Common Application Form Pltvfequity

Key Information Memorandum
PPFAS Asset Management Private Limited

[Investment Manager to PPFAS Mutual Fund]
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Parag Parikh Long Term Equity Fund

(An Open Ended Equity Scheme)
Riskometer
This product is suitable for investors who are seeking long term capital growth.
Moderate
Investment objective of the scheme ely
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The investment objective of the Scheme is to seek to generate long-term capital growth
from an actively managed portfolio primarily of Equity and Equity Related Securities.
Hig
Low
Scheme shall invest in Indian equities, foreign equities and related instruments and
h
debt securities.
LOW HIGH
Investors should consult their financial advisers if in doubt about whether this
scheme is suitable for them. Investors understand that their principal
will be at moderately high risk.
This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of
the Schemes/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors' rights and services, risk factors, penalties and pending
litigations, etc. investors should, before investment, refer to the Scheme Information Document (SID) and Statement of Additional Information (SAI)
available free of cost at any of the Investor Service Centres or distributors or from the website http://amc.ppfas.com .
The Schemes particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, as
amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved
or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.
Sponsor Company Asset Management Company Trustee Company

Parag Parikh Financial Advisory Services PPFAS Asset Management Private Ltd. PPFAS Trustee Company Private Ltd.
Private Ltd.
Registered & Corporate Office: Registered & Corporate Office: Registered & Corporate Office:
81/82, 8th Floor, Sakhar Bhavan, 81/82, 8th Floor, Sakhar Bhavan, 81/82, 8th Floor, Sakhar Bhavan,
Ramnath Goenka Marg, Ramnath Goenka Marg, Ramnath Goenka Marg,
230, Nariman Point, Mumbai- 400021. 230, Nariman Point, Mumbai- 400021. 230, Nariman Point, Mumbai- 400021.
Scheme Name Parag Parikh Long Term Equity Fund
Investment Objective The investment objective of the Scheme is to seek to generate long-term capital growth from an
actively managed portfolio primarily of equity and Equity Related Securities.
Scheme shall be investing in Indian equities, foreign equities and related instruments and debt
securities.
Buying securities at a discount to intrinsic value will help to create value for investors. Our
investment philosophy is to invest in such value stocks. Long Term refers to an investment
horizon of 5 years and more. In this Scheme Information Document (SID), it is mentioned that the
Scheme is not suitable for investment horizon of less than 5 years. The Scheme will evaluate
different companies based on their long term prospects (5 years and more) rather than just
looking at next quarter or a few quarter’s earnings. Since the objective of the Scheme is to hold
the investments in the companies where the Scheme has invested for the long term, it is
essential that the investors in the Scheme have a similar outlook. It is expected that the core
equity portfolio of the Scheme will have low churn (portfolio turnover). However the actual churn
(portfolio turnover) could be higher depending on circumstances prevailing at respective times.
Asset Allocation Type of Instruments Minimum allocations Maximum allocations Risk Profile
Pattern of the (% of net assets) (% of net assets)
Scheme
Equity and equity 65% 100% Medium to High
related instruments Risk
Debt Securities, 0.00% 35% Low to Medium

Money Market Risk
Securities
Foreign Equity and 0.00% 35% Medium to High

equity related Risk
instruments
Investments in securitised debt, if undertaken, shall not exceed 25% of the net asset of the
scheme.
From time to time, the Scheme may hold cash. The Scheme may take derivatives position (in
equity, currency and fixed income) based on the opportunities available subject to the guidelines
issued by SEBI from time to time and in line with the investment objective of the Scheme. These
may be taken to hedge the portfolio, re-balance the same or to undertake any other strategy as
permitted under SEBI (MF) Regulations from time to time. The cumulative gross exposure through
equity, debt and Derivative positions shall not exceed 100% of the net assets of the Scheme.
The Scheme may use derivatives for trading, hedging and portfolio balancing. Exposure to
derivatives will be limited to 50% of the net asset value of the Scheme at the time of transaction.
Exposure is calculated as a percentage of the notional value to the net assets of the Scheme. The
Scheme will maintain cash or securities to cover exposure to derivatives.
The Scheme may seek investment opportunity in the Foreign Securities (including ADR/ GDR/
foreign equity and equity related instruments), in accordance with guidelines stipulated in this
regard by SEBI and RBI from time to time. Under normal circumstances, exposure to foreign
securities subject to regulatory limits shall not be more than 35% of the Scheme's net assets.
In addition to the instruments stated in the table above, the Scheme may enter into
repos/reverse repos as may be permitted by RBI. From time to time, the Scheme may hold cash.
A part of the net assets may be invested in the Collateralised Borrowing & Lending Obligations
(CBLO) or repo.
Key Information Memorandum • Page 2

In the event that the asset allocation of the scheme should deviate from the ranges as stated in
asset allocation table above, then the portfolio of the scheme will be rebalanced by the fund
manager for the position indicated in the asset allocation table above within a maximum period
of 30 working days from the date of said deviation.
The Scheme may engage in short selling of securities in accordance with the framework relating
to short selling and securities lending and borrowing specified by SEBI. Subject to the SEBI (MF)
Regulations, as applicable from time to time, the Scheme seek may engage in Stock Lending.
Stock Lending means the lending of stock to another person or entity for a fixed period of time, at
a negotiated compensation in order to enhance returns of the portfolio. The securities lent will be
returned by the borrower on the expiry of the stipulated period. The Scheme will ensure
compliance with SEBI (Mutual Funds) Regulations and with Securities Lending Scheme, 1997, SEBI
Circular No MFD/CIR/01/047/99 dated February 10, 1999, SEBI Circular no. SEBI/IMD/Cir NO
14/187175/2009 187175 dated December 15, 2009 and framework for short selling and
borrowing and lending of securities notified by SEBI vide Circular No MRD/DoP/SE/Dep/Cir-
14/2007 dated December 20, 2007 as may be amended from time to time.
The maximum exposure of the Scheme to a single intermediary in the stock lending programme
at any point of time would be limited to 5% of the market value of its equity portfolio or upto such
limits as may be specified by SEBI. The Scheme will not lend more than 20% of its corpus and limit
this programme to 5% for single issuer.
The Scheme will pay reasonable administrative and custodial fees in connection with the
lending of Securities. The Scheme will be exposed to the risk of loss should a borrower default on
its obligation to return the borrowed Securities. The Scheme will not lend more than what is
permitted under applicable SEBI (Mutual Funds) Regulations. For detailed understanding on
Securities lending by the Scheme, Investors are requested to refer to the SAI.
The Mutual Fund may not be able to sell such lent out securities and this can lead to temporary
illiquidity.
Pending deployment of funds of the Scheme in securities in terms of the investment objective of
the Scheme the AMC may park the funds of the Scheme in short term deposits of scheduled
commercial banks, subject to the guidelines issued by SEBI vide its circular dated April 16, 2007,
as amended from time to time.
These limits will be reviewed by the AMC from time to time based on views on the equity markets
and asset liability management needs. However, at all times the portfolio of the Scheme will
adhere to the overall investment objective of the Scheme.
Investors should note that companies or sectors which are very capital intensive, which have low
returns on capital ratios and/ or which have very volatile business prospectus may not be
considered for investment at all. Performance of the Scheme will defer to the extent these
companies/ sectors are represented in the Benchmark indices.
For more information, please refer to point 1, “Where the scheme will invest” on Page 26
of SID.
Risk Profile of the Mutual Fund Units involve investment risks including the possible loss of principal. Please read
Scheme the SID carefully for details on risk factors before investment.
Standard Risk Factors of this Scheme are stated below:
1. Investment in Mutual Fund Units involves investment risks such as trading volumes, settlement
risk, liquidity risk, default risk including the possible loss of principal.

2. As the price / value / interest rates of the securities in which the Scheme invests fluctuates, the
value of your investment in the Scheme may go up or down depending on the various factors
and forces affecting the capital markets and money markets as with any investment in stocks,
shares and securities..
3. The present Scheme is the first scheme being launched under this management.
4. Past performance of the Sponsors and their affiliates / AMC / Mutual Fund does not guarantee
future performance of the Scheme of the Mutual Fund.
5. Parag Parikh Long Term Equity Fund is only the name of the Scheme and the name of the
Scheme does not in any manner indicate either the quality of the Scheme or its future
prospects and returns.
6. The Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme
beyond the initial contribution of Rs. 1 lakh made by them towards setting up the Fund.
7. The present Scheme is not guaranteed or assured return scheme.
For Scheme specific risk factors, investors are advised to refer to Page 8 of SID.
Investment Strategy Scheme shall be investing in Indian equities, foreign equities and related instruments and debt
securities.
Buying securities at a discount to intrinsic value will help to create value for investors. Our
investment philosophy is to invest in such value stocks.
Long Term refers to an investment horizon of 5 years and more. In this Scheme Information
Document (SID) it is mentioned that the Scheme is not suitable for investment horizon of less than
5 years. The Scheme will evaluate different companies based on their long term prospects (5
years and more) rather than just looking at next quarter or a few quarter’s earnings. Since the
objective of the Scheme is to hold the investments in the companies where the Scheme has
invested for the long term, it is essential that the investors in the Scheme have a similar outlook. It
is expected that the core equity portfolio of the Scheme will have low churn (portfolio turnover).
However the actual churn (portfolio turnover) could be higher depending on circumstances
prevailing at respective times.
Investment approach of the Scheme is governed by following guiding principles:
1. Focus on the long term

2. Investments confer proportionate ownership
3. Maintain a margin of safety
4. Maintain a balanced outlook on the market
5. Disciplined approach to selling.
We advise investors to refer to Scheme Information Document (SID) for detailed information on
'Investment Strategy' and ‘Asset Allocation’ of the Scheme.
Plans and Options SEBI vide its circular, CIR/IMD/DF/21/2012 dated 13th September 2012 directed the following;
Mutual Funds/ AMCs shall provide a separate plan for direct investments, i.e., investments not
routed through a distributor, in existing as well as new schemes.
Accordingly PPFAS Mutual Fund is offering following two plans to its investors.
Plans offered by the scheme:

1. Direct Plan (i.e., investments not routed through a distributor)
2. Regular Plan
For both the above plans, scheme offers only “Growth option”.

Treatment of applications Investors subscribing for units under Direct Plan of a Scheme should indicate
under "Direct/Regular" 'Direct Plan' against the scheme name in the application form. Investors should
Plan also mention 'Direct' in the ARN column of the application form. The table
showing various scenarios for treatment of application under 'Direct Plan' or
'Regular Plan' is as follows:
Scenario Broker Code mentioned Plan mentioned by the Default Plan to be

by the investor investor captured
1 Not mentioned Not mentioned Direct Plan

2 Not mentioned Direct Direct Plan
3 Not mentioned Regular Direct Plan
4 Mentioned Direct Direct Plan
5 Direct Not Mentioned Direct Plan
6 Direct Regular Direct Plan
7 Mentioned Regular Regular Plan
8 Mentioned Not Mentioned Regular Plan
In cases of wrong/ invalid/ incomplete ARN codes mentioned on the application

form, the application shall be processed under Regular Plan. The AMC shall
contact and obtain the correct ARN code within 30 calendar days of the receipt of
the application form from the investor/ distributor. In case, the correct code is not
received within 30 calendar days, the AMC shall reprocess the transaction under
Direct Plan from the date of application without any exit load.

Growth Option
As the Scheme offers only “Growth Option”, no dividends will be declared under this option and
under normal circumstances. The income earned under this option will get accumulated as
capital accretion and will continue to remain invested in the Scheme and will be reflected in the
NAV of the Units held under this option.
But Trustees reserve the right to offer dividend to the investors under this option which in the
opinion of the Trustees is in the best interest of the unit-holders.
The AMC, in consultation with the Trustees reserve the right to discontinue/ add more options /
facilities at a later date subject to complying with the prevailing SEBI guidelines and Regulations.
Applicable NAV The Mutual Fund shall declare the Net Asset Value of the Scheme on every business day on
AMFI‘s website www.amfiindia.com by 9:00 p.m. NAV would also be available on the website of
PPFAS Mutual Fund http://amc.ppfas.com.
The first NAV of the Scheme will be calculated and disclosed within a period of 5 business days
from the date of allotment. Subsequently, the NAVs will be calculated and released to the press
for publication on all Business Days. The NAV of the Scheme shall be published in at least in two
daily newspapers on all Business Days in accordance with the SEBI Regulations (alongwith sale
and repurchase prices).
Due to any reason, if the NAVs of the Scheme are not available before the commencement of
Business Hours on the following day, the Mutual Fund shall issue a press release giving reasons
and explaining when the Mutual Fund would be able to publish the NAV.
SEBI circular, CIR/IMD/DF/21/2012 dated 13th September 2012 states that Mutual Fund shall
declare separate NAV for Direct and Regular Plan.
Accordingly Direct and Regular Plan shall have different NAV. The difference in NAV will be the
commission paid to distributor/s.
NAV will be declared with 4 decimal points.
Minimum Application New Purchase: Rs. 1,000 and in multiple of Re. 1 thereafter.
Amount/ Number of Additional Purchase: Rs. 1,000 and in multiple of Re. 1 thereafter.
Units In case of monthly SIP , Rs. 1,000 and in multiple of Re. 1 thereafter.
In case of quarterly SIP Rs. 3,000 and in multiple of Re. 1 thereafter.
Other Facilities Scheme is offering following facilities:

1. Option to hold units in Demat Form
2. Scheme also offers SIP and SWP plans.
For more details on facilities offered, please refer to SID.
Despatch of For redeeming units of the scheme, an investor would need to submit a duly filled in redemption
Repurchase application at any ISC/Official Point of Acceptance.
(redemption) Request
Under normal circumstances, the redemption or repurchase proceeds shall be dispatched to
the unitholders within 10 working days from the date of redemption or repurchase . The AMC
shall be liable to pay interest to the unitholders at such rate as may be specified by SEBI for the
period of such delay (presently @ 15% per annum). However, the AMC will not be liable to pay
any interest or compensation or any amount otherwise, in case the AMC / Trustee is required to
obtain from the investor / unitholders, verification of identity or such other details relating to
subscription for units under any applicable law or as may be requested by a regulatory body or
any government authority, which may result in delay in processing the application.

Benchmark Index Nifty 500 Index
Dividend Policy As the Scheme offers only “Growth Option” no dividends will be declared under this option and
under normal circumstances. The income earned under this option will get accumulated as
capital accretiona nd will continue to remain invested in the Scheme and will be reflected in the
NAV of the Units held under this option.
But Trustees reserve the right to offer dividend to the investors under this option which in the
opinion oft he Trustees is in the best interest of the unit-holder.
The AMC, in consultation with the Trustee reserves the right to discontinue/ add more op tions /
facilities at a later date subject to complying with the prevailing SEBI guidelines and Regulations.
Name of the Fund Mr. Rajeev Thakkar -(He is managing the scheme since it's inception i.e. May 2013.)
Manager/s
Mr. Raunak Onkar - (Dedicated Fund Manager for overseas investments)
*Mr. RajMehta - (Fund Manager for Debt component of the Scheme)
Name of the Trustee PPFAS Trustee Company Private Limited.

Company
Name of Asset PPFAS Asset Management Private Limited.

Management
Company
*Appointment of Raj Mehta as Debt Fund Manager is effective from January 27, 2016.
Performance Direct Plan Regular Plan Benchmark (NIFTY 500 TRI)
Jan 31, 2017 to Jan 31, 2018 (Last 1 Year) 29.75% 29.01% 33.11%
Jan 30 , 2015 to Jan 31 , 2018 (Last 3 Years) 14.70% 14.07% 11.87%
Since Inception (1710 days) as on 31 st Jan, 2018

th 21.20% 20.57% 18.14%
(CAGR Returns) Inception Date: 28 May, 2013
Note: Past Performance may or may not be sustained in future.

Returns greater than one year are compounded annualised (CAGR).
Since inception returns are calculated on Rs. 10 (allotment price).
0.35
0.3
0.25
0.2 Direct Plan

Regular Plan
0.15
Benchmark (NIFTY 500 TRI)
0.1
0.05
0
Since Inception 2015-2018 2017-2018
(CAGR Returns)
Absolute return for the last financial year 1,3 and CAGR Return Since Inception (%)

Investors will incur following expenses for investing in the Scheme.
Expenses of the (i) Load Structure:
Scheme (a) Entry Load: Nil
(Upfront commission shall be paid directly by the investor to the ARN holder (i.e. AMFI
registered distributor) based on the investors' assessment of various factors including the
service rendered by ARN holder to the investor).
(b) Exit Load:
2 .00 % if the investment is redeemed on or before 365 days from the
date of allotment of units
Ÿ1 .00 % if the investment is redeemed after 365 days but on or before 7 30 days from
date of allotment of units.
ŸNo Exit Load will be charged if investment is redeemed after 730 days from the date of
allotment of units.
No exit load will be charged, in case of switch transactions between Regular Plan and
Direct Plan of the Scheme for existing as well as prospective investors.
(ii) Recurring Expenses:
Expense Head Regular Plan Direct Plan
% of daily Net % of daily Net

Assets Assests
Investment Management and Advisory Fees
Trustee fee
Audit fees
Custodian fees
RTA Fees
Marketing & Selling expense incl. agent commission
Cost related to investor communications
Cost of fund transfer from location to location
Cost of providing account statements and dividend Upto 2.50% Upto 2.00%
redemption cheques and warrants
Costs of statutory Advertisements
Cost towards investor education & awareness (at

least 2 bps)
Brokerage & transaction cost over and above 12 bps

and 5 bps for cash and derivative market trades resp.
Service tax on expenses other than investment and

advisory fees
Service tax on brokerage and transaction cost
Other Expenses
Maximum total expense ratio (TER) permissible under Upto 2.50% Upto 2.00%
Regulation 52 (6) (c) (i) and (6) (a)
Additional expenses under regulation 52 (6A) (c) Upto 0.20% Upto 0.20%
Additional expenses for gross new inflows from Upto 0.30% Upto 0.30%
specified cities

Note: Expense structure for Direct Plan will be lower than the regular plan.
Commission or distribution expenses will not be charged in case of direct plan. The Total
Expense Ratio (TER) of Direct Plan will be lower by 20% in relation to Regular Plan.
The purpose of the above table is to assist the Investor in understanding the various costs and
expenses that an Investor in the Scheme will bear directly or indirectly.
These estimates have been made in good faith as per the information available to the
Investment Manager and are subject to change inter-se. The expenses under any head may be
more or less than as specified in the table above, but the total recurring expenses that can be
charged to the Scheme will be subject to limits prescribed from time to time under the SEBI
(Mutual Fund) Regulations.
Please refer t o Page 85 to 88 of SID to know detailed information on 'Recurring Expenses'.
(iii) Transaction Charges:

Transaction charges shall be deducted for Applications for purchase/ subscription received
through distributor/ agent as under:
Investor Type Investor Type
First Time Mutual Transaction charge of Rs. 150/- for subscription of Rs. 10,000 and
Fund Investor above will be deducted from the subscription amount and paid to the
distributor/agent of the first time investor. The balance of the
subscription amount shall be invested.
Investor other than Transaction charge of Rs. 100/- per subscription of Rs. 10,000 and
First Time Mutual above Mutual Fund will be deducted from the subscription amount and
Fund Investor paid to the distributor/ agent of the investor. The balance of the
subscription amount shall be invested.
However, transaction charges in case of investments through SIP shall be deducted only if the
total commitment (i.e. amount per SIP installment x No. of installments) amounts to Rs. 10,000/-
or more. The transaction charges shall be deducted in 4 installments.
Identification of investors as "first time" or "existing" will be based on Permanent Account

Number (PAN) at the First/ Sole Applicant/ Guardian level. Hence, Unit holders are urged to
ensure that their PAN / KYC is updated with the Fund. Unit holders may approach any of the
Official Points of Acceptances of the Fund i.e. Investor Service Centres (ISCs) of the Fund/ offices of
our Registrar and Transfer Agent, M/s. Computer Age Management Services Pvt. Ltd in this
regard.
Formore details on scheme expenses and transaction charges, please refer to Page 85
to 88 of “Scheme Information Document (SID)”.
Actual expenses of the scheme (Parag Parikh Long Term Equity Fund) inclusive of service
tax on management fees(as on January 31, 2018).
Direct Plan: 1.65%* Regular Plan: 2.15%*

*Exclusive of GST on management fees & inclusive of additional charge in respect of sales beyond T-15 cities.
Total Expense Ratio (TER) of the Scheme as on 31st January 2018 is 1.73%
Scheme’s portfolio turnover ratio Portfolio Turnover (Incl. Equity Arbitrage) 152.12%
Portfolio Turnover (Excl. Equity Arbitrage) 11.86%

Waiver of Load for Pursuant to SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30, 2009 no entry load
Direct Applications shall be charged for all mutual fund schemes. Therefore, the procedure for waiver of load for
direct applications is no longer applicable.
Tax treatment for the Investors are advised to refer to the Section on ‘Taxation on investing in Mutual Funds’ in the
Investors (Unit-holdrs) ‘Statement of Additional Information’ and to consult their own tax advisors with respect to the
specific amount of tax and other implications arising out of their participation in the Scheme.
Daily Net Asset Value NAV will be declared on all Business Days and will be published in 2 newspapers. The AMC shall
(NAV) publication declare the NAV on every Business Day on AMFl's website www.amfiindia.com by 9:00 pm of
that Business Day and also on its website http://amc.ppfas.com Investors may also contact any
of the Investor Service Centres (ISCs) of PPFAS Mutual Fund.
For Investor Investors may contact any of the Investor Service Centres (ISCs) of the AMC for any queries /
grievances please clarifications at telephone number 91 022 6140 6555, Fax number. 91 022 6140 6590,
contact e-mail: mf@ppfas.com .
Investors can also post their grievances/feedback/suggestions on our website

http://amc.ppfas.com under the section ‘Feedback or Queries’ appearing under ‘Contact
Us’. The Office of the AMC will follow up with the respective ISCs to ensure timely
redressal and prompt investor services. Mr. Aalok Mehta, Head – Investor Relations can be
contacted at 81/82, 8th Flr, Sakhar Bhavan, Ramnath Goenka Marg, 230, Nariman Point,
Mumbai - 400 021 at telephone number 91 022 6140 6516. His e-mail contact is:
aalok@ppfas.com.
Registrar and Transfer Agent for PPFAS Aalok Mehta, Investor Relations Officer.
Mutual Fund: PPFAS Asset Management Private Limited.
Computer Age Management Services Private
Limited. 81/82, 8th Flr, Sakhar Bhavan,
Ramnath Goenka Marg,
New No.10 / Old No.178 M G R Salai 230, Nariman Point,
Kodambakkam High Road, Opp Palm Grove Mumbai- 400021.
Hotel, Chennai -600034. Tamil Nadu Tel: 6140 6555, fax: 6140 6590
SEBI Registration No. email:aalok@ppfas.com

INR000002813. website: http://amc.ppfas.com
Tel: +91 44 3021 2811 / 813

Website: http://www.camsonline.com

Unitholders' Account Statements
information The Account Statements shall be non-transferable.
In case the investor provides the e-mail address, the Fund will provide the Account Statement
only through e-mail message. Should the unit holder experience any difficulty in accessing the
electronically delivered documents, the unit holders shall promptly advise the Mutual Fund to
enable the Mutual Fund to make the delivery through alternate means. It is deemed that the unit
holder is aware of all security risks including possible third party interception of the documents
and contents of the documents becoming known to third parties.
Normally, no unit certificates will be issued. However, if an applicant so desires, the AMC shall
issue the unit certificates to the applicant within 5 business days of the receipt of request for the
certificate.
Consolidated Account Statements

In accordance with SEBI Circular No. Cir/ IMD/ DF/ 16 / 2011 dated September 08, 2011 a
consolidated account statement for each calendar month is issued to the investors in whose
folios transactions has taken place during that month.
Annual Account Statement

The Mutual Fund shall provide the Account Statement to the Unitholders who have not
transacted during the last six months prior to the date of generation of account statements. The
Account Statement shall reflect the latest closing balance and value of the Units prior to the date
of generation of the account statement.
Annual Account of the Scheme

The Scheme wise annual report or an abridged summary thereof shall be mailed (emailed,
where e-mail id is provided unless otherwise required) to all Unit holders not later than four
months (or such other period as may be specified by SEBI from time to time) from the date of
closure of the relevant accounting year (i.e. 31st March each year) and full annual report shall be
available for inspection at the Head Office of the Mutual Fund and a copy shall be made
available to the Unit holders on request on payment of nominal fees, if any. Scheme wise
annual report shall also be displayed on the website of the AMC (http://amc.ppfas.com) and
Association of Mutual Funds in India (www.amfiindia.com).
Half yearly unaudited scheme financials

The Mutual Fund and AMC shall before the expiry of one month from the close of each half year
i.e. 31st March and on 30th September, publish notice of hosting the unaudited financial results
in one national English daily newspaper and in a regional newspaper published in the
language of the region where the Head Office of the Mutual Fund is situated. The unaudited
financial results will also be displayed on the website of the AMC and AMFI.
Monthly Portfolio Disclosure

Mutual fund shall disclose portfolio (along with ISIN) as on the last day of the month for its
scheme(s) on its website (http://amc.ppfas.com) on or before 10th day of succeeding month.
day of succeeding month.
Date: February 22, 2018.

Scheme’s portfolio holdings (top 10 holdings by issuer and fund allocation towards various sectors),
Market/Fair Value.
Name of the Instrument ISIN Industry+ Quantity % of NAV
Rs.in Lakhs.
Alphabet INC US02079K1079 Software 15,093 11,167.29 10.90%

HDFC Bank Ltd INE040A01026 Banks 369,070 7,402.44 7.23%
Bajaj Holdings & Investment Ltd INE118A01012 Finance 240,482 6,753.82 6.59%
Persistent Systems Ltd INE262H01013 Software 705,517 5,558.42 5.43%
Balkrishna Industries Ltd INE787D01026 Auto Ancillaries 458,430 5,234.58 5.11%
Facebook INC US30303M1027 Software 42,580 5,065.95 4.95%
Consumer Non
Zydus Wellness Ltd INE768C01010 386,160 3,853.88 3.76%
Durables
Indraprastha Gas Ltd INE203G01027 Gas 1,205,150 3,671.49 3.59%
Century Textiles Industries Ltd. INE055A01016 Cement 264,000 3,664.98 3.58%
Suzuki Motor Corp (ADR) * US86959X1072 Auto 24,300 3,564.57 3.48%
Industry Allocation
Alphabet INC 10.90%

HDFC Bank Ltd 7.23%
Bajaj Holdings & Investment Ltd 6.59%
Persistent Systems Ltd 5.43%
Balkrishna Industries Ltd 5.11%
Facebook INC 4.95%
Zydus Wellness Ltd 3.76%
Indraprastha Gas Ltd 3.59%
Century Textiles Industries Ltd. 3.58%
Suzuki Motor Corp (ADR) * 3.48%
Monthly Scheme portfolio can be checked here:

http://amc.ppfas.com/schemes/portfolio-disclosure/index.php#axzz4LcnXCiEe
Date: February 22, 2018.

