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Introduction
Alcoholism is an addictive disorder with multifaceted bio- different genetic make-up remains to be determined.
logical underpinnings (Box 1). Frequent concomitants of Our objective here is to describe a potential continuum
alcoholism are liver disease (steatosis, hepatitis and cirrho- between ARBD, WE and KS with respect to changes in
sis),1 cardiovascular disease2 and malnutrition.3 The neuro- human behavior and brain structure. Note that while this
logical consequences associated with this addictive disorder Review is extensive, it is not intended to be exhaustive.
include hepatic encephalopathy, Wernicke encephalopathy
(WE), Korsakoff syndrome (KS), Marchiafava–Bignami The Wernicke–Korsakoff syndrome
disease (MBD) and central pontine myelinolysis (CPM). WE is an acute, potentially reversible neurological dis
Each of these relatively well-characterized alcohol-related order caused by a deficiency in or severe depletion of thia-
CNS disorders is associated with a unique clinical pre- mine (vitamin B1) that can result from chronic alcoholism,
sentation and a discrete neuropathological and neuro poor nutrition, long-term parenteral feeding, hyperemesis
radiological signature (Figure 1).4 The structural changes gravidarum or bariatric surgery.7,8 Incidence rates of WE in
to the brain and functional consequences that occur with the general population—on the basis of autopsy findings
chronic alcohol consumption in the absence of diagnosable in Western countries—range from 0.1–2.8%, but can be as
neurological concomitants of alcoholism (that is, in cases high as 12.5% in patients with alcoholism.9,10 Such indivi
of uncomplicated alcoholism) are grouped under the term duals are at a high risk of thiamine deficiency because of
Department of ‘alcohol-related brain damage’ (ARBD). the poor diet associated with their lifestyle, and the fact
Psychiatry and
Behavioral Sciences,
Whether ARBD represents one end of a continuum of that chronic alcoholism compromises thiamine absorp-
401 Quarry Road, neurological deficits, with disorders such as KS and MBD tion from the gastrointestinal tract, impairs thiamine
Stanford University,
at the other end,5 or one outcome in a range of discon storage, and may reduce the phosphorylation of thiamine
Stanford, CA 94305,
USA (N. M. Zahr). tinuous, graded deficits occurring with chronic alcohol to its biologically active form, thiamine pyrophosphate
Neuropathology Unit, exposure and, for example, aging 6 remains unclear. In (TPP; Figure 2).11–15
Discipline of Pathology,
Blackburn Building, addition, whether people with certain genotypes (for Guidelines for the diagnosis, treatment and prevention
D06, Western Avenue, example, individuals who are genetically susceptible to of WE have been released by the European Federation of
The University of
Sydney, NSW 2006,
malnutrition or liver compromise) are at a greater risk of Neurological Societies (EFNS), and are based on three
Australia particular neurological conditions and, consequently, are decades of research into this condition (Box 2).16 If WE
(K. L. Kaufman, more likely to express specific alcoholism-related neuro is recognized, treatment with thiamine can result in rapid
C. G. Harper).
psychological compromise than are individuals with a clinical improvement.10 Indeed, the prevalence of WE has
Correspondence to: been reduced in a number of countries (including the US,
C. G. Harper
clive.harper@ Competing interests the UK and Australia) that have instituted nationwide
sydney.edu.au The authors declare no competing interests. thiamine supplementation in staple foods such as bread.17
Thalamus
Figure 1 | Brain regions targeted by alcohol-related disease. Figure courtesy of A. Pfefferbaum, SRI International, CA, USA
and E. V. Sullivan, Stanford University, CA, USA.
and was exacerbated by thiamine deficiency, while the and motor deficits seen in patients with uncomplicated
observed impairment in working memory, which was not alcoholism can be accounted for, in part, by the number
specific to KS, may have reflected the effects of chronic of WE signs present.
