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18 Suicide and Life-Threatening Behavior 30( 1) Spring 2000

0 2000 T h e American Association of Suicidology

The Suicidal Mode: A Cognitive-Behavioral


Model of Suicidality
M. DAVIDRUDD, PhD

This article discusses the theoretical foundation and potential clinical applica-
tion of the suicidal mode, a cognitive behavioral theory of suicidality. T h e model
presented represents a specific elaboration of Beck's modal theory of psychopathol-
ogy. In addition to discussing the fundamental requirements of a theory of suicidal-
ity, the theoretical assumptions of the suicidal mode are identified, its component
parts defined, its inherent strengths emphasized, and its application in clinical
settings detailed. Definition of a modal theory of suicidality represents the growing
influence of cognitive-behavioral theory in efforts at psychotherapeutic integration
in clinical suicidology.

EXISTING THEORETICAL tic composition and representativeness of


MODELS OF SUICIDAL samples, the actual nature of the treatment
BEHAVIOR: A BRIEF OVERVIEW interventions used, the appropriateness of as-
sessment instruments employed, and the ade-
T h e study of suicide and suicidal behav- quacy of follow-up procedures (for review see
ior has been approached from a wide range Rudd, in press; Rudd and Joiner, in press). As
of theoretical and empirical models. To date, a result, a solid empirical base simply does not
however, there are only a handful of con- yet exist in the suicidality treatment literature.
trolled studies available addressing treatment A broad range of theories have driven
outcome (N=25, Rudd & Joiner, in press; both clinical practice and empirical studies.
Rudd, Joiner, Jobes, & King, 1999). T h e Included among the most frequently cited the-
studies that are available are compromised by oretical approaches to suicidality are the
small samples, among a host of other method- following: (1) epidemiological (e.g., Dublin,
ological problems, including questions about 1963), (2) philosophical (e.g., Battin, 1982),
inclusion and exclusion criteria, the diagnos- (3) sociocultural (e.g., Hendin, 1964), (4)
sociological (Durkheim, 18971195 l), (5) psy-
chiatric (e.g., Kraeplin, 188311915), (6)
M. DAVID RUDDis Professor, Department psychodynamic (e.g., Freud, 191711957), (7)
of Psychology and Neuroscience, Baylor Univer- psychological (e.g., Shneidman, 1985), and (8)
sity. Address correspondence to Dr. Rudd at the biological (e.g., Bunney & Fawcett, 1965).
Department of Psychology and Neuroscience, Bay- Naturally, each approach has emphasized a
lor University, P.O. Box 97334, Waco, T X 76798-
7334. distinctive feature, aspect, or characteristic of
This article is an edited version of the suicide and suicidal behavior, frequently a t the
Shneidman Award Address presented at the 1999 purposeful exclusion of others.
AAS annual meeting in Houston on April 16,1999. Epidemiological approaches have fo-
Parts of this manuscript were abstracted from cused on demographic characteristics, philo-
Rudd, M., &Joiner, T., (in press). The Treatment
ofsuicidality. New York: The Guilford Press. Used sophical theorists have attempted to answer
by permission. difficult questions about the nature and pur-
RUDD 19

pose of life, and sociocultural and sociological 1993; Bonner & Rich, 1987; Ellis & Ratliff,
researchers have emphasized the critical role 1986, Ranieri, Steer, Lavrence, Rissmiller,
played by societal and cultural variables. Simi- Piper, & Beck, 1987), cognitive distortions
larly, psychiatric, psychodynamic, psychologi- (Prezant & Neimeyer, 1988), interpersonal
cal, and biological researchers have stressed problem solving deficits (Linehan, Camper,
the importance of mental illness, unconscious Chiles, Strosahl, & Shearin, 1987; Orbach,
conflicts and emotional processes, psychologi- Rosenheim, & Hary, 1987; Rotheram-Borus,
cal pain and unmet psychological needs, and Trautman, Dopkins, & Shrout, 1990; Schotte
biochemical imbalances, respectively. Only & Clum, 1982, 1987) and cognitive rigidity
recently has a concerted effort been made to- (Neuringer, 1968; Neuringer & Lettieri,
ward theoretical integration in suicidology 197 1).
(Maris, Berman, Maltsberger, & Yufit, 1992).
Despite a rich and broad research literature,
the narrow and exclusive focus of most theo-
retical approaches has greatly limited their APPLICATION OF THEORY AND
clinical and practical utility. Accordingly, EMPIRICAL FINDINGS IN
practitioners often struggle to apply research TREATMENT: THE PROBLEM OF
findings in a meaningful way in their daily LIMITED CLINICAL RELEVANCE
clinical work with suicidal patients, opting in-
stead to use multiple theoretical paradigms T h e narrow focus of theoretical and
to understand, explain, and ultimately treat empirically derived models is understandable
different aspects of a single patient's presenta- and entirely warranted. Good science is char-
tion. This occurs despite the strong possibility acterized by specificity in theory, investiga-
of violating stated fundamental assumptions tion, and application. Theoretical discussions
and principles upon which the theoretical ap- and arguments, and empirical findings to date,
proaches were developed. all have greatly benefited the clinician sitting
Empirically derived models have also in the office, one on one with the suicidal
tended to be restrictive and somewhat exclu- patient. However, one of the primary difficul-
sionary in focus. Although not specific to sui- ties for practitioners attempting to employ
cidality, a number of models have been ex- these models in treatment is their limited clini-
plored and validated for depression, the most cal relevance. They oftentimes are difficult to
extreme manifestation of which incorporates apply in individual treatment cases given sub-
a suicidal component. Researchers have ex- tle but important distinctions and nuances
plored the role of a broad range of variables in presented by individual patients. Most clini-
depression, including attributional style (e.g., cians agree that suicidal patients are the most
Abramson, Metalsky, & Alloy, 1989), hope- diagnostically complex and therapeutically
lessness (Weisshaar, 1996), problem solving challenging patients they see (e.g., Pope &
(Nezu, Nezu, & Perri, 1989), interpersonal Tabachnick, 1993). This is consistent with the
relationships and social reinforcement (e.g., complexity of suicidality itself, a problem that
Lewinsohn, 1975), and cognitive rigidity and is inarguably the result of a complex web of
distortion (e.g., Beck, Rush, Shaw, & Emery, factors, with precise interrelationships varying
1979). T h e majority of the models proposed from individual to individual. This is true de-
that are specific to suicide and suicidal behav- spite consistency in empirical studies regard-
ior are, essentially, variations of the diathesis- ing the roles of variables like life stress, prob-
stress-hopelessness paradigm, well articulated lem solving, hopelessness, and emotion
by Schotte and Clum (1982, 1987). A range regulation (Rudd, Joiner, Jobes, & King,
of variables have been identified as underlying 1999).
diatheses, or vulnerabilities, triggered by As a result, the nature of treatment pro-
stress, both acute and chronic. Among the vided will vary somewhat and is not uniform
most frequently cited diatheses are dysfunc- across all cases of suicidality that any one clini-
tional assumptions (Beck, Steer, & Brown, cian treats. Undeniably, different variables
20 THESUICIDAL
MODE

