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Review

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Breast cancer as a systemic disease: a view of metastasis


A. J. Redig1 & S. S. McAllister1,2,3
From the 1Division of Hematology, Department of Medicine, Brigham and Women’s Hospital, Harvard Medical School; 2Harvard Stem Cell
Institute, Boston; and 3Broad Institute of Harvard and MIT, Cambridge, MA, USA

Abstract. Redig AJ, McAllister SS (Brigham and who succumb to their disease. The long latency
Women’s Hospital, Harvard Medical School, period between initial treatment and eventual
Boston, MA, USA; Harvard Stem Cell Institute, recurrence in some patients suggests that a
Boston, MA, USA; Broad Institute of Harvard and tumour may both alter and respond to the host
MIT, Cambridge, MA, USA). Breast cancer as a systemic environment to facilitate and sustain
systemic disease: a view of metastasis. (Review). disease progression. Results from studies in ani-
J Intern Med 2013; 274: 113–126. mal models suggest that specific subtypes of breast
cancer may direct metastasis through recruitment
Breast cancer is now the most frequently diag- and activation of haematopoietic cells. In this
nosed cancer and leading cause of cancer death in review, we focus on data implicating breast cancer
women worldwide. Strategies targeting the primary as a systemic disease.
tumour have markedly improved, but systemic
treatments to prevent metastasis are less effective; Keywords: breast cancer, disseminated tumour cells,
metastatic disease remains the underlying cause of metastasis, tumour dormancy, tumour microenvi-
death in the majority of patients with breast cancer ronment, systemic instigation.

Treatment in Stockholm, Sweden, 14–17 June


Introduction
2012. Our own findings using a breast cancer
Despite advances in the diagnosis and treatment of xenograft model were also presented at this
human malignancy, cancer remains amongst the meeting. The aim of this review is to evaluate
leading causes of morbidity and mortality world- key clinical and laboratory observations surround-
wide, with 7.5 million deaths attributed to cancer ing our emerging understanding about the
in 2008 (http://globocan.iarc.fr/factsheets/popu- complexity of metastasis and to consider funda-
lations/factsheet.asp?uno=900), accessed August mental questions about the nature of metastatic
12, 2012. Breast cancer is now the most frequently disease.
diagnosed cancer and the leading global cause
of cancer death in women, accounting for 23% of
The clinical challenge of metastasis
cancer diagnoses (1.38 million women) and 14%
of cancer deaths (458 000 women) each year [1]. The decrease in breast cancer-related deaths that
Although breast cancer has a markedly higher has been observed in the developed world since the
incidence in developed countries, half of new early 1990s is attributed in part to improved
breast cancer diagnoses and an estimated 60% of screening, which allows diagnosis at a stage when
breast cancer deaths are now thought to occur in curative therapy is still an option [2]. It is clear that
the developing world [1]. Metastatic disease, or the improving strategies to diagnose and treat breast
spread of tumour cells throughout the body, is cancer should remain a high priority in the 21st
responsible for the vast majority of cancer patient century. Unfortunately, however, some patients
deaths and represents the central clinical chal- with cancer initially present with distant metasta-
lenge of solid tumour oncology. The importance of ses; these patients are diagnosed with Stage IV
understanding the mechanisms underlying the disease that is nearly always incurable. Other
metastatic process and the complex interactions patients, without detectable metastases at the time
between tumour and host during disease progres- of diagnosis, will eventually recur with disease in
sion has been widely recognized and was amongst distant organs. Amongst women diagnosed with
the subjects discussed at the Nobel Conference breast cancer, only a minority presents with Stage
on Breast Cancer: Progress and Challenges in IV disease. Nevertheless, nearly 30% of women
Prevention, Risk Prediction, Tumor Biology and initially diagnosed with early-stage disease will

ª 2013 The Association for the Publication of the Journal of Internal Medicine 113
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

