover,
to male and female clients and to clients whose gen- sex and gender are influenced by a host of interac-
der identity differs from their biological sex. tive biological and cultural factors that presently are
419
poorly understood (Fassinger, 2000). As such, this competence: (1) education, or the direct, educa-
chapter treads lightly in use of the terms sex and gen- tive aspect of training; and (2) psychotherapy
der. To that end, in our discussion of the literature, supervision, the apprenticeship aspect of training.
we attempt to indicate whether we are referring to Throughout the chapter we offer case examples to
the traditional, discrete use of the term sex or to the illustrate the concepts discussed.
broader construct of gender. In fact, in most of the
literature, even when authors use the term gender, Didactic Education
they actually are referring to biological sex. For these Knowledge
reasons, we primarily focus on the conventional Scholarship on the process of the teaching
dichotomization of sex and gender and attend pri- and learning of psychotherapy practice is highly
marily to theory and research related to heterosexual limited; however, the content of what should be
female and male factors, broadly including sex and taught and learned recently has garnered attention.
gender. The reader is invited to refer to �chapter 20 Based on several sources, including the American
(Fassinger & Miles, this volume) for a discussion of Psychological Association’s Guidelines and Principles
sexual and gender orientation supervision. for the Accreditation of Programs in Professional
Multicultural therapist1 competence consists Psychology (Committee on Accreditation, 2007),
of three subconstructs: knowledge, self-awareness, the Competencies Conference in professional psy-
and skills (Ladany & Inman, 2012; Rodolfa et al., chology (Kaslow et al., 2004) and Rodolfa et al.’s
2005). A subtype or subvariable within multicul- (2005) model of competency development that
tural competence is gender competence (Ancis & emerged from this conference, Ladany and Inman’s
Ladany, 2010; Ancis, Szymanski, & Ladany, 2008), (2012) scientifically based knowledge domains, and
which has three subconstructs—gender knowledge, the available literature on gender-related compe-
gender self-awareness, and gender skills—all of tence, we delineated seven knowledge domains for
which may be related and interact with other mul- the knowledge aspect of gender competence. These
ticultural factors. include (1) the history of professional psychol-
Gender knowledge can be further broken down ogy; (2) research methods; (3) assessment, diagno-
into general and specific knowledge. General sis, and case conceptualization; (4) psychotherapy
knowledge refers to understanding biological, psy- approaches; (5) ethics; (6) multicultural diversity;
chological, and social issues in relation to gender, and (7) psychotherapy supervision. Traditionally,
whereas specific knowledge refers to understanding aside from psychotherapy supervision, in graduate
how gender can influence process and outcome in training these domains are addressed through course-
psychotherapy and how gender role socialization is work; however, students also acquire knowledge via
internalized by an individual client or by oneself, as other avenues, including personal experiences.
the therapist (or supervisor).Gender self-awareness is The history of professional psychology is an
defined as a trainee’s ability to reflect on and under- important academic area that influences how stu-
stand her or his own gender identity and how this dents understand gender. Indeed, with few excep-
identity can interact with a client’s gender identity tions, all the “founding fathers” of the profession
so as to lead to bias or misunderstanding. Gender (Freud, Jung, Rogers, Skinner, etc.) were men.
skills refers to adeptness in performing therapy skills Hence, their perspectives as men in the early 20th
that are sensitive to gender dynamics; these include century arguably influenced the development of
the ability to discuss gender similarities and differ- their theoretical approaches. However, women
ences in therapy and to develop a gender-sensitive scholars also played a significant role in the develop-
working alliance, as well as self-efficacy in perform- ment of the field (Milar, 2000; Russo & O’Connell,
ing these skills. Gender competencies are relevant to 1992), so that exclusion of women theorists in any
both the psychotherapy context as well as the super- history of professional psychology coursework is
visory context. negligent, as well as academically imprudent.
In this chapter, we begin with a framework of Research methodology covers a variety of con-
how therapists-in-training develop gender com- tent areas, including quantitative and qualitative
petence. In doing so, we synthesize the theoreti- research approaches, as well as statistics. Integration
cal and empirical literature and offer next steps of sex or gender as a variable in research investiga-
in terms of empirical work that is needed. The tions should be recognized. Moreover, there should
chapter is divided into two sections, each of which be an understanding of how gender plays a role in
attends differentially to the development of gender the definitions of the primary constructs of scientific
Case 1: Pre-practicum Group
In her small pre-practicum group, Liz Pena had become increasingly quiet. This group was composed
of four beginners like her, who were practicing interviewing and basic relational skills using extended role
plays. The instructor was an advanced PhD student, John Chen, who had a fair amount of clinical experi-
ence and was learning to supervise. The three other members of the group were two men and one woman,
all novice first year graduate students like Liz.
Liz had been doing fairly well in this pre-practicum, although she was highly self-critical and ruminated
for hours after each role-play about what she should have done differently and better as the counselor. Liz
had entered the field of mental health counseling because she was the “go-to person” among her friends,
and she’d been told many times by peers and family members that she was a “sympathetic listener.” For
this reason, even having had no actual clinical experience, Liz was confident about her ability to empa-
thize with clients, to create a strong emotional bond, and to understand what a client was feeling at a
deep level.
Now, at the midpoint of the semester, Liz was in a quiet crisis. The week prior she had role-played an
adolescent who was the victim of date rape. The counselor was played by Allan Aldrich, one of Liz’s male
classmates. As the client, Liz found Allan to be “cold” in his approach to her. As the role-play continued,
she also began to feel as if the client she was depicting was actually herself. This was “crazy,” she thought,
because in her life she’d never been molested, not even hit or slapped by anyone.
During the role-play, Liz began to cry, feeling both misunderstood and patronized by Allan. But what
was even more devastating was the commentary afterward by her instructor and her peers. First, her peers
gave Allan lots of positive feedback on his performance as the counselor. Then the group members began
discussing “the client” as an object, not as a person. Even the instructor, John, commented how Liz was a
“great borderline,” a comment that led to laughter by others in the group. They did not recognize Allan’s
patronizing attitude, and they called Liz’s tears “manipulative.” At first, listening to the others, Liz was
silently angry. She was astonished when the one woman in the group also praised Allan’s performance.
Skills
When it comes to skills, it is essential to recognize that they exist on a continuum from lesser to greater
adeptness, rather than as a simple dichotomy (Ladany & Inman, 2012). Using Inman and Ladany’s
(2014) model of multicultural skills, which is based on general therapist skills (Hill & Williams, 2000;
Ladany & Inman, 2012), we focus on gender-specific skills. In particular, therapy skills can be catego-
rized in four ways: (1) nonverbal skills, (2) helping skills, (3) skills in working with covert processes, and
(4) skills related to therapeutic strategies and techniques.
To be gender skilled at the nonverbal level, therapists should be able to assess the meaning of a client’s
nonverbal cues. For example, and in the case of the intersection of multicultural skills of gender and race,
therapists may consider avoidance of eye contact as a culturally consistent behavior with some minority
group clients, rather than deem this avoidance as evidence of psychopathology (e.g., anxiety or paranoia).
At the helping skills level, adeptness with gender empathy, a form of cultural empathy (Comas-DÍÂ�az,
2006), is critical in developing an alliance with a client. For example, it is helpful for a therapist to dem-
onstrate empathy around issues of the suppression of affect for male clients who have been socialized to
Marker:
Supervisee makes a sexist
comment
t
en vi ronmen
Task
Exploration of
Focus on the alliance
feelings
Resolution:
Enhanced self-awareness
Adrian Cardona was quite pleased with his ongoing supervision of Janyce Stillman, a first-year gradu-
ate student in practicum at Adrian’s community agency. The two were like-minded theoretically, and
Adrian found Janyce to be open and nondefensive. Moreover, she clearly had talent—she was one of those
rare students who “have it in their bones,” so to speak. That is, she was perceptive, intuitive, and engag-
ing. These qualities were so apparent that their supervision sessions could focus on deepening Janyce’s
knowledge of client conceptualization, diagnosis, and treatment implementation rather than on the basic
rapport and empathy skills that most novices need to learn in their first practicum.
Viewing Janyce as exceptionally competent for a novice, Adrian was nonplussed when Janyce’s presen-
tation in supervision one day was somewhat distracted, taciturn, and withdrawn. This out-of-character
behavior on Janyce’s part was a marker for a critical event. At first, Adrian had no idea where the discus-
sion would lead them. It took some tactful probing before Janyce revealed the source of her discomfort.
Apparently a young male client, named Todd, had been increasingly flirtatious with her in session over
the past two weeks. Embarrassed and unsure about how to talk with Adrian about her unease with this
client, Janyce had remained fairly silent.
Yesterday, however, Janyce’s session had been a “disaster.” Todd, had told her that she was “beautiful,”
that he wanted “to be” with her, and then—to her dismay—had crossed the room, knelt down and laid
his head in her lap. Shocked, Janyce had stood up abruptly, saying, “You can’t do that! Get up,” where-
upon Todd began yelling at her, calling her a “tease” and insisting that she’d been “leading him on” with
her “flashing eyes” and her “sexy clothes.” Completely distraught, Janyce ended the session abruptly and
spent the next half hour in the restroom trying to compose herself.
Abstract
This chapter provides an explanation of the influence of race and ethnicity in education and training in
professional psychology. The linkage between this diversity and power in the trainer-trainee relationship
serves as the superordinate theme. The authors organize the chapter around nonabusive and abusive uses
of power, interlaced with specific dynamics and examples related to the aforementioned diversity dynamics.
Methods for developing culturally competent trainer-trainee relationships are discussed, as well as the
difficulties a trainer might encounter with power dynamics when working with a trainee with problems of
professional competence. The importance of a healthy trainer-trainee relationship is stressed in regards to a
positive trainee outcome, both within and beyond a graduate program in professional psychology.
Key Words:╇ race, ethnicity, professional development
437
2003). The agent must be capable of achieving and Non abusive Trainers
motivated to achieve the goal. Thus, power may be Trainers who are nonabusive can potentially
increased if the agent is capable and motivated but serve as a wellspring for healthy psychological
diminished if the agent does not have either the behaviors and high quality productivity with train-
motivation or the capability of achieving the goal. ees. This wellspring has the potential to flourish into
In his power-dependency model, Emerson (1962) a rushing river of creativity and strength as the goals
framed power as the power agent’s ability to con- and working alliance of the trainer-trainee relation-
trol access to (facilitate or hinder) goals in which ship develop. In order to reach such rapid currents,
the power recipient has a motivational investment. however, trainers should demonstrate numerous
Accordingly, what transacts in the relationship is a characteristics that are both congruent and incon-
mutual dependency in which one party advanta- gruent with holding a strict power position.
geously uses the dependency for goal attainment: The realization that the relationship between
trainer and trainee is hierarchical and reciprocal, not
The dependence of the actor A upon actor B
purely egalitarian or autocratic, is vital to facilitating
is (1) directly proportional to A’s motivational
the developing current associated with scientific and
investment in goals mediated by B and (2) inversely
clinical contribution and trainer-trainee well-being.
proportional to the availability of those goals
Literature has stressed that a trainer may be viewed
to A outside the A-B relationship. (Emerson,
as a teacher, competent clinician, and/or leader
1962, p. 32)
who mimics a vertical relationship of a parent-to-
In many respects, trainers are in a one-up posi- child figure, as well as a horizontal relationship
tion over trainees in that they mediate numerous of a peer-to-peer relationship (Creighton, Parks,
goals in which trainees have a motivational invest- & Creighton, 2008; Foo-Kune & Rodolfa, 2013;
ment. Trainees, for instance, are invested in grades, Keller & Pryce, 2010). This relationship can be
recognition, affirmation, earning a degree, emo- strengthened through a trainer’s demonstration of
tional support, letters of recommendation, finan- several sensitive characteristics, including the provi-
cial assistance, access to professional networks, sion of safety, self-disclosure, vulnerability, feedback,
jobs on completion of training, opportunities to and acknowledgment of cultural competencies.
collaborate on research and scholarly activities. At the most basic of all levels, nonabusive train-
For all these goals, to some extent, trainers can ers should provide feelings of safety and academic
control access. Given that power is an entity of support to their trainees, especially during the
social relationships, trainees are not powerless in trainees’ early transition from being an applicant
the relationship, for they control access to goals in to matriculating into the training program (Boyle
which trainers have a motivational investment. For & Boice, 1998; Creighton et al., 2008). This
example, trainees can exercise control over fulfilling nascent stage is crucial for positive trainer inter-
trainers’ emotional needs for respect, approval, and ventions, as the months prior to entry into any
favorable course evaluations. Clearly, however, the distinguished program are frequently delineated
balance of power highly favors trainers over train- by fierce competition through program interviews,
ees, making trainees more vulnerable to trainers standardized exam scores, impressive curriculum
who abuse their power. vitas, work experiences and successful academic
In graduate education and training, diversity careers (Cynkar, 2007; Davids & Brenner, 1971).
plays a critical role in the power dynamics of train- Although competition can persist across the train-
ers and trainees. For one thing, diversity is on the ing program, safety can be established easily by
rise. Although White trainers and trainees continue trainers’ fostering of collegiality amongst new train-
to outnumber minority trainers and trainees, the ees (Davids & Brenner, 1971; Boyle & Boice, 1998;
gap is gradually shrinking (APA, 2008; Hoffer et al., Creighton et al., 2008). This can help quell discord,
2007). Therefore, diversity is worthy of examina- perceptions of needed competition, and ultimately
tion, especially as it pertains to how trainers exercise help the trainees “flow” down the river in harmony.
their power. Trainers can be nonabusive or abusive. Communicating the training program structure is
See Figure 25.1. Typically, trainees are open and critical as well, as fully understanding the stresses
responsive to nonabusive advisors, whereas they and demands that trainees will inevitably face pro-
are appeasing or defiant to abusive trainers. Of vides them with needed stability both within and
course, there are exceptions and variations in trainee outside of the training program (Boyle & Boice,
reactions. 1998; Creighton et al., 2008).
Non-Abusive Abusive
Feelings of safety and stability in the trainee trainer’s self-disclosure, it can help built confidence
are frequently enhanced by healthy amounts of in both new and established trainees.
self-disclosure and positive use of self from the If a trainer is able to provide these emotional
nonabusive trainer as well (Foo-Kune & Rodolfa, and psychological experiences to a trainee while
2013). Although this goes against the hierarchi- using his or her power responsibly, the two parties
cal or sometimes even paternalistic impulses of the are more likely to travel toward the promising and
trainer in the power position, exposing a level vul- exciting rapids of high-quality productivity and
nerability can normalize some trainees’ concerns, work satisfaction. Some argue that these provisions
questions or self-conscious attitudes (Manathunga, align with a person-centered mentoring approach,
2007). As a wise trainer once said, “it’s okay to be which stresses the valued interpersonal traits of
human.” To be allowed to disclose and confide in empathy, congruence, safety, and unconditional
a trainer and be met with an appropriate level of positive regard (Wong, Wong, & Ishiyama, 2013).
understanding validates the reciprocal nature of a However, an additional criterion must be
healthy trainer-trainee relationship and can pro- met on the part of the trainer to ensure that the
mote the development and exploration of pro- trainer-trainee relationship “flows” in the right
fessional identity (Noonan, Ballinger, & Black, direction. This criterion is cultural competency,
2007; Burnes, Wood, Inman, & Welikson, 2013; which also aligns with the freedom to express cultural
Foo-Kune & Rodolfa, 2013). background and beliefs seen in the person-centered
After a trainer has managed to communicate mentoring approach (Wong et al., 2013). Even when
these feelings of safety and authenticity to the racial, ethnic, and cultural differences exist between
trainee, providing formative and summative feed- a trainer and trainee, strong alliances can still form
back is crucial to the developing relationship and through the acknowledgment of multiculturalism
the current. Positive and challenging feedback and diversity. To address these differences construc-
has been reported to be invaluable to trainee psy- tively is arguably the highest holistic approach to the
chological growth and stability, and feedback also establishment of a healthy professional relationship.
strengthens collaborative styles of communication
(Foo-Kune & Rodolfa, 2013; Burnes et al., 2013). Cultural Competency: “Look me in
Trainee attachment styles have even been consid- the Eyes”
ered in the desire for and receptivity of trainer feed- Commitment to multiculturalism is a require-
back, and studies have found that the frequency of ment for any accredited psychology training pro-
trainer feedback, regardless of quality, resulted in gram (APA, 2007). After considerable time, research,
increased trainee productivity (Allen, Schockley, & and multiple American Psychological Association
Poteat, 2010). Not only can feedback align with a (APA) Task Force efforts devoted to the question of
Abstract
Ethical and professional guidelines in psychology highlight the importance of psychologists having
competence regarding issues related to sexual orientation and gender identity. Thus, sexual orientation
and gender identity should be addressed in education and training in psychology just as are any
other aspect of diversity (e.g., age, ethnicity, gender, race, religion, social class). This chapter reviews
key terminology and conceptual issues regarding sexual orientation and gender identity, and then
uses the framework of multicultural competence in psychology (e.g., Sue, et al. 1982; Sue, Arredondo,
& McDavis, 1992) to examine how knowledge, skills, and attitudes about lesbian, gay, bisexual, and
transgender (LGBT) individuals may be incorporated into education and training in psychology. It then
discusses several administrative concerns related to LGBT issues in accredited programs in professional
psychology, including "Footnote 4" and conscience clauses. It concludes with a discussion of additional
training considerations, including the mentoring of LGBT students.
Key Words:╇ bisexual, gay, gender identity, lesbian, sexual orientation, transgender
452
of and respect cultural, individual, and role differ- the writing of this chapter has seen the repeal of the
ences,” including those associated with gender iden- “Don’t Ask, Don’t Tell” policy in the United States
tity and sexual orientation, and that psychologists military (American Forces Press Service, 2011), the
should “try to eliminate the effect on their work adoption of a constitutional amendment opposing
of biases based on [these] factors, and they do not same-sex marriage in North Carolina (Robertson,
knowingly participate in or condone activities of 2012), and the endorsement of same-sex marriage
others based upon such prejudices” (p. 4). for the first time by a sitting president (Calmes &
Regarding clinical practice, APA’s Division 44 Baker, 2012) and the voting public (in Maine and
(the Society for the Psychological Study of Lesbian, Gay, Maryland; Eckholm, 2012). Therefore, as with any
Bisexual, and Transgender Issues) and the Committee aspect of diversity, we encourage psychologists to
on Lesbian, Gay, and Bisexual Concerns Joint Task maintain current knowledge of issues facing LGBT
Force (APA, 2012c) have developed guidelines for communities, and of the psychological research and
affirmative psychological practice with lesbian, theory on LGBT issues, in order to remain aware of
gay, and bisexual (LGB) clients. The APA has also state-of-the-art developments in this evolving field.
urged “all mental health professionals to take the
lead in removing the stigma of mental illness that Contextual Issues Regarding Sexual
has long been associated with homosexual orienta- Orientation and Gender Identity
tions,” condemning public and private discrimi- Language and Language Use
nation on the basis of sexual orientation (Conger, Smith et al. (2012) pointed out that consid-
1975, p. 633). In addition, an APA Task Force on eration of language around sexual orientation
Psychotherapy Guidelines for Transgender and Gender and gender identity is important because lan-
Non-Conforming Clients currently is working on guage is “not merely descriptive, but constitutive”
similar guidelines for affirmative psychological prac- (p. 387). That is, the language that psychologists
tice with transgender and gender nonconforming use “reinforce[s]â•„and ‘write[s]’ societal notions of
clients (APA, 2012a). appropriate roles and behaviors,” and shapes our
These ethical and professional guidelines high- approach to research, teaching, clinical practice, and
light the fact that “multicultural competence” in social justice advocacy relating to sexual minorities
psychology (Sue, et al. 1982; Sue, Arredondo, & in both explicit and implicit ways (Fassinger, 2000;
McDavis, 1992) has come to include knowledge, Smith et al., 2012). Smith et al. (2012) suggested
skills, and attitudes related to sexual orientation and that language use is an especially crucial consider-
gender identity (e.g., see Lowe & Mascher, 2001) ation in clinical settings, due to the potential for
in addition to other aspects of diversity (e.g., [dis] psychologists, even those who identify as “LGBT
ability, age, ethnicity, gender, nationality, race, reli- affirming,” to perpetuate heterosexist dominance
gion, and social class). As such, this chapter focuses through the enactment of micro-aggressions when
on issues related to sexual orientation and gender working with LGBT clients (e.g., Sue, 2010; Sue
identity in education and training in psychology. et al., 2007). Micro-aggressions are “brief and
We begin by discussing important contextual issues commonplace daily verbal, behavioral, and envi-
related to sexual orientation and gender identity. We ronmental indignities, whether intentional or unin-
then explore the development of LGBT competence tentional, that communicate hostile, derogatory,
in terms of necessary knowledge, skills, and attitudes or negative slights and insults to the target group
(Sue et al., 1982; Sue et al., 1992). Next, we discuss or person” (Sue, 2010, p. 191). In a recent study,
APA accreditation of professional programs in psy- self-identified lesbian, gay, bisexual, and queer indi-
chology as related to LGBT issues, and we conclude viduals reported experiencing a variety of sexual
with a discussion of additional programmatic con- orientation-related micro-aggressions in psycho-
siderations in education and training. therapy, including expressions of heteronormative
We acknowledge at the outset of this chapter bias (Shelton & Delgado-Romero, 2011). (Note
that the field of LGBT psychology is rapidly evolv- that the term queer is often used as an umbrella term
ing. Within the past 40 years, great advances have to describe sexual orientations and gender identities
been made within psychology regarding the knowl- that transgress societal norms. For others, queer is a
edge, skills, and attitudes necessary for affirmative political term that denotes a rejection of traditional
work with LGBT individuals (Garnets, 2007), and sexual identity categories and practices. Historically,
the status of LGBT issues in the public domain is this term was used derogatorily to refer to LGBT
rapidly changing. For example, the year preceding individuals, but has been reclaimed by many LGBT
Clark D. Campbell
Abstract
The religious distinctive doctoral programs that are accredited by the American Psychological Association
(APA) provide a significant training niche in the landscape of professional psychology education. We
live in a culture in which religion plays an important role in the everyday lives of people, and religion
is particularly salient when people cope with trauma and emotional difficulties. Religion is a factor
of cultural diversity, yet psychologists as a group have not embraced its role either personally or
professionally. Although religious distinctive programs provide doctoral education to graduate students
interested in working with spiritual and religious issues within the context of psychotherapy, these
programs account for relatively few graduates annually. Within the scope of professional psychology
training programs, the religious distinctive programs must address relevant training issues such as
academic freedom and the role of Footnote 4 in the APA accreditation guidelines.
Key Words:╇ religion, education, training, accreditation, Footnote 4
The Need for Competence in Addressing the need for psychologists who are competent to
Religious Issues in Practice address the spiritual and religious issues that are
Whenever I think of religion within the context intertwined in the lives of those who seek psycho-
of training professional psychologists, the words of logical help. The focus of this chapter will be on the
Tina Turner’s song comes to mind: “What’s love got religious distinctive model of training in religion for
to do with it, got to do with it? What’s love but psychologists. This model will be described along
a sweet old-fashioned notion?” What does religion with some of the strengths and associated contro-
have to do with educating and training professional versies of the model within professional psychology.
psychologists? Of course this question was stated
more eloquently several centuries ago by Tertullian Role of Religion in Society
when he asked, “What does Athens have to do with There are hundreds of world and indigenous reli-
Jerusalem?” (cited in Dunn, 2004, p. 23). Simply gions, and more than 2,800 religious organizations in
stated, in contemporary scholarship and education, North America alone (Melton, 2009). The number
what does the Academy have to do with religion? of religions and the terms used to describe religion
Specifically, what does doctoral education and train- speak to the complexity and diversity of religious
ing in psychology have to do with religion? beliefs and practices around the world. More recently
To address this and related questions adequately, the term spirituality has been used to describe the
one has to look at the role of religion in society, in personal aspects of religion. Spirituality is a broader
mental health, in mental illness, and in the psycho- concept than religion and is described as a personal
therapy process. Findings from these areas establish expression of faith and connection with the sacred
472
without the traditional and institutional aspects of The role of religion in American society has been
religion. Hill and colleagues (2000) describe spiritu- studied for decades, and this research consistently
ality as involving one’s relationship to the transcen- indicates that religion is an important aspect of peo-
dent as experienced in one’s feelings, thoughts, and ple’s lives. Approximately 95% of Americans believe
behaviors. Religion, on the other hand, is a more in God, and 40% attend religious services at least
narrow construct that describes adhering to a par- weekly (Gallup 2002; Gallup & Lindsay, 1999).
ticular worldview or core set of beliefs or doctrines, The Pew Forum on Religion & Public Life (2008)
as well as exhibiting behaviors that are sanctioned by reported a survey of 35,000 adults and found that
a religious community or tradition. 56% indicated that religion was very important in
Worthington and Aten (2009) categorized four their daily lives. Approximately 85% of Americans
types of spirituality according to the object that is identify as Christian (59% Protestant and 26%
viewed as sacred: religious spirituality, humanistic Catholic); 2% identify as Jewish; 3% identify as
spirituality, nature spirituality, and cosmos spiritu- either Hindu, Muslim, or Buddhist; and 6% do not
ality. According to this categorization, spirituality identify with a religious tradition. Religion plays a
may or may not be religious. Over the last couple major role in the lives of most Americans.
of decades, being “spiritual but not religious” is
a phrase that has become increasingly popular The Role of Religion in Mental Health
(Fuller, 2001), and a national newspaper reported Only a brief summary is offered here regarding
a survey in which 72% of 18- to 29-year-olds the significant body of literature on the critical role
described themselves as more spiritual than reli- of religion in well-being and mental health. Several
gious (Grossman, 2010). However, Hill and col- surveys report a positive relationship between reli-
leagues (2000) reviewed the research in this area and gious affiliation and mental and physical health,
reported that many people integrate both religion and Plante (2009) summarized some of these find-
and spirituality into their lives and state that these ings: “People who engage in religious-spiritual tra-
“phenomena are inherently intertwined” (p. 72). dition tend to be healthier and happier, maintain
Aten and Leach (2009) also cite several studies in better habits, and have more social support than
which people describe themselves as both religious those who do not engage in religious-spiritual activ-
and spiritual. So, although it may be in vogue to ities, interests, and beliefs” (p. 14). Interestingly,
describe oneself as spiritual rather than religious, religiously affiliated people live about seven years
“several researchers have cautioned against super- longer than people who are not religiously affiliated
ficial separation between religion and spirituality” (Miller & Thoresen, 2003).
(Aten, Hall, Weaver, Mangis, & Campbell, 2012, A Gallup poll of more than 500,000 Americans
p. 82). Given the significant overlap in these terms, reported that very religious people reported higher
spirituality and religion (or religious) will be used levels of well-being even when demographic fac-
interchangeably in this essay. tors were controlled (Gallup Organization, 2010).
Religion appears to have been in existence since Several findings on psychological well-being
humans began interacting, and religion, or some (including happiness, purpose, meaning,
concept of the divine, is found in every culture. self-esteem, and marital satisfaction) were reported
Some have described this as a reflection of an innate in the literature review of more than 850 studies
religious tendency within persons; yet one that finds by Moreira-Almeida, Neto, and Koenig (2006).
various expressions across time and culture (Jung, Additionally, they reported that high levels of reli-
1958; 1964). This need to relate to some things or giosity were generally associated with lower levels of
beings as sacred or transcendent, and to hold those depression, substance abuse, and suicidal behavior.
things or beings in awe or worship, is common and
has been described by anthropologists, sociolo- The Role of Religion in Mental, Social,
gists, theologians, and psychologists for centuries and Health Problems
(Meadow & Kahoe, 1984). Timpe (1999) describes Religiosity has been associated with avoiding or
the Latin origin of the word religion: “Hence reli- rejecting needed medical and psychological services
gion is seen etymologically as a force that reconnects (Pargament, 1997; 2007). African American women
human disjointedness, restrains errant impulses, and may rely on religious coping and prayer rather than
gives uniqueness, identity, and integrity to the indi- seeking medical help for breast cancer (Mitchell,
vidual” (p. 1020). Religion, then, promotes iden- Lannin, Mathews, & Swanson, 2002). Many psy-
tity, connection, reflective action, and integration. chologists have worked with delusional individuals
Campbell 473
who have incorporated strong religious themes into that counselors who are nonreligious or religiously
their delusions, or have worked with clients who use uninformed might be insensitive to important
their religious beliefs to harm, oppress, and control aspects of client experience” (Schulte, Skinner, &
others for their own advantage. Religion has been Claiborn, 2002, p. 120). Intentional training of
used to instill guilt and anxiety, and has been used psychologists to address religious issues in psycho-
in a manipulative manner by those in power against therapy could lessen the likelihood of these risks.
vulnerable individuals. Religious beliefs and prac- Therapist behaviors are important when religious
tices have even been used as a rationale for war. issues are discussed in psychotherapy. Sorenson
Thus there are negative aspects to religious belief as (1997) studied religiously committed graduate stu-
well (Plante, 2009). dents who sought personal growth psychotherapy.