have different meanings and varying levels of fusion and lack of clarity for the patient as to
importance for different cases in clinical prac- what exactly is being targeted in treatment,
tice. At times, practitioners are faced with how it is explained, and how it is to be amelio-
what appears to be a disparate group of pre- rated. Mixing and matching paradigms and
dictor variables and correlates of suicidality problems can result in considerable difficulty
that are not woven together in a coherent and communicating in a coherent and consistent
clinically accessible model that can be applied fashion with patients. Third, as hinted at ear-
with some uniformity across different cases. lier, many models lack specificity in terms of
To date, efforts to apply the existing identifiable treatment targets across all do-
theoretical and empirical literature in suicid- mains of human functioning including the
ology in clinical settings have resulted in sev- cognitive, biological, emotional, behavioral,
eral identifiable and consistent problems. and interpersonal (ix., situational and envi-
First, there is the narrow conceptual focus ronmental) domains. Rather, there has been
discussed earlier, resulting in cumbersome a tendency, consistent with the narrow focus
and imprecise application both within and of some approaches, to target isolated al-
across individual cases. Although the narrow though critical variables. This results in a
focus of many theoretical models allows for fourth problem: difficulty in comprehensive
considerable depth and detail in explaining treatment-outcome monitoring and a corre-
specific aspects of suicidality, the models tend sponding lack of clarity for patients as to what
to be paradoxically simplistic when applied actually denotes treatment success or prog-
clinically. As a result, they do not provide a ress. If the treatment approach is exclusionary
meaningful and comprehensive explanatory and narrow in focus, progress in one domain
framework for patients, despite affording the can simply go unnoticed, regardless of how
clinician a general conceptual guide for treat- significant. Similarly, the use of multiple para-
ment. It is difficult to account for the individ- digms can result in broad categorizations and
ual differences both among and within pa- related confusion that does not lend itself to
tients and model them in a precise and specific treatment targets.
meaningful way using the majority of the con- In the end, what is needed is somewhat
ceptualizations currently available. It is not of a compromise: an inclusive conceptual
uncommon for practitioners to employ multi- framework that allows for direct clinical appli-
ple paradigms to explain and address different cation of empirical findings across specific areas
aspects of a single patient’s presentation (e.g., of functioning (i.e., cognitive, emotional, bio-
A x i s I and Axis I1 comorbidity). For example, logical, behavioral, and interpersonal do-
hopelessness might be approached from a cog- mains). Such a model would address the broad
nitive perspective, employing standard tech- range of factors empirically validated as rele-
niques and interventions. Conversely, promi- vant, incorporating Axis I and A x i s I1 diagnos-
nent depressive symptoms might be explained tic components. Cognitive theory and therapy
biologically, with medication as the primary offers a unique foundation for such integrative
treatment intervention. Problems potentially efforts (e.g., Alford & Beck, 1997). There are
consistent with an A x i s I1 component, such consistencies in both theory and empirical
as persistent emotional dysphoria, a chronic findings that provide the necessary foundation
desire to die, and interpersonal conflict, might for an integrative cognitive-behavioral model
be explained and treated from a psychody- of suicidality, one that is flexible enough for
namic point of view. T h e net result is an application in day-to-day clinical practice and
unusual mixture of potentially conflictual par- rigorous enough for experimental investiga-
adigms, with little acknowledgment of under- tion. An impressive trend is emerging regard-
lying inconsistency in theory and fundamental ing the efficacy of cognitive-behavioral ther-
assumptions, nor of the resultant impact on apy (CBT) for the treatment of suicidality,
treatment process, duration, or outcome. both over the short- and long-term (Rudd &
A second problem is the potential con- Joiner, in press). In terms of treatment out-
RUDD 21

