Addendum to the Member Client Agreement and other documents

executed while opening the account as per SEBI circular

no.MIRSD/SE/Cir-19/2009 dated December 3, 2009

Name

Location Code TRADE CODE

POLICY ON PENNY STOCKS

Definition:
Any stock which is trading on a stock exchange at a price less than the face value is defined as a penny stock.
Further, such stocks can be fundamentally weak in terms of net worth, sales, market capitalization and/or profitability
and may have violated provisions of the Listing Agreement of the exchange in which they are listed or have large
number of investors complaints pending against them. Geojit will have the right to refuse execution of trades in
the above stocks.
A list of penny stocks will be published in the customer care site.
CLOSING OUT OF POSITIONS
If shares purchased by clients are pending in Geojit's pool account due to non-payment of funds, such shares will
be sold to the extend of clearing the debit, on second trading day after the settlement date.
In cash segment , if total debit % in the client's account is greater than or equal to the stipulated % of the total
collateral , then the existing positions will be sold .
In the F&O segment, if there is no sufficient margin , the open positions will be squared.
Geojit reserves the right to square off any position taken without sufficient margin at any point of time.
Geojit reserves the right to square off existing positions if cheques received against these are dishonoured.
Geojit reserves the right to invoke pledged shares to cover MTM losses.
In addition to above points ,for online accounts, there will be auto square off of shares purchased in 'margin' for
intraday trading. The timings of auto square off will be displayed on the internet trading website.
EXPOSURE SETTING
Geojit has absolute discretion in setting the exposure limit of a client.
Exposure varies from time to time and it is depending upon the net cash & collateral available in a client's trading
account.
Exposure will be given on cheque entry (not applicable for online accounts). However, cheques that are not
cleared within four days of entry in backoffice are not considered for exposure.
Holdings can be sold without any additional exposure .
100% credit balance is required in the trading account for trading in Trade-to-Trade scrips and other select stocks.
IMPOSITION OF PENALTY/DELAYED PAYMENTS
Any amounts which are due from the Client to Geojit towards trading and or investments in any of the segments
/ exchanges or otherwise or on account of services availed or to any of Geojit’s group or associate companies will
be charged delayed payment charges at such rate per month as may be determined by Geojit from time to time.
The Client hereby agrees and authorises Geojit to directly debit the same to the account of the Client. The Client
agrees that if payment is delayed by the Client, the value of which may be greater than the dues by the client to
Geojit may suspend fully or partially access to all or any of the Products and/or Services or take legal action or any
such action as it may deem fit. The rate of such charges is presently fixed as 24% p.a. and any change to the same
shall be intimated to the client in the manner provided herein.

☞ Signature of the client 1

SUSPENDING/CLOSING/DEREGISTERING OF ACCOUNT
In all cases of non-payment, fraud, malpractice, violation of rules and regulations by the client, or if the continued
association with the client is prejudicial to the interest of Geojit and the market in general, at the absolute discretion
of Geojit, the account shall be suspended or cancelled or the client shall be deregistered with or without notice of
30 days or of a lesser tenure as the case may be.
SHORTAGES IN OBLIGATIONS ARISING OUT OF INTERNAL NETTING OF TRADES
If a client fails to make timely delivery to Geojit in respect of the shares or securities sold by him as notified by the
Exchange from time to time i.e., in case of short delivery, the said un-discharged obligation on the part of the
client shall be subjected to close out or auction in accordance with the rules and regulations of the Exchange. The
loss, if any, on account of such close out or auction shall be debited to the account of the client and . Under such
cases, no further claims shall lie between the client and Geojit. Incase of shares purchased by client where no
delivery was timely effected as required under the Rules and Regulations by the Exchange the short delivery will
be closed-out by Geojit in accordance with the Exchange procedure and the credit on account of such close-out or
auction shall be made to the account of the client. Under such cases, no further claims shall lie between the client
and Geojit.
TREATMENT OF INACTIVE ACCOUNT
All the active trading accounts, where no single trades are done for last two years, we will change the account
status to INACTIVE mode. Also we will take steps to settlethe funds and securities balance dues if any in such
accounts at that time. For reactivation of accounts, such clients will have to submit a reactivation request letter
along with revised KYC details wherever applicable.
This addendum shall form part and parcel of the documents/agreements already executed with Geojit.