ultimately develop metastatic lesions, often tumours into distant anatomical sites (e.g. contra-
months or even years later [3]. lateral flank or lung via tail vein injection) to assess
the response to the host systemic environment
The goal of tumour staging algorithms is to help [4–6]. These tumours have no direct physical
determine a patient’s recommended therapy based contact, so the aggressive ‘instigating’ tumour
on several features of the underlying malignancy must induce systemic changes from a distance to
believed to predict the risk of recurrence. drive the otherwise indolent ‘responding’ tumour to
Treatment options reflect the underlying staging grow. We termed this process systemic instigation,
work-up in two critical ways. First, with an initial and further mechanistic studies indicated that
diagnosis of Stage IV metastatic disease, multidis- haematopoietic cells from the bone marrow are
ciplinary treatment strategies focus on palliation of key drivers of the process [4–6]. Specifically, bone
symptoms, rather than aggressive surgical or marrow-derived cells are recruited to the responder
medical treatments that are associated with a high tumours and contribute to the development of the
degree of morbidity. Second, for patients without tumour microenvironment, thereby allowing the
detectable metastatic lesions at the time of diag- previously indolent tumour cells to grow. Of note,
nosis but with features of high-risk disease, the not all breast tumours are able to act as instiga-
purpose of adjuvant chemotherapy and/or radia- tors, suggesting that specific features of the
tion is to destroy the undetectable, occult microm- primary tumour are required to drive systemic
etastases a patient may harbour to prevent future changes in micrometastatic populations.
recurrent disease. Standard staging scans or
surgical lymph node dissection does not detect Our model holds particular promise for the study of
individual disseminated tumour cells (DTCs), but breast cancer because it represents an in vivo
the epidemiology of metastatic disease suggests opportunity to dissect the process responsible for
that some tumour cells escape the primary tumour incurable metastatic disease, that is, the conver-
prior to surgical resection. Although strategies for sion of indolent micrometastases into overt clini-
targeting the primary tumour have markedly cally significant metastases. The indolent
improved, targeted therapies directed against the responding tumours in this model are analogous
elusive micrometastatic population – the cells that to the clinical scenario in which tumour cells
‘escaped’ – have been less effective. Despite multi- disseminate from the primary tumour only to
disciplinary treatment algorithms, metastatic dis- remain dormant in distant tissues for months or
ease remains the underlying cause of death in the even years before continuing to grow as metastatic
majority of patients with breast cancer who suc- disease. The ‘instigating’ tumours are analogous to
cumb to their disease [1, 2]. Unfortunately, current those primary tumours (or possibly dominant
clinical strategies fall short both in accurately metastatic lesions) that retain the ability to influ-
identifying patients at high risk of recurrence and ence the outgrowth of otherwise indolent cancer
in treating patients with metastatic disease. cells. Some but not all patients with breast cancer
will develop recurrent disease, just as some but not
all tumours in the xenograft model possess the
A model for metastasis
ability to elicit responder tumour growth. Using
Using our unique breast cancer xenograft model, this model, the results of mechanistic studies also
we have gained insight into the processes by which suggest the possibility of stratifying breast cancers
a malignancy alters and responds to the host on a functional basis; such classification would
environment in order to facilitate and sustain directly identify those tumours most likely to drive
disease progression. It is clear that the manner in future metastatic outgrowth.
which the body responds to certain breast malig-
nancies creates a systemic environment that is
Does traditional classification of breast tumours apply to DTCs?
amenable to the outgrowth of microscopic dissem-
inated tumours that would otherwise have Ongoing research continues to demonstrate the
remained indolent. This breast cancer xenograft underlying genetic and molecular diversity of
model relies on implanting a specific type of breast cancer, suggesting that understanding
aggressively growing human breast tumour into tumour–host interactions may depend upon
one anatomical site (e.g. subcutaneous flank or understanding the unique characteristics of the
orthotopic site) of a nude mouse to elicit a host primary tumour subtype. Traditionally, breast
response, and injecting indolent human breast cancer classification relies greatly on the underly-

114 ª 2013 The Association for the Publication of the Journal of Internal Medicine
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

ing histopathological features of the primary whether the same parameters apply to metastatic
tumour, including expression of the oestrogen disease remain unclear. However, novel methodol-
(ER) and progesterone receptor (PR) and amplifi- ogy may eventually change the way in which breast
cation of the HER2/neu oncogene product. Under cancer is classified and the way in which tradi-
current clinical guidelines, pathology-based tional biomarkers are evaluated.
review of tumour tissue and determination of
tumour staging provide some information about It was recently demonstrated that whole-genome
prognosis as well as suggesting treatment options, sequencing of circulating cell-free DNA could be
notably with the use of anti-oestrogen therapies used to identify cancer-associated chromosomal
such as tamoxifen or the anti-HER2 agent markers in a subset of women with breast cancer
trastuzumab (Herceptin) in appropriate patient [17]. Several studies are assessing the utility of
populations [7]. evaluating patient blood samples for circulating
tumour cells (CTCs) during risk stratification in the
Emerging technology has also been used to develop diagnosis of early-stage breast cancer [18] and to
more detailed molecular profiles of breast cancer predict the likely response in patients undergoing
subtypes, with some clinical application. Several preoperative chemotherapy [19]. There is also
commercially available methods, including the some retrospective evidence to suggest that the
Oncotype Dx assay (21-gene signature) and the presence or absence of CTCs in patients with
Mammaprint assay (70-gene signature), have been metastatic breast cancer may be of important
approved for clinical use within the last 10 years to prognostic significance regardless of molecular
help predict the chance of recurrence and guide subtype [20].
therapy in defined patient subsets [8, 9]. More
recently, whole-genome profiling of breast cancer The ability to detect isolated tumour cells outside a
has demonstrated that, from a molecular stand- primary tumour has led to several attempts to
point, breast tumours fall into four general correlate traditional histopathological markers of
categories: basal-like (which generally corresponds breast cancer with the presence of either DTCs
to triple-negative disease), luminal-A (generally ER found in bone marrow or CTCs found in peripheral
positive and low grade), luminal-B (also ER positive blood. However, to date, these studies have yielded
but high grade) and Her2-positive tumours inconclusive results [8, 9]. In one study of surgical
[10–13]. This evolving paradigm of the molecular patients, no association was found between the
subclassification of breast cancer suggests exciting presence of DTCs or CTCs and other markers
new directions from which to investigate the inter- typically used to assess tumour behaviour, such as
actions between primary tumour and systemic tumour size or grade and hormone receptor or
environment during the metastatic cascade. In lymph node status, or use of neoadjuvant chemo-
many studies, distinct genes or pathways within therapy [21]. In a further series of 92 women with
a given subtype of breast cancer that appear to play early breast cancer, bone marrow aspirates and
an important prognostic role, including with regard peripheral blood samples were obtained at the time
to metastatic behaviour, are now being identified of surgery, and there was similarly no statistically
[14, 15]. significant correlation between the presence of
CTCs or DTCs and tumour size or grade and lymph
These approaches have their limitations, and sig- node or ER/PR/HER2 status [22]. Nevertheless,
nificant gaps in our ability to use either histopa- some interesting trends were noted when the
thology or molecular profiling to effectively predict presence of DTCs was compared to ER, PR and
recurrence still remain. For instance, it is not yet HER2 expression. DTCs were identified in 23% of
clear how to combine traditional histopathology, patients with ER-positive disease but 37% with ER-
results from limited gene assays (which cannot be negative disease; 22% of patients with PR-positive
used in all patient populations) and whole-genome disease but 32% with PR-negative disease; and 0%
profiling into a clinically useful algorithm [16]. of patients with HER2-positive disease but 29%
Findings from molecular profiling studies support with HER2-negative disease [22]. Histopathological
clinical observations that breast cancer as a dis- subtyping might not provide a basis for predicting
ease entity has several distinct patterns whilst also the presence or absence of DTCs, but these data
demonstrating significant heterogeneity amongst suggest that the presence of DTCs varies amongst
patients. In particular, how to effectively utilize patients and may reflect underlying functional
molecular classification in the clinical context and differences between primary tumours.