come studies, it is simply the only observable ture, consistent with an integrative and inter-
trend in a very limited database. actional model essential to suicidality. As
noted in Axiom 3, the relationship between
the cognitive and other systems (e.g., biologi-
BASIC ASSUMPTIONS OF cal/physiological, emotional, behavioral) is in-
COGNITIVE THEORY AND teractive. At the most fundamental level, the
THERAPY: IMPLICATIONS cognitive-behavioral model asserts reciprocal
FOR SUICIDALITY determinism between the environment and
person (e.g., Bandura, 1977). An individual
In applying cognitive theory to the psy- does not live in isolation but in a dynamic
chopathology of suicidality and subsequent context, with reciprocal influence, interaction,
psychotherapy, it is critical to be aware of the and interdependent outcome across the pre-
fundamental assumptions that are operative. viously noted domains (i.e., cognitive, emo-
Essentially, the inherent assumptions guide tional, behavioral, biologicallphysiological,
the nature of the clinical work itself, determin- interpersonal). Some of the more consistent
ing treatment content, the nature of its appli- and clinically relevant empirical findings can
cation and the course followed, subsequent easily be woven into a meaningful explanatory
therapeutic process, and the definition and model using this framework.
conceptualization of treatment outcome and T h e 10 axioms of cognitive theory of-
related monitoring. Clark (1995) recently fered by Alford and Beck (1997) translate into
summarized the fundamental assumptions of a number of identifiable ficndamental asmmp-
cognitive therapy as the following: (1) individ- tions when applied to suicidality and related
uals actively participate in the construction of psychotherapeutic treatment. They are as fol-
their reality, (2) cognitive therapy is a media- lows:
tional theory, (3) cognition is knowable and
accessible, (4) cognitive change is central to 1. T h e central pathway for suicidality
the human change process, and finally (5) cog- is cognition, that is, theprivute mean-
nitive therapy adopts a present time frame. ing assigned by the individual. Sui-
These assumptions are relatively broad in na- cidality is secondary to maladaptive
ture but, nonetheless, provide a conceptual meaning constructed and assigned
framework for cognitive theory and its appli- regarding the self, the environmental
cation to suicidality. context, and the future (i.e., the cog-
In their statement of a formal cognitive nitive triad, along with related condi-
theory, Alford and Beck (1997) have gone far tional assumptions/rules and com-
beyond the fundamental assumptions summa- pensatory strategies, referred to as
rized by Clark (1995) and offered considerable the micidal belief system).
detail with the 10 axioms listed in Table 1. 2 . T h e relationship between the sui-
As evidenced by the fundamental as- cidal belief system (i.e., cognitive
sumptions offered by Clark (1995) and the triad specific to the suicidal mode, dis-
axioms detailed by Alford and Beck (1997), cussed later) and the other psycho-
application of cognitive theory and therapy logical (e.g., behavioral, emotional,
to suicidality requires us to be detailed and attentional, memory) and biological/
specific in our thinking and approach. physiological systems is interactive
Available empirical findings in suicidol- and interdependent.
ogy are well suited to a cognitive-behavioral 3. T h e suicidal belief system will vary
theoretical framework. Although cognitive from individual to individual, de-
theory and therapy purports that the central pending on the content and context
pathway to psychological ficnctioning is cognition of the various psychological systems
(i.e., meaning-making structures identified as (i.e., cognitive content specificity).
schemas), the approach is mediational in na- Nonetheless, there will be some uni-
22 THESUICIDALMODE

TABLE 1
Axioms of Cognitive-Behavioral Theory

1. The central pathway to psychological functioning or adaptatino consists of the meaning-making


structures of cognition, termed schemas.
2 . The function of meaning assignment (at both automatic and deliberate levels) is to control the various
psychological systems (e.g., behavioral, emotional, attentional, and memory).
3. The influences between cognitive systems and other systems are interactive.
4. Each category of meaning has implications that are translated into specific patterns of emotion,
attention, memory, and behavior. This is termed cognitive content specifcity.
5. Although meanings are constructed by the person, rather than being preexisting components of reality,
they are correct or incorrect in relation to a given context or goal. When cognitive distortions or bias
occurs, meanings are dysfunctional or maladaptive: Cognitive distortions include errors in cognitive
content (meaning making), cognitive processing (meaning elaboration), or both.
6. Individuals are predisposed to specific faulty cognitive constructions (cognitive distortions). These
predispositions to specific distortions are termed cognitive vulnerabilities.Specific cognitive vulnerabili-
ties predispose persons to specific syndromes; cognitive specificity and cognitive vulnerability are
interrelated.
7. Psychopathology results from maladaptive meanings constructed regarding the self, the environmental
context (experience), and the future (goals), which together are termed the cognitive mud. Each clinical
syndrome has characteristic maladaptive meanings associated with the components of the cognitive
triad.
8. There are two levels of meaning: (a) the objective or public meaning of an event, which may have few
significant implications for an individual; and (b) the personal orprivate meaning. The personal meaning,
unlike the public one, includes implications, significance, or generalizations drawn from occurrence
of the event.
9. There are three levels of cognition: (a) the preconscious, unintentioanal, automatic level (automatic
thoughts), (b) the conscious level, and (c) the metacognitive level, which includes realistic or rational
(adaptive) responses. There serve useful functions, but the conscious levels are of primary interest for
clinical improvement in psychotherapy.
10. Schemas evolved to facilitate adaptationof the person to the environment, and are in this sense telenomic
structures. Thus, a given psychological state (constituted by the activation of systems) is neither
adaptive nor maladaptive in itself, but only in relation to or in the context of the larger social and
physical environment in which the person resides.
Note. Reprinted by permission from Alford, B. A., and Beck, A. T. (1997). The integrative povrer of cognitive
tberupy. New York: Guilford Press, pp. 15-17.