He found six therapist behaviors that facilitated the
The Role of Religion in Psychotherapy students’ growth: (a) acknowledging their relation-
Many people use religious resources to cope ship with God as real; (b) a non-defensive and open
with psychological difficulties. Moreira-Almedia approach to their faith; (c) connecting the student’s
and colleagues (2006) reported that the positive experience to their parents, God, and the therapist;
outcomes associated with religion were even more (d) viewing their relationship with God as positive
evident when stressful events were experienced. and a potential resource; (e) expecting that issues of
When facing disaster events, approximately 70% faith would be discussed in therapy; and (f ) dem-
of Americans use their faith and faith commu- onstrating a personal openness to the transcendent.
nity to cope (Weaver, Flannelly, Garbarino, Figley, Although this in-depth study pertained to graduate
& Flannelly, 2003). Additionally, Lindgren and students as clients, the therapist behaviors are likely
Coursey (1995) found that two thirds of adults applicable to psychotherapy with non-student cli-
with serious mental illness wanted to discuss spiri- ents who want to have their faith integrated with
tual issues in psychotherapy, but most felt uncom- therapy.
fortable doing so. Similarly, Rose, Westefeld, and Religious beliefs are likely to have an impact on
Ansley (2001) found that when clients were offered whether or not one seeks treatment, as well as on the
the option, they preferred to discuss spiritual and treatment process and outcome (Eck, 2002). These
religious issues in therapy. findings point to the need for psychologists who are
Whether or not psychologists are competent or trained to understand religious issues in themselves
comfortable addressing religious issues or using reli- and others, as well as the role these issues play in
gious coping resources, it appears that most clients health and illness.
have an expectation that their religion will not be
checked at the door of the psychotherapy office. Religion and Psychologists
Eck (2002) estimated that 80% to 90% of clients Unfortunately, psychologists as a group do not
in psychotherapy are dealing with some kind of share religious beliefs and practices to the same
spiritual or religious issue in their lives. Sometimes extent as the general public. Although many of
the religious issues are crucial in the psychotherapy the founders of clinical psychology had significant
context. In a recent article on ethical issues related religious influences in their development, several of
to religion in psychotherapy, Barnett and Johnson them rejected the value of religion in the therapeu-
(2011) write, “It stands to reason that when clients tic process. For example, Freud described God as
present for psychotherapy, religious or spiritual con- nothing more than a projected father image (see The
cerns may occasionally play a crucial role in both Future of an Illusion, 1961; Moses and Monotheism,
the process and outcome of treatment” (p. 149). 1955; and Totem and Taboo, 1950.) Freud writes,
Because religious issues are likely to be involved “the defense against childish helplessness is what
in psychotherapy encounters, it is important that lends its characteristic features to the adult’s reac-
psychologists become aware of their own religious tion to the helplessness which he has to acknowl-
beliefs as well as their clients’ beliefs. Without this edge—a reaction which is precisely the formation of
awareness the psychologist runs two risks—impos- religion” (1961, p. 24). In comparing Freud to C. S.
ing his or her own religious beliefs on the client or Lewis’ views on religion, Nicholi (2002) notes that
being insensitive to important worldview issues of Lewis turns Freud’s argument on its head. Lewis’
the client. “For just as there is the risk that religious position is that the universal wish for a rescuer
counselors might impose their religious values on or father figure actually may be evidence for, not
clients, however inadvertently, there is also the risk against, the existence of the rescuer.
Campbell 475
has been some evidence that programs are hesitant issues as assessment, informed consent, respect, and
to admit overtly religious students. Gartner (1986) self-awareness.
mailed identical admission applications, except for a
brief statement that referred to the applicant’s per- Approaches to Education on Religious
sonal religious experience, to APA-accredited doc- Issues in Doctoral Programs
toral programs. Applicants who were considered to The Ethical Principles of Psychologists and Code
be evangelical fundamentalist Christians were sig- of Conduct (APA, 2002) and the guidelines cited
nificantly less likely to be admitted than were appli- above make it clear that religion and spirituality are
cants who made no mention of religious experience. diversity issues that psychologists should consider to
This study and the anecdotal reports of several stu- practice competently in our multicultural society.
dents propelled the perspective that secular doctoral Yet, as stated earlier, relatively few programs train
programs were not open to training students who doctoral students explicitly in this area, and most
wanted to maintain an open religious identity. psychologists do not hold personal religious beliefs
that may provide the internal impetus to motivate
APA Ethics Code and Guidelines this emphasis in training programs. Yarhouse and
Related to Religion Fisher (2002) acknowledge that strides have been
In the last few decades religion has been recog- made in encouraging diversity education in religion,
nized as an important area of human functioning yet recognize that few programs offer substantial
and has been conceptualized as an area of diversity training in this area. They write, “there appears to be
that should be respected and valued in research and little evidence of widespread intention to train psy-
practice. Principle E of the APA Ethics Code lists chology students and existing practitioners in clini-
several aspects of diversity and states that psycholo- cal service delivery to religious persons” (p. 173).
gists “are aware of and respectâ•›.â•›.â•›.â•›religionâ•›.â•›.â•›.â•›and In an attempt to address this lack of training in
consider these factors when working with members professional psychology programs, Yarhouse and
of such groups” (APA, 2002, p. 1063). Thus, all Fisher (2002) recommended a three-tier system
members of the APA are supposed to show respect that accommodates religious diversity training in
and awareness of the ways in which religious issues doctoral programs. The three tiers describe training
could be involved when providing psychological models for competency in the assessment and inter-
services. Similarly, Standard 3.01 states that psy- vention of psychologically relevant religious issues,
chologists may not “engage in unfair discrimination and the three models are hierarchically related to
based onâ•›.â•›.â•›.â•›religion” (p. 1064). Ethical psycholo- one another. The first two models could be incor-
gists respect religion and do not engage in unfair porated into existing training programs, whereas
discrimination based on religious issues. the third model is distinct and involves more com-
In addition to the APA Ethics Code, three prehensive training. The first model is called the
guidelines provide assistance for work with religious Integration-Incorporation Model, which involves
persons and their presenting problems. The APA incorporating religious issues into several already
Guidelines for Providers of Psychological Services to existing classes in the curriculum. Yarhouse and
Ethnic, Linguistic, and Culturally Diverse Populations Fisher (2002) suggest that relevant classes may be
(APA, 1993) state that “psychologists respect clients’ ethics, clinical interviewing, child, adult and family
religious and/or spiritual beliefs and values, includ- therapy, psychopathology, and assessment.
ing attributions and taboos since they affect world- More recently, Worthington and colleagues
view, psychological functioning, and expressions of (2009) elaborated a model for understanding spiri-
distress” (p. 46). Similarly, the APA Guidelines on tual and religious clients. This model, which could
Multicultural Education, Training, Research, Practice, be incorporated into existing doctoral programs,
and Organizational Change for Psychologists (APA, involves facilitating comfort among graduate stu-
2005) affirm that all interpersonal interactions dents in dealing with religious issues. The model
occur in a multicultural context and that religion then suggests movement from facilitating comfort
is one aspect of that context that should be accom- to skill acquisition in areas such as taking a religious
modated. More recently, Division 36 (Psychology history, assessment of spiritual functioning, and
of Religion) of APA published the Preliminary working with the psychological meaning of signifi-
Practice Guidelines for Working with Religious and cant spiritual experiences.
Spiritual Issues (Hathaway & Ripley, 2009). These The second model described by Yarhouse and
26 practice guidelines provide assistance with such Fisher (2002) is called the Certificate-Minor Model,
Campbell 477
based on the work of theologian Niebuhr (1951). psychology. It is difficult to know the actual num-
The Against Model posits that psychology and reli- ber of graduates from religious distinctive programs,
gion cannot be integrated because they oppose each but it would be reasonable to estimate that, com-
other and are fundamentally incompatible. The Of bined, these programs generate about 175 doctor-
Model (psychology of religion) posits that these are ates annually. This means that less than 6% of the
two different disciplines that benefit each other annual professional psychology graduates are from
when they evaluate the other discipline from the per- religious distinctive programs, a percentage much
spective of their own discipline. The Parallels Model smaller than represents the percentage of the popu-
posits that these are two separate disciplines with lation who endorse Christian faith.
their own sources of data, goals, and methods. One For the sake of clarity, religious distinctive pro-
gains a broader perspective on reality by respecting grams that are APA accredited are those that come
the other discipline, but there is little integration under the Footnote 4 provisions of the Guidelines
between the two disciplines. The Integrates Model and Principles for Accreditation of Programs in
posits that there is unity of truth and that truth can Professional Psychology, known as the G&P (APA,
be known. Therefore, truth found in psychology 2009b). The implementation of this footnote will
is fundamentally compatible with truth found in be discussed below, but it will be helpful to review
Scripture. This model explores the congruency of the history that led to the development of the foot-
truth between psychology and theology looking for note. Campbell (2011) recently provided a sum-
how each discipline expands and clarifies the other. mary of this history, and an abbreviated version of
These models represent various ways of under- which follows.
standing the association between psychology and In 1962, Fuller Theological Seminary in
theology at an academic level, and they have been California was given a grant and a decision was
informative in the development of the religious made by its board of trustees to start a PhD pro-
distinctive programs. Although there have been gram in clinical psychology. The seminary hired a
adherents to each of these models within the reli- respected clinical scientist as dean and assembled
gious programs, the Integrates Model is the one a distinguished faculty to begin this program. In
to which many adhere and find meaning in their 1965, students matriculated for the first class, and
academic work. Dean Lee Travis wrote to the APA Education and
Training Board to inquire about accreditation of
Specific Religious Distinctive Programs the program. The first application for accreditation
There are currently a few programs, probably was made in 1972, but the Education and Training
fewer than a dozen, in universities that offer doc- Board seemed unsure of what to do about accredit-
toral professional psychology education and training ing a doctoral program housed within a seminary.
within a Christian context that are also accredited After two site visits and correspondence, the APA
by the APA. There is no reason that other religious awarded accreditation in 1974. Other programs in
traditions cannot have similar programs, but at this explicitly Christian institutions had similar difficul-
point in time, all religious distinctive programs are ties with initial APA accreditation over the last three
founded on the Christian faith tradition. It is unclear decades, which led Campbell (2011) to speculate
just how many doctoral programs identify as religious about the possibility of unintentional bias in the
distinctive, and that is one of the reasons that the accreditation process.
APA required these programs to self-identify in their The concern over religious freedom led to the
accreditation documentation (APA Commission on development of Footnote 3 in the accreditation
Accreditation, Implementing Regulations [C-22a], guidelines, which allowed for APA-accredited
2009a). This accreditation information, however, is programs to have specific religious distinctives
not available to the public according to Commission consistent with their faith tradition (personal com-
on Accreditation policy, so one has to look at each munication, Susan Zlotlow, 3/24/10). This foot-
accredited program website (where the information note was revised in 1995 to be consistent with
is publically available) to discern whether the pro- the First Amendment of the United States (U.S.)
gram is religiously distinctive. Constitution, and language was adopted from the
Using data from the APA Center for Work Force American Bar Association. This rewritten footnote
Studies, Kohut and Wicherski (2010) reported became Footnote 4 and allows religious institutions
that there are roughly 3,000 students who obtain to exercise religious preferences in hiring employees
a doctoral degree annually in clinical or counseling and admitting students.
Campbell 479
colleagues (2009) commented that religious dis- with religious organizations, very few have such
tinctive programs “provide special attention to deal- an affiliation. Supervision in internship settings is
ing sensitively with clients who (a) are not of the therefore provided by licensed psychologists who
spiritual or religious faith of most of the therapists, are not employed by or affiliated with religious
supervisors, and teachers in the program; (b) pro- institutions. Religious distinctive programs recog-
fess no faith; (c) are antagonistic to any faith tra- nize the need for students to have broad training
dition; or (d) consider themselves spiritual but not with a variety of clients and supervisors, many of
religious” (p. 268). Clearly, religious distinctive pro- whom will not share their worldview, belief system,
grams must prepare students for work with a broad or behavioral expectations.
range of clients who maintain a variety of religious As in other APA-accredited clinical training
beliefs. programs, doctoral students in religious distinc-
Religious distinctive programs also produce tive programs are expected to have training in
similar professional outcomes as secular programs evidence-based practices and to learn to track the
in terms of faculty and student publication rates outcomes of their therapeutic interventions, as
and job placement. Student admission selectiv- required in the G&P (APA, 2009b). Thus in course-
ity and internship placement rates also are similar work, supervision, and clinical experience, students
between religious distinctive and secular programs learn the competencies that are necessary for licen-
(Johnson & McMinn, 2003; McMinn, Johnson, & sure and competent practice in the field.
Haskell, 2004). What then is distinctive about these programs in
terms of education and clinical training? Although
Clinical Training in Religious Distinctive there is variability between programs, students are
Programs required to complete courses in biblical studies
Clinical training in the religious distinctive pro- (biblical literature, language studies, interpreta-
grams is more similar to than different from clinical tion), theology (church doctrines and creeds), and
training in other APA-accredited clinical programs religion (world religions and worldviews). They
where the educational model is primarily designed also complete required courses in the integration of
to produce practitioners. Although considerable psychology and theology (e.g., addressing religious
research training is provided in these programs, the issues in psychotherapy) so that they can under-
focus has been on training practitioners. The train- stand and respond to some of the complex intersec-
ing is sequential, cumulative, and graded in com- tions of these fields of study. Finally, they receive
plexity, as is required by the G&P (APA. 2009b). instruction and supervision on some of the specific
Training begins with pre-practicum, where students spiritual topics that are described in the psycho-
learn foundational skills in an intensive lab situation therapy literature, such as the use of religious lan-
that involves videotape and review of sessions with guage, prayer, Scripture, forgiveness, and religious
evaluative feedback by faculty. Some practicum imagery (Walker, Gorsuch, & Tan, 2005; Wade,
placements may occur on campus, but most place- Worthington, & Vogel, 2007).
ments are off campus and utilize a variety of secular Considerable attention is given to ethics (such
placements in community mental health centers, as informed consent) and caution in using reli-
medical centers, college counseling centers, and gious or spiritual interventions, so students likely
forensic settings. These training experiences provide learn about when to use and not use these inter-
broad exposure to both clinical populations that ventions. Faculty also give considerable emphasis to
are severe and those that are growth oriented and discerning the meaning of these topics to clients,
less severe. Licensed psychologists, most of whom so that students use these interventions in psycho-
are not employed by the clinical programs, provide logically sophisticated ways that benefit clients and
supervision in practicum placements, and many of are not simply a manifestation of transference or
these psychologists do not have explicit religious countertransference.
affiliations. In general, students are taught to respond to reli-
The pre-practicum and practicum training gious issues in psychotherapy rather than to initi-
prepares students for internship, which occurs in ate discussion on religious topics. It is the ability
recognized training settings (primarily APA accred- to respond in a psychologically informed manner
ited or Association of Psychology Postdoctoral rather than avoid such topics that distinguishes the
and Internship Centers affiliated). Although some well-trained clinician who is from a religious dis-
nationally recognized internships are associated tinctive program. Interestingly, Sorenson and Hales
Campbell 481
Academic freedom has been described tradi- open environment provided by religiously oriented
tionally as the freedom to pursue truth wherever institutions.
that pursuit may lead (Diekema, 2000). This tra-
ditional view is both the freedom to teach and the Footnote 4 Provisions
freedom to learn, and Holmes (1987) writes of The provisions of G&P Footnote 4 present
these freedoms, “together they amount to the free- another issue relevant to religious distinctive pro-
dom of a college really to be an educational insti- grams (APA, 2009b). Footnote 4 provides imple-
tution rather than an indoctrination center or a mentation of the First Amendment (religious
political tool” (p. 62). Academic freedom, then, is freedom and freedom of speech) of the U.S.
“the freedom to pursue truth in a responsible fash- Constitution by religiously owned and/or operated
ion” (Holmes, 1987, p. 69). However, it is inaccu- private institutions and universities. This provi-
rate and limited to view academic freedom as the sion allows private universities to hire faculty who
right to speak and express oneself in any way one are in agreement with the mission and tradition of
desires. Diekema (2000) writes, “academic free- the university. In other words, these private institu-
dom is no longer viewed in the traditional sense tions can hire preferentially based on the religious
of searching for truth through intensive study and beliefs and mission of the school. This allows Jewish
careful reflection in the academyâ•›.â•›.â•›.. Many fear schools to hire Jewish faculty and Muslim schools to
that academic freedom has become nothing more hire Muslim faculty, as well as Christian schools to
than the expression of any sentiment, any impulse, hire Christian faculty. This does not apply to public
or any desire” (p. 71). institutions, which cannot hire preferentially based
Scholars in Christian universities view truth as upon religion.
consistent or unitary and believe that all truth comes Footnote 4 also applies to students who matricu-
from God. This is part of a Christian worldview. late in the university. It allows private institutions to
Thus academic freedom is the freedom to make admit students who agree with the faith statement
sense of facts and experiences within this worldview, of the institution. As with faculty, it also allows pri-
which leads to greater meaning in life. Christian vate institutions to implement behavioral standards
scholarship, then, is about developing and enhanc- of conduct that are consistent with the religious
ing an integrated worldview rather than a frag- tradition of the university. Private religious institu-
mented view of life. Holmes (1987) writes, “Liberty tions can choose to admit and retain only students
flourishes under neither totalitarianism nor anarchy, and faculty who agree with the religious beliefs and
neither legalism nor licenseâ•›.â•›.â•›.. Academic freedom practices of the institution.
is valuable only when there is a prior commitment Implementing Regulation C-22a (APA, 2009a)
to the truth. And commitment to the truth is fully requires Footnote 4 programs to state publically
worthwhile only when that truth exists in One who their hiring or admission policies and to provide
transcends both the relativity of human perspectives notice of these policies to students, faculty, and staff
and the fears of human concern” (p. 69). Thus aca- before their affiliation with the program. This is an
demic freedom is quite active and appreciated on important aspect of the footnote and assures that
many Christian university campuses. students or faculty are not blindsided in the admis-
It is not unusual to hear that the faculties of many sion or hiring process. It provides an appropriate
universities today do not value religious beliefs. informed consent to those interested in affiliating
Sometimes in overt ways, but often in powerful, with the program.
subtle ways, religious bias is experienced on secu- Footnote 4 does not allow accredited programs
lar campuses as reported anecdotally by faculty who to avoid teaching and training students on all forms
seek to work in religious institutions. Pargament of diversity, including sexual diversity. Thus it is
(2007) described how psychology faculty and stu- intended to protect the religious freedom of the pri-
dents had to keep their religious interests quiet in vate religious organization to hire and admit those
order not to be shunned by colleagues. He noted who are in agreement with the institutions’ mission,
that some faculty delayed open discussion of their but not to avoid teaching issues that are profes-
religious interests and research until attaining sionally relevant even if those issues are at variance
tenure for fear that tenure would not be granted. with the religious tradition of the university. All
Anecdotally, several faculty members have expressed Footnote 4 programs have to teach and train stu-
the freedom experienced in being able to research dents to be sensitive to and respectful of all forms
and pursue their scholarship in a supportive and of diversity listed in Domain A of the G&P. These
Campbell 483
not taught in accredited programs. Furthermore, these programs are the ones who interact with and
APA Division 36 (Society for the Psychology of provide psychological services to Christian clients,
Religion and Spirituality) was supportive of the some of whom may hold internalized toxic beliefs
Report of the American Psychological Association Task about the LGBTQ community. Compassionate and
Force on Appropriate Therapeutic Responses to Sexual understanding responses that are so needed in the
Orientation (APA, 2009c). Although there is no dialogue between religious and LGBTQ communi-
mechanism for individual doctoral programs to ties may come from these graduates. If graduates of
endorse this report, it is apparent that the leaders these programs were not available, who would reach
of religious distinctive programs are generally sup- out to the religious communities with psychological
portive of the report’s findings. expertise, and who within the psychological com-
Another narrative commonly heard is that stu- munity would religiously oriented clients trust?
dents or faculty who come out and identify as
gay in one of the Footnote 4 programs are treated Conclusion
badly, shunned, and dismissed from the program. Many Americans hold strong religious beliefs
Most likely there are LGBTQ students (and prob- that influence their daily lives, and the majority
ably faculty) in each of the Footnote 4 programs, of these Americans endorse Christianity as their
and some of these students and faculty may not faith tradition. Those who experience psychologi-
feel affirmed in expressing their sexuality. Typically, cal difficulties and hold religious beliefs would like
students who identify as gay are allowed to stay to discuss their religious concerns within the con-
in the program and continue through graduation, text of psychotherapy. Psychologists, on the other
but these students likely do not express their ori- hand, tend to be much less religious as a group, and
entation openly. There is a concern about gay and at times have been hostile toward religious belief.
straight students who decide not to abide by the There has been little training in understanding or
sexual behavior expectations of all students—that addressing religious concerns in doctoral training
they refrain from sexual intimacy outside of hetero- programs, even though there are ethical and treat-
sexual marriage. If students, both heterosexual and ment guidelines that suggest the appropriateness of
LGBTQ, decide not to abide by this code of con- training in this area.
duct, then there is likely a compassionate response Religious distinctive programs have steadily
to encourage fidelity to the policy. If that fidelity developed, and several are now accredited by the
cannot be maintained, then a student may be asked APA. These programs play an important role in
to leave the program. This, however, is a very rare the overall landscape of education and training in
event that occurs only after appropriate due process professional psychology. These programs invoke the
procedures are followed. provisions of Footnote 4 in the G&P (APA, 2009b),
Some of these narratives are initiated or exacer- which allows them to hire and admit faculty and
bated by stories in the popular press about students students who endorse the publically stated faith
in other mental health programs. There have been statements and code of conduct that are consistent
several stories over the last few years about trainees with the mission of the universities in which the
who refused to work with a gay student or a trainee programs are housed. These graduate students are
who insisted upon using reparative therapies, among required to obtain education and training in work-
other examples. However, in reviewing these cases, the ing with all forms of diversity, including LGBTQ
students are usually not psychology graduate students issues. Graduates of these programs likely represent
from APA-accredited programs. Rather, these students less than 6% of the annual doctorates received in
tend to come from counseling, marriage and fam- APA-accredited programs in professional psychol-
ily, or social work programs. (See Ward v. Wilbanks, ogy, which is far less than representative of the
2010; Ward v. Polite, 2012; Keeton v. Anderson-Wiley, Christian communities in which they practice.
2011 as examples of Master’s level counseling stu- Graduates of religious distinctive programs are
dents.) Unfortunately, these students and programs likely in a strong position to help disseminate accu-
are conflated with the psychology doctoral students rate information that will be helpful to both the
and programs that are religiously affiliated. religious and LGBTQ communities. These gradu-
Although these may be strange bedfellows, it is ates should be particularly skilled at helping cli-
likely that the best proponents of LGBTQ accep- ents blend faith with mental health care, and can
tance in the religious community are graduates of hopefully engage in constructive dialogue that will
religious distinctive programs. The graduates of enhance empathy and understanding.
Campbell 485
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Campbell 487
PA RT
5
Emerging Trends in
Education and Training
CH A P T E R
Abstract
Professionalism is a multifaceted construct, making it difficult to develop a consensus definition of the
term. This lack of an agreed-upon definition poses challenges to the development of this competency
in psychology education and training, as well as to its assessment. Despite these barriers, development
of professionalism in psychology trainees serves a critical societal function. This chapter describes the
construct of professionalism in professional psychology and in the broader health professions context.
Attention is paid to effective strategies for assessing and teaching professionalism. Consideration is given
to addressing trainees with competence problems that are manifested in the professionalism domain.
Future directions are offered with regard to defining, assessing, and training for this competency.
Keywords:╇ professionalism, competence, education, training, trainees with problems of professional
competence
Professionalism is a construct that for many years values that fall under the rubric of professionalism
has received considerable attention in other health must be espoused and modeled in all educational
professions in North America and Europe (Passi, and training endeavors as professionalism is context
Doug, Peile, Thistlethwaite, & Johnson, 2010). It is dependent and thus systems-level issues influence its
only recently that professionalism has emerged as an manifestation and assessment (Lesser et al., 2010;
independent construct and core competency within Wear & Kuczewski, 2004). As professional psy-
professional psychology. Professionalism is a neces- chologists, it is imperative that we create a culture of
sary, albeit not sufficient, competency for effective professionalism within our discipline.
and high-quality practice and the protection of the This article represents one of the first system-
pubic in the twenty-first century (Lesser et al., 2010; atic efforts to review the pertinent literature on
Pellegrino, 2002). It is critical to psychologists’ social professionalism for the professional psychology
contract with the public (Cruess, Cruess, & Steinert, literature. Given the dearth of information about
2009; Cruess, Cruess, & Steinert, 2010). More than professionalism within psychology, most of what
an innate character trait or virtue, professionalism is will be discussed will draw upon the literature from
a complex and multifaceted competency that incor- other health professions. Specifically, attention will
porates a broad array of essential components. This be paid to the definitions and history of the con-
competency can be taught, and it is imperative that struct of professionalism. Strategies for assessing
psychologists make a lifelong commitment to refin- professionalism will be reviewed. There will be a
ing this competency over the course of their profes- discussion of a variety of techniques for teaching
sional development (Lesser et al., 2010). Further, the and enhancing the professionalism competency.
491
In addition, approaches for addressing problems race, religion, disabilities, and sexual orientation
in the competency domain of professionalism will (Swing, 2007).
be shared. As the field of professional psychology A later definition of medical professionalism
evolves, the role of professionalism will shift, and was proffered in 2000 by Swick, who stated that
thus consideration will be given to the ways in the construct was comprised of the following set of
which this construct is relevant to psychologists’ physician behaviors:
efforts to effectively address such shifts (e.g., social
(1)╇ subordinating own interests to the interests
networking). Throughout the article, we will gear
of others
our comments to ways in which this literature can
(2)╇ adhering to high ethical and moral standards
be applied within professional psychology.
