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Progress in Neurobiology 83 (2007) 375–400

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Clinical neurophysiology of aging brain:


From normal aging to neurodegeneration
Paolo M. Rossini a,b,c,*, Simone Rossi d, Claudio Babiloni c,e,f, John Polich g
a
Clinica Neurologica University Campus Bio-Medico, Rome, Italy
b
IRCCS Centro S. Giovanni di Dio-Fatebenefratelli, Brescia, Italy
c
AFaR, Dept. Neurosci, Ospedale Fatebenefratelli, Isola Tiberina, Rome, Italy
d
Dipartimento di Neuroscienze, Sezione Neurologia, University of Siena, Italy
e
Dept. Human Physiology and Pharmacology, University ‘‘La Sapienza’’, Rome, Italy
f
San Raffaele Cassino – Tosinvest Sanità, Cassino (FR), Italy
g
Molecular and Integrative Neurosciences Department, The Scripps Research Institute, La Jolla, CA, USA
Received 7 February 2007; received in revised form 3 May 2007; accepted 26 July 2007

Abstract
Physiological brain aging is characterized by a loss of synaptic contacts and neuronal apoptosis that provokes age-dependant decline of sensory
processing, motor performance, and cognitive function. Neural redundancy and plastic remodelling of brain networking, also secondary to mental
and physical training, promotes maintenance of brain activity in healthy elderly for everyday life and fully productive affective and intellectual
capabilities. However, age is the main risk factor for neurodegenerative disorders such as Alzheimer’s disease (AD) that impact on cognition.
Oscillatory electromagnetic brain activity is a hallmark of neuronal network function in various brain regions. Modern neurophysiological
techniques including electroencephalography (EEG), event-related potential (ERP), magnetoencephalography (MEG), and transcranial magnetic
stimulation (TMS) can accurately index normal and abnormal brain aging to facilitate non-invasive analysis of cortico–cortical connectivity and
neuronal synchronization of firing and coherence of rhythmic oscillations at various frequencies. The present review provides a perspective of these
issues by assaying different neurophysiological methods and integrating the results with functional brain imaging findings. It is concluded that
discrimination between physiological and pathological brain aging clearly emerges at the group level, with applications at the individual level also
suggested. Integrated approaches utilizing neurophysiological techniques together with biological markers and structural and functional imaging
are promising for large-scale, low-cost and non-invasive evaluation of at-risk populations. Practical implications of the methods are emphasized.
# 2007 Elsevier Ltd. All rights reserved.

Keywords: Aging; Alzheimer’s disease; Neurophysiology; EEG; ERPs; TMS; rTMS; Plasticity

Contents

1. Historical survey and aims of the review . . . . . . . . . . .. .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 376


2. Main neurophysiological techniques . . . . . . . . . . . . . . .. .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 377
2.1. Laplacian transformation and coherence analysis of EEG . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 377
2.2. Event-related EEG changes . . . . . . . . . . . . . . . .. .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 377
2.3. LORETA source recontruction . . . . . . . . . . . . . .. .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 378
2.4. Event-related potentials: P300 background . . . . .. .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 379
2.4.1. Normative P300 data . . . . . . . . . . . . . .. .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 379

Abbreviations: AD, Alzheimer’s disease; CAT, computerized axial tomography; CNS, central nervous system; CSP, cortical silent period; DLPFC, dorsolateral
prefrontal cortex; DTF, direct transfer function; ECD, equivalent current dipole; EEG, electroencephalography; ERD/ERS, event-related desynchronization/
synchronization; ERP, event-related potential; EMG, electromyography; ICI/ICF, intracortical inhibition/facilitation; LORETA, low resolution electromagnetic
tomography; LTP/LTD, long-term potentiation/depression; MCI, mild cognitive impairment; MEG, magnetoencephalography; MMSE, mini-mental state evaluation;
MRI/fMRI, magnetic (functional) resonance imaging; Nold, normal old; PET, positron emission tomography; rTMS, repetitive transcranial magnetic stimulation;
SAI, short-latency afferent inhibition; SPECT, single photon emission computerized tomography; TMS, transcranial magnetic stimulation.
* Corresponding author at: University Campus Bio-Medico, Via Álvaro del Portillo, 21 I-00128 Rome, Italy.
E-mail address: paolomaria.rossini@afar.it (P.M. Rossini).

0301-0082/$ – see front matter # 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.pneurobio.2007.07.010
376 P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400

2.5. Magnetoencephalography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 380


2.6. Transcranial magnetic stimulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 380
2.6.1. TMS variables measurable following individual stimuli . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 380
2.6.2. TMS variables measurable following paired-pulses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 381
2.6.3. Repetitive TMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 381
2.7. An integrated approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 381
3. Physiological aging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 381
3.1. EEG and MEG rhythms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 381
3.2. Event-related EEG–MEG rhythms during behavioral tasks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 382
3.3. ERPs and brain aging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 382
3.3.1. P300 clinical applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 382
3.4. Cerebral cortex excitability as revealed by TMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 383
3.4.1. Encoding of elementary motor-related memories as revealed by TMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 383
3.4.2. Interference with cortical functions as revealed by repetitive TMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 383
4. Pathological aging: neurophysiological markers of dementia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 384
4.1. Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 384
4.2. Neurophysiological studies with the brain ‘‘at rest’’ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 384
4.3. Event-related EEG–MEG rhythms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 386
4.4. P300 and Alzheimer’s disease . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 386
4.5. The reappraisal of brain excitability in dementia as revealed by TMS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 387
5. Mild cognitive impairment and preclinical dementia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 390
5.1. ‘‘Resting’’ EEG–MEG rhythms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 390
5.2. Event-related EEG–MEG rhythms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 392
5.3. Excitability of cerebral cortex as revealed by TMS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393
6. Summary and conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393

1. Historical survey and aims of the review neuroelectric signals can track information processing with
millisecond precision. Indeed, the development of advanced
Since its introduction, the electroencephalogram (EEG) was processing analysis and display techniques for EEG, sensory
viewed with a great enthusiasm as the only methodology evoked potential (EP), and cognitive event-related potential
allowing a direct, on-line view of the ‘‘brain at work’’ (Berger, (ERP) methods progressed remarkably (Desmedt and Cheron,
1929). It offers appreciable promise as a means to characterize 1981; Halliday et al., 1972; Kutas et al., 1977; Näätänen and
significant deviations from the ‘natural’ aging found in Alho, 1995). However, despite all such improvements none of
Alzheimer and other dementias (Berger, 1938). From the the techniques can fully determine whether a given ‘‘activated’’
1970s and 1980s with the introduction of structural imaging brain region is causally related to the task under investigation.
technologies such as computer assisted tomography (CAT) and Transcranial magnetic stimulation (TMS) – primarily in its
magnetic resonance imaging (MRI), these newer methods repetitive modality – can provide informative clues toward
produced non-invasive views of in vivo brain anatomy with understanding neurophysiological brain in normal and abnor-
considerable resolution that contributed to their clinical and mal aging (Walsh and Cowey, 2000; Rossi and Rossini, 2004).
therefore economic utility. Over the course of the following two Table 1 contains a summary of these methods. Advances in
decades, development of regional metabolic methods such as EEG signal analysis permit relatively precise localization of
positron emission tomography (PET), single photon emission brain neural sources and the ability to track their hierarchical
computed tomography (SPECT), and the ability to map oxygen connectivity in sustaining a given function. This information
consumption and regional blood flow in specific neural can be integrated with structural and functional imaging
locations with functional magnetic resonance imaging (fMRI) provided by PET and fMRI. Such integrated measures can
have supplanted the role of EEG in basic and clinical studies. index patterns of neural activation responsible for sensory
However, these functional brain imaging methods with their perception, attention, memory, movement, and higher mental
high spatial resolution for anatomical details are relatively operations including language and thought, since electromag-
limited in their temporal resolution when measuring functional netic signals change in parallel over time and task, and can be
brain activation (seconds to minutes). Thus, these neuroima- impaired directly during such activity.
ging techniques cannot discriminate in series or parallel A major challenge of modern neuroscience is to identify
activation of different relays within a distributed network patterns of neuronal activity underlying cognitive function and
(Rossini and Dal Forno, 2004). to disentangle these actions from ongoing electromagnetic
As these imaging methods were being developed, similar brain signals unrelated to task performance, background
advances were being made for EEG measures in part because activity, and function-related activity. This issue is complicated
P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400 377

Table 1
Survey of the different neurophysiological approaches to investigate brain function in normal and pathological aging
Technique Resolution Integrability with Computational Information on Causality Clinical utility Clinical utility
other neuroimaging complexity functional coupling of a brain in group on the single
Spatial Temporal techniques of brain areas region studies patient
EEG ++ ++++ ++++ + ++ (Lapalacian) + ++ +
Spectral + + ++ + + + +++ ++
Coherence ++ +++ ++++ ++ ++++ (DTF) ++ ++ +
ERP (EEG, MEG) ++ ++++ ++ ++ ++ + ++ +
ERD/ERS (EEG, MEG) ++ +++ ++ ++ +++ + ++ +
CNV/BP (EEG, MEG) + ++ + ++ ++ + + +
EP (EEG, MEG) +++ ++++ ++ ++ ++ ++ ++ +
TMS, single +++ ++++ +++ +++ (mapping) + ++ +++ ++
TMS, double ++ ++++ +++ ++ +++ +++ +++ ++
TMS, repetitive ++ ++++ ++++ + +++ ++++ ++ ++