formity in terms of identified catego- 5. Suicidality and the suicidal belief sys-
ries (i.e., helplessness, unlovability, tem reside at three distinct levels, the
poor distress tolerance; all discussed preconscious or automatic level, the
in more detail later), which are all conscious level, and the metacog-
tinged by a pervasive sense of hope- nitive (i.e., unconscious) level, with
lessness. the conscious levels most amenable
4. Individuals are predisposed to suicid- to psychotherapeutic change. T h e
ality as a function of cognitive vulner- structural content of the suicidal be-
abilities, or faulty cognitive construc- lief system, at all three levels, is con-
tions, which covary with specific tained within the micidal mode, a con-
syndromes. Accordingly, different cept defined later.
cognitive vulnerabilities are consis-
tent with different syndromes and T h e assumptions summarized offer a
patterns of comorbidity, both Axis I foundation from which to articulate a concep-
and Axis 11. tual model to treat all aspects of the suicidal
RUDD 23

patient by cutting across multiple domains and and how to get to point C (re-
incorporating a broad range of empirical covery).
work, but also allowing flexibility to address 2. T h e model needs to communicate
the considerable individual differences en- the transient, time-limited nature of
countered in clinical settings. suicidal crises, even for those exhib-
iting recurrent and chronic suicidal
behavior. By definition, crises are
THE ESSENTIAL REQUIREMENTS self-limiting. Even those individuals
FOR A CBT MODEL OF that present with chronic suicidality
SUICIDALITY: INTEGRATING are at imminent risk for only limited
EMPIRICAL FINDINGS periods of time, consistent with Lit-
AND ENSURING man's (1990) idea of the suicide zone.
CLINICAL RELEVANCE 3 . T h e model needs to identify indi-
vidual vulnerabilities that predis-
Based on the theoretical framework dis- pose to multiple suicidal crises or
cussed so far and the assumptions summarized recurrent behavior, acknowledging
in the preceding section, a cognitive-behav- the importance of Axis I and I1
ioral CBT model of suicidality needs to incor- diagnoses, and related comorbidity,
porate, or account for, the major and most along with developmental trauma
consistent empirical findings in the field. Ad- and personal history.
ditionally, in order to Kave clinical relevance, 4.The model needs to provide a
it needs to be understandable, flexible, and means of distinguishing among sui-
modifiable for application in day-to-day clini- cidal, self-destructive, and self-mu-
cal settings. In short, the following 10 require- tilatory behaviors, accounting for
ments are essential to a comprehensive and distinct differences in the three
clinically relevant CBT model of suicidality: across each domain of functioning.
5 T h e model needs to integrate the
1. T h e model needs to address those role of triggering events, account-
variables (across all domains of ing for acute and chronic stressors,
functioning, including cognitive, as well as personality disturbance.
affective, behavioral, and motiva- In particular, the model needs to
tional) in a fashion unique to the acknowledge the potentially signifi-
patient's presentation and in a man- cant role of internal triggers (i.e.,
ner understandable to the patient. thoughts, images, feelings, and
In other words, the model will serve physical sensations).
as a parsimonious explanatory map 6. T h e model needs to integrate the
of the presenting psychopathology. importance of emotion regulation,
It needs to account for and commu- emotional dysphoria, and distress
nicate to both therapist and patient tolerance in the suicidal process.
the symptomatic presentation, rele- 7. T h e model needs to address the im-
vant developmental history and portance of interpersonal factors
trauma, prominent maladaptive and social reinforcement in main-
personality traits, identifiable stres- taining the behavior or facilitating
sors, and behavioral responses in an recovery.
integrative, rather than isolated, 8. T h e model needs to provide suffi-
fashion. Consistent with the notion cient explanatory detail so as to
of a treatment map, it needs to ex- translate into a specific treatment
plain for the therapist and patient plan, that is, identifiable treatment
how the latter got from point A targets across all domains of func-
(nonsuicidal) to point B (suicidal) tioning.
24 THESUICIDAL
MODE

9. T h e model needs to facilitate self- as schemas (e.g., affective schemas, cognitive


monitoring and self-awareness, schemas, behavioral schemas, and motiva-
providing flexibility in explaining tional schemas). Beck has integrated the phys-
day-to-day functioning. This can iological system as separate but noted its
only be accomplished if the model unique and significant contribution to the
is straightforward and easy to un- overall functioning of the mode. Of particular
derstand, relying on well-defined importance to the concept of the mode is the
theoretical constructs. previously noted issue of reciprocal determin-
10. T h e model needs to account for the ism and synchrony of action. Beck (1996) has
process of change in suicidality over described the mode as an “integrated cogni-
time, not just in terms of presenting tive-affective-behavioral network that pro-
symptoms. It needs to incorporate vides a synchronous response to external
the idea of skill acquisition, devel- demands and provides a mechanism for imple-
opment, and refinement (i.e., per- menting internal dictates and goals”
sonality change). It needs to reflect (P. 4)-
this change at multiple levels and T h e cognitive system is described as in-
across multiple domains of func- volving all aspects of information processing,
tioning. including selection of data, attentional process
(i.e., meaning assignment and meaning mak-
ing), memory, and subsequent recall. Incorpo-
THE SUICIDAL MODE As A CBT rated within this system is the notion of the
MODEL OF SUICIDALITY: AN cognitive triad, integrating beliefs regarding
ELABORATION AND SPECIFIC self, others, and the future. For our discussion
APPLICATION OF BECK’S of the suicidal mode, the representative cogni-
THEORY OF MODES AND tive triad, along with the associated condi-
PSYCHOPATHOLOGY tional assumptions/rules and compensatory
strategies, is referred to as the suicidal belief
Beck (1996) recently offered a refine- system. Consistent with Axiom 6 (Alford &
ment of his original cognitive therapy model Beck, 1997), three levels of cognition are as-
in response to a growing body of empirical sumed, with the majority of therapeutic efforts
studies and theoretical discourse that high- targeting the more conscious levels. This does
lighted a number of shortcomings in efforts not negate, however, the importance of pre-
to explain more complex theoretical con- conscious and metacognitive processing. Ad-
structs and related interactions and to validate ditionally, it provides a means of integrating
them experimentally (e.g., Haaga, Dyck, & research and theory on implicit learning and
Ernst, 1991). T h e model is consistent with tacit knowledge (e.g., Dowd & Courchaine,
the axioms noted earlier and builds on the 1996).
concept of schemas and simple linear schema T h e affective system produces emotional
processing in a number of important ways. and affective experience. Beck (1996) noted
T h e theory is built around the concept of the the importance of the affective system, em-
mode, the structural or organizational unit that phasizing its role in reinforcing adaptive be-
contains schemas. Beck (1996) has defined havior, through the experience of both posi-
modes as the following: “specific suborganiz- tive and negative affect (Beck, Emery, &
ations within the personality organization Greenberg, 1985). This makes both concep-
[that] incorporate the relevant components of tual and logical sense. H e went on to state
the basic systems of personality: cognitive (in- that negative affective experiences serve to
formation processing), affective, behavioral, “focus the attention” of individuals on circum-
and motivational” (p. 4). H e went on to note stances or situational contexts that are not in
that, consistent with the original theory, each our best interest or that serve “to diminish
system is composed of structures identified [us] in some way” (p. 5). As a result, a negative
RUDD 2s

