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ESSAY

THOMAS AQUINAS ON
CREATION AND SCIENCE
an invitation for china, and
not only for china

William E. Carroll

F or as long as human beings have reflected


on nature and their place in nature,
they have been fascinated with questions of
siderable confusion in the use of this term.
Although “creation” as a theological and
philosophical doctrine has a provenance in
origins: their own individual origins, the ori- traditions connected to Judaism, Christian-
gins of their family, of the human race, and, ity, and Islam, there is an important sense in
ultimately, the origin of the universe itself. which one might compare various religious
We move carelessly at times among different traditions, West and East, as to what they
senses of what we mean by “origins,” result- claim about the ultimate origin of the uni-
ing in ambiguity and confusion. We can verse. Furthermore, there is a philosophical
speak of origins in terms of cosmology, biol- sense of creation that allows for common
ogy, philosophy, and theology, but, if we fail discourse among those whose religious tra-
to keep distinct the different senses of “ori- ditions are diverse. Philosophical discourse
gin” and the different modes of analysis with about the origin of the universe can tran-
respect to various disciplinary inquiries, our scend, in a sense, accounts that are rooted
understanding is seriously compromised. exclusively in different faith traditions.
These distinctions are especially important if For those who would wish to limit their
one wishes to compare philosophical tradi- analysis simply to what reason tells us about
tions about origins found in Western and the universe and its origin, and thus wish to
Chinese cultures.1 ignore or reject various religious accounts,
When Western thinkers refer to the ulti- a philosophical approach to creation can
mate origin of the universe, the term they have a legitimacy that a purely religious
usually employ is “creation,” but there is con- account does not. So, for example, when

William E. Carroll is Research Fellow in Theology and Science, Blackfriars, University of Oxford.

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contemporary cosmologists such as Stephen ate.” Each time I use the word creation, I am
Hawking or Lawrence Krauss deny the referring to God’s act of creating.
intelligibility of claims that the universe is Thomas would also distinguish the doc-
created, we can show that their notion of trine of creation from what might be called
what creation means is limited to a religious creation myths or stories: those accounts of
concept and often even to a perverted ver- the world’s origin and development found
sion of a religious concept. Their cosmo- in traditions of the Ancient Near East and,
logical reflections, despite what the authors by extension, of related accounts in the
may claim, have no bearing whatsoever on Americas (e.g., Aztec and Incan), Africa,
a philosophical notion of creation, one that Asia (especially Chinese and Japanese), as
recognizes that there is an ultimate cause well as the narrative in the opening of the
of existence of all things. Indeed, as I will Book of Genesis. Different “creation stories,”
argue, the natural sciences tell us nothing as such as those in Genesis, may be a source
to whether the universe is created. All this, for theological and philosophical reflection,
thus far, is a series of assertions, with perhaps but they remain distinct from theology and
the strangest being that there is a philosophi- philosophy, properly speaking.
cal sense of creation, open, in principle, to Various contemporary debates in the West
the investigation of reason alone. about the relationship between developments
The understanding of creation forged in the natural sciences, especially evolution-
by Thomas Aquinas (1224–1274) offers an ary biology and cosmology, and creation
especially fruitful common theme about often employ a concept of creation, or better
the origin of the universe, a theme intelli- a “creationism,” that is based on a literalistic
gible to people across historical periods and reading of Genesis. Too often, “creation” is
cultures and perhaps of value for Chinese identified with what are sometimes referred
culture. Before proceeding with an analysis to as accounts of the “six days of creation.”
of Thomas’s understanding of what it means Analyses of the “six days” are essentially com-
for God to create, we need to remember an mentaries on the biblical text and not really a
important point about the use of the verb “to theology of creation. Thomas Aquinas noted
create.” We can speak of the ways in which that what is essential in the biblical account
human beings “create” a whole variety of is the “fact of creation,” not the manner or
things, from literature and machines, to order of formation of the world.
cities and societies. These types of making Biblical scholars in the West generally
or creating are radically different from what agree that there is no explicit statement
“to create” means when one refers to God as of creation out-of-nothing in the Hebrew
Creator, as we shall see. Our understanding Bible.2 The doctrine of creation developed as
of what it means for God to create begins believers reflected on what the relationship
with our experiences of various kinds of between God and the world must be. In the
making that occur in the world, but we then Christian tradition, before Thomas Aqui-
greatly expand our understanding of mak- nas, important contributions were made,
ing to refer to that making or creating that notably by Augustine (354–430), Pseudo-
is the ultimate causing by God, the Creator, Dionysius (c. sixth century), and Anselm
of the very existence of all the features of (c. 1033–1109).
the universe. We need to be careful not to It was clear that creation had to be “out-of-
confuse these very different senses of “to cre- nothing,” since were God to use something