ª 2013 The Association for the Publication of the Journal of Internal Medicine 115
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

Of particular interest, recent findings challenge suggest that the majority of CTCs/DTCs will not
previously held assumptions that the histopatho- form a clinically detectable overt metastasis [28].
logical biomarkers of the primary tumour are Indeed, results suggest that <1% of all DTCs are
repeated in metastases. In two recent studies, it capable of forming an overt tumour [28, 29].
was demonstrated that the ER, PR or HER2 status Preclinical findings also indicate that cells from
of a biopsy-proven metastatic lesion does not within a heterogeneous primary tumour intrava-
match the pathology of the primary tumour in a sate into the vasculature, survive in the circulation
substantial fraction of patients (ranging from 15% and extravasate into the parenchyma of a distant
to 40% of the patient cohort) [23, 24]. Such tissue. Within this foreign environment, it is
differences are also seen in the CTC and DTC pools thought that DTCs exist in a state of dormancy
when breast cancer biomarkers are evaluated. In a for unknown and varying periods of time. Some
study focusing on developing a multimarker panel micrometastatic foci will ultimately form overt
for the characterization of CTCs in patients with tumours, ostensibly through their ability to recruit
metastatic breast cancer, it was incidentally noted the necessary stroma and vasculature, whilst
that the CTCs were HER2 positive in 27% of the avoiding detection and elimination by the host
patients with HER2-negative disease [25]. In an immune system [30, 31]. Metastatic inefficiency is
earlier study with 254 patients evaluating ER- thought to explain why some patients present with
positive DTCs, the concordance between primary clinically detectable metastases months or even
tumour and DTC was only 28% [26]. Furthermore, years after their initial cancer diagnosis and sur-
within the population of DTCs, ER expression was gery [32–34]. The ultimate determinants of whether
heterogeneous in 26% of patients [26]. or not a given tumour cell or population of cells can
give rise to a clinically significant metastasis may
The findings of a study comparing the evolution of thus include not only the biology of the cancer cells
bone marrow DTCs to that of peripheral blood themselves but also the relationship between
CTCs also suggest that these two populations may tumour and host.
be quite different even within an individual patient.
DTCs in the marrow were found with much greater Differences between signalling pathways required
frequency (24% of 431 patients) than CTCs in the for invasion and motility, notably those required for
peripheral blood (13%) [27]. In addition, DTCs in adaptation to a new tissue environment versus
the bone marrow correlated only with the PR status those that drive proliferation of an established
of the primary tumour, whereas CTCs in the blood lesion, may in part explain metastatic inefficiency.
correlated with ER status, PR status and node Nevertheless, the underlying mechanisms of these
positivity of the primary tumour. A weak (P = 0.05) distinct processes are not clearly understood.
correlation was noted between the biomarker Moreover, there is currently no reliable way to
expressions of DTCs and CTCs from the same determine which, if any, of the DTCs/CTCs found
patient. However, CTCs in the blood were signifi- in an individual patient with cancer will eventually
cantly associated with triple-negative primary result in overt metastatic disease, making it impos-
tumours and were nearly always triple negative sible to translate the technical ability to isolate
themselves [27]. Consequently, DTC/CTC survival DTCs/CTCs into a clinically useful algorithm to
and proliferation into overt metastases may be guide treatment based on a patient’s likelihood of
related to the ability of these cells to regulate recurrence. Determining how to identify which
critical signalling pathways already known to drive cells pose the greatest threat of recurrent disease
breast cancer cell growth, specifically pathways as well as elucidating the key molecular mecha-
involving oestrogen, progesterone and HER2. Fur- nism(s) required for their survival and development
thermore, as these studies demonstrate, the histo- following dissemination is thus of critical impor-
pathology of the primary tumour may not always tance in order to target these cells before they lead
direct the best treatment options for targeting to clinically devastating outcomes.
metastatic disease.
The presence of DTCs in the bone marrow of women
without evidence of metastatic breast cancer has
From micrometastases to macrometastases
recently been shown to be an independent predictor
Although CTCs can be found with reproducible of decreased recurrence-free survival [35]. The
frequency in the peripheral blood of patients with prognostic significance of DTCs also appears to
breast cancer, results from preclinical studies extend to women diagnosed with later stages of