valence is created for that event, situation, or maladaptive modes such as the suicidal mode.
experience, increasing sensitivity of the mode In contrast, minor modes are not highly
to being triggered or activated in the future charged, allow for higher thresholds before
under comparable circumstances. This helps activation, and are under more flexible con-
to explain low threshold for activation for scious control.
some suicidal patients, as well as generaliza- Beck‘s (1996) theory of modes and psy-
tion across similar but not entirely identical chopathology offers a number of advantages
situations or circumstances. Multiple attempt- over earlier versions of simple linear schematic
ers, then, would not only have a lower activa- processing, particularly for understanding sui-
tion threshold but also a broader range of cidality:
internal and external triggers.
Finally, the motivational and behavioral 1 . It provides a means to explain specific
systems allow for autonomic activation or deac- Axis I disorders as the result of mal-
tivation of the individual for response. Al- adaptive activation and heightened
though Beck noted that the motivational and sensitivity of primal modes.
behavioral systems are, for the most part, au- 2. Personality disorders are viewed as
tomatic in activation, they can be consciously dysfunctional modes that are in oper-
controlled under some conditions. Thepbysio- ation the majority of the time or,
logical gstem is comprised of the physiological conversely, have a low threshold for
symptomatology accompanying the mode. activation and are triggered by a
For a threat mode, for example, this would wider array of stimuli (i.e., facilitating
include autonomic arousal, along with motor modes). This is consistent with find-
and sensory system activation, which serve to ings noting different typologies for
orient the individual for action such as fight ideators, those making single at-
or flight. T h e synchronous and simultaneous tempts, multiple attempters, and
interaction of multiple systems and potential those completing suicide (e.g., Or-
cognitive misinterpretation during a threat bach, 1997; Rudd, Joiner, & Rajab,
mode lead to escalation and expansion of 1996).
physical symptoms (e.g., perception of threat 3. T h e cognitive structures comprising
from panic symptoms, such as “I’m having a modes are consistent with previous
heart attack”). Again, each system is com- cognitive conceptualizations incor-
prised of structures or schemas specific to that porating the cognitive triad, associ-
system. Accordingly, the suicidal belief system ated core beliefs, conditional rules/
is comprised of beliefs or schemas within each assumptions, and compensatory strat-
of the identified systems (i.e., affective sche- egies, all tinged by hopelessness (e.g.,
mas, behavioral schemas, and motivational Beck, 1995). Accordingly, the resul-
schemas). tant conceptualizations make sense
Additionally, Beck (1996) distinguished and represent a refinement over ear-
more primal modes as reflexive and oriented lier efforts, bolstered by the integra-
toward survival, safety, and security. Each of tion of empirical findings.
the clinical disorders can be distinguished by 4 . T h e construct of mode provides a
a specific primal mode. This is in contrast to means to understand the diversity of
habitual or prevailing modes representative of symptoms experienced and the diag-
prominent personality traits, adaptive and nostic complexity and comorbidity
maladaptive, that are a constant in the individ- representative of multiple systems in-
ual’s life. As a means of explaining excessive teracting in synchrony and to ac-
reaction in clinical disorders, Beck asserts that knowledge the implicit complexity of
a mode can become highly charged, an idea phenomena such as suicidality.
essentially consistent with the concept of a low 5 . Modes help explain observed deficits
threshold for activation or negative valence for in skill acquisition, development, and
26 THESUICIDAL
MODE