(3)╇ responding to societal needs, with behaviors
reflecting a social contract with the communities
Definitions
served
Professionalism is a multidimensional construct
(4)╇ evincing core humanistic values, including
that includes interpersonal, intrapersonal, and pub-
honesty and integrity, caring and compassion,
lic elements (Van de camp, Vernooij-Dassen, Grol,
altruism and empathy, respect for others, and
& Bottema, 2004). According to Merriam-Webster,
trustworthiness
professionalism is defined as “the conduct, aims, or
(5)╇ exercising accountability for themselves and
qualities that characterize or mark a professional or
for their colleagues
a professional person” (Merriam-Webster Online
(6)╇ demonstrating continued commitment to
Dictionary). Thus it is a way of acting, rather
excellence
than a way of being (Cohen, 2007). Humanism,
(7)╇ exhibiting a commitment to scholarship
an overlapping and mutually enriching construct,
and to advancing their field
is the term that refers to the associated way of
(8)╇ dealing with high levels of complexity and
being (Cohen, 2007; Swick, 2007). Despite the
uncertainty
aforementioned dictionary definition, within the
(9)╇ reflecting upon their actions and decision
health professions broadly as well as individually,
(Swick, 2000)
there is no consensus definition of professional-
ism (Hafferty, 2006). Rather the definitions of this These behaviors were adopted by multiple
construct vary according to the profession, under- groups (Hilton & Soutgate, 2007), including the
lying philosophical perspective, the culture, and Association of American Medical Colleges for
the context. It is worth noting that discussion in their undergraduate medical student outcomes
the literature this competency’s definition some- work (Medical School Objectives Writing Group,
times defines the construct and at other times offers 1999), accreditation and reaccreditation processes,
descriptions of behavior that fall within the bounds and the American Board of Internal Medicine in its
of this construct. Project Professionalism (American Board of Internal
Medicine Over the millennium and more specif- Medicine, 2001).
ically in the last decade, the concept of professional- According to Stern, who edited the book,
ism has undergone major changes within medicine Measuring Medical Professionalism (Stern, 2006),
(Van Mook, De Grave, Wass et al., 2009). As such, “professionalism is ”demonstrated through a foun-
multiple definitions have been put forward. The fol- dation of clinical competence, community skills,
lowing are some well-known examples. According and ethical and legal understanding, upon which is
to the Accreditation Council of Graduate Medical built the aspiration to and wise application of the
Education (ACGME) Outcomes Project, profes- principles of professionalism: excellence, human-
sionalism entails the demonstration of: compassion, ism, accountability, and altruism” (p. 19).
integrity, and respect for others; responsiveness to The following are the key themes, listed alpha-
patient needs that supersedes self-interest; respect betically, that are associated with the definitions
for patient privacy and autonomy; accountability of the construct of professionalism within medi-
to patients, society, and the profession; excellence cine: altruism, accountability, benevolence, car-
in ongoing professional development; adherence ing and compassion, courage, ethical practice,
to ethical principles; and sensitivity and respon- excellence, honesty, honor, humanism, integrity,
siveness to diverse patient populations, including reflection/self-awareness, respect for others, respon-
but not limited to diversity in gender, age, culture, sibility and duty, service, social responsibility, team
492 Professionalism
work, trustworthiness, and truthfulness (American Psychology. Within professional psychology,
Board of Internal Medicine, 2001; Hafferty, 2006; professionalism as defined in the revised bench-
Hilton & Soutgate, 2007; Van Mook, Van Luijk, marks model encompasses a number of specific
O’Sullivan, et al., 2009). competencies, one of which is professional attitudes
Other health professions. Within dentistry, and values (Hatcher et al., 2013). The specific com-
professionalism has been defined by six value-based petency of professional attitudes and values, which
statements: competence, fairness, integrity, is the competency most germane to this article, has
responsibility, respect, and service-mindedness the following agreed upon definition within pro-
(American Dental Education Association; ADEA, fessional psychology: “behavior and comportment
2009). Descriptions and behaviors associated with that reflect the values and attitudes of psychol-
each of these values are provided by the ADEA ogy” (Found et al., 2009; Hatcher et al., 2013).
in their Statement on Professionalism in Dental The essential components include: (1) integrity—Â�
Education. honesty, personal responsibility, and adherence to
Within nursing, “professionalism and pro- professional values; (2) deportment; (3) account-
fessional values” are constructs that encompass ability; (4) concern for the welfare of others; and
fourteen behaviors such as: adhering to profes- (5) professional identity.
sional standards; being accountable; modeling
the values and articulating the knowledge, skills, History of Professionalism
and attitudes of the nursing profession; demon- Medicine. The following is a brief recent history
strating professionalism; appreciating the history of efforts focused on professionalism within medi-
of and contemporary issues in nursing; engaging cine (Kirk, 2007; Passi et al., 2010; Thistelethwaite
in self-reflection; identifying risks that impact & Spencer, 2008). In the mid-1990s, Project
personal and professional choices and behaviors; Professionalism was commissioned by the American
communicating personal bias in difficult decisions Board of Internal Medicine. Project Professionalism
to the health care team; recognizing the impact was designed to promote integrity within the spe-
of attitudes, values, and expectations on the care cialty of internal medicine, in the educational context,
of vulnerable populations; protecting privacy and and among all internists and subspecialists within
confidentiality; using interprofessional and intra- medicine. It defined six components of professional-
professional resources to resolve ethical and other ism: altruism, accountability, excellence, duty, honor/
practice dilemmas; acting to prevent unsafe, ille- integrity, and respect (American Board of Internal
gal, or unethical care practices; articulating the Medicine, 1995, 2001). A parallel process occurred
value of pursuing practice excellence, lifelong in Canada, CANMEDS, which was sponsored by the
learning, and professional engagement; and valu- Royal College of Physicians and Surgeons of Canada
ing self-care (American Association of Colleges (Thistelethwaite & Spencer, 2008). CANMEDS artic-
of Nursing, 2008). Using Q-methodology with ulated a competency-based framework and delineated
nursing faculty and students, it was shown that roles that should define a competent specialist: medi-
individuals with different perspectives varied in cal expert, communicator, collaborator, manager,
the ways in which they defined professionalism health advocate, scholar, and professional.
(Akhtar-Danesh et al., 2013). For example, those In 1999, the ACGME defined general competen-
classified as humanists highlighted the profes- cies that each specialty within medicine is expected
sional values associated with the construct, such to impart to its residents during training; profes-
as respect for human dignity, personal integrity, sionalism was listed as one of these six core com-
protection of patient privacy, and the protection petencies. In that same year, the American Board of
of patients from harm. For those categorized as Internal Medicine Foundation, in partnership with
portrayers, professionalism was manifested by one’s the American College of Physicians Foundation
image, attire, and expression. For those termed and the European Federation of Internal Medicine,
facilitators, the construct incorporated standards initiated the Medical Professionalism Project. This
and policies, as well as personal beliefs and values. effort resulted in the creation of a physician’s char-
Finally, those categorized as regulators asserted that ter published in 2002, entitled “Medical profes-
professionalism is fostered in a work context in sionalism in the new millennium,” which states,
which suitable beliefs and standards are communi- “Professionalism is the basis of medicine’s contract
cated, accepted, and implemented. with society. It demands placing the interests of
494 Professionalism
This covenant, which is part of the institution’s mis- to collaboratively develop and implement models
sion statement, is shared with patients and trainees for evaluating and teaching professionalism (Van
in two seminal documents, the Mayo Clinic Model Luijk, Gorter, & Van Mook, 2010).
of Care and the Mayo Clinic Model of Education. Psychology. In general, psychology has been
One significant element of professionalism’s his- slower than other health professions in identifying
tory within medicine pertains to the ways in which and agreeing upon core competencies. The 2002
this competency has been viewed as key to physi- Competencies Conference was first time in which
cians’ social contract with society (Cruess et al., professionalism was noted to be a competency
2010). Proponents of professionalism have argued within professional psychology (Kaslow, 2004;
that physicians need to reassert their professional- Kaslow et al., 2004; Rodolfa et al., 2005). It was
ism in order to redefine their contract with soci- conceptualized at that time as the outcome of profes-
ety (Cruess, Cruess, & Johnston, 1999; Cruess & sional development, which was conceived as being
Cruess, 1997). Given cultural and societal differ- a foundational competency (Elman, Illfelder-Kaye,
ences, attention has begun to be paid in medical edu- & Robiner, 2005). Attention was given to two
cation to the ways in which professionalism should elements of professionalism—interpersonal func-
be taught and must be manifested with respect to tioning and thinking like a psychologist. It was
local customs and values (Cruess et al., 2010). only more recently, as competency models evolved
Other health professions. Within dentistry, pro- within professional psychology, that professionalism
fessionalism is one of six required competencies. The itself has been viewed as a core foundational com-
American Dental Education Association has argued petency. It was articulated as such for the first time
that graduates must be competent to apply ethical in the Benchmarks document (Fouad et al., 2009).
and legal standards in the provision of dental care and Recently, professionalism has been conceptualized
practice within the scope of their competence and more broadly as an overarching competency cluster
consult with or refer to professional colleagues when that includes four specific competencies: (1) profes-
indicated (American Dental Education Association, sional attitudes and values; (2) individual and cul-
2009). In terms of nursing, professionalism is iden- tural diversity; (3) ethical and legal standards and
tified as one of ten competencies that will inform policy; and (4) reflective practice, self-assessment,
future nursing practice and curricula, although the and self-care (Hatcher et al., 2013).
focus is at the baccalaureate, rather than masters or Within professional psychology, steps have been
doctoral, level (American Association of Colleges taken to delineate strategies for the formative and
of Nursing, 2008). According to the American summative assessment of this competence at mul-
Association of Colleges of Nursing, the nurse of the tiple stages of professional development (Kaslow
future will demonstrate accountability for the deliv- et al., 2009). Of note, although the Commission
ery of standards-based nursing care that is consis- on Accreditation incorporates a competency-based
tent with moral, altruistic, legal, ethical, regulatory, focus to the accreditation process of graduate,
and humanistic principles (American Association of internship, and post-doctoral residency programs,
Colleges of Nursing, 2008). they have yet to focus on professional attitudes and
In 2011, a document was published that articu- values as one of the competencies on which they
lated the core competencies for interprofessional evaluate training programs’ educational efforts or
collaborative practice (Interprofessional Education outcomes.
Collaborative Expert Panel, 2011). Nursing,
osteopathic and allopathic medicine, pharmacy, Assessment
dentistry, and public health collaborated in this Rationale for assessing professionalism. There
endeavor. Although professionalism as a term is are multiple reasons to assess professionalism in
not used to describe one of the four competency trainees. First, the assessment of this foundational
sets in this document, one of the competency sets competency is critical for providing meaningful
clearly incorporates elements of professionalism and and valuable formative and summative feedback
is entitled “values/ethics for interprofessional prac- that assists trainees in continuing to improve and
tice.” In addition, growing attention has been paid grow developmentally in this domain. Second,
to the importance for interprofessional education of evaluating professionalism can enable trainers to
teaching health care trainees about professionalism identify trainees with problems of professional com-
(McNair, 2005). Health care professionals in some petence. This is particularly important given the
countries have worked across health care specialties link between unprofessional behavior in school and
496 Professionalism
tools have begun to appear in the literature to definition and manifestation of this construct. Our
assess the fundamental concept of professionalism. assessment armamentarium specific to this construct
Indeed, a 2007 paper found a total of 55 different is weak to relatively nonexistent. Lapses in profes-
measures of professionalism and related elements sionalism often are subtle, and trainees’ behavior is
(Jha et al., 2007). not consistent across contexts. Factors such as these
The following represent some of the most fre- make the assessment of this competency question-
quently used tools developed for use with physicians able in terms of their reliability, validity, and fidelity
and medical students. The Evaluation of Professional (Schwartz, Kotwicki, & McDonald, 2009).
Behavior in General Practice is a scale developed to
assess professional behavior in primary care physicians Teaching Professionalism
(Van de camp, Vernooij-Dassen, Grol, & Bottema, As far back as the Greek philosophers Plato and
2006). The Nijmegen Professionalism Scale, which Socrates, the question of whether virtue can be
was developed to evaluate professional behavior in taught has been debated. Socrates did not answer
primary care physicians, has been used with trainers this question definitively. Today, trainers debate
and trainees alike (Tromp, Vernooij-Dassen, Kramer, whether professionalism can be taught, and the
Grol, & Bottema, 2010). The Professionalism answer appears to be both yes and no. We believe
Mini-Evaluation Exercise is an assessment tool with that there are three groups of trainees for whom
some psychometric support in which trained faculty professionalism can be taught. The first group is
observe and rate behaviors associated with profes- comprised of individuals with a high level of natu-
sionalism in medical students (Cruess, McIlroy, ral competence in professionalism. They developed
Cruess, Ginsburg, & Steinert, 2006). Recently, a tool this competency even before entering the formal
was created to assess medical students’ perceptions of psychology educational and training sequence,
professionalism in their learning environment, the and thus simply require that it be honed and made
Learning Environment for Professionalism Survey more psychology-specific. The second group can
(Thrush, Spollen, Tariq, Williams, & Shorey, 2011). be defined as “good-enough” trainees in the pro-
Until these tools are used either in their current for- fessionalism domain. These are people for whom
mat or in a revised format, their utility for psycholo- solid training and experience can enable them to
gists is an empirical question. meet or exceed the benchmarks in this domain.
Measures also have been created to assess profes- The third group consists of the subgroup of trainees
sionalism in other health professions. For example, with problems of professional competence within
the nursing literature reports on assessment tools the professionalism domain who are motivated to
of professionalism, such as Hall’s Professionalism address these difficulties.
Inventory Scale (Hall, 1968). Although devel- The following section offers a framework and
oped more than 40 years ago, it is still used today strategies for teaching professionalism to these sub-
(Wynd, 2003). One of the more commonly used groups of trainees. For the teaching of this compe-
scales to assess this construct in nursing has been tency to be effective, professionalism must be treated
the Professionalism in Nursing Behaviors Inventory carefully and comprehensively throughout the edu-
(Adams & Miller, 2001; Miller, Adams, & Beck, cational and training sequence within professional
1993) that covers nine categories of behavior repre- psychology (Ginsburg & Stern, 2004). An effective
senting professionalism and is based on the model approach for teaching professionalism entails offer-
that is reflected in the Wheel of Professionalism in ing myriad learning opportunities for gaining expe-
Nursing. The Professionalism and Environmental rience in and reflecting upon professionalism (Passi
Factors in the Workplace Questionnaire encourages et al., 2010). These opportunities should include a
nurses to reflect upon their behavior; offers a frame- mixture of formal experiences and informal oppor-
work for discussing, planning, and implementing tunities to examine issues related to professionalism
strategies to encourage professionalism in practice; (Stern & Papadakis, 2006; Van Mook, De Grave,
and is associated with productive work environ- Van Luijk, et al., 2009; Van Mook, Van Luijk, De
ments (Baumann & Kolotylo, 2009). Once again, Grave, et al., 2009). It is also optimal that the edu-
the relevance of these tools for psychologists has yet cation and teaching of this construct be guided by
to be determined. relevant educational theory and principles of adult
Assessment challenges. There are myriad chal- learning (Cruess et al., 2009).
lenges associated with assessing professionalism. Training the trainers. Trainer development is
There is a general lack of consensus about the a prerequisite for the teaching of professionalism
498 Professionalism
freely communicating information about trainees et al., 2008). Further, they have minimal tolerance
across all levels of the system, a process that is par- for unprofessional behavior (Duff, 2004) and, when
ticularly crucial when there are concerns regarding such behavior does occur, they address it promptly
the trainees’ professionalism. and with all seriousness.
Finally, for a climate of professionalism to be per- Trainers must model professionalism, which
vasive within an educational system or organization, entails working together collaboratively to estab-
the community norms often need to be altered. The lish group norms for professional behavior and to
norms should be ones that reinforce appropriate personally behave in accord with such standards
social and subjective elements of professional atti- (Larkin, 2003). With regard to teaching profession-
tudes and values throughout the institutional cul- alism, role models need to exemplify virtue in their
ture. Unfortunately, at the present time, deficiencies interactions with patients, trainees, colleagues, and
in our learning environments, which include the community at large; demonstrate a humanis-
unprofessional conduct by trainers, in conjunction tic perspective; communicate honestly and directly
with the subjective nature of the assessment of pro- with trainees, who get the message because the
fessional attitudes and values, often leaves trainees trainer’s words come from the heart; and convey the
feeling vulnerable, confused, and unjustly evaluated value of self-reflection (Coulehan, 2005). They also
and treated (Brainard & Brislen, 2007). As a result, need to be models for coping adaptively with the
trainees are less likely to exhibit developmentally myriad stressors associated with professional practice
normative levels of professional attitudes and values (Mareiniss, 2004). Effective role modeling fosters
(Cruess & Cruess, 2006). A climate of professional- professional attitudes and behaviors and serves a pre-
ism is one that is transparent, has clear communi- ventive function vis-à-vis inappropriate professional
cation and expectations, treats trainees and trainers behavior (Mareiniss, 2004; Ratanawongsa et al.,
alike with respect and compassion, and includes 2006). It is useful if mentoring systems are created
trainers that model professional behavior (Brainard to support trainers in developing as role models and
& Brislen, 2007). teachers of professionalism. Clearly, we need vir-
Role modeling. One critical component of a cul- tuous psychologists as teachers and role models at
ture of professionalism is role modeling, a process every stage of the education and training sequence.
that involves both conscious and unconscious activi- Devising and implementing a curriculum.
ties (Cruess et al., 2009). Positive role models are A systematic curriculum should be implemented
central to professional character development and in professional psychology training programs.
serve as an effective means for imparting professional It is ideal if this curriculum is developmentally
values, attitudes, and behaviors (Cruess, Cruess, & informed, multifaceted, and comprehensive and
Steinert, 2008; Kenny, Mann, & MacLeod, 2003). includes didactics and situational learning. Both the
Role models manifest positive professional behaviors curriculum and the participants should be evalu-
and characteristics. As Aristotle said, “we learn by ated in an ongoing fashion (Verderk, de Bree, &
practice and the best practice is to follow the model Mourits, 2007).
of the virtuous person.” Thus all trainers, from the For trainees, the didactics optimally include
most senior to the most junior, must serve as role a combination of coursework, readings, lectures,
models (Wear & Aultman, 2010). discussions, vignettes, case presentations, skills
There are a number of qualities associated with trainings, and activities (Boenink, De Jonge, Smal,
the effective role modeling of professionalism. Oderwald, & Van Tilburg, 2005; Passi et al., 2010).
These include, but are not limited to, clinical com- Didactics programs should focus on a review of
petence and the provision of quality care, teaching the history and literature related to professional-
skills, capacity for and willingness to share their ism, with attention paid to historical figures as role
self-reflections, sensitivity to diversity, and per- models; a discussion of professionalism knowl-
sonal attributes reflective of good character (Cruess edge, skills, and attitudes; an examination of per-
et al., 2008; Weissman, Branch, Gracey, Haidet, tinent ethics, morals, and human values; and a
& Frankel, 2006; Wright & Carrese, 2003). These list of what and what not to do in clear behavioral
trainers prioritize providing feedback and articu- terms (Archer, Elder, Hustedde, Milam, & Joyce,
lating what they are modeling (Wright, Kern, 2008; Eggly, Brennan, & Wiese-Rometsch, 2005;
Kolodner, Howard, & Brancati, 1998). In addition, Ginsburg, Regehr, Stern, & Lingard, 2002).
positive role models demonstrate a commitment to While didactics are valuable and associated with
improving their competence as role models (Cruess positive changes in relationships with patients,
500 Professionalism
people to respond to society’s changing needs (Wear exploring interactions with patient in depth in order
& Bickel, 2000). to gain insight into one’s own reactions to patients.
A professional approach also can be incul- Balint groups in medical training have been pro-
cated in trainees through the process of engaging posed as one vehicle for teaching professionalism
in productive collaborative endeavors with other through enhancing listening and observational
trainees. Activities reflective of such collaboration skills; encouraging integrative, creative, and diver-
include co-interviewing patients, co-therapy, and gent perspectives; valuing empathy; and supporting
co-authorship. the reflective process and ongoing self-assessment.
Supervision related to professionalism is opti- Trainees who participate in such groups have found
mal when it capitalizes on the teaching moment them to be useful tools for enhancing self-reflection
(Coulehan, 2005). Supervision is an ideal venue and gaining insight into self- and patient-care issues
to promote professionalism, as through the super- (Adams, O’Reilly, Romm, & James, 2006).
vision process, trainers can assist trainees in con-
necting their knowledge, skills and attitudes to the Problems of Competence in the
experiences of their patients and promote awareness Professional Attitudes and Values
of relevant professional policies and organizations Competency Domain
(Spruill & Benshoff, 1996). In addition, compe- There may be subgroups of trainees for whom
tency based supervisors can instill professional atti- professional attitudes and values may not be teach-
tudes and values by offering the essential tools to able. Some are individuals who manifest serious
ensure the attainment of continuous professional problems in this competency domain overall and
development and growth (Falender & Shafranske, in one/or more of its essential components. Others
2007). In a related vein, coaching can occur in either are trainees with serious problems related to profes-
an individual or a group format. Coaching sessions sional attitudes and values who also exhibit prob-
can be used to review feedback on trainees’ perfor- lems of professional competence in one or more
mance related to professionalism with the trainee, other competency clusters or domains. Examples of
raise awareness of their strengths and weaknesses, competency problems related to professional atti-
discuss both the costs and benefits of addressing tudes and values may include an inability/unwilling-
their weaknesses, develop behavioral goals, and ness to self-reflect, acknowledge problems, and/or be
make plans to meet these goals (Brinkman et al., open to formative and summative input including
2007). Mentoring, often a logical outgrowth of a remediation plans. Unfortunately, at times, no mat-
supervisory or coaching relationship, also can be an ter how effective the educational and training system
effective way to promote reflective experiences and may be, it is not possible to assist the trainee in mak-
competence in professionalism (Wear & Aultman, ing the requite progress to meet developmentally
2010). Mentors assist trainees in identifying their appropriate benchmarks in this competency domain.
personal calling or mission. Professionalism is However, there are other trainees with problems in
fostered through the alignment of these identi- this competency domain that can benefit from more
fied interests and goals with one’s work activities focused remediation efforts.
(Larkin, 2003). A number of strategies have been recommended
Peer supervision and consultation can be help- for addressing competency problems vis-à-vis pro-
ful methods for learning professionalism (De Haan, fessional attitudes and values. First, there needs to be
2005). Peer feedback is often very honest and an organized approach for monitoring and address-
direct with regard to professionalism, and trainees ing unprofessional behavior that is clearly delineated
often are more open to input from their peers than and communicated to all parties (Papadakis, Loeser,
from authority figures (Spruill & Benshoff, 1996). & Healy, 2001). Second, it is necessary to acknowl-
However, such feedback is valuable only if it occurs edge the importance and seriousness of the issue
in a context that supports mutual learning and (Schwartz et al., 2009). Professional attitudes and
respect. values need to be addressed from the outset of any
Balint training increasingly is used in residency training experience or relationship and such atten-
training programs, particularly family medicine tion must be ongoing. The threshold for attending
programs. It consists of a small group of individu- to lapses in professionalism should be kept low (Van
als meeting together on a regular basis to reflect Mook et al., 2010). Links should be made between
about their own interactions and relationships with professional attitudes and values and patient care, as
their patients (Balint, 1957). The method involves well as with disciplinary action.
502 Professionalism
formative and summative evaluations that includes The limited extant research has not yielded specific
self- and other-rated scales (including multisource or promising protocols (Jha et al., 2007). Despite
assessments or 360-degree evaluation methodolo- this, the data and conceptual literature shed light on
gies), observational methodologies, high-fidelity a variety of promising teaching methods. It is essen-
simulations (e.g., clinical vignettes, Objective tial that a wide array of approaches be integrated
Structured Clinical Examinations, standardized in the teaching of professionalism and that train-
patients, multiplayer/virtual games), critical incident ees be afforded multiple learning opportunities for
reports, and portfolios (including self-reflections and gaining experience in and reflecting upon the con-
journals) (Brinkman et al., 2007; Cruess et al., 2009; cepts and principles of professionalism (Passi et al.,
Epstein & Hundert, 2002; Kaslow et al., 2009; Passi 2010). These approaches should take into account
et al., 2010; Van Mook, Gorter, O’Sullivan, et al., the developmental stage of the trainee, diversity fac-
2009; Veloski et al., 2005; Wilkinson, Wade, & tors, and the context in which the training occurs
Knock, 2009; Wood et al., 2004). This toolkit should (Cruess et al., 2009). In addition, the overall teach-
include both quantitative and qualitative assessment ing of professionalism optimally will involve setting
methods, as the triangulation of such information is expectations, providing experiences, and evaluating
likely to be critical to the meaningful evaluation of outcomes (Stern & Papadakis, 2006).
this construct and the valuable provision of feedback One overarching framework for teaching pro-
with regard to this competency domain (Arnold, fessionalism within medicine is the Professionalism
2002; Van Mook, Gorter, O’Sullivan, et al., 2009; Cycle (Passi et al., 2010); this framework easily could
Van Mook, Van Luijk, O’Sullivan, et al., 2009). be adopted for psychology. It includes four key
Measures in this toolkit must be set in real-life con- components: (1) Professional action—knowledge,
texts so that we can observe trainees resolving rel- skills, and attitudes; (2) Component methods—
evant value conflicts associated with professionalism problem-based learning, consultation, observation
(Epstein & Hundert, 2002; Ginsburg et al., 2000; tools, case-based discussions, bedside teaching, vid-
Van Mook, Van Luijk, O’Sullivan, et al., 2009). In eotaped consultations, role-playing exercises, and
addition, measures of professionalism in the learn- interactive lectures; (3) Tutor feedback—educational
ing environment need to be created (Baumann & portfolios, one-on-one teaching, group teaching,
Kolotylo, 2009; Thrush et al., 2011), as feedback on and written feedback; and (4) Action plan—reme-
such tools can help guide improvements in the learn- diation plan to improve professionalism. This cycle
ing context, which in turn will result in psychology also underscores the importance of lifelong learning
trainees and psychologists who exhibit high levels and continuing professional development.
of professionalism. Until a state-of-the-art toolkit is It is imperative that we create and disseminate
established, combinations of the existing method- best practices for addressing trainees or trainers who
ologies will need to suffice (Van Mook, Van Luijk, exhibit competency problems related to professional
O’Sullivan, et al., 2009). attitudes and values. Managing such difficulties in a
Further, there is a need to assess professionalism systematic and respectful fashion is associated with
not only at the individual level, but also at the inter- more positive work environments, greater satisfac-
personal and societal-institutional levels (Hodges tion and productivity among trainers and train-
et al., 2011). Training of those who will be conduct- ees alike, enhanced reputation of the educational/
ing the assessment is also critical to ensuring the training program, and improved educational and
quality of the results (Van Mook, Gorter, O’Sullivan, patient-care outcomes (Hickson, Pichert, Webb,
et al., 2009). The ways in which this assessment data & Gabbe, 2007). New ways to frame problems in
can be used to assist trainers in offering formative this competency domain may offer a fresh outlook,
and summative feedback related to professionalism which appears to have occurred to some extent in the
require greater delineation (Schwartz et al., 2009). medical literature with the reframing of profession-
Moreover, with growing attention to maintenance alism problems as a form of a medical error (Lucey
of competence within our profession, strategies for & Souba, 2010). Indeed, strategies for dealing with
assessing professionalism over the lifespan need to medical errors may provide a useful template for
be created, and formal implementation efforts need efforts to address problems related to professional
to get underway. attitudes and values (Lucey & Souba, 2010).
To date, there has been a dearth of empirical As society evolves, the construct of profession-
studies with regard to interventions that are effec- alism can be a useful guide for addressing new
tive for teaching professionalism (Jha et al., 2007). trends. For example, social networking, commonly
504 Professionalism
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Abstract
The most effective and ineffective facets of professional psychology training remain largely unknown,
and many questions remain about the field's traditional training models and how such models can be
improved, restructured, or refocused. The present chapter focuses on such questions and improvement
efforts in the forms of emerging training technologies and innovations. Specifically, we address both
technological advances and paradigmatic challenges to professional psychology training and their
related implications, across four main sections: (1) direct technological innovations for training;
(2) non-technology-based innovations; (3) promising technological innovations for direct psychological
care, which, by extension, require training schemes on those technologies (training that is mostly absent
in current paradigms); and (4) challenges to integrating technological innovations in professional training
and direct practice. Finally, we offer several concluding comments on the state and future of training in
professional psychology.
