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Research and Development Department, Chiquita Brands International, J. R. Lugg Research Center, 607 Brunken Avenue, Salinas, California 93901, USA
ABSTRACT
A novel sanitizer composed of lactic acid and peroxyacetic acid (LA-PAA) was developed as an alternative to chlorinated
water (CW) for fresh produce processing. Single strains of Lactobacillus plantarum, nonpathogenic Escherichia coli K-12, and
Listeria innocua were used to demonstrate the microbial efficacy of LA-PAA. LA-PAA achieved a .7.8-log reduction of L.
innocua and L. plantarum suspended in water at 4uC for 20 s, and LA, PAA, and CW achieved reductions of 0.4, 4.8, and 2.7 log,
respectively. LA-PAA, when compared with LA, PAA, and CW, enhanced the reduction of L. innocua attached to romaine leaves
by .2.2 log, and improved the removal of E. coli attached to spinach leaves by .2.4 log. The exponential improvement in the
microbial efficacy of LA-PAA showed synergism between LA and PAA. LA-PAA microbial efficacy was inversely proportional
to pH value and directly correlated with residence time and concentration. Despite an improvement in microbial reduction
through the addition of surfactant to LA-PAA, the usage of surfactant in washing fresh produce was impeded by excessive
foaming during actual processing. Effects of organic matter on the performance of LA-PAA were minimal. External sensory
evaluations showed that LA-PAA had no negative effects on the quality of lettuce and tender leaves. Temperature-abuse studies
demonstrated that LA-PAA reduced decay by ,50% when compared with CW. Overall, these results support the premise that
LA-PAA has significant potential to be an alternative to CW for fresh produce processing.
Fresh-cut produce is an increasingly popular food organic acids (11, 18, 32), have demonstrated the increase of
category because vegetables and fruits are important the microbial efficacy of such sanitizers to overcome high
components of a healthy diet (27); consumers seek organic loads and low temperatures in fresh-cut produce wash
freshness, nutrition, variety, and convenience. From 1994 water. A novel sanitizer, lactic acid plus peroxyacetic acid
to 2007, U.S. supermarket salad sales increased from $3.3 to (LA-PAA), trademarked as Fresh Rinse, was invented (12) to
$15.5 billion (6). Currently, chlorinated water (CW) is used enhance microbial efficacy for fresh produce processing.
to maintain the microbial quality and safety of wash water The bactericidal property of LA is due to the undisso-
for fresh-cut produce. The microbial efficacy of CW is ciated form of the LA being able to pass through the cell
affected by pH and reduced by soil and organic matters (9, membrane, to dissociate back to its ionic form, and to reduce
13, 16), and this affects its ability to reduce microbial intracellular pH, thereby disrupting the transmembrane proton
contamination during washing of fresh-cut produce. Hence, motive force of the cell (7, 10, 21, 22, 25). In addition, LA
there is a need to develop alternate sanitizers to replace CW permeabilizes the water-soluble porin protein molecules that
in produce wash water systems. are located on the bacterial outer membrane (1). PAA inhibits
Two common types of sanitizers used in the food microorganisms by oxidizing their outer cell membranes (7,
industry include natural organic acids (acetic, citric, lactic, 31). The oxidation-reduction of PAA (1.81 eV), is 15 and
malic, and propionic) and oxidation-reduction potential 33% higher than chlorine dioxide (1.57 eV) and sodium
sanitizers (sodium hypochlorite, chlorine dioxide, hydrogen hypochlorite (1.36 eV), respectively, and 12.5% less than that
peroxide, peroxyacetic acid, and ozone) (3, 18, 21). Studies of ozone (2.07 eV) (19). The antimicrobial activity of PAA is
using more than one sanitizer in sequence from the same therefore greater than chlorine dioxide and sodium hypo-
category (ozone and sodium hypochlorite) (8, 20) or the chlorite but less than that of ozone.
addition of surfactants like sodium lauryl sulfate (SLS) to The purpose of this study was to compare the microbial
efficacy of LA-PAA to CW, LA, and PAA, under laboratory
* Author for correspondence. Tel: 831-772-6091; Fax: 831-759-4782;
E-mail: gho@chiquita.com. and pilot plant scale-up conditions. In addition, studies have
J. Food Prot., Vol. 74, No. 9 NOVEL SANITIZER AGAINST NONPATHOGENIC BACTERIA IN SOLUTION AND ON LEAVES 1469
shown that organic acids negatively affect the organoleptic 1% phenolphthalein (Ricca Chemical Co., Arlington, TX).