further as these processes undergo maturation in infancy, by applying surface Laplacian estimation with a regularized 3D
childhood, adolescence, and adult aging with dramatic spline function, which reduces the low spatial EEG frequencies
alterations produced by neurodegeneration in dementing contributed by volume conduction and eliminates electrode
disorders (Celesia et al., 1987). It is important, therefore, to reference influence (Babiloni et al., 1995, 1996, 2003; Nunez,
implement techniques that are able to measure natural brain 1995; Nunez and Srinivasan, 2006). Compared to other linear
aging and to discriminate it from neurodegeneration. or nonlinear modelling analysis techniques of cortical sources
The present review outlines the impact of neurophysiolo- of EEG–MEG, surface Laplacian estimation provides a rough
gical techniques for the measurement of physiological and representation of the neural currents without an explicit model
pathological brain aging and attempts to provide a reasonably of the generators (i.e., shape, number, location) by using a
comprehensive analysis of brain aging by integrating the model of the head as a volume conductor (Babiloni et al., 1995,
contemporary methodological descendants of the EEG. Thus, 1996). However, surface Laplacian methods cannot disentangle
the major goal is to highlight the emerging neurophysiological the activity of two spatially adjacent cortical zones such as
findings to determine whether they provide sufficient innova- primary somatosensory and motor areas that are contiguous
tive and potentially useful information for the assessment of over the central sulcus or deep cortical sources in secondary
normal aging and dementia, both at a group- and single-subject somatosensory and insular cortices. Surface Laplacian estima-
level. tion also is unreliable when computed at the borders (i.e.,
temporo-parietal electrodes), and its maxima often do overlie
2. Main neurophysiological techniques cortical sources of EEG potentials, since the influence of
tangential relative to radial oriented generators is greater
This section is not intended to represent a complete survey of (Babiloni et al., 1995, 1996; Nunez, 1995).
modern neurophysiological techniques but highlights those Spectral coherence analysis indexes the temporal synchro-
most frequently used to assess brain aging. The focus is nization of two EEG time series among electrodes in the
therefore relatively specific rather than broad but does provide a frequency domain and permits characterization of linear
general overview of how neuroimaging methods have been functional cortico–cortical connectivity. In general, decreased
used to assess normal aging and neurodegeneration. coherence reflects reduced linear functional connections and
information transfer (i.e., functional uncoupling) among
2.1. Laplacian transformation and coherence analysis of cortical areas or modulation of common areas by a third
EEG region. In contrast, coherence increase is interpreted as
augmented linear functional connections and information
Advanced EEG analysis techniques can illustrate changes in transfer (i.e., functional coupling), which reflects the interac-
specific rhythms oscillating at various frequencies over time, tion of different cortical structures for a given task. Finally, the
provide quantitative measurements of individual rhythms, and direction of the information flow within the coupled EEG
allow control over the contribution of volume currents from far- rhythms can be estimated by a direct transfer function (DTF;
field generators (Nunez, 2000; Babiloni et al., 2001). Hence, Kaminski and Blinowska, 1991; Kaminski et al., 1997;
EEG signals generated from extracerebral sources (e.g., Korzeniewska et al., 1997; Mima et al., 2000; Babiloni
electrocardiogram, electromyogram, electroretinogram, etc.) et al., 2004a,b).
can be isolated from those produced by the brain, with a direct
measure of the recorded neuroelectric signals (Babiloni et al., 2.2. Event-related EEG changes
2001). EEG coherence or synchronicity of rhythmic signals
from separate electrodes in different frequency bands generated Event-related desynchronization (ERD) and event-related
in different cortical areas also can be measured. The spatial synchronization (ERS) of EEG or MEG brain rhythms describe
resolution of the signals has been reduced from about 7–2 cm neuroelectric events preceding and following a task execution
378 P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400

(Pfurtscheller and Aranibar, 1979; Klimesch, 1999; Pfurtschel- ERD/ERS can be produced using a 3D quasi-realistic cortical
ler and Lopez da Silva, 1999). ERD/ERS is defined as model using a spline interpolating function (Babiloni et al.,
reduction/increase in EEG power during event (sensory, motor, 1999), which has been derived from MRI scans digitized at
cognitive) when compared to baseline immediately preceding Brain Imaging Center of the Montreal Neurological Institute
it, at a certain frequency band. (SPM96, www.mni.mcgill.ca).
Fig. 1 illustrates an outcome of this approach. For example,
within a Hanning window of 1 s and sampling before stimulus 2.3. LORETA source recontruction
presentation or an internal trigger (e.g., mental finger move-
ment), this method can yield a frequency resolution of 1 Hz in Source reconstruction of the electromagnetic brain scalp
the alpha band (Pfurtscheller and Aranibar, 1979; Pfurtscheller signals can be achieved via different methods. Relevant
and Neuper, 1994; Pfurtscheller et al., 1997; Pfurtscheller and literature on brain aging is particularly linked to the use of low-
Lopez da Silva, 1999). Detailed topographic maps of the alpha resolution electromagnetic tomography algorithm (LORETA)

Fig. 1. Mean amplitude color maps of spatially enhanced movement-related potentials (MRPs) and alpha (10–12 Hz) event-related desynchronization (ERD)
computed in subject 2 during the preparation and execution of a voluntary self-paced right finger extension. The spatially enhanced potential distributions were
projected over a realistic subject’s cortical surface model constructed from magnetic resonance images. Color scales: maximum negativity (100%; violet) and
positivity (+100%; red) for the MRPs; maximum ERD (violet) and ERS (red) for the alpha ERD. Acronyms for the MRPs: Bereithschaftspotential or readiness
potential, RP readiness potential, RP; negative slope, NS; motor potential, MP; movement-related response 1, MRR1. Corresponding acronyms for the alpha ERD
(‘‘RP’’, ‘‘NS’’, ‘‘MP-MRR1’’) (from Babiloni et al., 1999, with permission).
P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400 379

technique that computes 3D linear solutions from multi- (Kutas et al., 1977), reflects stimulus more than response
channel input to localize generators in the brain from the EEG processing (Duncan-Johnson, 1981; McCarthy and Donchin,
field distribution on the scalp by employing a three-shell 1981), and is generally independent of behavioural response
spherical head model of the scalp, skull, and brain compart- time (Ilan and Polich, 1999; Verleger, 1997). Hence, peak
ments (Pascual-Marqui et al., 1994, 1999, 2002). Source latency can be used as a motor-free measure of cognitive
analysis is reference free, since the same source distribution is function and has been found to be correlated negatively with
obtained for EEG data referenced to any electrode including a mental function in normal subjects. Shorter latencies are
common average. It also can be used from data collected by low associated with superior cognitive performance from neuro-
spatial sampling (e.g., 19 electrodes) when cortical sources are psychological tests of attention and immediate memory (e.g.,
estimated from resting EEG rhythms (Isotani et al., 2001; Polich et al., 1983, 1990a,b; Polich and Martin, 1992;
Mientus et al., 2002; Babiloni et al., 2004c; Saletu et al., 2004). Reinvang, 1999; Stelmack and Houlihan, 1994); increased
LORETA solutions consist of voxel z-current density values latency is found for normal aging and increases in dementia
that are used to predict EEG spectral power density at scalp (Fjell and Walhovd, 2001; Polich et al., 1986). Thus, theoretical
electrodes. A normalization method yields current density at and empirical support exists for the application of P300 as a
each voxel for the power density averaged across all measure of individual variation of cognitive function.
frequencies (0.5–45 Hz) of electromagnetic brain rhythms
and voxels of the brain volume. 2.4.1. Normative P300 data
Fig. 2 illustrates P300 data from a large study of normal
2.4. Event-related potentials: P300 background adults with equal numbers of each gender and ERPs elicited
by auditory and visual stimuli in an oddball task (Polich,
P300 is a brain potential generated by changes in the neural 1997a). The findings indicate that P300 amplitude declines,
representation of the stimulus environment when sensory input and peak latency increases linearly with increased age.
engages attention and working memory to update the However, normative age-related ERP variability is greater
‘‘context’’ of neural representations in a fashion based on than the variation observed for sensory evoked potential
Sokolov’s model of the orienting response (Donchin, 1981). measures (Fein and Turetsky, 1989; Polich and Starr, 1984). A
P300 amplitude has been linked with memory processes but is meta-analytical review of the extant P300 normative aging
perhaps more sensitive to the amount of attentional resources studies was performed to characterize the sources of ERP
engaged during the task (Gonsalvez and Polich, 2002; Wickens inter-study variability (Polich, 1996). A major goal was the
et al., 1983). P300 latency indexes stimulus classification speed identification of moderator variables based on obvious

Fig. 2. Scattergrams of P300 (Pz) amplitude (upper) and latency (lower) and age from a large (N = 120) normative aging study that used auditory and visual stimuli.
P300 amplitude declines and latency increases with aging (after Polich, 1997a, with permission).
380 P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400

Table 2
Summary of moderator variable effects on normative aging P300/latency studies
Moderator variable Comment
Sample characteristics
Size (N) Large (n > 80) samples more variable than small (n < 40) samples
Density (mean n/decade) Equal and moderately unequal densities most effective
Male/female (%males) Equal numbers of male and female subjects best
Stimulus factors
Modality (stimulus type) Auditory stimuli produce best general measure
Number of stimuli (n) Two-stimulus oddball better than three-stimulus paradigms
Probability (target) 0.20 better than <0.20 conditions
Target-standard difference Medium/large stimulus differences better than small
Stimulus intensity Medium/high intensity levels better than low
Duration (ms) Short/medium durations better than long
Task conditions
Response type Count > press but produces more performance errors
Task difficulty Medium > hard > easy levels
Reprinted with permission from Polich (1996).