Key Words:╇ psychotherapy training, technology, innovations, continuing education, distance �learning,
accreditation, training clinics, outcomes monitoring and management, common factors, therapist
responsiveness
510
For example, numerous psychotherapies already rely store information is rapidly accelerating (Hilbert
heavily on technology, and early research suggests that & López, 2011). Articles and books about technol-
technology-centered or technology-enhanced treat- ogy often are outdated even before they make it to
ments can be at least as effective as traditional therapies print. Therefore, instead of reviewing issues around
both in process (e.g., Sucala et al., 2012) and outcome specific hardware and software currently available,
(e.g., Barak, Hen, Boniel-Nissim, & Shapira, 2008). we focus on the implications of technologies more
Although the data are less abundant for psychological broadly. For example, in the case of streaming video
assessment, there are certainly promising technologi- for therapeutic, teaching, or mentoring purposes,
cal advances that may ultimately improve the reliabil- there is a greater benefit to focusing on the clinical
ity, validity, and/or practicality of such assessments and pedagogical issues rather than the technologi-
(e.g., Garb, 2007; Piasecki, Hufford, Solhan, & Trull, cal ones. The question is not whether online video
2007; Trull, 2007). quality and security levels are high enough for use
Although one could argue that psychology and in clinical, classroom, or administrative settings.
technology historically have not been bedfellows, it Rather, the more relevant question is, assuming that
seems clear that this relationship is changing dramat- online video quality and security is (or will shortly
ically. The age of rapid dissemination of information be) sufficient for clinical, classroom, and meeting
and services is upon us, and it is incumbent on the use, what are the ethical, pedagogical, or practical
field to continue to adopt, develop, test, and imple- issues that make this sustainable or unsustainable?
ment cutting-edge technologies into its service, Or, in other words, do new technological advances
training, and research missions (Kazdin & Blase, replace, improve, or serve as satisfactory substitutes
2011). Such innovations undoubtedly will force the for more traditional models of clinical service or
field to scrutinize traditional training practices that training? Or even better, are there ways that tech-
have gone largely unchallenged for decades. nology can alter some of the core features of profes-
Of course, innovations are not restricted to sional service and training that have not yet been
digital technology. They also can represent a chal- envisioned? These questions serve as the founda-
lenge to the status quo and the asking of difficult tion of this section on technology-based training
questions about what does and does not work innovations.
with regard to psychology practice and training. Real-time e-learning tools, such as text chat, have
Thus, in this chapter, we address both technologi- the potential to enhance important training com-
cal advances and paradigmatic challenges to pro- ponents like counseling or psychotherapy supervi-
fessional psychology training, with a relative focus sion and teaching. Some research has supported the
on clinical training and training in the practice of benefits of online peer supervision via text chat; for
psychotherapy (an activity in which clinical psy- example, school counselor trainees undergoing such
chologists spend the largest percentage of their supervision evidenced higher counselor self-esteem
time; Norcross & Karpiak 2012). In the first sec- and better case conceptualization skill than trainees
tion, we outline direct technological innovations with no online supervision (Butler & Constantine,
for training and their implications. In the second 2006). Other research has demonstrated specific
section, we address non-technology-based innova- advantages (e.g., more positive perceptions of
tions and their associated implications. In the third supervision quality) of hybrid supervision (e.g.,
section, we review current and promising techno- integrating traditional face-to-face supervision with
logical innovations for direct care, which, by logical online text chat) over face-to-face supervision alone
extension, require training on those technologies (Conn, Roberts, & Powell, 2009; Gammon, Sørlie,
(training that is mostly absent in current paradigms Bergvik, & Hoifodt, 1998).
and in some cases is hindered by current licensing Although text-based e-learning tools have shown
and accreditation requirements). Finally, we offer promise, video conferencing may have added value
several concluding comments on the state of psy- in that it includes nonverbal cues in the supervisory
chotherapy training and visions for its responsive experience (Abbass et al., 2011). Research has shown
evolution in the face of promising technological and that the experiences of supervisees and supervisors
non-technology-based innovations. are largely comparable in video conference-based
supervision and face-to-face supervision (Reese
Technology-Based Training Innovations et al., 2009; Sørlie, Gammon, Bergvik, & Sexton,
Information technologies are in constant 1999). Any limitations noted often were related
flux: The world’s capacity to communicate and to the contemporary limitations of the technology
Abstract
This chapter discusses the competencies needed by leaders of professional psychology education and
training programs. The competencies are in domains similar to those endorsed for the education and
training of all professional psychologists as noted in the Competency Cube Model (Rodolfa, et al., 2005).
However, the knowledge, skills, and attitudes required for effective performance in the program director
role are more specific and described here. This list of competencies clarifies the role and performance
expectations of program leaders and can be used to recruit, screen, and develop candidates for program
leader positions.
Key Words:╇ psychology education, program leader, program director, competencies, job expectations
529
A wealth of literature in organizational psychol- be identified as the person “in charge.” The APA
ogy, business, and management outlines the char- accreditation standards (American Psychological
acteristics of effective leaders and managers, and Association Commission on Accreditation, 2007)
this chapter will discuss that research. However, refer to this position as the “designated leader” or
professional psychology training and educational “director” who is a doctoral level psychologist and
programs do not exist in isolation. Instead, they is primarily responsible for directing the program,
are in colleges, universities, medical schools, hospi- and has the “credentials and expertise consistent
tals, and other settings that typically offer training with the program’s mission and goals and with the
programs for many other health professions as well. substantive area of professional psychology in which
Psychology increasingly regards itself as a health the program provides training” (p. 8). For intern-
profession, in contrast to a mental health profes- ship and postdoctoral residencies, the individual
sion, and the expectations, challenges, and oppor- must be “appropriately credentialed (i.e. licensed,
tunities for those other professions are increasingly registered, or certified) to practice psychology in the
relevant to psychology. Therefore, the expected jurisdiction in which the program is located” (p.15).
competencies of leaders of other health professions’ In this chapter, the terms program leader, program
training programs might be instructive in describ- director, or training director are being used to refer
ing the future roles and skills of psychology train- to that individual with primary responsibility for
ing program leaders. Thus, the literature bearing on program leadership, and the discussion will focus
training program leadership in the health profes- on that role. However, many of the competencies
sions will be used to inform the discussion here. discussed here also are applicable to others holding
Neither education nor health care services are major responsibilities for key elements of the train-
standing still. Much change is afoot in both arenas. ing program. In addition, the terms student, trainee,
Technological advances, changing markets, escalat- intern or postdoc refer to those enrolled in the train-
ing costs and limited resources, are fueling major ing program.
transformations in both fields. What are the impli- How many professional psychology program
cations of these changes for psychology education leaders are there? The short answer is “a lot.” If we
and training programs and the needed knowledge, count only APA accredited programs in clinical,
skills, and attitudes of the individuals who lead counseling, and school psychology in the U.S. and
them? This chapter will describe how effective pro- Canada at the end of 2011 (American Psychological
gram leaders can (actually must) foresee and address Association, 2011a, 2011b), there are 367 accred-
innovations in education and health care in their ited doctoral programs of which 237 are clinical,
training programs. 60 are counseling, 62 are school, and 8 are com-
bined professional—scientific. In addition, there
Characteristics of Program Leaders are 469 accredited pre-doctoral internship programs
Three major levels of training exist within pro- and 30 accredited postdoctoral residency training
fessional psychology education: doctoral academic programs.
programs, pre-doctoral internships, and post- Information on program directors is not col-
doctoral residencies. The American Psychological lected on a consistent basis. However, a few surveys
Association’s (APA) Commission on Accreditation provide us with snapshots of the individuals holding
accredits programs at each level. Each of these pro- these roles. In the 2011 annual surveys conducted
grams typically has a person leading/directing it, by the Association of Psychology Postdoctoral and
although titles for those individuals differ given Internship Centers (APPIC, 2011a), 242 directors
the structure of the organization or the size of the of APPIC member internships and 58 directors
program. In academic programs, common titles are of postdoctoral fellowships provided their views
program chair, director of clinical training, depart- of the internship/postdoctoral match process, as
ment chair, or dean. For internships, internship well as information on their own characteristics.
director or training director are often used. Since Seventy-one percent of the internship directors held
postdoctoral programs are typically small, most only that role, whereas 27% also were the director
directors of those programs carry the “director” title of a postdoctoral fellowship programs, and 2% were
in addition to other service-related titles. directing both an internship and an academic pro-
In most programs, many individuals have gram. Fifty-two percent of the internship directors
responsibilities associated with training or edu- had been in that role at that site for less than five
cational functions, but typically, one person can years; with another 26% held the position for five
Kenkel 531
Buckley and Rayburn (2010) found that chairs of base of psychology trainers found utility in using
departments of psychiatry remain in their positions competency thinking and language to develop cur-
for a longer period than psychology training leaders, riculum and to communicate to others the expected
but still less than 39% remained in their jobs after outcomes of that training. The competencies also
10 years. The common frustrations and reasons for provided a means for identifying the skills of a psy-
leaving include wanting to look for new opportu- chologist and for ensuring continuity across levels
nities, seeking retirement, disagreements with the of training in the development of those skills.
strategic direction of the institution or superiors, Conference participants developed the Competency
not feeling effective because of too many obstacles, Cube, a schematic depiction of the competencies
becoming burned out, having insufficient time for needed by professional psychologists (Rodolfa et al.,
research, lack of explicit criteria for evaluating their 2005). The cube is a three-dimensional conceptual
job performance, and enormously time-consuming framework delineating (a) competencies that serve
administrative tasks (Strickland, 1984). as the foundation for all professional psychology
work (foundational competencies); (b) competen-
Competencies in Professional cies that define what psychologists do (functional
Psychology competencies); and (c) the stages of professional
A competency-based model of education and training and development, from doctoral academic
training is gaining ground in professional psychol- training to continuing education. The domains of
ogy. In the 1980s, The National Council of Schools the foundational competencies include reflective
and Programs of Professional Psychology (NCSPP) practice and self-assessment; scientific knowledge
was the first psychology training council to artic- and methods; relationships; ethical and legal stan-
ulate competencies for professional psychology dards and policy; individual and cultural diversity;
training programs. The NCSPP competency-based and interdisciplinary systems. The domains of the
training model was further developed over the next functional competencies include assessment, diag-
20 years (Peterson, Peterson, Abrams, & Stricker, nosis and case conceptualization, intervention, con-
1997) and adopted by many of the clinical PsyD sultation, research and evaluation, supervision and
training programs. A slightly revised version of teaching, and management and administration.
the NCSPP competencies were incorporated into The Competency Cube provides a common lan-
the APA accreditation standards in 1996, thereby guage and frame of reference for all the stakeholders
exposing a broader array of training programs to involved in professional psychology education, cre-
competency-based education and training. dentialing, and regulation.
A competency model for professional psychol- Since it so clearly delineates the competencies for
ogy gained widespread attention and endorsement professional psychologists, the Competency Cube is
through work at the Competencies Conference: a natural starting point for discussing the competen-
Future Directions in Education and Credentialing cies of training directors. In the initial publication
in Professional Psychology, held in Scottsdale, of the Competency Cube (Rodolfa, et al., 2005),
Arizona, in 2002 (Kaslow, 2004; Kaslow, et al., the authors discussed how different specialties
2004). A broad spectrum of psychology training within professional psychology, e.g., neuropsychol-
constituencies and stakeholders participated in ogy or forensic psychology, require the same foun-
the conference, including APPIC which initiated dational and functional competencies. However,
the conference, APA, the Council of the Chairs of the practice parameters of the specialty, such as the
Training Councils (CCTC) representing doctoral populations served or the practice setting, shape
training programs, credentialing and regulatory the required competencies. Therefore, while each
bodies, ethnic minority psychology organizations, specialty requires assessment competencies, the par-
and practitioner groups. With this broad and ticular assessment tools used by each specialty might
diverse representation, competency models could differ. A similar case can be made for psycholo-
be considered by all levels of professional psychol- gists holding different professional roles, including
ogy training (doctoral programs, internships, post- the position of program director. The role and its
doctoral residencies) as well as by licensure and demands will shape the foundational and functional
certification groups. At the subsequent Benchmarks competencies and may even require additional com-
conference, participants specified proficiency levels petencies not listed in the cube.
for each competency at each level of training (Fouad Training directors design programs whereby
et al., 2009). As a result of these conferences, a broad graduate students, interns, or postdoctoral fellows
Kenkel 533
Table 30.1.╇ Foundational competencies for psychology program leaders
Domain Knowledge Skills Attitudes
Reflective Accurate self-awareness. Self-management of emotions and Open to feedback from colleagues,
Practice and Knowledge of one’s workload. trainees, supervisors.
Self-assessment managerial style, Self-direction Flexible.
preferences, strengths and Self-care strategies. Persistent.
weaknesses. Conscientious.
Resilient.
Self-confident.
Scientific Knowledge of the research Ability to develop training Values the broad-base of knowledge
Knowledge skills and practices most curricula that incorporate and research in psychology.
and Methods useful in professional evidence based practices. Committed to staying current with
practice. Ability to develop clinical training the research literature.
Knowledge of experiences requiring clinical Values research and evaluation in
evidence-based outcome assessments. making programmatic changes and
practices in professional improvement.
psychology. Values experimentation.
Knowledge of local
clinical scientist approach.
Ethical Advanced knowledge Ability to develop policies Committed to acting with integrity.
and Legal of the ethical and legal and procedures for assessing Committed to ensuring the ethical
Standards and standards pertinent to whether trainees are practicing in conduct and moral character of
Policy graduate education/ accordance with ethical and legal trainees and colleagues.
training and psychology standards and for intervening
practice. when they are not.
(continued)
Kenkel 535
Table 30.2.╇ (continued)
Competency Knowledge Skills Attitudes
Supervision Knowledge of effective Ability to provide effective Concerned with others’
and Teaching feedback strategies. developmental feedback. professional and personal
Knowledge of Mentoring ability. development.
developmental phases of Ability to maintain appropriate Willingness to invest time and
professional psychology boundaries with mentees. energy in others’ development.
students/interns. Willingness to engage in a
reciprocal process with trainee.
Trainee-focus.
Management Basic knowledge of Planning ability. Willing to be accessible to
and management theory Organizing and delegating abilities. students and faculty.
Administration and strategies, financial Coordinating abilities. Collaborative/team oriented.
management. Ability to make sound and timely Focused on trainees, faculty/
Knowledge of the structure, decisions. staff, program.
functions, policies and Ability to manage and allocate Decisive.
procedures of the training program resources. Patient.
organization and associated Financial management abilities. Enjoys multi-tasking/variety
agencies. of tasks.
Leadership Knowledge of projected Environmental scanning ability. Trustworthy.
trends and changes in higher Ability to develop and communicate Creative/resourceful.
education, professional a compelling vision for the training Willing to take risks.
psychology, and related program. Adaptable.
fields. Ability to do strategic planning Enthusiastic.
Knowledge of behavioural and goal-setting. Committed to continuous
health workforce needs and Ability to influence, inspire, and learning.
projections. motivate others. Oriented to accomplishment.
Team-building abilities.
Ability to listen to others with
empathy and curiosity.
Advocacy Knowledge of policy issues Ability to speak and write Willing to take a stand/speak
relevant to professional persuasively. out.
psychology. Ability to build relationships with Persistent and perseverant.
Knowledge of effective policy-makers. Patient.
advocacy strategies. Coalition building ability. Committed to working with
Ability to develop a long-term others to reach goal.
perspective and plan for
accomplishing change.
Ability to compromise.
Competencies described for health-care lead- Additionally, in his guide for department chairs,
ers are similar to the foundational competencies Learning (2003) stated that the first lesson is for
for psychologists. Duberman (2011) succinctly chairs to understand themselves: “Above all else,
described physician executive competencies as: academic deans and department chairs—and all
leaders—must come to terms with and accept who
• Leading self—Self-awareness, they are” (p. 1).
self-management, self-development. Therefore, fundamental competencies for leaders
• Leading others—Building an effective team; in many fields include self-awareness, self- manage-
developing, communicating, and inspiring. ment, and relationship skills. Perhaps these founda-
• Leading change—Resiliency, courage and tional competencies are even more important for
authenticity, change management. psychology program leaders since they are deal-
• Leading for results—Decisiveness, systems ing with colleagues and trainees very attuned to
thinking. these skills and seeking to develop them further. In
Kenkel 537
promotes patient-centered medical homes that say, but also what they do, attend to, and ignore.
provide a consistent primary-care provider and “A person with integrity” is a common description
seamless integrated care to patients. Health pro- of an effective leader and refers to behaving in a
motion and the management of chronic illnesses manner consistent with one’s values, principles, and
are emphasized, providing many opportunities for commitments. It involves having the courage to say
psychologists to practice their skills. Proving health what needs to be said, and to do what needs to be
care in this manner requires strong collaboration done. As a role model for faculty, staff, and train-
and a team approach among health care profession- ees, program leaders must be scrupulous in abiding
als. The Institute of Medicine (IOM) has issued by the profession’s ethical code as well as the poli-
several reports indicating that effective teams and cies and regulations of the training institution. Bray
redesigned systems are necessary for health care that (2008) investigated faculty’s expectations regarding
is patient centered, safer, timelier, more effective, proscriptive norms for academic deans, that is, what
and more efficient (IOM, 2001). These develop- they believed was unacceptable behavior, and found
ments have propelled many health-care professions that one of the perceived “high crimes” was regula-
to come together and develop competencies for tory disdain, or the administrator’s personal disre-
interdisciplinary collaboration (Interprofessional gard of university rules and regulations as well as
Education Collaborative Expert Panel, 2011). As their failure to hold others accountable for follow-
professional psychologists increasingly become inte- ing the rules. A second “high crime” was the inap-
grated into these primary care and specialty health propriate use of college funds, another violation of
teams, they need skills for collaborating with part- the rules. Faculty and trainees expect their leaders
ners beyond the traditional mental health providers. to be models for professional and ethical conduct
For that to happen, the curriculum needs to incor- and hold others to those same standards. They also
porate interdisciplinary collaboration skill training. expect their program leaders to “speak truth to
Other countries are ahead of the United States power,” that is, to voice concerns or opposing view-
in these areas and have organizations dedicated points to upper administration when an undesirable
to interprofessional education. For example, the policy or initiative is proposed. Bray (2008) found
Canadian Interprofessional Health Collaborative another proscriptive norm for deans (in this case,
(http://www.cihc.ca) promotes collaboration in a “minor felony”) was bending to pressure, that is,
health and education, whereas the Centre for the not maintaining a stand with upper administra-
Advancement of Interprofessional Education tion, parents, students, and so on, or bending the
(http://www.caipe.org.uk/) promotes and develops rules or covering up difficulties to avoid conflict or
interprofessional education in the UK and overseas. embarrassing situations. When they observe these
Training in interprofessional collaboration is failures of integrity, faculty, staff, and students lose
most effective when it starts early, but the “educa- faith and trust in their leaders. In studies of effec-
tional silos” of most professional training programs tive leadership in academic departments, research-
often do not permit it. To maximize the opportunity ers (Bryman, 2007; Murry & Stauffacher, 2001; &
afforded to psychologists by these major changes in Trocchia & Andrus, 2003) have found that effective
the health-care system, program leaders will need academic leaders are those faculty regard as trust-
expanded competencies in interdisciplinary sys- worthy and having integrity. Additionally Barge
tems and will have to find ways to break down the and Musambira (1992) found that negative turning
educational silos (Kenkel, 2011). They will need to points in relationships between program leaders and
know about related professions in the settings where their faculty were often associated with a change in
psychologists will be practicing, for example, health the perceived trustworthiness of the program head.
care, schools, forensic settings; how to work effec- Acting with integrity is a fundamental competency
tively with those groups, and how to design inter- for program leaders.
professional educational experiences so that trainees Training directors need to attend not only to their
can learn collaboration skills. own ethical and professional behavior, but also to
Though some may not want to acknowledge this that of the trainees. Johnson and Campbell (2004)
aspect of their role, program directors are the moral found that academic training directors were very
and ethical leaders of their programs. As “actions concerned about the character and fitness (psycho-
speak louder than words,” the training director’s logical health) of their students. They reported using
ethical behavior stands as a signpost for all others in a number of measures to assess these characteristics,
the program. It is not only what training directors including recommendation letters and interviews
Kenkel 539
Functional Competencies as therapists. However, similar to psychotherapists,
In addition to the foundational competencies, they attempt to restore or promote the trainee’s
effective program leaders demonstrate many of the well-being and positive functioning. In addressing
functional competencies listed in the cube model. The problem students and interns, program directors,
functional competency domains include assessment, like psychotherapists, need knowledge of appropri-
intervention, supervision/teaching, management/ ate interventions and must have a realistic sense of
administration, research/evaluation, and consulta- what is possible. (Binder & Wechsler, 2010). They
tion. In addition, there are two additional competen- need skills in maintaining an alliance with the
cies needed to be most effective in the role of training trainee while addressing the complex issues that are
director: leadership and advocacy. The key aspects of causing his or her poor performance. They must
these competencies are listed in Table 30.2. have the desire to help the trainee resolve the prob-
The program director’s role in assessment is very lems while appreciating the roles, responsibilities,
important and can be quite creative. With the move and boundaries of their positions as program direc-
to competency-based models in professional train- tors. They also must know the institutional, ethi-
ing (Kaslow, 2004; Kaslow et al., 2004; Kenkel & cal, and legal requirements and guidelines relevant
Peterson, 2010) and the emphasis on measuring to these situations and the documentation that is
educational outcomes by higher education accred- required, especially in cases involving negative aca-
iting bodies (APA Commission on Accreditation, demic actions, such as unsatisfactory evaluations,
2007), competency assessment is an essential ele- probation, or termination (Kaslow, et al., 2007b).
ment in determining the effectiveness of profes- Clearly, in these situations, the program director’s
sional education and training (Kenkel, 2009; competency in intervention is seriously tested.
Roberts, Borden, Christiansen, & Lopez, 2005). Program directors make great use of the research/
Standard tools for measuring professional psychol- evaluation functional competency. Accountability
ogy competencies are still in their infancy, though is the mantra within educational institutions as
the methods and formats developed largely by other national, regional and specialty (e.g. APA) accredit-
health professions and other psychology subfields ing bodies require academic and training programs
hold potential (Kaslow, et al., 2009). This is the to show evidence of their effectiveness. Although
time for experimentation so that the tools that hold many groan about this onus of accountability, this
the most promise for cost-effectiveness and fidelity is not a new way of thinking for psychologists.
can be adopted more widely by training programs Scientific training in psychology prepares program
and perhaps be used for constructive program com- leaders to embrace and support the development
parisons (Kenkel, 2009). To comprehensively assess of a culture of inquiry, evidence, and improvement
trainees’ competencies, program leaders can make (Western Association of Schools and Colleges,
use of the guiding principles developed by an APA 2008) where questions are raised about the learning
task force (Kaslow et al., 2007a) that emphasize the process, and data and assessment results are used to
use of multiple methods and the assessment of all determine program performance and to make pro-
elements of competencies, that is, the knowledge, grammatic improvement.
skills, and attitudes. Programs seldom assess atti- In most psychology academic and training
tudes, but their attainment is integral to the dem- programs, the program director is responsible
onstration of competence. for the APA accreditation process. This involves
The intervention competency refers to a broader being knowledgeable about accreditation prin-
spectrum of activities than psychotherapy. It has ciples, standards, and processes and being respon-
been defined as “activities that promote, restore, sible for annual reviews, self-studies, site visits,
sustain, and/or enhance positive functioning and and all communications with the Commission on
a sense of well-being in clients through preventive, Accreditation. Program directors’ competency in
developmental, and/or remedial services” (Peterson, program evaluation comes into play when they must
Peterson, Abrams, & Stricker, 1997, p. 380). One set up systems for collecting, storing, and analyzing
of the most critical times requiring program direc- information on the program’s students, faculty, pro-
tors’ proficiency in this competency is when they are cesses, and outcomes and when they must develop
dealing with trainees with professional competence an evaluation plan that collects information about
problems (Elman & Forest, 2007; Kaslow et al., program outcomes in a manner consistent with
2007b). In these situations, program directors do the accrediting body’s format. The collected data
not, and should not, conduct psychotherapy or act should meaningfully convey whether the program
Kenkel 541
An effective professional psychology training current zeitgeist favoring competency development,
program requires significant faculty/staff interde- recent research has focused on describing and mea-
pendence (Kenkel & Crossman, 2010). Faculty suring the competency of leadership. One of the
as a group must decide what and how competen- more recent assessment devices is the Leadership
cies will be learned and who will be responsible Competency Scale (Yoon, Song, Donahue, &
for teaching and assessing trainees’ acquisition of Woodley, 2010). The scale was based on extensive
the competencies. These decisions require faculty leadership assessment work by the federal govern-
to coordinate, collaborate, and commit to carry- ment’s Office of Personnel Management (Flanders
ing out their respective roles. The program direc- & Utterback, 1985; U.S. Office of Personnel
tor’s job is to guide them in that process, or as many Management, Human Resources Development,
program directors indicate, this is where they earn 1993) and validated on a sample of 323 manag-
their pay by “herding cats.” This exercise is often ers in the health care industry. The scale has four
one of the most frustrating parts of a program direc- factors: personal mastery, supervisory and manage-
tor’s job. University faculty and many individuals rial competencies, organizational leadership, and
in professions expect and highly value autonomy resource leadership.
and self-direction (Birnbaum, 1992). Relinquishing The supervisory and management factor and
autonomy for programmatic goals may not occur the personal mastery factor overlap with competen-
enthusiastically. Most times, program directors cies contained in the psychology Competency Cube.
manage faculty without “carrots or sticks,” the However, organizational leadership and resource
common management tools, because university or leadership include skills that seem critical for pro-
institutional policies provide them with limited gram directors but not central to other roles of
ability to grant (or deny) pay raises or other finan- psychologists. Organizational leadership includes
cial rewards, adjust workloads, or assign the bigger skills that pertain to visioning, external awareness,
office. Additionally the leadership literature suggests strategic planning, creativity, and leading change.
that, in contrast to other occupational groups, pro- If you are a leader, you need to keep your sights
fessionals, such as faculty, need a more subtle form on the horizon. What are the opportunities and
of management and supervision (Bryman, 2007). threats over that next hill? How will I prepare the
Rather than needing close supervision, profession- group following me to meet those challenges? How
als require a covert form of supervision that involves can I get my team geared up to make best use of
“protection and support” (Mintzberg, 1998, the opportunities that will be there? Leaders do not
p. 146). In this form of managing, the program trudge along with their heads down; instead, they
leader links the faculty/staff to important constitu- are always scanning the environment (Choo, 2001)
encies which are needed to support and advance the and making plans and adjustments to meet new
professional’s and program’s work, and helps man- demands and opportunities. Perhaps the most chal-
age the professional’s autonomy (Raelin, 1995) by lenging aspect of the psychology program leader’s
attending to the threats (busy work, administrative job is making sure the training program prepares
details, policy) impinging upon it. Most of all, the today’s trainees to meet tomorrow’s needs and reali-
program director must be careful to avoid behaviors ties. That requires constant environmental scanning
that undermine the professional’s commitment and for trends, threats, and opportunities in psychology,
autonomy, such as being unfair, undermining col- education, health care, and related fields and the
legiality or participation in decision-making, or any willingness and enthusiasm to the lead the change
of the proscriptive norms outlined by Bray (2008). process in the program (Daft, Sormunen, & Parks,
Managing this way, program directors must rely on 1988; Subramanian, Fernandes, & Harper, 1993).
components of the other competencies, such rela- Leaders know that creating a vision for the
tionship skills, persuasion, negotiation, team build- program is a critical aspect of the change process.
ing, and most importantly, the one to be discussed There are different types of leadership. Transactional
next: leadership. leadership emphasizes a quid-proquo exchange rela-
A vast literature on the components of leader- tionship between the leader and followers, while
ship exists, starting in the 1950s when researchers transformational leadership emphasizes the inspi-
(Stogdill & Coons, 1957; Tannenbaum & Schmidt, rational aspects of the relationship between leaders
1958) identified two primary characteristics of a and followers. Transactional leaders might tell fol-
leader: (a) setting task and structure and (b) provid- lowers what tasks are expected of them and what
ing consideration and support. In keeping with the benefits they will receive upon completion, while
Kenkel 543
such as other psychologists or mental health provid- members, and many educational institutions are
ers. Increasingly, though, training programs’ aims providing mentoring experiences for their program
will require building coalitions with partners out- directors. The competencies described in this chap-
side the traditional mental health fields and include ter can be used to identify the types of training and
those in health care, legal, and business fields. mentoring experiences needed to gain proficiency in
Proficiency with multidisciplinary collaboration, the program director role. With more attention to
another program-director competency, is impor- the needed competencies for program directors and
tant in these activities. Some of the most effective with expanded mentoring and training opportuni-
advocacy efforts involve a coalition of profession- ties, psychology will ensure that a next generation of
als and consumers of psychology services or their psychologists will be prepared to take on critical lead-
family members. By telling of the needs and posi- ership roles in professional education and training.
tive benefits in their own lives, consumers and their
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Kenkel 545
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Kenkel 547
CH A P T E R
Ronald H. Rozensky
Abstract
This chapter highlights issues that can impact the success of Early Career Psychologists (ECP) by focusing
on the academic and clinical preparation of professional psychologists throughout the education and
training sequence. The evolving healthcare system is reviewed including psychologists’ preparation for
interprofessional, team-based practice, economic and reimbursement changes, team science, and how
various training models in professional psychology can impact success. Licensure rates, job prospects,
salaries, and student debt are discussed as measurable outcomes of education. Questions about
professional psychology’s doctoral education, internship training, postdoctoral experiences, and lifelong
learning are offered in service of seeking answers that will help maximize the professional success of
ECPs as well as ensuring a robust future for the field of professional psychology.