Point 1. Where the Scheme will invest:
The corpus of the Scheme shall be invested in any (but not exclusively) of the following securities:
1. Equity and equity related instruments:

2. Debt securities;
3. Money Market Instruments ;
4. Investment in Securitised Debt;
5. Investment in Mutual Fund Schemes;
6. Applicable Derivatives
7. Foreign Securities (only equity and equity related instruments)
Point 2: Risk factors
Some of the specific risk factors related to the Scheme include, but are not limited to the following:
(i) Risk factors associated with investing in equities and equity related instruments
The value of Scheme’s investments may be affected by factors affecting the Securities markets and price and volume volatility
in the capital markets, interest rates, currency exchange rates, changes in law/policies if the Government, taxation laws and
political, economic or other developments which may have an adverse bearing on individual securities, a specific sector or all
sectors. Consequently, the NAV of the units of the Scheme may be affected.
Equity and equity related instruments/ securities are volatile and prone to price fluctuations on a daily basis. Investments in
equity shares and equity related instruments involve a degree of risk and investors should not invest in the Scheme(s) unless
they can afford to take the risks.
The liquidity of investments made in the Scheme may be restricted by trading volumes and settlement periods. Settlement
periods may be extended significantly by unforeseen circumstances. The inability of the Scheme to make purchases due to
settlement problems could cause the Scheme to miss certain investment opportunities. Similarly, the inability to sell securities
held in the Scheme’s portfolio may result, at times, in potential losses to the Scheme, should there be a subsequent decline in
the value of securities held in the Scheme’s portfolio.
Securities, which are not quoted on the stock exchanges, are inherently illiquid in nature and carry a larger amount of liquidity
risk, in comparison to securities that are listed on the exchanges. Investment in such securities may lead to increase in the
scheme portfolio risk. The liquidity and valuation of the Scheme’s investments due to the holdings of unlisted securities may be
affected if they have to be sold prior to the target date of disinvestment.
While securities that are listed on the stock exchange carry lower liquidity risk, the ability to sell these investments is limited by
the overall trading volume on the stock exchanges and may lead to the Scheme incurring losses till the security is finally sold.
The Liquidity of the scheme is inherently restricted by trading volumes in securities in which it invests.
Investment strategy to be adopted by the Scheme may carry the risk of significant variance between the portfolio allocation of
the Scheme and the Benchmark particularly over a short to medium term period.
Mid Cap and Small Cap Companies are generally less liquid in terms of trading volumes on stock exchanges. Risk to the
scheme may increase in proportion to the investment made in Mid Cap and Small Cap Companies.

(ii) Risk factors associated with investing in Fixed Income Securities and Money Market Instruments
Price-Risk or Interest-Rate Risk :

The Net Asset Value (NAV) of the Scheme, to the extent invested in Debt and Money Market securities, will be affected by
changes in the general level of interest rates. The NAV of the Scheme is expected to increase from a fall in interest rates while it
would be adversely affected by an increase in the level of interest rates. Generally, when interest rates rise, prices of fixed
income securities fall and when interest rates drop, the prices increase. The extent of fall or rise in the prices is a function of the
existing coupon, days to maturity and the increase or decrease in the level of interest rates
The changes in the prevailing rates of interest will likely affect the value of the Scheme's holdings until the next reset date and
thus the value of the Schemes' Units will be affected. The value of securities held by the Scheme generally will vary inversely
with changes in prevailing interest rates. The fund could be exposed to the interest rate risk (i) to the extent of time gap in
resetting of the benchmark rates, and (ii) to the extent the benchmark index fails to capture the interest rate movement.
Money market securities, while fairly liquid, lack a well developed secondary market, which may restrict the selling ability of
the Scheme and may lead to the Scheme incurring losses till the security is finally sold.
Credit Risk:
Investment in Debt Securities is subject to the risk of an issuer's inability to meet interest and principal payments obligations.
Investment is also subject to the risk of market perception of the creditworthiness of the issuer. i.e. even where no default
occurs, the price of a security may go down because the credit rating of an issuer goes down.
Government securities where a fixed return is offered run price-risk like any other fixed income security. Generally, when
interest rates rise, prices of fixed income securities fall and when interest rates drop, the prices increase. The extent of fall or
rise in the prices is a function of the existing coupon, days to maturity and the increase or decrease in the level of interest rates.
The price-risk is not unique to Government Securities. It exists for all fixed income securities. However, Government Securities
are unique in the sense that their credit risk generally remains zero. Therefore, their prices are influenced only by movement in
interest rates in the financial system.
Prepayment Risks:
In the event of prepayments, investors may be exposed to changes in tenor and yield.
Re-investment Risk:
Investments in fixed income securities carry re-investment risk as interest rates prevailing on the coupon payment or maturity
dates may differ from the original interest rates and proceeds may get invested at a lower rate
Spread Risk:
In a floating rate security the coupon is expressed in terms of a spread or mark up over the benchmark rate. However
depending upon the market conditions the spreads may move adversely or favorably leading to fluctuation in NAV.
Different types of fixed income securities in which the Scheme would invest as given in the SID carry different levels and types of
risk. Accordingly, the Scheme risks may increase or decrease depending upon its investment pattern. e.g. corporate bonds
carry a higher level of risk than Government securities. Further even among corporate bonds, bonds, which are AAA rated,
are comparatively less risky than bonds, which are AA rated.
The AMC may, considering the overall level of risk of the portfolio, invest in lower rated / unrated securities offering higher
yields as well as zero coupon securities that offer attractive yields. This may increase the absolute level of risk of the portfolio.
As zero coupon securities do not provide periodic interest payments to the holder of the security, these securities are more
sensitive to changes in interest rates. Therefore, the interest rate risk of zero coupon securities is higher. The AMC may choose
to invest in zero coupon securities that offer attractive yields. This may increase the risk of the portfolio.
Investments in fixed income securities carry re-investment risk as interest rates prevailing on the coupon payment or maturity
dates may differ from the original interest rates.

A borrower may prepay a receivable prior to its due date. This may result in a change in the yield and tenor for the Scheme.
Securities, which are not quoted on the stock exchanges, are inherently illiquid in nature and carry a larger amount of liquidity
risk, in comparison to securities that are listed on the exchanges or offer other exit options to the investor, including a put
option. The AMC may choose to invest in unlisted securities that offer attractive yields. This may increase the risk of the
portfolio.
Scheme’s performance may differ from the benchmark index to the extent of the investments held in the debt segment, as per
the investment pattern indicated under normal circumstances.
Redemption risk:
The Scheme at times may receive large number of redemption requests, leading to an asset-liability mismatch and therefore,
requiring the investment manager to make a distress sale of the securities leading to realignment of the portfolio and
consequently resulting in investment in lower yield instruments.
To the extent the underlying Mutual Fund Scheme invest in Debt / Money Market Instruments, the Scheme shall be affected by
the afore mentioned risk factors. The Net Asset Value (NAV) of the units of the Scheme is likely to get effected on accounts of
such risk factors. Any change in the investment policies or fundamental attributes of any underlying scheme is likely to affect
the performance of the Scheme. Further, the liquidity of the Scheme’s investments may be inherently restricted by the liquidity
of the underlying schemes in which it has invested.
(iii) General Risk factors
Trading volumes, settlement periods and transfer procedures may restrict the liquidity of the investments made by the
Scheme. Different segments of the Indian financial markets have different settlement periods and such periods may be
extended significantly by unforeseen circumstances leading to delays in receipt of proceeds from sale of securities. The NAV
of the Units of the Scheme can go up or down because of various factors that affect the capital markets in general.
As the liquidity of the investments made by the Scheme could, at times, be restricted by trading volumes and
settlement periods, the time taken by the Mutual Fund for redemption of Units may be significant in the event of an inordinately
large number of redemption requests or restructuring of the Scheme. In view of the above, the Trustee has the right, in its
sole discretion, to limit redemptions (including suspending redemptions) under certain circumstances, as described on
Page 60 under "Right to Limit Redemptions" in Section ‘Restrictions, if any, on the right to freely retain or dispose of units being
offered’.
At times, due to the forces and factors affecting the capital market, the Scheme may not be able to invest in securities falling
within its investment objective resulting in holding the monies collected by it in cash or cash equivalent or invest the same in
other permissible securities / investments amounting to substantial reduction in the earning capability of the Scheme.
Performance of the Scheme may be affected by political, social, and economic developments, which may include changes in
government policies, diplomatic conditions, and taxation policies.

(iv) Risk factors associated with investing in Foreign Securities
Subject to necessary approvals and within the investment objectives / asset allocation pattern of the Scheme may invest in
overseas markets which carry risks related to fluctuations in the foreign exchange rates, the nature of the securities market of
the country, repatriation of capital due to exchange controls and political circumstances. It is the AMC’s belief that investment
in foreign securities offers new investment and portfolio diversification opportunities into multimarket and multi-currency
products. Such investment opportunities may be pursued by the AMC provided they are considered appropriate in terms of
the overall investment objectives of the Scheme. Since the Scheme would invest only partially in foreign securities, there may
not be readily available and widely accepted benchmarks to measure performance of the Scheme. However, such
investments also entail additional risks not only limited to the following.
A. Currency Risk
B. Interest Rate Risk
C. Credit Risk
D. Repatriation Risk
(For more information on above risk factors please refer SID).
(v) Risk factors associated with investing in Derivatives.
The AMC, on behalf of the Scheme may use various derivative products, from time to time, in an attempt to protect the value of
the portfolio and enhance Unit holders' interest. Derivative products are specialized instruments that require investment
techniques and risk analysis different from those associated with stocks and bonds. The use of a derivative requires an
understanding not only of the underlying instrument but of the derivative itself. Other risks include, the risk of mis-pricing or
improper valuation and the inability of derivatives to correlate perfectly with underlying assets, rates and indices.
Derivative products are leveraged instruments and can provide disproportionate gains as well as disproportionate losses to
the investor. Execution of such strategies depends upon the ability of the fund manager to identify such opportunities.
Identification and execution of the strategies to be pursued by the fund manager involve uncertainty and decision of fund
manager may not always be profitable. No assurance can be given that the fund manager will be able to identify or execute
such strategies.
The risks associated with the use of derivatives are different from or possibly greater than, the risks associated with investing
directly in securities and other traditional investments.
Derivatives require the maintenance of adequate controls to monitor the transactions entered into, the ability to assess the risk
that a derivative adds to the portfolio and the ability to forecast price or interest rate movements correctly. There is the
possibility that a loss may be sustained by the portfolio as a result of the failure of another party (usually referred to as the
“counter party”) to comply with the terms of the derivatives contract. The Scheme bears a risk that it may not be able to correctly
forecast future market trends or the value of assets, indices or other financial or economic factors in establishing derivative
positions for the Scheme.
Also, the market for derivative instruments is relatively nascent in India and does not have the volumes which may be seen in
other developed markets, which may result in volatility to the values. Besides the price of the underlying asset, the volatility,
tenor and interest rates affect the pricing of derivatives.
Trading in derivatives carry a high degree of risk although they are traded at a relatively small amount of margin which
provides the possibility of great profit or loss in comparison with the principal investment amount. The Scheme may find it
difficult or impossible to execute derivative transactions in certain circumstances.
Other risks in using derivatives include but are not limited to:
A. Credit Risk
B. Market Liquidity risk
C. Model Risk
D. Basis Risk
(For more information on above risk factors please refer SID.)

(vi) Risk factors associated with investing in Securitised Debt
The Risks involved in Securitised Papers described below are the principal ones and does not represent that the risks set out
hereunder is exhaustive.
A. Limited Liquidity & Price Risk

B. Limited Recourse, Delinquency and Credit Risk
C. Risks due to possible prepayments and Charge Offs
D. Risk of Co-mingling
(For more information on above risk factors please refer SID.)
(vii) Risk factors associated with Securities Lending
As with other modes of extensions of credit, there are risks inherent to securities lending, including the risk of failure of the
other party, in this case the approved intermediary, to comply with the terms of the agreement entered into between the
lender of securities i.e. the Scheme and the approved intermediary. Such failure can result in the possible loss of rights to the
collateral put up by the borrower of the securities, the inability of the approved intermediary to return the securities deposited
by the lender and the possible loss of any corporate benefits accruing to the lender from the securities deposited with the
approved intermediary.
(viii) Risk factors associated with processing of transaction through Stock Exchange Mechanism*
The trading mechanism introduced by the stock exchange(s) is configured to accept and process transactions for mutual fund
units in both Physical and Demat Form. The allotment and/or redemption of Units through NSE and/or BSE or any other
recognised stock exchange(s), on any Business Day will depend upon the modalities of processing viz. collection of
application form, order processing/settlement, etc. upon which the Fund has no control. Moreover, transactions conducted
through the stock exchange mechanism shall be governed by the operating guidelines and directives issued by respective
recognized stock exchange(s).
At this moment the Scheme does not offer the facility to transact in the units of the scheme through platform made available by
Stock Exchanges. AMC/ Trustees reserves the right to offer this facility to its unit-holders in future in the best interest of the unit-
holders.
Point 3: Applicable NAV.
Subscriptions / Purchases:
The following cut-off timings shall be observed by the Mutual Fund in respect of purchase of Units of the Scheme, and the
following NAVs shall be applied for such purchase:
Where the application is received upto 3.00 pm with a local cheque or demand draft payable at par at the place where it is
received – closing NAV of the day of receipt of application.
Where the application is received after 3.00 pm with a local cheque or demand draft payable at par at the place where it is
received - closing NAV of the next Business Day; and
Where the application is received with an outstation cheque or demand draft which is not payable on par at the place where it
is received – closing NAV of day on which the cheque or demand draft is credited.
Applications for an amount less than Rs. 2,00,000 (Rs. Two lakh only)
For Purchases including switch-ins:

In respect of valid applications received by 3.00 p.m. by the Fund along with a local cheque or a demand draft payable at par
at the Official Point of Acceptance where the application is received, the closing NAV of the day on which application is
received shall be applicable.

In respect of valid applications received after 3.00 p.m. by the Fund along with a local cheque or a demand draft payable at
par at the Official Point of Acceptance where the application is received, the closing NAV of the following Business Day shall be
applicable.
Applications for amount equal to or greater than Rs. 2,00,000 (Rs. Two lakh only)
For Purchases including switch-ins:

All valid applications received for an amount equal to or more than Rs 2 lakhs will be allotted units based on the NAV of the day
on which the funds are realized up to 3.00 p.m., subject to the application being time stamped not later than 3.00 pm on the
day the funds are available for utilization.
For applications received via post or courier at any of the Official Points of Acceptance, the date and time of receipt of the post
or courier will not be considered for reckoning the application as having been accepted. An application will be considered
accepted only when it is time stamped at the Official Point of Acceptance.
Redemptions including switch-out:
The following cut-off timings shall be observed by the Mutual Fund in respect of Repurchase of Units:
1. where the application received upto 3.00 pm – closing NAV of the day of receipt of application; and
2. an application received after 3.00 pm – closing NAV of the next Business Day.
Investors shall make sure that after deducting bank charges for out station cheque amount available for investment shall not
be less than amount specified for minimum investment as stated in the Scheme Information Document.

Point 4: Scheme Recurring Expenses
These are the fees and expenses for operating the Scheme. These expenses include Investment Management and Advisory
Fee charged by the AMC, Registrar and Transfer Agents' fee, marketing and selling costs etc. as given in the table below:
The AMC has estimated that upto 2.5% of the daily net assets of the Scheme will be charged to the Scheme as expenses.
Please refer to the table below for details. For the actual current expenses being charged, the investor should refer to the
website of the Mutual Fund viz. http://amc.ppfas.com.
Scheme Expense Structure:
Expense Head Regular Plan Direct Plan
% of daily Net % of daily Net Assests

Assets
Investment Management and Advisory Fees
Trustee fee
Audit fees
Custodian fees
RTA Fees
Marketing & Selling expense incl. agent commission
Cost related to investor communications
Cost of fund transfer from location to location

Upto 2.50% Upto 2.00%
Cost of providing account statements and dividend redemption
cheques and warrants
Costs of statutory Advertisements
Cost towards investor education & awareness (at least 2 bps)
Brokerage & transaction cost over and above 12 bps and 5 bps for
cash and derivative market trades resp.
Service tax on expenses other than investment and advisory fees
Service tax on brokerage and transaction cost
Other Expenses
Maximum total expense ratio (TER) permissible under Regulation 52 Upto 2.50% Upto 2.00%
(6) (c) (i) and (6) (a)
Additional expenses under regulation 52 (6A) (c) Upto 0.20% Upto 0.20%
Additional expenses for gross new inflows from specified cities Upto 0.30% Upto 0.30%
Note:
Expense structure for Direct Plan will be lower than the regular plan.
The purpose of the above table is to assist the Investor in understanding the various costs and expenses that an Investor in the
Scheme will bear directly or indirectly.
Commission or distribution expenses will not be charged in case of direct plan. The Total Expense Ratio (TER) of Direct Plan will
be lower by 20% in relation to Regular Plan.

These estimates have been made in good faith as per the information available to the Investment Manager and are subject
to change inter-se. The expenses under any head may be more or less than as specified in the table above, but the total
recurring expenses that can be charged to the Scheme will be subject to limits prescribed from time to time under the SEBI
(Mutual Fund) Regulations.
The AMC shall charge the Mutual Fund with investment and advisory fee as prescribed in the SEBI (MF) Regulations from time
to time. Presently, the SEBI (MF) Regulations permit fees as follows:
The recurring expenses of the Scheme shall be as per the limits prescribed under the SEBI (MF) Regulations. These are as
follows:
Total Recurring Expense as a % of Daily Average Net Assets**
(i) on the first Rs.100 crores of the daily net assets 2.5%;
(ii) on the next Rs.300 crores of the daily net assets 2.25%;
(iii) on the next Rs.300 crores of the daily net assets 2.00%;
(iv) on the balance of the assets 1.75%:
** Minimum of 0.02% shall be allocated annually to investor education and awareness initiatives
It is possible that the AMC may charge the maximum recurring expenses provided above as investment management and
advisory fees. In such case the other recurring expenses will not be charged to the Scheme except for 0.02% on daily net
assets for investor education and awareness initiatives.
Service tax on investment management and advisory fees, to the Scheme will be, in addition to the maximum annual
recurring expenses that may be charged to the Scheme.
In addition to the limits specified above, as permitted under Regulation 52 (6A) of the SEBI Regulations, the following costs or
expenses may be charged to the Scheme:
1. brokerage and transaction costs which are incurred for the purpose of execution of trade and is included in the cost of
investment, not exceeding 0.12% in case of cash market transactions and 0.05% in case of derivatives transactions;
2. expenses not exceeding of 0.30% of daily net assets, if the new inflows from beyond the top 15 cities are at least:
(i) 30 % of gross new inflows in the Scheme, or;

(ii) 15 % of the average assets under management (year to date) of the Scheme,
whichever is higher:
Provided that:
(i) if inflows from such cities is less than the higher of sub-clause (i) or (ii), such expenses on daily net assets of the Scheme shall
be charged on proportionate basis;
(ii) expenses charged under Regulation 52(6A)(b) shall be utilised for distribution expenses incurred for bringing inflows from
such cities;
(iii) the amount incurred as expense on account of inflows from such cities shall be credited back to the Scheme in case the
said inflows are redeemed within a period of one year from the date of investment;
3. Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of Regulation 52 of the
SEBI Regulations shall not exceed 0.20 % of daily net assets of the Scheme.
Subject to the Regulations and the Offer Document, expenses over and above the prescribed ceiling will be borne by the AMC,
Trustees or the Sponsor.
Key Information Memorandum • PPage 20

Transaction Charges
SEBI with the intent to enable investment by people with small saving potential and to increase reach of Mutual Fund products
in urban areas and in smaller towns, wherein the role of the distributor is vital, has allowed AMCs vide its circular No. Cir/IMD/
DF/13/ 2011 dated August 22, 2011 to deduct transaction charges for subscription of Rs. 10,000/- and above. The said
transaction charges will be paid to the distributors of the Mutual Fund products.
In accordance with the said circular, AMC / Mutual Fund will deduct the transaction charges from the subscription amount
and pay to the distributors (who have opted to receive the transaction charges) as shown in the table below. Thereafter, the
balance of the subscription amount shall be invested (distributors’ decision to opt in or opt out of levying transaction charges is
applicable at plan/option/product level).
(I) Transaction charges shall be deducted for Applications for purchase/ subscription received through distributor/
agent as under:
Investor Type Investor Type
First Time Mutual Fund Transaction charge of Rs. 150/- for subscription of Rs. 10,000 and above will be deducted
Investor from the subscription amount and paid to the distributor/agent of the first time investor. The
balance of the subscription amount shall be invested.
Investor other that First Time Transaction charge of Rs. 100/- per subscription of Rs. 10,000 and above Mutual Fund will
Mutual Fund Investor be deducted from the subscription amount and paid to the distributor/ agent of the
investor. The balance of the subscription amount shall be invested.
However, transaction charges in case of investments through SIP shall be deducted only if the total commitment (i.e. amount
per SIP installment x No. of installments) amounts to Rs. 10,000/- or more. The transaction charges shall be deducted in 4
installments.
Identification of investors as "first time" or "existing" will be based on Permanent Account Number (PAN) at the First/ Sole
Applicant/ Guardian level. Hence, Unit holders are urged to ensure that their PAN / KYC is updated with the Fund. Unit holders
may approach any of the Official Points of Acceptances of the Fund i.e. Investor Service Centres (ISCs) of the Fund/ offices of our
Registrar and Transfer Agent, M/s. Computer Age Management Services Pvt. Ltd in this regard.
(ii) It may be noted that Transaction Charges shall not be deducted:
(a) where the distributor of the investor has not opted to receive any Transaction Charges (distributors’ decision to opt in or opt
out of levying transaction charges is applicable at plan/option/product level);
(b) for purchases / subscriptions/ total commitment amount in case of SIP of an amount less than Rs. 10,000/-;
(c) for transactions other than purchases / subscriptions relating to new inflows i.e. through switches, etc.;
(d) for purchases / subscriptions made directly with the Fund (i.e. not through any distributor);
(e)for purchases / subscriptions routed through Stock Exchange(s) as applicable.

Application Forms
1. Common Application Form
2. FATCA/CRS Declaration Form (Individual)
3. FATCA/CRS/UBO Declaration (Non-individual)
4. One Time Mandate/Systematic Investment Plan
5. Bank Account Registration Form
6. Third Party Payment Declaration Form
7. KYC (Know Your Customer) Form
Common Application Form
Investors must read the Key Information Memorandum, the instructions and Product Labeling on cover page before completing this Form.
The Application Form should be completed in English and in BLOCK LETTERS only.
Direct Plan Regular Plan (Refer instruction Q and tick (a) any one)
1. KEY PARTNER/AGENT INFORMATION (Investors applying under Direct Plan must mention “Direct” in ARN column.)
Distributor Name/ARN No. Sub-broker Name/Code EUIN No.
I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only”
transaction without any interaction or advice by the employee/relationship manager/sales person of the above
distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship
manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction. First Holder Second Holder Third Holder
2. Transaction Charges For Applications Through Distributors Only (refer Instruction B)

In case the subscription (lumpsum) amount is Rs. 10,000/- or more and your distributor has opted to receive Transaction Charges, Rs. 150/- (for the first time mutual fund investor) or Rs. 100/-
(for the investor other than first time mutual fund investor) will be deducted from the subscription amount and paid to the distributor. Units will be issued against the balance amount invested.
3. Existing Investor Details (If you have existing folio, please provide Folio No. and proceed to section 4 (Refer instruction C)
Folio No. The details in our records under the folio no. mentioned alongside will apply for this application.
Applicant’s Information (Mandatary, Refer instruction D)
1. Name of Sole / First Applicant
Name of Sole / First Applicant (Mr./Ms./M/s.) (Please write the Name as per Aadhaar card)
Date of Birth (Please write the DOB as per Aadhaar card) Proof of DOB (Mandatory in case the first/sole applicant is minor)
Nationality PAN/ PEKRN# KYC* Proof Attached (Mandatory)
CKYC Number Aadhaar Card Number Proof Attached
2. Name of Guardian (In case Sole/First applicant is minor)
Name of Guardian (Mr./Ms./M/s.) (Please write the Name as per Aadhaar card)
Contact No. Proof of relationship with minor
Relationship with Minor Father Mother Court appointed Legal guardian (Please specify relationship __________________________________)
3. Mailing address and Contact Details of Sole/ First Applicant
Correspondence Address
City Pin code Country

Overseas Address (Mandatory for NRI/FII Applicants)
Country Code STD Code Tel (Off)
ISD Code Tel (Res) Fax
Mobile No. Email ID
4. Other Mandatory Details (Please (a) any one)
Sole/First Applicant Individual (FATCA Declaration is mandatory) Non- Individual (Please attach FATCA, CRS AND UBO Self Certification Form)
Status of Sole/First Applicant [Please (a) any one] Mode of Holding
Resident Individual NRI/NRE NRI/NRO Bank Trust Body Corporate LLP Single
On Behalf of Minor AOP/BOI Company Proprietor Govt. Entity Others Joint
HUF Society Club Partnership QFI/FPI/NPO FIIs (Please Specify) Anyone or Survivor
4a. Occupation Details (Please (a) any one)
Service Private Sector Public Sector Government Student Professional Housewife Retired
Agriculture Proprietorship Business Non Profit Organisation Others (Please Specify)
Parag Parikh Long Term Equity Fund : Common Application Form Page 1 of 6
4b. Gross Annual Income (Please (a) any one)
Below 1 Lac 1-5 Lacs 5-10 Lacs 10-25 Lacs > 25 Lacs - 1 Crore >1 Crore OR
Net-worth (Mandatory for Non-individuals) _______________________________ as on D D M M Y Y Y Y (Not older than 1 year)
5. Declaration on your PEP (Politically Exposed Person) Status (Please (a) any one)
Are you a PEP Are you a relative of PEP Are you a close associate of PEP No, I am not a PEP or relative of a PEP or a close associates of a PEP
Note: A PEP is as an individual who is or has been entrusted with a prominent public function.
Instructions: This declaration is required to ensure compliance with the Financial Action Task Force and PMLA guidelines.
5a. Non-individual Investors involved/providing any of the mentioned services (Please (a) any one)
Foreign Exchange/Money Changer Services Gaming/Gambling/Lottery/Casino Services
Money Lending/Pawning None of these
6. Joint Applicant’s Details
6a. Second Applicant [Please tick (ü)] Resident Individual NRI (Second Applicant is not allowed in case of minor as first/sole applicant.)
Name of Second Applicant (Mr./Ms./M/s.) (Please write the Name as per Aadhaar card)
Occupation Details (Please (a) any one)
Service Private Sector Public Sector Government Student Professional Housewife Retired
Agriculture Proprietorship Business Others (Please Specify)
Gross Annual Income (Please (a) any one)
Declaration on your PEP (Politically Exposed Person) Status (Please (a) any one)
6b. Third Applicant [Please tick (ü)] Resident Individual NRI (Third Applicant is not allowed in case of minor as first/sole applicant.)
Name of Third Applicant (Mr./Ms./M/s.) (Please write the Name as per Aadhaar card)
Nationality PAN/ PEKRN #