classification schemes (e.g., male versus female, number of impulse arrival is usually secondary to dynamic phenomena
rare stimuli, etc.) or derived from the variable’s low-to-high such as use-dependent modulation of synaptic efficacy, changes
values (e.g., stimulus intensity, duration, etc.) across studies. of excitatory/inhibitory input from adjacent/remote brain areas,
Table 2 presents a summary of the significant moderator or from sensory flow (Rossini et al., 1994a,b; Tecchio et al.,
influences. These findings suggest that P300 latency variability 2000; Stavrinou et al., 2007). Co-registration of MEG with
across normative age could be reduced by proper evaluation of structural MRI provides insights into the neuroanatomical
sample and task characteristics. Both auditory and visual substrate of sensory and motor function. However, MEG
stimulus modalities should be used to elicit ERPs in separate recordings cannot be made simultaneously with structural or
conditions. Assessment of P3a as well as P3b using a three- functional MRI acquisition, whereas EEG recordings now can
stimulus paradigm will also be beneficial for evaluating patients be acquired at the same time with special devices.
(cf. Polich, 2003; Conroy and Polich, 2007), with application of
single-stimulus procedures useful for children or difficult 2.6. Transcranial magnetic stimulation (TMS)
patients (Polich, 2004). Thus, acquisition of normative ERP
data should be made in a more focused way than effected TMS was introduced by Barker et al. (1985) and is a safe,
previously. painless, and non-invasive technique increasingly employed in
brain functions studies (Kobayashi and Pascual Leone, 2003;
2.5. Magnetoencephalography Rossini and Rossi, 2007). Only TMS variables used for the
investigation of the normally and pathologically aging brain are
Magnetoencephalography (MEG) is a non-invasive techni- reviewed here. The mechanisms underlying TMS-related
que that permits spatial identification of neuronal activity effects are often obtained using integrated approaches in
stemming from spontaneous brain states at rest or triggered by which drugs with experimentally identified mechanisms of
an external stimulus. MEG signal characteristics are not action are administered with the aim to produce specific and
influenced by extracerebral tissue layers (i.e., meninges, skull, physiologically detectable, changes of brain excitability.
scalp, muscles). MEG signals originate from current flow of
tangential dipoles as created by parallel pyramidal cells in 2.6.1. TMS variables measurable following individual
cortical gyri and sulci (Romani et al., 1982; Hari and stimuli
Lounasmaa, 1989). The signals reflect the spatial and temporal A single TMS pulse applied over M1 produces a series of
production of a dipolar source modelled as an equivalent epidurally recordable corticospinal volleys, reflecting the
current dipole (ECD). This method provides three-dimensional transsynaptic activation of superficial cortical neurons, whose
localization of dipolar field distributions over the scalp with temporal summation at the spinal motoneuron level elicit a
time resolution of milliseconds (Williamson and Kaufman, motor evoked potential (MEP) in contralateral target muscles
1990). Hence, MEG signals can directly estimate the number of (Di Lazzaro et al., 2001). The minimal intensity to induce an
active neural pools and provide accurate measures of the MEP with muscle relaxation with an amplitude of about 50 mV
intracellular currents in a limited shallow brain region below with a probability of 0.50 in a stimulation sequence defines the
the recording sensor without influence from volume conduc- excitability threshold at rest (Rossini et al., 1994a,b). This
tion. ECD spatial properties not only indicate location of neural approach reflects either the excitability and the local density of
sources but also their orientation and strength. This occurs a central core of excitatory interneurons and corticospinal
because restriction or enlargement of the brain area activated by neurons (‘hot spot’) or of small and slow-propagating
P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400 381

pyramidal neurons and is therefore a good parameter to excitability dysfunctions (Post and Keck, 2001; Hoffman and
investigate the action of neuroactive drugs (Rossini et al., Cavus, 2002).
1994a,b; Hallett, 2000; Ziemann, 2004), and of the disease
process itself, involving regulatory mechanism of cortical 2.7. An integrated approach
excitability.
Cortical mapping procedures with single TMS pulses focally A major advantage of integrating several neurophysiological
applied on several scalp positions overlying the motor cortex techniques such as EEG, MEG, and TMS is that each method
take into account the number of cortical sites eliciting MEPs provides a different view of the same phenomenon. Computer-
and its ‘‘center of gravity’’ (Rossini et al., 1994a,b). They are assisted analysis facilitates online neuronavigation and off-line
useful to track plastic changes originating from physiological reconstruction of the neurophysiological data, which can be used
manipulations—i.e., changing the sensory feedback or during to integrate and produce anatomical and flow/metabolic brain
motor learning or secondary to a disease process involving the images from individual subjects. These advances have spurred
motor system (Pascual-Leone et al., 1995; Rossi et al., 1998). additional modelling techniques wherein human cortical activity
Each MEP recorded during a voluntary contraction of the target from combined high-resolution EEG, MEG, and fMRI data have
muscle is followed by a suppression of the electromyographic been developed (Babiloni et al., 2001). Advanced methods for
(EMG) activity. This phenomenon is called the cortical silent the estimation of cortical connectivity from combined high-
period (CSP), and indexes, after an early phase of spinal origin, resolution EEG and fMRI data also have been implemented
the activation of inhibitory (mainly GABAb) cortical inter- (Babiloni et al., 2005a). Cortical connectivity can be measured
neurons (Cantello et al., 1992; Siebner et al., 1998; Werhahn by computing DTF derived from the estimated cortical current
et al., 1999). density waveforms modelled cortical mantle over the regions of
interest. This method unveils the direction of the information
2.6.2. TMS variables measurable following paired-pulses flow between the cortical areas, as it is directional in nature and
Intracortical inhibitory and excitatory mechanisms can be detects time-related changes of information flow between
tested by a paired-pulse protocol in which a conditioning sub- cortical regions in different frequency bands.
threshold TMS stimulus precedes a supra-threshold test
stimulus by a programmable interstimulus interval (ISI) 3. Physiological aging
typically between 1 and 15 ms in duration. The amplitude
modulation of the test MEP allows the intracortical evaluation 3.1. EEG and MEG rhythms
of inhibitory (ISIs 1–4 ms = intracortical inhibition, ICI) and
facilitatory (at longer ISIs = intracortical facilitation, ICF) Resting EEG changes across physiological aging, with
phenomena, which are likely mediated by GABAa and gradual modifications in spectral power profile indicating a
glutamate, respectively (Kujirai et al., 1993; Ziemann, pronounced amplitude decrease of alpha (8–13 Hz) and a
2004). If the conditioning pulse is applied on the median global ‘‘slowing’’ of the background EEG, with increases in
nerve at the wrist and precedes the TMS test pulse by 20–25 ms power and topographic location in the slower delta (2–4 Hz)
(a time compatible to the activation of the primary sensorimotor and theta (4–8 Hz) frequency ranges (Dujardin et al., 1994,
cortex), the resulting MEPs are generally inhibited with respect 1995; Klass and Brenner, 1995; Klimesch, 1999). A recent
to those by the test pulse alone. This phenomenon has been study in a large sample of healthy subjects (N = 185, 18–85
termed the short-latency afferent inhibition (SAI) technique years) confirmed an age-dependent power decrement of low-
and is cortical in origin (Mariorenzi et al., 1991; Stefan et al., frequency alpha rhythms (8–10.5 Hz) in parietal, occipital, and
2000; Tokimura et al., 2000). Its generation seems to depend on temporal regions, as well as a decrease of occipital delta
central cholinergic activity being abolished by scopolamine, a rhythms (Babiloni et al., 2006a).
potent muscarinic antagonist (Di Lazzaro et al., 2000). Aging effects on parieto-occipital alpha rhythms presum-
ably reflect the activity of dominant oscillatory neural network
2.6.3. Repetitive TMS (rTMS) in the resting awake brain. This activity is modulated by
Single TMS pulses delivered in trains with a constant thalamo–cortical and cortico–cortical interactions facilitating/
frequency and intensity for a given time is the principle of inhibiting the transmission of sensorimotor information and the
rTMS. This approach can influence transiently the function of retrieval of semantic information from cortical storage
the underlying brain area by either potentiating or ‘‘knocking- (Steriade and Llinas, 1998; Brunia, 1999; Pfurtscheller and
out’’ activity. It currently is the only in vivo method available to Lopez da Silva, 1999). Low frequency alpha is primarily related
demonstrate non-invasively the causality of a given cortical to subject’s global attentive readiness, whereas high-frequency
relay in a particular task (Hallett, 2000; Walsh and Cowey, alpha reflects the oscillation of specific neural systems for the
2000; Rossi and Rossini, 2004). Repetitive TMS also has elaboration of sensorimotor or semantic information (Kli-
therapeutic and rehabilitative capabilities, since after-effects of mesch, 1996, 1997, 1999). Over the course of ‘‘natural’’ aging,
repeated applications may persist in time. Depending on the the power decrease of the occipital alpha rhythms might be
frequency of application, rTMS is known to increase or associated with changes in the cholinergic basal forebrain
decrease the level of cortical excitability, which is the basis for system function, which sustain the excitatory activity in the
the reported clinical benefits in diseases linked with brain cholinergic brainstem pathway (Sarter and Bruno, 1998).
382 P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400