Key Words:╇ early career psychologist, professional psychology, education and training, healthcare
reform
The purpose of this chapter is to highlight components of doctoral education, internship train-
issues that can impact the success of Early Career ing, postdoctoral experiences, and lifelong learning
Psychologists (ECP). It relates those issues to the are offered that would assure that the educational
academic and clinical preparation of professional sequence in psychology maximizes the professional
psychologists throughout the education and training success of individuals as well as enhances the overall
sequence. Topics discussed related to the evolving growth and future robustness of the field of profes-
healthcare system include psychologists’ prepara- sional psychology.
tion for interprofessional, team-based practice, and The American Psychological Association (APA)
new systems of reimbursement for services, team (APA, 2006) defines an ECP as someone who is
science, and the impact of various training models within seven years of having received his or her
in professional psychology. Measurable outcomes doctoral degree. However, one might consider first
of the education and training experience such as year graduate students in psychology, or even first
licensure rates, job prospects, salaries, and even stu- year undergraduate psychology majors, to be “early
dent debt are described. Suggestions for curricular career” in that they are embarking on a lifetime of
548
ongoing preparation for successes within their cho- of the professional workforce (e.g., http://www.apa.
sen field. This might even apply to the high school org/careers/early-career/index.aspx).
senior taking an advanced placement course in Source material that includes data describing the
psychology–a student who only now is discovering activities and attributes of the professional work-
the rich scientific and applied aspects of, and career force in psychology in general, and early career col-
opportunities in, psychology and who is just begin- leagues more specifically, can be found at the APA’s
ning to formulate high hopes for a successful future Center for Workforce Studies (CWS; http://www.
as a psychologist. apa.org/workforce/index.aspx ). This site provides
Having a clear picture of outcome variables that the most current information on salaries, demo-
reflect defined successes for postlicensure ECPs graphic, and educational backgrounds of students
can be most helpful for those embarking on each moving through the educational pipeline in psy-
step of the education and training ladder as they chology. It also contains a growing focus on esti-
chart their own plan of study towards becoming mates of society’s workforce need for psychologists
a psychologist. These outcome variables also apply across the employment spectrum.
to those psychologists who, as academic faculty or For those considering a career in professional
staff in training programs, will shape education psychology, the APA’s Graduate Study in Psychology
and training opportunities within and across those (http://www.apa.org/pubs/books/4270096.aspx)
steps. As educators, their goal should be to concen- provides comparative information regarding 660
trate on formulating curricula, educational objec- graduate programs in psychology. Information
tives, and training opportunities that will maximize presented that will inform the “consumer” of the
ultimate professional success for their students and education and training opportunities in profes-
trainees. sional psychology includes program acceptance
Trends both within and outside the field of psy- rates, tuition costs, time to degree, and employment
chology will have an impact on what is defined as information regarding program graduates, among
professional success. Attention to trends in society, other information.
in the healthcare system, in scientific inquiry, and in Finally, the APA’s Commission on Accreditation
the psychology workforce will help shape the con- (http://www.apa.org/ed/accreditation/about/
tent of education and assist in delineating the com- program-choice.aspx) provides a wealth of infor-
petencies needed to be successful (Rozensky, 2011). mation concerning the importance of education
McFall (2006, p 37) underscored the importance of and training within accredited institutions, how
the field adapting to “.â•›.â•›.â•›major forces operating out- accreditation is designed to protect the public and
side of psychology, forces over which psychologists guide students seeking quality graduate education
have little or no control. These forces are reshaping towards programs meet predefined standards of
the worldâ•›.â•›.â•›.” in which doctoral training in psychol- education and training, and lists those programs in
ogy is embedded. Before addressing those trends professional psychology that are indeed accredited.
and the opportunities for the field to evolve, and Understanding the context within which training
maybe even influence those trends, developing a takes place will help direct curricular development
clear picture of what an “early career in psychology” that meets the standards of accreditation, the expec-
might look like will be helpful. tation of quality education and training, and helps
assure a competent start towards the professional
Sources of Information success of program graduates.
From their perspective as members of the APA’s
Early Career Psychologist Committee, Green and A Picture of Early Psychologists in the
Hawley (2009) reviewed some of the data-based Workforce
information that helps define the march toward Data regarding the professional psychology
becoming a professional psychologist including time workforce is collected and published routinely by
in training, debt load, employment trajectories, and the APA’s CWS (e.g., Michalski & Kohout, 2011;
salary base for ECPs. The ECP Committee provides Michalski, Kohout, Wicherski, & Hart, 2011).
many resources for both ECPs (who may be at any This information helps describe the employment
step along the education and training sequence) as environment toward which ECPs are headed or
well as for those more senior members of the field into which they have entered recently. It also can
who are helping to shape the professional lives of strategically guide those educators developing
those in training by mentoring the newest members the curricula for preparing the next generation of
Rozensky 549
psychologists so that they possess the competencies PhD, whereas 24% were awarded a PsyD in 2009
needed for the workplace venues where those psy- (PsyDs comprised less than 8% of new doctorates
chologists will be employed now and in the future. during the mid-1980s). Michalski et al. noted that
Although Rozensky (2011) and Sweet, Meyer, 63% of the new doctorates were employed full
Nelson, and Moberg (2011) have raised some con- time, approximately 8% were employed part time,
cerns about the veridicality of the CWS data due and 24% were working in postdoctorate positions.
to small samples, and the CWS itself offers appro- Nearly 6% were unemployed with nearly two thirds
priate caveats about sample size and generalizability of those unemployed actively seeking employment.
of its own information, “â•›.â•›.â•›.â•›for the sake of the dis- The proportion of those working full time has
cussion,â•›.â•›.â•›.â•›this is an accurate snapshot of the field declined steadily (from 82% in 1986 and 69% in
of psychology since these are the only specific data 1997). The number of new doctorates employed
available on the employment locations of psychol- in postdoctoral positions has more than doubled
ogy’s practice workforce” (Rozensky, 2011, p 798). from about 6% in 1986 to 20% in 2007. In all,
It should be noted that Rozensky (2011) has raised 47% of 2009 doctorate recipients were engaged in
similar concerns about the job data provided by or had completed postdoctoral study. According to
the United States (U.S.) Bureau of Labor Statistics Michalski et al., men were more likely than women
(2010) regarding the professional psychology work- to be employed full time (67% versus 62%). Ethnic
force due to the Bureau’s inclusion of individuals minority psychologists reported full time employ-
with masters and bachelor degrees in their defini- ment at a slightly higher rate than White respon-
tion of the psychology workforce. dents (65% versus 62%), with minorities just as
The doctorate employment data for ECPs enter- likely as Whites to have engaged in postdoctoral
ing the professional workforce in 2009 (Michalski, study. The highest rates of full time employment
et al, 2011), the most current information avail- (70%) were reported by Asian psychologists.
able, found that the median starting salary for Michalski et al. found that toward the end of the
recent graduates was $64,000 (average of $66,008; first decade of the 21st century, the overall unem-
SD= $23,861). Women reported a median salary ployment rate remained relatively low among new
$8,000 lower than men ($62,000 versus $70,000), psychologists (6% as noted earlier) despite the sever-
Although the median and mean salary reported by ity of the economic downturn that began in 2008.
psychologists across various minority groups were However, this does represent an increase from 2007
similar to that of nonminorities. The majority of when approximately (only) 2% of new doctorates
all salaries were between $50,000 and $70,000, were unemployed. The largest single proportion of
which Michalski et al. noted was a slight down- those seeking work (36%) indicated that they did
tick from two years earlier. Clinical psychologists not want to relocate and could find no suitable posi-
working in the field of criminal justice reported tion in their geographic location. The rates of full
the highest median starting salary ($80,500) and time employment, part time employment, postdoc-
graduates working in applied psychology positions toral involvement, and unemployment did not vary
tended to have the highest median salaries overall substantially between graduates from health service
($73,332; which includes those in consulting firms provider training and those in research subfields
at $75,000). ECP faculty members in academic when considered in the aggregate according to the
departments, identified as departments “other than CWS. Of those full time positions, 37% were in the
psychology,” had the highest median 9–10 month human service sector; 32% were in academia, 21%
salaries (as assistant professors; $60,000) reflect- were located in business, government, and other set-
ing higher salaries for those psychologists teaching tings, and 8% could be found in schools and other
within such professions as business, for example. educational settings.
Of the 2009 cohort of new doctorates, 75% were Most of those employed in full time human
women, an increase of 5% in 10 years and 18% over service positions worked in organized care settings
20 years. The CWS reported that 10 years ago just rather than individual or group private practices
over 83% of new graduates were White, whereas (31% versus 6%). Rozensky (2011) noted that,
Hispanics/Latinos and Blacks/African Americans according to the CWS, across the general popu-
each comprised 5% of the new doctorates and lation of all psychologists (early career and more
Asians represented 7%. The number of new doctor- senior colleagues), there are more psychologists now
ates younger than 35 years has increased 13% from employed in institutional settings than in inde-
58% to 71%. Of the respondents, 75% earned a pendent practice. He went on to predict that this
Rozensky 551
then will relate those trends to current develop- majority of studies comparing programs and train-
ments within graduate education in professional ing models are correlational in nature. This caveat
psychology as well as opportunities to adapt our should apply to any discussion of outcomes in edu-
education and training models and programs in cation and training in professional psychology.
anticipation of these evolving developments. First, However, McFall did note that “training models
however, we will review several outcome measures do seem to make a difference” (p. 37). For example,
that reflect the attainment of success at work and he highlights the workplace setting (outcome) data
across the span of one’s career. Those outcomes can presented by Cherry, Messenger, and Jacoby (2000)
be used to further focus the discussion of the neces- that compared the most common workplace set-
sary components of education and training to assure tings of graduates from the three prominent training
the ultimate success of ECPs within the context of models in clinical psychology: scientist-practitioners
the trends presented. A series of questions will be (medical center, 18%; CMHC, 15%; hospitals,
presented regarding how to assure ECP success and 14%; postdoctoral training, 13%; and academic,
then be summarized at the end of the article. 11%), scholar-practitioners (CMHC, 25%; other/
multiple, 23%; and medical center, hospital, private
Personal Success practice, 12% each) and clinical scientists (academic,
Judge and Hurst (2008) describe how a higher 29%; medical center, hospital, private practice, 13%
level of “core self-evaluations” are associated with each; and postdoc, 9%). Can these “outcome” data
both higher initial levels of work success and steeper provide a measure of possible “steerage” or direction
work success trajectories with career success defined for those students choosing their graduate training
“as the real and perceived achievement individuals (program) when they have a particular workplace
have accumulated as a result of their work experi- venue as their ultimate goal? Do the graduate pro-
ences” (p. 850). Those authors suggest that early grams within these three general training models
career successes help set individuals on a course for actually build specific workplace-related competen-
stronger career progress over time and that those cies into their curricula to assure high quality prepa-
with higher “self-evaluations might draw greater ration for success in the venues toward which their
satisfaction from their extrinsic success” and be graduates gravitate? Do these workplace choices
more “equipped psychologically to take increasing actually reflect the program’s defined competencies
amounts of satisfaction and fulfillment from their and thus graduates actually go to work where they
work” (p. 851). Myers, Sweeney, Popick, Wesley, are best prepared to succeed?
Bordfeld, and Fingerhut (2012) looked at gradu- Sayette, Norcross, and Dimoff (2011) com-
ate student self-care and found that “sleep hygiene, pared graduate programs in clinical psychology that
social support, emotion regulation, and acceptance were members of the Academy of Clinical Science
within a mindfulness framework were significantly (ACS) with programs that were university-based
related to perceived stress” (p 55). A good question clinical programs but not members of the Academy
then for each ECP, and for every graduate education and with programs that were located in “special-
and training program and mentor is, how is this ized schools” that did not provide academic pro-
type of “self-assurance” addressed in the preparation gramming beyond psychology or counseling. They
of (early career) psychologists as they move through conclude that, although there is a great deal of het-
the sequence of steps in their education and ulti- erogeneity across training models in the field, those
mately embark on a career of success, growth, and programs that are members of the ACS admit fewer
fulfillment? Further, as Myers et al. (2012) suggest, students, provide more financial aid to students,
how do graduate programs assist their students in and have very different theoretical orientations than
developing self-care related competencies in order those programs found within specialized institu-
to better participate and learn from their education tions (the differences between ACS programs and
and training? university based graduate programs were considered
by the authors as not significant). They raise the
Programmatic Success concern that “the programs with the least stringent
McFall (2006) warned that when making com- admission criteria are admitting much larger pro-
parisons of various models of training or across portions of applicants” (p. 10).
programs in professional psychology it should be Graham and Kim (2011) reviewed predictors
noted that there are no controlled studies—no ran- of success in professional psychology by look-
dom assignment of students to programs—and the ing at individual student characteristics as well as
Rozensky 553
the quality of education and training of students/ those living with chronic diseases is increasing. The
trainees is one of the ways we as a health care and United States Census Bureau states that “between
mental health profession can best retain the trust of 2010 and 2050, the U Sis projected to experience
the public and of our colleagues in other professions, rapid growth in its older population” (Vincent &
as well as assure our continued growth and develop- Velkoff, 2010, p. 1) as the number of those over
ment” (p. i). That report presents data submitted by the age of 65 doubles from 40.2 million in 2010 to
all accredited programs at the doctoral, internship, 88.5 million by 2050. Further, “an increase in the
and postdoctoral levels and across types of program proportion of the older population that is Hispanic
(PsyD, PhD, clinical, counseling, school, combined, and an increase in the proportion that is a race other
postdoctoral specialty). A range of metrics are pre- than White” (p. 8) also is projected to increase. The
sented by the CoA that include total number of 2010 census (U.S. Census Bureau, 2011) reported
students by program, percentage of student admit- that half of the growth in the U.S. population
ted to a program, gender and ethnicity of programs, between 2000 and 2010 was due to an increase in
time to degree, percentage of attrition, and annual the Hispanic population, which increased some
financial support for interns and postdoctoral resi- 43%. Thirteen percent of the population was
dents. Although accreditation may well be the ulti- African American and 5% was Asian with a pop-
mate benchmark indicating at least minimal quality ulation growth of 43% in that group over those
(Boelen & Woollard, 2009) in professional psychol- 10 years. Ortman and Guarneri (2009) state that
ogy education and training (e.g, Rozensky, 2011, the “racial and ethnic diversity of the U.S. popula-
2012), some of these programmatic variables might tion is shown to increase” well into the future with
be useful for both the individual student seeking the percentage of White only population decreas-
quality education and for programs themselves to ing. Plaut (2010) acknowledged the impact of this
consider when measuring their program’s success changing picture of the U.S. population on health-
or as variables that predict early career success. For care disparities and access to healthcare.
example, programs with higher attrition rates may The advent of these changes presents professional
well be programs with either higher expectations of psychologists the opportunity to build on its strong
their students, and, thus, a more difficult curriculum commitment to multiculturalism as a core compe-
and thus more students leaving the program—or tency (e.g., Rogers, 2009). Further, through their
they may be programs with low initial admission education and training and a commitment to life-
criteria with many students admitted who cannot long learning, ECPs should have an ongoing focus
make the grade and must leave the program. Such on these societal changes. The individual student,
concrete measures of program performance can be each ECP, and education and training program(s)
useful prospective students in assessing program in general should incorporate such resources as the
choice, thereby assuring a trajectory toward ECP APA’s guidelines on aging, disabilities, multicultur-
success. How can the field assure that these issues alism, and lesbian, gay, and bisexual clients (APA
are routinely included in outcome measurements of 2002, 2004, 20011b, 2012) in their personal read-
quality in education and training? ings as well as formal curricula and as the basis of
functional competencies that prepare the success
Trends That Will Influence Success of the ECP to work within the context of the changing
Professional Psychology Workforce demographics of our society.
Rozensky (2012a,b) has detailed a series of Changing healthcare system. “Changes to the
trends—patterns of change over time—that he healthcare delivery system as detailed in the Patient
believes have direct impact on society in general, Protection and Affordable Care Act (ACA; Public Law
the evolving healthcare system in the United States, No: 111–148, Mar 23, 2010) focus on efficient,
and thereby, will impact the training and day-to-day effective, and affordable quality healthcare, a trans-
activities of professional psychologists over the next parent and accountable healthcare system, preven-
several decades. Such trends should be reviewed as tion of chronic diseases, expansion of eligibility for
to their implications for the preparation of the next publically supported healthcare programs, patient
generation of psychologists who must work within involvement in their own care, and the expansion of
our changed, and changing society. the healthcare workforce that is educated, trained,
Diversity and the changing population. The and prepared to practice in an interprofessionally
demographic picture of the United States is chang- focused, team-based delivery system” (Rozensky,
ing, the population is aging, and the number of 2012, p. 5).
Rozensky 555
transformation regarding healthcare economics the national, state and local services system levels
given the upcoming changes to the entire system. (Rozensky, 2011).
Where in the curriculum are our ECPs exposed to Electronic healthcare records. The ACA is pro-
the acquisition of knowledge regarding healthcare jected to lower healthcare expenditures by 0.5% (as
economics and day-to-day implications of costs part of the gross domestic product) and reduce the
and cost containment for their involvement in federal deficit by more than $100 billion over its
patient care? first decade and then by $1 trillion between 2020
Evidence-based treatments and medical cost and 2030 (Orszag & Emanuel, 2010). Orszag and
offset. The Institute of Medicine (2001) recom- Emanuel go on to say that this decrement in costs
mended in its classic Crossing the Quality Chasm, will result from the establishment of “dynamic and
that successful healthcare outcomes can be best flexible structures that can develop and institute
accomplished by the practice of evidenced-based policies that respond in real time to changes in the
healthcare. Psychology has embraced evidence-based system in order to improve quality and restrain
practice (EBP) with its own set of conclusions that unnecessary cost growth” (p. 601). Some of this
EBP “is the integration of the best available research savings will be generated by more efficient informa-
with clinical experience in the context of patient tion sharing via electronic health records through
characteristics, culture, and preferences” that assures “greater integration” (p. 602) of care throughout
effective psychological practice and enhances public the system (hospitals and outpatient services) and
health (APA, 2005; APA Presidential Task Force on amongst providers (interprofessionalism). Richards
Evidence-Based Practice, 2006; p. 280). (2009) attempted to strike a balance between pro-
Although evidence-based psychological treat- fessional psychology’s focus on ethical responsibili-
ment outcome research provides robust data to ties for maintaining patient confidentiality and the
support inclusion of psychological services within requirements of the Health Insurance Portability
the evolving, integrated, interprofessional health- and Accountability Act (HIPAA) regarding the
care system, clinical outcomes that are cost effective limitations of sharing of patients’ personal health
and actually can contribute to cost savings in this information (HIPAA, 1996). This is particularly
accountable system will be expected and be benefi- important given the complications for psychologists
cial to the field. Thus, are ECPs prepared for this working within an integrated, interprofessional
type of data collection and program evaluation healthcare work environment with medically ill
within the new healthcare system including the patients where sharing information is key to qual-
clinical use of EBP when appropriate? Are ECPs ity care. How are ECPs being educated about the
prepared to advocate for the use and reimburse- use of electronic healthcare records? Education and
ment of EBP both locally and nationally? And, training programs should include literature in their
as Levant and Hasan (2008) have suggested, how curricula focused on the ethical, legal, regulatory
are mentors and supervisors modeling the use of and financial issues surrounding the evolving use
EBP for graduate students and ECPs and do train- of telehealth and electronic healthcare recordkeep-
ees take the responsibility to ask for this level of ing (e.g., Baker & Bufka, 2011). When possible,
training? practicum opportunities that provide hands on use
Continued collection of medical cost offset of direct services via telehealth technologies and
research data that supports psychological services direct exposure to the use of electronic healthcare
(Chiles, Lambert, & Hatch, 1999; Tovian, 2004) records should be part of training. How else will
should be built into routine program evaluation ECPs be prepared for this component of the health-
education of all of psychology’s students. It should care system?
be a core competency taught to the next generation Competency-based education. Continued
of healthcare psychologists. Treatment outcome preparation of the next generation of psycholo-
research done by graduate students for their doc- gists using competency-based education will be
toral dissertations routinely should include health- very important given a growing movement towards
care cost offset data and that data should be reported shared competencies in healthcare (Kaslow, Dunn,
routinely in the literature. This training will pre- & Smith, 2008). Education and training programs
pare a subset of ECPs to take a leadership role in and each individual ECP must have an appreciation
evaluating the new healthcare system and provide of the issues surrounding development of a psychol-
data so that advocates for psychology can use that ogy workforce that will be responsive to evolv-
information in discussions with policy makers at ing healthcare demands of the country. Roberts,
Rozensky 557
(Rozensky, 2012). Robiner, Dixon, Miner, and are students being prepared to enter the healthcare
Hong (2012) and Kaslow Graves, and Smith (2012) system where specialization is a growing expecta-
reinforce the importance of board certification for tion and where lifelong learning might suggest
psychologists noting that, in medicine, board certi- specialization is even more pressing (Rozensky and
fication is a response to consumer desire for a mea- Kaslow, 2012)?
sure of quality in healthcare and that patient prefer Supply, demand, and the professional psy-
to see board certified providers. chology workforce. Professional psychology must
These system-based expectations should stimu- have an accurate accounting of the current psychol-
late professional psychology to review its training ogy workforce (who is doing what and where are
models, its commitment as a field to requiring they working?) and an understanding of its readi-
universal accreditation of its training programs as ness for the service demands based on the upcoming
a statement of quality assurance, and taking a hard changes to the healthcare system (Rozensky 2011;
look at the importance of both the general practice 2012). We must have a clear picture of the future
and specialized practice of psychology (Rozensky, demands for psychological services (what should we
2011; 2012). This too requires the ECP to under- be doing and in what work setting?) so the field can
stand the credentialing requirements for participa- prepare the correct number of psychologists needed,
tion in this evolving, accountable care system. How with the requisite special(ist) skills\competencies
are the graduate programs preparing soon to be required by healthcare reform. Do our graduates
ECPs for the mechanics of seeking staff privileges, know what those demands will be so they can place
for understanding specialization and board certifi- themselves in jobs to meet those demands?
cation, and assuring that they are preparing the next Some authors (e.g. Stedman, Schoenfeld,
generation within only accredited education and Caroll, & Allen, 2007) have raised concerns about
training programs? a possible oversupply of psychologists, while others
Nutting et al. (2011) describe PCMHs as a major (Rozensky, Grus, Belar, Nelson, & Kohout, 2007)
improvement to primary care delivery with their advocate for a systematic workforce analysis to
focus on access, coordination, and comprehensive/ provide a data-based approach in order to plan for
integrated care, and the sustained (long- term) per- the future of education and training programs in
sonal relationship between patient and a provider psychology–especially when the field must consider
group, with patients actively engaged in this health- the number of graduate students seeking predoc-
care partnership. The Carter Center (2011) recom- toral internships. This becomes even more acute
mends that, in order to maximize the success of this when that training only occurs within accredited
enhanced primary care system, all health profession programs. The CWS (APA, 2009) reported that
education and training programs should include the majority (54.5%) of psychologists work in a
education about the demographic, socioeconomic, wide range of institutional work environments as
financial, quality, political, and cultural issues their primary place of employmentwhile45.5%
affecting healthcare services, educate students about indicated their work setting was “private practice.”
development of high functioning teams in primary It remains to be known if this is the appropriate
care, and educate providers about the incidence and number of psychologists and if they are working
prevalence of behavioral conditions in primary care in the correct healthcare venues in anticipation of
settings. How are professional psychology programs the evolving healthcare system demands. How are
doing in following the Carter Center’s recommen- academic and clinical training programs using the
dations so that ECPs demonstrate competencies in available workforce data to help shape their train-
these areas and thus, can be viable members of the ing of the next, and next, cohorts of ECPs? How
PCHM movement? are the ECPs of tomorrow—whether beginning
Are graduate training programs in profes- their education today, choosing their next training
sional psychology incorporating knowledge-based venue, or establishing their own lifelong learning
content and practical, clinical competencies for plans—using available workforce data and available
practice in the accountable care and primary care data on professional success to choose from which
environments? Is the field of psychology, and each academic institutions they will seek their train-
individual program making certain that ECPs are ing, what competencies they will need to develop
being trained in only accredited programs, given to succeed in their chosen career work setting, or
the increased demand for accountability in the whether they should consider additional, special-
evolving healthcare system (Rozensky, 2012)? How ized training?
Rozensky 559
information collected and are used to support all the populations psychologists serve” (p 120).
the review of accredited programs and programs How adherent are programs to the concept of
seeking accreditation (APA, 2011a). Gaddy et al. “truth in advertising,” what information is routinely
clearly state that educational programs “are obliged presented (and updated), how are undergraduates
to establish systematic assessment procedures to prepared to evaluate possible graduate programs
account for the outcomes of their operation, includ- in professional psychology wherein they are con-
ing the types of outcomes that reflect faculty and sidering matriculating, and how do matriculated
student development, contributions of the program students participate with their faculty in reviewing
to its institution’s mission, and the achievements of program quality and outcome to assure success of
its graduates (italics added)” (p. 512). graduates?
Possibly the most pressing issue for many of
those young colleagues working toward soon Recommendations for Those on the Way
becoming ECPs is the ongoing question of “sup- to Becoming ECPs and for the Programs
ply and demand” in both the number of students Helping Them Achieve that Goal
seeking doctoral internships and the question of the Although predicting the future is not easy,
needed supply of psychologists to meet the service studies by Prinstein (2012) and Taylor, Neimeyer,
demands of the general population over the next and Rozensky (2012 a,b) offer pictures of what
epoch of healthcare in the United States (Rozensky, rank-and-file members and experts in the field see
et al, 2007; Rozensky, 2011). Rodolfa et al. (2007) as the evolution of professional psychology over the
even suggested that it is an ethical mandate to next 20 years. The APA CWS provides snapshots
address this issue and that graduate programs must regarding current workforce issues in professional
report internship match rates, time to degree, and psychology like salaries and workplace settings.
costs to students. Grus, McCutcheon, and Berry Individual, soon-to-be ECPs must avail themselves
(2011) detailed the history of the internship imbal- of as much information as they can to make the
ance and the Herculean efforts untaken to help best choices they can as they construct their plans
manage that challenge. Callahan, Collins, and of study in preparation for their future. Graduate,
Klonoff (2010) found that the only significant vari- internship, postdoctoral, and continuing education
able that predicted whether given student is chosen programs in professional psychology must use avail-
for an internship (matching or not matching) was able data as part of their ongoing strategic planning
the number of invitations for interviews for intern- efforts as they review and modify their curricula and
ship with the participants in their study submitting seek contemporary training opportunities to assure
an average of 14.47 applications for internship, they are preparing a competent workforce of (new)
obtaining an average of 7.81 interviews, and 85.2% psychologists to enter the professional workforce of
of the total sample being chosen\matched with an tomorrow.
internship. Is it possible that the number of inter- Throughout this article, recommendations were
views offered, however, reflects the overall quality embedded in the form of questions for ECPs and
of the application, while the many variables stud- for the faculty and staff of education and training
ied by Callahan et al. (gender, sexual orientation, programs. These questions suggest topics for discus-
ethnicity, socioeconomic status, geographic restric- sion when planning successful education and train-
tions, having dependents, PsyD versus PhD, status ing programs and for soon-to-be ECPs to consider
of dissertation, etc.) are just parts of the gestalt that at various steps throughout their education and
even their multivariant approach has not explicated? training sequence. Outcome data was presented
No matter what, Parent and Williamson (2010), in that authors suggest relates to learning opportu-
identifying the specific, relatively small number of nities that will maximize the success of the next
graduate programs that contributed almost 30% of generation(s) of ECPs.
those students who did not find accredited intern- Table 31.1 brings together, rephrases, or expands
ships, said, “Failure of programs to take action to some of those questions presented in this chapter.
improve internship match rates and to consider the Table 31.1 can serve as a list of discussion points for
impact of disparities in different demand curves faculty, for each student, for faculty and students
that exist in psychology (student demand for gradu- together, and for national leaders in professional
ate programs and market demand for psycholo- psychology. This list should be part of planning stra-
gists) is a disservice to psychology as a profession, tegically for the field of professional psychology, for
to students of psychology, to professionals, and to programmatic improvement and quality education
•â•‡How are academic and clinical training programs using the available psychology workforce data to help shape
their training of the next, and next, cohorts of ECPs?