properties of leafy greens (2, 17, 23, 29); hence, the effects PAA was determined by a colorimetric method that used
of LA-PAA on the organoleptic properties of leafy products N,N-diethyl-p-phenylenediamine sulfate and the DR/820 colorimeter.
was assessed by temperature-abuse storage studies and
Suspended cells challenge study. The suspended cells
sensory evaluations.
challenge study was performed at 4uC. LA, PAA, and LA-PAA
solutions were tested at various concentrations by using MTW and
MATERIALS AND METHODS
CW as controls. One milliliter of the single-strain inoculum was
Bacterial strains. Freeze-dried cultures of streptomycin- added to 9 ml of a treatment solution, vortexed for 20, 30, or 40 s,
resistant Escherichia coli K-12 (ATCC 25253), Listeria innocua and immediately transferred to 9 ml of Butterfield’s phosphate
(ATCC 33090), and Lactobacillus plantarum (ATCC 14917), were buffer containing 10 ml of sodium thiosulfate (Fisher Scientific) to
obtained from the American Type Culture Collection (Manassas, neutralize the sanitizer. The neutralized samples were serial diluted
VA). E. coli K-12 and L. innocua stock cultures were transferred to and enumerated by spread plating with corresponding growth
10-ml tubes of tryptic soy broth (Difco, BD, Sparks, MD) and medium of each strain at 37uC for 24 h (E. coli K-12 ) or 48 h (L.
incubated at 37uC for 24 h. L. plantarum stock culture was innocua and L. plantarum).
transferred to 10-ml tubes of Lactobacilli de Man Rogosa Sharpe
broth (MRS; Difco, BD) and incubated at 37uC for 48 h. Overnight Suspended cells challenge test scale-up at the pilot plant.
enrichments of E. coli K-12, L. innocua, and L. plantarum were The scale-up study treatments were MTW, CW, and LA-PAA
streaked on streptomycin (100 mg/ml) tryptic soy agar, modified solutions at 4uC. A NonLine double-tank produce wash system
Oxford agar, and MRS agar (Difco, BD) prepoured plates, was filled with 300 gal (1,135 liters) of circulating MTW at 1.7uC.
respectively, to confirm purity. One liter of L. plantarum stock was spiked into the wash system at
nine different locations simultaneously (this was time zero for the
Preparation of inocula for laboratory tests. Overnight test). Four 1-ml spiked water samples were retrieved at different
enrichments of E. coli K-12, L. innocua, and L. plantarum were locations of the wash system after 20 or 30 s and immediately
subcultured with their corresponding growth medium and transferred into 9 ml of Butterfield’s phosphate buffer containing
incubated at 37uC for 24, 36, and 48 h, respectively, to form 10 ml of sodium thiosulfate to neutralize the sanitizer. The
stationary-phase cells. Stationary-phase cultures were cooled (1 h neutralized samples were serial diluted and enumerated by spread
at 4uC), centrifuged (4uC, 10,000 rpm for 15 min; Sorvall Legend plating with MRS agar plates at 37uC for 48 h.
RT, Thermo Electron Corporation, Osterode, Germany), and
resuspended in an equal volume of 0.1% peptone water (Difco, Attached cells challenge study. Fresh romaine lettuce (1.5
BD) and 5% horse serum (Sigma Chemical Co., St. Louis, MO) for by 2.5 in. [3.81 cm by 6.35 cm]) and spinach were provided by
suspended and attached cells challenge tests, respectively (15). The Fresh Express, Inc., (Salinas, CA) and kept at 4uC. Two leaves of
microbial population of the E. coli K-12, L. innocua, and L. the test produce were spot inoculated (one on the upper epidermis
plantarum resuspended inocula was enumerated with streptomycin and the other on the lower epidermis) with 50 ml of ,109 CFU/ml
(100 mg/ml) tryptic soy agar, modified Oxford agar, and MRS agar E. coli K-12 or L. innocua (10 to 15 droplets) and air dried in a
(Difco, BD) prepoured plates, respectively. class II, type A2 biological safety cabinet (NuAire, Plymouth, MN)
for 45 to 60 min at 20 to 25uC and 35 to 40% relative humidity.