IN WITNESS THEREOF the parties to the Agreement have caused these presents to be executed as of the day and
year first above written.
Place: Date:

Client Signatory Geojit BNP Paribas Financial Services Ltd. Authorized signatory

Signature : Signature:

☞
Client Name Name of Authorized Signatory:

Witness: Witness:

1. Name & Address : 1. Name & Address :

Signature of the witness : Signature of the witness :

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 On Stamp paper of Rs. 100

POWER OF ATTORNEY FOR BROKING AND OTHER PRODUCTS & SERVICES

Non Mandatory

THIS POWER OF ATTORNEY MADE AT ____________________________________THIS_________________DAY

OF_________________ 20_____ BY:

______________________________________________________________________________ an Indian, residing at

_____________________________________________________________________________________________________

(hereinafter referred to as the(“ Client “ or “ Holder “) which expression shall, unless repugnant to the
context or meaning thereof, be deemed to mean and include its executors, administrators, successors and
assigns;AND *

1. ___________________________________________________________________________ an Indian, residing at

_____________________________________________________________________________________________________

2. ___________________________________________________________________________ an Indian, residing at

_____________________________________________________________________________________________________

3. ___________________________________________________________________________ an Indian, residing at

_____________________________________________________________________________________________________

with Demat Account in the following manner a) DP ID______________________ client ID __________________

b) DPID_______________ client ID ______________________ [hereinafter referred to as the “Demat Account
Holder” or “ Joint Demat Account Holders*” as the case may be (*only when the Demat a/c is in joint names)],
which expression shall, unless repugnant to the context or meaning thereof, be deemed to mean and include its
executors, administrators, successors and assigns of the First Part, IN FAVOUR OF Geojit BNP Paribas Financial
Services Limited , a company incorporated under the provisions of the Companies Act, 1956, (hereinafter referred
to as “ Geojit “) having its registered office at 5th Floor, Finance Towers, Kaloor, Kochi - 682017, which expression
shall, unless repugnant to the context or meaning thereof, be deemed to mean and include its executors,
administrators, successors and assigns by way of amalgamation and/or merger and registered as a stock broker of
National Stock Exchange of India Ltd. (NSE) [SEBI registration number INB 231337230 in the Capital Market
Segment with CMBP ID IN506594 & Pool account number 10000004] and Bombay Stock Exchange Ltd. (BSE)
[SEBI registration number INB 011337236 in the Capital Market Segment with CMBP ID IN603287 & Pool account
number 10324155] of the Second Part,

☞ ☞ Signature of the Joint ☞ Signature of the Joint

Signature of the client Demat A/c holder (1) Demat A/c holder (2)
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WHEREAS :

1. Geojit, in its capacity as a stockbroker entered into a Member Client Agreement(s) (the said “Agreement”) for
providing the trading facilities on National Stock Exchange of India Ltd. (NSE) and Bombay Stock Exchange
Limited (BSE) (collectively with the exchange) **and a Margin Trading Agreement for providing Margin
Trading Facility (MT facility) (collectively referred to as “Agreement” together with the Member Client
Agreement) pursuant to which Geojit will funds purchase of shares bought by Client and a Margin Trading
facility;

2. The Client is desirous of availing such trading facilities and products & services provided/ to be provided by
Geojit online and or offline /and the MT Facility, subject to the terms and conditions stipulated by Geojit and
such other terms as may be amended from time to time on its website or otherwise under the said Agreement;

3. The Joint Demat Account Holders, hold jointly with the Holder a demat account with a Geojit BNP Paribas
Financial Services Limited, a depository participant (“DP”)