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THOMAS AQUINAS ON CREATION AND SCIENCE

in creating the universe, there would be this that the world is eternal. For Christians an
“something” that would be independent eternal universe challenged the traditional
of God. There are some theologians and reading of the opening of Genesis (“In the
philosophers today, working within the beginning . . .”) and what the Fourth Lateran
Christian tradition, who deny the doctrine Council (1215) declared as dogma: that the
of creation out-of-nothing. Notable in this world was created out of nothing and in the
regard are “process thinkers,” who, following beginning of time. The latter phrase (ab ini-
in the tradition of Alfred North Whitehead, tio temporis) is a denial of the world’s being
reject this doctrine because they think it is eternal.
incompatible with what science tells us about In affirming as a first principle of the
the world and emphasizes divine omnipo- natural sciences that from nothing, nothing
tence too much. Indeed, in the Middle Ages, comes, ancient science would seem to call
Averroes rejected the doctrine for similar into question the intelligibility of any claim
reasons. For him, to say that something can that creation was “out-of-nothing.” Any
come from nothing, even by divine power, philosophical approach to creation or any
destroys the possibility of a science of nature, rational defense of the theological under-
a science that discovers true causal connec- standing of creation had to take into account
tions among things. this principle of science as well as arguments
Despite flirtations with Neoplatonic ema- for the eternity of the world. Discourse in
nationism, scholars came to recognize that all three religious communities in the Latin
creation was God’s free choice. God does not West did both.
have to create, nor is God somehow “better One of the notable features of Thomas
off” because He creates. For many in the Aquinas’s analysis is his insistence that there
Middle Ages and today, both believers and is a distinction between creation understood
nonbelievers, creation has to mean that the philosophically and creation understood
universe has a beginning, that it could not be theologically. The philosophical sense, forged
eternal. Thus, it seems that were cosmology in the discipline of metaphysics, affirmed
to disclose a universe without a beginning, it that all that is, in whatever way or ways it
would call into question the intelligibility of is, depends completely upon God’s causal
a created universe. agency. To say that creation is “out-of-noth-
ing” means that God does not use anything

W hen Thomas Aquinas came to reflect


on what creation means, there was
already a rich tradition of analysis within
at all, other than His own omnipotence, to
cause things to be. Creation, so understood,
does not mean that God changes “nothing”
Christianity. In addition, he benefitted from into “something.” The “nothing,” often
discussions of creation in medieval Judaism discussed in contemporary cosmological
(especially Maimonides) and Islam (espe- theories, from which the universe somehow
cially Avicenna and Averroes). The reception emerges, is not the “nothing” in creation
of Greek philosophy and, in particular, out-of-nothing.
Aristotelian science provided the broad intel- For Thomas, God’s creative act does not
lectual context in which these discussions produce a change in and among things,
occurred. But this common intellectual pat- or, as he often reiterates, creation is not a
rimony brought with it significant difficul- change.3 The natural sciences study change,
ties. Of special note was Aristotle’s insistence and all change requires a prior something