KYC* Proof Attached (Mandatory)

Occupation Details (Please (a) any one)
Service Private Sector Public Sector Government Service Student Professional Housewife Retired
Agriculture Proprietorship Business Others (Please Specify)
7. Details of Power of Attorney (POA)
Name of POA (Mr./Ms./M/s.) (Please write the Name as per Aadhaar card)
PAN/ PEKRN# KYC* Proof Attached (Mandatory)
8. Demat Account Details (Optional - Refer Instruction k) (PPIN will not be mailed by CAMS if units held in Demat mode)
DP Name DP Name
NSDL
CDSL
DP ID IN DP ID
Beneficiary Ac No. Beneficiary Ac. No.
* Investor opting to hold units in demat form, may provide a copy of the DP statement enable us to match the demat details as stated in the application form.
9. Bank Details (The name of the Sole/First applicant must be pre printed on the cheque.)
( Mandatory to attach proof, in case the pay-out bank account is different from the bank account mentioned under Section 11 Below.)
Bank Account Details For unit holder opting to hold units in demat form, please ensure that the bank account linked with the demat account is mentioned here.
Account Type SB Current NRO NRE FCNR Others
Account No.
Bank Name
Bank Address
City Pin Code
IFSC Code MICR COde
10.Mode of payment of redemption via direct credit / NEFT / ECS (refer instruction I )
Unitholders will receive redemption proceeds directly into their bank account (as furnished in Section 9) via Direct credit / NEFT / ECS facility
I wish to receive a cheque instead of direct credit into my account.
11. Investment & Payment Details (refer instruction F) Please write Cheque/DD in favour of the “Parag Parikh Long Term Equity Fund”.
Scheme Name Parag Parikh Long Term Equity Fund
Mode of Payment Cheque DD RTGS/NEFT Transfer Letter OTM Others
Account Type SB Current NRO NRE FCNR Others
Cheque/DD No. Date D D M M Y Y Y Y
RTGS/NEFT Ref. No. Date D D M M Y Y Y Y
Gross Amount DD Charges Net Amount
Bank Name
Bank Branch & City
12. E-TRANSACT (refer instruction J )
The Below informationwill

All communications is required foryour
be sent to all applicant(s)/
registered Guardians
Email id/Mobile no. by default. In the absence of Email-ID, physical statement will be sent.
ONLINE ACCESS (this enables you to access your investment portfolio through our (Please tick (a) any one)
website - www.amc.ppfas.com) If YES, we will send you the login ID and password on your registered Email ID**. YES NO
13. Declaration for UBO (Ultimate Beneficial Owner) (Mandatory in case of a Non-individual investor)
Thecase
In Below information
of an is Investor
Individual required for all applicant(s)/ Guardians Name of an UBO
Are you the UBO of this account/ Folio
If you are not UBO for this Account/ Folio, then state the name of UBO
along with separate declaration for UBO.
Note: The beneficial owner means the natural person or persons, who ultimately own, control or influence a client and/or persons on whose behalf a transaction is
being conducted, and includes a person who exercises ultimate effective control over a legal person or arrangement.
Instructions: An investor needs to provide these details to allow PPFAS Mutual Fund to comply with applicable SEBI and PMLA guidelines.
PPFAS
14. Long Term Value
Nomination Fund
(Refer : Common L)
Instruction Application
(MandatoryForm for new folios of individuals where mode of holding is single) (For units in non-demat format)
I/We do not wish to Nominate
SIGN HERE SIGN HERE SIGN HERE

FIRST OR SOLE APPLICANT/GUARDIAN/POA SECOND APPLICANT THIRD APPLICANT
OR I/We wish to Nominate as under
Name and Address of Nominee(s) Date of Birth Name and Address of Guardian Relationship Signature of Nominee/ Percentage
with Nominee Guardian of Nominee
To be furnished in case of the nominee is a minor (Optional)
15. FATCA and CRS Information/Foreign Tax Law (Self Certification) (Required for all applicant(s)/Guardians, Sole Proprieter & POA Holder) (Refer Instruction S)
For Non-Individual investor : You are required to submit separate FATCA/CRS/UBO declaration form.
Sole / First Applicant / Guardians / Proprieter
Name
Gender Male Female Other
Father’s name ( Even married women should mentioned father’s name )
Date of Birth Date of Incorporation Place / City fo Birth
Nationality Country of Birth
Type of address given at KRA Residential or Business Residential Business

Permissible documents are Passport Election ID Card PAN Card Govt. ID Card Driving License UIDAICard NREGA Job Card Others
Is the applicant(s)/Guardian’s Country of Birth/Citizenship/Nationality/Tax Residency other than India? Yes No
If YES, please Provide the following information (Mandatory).

Please indicate all countries in which you are resident for tax purposes and the associated Tax Reference numbers below.
# %
Country of Tax Residency 1 Tax Payer Ref ID. No. 1 Identification Type [TIN or other, please specify]
1
# To also include USA, where the individual is a citizen - green card holder of the USA / % in case Tax identification number is not available, kindly provide its functional equivalent.
Second Applicant
Name


# %
1
Third Applicant
Name


# %
1
POA
Name Gender Male Female Other
#
PAN/ PEKRN Occupation Details Service Business Other specify


# %
1
Instructions
1. ‘If the Name given in the application does not match the name as appearing on the PAN Card/Aadhaar card, authentication, application may be liable to get
rejected or further transactions may be liable to get rejected’.
2. I /We have understood the information requirement of this Form (read along with the FATCA & CRS Instructions) and hereby confirm that the indormation
provided by me/us on this Form is true, correct, and complete. I / We also confirm that I /We have read and understood the FATCA & CRS Terms and
Conditions below and hereby accept the same.
3. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of
States or of Governments, senior politicians, senior government/judicial/military officers, senior executives of state-owned corporations, important political party
officials, etc.
4. Country of Tax Residence and Tax ID number: Tax Regulations require us to collect information about each investor’s tax residency. In certain circumstances
(including if we do not receive a valid self-certification from you) we may be obliged to share information on your account with relevant tax authorities. If you have
any questions about tax residency, please contact your tax advisor. Should any information provided change in the future, please ensure you advise us of the
change. If you are a US citizen or resident, please include United States in this related field along with your US Tax Identification Number.
DECLARATION
I/We am/are not prohibited from accessing capital markets under any order/ruling/judgment etc., of any regulation, including SEBI. I/We confirm that my
application is in compliance with applicable Indian and foreign laws. I / We hereby confirm and declare as under:-
1. For Non-Individual Investors: I/We hereby confirm that the object clause of the constitution document of the entity (viz. MOA / AOA / Trust Deed, etc.), allows us to
apply for investment in this scheme of PPFAS Mutual fund and the application is being made within the limits for the same. I/We are complying with all requirements /
conditions of the entity while applying for the investments and I/We, including the entity, if the case may arise so, hereby agree to indemnify PPFAS AMC / PPFAS
Mutual Fund in case of any dispute regarding the eligibility, validity and authorization of the entity and/or the applicants who have applied on behalf of the entity.
2. For NRIs only: I/We confirm that I am/we are Non Residents of Indian Nationality/Origin and that I/we have remitted funds from abroad through approved banking
channels or from funds in my/our Non-Resident External /Non-Resident Ordinary /FCNR account. (Refer Inst. No. E)
3. Applicable to PEKRN Holders: I, the first / sole holder, also hereby declare that I do not hold a Permanent Account Number and hold only a single PAN Exempt KYC
Reference No. (PEKRN) issued by KYC Registration Authority and that my existing investments together with the current application will not result in aggregate
investments exceeding Rs. 50,000/- in a rolling 12 months period or in a financial year.
4. I have voluntarily subscribed to the on-line access for transacting through the internet facility provided by PPFAS Asset Management Private Ltd. (Investment
Manager of PPFAS Mutual Fund) and confirm of having read, understood and agree to abide the terms and conditions for availing of the internet facility more
particularly mentioned on the website www.amc.ppfas.com and hereby undertake to be bound by the same. I further undertake to discharge the obligations cast
on me and shall not at any time deny or repudiate the on-line transactions effected by me and I shall be solely liable for all the costs and consequences thereof.
5. I / We have read, understood and hereby agree to comply with the terms and conditions of the scheme related documents and apply for allotment of Units of the
Scheme(s) of PPFAS Mutual Fund (‘Fund’) indicated above.
6. I/We am/are eligible Investor(s) as per the scheme related documents and am/are authorised to make this investment as per the Constitutive documents/
authorization(s). The amount invested in the Scheme(s) is through legitimate sources only and is not for the purpose of contravention and/or evasion of any act,
DECLARATION
rules, regulations, notifications or directions issued by any regulatory authority in India.

7. The information given in / with this application form is true and correct and further agree to furnish such other further/additional information as may be required
by the PPFAS Asset Management Private Limited (AMC)/ Fund and undertake to inform the AMC / Fund/Registrars and Transfer Agent (RTA) in writing about any
change in the information furnished from time to time.
8. That in the event, the above information and/or any part of it is/are found to be false/untrue/misleading, I/We will be liable for the consequences arising
therefrom.
9. I/We hereby authorize you to disclose, share, remit in any form/manner/mode the above information and/or any part of it including the changes/updates that
may be provided by me/us to the Mutual Fund, its Sponsor/s, Trustees, Asset Management Company, its employees, agents and third party service providers, SEBI
registered intermediaries for single updation/ submission, any Indian or foreign statutory, regulatory, judicial, quasi- judicial authorities/agencies including but not
limited to Financial Intelligence Unit-India (FIU-IND) etc without any intimation/advice to me/us.
10. I/We will indemnify the Fund, AMC, Trustee, RTA and other intermediaries in case of any dispute regarding the eligibility, validity and authorization of my/our
transactions.
11. The ARN holder (AMFI registered Distributor) has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to
him/them for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.
12. I/We hereby confirm that I/We have not been offered/ communicated any indicative portfolio and/ or any indicative yield by the fund/amc/its distributor for this
investment.
13. Preferred mode of payment Electronic Credit. RTGS IFSC/NEFT code will help us transfer the amount to your bank account quicker, electronically.
In case the bank does not credit my /our bank account with / without assigning any reason thereof, or if the transaction is delayed or not effected at all or credited
into the wrong account for reasons of incomplete or incorrect information, I / We would not hold PPFAS Mutual Fund responsible. Further the Mutual Fund reserves
the right to issue a demand draft / payable at par cheque in case it is not possible to make payment by DC/NEFT/ECS.
14. I/We acknowledge and confirm that the information provided above is true and correct to the best of my/our knowledge and belief. In case any of the above
specified information is found to be false or untrue or misleading or misrepresenting, I/We am/are aware that I/We may liable for it. I/We hereby authorize you
[Fund/AMC/RTA/Other participating entities] to disclose, share, remit in any form, mode or manner, all / any of the information provided by me, including all
changes, updates to such information as and when provided by me to Mutual Fund, its Sponsor, Asset Management Company, trustees, their employees / RTAs
('the Authorized Parties') or any Indian or foreign governmental or statutory or judicial authorities / agencies including but not limited to the Financial Intelligence
Unit-India (FIU-IND), the tax / revenue authorities in India or outside India wherever it is legally required and other investigation agencies without any obligation of
advising me/us of the same. Further, I/We authorize to share the given information to other SEBI Registered Intermediaries /or any regulated intermediaries registered
with SEBI / RBI / IRDA / PFRDA to facilitate single submission / update & for other relevant purposes. I/We also undertake to keep you informed in writing about any
changes / modification to the above information in future and also undertake to provide any other additional information as may be required at your / Fund’s end.
As may be required by domestic or overseas regulators/ tax authorities, I/We authorize Fund/AMC/RTA to withhold and pay out any sums from your account or
close or suspend your account(s) without any obligation of advising me of the same
Riskometer
Investor should note that this scheme is suitable for investors who have investment horizon of minimum 5 years.
Riskometer
This product is suitable for investors who are seeking long term capital growth.
Moderate
ely
Investment objective of the scheme at
er w Hi
gh
Lo
od
M
The investment objective of the Scheme is to seek to generate long-term capital growth from an actively managed portfolio primarily
Hig
of Equity and Equity Related Securities. Scheme shall invest in Indian equities, foreign equities and related instruments and debt Low
h
securities.
LOW HIGH
Investors understand that their principal
Investors should consult their financial advisers if in doubt about whether this scheme is suitable for them. will be at moderately high risk.
DECLARATION
I declare that the information is to the best of my knowledge and belief, accurate and complete.
I agree to notify PPFAS Mutual Fund/PPFAS Asset Management Private Limited immediately in the event the information in the self-certification changes.

FIRST OR SOLE APPLICANT/ GUARDIAN/POA SECOND APPLICANT THIRD APPLICANT
Aadhaar Updation Form
I/We hereby provide my /our consent in accordance with Aadhaar Act, 2016 and regulations made thereunder, for (i) collecting, storing and usage (ii) validating/authenticating and
(ii) updating my/our Aadhaar number(s) in accordance with the Aadhaar Act, 2016 (and regulations made thereunder) and PMLA.
I/We hereby provide my/our consent for sharing/disclosing of my Aadhaar number(s) including demographic information with the asset management companies of
SEBI registered mutual fund and their Registrar and Transfer Agent (RTA) for the purpose of updating the same in my/our folios.

FIRST OR SOLE APPLICANT/ GUARDIAN/POA SECOND APPLICANT THIRD APPLICANT
ACKNOWLEDGMENT SLIP (To be filled in by the Investor)

Application No. ISC Stamp & Signature
PPFAS MUTUAL FUND
Corporate Office : 81/82, 8th Floor, Sakhar Bhavan, Ramnath Goenka Marg, 230, Nariman Point, Mumbai - 400 021.
Received, subject to realisation, verification and conditions, an application for purchase of Units as mentioned in the application form.
From
Cheque No. Dated Amount (Rs) Scheme
Parag Parikh Long Term Equity Fund : Common Application Form 6 of 6

INSTRUCTIONS
A. General Instructions
C. Existing Unitholder information
Ÿ Please read the Key Information Memorandum and the terms of the Scheme
Information Document(s) of the Scheme and Statement of Additional If you have an existing folio, please mention the Folio Number in the “EXISTING
Information carefully before filling the application Form. Investors should INVESTOR DETAILS” and proceed to point 4 in the application form. Please note that the
apprise themselves of the prevailing Load structure on the date of submitting applicable details and mode of holding will be as per the existing folio.
the Application Form. D. Unit holder Information
Ÿ Investors are deemed to have accepted the terms subject to which these offers
Applicant's name and address must be given in full (P. O. Box Address may not be
are being made and bind themselves to the terms upon signing the Application sufficient. Investors residing overseas, please provide your Indian address).
Form and tendering payment.
All communication and payments shall be made to the first applicant or the Karta in
Ÿ New investors wishing to make SIP investment will need to complete and submit
case of HUF.
both the Application Form and the SIP Enrolment Form.
The subscription amounts can be tendered by cheque payable locally at any of the
Ÿ The Application Form is for Resident Investors/NRIs/ FIIs and should be
AMC
completed in ENGLISH and in LETTERS only. Please tick in the
appropriate box for relevant options wherever applicable. offices or CAMS Investor Service Centres (ISC) which are designated Official Points of
Acceptance of Transactions and crossed "A/c Payee only".
Ÿ Please do not overwrite. For any correction / changes (if any) made, the sole / all
applicants are requested to authenticate the same by canceling and re-writing "On behalf of Minor" Accounts Na: me of Guardian must be mentioned if
the correct details and counter-signing the same. investments are being made on behalf of a minor. Date of birth is mandatory in case of
minor. The minor shall be the first and the sole holder in the account (folio). No joint
Ÿ Applications complete in all respects, may be submitted at the designated
holder will be allowed in an account (folio) where minor is the first or sole holder.
Investor Service Centres (ISCs)/ Official points of Acceptance. Guardian in the account (folio) on behalf of the minor should either be a natural
Ÿ The signature should be in English or in any of the Indian languages specified in guardian (i.e. father or mother) or a court appointed legal guardian and the same
the eighth schedule of the Constitution of India. Thumb Impressions must be must be mentioned in the space provided in application form. Copy of document
attested by a magistrate or a notary public or a special executive magistrate evidencing the date of birth of the minor and relationship of the guardian with the
under his/her official seal. Applications by minors should be signed by the minor (whether natural or legal guardian) should mandatorily be provided while
guardians. In case of H.U. F., the Karta should sign on behalf of the H. U. F. opening of the account (folio). Also, nomination shall not be allowed in a folio/account
Ÿ The AMC /Trustee retains the sole and absolute discretion to reject any held on behalf of a minor.
application. It may be noted that the Securities and Exchange Board of India In case of an application under Power of Attorney or by a limited company, body
(SEBI) vide its Notification dated May 31, 2010 read with Circular dated June 24, corporate, registered society, trust or partnership, etc the relevant Power of attorney or
2010 states that with effect from June 01, 2010, the distributors, agents or any the relevant resolution or authority to make the application as the case maybe, or duly
persons employed or engaged or to be employed or engaged in the sale not arised copy thereof, along with the Memorandum and Articles of Association/ Bye
and/or distribution of mutual fund products shall be required to have a valid Laws must be lodged with the application form.
certification from the National Institute of Securities Markets (NISM) by passing
Documentation to be submitted by Corporate Investors/Societies / Trusts /Partnership
the certification examination.
.Firms/ FILL
Ÿ Further, no agents / distributors would be entitled to sell units of mutual funds
unless the intermediary is registered with AMFI. In accordance with SEBI Circular No. CIR/MIRSD/13/2013 dated December 26, 2013.the
additional details viz. Occupation details Gross Annual Income/networth and Politically
Ÿ List of Official Points of Acceptance is available on the website of the Mutual Exposed Person (PEP)*status mentioned under section 4 & 5 which was forming part of
Fund www.amc.ppfas.com. uniform KYC form will now be captured in the application form of the Fund. Also, the detail
Ÿ In case the cheque is returned on account of whatever reasons the applicant
of nature of services viz Foreign Exchange/Gsming/Money lending. etc. (applicable for the
first/sole applicant) is required to be provided as part of client Due Diligence (CCD) Process
would have to fill a new application form and submit the same along with a
of the Fund.
fresh cheque at the nearest Official Point of Acceptance of Transactions. The The said details are mandatory for both Individual and Non Individual Applications.
NAV that would be applicable would be the NAV as at the day of submission of *PEP are defined as individuals who are or have been entrusted with prominent public
the new application form subject to cut-off times of respective schemes. function in the foreign country, e.g. Heads of states or of Government, senior politicians,
Ÿ Applications rejected by AMC/CAMS ISC post time stamping cannot be senior Governmentjustical military officers, senior executive of state owned corporation,
represented. important political party officials, etc.
B. Transaction Charges Details Under FATCA & CRS: The Central Board of Direct Taxes has notified Rules 114F to
Pursuant to SEBI Circular No. Cir/ IMD/ DF/13/ 2011 dated August 22, 2011 the 114H, as part of the income tax Rules, 1962, which require Indian financial institutions to
seek additional personal, tax and beneficial owner information and certain certification
transaction charge per subscription of Rs.10,000/- and above may be charged in
and documentation from all our unit holders, In relevant cases, information will have to be
the following manner, in addition to trail fees charged by the AMC and upfront
reported to tax authorities / appointed agencies. Towards compliance, we may also be
commission, if any: required to provide information to any institutions such as withholding agents for the
Ÿ The existing investors of the mutual fund industry may be charged Rs.100/- as purpose of ensuring appropriate withholding from the folio (s) or any proceeds in relation
transaction charge per subscription of Rs.10,000/- and above; thereto, Should there be any change in any information provided by you, please ensure you
advise us promptly, i.e., within 30 days. Please note that you may receive more than one
Ÿ A first time investor in any mutual fund may be charged Rs.150/- as transaction request for information if you multiple relationships with us or our group entities. Therefore,
charge per subscription of Rs.10,000/- and above. it is important that you respond to our request, even if you believe you have already
There shall be no transaction charge on subscription below Rs. 10,000/- and on supplied any previously requested information. If you have any questions about your tax
residency. Please contact your tax advisor. Further if you are a Citizen or resident or green
transactions other than purchases/subscriptions relating to new inflows.
card holder or tax resient other than India. please include all such countries in the tax
However, the option to charge "transaction charges" is at the discretion of the resident country information field along with your tax Identification Number or any other
distributors. relevant ID / Number. If no TIN is yet available or has not yet been issued, please provide an
explanation and attach this to the form.
In case of investment through Systematic Investment Plan (SIP), transaction
charges shall be deducted only if the total commitment through SIP amounts to Rs. Partnership
Documents Individuals Companies Trusts Sociaties NRIs POA
Firms
10,000/- and above. The transaction charges in such cases shall be deducted in 4
Resolution / Authorisation to
equal installments. invest
List of Authorised Signatories
The aforesaid transaction charge shall be deducted by the Asset Management with Specimen Signature(s)
Memorandum and Articles of
Company from the subscription amount and paid to the distributor, as the case may Association
be and the balance amount shall be invested subject to deduction of service tax. Unit Trust Deed
holder's statement of account will reflect subscription amount, transaction charges Bye-laws
and net investments.
Partnership Deeds
Transaction Charges shall not be deducted if:
Account Debit Certificate in
Ÿ Purchase/Subscription made directly with the fund through any mode (i.e. not case payment is made by
DD from NRE / FCNR A/c
through any distributor/agent). where applicable
Ÿ Purchase/Subscription made through stock Exchange, irrespective of investment PAN/PERN Proof (not required
amount for existing investors)
KYC acknowledgment letter