refinement over time, consistent with have been viewed and studied as disparate vari-
progressive personality change and ables.
evolution in treatment (e.g., Line- Table 2 provides a summary of the sui-
han, 1993). In other words, as indi- cidal mode, outlining the characteristic fea-
viduals recover it becomes more dif- tures of each system. As indicated, the cogni-
ficult to trigger the suicidal mode tive system is characterized by the suicidal
(i.e., a higher threshold for activation belief system, incorporating the cognitive
and reduced sensitivity and reactivity triad as well as associated conditional rules/
to identified triggers), facilitating assumptions and compensatory strategies.
modes are deactivated, and adaptive T h e core beliefs that permeate the cognitive
modes are created and exercised. triad fall within the two primary domains orig-
6. Finally, modes explain the low inally identified by Beck (1999, helplessness
threshold for triggering some sui- (e.g., “I can’t do anything about my prob-
cidal crises, observed sensitization to lems”) and unlovability (“I don’t deserve to
activating stressors, and apparent ha- live; I’m worthless”). A third category has also
bituation in the recovery process. been proposed: poor distress tolerance (“I
can’t stand feeling this way anymore”) (see
Figure 1). All core beliefs voiced by a given
suicidal patient will cut across these three cate-
DEFINING THE SUICIDAL MODE: gories or cluster in one or two categories.
CHARACTERISTICS OF THE More often than not, though, suicidal patients
VARIOUS SYSTEMS present with core beliefs that cut across all
three. Also as indicated, the future orientation
Although he mentioned a suicidal is hopelessness, the primary pervasive feature
mode, Beck (1996) did not articulate the de- of an active suicidal mode.
tails nor elaborate on the proposed mode. Be- As discussed in more detail later, when
fore doing so, several points need to be re- hopelessness abates the active intent to die
stated and considered in more detail. First, as simultaneously diminishes, and the suicidal
others have argued, it is critical for any model mode is no longer predominant. Other facili-
of suicidal behavior to clearly articulate the tating modes are active, consistent with long-
crucial role of intent (e.g., O’Carroll et al., standing personality disturbance and related
1996), distinguishing among suicidal, self-de- self-destructive, self-defeating, and/or self-
structive, and self-mutilatory behaviors. Sec- mutilatory behaviors. It is clear that individu-
ond, the model needs to account for observed als can shift in and out of the suicidal mode
variations in suicidality over time, addressing with great frequency and for variable periods
differences between those making a single at- of time. As mentioned earlier, it is easier to
tempt with no recurrence, versus recurrent trigger the suicidal mode for those evidencing
and chronic suicidality or what Maris (1991) chronic suicidality. That is, they have lower
called suicidal careers. And third, the model activation thresholds and are hypersensitive
needs to account for, and incorporate, the em- to a wider array of stimuli.
pirical findings summarized previously. T h e affective system is distinguished by
Among those variables with the most impor- emotional dysphoria, that is, a mixture of neg-
tance are the somewhat mixed symptom pic- ative emotions. This is in contrast to the sad-
ture often presented (e.g., considerable Axis I ness characteristic of depression. Empirical
and I1 comorbidity), the clear role of stressors findings regarding the often mixed symptom
(both acute and chronic) in suicidality, identi- picture present dysphoria as including feelings
fiable skill deficits or diatheses, the potentially of sadness, anxiety, anger, guilt, shame, and
protective role of social support, and the per- humiliation, among a host of potential others.
vasiveness of hopelessness. T h e concept of the T h e behavioral (and motivational) impulse is
mode provides a means to do so, incorporating to die, which is indicative of clear intent to
into an interdependent network what a t times commit suicide regardless of any subsequent
RUDD 27

TABLE 2
System Characteristicsfor the Suicidal Mode
System Structural content (Example of thoughtmelief)

Cognitive Suicidal belief system: Suicidal thoughts (I want to kill myselj


I'm going to commit micide.)
1. Components of Cognitive Triad (beliefs about the self, oth-
ers, the future) incorporate core belief categories: unlovabil-
ity, helplessness, poor distress tolerance:
a. Self: inadequate, worthless, incompetent, helpless, imper-
fect, unlovable, defective.
(I'mworthless. Everyone else wouki be better off if1 were dead.
I can 't change any of this.)
b. Others: rejecting, abusing, abandoning, judgmental.
(Nobody really cares about me.)
c. Future (potential for change): hopeless.
(Things will never change and I can 't tolerate these feelings.)
2. Conditional ruledassumptions:
(If I'mperfect then people wouM accept me. If I do what evwone
wants then they'll have to like me.)
3. Compensatory strategies:
Overcompensation, perfectionism, subjugation in relation-
ships.

Affective Dysphoria (mixed negative emotions): for example, sadness,


anger, anxiety, guilt, depression, hurt, suspiciousness, fear-
fulness, tenseness, loneliness, embarassment, humiliation,
shame.
Behavioral (motivational) Death-related behaviors (intent to suicide): preparatory behav-
iors, planning, rehearsal behaviors, attempts.
Physiological Arousal: autonomic, motor, sensory, systems activation.

outcome (e.g., a suicide attempt with injuries to die (e.g., self-destructive behavior such as
or no injuries).' Questionable intent is mani- illicit drug use or self-mutilatory behavior
fest by variations in the behavioral impulse. such as self-cutting, burning, or piercing) is
For example, the desire for revenge, punish- consistent with facilitating modes, but not an
ment of a significant other, or the relief of active suicidal mode.
tension, agitation, or pain without the desire During a period in which the suicidal
mode is active, the physiological system is
aroused, with autonomic, motor, and sensory
1. The behavioral (motivational) systems system activation.*As is suggested by this con-
help differentiate among suicidal, self-destructive,
and self-mutilatory behaviors and their respective
modes. When activated, the suicidal mode is char- 2. By definition, the suicidal mode is acute
acterized by behavior (and motivation) expressing (i.e., time limited) in nature and characterized by
an intent to die by suicide. For self-mutilatory or autonomic activation and arousal. Chronic suicidal-
self-destructive behavior the motivation (intent) is ity is characterized by low threshold for activation
different. For example, the motivation might be of the suicidal mode and broader range of potential
revenge, punishment of a significant other, or affect triggers, along with habitual (or facilitating modes)
regulation. For each, the intent is not death. Self- modes that are active and representative ofunderly-
destructive and self-mutilatory behaviors are char- ing individual vulnerabilities during intercurrent
acteristic of facilitating modes. periods.
28 THESUICIDALMODE

Suicidal Belief System:


Characterized by Pervasive Hopelessness
“Mylqe is hopeless”

Unlovability Poor Distress Tolerance


‘7don ’t deserve to live” ‘7can’t solve this” “Ican ’tstand the pain

Figure 1. Suicidal belief system core belief categories.