4. As a consideration for providing the trading facility and also for availing the products & services to the Holder
to transact under the said Agreement and to facilitate execution of all transactions, online and/or offline, the
Holder and/or Joint Demat Account Holders agree to provide the power to Geojit to execute, confirm and
complete all transactions of all deals for and on behalf of the said Parties and to give effect to the terms of the
said Agreement and/or other deeds/ agreements executed in favour of Geojit and/or its affiliate concerns
NOW THEREFORE THIS POWER OF ATTORNEY WITNESSETH THAT: We, the Parties of the First Part, do
hereby nominate, appoint and constitute Geojit as our true and lawful attorneys to do, execute and perform
or cause to be done, executed and performed, the following acts, deeds and things or any of them for and on
my/our behalf namely:

AUTHORIZATION TO GEOJIT

1. To operate demat accounts, with the said DP, in the name(s) of “Holder” and “Joint Demat Account Holders”
so far as reasonably practical to facilitate the transactions for purchase and sale of securities on the Exchanges
in the name of the Holder and other products & services / or in any other transaction including MT Facility
or combination there of having the Holder as the sole/#first holder or any other holder, as Geojit may deem
fit in its sole discretion,with the said DP.(# delete if not applicable)

2. To sign and execute necessary documents, forms, agreements, undertakings, confirmations, declaration etc.
andto accept terms & conditions, on my/our behalf for the purpose of operating such Demat Account(s).

3. To operate the Demat Accounts maintained with Geojit to meet all obligations of the Holder in terms of the
said Agreement/s for transactions done/to be done on instructions of the Holder and to give other instructions
relating to the Demat Account(s), for any matter concerning the transaction in securities including availing
the Margin Trading Facility, to debit the trading accounts held with Geojit for any liabilities or obligations of
the Holder including charges for account opening and for availing various trading facilities and any matter
concerning other products & services from Geojit. In event the designated Demat Accounts with Geojit for
carrying out transactions is closed or transferred, for any reason whatsoever, and the Holder instructs Geojit,
in such manner as may be acceptable to Geojit, for substitution of new Demat Accounts in place of the demat
Account as designated, all the terms and conditions of these presents shall likewise extend and apply to all
such new/substituted Demat Accounts. This Power of Attorney would be deemed to extend to any Demat

☞ ☞ Signature of the Joint ☞ Signature of the Joint

Signature of the client Demat A/c holder (1) Demat A/c holder (2)
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 account opened by us in addition, substitution or replacement of the Demat account that gets linked to the
Investment account with Geojit. This Power of Attorney would also be deemed to extend to block/mark lien
on securities in the aforesaid Demat Account(s) or any other demat account(s) as may be opened from time to
time in pursuance of these presents and/or to credit the Demat Account(s) with securities due to us.

4. To credit the trading account/investment account and or Demat Account with monies /securities due to me/us.

5. We, the joint demat account holders, do hereby understand, agree and acknowledge that, by virtue of such
joint holder ship, our names may also be required to be entered in the relevant application/ instruction forms
that are being submitted for the purposes stated herein on behalf of the holder. We fully agree to such naming
in the forms and further agree to hold Geojit harmless in any related queries by any Authorities or Regulators
and also not to raise any claim or dispute against Geojit for such filling up of names.

6. To authorize, to instruct the said DP to debit our Demat Account(s), towards securities due to Geojit, and to
discharge all obligation in this regard on our behalf to Geojit arising as a result of Agreement/s between
Geojit and me/us. I/We hereby agree that the instruction of Geojit to the said DP to transfer the securities out
of my/our Demat Account to the Demat Account of Geojit shall be deemed to have been my/ our instructions
and the said DP have no necessity to enquire about the obligations towards which such transfers are effected
by Geojit or any third party service provider.

7. To debit trading account/investment account towards monies/ fees/ charges /securities, etc. payable /due to
Geojit, in relation to transactions in securities executed through Geojit, while carrying out the transaction for
payment or otherwise or for subscribing to any products, services, facilitated by Geojit or any third party
service provider.

8. To do all things necessary for and incidental to availing /repayment of dues for such transactions in securities
executed by the Holder including but not limited to pledging of scrips, stocks, securities, bonds, debentures,
mutual fund units, units of any collective investment scheme or any other security or financial instrument on
behalf of me/us through Geojit for margins or other obligations or liabilities or releasing the pledge/ lien/
block on the securities.