Despite the relative consensus on alpha decrease, there is no coactivation over right anterior and left posterior areas. No
general agreement on the modulation of delta and theta activity compensatory activation sites were identified for elderly
in brain aging (Hartikainen et al., 1992). Recently, distribution subjects who performed near chance in source retrieval (Luber
and age variation of spontaneous slow frequency activity (4– et al., 2004). More important, EEG spatial distribution
8 Hz, theta) has been investigated in normal subjects of displayed an increasing uniformity with age. This effect was
different age with a 151-channel whole-head MEG device attributed to an increased number of coupling interactions
(Puligheddu et al., 2005). Slow frequencies were divided in two among cortical areas, which may reflect loss of lateralized
sub-bands (slow theta = 4–6 Hz, fast theta = 6–8 Hz) and data (right/left hemispheres) and localized abilities such that
from all trials fitted to a simple model of a single electric current distributed networks are engaged for performing cognitive
embedded in a spherically symmetric conductor to the tasks at the same level as the younger subjects (Babiloni et al.,
magnetic fields and projected onto an averaged MRI. Theta 2000; Rossi et al., 2004). In a related study, delayed choice
spectral power generally was distributed over the posterior response time tasks were used to assay ERD changes for theta
parietal and occipital areas with fast theta sub-band dominance. and alpha frequency activity across normal aging (Babiloni
Dipole analysis resulted in a mid-sagittal distribution, though et al., 2004d). The task required indication of which subsequent
the youngest group displayed more posterior theta dipoles stimulus was going to be presented as the cue stimulus. In the
compared to the elderly (Puligheddu et al., 2005). ‘‘memory’’ condition, a cue stimulus was memorized and a
Neuroelectric output does not scale linearly with inputs delay period of a few seconds occurred. In the ‘‘non-memory’’
received, so that assessment of nonlinear EEG interactions is condition, the cue stimulus remained available during the entire
important, as this method can provide information on the delay period. The explicit task requirement was visuo-spatial,
strength, direction, and topography of the interdependencies. but the retention could be based on phonological and
Spatial organization of nonlinear interactions between different somatosensory coding. Performance measures were highly
brain regions has been investigated to compare anterior– accurate, although somewhat better for the young compared to
posterior intrahemispheric and left–right interhemispheric elderly subjects. During the delay period, theta and alpha ERD
interactions across physiological aging. Differences were from correct responses were found in both groups, with alpha
found in the rates of interdependencies between the left pre- ERD larger and longer during memory than non-memory task.
frontal and the right parietal regions between young and elderly, Fronto-parietal theta and parietal alpha ERD were larger in
suggesting that the aging brain engages right parietal region to young than elderly subjects for both tasks. Notably, the frontal
assist the pre-frontal cortex (Terry et al., 2004). alpha ERD was negligible in the elderly group. These findings
imply that in the elderly subjects, (i) there is a weaker
3.2. Event-related EEG–MEG rhythms during behavioral involvement of parahippocampal–cortical circuits thought to be
tasks related to theta ERD, and (ii) a weaker involvement of
‘‘executive’’ thalamo–cortical circuits as revealed by frontal
Behavioral studies have found that compared to younger alpha ERD (Babiloni et al., 2004d) and that EEG measures
subjects, healthy elderly subjects evince a slowing down of provide interesting indices of memory operations at different
information processing and a decline of short-term memory ages.
(Bashore and Ridderinkhof, 2002), with a parallel reduction of
‘‘on-line’’ retention or manipulation of information (Fisk and 3.3. ERPs and brain aging
Warr, 1996; Keefover, 1998). EEG studies also have demon-
strated that memory load decreases alpha power in parietal and Neuroelectric measures can provide direct imaging of
frontocentral midline regions for young and elderly subjects, central nervous system (CNS) function. In particular, the P300
respectively (McEvoy et al., 2001). component has been widely used to study neurologic and
EEG recorded during a source memory study was analyzed psychiatric cognitive impairment, although its utility has been
in the frequency domain to characterize functional networks of limited because normative data and standard acquisition
alpha band activity related to performance and cortical methods have not been clinically established (for specific
reorganization across physiological aging. Healthy young reviews, see DeBoer et al., 2005; Jeon and Polich, 2003; Oken,
and elderly participants were instructed to remember noun pairs 1997; Polich, 2004; Verleger, 2003).
embedded in sentences grouped into two temporally distinct
lists. In response to subsequent noun probes, participants made 3.3.1. P300 clinical applications
old/new judgments, followed by source judgments about list. The early suggestion that the P300 might be used to assess
Alpha rhythms accompanying recognition and source retrieval cognitive function originated from studies of dementing
epochs were evaluated by spatial covariance analysis (Moeller illness, since peak latency from patients was prolonged
et al., 1998). For young subjects, the regional covariance compared to age-matched normal subjects (Goodin et al.,
pattern involved coactivation of right anterior and left posterior 1978). Most brain disorders affect the fundamental cognitive
scalp recording sites. Source memory retrieval performance operations of attention allocation and immediate memory, and
was predicted by the subject difference in pattern expression therefore influence P300 amplitude or latency measures (cf.
between epochs involving correct and incorrect source Goodin, 1990; Pfefferbaum et al., 1990). A systematic
attribution. The elderly adults also exhibited significant evaluation of normative P300 measures compared to routine
P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400 383

biomedical assay found them quite similar (Polich and Herbst, mechanisms would account for both changes. Other inhibitory
2000). Indeed, P300 latency reflects less homogeneity than GABAergic intracortical mechanisms revealed by ICI have
many clinical tests, such as a blood-screening panel. Thus, been found reduced in elderly subjects (Peinemann et al., 2001;
despite a lack of clinical specificity for P300, development of Hortobagyi et al., 2006). These results likely reflect compen-
an objective and relatively inexpensive means to assess satory phenomena to maintain motor skills, but the reduction of
cognitive efficiency should be highly useful in clinical settings ICI has not been confirmed in larger populations (Wassermann,
(Katada et al., 2004; Polich, 2004). Additional considerations 2002; Oliviero et al., 2006). Short latency afferent inhibition, a
for ERP clinical studies should include: (i) patient disease cortical phenomenon relying on cholinergic activity, seems to
characteristics and medication; (ii) sample characteristics such be preserved in healthy aging (Di Lazzaro et al., 2000;
as female and male proportions, education, age, and other Tokimura et al., 2000; Oliviero et al., 2006).
demographic data; (iii) food intake time, body temperature,
physical/mental fatigue level, and related biological factors, so 3.4.1. Encoding of elementary motor-related memories as
that these variables can be controlled directly or used as revealed by TMS
covariates in the statistical analysis. Further, stimulus, task and Traces of elementary motor-related memories, reflecting
measurement methods need to be established empirically (e.g., synaptic adapting properties, can be revealed by TMS. A
Polich, 1997b; Polich and Kok, 1995; Salisbury et al., 2001), paradigmatic experimental protocol includes a short period of
with both P300 amplitude and latency measured and reported training, consisting of simple and voluntary repetitive thumb
at least for the midline electrodes (Fz, Cz, Pz). As peak latency movements in a specific direction opposite to the direction of
varies systematically across the scalp with component ampli- the thumb twitch elicited by TMS in untrained conditions. This
tude, P300 latency values need to be obtained from individual method is used to elicit reorganization within the cortical
electrodes (Fjell and Walhovd, 2001; Polich et al., 1997). representation of the thumb that encodes the kinematic details
of the practiced movement (Classen et al., 1998). After such
3.4. Cerebral cortex excitability as revealed by TMS training, the thumb twitch direction evoked by TMS of the
contralateral motor cortex transiently reverse its direction
Physiological aging is associated with more complex according to the practiced movements, with a return toward the
activations of the motor system to compensate the reduced untrained condition within the following 30 min. Most studies
movement skills (Ward and Frackowiack, 2003; Babiloni et al., have demonstrated that formation of this elementary motor
2000). Therefore, TMS variables can provide useful clues to memory is associated with changes in the balance of excitation
investigate causally subclinical changes of cortical excitability and inhibition within the primary motor cortex involving
at the motor cortex level. Most of single-pulse TMS studies GABAergic, cholinergic, alpha-adrenergic and dopaminergic
have not found differences in excitability threshold of the systems (Classen et al., 1998; Butefisch et al., 2000; Sawaki
primary motor cortex between young and elderly (Pepin et al., et al., 2002, 2003a; Ziemann et al., 2004; Floel et al., 2005).
1999; Pitcher et al., 2003; Rossi et al., 2004; Oliviero et al., What is most relevant, however, is that the ability to encode
2006). Others suggest an association between healthy aging and elementary motor-related memories seems to be age-dependent
increased motor thresholds (Rossini et al., 1992; Peinemann as it progressively diminishes with increasing age (Sawaki
et al., 2001). Such discrepancies likely originate from technical et al., 2003b).
and experimental differences. Input–output properties of the
aging brain reflect neural changes that can produce decreases in 3.4.2. Interference with cortical functions as revealed by
MEP amplitude (Pitcher et al., 2003; Oliviero et al., 2006). This repetitive TMS
result may originate from an increased distance of the excitable Neuroimaging findings suggest that lateralization of pre-
elements within the motor cortex stemming from physiological frontal cortex activation associated with episodic memory is
cortical atrophy. Alternatively, it may reflect a decreased reduced by aging. It is debated whether this loss of asymmetry
number of corticospinal motoneurons being activated in older during memory encoding and retrieval reflects compensatory
subjects or to a less synchronous activation of the same number mechanisms or de-differentiation processes. This issue was
of motoneurons leading to phase cancellation of unit potentials addressed by using rTMS to assess causal relationships
in the surface electromyogram (Rossini et al., 1992; Pitcher between performance and stimulated brain regions. The effects
et al., 2003). Amplitude reduction of the peripheral compound of rTMS applied to the left or right dorsolateral prefrontal
muscle action potential (cMAP), a frequent finding in older cortex (DLPFC) simultaneously to the presentation of
people due to physiological loss of large motor nerve peripheral memoranda on visuospatial recognition memory task were
fibres, also may contribute to MEP amplitude reduction compared in a population of healthy subjects divided in two
(Kimura, 2001). classes of age (<45 and >50 years). In the younger subjects,
Studies specifically investigating MEP/cMAP ratios in rTMS of the right DLPFC interfered with retrieval more than
healthy aging are lacking, and few reports have examined left DLPFC stimulation. The asymmetry of the effect
the effect of aging on intracortical inhibitory circuits. The CSP progressively vanished with aging, as indicated by bilateral
seems to be shortened in the elderly (Oliviero et al., 2006), a interference effects on recognition performance. Conversely,
finding associated to similar CSP/MEP amplitude ratios in the predominance of left DLPFC effect during encoding was
young and elder subjects which may suggest that overlapping not abolished in the older subjects, thereby indicating its causal
384 P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400