116 ª 2013 The Association for the Publication of the Journal of Internal Medicine
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

breast cancer in whom chemotherapy is incorpo- Interestingly, surgical data have shown that
rated into treatment modalities. It has recently been patients with invasive lobular carcinoma are more
shown that the presence of DTCs correlates with likely than those with invasive ductal carcinoma to
decreased survival in women receiving neoadjuvant have detectable DTCs or CTCs at the time of
chemotherapy, irrespective of whether DTCs were surgery [21]. Together, these findings begin to
identified prior to chemotherapy [36]. It is signifi- suggest that the characteristics and function of
cant that the women in this study were diagnosed the CTC population, in particular, may change over
with locally advanced disease and represent a time whilst also reflecting both the underlying
subset of patients for whom definitive cure is biology of the primary tumour and the evolution
possible with systemic chemotherapy. The fact that of a systemic response in the host during tumour
DTCs can be identified and have prognostic signif- progression.
icance in breast cancers diagnosed at both early
and later stages suggests that the mobilizing events
Functional stratification: a new way to look at breast cancer?
enabling these cells to disseminate represent a
pivotal sequence in metastatic progression, and As mentioned above, current breast cancer staging
that DTCs may directly or indirectly support the is heavily dependent upon the evaluation of pathol-
outgrowth of metastases. ogy specimens. However, recent findings suggest
that functional classification of breast tumours
The relationship between the DTCs in the bone may become an important addition to risk predic-
marrow and the CTCs found in peripheral blood tion and prognosis. Results from preclinical animal
adds additional complexity to this systemic view of models suggest that it might be possible to classify
breast cancer. Are CTCs trafficking directly from breast cancers on a functional basis, as deter-
the primary tumour or do they represent DTCs mined by their ability to promote outgrowth of
from the bone marrow niche? Are metastatic micrometastatic tumour populations at distant
lesions in end organs seeded from the CTC pool sites. Of note, as presented at the recent Nobel
or the DTC pool? Which cohort of tumour cells in Conference on Breast Cancer, we have the ability to
the periphery represents the population most likely use human tumour cell lines and fresh surgical
to survive and develop into a metastatic lesion and specimens in our xenograft model to test their
are thus the best cells to target with chemotherapy ability to promote systemic instigation and/or
or assess for prognostic significance? In some respond to a pro-tumorigenic host systemic envi-
patients, CTCs decrease in number or disappear ronment [4–6].
altogether with chemotherapy [37], but is this
sufficient to prevent recurrence? The ability to determine whether or not a given
tumour has the potential to promote the dissemi-
A recent meta-review of 49 different studies collec- nation of tumour cells from the primary tumour,
tively enrolling over 6800 patients demonstrated support the proliferation of otherwise indolent
that, like DTCs, CTCs are a statistically significant disseminated cells or activate systemic signalling
prognostic marker of disease-free survival in pathways that recruit bone marrow cells to the
women with early-stage breast cancer as well as developing tumour stroma of a metastatic lesion
progression-free survival in women with metastatic would have significant implications for treatment
disease [38]. However, despite an overall prognos- strategies [41, 42]. The ability to use tumour tissue
tic role for CTCs, their specific function throughout in functional assays to predict tumour behaviour
tumour evolution remains to be determined. In may enable more accurate identification of patients
women with locally advanced disease, compared to with a high likelihood of future relapse, thereby
DTCs, peripheral blood CTCs were found with allowing for potentially curative treatment during
much lower frequency (~5% of patients before the therapeutic window in which the disease can be
adjuvant chemotherapy compared to 21% of controlled.
patients with DTCs) [36]. Breast cancer-specific
survival was lower for patients with CTCs, but the
Systemic promotion of angiogenesis
presence of CTCs was not as prognostically useful
as that of DTCs in this population [36]. By contrast, The significance of angiogenesis in supporting
in two studies of women with metastatic disease, tumour growth is well established [43], and the
the presence of CTCs was found to be an inverse role of the angiogenic switch in facilitating out-
predictor of progression-free survival [39, 40]. growth of dormant metastases continues to be an

ª 2013 The Association for the Publication of the Journal of Internal Medicine 117
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