9. To apply for, redeem, and to do all things necessary, relevant and ancillary in this regards, for various investment
products in the nature of Mutual Fund, Bonds, Insurance Policies, IPO’s etc. and to effect necessary payment
for the same.

10. To retain all originals of documents executed by us and render accounts of all the transactions in terms of the
agreement.

11. We expressly authorise Geojit to deposit/pledge securities in my/our Demat Account as collaterals with the
exchange(s), if Geojit so desires to avail exposure against the said collaterals.

12. This PoA is executed on the firm understanding received from Geojit that, Geojit would return the securities
or funds that would have been received by Geojit erroneously or without authority from me/us.

13 . AND GENERALLY to do or cause to be done every other acts, deeds, matter or thing, as Geojit may deem
necessary or expedient for the purpose of or in relation to these presents.

14. It is specifically made clear herein that this Power of Attorney shall be cancelled or revoked at any time
without any advance notice from my/our side, however those obligations arising before such cancellation
shall be carried out by Geojit, for which I/We shall not raise any objection.

☞ ☞ Signature of the Joint ☞ Signature of the Joint

Signature of the client Demat A/c holder (1) Demat A/c holder (2)
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15. It is also made clear hereby that, by virtue of me/us executing this Power of Attorney, Geojit may send a
consolidated summary of my/our scrip wise buy and sell positions taken with average rates by way of an
SMS/email on a daily basis, in addition to the normal documents being received from Geojit.

We hereby declare that all and every receipts made, executed or done for the aforesaid Products and Services
by virtue of these presents shall be as good, valid and effectual to all intents and purposes whatsoever as if the
same had been made, executed or done by us in our own name(s).

We hereby ratify and confirm and agree to ratify and confirm all that Geojit or any of their respective Officers
shall do or cause to be done in or concerning the premises by virtue of these presents.

Name:
☞
Signature of the Client

Demat Account No of client: a)

Name: X Signature of the Joint Demat Account Holder

Name: X Signature of the Joint Demat Account Holder

Name: X Signature of the Joint Demat Account Holder

Demat Account Noof client: b)

Name: X Signature of the Joint Demat Account Holder

Name: X Signature of the Joint Demat Account Holder

Name: X Signature of the Joint Demat Account Holder

** Strike off if not applicable.

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 KYC DETAILS
Name of the Client Location code/ branch code Trade Code

Address*

* If there is any change in the address registered with us, please submit a valid address proof.
Financial Details (Please fill the below details in order to update our records.)

Annual Income < Rs.3 lakhs Rs. 3-5 lakhs Rs.5-10 lakhs Rs.10-15lakhs
Rs.15-25 lakhs >Rs.25 lakh(please specify)............................

Net worth <Rs.5 lakh Rs.5-10 lakh Rs.10-15 lakh Rs.15-25 lakh
Rs.25-35 lakh Rs.35-50 lakh >Rs.50 lakh(please specify)..................

Portfolio Present Market Value of Portfolio as on date, Rs..................................................................

Derivative (F&O and CDS) clients mandatorily attach any ONE of the below listed documents along with this form.
1.Copy of ITR Acknowledgment 2. Copy of Annual Accounts
3. Copy of Form 16 in case of salary income 4. Net worth certificate
5.Salary Slip 6.Bank account statement for last 6 months
7.Copy of demat account Holding statement. 8.Self declaration along with relevant supporting.
9.Any other relevant documents substantiating ownership of assets.
Occupation Details
Occupation Employed Self Employed Business Professional Housewife Others
Name of Employer/
Establishment
Designation Period of Service
Address

Phone:
Contact Details
Mob:
Email:

Whether Registered with any other broker/Depository Participant : YES / NO

If Yes, Specify Name of the stock broker&DP

Whether any of your relatives having Demat&Trading A/c with Geojit : YES / NO

If YES, Specify Client ID & Trade code

☞
Signature of Client: Date: .....................................

Place: ....................................
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