alcohol consumption on frontocerebellar circuitry.38
In an attempt to explain the cognitive heterogeneity Postmortem pathological features
commonly seen in patients with alcoholism, a recent pro- The neuropathological changes observed in WKS, as des
spective study applied the operational criteria of Caine cribed by Victor and Adams in the early 1970s, include
and colleagues to a group of individuals with uncompli- lesions in periventricular regions around the third and
cated alcoholism, so as to determine whether the pres- fourth ventricles, and atrophy of the mamillary bodies.40
ence of any of the four signs, determined by history or By contrast, traditional clinical pathological methods
current examination, could be used to predict perfor- have only been able to demonstrate mild cerebral atrophy
mance on a battery of neuropsychological tests. Among and lower mean brain weight in cases of uncomplicated
the 56 patients with uncomplicated alcoholism who were alcoholism.41–43 Thus, quantitative studies are required to
assessed, 16% displayed two or more signs, 57% showed characterize the relatively subtle structural abnormalities
only one sign, and 27% met no criteria. In this sample of in the brain that are caused by the direct effects of alcohol
sober, community-dwelling individuals, self-reported (Box 3).
dietary deficiency (n = 29) and cerebellar dysfunction In one quantitative study, brain volume with respect to
(that is, ataxia; n = 20) were frequently described, while intracranial cavity volume was determined and the mean
oculomotor abnormalities (n = 2) and mental impairment pericerebral space was shown to rise from 8.3% of the total
(n = 0) were rarely observed.39 This study revealed a graded intracranial cavity volume in healthy controls to 11.3% in
effect in cognitive and motor performance among patient patients with ARBD and 14.7% in patients with WKS.44
subgroups: individuals with alcoholism who did not meet Stereometric studies have suggested that this reduction
any criteria performed at levels equivalent to healthy in brain volume is largely accounted for by the shrink-
controls, whereas patients with one sign showed mild-to- age of white matter.45–47 Cerebellar white matter volume
moderate neuropsychological deficits, and patients with (especially in the vermis) is reduced 48 and the corpus
two or more signs showed the most severe deficits on each callosum area is significantly thinned in individuals with
neuropsychological domain evaluated. This graded effect alcoholism,49,50 especially those with nutritional deficien-
suggests that the heterogeneity in the severity of cognitive cies,51 compared with healthy controls. This finding may
In vivo MRI features ■■ Patients who die from symptoms suggesting WE should have an autopsy
MRI has shown that patients with KS have an increase in Derived from Galvin, R. et al. (2010).16 Abbreviations: EFNS, European Federation of
cerebrospinal fluid volume and widespread gray matter Neurological Societies; WE, Wernicke encephalopathy.
volume deficits.5,64 Moreover, group analysis has revealed
substantial volume changes in the mamillary bodies of
individuals with KS,65,66 although mamillary body shrink- patients, suggesting that the aging brain is especially sus-
age is not a necessary concomitant of this condition.3,67 ceptible to ARBD.70,73 Structural MRI has also demon-
MRI has also demonstrated volume losses in the orbito strated that individuals with alcoholism have significant
frontal cortices and other hypothalamic nuclei in KS.5 The volume deficits in the corpus callosum74,75 and cerebellar
volume losses that best differentiate KS from uncompli white matter.48,76 In contrast to postmortem findings, MRI
cated alcoholism, however, involve the thalamus.68 In has provided in vivo evidence for volume deficits in the
acute WE, MRI can be used to detect symmetrical, anterior hippocampus of patients with chronic alcohol-
bilateral hyperintense foci (clearly visible on T2-weighted ism.77,78 These deficits are potentially accounted for by a
and fluid-attenuated inversion recovery images) in peri loss of non-neuronal cells; that is, glia. Altogether, use of
aqueductal gray matter, the mamillary bodies, and the MRI to characterize WKS structural brain changes in the
tissue surrounding the third ventricle.5,69 context of the neuropathology of uncomplicated alcohol-
In patients with uncomplicated alcoholism, MRI ism has revealed a graded pattern of volume deficits (from
studies have generally confirmed postmortem studies mild deficits in ARBD to moderate or severe deficits in
by demonstrating that such patients have regional corti- WKS) in the mamillary bodies, hippocampus, thalamus,
cal volume deficits,64,70 especially in the frontal lobes.71,72 cerebellum and pons (Figure 4).5 As brain regions outside
Among individuals with alcoholism, cerebral shrinkage those traditionally associated with thiamine depletion
is more pronounced in older patients than in younger (for example, the frontal cortices, hippocampus and
Mamillary bodies
Visuospatial abilities Upper and lower limb motor control Ocular motor control
Figure 3 | Functions and associated brain regions targeted by alcohol abuse and alcoholism. Figure courtesy of