Copy of cancelled Cheque
Notarised POA
UBO
FATCA AND CRS
The Power of Attorney should necessarily be signed by both the investor and the
constituent Power of Attorney. Where only uncertified photocopies of the documents
are submitted/attached to the application form, the onus for authentication of the Illustration 2: An Application submitted in joint names of A, B & C along with cheque issued
documents so submitted shall be on investors and the PPFAS Mutual Fund will accept from a bank account in name of A. This is a valid application and will not be considered as
and act in good faith on uncertified/not properly authenticated documents Third Party Payment.
submitted/attached with the application form. Submission of such documents by Illustration 3: An Application submitted in joint names of A, B & C alongwith cheque issued
investors shall be full and final proof of the non individual investor’s authority to invest from a bank account in names of B, C & Y. This will be considered as Third Party Payment.
and the PPFAS Mutual Fund shall not be liable under any circumstances for any defects
in the documents so submitted. 2a. As referred to in para G.1 above, following are the exceptional cases where third party
payments will be accepted subject to submission of requisite
Non-Individual investors are required to ensure that the object clause of the documentation/declarations.
constitution document (viz. MOA / AOA / Trust Deed, etc.) permits investment in the
scheme of PPFAS Mutual Fund. PPFAS Mutual Fund shall accept and process the i) Payment by Parents/Grand-Parents/Related Persons* on behalf of a minor in
applications made by these entities in good faith by relying on the undertaking given consideration of natural love and affection or as gift for a value not exceeding Rs.
with respect to the authority, validity and compliance with all relevant 50,000 for each regular purchase or per SIP installment. However this restriction
formalities/conditions etc. in the application for making such investments with PPFAS of Rs 50,000 will not be applicable for payment made by a Guardian whose name
Mutual Fund. Further, PPFAS Mutual Fund/Trustees or any of its affiliates shall not be is registered in the records of Mutual Fund in that folio (i.e. Father/Mother/ Court
liable in case of any dispute arising with respect to eligibility, validity and authorization Appointed Legal Gaurdian).
of the entity and/or the applicants who have applied on behalf of the entity, as ii) Payment by Employer on behalf of employee under Systematic Investment Plans
applicable or as lump sum / one-time subscription, through Payroll deductions.
Ÿ Applicants can specify the mode of holding in the application form as “Single” or iii) Custodian on behalf of an FII or a Client.
“Joint” or “Anyone or Survivor”. In the case of holding specified as “Joint”,
“’Related Person’ means any person investing on behalf of a minor in consideration of
redemption and all other request / transactions would have to be signed by all unit
natural love and affection or as a gift.
holders. However, in cases of holding specified as “Anyone or Survivor”, any one of
the unit holders will have the power to make all necessary requests, without it being 2b. For investments through third party payments, lnvestors must accompany the ‘Third
necessary for all the unit holders to sign. In the event the account has more than Party Payment Declaration Form’ (available at any of our ISCs or on our website
one registered unit holders and the mode of holding is not specified in the http://amc.ppfas.com along with the Application Form for subscription ot units.
application form, the default option for holding would be considered to be “anyone 3 The Mutual Fund shall adopt the following procedures to ascertain whether payments
or survivor”. However, in all cases, the proceeds of all dividend/redemption will be are Third Party Payments and investors are therefore required to comply with the
paid to the first named holder. All communications will also be sent to the first requirements specified hereinbelow.
named holder.
(i) Source of funds-if paid by cheque
Ÿ Investors should clearly indicate their preference of Plan/option on the application
Identification of third party cheques by the AMC/Mutual Fund/ Registrar & Transfer
form. If no plan is selected in the application form, the investment will be deemed to
Agent (R&TA) will be on the basis of matching the name / signature on the investment
be for the default option.
cheque with the name/ signature of the first named applicant available on the
E. Bank Details application or in our records for the said folio. If the name of the bank account holder is
a) Pay - Out Bank Account Details: not pre-printed on the investment cheque or the signature on the said cheque does
not match with that of the first named applicant mentioned on the application /
An investor at the time of purchase of units must provide the details of his / her pay-out
available in our records for the said folio, then the investor should submit any one of
bank account (i.e. account into which redemption proceeds are to be paid) in Section 9
the following documents at the time of investment:
in the Application Form.
(a) a copy# of the bank passbook or a statement of bank account having the name
b). Multiple Bank Account Registration: and address of the account holder and account number;
The AMC/ Mutual Fund provides a facility to the investors to register multiple bank (b) a letter* (in original) from the bank on its letterhead certifying that the investor
accounts (currently upto 5 for Individuals and 10 for Non-Individuals) for receiving maintains an account with the bank, along with information like bank account
redemption proceeds etc. by providing necessary documents. Investors must specify number, bank branch, account type, the MICR code of the branch & IFSC Code (where
any one account as the “Default Bank Account”. The investor, may however, specify available).
any other registered bank account for credit of redemption proceeds at the time of
requesting for the redemption. # Investors should also bring the original documents along with the documents
mentioned in (a) above to the ISCs/Official Points of Acceptance of PPFAS Mutual Fund.
Investors holding units in non-demat form are requested to avail the facility of
registering multiple bank accounts by filling in the ‘Multiple Bank Accounts Registration The copy of such documents will be verified with the original documents to the satisfaction
Form’ available at our Investor Service Centres (ISCs) or on our website of the AMC/ Mutual Fund/R&TA. The original documents will be returned across the
http://amc.ppfas.com. counter to the investor after due verification.
c). Indian Financial System Code (IFSC) * In respect of (b) above, it should be certified by the bank manager with his / her full
signature, name, employee code, bank seal and contact number.
IFSC is a 11 digit number given by some of the banks on the cheques. IFSC will help to
secure transfer of redemption payouts via the various electronic mode of transfers that Investors should note that where the bank account numbers have changed on
are available with the banks. account of the implementation of core banking system at their banks, any related
communication from the bank towards a change in bank account number should
F. Applications through Rupee Drafts / NRE / FCNR accounts accompany the application form for subscription of units. However, for updation of the
In case of FII / NRls / Persons of Indian Origin applying on repatriation basis, payment changed bank details in the folio, the investor should follow the change of bank details
may be made by Cheques drawn out of NRE / FCNR Accounts. In case of Indian Rupee process.
Drafts purchased abroad or payments from FCNR / NRE accounts, a certificate from The Mutual Fund has also provided a facility to the investors to register multiple bank
the Bank issuing the draft confirming the debit and / or foreign inward remittance accounts, as detailed in Instruction No. F b. Investors are requested to avail the facility
certificate (FIRC) issued by investor's banker should also be enclosed. The Mutual Fund of registering multiple bank accounts by filling in the 'Multiple Bank Accounts
reserves the right to hold redemption proceeds in case the requisite details are not Registration Form' available at our Investor Service Centres (ISCs) or on our website
submitted. http://amc.ppfas.com.
Bank details (ii) Source of funds-if funded by pre-funded instruments such as Pay Order,
Investors are requested to mention the bank account details where the Demand Draft, Banker's cheque etc.
redemption cheques should be drawn, since the same is mandatory as per the Investors should attach anyone of the following supporting documents with the
directives issued by SEBI. Applications without this information will be deemed to be purchase application where subscription for units is vide a pre-funded instrument
incomplete and are liable for rejection. The Mutual Fund reserves the right to hold issued by way of debit to his / her bank account: (i) a Certificate (in original) from the
redemption proceeds in case the requisite details are not submitted. Please attach a issuing banker duly certified by the bank manager with his / her full signature, name,
copy of the cancelled cheque. employee code, bank seal and contact number, stating the Account holder's name,
G. Third Party Payments the Bank Account Number which has been debited for issue of the instrument and PAN
as per bank records, if available (ii) a copy of the acknowledgment from the bank,
1. PPFAS Asset Management Private Limited (”PPFAS AMC”) / PPFAS Mutual Fund
wherein the instructions to debit carry the bank account details and name of the
(“Mutual Fund”), shall not accept applications for subscriptions of units
investor as an account holder are available (iii) a copy of the passbook/bank
accompanied with Third Party Payments except in cases as enumerated in para
statement evidencing the debit for issuance of the instrument.
G.2a below.
The account number mentioned in the above supporting documents should be the
“Third Party Payment” means payment made through an instrument issued
same as / one of the registered bank account or the bank details mentioned in the
from a bank account other than that of the first named applicant/ investor
application form.
mentioned in the application form. In case of payment instruments issued from a
joint bank account, the first named applicant/ investor must be one of the joint (iii) Source of funds - if paid by RTGS, Bank Account-to-Account Transfer, NEFT,
holders of the bank account from which the payment instrument is issued. ECS, etc.
Illustrations Investors should attach to the purchase application form, an acknowledged copy of
the instruction to the bank also stating the account number debited. The account
Illustration 1: An Application submitted in joint names of A, B & C alongwith cheque issued
number mentioned on the transfer instruction copy should be a registered bank
from a bank account in names of C, A & B. This is a valid application and will not be
account or the first named applicant/ investor should be one of the account holders to
considered as Third Party Payment.
the bank account debited for such electronic transfer of funds.
(iv) Source of funds - if paid by a pre-funded instrument issued by the Bank linked to the demat accounts. Please ensure to furnish the Bank Account
against Cash The AMC/Mutual Fund /R&TA will not accept any purchase applications details under Section 4.
from investors if accompanied by a pre-funded instrument issued by a bank (such as J. TRANSACT
Pay Order, Demand Draft, Banker's cheque) against cash for investments of Rs. 50,000
or more. The investor should submit a Certificate (in original) obtained from the bank The Service facility includes PPFAS Self Invest.
giving name, bank account number and PAN as per the bank records (if available) of PPFASMF Online
the person who has requested for the payment instrument. The said Certificate should
This facility enables investors to transact online http://amc.ppfas.com using
be duly certified by the bank manager with his / her full signature, name, employee
PPFASMF Online On PPFASMF Online Unitholders can execute transactions online
code, bank seal and contact number. The AMC / Mutual Fund /R&TA will check that the
for purchase*, redemption and also register for Systematic Investment Plan (SIP) /
name mentioned in the Certificate matches with the first named investor.
of units of scheme of PPFAS Mutual Fund and other services as maybe introduced
The account number mentioned in the Certificate should be the same as / one of the by PPFAS Mutual Fund from time to time. Unitholders can also view account
registered bank account or the bank details mentioned in the application form. details and portfolio valuation online, download account statements and request
PPFAS Mutual Fund / PPFAS AMC reserves the right to seek information and / or obtain for documents via email, besides other options.
such other additional documents/information from the investors for identifying Unitholders must possess a Folio Number (KRA validated), valid PAN, Bank
whether it is a third party payment. Account Number registered in the folio and Net banking facility with any of the
H. E-mail Communication select banks to avail the PPFASMF Online facility.
If the investor has provided an email address, the same will be registered in our eAlerts
records. Thus, Allotment confirmations, Consolidated Account Statement/Account This facility enables the Unit holder to receive SMS confirmation for purchase,
Statement, annual report/abridged summary and any statutory / other information as redemption or switch and other alerts.
permitted would be sent by email. These documents shall be sent physically in case
Apart from above mentioned facilities, the facility of ePayouts comprising of
the Unit holder opts/ request for the same.
mode of payment of Redemption Proceeds, via Direct Credit/ NEFT / ECS is
Should the Unit holder experience any difficulty in accessing the electronically covered under e-Services facility.
delivered documents, the Unit holder shall promptly advise the Mutual Fund to enable
K. Dematerialization
the Mutual Fund to make the delivery through alternate means. It is deemed that the
Unit holder is aware of all security risks including possible third party interception of the 1) Investors can hold units in Dematerialized (Demat)/Non-Demat mode. In case
documents and contents of the documents becoming known to third parties. the investor has not provided his / her Demat account details or the details of DP
ID / BO ID provided by the investor is incorrect, or Demat account is not activated
The AMC / Fund reserve the right to send any communication in physical mode.
or not in an active status, the units would be allotted in Non-Demat mode. 2)
I. Mode of Payment of Redemption proceeds via Direct Credit / NEFT / ECS Allotment letters would be sent to investors who are allotted units in Demat mode
• Direct Credit and a Statement of Accounts would be sent to investors who are allotted units in
non-Demat mode. 3) Investors are requested to note that Units held in
The AMC has entered into arrangements with banks to facilitate direct credit of dematerialized form are freely transferable 4) The units will be allotted based on
redemption proceeds (if any) into the bank account of the respective Unit holders the applicable NAV as per the SID and will be credited to investor’s Demat account
maintained with any of these banks. The list of banks is subject to change from on weekly basis upon realization of funds. For e.g. Units will be credited to
time to time. investors Demat account every Monday for realization status received in last
• National Electronic Funds Transfer (NEFT) week from Monday to Friday.
The AMC provides the facility of 'National Electronic Funds Transfer (NEFT)' offered Option to hold Units in dematerialized (demat) form
by Reserve Bank of India (RBI), which aims to provide credit of redemption payouts Investors have the option to hold the units in demat form . Please tick the relevant
directly into the bank account of the Unit holder maintained with the banks option of Yes/No for opting/not opting units in demat form. If no option is
(participating in the NEFT System). Unit holders can check the list of banks exercised, “No” will be the default option. Applicants must ensure that the
participating in the NEFT System from the RBI website i.e. www.rbi.org.in or sequence of names as mentioned in the application form matches with that of the
contact any of our Investor Service Centres. account held with the Depository Participant. If the details mentioned in the
However, in the event of the name of Unit holder's bank not appearing in the 'List application are incomplete/incorrect or not matched with the Depository data,
of Banks participating in NEFT' updated on RBI website www.rbi.org.in, from time the application shall be treated as invalid and shall be liable to be rejected. The
to time, the instructions of the Unit holder for remittance of redemption proceeds application form should mandatorily accompany the latest Client investor
via NEFT System will be discontinued by PPFAS Mutual Fund/ PPFAS Asset master/ Demat account statement.
Management Private Limited without prior notice to the Unit holder and the The investors shall note that for holding the units in demat form, the provisions laid
payouts of redemption proceeds shall be effected by sending the Unit holder(s) a in the Scheme Information Document (SID) of the Scheme and
cheque/demand draft. guidelines/procedural requirements as laid by the Depositories (NSDL/ CDSL)
For more details on NEFT or for frequently asked questions (FAQs) on NEFT, Unit holders are shall be applicable.
advised to visit the RBI website i.e. www.rbi.org.in / PPFAS Mutual Fund website In case the unit holder wishes to convert the units held in non-demat mode to
http://amc.ppfas.com. demat mode or vice versa at a later date, such request along with the necessary
• Electronic Clearing Service (ECS) form should be submitted to their Depository Participant(s).
The Investors will receive their redemption proceeds directly into their bank Units held in demat form will be freely transferable, subject to the applicable
accounts in the following order: regulations and the guidelines as may be amended from time to time.
(i) In case the bank account of an investor is covered under Direct Credit facility then L. Nomination
the payment of redemption proceeds will happen via direct credit payout mode I. Nomination ensures all rights and/or amount(s) payable in respect of the
only. Investors having these bank accounts will not receive payouts via N EFT/ECS. holdings in Scheme of PPFAS Mutual Fund would vest in and be transferred
(ii) In case the bank account of an investor is not covered under Direct Credit facility to the nominee upon death of the Unit holder. The nominee receives the
but covered under NEFT system offered by the RBI then the payment of units only as agent and trustee for the legal heirs or legatees as the case
redemption proceeds shall be effected via NEFT mechanism only. may be. Investors should opt for the nomination facility to avoid hassles and
Each of the above facilities aims to provide direct credit of the redemption proceeds into the inconveniences in case of unforeseen events in future.
bank account (as furnished in point 9 of the Application Form) of the Unit holder and ii. Nomination by a unit holder shall be applicable for investments in the
eliminates the time lag between despatch of the cheque, its receipt by the Unit holders and scheme folio or account.
the need to personally bank the instrument and await subsequent credit to the Unit holders ii. Every new nomination for a folio/account will overwrite the existing
account. Further, the potential risk of loss of instruments in transit through courier/ post is nomination. Nomination will be subject to the provisions of the Scheme
also eliminated. Each of the said facility as a mode of payment, is faster, safer and reliable. Information Document.
In case the bank account as communicated by the Unit holder is with any of the said banks iv. Nomination shall be mandatory for new folios/accounts opened by an
with whom the AMC has entered into arrangements to facilitate such direct credits or with individual especially with sole holding and no new folios/accounts for
any of the banks participating in the NEFT System offered by RBI, the AMC shall Individuals (with sole holding) would be opened without nomination.
automatically extend this facility to the Unit holders. However, investors who do not wish to nominate must sign separately
PPFAS Asset Management Private Limited/PPFAS Mutual Fund shall not be held liable for confirming their non-intention to nominate. In case nomination/non-
any losses/ claims, etc. arising on account of processing the direct credit or credit via NEFT/ intention to nominate is not provided by Individual (with sole holding), the
ECS of redemption proceeds on the basis of Bank Account details as provided by the unit application is liable to be rejected.
holder in the Application Form. v. The nomination can be made only by individuals applying for/ holding units
However, if the Unit holders are not keen on availing of any of the said facilities and prefer on their own behalf singly or jointly. Karta of Hindu undivided family, holder
receiving cheques /demand drafts, Unit holders may indicate their intention in the of Power of Attorney cannot nominate.
Application Form in the space provided specifically. The AMC would then ensure that the vi. Nomination shall not be allowed in a folio held on behalf of a minor. In case a
payouts are effected by sending the Unit holders a cheque /demand draft. In case of folio has joint holders, all joint holders should sign the request for
unforeseen circumstances, the AMC reserves the right to issue a cheque / demand draft. nomination/cancellation of nomination, even if the mode of holding is not
• Mode of Payment for Unit holders holding Units in Demat form "joint".
Investors will receive their maturity proceeds directly into their bank accounts vii. Minor(s) can be nominated and in that event, the name, address and
signature of the guardian of the minor nominees shall be provided by the unitholder. to the investors. The procedure implemented by the AMC and the decisions taken
Nomination can also be in favour of the Central Government, State by the AMC in this regard shall be deemed final.
Government, a local authority, any person designated by virtue of his office or a After completion of KYC compliance, investors need to approach KRA for Change of
religious or charitable trust. Address and not Registrar (CAMS). In respect of KYC compliant Folio, prospective
viii. The Nominee shall not be a trust (other than a religious or charitable trust), Change of Address received along with transaction slip will not be processed by
society, body corporate, partnership firm, karta of Hindu undivided family or a Registrar (CAMS). The AMC reserves the right to reject subscription requests in the
Power of Attorney holder. A non-resident Indian can be a Nominee subject to absence of appropriate compliance with the AML Laws. In line SEBI circular No.
the exchange controls in force, from time to time. MIRSD/Cir-5/2012 dated April 13, 2012 and various other guidelines issued by SEBI
ix. Nomination in respect of the units stands rescinded upon the transfer of units. on the procedural matters for KYC Compliances, the following additional provisions
Transfer of units in favour of Nominees shall be valid discharge by the AMC are applicable effective December 1, 2012:
against the legal heirs. 1) In case of an existing investor who is already KYC Compliant under the erstwhile
x Cancellation of nomination can be made only by those individuals who hold centralized KYC with CAMSKRA or CVL (CVLMF) then there will be no effect on
units on their own behalf singly or jointly and who made the original subsequent Purchase/Additional Purchase (or ongoing SIPs/STPs, etc) in the
nomination. existing folios/accounts which are KYC compliant. Existing Folio holder cannot
xi. On cancellation of the nomination, the nomination shall stand rescinded and open a new folio with PPFAS Mutual Fund with the erstwhile centralized KYC.
the AMC shall not be under any obligation to transfer the units in favour of the 2) In case of an existing investor who is not KYC Compliant as per our records, the
Nominee(s). investor will have to submit the standard KYC Application forms available in the
xii. Nomination can be made for maximum number of three nominees. In case of website www.cvlkra.com along with supporting documents at any of the SEBI
multiple nominees, the percentage of allocation/share in favour of each of the registered intermediaries at the time of purchase / additional purchase/ new
nominees should be indicated against their name and such allocation/share registration of SIP/STP etc. In Person Verification (IPV) will be mandatory at the time
should be in whole numbers without any decimals making a total of 100 of KYC Submission. This uniform KYC submission would a onetime submission of
percent. documentation.
xiii. In the event of the Unitholders not indicating the percentage of allocation/share 3) Investors who have complied with KYC process before December 31, 2011 (KYC
for each of the nominees, PPFAS Mutual Fund/PPFAS Asset Management status with CVL-KRA as “MF - VERIFIED BY CVLMF”) and not invested in the schemes
Private Limited (AMC); by invoking default option shall settle the claim equally of PPFAS Mutual Fund i.e. not opened a folio earlier, and wishes to invest on or after
amongst all the nominees. December 01, 2012, such investors will be required to submit ‘missing/not
xiv. In case of investors opting to hold the Units in demat form, the nomination details available’ KYC information and complete the IPV requirements.
provided by the investor to the depository participant will be applicable. 4) In case of Non Individual investors, complied with KYC process before December
M. Permanent Account Number 31, 2011, KYC needs to be done afresh due to significant and major changes in KYC
As per SEBI Circular No. MRD/DoP/Cir- 05/2007 dated April 27, 2007, it is now requirements.
mandatory that Permanent Account Number (PAN) issued by the Income Tax 5) Further, investors investing under a SIP up to Rs. 50,000 per year i.e. the
Department would be the sole identification number for all participants transacting aggregate of installments in a rolling 12 month period (“Micro SIP”), are also
in the securities market, irrespective of the amount of transaction. Accordingly required to comply with the above mentioned KYC procedure. However, they are
investors will be required to furnish a copy of PAN together with request for fresh exempt from the requirement of providing PAN as a proof of identification.
purchases, additional purchases and Systematic Investment Plan (SIP). Application O. EMPLOYEE UNIQUE IDENTIFICATION NUMBER (EUIN): Pursuant to SEBI guidelines,
Forms without these information and documents will be considered incomplete and investor(s) have the provision in the application form to specify the unique identity
are liable to be rejected without any reference to the investors. The procedure number (“EUIN”) of the employee/relationship manager/sales person (“RM”) of the
implemented by the AMC and the decisions taken by the AMC in this regard shall be distributor interacting with the investor(s) for the sale of mutual fund products, along
deemed final. with the AMFI Registration Number (“ARN”) of the mutual fund distributor. AMFI has
N. Prevention of Money Laundering allotted EUIN to all the RM’s of AMFI registered mutual fund distributors. Investors are
Prevention of Money Laundering Act, the SEBI Circulars on Anti Money Laundering required to specify the valid ARN of the distributor (including sub-broker where
and the Client Identification implementation procedures prescribed by AMFI applicable), and the valid EUIN of the distributor’s/sub-broker’s RM in the application
interalia require the AMC to verify the records of identity and address(es) of form in the place provided for it. This will assist in handling the complaints of mis-selling,
investors. To ensure adherence to these requirements, investors are required to if any, even if the RM on whose advice the transaction was executed leaves the
approach Points of Service (POS) (list of POS available on amfiindia.com) appointed employment of the distributor.
by any of the KYC Registration Agency and submit documents for completion of P. PLEDGE/LIEN
appropriate KYC checks. The details for KYC compliance can also be downloaded In case investor creates pledge / lien on their units in favour of any financial institution or
from AMFI website, www.amfiindia.com or website of the mutual fund, lender, the details of the same shall be provided to PPFAS Mutual Fund or CAMS within
www.amc.ppfas.com. The Mutual Fund website also prescribes the list of two days of creations of such pledge/lien. The redemption proceeds/dividend
documents that can be submitted by investors to the POS to get their KYC checks payment will be on hold till proper details are made available.
completed.
Q. Regular and Direct Plans
It is mandatory for all investors (including joint holders, NRIs, POA holders and
In compliance with SEBI circular no.CIR/IMD/DF/21/2012, PPFAS Mutual Fund provides
guardians in the case of minors) to furnish such documents and information as
”Direct and Regular plan”.
may be required to comply with the Know Your Customers (KYC) policies under the
AML Laws. Applications without such documents and information may be rejected. The Direct Plan is only for investors who purchase /subscribe Units in a Scheme directly
with the Fund and is not available for investors who route their investments through a
In terms of SEBI circulars dated April 27, 2007, April 03, 2008 and June 30, 2008
Distributor. All Plans / Options / Sub-Options offered under the Schemes (“Regular
read with SEBI letter dated June 25, 2007, Permanent Account Number (PAN) would
Plan”) will also be available for subscription under the ''Direct Plan''. Thus, there shall be
be the sole identification number for all participants transacting in the securities
two Plans available for subscription under the Schemes viz., Regular Plan and Direct
market, irrespective of the amount of transaction, except (a) investors residing in
Plan. For details please refer to the table on Scheme options.
the state of Sikkim; (b) Central Government, State Government, and the officials
appointed by the courts e.g. Official liquidator, Court receiver etc. (under the R. Change of Bank Details
category of Government) and (c) investors participating only in micro-pension. SEBI, The request for updation of bank accounts in the folio should be submitted either
in its subsequent letters dated June 19, 2009 and July 24, 2012 has conveyed that through the Multiple Bank Account Registration Form or through “Change/updation in
systematic investment plans (SIP) and lumpsum investments (both put together) Bank Details” in the Transaction Form. Any one of the following documents in Original or
per mutual fund up to Rs.50,000/- per year per investor shall be exempted from the copy attested by bankers should accompany the change request form. Cancelled
requirement of PAN. Accordingly, investments in PPFAS Mutual Fund (including SIP cheque of the new bank mandate with first unit holder name and bank account
investment where the aggregate of SIP installments in a rolling 12 months period or number printed on the face of the cheque OR a Self attested bank statement OR self
in a financial year i.e April to March) of upto Rs 50,000/- per investor per year shall attested copy of the Bank passbook with current entries (not older than 3 months) OR
be exempt from the requirement of PAN. However, eligible Investors (including joint Bank Letter duly signed by branch manager/authorized personnel AND
holders) should comply with the KYC requirement through registered KRA by Cancelled cheque of the existing (old) bank mandate with first unit holder name and
submitting Photo Identification documents as proof of identification and the Proof of bank account number printed on the face of the cheque OR original bank account
Address [self-attested by the investor / attested by the ARN Holder/AMFI statement / Pass book OR original letter issued by the bank on the letterhead
distributor]. These exempted investors will have to quote the “PERN (PAN exempt confirming the bank account holder with the account details, duly signed and stamped
KYC Ref No) in the application form. This exemption of PAN will be applicable only to by the Branch Manager OR in case such bank account is already closed, a duly signed
investments by individuals (including NRIs but not PIOs), joint holders, Minors and and stamped original letter from such bank on the letter head of bank, confirming the
Sole proprietary firms. PIOs, HUFs and other categories of investors will not be closure of said account.
eligible for this exemption. S. Details under FATCA / Foreign laws: Tax Regulations require us to collect
Thus, submission of PAN is mandatory for all other investors existing as well as information about each investor’s tax residency. In certain circumstances (including if
prospective investors (except the ones mentioned above) (including all joint we do not receive a valid self-certification from you) we may be obliged to share
applicants/holders, guardians in case of minors, POA holders and NRIs but except information on your account with the relevant tax authority. If you have any questions
for the categories mentioned above) for investing with mutual funds from this date. about your tax residency, please contact your tax advisor. Further if you are a Citizen or
Investors are required to register their PAN with the Mutual Fund by providing the resident or green card holder or tax resident other than India, please include all such
PAN card copy (along with the original for verification which will be returned across countries in the tax resident country information field along with your Tax Identification
the counter). All investments without PAN (for all holders, including Guardians and Number or any other relevant reference ID/ Number. If there is any change in the
POA holders) are liable to be rejected. Application Forms without quoting of PERN information provided, promptly intimate the same to us within 30 days.
shall be considered incomplete and are liable to be rejected without any reference
T. Ultimate Beneficial Owners (s) required to provide information to any institutions such as withholding agents for
pursuant to SEBI master Circular No. CIR/ISD/AML/3/2010 dated December 31, thepurpose of ensuring appropriate withholding from the account or any proceeds
2010 on Anti Money Laundering Standards and Guidelines on identification of in relation thereto.Should there be any change in any information provided by you,
Beneficial Ownership issued by SEBI vids its Circular No. CIR/MIRSD/2/2013 please ensure you advise us promptly, i.e., within30 days.Please note that you
dated January 24, 2013, Investors ( other than Individuals ) are required to may receive more than one request for information if you have multiple
provide details of ‘Ultimate Beneficial Owner(s) (UBO(S)); In case the investor relationships with(Insert FI's name) or its group entities. Therefore, it is important
or owner of the controlling interest is a company listed on a stock exchange or that you respond to our request, even if youbelieve you have already supplied any
is a majority owned subsidiary of such a company, the details of shareholders previously requested information.
or beneficial owners are not required to be provided. If you have any questions about your tax residency, please contact your tax
advisor.If you are a US citizen or resident green card holder, please include united
Non-Individuals applicants/investors are mandated to provide the details on ‘ States in the foreign country information field along with you US Tax identification
Ultimate Beneficial Owner(s) (UBO(S))’ by filling up the declaration from for number $It is mandatory to supply TIN or functional equivalent if the country in
‘Ultimate Beneficial Ownership’ Please contact the nearest Investor Services which you are tax resident issues such identifiers. If no TIN yet available or has not
Center (ISC) of PPFAS Mutual Fund or log on to ‘Investor Corner’ section on our yet been issued, please provide an explanation and attach file to the from. In case
website www.amc.ppfas.com for the Declaration Form
customer has the following Indicia pertaining to a foreign country and yet declares
self to be non-tax resident in the respective country, customer to provide relevant
U. FATCA & CRS Terms & Conditions
Details under FATCA & CRS: The Central Board of Direct Taxes has notified Rules curing Documents as mentioned below.
114F to 114H, as part of theIncome- tax Rules, 1962, which Rules require Indian
financial institutions such as the Bank to seek additionalpersonal, tax and
beneficial owner information and certain certifications and documentation from
all our accountholders. In relevant cases, information will have to be reported
to tax authorities / appointed agencies. Towardscompliance, we may also be
FATCA & CRS Indicia Documentation required for Cure of FATCA & CRS Indicia
observed (ticked)
U.S. place of birth 1. Self-certification that the account holder is neither a citizen of United States of America
nor a resident for tax purposes;
2. Non-US passport or any non-US government issued document evidencing nationality or
citizenship (refer list below);AND
3. Any one of the following documents:
Certified Copy of “Certificate of Loss of Nationality
or Reasonable explanation of why the customer does not have such a certificate
despite renouncing US citizenship;
or Reason the customer did not obtain U.S. citizenship at birth
Residence/mailing address in a 1. Self-certification that the account holder is neither a citizen of United States of America
country other than India nor a tax resident of any country other than India; and
2. Documentary evidence (refer list below)
Telephone number in a country If no Indian telephone number is provided

other than India 1. Self-certification that the account holder is neither a citizen of United States of America
nor a tax resident of any country other than India; and
If Indian telephone number is provided along with a foreign country telephone number
1. Self-certification that the account holder is neither a citizen of United States of America nor
a tax resident for tax purposes of any country other than India; OR
Telephone number in a country 1. Self-certification that the account holder is neither a citizen of United States of America
other than India nor a tax resident of any country other than India; and
List of acceptable documentary evidence needed to establish the residence(s) for tax purpose:
1. Certificate of residence issued by an authorized government body*