Preparation of inocula for pilot plant scale-up test. The spot-inoculation method was used, as it imitates contamination
Overnight enrichment of L. plantarum at ,108 CFU/ml was on produce from a point source (4, 5).
spread plated onto the surface of 600 MRS prepoured agar plates at Study treatments included MTW, CW, LA, PAA, and LA-
1 ml per plate. The inoculated MRS agar plates were incubated at PAA solutions. To simulate commercial conditions, organic matter
37uC for 48 h and then wetted with 2 ml of sterile MRS broth. The in the form of chopped romaine lettuce was added to the treatment
L. plantarum colonies were harvested to form 1 liter of inoculum wash solutions at 1:6.5 by weight. The two spiked leaves were
stock, ,109 to 1010 CFU/ml. The microbial population of the submerged into 3 liters of 4uC test solution, with continuous
inoculum was enumerated at the beginning and end of the test by stirring for 20 or 30 s, macerated by mallet hammer, and then
using MRS prepoured agar plates. immediately stomached by a 400 circulator stomacher (Seward,
Ltd., London, UK) at 260 rpm. The samples were enumerated by
Preparation and measurement of sanitizers. Four saniti- spread plating at 37uC for 24 h (E. coli K-12 ) or 48 h (L. innocua
zers (CW, LA, PAA, and LA-PAA solution) were prepared in and L. plantarum) (28).
triplicate with 4uC municipal tap water (MTW). CW was prepared
by mixing cooled MTW with 15% (wt/wt) sodium hypochlorite Evaluation of factors affecting microbial efficacy. Effects
solution and 50% (wt/wt) citric acid solution (both solutions from of pH were determined by a challenge test of E. coli K-12
Basic Chemical Solutions, Redwood City, CA) for pH adjustment suspended cells at pH 3.0, 3.3, 3.6, and 3.9. Solutions were
to 7.0 ¡ 0.2 (a common practice in the industry to maintain free adjusted to their corresponding pH by 0.1 N sodium hydroxide
chlorine in its bactericidal form, hypochlorous acid, for effective solution. Effect of residence time was evaluated by exposing L.
microbial reduction without liberation of chlorine gas (26)). Food- innocua to tested solution at 20, 25, 30, and 35 s of residence time,
grade 88% LA (Purac Biochem, Gorinchem, The Netherlands) and following procedures laid out by Ho (12). Influence of surfactants
35% PAA (Pfaltz and Bauer, Inc., Waterbury CT) were used to on the microbial efficacy of LA-PAA was assessed by L. innocua
prepare LA, PAA, and LA-PAA solutions. Solutions were kept and E. coli K-12 attached cells challenge tests with spinach and
refrigerated until testing. romaine leaves, using SLS at 220 to 250 ppm. Effects of organic
Free chlorine was measured by a DR/820 colorimeter (Hach, matter were determined by washing chopped romaine leaves that
Loveland, CO). LA was determined by titration with a TITRONIC were continuously fed into a fixed volume (,1,200 gal [,4,500
basic titrator (Schott Instruments, Mainz, Germany), with sodium liters]) of sanitizer (CW and LA-PAA solution) that was circulating
hydroxide solution (0.05 N; Fisher Scientific, Fairlawn, NJ) and in a NonLine wash system at 3uC. No additional sanitizer was
1470 HO ET AL. J. Food Prot., Vol. 74, No. 9
TABLE 1. Log reduction of Listeria innocua (ATCC 33090) and Lactobacillus plantarum (ATCC 14917) in suspension treated with LA-
PAA, LA, PAA, and CW a
Peroxyacetic acid (ppm):
L. innocua
0 NAb 1.70 ¡ 0.13 B
c
2.27 ¡ 0.12 B 3.02 ¡ 0.31 B
1,800 0.08 ¡ 0.05 A 4.19 ¡ 0.32 C 5.68 ¡ 0.11 D .7.80 F
2,250 0.19 ¡ 0.08 A 4.61 ¡ 0.74 C 6.00 ¡ 0.05 D .7.80 F
2,700 0.05 ¡ 0.03 A 5.19 ¡ 0.06 CD 6.76 ¡ 0.25 E .7.80 F
CW (15.4 ppm, pH 7.0) 0.09 ¡ 0.05 A
L. plantarum
0 NA 3.93 ¡ 0.06 C 4.25 ¡ 0.15 C 4.79 ¡ 0.87 C
1,800 0.13 ¡ 0.11 A 5.21 ¡ 0.08 D 5.13 ¡ 0.10 D 5.24 ¡ 0.26 D
2,250 0.19 ¡ 0.02 A 5.11 ¡ 0.48 D 5.51 ¡ 0.50 DE 5.86 ¡ 0.10 DE
2,700 0.40 ¡ 0.17 A 5.09 ¡ 0.27 D 6.46 ¡ 0.04 E .7.79 F
CW (15.4 ppm, pH 7.0) 2.68 ¡ 0.20 B
a
Test performed at 4uC and 20 s of residence time.