active area of investigation [44–46]. It is noteworthy 52], including breast cancer [53]. Emerging data
that the vascular endothelial growth factor (VEGF) now suggest that hypoxia within the tumour
inhibitor bevacizumab was initially approved by microenvironment may also serve as a trigger for
the US Food and Drug Administration for the systemic changes in the macroenvironment that
treatment of metastatic breast cancer in 2008 promotes metastasis. In a recent study using a
[47]. However, approval was revoked in late 2011 mouse orthoptic implantation model, activation of
after further studies failed to show significant hypoxia-inducible factors (HIFs) within a tumour
benefit on long-term survival or quality of life led to HIF-dependent recruitment of mesenchymal
[48]. The results of large-scale studies utilizing stem cells to the site of the primary tumour
bevacizumab to treat patients with breast cancer followed by subsequent metastasis of breast cancer
were disappointing given the overwhelming labo- cells to lymph nodes and lung [54]. Notably,
ratory data pointing to a central role for angiogen- downstream growth factors activated by HIFs
esis in metastatic growth. Current translational facilitated not only the process of metastasis but
research efforts are now focusing on studies to also the homing of necessary stromal cells to the
define more precisely the patient population in primary tumour [54]. In a separate study using
which the benefits of anti-angiogenic therapy are human breast cancer orthografts in a mouse
likely to outweigh the risks. model, it was demonstrated that HIF-1 expression
specifically promotes metastasis through lympha-
Our xenograft model may help to define a specific tic channels by directly transactivating platelet-
context in which pro-angiogenic signalling is of derived growth factor B that serves as a chemotac-
critical importance. We recently reported a model tic agent for lymphatic endothelial cells [55]. This
of systemic instigation that relies on promotion of finding raises the intriguing possibility that the
angiogenesis, whereby cytokines secreted from specific route of tumour cell metastasis may reflect
certain instigating human luminal breast tumours the milieu of the primary tumour.
lead to recruitment of pro-angiogenic platelets and
VEGF receptor 2 (VEGFR2)-positive bone marrow- Molecular changes induced by hypoxia may also be
derived cells to the responding tumour with sub- specific to certain subtypes of breast cancer, with
sequent stimulation of angiogenesis [6] (Fig. 1a). resulting implications for design and utilization of
Importantly, a variety of pro-angiogenic cytokines targeted therapies. In one study, expression of
were enriched in the platelets from mice bearing CD44, cell-surface glycoprotein and a marker
the instigating luminal tumours relative to those associated with stem-like behaviour, was
from cancer-free hosts, but VEGF was not one of increased under hypoxic conditions specifically in
these cytokines. Our findings are consistent with triple-negative breast cancer cell lines [56]. Fur-
other data, for example, from mouse models using thermore, it was recently reported that the protein
human breast cancer xenografts showing that SHARP1 is a crucial negative regulator of HIF-
oestrogen signalling helped mobilize and recruit induced migration in triple-negative breast cancer
pro-angiogenic myeloid cells from the bone marrow cells and in primary tumours [57]. In a cohort of
to distant tumour sites [49, 50]. The association 637 breast cancer tumour samples, including 120
between increased angiogenesis in evolving metas- specimens from women with triple-negative breast
tases from some subtypes of breast cancers but not cancer, expression of the hypoxia-associated pro-
others, as well as the need to target pro-angiogenic tein CAIX was significantly associated with triple-
cytokines in addition to VEGF, may begin to negative tumours; 25% of triple-negative tumour
explain the less than remarkable results when specimens expressed CAIX compared with only 7%
bevacizumab was introduced into clinical proto- of the general tumour cohort [58]. In addition,
cols. Our findings suggest that the patients most overall survival was decreased in patients express-
likely to benefit from targeted anti-angiogenic ing high levels of CAIX [58]. In a separate study,
therapy may be those with certain luminal breast expression of the toll-like receptor-9 (TLR9) was
cancers whose tumours have been primed to utilize induced by hypoxia in breast tumours yet with
angiogenic pathways during metastasis. different functional effect depending upon the
specific tumour subtype [59]. In particular, in ER-
positive tumours, introduction of siRNA targeting
Hypoxia and the systemic environment
TLR9 did not affect hypoxia-induced invasion, but
The role of hypoxia in driving tumour growth is well siRNA knockdown of TLR9 augmented invasion in
established in a wide range of tumour types [51, triple-negative tumours [59]. Together, these find-

118 ª 2013 The Association for the Publication of the Journal of Internal Medicine
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis
(a)
“Instigating tumour” Pro-angiogenic
e.g., Luminal breast cancer
platelets
primary tumour or growing “Responding tumour”
metastatic lesion Circulation e.g., Indolent disseminated tumour cells

Aspirin
Normal
platelets BV

Unidentified
signal Bone marrow
Bone marrow derived cells CD24+

CD24–

VEGFR1 VEGFR2 Other BMCs

(b)
“Instigating tumour”
e.g., Triple negative breast cancer
primary tumour or growing
metastatic lesion
“Responding tumour ”
e.g., Indolent disseminated tumour cells

Osteopontin and
GRN+ bone marrow
other cytokines
s
derived cells
Bone marrow GRN Myofibroblast/CAF

Fibroblast

GRN– GRN+
Sca+ cKit– CD45+
BMCs

Fig. 1 (a) Model of systemic instigation by luminal breast cancer. Using our preclinical model, we demonstrated that in
hosts with luminal breast cancer, otherwise indolent tumour cells implanted at distant anatomical sites develop into an
actively growing tumour. The responding tumour growth is stimulated by pro-angiogenic platelets and bone marrow-derived
VEGFR2-positive cells that are recruited to the responding tumour site. As a consequence of this systemic cascade, the
responding tumour stroma becomes highly vascularized, and the tumour cells become enriched in the cell-surface marker
CD24, a ligand for platelet-specific p-selectin. Of note, this process is distinct from the growth of responding tumours in hosts
with triple-negative breast cancer (see Fig. 1b). (b) Model of systemic instigation by triple-negative breast cancer. In hosts
with triple-negative breast cancer, otherwise indolent tumour cells implanted at a distant anatomical site develop into an
actively growing tumour. Instigating triple-negative breast tumours secrete osteopontin (OPN) and other cytokines into the
circulation; this subsequently mobilizes a distinct subpopulation of bone marrow cells characterized by Sca1+/cKit /
CD45+ and granulin (GRN) expression. After trafficking to the responding tumour site, these bone marrow-derived cells
activate cancer-associated fibroblasts that support tumour growth.