2. Valid identification issued by an authorized government body* (e.g. Passport, National identity card, etc.)
* Government or agency thereof or a municipality of the country or territory in which the payee claims to be a resident.
Email us at Visit our Website

Toll Free - 1800-266-7790 mf@ppfas.com www.amc.ppfas.com
PPFAS Mutual Fund
Corporate Office : 81/82, 8th Floor, Sakhar Bhavan, Ramnath Goenka Marg, 230, Nariman Point,
Mumbai - 400 021 INDIA. Tel: 91 22 6140 6555, Fax: 91 22 6140 6590
Trustee Company: PPFAS Trustee Company Private Limited AMC Name: PPFAS Asset Management Private Limited
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Form for Aadhaar updation for Authorized Signatories
Name of the
Non-Individual
PAN : Date : D D M M Y Y Y Y
Details of Aadhaar & PAN of our Authorized Signatories: (kindly use the Annexure for providing details for more signatories)
Sr no Name of the PAN of AS DOB Aadhaar of AS Proof Photo of AS

Authorized enclosed
Signatory (AS)
Self-attested
copy of the
Aadhaar card*
Letter issuded by
UIDAI containing
Aadhaar Number/
Proof of ‘Applied
for’ Aadhaar
enrolment
Self-attested
copy of the
Aadhaar card*
Letter issuded by
UIDAI containing
Aadhaar Number/
Proof of ‘Applied
for’ Aadhaar
enrolment
Self-attested
copy of the
Aadhaar card*
Letter issuded by
UIDAI containing
Aadhaar Number/
Proof of ‘Applied
for’ Aadhaar
enrolment
* suggest to specify the purpose of providing this copy of the Aadhaar card with date
Certificate from Company Secretary/any other competent authority of the Organization
I, ________________________________, Company Secretary / Competent Authority to issue this certification on behalf of the organization hereby confirm the correctness of
the above information. The above specified list of personal covers all authorized signatories on behalf our organization. We will let you know the changes/modifications from
time to time, if any through appropriate means to CAMS/ PPFAS Mutual Fund. Above signatories have consented for sharing the above information with CAMS/PPFAS Mutual Fund
and also for validating the same with UIDAI wherever warranted. This information is provided to comply with the PMLA requirements and should not be used for any other
purpose unless it is required under any law / regulatory purpose.
Regards
For <Name of the Non -individual)
Company Secretary / Authorized Signatory (ies) Company Seal

Enclosed: As above
Annexure for providing information for additional personnel:
PAN
Sr no Name of the PAN of AS DOB Aadhaar of AS Proof Photo of AS

Authorized enclosed
Signatory (AS)
Self-attested
copy of the
Aadhaar card*
Letter issuded by
UIDAI containing
Aadhaar Number/
Proof of ‘Applied
for’ Aadhaar
enrolment
Self-attested
copy of the
Aadhaar card*
Letter issuded by
UIDAI containing
Aadhaar Number/
Proof of ‘Applied
for’ Aadhaar
enrolment
Self-attested
copy of the
Aadhaar card*
Letter issuded by
UIDAI containing
Aadhaar Number/
Proof of ‘Applied
for’ Aadhaar
enrolment
Self-attested
copy of the
Aadhaar card*
Letter issuded by
UIDAI containing
Aadhaar Number/
Proof of ‘Applied
for’ Aadhaar
enrolment
Self-attested
copy of the
Aadhaar card*
Letter issuded by
UIDAI containing
Aadhaar Number/
Proof of ‘Applied
for’ Aadhaar
enrolment
Sign & Seal with date

FATCA-CRS Declaration & Supplementary KYC Information
Declaration Form for Individuals
(Please seek appropriate advice from your tax professional on your tax residency, related FATCA & CRS guidance)
Folio No* PAN / PEKRN* (* Mandatory Fields)
Name*
Address Type* Residential Nationality* Indian US Others (please specify)

[for KYC Registered Office
address] Business
Place of Birth* Country of Birth*

Gross Annual Below 1 Lakh 1-5 Lacs Occupation Business Professional
Income Details 5-10 Lacs 10-25 Lacs Details* [Please Public Sector Private Sector
in INR* 25 Lacs - 1 Cr > 1 Crore tick any one (√)] Government Service
Agriculturist Housewife
Net Worth in Student Retired
INR. In Lacs & ____________ dd-mmm-yyyy Forex Dealer
Date [Optional] Others [Please specify] ______
Politically Yes Related to PEP Any other
Exposed Person Not Applicable information
[PEP]* [if applicable] [Please specify]
Are you a tax resident (i.e. are you assessed for Tax) in any other country other than India?* Yes No
If ‘Yes’, please fill for all countries (other than India) in which you are a Resident for tax purpose i.e. where you are a
Citizen/ Resident / Green Card Holder / Tax Resident in the respective countries
S. Country of Tax Tax Identification Identification Type If TIN is not available, please tick
No. Residency Number (TIN) or [TIN or other, the reason A, B or C
Functional Equivalent please specify] [as defined below]
1 Reason A B C
2 Reason A B C
Reason A The country where the Account Holder is liable to pay tax does not issue TIN to its residents.
Reason B No TIN required [Select this reason only if the authorities of the respective country of tax residence do not required the
TIN to be collected]
Reason C Others – Please specify the reasons __________________________________________
Declaration:
I acknowledge and confirm that the information provided above is true and correct to the best of my knowledge and belief. In case any of
the above specified information is found to be false or untrue or misleading or misrepresenting, I/ am aware that I may liable for it. I hereby
authorize you [PPFAS/Fund/AMC] to disclose, share,rely, remit in any form, mode or manner, all / any of the information provided by me,
including all changes, updates to such information as and when provided by me to / any of the Mutual Fund, its Sponsor, Asset
Management Company, trustees, their employees / RTAs ('the Authorized Parties') or any Indian or foreign governmental or statutory or
judicial authorities / agencies including but not limited to the Financial Intelligence Unit-India (FIU-IND), the tax / revenue authorities in
India or outside India wherever it is legally required and other investigation agencies without any obligation of advising me of the same.
Further, I authorize to share the given information to other SEBI Registered Intermediaries/or any regulated intermediaries registered with
SEBI / RBI / IRDA / PFRDA to facilitate single submission / update & for other relevant purposes. I also undertake to keep you informed in
writing about any changes / modification to the above information in future within 30 days and also undertake to provide any other
additional information as may be required at your / Fund’s end or by domestic or overseas regulators/ tax authorities. I/We authorize
Fund/AMC/RTA to provide relevant information to upstream payors to enable withholding to occur and pay out any s ums from my account
or close or suspend my account(s) without any obligation of advising me of the same. I also confirm that I have read and understood the
FATCA & CRS Terms and Conditions given below and hereby accept the same
Date: Sign Here

Place:
=============================================================================================
Acknowledgement
We [PPFAS, on behalf of participating Mutual Funds] acknowledge the receipt of FATCA/CRS declaration form duly filled
and signed from Mr. / Ms. / M/s. _____________________________________PAN________________ on dd-mmm-yyyy
Date: Signature with Name, Emp. ID & Seal

FATCA & CRS Terms & Conditions
Details under FATCA & CRS: The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of the Income- tax
Rules, 1962, which require Indian financial institutions such as the Banks/other financial entities to seek additional personal,
tax and beneficial owner information and certain certifications and documentation from all our account holders. In relevant
cases, information will have to be reported to tax authorities / appointed agencies. Towards compliance, we may also be
required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate
withholding from the account or any proceeds in relation thereto.
Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within 30
days.
Please note that you may receive more than one request for information if you have multiple relationships with (Insert FI's
name) or its group entities. Therefore, it is important that you respond to our request, even if you believe you have already
supplied any previously requested information.
FATCA & CRS Instructions
If you have any questions about your tax residency, please contact your tax advisor. If you are a US citizen or resident or
green-card holder, please include United States in the foreign country information field along with your US Tax
Identification Number.
$It is mandatory to supply a TIN or functional equivalent if the country in which you are tax resident issues such
identifiers. If no TIN is yet available or has not yet been issued, please provide an explanation and attach this to the form.
In case customer has the following Indicia pertaining to a foreign country and yet declares self to be non-tax resident in
the respective country, customer to provide relevant Curing Documents as mentioned below:
FATCA & CRS Indicia Documentation required for Cure of FATCA/ CRS indicia
observed (ticked)
U.S. place of birth 1. Self-certification that the account holder is neither a citizen of United States of
America nor a resident for tax purposes;
2. Non-US passport or any non-US government issued document evidencing
nationality or citizenship (refer list below);AND
3. Any one of the following documents:
Certified Copy of “Certificate of Loss of Nationality
or Reasonable explanation of why the customer does not have such a
certificate despite renouncing US citizenship;
or Reason the customer did not obtain U.S. citizenship at birth
Residence/mailing address 1. Self-certification that the account holder is neither a citizen of United States of
in a country other than America nor a tax resident of any country other than India; and
India 2. Documentary evidence (refer list below)
Telephone number in a If no Indian telephone number is provided
country other than India 1. Self-certification that the account holder is neither a citizen of United States of
America nor a tax resident of any country other than India; and
If Indian telephone number is provided along with a foreign country telephone

number
1. Self-certification that the account holder is neither a citizen of United States of
America nor a tax resident for tax purposes of any country other than India; OR
Telephone number in a 1. Self-certification that the account holder is neither a citizen of United States of America
country other than India nor a tax resident of any country other than India; and
List of acceptable documentary evidence needed to establish the residence(s) for tax purposes:
1. Certificate of residence issued by an authorized government body*

2. Valid identification issued by an authorized government body* (e.g. Passport, National Identity card, etc.)
* Government or agency thereof or a municipality of the country or territory in which the payee claims to be a resident.
PPFAS Asset Management private Limited
Investment manager to PPFAS Mutual Fund
Politically Exposed Person (PEP) Status* (Also applicable for authorised signatories/ Promoters/ Karta/ Trustee/ Whole time Directors)
*PEP are defined as individuals who are or have been entrusted with prominent public functions e.g., Heads of States or of Governments,
senior politicians, senior Government/judicial/millitrary officers, senior executives of state owned corporations, important political party officials etc.
Foreign Exchange / Money Changer Services Gaming / Gambling / Lottery / Casino Services
Non-Individual Investors involved/ providing any of the mentioned services
None of the above
* To include US, where controlling person is a US citizen or green card holder
# If UBO is KYC compliant, KYC proof to be enclosed. Else PAN or any other valid identity proof must be attached. Position / Designation like Director / Settlor of Trust / Protector of Trust to be
specified wherever applicable.
% In case Tax Identification Number is not available, kindly provide functional equivalent
$ Attach valid documentary proof like Shareholding pattern duly self attested by Authorized Signatory / Company Secretary
The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of the Income-tax Rules, 1962, which require Indian financial institutions to seek additional personal, tax and beneficial owner information and certain
certifications and documentation from all our unit holders. In relevant cases, information will have to be reported to tax authorities/ appointed agencies. Towards compliance, we may also be required to provide information
to any institutions such as withholding agents for the purpose of ensuring appropriate withholding from the account or any proceeds in relation thereto.
Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within 30 days.
If you have any questions about your tax residency, please contact your tax advisor. If any controlling person of the entity is a US citizen or resident or green card holder, please include United States in the foreign country
information field along with the US Tax Identification Number.
It is mandatory to supply a TIN or functional equivalent if the country in which you are tax resident issues such identifiers. If no TIN is yet available or has not yet been issued, please provide an explanation and attach this to the
form.
I/We have read and understood the information requirements and the Terms and Conditions mentioned in this Form (read alongwith the FATCA & CRS Instructions) and hereby confirm that the information provided by me/us
on this Form is true, correct and complete. I/We hereby agree and confirm to inform PPFAS Asset Management Private Limited/PPFAS Mutual Fund/ Trustees for any modification to this information promptly. I/We further agree
to abide by the provisions of the Scheme related documents inter alia provisions on 'Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS) on Automatic Exchange of Information (AEOI)'.
The term FI means any financial institution that is a Depository Institution, Custodial Institution, Investment Entity or Specified Insurance company, as defined.
• Depository institution: is an entity that accepts deposits in the ordinary course of banking or similar business.
• Custodial institution: is an entity that holds as a substantial portion of its business, holds financial assets for the account of others and where it's income attributale to
holding financial assets and related financial services equals or exceeds 20 percent of the entity's gross income during the shorter of-
(i) The three financial years preceding the year in which determination is made; or
(ii) The period during which the entity has been in existence, whichever is less.
• Investment entity is any entity:
That primarily conducts a business or operates for or on behalf of a customer for any of the following activities or operations for or on behalf of a customer
(I) Trading in money market instruments (cheques, bills, certificates of deposit, derivatives, etc.); foreign exchange; exchange, interest rate and index instruments;
transferable securities; or commodity futures trading; or
(ii) Individual and collective portfolio management; or
(iii) Investing, administering or managing funds, money or financial asset or money on behalf of other persons;
or
The gross income of which is primarily attributable to investing, reinvesting, or trading in financial assets, if the entity is managed by another entity that is a depository
institution, a custodial institution, a specified insurance company, or an investment entity described above.
An entity is treated as primarily conducting as a business one or more of the 3 activities described above, or an entity's gross income is primarily attributable to investing,
reinvesting, or trading in financial assets of the entity's gross income attributable to the relevant activities equals or exceeds 50 percent of the entity's gross
income during the shorter of :
(i) The three-year period ending on 31 March of the year preceding the year in which the determination is made; or
(ii) The period during which the entity has been in existence.
The term “Investment Entity” does not include an entity that is an active non-financial entity as per codes 03, 04, 05 and 06 (refer point 2c.)
• Specified Insurance Company: Entity that is an insurance company (or the holding company of an insurance company) that issues, or is obligated to make payments with
respect to, a Cash Value Insurance Contract or an Annuity Contract.
Entity. International Orgnization or Central Bank
(Established securities market means an exchange that is officially recognized and supervised by a governmental authority in which the securities market
is located and that has a meaningful annual value of shares traded on the exchange)
Less than 50 percent of the NFE's gross income for the preceding financial year is passive income and less than 50 percent of the assets held by the NFE during the preceding
financial year are assets that produce or are held for the production of passive income;
The NFE is a Governmental Entity, an International Organization, a Central Bank, or an entity wholly owned by one or more of the foregoing;
Substantially all of the activities of the NFE consist of holding (in whole or in part) the outstanding stock of, or providing financing and services to, one or more subsidiaries
that engage in trades or businesses other than the business of a Financial Institution, except that an entity shall not qualify for this status if the entity functions as an
investment fund, such as a private equity fund, venture capital fund, leveraged buyout fund, or any investment vehicle whose purpose is to acquire or fund companies and
then hold interests in those companies as capital assets for investment purposes;
The NFE is not yet operating a business and has no prior operating history, but is investing capital into assets with the intent to operate a business other than that of a Financial
Iinstitution, provided that the NFE shall not qualify for this exception after the date that is 24 months after the date of the initial organization of the NFE;
The NFE was not a Financial Institution in the past five years, and is in the process of liquidating its assets or is reorganizing with the intent to continue or recommence
operations in a business other than that of a Financial Institution;
The NFE primarily engages in financing and hedging transactions with, or for, Related Entities that are not Financial Institutions, and does not provide financing or hedging
services to any Entity that is not a Related Entity, provided that the group of any such Related Entities is primarily engaged in a business other than that of a Financial
Institution;
Any NFE that fulfills all of the following requirements:
Ÿ It is established and operated in India exclusively for religious, charitable, scientific, artistic, cultural, athletic, or educational purposes; or it is established and operate in India
and it is a professional organization, business league, chamber of commerce, labor organization, agricultural or horticultural organization, civic league or a organization
operated exclusively for the promotion of social welfare;
Ÿ It is exempt from income tax in India;
Ÿ It has no shareholders or members who have a proprietary or beneficial interest in its income or assets;
The applicable laws of the NFE's country or territory of residence or the NFE's formation documents do not permit any income or assets of the NFE to be distributed to, or applied for
the benefit of, a private person or non-charitable Entity other than pursuant to the conduct of the NFE's charitable activities, or as payment of reasonable compensation for services
rendered, or as payment representing the fair market value of property which the NFE has purchased; and The applicable laws of the NFE's country or territory of residence or the
NFE's formation documents require that, upon the NFE's liquidation or dissolution, all of its assets be distributed to a governmental entity or other non-profit organization, or
escheat to the government of the NFE's country or territory of residence or any political subdivision thereof.
Explanation.- For the purpose of this sub-clause, the following shall be treated as fulfilling the criteria provided in the said sub-clause, namely:-
(I) an Investor Protection Fund referred to in clause (23EA);
(II) a Credit Guarantee Fund Trust for Small Industries referred to in clause 23EB; and
(III) an Investor Protection Fund referred to in clause (23EC), of section 10 of the Act;
Indirect
(iv) Controlling persons

Controlling persons are natural persons who exercise control over an entity and includes a beneficial owner under sub-rule (3) of rule 9 of the Prevention of Money-
Laundering (Maintenance of Records) Rules, 2005.In the case of a trust, the controlling person means the settlor, the trustees, the protector (if any), the beneficiaries or
class of beneficiaries, and any other natural person exercising ultimate effective control over the trust. In the case of a legal arrangement other than a trust, controlling
person means persons in equivalent or similar positions.
Pursuant to guidelines on identification of Beneficial Ownership issued vide SEBI circular no. CIR/MIRSD/2/2013 dated January 24, 2013, persons (other than
Individuals) are required to provide details of Beneficial Owner(s) ('BO'). Accordingly, the Beneficial Owner means 'Natural Person', who, whether acting alone or
together, or through one or more juridical person, exercises control through ownership or who ultimately has a controlling ownership interest of / entitlements to:
(1) More than 25% of shares or capital or profits of the juridical person, where the juridical person is a company;
(2) More than 15% of the capital or profits of the juridical person, where the juridical person is a partnership; or
(3) More than 15% of the property or capital or profits of the juridical person, where the juridical person is an unincorporated association or body of individuals.
Where the client is a trust, the financial institution shall identify the beneficial owners of the client and take reasonable measures to verify the identity of such persons, through the identity
of the settler of the trust, the trustee, the protector, the beneficiaries with 15% or more interest in the trust and any other natural person exercising ultimate effective control over the trust
through a chain of control or ownership.
Where no natural person is identified the identity of the relevant natural person who holds the position of senior managing official.
(v) Specified U.S. person – A U.S person other than the following:
(1) a corporation the stock of which is regularly traded on one or more established securities markets;
(2) any corporation that is a member of the same expanded affiliated group, as defined in section 1471(e)(2) of the U.S. Internal Revenue Code, as a corporation
described in clause (i);
(3) the United States or any wholly owned agency or instrumentality thereof;
(4) any State of the United States, any U.S. Territory, any political subdivision of any of the foregoing, or any wholly owned agency or instrumentality of any one or more of
the foregoing;
(5) any organization exempt from taxation under section 501(a) of the U.S. Internal Revenue Code or an individual retirement plan as defined in section 7701(a)(37) of the
U.S. Internal Revenue Code;
(6) any bank as defined in section 581 of the U.S. Internal Revenue Code;
(7) any real estate investment trust as defined in section 856 of the U.S. Internal Revenue Code;
(8) any regulated investment company as defined in section 851 of the U.S. Internal Revenue Code or any entity registered with the U.S. Securities and Exchange
Commission under the Investment Company Act of 1940 (15 U.S.C. 80a-64);
(9) any common trust fund as defined in section 584(a) of the U.S. Internal Revenue Code;
(10) any trust that is exempt from tax under section 664(c) of the U.S. Internal Revenue Code or that is described in section 4947(a)(1) of the U.S. Internal Revenue Code;
(11) a dealer in securities, commodities, or derivative financial instruments (including notional principal contracts, futures, forwards, and options) that is registered as
such under the laws of the United States or any State;
(12) a broker as defined in section 6045(c) of the U.S. Internal Revenue Code; or
(13) any tax-exempt trust under a plan that is described in section 403(b) or section 457(g) of the U.S. Internal Revenue Code.
(vi) Owner documented FFI
An FFI meets the following requirements:
(a) The FFI is an FFI solely because it is an investment entity;

(b) The FFI is not owned by or related to any FFI that is a depository institution, custodial institution, or specified insurance company;
(c) The FFI does not maintain a financial account for any non participating FFI;
(d) The FFI provides the designated withholding agent with all of the documentation and agrees to notify the withholding agent if there is a change in circumstances;
and
(e) The designated withholding agent agrees to report to the IRS (or, in the case of a reporting Model 1 IGA, to the relevant foreign government or agency thereof) all of the
information described in or (as appropriate) with respect to any specified U.S. persons and (2). Notwithstanding the previous sentence, the designated withholding
agent is not required to report information with respect to an indirect owner of the FFI that holds its interest through a participating FFI, a deemed-compliant FFI (other
than an owner-documented FFI), an entity that is a U.S. person,an exempt beneficial owner, or an excepted NFE.
An organization exempt from tax under section 501(a) or any individual retirement plan as defined in section 7701(a)(37)
The United States or any of its agencies or instrumentalities
A state, the District of Columbia, a possession of the United States, or any of their political subdivisions or instrumentalities
A corporation the stock of which is regularly traded on one or more established securities markets, as described in Reg. section 1.1472-1(c)(1)(i)
A corporation that is a member of the same expanded affiliated group as a corporation described in Reg. section 1.1472-1(c)(1)(i)
A dealer in securities, commodities, or derivative financial instruments (including notional principal contracts, futures, forwards, and options) that is registered as such
under the laws of the United States or any state
A real estate investment trust
A regulated investment company as defined in section 851 or an entity registered at all times during the tax year under the Investment Company Act of 1940
A common trust fund as defined in section 584(a)
A bank as defined in section 581
A broker
A trust exempt from tax under section 664 or described in section 4947(a)(1)
A tax exempt trust under a section 403(b) plan or section 457(g) plan
One Time Mandate Instruction Form (OTM/NACH Form) * Mandatory Fields
UMRN F O R O F F I C E U S E O N L Y Date*
Sponsor Bank Code HDFC0999999 Utility Code HDFC00070000003309

Tick ( )
CREATE PPFAS Mutual Fund to debit (tick )* SB CA CC SB-NR0 Other
I/We hereby authorize SB-NRE
MODIFY
CANCEL Bank a/c number
with Bank Name of customers bank IFSC or MICR
an amount of Rupees
FREQUENCY Monthly Quarterly Half Yearly Yearly As & when presented DEBIT TYPE Fixed Amount Maximum Amount
Reference 1 PAN No. Mobile No.
Reference 2 Folio No. Email ID

I agree for the debit mandate processing charges by the bank whom I am authorizing to debit my account as per latest schedule for charges of the bank.
PERIOD
From* Signature Primary Account holder Signature of Account holder Signature of Account holder
To
Or 1. Name as in bank records 2. Name as in bank records 3. Name as in bank records
Until Cancelled
• This is to confirm the declaration has been carefully read, understood & made by me/us. I am authorizing the user entity/corporate to debit my account, based on the instructions as agreed & signed by me.
• I have understood that I am authorised to cancel/amend this mandate by a appropriately communicating the cancellation/ammendent request to the user entity/corporate or the bank where I have authorised the debit.
Parag Parikh Long Term Equity Fund - Growth SIP Registration/Renewal Form (for OTM registered investors only)
Please tick a as applicable:
OTM Debit Mandate is already registered in the folio. [No need to submit again].
OTM Debit Mandate is attached and to be registered in the folio. SIP Auto debit will start after mandate registration (usually within Thirty days depending on OTM or NACH modalities).
The total of all installments in a day should be less than or equal to the amount as mentioned in One Time Mandate already registered or submitted, if not registered.
Investors must read the SID / SAI and Key Information Memorandum and the instructions before completing this Form.
The Application Form should be completed in English and in BLOCK LETTERS only. Note: No need to attach One Time Mandate again, if already registered/submitted earlier.
Direct Plan Regular Plan (Refer Instruction Q and please tick (ü) any one) CKYC details (KIN)
FOR OFFICE USE ONLY (TIME STAMP)
Distributor Name/ARN No. Sub-broker Name/ Code EUIN No.
I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an “execution-only” transaction without any interaction or advice by
the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the First Holder Second Holder Third Holder
employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction.
Transaction charges for applications through Distributors

I confirm that I am a first time investor (`150 deductible as transaction charge & payable to distributor) I confirm that I am a existing investor (`100 deductible as transaction charge & payable to distributor)
Upfront commission shall be paid directly by the investor to the ARN Holder (AMFI registered Distributor) based on the investors’ assessment of various factors including the service rendered by the ARN Holder.
1. EXISTING INVESTOR DETAILS (If you have existing folio)
Folio No. The details in our records under the folio number mentioned alongside will apply for this application.
NAME OF SOLE/FIRST APPLICANT Mr. Ms. M/s.

SIP DETAILS
Monthly SIP (Default Option, Minimum: ` 1,000, 6 months) Dates 1st 5th 10th (Default) SIP Amount
Quarterly SIP (Minimum: ` 3,000, 4 quarters) 15th 20th 25th 1,000 5,000 10,000
M M Y M M Y Y Y Y 50,000 100,000 500,000

Period
Standard From Y Y Y To
Default From To 1 2 2 0 9 9 Any Other Amount
M M Y Y Y Y
First SIP Cheque Date D D M M Y Y Y Y Cheque No.
SIP TOP UP (Optional) (Tick to avail this facility)
SIP TOP UP Start Month / Year M M Y Y Y Y SIP TOP UP Frequency: Half Yearly Yearly
TOP UP Amount*: (Minimum Rs. 500) Rs.