role for encoding along the life span. Findings with rTMS include long-term potentiation (LTP) and long-term depression
suggest that the bilateral engagement of the DLPFC has a (LTD), which contribute to the functional strengthening or
compensatory role on episodic memory performance across the weakening of existing synapses by which information is stored
age span (Rossi et al., 2004). in the CNS (Lisman and Spruston, 2005). LTP has been
regarded as the prototypic mechanism of modified synaptic
4. Pathological aging: neurophysiological markers of efficacy, and it can occur differently via modification of the
dementia input to a postsynaptic cell, the concomitant synchronous input
to the synapse from another cell, or postsynaptic depolarization
4.1. Background (Asanuma and Pavlides, 1997; Rauschecker, 1995). LTD stems
from Na+ or Ca2+ channels at least for short-term changes,
Dementia is one of the most frequent chronic diseases of the while LTP-like mechanisms include glutamate dependent
elderly. Its prevalence increases with age and affects nearly NMDA receptor activation for long-term changes, a process
30% of all octogenarians (Vicioso, 2002), with heavy social that can be antagonized by GABA-inhibition (Ziemann et al.,
costs and impact on family and caregivers. Neuropathological 1998). Another plasticity-related process is neuronal sprouting
hallmarks indicating Alzheimer’s dementia (AD) include and formation of new synapses, a process strongly influenced
macroscopic signs characterized by reduced brain weight with by local neurotransmitter and neurotrophic factors release, and
cortical atrophy and ventricular enlargements primarily due to synaptic protein synthesis (Deller and Frotscher, 1997). In
neuronal loss in the temporal and parietal structures. particular, dendrites and related spines with synaptic connec-
Microscopic signs include neurofibrillary tangles (intracellular tions undergo continuous remodelling most likely also
aggregations of tau protein filaments) and amyloid plaques modulated by interaction with neighbouring astrocytes
(extracellular aggregates of amyloid beta-peptides) that are (Pfrieger and Barres, 1996).
particularly concentrated in the hippocampus, entorhinal
cortex, and post-central parietal neocortex (Iqbal et al., 4.2. Neurophysiological studies with the brain ‘‘at rest’’
2002). Tangles are mainly found in hippocampal and
parahippocampal limbic structures, whereas extensive diffuse When compared to healthy normal elderly (Nold) subjects,
and neuritic amyloid plaques – circumscribed by proinflam- AD patients evince high power for delta and theta and low
matory and proapoptotic reactions – form deposits throughout power for posterior alpha (8–12 Hz) and/or beta (13–30 Hz)
the cortex (Goedert and Spillantini, 2006). A progressive frequencies (Dierks et al., 2000; Huang et al., 2000;
decrease of use-dependent synaptic plasticity and of inter- Ponomareva et al., 2003; Jeong, 2004; Babiloni et al.,
neuronal connectivity and its association with the degree of 2004c; Prichep, 2005). Some of these EEG changes could
dementia is considered the neurophysiological hallmark of discriminate among different dementia diagnoses, as a strong
brain aging (Cook and Leuchter, 1996). However, in pre- decline of posterior slow-frequency alpha sources appears
clinical conditions plastic compensatory remodelling appears specific for mild AD group compared to the vascular dementia
to continue that maintains neural function, such that the and normal elderly groups. In addition, abnormal wide theta
neuronal and synaptic death may occur in the absence of sources characterized cerebro-vascular dementia patients
dementia symptoms for an unknown duration. (Babiloni et al., 2004c). EEG abnormalities were associated
The concept of ‘‘plasticity’’ applied to neurobiology with altered regional blood flow/metabolism and with impaired
typically denotes the potential for change in addition to the global cognitive function as evaluated by mini-mental state
mechanisms of self-repair and/or of reorganization of neural examination (MMSE; Sloan et al., 1995; Rodriguez et al., 1998,
connections. Neural plasticity underlies learning as well as 1999; Jeong, 2004).
endogenous brain function repair (Rossi et al., 1998; Rossini MEG also has provided contributions to the understanding
et al., 2003; Pascual-Leone et al., 1995; Elbert et al., 1995; of the cortical rhythms in pathological aging. Parieto-temporal
Tecchio et al., 2000). CNS plasticity includes a number of delta and theta sources are enhanced in power in AD compared
cellular and anatomical mechanisms that reflect synaptic to Nold subjects in association with hippocampal atrophy
efficacy and synaptic redundancy, the true anatomical (Fernandez et al., 2002, 2003). Furthermore, AD subjects
distribution that underlies a neural network being much larger demonstrated a decrease of alpha sources in parieto-occipital
than the usual area of functional influence (Bastian et al., 2004). region possibly compensated by an increase of temporal alpha
The functional status and distribution of a network appears to sources (Osipova et al., 2005). It is noteworthy that delta
depend on the balance between neural excitation and inhibition, measurements contributed to a classification rule between AD
with some areas appearing silent or ‘‘masked’’ by a mechanism and Nold subjects with an estimated sensitivity and specificity
of active tonic inhibition mediated through GABAergic input. given by 68% and 76%, respectively (Fernandez et al., 2006).
This active inhibition can be altered or removed, causing a rapid When beta sources were added the classification improved with
change of the functional network, a process termed ‘‘unmask- an estimated sensitivity and specificity given by 81% and 80%,
ing’’ (Jacobs and Donoghue, 1991). Modifications of the respectively (Fernandez et al., 2006). This classification
neuronal membrane excitability, through changes in the Na+ improved to 90% and 100% for sensitivity and 100% specificity
channel, possibly mediated by protein kinase C activation, may when the model used both spectroscopic magnetic resonance
also play a role (Halter et al., 1995). Additional mechanisms (myoinositol/N-acetyl aspartate) and delta dipole density from
P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400 385

temporo-parietal cortical regions (Fernandez et al., 2005). in information processing flexibility, so that EEG complexity
Finally, cortical theta and alpha rhythms as revealed by MEG decrease in AD might be attributable to decreased nonlinear
have discriminated severity level of AD and distinguished it dynamics that are associated with cognitive decline. Among the
from Lewy body dementia (Franciotti et al., 2006). techniques for nonlinear brain dynamics, synchronization
Genetic risk factors such as Apo-E alleles are associated likelihood combines sensitivity to linear and nonlinear
with EEG rhythms abnormalities in AD (Jelic et al., 1997; functional coupling of EEG/MEG rhythms (Stam, 2005). This
Lehtovirta et al., 1996, 2000; Almkvist et al., 2001). Patients measure has been shown to be significantly decreased at 10–
with e4 demonstrated faster theta and lower beta spectral power 12 Hz, 14–18 Hz, and 18–22 Hz bands when comparing AD to
than those with the e2 or e3 alleles (Lehtovirta et al., 1996). MCI and/or Nold subjects (Stam et al., 2002; Babiloni et al.,
Furthermore, AD with e2 or e3 compared to AD patients with 2004e, 2006b; Pijnenburg et al., 2004). When applied to MEG
e4 showed demonstrated larger theta and lower beta power at data, global synchronization likelihood has been found to be
baseline and higher delta and lower alpha power after 3 years at lower in mild AD compared to Nold subjects at upper alpha
follow-up (Lehtovirta et al., 2000). For AD patients, ApoE e4 (10–14 Hz), upper beta (18–22 Hz), and gamma (22–40 Hz)
has been related to selective decrease in functional cortico– bands (Stam, 2005).
cortical connectivity, which was suggested by the reduction of In addition or in parallel to the cortico–cortical uncoupling
right and left temporoparietal, right temporofrontal, and left progression, a decrease of synaptic coupling is likely to
occipitoparietal alpha coherence (Jelic et al., 1997). Thus, contribute to reducing selective EEG coherence for faster
genetic risk factors for AD may affect EEG measures in rhythms, as observed in healthy humans by transient use of a
relatively specific ways. cholinergic synaptic blocker like scopolamine (Kikuchi et al.,
EEG power per se does not capture one of the main features 2000). Animal models suggest that acetylcholine loss produces
of AD, namely the impairment of functional neural con- a decrease of high-frequency EEG couplings and an increase of
nectivity. It has been reported that AD patients present an slow-frequency couplings (Villa et al., 2000). Loss or a
abnormal linear coupling of EEG rhythms among cortical significant drop in EEG synchronization in faster rhythms also
regions, as revealed by spectral EEG coherence (Jelic et al., has been correlated with decreased MMSE scores in MCI and
1997; Locatelli et al., 1998; Wada et al., 1998a,b; Knott et al., AD patients (Stam, 2005). Linear and nonlinear EEG analysis
2000; Adler et al., 2003), suggesting a linear temporal improves classification accuracy of AD compared to unaffected
synchronicity of coupled EEG rhythms from simultaneously controls, and these methods correlate with disease severity
engaged neural sources. Such findings imply that functional (Babiloni et al., 2004e, 2006b; Stam, 2005).
coupling of cortical rhythms is modulated by cholinergic Few studies have assessed EEG measures over the course of
systems, and that a decrease of cortical EEG coherence may be dementia progression. A significant increase of delta and theta
a fine-grained marker of AD, since it is characterized by power in conjunction with decrease of alpha and beta power
defective basal forebrain cholinergic inputs to cortex and over a period of 30 months from diagnosis have been found
hippocampus (Stam et al., 2006). (Coben et al., 1985). The length of the follow-up is of
Most EEG studies of AD have reported a prominent decrease paramount importance and indicates the reason for a lack of
of alpha band coherence (Leuchter et al., 1987, 1992; Cook and findings over a 12-month period (Soininen et al., 1989). The
Leuchter, 1996; Locatelli et al., 1998; Wada et al., 1998a,b; major question in this context is: ‘‘Which is the physiological
Jelic et al., 1997, 2000; Knott et al., 2000; Adler et al., 2003). mechanism at the basis of abnormal resting brain rhythms in
This result also has been found to be associated with ApoE MCI and AD?’’ Abnormality of resting EEG rhythms may
genetic risk, which is hypothesized to be mediated by originate from impairment in the cholinergic neural projections
cholinergic deficit (Jelic et al., 1997). However, delta and from basal forebrain, which is a pivotal aspect of AD
theta band coherence changes in AD is not homogeneous, as (Mesulam, 2004). Resting EEG alpha power is decreased
some studies demonstrate a decrease of slow-band EEG from experimental damage to this cholinergic pathway
coherence, whereas others find an increase (Leuchter et al., (Holschneider et al., 1998). Furthermore, the cholinergic basal
1992; Locatelli et al., 1998; Adler et al., 2003; Brunovsky et al., forebrain has been found to be responsive to the treatment with
2003). To improve the functional coupling evaluation EEG and cholinesterase inhibitors more for AD than other dementias
MEG data have been analyzed with procedures inspired by the (Tanaka et al., 2003). Conversely, brainstem cholinergic
theory of nonlinear dynamics (Stam, 2005). AD patients innervations of the thalamus are relatively spared in AD
produce a nonlinearly defined ‘‘complexity’’, which is a patients (Mesulam, 2004). Long-term (1 year) treatment of
measure of signal dynamic coordination. Brain rhythms loose acetylcholinesterase inhibitors (AChEI) demonstrate less
the usual modulation in complexity as observed by eyes-open temporal and occipital alpha reduction for responders
versus eyes-close comparisons, as a reflection of neuronal compared to non-responders and a combined effect on delta
death, deficiency in neurotransmission, and/or loss of and low alpha (Babiloni et al., 2006c; Rodriguez et al., 2002).
connectivity in local neuronal networks (Besthorn et al., Hence, increasing cholinergic tone was related to restoring
1995; Jeong et al., 1998). Nonlinear analysis also has been used temporal and occipital alpha rhythms in responders. Brain
to model brain flexibility in information processing, defined as cholinergic systems also appear to improve primarily cerebral
the capability to affect information processing states from blood flow with a functional impact on attentional and memory
identical initial conditions. AD patients demonstrate a decrease functions (Classen and Jansen, 2006).
386 P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400