ª 2013 The Association for the Publication of the Journal of Internal Medicine 119
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

ings suggest a more nuanced role for hypoxia in marrow-derived cell recruitment. Osteopontin is
modulating tumour metastasis that may depend one such factor, but additional components of the
upon the underlying features of the primary signalling pathways remain to be identified, as
tumour. osteopontin was necessary, but not sufficient for
systemic tumour promotion [4].
Systemic promotion of stromal desmoplasia
Integrating histopathological and functional models of tumour
In contrast to luminal instigating tumours that
classification
activate pro-angiogenic pathways, we found that
some triple-negative instigating tumours establish Overall, data concerning the functional behaviour
a tumour-supportive systemic environment that of different types of breast cancers indicate that the
promotes stromal desmoplasia at sites of dissem- host systemic response to certain aggressively
inated responding tumours (Fig. 1b). This system- growing tumours creates a systemic environment
ically induced microenvironment is enriched with that is amenable to the outgrowth of tumour cells
reactive myofibroblasts similar to the situation that have already disseminated to distant sites but
observed in pathology specimens from patients that would otherwise remain indolent in the
with invasive adenocarcinomas [60, 61]. Under absence of these systemic signals (Fig. 1b). In our
these instigating conditions, responding tumours xenograft model, tumours with the ability to
incorporate pro-tumorigenic host bone marrow- promote systemic instigation and responder
derived cells into the tumour microenvironment; tumour growth have been restricted to either
however, this was not observed in indolent tumours triple-negative [4, 5] or luminal [6] subtypes.
in control mice [5]. Notably, haematopoietic bone Importantly, the specific histopathological classifi-
marrow cells from animals bearing these instigat- cation of the primary instigating tumour appears to
ing tumours are capable of inducing a desmoplastic determine the type of stromal microenvironment
reaction when combined with responding tumour that develops in the distant responding tumour, as
cells, yet further experiments demonstrated that the same population of responding tumour cells
these haematopoietic cells do not differentiate into was used in the models of both luminal and triple-
myofibroblasts. Instead, a subset of Sca1+/cKit / negative instigators (Fig. 1). The response to the
Cd45+ bone marrow-derived cells are selectively presence of triple-negative instigating tumours
recruited to responder tumours where they subse- results in a desmoplastic stroma enriched in myo-
quently activate tissue fibroblasts to form the fibroblasts [5], whilst the response to luminal
tumour-supportive myofibroblasts that enable instigating tumours results in increased angiogen-
tumour growth. These haematopoietic cells act by esis within responding tumour stroma [6].
secreting granulin, a cytokine known to regulate Although we identified a correlation between the
cell growth, fibrosis, inflammation and wound type of instigating mechanism and tumour recep-
healing [62]. Upon examination of tumour speci- tor status, it remains unclear whether instigating
mens from a cohort of patients with breast cancer, ability is directly associated with ER/PR/Her2
high granulin expression was correlated with triple- expression. However, our findings suggest that
negative breast cancer and reduced survival [5]. integration of data from histopathology, molecular
profiling and determination of the hallmarks of
It is noteworthy that bone marrow cells from mice instigating functional activity may in future
bearing triple-negative instigating tumours are improve diagnostic and therapeutic strategies. At
rendered pro-tumorigenic even prior to their mobi- present, it is clear that patients diagnosed with
lization into the circulation [4]. This process is metastatic disease have a significantly decreased
dependent upon secretion of the protein osteopon- overall survival rate compared to those with local-
tin by the primary tumour [4]. Osteopontin has ized disease (Table 1), but to our knowledge, no
been found at elevated levels in the serum of longitudinal, prospective analysis of relevant
patients with metastatic breast cancer and is tumour classification markers has been conducted
associated with both poor prognosis and increased in a large cohort of patients with clinical
metastatic burden [63]. Furthermore, the kinetics end-points, including progression-free and overall
of this growth process demonstrate that systemic survival.
instigation takes time to ‘prime’ the host environ-
ment before responding tumours start to grow, An expanded perspective on biological functions of
implicating a secreted factor (or factors) in bone certain carcinomas could help to explain certain

120 ª 2013 The Association for the Publication of the Journal of Internal Medicine
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

Table 1 A. Relative breast cancer survival by stage at clinical biomarkers of breast cancer appear to be
diagnosis [78]. B. Breast cancer survival rates in patients unstable during disease progression [24].
with metastatic disease