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that changes—just as the ancients thought. for example, animals produce (cause to exist)
As he wrote: “Over and above the mode of offspring, and the causing of the complete
becoming by which something comes to be actuality of whatever is (i.e., God’s act of
through change or motion, there must be a creating), as it is. There is in this analysis a
mode of becoming or origin of things with- profound sense of existence, of what Thomas
out any mutation or motion, through the calls esse.
influx of being.”4 Or, as Thomas says in the In speaking of the need for a cause of exis-
Summa theologiae: tence as such, Thomas is working within a
rich Aristotelian understanding of cause, and
Creation is not change, except accord- especially of agent or efficient cause. Thomas
ing to a mode of understanding [creatio broadens Aristotle’s notion of agent cause to
non est mutatio nisi secundum modum include the cause of being. He thinks that
intelligendi tantum]. For change means being itself needs a cause because there is an
that the same something should be actuality, an act of being, that requires an
different now from what it was previ- explanation. Furthermore, he thinks that
ously. . . . But in creation, by which the cause and effect refer to an extramental rela-
whole substance of a thing is produced, tionship of dependency and ought not to be
the same thing can be taken as different seen primarily in epistemological terms (as
now and before only according to our they are often viewed by those who follow
way of understanding, so that a thing in the tradition of David Hume). Cause and
is understood as first not existing at all, effect are features of one and the same act,
and afterwards as existing.5 an act or series of acts that cannot involve an
infinite regress, since they all exist together in
Creation refers to the complete meta- a special unity. Accordingly, Thomas is able
physical dependence of all that is on God as to conclude that there must be an Uncaused
cause and thus its intelligibility is not chal- Cause of the existence of all beings. These are
lenged by the principles of the natural sci- key features of Thomas’s philosophical argu-
ences. They refer only to the changing world, ment for a Creator. Hence, any appreciation
as changing. Creation is not primarily some of Thomas’s analysis requires an engagement
distant event; it is the ongoing, complete with his sense of cause and with his meta-
causing of all that is. Were God not causing physical notion of being (esse) as an actuality
things to be at this very instant, they would (actus essendi).
not exist in any way.
Notice that Thomas distinguishes between
“the mode of becoming by which something
comes to be through change or motion,”
A common objection to Thomas’s
approach to creation is that the natu-
ral sciences are fully competent to explain
some types of which we can call human acts all that needs to be explained about nature
of creating, from the more fundamental sense and human nature and that existence itself
of creation, which he identifies as the “influx is simply a “brute fact” that does not require
of being.” The latter, the influx of being, is any explanation or cause. To know whether
the causing of existence, existence as such. the natural sciences are fully competent
The “as such” is an important phrase. It helps to explain the world, however, requires an
us to recognize the difference between caus- engagement with the broader philosophical
ing something to exist in the ways in which, topic of what the sphere of competence of the

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natural sciences is. Even elementary think- Great, and his colleague at the University of
ing about the scope and limits of the natural Paris, Bonaventure, both of whom thought
sciences requires us to enter philosophical that to be created necessarily means to have a
discourse. To claim that existence itself is a temporal beginning. For them, any claim for
“brute fact” is to make a philosophical claim. the intelligibility of a world created and eter-
It may well be that whether the world is cre- nal (that is, without a temporal beginning) is
ated makes no difference to the practice of absurd. Thomas, however, sees more clearly
scientific investigation, but, in another and than Albert and Bonaventure that creation is
more profound sense, whether the world is not a change and thus does not require the
created makes all the difference in the world. kind of beginning that Albert and Bonaven-
Thomas’s metaphysics of creation offers an ture think necessary.
important insight into the proper autonomy As a Christian, Thomas has a rich theo-
of the natural sciences, since, for Thomas, logical notion of creation that builds upon
God creates things to have their own natures, the philosophical sense. As a matter of faith,
their own sources/causes of characteristic Thomas believes that there is an absolute
behavior, behavior that the natural sciences beginning to the world, that creation is an
study. For Thomas, to be created means to act of the entire Trinity, and that creation
have existence, to have being, from the pri- is a manifestation of divine love. But what
mal source of being, and thus to possess a is important for our reflection is the relative
unity and intelligibility essential for the study autonomy Thomas grants to a philosophi-
of nature. In this sense, for the world to be cal account of creation. Indeed, this allows
created makes the natural sciences possible. him to profit significantly from reflections
Thomas thinks that this philosophical on creation that occur in traditions other
understanding of creation prescinds from than Christianity. He finds, for example, in
any question of the world’s temporality. Avicenna (c. 980–1037) an important intel-
Contrary to many in his own day, and in lectual ally, since Avicenna also thinks that
our day, he thinks that an eternal, created creation can be understood philosophically,
universe is intelligible. Those contemporary even if, for Avicenna, creation is a kind of
cosmological theories that employ a multi- necessary emanation from a primal source of
verse hypothesis or an infinite series of big being.6
bangs do not challenge the fundamental fea- A philosophical understanding of creation
ture of what it means to be created, that is, also allows Thomas to draw comparisons with
the complete dependence upon God as cause ancient Greek thought; indeed, to argue that
of existence. An eternal universe would be on Aristotelian principles one can conclude
no less dependent upon God than a universe that the world is created (remembering that
that has a beginning of time. To be created he means the world has an ultimate cause of
out-of-nothing does not mean that a created its existence).7 Throughout his career Thomas
universe must be temporally finite. affirms what he first wrote in Writings on the
Whether the world is eternal or tem- “Sentences” of Peter Lombard: “not only does
porally finite concerns the kind of world faith hold that there is creation, but reason
God creates, not whether the world is cre- also demonstrates it” (In II Sent., dist. 1, q.
ated. God is the cause of time regardless of 1, a. 2). The demonstration begins with the
whether there is a beginning to time. Here distinction between essence and existence in
Thomas differs from his teacher, Albert the things—between what things are and that