Note: Default Frequency is Yearly. It is mandatory to submit NACH (OTM). NACH mandate should be provided for maximum amount in line with your Top Up mandate & SIP tenure.
SIP TOP UP Amount-based Cap* (Optional) : Rs.
Please refer to point No. 7 under ’SIP Top Up Explained’
Continued to the next page

Declaration: I/We hereby declare that the particulars provided in this mandate are correct and complete and hereby agree to participate in the OTM/NACH/Direct Debit/Standing Instructions (SI) and make
payments through the NACH platform according to the terms and conditions thereof. I/We further hereby agree and acknowledge that I/we will not hold the AMC and/or responsible for any delay and/or
failure in debiting my bank account for reasons not attributable to the negligence and/or misconduct on the part of the AMC I/We hereby declare and confirm that, irrespective of my/our registration of the
above mobile number in the 'DO NOT DISTURB (DND)', 'or in any similar register maintained under applicable laws, now or subsequent to the date hereof, I/We hereby consent to the Bank PPFAS AMC
communicating with me/us in any manner whatsoever on the said mobile number with respect to the transactions carried out in my/our aforementioned bank account(s). I/We hereby agree to abide by
the terms and conditions that may be intimated to me/us by the PPFAS AMC/Bank with respect to the OTM/NACH/Direct Debit/SI from time to time.
Authorisation to Bank: This is to inform that I/We have registered for OTM / NACH (Debit Clearing) / Direct Debit / SI facility and that the payment towards my/our investments in the Schemes of PPFAS
Mutual Fund shall be made from my/our above mentioned bank account with your Bank. I/We hereby authorize the representatives of PPFAS Asset Management Company Limited, Investment Manager to
PPFAS Mutual Fund carrying this mandate form to get it verified and executed. I/We authorize the Bank to debit my/our above-mentioned bank account for any charges towards mandate verification,
registration, transactions, returns, etc, as applicable for my/our participation in NACH/OTM/Direct Debit/SI.
Sole/First Unit Holder’s Signature Second Unit Holder ’s Signature Third Unit Holder ’s Signature
ACKNOWLEDGEMENT SLIP (To be filled in by the Applicant)

PPFAS MUTUAL FUND ISC Stamp & Signature
Date: Corporate office : 81/82, 8th Flr, Sakhar Bhavan, Ramnath Goenka Marg, 230, Nariman Point, Mumbai 400 021.
Folio No. Received from: Amount:
OTM DEBIT MANADATE FORM SIP FORM First SIP Cheque Date Cheque No.
SIP TOP UP FORM
INSTRUCTIONS TO FILL ONE TIME MANDATE (OTM)
1. Investors who have already submitted a One Time Mandate (OTM) form or 6. In case of SIP, date and the validity of the mandate should be mentioned in
already registered for OTM facility should not submit OTM form again as OTM DD/MM/YYYY format and in case of SIP TOP UP it should be in MM/YYYY format.
registration is a one-time process only for each bank account. However, if such
investors wish to add a new bank account towards OTM facility may fill the form. 7. Utility Code of the Service Provider will be mentioned by PPFAS Mutual Fund
2. Investors, who have not registered for OTM facility, may fill the OTM form and 8. Tick on the respective option to select your choice of action and instruction.
submit duly signed with their name mentioned.

9. The numeric data like Bank account number, Investors account number should
be left padded with zeroes.
3. Mobile Number and Email Id: Unit holder(s) should mandatorily provide their
mobile number and email id on the mandate form. Where the mobile number and
10. Please mention the Name of Bank and Branch, IFSC / MICR Code also provide an
email id mentioned on the mandate form differs from the ones as already existing Original Cancelled copy of the cheque of the same bank account registered in
in the folio, the details provided on the mandate will be updated in the folio. All One Time Mandate.
future communication whatsoever would be, thereafter, sent to the updated
mobile number and email id. 11. The amount in figures should be same as the amount
mentioned in words, in case of ambiguity the mandate will be rejected.
4. Unit holder(s) need to provide along with the mandate form an original cancelled
cheque (or a copy) with name and account number pre-printed of the bank 12. For the convenience of the investors the frequency of the mandate will be ”As and
When Presented”
account to be registered or bank account verification letter for registration of the
mandate failing which registration may not be accepted. The Unit holder(s)
13. Please affix the Names of customer/s and signature/s as well as seal of Company
cheque/ bank account details are subject to third party verification.
(where required) and sign the undertaking.
5. Investors are deemed to have read and understood the terms and conditions of 14. As per NPCI, Mandate Maximum CAP amount is Rs.100,00,000/- (One Crore) with
OTM Facility, SIP registration through OTM facility, the Scheme Information effect from 1st Oct 2016, until further notice. .
Document, Statement of Additional Information, Key Information Memorandum,

Instructions and Addenda issued from time to time of the respective Scheme(s)
of PPFAS Mutual Fund.
SIP TERMS & CONDITIONS
Ÿ if the Fund fails to get the proceeds for three consecutive Installments (due to non- Ÿ In case MICR code is unavailable, please mentioned the IFSC while submitting the OTM
availability of funds) out of a continuous series of Installments submitted at the time of /NACH mandate.
initiating a SIP, the AMC reserves the right to discontinue the SIP.
Ÿ The investor agrees to abide by the terms and conditions of OTM/NACH facility of the
Ÿ Minimum six installments are required for SIP extension / renewal. Reserve Bank of India (RBI) as applicable at the time of investment and as may be modified
Ÿ There should be a gap of one month between the first and subsequent installments. from time to time.
Ÿ In accordance with SEBI letter no MRD/DoP/PAN/PM/166999/2009 dated 19 June 2009 Ÿ The investor undertakes to keep sufficient funds in the account till the date of execution of
issued to Association of Mutual Funds in India (AMFI) and subsequent guidelines issued by the debit. The investor hereby declares that the particulars given overleaf are correct and
AMFI vide its circular no 35P/MEM-COR/4/09-10 dated 14 July 2009 in this regard, only those complete. If the date of debit to the investors account happens to be a non Business day as
SIPs up to Rs 50,000/- per year per investor ie aggregate of investments in a rolling 12- per the fund, execution of the debit will not happen on the day of the holiday and allotment
months period or in a financial year ie April to March would be classified as 'Micro SIP' of Units will happen as per the terms and conditions listed in the concerned Scheme
Information Document (SID). The Fund, its Registrars, Auto Debit Banks and other service
Ÿ Investments in Mutual Funds (including SIP investments where the aggregate of SIP providers shall not be liable for, nor be in default by reason of, any failure or delay in
installments in a rolling 12 months period or in a financial year i.e April to March) of upto Rs. completion of its obligation under this agreement, where such failure or delay is caused , in
50,000/- per investor per year shall be exempt from the requirement of PAN. They can whole or in part, by any acts of God, civil war, civil commotion, riots, strike, mutiny, revolution,
submit any of the following Photo identification documents in lieu of PAN. fire, flood, fog, war, change of government policies, unavailability of banks computer
(a) Voter Identity Card system , force majeure events or any other cause of peril which is beyond their reasonable
(b) Driving License control and which has the effect of preventing the performance of contract by them.
(c) Government / Defense identification card Ÿ Investors will not hold PPFAS Mutual Fund, its registrars, banks and other service
(d) Passport providers responsible if the transaction is delayed or not effected or the investor's bank
account is debited in advance or after the specific SIP date for any other reason.
(e) Photo Ration Card
(f) Photo Debit Card (Credit card not included because it may not be backed up by a bank Ÿ Incorrect, incomplete or ambiguous forms will not be accepted.
account). Ÿ To avail of SIP in separate schemes/options via Direct Debit/OTM/NACH facility, an
(g) Employee ID cards issued by companies registered with Registrar of Companies investor will have to fill a separate form for each scheme/ options. A single form cannot be
(database available in the following link of Ministry of Company affairs used for different schemes simultaneously.
http://www.mca.gov.in/DCAPortalWeb/dca/MyMCALogin.do?method=set Default Ÿ In case the SIP end date is not mentioned while submitting the application, the SIP
Property & mode=31) mandate will be construed to be perpetual, till instruction to the contrary is received from the
(h) Photo Identification issued by Bank Managers of Scheduled Commercial Banks / investor
Gazetted Officer / Elected Representatives to the Legislative Assembly / Parliament Ÿ For modification/change in SIP amount, New SIP Auto debit mandate form with revised
(i) ID card issued to employees of Scheduled Commercial / State / District Co-operative SIP amount alongwith letter to discontinue the existing SIP amount to be submitted 30
Banks. business days prior to the Installment date.
(j) Senior Citizen / Freedom Fighter ID card issued by Government. Ÿ If an investor gives a request for change in bank mandate of the same amount as that of
(k) Cards issued by Universities / deemed Universities or institutes under statutes like ICAI, the existing SIP amount in the same folio, the existing SIP will be discontinued and only the
ICWA, ICSI. new SIP containing new bank details will be considered. But if an investor gives a request for
(l) Permanent Retirement Account No (PRAN) card isssued to New Pension System (NPS) change in bank mandate with different SIP amount both the new SIP as well as the existing
subscribers by CRA (NSDL). SIP would continue.
(m) Any other photo ID card issued by Central Government / State Governments/ Ÿ In case of an investor who was a minor, the minor on attaining majority has to submit all
Municipal authorities / Government organizations like ESIC / EPFO. the necessary documents and complete all the formalities as mentioned in the SID to start or
renew a SIP/SWP.
Ÿ SIP Frequency
Ÿ The allotment of units in case of SIP in Parag Parikh Long Term Equity Fund will be based
Incase SIP day falls on non-business day, the SIP transaction shall be processed on the
on realization and utilization of funds only.
next business day.
Ÿ In case an investor gives full/partial redemption request in a folio where there is an on
Ÿ Incase of SIP transactions, the AMC shall terminate the transactions in the below
going SIP, then redemption will be processed only for the units towards which the amount
mentioned cases
has been realized.
1. Three continuous failures on account of insufficient funds / payment stopped by
investor.
2. Account closed or transferred by the investor.
3. Investors account description does not tally with the description maintained by R&TA/
Mutual Fund.
4. In case of specific court order.
Ÿ As per the revised guidelines on KYC procedures, investors investing in Micro SIP would
have to undergo detailed KYC procedure as mentioned in Statement of Additional
Information (SAI) including IPV.
Ÿ In case the application for subscription does not comply with the above provisions, The
AMC/ Trustees retain the sole and absolute discretion to reject/ not process such application
and refund the subscription money and as such not be liable for any such rejection.
Ÿ Complete Common Application form and SIP OTM/NACH Mandate Form along with the
first cheque should be submitted to the AMC / CAMS Collection Centers.
Ÿ New investors should mandatorily give a cheque for the first Installment. The first cheque
should be drawn on the same bank account which is to be registered for OTM/NACH (Debit
Clearing). Alternatively, the cheque may be drawn on any bank, for which investor should
provide a cancelled cheque of the bank/ branch for which OTM/NACH is to be registered.
Ÿ All SIP instalments should be of equal amount.
Ÿ SIP mandate (with or without the accompanying OTM / NACH Mandate) will be registered
by the concerned bank within a period of 30 days. The auto-debit will commence on the first
eligible date following such registration. The AMC reserves the right to modify the SIP period
depending on the one month period for registration to ensure minimum number of
installments as mentioned in Scheme Information Document (SID).
Ÿ Request for cancellation should be submitted 30 business days prior to the next SIP date.
Ÿ Request for change in bank mandate to be submitted atleast 30 business days before the
due date of next SIP installment.
Ÿ The bank account provided for OTM/NACH (Debit) should participate in local MICR
Clearing.
Toll Free - 1800-266-7790 Email us at Visit our Website

mf@ppfas.com www.amc.ppfas.com
Instructions to fill SIP Mandate
1. The investor agrees to abide by the terms and conditions of NACH facility of NPCI, PPFAS the Distributor. The balance amount shall be invested. Transaction charges in case of
Mutual Fund, its registrars and other service providers shall not be held responsible or will investments through SIP: Transaction Charges in case of investments through SIP are
not be liable for any damages and will not compensate for any loss, damage etc. incurred to deductible only if the total commitment of investment (i.e. amount per SIP installment x No. of
the investor. The investor assumes the entire risk of using this facility and takes full installments) amounts to Rs. 10,000 or more. In such cases, Transaction Charges shall be
responsibility. Investor will not hold PPFAS Mutual Fund, its registrars and other service deducted in 3-4 installments. Transaction Charges shall not be deducted:
providers responsible if the transaction is delayed or not effected or the investor bank a. where the Distributor of the investor has not opted to receive any Transaction Charges
account is debited in advance or after the specific SIP date due to various clearing cycles of
b. for purchases / subscriptions / total commitment amount in case of SIP of an amount
Auto Debit /OTM NACH/ local holidays.
less than Rs. 10,000/-;
Ÿ 9. Employee Unique Identification Number (EUIN): Further, SEBI has made it compulsory
2. PPFAS Mutual Fund does not accept applications for subscriptions accompanied with for every employee/ relationship manager/ sales person of the distributor of mutual fund
third party payment instruments except in exceptional situations. products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN
Third Party Payment is defined as: would assist in addressing any instance of mis-selling even if the employee/relationship
a. Payment made through an instrument issued from an account other than that of the manager/sales person later leaves the employment of the distributor. Hence, if your
beneficiary investor. investments are routed through a distributor please ensure that the EUIN is correctly filled up
b. In case of payments from a joint bank account, the 1st holder of the mutual fund folio
has to be one of the joint holders of the Bank Account from which payment is made. However, if the transaction is executed without any interaction or advice of the employee/
relationship manager / sales person of the distributor the EUIN box may be left blank. In this
c. Investments from the investor’s account with a different bank i.e., the pay-in & payout
case you are required to provide a duly signed declaration to this effect in the form.
banks are different, if the pay-in bank mandate could not be established to be that of the
investor, it will also be treated as third party investment. Overseas Distributors: Overseas Distributors are exempt from obtaining NISM certification
and AMFI registration as per AMFI circular No. CIR/ ARN-14/12-13 dated July 13, 2012 and the
EUIN requirement as per AMFI Circular No.135/BP/33/2012-13 dated December 31, 2012.
The exceptional situations where the same will not be applicable are as follows: However, such Overseas Distributors are required to comply with the guidelines/
a. Payment by Parents/Grandparents/related persons on behalf of a minor in requirements as may be issued by AMFI /SEBI from time to time and also comply with the
consideration of natural love and affection or as gift for a value not exceeding Rs. laws, rules and regulations of jurisdictions where they carry out their operations in the
50,000/- (each regular purchase or per SIP installment); capacity of distributors
b. Payment by employer on behalf of employee under Systematic Investment Plan (SIP) 10. An investor can opt for Monthly or Quarterly frequency. An investor shall have the option
facility through payroll deductions; of choosing for 1 or more than 1 SIP in the same scheme and in the same month.
3. Minimum application amount for Monthly SIP Option –12 installments of Rs. 1000/- each 11. In case there are three consecutive SIP transaction reversals, the subsequent SIP
or 4 installments of Rs. 3,000/- each and in multiples of Re. 1 thereafter. installments will be automatically ceased.
4. The provisions mentioned in the respective SID regarding Applicable NAV, Risk Factors, 12. “Until Cancelled” will be the default option in a case end date for enrolment period is not
Load etc. shall be applicable. provided.
5. Investors are required to provide an original cancelled cheque (or a copy) with name and
account number pre-printed of the bank account to be registered or bank account In case an investor, who has opted for Until Cancelled, subsequently intends to discontinue
verification letter for registration of the mandate failing which registration may not be the same, a written communication thereof will be required to be furnished. In case the SIP
accepted. The Unit holder(s) cheque/ bank account details are subject to third party end date is not mentioned while submitting the application, the SIP mandate will be
verification. In case the investor is not able to submit the Original cancelled cheque or do not construed to be Until Cancelled, till instruction to the contrary is received from the investor.
have the name of the investor on the face of the cheque. Then submit any one of the
13. Procedure for Cancellation of Existing SIP: Investor needs to submit a letter from the
following:
investor OR the prescribed SIP Discontinuity form, duly completed and signed by all the unit
i. Copy of the bank passbook attested by bank / Original bank statement with name, holders. This request should be received to us at least 15 days prior to the next due date of
address and bank account number of the investor. SIP.
ii. A letter from the bank on its letter head certifying that the investor maintains an account 14. PPFAS Mutual Fund reserves the right to reject any application without assigning any
with the bank, along with the information like the bank account number, bank branch, reason thereof. PPFAS Mutual Fund in consultation with Trustees reserves the right to
account type, the MICR code of the branch and the IFSC code. withdraw these offerings, modify the procedure, frequency, dates, load structure in
6. Allotment of units would be subject to realisation of credit. accordance with the SEBI Regulations and any such change will be applicable only to units
7. PPFAS Mutual Fund reserves the right to use Electronic Mail (email) as a default mode to transacted pursuant to such change on a prospective basis.
send various communication which include account statements for transactions done by
the investor(s). On acceptance of the application for subscription, an allotment confirmation
specifying the number of units allotted by way of email and/or SMS within 5 Business Days
from the date of closure of initial subscription and/or date of receipt of transaction request
will be sent to the Unit holders registered e-mail address and/or mobile number. A
consolidated account statement (CAS) for each calendar month to the investor(s) in whose
folio(s) transaction(s) across all mutual funds has/have taken place during the month on or
before 10th of the succeeding month shall be sent by email (wherever investor has provided
email id) or physical account statement where investor has not provided email id.
8. Transaction Charge: In accordance with SEBI circular No. Cir/ IMD/ DF/13/ 2011 dated
August 22, 2011, PPFAS Mutual Fund will deduct Transaction Charges from the purchase/
subscription amount received from the investors investing through a valid ARN Holder i.e.
AMFI registered Distributor (provided the Distributor has opted to receive the Transaction
Charges). Transaction Charge of Rs. 150 (for a first time investor across mutual funds) or Rs.
100 (for investor other than first time mutual fund investor) per purchase / subscription of Rs.
10,000 and above are deductible from the purchase / subscription amount and payable to

Top Up SIP Facility Explained...
Notice is hereby given that following details shall be 5. Frequency for the Top up facility :
incorporated in SID and KIM of Parag Parikh Long Term
Equity Fund with 10th January 2017 ('Effective Date') Investors can choose either 'Half-Yearly' or 'Yearly' Top-Up
increments under both, Monthly and Quarterly SIP options.
Introduction of Systematic Investment Plan (SIP)
Top-UP Facility In case SIP Top-Up frequency is not mentioned, the default
frequency will be considered as ‘Yearly’ for both monthly
It is a facility wherein an investor who is enrolling for SIP has and Quarterly SIP.
an option to increase the amount of the SIP installment by a
fixed amount at pre-defined intervals. Thus, an investor 6. The facility is available only for the investors who submit
can progressively start increasing the amount invested, “NACH / One Time Mandate (OTM) Form” mentioning the
allowing them to gradually increase the investment corpus 'Maximum Amount'. This will limit the total investment to
in a systematic manner. the pre-determined 'maximum amount'.
The salient features of this facility are as follows: 7. Once the SIP Top-Up upper limit is reached, the Top-
Up will be discontinued. However, the SIP will continue
1. New investors can opt for it at the time of initiating the at this upper limit for the remaining SIP enrollment
SIP. Existing unitholders can opt for it at the time of SIP period (subject to it not exceeding the daily OTM limit).
renewal. For further clarification, please refer the illustrations as
mentioned below.
2. Investor can opt for an amount-based Cap whereby
they can choose the amount from which the top-ups will 8. The initial investment under the SIP Top-UP will be
cease (even though the SIP will continue at this final subject to minimum SIP investment requirement
amount till the expiry date). applicable from time to time (As on January 1, 2017, this
figure is Rs. 1000/-).
In case the top-up amount-based cap is not chosen,
the top-up will occur at the chosen frequency (half- 9. Once enrolled, the Top-up details cannot be modified.
yearly / yearly) until the SIP expiry date (Please refer to However, investors can choose to cancel the Top-Up, by
illustrations 1 - A, 2-A and 3-A, below) filling in the relevant Form and continue with the same SIP.
3. The amount of each such SIP installment cannot exceed 10. For further details and Forms, investors are requested
the Daily One Time Mandate (OTM) limit for purchases in to refer the website (www.amc.ppfas.com) or contact the
Parag Parikh Long Term Equity Fund from all modes Corporate Office of PPFAS Mutual Fund.
(lumpsum as well as SIP).
11. The above terms apply for both, offline and online
In case of any conflict, such SIP installment will have modes of application, as and when initiated by the Fund.
precedence over any lumpsum purchases undertaken on
that day. 12. All the other provisions of the SID/KIM except as
specifically modified herein above remain unchanged.
Any lumpsum purchase exceeding the OTM limit will be
reversed within three working days of the relevant This Notice-cum Addendum forms an integral part of the
intimation received from the unitholder's bank. SID/KIM of the Scheme, as amended from time to time.
4. Minimum Top-up Amount for the said facility will be Rs.

500/- & in multiple of Re. 1/- thereafter. Forms where a
specific amount is not clearly mentioned are liable to be
rejected.

Illustration no. 1 (Monthly SIP ; Top-Up Frequency : Half-Yearly; Amount-based cap opted for)
SIP enrollment period: 5th Jan 2017 to 5th Dec 2022;
Starting Monthly SIP amount: Rs. 1000/-
Top Up Amount: Rs. 555/-
Top Up frequency: Half - Yearly
Top Up Amount Cap: Rs. 3220/-
Daily OTM Limit: Rs. 4000/-
From Date To Date Monthly SIP Installment (Rs.) SIP Top Up Amount (Rs.) Total Amount of SIP (Rs.)
5 - Jan - 17 5 - Jun - 17 1000 NA 1000
5 - Jul - 17 5 - Dec - 17 1000 555 1555
5 - Jan - 18 5 - Jun - 18 1555 555 2110
5 - Jul - 18 5 - Dec - 18 2110 555 2665
5 - Jan - 19 5 - Dec - 22 2665 555 3220
Here the monthly SIP installment will be frozen at Rs. 3220/- even though the OTM limit of Rs. 4000, is higher.
Illustration no. 1 – A (Monthly SIP ; Top-Up Frequency : Half-Yearly ; Amount-based cap not opted for)
In this case the top-up will keep occurring at the chosen frequency (half-yearly in this case) until the SIP expiry date (December 5, 2022). The amount cannot
cross the OTM limit, though.
Top Up frequency: Half-Yearly
Top Up Amount Cap: Not chosen
Daily OTM Limit : Rs. 6000/-
5 - Jan - 17 5 - Jun - 17 1000 NA 1000
5 - Jul - 17 5 - Dec - 17 1000 555 1555
5 - Jan - 18 5 - Jun - 18 1555 555 2110
5 - Jul - 18 5 - Dec - 18 2110 555 2665
5 - Jan - 19 5 - Jun - 19 2665 555 3220
5 - Jul - 19 5 - Dec - 19 3220 555 3775
5 - Jan - 20 5 - Jun - 20 3775 555 4330
5 - Jul - 20 5 - Dec - 20 4330 555 4885
5 - Jan - 21 5 - Jun - 21 4885 555 5440
5 - Jul - 21 5 - Dec - 21 5440 555 5995
5 - Jan - 22 5 - Dec - 22 5995 NIL 5995
Here the monthly SIP installment of Rs. 5995/- will be frozen at a level which is closest to the daily OTM limit of Rs. 6000/-, as it is not permitted to cross it.

Illustration no. 2 (Monthly SIP ; Top-Up Frequency : Yearly ; Amount-based cap opted for)
Top Up frequency: Yearly
10 - Jan - 17 10 - Dec - 17 1000 NA 1000
10 - Jan - 18 10 - Dec - 18 1000 777 1777
10 - Jan - 19 10 - Dec - 19 1777 777 2554
10 - Jan - 20 10 - Dec - 20 2554 777 3331
10 - Jan - 21 10 - Dec - 21 3331 777 4108
10 - Jan - 22 10 - Dec - 22 4108 NIL 4108
Here the monthly SIP installment will be frozen at Rs. 4108/- even though the OTM limit of Rs. 5000/- is higher.
Illustration no. 2 - A : (Monthly SIP ; Top-Up Frequency : Yearly ; Amount-based Cap not opted for)
In this case the top-up top-up will keep occurring at the chosen frequency (yearly, in this case) until the SIP expiry date (December 10, 2022), provided the
OTM limit is not crossed.

Top Up Amount Cap: Not chosen
10 - Jan - 17 10 - Dec - 17 1000 NA 1000
10 - Jan - 18 10 - Dec - 18 1000 777 1777
10 - Jan - 19 10 - Dec - 19 1777 777 2554
10 - Jan - 20 10 - Dec - 20 2554 777 3331
10 - Jan - 21 10 - Dec - 21 3331 777 4108
10 - Jan - 22 10 - Dec - 22 4108 NIL 4108
Here the monthly SIP installment will be frozen at Rs. 4108/- as it is closest to the daily OTM limit of Rs. 4500/- and is not permitted to cross it.

Illustration no. 3 : (Quarterly SIP ; Top-Up Frequency : Yearly ; Amount-based Cap opted for)
Starting Quarterly SIP amount: Rs. 3000/-
From Date To Date Quarterly SIP Installment (Rs.) SIP Top Up Amount (Rs.) Total Amount of SIP (Rs.)
20 - Jan - 17 20- Dec - 17 3000 NA 3000
20 - Jan - 18 20 - Dec - 18 3000 915 3915
20 - Jan - 19 20 - Dec - 19 3915 915 4830
20 - Jan- 20 20 - Dec - 20 4830 915 5745
20 - Jan - 21 20 - Dec - 21 5745 915 6660
20 - Jan - 22 20 - Dec - 22 6660 NIL 6660
Here the Quarterly SIP installment will be frozen at Rs. 6660/- even though the daily OTM limit of Rs. 7000/- is higher.
Illustration no. 3 – A : (Quarterly SIP ; Top-Up Frequency : Yearly ; Amount-based Cap not opted for)
In this case the top-up will keep occurring at the chosen frequency (yearly, in this case) until the SIP expiry date (December 10, 2022), provided the OTM limit
is not crossed.

Starting Quarterly SIP amount: Rs. 3000/-
Top Up Amount Cap: Not opted for
From Date To Date Quarterly SIP Installment (Rs.) SIP Top Up Amount (Rs.) Total Amount of SIP (Rs.)
20 - Jan - 17 20- Dec - 17 3000 NA 3000
20 - Jan - 18 20 - Dec - 18 3000 915 3915
20 - Jan - 19 20 - Dec - 19 3915 915 4830
20 - Jan- 20 20 - Dec - 20 4830 915 5745
20 - Jan - 21 20 - Dec - 21 5745 915 6660
20 - Jan - 22 20 - Dec - 22 6660 NIL 6660
Here the Quarterly SIP installment will be frozen at Rs. 6660/- as it is closest to the daily OTM limit of Rs. 7000/- and is not permitted to cross it.