ceptualization, the suicidal mode is essentially cannot be maintained for an indeterminate


self-limiting. That is, the physiological arousal period, and at some point in the future, as the
necessary can only be maintained for limited contributing factors subside, risk diminishes.
periods, with variations likely dependent on T h e notion of the suicide zone, although less
the chronicity of the problem (i.e., single at- theoretically precise, is consistent with the
tempters versus multiple attempters) and the construct of the suicidal mode, with activation
complexity of the Axis I and I1 diagnostic pic- of interdependent systems that result in
ture. T h e duration of time for an active sui- heightened potential for a tragic outcome over
cidal mode may vary in accordance with the a limited period of time.
chronicity of the behavior. In other words, For those evidencing chronic suicidal-
multiple attempters are likely to experience ity, the suicidal mode can be characterized
longer periods of activation of the suicidal by two distinctive features. T h e threshold for
mode in comparison to single attempters. Ac- activation of the suicidal mode is lower for
tually, some of our work is consistent with this potential triggers, both internal and external.
possibility. W e found that multiple attempters Beck (1996) utilized the construct of the ori-
experienced suicidal crises of significantly entingschema to explain activation. Essentially,
longer duration in contrast to single attempt- orienting schemas are dependent on individ-
ers when an identifiable precipitant was pres- ual history and development. T h e orienting
ent (Joiner & Rudd, in press). schema assigns preliminary meaning to the
By definition then, suicidal crises are stimulus situation, activating appropriate
acute and time limited in nature, even for modes. For the chronically suicidal person,
those evidencing chronic disturbance and re- the threshold for activation of the suicidal
current suicidal behavior. This idea is consis- mode by orienting schema is lower in compar-
tent with the concept of the suicide zone defined ison to nonsuicidal individuals. Second, the
by Litman (1990). Essentially, the suicide zone former can be thought of as possessing a
represents a convergence of multiple factors broader range of orienting schema that serve
(e.g., situational stress, acute emotional dys- to activate the suicidal mode in response to a
phoria, psychiatric disturbance, impaired cog- greater number of situations, experiences, and
nitive functioning, deficient problem solving, environmental stimuli. In other words, suicid-
and limited social support resources) that tem- ality is easier to trigger among multiple at-
porarily raise the risk of suicide significantly. tempters in comparison to others. More than
In other words, the potential for suicide be- likely, this is the function of a gradual process
comes imminent. This level of risk, however, of generalization from trigger to trigger. For
RUDD 29

example, to begin with, interpersonal conflict (Axis I and 11), prior history of suicidal behav-
only in intimate relationships might trigger ior, traumatic developmental history, and po-
the suicidal mode. Over time, however, inter- tential parental modeling. These factors are
personal conflict in general might trigger the represented by the construct of the facilitating
suicidal mode, regardless of the intimacy in- mode, a mode that facilitates or raises the po-
herent in the relationship. In other words, the tential for eventual activation of the suicidal
stimulus generalizes from intimate relation- mode. Again, this idea is consistent with
ships to all relationships. Beck's (1 996) notion of habitual or prevailing
This conceptualization helps explain modes that are present most of the time
variations in risk over time, acknowledging or have a low threshold for activation and
that heightened risk endures for limited peri- are indicative of personality psychopathology.
ods and then recurs, all depending on activa- T h e primary difference is that facilitating
tion of the suicidal mode. Although deacti- modes, although they may vary in nature from
vated a t some point, habitual personality individual to individual in terms of those asso-
modes (i.e., predisposing vulnerabilities) are ciated with suicidality, are thought to heighten
still operative, raising chronic or long-term the risk specifically for activation of the sui-
risk. These modes can be thought of as facili- cidal mode.
tating modes, increasing the probability of fu- T h e triggers, both internal and exter-
ture suicidal episodes. Facilitating modes can nal, are compatible with Beck's concept of the
take many forms. In terms of the literature on orienting schema. Depending on individual
suicidality, there are those modes represented history (and predisposing vulnerabilities),
by prior Axis I and I1 diagnoses; earlier suicidal there are a range of internal (i.e., thoughts,
behavior; developmental trauma, abuse, or images, physical sensations, emotions) and ex-
neglect; and parental modeling. Essentially, ternal (i.e., stressors, situations, circum-
the chronically suicidal person shifts between stances, people) factors that trigger the orient-
facilitating and suicidal modes recurrently ing schema (which assigns preliminary
over time, depending on situational context. meaning) and activate the suicidal mode. This
Therefore, effective and efficient treatment provides a conceptual role for stressors in the
has to recognize the critical and enduring role suicidal process. Once activated, the suicidal
of prominent personality traits. mode is fairly consistent across individual
T h e suicidal mode is a conceptual cases, with a few important distinctions. Dur-
model easily understood and followed by pa- ing active phases of suicidality, the cognitive
tients, incorporating relevant empirical find- system or the suicidal belief system is con-
ings into the identified systems, and translat- sumed with thoughts of death by suicide, with
ing them into a framework to both articulate hopelessness pervading every component of
the content of and guide treatment. Figure 2 the cognitive triad. T h e behavioral (and moti-
provides a graphic illustration of the proposed vational) systems are characterized by an im-
suicidal mode. As is evident, there is reciprocal pulse to die, with related behaviors evident,
interaction and interdependence of the vari- such as preparatory behaviors, planning, and
ous systems. Although the model as presented practice or rehearsal for suicide. T h e affective
potentially appears somewhat linear and se- system is characterized by dysphoria, an aver-
quential in nature, it is important to note the sive mixture of negative emotions in varied
synchronous interaction of the systems de- proportions and intensities, including anger,
scribed by Beck (1996), and it is consistent sadness, anxiety, and guilt, among others.
with cognitive theory and the 10 axioms of- Corresponding physiological arousal is expe-
fered by Alford and Beck (1997). rienced, consistent with autonomic, motor,
Predisposing vulnerabilities include and sensory system activation. All of this oc-
those static variables previously identified as curs in synchrony and endures for a limited
raising risk for activation of the suicidal mode, time, the duration of which is highly question-
including a previous psychiatric diagnosis able. Identifylng clinically relevant time
30 THESUICIDALMODE

Predisposing Vulnerabilities: Triggen (Orienting Schema):


Explainedby Facilitating Modes Potential Stressors:
(associatedwith suicidalmode) a Internal: thoughts.images, feelings.
a. M O U S psychiatricdiagnosis Axis physical sensations.
I and II. 4-b b. Extemal:sihrations,circumstaaces,
b. Prior suicidal behavior. places, People.
c. Developmentaltrauma, abuse.
neglect.
d. Parentalmodeling.

preparatory behaviors (e.g.. financial 4-b suicidalthoughts.


arrangements, insurance.acquiring Hopelessness.
means to suicide), planning. rehearsal Cognitive Triad:self, others, future.
behaviors, attempts. Conditional assumptiondrules.
Compensatory Strategies.