•â•‡How clearly are graduate programs making ‘truth in advertising’ information transparent (e.g., financial
support, debt load, chances of passing the national licensing examination, initial salary expectations, ultimate
(professional) trajectory of the program’s graduates, accreditation status) to students who need that data to
choose an academic home for their education? Is there similar information that internships, postdoctoral
programs, and continuing education programs should share with potential students?
1.╇How adherent are programs to the concept of ‘truth in advertising,’ what information is presented, and how
often is it truly updated?
•â•‡How are undergraduates who wish to become psychologists prepared to evaluate possible graduate programs?
How do matriculated graduate students participate with their faculty in reviewing program quality and program
outcomes to assure success of (future) graduates?
•â•‡Do the graduate programs within each of the three general training models in professional psychology (clinical
scientist, scientist practitioner, scholar-practitioner) actually build into their curricula specific, workplace-related
competencies to assure preparation for success in the venues towards which their specific graduates gravitate?
1.╇Do the workplace choices reflected by graduates of a given program actually reflect acquisition of those
competencies and thus graduates go to work where they are best prepared to succeed?
•â•‡Given that scientific rigor in doctoral-level training might be the best predictor of better professional outcomes
(accredited internships, higher licensing examination scores, higher likelihood of becoming board certified), how do
programs plan for, and then evaluate, the scientific focus and critical thinking competencies within their curriculum?
1.╇Given the growing interprofessional healthcare environment, how are students acquainted with the concepts
and competencies of successful team science (http://teamscience.net/about.html)?
•â•‡Given higher pass rates on the EPPP for those examinees who graduated from accredited doctoral programs than
those from non-accredited programs, what are non-accredited programs doing to enhance quality and seek and
attain accreditation?
•â•‡What academic and training situations (course work and practical training) are most efficacious in developing
those competencies needed to assure success as an ECP? How are those competencies measured and evaluated by
each program?
•â•‡How is evidenced based treatment built into education & training experience of each soon to be ECP? How are
those ECPs prepared to utilize that approach within the evolving healthcare system?
•â•‡How has each education and training program in professional psychology incorporated defined and measurable
competencies (foundational and functional; knowledge, skills and attitudes) into their knowledge and skills
based curricula?
•â•‡How are ECPs being prepared for the evolving, interprofessional, team-based healthcare system based upon the
expectations of the Affordable Care Act?
1.╇How are these interprofessional, team-based competencies built into the education and training system with
real time, practical opportunities to train ECPS to succeed when working in interprofessional teams?
2.╇How are the graduate programs and internships preparing soon to be ECPs for seeking staff privileges within
accountable care organizations?
3.╇Are graduate training programs in professional psychology incorporating knowledge-based content and
practical, clinical team-based competencies for practice in the upcoming accountable care organization and
primary care environments?
4.╇How are students being prepared to enter the healthcare system where specialization (board certification)
is a growing expectation as part of enhanced accountability and where lifelong learning might suggest
specialization is even more pressing?
5.╇Once again, are all programs accredited so as to provide the most face-valid, basic, entry level credential of
quality education for each of its graduates who are joining healthcare workforce in the accountable care system?
•â•‡How is the concept of “self assurance” addressed in the preparation of each ECP as they embark on their
career of success, growth, and fulfillment?
•â•‡ How is the ECP prepared for managing the competency of “self care?”
(continued)
Rozensky 561
Table 31.1╇ (continued)
•â•‡Do healthcare workforce data and program outcome data provide a measure of possible ‘steerage’ or direction
for those choosing their graduate training (program) especially when they have a particular workplace venue
or specialty focus as their ultimate professional goal?
•â•‡How do we define quality education to those seeking training in professional psychology? How do students
understand the importance of matriculating in an accredited training program as the first step towards quality
training and ultimately maximizing successful outcomes from their training?
•â•‡How does each soon be ECP understand that it is imperative, as young psychologists in training, that they
take responsibility for understanding the contemporary education and training issues of the field into which
they are entering, that they work directly with their faculty mentor on–but be responsible for ownership
of–their own plan of study, and they take care to understand the workforce issues in their new field? How do
faculty maximize this positive interaction as part of their prescribed mentoring role?
•â•‡What does a soon to be ECP need to ask of his or her graduate program and mentor–whether beginning their
education, choosing their next training venue, or establishing their own lifelong learning plans–in order to
receive the guidance necessary to use available workforce data and available data on predictors of professional
success, to choose which institutions they will seek their training and what competencies they must develop to
succeed in their chosen career work setting?
•â•‡Can each ECP innumerate the competencies needed to successfully work within the (new) healthcare
system? Does each individual have a clear picture of their own (current) acquired competencies and those
competencies in need of further development?
•â•‡ How does each individual ECP establish their own lifelong learning plan to assure ongoing success?
•â•‡How does each individual ECP determine whether they need additional preparation to practice within
a specialty in professional psychology (e.g., http://www.apa.org/ed/graduate/specialize/crsppp.aspx ) and
whether they should seek board certification (e.g., http://www.abpp.org/i4a/pages/index.cfm?pageid=3285) to
enhance their career success with the new, accountable healthcare system?
•â•‡How have programs incorporated awareness of society’s demographic trends (diversity, aging, chronic illness)
into their curricula? How do programs utilize available practice guidelines focused on diversity and cultural
issues (e.g., http://www.apa.org/practice/guidelines/index.aspx ) as part of the preparation of soon to be ECPs
to enhance opportunities for success within our changing society?
•â•‡Given the changes to healthcare system based on the ACA, where in the preparation of ECPs do we find
preparation for success given the following?
1.╇ Accountable care
2.╇ Team-based, interprofessional care & interprofessionalism
3.╇ Healthcare economics
4.╇ Evidence-based care
5.╇ Medical cost offset, program evaluation, cost effectiveness
6.╇Electronic healthcare records and telehealth-based services including legal and ethical issues brought forth by
this type of change to the healthcare system
•â•‡Psychology is the profession that should be addressing behavioral health risk issues at the individual, family
and community levels. How are our ECPs being prepared for these services needs given their focus in the ACA
(e.g., ACICBL, 2012; Healthy People 2020)?
and training at the local level, and for each indi- addressing strategic career goals including a focus on
vidual student as they prepare for their own plan of the domains of research, teaching/training/supervi-
study to become a successful ECP. sion, clinical service responsibilities, program devel-
opment and evaluation, and professional issues such
Conclusion as work and personal life balance, departmental poli-
Foran-Tuller, Robiner, Breland-Noble, Otey-Scot, tics, keeping a job, networking, and involvement in
Wybork, King and Sanders (2012) presented the professional organizations. Although this particular
details of an “early career boot camp” (p 117) that boot camp was focused on the immediate needs of
took place as part of a professional conference. This ECPs, a similar type workshop could be conducted
intensive workshop engaged ECP participants in in any graduate department or training program,
Rozensky 563
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Rozensky 565
INDEX
"4 plus 2" model, postdoctoral, 172 future trends, 95–99 against model, psychology and
history of, 88–90 religion, 478
A internship imbalance, 95–97 age, intersections of identity, 407
abilities, intersections of identity, 406–407 internships, 87, 167–168 alliance
academic freedom, religious distinctive lesbian, gay, bisexual, and transgender avoiding racial differences, 440
programs, 481–482 (LGBT) competence, 464–466 clinical supervision, 297–298
academic integrity national standard, 167–168 supervisory working, 430f
ethics, 344–346 online education, 97–98 trainee-trainer matches, 384, 387–388
plagiarism, 345–346 organizational structures allied governance, internship, 161
publication credit, 345 surrounding, 93–95 Amendment 2, Colorado, 411
academic productivity, mentoring, program model, 91 Amendment to the Americans with
275–276 revision of scope, criteria and Disabilities Act, 304, 317
academic setting procedures, 99 American Association for Applied
boundaries, 346–347 self-study, 90–91 Psychology (AAAP), 21, 122
faculty roles and relationships with technological innovations, 514–515 American Association of Clinical
students, 348 U.S. Department of Education, 93–94 Psychologists (AACP), 2, 20, 21, 122
graduate assistants, roles and Accreditation Council for Graduate American Bar Association (ABA), 53, 478
relationships, 349–350 Medical Education (ACGME), American Board of Clinical
interns and post-doctoral fellows, 350 54, 492 Neuropsychology (ABCN), 127
multiple relationships in, 347–348 active ethics, 338 American Board of Examiners
Academy of Clinical Science (ACS), 552 Ad Hoc Working Group on Trainees with in Professional Psychology
Academy of Psychological Clinical Science Competence Problems, 327 (ABEPP), 124
(APCS), 27, 40, 41, 187 Administrative Procedures Act, 208 American Board of Forensic Psychology
accessibility advising (ABFP), 127
continuing education, 226 definitions, 273 American Board of Internal Medicine,
mentoring, 279 research training, 195–197 Project Professionalism, 492, 493
accommodation, Americans with Advisory Committee on Interdisciplinary American Board of Internal Medicine
Disabilities Act (ADA), 372–373 Community Base Linkages, 555 Foundation, 493
accountability, higher education, 107 Advisory Committee on the Impaired American Board of Medical Specialties
accountable care organizations (ACO), Psychologist (ACIP), 224 (ABMS), 121
557–558 Advisory Working Alliance Inventory– American Board of Physical Therapy
accreditation Advisor (AWAI–A), 196 Specialties, 121
alternate means to, 98–99 Advisory Working Alliance Inventory– American Board of Professional
American Psychological Association Students (AWAI–S), 196 Psychology (ABPP), 173, 209
(APA), 59, 167–168 advocacy board certification process, 126–130
Association of Specialized and mentoring, 280 certification, 553
Professional Accreditors (ASPA), 95 practicum training, 138, 152 competencies, 128t, 129t
conscience clauses, 465–466 psychology program leaders, 536t, continuing education, 215
Council on Higher Education 543–544 Early Entry Program, 126–127
Accreditation (CHEA), 94–95 Affordable Care Act. See also expectations vs. legal requirements,
criteria, 90–93 healthcare system 129–130
distance education, 97–98 health service psychologists (HSP), oral examination, 128
due process, 360–361 168, 169 senior option, 127–128
Footnote 4, 464–465 psychology inclusion, 168 specialization areas, 222
567
American Board of Professional appeasing trainees, 444 consultation, 373
Psychology (ABPP) (Cont.) applied psychology, World War Handbook on Licensing and
specialty boards, 124, 125t I (WWI) and advance of, 19–21 Certification Requirements, 178
specialty definition, 124 Arizona State University, 29 licensing laws, 203
American College of Physicians Army Alpha, 19 Model Act for Licensure and
Foundation, 493 Army Beta, 19 Registration of Psychologists, 210
American Council on Education, 88 assessment National Register Designation
American Counseling Association, Code practicum training, 138, 150–151 Program, 127
of Ethics, 362 professionalism, 495–497 practice analysis, 114
American Medical Association (AMA), psychology program leaders, 535t, 540 attitudes
88, 408 Assessment Cyberguide for cultivating mindfulness, 226
American Psychological Association Psychology, 109 entitlement, 445
(APA), 18, 34, 88 Assessment of Competency Benchmarks lesbian, gay, bisexual and transgender
accreditation, 59, 167–168 Workshop, 253, 258 (LGBT) competence, 458, 463–464
Advisory Committee on Colleague assessment toolkit Attitudes Toward Research Measure, 192
Assistance, 316 competency-based approach, 113, attorney, remedial and disciplinary
Board of Educational Affairs (BEA), 258, 263 proceedings, 357–358, 360
157, 168, 222, 253, 326 professionalism, 496–497, 502–504 attributions, trainer-trainee
Board of Professional Affairs, 252 assimilative integration, relationships, 441
Center for Work Force Studies, 478, psychotherapy, 80
549, 550 Association for State and Provincial B
Committee on Accreditation (CoA), Psychology Boards (ASPPB) Balint training, professionalism, 501
52, 55, 56–58f, 90, 123, 171, 222, 320, Code of Conduct, 204 behavior
324, 553–554 Disciplinary Data System (DDS), cognitive and affective bases of, 61–62
Committee on Training in Clinical 208–209, 331 Commission on Accreditation
Psychology, 54 licensing laws, 203 (CoA), 57
Council of Representatives (CoR), practicum and licensure, 134–135, ethical, in multiculturalism, 447–448
134, 255 141–142 psychotherapy supervision, 428–429
counseling psychology, 70 practicum hour, 142 benchmarking, self-assessment, 225–226
Education and Training Board, 252 program leaders, 541 Benchmarks Competencies, 55, 137, 138,
Education Directorate, 109–110, Association of American Medical 141, 176
112, 141 Colleges, 492 Benchmarks Competencies Model,
Ethics Committee, 320 Association of Consulting Psychologists 110–112, 116
guidelines for professional psychology, (ACP), 21 Benchmark Work Group, 315
399–400 Association of Directors of Psychology best practices
Guidelines for the Undergraduate Training Clinics (ADPTC), 320 continuing education, 220–221
Psychology Major, 109 Association of Postdoctoral Programs evaluating trainees, 257–259
licensure, 59, 202 in Clinical Neuropsychology psychology program leaders, 539
specialization, 121–122 (APPCN), 175, 179 bicultural competence, 460–461
Yerkes, 19 Association of Psychology Internship Binet, Alfred, 19
American Psychologist (journal), 27, 276 Centers (APIC), 156 Binet-Simon, 19
American Sign Language (ASL), 406 Association of Psychology Postdoctoral biphobia, 457
Americans with Disabilities Act (ADA), and Internship Centers (APPIC), blaming the victim, trainer-trainee
358, 372–373 42, 48, 109, 553 relationships, 444–445
Amendments to, 304, 317 Application for Psychology Blueprint III training model, 43
personal/professional boundaries, 329 Internship, 242 body image, 407–408
psychology training, 322, 323 confidentiality, 366–367 Bordin, Edward, 26
Annapolis Coalition, 305 Directory of salaries, 177 Born this Way (song), Lady Gaga, 455
Ann Arbor conference, participants, 26t internships, 45, 87, 156–157 Boulder Conference,
antitransgender, 457 membership criteria, 96 Scientist-Practitioner Model, 36,
anxiety, trainee evaluation, 264–265 postdoctoral training conference, 171 37, 122, 185, 186
APA Graduate Students (APAGS), 166 practicum hour, 142 Boulder Conference on Graduate
APA Guidelines for the Undergraduate science-practice integration, 187 Education in Clinical Psychology,
Psychology Major, 400 training programs, 123, 319–320 2, 3, 4, 25, 27, 34, 40, 43, 54, 88
APA Insurance Trust (APAIT), 212 voluntary membership participants, 23t, 24t
APA Model Act for Licensure of organization, 157 postdoctoral training, 172
Psychologists, 206 Association of Psychology Training Boulder Model, 2, 25, 34, 36, 37
APA National Standards for High School Clinics (APTC), 110, 135 boundaries
Psychology Curricula, 400 Association of Specialized and academic setting, 346–347
APA Practice Organization Professional Accreditors (ASPA), 95 clinical supervision, 346–347
(APAPO), 211 Association of State and Provincial cultural competence, 448
appearance, intersections of identity, Psychology Boards (ASPPB), faculty roles and relationships with
407–408 106, 320 students, 348
568 Index
graduate assistants, multiple roles and client welfare reflective practice, 301
multiple relationships, 349–350 boundaries, 146–147 self-care, 304–305
interns and post-doctoral fellows, 350 practicum training, 143–144 skills, 297
personal and professional, 328–329 clinical child & adolescent psychology, supervisee competencies, 294–295
professionalism, 504 specialty board, 125t supervisees with problematic
trainee confidentiality, 328–329, 331 clinical health psychology, specialty performance, 304
trainer challenges, 383 board, 125t supervision contract, 300–301
boundary crossing, 346 clinical neuropsychology, specialty supervisor competencies and training,
boundary violation, 346 board, 125t 295–297
Bronfenbrenner ecosystemic model, clinical psychologists, 122 supervisor responsibilities, 295t
319, 385 clinical psychology, 25 clinical training
Buddhism, 412, 473 case example of supervision, 425–427 religious distinctive programs,
burnout, trainers, 381 gender, 422–423 480–481
buyer beware, 203 LGBT individuals, 461–462 structured, 518–519
mental testing, 19 technological innovations, 514
C primacy of science in, 40–41 cloning and theoretical abuse, 383–384
California Psychology Internship specialty board, 125t Cochrane Library, 150
Council (CAPIC), 158 clinical science, definition, 40 Code of Ethics
California School of Professional clinical scientist, 516 American Counseling
Psychology, 89 clinical-scientist model Association, 362
Canada central characteristics, 40–42 American Psychological Association
Agreement on Internal Trade, 207 development, 39–40 (APA), 221
independent practice, 206, 210 doctoral education in psychology, 91 cognitive & behavioral psychology,
psychology licensure and doctoral training, 33, 39–42 specialty board, 125t
credentialing, 201–202 evaluation of, 42 cognitive-behavioral orientation. See also
Canadian Interprofessional Health implementation of, 42 theoretical orientations
Collaborative, 107, 538 internships, 45 education and training, 71t, 73–75
Canadian Psychological Association primacy of science in clinical key competency domains, 75
(CPA), 10, 100, 156 psychology, 40–41 training focus, 74
accreditation, 167–168 professional psychology, 3 training processes, 74–75
licensure, 202 research training, 187 training structure, 74
CANMEDS, Canada, 493 training, 41–42 cognitive complexity
capstone experience, internship, 155, 160 clinical supervision, 294, 305. See also questions, 245–246
career functions, mentoring, 273, 275 supervision student selection, 245
careers. See early career alliance, 297–298 cognitive psychology, 62
psychologists (ECPs) awareness of personal factors, 299 College of William and Mary, 88
caring cycle, 223 boundaries, 346–347 Colorado, Amendment 2, 411
Carter Center, 558 challenges, 293, 305–307 Commission for the Recognition of
Cattell, James McKeen, 18 competence as organizing framework, Specialties and Proficiencies in
caveat emptor, 203 292–293 Professional Psychology (CRSPPP),
Centers for Disease Control and competency-based, 294–295 123–124, 174
Prevention (CDC), 407 distinct professional competency, Commission on the Recognition of
Centers for Medicaid and Medicare 293–294 Specialties and Proficiencies in
Services (CMS), 122 diversity, 298–299 Psychology, 228
centers of excellence, postdoctoral duty, 291–292 commitment, mentoring, 282
training, 181 effective practices and competency– Committee on the Training of Clinical
Centre for the Advancement of based, 297–305 Psychologists (CTCP), 2, 24, 122
Interprofessional Education, 538 ethics, 350–352 Committee on Training, U.S. Public
certificate-minor model, religious issues, evaluation, 301–302 Health Service, 23
476–477 evidence-based, 306–307 Committee on Training in Clinical
Chicago Conference, 156, 172 feedback, 302–303 Psychology (CTCP), 2
Child Guidance Movement, 19, 20 future direction, 305–307 common factors focus, psychotherapy
Child Study Movement, 18 gatekeeping, 304, 351–352 training, 517–518
Choosing a Vocation, Parsons, 19 graduate education and clinical common pool resources (CPR), 319
Christian counseling, 481 training, 292–293 Commonwealth Fund, 20
Christianity, 412, 473 learning strategies, 303–304 communitarian model, competence
Christian schools, 482 legal and ethical considerations, 300 problems, 319
Christian universities, religious management of companionate love, mentoring, 282
distinctive programs, 477–478 countertransference, 299 compassion fatigue, 223
Chronicle of Higher Education, 551 multiple relationships in, 347–348 competence. See also problems of
chronosystem, 385 outcomes, 304 professional competence (PPC)
Civil Rights legislation of psychotherapy-based supervision clinical supervision, 292–293
1960s, 88 models, 296–297 concept of, 225
Index 569
competence (Cont.) competency domains self-assessment, 224–226
conceptualizing and assessing, cognitive-behavioral orientation, 75 technology trends in, 226–228
221–223 humanistic-existential orientation, 77 continuing professional development
ethics, 350–352 integrative training, 81–82 (CPD), 214–217
evaluating trainees with, problems, psychodynamic orientation, 73 coping strategies, training trainees, 386
265–266 systemic orientation, 79 core competency, trainees with problems
evaluation of, 351 Competency Evaluation Rating of professional competence
multiple factors of gender, 427 Forms, 258 (TPPC), 378
principles for assessment, 253 competency movement core curriculum, 52, 64
professional, and confidence, 276 core curriculum, 54–55 broad and general education, 55,
religious issues in practice, 472–474 definition, 253–254 58, 59–60
trainees with problems of professional evaluation, 252–253 cognitive and affective bases of
competence (TPPC), 266, 378 reactions to, 254–255 behavior, 61–62
competence constellations, 11 Competency Remediation Plan common and essential
competencies Template, 363 knowledge, 53–54
acquisition during practicum training, computer-aided psychotherapies, 521 competency movement, 54–55
137–139 Conference of State Psychology drawbacks and possible risks, 64
American Board of Professional Associations, 202 economics, 63
Psychology (ABPP), 128t, 129t confidence, mentoring, 276 emphasizing context, 62–64
assessment of, 316 confidentiality epistemology, 64
cultural, 439–440, 443–444 boundaries of trainee, 328–329, 331 essential courses for scientific
"eddy effect", 443–444 clinical internships, 368–369 information, 60–61
mentoring, 278–280 documents governing, 366–367 general argument for, 52–53
professional psychology, 3–5, 69, duty to protect, 371–372 history, 54
398–399, 532–533 HIPAA vs. FERPA, 367–368 licensure and accreditation
supervisor, 295–297 limits for supervisors, 369–370 requirements, 59
Competencies Conference, 55, 109–110, policy and procedure documents, 358 local cultures, 63
135, 157, 176, 187, 222, 253, 320, relationships, 357 social class, 63
323, 532 remediation plans, 365–366 The Core Curriculum in Professional
Competency Assessment Toolkit for Connecticut, licensing act in Psychology, Peterson, 54
Professional Psychology, 113 psychology, 202 core principle, 174
competency-based education and consortia models, internship cost, professional training, 106
training, 105–107 governance, 161 Council for Accreditation of Counseling
ASPPB practice analysis, 114 consultation and Related Educational Programs
assessment toolkit, 113 internships, 369 (CACREP), 29
Benchmarks Competencies Model, practicum training, 138, 151 Council of Chairs of Training Councils
110–112 psychology program leaders, 535t, 541 (CCTC), 47, 110, 135, 222, 323, 539
challenges and vision for future, consumption, research findings, 188 doctoral and internship training,
115–116 content 157–158
Competencies Conference, 109–110 curricular assessment and gender, 423 internship toolkit, 164
continuing professional development, psychotherapy supervision, 422 practicum, 141, 142
114–115 context, 400 professional practice, 176
doctoral-level initiatives, 109–113 core curriculum, 62–64 Council of Counseling Psychology
health professions, 107–108 exercise of privilege, 402–405 Training Programs (CCPTP),
internship training, 166 identity status, 400–402 108, 320
licensure, 113–114 privilege and oppression, 400–405 Council of Graduate Departments of
nondoctoral models in psychology, training, 384–385, 388–389 Psychology, 60, 252
108–109 continuing education Council of Graduate Schools, 272
Pikes Peak Model, 112 best practices in, 220–221 Council of Representatives (CoR),
postdoctoral training, 181 conceptualizing and assessing 134, 255
psychology workforce, 556–557 competence, 221–223 Council of Specialties (CoS), 124
Practicum Competencies Outline, 110 designating activities, 214–217 Council of the Chairs of Training
recommendations, 115–116 developing infrastructure of, 229–230 Councils (CCTC), 532
specialty-specific competency models, diminishing durability of professional Council of University Directors of
112–113 knowledge, 228–229 Clinical Psychology (CUDCP), 46,
Competency Benchmarks, 187, 398, evaluation, 224–226 48, 320
399t, 400 intersection between personal and Council on Higher Education
The Competency Benchmarks professional life, 223–224 Accreditation, 89, 106
Project, 363 lifelong learning and, 214, 230–231 Council on Higher Education
Competency Benchmarks Work mandating, 217–218 Accreditation (CHEA), 94–95, 99
Group, 222 measuring outcomes of, 218–220 Council on Medical Education and
Competency Conference, 315 professional psychology, 114–115 Hospitals, 88
Competency Cube, 532, 542 reflection, 224–226 The Counseling Psychologist (journal), 295
570 Index
counseling psychology, 25–27 methods to assess practitioner competence problems, 324–327
American Psychological Association competence, 206–207 creating welcoming climate, 446
(APA), 70 postdoctoral training, 180–181 cultural challenges of trainers, 382–383
specialty board, 125t professional psychology, 9 education and training, 7
countertransference trainers, 387 graduate education and training, 438
clinical supervision, 299 Cummings, Nicholas, 29 hidden, of Judaism, 404
self-awareness, 424, 425 curriculum, professionalism, 499–501 mentoring constellation, 284–285
couple and family psychology, specialty power, and student outcomes, 449
board, 125t D psychology program leaders, 539
Courageous Conversation, 157 deaf people, 406 psychology workforce, 554
courses decision making sexual orientation and gender
research training, 195 ethical, 338–339 identity, 457–458
selection, 60–61 gender, 423 supervisors and mentors, 165
credentialing Defense of Marriage Act, 411 trainee evaluation, 259–261
appropriate for specialties, 125–126 defiant trainees, 444 trainers, 387
education and training, 557–558 delegation of work to others, practicum doctoral programs. See also student
emergence of specialty, 124–125 training, 144 selection
profession of psychology, 10 dentistry, professionalism, 493, 495 administration of practicum, 140–141
psychology, in United States and Dent v. West Virginia (1889), 202 applicability of models, 43–44
Canada, 201–202 Department of Defense (DoD), 130 broad and general training, 165
qualified practitioners, 205–207 diabetes, 406 degree type, 43–44
crisis competence, concept of, 461 Diagnostic and Statistical Manual, education on religious issues, 476–477
critical consciousness, 463 421, 456 ethics and professionalism, 6
critical events dialectical behavior therapy (DBT), 144 externships, 139–140
case example of gender-related, didactic and experiential training historical context, 33–34
431–432 boundaries, 347 in-house training clinics, 139, 140
primary aspects of, 430–431 cognitive-behavioral orientation, 74 interviews, 240–241, 247
Critical Events in Supervision (CES) continuing education, 221 organizing and managing
model, 429 knowledge, 420–423 practicum, 139
Cube Model, 55, 110, 176, 222, 253 professionalism, 499–501 practicum training in, 133–134,
Culkin, John, 400 scientist-practitioner model, 35 139–141
cultural and individual differences, theoretically informed training, 68 psychology, 1, 3, 123
accreditation, 92 Directors of Clinical Training (DCTs), settings for practicum training, 139
cultural competence 140, 481 student selection, 237–238
boundaries, 448 Directors of Training (DTs), 260, trainee mentoring and