PPFAS Mutual Fund
Bank Accounts Registration Form
Multiple Banks/Bank Change/Default Bank/Deletion
Please read the terms and conditions mentioned overleaf and attach necessary documents for registration of bank accounts. Form should be filled legibly in English and in CAPITALS.
Srike of the section/s not used by you to avoid any unathorised use. Use separate forms for separate folios.
Folio No. For Existing Investors
Name 1st Applicant PAN
A – ADDITION OF BANK ACCOUNTS
Please register my/our following bank accounts for all investments in my/our folio. I/we understand that I/we can choose to receive payment proceeds in any of these accounts, by making a
specific request in my/our redemption request. I/We understand that the bank accounts listed below shall be taken up for registration in my/our folio in the order given below and the same
shall be registered only if there is a scope to register additional bank accounts in the folio subject to a maximum of ten in the case of individuals and in the case of non individuals.
For each bank account, Investors should produce original for verification or submit originals of the documents mentioned below.
AC Type [Please tick (3)] SB Current NRO NRE FCNR Other
Account No.
Bank Name Branch
Branch Address
City Pin Code
IFSC Code # MICR Code*

Document attached (Any one) Cancelled Cheque with name pre-printed Bank statement Pass book Bank Certificate
(# 11 digit code printed on your cheque. * 9 digit code on your cheque next to the cheque number.)
Account No.
Bank Name Branch
Branch Address
City Pin Code

Account No.
Bank Name Branch
Branch Address
City Pin Code

Account No.
Bank Name Branch
Branch Address
City Pin Code

B – DEFAULT BANK ACCOUNT

From among the bank accounts registered with you or mentioned above, please register the following bank account as a Default Bank Account into which future redemption and/or
dividend proceeds, if any of the above mentioned folio will be paid:
Bank Name Account No.

SIGNATURES (To be signed as per mode of holding. In case of non-Individual Unit holders, to be signed by AUTHORISED SIGNATORIES) (For Part A and B) (MANDATORY)
Sole / First Applicant / Guardian Second Applicant Third Applicant

C – BANK ACCOUNT DELETION REQUEST
Folio No. For Existing Investors
Name 1st Applicant PAN
Deletion of a default bank account is not permitted unless the investor mentions another registered bank account as a default account in Part B of this Form.
DECLARATION AND SIGNATURES (FOR PART C) (MANDATORY)
I/We have read and understood the terms and conditions of bank accounts registration and agree to abide by the same. I/We understand that my/our request will be executed only if it
is filled properly with all details mentioned properly and necessary documents are attached, as applicable, failing which the request will be rejected. I/We will not hold PPFAS Mutual
Fund, the AMC and the registrar liable for any loss due to delayed execution or rejection of the request.
Sole / First Applicant / Guardian Second Applicant Third Applicant
To be signed by all applicants/Unitholders if mode of holding is ‘Joint’.
Instructions and Terms & Conditions:
Ÿ If you are changing an existing bank account with a new one for redemption proceeds in future, please mention the new bank account in Part A as well as in Part B. If the new bank
account is not mentioned in Part B, redemption proceeds will be sent to existing default bank account only. For each bank account mentioned in Part A, Investors should submit
originals of any of the documents mentioned below. if copies are submitted, the same should be attested by the Bank or originals should be produced for verification.
Ÿ This facility allows a unit holder to register multiple bank account details for all investments held in the specified folio (existing or new). Individuals/HuF/Sole Proprietor can register
upto 5 different bank accounts for a folio by using this form. Non-individuals can register upto 10 different bank accounts for a folio. For registering more than 5 accounts, please
use extra copies of this form.
Ÿ Please enclose a cancelled cheque leaf for each of such banks accounts. This will help in verification of the account details and register them accurately. The application will be
processed only for such accounts for which cancelled cheque leaf is provided. Accounts not matching with such cheque leaf thereof will not be registered.
Ÿ If the bank account number on the cheque leaf is handwritten or investor name is not printed on the face of the cheque, bank account statement or pass book giving the name,
address and the account number should be enclosed. If photocopies are submitted, investors must produce original for verification.
Ÿ Bank account registration/deletion request will be accepted and processed only if all the details are correctly filled and the necessary documents are submitted. The request is liable
to be rejected if any information is missing or incorrectly filled or if there is deficiency in the documents submitted.
Ÿ The first/sole unit holder in the folio should be one of the holders of the bank account being registered.
Ÿ The investors can change the default bank account by submitting this form. In case multiple bank accounts are opted for registration as default bank account, the mutual fund
retains the right to register any one of them as the default bank account.
Ÿ A written confirmation of registration of the additional bank account details will be dispatched to you within 10 calendar days of receipt of such request.
Ÿ If any of the registered bank accounts are closed/ altered, please intimate the AMC in writing of such change with an instruction to delete/ alter it from of our records.
Ÿ The Bank Account chosen as the primary/default bank account will be used for all Redemption payouts. At anytime, investor can instruct the AMC to change the default bank
account by choosing one of the additional accounts already registered with the AMC.
Ÿ In case redemption request accompanied with request for change of Bank mandate, the Asset Management Company will process the redemption but the release of redemption
proceeds shall be deferred on account of additional verification, but will be within the regulatory limits as specified by Securities and Exchange Board of India time to time.
Ÿ If in a folio, purchase investments are vide SB or NRO bank account, the bank account types for redemption can be SB or NRO only. If the purchase investments are made vide NRE
account(s), the bank accounts types for redemption can be NRE.
Ÿ The registered bank accounts will also be used to identify the pay-in proceeds. Hence, unit holder(s) are advised to register their various bank accounts in advance using this facility
and ensure that payments for ongoing purchase transactions are from any of the registered bank accounts only, to avoid fraudulent transactions and potential rejections due to
mismatch of pay-in bank details with the accounts registered in the folio.
PPFAS - 1800-266-7790

CAMS - 1800-200-2267 mf@ppfas.com www.amc.ppfas.com
THIRD PARTY PAYMENT DECLARATION FORM
PPFAS Mutual Fund (This should be enclosed with each payment/SIP Enrolment)
Third Party Payment Declaration Form should be completed in English and in Block Letters only.
(Please read the Third Party Payment rules and Instructions carefully before completing this Form) Declaration Form No.
FOR OFFICE USE ONLY

Date of Receipt Folio No. Bank Transaction No.
1. BENEFICIAL INVESTOR INFORMATION (Refer Instruction No. 2)
Folio No. For Existing Investors For New Investors
Name Beneficial Investor
2. THIRD PARTY INFORMATION (Refer Instruction No. 3)
Name of the Third Party Person Making the Payment

[Please tick] Proof Attached
Nationality PAN KRA
(Mandatory for any amount (Refer instruction No. 6 & 8.
CKYC Number Aadhaar Card Number
Name of the Contact Person In case of Non-individual Third Party
Designation
Mailing Address (P.O. box address is not sufficient)
CITY State Pin Code
OVERSEAS ADDRESS (Mandatory in case of NRIs/FIIs/PIOs) (P. O. Box Address is not be sufficient)
CONTACT DETAILS OF FIRST / SOLE APPLICANT STD Code
Mobile No. Email ID
Tel No. : STD Code Res. Office Fax
RELATIONSHIP OF THIRD PARTY WITH THE BENEFICIAL INVESTOR (Refer Instruction No 3) [Please tick] (Mandatory for any amount
Status of the
Minor FII Client Employee(s)
Beneficial Investor
Parents Custodians
Relationship of Employer
SEBI Registration No. of Custodian
Third Party with Grand Parents Registration Valid Till
the Beneficial
Related Person
Investor
Please specify _________________________ D D M M Y Y Y Y
________________________________
IT PAN
KYC acknowledgment Attached Attached Attached
Declaration by Declaration by Parent/Grand-Parents / Related Persons Other I/We declare that the payment made on behalf of I/We declare that the
Third Party than the Registered Guardian FII/Client and the source of this payment is form funds payment made on
provided to us by FII/Client. behalf of employee(s)
I hereby declare and confirm that the minor stated above is the under Systematic
beneficial owner of the investment details mentioned above. I am Investment Plans or as
providing the funds for these investments on account of my natural lump sum / one-time
love and affection or as gift from my bank account only. subscription, through
Payroll Deductions.
Declaration by Guardian of Minor, as registered in the folio
I confirm that I am the legal guardian of the minor, registered in

folio and have no objection to receiving these funds on behalf of the
minor.
3. THIRD PARTY PAYMENT DETAILS (Refer Instruction No. 4)
Mode of Payment [Please tick] Mandatory Enclosure(s)*
Cheque In case the account number and account holder name of the third party is not pre-printed on the cheque then a copy of the bank passbook /
statement of bank account or letter from the bank certifying that the third party maintains a bank account.
Pay Order Certificate from the Issuing Banker stating the Bank Account Holder’s Name and Bank Account Number debited for issue of the instrument or
Demand Draft Copy of the acknowledgement from the bank, wherein the instructions to debit carry the bank account details and name of the third party as
Banker’s Cheque an account holder are available or Copy of the passbook/bank statement evidencing the debit for issuance of the instrument.
RTGS Copy of the Instruction to the Bank stating the Bank Account Number which has been debited.
NEFT
Fund Transfer
*PPFAS Mutual Fund / PPFAS Asset Management Private Limited (”PPFAS AMC”) reserves the right to seek information and/or obtain such other additional documents/ information from
the Third Party for establishing the identity of the Third Party.
Amount (in figures)*
Amount (in words)*
Cheque/DD/PO/UTR No. Cheque/DD/PO/RTGS Date D D M M Y Y Y Y
Pay-in Bank Ac No. Name of the Bank
Branch City
Account Type [Please tick] SB Current NRO NRE FCNR Other ______________________________ (please specify)
* including demand draft charges, if any
4. DECLARATIONS & SIGNATURE/S [Refer Instruction 5)
THIRD PARTY DECLARATION
I/We confirm having read and understood the Third Party Payment rules, as given below and hereby agree to be bound by the same.
I/We declare that the information declared herein is true and correct, which PPFAS Mutual Fund is entitled to verify directly or indirectly. I agree to furnish such further information as PPFAS
Mutual Fund may require from me/us. I/We agree that, if any such declarations made by me/us are found to be incorrect or incomplete, PPFAS Mutual Fund / PPFAS AMC is not bound to pay
any interest or compensation of whatsoever nature on the said payment received from me/us and shall have absolute discretion to reject / not process the Application Form received from the
Beneficial Investor(s) and refund the subscription monies.
I/We hereby declare that the amount invested in the Scheme is through legitimate sources only and does not involve and is not designed for the purpose of any contravention or evasion of any
Act, Rules, Regulations, Notifications or Directions issued by any regulatory authority in India. I/We will assume personal liability for any claim, loss and/ or damage of whatsoever nature that
PPFAS Mutual Fund / PPFAS AMC may suffer as a result of accepting the aforesaid payment from me/us towards processing of the transaction in favour of the beneficial investor(s) as detailed
Applicable to NRIs only :
I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through normal banking
channels or from funds in my / our Non-Resident External / Ordinary Account /FCNR Account.
Signature of the Third Party
Please (ü) Yes No
D D M M Y Y Y Y
If yes, (ü) Repatriation basis
Non-repatriation basis
BENEFICIAL INVESTOR(S) DECLARATION

I/We certify that the information declared herein by the Third Party is true and correct. SIGNATURES AS PER BANK RECORDS (MANDATORY)
I/We acknowledge that PPFAS Mutual Fund reserves the right in its sole discretion to
reject/ not process the Application Form and refund the payment received from the
aforesaid Third Party and the declaration made by the Third Party will apply solely to Sole/1st Applicant/
Guardian Authorised Signatory
my/our transaction as the beneficial investor(s) detailed in the Application Form. PPFAS
Mutual Fund/ PPFAS AMC will not be liable for any damages or losses or any claims of
whatsoever nature arising out of any delay or failure to process this transaction due to
occurrences beyond the control of PPFAS Mutual Fund/ PPFAS AMC. 2nd Applicant/Guardian
Applicable to Guardian receiving funds on behalf of Minor only : Authorised Signatory
I/We confirm that I/We are the guardian of the Minor registered in folio and have no
objection to the funds received towards subscription of Units in this Scheme on behalf of
the minor. 3rd Applicant/Guardian
Authorised Signatory
D D M M Y Y Y Y
THIRD PARTY PAYMENT RULES
1. In order to enhance compliance with Know your Customer (KYC) norms under the 2b. PPFAS Mutual Fund/ PPFAS Asset Management Private Limited ('PPFAS AMC') will not
Prevention of Money Laundering Act, 2002 (PMLA) and to mitigate the risks associated accept subscriptions with Third Party payments except in the following exceptional
with acceptance of third party payments, Association of Mutual Funds of India (AMFI) cases, which is subject to submission of requisite documentation/ declarations:
issued best practice guidelines on "risk mitigation process against third party (i) Payment by Parents/Grand-Parents/Related Persons* on behalf of a minor in
instruments and other payment modes for mutual fund subscriptions". AMFI has consideration of natural love and affection or as gift for a value not exceeding Rs
issued the said best practice guidelines requiring mutual funds/asset management 50,000/- for each regular Purchase or per SIP installment. However, this
companies to ensure that Third-Party payments are not used for mutual fund restriction of Rs. 50,000/- will not be applicable for payment made by a
subscriptions Guardian whose name is registered in the records of Mutual Fund in that folio
2a. The following words and expressions shall have the meaning specified herein: (i.e. father, mother or court appointed Legal Guardian).
(a) "Beneficial Investor" is the first named applicant/investor in whose name the (ii) Payment by Employer on behalf of employee under Systematic Investment Plans
application for subscription of Units is applied for with the Mutual Fund. or as lump sum/one-time subscription, through Payroll deductions.
(b) "Third Party" means any person making payment towards subscription of (iii) Custodian on behalf of an FII or a Client.
Units in the name of the Beneficial Investor. *'Related Person' means any person investing on behalf of a minor in consideration of
(c) "Third Party payment" is referred to as a payment made through instruments natural love and affection or as a gift.
issued from a bank account other than that of the first named applicant/ investor 2c. Applications submitted through the above mentioned 'exceptional cases' are
mentioned in the application form. required to comply with the following, without which applications for subscriptions for
Illustrations units will be rejected / not processed/ refunded.
Illustration 1: An Application submitted in joint names of A, B & C alongwith (i) Mandatory KYC for all investors (guardian in case of minor) and the person
cheque issued from a bank account in names of B, C & Y. This will be considered making the payment i.e. third party.
as Third Party payment. (ii) Submission of a complete and valid 'Third Party Payment Declaration Form' from
Illustration 2: An Application submitted in joint names of A, B & C alongwith the investors (guardian in case of minor) and the person making the payment
cheque issued from a bank account in names of C, A & B. This will not be i.e. third party.
considered as Third Party payment. 2d. Investor(s) are requested to note that any application for subscription of Units of the
Illustration 3: An Application submitted in joint names of A, B & C alongwith Scheme of PPFAS Mutual Fund accompanied with Third Party payment other than the
cheque issued from a bank account in name of A. This will not be considered as above mentioned exceptional cases as described in Rule (2b) above is liable for
Third Party payment. rejection without any recourse to Third Party or the applicant investor(s).
The above mentioned Third Party Payment Rules are subject to change from time to time. Please contact any of the Investor Service Centres of PPFAS AMC or visit our
http://amc.ppfas.com for any information or updates on the same.
INSTRUCTIONS FOR THIRD PARTY PAYMENT DECLARATION FORM
1. GENERAL INSTRUCTIONS per bank records, if available (ii) a copy of the acknowledgement from the bank, wherein the
Please read the terms of the Key Information Memorandum, the Scheme Information instructions to debit carry the bank account details and name of the third party as an account
Document (SID) and Statement of Additional Information (SAI) carefully before filling the holder are available (iii) a copy of the passbook/bank statement evidencing the debit for
Third Party Payment Declaration Form (hereinafter referred to as 'Declaration Form'). issuance of the instrument.
The Declaration Form should be completed in ENGLISH and in BLOCK LETTERS only. The account number mentioned in the above supporting documents should be the same as the
Please tick in the appropriate box for relevant declarations wherever applicable. Please bank details mentioned in the application form.
do not overwrite. Any correction / changes (if any) made in the Declaration Form, shall (iii) Source of funds - if paid by RTGS, Bank Account-to-Account Transfer, NEFT, ECS, etc.
be authenticated by canceling and re-writing the correct details and counter signature Acknowledged copy of the instruction to the bank stating the account number debited.
of the Third Party and the Beneficial Investor(s).
(iv) Source of funds - if paid by a pre-funded instrument issued by the Bank against Cash
Applications along with the Declaration Form completed in all respects, must be
The AMC/Mutual Fund /R&TA will not accept any purchase applications from third party if
submitted at the Official Points of Acceptance / Investor Service Centres (ISCs) of PPFAS
accompanied by a pre-funded instrument issued by a bank (such as Pay Order, Demand Draft,
Mutual Fund.
Banker's cheque) against cash for investments of Rs. 50,000 or more. The third party should
In case the Declaration Form does not comply with the above requirements, PPFAS submit a Certificate (in original) obtained from the bank giving name, bank account number and
Mutual Fund /PPFAS Asset Management Private Limited (PPFAS AMC) retains the sole PAN as per the bank records (if available) of the person who has requested for the payment
and absolute discretion to reject / not process such Declaration Form and refund the instrument. The said Certificate should be duly certified by the bank manager with his / her full
subscription money and shall not be liable for any such rejection. signature, name, employee code, bank seal and contact number. The AMC / Mutual Fund /
2. BENEFICIAL INVESTOR INFORMATION R&TA will check that the name mentioned in the Certificate matches with the name of the third
The Third Party should provide the Folio Number of the Beneficial Investor already having party.
an account in any of the PPFAS Mutual Fund Scheme in Section 1. In case the Beneficial The account number mentioned in the Certificate should be the same as / one of the registered
Investor does not have a Folio Number, the Third Party should mention the Application bank account or the bank details mentioned in the application form.
Number as stated in the Application Form. Name must be written in full. 5. SIGNATURE(S)
3. THIRD PARTY INFORMATION Signature(s) should be in English or in any Indian Language. Declarations on behalf of minors
"Third Party" includes the Parent, Grand Parent, Related Person, Custodian of FII/Client, should be signed by their Guardian.
or Employer, making payment towards subscription of Units in the name of the 6. PERMANENT ACCOUNT NUMBER
Beneficial Investor(s). It is mandatory for the Third Party to mention the permanent account number (PAN) irrespective
Full Name and relationship of Third Party with the Beneficial Investor must be provided. of the amount of Purchase*. In order to verify that the PAN of Third Party has been duly and
The Relationship declared by the Third Party will suggest that the payment made on correctly quoted therein, the Third Party shall attach along with the Declaration Form, a
behalf of Beneficial Investor(s) is: photocopy of the PAN card duly self-certified along with the original PAN card The original PAN
a. On behalf of a minor in consideration of natural love and affection or as gift for a Card will be returned immediately across the counter after verification.
value not exceeding Rs. 50,000/- (which includes each regular purchase or per SIP *includes fresh/additional purchase, Systematic Investment Plan.
installment) made by Parents/Grand Parents/ Related Persons. However this Declaration Forms not complying with the above requirement will not be accepted/ processed.
restriction of Rs. 50,000/- will not be applicable for payment made by a guardian For further details, please refer Section 'Permanent Account Number' under the Statement of
whose name is registered in the records of Mutual Fund in that folio (i.e. father or Additional Information available on our website http://amc.ppfas.com.
mother or court appointed legal guardian).
7. PREVENTION OF MONEY LAUNDERING
b. On behalf of employee; under Systematic Investment Plans or as lump sum/one-
SEBI, vide its circular Reference No.ISD/CIR/RR/AML/1/06 dated January 18, 2006 mandated
time subscription, through Payroll deductions made by employer; or
that all intermediaries including Mutual Funds should formulate and implement a proper policy
c. On behalf of an FII or a Client made by the Custodian.
framework as per the guidelines on anti money laundering measures and also to adopt a Know
Mailing address and contact details of Third Party must be written in full. Your Customer (KYC) policy.
4. THIRD PARTY PAYMENT DETAILS The Third Party should ensure that the amount invested in the Scheme is through legitimate
Third Party must provide in the Declaration Form the details of the Pay-in Bank Account sources only and does not involve and is not designated for the purpose of any contravention or
i.e. account from which subscription payment is made in the name of the Beneficial evasion of the provisions of the Income Tax Act, Prevention of Money Laundering Act (PMLA),
Investor(s). Prevention of Corruption Act and / or any other applicable law in force and also any laws
The Declaration Form with incomplete payment details shall be rejected. The enacted by the Government of India from to time or any rules, regulations, notifications or
following document(s) is/are required to be submitted by Third Party as per the mode of directions issued thereunder.
payment selected: To ensure appropriate identification of the Third Party and with a view to monitor transactions for
(i) Source of funds - if paid by cheque the prevention of money laundering, PPFAS AMC/ PPFAS Mutual Fund reserves the right to seek
information, record investor's/ Third party's telephonic calls and/or obtain and retain
In case the account number and account holder name of the third party is not pre-
documentation for establishing the identity of the third party, proof of residence, source of funds,
printed on the cheque, then the third party should provide any one of the following
etc. It may re-verify identity and obtain any incomplete or additional information for this
documents:
purpose,
1. a copy# of the bank passbook or a statement of bank account having the name
PPFAS Mutual Fund, PPFAS AMC, PPFAS Trustee Private limited ('PPFAS Trustee') and their
and address of the account holder and account number;
Directors, employees and agents shall not be liable in any manner for any claims arising
2. a letter (in original) from the bank on its letterhead certifying that the third party whatsoever on account of freezing the folios/ rejection of any application / allotment of Units or
maintains an account with the bank, along with information like bank account mandatory redemption of Units due to non compliance with the provisions of the PMLA, SEBI/
number, bank branch, account type, the MICR code of the branch & IFSC Code AMFI circular(s) and KYC policy and / or where the AMC believes that transaction is suspicious in
(where available). The said letter should be certified by the bank manager with nature within the purview of the Act and SEBI/ AMFI circular(s) and reporting the same to FIU-
his/ her full signature, name, employee code, bank seal and contact number. IND.
# the original documents along with the documents mentioned above should be For further details, please refer Section 'Prevention of Money laundering' under the Statement of
submitted to the ISCs / Official Points of Acceptance of PPFAS Mutual Fund. The Additional Information available on our website http://amc.ppfas.com.
copy of such documents will be verified with the original documents to the
8. KNOW YOUR CUSTOMER (KYC) COMPLIANCE
satisfaction of the PPFAS AMC/ PPFAS Mutual Fund / Registrar and Transfer Agent.
The original documents will be returned across the counter after due verification. It is mandatory for the Third Party to quote the KYC Compliance Status and attach proof of KYC
Compliance viz. KYC Acknowledgement Letter (or Printout of KYC Compliance Status
(ii) Source of funds - if funded by pre-funded investments such as Pay Order,
downloaded from CVL website (www.cvlindia.com) using the PAN. Declaration Form without a
Demand Draft, Banker's cheque etc.
valid KYC Compliance of Third Party will be rejected.
The Third Party should attach any one of the following supporting documents with the
In the event of non-compliance of KYC requirements, PPFAS Trustee/ PPFAS AMC reserves the
purchase application where subscription for units is vide a pre - funded instrument
right to freeze the folio of the investor(s) and effect mandatory redemption of unit holdings of the
issued by way of debit to his / her bank account: (i) a Certificate (in original) from the
investors at the applicable NAV, subject to payment of exit load, if any.
issuing banker duly certified by the bank manager with his / her full signature, name,
employee code, bank seal and contact number, stating the Account holder's name, the For further details, please refer Section 'Know Your Customer (KYC) Compliance' under the
Bank Account Number which has been debited for issue of the instrument and PAN as Statement of Additional information available on our website http://amc.ppfas.com.
CKYC & KRA KYC Form
Know Your Client
New
Application Form (For Individuals only) Application
Type* Update KYC Number*
(Please fill the form in English and in BLOCK Letters)
Fields marked with ‘*’ are mandatory fields
KYC Type* Normal (PAN is mandatory) PAN Exempt Investors (Refer instruction K)
1. Identity Details (Please refer instruction A at the end)
PAN Please enclose a duly attested copy of your PAN Card
Prefix First Name Middle Name Last Name

Name* (same as ID proof)
Maiden Name (If any*)
Father / Spouse Name*
Mother Name*
Date of Birth* D D M M Y Y Y Y Photo
Gender* M- Male F- Female T-Transgender
Marital Status* Married Unmarried Others
Citizenship* IN- Indian Others – Country Country Code

Residential Status* Resident Individual Non Resident Indian
Foreign National Person of Indian Origin
Occupation Type* S-Service Private Sector Public Sector Government Sector
O-Others Professional Self Employed Retired Housewife Student Signature/
Thumb Impression
B-Business X-Not Categorised
2. Proof of Identity (PoI)* (for PAN exempt Investor or if PAN card copy not provided) (Please refer instruction C & K at the end)
(Certified copy of any one of the following Proof of Identity [PoI] needs to be submitted)
A- Passport Number Passport Expiry Date D D M M Y Y Y Y
B- Voter ID Card
D- Driving Licence Driving Licence Expiry Date D D M M Y Y Y Y
E- Aadhaar Card
F- NREGA Job Card
Z- Others (any document notified by the central government) Ide ntification Number
3. Proof of Address (PoA)*
3.1 Current / Permanent / Overseas Address Details (Please see instruction D at the end)
Address
Line 1*
Line 2
Line 3 City / Town / V il l ag e*
District* Zip / Post C od e* State/UT Code as per Indian Motor Vehicle Act, 19 88
State/UT* Country* C ou ntry Code as per ISO 31 66
Address Type* Residential / Business Residential Business Registered Office Unspecified

(Certified copy of any one of the following Proof of Address [PoA] needs to be submitted)
Proof of Address *
Passport Number Passport Expiry Date D D M M Y Y Y Y
Voter ID Card
Driving Licence Driving Licence Expiry Date D D M M Y Y Y Y
Aadhaar Card
NREGA Job Card
Others (any document notified by the central government) Identification Number
3.2 Correspondence / Local Address Details* (Please see instruction E at the end)
Same as Current / Permanent / Overseas Address details (In case of multiple correspondence / local addresses, please ‘Annexure A1’, Submit relevant documentary proof)
Line 1*
Line 2
Line 3 City / Town / V il l ag e*
District* Zip / Post C od e* State/UT Code as per Indian Motor Vehicle Act, 19 88
State/UT* Country* C ou ntry Code as per ISO 31 66
Version 1.6 Page 1

4. Contact Details (All communications will be sent on provided Mobile no. / Email-ID) (Please refer instruction F at the end)
Email ID
Mobile Tel. (Off) Tel. (Res)
5. FATCA/CRS Information (Tick if Applicable) Residence for Tax Purposes in Jurisdiction(s) Outside India (Please refer instruction B at the end)
Additional Details Required* (Mandatory only if above option (5) is ticked)
Country of Jurisdiction of Residence* Country Code of Jurisdiction of Residence as per ISO 3166
Tax Identification Number or equivalent (If issued by jurisdiction)*