+t
Physiological System:
'X' Affective System: Dysphoria
Activation, Arousal, Focussing (mixed negative emotions)
(Selective Attention) 4-b
Anger, sadness. guilt, anxiety,
loneliness, fearfulness. tension, shame,
Autonomic system, motor system, embarrassment,disappointmenf
sensory system activation. humiliation, suspiciousless,hurt.

Figure 2. A CBT model of suicidality: The suicide mode.

frames (e.g., minutes, hours, or days) for risk cognitive restructuring. Accordingly, an accu-
is an area in considerable need of study that rate depiction of the patient's suicidal process
to date is very poorly understood (Rudd & would include both the active suicidal mode
Joiner, 1998). as well as associated facilitating modes, which
It is important to distinguish between are more pervasive and active more often and
suicidal and nonsuicidal modes during the which comprise the bulk of treatment over
course of treatment, that is, those more consis- the long term.
tent with self-destructive behaviors but not
representative of clear intent to die. These
modes are best described as facilitating modes, THE SUICIDAL MODE AND
incorporating cognitions, affect, and behavior IMPLICATIONS FOR
that serve to heighten the risk for activation CLINICAL PRACTICE
of the suicidal mode. Recovery is dependent
on compensatory modes that allow for behaviors T h e CBT model offered has some fairly
that lower risk, hasten affective recovery, and practical implications for the organization,
provide competing cognitions essential for content, and process of treatment. Beck (1996)
RUDD 31

identified three “approaches to treating dys- of the suicidal mode and the CBT model pro-
functional modes, including deactivating posed is its flexibility for psychotherapy inte-
them, modifying their structure and content, gration. Alford and Beck (1997) have fully de-
and constructing more adaptive modes to neu- tailed the integrative power of cognitive
tralize them” (p. 1.5). This approach, which theory and therapy. Their argument holds
recognizes the multiple and varied tasks essen- true for the conceptualization and treatment
tial to treating suicidality, is consistent with of suicidality as well. T h e majority of ap-
that discussed by Rudd and Joiner (in press) proaches to the psychotherapeutic treatment
which identifies three treatment components of suicidality can easily be integrated into and’
(i.e., symptom management, skill building, addressed within the framework offered, in-
and personality development), each with a cluding psychodynamic (e.g., Maltsberger,
specific treatment agenda and content, despite 1986), existential and self-psychology, family
the existence of considerable overlap. As evi- systems, and Shneidman’s model (1993, 1996)
denced by the components of the suicidal discussing the context of the micia’ul mind.
mode and the 10 axioms of cognitive theory, For example, Shneidman (1993) has
cognitive restructuring is only one component distilled existing theory and research down to
of treatment, despite its central role. one simple and definitive statement: “suicide
T h e idea is that, for the most part, per- is caused by psychache” (p. 5 1). More specifi-
manent cognitive restructuring cannot occur cally, psychache is defined as “psychological
without activation of the suicidal mode and pain in the psyche, the mind”.@. 51). This is
each component system. That is, affective ex- an elaboration of his earlier conceptual model
perience and mobilization of the mode is es- of suicide noting the convergence of “pain,
sential to treatment progress, incorporating perturbation, and press” (Shneidman, 1993,
meaningful skill development and lasting per- pp. 42-43). In accordance with this approach,
sonality change. Enduring change is structural suicide and suicidal behavior are viewed as
change, and structural change is dependent intrinsically psychological phenomena, a
on affective and behavioral impulse, both sig- function of individual pain and tolerance, both
nifying sincere activation of the mode. In ac- of which are determined, influenced, and
cordance with this model, suicidal crises will modified by a multitude of factors (e.g., epide-
be a necessary and expected part of treatment miological, philosophical, sociological, socio-
if the suicidal mode is to be permanently al- cultural, familial, psychiatric, and biological).
tered both in content and threshold for activa- Shneidman (1996) noted that the practicing
tion, as well as in subsequent restriction in the clinician can best understand, assess, manage,
range of potential triggers. Otherwise, initial and treat suicidal behavior by attending specif-
treatment efforts are likely to focus on facili- ically to these two variables, the patient’s expe-
tating modes that, although critical, are simply rienced (and expressed) pain and demon-
not at the core of the suicidal problem. Para- strated pain tolerance. As Shneidman (1993,
doxically, once suicidality is effectively dif- 1996) has aptly noted, psychological pain is
fused, the bulk of treatment will address facili- inextricably tied to psychologicaVemotiona1
tating modes (i.e., enduring personality needs (e.g., see Murray, 1938). Psychache is
psychopathology) and the development and the result of frustrated psychological needs
refinement of competing and more adaptive and, in recognition of the multidimensional
modes for living. nature of suicidal behavior itself, there are in-
numerable potential causes for the blocked
need(s). Shneidman distinguished between
THE SUICIDAL MODE modal, or day-to-day, needs and vital needs-
THEORETICAL FLEXIBILITY FOR those that when frustrated produce intolerable
PSYCHOTHERAPY INTEGRATION psychological pain and, if unchecked and un-
der the right circumstances, can lead to sui-
Aside from the conceptual and clinical cidal behavior or suicide. H e also emphasized
advantages summarized, the primary strength the variable nature of vital needs from individ-
32 THESUICIDALMODE

ual to individual, but nonetheless, the consis- BATTIN,M. (1982). Ethical issues in suicide.
tent fact is that we all have psychologicaVemo- New Jersey: Prentice-Hall.
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