b
NA, not applicable.
c
Log reduction values with different letters indicate statistical significance at P , 0.05.
added to the wash water in order to measure the loss in active plantarum at 4uC were similar (0.1 to 0.4 log). The
ingredients caused by organic matter. Collected wash water reductions by 63.0, 67.5, and 72.0 ppm of PAA on L.
samples were analyzed for the active ingredients concentrations innocua were 1.70, 2.27, and 3.02 log, respectively, while
and total aerobic plate counts, while the romaine leaves samples those on L. plantarum were 3.93, 4.25, and 4.79 log,
were enumerated for total aerobic plate counts only.
respectively (Table 1).
Sanitizer affect on product quality. Temperature-abuse The log reductions on L. innocua and L. plantarum by
storage studies at 7uC on spinach and tender leaves mix bagged LA-PAA (1,800 ppm of LA and 63.0 ppm of PAA) were
under commercial conditions at a pilot plant were used to 4.19 and 5.21 log, respectively. A reduction of .7.80 log
determine the effects of CW and LA-PAA on product quality. (,1 CFU/ml) resulted when the LA-PAA level was
Six bags of each treatment were selected randomly from boxes increased to 2,700 ppm of LA and 72 ppm of PAA. The
situated at different locations of a pallet. Percent decay (wt/wt) of reduction of L. innocua was enhanced from 4.19 to .7.80
each bag sample was determined by randomly retrieving 80 g log as the PAA in the LA-PAA solution was increased from
(,50% of the bag sample weight) of leaves from the bag. The 63.0 to 72.0 ppm, with LA constant at 1,800 ppm. At
retrieved leaves were individually inspected for signs of decay, and
72 ppm of PAA, the reduction of L. plantarum improved
the weight of the decay leaves was weighed and recorded. The
percent decay (wt/wt) of each bag sample was calculated by
from 5.24 to .7.79 log, as the LA was elevated to 1,800
dividing the weight (in grams) of the decay leaves with the total and 2,700 ppm, respectively (Table 1).
weight (in grams) of the sample. The average of six bag samples Under all replications, the log reduction of CW with
provided the average percent decay (wt/wt) of each treatment on a free chlorine of 15.4 ppm and at pH 7.0 was 0.09 and 2.68
certain sampling day for a particular test. log on L. innocua and L. plantarum, respectively. The
External sensory evaluations employing a nine-point hedonic reductions were equal to or better than the tested LA levels,
scale on appearance, color, aroma, taste, texture, and overall liking but significantly less than that of PAA alone and LA-PAA
were used to assess the organoleptic properties of CW- and LA- solution.
PAA–washed leafy green products including chopped iceberg,
chopped romaine, and tender leaves mix with spinach. Each Suspended cells challenge test scale-up at the pilot
replication of the sensory evaluation test was conducted by 100 plant. Minimal decrease in L. plantarum (0.02 to 0.06 log)
panelists. Evaluated products were produced at a commercial
population at the beginning of test showed that homoge-
facility.
neous mixing was achieved in the 300-gal (1,136-liter) wash
Statistical analysis. Statistical analysis was carried out with solution. CW with free chlorine of 9.9 and 16.5 ppm at 20 s
analysis of variance (ANOVA). The least significant difference test delivered 1.6- and 2.3-log reductions, respectively (Fig. 1)
was used to determine significant differences (P , 0.05) among and the reduction increased by 0.85 and 0.25 log,
mean values. Microbial data were log transformed before respectively, at 30 s.