4.3. Event-related EEG–MEG rhythms compared to Nold subjects (Backman et al., 1999; Grady
et al., 2001; Grossman et al., 2003). In addition, they are
EEG rhythms have been assessed for each harmonic consonant with other findings of abnormal central rhythms
response during photic stimulation (white flickers at 5, 10 when processing sensory stimuli or performing voluntary
and 15 flashes/s) in younger subjects, non-demented elderly movements and with hyper-reactivity of AD primary motor
subjects, and AD patients. Analysis indicated that the elderly cortex as revealed by TMS (Ferri et al., 1996; Babiloni et al.,
subjects generally demonstrated more absolute power than the 2004f, 2000; see Section 4.5). Frontocentral midline alpha
younger subjects and AD patients during photo stimulation ERD recovered in all groups during the late phase of the
(Kikuchi et al., 2002a). Similar results have been reported for delay period, but more in demented and normal elderly than
interhemispheric and intrahemispheric coherence at alpha in the young subjects (Babiloni et al., 2005b). The late phase
frequencies (Wada et al., 1998a,b; Kikuchi et al., 2002b). These of the delay period was characterized by stable ERS
results suggest that AD is not the end result of normal aging of measures or just a reduction of the ERD that did not affect
the brain, at least for the functional organization produced by ERS values. Thus, alpha recovery in this task may indicate
photo stimulation. that both neural inhibition and removal of the excitatory
Cognitive function in dementia has been assayed by delayed activity associated with GABA-ergic and glutamate-ergic
response tasks in which the subject is instructed to remember a processes, respectively (Comi and Leocani, 1999; Hummel
‘‘cue’’ stimulus, with a related motor response made after a et al., 2002; Rau et al., 2003).
delay period to an imperative ‘‘go’’ stimulus (Goldman-Rakic, During delay period frontocentral midline alpha ERD
1995). Frontoparietal and midline alpha power decreased in accompanying correct responses, was stronger in AD than in
young and elderly healthy subjects during the delay (Filipovic controls, so that simple delayed response tasks are quite
et al., 2001; Bastiaansen et al., 2002; Babiloni et al., 2004c,d). difficult for patients in the early dementia stage and induce a
Different types of neurophysiological techniques have demon- frontocentral midline hyper-reactivity possibly originating
strated abnormalities in AD during memory tasks: (i) a from hyper-excitation or disinhibition. In addition, abnor-
hyperactivation of prefrontal and midline activity (Grady et al., mally strong values of frontal and ipsilateral central
2001), (ii) a functional disconnection between prefrontal cortex sensorimotor rhythms have been found during a unimanual,
and hippocampus (Grady et al., 2001), and (iii) a stronger self-paced finger movement in mild AD. This result suggests
activation of the left temporal cortex (Grossman et al., 2003). that compared with healthy controls, they have unreactive
These findings provide evidence for the clinical benefit of and abnormally low interhemispheric EEG coherence as well
neuroelectric measures in the assessment of AD, although a as an unreactive and abnormally high frontoparietal EEG
clear interpretation is still being sought. coherence, which supports the hypothesis of an impaired
MEG measures using two delayed-response tasks also have mechanism of sensorimotor cortical coupling in mild AD
been used to investigate ERD of frontocentral midline alpha (Babiloni et al., 2004f).
rhythms in AD (Babiloni et al., 2005b). This approach was
employed to determine whether ‘easy’ cognitive tasks that 4.4. P300 and Alzheimer’s disease
minimize fatigue/distraction and maximize the rate of correct
responses would induce an abnormal recruitment of cortical Some early reports indicate that ERP measures can
neuronal resources at an early dementia stage. A low rate of distinguish between subcortical and cortical dementias
correct performances was observed in AD (35%) compared (Rosenberg et al., 1985; Goodin and Aminoff, 1986), and that
both to young (97%) and elderly (71%) healthy subjects. The P300 latency can separate individuals with dementia from those
most frequent error was obtained for the delayed response, with depression-associated pseudodementia (Brown et al.,
which may reflect slowing of decisional and visuo-motor 1982; Patterson et al., 1988). However, not all studies find these
processes in the demented compared to the normal subjects. effects (Polich et al., 1986). Discrimination between patients
This outcome is consistent with decline of the correct memory/ with early AD from normal subjects also has been reported
cognitive performances from neurophysiological and patholo- (Holt et al., 1995; Polich et al., 1990a,b). Relatively
gical aging (McEvoy et al., 2001; West and Craik, 2001; Grady sophisticated cognitive paradigms have been applied to these
et al., 2001). During the delay period of both tasks, the alpha populations with some success, but no neuroelectric disease
ERD was stronger in AD than in normal young and elderly markers have been established.
subjects (Babiloni et al., 2005b). The absence of ERD Table 3 summarizes ERP studies that elicited the P300 using
differences between the two conditions suggests that task an oddball paradigm in AD and unaffected elderly control
difficulty for the delayed response tasks was stronger than subjects (see also Jeong, 2004; Olichney and Hillert, 2004).
changes in memory load. Early studies typically employed a mental counting task,
Alpha band hyper-reactivity in AD as indexed by whereas latter reports used a button press response that permits
increased alpha ERD suggests an abnormal increase of the averaging of only those trials to which subjects respond. The
cortical excitation or disinhibition even during simple sample populations, stimuli, methods, and recording conditions
cognitive demands. Such findings agree with previous varied appreciably across studies, but the majority of papers
functional neuroimaging studies on memory that demon- found differences between AD and controls: P300 amplitude
strated a stronger allocation of cortical resources in AD when was typically smaller for AD patients and latency was
P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400 387

Table 3
Summary of ERP studies on Alzheimer and elderly control subjects
Study (year) Sample size Paradigm ALZ 6¼ CTL
ALZ CTL Modality Task Amplitude Latency
a b
Brown et al. (1982) 11 24 Auditory Count NR +
Syndulko et al. (1982) 12a 45 Auditory Count NR +
Duffy et al. (1984) 9 15 Auditory Count + 
St. Claire et al. (1985) 15 23 Auditory Count + +
Gordon et al. (1986) 19a 55 Auditory Count NR +
Blackwood et al. (1987) 20 23 Auditory Count + +
Neshige et al. (1988) 13 27 Auditory Press  +
Patterson et al. (1988) 15a 15 Auditory Press  +
Ball et al. (1989) 18 15 Auditory Count  +
Surwillo and Iyer (1989) 33 5 Auditory Passive  +
O’Donnell et al. (1990) 30 20 Auditory Count NR +
Marsh et al. (1990) 18 17 Auditory Count NR +
Polich et al. (1990a,b) 16 16 Auditory Press + +
Ito (1991) 67 43 Auditory Count  +
Onofrj et al. (1991) 30 30 Auditory and visual Count  +
Verleger et al. (1992) 7 20 Auditory and visual Press  
Holt et al. (1995) 26 26 Auditory Count + +
Ford et al. (1996) 12 12 Auditory Count + /+ c
Kraiuhin et al. (1996) 11 15 Auditory Press NR 
Kazmerski and Friedman (1998) 16 16 Auditory Press  NR
Kazmerski et al. (1997) 16 16 Auditory Press + NR
Knott et al. (1999) 32 15 Auditory Passive  
Yamaguchi et al. (2000) 32 18 Auditory Press + +
Daffner et al. (2001) 10 20 Visual Press + 
Saito et al. (2001) 10 10 Visual Press + 
Frodl et al. (2002) 30 43 Auditory Press + +
Boller et al. (2002) 10 12 Auditory Press + +
Reprinted with permission from Polich and Corey-Bloom (2005). For reference citations, please see original publication.
a
Alzheimer + a few multi-infarct patients.
b
NR, not reported; +, significant group difference; , non-significant group difference.
c
Significant effects for some conditions/analyses.

consistently longer in AD compared to unaffected controls 4.5. The reappraisal of brain excitability in dementia as
(Polich, 2004; Polich and Corey-Bloom, 2005). revealed by TMS
Fig. 3 illustrates grand averages from AD and unaffected
controls in a study designed to characterize oddball difficulty TMS can be used to assess cortical excitability, intracortical
and stimulus modality, as these variables affect P300 values and facilitatory and inhibitory mechanisms resulting from the
interact with normal aging (Polich, 1996; Vesco et al., 1993). balance among neurotransmitters, and dynamic synaptic
P300 amplitude was smaller and latency longer for the AD, adaptations to progressive neuronal loss. However, TMS
with no other task-related group effects obtained. The strongest studies in AD have not yielded converging findings. Motor
differences between AD and control groups were obtained with threshold is generally reduced in AD compared to healthy age
the relatively easy oddball task—especially for P300 ampli- matched controls and is similarly reduced in subcortical
tude. Peak latency group differences were not robust and were ischemic vascular dementia (De Carvalho et al., 1997; Pepin
eliminated for the hard oddball task. Indeed, component et al., 1999; Alagona et al., 2001, 2004; Pennisi et al., 2002; Di
amplitude rather than latency produced the more consistent Lazzaro et al., 2002, 2004, 2006; Inghilleri et al., 2006). Several
difference between AD and control subjects, peak timing was reports have not found reduction of motor thresholds (Liepert
affected by the task and modality factors but in an additive et al., 2001; Ferreri et al., 2003; Pierantozzi et al., 2004;
rather than interactive fashion. This outcome indicates that Nardone et al., 2006), with one study noting increased rather
P300 measures for AD are stable, almost regardless of task or than decreased motor thresholds in AD (Perretti et al., 1996).
stimulus modality conditions. The scalp topographic distribu- Global cortical hyperexcitability while the brain is ‘‘at rest’’ in
tion of P300 amplitude was affected by the group factor, such AD is a stable result (Ferreri et al., 2003; Di Lazzaro et al.,
that AD produced appreciably less frontal-to-parietal increase 2004), which seems to occur independently of gabaergic and
across task difficulty. P300 latency was relatively unaffected by cholinergic corticocortical mechanisms dysfunction as reduced
scalp topography other than the usual increase from the frontal- motor thresholds and ICI and SAI are uncorrelated (Di Lazzaro
to-parietal electrodes. Thus, at the group level P300 can et al., 2004). Since TMS does not provide specific pathophy-
discriminate between AD and healthy controls. siological information but is sensitive to the ‘‘global weight’’ of
388 P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400