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they are—and concludes to the necessity of change, according as matter is succes-


a reality in which essence and existence are sively made subject to different forms.
identical. To be created, for Thomas, is to But beyond this mode of becoming,
have being by participation: participation, it is necessary, according to the teaching
that is, in the very ground or foundation of of Plato and Aristotle, to posit another
all being.8 and higher one. For since it is necessary
On several occasions, Thomas reflects that the first principle be most simple,
on the history (in the West) of attempts to this must of necessity be said to be not as
understand the origin of things. In a rela- participating in being but as being itself.
tively early work, On Separated Substances, Therefore there must take place a com-
he observes: mon resolution in all such things in the
sense that each of them is resolved by the
For human ability is seen to have pro- intellect into that which is, and its being.
gressed slowly in investigating the origin Therefore, above the mode of coming to
of things. In the beginning men thought be by which something becomes when
that the origin of things consisted only in form comes to matter, we must precon-
an external change, by which I mean an ceive another origin of things according
external origin that takes place accord- as being is bestowed upon the whole uni-
ing to accidental changes. For those verse of things by the first Being that is
who were first to philosophize about the being.9
natures of things held that to become is
nothing other than to be altered, so that This is a difficult passage from Thomas,
the substance of things which they called since he employs many philosophical terms
matter is a completely uncaused first not well-known outside the medieval Scho-
principle. For they were not able by their lastic tradition and perhaps especially alien
intellect to surmount the distinction to audiences in, for example, China. Here
between substance and accident. Oth- Thomas offers us a kind of template that
ers, proceeding a little further, likewise we can use to map different explanations of
investigated the origin of the substances origins. It is a template that need not refer to
themselves, asserting that certain sub- a mere chronological account, but could be
stances had a cause of their being. But descriptive of various positions that continue
because they were not able by their minds to be affirmed. Those whom Thomas iden-
to see anything beyond bodies, they did tifies in the first paragraph as pre-Socratic
indeed reduce substances to certain prin- materialists are well represented by many
ciples but corporeal principles, and they twenty-first-century cosmologists and all
posited that other substances come to be those who share an exclusively materialist
through the combining of certain bodies, view of reality.
as though the origin of things consisted The Creator, for Thomas, transcends the
solely in combining and separating. created order, but not in the sense simply
Later philosophers proceeded by of being “other” than or “beyond” what is
reducing sensible substances into their created. Transcendence in this context is
essential parts, which are matter and not to be contrasted with immanence such
form. Thus they made the “becoming” that one necessarily excludes the other.
of physical things to consist in a certain We may begin to think of transcendence