A It is also clear from preclinical experiments using


our xenograft model that the degree of responding
Breast cancer stage Five-year relative
tumour latency depends upon the identity of the
at diagnosis survival rate (%) instigating tumour. When responders and triple-
Localized 98.6 negative instigating tumours are injected into
Regional 83.8 opposing flanks simultaneously, responding
Distant 23.4 tumours undergo a considerable period of latency
Unknown 52.4
prior to their growth. Yet if the responding tumour is
injected after the triple-negative instigating tumour
has initiated growth for several weeks, growth of the
B responding tumour begins almost immediately [4].
Metastatic breast cancer Median overall By contrast, this reduction in tumour latency is not
seen when the instigating tumour is a luminal
by subtype survival (months)
breast cancer [6]. It is interesting to note that the
Her2 positive (n = 113) [79] 38.0
latency and growth kinetics with which responding
Her2 negative (n = 62) [80] 12.3 tumours formed in hosts bearing different breast
Triple negative (n = 53) [81] 32.8 cancer subtypes reflected the relative rates of
Data shown here are from selected studies illustrating recurrence that are observed in patients with the
two significant trends in breast cancer mortality. First, respective breast cancer subtype. Specifically,
Table 1(a) shows a clear survival advantage for patients patients with triple-negative disease are more likely
diagnosed with localized disease with spread limited to to experience early relapse than patients with
regional nodes. Data are derived from the SEER database luminal breast cancers [64]. The characteristics of
of the National Cancer Institute and are representative of the instigating tumour thus seem to influence not
survival statistics in the developed world. However, whilst only the tumour microenvironment in the respond-
patients with distant metastases do have dramatically ing tumour but also the type of systemic signalling
decreased overall survival compared to patients with
that is induced, perhaps providing a molecular
more limited disease, the significance of molecular clas-
sification in patients with metastatic disease remains
explanation for the clinical phenomenon in which
unclear. Table 1(b) shows data from three small cohort women diagnosed with similarly staged or treated
studies of patients with metastatic disease enrolled in breast cancer can have widely divergent outcomes
clinical trials. Variables such as patient age, comorbidi- with regard to future metastasis.
ties, initial disease presentation and prior therapy have
not been adjusted between studies. Furthermore, many Our studies also expanded an analysis of systemic
clinical trials in patients with metastatic breast cancer do perturbations and responses to other tumour
not include overall survival as a study end-point, limiting models and found that colon carcinomas can
the comparisons that can be made. As functional classi- promote growth of indolent breast tumours (and
fication of breast cancer continues to evolve, future
vice versa), whilst aggressively growing breast
clinical trials in patients with metastatic disease will
probably include a more rigorous assessment of molec-
tumours can enhance growth of renal cell carcino-
ular profiling in an attempt to link expression patterns of mas [4, 6]. Although these models require much
target genes with clinically significant outcome measures. more investigation, it is well established that
patients diagnosed with breast cancer are at
increased risk of developing a second malignancy
epidemiological trends in clinical oncology for [65]. This trend has been attributed to either
which molecular mechanisms remain elusive. For morbidity associated with cancer therapies or to
example, the observed plasticity of disseminated the underlying genetic factors that led to the
indolent tumours in response to pro-tumorigenic development of the initial malignancy, but it is
systemic environments suggests that the state in also plausible that the systemic changes induced
which tumour cells metastasize from a primary by one malignancy may contribute in part to the
tumour, or the state in which they exist during a development of a second.
period of dormancy in a foreign tissue, might not be
reflected in the resulting metastatic tumour once it Consequently, the molecular mechanisms that
is detected, thus echoing a recent finding that the control systemic changes induced by a primary

ª 2013 The Association for the Publication of the Journal of Internal Medicine 121
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

tumour and the ability to accurately define and therapy. For example, new methodology now
characterize instigating and responding tumours allows isolation of single CTCs in the laboratory
are the subject of intense investigation with the setting with high-fidelity whole-genome amplifica-
hope that such information will allow accurate tion to search for the epidermal growth factor
identification of those patients who will benefit receptor (EGFR) copy number amplification [67]. A
from specific therapies designed to interrupt these gene amplification study revealed enrichment of
systemic lines of communication. genes previously associated with metastasis as
well as a cohort of genes previously linked to the
Therapeutic applications epithelial mesenchymal transition [68]. Successful
in situ hybridization using CTCs has also been
Prognosis and diagnosis
reported [39]. Currently, gene expression analysis
Consideration of breast cancer as a systemic of primary tumours can help physicians and
disease leads to a number of possible prognostic patients make informed decisions about the ben-
applications. As discussed above, as more becomes efits of adjuvant chemotherapy. The next step may
known about primary tumour ‘instigating’ behav- be expanding tumour profiling to the CTC pool,
iour and the hallmarks that can be used to define with a particular emphasis on expression of
tumours as instigators, we might be in a position to markers associated with metastasis. The signifi-
determine whether a given primary tumour is likely cance of metastatic disease in breast cancer
to support the outgrowth of DTCs. Likewise, as survival has long been recognized, with the pres-
more is learned about disseminated cells that ence or absence of metastasis, a critical compo-
respond to specific systemic cues, we might be in nent of standard staging algorithms. However,
a better position to differentiate life threatening current staging only enables assessment of metas-
from insignificant DTCs. Such analyses will rely on tasis-positive or metastasis-negative clinical pre-
improved methods for detecting and analysing sentation, a binary model that reflects diagnostic
DTCs and CTCs. As technology continues to capabilities of several decades ago, rather than
develop, it appears that not all methods of assess- emerging methods to evaluate DTCs or CTCs. With
ing CTCs are equally effective. In a prospective trial further technological advances, assessment of
of 254 patients with breast cancer, blood samples tumour cells that have not yet formed an overt
were evaluated using two commercially available metastatic lesion may one day be part of staging
methods of detection. Using one assay, the algorithms.
presence of CTCs was a statistically significant
prognostic marker for overall survival and progres- Finally, beyond assessment of the CTC/DTC pool,
sion-free survival, but using the other assay, this it may in future be possible to predict the meta-
association was not noted [66]. It is also important static potential of a tumour by evaluating either the
to note that whilst the ability to capture DTCs/ serum cytokine profile or, possibly, the presence of
CTCs has markedly improved, it remains techni- circulating pro-tumorigenic haematopoietic cells in
cally challenging to analyse these cells once they peripheral blood or bone marrow samples. In
are isolated; this step will be critical to incorporate animal models, key steps in the process responsi-
CTC/DTC biology into treatment strategies. ble for outgrowth of otherwise dormant micromet-
astatic lesions include signalling from the primary
The use of CTCs/DTCs in predictive algorithms in tumour to the bone marrow compartment, followed
the nonresearch clinical setting will also require by mobilization of pro-tumorigenic haematopoietic
additional clarification of exactly which features in cells to the site of metastatic lesions. Further
which population of cells should be analysed. elucidation of critical cytokine mediators (one
Both CTCs and DTCs can have prognostic signif- example of which is osteopontin) or markers of
icance in a range of patients, but a clinical mobilized haematopoietic cells from the bone mar-
protocol adapted for the use of CTCs obtained row would allow assessment of these markers
via peripheral blood collection would be more during a diagnostic evaluation with potential
broadly applicable than the use of DTCs collected predictive value for determining metastatic risk.
through bone marrow aspiration. Furthermore, it
will also be important to determine whether mon-
Treatment strategies
itoring simply for the presence or absence of CTCs
is sufficient, or whether specific molecular analy- The potential therapeutic applications arising
sis of this population is more relevant for choosing from consideration of breast cancer as a systemic