Fig. 3. Grand averaged event-related potentials for the early Alzheimer disease and unaffected matched controls (n = 16/group) for the single-stimulus, easy oddball,
medium oddball, and hard oddball tasks that were presented in the auditory (upper) and visual (lower) modalities (after Polich and Corey-Bloom, 2005, with
permission).

several neurotransmitters as well as subcortical and cortical Hynd et al., 2004; Voisin et al., 2004). A consistent finding is
motor inputs, interpretation of cortical hyperexcitability in AD that normal ICF occurs in AD (Pierantozzi et al., 2004; Liepert
is not yet possible. et al., 2001), making glutamatergic hypothesis and the more
Although early TMS studies suggested cholinergic deficit as widely accepted and complex cholinergic deficit difficult to
the main candidate in AD (Pepin et al., 1999; Liepert et al., support as the only cause of cortical hyperexcitability in AD
2001), a recent hypothesis is that excitatory glutamatergic (De Sevilla et al., 2002). Converging evidence implies that SAI
system is dysfunctional and stems from an imbalance between is reduced in AD and that AChEI can normalize it (Di Lazzaro
non-NMDA and NMDA neurotransmission (Ferreri et al., et al., 2002, 2006; Nardone et al., 2006). Moreover, SAI is
2003; Di Lazzaro et al., 2003a). Ketamine is a glutamatergic preserved in other forms of cognitive impairment as
agent that enhances non-NMDA transmission through an frontotemporal dementia (Di Lazzaro et al., 2006). Post-
increase in the release of endogenous glutamate to induce mortem studies do not show central cholinergic deficits or
cortical hyperexcitability in normal subjects, which supports a dementia with Lewy bodies, in which the cholinergic deficit
pivotal role of glutamate and the regulation of its (NMDA and seems to be mainly presynaptic (Perry et al., 1991; Procter
AMPA) receptors (Farlow, 2004; Di Lazzaro et al., 2003b; et al., 1999; Nardone et al., 2006). Assessment of GABA-a
P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400 389

mediated ICI mechanisms by paired-pulse TMS impaired cortical reorganization of the motor output in AD. Indeed,
intracortical inhibitory transmission in AD has been demon- motor cortex physiological organization is early involved in
strated (Liepert et al., 2001; Di Lazzaro et al., 2002; Pierantozzi AD, despite the lack of clinically evident motor deficits which
et al., 2004; Nardone et al., 2006), but the finding was not only appear later (Suva et al., 1999). This observation is not
replicated in frontotemporal dementia or in dementia with surprising considering that the motor cortex, through muscari-
Lewy bodies (Pierantozzi et al., 2004; Nardone et al., 2006). nic receptors and cholinergic terminals, receives a major input
Impaired ICI mechanisms therefore may be reversed by from the nucleus basalis of Meynert (Selden et al., 1998).
middle-term treatment with galantamine and other AChEI, Mapping of motor output in mild AD patients asymptomatic for
suggesting that cholinergic (and not only GABAergic) deficit motor deficits has demonstrated frontal and medial shift of the
might play a role in reduction of corticocortical inhibition cortical motor maps for hand muscles. In healthy controls the
(Pierantozzi et al., 2004; Liepert et al., 2001; Di Lazzaro et al., centre of gravity of motor cortical output is coincident with
2004). Other reports failed to find changes of ICI between the site of maximal excitability (hot spot; Cicinelli et al., 1997),
unaffected controls and AD patients (Di Lazzaro et al., 2004), whereas in AD patients it shifts toward frontal and a medial
which supports the concept that GABAergic neurons and regions in the absence of changes in ‘hot spot’ (Fig. 4; Ferreri
receptors are relatively preserved in AD (Nagga et al., 1999; et al., 2003). An altered synaptic plasticity in AD also has been
Rissman et al., 2003). This outcome implies that most but not demonstrated by applying brief trains of high-frequency
all studies showed that the CSP in AD is preserved (Liepert rTMS to motor cortex and recording of MEPs from the
et al., 2001; Alagona et al., 2004; Inghilleri et al., 2006; Perretti contralateral hand muscles. This procedure can induce a
et al., 1996). Thus, subtle GABAergic dysfunctions can be progressive increase in MEP size in normal age-matched
characterized by paired-pulse TMS studies (but not by the controls, but it produces opposite changes in AD (Inghilleri
majority of CSP studies), which could reflect an epiphenome- et al., 2006). This finding was interpreted as an altered short-
non of the complex cortical excitability balance unrelated to term synaptic enhancement in excitatory circuits of the motor
age, disease duration, and degree of cognitive impairment cortex. Additional assessment of these findings will be required
(Nardone et al., 2006). by evaluating AD patients after different pharmacological
The majority of these TMS results indicate that the cortex of treatments (e.g., cholinergic versus drugs acting on NMDA
AD patients is hyperexcitable, and that such hyperexcitability glutamate receptors).
even may offer clues for the differential diagnosis from other In summary, TMS assays of cortical disinhibition in AD as a
dementias in which the cholinergic deficit is not predominant. dysfunction of a single neurotransmitter in a single neural
An intriguing issue that can be addressed by TMS is the study of circuit or as the net effect of a complex involvement of more

Fig. 4. Schematic representation of the mean centers of gravity of cortical TMS mapping in 16 patients with AD (panel a) and in 13 control subjects (panel b). For
each group of subjects, Cartesian values (panel c) of center of gravity for the extensor communis digitorum muscle (ECD) and abductor digiti minimi muscle (ADM)
are shown. The cross intersection corresponds to the overlapping of the hot spot and centers of gravity. Deviations are expressed in cm. Because of the absence of
interhemispheric asymmetries in cortical mapping, measures refer to the ‘‘average hemisphere’’. Note that in control there is a slight medial shift, whereas in AD
patients a clear anteromedial shift of the motor area representation can be appreciated (from Ferreri et al., 2003, partly modified).
390 P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400

than one neurotransmitter system in several brain areas likely 2006). Fig. 5 illustrates MCI effects for low-frequency alpha (8–
reflects a single facet of a pathological mosaic. A lasting pre- 10.5 Hz) activity from parietal, occipital, and limbic areas that
clinical condition under the attack of pro-degenerative agents demonstrate an intermediate magnitude in MCI compared to
could produce the AD brain as alternative strategies of mild AD and normal elderly (Babiloni et al., 2006d). Increase of
functioning belonging to the brain reserve even for the slow EEG power coupled with a decrease in alpha activity is
execution of simple motor tasks (Babiloni et al., 2000; Ferreri linked to cognitive performance decline in MCI compared to
et al., 2003). The emerging evidence indicates that the Nold. More important, the magnitude of these sources is
‘‘stressed synapses’’ may acquire a different function both in correlated negatively with MMSE scores across subjects of the
terms of effects and of utilized neurotransmitter and may be three groups, suggesting that EEG evidence of alpha power
strongly dependent by the sampling time of the tested patients decrease in MCI compared to normal subjects is related to
(Armstrong et al., 2003). behavioral cognition (Jelic et al., 1996, 2000; Huang et al., 2000;
Grunwald et al., 2001; Kwak, 2006; Rossini et al., 2006). The
5. Mild cognitive impairment and preclinical dementia relative decrease of posterior low-frequency alpha sources in
MCI may be related to an initial selective impairment of the
5.1. ‘‘Resting’’ EEG–MEG rhythms cholinergic basal forebrain, which could induce a sustained
increase of the excitatory activity in the cholinergic brainstem
Assessing pre-clinical dementia is of keen interest as a clinical pathway (Sarter and Bruno, 1998; Kikuchi et al., 2000; Villa
research issue, since MCI often precedes frank dementing illness. et al., 2000). As a consequence, the increased excitability of
As the selective cognitive impairments characteristic of MCI are thalamocortical connections would desynchronize the resting
primarily memory-related and not severe enough to exceed alpha rhythms and enhance the cortical excitability as seen in AD
standard clinical criteria for AD, their prodromal qualities do not (see Section 4.5). Hence, changes of low-frequency alpha power
greatly impair daily functioning and can be identified by refined in MCI and mild AD suggest a progressive impairment of the
clinical and neuropsychological evaluation. Consistent MCI thalamo–cortical and cortico–cortical systems that govern visual
symptoms 3–5 years following their identification either remain attention. This hypothesis is consistent with clinical findings of
stable or decrease in 30–50% of the cases, whereas the remaining increasing deficits of visuo-spatial abilities in MCI and mild AD
cases progress toward a frank AD condition. Epidemiological (Arnaiz and Almkvist, 2003). Similarly, limbic sources imply a
and clinical follow-up studies confirm that MCI reflects a progressive impairment of thalamo–cortical and cortico–cortical
transition state towards mild AD and prompts the idea that early systems regulating attention tone for memory functions.
identification of MCI patients can facilitate rehabilitative or Decreases in cortico–thalamic modulation and increase of
pharmacological interventions to slow disease progression slow EEG rhythms secondary to progressive cortical hypo-
(Winblad et al., 2004; Gauthier et al., 2006; Portet et al., perfusion have been found in AD (Rodriguez et al., 1999,

Fig. 5. Grand average of LORETA solutions (i.e., normalized relative current density at the cortical voxels) modeling the distributed EEG sources for delta, theta,
alpha 1, alpha 2, beta 1, and beta 2 bands in normal elderly (Nold), mild cognitive impairment (MCI) and mild Alzheimer’s disease (AD) groups. The left side of the
maps (top view) corresponds to the left hemisphere. Legend: LORETA, low-resolution brain electromagnetic tomography. Color scale: all power estimates were
scaled based on the averaged maximum value (i.e., alpha 1 power value of occipital region in Nold). The maximal value of power is reported under each column (from
Babiloni et al., 2006d, with permission).
P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400 391