performing ANOVA. Each study was repeated three separate Treatment of L. plantarum by LA-PAA at 20 and 30 s
times independently. resulted in 5.1- and .7.2-log reductions, respectively. The
increase in exposure time improved significantly the log
RESULTS
reduction of L. plantarum by .2.4 log (Fig. 1). The
Suspended cells challenge study. The log reductions microbial efficacy of LA-PAA at 20 and 30 s was ,3.0 and
by LA (1,800 to 2,700 ppm) on L. innocua and L. .4.7 log better than CW, respectively. The suspended cells
J. Food Prot., Vol. 74, No. 9 NOVEL SANITIZER AGAINST NONPATHOGENIC BACTERIA IN SOLUTION AND ON LEAVES 1471
FIGURE 1. Pilot plant scale-up results for log reduction of FIGURE 2. Effects of pH on the microbial efficacy of LA-PAA on
Lactobacillus plantarum (ATCC 14917) suspended in 300 gal suspended cells of Escherichia coli K-12 (ATCC 25253). LA-PAA
(1,136 liters) of MTW, CW, and LA-PAA solution for 20 and 30 s. concentration: 1,555 ppm of LA and 55 ppm of PAA.
Log reductions values with different letters indicate statistical
significance at P , 0.05. E. coli K-12 were only 0.87 and 1.36 log, respectively
(Table 2).
challenge test at the pilot plant with L. plantarum confirmed
the results obtained from the bench top (laboratory scale) Factors affecting microbial efficacy of LA-PAA. The
test. log reduction of LA-PAA on E. coli K-12 decreased from
4.07 to 2.83 log as the pH of the solution increased from
Attached cells challenge study. At 4,500 and pH 3.0 to 3.9 (Fig. 2). LA-PAA microbial efficacy on L.
6,000 ppm, LA decreased L. innocua attached to chopped innocua at 20-, 25-, 30-, and 35-s residence times was 4.7,
romaine leaves by 0.69 and 1.32 log, respectively, and E. 5.4, 6.2, and 7.3 log, respectively, better than CW (Fig. 3).
coli K-12 attached to spinach leaves by 0.43 log and 0.83 The addition of SLS at 250 ppm to the PAA alone, LA
log, respectively. LA-PAA (4,500 to 6,000 ppm LA and alone, and LA-PAA solution enhanced the reduction on
80 ppm PAA) achieved .3.58 log on L. innocua attached to suspended L. innocua by 2, 3, and 1 log, respectively
romaine leaves. The inactivation achieved by the LA and (Fig. 4A). There were no significant differences between
PAA solutions alone, however, were both only 1.3 log log reductions of L. innocua and E. coli K-12 attached to
CFU/ml. Reductions .4.88 log on E. coli K-12 attached to romaine and spinach leaves by LA-PAA, with or without
spinach leaves were delivered by LA-PAA (6,000 ppm of SLS (Fig. 4B).
LA and 80 ppm of PAA), whereas reductions of only 0.83 Residual free chlorine dropped sharply to 10% after one
and 2.47 log were obtained from the LA and PAA solutions, bin (,600 lb [272.3 kg]) of chopped romaine leaves was
respectively. The log reductions by CW (55 ppm of free washed under the enclosed wash system, with no replen-
chlorine at pH 6.8) on the attached cells of L. innocua and ishment of sodium hypochlorite (Fig. 5). The percentage of
TABLE 2. Log reduction of Listeria innocua (ATCC 33090) attached to chopped romaine leaves and Escherichia coli K-12 (ATCC
25253) attached to spinach leaves treated with LA-PAA, LA, PAA, CW, and MTW a
Peroxyacetic acid (ppm):
L. innocua
0 NAb 1.10 ¡ 0.04 C
c
1.38 ¡ 0.01 D
4,500 0.69 ¡ 0.16 B 1.75 ¡ 0.16 E .3.58 F
6,000 1.32 ¡ 0.07 CD 2.00 ¡ 0.05 E .3.58 F
CW (55 ppm, pH 6.8) 0.87 ¡ 0.00 B
MTW 0.14 ¡ 0.03 A
E. coli K-12
0 NA 1.34 ¡ 0.01 D 2.47 ¡ 0.01 F
4,500 0.43 ¡ 0.07 B 1.94 ¡ 0.13 E 3.72 ¡ 0.11 G
6,000 0.83 ¡ 0.13 C 2.40 ¡ 0.17 F .4.88 H
CW (55 ppm, pH 6.8) 1.36 ¡ 0.09 D
MTW 0.01 ¡ 0.03 A
a
Tests performed at 4.4 to 7.2uC and 30 s of exposure time.
b
NA, not applicable.
c
Log reduction values with different letters indicate statistical significance at P , 0.05.
1472 HO ET AL. J. Food Prot., Vol. 74, No. 9