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as contrasted with immanence, but as we That Thomas is able to embrace features


reflect more on the radical otherness of the of Greek philosophy, drawn from diverse
Creator, we come to recognize that the Cre- sources (from Neoplatonism to Aristotelian-
ator differs from creatures in a way different ism), shows that he considers it possible to
from the ways in which creatures differ from cross cultures and centuries when examining
one another, and in a way different from the fundamental questions such as the origin of
difference between all the created order and things. Just as Thomas sought insights about
nothingness. The Creator’s transcendence is the origin of the universe—and about many
such that he can be the abiding cause of all other areas of knowledge—in ancient Greek
that is created, more immanent, in fact, to thought, he would have surely recognized,
creatures than they are to themselves. The or at least searched for, connections with the
Creator is not the highest being in a hier- rich intellectual traditions of China.
archy of beings. The Creator is not a thing However much human thinking is
among things, not a cause among causes, imbedded in particular times, places, and
however true it is to say that the Creator is cultures and expressed in diverse languages,
the Uncaused Cause. and however much these characteristics need
to be taken into account in understanding

T homas was able to examine the history


of philosophical discourse on the “ori-
gin of things” and consider that discourse
what is being thought, Thomas is convinced
that rational inquiry is able to rise above
these particularities. That we need to be
in the context of his own understanding of very careful in drawing comparisons across
creation precisely because he had a philo- cultures, religious traditions, languages, and
sophical understanding of creation—an historical epochs does not mean that the task
understanding not necessarily connected to is, in principle, impossible. The difficulties as
any particular religious tradition, an under- well as the promise of such comparisons were
standing that, in principle, is open to reason evident in the exchange between Jesuits and
alone. Although the Christian theological Chinese scholars in the sixteenth and seven-
sense of creation depends on revelation and, teenth centuries.
for a Christian, is grasped fully only in the More recent scholarship seeking to com-
context of faith, the theological sense incor- pare Chinese philosophical traditions with
porates the philosophical. The crucial fea- traditional notions of creation expressed
tures of God’s creative act—that it is out-of- in Western thought have emphasized the
nothing, is a free act of the Creator, and that importance of Taoism as well as the thought
the Creator is the transcendent source of all of the Neo-Confucian scholar Zhu Xi
that is—are, for Thomas, accessible to reason (1130–1200), who lived during the Southern
alone. As I have suggested, not all reflections Song Dynasty (1127–1279). Zhu offered a
on the origin of things have involved these profound reflection on li [理], often referred
crucial features; yet, for those open to Thom- to as the underlying order and reason in/
as’s philosophical analysis, these features are of nature. Sometimes it is associated with
comprehensible even if not yet evident in notions of taiji [太极] (the “great ultimate”),
particular explanations of origins. tian [天] (“heaven”), and tao [道] (“way”).
It is true that Thomas’s analysis of cre- Lixue (“learning of li”) may well prove to
ation occurs in the Latin Middle Ages and is be a good place to find connections with
certainly influenced by his Christian faith.10 the notion of creation, since there is a

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suggestion that all reality issues forth from path for further comparative philosophical
a primal source. It seems that the views reflection.
set forth by Zhu Xi resemble Neoplatonic We find in Thomas’s discussion of cre-
emanationism. One problem, however, is ation an excellent example of his broader
that too often emanationist views affirm a understanding of the relationship between
fundamental continuity between an undif- faith and reason. It is this broader under-
ferentiated source of being and the existence standing that allows Thomas to engage with
of all features of the world. As I have already those who do not share his faith. Creation is
indicated, the Creator for Thomas is not at a particularly good venue for such dialogue
the summit of a hierarchy of being but rather since, as I suggested at the beginning, reflec-
is the transcendent source of all existence. tion about the origin of things is a constant
There is also a lively debate concern- concern for human cultures, even though,
ing whether the Chinese language allows as Thomas recognized, not all reflections
for the metaphysical question of being. on origins resulted, or result, in an adequate
The claim is that the Chinese word you grasp of creation. The relationship between
[有], often translated as “being” or “exist- creation and what the various sciences and
ing,” really means “to be present” and, if philosophical systems tell us about the world
contrasted with wu [无], often translated as is as crucial a topic for dialogue today as it
“nothing,” only suggests presence or absence. was in the Latin Middle Ages.
Wu does not capture the fundamental sense One of the hallmarks of Thomas’s under-
of “nothing” central to the doctrine of cre- standing of creation is an affirmation of the
ation out-of-nothing. Accordingly, Chinese proper autonomy of causes in nature, includ-
philosophical reflection leads to sophisti- ing the causality exercised by human beings.
cated cosmologies but not to metaphysical For those in China and in the West who mis-
analyses of being or existence as such.11 takenly think that one must choose between
a robust notion of creation (especially the