"eddy effect," 443–444 321–322 supervision, 5–6
education and training, 7–8 disabilities trainee selection and evaluation, 5
multiculturalism, 439–440 Americans with Disabilities Act training models, 8
trainers, 446 (ADA), 372–373 training plan, 139
cultural incompetence, 442–443 intersections of identity, 406–407 training problems, 6–7
cultural matching, 448 disciplinary, 356. See also remedial and doctoral training
cultural self-awareness, 447 disciplinary interventions applicability of models in, 43–44
culture, 397, 414–415n.1 Disciplinary Data System (DDS), clinical scientist model, 39–42
challenges of trainers, 382–383 208–209 contributions of models in quality
competence problems, 324–327 disclosure training, 46
creating, of ethics and ethical practice, clinical internships, 368–369 limitations of models in quality
339–340 documents governing, 366–367 training, 46–47
diversity and trainee evaluation, duty to protect, 371–372 practitioner-scholar model, 37–39
259–261 HIPAA vs. FERPA, 367–368 recommendations, 48–49
language and, 410 remediation plans, 365–366 scientist-practitioner model, 34–37
local culture, 63 discrimination Doctor of Behavioral Health program,
mentoring and sensitivity to, 279 multiculturalism, 447–448 Arizona State University, 29
multicultural education and training religious distinctive programs, 479 Doctor of Psychology, invention of new
in psychology, 398–400 distance education, accreditation, 97–98 degree, 20
role of program, in evaluation, distinct professional competency, clinical Doctor of Psychology (PsyD), 27,
256–257 supervision, 293–294 43–44
culture and diversity, 397–398 distress, trainees with problems "Don’t Ask, Don’t Tell" policy, 453
exercise of privilege, 402–405 of professional competence downright denial, concept of, 443
identity status, 400–402 (TPPC), 378 due process, 208, 359, 360–361
multicultural education and training, District of Columbia, 203 duty to protect, confidentiality and
398–400 diversity, 62 safety, 371–372
culture of competence, 4, 105, 223 accreditation, 92 dysconsciousness, 441–442
clinical supervision, 292 clinical supervision, 298–299 dysphoria, 456
Index 571
E race and ethnicity, 437, 446–447, 449 training, 343–344
Early Career Psychologist Committee, 549 religion in psychology programs, interns and post-doctoral fellows, 350
early career psychologists (ECPs), 548– 475–476 modeling self-care and wellness,
549, 562–563 sex and gender, 419–420, 432–433 340–342
accountability, 555–556 standards for independent practice, multiple relationships in academic
competence-based education, 556–557 209–210 setting, 347–348
definition, 548–549 systemic orientation, 71t, 77–79 multiple relationships in clinical
diversity and changing population, 554 trainees with problems of professional supervision, 347–348
electronic healthcare records, 556 competence (TPPC), 378 personal psychotherapy, 342–343
evidence-based treatments, 556 theory in psychology, 68–70 plagiarism, 345–346
healthcare system, 557–558 Education Directorate, American practicum training, 136, 138, 143–145
healthcare system changes, 554–555 Psychological Association (APA), professional relationships, 346–347
interprofessionalism, 557 109–110, 112, 141 program directors, 538–539
medical cost offset, 556 efficacy, mentoring, 286 promoting academic integrity, 344–346
personal success, 552 e-learning publication credit, 345
preparation for success, 559–560 continuing education, 221 religious or spiritual interventions, 480
programmatic success, 552–554 training innovations, 511–512 technology-assisted techniques, 523–524
questions to consider for success of, electronic communication, licensed trainee evaluation, 264, 266–267
561t, 562t psychologists, 210–212 trainers, 337, 383–384
recommendations for, 560–562 eligibility, accreditation, 92 training, 6, 322–324, 337, 338
starting salaries, 550 Ellis, Albert, 475 ethics acculturation, 338
student funding and debt load, 551 elucidation of common factors, Ethics Code, 143, 369
supply and demand of workforce, 558 psychotherapy, 80 confidentiality, 366–367
trends impacting workforce, 551–558 emotional intelligence (EI), psychology problems of competence, 324, 328, 329
trends influencing success for, 554–558 program leaders, 533 religion, 476
workforce, 549–551 employment. See also early career remedial interventions, 360–362
ecological model, 319 psychologists (ECPs) training, 336–339, 343, 345
economics, professional psychology, 63 mentoring in, 285 unprofessional behavior, 373–374
"eddy effect," cultural competency, 439f, networking and initial, 276 ethics course, mandatory, 224
443–444 professional workforce, 549–551 ethnicity. See also race
education and training. See also early enacted stigma, 459 intersections of identity, 408
career psychologists (ECPs); race English as a Second Language (ESL), 403 matching model, 448
academic integrity, 344–346 entitlement, attitude, 445 psychology workforce, 550, 554
benefits of internship program, 163 entrustability, clinical supervision, 293 European Federation of Internal
boundary issues and relationships in, epistemology, professional psychology, 64 Medicine, 493
346–350 essentialism, sexual orientation and evaluation. See also trainee evaluation
cognitive-behavioral orientation, gender identity, 454–455 clinical supervision, 301–302
71t, 73–75 essential tension, 123 competence, 351
culture and context, 7–8 Ethical Principles of Psychologists and Code continuing education, 224–226
diversity-welcoming climate, 446 of Conduct, 267, 300, 336, 337, 341, trainees, 5, 266
due process, 360–361 398, 452, 476 Evaluation of Professional Behavior in
ethical and legal context, 143–145 ethics General Practice, 497
evidence-based practice, 82–83 boundaries in academic setting, evidence-based practice (EBP)
gender, 409 346–347 clinical supervision, 306–307
graduate assistants, multiple roles and boundaries in clinical supervision, education and training, 82–83
multiple relationships, 349–350 346–347 functional competency, 150
history of multicultural, in psychology, boundary issues and relationships in postdoctoral training, 181
398–400 education and training, 346–350 research findings, 188
humanistic-existential orientation, challenges of trainers, 383–384 Examination for Professional Practice in
71t, 75–77 clinical supervision, 300 Psychology (EPPP), 3, 39, 59, 203,
immigration, 409–410 competence and client welfare, 143–144 204, 247, 553
Individual and Cultural Diversity competence issues, 350–352 exosystem, 385
(ICD) competency, 405–406 creating culture of, and ethical practice, exploitation, cloning and theoretical
informed consent in, 343–344 339–340 abuse, 383–384
integrative trends in, 79–82 decision making, 338–339 external accountability, accreditation, 93
intersections of identity, 405–406 evaluation of competence, 351 externships, practicum in doctoral
language, 410 faculty roles and relationships with programs, 139–140
lesbian, gay, bisexual and transgender students, 348
(LGBT) competence, 458–464 gate keepers of profession, 351–352 F
plagiarism, 345–346 gender, 421–422 Facebook, 522
psychodynamic orientation, 70–73, 71t graduate assistants, multiple roles and face-to-face supervision, 511, 512
psychology specialization, 2–3, 122–123 multiple relationships, 349–350 facilitative interpersonal skills (FIS), 5,
publication credit, 345 informed consent in education and 243–244
572 Index
facilitators, 493 evidence-based practice (EBP), 150 language and language use, 453–454
faculty interdisciplinary systems, 138, 152 LGBT development, 459–461
core curriculum, 57f intervention, 138, 151 psychology and social construction
mentoring in hiring, 285 mentoring, 279–280 of, 456–457
professionalism, 498 practicum training, 138, 150–152 stigma, mental health and well-being,
religious schools, 482 psychology program leaders, 535–536t, 459–460
remedial and disciplinary 540–544 gender identity disorder, 456
proceedings, 360 supervision, 138, 144, 151–152 gender knowledge, 420
trainees with problems of professional funding gender self-awareness, 420
competence (TPPC), 379–384 accreditation, 93 gender skills, 420
training ecosystem, 320–322 internship programs, 163–164 gender-transgressive, 454
fairness, concept of, 361 postdoctoral training, 177 geropsychology, specialty board, 125t
false generosity, 445 GI Bill, 88
Family Educational Rights and Privacy G Goddard, Henry Herbert, 19
Act (1974) (FERPA), 323, 329, Gainesville Conference, 34, 36, 43, gold standard, board certification, 126
358, 366 157, 173 governance, internships, 160–161
confidentiality, 369, 370 Gallup poll, 473 Graduate Medical Education (GME), 123
HIPAA vs. FERPA, 367–368 Galton, Francis, 18 Graduate Records Examination (GRE),
safety, 371–372 gatekeeping 238–239, 247, 248
feedback clinical supervision, 304 graduate student/program rights,
clinical supervision, 302–303 gender, 409 practicum training, 144–145
recommendations for providing, 303t mentoring, 280 graduate students. See also student
felt stigma, 459 professional psychology, 351–352 selection
feminist supervision, psychotherapy, 428 trainers, 321 academic productivity, 275–276
feminist therapeutic approaches, gateslipping, 268, 321, 330, 384 advising and mentoring in, 273–274
psychotherapy, 421 gay men, term, 456 clinical supervision, 292–293
figure-ground factor, gender, 432 gender, 419, 420 multiple relationships, 349–350
financial relationship, doctoral and case example of pre-practicum group, power and diversity, 449
internship programs, 165–169 424–425 roles and relationships, 349–350
First Amendment, 478 case example of supervision, 425–427 training in ethics, 338
Footnote 4 case of critical event, 431–432 Graduate Study in Psychology, 549
accreditation, 464–465 competence in education and training, 7 graduate training models. See also
issues relevant to sexual behavior, countertransference, 424, 425 research training
483–484 curricular assessment and, 423 research emphasis, 186–188
provisions, 482–483 education, training and supervision, Greyston Conference, 27, 88
forensic psychology, specialty board, 125t 432–433 group psychology, specialty board, 125t
formal learning, continuing education, intersections of identity, 408–409 group therapy, remediation plan, 365
215, 216, 217 mentoring, 279 Guam, 203
forward feeding, professionalism, multicultural diversity, 422–423 Guidelines and Principles, 55, 56–58f
498–499 multiple factors of, competence, 427 Guidelines and Principles for
foundational competencies paraphilic coercive disorder, 421 Accreditation, 257
American Board of Professional premenstrual dysphoric disorder, 421 Guidelines and Principles for Accreditation
Psychology (ABPP), 128t, 129t professional ethics, 421–422 of Programs in Professional
ethic and legal context, 143–145 psychology workforce, 550 Psychology, 358, 398
mentoring, 278–279 psychotherapy-supervision models, Guidelines for Psychological Practice in
practice-oriented ethical 429–431 Health Care Delivery Systems, 152
competencies, 145–146 repairing gender-related Guidelines for Psychological Practice with
practicum training, 137–138, 143–150 misunderstanding critical Lesbian, Gay and Bisexual Clients,
professionalism, 143–146 event, 430f 454, 457, 458, 461
professional values and attitudes, self-awareness, 423–424 Guidelines on Multicultural Education,
146–147 theoretical models of supervision and, Training, Research, Practice,
psychology program leaders, 533, 429–431 and Organizational Change for
534–535t, 536–539 trainee evaluation, 260 Psychologists, 351
founding fathers, professional gender dysphoria, 456
psychology, 420 gender identity, 452. See also lesbian, gay, H
Freud, Sigmund, 67, 474 bisexual, and transgender (LGBT) hair, identity status, 402, 411, 415n.2
Fuller Theological Seminary, 478, 481 attitudes, 463–464 half-life, professional knowledge,
functional competencies definition, 454 228, 229
advocacy, 138, 152 diverse and intersecting identities, Hall, G. Stanley, 2, 18
American Board of Professional 457–458 Handbook of Counseling and
Psychology (ABPP), 128t, 129t essentialism and social Psychotherapy with Lesbian, Gay,
assessment, 138, 150–151 constructionism, 454–456 Bisexual, and Transgender Clients
consultation, 138, 151 ethical principles, 452–453 (2nd ed.), 461, 463
Index 573
Handbook of Counseling Psychology, status, 400–402 inquiry, clinical supervision, 301
Gelso and Lent, 186 target identity status, 401 in-session behavior, psychotherapy,
Handbook on Licensing and immigration, intersections of identity, 428–429
Certification Requirements, 409–410 Institute of Medicine (IOM), 107,
ASPPB, 178 impaired trainee, 378 305, 538
Harvard Red Book, 52, 53 impairment, 304 institutional antitransgender
Harvard University, 88 term, 315, 316, 378 prejudice, 466
healthcare system terminology, 317 institutional challenges, training
accountability, 555–556 implementation, remediation plans, 363–366 ecosystem, 322–324
electronic healthcare records, 556 Implementing Regulation, 56, 58 institutional heterosexism, 466
medical cost offset, 556 imposter syndrome, 378 Institutional Review Board (IRB), 195
psychology workforce, 554–555, incidental learning, continuing instrumentation, trainee evaluation,
557–558 education, 215 262–264
Health Insurance Portability and independent practice Integrated Development Model
Accountability Act (HIPAA), 323, credentialing, 205–207 (IDM), 429
358, 366, 367 education and training standards for, Integrated Research Productivity Index
electronic healthcare records, 556 209–210 (IRPI), 189
FERPA vs. HIPAA, 367–368 Indiana University, 40 integrates model, psychology and
safety, 371–372 individual and cultural difference (ICD) religion, 478
treatment information, 369 Individual and Cultural Diversity integration-incorporation model,
health problems, role of religion, (ICD), 398–399, 399t. See also religious issues, 476
473–474 intersections of identity integrative psychotherapy
health professions education and training, 398–400, 414 education and training, 80–81
competency-based education and exercise of privilege, 402–405 key competencies, 81–82
training, 107–108 Footnote 4 and accreditation, integrity, professionalism, 146
professionalism, 493, 495 464–465 intelligence quotient (IQ), 19
health service psychologists (HSP), 155, identity status, 400–402 intended outcomes, mentoring, 282
168, 169 practicum training, 136, 138, 147–148 intentional modeling, mentoring, 280
Health Service Psychology Education privilege and oppression, 400–405 interaction sequences, critical event, 431
Collaborative (HSPEC), 158 program leaders, 535t interactive techniques, continuing
heterosexism, 459 trainees with problems of professional education, 220–221
Heuristic Model of Nonoppressive competence (TPPC), 448–449 interdisciplinary systems
Interpersonal Development industrial/organizational psychology, practicum training, 138, 152
(HMNID), 423–424 specialty board, 125t program leaders, 535t, 537–538
Hinduism, 412, 473 informal learning, continuing education, Interest in Research Questionnaire
HIV status, 358, 402 215, 217 (IRQ), 192
holistic approach, mentoring, 282 information technology internalized heterosexism, 460, 462
Hollingworth, Leta S., 20 licensed psychologists, 210–212 internalized stigma, 459
Holmes, Sherlock, 62 training innovations, 511–515 Internet, 510, 523–524
homophilic, 456 informed consent licensed psychologists, 210–212
homophobia, term, 459 education and training, 343–344 online continuing education, 226–228
homosexuality, 413 practicum training, 144 internship imbalance
label, 455 teaching and supervision, 343–344 accreditation criteria, 95–97
mental disorder classification, 456 infrastructure, continuing education, benefits of providing internship
term, 456 229–230 program, 163
Houston Conference, 112, 127 in-house clinics, practicum in doctoral competence problems, 319
humanistic-existential orientation. See programs, 139, 140 funding considerations, 163–164
also theoretical orientations innovations internship quality, 162
education and training, 71t, 75–77 common factors focus, 517–518 potential solutions, 162–163
key competency domains, 77 integrating research infrastructures scope of problem, 161–162
training focus, 76 into psychotherapy, 515–517 timing in training sequence, 166–167
training processes, 76–77 non-technology-based training, workforce analysis, 164–165
training structure, 76 515–520 Internship Research Training
humanists, 493 professional psychology, 10 Environment Scale (IRTES), 5, 194
humility, mentoring, 279 research on psychotherapy training, internships. See also internship
hyper-reality, 149 519–520 imbalance; student selection
socializing clinicians to accreditation as national standard,
I psychotherapeutic processes, 167–168
identity, 398, 455. See also gender 518–519 allied governance, 161
identity; intersections of identity technological, in professional benefits, 163
continuum of target status, 401t psychology, 510–511, 524–525 boundary and relationship issues, 350
gender, 423–424 technology-based training, 511–515 capstone, 160
intersections of, 405–414 technology-based treatment, 520–522 confidentiality in clinical, 368–369
574 Index
consultations, 369 psychology program leaders, 535t, 540 consulting an attorney, 357–358
doctoral student selection, 242–243 telehealth, 521–522 disciplinary and remediation
exclusively affiliated, 159 interviews processes, 357–363
governance, 160–161 facilitative interpersonal skills, documents, 358
non-affiliated independent, 159 244–245 due process, 360–361
partially-affiliated, 159–160 student selection, 240–241, 247 faculty and supervisors, 360
professional psychology, 4 intimacy, mentoring, 282 recommendation letters, 374–375
religious distinctive programs, 480–481 Islam, 412, 473 termination from training program,
research training environment (RTE), 359–360
194–195 J termination process, 362–363
stipends, 166 Jewish schools, 482 timing for intervention, 361
supply and demand imbalance, "Jim Crow" laws, 403 legal principles
161–164 Joint Council on Professional Education board certification in psychology,
termination process, 362–363 in Psychology (JCPEP), 89, 95, 129–130
internship training, 155 173, 252 clinical supervision, 300
advising and mentoring, 273–274 Joint Mid-Year Meeting of Training practicum training, 136, 138, 143–145
applicability of models in, 44–45 Councils in Psychology, 319 trainee evaluation, 266–267
current issues and controversies, Journal of Counseling Psychology training ecosystem, 322–324
164–169 (journal), 462 lesbian, 456
duration, 158 Journal of Psychology and Christianity lesbian, gay, bisexual, and transgender
financial relationship between (journal), 481 (LGBT). See also gender identity;
doctoral and, 165–169 journeyman, 124 sexual orientation
governance structures, 160–161 Judaism, 404, 412, 473 advocacy, 462
historical developments, 155–158 jurisdiction, 203, 207 APA accreditation, 464–466
intern stipends, 166 attitudes, 458, 463–464
models of training, 158 K clinical work, 461–462
organizational structures, 158–160 Kagan, Jerome, 62, 63 developing LGBT competence
structures and mechanisms, 158–161 Keeton v. Anderson-Wiley (2011), 325, through education and training,
timing in sequence of, 160, 166–167 326, 465, 484 458–464
Interorganizational Council for the Kelly, E. Lowell, 27 education and training, 7
Accreditation of Postdoctoral keystone experience, 4, 155, 160 ethical principles, 452–453
Training Programs (IOC), 173 knowledge Footnote 4 and sexual behavior,
interpersonal challenges didactic education, 420–423 483–484
trainees with problems of professional lesbian, gay, bisexual and transgender knowledge, 458, 459–461
competence (TPPC), 379 (LGBT) competence, 458, 459–461 mentoring LGBT psychology
trainers, 381–382 knowledge, skills, and attitudes (KSAs). students, 467
interpersonal warmth, mentoring, 279 psychology program leaders, 533, religious vs. LGBT training, 10–11
interpreters, psychotherapy, 410 534–536t, 540 research, 462
Interprofessional Education research training, 190–191 skills, 458, 461–462
Collaborative, 108 knowledge atrophy, 228 stigma, mental health and well–being,
interprofessionalism, workforce, 557 Ku Klux Klan, 402 459–460
Interprofessional Professionalism strength and resilience, 460–461
Collaborative (IPC), 108 L training considerations, 466–468
intersectionality, 457, 458 lab test, outcome monitoring, 513, 518 lesbian-gay-bisexual (LGB) issues, 413
intersections of identity language lesbian-gay-bisexual-transgender-queer
ability differences, 406–407 intersections of identity, 410 (LGBTQ), 382–383
age, 407 sexual orientation and gender letters of recommendation
appearance and size, 407–408 identity, 453–454 remedial interventions and, 374–375
clinical training and education, law of no surprises, 331 student selection, 239–240, 247
405–406 law of parsimony, 331 Levinson, Daniel, 272
ethnicity, 408 leadership. See also program leaders Lewis, C. S., 474
gender, 408–409 psychology program leaders, 536t, Liaison Committee on Medical
immigration, 409–410 542–543 Education (LCME), 53
language, 410 Learning Environment for licensed, independent providers (LIPs),
political, 410–411 Professionalism Survey, 497 funding internships, 164
race, 411–412 learning strategies, clinical supervision, licensure
religion and spirituality, 412–413 303–304 Association of State and Provincial
sexual orientation, 413 legal challenges, training ecosystem, Psychology Boards (ASPPB), 106,
socioeconomic status (SES), 413–414 322–324 114, 134, 141, 142
intersex, 409 legal education, 53 Commission on Accreditation
interventions. See also remedial and legal liability (CoA), 59
disciplinary interventions central principles protecting a Competency-based education and
practicum training, 138, 151 program, 358–359 training, 113–115
Index 575
licensure (Cont.) mental health, role of religion in, 473 mindfulness, cultivating attitude of, 226
future issues, 209–212 mental test, 18 mindfulness-based stress reduction, 148
historical perspective, 202–204 mental testing, clinical psychology, 19 minority stress, 460
investigating complaints, 207–209 mentoring, 272–273 MMPI, 19
mission and scope of psychology academic productivity, 275–276 modeling, self-care and wellness, 340–342
licensing laws, 204–209 assessing and reinforcing, with Model Licensing Act, 134, 204–205
practicum and, 134–135 trainees, 286 model wars, 48
professionalism, 373 balancing informal and formal modernist approaches, trainee
profession of psychology, 5, 10 approaches, 286 evaluation, 255
psychology, in United States and benefits of, relationships, 274–277 "moment in time" phenomenon,
Canada, 201–202 career vs. psychosocial functions, 275 oppression, 403
telepractice, 210–212 competencies, 278–280 Monitor on Psychology (journal), 285, 551
lifelong learning, 214, 222, 230–231. See conceptual and methodological moral excellence, 338
also continuing education problems, 277 moral responsibility, mentoring, 272
professional psychology, 114–115 definitions, 273–274 Morrill Land-Grant Act (1862), 88
trainers, 387 developmental networks, 283–285 multicultural diversity, gender, 422–423
life structure, theory of, 272 efficacy, 286 multiculturalism
Lincoln, Abraham, 88 faculty/supervisor hiring, 285 avoiding racial differences, 440–441
local clinical scientist foundational competencies, 278–279 cultural competency, 439–440
model for professional functional competencies, 279–280 diverse and intersection identities,
psychology, 3, 63 informal vs. formal, 274–275 457–458
research training, 186 integrated model of, in professional downright denial, 443
local cultures, professional psychology, 277–278 ethical behavior, 447–448
psychology, 63 LGBT psychology students, 467 race and racism, 446–447
Lorde, Audre, 401 Mentoring Constellation, 283–285 sexual orientation and gender
Love’s Executioner, Yalom, 408 microaggressions, 446 identity, 453
networking and initial Multidisciplinary Competencies in
M employment, 276 the Care of Older Adults at the
McFall Manifesto, clinical scientist outcomes in psychology training, Completion of the Entry-level
model, 39, 40, 41 275–276 Health Professional Degree, 108
macrosystem, 385 prevalence in psychological training, multiple relationships
management/administration 276–277 academic setting, 347–348
practicum training, 138 professional competence and clinical supervision, 347–348
psychology program leaders, 536t, confidence, 276 graduate assistants, multiple roles
541–542 professionalism, 499, 501 and, 349–350
mandates, continuing education, 217–218 recommendations for program interns and post–doctoral fellows, 350
marker, critical event, 430 leaders, 285–286 multiculturalism, 447
Marple, Mrs., 63 relational, 282 practicum training, 145
master’s-level training, applicability of research training, 195–197 multiracial, term, 411–412
models in, 44 satisfaction with training Multistate Bar Examination (MBE), 53
Mayo Clinic, professionalism, 494–495 program, 276 Muslim, Islam, 412, 473
Mayo Clinic Model of Care, 495 self-care and wellness, 340–342 Muslim schools, 482
Mayo Clinic Model of Education, 495 teaching value of, 286 Mutual Recognition Agreement of the
means of interpersonal functioning, 423 trainee evaluation and relationship Regulatory Bodies for Professional
measures bias, 261–262 Psychologists in Canada, 253
complex and/or unintended trainer preparation for role in,
skills, 264 285–286 N
trainee evaluation, 257–258 training, 5–6 National and Canadian Registers
Measuring Medical Professionalism, mentoring constellation, 6, 283–285 of Health Service Providers in
Stern, 492 Mentoring Relationship Continuum Psychology, 209
media immersion, 149 Model, 6, 280–283 National Association of School
medical education, 53 mesosystem, 385 Psychologists (NASP), 43, 113
medical problems, trainers, 381 metacompetence, clinical National Conference on Internship
Medical Professionalism Project, supervision, 301 Training in Psychology, 157, 173
493, 494 Michigan, disciplinary and remedial National Conference on Postdoctoral
Medical School Objectives, 107 interventions, 362 Training in Professional
medicine microaggressions, 403, 404, 422, 446, Psychology, 173–174
history of professionalism, 493–495 453–454 National Conference on Postdoctoral
Medical School Objectives Microaggressions Against Women Scale Training in Psychology, 174
project, 107 (MAWS), 422 National Council of Schools and
professionalism, 492–493 microinvalidations, 403 Programs of Professional
specialty areas, 121 microsystem, 385 Psychology (NCSPP), 38, 39, 54–55,
Menninger Clinic, 173 Miller, James Grief, 22 60, 109, 221–222, 252, 320, 398, 532
576 Index
National Institute of Mental Health P practicum hours, 179
(NIMH), 22–25, 34 parallel process, concept, 149 recommendations, 180–181
National Institutes of Health (NIH), parallels model, psychology and settings for, 175
Individual National Research religion, 478 postmodernist approaches, trainee
Service Awards (NRSAs), 177 paraphilic coercive disorder, 421 evaluation, 255
National Mental Health Act Parsons, Frank, 19 power
(NMHA), 22, 25 past performance, reviewing, 225 abusive trainers, 444
National Register of Health Service patient centered healthcare (medical) blaming the victim, 444–445
Providers in Psychology, 252 homes (PCMH), 557–558 diversity and student outcomes, 449
national standards, postdoctoral Patient Protection and Affordable Care false generosity, 445
training, 173–175 Act (2010), 537–538, 554–555, 557– nonabusive trainers, 438–439
National Standards for High School 558. See also Affordable Care Act relationships, 437
Psychology Curricula, 109 Pedagogical Seminary (journal), 18 supervisory relationships, 428
Native American Spirituality, 412 peers power-down position, 443
Neisser, Ulric, 59 evaluation feedback, 262 A Practical Guidebook for the Competency
nested systems, training context, 385 learning experience, 226 Benchmarks, 363
New York Psychiatrical Society, 20 problems with professional practice, scientific endeavor, 188–189
New York State Association of competence (PPC), 384 practice-research network (PRN),
Consulting Psychologists, 21 professionalism, 496 516–517
New York University, 27 recommendations for addressing, 388 Practicum Competencies Outline, 110,
Nijmegen Professional Scale, 497 Penfield, Wilder, 61 135–136, 137, 141
noncisgender, 409 Pennsylvania State University, 27 practicum training, 133–134
nondoctoral competency models, personal factors, clinical supervision, 299 background, 134–135
psychology, 108–109 personality pathology, trainees competencies acquired during,
non-formal learning, continuing with problems of professional 137–139
education, 215–216, 217 competence (TPPC), 379 doctoral programs, 139–141
Northwestern Conference, personality psychology, education and externships, 139–140
26, 27, 186 training, 79–80 foundational competencies, 137–138
notice, 359 personal problems, competence, 328 foundational competencies
nursing, professionalism, 493, 495 personal psychotherapy, ethical training, incorporation in, 143–149
342–343 functional competencies, 138, 150–152
O personal therapy, remediation, 328 future of, 152–153
obesity, 408 Pew Forum on Religion & Public goals of, 135–139
Objective Structured Clinical Life, 473 in-house training clinics, 139, 140
Examinations, 258, 302 physical therapy, specialty, 121 length of, 134
online education Physician’s Charter, 494 licensure, 134–135
accreditation, 97–98 PICO mnemonic acronym, policies and procedures, 140–141