A. Pfefferbaum, SRI International, CA, USA and E. V. Sullivan, Stanford University, CA, USA.
Box 3 | The New South Wales Tissue Resource Centre presenting signs and neuroradiological profiles in patients
with alcoholism.79
For the past 25 years, the New South Wales Tissue In contrast to postmortem studies, in vivo magnetic
Resource Centre ‘brain bank’155 has provided much of the resonance (MR) modalities constitute safe, noninvasive
postmortem tissue (fresh-frozen and formalin-fixed) used by
methods for longitudinal examination of the condition of
research groups throughout the world to explore the effects
of alcohol on the brain.156–158 The validity of research using
the brain in patients with alcoholism during the natural
brain bank material largely depends on careful clinical course of chronic alcohol consumption, detoxification,
and pathological characterization of each case, precise abstinence or relapse. Such MR studies have demon-
matching to control cases, and appropriate storage. Brain strated that some structural brain changes are reversible
bank tissue has been used for structural and molecular with prolonged abstinence from alcohol.72,80–82 Indeed,
studies and to test hypotheses developed from animal ARBD may have two components, one of which is tran-
models and in vivo studies. To ensure the long-term sient and the other being permanent.83 If brain volume
success of the brain bank, their premortem, ‘in-life’ donor
loss is due to neuronal loss, brain volume recovery will
program carefully details the lifestyle and medical histories
of individuals who have committed to donating their tissue be incomplete with abstinence. For example, some MR
on their death.159,160 An important advantage of this tissue spectroscopy studies have shown that in spite of prolonged
is that it is not restricted to the small sample of patients abstinence, individuals who have chronically consumed
with alcoholism who are in treatment (estimated to be 25% alcohol demonstrate persistent N‑acetylaspartate (a puta-
of the total population of individuals with alcoholism in the tive marker of neuronal integrity) decreases in the frontal
USA), a limitation of in vivo studies, which typically rely on lobes,84–86 the thalamus86 and the cerebellum.86,87 Other
treatment-seeking patients.161
studies, however, have found improvements in the levels
of N‑acetylaspartate and choline—another metabolite
pons) are affected in both uncomplicated alcoholism that may indicate remyelination—with abstinence.88–90
and KS, alcoholism alone or in combination with nutri- Structural repair of myelin could explain the increase in
tional deficiencies may have roles in the mechanisms white matter volume that has been shown to occur after
underlying these brain abnormalities. Indeed, multiple periods of abstinence from alcohol.91–93
subclinical episodes of thiamine deficiency or other nutri- Another advantage of in vivo MR tools is the facility to
tional deficiencies may contribute to the graded nature of conduct behavioral experiments concurrently with imaging,
brain regional volume deficits and to the heterogeneity in so as to determine brain structure–function relationships.
Box 4 | Select pathophysiological mechanisms underlying ARBD In recent years, high-throughput genomic and pro-
teomic approaches have been used extensively to provide
Ethanol-specific effects
clues about the molecular mechanisms underlying ARBD.
■■ Toxic metabolites of ethanol such as acetaldehyde or fatty acid ethyl esters can
Oligonucleotide and complementary DNA microarray
accumulate and lead to adduct formation, which can disorder lipids, interrupt
mitochondrial function, and induce neuronal damage162,163
studies of samples of human frontal cortex from indivi
duals with alcoholism have identified alcohol-responsive
■■ Ethanol increases the generation of reactive oxygen species (such as nitric
genes relating to several broad categories, namely myelina-
oxide and lipid peroxidation products), which can accumulate and cause DNA
damage, inhibition of gene expression, and neuronal death164–167
tion, synaptic structure, mitochondria, signal transduction,
intracellular metabolism, protein trafficking, apoptosis
■■ Ethanol lowers brain-derived neurotrophic factor levels and, hence, may
and transcriptional regulation.124–127 Moreover, samples
impair intracellular signaling pathways involved in cell survival, growth and
of human temporal cortex from patients with alcohol
differentiation, thereby enhancing natural cell death168
ism have exhibited changes in the expression of genes
■■ Removal of ethanol causes brain disinhibition, dysregulation of glutamate encoding proteins related to mitochondria, the ubiqui
release and uptake, and stimulation of NMDA receptors that mediate
tin system or signal transduction.128 Alcohol-responsive
excitotoxicity169
genes expressed in the nucleus accumbens and the ventral