A great deal of work needs to be done


to find connections with the notions
of transcendence, causing of existence,
constant exercise of divine omnipotence)
and science, Thomas Aquinas offers a potent
antidote. The principles he sets forth for
and, indeed, the “nothing” in creation out- the possibility of informed discourse about
of-nothing, all central to the traditional creation are not limited to Paris in the thir-
doctrine of creation. In mentioning Zhu Xi teenth century. They can be employed in
and Taoism, as well as questions about the China today, and not only in China.
Chinese language, I wish only to suggest a

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1 For an account of some of my experiences speaking on this subject in China, see “Thomas Aquinas in China,” on Public Dis-
course: http://www.thepublicdiscourse.com/2014/12/14165/.
2 See Gerhard May, Creatio Ex Nihilo: The Doctrine of “Creation out of Nothing” in Early Christian Thought, trans. A. S. Worrall
(Edinburgh: T. and T. Clark, 1994).
3 It is true that God is the cause of the changes that occur in the world, in the sense that changes do exist and God is the cause
of all that is. There would be no change without God’s causing it, but, in causing things (including the reality of change) to be,
God’s action itself is not, properly speaking, a change.
4 The sentences prior to this quotation set the context for the conclusion: “In every order of causes, a universal cause must exist
prior to the particular cause, since particular causes act only in the power of universal causes. Now it is clear that every cause
that makes something through motion is a particular cause, since it has a particular effect. For every motion is from this deter-
minate point to that determinate point, and every change is the terminus of some motion.” Thomas Aquinas, On Separated
Substances, c. 9, 49.
5 Thomas Aquinas, Summa theologiae I, q. 45, a. 2, ad 2.
6 Although Thomas finds much to accept in Avicenna’s metaphysics, he rejects any kind of necessary emanationist scheme for
creation since, among other things, it would deny that the Creator’s act is free.
7 Indeed, on several occasions Thomas attributes to Aristotle himself a philosophical understanding that the world is created.
8 It is not my purpose here to provide in detail—and to defend—Thomas’s metaphysical argument that he thinks demonstrates
that there is a Creator of all that is. I simply wish to note Thomas’s claim and give an account of what it entails.
9 On Separated Substances, c. 9, 48 (see also De potentia Dei 3; Summa contra gentiles 2, c. 37; Summa theologiae I, q. 44, a. 2;
Physics VIII, lectio 2].
10 There are some authors, like Étienne Gilson, who think that the doctrine of creation, even as set forth by Thomas Aquinas, is
a feature of “Christian philosophy,” having its source in the biblical revelation of God as “I am Who I am.” Albert the Great
and Bonaventure thought that creation is only a theological notion. See Steven E. Baldner and William E. Carroll, Aquinas on
Creation (Toronto: PIMS, 1997).
11 David L. Hall, “Culture of Metaphysics,” in Interpreting Neville, eds. J. Harley Chapman and Nancy K. Frankenberry
(Albany, NY: SUNY Press, 1999), 271–7. See also Mary Sim, “The Question of Being, Non-Being, and ‘Creation ex Nihilo’
in Chinese Philosophy,” in The Ultimate Why Question: Why Is There Anything at All Rather Than Nothing Whatsoever, ed. John
F. Wippel (Washington, DC: Catholic University of America Press, 2011), 43–64. For a reading of wu as “ontic nonbeing and
ontological nothingness,” see David Chai, “Meontological Generativity: A Daoist Reading of the Thing,” Philosophy East and
West 64, no. 2 (April 2014): 303–18.

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