continuing education, evidence-based practice, 150 postdoctoral, 179
226–228, 512 Pikes Peak Model, 112 preparation for, 135–137
operational definitions, trainee plagiarism, academic integrity, 345–346 quality standards for, 141–143
evaluation, 262–264 Plato, 497 scientific knowledge and methods,
oppression police & public safety psychology, 137, 149–150
concept, 402, 404 specialty board, 125t Practitioner Research Vertical Team
continuum of, 403t political, intersections of identity, (PRVT), 283
discrimination, 403 410–411 practitioner-scholar model, 38
exercise of privilege, 402–405 portrayers, 493 central characteristics, 37–38
oral examination, psychology positive ethics, 338 development, 37
specialization, 128 post-doctoral fellows, boundary and doctoral education in psychology, 91
organizational & business consulting relationship issues, 350 doctoral training, 33, 37–39
psychology, specialty board, 125t postdoctoral training, 171–172 evaluation of, 39
organizational structures, 4 plus 2 model, 172 implementation, 38–39
accreditation, 93–95 advising and mentoring, 273–274 internships, 45
orientation and empathy, mentoring, benefits of, 178 practice emphasis, 37–38
278–279 challenges to, 178–180 professional psychology, 3
outcomes content of, 175–177 research training, 186
clinical supervision, 304 core principle, 174 role of science and research, 38
measuring continuing education, defining, 172 Vail Conference, 37
218–220 development of national standards, premenstrual dysphoric disorder, 421
research training, 192 173–175 pre-practicum group, case example,
outcomes monitoring formal vs. informal experiences, 424–425
lab test, 513, 518 177–178 Prince Edward Island, psychology
research, 516–517 future directions, 180–181 licensing law, 202
training clinics, 513–514 origins of, 172–173 Princeton University, 88
Index 577
privacy definitions, 492–493 models of doctoral training, 8
clinical internships, 368–369 foundational competency in non-technology-based training
documents governing, 366–367 practicum training, 143–146 innovations, 515–520
duty to protect, 371–372 gate keepers of profession, 351–352 origins of, 18–19, 30
HIPAA vs. FERPA, 367–368 health professions, 493, 495 practical training sequence, 8–9
privilege, 401, 402–405 history of, 493–495 professionalism, 9
problematic performance, licensing board, 373 program type, 43
problems of professional competence medicine, 493–495 religious and LGBT training
(PPC), 314–315, 330. See also practicum training, 137 psychologists, 10–11
trainees with problems of problems of competence in attitudes school psychology, 27
professional competence (TPPC) and values, 501–502 sequence of training, 400
advances and accomplishments, psychology, 493, 495 specialization, 9, 120–121, 130–131
315–317 questions about, 373–375 technological advancement, 510–511,
areas needing attention, 317–318 rationale for assessing, 495–496 524–525
assessing competency, 316 role modeling, 499 technology and innovation, 10
boundaries of trainee confidentiality, teaching, 497–501 technology-based training
328–329, 331 trainees with problems of professional innovations, 511–515
boundary between personal and competence (TPPC), 378 technology-based treatment
professional, 328–329 training, 6 innovations, 520–522
clinical supervision, 304 training the trainers, 497–498 trainee selection, 9
competence framework for, 315–318 values and attitudes, 146–147 trainers, 386–387
creating conceptual foundation, Professionalism and Environmental trainer selection and preparation, 10
315–316 Factors in Workplace training models, 3
culture and diversity (macrosystem), Questionnaire, 497 training-program leaders, 1–2
324–327 professionalism cycle, 503 World War II (WWII), 21–25
faculty and trainers (mesosystem), Professionalism in Nursing Behaviors professional standards, practicum
320–322 Inventory, 497 training, 138
future directions, 330–331 Professionalism Inventory Scale, 497 proficiency, definition, 124
impairment, 315, 317 Professionalism Mini-Evaluation program leaders
institutional, ethical and legal Exercise, 497 characteristics of, 530–532
challenges (exosystem), 322–324 professional knowledge, diminishing competencies of, 533–544
lack of typology of, 317–318 durability of, 228–229 foundational competencies, 533,
personal problems, 328 professional psychologists 534–535t, 536–539
personal therapy in remediation, 328 early organization of, 20–21 functional competencies, 535–536t,
remediation, 327 label, 254 540–544
signs of progress, 329 professional psychology. See also mentoring, 285–286
systemic conceptual models, 319 practicum training; program program philosophy, accreditation, 92
systemic understandings of, 318–327 leaders program resources, accreditation, 92
terminology, 315, 316–317 advancing, and training program self-assessment,
trainees (mesosystem), 320 models, 47–48 accreditation, 92
trainer involvement in assessment and APA guidelines, 399–400 Project Professionalism, American Board
diagnosis, 328 applicability of models in, 43–45 of Internal Medicine, 492, 493
training ecology, 318 career-long development, 11 PsychLIT database, 189
training ecosystem, 319–327 challenges to integrating technology, psychoanalysis in psychology, specialty
profession, 201 522–524 board, 125t
professional competence, 223–224. clinical psychology, 25 psychodynamic orientation. See also
See also problems of professional communitarian engagement, 11 theoretical orientations
competence (PPC) competencies, 3–5, 532–533 education and training, 70–73, 71t
clinical supervision, 293–294 counseling psychology, 25–27 key competency domains, 73
Professional Competencies Scale (PCS), culture of competence, 9 training focus, 72
222–223 defining, 25–27 training processes, 72–73
professional development, board doctoral degree type, 43–44 training structure, 70, 72
certification, 129–130 doctoral training programs, 1 Psychological Clinic (journal), 19, 33
professional gender bias, 421 founding fathers, 420 Psychological Clinical Science
professional intimacy, mentoring, 279 future of training, 8–11 Accreditation System (PCSAS),
professionalism, 491–492, 502–504 integrated model of mentoring in, 41, 42, 99
addressing unprofessional behavior, 277–278 psychological contracts, mentoring, 282
373–374 internship training, 44–45 psychological problems
assessment, 495–497, 502–504 licensing and credentialing trainees with problems of professional
assessment tools, 496–497 organizations, 10 competence (TPPC), 378–379
core competency, 7, 9 master’s-level training, 44 trainers, 381
creating a climate of, 498–499 modeling self-care and wellness, Psychological Review (journal), 221
curriculum for, 499–501 340–342 psychological science, founding of, 18–19
578 Index
psychologists. See also early career Q interpersonal challenges of
psychologists (ECPs) Q-sort methodology, 421, 493 trainees, 379
religion and, 474–475 quality interpersonal challenges of trainers,
title, 20 accreditation, 92 381–382
psychology. See also program leaders internship program, 162 mentoring, 278
credentialing qualified practitioners, practicum training, 141–143 microaggressions, 446
205–207 quality training, 46–47, 553 nonabusive trainers, 438–439
evolution of education and questions. See remedial and disciplinary power, 437
training, 2–3 interventions practicum training, 137, 149
history of multicultural education and program leaders, 534t, 536–537
training, 398–400 R stereotypes, 441
history of professionalism, 495 race teaching value of mentoring, 286
investigating complaints, 207–209 abusive trainers, 444 trainees with problems of professional
nature and scope of practice of, avoiding racial differences, 440–441 competence (TPPC), 378
204–205 cultural incompetence, 442–443 trainer-trainee challenges, 383–384
nondoctoral competency models in, discussing, and racism, 446–447 relationship standard, practicum
108–109 diversity and trainee evaluation, training, 145
professionalism, 493 260–261 relationship with accrediting body,
Psychology and Sexual downright denial, 443 accreditation, 93
Orientation: Coming to Terms, dysconsciousness, 441–442 religion, 473, 475
Bohan, 457 intersections of identity, 411–412 APA Ethics Code and Guidelines, 476
Psychology Bulletin, 62 mentoring, 279 certificate-minor model, 476–477
psychology education, theory, 68–70 power and, 437–438 Christian universities and religious
Psychology Practice Acts, 143 sense of entitlement, 445 distinctive programs, 477–478
psychology training stereotypes and attributions, 441 doctoral programs, 476–477
education and training in religion, racism education and training, 7–8, 475–476
475–476 contemporary, 402–403 integration-incorporation model, 476
mentorship in environments, 276–277 discussing race and, 446–447 intersections of identity, 412–413
theory, 68–70 dysconsciousness, 441–442 need for competence in addressing,
psychosocial functions, mentoring, Recommended Graduate Training 472–474
273, 275 Program in Clinical Psychology, 122 psychologists and, 474–475
psychosocial stress, trainees with Redesigning Continuing Education in the religious distinctive model, 477
problems of professional Health Professions, IOM, 220 religious vs. LGBT training, 10–11
competence (TPPC), 378 Reflection, continuing education, 224–226 role in mental, social and health
psychotherapy reflective power, mentoring, 280 problems, 473–474
challenges to integrating technology, reflective practice role in mental health, 473
522–524 clinical supervision, 301 role in psychotherapy, 474
clinical supervision, 296–297 practicum training, 137, 148–149 role in society, 472–473
computer-aided, 521 trainers, 381 religious distinctive model, 477
direct research on, training, 519–520 regulators, 493 religious distinctive programs, 478–480
feminist therapeutic approaches, 421 regulatory boards, investigating academic freedom, 481–482
personal, 342–343 complaints, 207–209 Christian universities, 477–478
research infrastructures in training, rehabilitation psychology, specialty clinical training in, 480–481
515–517 board, 125t discrimination, 479
role of religion in, 474 relational mentoring, 282 education and training, 481–484
socializing clinicians, 518–519 relationship bias, trainee evaluation, Footnote 3, 478
supervision case example, 425–427 261–262 Footnote 4, 478, 479
telehealth, 521–522 relationships Footnote 4 and sexual behavior,
use of interpreters, 410 abusive trainers, 444 483–484
psychotherapy supervision attributions, 441 Footnote 4 provisions, 482–483
feminist supervision, 428 benefits of mentoring, 274–277 Fuller Theological Seminary, 478, 481
in-session behaviors and events, blaming the victim, 444–445 remedial, 356
428–429 confidentiality, 357 remedial and disciplinary interventions
literature review, 428–429 consulting an attorney, 357–358, 360 Americans with Disabilities Act
psychotherapy-supervision models, cultural matching, 448 (ADA), 372–373
gender, 429–431 decision-making model, 339 consulting an attorney, 357–358, 360
PsycINFO literature search, 150 "eddy effect," 443–444 exposure to legal liability, 357–363
publication credit, academic facilitative interpersonal skills, implementing remediation plans,
integrity, 345 243–244 363–366
Publication Manual of the American false generosity, 445 principles of texts governing, 358–359
Psychological Association, 346 graduate assistants, multiple roles and privacy, confidentiality and
public disclosure, accreditation, 93 multiple, 349–350 disclosures, 366–372
Puerto Rico, 203 informal vs. formal mentoring, 274–275 professional issues, 373–375
Index 579
remedial and disciplinary treating practice as scientific endeavor, didactic and experiential training, 35
interventions (Cont.) 188–189 doctoral education, 33, 34–37
timing for, 361 research training environment (RTE), doctoral education in psychology, 91
training programs, 370–371 186, 193–195, 197 evaluation of, 36–37
remediation coursework, 195 implementation of, 35–36
Americans with Disabilities Act experiences, 195 internships, 45
(ADA), 372–373 internship, 194–195 LGBT issues, 462
competence problems, 327 professional psychology, 4–5 professional psychology, 3
entitlement of trainees to, 364–365 supervised experiences, 195 research, 516
faculty and trainer involvement in, Research Training Environment research training, 186, 187
365–366 Scale-Revised (RTES-R), 193 science-practice integration, 35
flexibility in training program, Research Training Environment training, 25
363–364 Scale-short form (RTES-S), 193 training the
implementation of plans, 363–366 Research Vertical Team (RVT) model, 283 scientist-practitioner, 35–36
role of personal therapy in, 328 residency programs, postdoctoral, 180 Searching for Memory: The Brain, the
therapy in plan, 365 resolution Mind, and the Past, Schacter, 61
research critical event, 431 selection. See student selection
academic integrity, 344–346 gender-related, 431–432 self-assessment
competence issues, 350–352 Rochester Objective Structured Clinical clinical supervision, 301
integration of sex or gender, 420–421 Evaluation (ROSCE), 302 continuing education, 224–226
LGBT issues, 462 Rogers, Carl R., 20, 25 LGBT issues, 463–464
organizational psychology, 541 romantic attitudes, trainee practicum training, 137, 148–149
outcome expectations, 192 evaluation, 255 professionalism, 500
plagiarism, 345–346 Rorschach Test, 19 trainers, 387
practicum training, 138 Royal College of Physicians and training trainees, 386
psychology program leaders, 535t, Surgeons of Canada, 493 self-awareness
540–541 rubber band approach, intervention, 361 case example, 424–425
publication credit, 345 developing cultural, 447
training outcome, 191–192 S gender, 420, 423–424
Research Attitudes Measure (RAM), 191 safety, duty to protect, 371–372 LGBT issues, 463–464
Research Competence Scale, 191 salaries mentoring, 279
Research Instruction Outcomes Tool postdoctoral training, 177 professionalism, 500
(RIOT), 191 professional workforce, 550 program leaders, 534t, 536–537
research knowledge and skills, 190–191 Schacter, Daniel, 61 self-care
Research Motivation Scale (RMS), 192 Scholarly Activity Scale (SAS), 189–190 clinical supervision, 304–305
Research Outcome Expectations scholarly productivity, 189 modeling, 340–342
Questionnaire (ROEQ), 192 scholar-practitioner, 38, 91 practicum training, 137, 148–149
research productivity, 189, 189–190 school psychology, 27 professional competence, 223
research self-efficacy, 191 graduate students, 151 trainers, 387
Research Self-Efficacy Scale (RSES), 191 specialty board, 125t self-directed learning, continuing
research training science education, 216–217
attaining outcomes, 192–197 trainees with problems of professional self-disclosure
consumption of research findings, 188 competence (TPPC), 378 mentoring, 280
coursework, 195 treating practice as, 188–189 supervision, 429
distal outcomes, 188–190 science-practice integration self-efficacy, research, 191
future directions, 197 doctoral training models, 186–188 Self-Efficacy in Research Measure
graduate training models, 186–188 research training, 186–187 (SERM), 191
internship, 194–195 scientific information, essential self-management, program leaders, 534t,
involvement in and production of courses, 60–61 536–537
original research, 189–190 scientific investigations, Sherlock self-reflection
mentoring and advising, 195–197 Holmes and Mrs. Marple as core competency, 381
outcomes of, 188–192 model, 63 gender, 423
professional psychology, 185–186 scientific knowledge and methods trainers, 387
proximal outcomes, 190–192 practicum training, 137, 149–150 self-study, accreditation, 90–91
required research experience, 195 program leaders, 534t, 537 sense-of-self, mentoring, 276
research interest, 191–192 scientific rigor, 553 sensitivity, mentoring, 279
research knowledge and skills, 190–191 scientific skills, accreditation, 98 sex, 419, 420. See also gender
research outcome expectations, 192 Scientist-Practitioner Inventory sexism, 457
research self-efficacy, 191 (SPI), 192 sexual minorities, 454
research training environment (RTE), scientist-practitioner model sexual objectification theory, 422
193–195 Boulder Conference, 122, 185, 186 sexual orientation, 452. See also
science-practice integration, 186–188 central characteristics, 35 lesbian, gay, bisexual, and
supervised research experiences, 195 development, 34–35 transgender (LGBT)
580 Index
attitudes, 463–464 emergence of credentialing for, theoretical models of, and gender,
challenges of trainers, 382–383 124–125 429–431
definition, 454 history, 120–126 training, 5–6, 388–389
discrimination, 411 importance of, 121–122 supervision alliance, 297–298
diverse and intersecting identities, professional psychology, 9, 120–121, supervision contract, 300–301
457–458 130–131 supervisor hiring, mentoring in, 285
essentialism and social specialty boards, 124, 125t supervisors
constructionism, 454–456 specialty, definition, 124 Americans with Disabilities Act
ethical principles, 452–453 specialty-specific competency models, (ADA), 372
Footnote 4 and sexual behavior, 112–113 boundary crossings, 347
483–484 spirituality, 475. See also religion confidentiality limits, 369–370
intersections of identity, 413 intersections of identity, 412–413 remedial and disciplinary
language and language use, 453–454 sponsorship, mentoring, 280 proceedings, 360
LGBT development, 459–461 Stambovsky v. Ackley (1991), 559 trainee evaluation and relationship
psychology and social construction standardization, trainee evaluation, bias, 261–262
of, 456–457 262–264 trainees with problems of professional
stigma, mental health and well-being, Stanford–Binet, 19 competence (TPPC), 379–384
459–460 State, Provincial, and Territorial supervisory working alliance, 430f
sexual prejudice, 467 Psychological Associations supply and demand
sexual stigma, 459 (SPTAs), 324 internship imbalance, 161–164
Shakow, David, 2, 23 stereotypes, trainer-trainee workforce, 558
Shakow Report, 24, 25, 34 relationships, 441 support, mentoring, 281
signature pedagogy, psychotherapy stipends, internships, 166 syntonic, ego, 403
training, 72 stress, trainees with problems of systemic conceptual models,
Sister Outsider, Lorde, 401 professional competence competence, 319
size, intersections of identity, 407–408 (TPPC), 378 systemic considerations, trainee
sizeism, 407 structured clinical training, 518–519 evaluation, 255–257
skills student disclosure, practicum training, systemic orientation. See also theoretical
clinical supervision, 297 144–145 orientations
lesbian, gay, bisexual and transgender student-faculty relations, education and training, 71t, 77–79
(LGBT) competence, 458, 461–462 accreditation, 92 key competency domains, 79
supervision, 426–427 student selection, 237, 246–248 training focus, 78
social class case examples, 241–242 training processes, 78–79
professional psychology, 63 cognitive complexity, 245–246 training structure, 78
socioeconomic status (SES) and, doctoral internship, 242–243 Systems Approach to Supervision
413–414 doctoral programs, 237–238 (SAS), 429
social cognitive career theory (SCCT), example dilemmas, 244–245 systems thinking, program leaders, 541
190, 193 facilitative interpersonal skills (FIS),
social-cognitive theory, 73 243–244 T
social constructionism, sexual Graduate Records Examination Tarasoff v. Regents of the University
orientation and gender identity, (GRE), 238–239, 247 of California et al (1976), 367,
455–457 interviews, 240–241, 247 371, 372
social justice, 462 letters of recommendation, target identity status, 401
social learning theory, 340 239–240, 247 task environment, 430f, 431
social loafing, 321 training-research networks, 246–247 teaching
social media, professionalism, 504 supervision. See also clinical supervision informed consent in, 343–344
social networking, professionalism, advising, 273 practicum training, 138
503–504 case example, 425–427 professionalism, 497–501
society, role of religion in, 472–473 challenges in technique, 380–381 psychology program leaders, 536t, 541
Society for the Psychological Study definition, 294 technical eclecticism,
of Lesbian, Gay, Bisexual, and diversity, 298–299 psychotherapy, 80, 81
Transgender Issues, 454, 483 doctoral programs, 195 technology. See also innovations
Society for the Psychology of Religion ethical challenges, 383–384 accreditation, 93, 514–515
and Spirituality, 484 gender competence, 427 challenges to integrating, in
Society of Counseling Psychology, 108 informed consent in teaching and, professional psychology, 522–524
socioeconomic status (SES), 343–344 communication, 522
intersections of identity, 413–414 practicum training, 138, 144, 151–152 continuing education, 226–228
Socrates, 497 professionalism, 501 e-learning tools, 511–512
specialization psychology program leaders, 536t, 541 licensed psychologists, 210–212
board certification process, 126–130 psychotherapy, 422, 428–433 outcomes monitoring, 513–514
credentialing, 125–126 psychotherapy-based models, professional psychology, 10, 510–511,
differentiating specialties, 123–124 296–297 524–525
education and training, 122–123 skills, 426–427 training innovations, 511–515
Index 581
telehealth measuring complex and/or medical difficulties, 381
ethics, 523 unintended skills, 264 microaggressions, 446
psychotherapy, 521–522 operational definition, 262–264 nonabusive, 438–439
telepractice, licensed psychologists, reactions to competencies movement, power and competency, 439f
210–212 254–255 psychological assessment and
teletraining, 10 relationship bias, 261–262 diagnosis, 328
Terman, Lewis, 19 role of program culture in, 256–257 psychological difficulties, 381
termination standardization, 262–264 recommendation letters and remedial
trainee from training programs, systemic considerations, 255–257 interventions, 374–375
359–360 time limitations, 265 trainees with problems of professional
trainee remediation and, 364–365 timing of, 258–259 competence (TPPC), 379–384
terminology, trainees with problems, 315, trainees with problems of professional training ecosystem, 320–322
316–317 competence (TPPC), 266 training the, 497–498
Thayer Conference, 28t, 29t, 88, 186 training evaluators, 266 training. See also education and training;
Thematic Apperception Test, 19 trainees, 375n.1, 449n.1. See also postdoctoral training; practicum
theology, psychology and, 479, 480 problems of professional training
theoretical integration, competence (PPC) avoiding harm, 447
psychotherapy, 80 Americans with Disabilities Act contexts, 384–385, 388–389
theoretical orientations (ADA), 372 culture and context, 7–8
cognitive-behavioral orientation, appeasing, 444 ethical behavior in multiculturalism,
71t, 73–75 boundaries of confidentiality, 447–448
humanistic-existential orientation, 328–329, 331 ethical decision making, 338–339
71t, 75–77 defiant, 444 ethics, 338, 538–539
influence of training approach, 68–70 mentoring, 279–280 evaluators for trainees, 266
organization of training, 69f microaggressions, 446 future in professional psychology, 8–11
psychodynamic orientation, promoting mentoring with, 286 National Institute of Mental Health
70–73, 71t questions for early career success, (NIMH), 22–25
systemic orientation, 71t, 77–79 561t, 562t non-technology-based innovations,
value of theoretically informed sense of entitlement, 445 515–520
training, 68 teaching value of mentoring, 286 practical sequence, 8–9
theory training ecosystem, 320 promoting academic integrity,
organization, 69f trainees with problems of professional 344–346
psychology education and competence (TPPC), 266, psychology, 2–3
training, 68–70 377–379, 389. See also problems of scientist-practitioner, 35–36
therapeutic lifestyle changes, 149 professional competence (PPC) sequence of, 400
therapist, 433n.1 core competency domains, 378 supervisor competencies and, 295–297
therapy, 433n.1 individual and cultural diversity technology-based innovations, 511–515
remediation plan, 365 (ICD), 448–449 theoretical orientation, 3
They Became What They Beheld, interpersonal challenges, 379 theory in psychology education
Culkin, 400 peers with PPC, 384, 388 and, 68–70
Thoreau, Henry David, 548, 563 professionalism, 501–502 Veterans’ Administration and, of
thousand flowers approach, 46, 47 psychological difficulties, 378–379 psychologists, 22
timing psychosocial stress, 378 Training and Education in Professional
intervention for problems, 361 recommendations, 385–389 Psychology (journal), 1, 48, 59, 96,
limitations for evaluation, 265 trainee-trainer matches, 384 111, 122, 157, 302, 326, 466
trainee evaluation, 258–259 trainers, 379–384, 386–387 training ecology, competence, 318
trainee evaluation, 251–252 trainer-trainee matches, 387–388 training ecosystem
anxiety of trainee, 264–265 training contexts, 384–385, 388–389 culture and diversity (macrosystem),
assumptions, 265 trainee-trainer matches 324–327
best practices, 257 recommendations, 387–388 faculty and trainers (mesosystem),
challenges to, 261–266 working alliance, 384 320–322
choosing measures of, 257–258 trainers, 375n.3, 449n.1 institutional, ethical and legal
competence defined, 253–254 abusive, 444 challenges (exosystem), 322–324
competence problems, 265–266 avoiding racial differences, 440–441 problems with professional
competencies movement, 252–253 becoming culturally competent, 446 competence (PPC), 319–327
conflicting definitions and values, blaming the victim, 444–445 trainees, 320
263–264 challenges in technique, 380–381 training programs
diversity and, 259–261 cultural challenges, 382–383 common mistakes in
ethical and legal aspects, 266–267 cultural incompetence, 442–443 intervention, 362
feedback among peers, 262 ethical challenges, 383–384 difficulties and efficacy, 6–7
future implications of, 267–268 interpersonal challenges, 381–382 doctoral degree type, 43–44
history of, 252–255 involvement in remediation plans, ethics and professionalism, 6
instrumentation, 262–264 365–366 internship, 44–45, 158
582 Index
master’s-level training, 44 U.S. Public Health Service (USPHS), Wheel of Professionalism in
models across program type, 43 22, 23, 34, 156 Nursing, 497
remedial and disciplinary U.S. Virgin Islands, 203 Who’s Afraid of Post-Blackness, Touré,
interventions, 370–371 403–404
success, 552–554 V Wissler, Clark, 18
termination from, 359–360 Vail Conference, 40, 43, 44 Witmer, Lightner, 19
trainee mentoring and practitioner-scholar, 37, 38, 186 Worcester State Hospital, 24
supervision, 5–6 trainee evaluation, 252 workforce. See also early career
trainee selection, 5, 9 Vail Training Conference, 27 psychologists (ECPs)
trainer selection and preparation, 10 Vermont, independent practice, 206 accountability, 555–556
unprofessional behavior, 373–374 Veterans’ Administration (VA), 2, competency-based education, 556–557
transactional leadership, 542–543 34, 42, 88 diversity and changing
transactional trainers, mentoring, 281 board certification and VA health care population, 554
transformational leaders, 543 system, 130 electronic healthcare records, 556
transformational mentors, 281 mental health demand, 156 evidence-based treatment, 556
transgender, 409, 455. See also training of psychologists, 22 healthcare system, 554–555, 557–558
lesbian, gay, bisexual, and Veterans Affairs Medical Centers interprofessionalism, 557
transgender (LGBT) (VAMCs), 175 medical cost offset, 556
Triangular Model of Mentor video-conferencing, 510 personal success, 552
Competence, 278 Vineland Training School, 24 picture of early psychologists in,
TRICARE, health-care program for Virginia Polytechnic Institute and State 549–551
Uniformed Services in America, 30 University (Virginia Tech), 323 programmatic success, 552–554
Turning Research Into Practice Database virtual reality exposure, 522 supply and demand, 558, 560
(TRIP), 150 virtue ethics, 338 trends impacting psychology, 551–558
Twitter, 522 virtuous character, 338 truth in advertising, student and early
Visual Racial Ethnic Group career choices, 559–560
U (VREG), 411 Working Group on Problems of
United States Vocational Bureau at the Civic Service Professional Competence, 320
immigration, 409–410 House, 19 Working Group on Trainees with
independent practice, 210 Vulnerability, mentoring, 282 Competence Problems, 323–324
psychology licensure and World Professional Association for
credentialing, 201–202 W Transgender Health, 461
University of Illinois, 27 Wallin, J. E. Wallace, 20 World War I (WWI), advance of applied
University of Leipzig, Wundt, 18 Ward v. Polite (2012), 325, 326, 362, 484 psychology, 19–21
University of Michigan, 26 Ward v. Wilbanks (2010), 325, 326, 362, World War II (WWII), 2, 30, 34, 88
University of Pennsylvania, The 465, 466, 484 growth of professional
Psychological Clinic, 33–34 Web-based applications psychology, 21–22
University Students’ Religious Liberty continuing education, 226–228 National Institute of Mental Health
Act, 325–326 supervision, 511, 512 (NIMH), 22–25
U.S. Constitution, 478 Weeks, Jeffrey, 455 professional psychology history, 21–25
U.S. Department of Education, 368 weight, 407 VA and training of psychologists, 22
accreditation, 93–94 Weinberg, George, 459 Wundt, Wilhelm, 18
licensing laws, 205 wellness, modeling self-care and,
student disclosure, 323 340–342 Y
trainee evaluation, 252 West Virginia, independent Yale University, 88
U.S. Department of Health and Human practice, 206 Yalom, Irvin, 408
Services, 209, 367–368, 371, 555 What is Emotion?, Kagan, 62 Yerkes, Robert, 19
Index 583