122 ª 2013 The Association for the Publication of the Journal of Internal Medicine
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

process are also extensive. First, data demonstrat- positive haematopoietic cells from the bone mar-
ing the evolution of breast cancer biomarkers row. Interrupting osteopontin signalling or block-
during the process of metastasis suggest that a ing granulin-positive cell mobilization may thus be
more fluid use of drugs targeting the oestrogen effective in preventing the growth of otherwise
receptor or HER2 may lead to clinical benefit. In an indolent tumours in this setting. It is particularly
albeit small cohort of 10 patients with HER2- interesting that elevated plasma levels of osteopon-
positive DTCs detected in bone marrow, the use tin have been noted in patients with various solid
of trastuzumab was nonetheless able to clear the tumours, thus indicating that osteopontin may be
marrow in most patients (8 of 10) [69]. Notably, the a potential cancer biomarker or therapeutic target
two patients who ultimately presented with meta- [73–75]. In a preclinical model of nonsmall-cell
static disease were the patients in whom the lung cancer, anti-osteopontin antibodies were
marrow failed to clear. Amongst patients with shown to inhibit the growth of further lesions in
metastatic lesions or detectable CTCs/DTCs that the lung from the initial primary tumour [76].
do not match the biomarkers of the primary Granulin has also been implicated in promoting
tumour, treating the ER or Her2 status of the tumour progression in preclinical models, and in
metastatic cells may have the potential to improve one study, it was shown that inhibition of granulin
disease outcomes. prevented hepatocellular carcinoma metastasis
[77].
Second, in view of the finding that a primary
tumour can mobilize pro-tumorigenic bone marrow
Conclusions
cells that aid the outgrowth of disseminated
tumours, specific therapies targeting these long- Models of breast cancer as a systemic disease
range systemic lines of molecular communication suggest novel ways to target the process of metas-
may have clinical significance. In a recent study of tasis, which is responsible for the majority of
systemic instigation by luminal carcinomas, we treatment failures. However, the complexity inher-
found that the pro-angiogenic role of mobilized ent in the systemic changes induced by a primary
platelets was abrogated by aspirin treatment [6]. tumour also highlights a key consideration in
There is currently debate regarding whether or not future efforts to develop targeted therapy: selecting
aspirin is protective against breast cancer. Several the right systemic therapies for the right patients
analyses of cohort or case–control studies have based on functional assessment of their primary
reported modest decreases in breast cancer risk disease rather than a static window of tumour
amongst aspirin users [70, 71], whereas a recent pathology. It is clear that the success of targeting
retrospective analysis of over 80 000 patients the processes that lead to clinical metastasis
demonstrated no significant association with post- depends upon appropriate tumour stratification.
menopausal breast cancer [72]. However, these Future targeting of the metastatic process is likely
data generally come from vascular biology studies to involve two critical steps. First, it will be
that are neither powered nor designed to specifi- important to identify additional signalling path-
cally address the subtleties of a model of breast ways that facilitate metastatic tumour growth to
cancer in which specific signalling pathways utilize targeted therapies to block progression.
unique to the biology of a primary tumour and/or Second, it will be equally important to develop
its metastases exert systemic changes that lead to efficient and reproducible ways to screen individ-
the mobilization of circulating haematopoietic ual patients for the metastasis-promoting path-
cells. Preclinical studies suggest that, in the right ways used by their specific tumours. Basic
cohort of patients, aspirin therapy may play a experimental and clinical studies have lead to a
critical role in inhibiting a signalling pathway that large knowledge base regarding the underlying
drives metastasis. biology and clinical presentation of metastatic
breast cancer. The next steps will involve integrat-
However, our preclinical studies suggest that the ing information about the systemic nature of
secreted proteins osteopontin and granulin may be breast cancer signalling into ongoing development
superior anti-metastasis targets in some patients of individualized therapy.
[4, 5]. As previously discussed, certain triple-neg-
ative tumours promote the outgrowth of otherwise
Conflict of interest statement
indolent disseminated tumours by secreting osteo-
pontin and inducing mobilization of granulin- No conflicts of interest to declare.

ª 2013 The Association for the Publication of the Journal of Internal Medicine 123
Journal of Internal Medicine, 2013, 274; 113–126
A. J. Redig & S. S. McAllister Review: Breast cancer and metastasis

Acknowledgements context of preoperative chemotherapy response. Breast


Cancer Res Treat 2009; 119: 119–26.
SSM is the recipient of a Harvard Stem Cell 17 Leary RJ, Sausen M, Kinde I et al. Detection of chromosomal
Institute Seed Grant, NIH RO1 CA166284-01, alterations in the circulation of cancer patients with whole--
and a Research Scholar Grant from the American genome sequencing. Sci Transl Med 2012; 4: 162ra54.
Cancer Society. 18 Serrano MJ, Rovira PS, Martinez-Zubiaurre I, Rodriguez MD,
Fernandez M, Lorente JA. Dynamics of circulating tumor cells
in early breast cancer under neoadjuvant therapy. Exp Ther
Med 2012; 4: 43–8.
19 Boutrus RR, Abi Raad RF, Kuter I et al. Circulating tumor
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