2004). Abnormal delta and alpha sources in the posterior brain as their acquisition are inexpensive, easily implemented,
regions could therefore index the progressive decline of entirely non-invasive and very well suited for large-scale
cognitive visuo-spatial functions across MCI and mild AD screening and follow-up of at-risk populations. Fig. 6 illustrates
thereby supporting a transition between these conditions the findings from a major EEG study of these factors in MCI
(Winblad et al., 2004; Gauthier et al., 2006; Portet et al., subjects. The hypothesis that presence of e4 affects sources of
2006). An intriguing aspect includes the peculiar magnitude resting EEG rhythms in MCI and AD was assessed in 89 MCI
increase of the parieto-occipital high-frequency (10.5–13 Hz) with 34.8% e4 incidence and 103 AD with 50.4% e4 incidence
alpha sources in MCI compared to mild AD and normal elderly (Babiloni et al., 2006e). Alpha 1 and 2 sources in occipital,
(Babiloni et al., 2006d). Furthermore, prospective studies have temporal, and limbic areas were of lower amplitude in subjects
demonstrated that increased delta/theta activity, decreased carrying the e4 allele. For AD homozygous for ApoE e4 allele,
alpha and beta, and slowed mean frequency may be predictors abnormal temporo-parietal and occipitoparietal EEG or MEG
of progression from MCI to dementia (Huang et al., 2000; Jelic rhythms were found (Jelic et al., 1997; Stam, 2005). However,
et al., 2000). These findings imply that neuroelectric indices in addition to ApoE e4 allele, another important genetic risk
could be developed for the preclinical assessment of dementia, factor for late-onset AD is haplotype B of CST3 (the gene

Fig. 6. Grand average of LORETA solutions (i.e., normalized relative current density at the cortical voxels) modeling the distributed EEG sources for delta (2–4 Hz), theta
(4–8 Hz), alpha 1 (8–10.5 Hz), alpha 2 (10.5–13 Hz), beta 1 (13–20 Hz), and beta 2 (20–30 Hz) bands in MCI and AD groups, both subdivided in two genetic sub-groups:
MCI/AD not carrying the ApoE e4 and MCI+/AD+ carrying the e4 allele. The left side of the maps (top view) corresponds to the left hemisphere. Legend: LORETA,
low-resolution brain electromagnetic tomography. Color scale: all power estimates was scaled based on the averaged maximum value (i.e., alpha 1 power value of occipital
region in MCI not carrying the ApoE e4 allele). The maximal power value is reported under each column (from Babiloni et al., 2006c, with permission).
392 P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400

coding for cystatin C—a neurotrophic protein), which was as delta (temporal), theta (parietal, occipital and temporal), and
investigated to establish eventual links with cortical rhythmi- slow alpha (central, parietal, occipital, temporal, limbic)
city (Babiloni et al., 2006f). EEG measures were obtained from sources were reliably weaker than the patients who had
84 MCI with 42% B haplotype and 65 AD with 40% B converted from MCI to AD. Moreover, low midline coherence
haplotype. Slow alpha (from parietal, occipital, temporal areas) and weak temporal source was associated with low (about 10%)
and fast alpha (from occipital areas) power were statistically annual rate AD conversion; conversion rate steeply increased
lower in CST3 B carriers. A trend was observed for occipital up to 60% when strong temporal delta source and high midline
delta power sources as stronger in CST3 B carriers than in non- gamma coherence were present. This outcome indicates that
carriers for both MCI and AD patients. quantitative EEG is able to predict with a good approximation
Association between the presence and amount of hippocam- MCI progression to AD in the short run.
pus atrophy in AD and MCI subjects and changes in sources of
posterior slow rhythms has been observed by EEG and whole- 5.2. Event-related EEG–MEG rhythms
head MEG (Fernandez et al., 2003; Wolf et al., 2003; Helkala
et al., 1996). Less known is the relationships between Evaluation of brain rhythms in MCI has been extended to
impairments of white matter and slow rhythms across the assess neural synchronization in the working brain (Comi and
continuum from MCI to AD. This issue has been addressed with Leocani, 1999). Opening of the eyes is a simple task that
EEG assessments in MCI (N = 34) and AD (N = 65) cases induced a modulation of EEG power explaining several
(Babiloni et al., 2006a). Delta activity was related to the amount cognitive deficits in MCI and AD subjects (van der Hiele et al.,
of cortical atrophy revealed by MRI voxel-to-voxel volumetry of 2007). EEG power in Nold and amnestic MCI was obtained
lobar brain volume (white and gray matter), such that as delta during three different memory conditions: word memory,
power increased brain volume decreased. Thus, changes in brain picture memory, and animal fluency (van der Hiele et al.,
structure and function could be found for MCI and AD patients. 2007a). More alpha ERD was found for the Nold than for MCI
As life expectancy and elderly populations in Western during picture memory activation, which may be related to an
countries are increasing, the incidence of MCI that may predict insufficient cortical information processing at the pre-clinical
AD or vascular dementia is rising. Cognitive impairment stage of AD and the absence of compensatory neural processes.
associated with MCI or AD at least at the group level is This outcome is consonant with theta ERS during n-back
associated with decreased power and coherence in the alpha/ working memory task and neuropsychological follow-up after 1
beta band. This observation suggests the occurrence of a year, wherein stable MCI subjects demonstrated greater theta
functional disconnection among cortical areas, since both ERS than MCI subjects who evinced cognitive decline across
power and coherence in the delta and theta bands increase with the year (Missonnier et al., 2006). Indeed, theta ERS was
cortical deafferentiation from subcortical structures (Spiegel significantly related to the cognitive outcome explaining 15.5%
et al., 2006). However, the extent to which features of of its variability over the scalp, which implies that these
neuroelectric activity can be used to predict the conversion changes are a generalized deficit. This view is challenged by the
from MCI to AD in single subjects is as yet unclear. When EEG following lines of evidence: first, ERD accompanying episodic
theta power (3.5–7.5 Hz) is higher in MCI subjects who will short-term memory scanning demands was measured in MCI
convert to AD compared to MCI subjects who will not, an and AD compared to Nold subjects (Karrasch et al., 2006).
overall predictive accuracy of 90% is obtained between During the encoding phase, beta ERD (10–20 Hz) was higher in
baseline EEG features and probability of future decline MCI than Nold, consistent with the interpretation that the task
(Prichep et al., 2006). Furthermore, spectral EEG coherence is more difficult at that pre-clinical stage of dementia. During
or other EEG features have shown to contribute to the the retrieval phase, alpha-beta ERD (7–17 Hz) was practically
discrimination of Nold from mild AD with 89–45% of success, absent in AD, suggesting it is associated with deficient lexical-
from MCI to AD with 92–78% of success, and the conversion of semantic processing during the retrieval phase in working
MCI subjects to AD with 87–60% of success (Nuwer, 1997; memory tasks (Karrasch et al., 2006). Second, functional
Claus et al., 1999; Jelic et al., 2000; Huang et al., 2000; Bennys coupling (synchronization likelihood) of resting state EEG has
et al., 2001; Adler et al., 2003; Brassen et al., 2004; Lehmann shown that cognitive dysfunction in AD and its precursor MCI
et al., 2007; Missonnier et al., 2006). These findings are are associated with a loss of functional connectivity at high
encouraging for future development of this prognostic and (upper alpha and beta) frequency bands not only at rest but also
perhaps diagnostic approach (Buscema et al., 2007). during visual working memory demands (Pijnenburg et al.,
Rossini et al. (2006) investigated whether combined analysis 2004). At both rest and memory conditions, the synchronization
of EEG power and coherence provide early and reliable likelihood was significantly decreased at high frequency alpha
discrimination of MCI subjects who will convert to AD after a (10–12 Hz) and beta (12–30 Hz) bands in AD compared to
relatively brief follow-up. Cortical connectivity using spectral healthy persons with subjective memory complaints while MCI
coherence measures and LORETA were used to characterize showed higher alpha ERD during the only working memory
EEG sources at baseline in 69 MCI cases that were reassessed task (Pijnenburg et al., 2004). Third, EEG data were recorded at
clinically after about 14 months. At follow-up, 45 subjects were rest and during three levels of working memory load in MCI
classified as MCI stable whereas the remaining 24 had and in Nold (Jiang, 2005). EEG power from theta to beta was
converted to AD. Fronto-parietal midline coherence as well higher in MCI than Nold at rest and during working memory
P.M. Rossini et al. / Progress in Neurobiology 83 (2007) 375–400 393

tasks. In addition, only during working memory tasks, the EEG causative role in diagnosis and prognosis of pathologic brain
coherences at all bands were significantly higher in the MCI aging. Unfortunately, this remarkable literature suffers from the
than Nold (Jiang, 2005). Fourth, inter- and intra-hemispheric partial lack of integration of various low-cost and non-invasive
EEG coherence values were separately evaluated in a neurophysiological techniques within a unique frame of goal-
subsequent study (Jiang and Zheng, 2006). During working directed test for evaluation of physiological brain aging and
memory tasks, these parameters from delta to beta were both discrimination from abnormal scenarios heralding neurode-
higher in MCI than Nold, indicating higher degree of functional generation. In the near future, systematic evaluation of
connectivity between and within hemispheres during working Alzheimer’s and other dementing disorders relative to normal
condition. Taken together, the results suggest that MCI may be aging using refined and integrated neuroimaging methods will
associated with compensatory information processing as help to coalesce these methodologies and improve diagnostic
revealed by ERD and band coherence during memory demands. utility. If this approach can provide clinically useful informa-
tion at the individual level, such methods should prompt design
5.3. Excitability of cerebral cortex as revealed by TMS of an instrument widely available for large-scale population-
based screening studies. The results would be welcome for
Application of rTMS is an innovative strategy to improve prognosticating disease progression and providing an objective
cognitive performance in patients with MCI. In a recent evaluation of innovative pharmacological and cognitive
study, 40 participants underwent two fMRI sessions in which rehabilitation treatments for dementing illness.
they were administered two equivalent face-name memory
tasks (Solé-Padullé et al., 2006). Following each fMRI Acknowledgements
session, subjects were asked to match faces with their
corresponding proper name. Between sessions sham or real Preparation of this chapter was supported by NIH Grants
off-line 5 Hz rTMS trains were applied randomly in a double- RO1-DA018262 and 3 P50 AA06420 to J.P. and by Association
blind design. Improvement in the associative memory task Fatebenefratelli for Research (AFaR). John Polich thanks Maya
occurred only for subjects who received active rTMS and was Cano for very helpful editorial comments.
associated with recruitment of right prefrontal and bilateral
posterior cortical regions as indicated by the second fMRI References
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