Thiamine deficiency tegmental area are primarily associated with changes in
■■ Thiamine deficiency leads to low levels of thiamine pyrophosphate and, neurotransmission and signal transduction, suggesting
hence, impairment of several biochemical pathways in the brain, including neuroplastic changes that may contribute to changes in
carbohydrate metabolism (for energy production), lipid metabolism (for
reward response. The results of such genomic approaches
production and maintenance of myelin), and amino acid metabolism
(for production of glucose-derived neurotransmitters; for example,
suggest that multiple pathways may be involved in causing
glutamic acid and γ‑aminobutyric acid)10 altered neuronal function and structural changes in ARBD,
although changes in myelin-related genes seem particu-
Liver dysfunction larly important. Indeed, altered expression levels of proteo
■■ A liver directly damaged by the toxic effects of ethanol is unable to remove lipid protein and myelin basic protein, both of which are
neurotoxic substances such as ammonia and manganese from blood;170
involved in stabilization and compaction of the myelin
accumulation of ammonia affects cerebral blood flow, metabolism and
astrocytic function,171,172 while manganese at high levels can affect the sheath,129,130 could explain the structural and functional
dopaminergic system, enhance oxidative stress, and induce neurotoxicity173,174 changes in white matter in patients with alcoholism.131
Protein expression studies have been conducted in
Synergistic effects
various brain regions including the occipital cortex,127
■■ Acetaldehyde protein adduct formation175 or oxidative stress176 may induce
hippocampus132 and cerebellum.133 Again, while such
inflammatory liver damage,177 potentially resulting in a generalized immune
response178 and, consequently, central inflammation110,179,180 and neuronal
studies suggest that several pathways may be associated with
degeneration181 ARBD, relevant protein expression studies in patients
with uncomplicated alcoholism show dysregulation of
■■ Liver dysfunction182 or thiamine deficiency113 can contribute to astrocytic
pathology, which may compromise glutamate homeostasis and enhance
key energy-regulating and metabolic proteins, notably
NMDA-receptor-mediated excitoxicity those involved in thiamine-dependent cascades in pre
frontal gray and white matter,134,135 cerebellar vermis133
Abbreviations: ARBD, alcohol-related brain damage; NMDA, N‑methyl‑d-aspartate. and corpus callosum.136,137 These findings lend weight to
the continuum hypothesis of ARBD, WE and KS.
Review criteria
Conclusions
We have described a potential continuum between ARBD,
Articles were selected on the basis of their contribution WE and KS with respect to changes in human behavior
to the field of alcohol-related brain damage research, and brain structure. The clinical diagnosis of ARBD and
with a particular focus on neuropathological and WE remains difficult; however, an awareness of current
neuroimaging studies in humans. Referenced articles
research findings and a high index of suspicion can aid in
were mostly identified from MEDLINE using access
search engines PubMed and NLM Gateway. Articles were
the detection of these conditions. An intimate relation-
retrieved using keywords such as “alcohol”, “ethanol”, ship seems to exist between alcohol use and thiamine defi-
“alcoholism”, “brain damage”, “white matter loss”, ciency, and we hypothesize that both ARBD and WE may
“atrophy”, “neuropathology”, “Wernicke encephalopathy”, develop as a result of repeated episodes of subclinical thia-
“Korsakoff psychosis”, “Wernicke–Korsakoff sydrome”, mine deficiency.138 Neuroradiological examination (with
“thiamine deficiency”, “pathogenesis”, “neuroimaging”, MRI) is a valuable tool in the diagnosis of acute WE and
“genomics” and “proteomics”. All articles cited were enables in vivo tracking of the progression of brain patho
published in English and most represent peer-reviewed
logy from ARBD to KS. An awareness of the facts pre-
original research articles. This Review aimed to include
the most recent pathological and radiological data; sented herein by clinicians and other health workers could
however, many articles date back to the 1970s and help minimize the overall burden of ARBD. Moreover,
1980s when much of the original neuropathology public education programs should be promoted so that
research was performed. Some review articles were also individuals using alcohol become aware of the associated
cited and their reference lists scrutinized. Related citation risks and gain an understanding that components of the
lists generated by PubMed searches were also a useful structural and functional changes linked to alcohol use are
source of references.
potentially reversible with abstinence.
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