Place / City of Birth* Country of Birth* Country Code as per ISO 3166
Address
Line 1*
Line 2
Line 3 City / Town / Village*
District* Zip / Post Code* State/UT Code as per Indian Motor Vehicle Act, 1988
State/UT* Country* Country Code as per ISO 3166
6. Details of Related Person (Optional) (please refer instruction G at the end) (in case of additional related persons, please fill ‘Annexure B1’)
Related Person Deletion of Related Person KYC Number of Related Person (if available*)
Related Person Type* Guardian of Minor Assignee Authorized Representative
Prefix First Name Middle Name Last Name
Name*
(If KYC number and name are provided, below details of section 6 are optional)
Proof of Identity [PoI] of Related Person* (Please see instruction (H) at the end)
(Certified copy of any one of the following Proof of Identity[PoI] needs to be submitted)
A- Passport Number Passport Expiry Date D D M M Y Y Y Y
B- Voter ID Card
C- PA N Card
D- Driving Licence Driving Licence Expiry Date D D M M Y Y Y Y
E- Aadhaar Card
F- NREGA Job Card
Z- Others (any document notified by the central government) Identification Number
7. Remarks (If any)
8. Applicant Declaration
• I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes
therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held
liable for it. I hereby declare that I am not making this application for the purpose of contravention of any Act, Rules, Regulations or any statute of
[Signature / Thumb Impression]
legislation or any notifications/directions issued by any governmental or statutory authority from time to time.
• I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address.
Date: D D M M Y Y Y Y Place : Signature / Thumb Impression of Applicant
9. Attestation / For Office Use Only

Documents Received Certified Copies
KYC Verification Carried Out by (Refer Instruction I) Institution Details
Date D D M M Y Y Y Y Name
Emp. Name Code
Emp. Code Emp. Branch
Emp. Designation
[Institution Stamp]
[Employee Signature]
In-Person Verification (IPV) Carried Out by (Refer Instruction J) Institution Details

Date D D M M Y Y Y Y Name
Emp. Name Code
Emp. Code Emp. Branch
Emp. Designation
[Institution Stamp]
[Employee Signature]
Version 1.6 Page 2

Instructions/Guidelines for filling Individual KYC Application Form
General Instructions:
1. Self-Certification of documents is mandatory.
2. KYC number of applicant is mandatory for update/change of KYC details.
3. For particular section update, please tick ( ) in the box available before the section number and strike off the sections not required to be updated.
4. Copies of all documents that are submitted need to be compulsorily self-attested by the applicant and accompanied by originals for verification. In case the original of any
document is not produced for verification, then the copies should be properly attested by entities authorized for attesting the documents, as per the list mentioned under [I].
5. If any proof of identity or address is in a foreign language, then translation into English is required.
6. Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.
7. If correspondence & permanent addresses are different, then proofs for both have to be submitted.
8. Sole proprietor must make the application in his individual name & capacity.
9. For non-residents and foreign nationals, (allowed to trade subject to RBI and FEMA guidelines), copy of passport/PIOCard/OCICard and overseas address proof is mandatory.
10. In case of Merchant Navy NRI’s, Mariner’s declaration or certified copy of CDC (Continuous Discharge Certificate) is to be submitted.
11. For opening an account with Depository participant or Mutual Fund, for a minor, photocopy of the School Leaving Certificate/Mark sheet issued by Higher Secondary Board/
Passport of Minor/Birth Certificate must be provided.
A. Clarification / Guidelines on filling ‘Identity Details’ section
1. Name: Please state the name with Prefix (Mr/Mrs/Ms/Dr/etc.). The name should match the name as mentioned in the Proof of Identity submitted failing which the
application is liable to be rejected.
2. Either father’s name or spouse’s name is to be mandatorily furnished. In case PAN is not available father’s name is mandatory.
B. Clarification/Guidelines on filling details if applicant residence for tax purposes in jurisdiction(s) outside India
1. Tax identification Number (TIN): TIN need not be reported if it has not been issued by the jurisdiction. However, if the said jurisdiction has issued a high integrity number
with an equivalent level of identification (a “Functional equivalent”), the same may be reported. Examples of that type of number for individual include, a social security/
insurance number, citizen/personal identification/services code/number, and resident registration number)
C. Clarification / Guidelines on filling ‘Proof of Identity [PoI]’ section, if PAN Card copy is not enclosed/For PAN exempt Inve stors
1. If driving license number or passport is provided as proof of identity then expiry date is to be mandatorily furnished.
2. Mention identification / reference number if ‘Z – Others (any document notified by the central government)’ is ticked.
3. Others – Identity card with applicant’s photograph issued by any of the following: Central/ State Government Departments, Statutory/Regulatory Authorities, Public Sector
Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council,
etc., to their Members; and Credit cards/Debit cards issued by Banks.
4. Letter issued by a gazetted officer, with a duly attested photograph of the person.
D. Clarification / Guidelines on filling ‘Proof of Address [PoA] section
1. PoA to be submitted only if the submitted PoI does not have an address or address as per PoI is invalid or not in force.
2. State / U.T Code and Pin / Post Code will not be mandatory for Overseas addresses.
3. Others includes – Utility bill which is not more than two months old of any service provider (electricity, telephone, post-paid mobile phone, piped gas, water bill); Bank
account or Post Office savings bank account statement; Documents issued by Government departments of foreign jurisdictions and letter issued by Foreign Embassy or
Mission in India; Identity card with applicant’s photograph and address issued by any of the following: Central/ State Government Departments, Statutory/Regulatory
Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI,
ICWAI, ICSI, Bar Council, etc., to their Members; and Credit cards/Debit cards issued by Banks.
E. Clarification / Guidelines on filling ‘Proof of Address [PoA] - Correspondence / Local Address details’ section
1. To be filled only in case the PoA is not the local address or address where the customer is currently residing. No separate PoA is required to be submitted.
2. In case of multiple correspondence / local addresses, Please fill ‘Annexure A1’
3. Others includes – Utility bill which is not more than two months old of any service provider (electricity, telephone, post-paid mobile phone, piped gas, water bill); Bank
account or Post Office savings bank account statement; Documents issued by Government departments of foreign jurisdictions and letter issued by Foreign Embassy or
Mission in India; Identity card with applicant’s photograph and address issued by any of the following: Central/ State Government Departments, Statutory/Regulatory
Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI,
ICWAI, ICSI, Bar Council, etc., to their Members; and Credit cards/Debit cards issued by Banks.
F. Clarification / Guidelines on filling ‘Contact details’ section
1. Please mention two- digit country code and 10 digit mobile number (e.g. for Indian mobile number mention 91-9999999999).
2. Do not add ‘0’ in the beginning of Mobile number.
G. Clarification / Guidelines on filling ‘Related Person details’ section
1. Provide KYC number of related person if available.
H. Clarification / Guidelines on filling ‘Related Person details – Proof of Identity [PoI] of Related Person’ section
1. Mention identification / reference number if ‘Z- Others (any document notified by the central government)’ is ticked.
I. List of people authorized to attest the documents after verification with the originals:
1. Authorised officials of Asset Management Companies (AMC).
2. Authorised officials of Registrar & Transfer Agent (R&T) acting on behalf of the AMC.
3. KYD compliant mutual fund distributors.
4. Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (Name, Designation & Seal should be affixed on
the copy).
5. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court Magistrate, Judge, Indian Embassy/
Consulate General in the country where the client resides are permitted to attest the documents.
6. Government authorised officials who are empowered to issue Apostille Certificates.
J. List of people authorized to perform In Person Verification (IPV):
1. Authorised officials of Asset Management Companies (AMC).
2. Authorised officials of Registrar & Transfer Agent (R&T) acting on behalf of the AMC.
3. KYD compliant mutual fund distributors.
4. Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (for investors investing directly).
5. In case of NRI applicants, a person permitted to attest documents, may also conduct the In Person Verification and confirm this in the KYC Form.
K. PAN Exempt Investor Category
1. Investments (including SIPs), in Mutual Fund schemes up to INR 50,000/- per investor per year per Mutual Fund.
2. Transactions undertaken on behalf of Central/State Government, by officials appointed by Courts, e.g., Official liquidator, Court receiver, etc.
3. Investors residing in the state of Sikkim.
4. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India.
List of Two-Digit state / U.T Codes as per Indian Motor Vehicle Act, 1988
State / U.T Code State / U.T Code State / U.T Code

Andaman & Nicobar AN Himachal Pradesh HP Pondicherry PY
Andhra Pradesh AP Jammu & Kashmir JK Punjab PB
Arunachal Pradesh AR Jharkhand JH Rajasthan RJ
Assam AS Karnataka KA Sikkim SK
Bihar BR Kerala KL Tamil Nadu TN
Chandigarh CH Lakshadweep LD Telangana TS
Chattisgarh CG Madhya Pradesh MP Tripura TR
Dadra and Nagar Haveli DN Maharashtra MH Uttar Pradesh UP
Daman & Diu DD Manipur MN Uttarakhand UA
Delhi DL Meghalaya ML West Bengal WB
Goa GA Mizoram MZ Other XX
Gujarat GJ Nagaland NL
Haryana HR Orissa OR
List of ISO 3166 Two-Digit Country Code

Country Country Country Country
Country Code Country Code Country Code Country Code
Afghanistan AF Dominican Republic DO Libya LY Saint Pierre and Miquelon PM
Aland Islands AX Ecuador EC Liechtenstein LI Saint Vincent and the Grenadines VC
Albania AL Egypt EG Lithuania LT Samoa WS
Algeria DZ El Salvador SV Luxembourg LU San Marino SM
American Samoa AS Equatorial Guinea GQ Macao MO Sao Tome and Principe ST
Andorra AD Eritrea ER Macedonia, the former Yugoslav Republic of MK Saudi Arabia SA
Angola AO Estonia EE Madagascar MG Senegal SN
Anguilla AI Ethiopia ET Malawi MW Serbia RS
Antarctica AQ Falkland Islands (Malvinas) FK Malaysia MY Seychelles SC
Antigua and Barbuda AG Faroe Islands FO Maldives MV Sierra Leone SL
Argentina AR Fiji FJ Mali ML Singapore SG
Armenia AM Finland FI Malta MT Sint Maarten (Dutch part) SX
Aruba AW France FR Marshall Islands MH Slovakia SK
Australia AU French Guiana GF Martinique MQ Slovenia SI
Austria AT French Polynesia PF Mauritania MR Solomon Islands SB
Azerbaijan AZ French Southern Territories TF Mauritius MU Somalia SO
Bahamas BS Gabon GA Mayotte YT South Africa ZA
Bahrain BH Gambia GM Mexico MX South Georgia and the South Sandwich Islands GS
Bangladesh BD Georgia GE Micronesia, Federated States of FM South Sudan SS
Barbados BB Germany DE Moldova, Republic of MD Spain ES
Belarus BY Ghana GH Monaco MC Sri Lanka LK
Belgium BE Gibraltar GI Mongolia MN Sudan SD
Belize BZ Greece GR Montenegro ME Suriname SR
Benin BJ Greenland GL Montserrat MS Svalbard and Jan Mayen SJ
Bermuda BM Grenada GD Morocco MA Swaziland SZ
Bhutan BT Guadeloupe GP Mozambique MZ Sweden SE
Bolivia, Plurinational State of BO Guam GU Myanmar MM Switzerland CH
Bonaire, Sint Eustatius and Saba BQ Guatemala GT Namibia NA Syrian Arab Republic SY
Bosnia and Herzegovina BA Guernsey GG Nauru NR Taiwan, Province of China TW
Botswana BW Guinea GN Nepal NP Tajikistan TJ
Bouvet Island BV Guinea-Bissau GW Netherlands NL Tanzania, United Republic of TZ
Brazil BR Guyana GY New Caledonia NC Thailand TH
British Indian Ocean Territory IO Haiti HT New Zealand NZ Timor-Leste TL
Brunei Darussalam BN Heard Island and McDonald Islands HM Nicaragua NI Togo TG
Bulgaria BG Holy See (Vatican City State) VA Niger NE Tokelau TK
Burkina Faso BF Honduras HN Nigeria NG Tonga TO
Burundi BI Hong Kong HK Niue NU Trinidad and Tobago TT
Cabo Verde CV Hungary HU Norfolk Island NF Tunisia TN
Cambodia KH Iceland IS Northern Mariana Islands MP Turkey TR
Cameroon CM India IN Norway NO Turkmenistan TM
Canada CA Indonesia ID Oman OM Turks and Caicos Islands TC
Cayman Islands KY Iran, Islamic Republic of IR Pakistan PK Tuvalu TV
Central African Republic CF Iraq IQ Palau PW Uganda UG
Chad TD Ireland IE Palestine, State of PS Ukraine UA
Chile CL Isle of Man IM Panama PA United Arab Emirates AE
China CN Israel IL Papua New Guinea PG United Kingdom GB
Christmas Island CX Italy IT Paraguay PY United States US
Cocos (Keeling) Islands CC Jamaica JM Peru PE United States Minor Outlying Islands UM
Colombia CO Japan JP Philippines PH Uruguay UY
Comoros KM Jersey JE Pitcairn PN Uzbekistan UZ
Congo CG Jordan JO Poland PL Vanuatu VU
Congo, the Democratic Republic of the CD Kazakhstan KZ Portugal PT Venezuela, Bolivarian Republic of VE
Cook Islands CK Kenya KE Puerto Rico PR Viet Nam VN
Costa Rica CR Kiribati KI Qatar QA Virgin Islands, British VG
Cote d'Ivoire !Côte d'Ivoire CI Korea, Democratic People's Republic of KP Reunion !Réunion RE Virgin Islands, U.S. VI
Croatia HR Korea, Republic of KR Romania RO Wallis and Futuna WF
Cuba CU Kuwait KW Russian Federation RU Western Sahara EH
Curacao !Curaçao CW Kyrgyzstan KG Rwanda RW Yemen YE
Cyprus CY Lao People's Democratic Republic LA Saint Barthelemy !Saint Barthélemy BL Zambia ZM
Czech Republic CZ Latvia LV Saint Helena, Ascension and Tristan da Cunha SH Zimbabwe ZW
Denmark DK Lebanon LB Saint Kitts and Nevis KN
Djibouti DJ Lesotho LS Saint Lucia LC
Dominica DM Liberia LR Saint Martin (French part) MF
Page 62
NOTICE CUM ADDENDUM TO THE SCHEME INFORMATION DOCUMENT, STATEMENT OF ADDITONAL
INFORMATION AND KEY INFORMATION MEMORANDUM OF PPFAS LONG TERM EQUITY FUND
NOTICE CUM ADDENDUM

Introduction of Exit Load.
Notice is hereby given that the Board of Directors of PPFAS Trustee Company Private Limited, Trustee to PPFAS Mutual
Fund has approved the following change in the Scheme Information Document (SID), Statement of Additional Information
(SAI) and Key Information Memorandum (KIM) of PPFAS Mutual Fund, with effect from 7th July 2014 (“effective
date”).
Scheme Name Existing Exit Load Revised Exit Load

PPFAS Long Term Equity Nil 2.00 % if the investment is redeemed or switched out on
Fund or before 365 days from the date of allotment of units
1.00 % if the investment is redeemed or switched out after

365 days but on or before 730 days from the date of
allotment of units.
No Exit Load will be charged if investment is redeemed

or switched out after 730 days from the date of allotment
of units.
The aforesaid change will be applicable on a prospective basis i.e. in respect of investments made in the Scheme from the
effective date. The Trustee reserves the right to change / modify the Load Structure at a later date on prospective basis.
All other terms & conditions of the Scheme will remain unchanged.
This addendum shall form an integral part of the Scheme Information Document (SID), Statement of Additional Information
(SAI) and Key Information Memorandum (KIM) of PPFAS Long Term Equity Fund (“the Scheme”) as amended from time
to time.
This Addendum is dated 24th June 2014.
Place: Mumbai.
For PPFAS Asset Management Private Limited
Sd/-
Rajeev Thakkar
Director
Name of Mutual Fund: PPFAS Mutual Fund

For more information please contact:
PPFAS Asset Management Private Limited (Investment Manager for PPFAS Mutual Fund)
Corporate Office:- Great Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Near Lion Gate, Fort, Mumbai
- 400 001. INDIA. Tel.: 91 22 6140 6555 Fax: 91 22 6140 6590. E-mail: ppfasmf@ppfas.com.
Website: www.amc.ppfas.com
MUTUAL FUND INVESTMENTS ARE SUBJECT TO MARKET RISKS, READ ALL SCHEME RELATED
DOCUMENTS CAREFULLY.
Page 63
PPFAS MUTUAL FUND
NOTICE CUM ADDENDUM TO THE SCHEME INFORMATION DOCUMENT, STATEMENT OF ADDITIONAL
INFORMATION AND KEY INFORMATION MEMORANDUM OF PPFAS MUTUAL FUND
This Addendum sets out the changes in the Scheme Information Document, Statement of Additional Information and
Key Information Memorandum of PPFAS Mutual Fund (Scheme: PPFAS Long Term Equity Fund).
Notice is hereby given that the Board of Directors of PPFAS Trustee Company Private Limited, Trustee to PPFAS Mutual Fund has
approved the following change in the Scheme Information Document (SID), Statement of Additional Information (SAI) and Key
Information Memorandum (KIM) of PPFAS Mutual Fund, with effect from 10th September 2014 (“effective date”).
1. Addition of Collection Banker to PPFAS Mutual Fund.

Investors are advised to take note of the following addition made with effect from 10th September, 2014 to the List of Collection
Banker to PPFAS Mutual Fund.
ICICI Bank Limited Address (Corporate Office):- ICICI Bank Towers, Bandra Kurla Complex, Mumbai 400051.
SEBI Registration Number:INBI00000004.

Tel: 022-22859808/022-26538952
Email: meenu.rajpal@icicibank.com, viral.vora@icicibank.com
Website: www.icicibank.com
2. Additional Facility for Purchase / Redemption of Units of PPFAS Mutual Fund Scheme(s) Through Stock Exchange(s)
Platform.
List of eligible scheme/s.

Sr. No. Name of the Scheme
1 PPFAS Long Term Equity Fund
In order to expand the reach of PPFAS Mutual Fund to more towns and cities, PPFAS Trustee Company Private Limited, the Trustee
to PPFAS Mutual Fund has decided to offer units of its scheme, PPFAS Long Term Equity Fund for purchase/redemption on Bombay
Stock Exchange Limited ("BSE") and National Stock Exchange of India Limited ("NSE") effective from 10th September 2014. The
introduction of this facility is pursuant to guidelines issued by SEBI and the Stock Exchanges viz. BSE & NSE.
PPFAS Mutual Fund is introducing the facility to purchase and redeem units of PPFAS Mutual Fund scheme/s through Stock
Exchange Platform, in accordance with SEBI Circulars No. CIR/MRD/DSA/32/2013 dated October 4, 2013, Circular No.
SEBI/IMD/CIR No. 11/183204/ 2009 dated November 13, 2009 and Circular No. CIR/IMD/DF/17/2010 dated November 9, 2010.
The following are the salient features of the new facility introduced for the benefit of investors
1. This facility i.e. purchase/redemption of units will be available to both existing and new investors.
2. The investors will be eligible to purchase /redeem units of the aforesaid scheme.
3. All trading members of BSE & NSE who are registered with AMFI as Mutual Fund Advisors, mutual fund distributors registered
with the AMFI and who are permitted by the respective recognised stock exchange and who have signed up with PPFAS Asset
Management Private Limited and also registered with BSE & NSE as Participants ("AMFI certified stock exchange brokers") will be
eligible to offer this facility to investors. In order to facilitate transactions in mutual fund units through the stock exchange
infrastructure, BSE has introduced BSE StAR MF Platform and NSE has introduced Mutual Fund Service System (MFSS).
Further, the units of PPFAS Mutual Fund scheme/(s) are permitted to be transacted through clearing members of the registered Stock
Exchanges and Depository Participants of Registered Depositories are permitted to process only redemption request of units held in
demat form as per SEBI Circular No. CIR/IMD/DF/17/2010 dated November 9, 2010.
4. BSE StAR MF and MFSS are electronic platforms introduced by BSE & NSE respectively for transacting in units of mutual funds.
The units of eligible Scheme are not listed on BSE & NSE and the same cannot be traded on the Stock Exchange. The window
for purchase/redemption of units on BSE & NSE will be available between 9 a.m. and 3 p.m. or such other timings as may be
decided.
5. PPFAS Mutual Fund has currently entered into an arrangement with BSE & NSE for facilitating transactions in select PPFAS
Mutual Fund scheme/s through the AMFI certified stock exchange brokers. Investors who are interested in transacting in eligible
Page 64
schemes of PPFAS Mutual Fund should register themselves with AMFI certified stock exchange brokers.
6. The eligible AMFI certified stock exchange brokers, Clearing members of recognised stock exchanges and Depository Participants
will be considered as Official Points of Acceptance (OPA) of PPFAS Mutual Fund as per applicable guidelines.
7. Investors have an option to hold the units in physical or dematerialized form.
8. Investors will be able to purchase/redeem units in eligible scheme/s in the following manner :
i. Purchase of Units:
a. Physical Form
The investor who chooses the physical mode is required to submit all requisite documents along with the purchase application
(subject to applicable limits prescribed by BSE/NSE) to the AMFI certified stock exchange brokers.
The AMFI certified stock exchange broker shall verify the application for mandatory details and KYC compliance.
After completion of the verification, the purchase order will be entered in the Stock Exchange system and an order confirmation slip
will be issued to investor.
The investor will transfer the funds to the AMFI certified stock exchange brokers.
Allotment details will be provided by the AMFI certified stock exchange brokers to the investor.
b. Dematerialized Form
 The investors who intend to deal in depository mode are required to have a demat account with CDSL/NSDL.
 The investor who chooses the depository mode is required to place an order for purchase of units (subject to applicable
limits prescribed by BSE/NSE) with the AMFI certified stock exchange brokers.
 The investor should provide their depository account details to the AMFI certified stock exchange brokers.
 The purchase order will be entered in the Stock Exchange system and an order confirmation slip will be issued to investor.
 The investor will transfer the funds to the AMFI certified stock exchange brokers.
 Allotment details will be provided by the AMFI certified stock exchange brokers to the investor.
ii. Redemption of Units:
a. Physical Form
 The investor who chooses the physical mode is required to submit all requisite documents along with the redemption
application (subject to applicable limits prescribed by BSE/NSE) to the AMFI certified stock exchange brokers.
 The redemption order will be entered in the Stock Exchange system and an order confirmation slip will be issued to
investor.
 The redemption proceeds will be credited to the bank account of the investor, as per the bank account details recorded with
PPFAS Mutual Fund.
b. Dematerialized Form
 The investors who intend to deal in depository mode are required to have a demat account with CDSL/NSDL and units
converted from physical mode to demat mode prior to placing of redemption order.
 The investor who chooses the depository mode is required to place an order for redemption (subject to applicable limits
prescribed by BSE/NSE) with the AMFI certified stock exchange brokers. The investors should provide their Depository
Participant with Depository Instruction Slip with relevant units to be credited to Clearing Corporation pool account.
 The redemption order will be entered in the system and an order confirmation slip will be issued to investor.
Provisions of Point 9 and 10 shall be applicable with respect to investors having demat account and purchasing or redeeming mutual
fund units through stock exchange brokers and clearing members:
9. Investors shall receive redemption amount (if units are redeemed) and units (if units are purchased) through broker/
clearing member's pool account. PPFAS Asset Management Private Limited (the "AMC")/PPFAS Mutual Fund (the
"Mutual Fund") shall pay proceeds to the broker/clearing member (in case of redemption) and broker/clearing member in turn to the
respective investor and similarly units shall be credited by the AMC/ Mutual Fund into broker/ clearing member's pool account (in
case of purchase) and broker/clearing member in turn shall credit the units to the respective investor's demat account.
10. Payment of redemption proceeds to the broker/clearing members by AMC/Mutual Fund shall discharge AMC/ Mutual Fund of its
obligation of payment to individual investor. Similarly, in case of purchase of units, crediting units into broker/clearing member pool
account shall discharge AMC/Mutual Fund of its obligation to allot units to individual investor.
11. Applications for purchase/redemption of units which are incomplete /invalid are liable to be rejected.
Page 65
12. Separate folios will be allotted for units held in physical and demat mode. In case of non-financial requests/applications such as
change of address, change of bank details, etc. investors should approach Investor Service Centres (ISCs) of PPFAS Mutual Fund if
units are held in physical mode and the respective Depository Participant(s) if units are held in demat mode.
13. An account statement will be issued by PPFAS Mutual Fund to investors who purchase/ redeem their units under this facility in
physical mode. In case of investors who intend to deal in units in depository mode, a demat statement will be sent by Depository
Participant showing the credit/debit of units to their account.
14. The applicability of NAV will be subject to guidelines issued by SEBI on Uniform cut-off timings for applicability of NAV of
Mutual Fund Scheme(s)/Plan(s).
15. Investors will have to comply with Know Your Customer (KYC) norms as prescribed by BSE/NSE/CDSL/ NSDL and PPFAS
Mutual Fund to participate in this facility.
16. Investors should get in touch with Investor Service Centres (ISCs) of PPFAS Mutual Fund for further details.
17. The Mutual Fund distributors (registered) shall not handle payout and pay in of funds as well as units on behalf of investor. In
the same manner, units shall be credited and debited directly from the demat account of investors, in accordance with applicable
SEBI guidelines.
Investors should note that Brokers, Clearing members and Depository Participants will be considered as Official Points of
Acceptance (OPA) of PPFAS Mutual Fund in line with SEBI Circular No. SEBI/IMD/CIR No.11/78450/06 dated October 11, 2006
and conditions stipulated in SEBI Circular No. SEBI /IMD / CIR No.11/183204/2009 dated November 13, 2009 for stock brokers
viz. AMFI /NISM certification and the provisions of SEBI Circular No. CIR/MRD/DSA/32/2013 dated October 4, 2013 for Mutual
Fund Distributors, code of conduct prescribed by SEBI for Intermediaries of Mutual Fund, shall be applicable for such Clearing
members, Mutual Fund Distributors and Depository participants as well.
All other terms & conditions of the Schemes will remain unchanged. The Trustee reserves the right to change/modify the features of
this facility at a later date.
This addendum shall form an integral part of the Statement of Additional Information/Scheme Information Document/ Key
Information Memorandum of the aforesaid Scheme of PPFAS Mutual Fund as amended from time to time.
Date: 4th September 2014.

CIN: U65100MH2011PTC220623
(Investment Manager for PPFAS Mutual Fund)
Sd/-
Parag Parikh
Chief Executive Officer
Corporate Office:- Great Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Opposite Lion Gate, Fort, Mumbai - 400
001. India. Tel.: 91 22 6140 6555 Fax: 91 22 6140 6590. E-mail: ppfasmf@ppfas.com. Website: www.amc.ppfas.com
Mutual Fund investments are subject to market risks, read all scheme related documents carefully.
Page 66
Page 67
Page 68
PPFAS MUTUAL FUND
ADDENDUM TO THE SCHEME INFORMATION DOCUMENT(SID),
STATEMENT OF ADDITIONAL INFORMATION (SAI) AND KEY INFORMATION MEMORANDUM (KIM)
OF PPFAS MUTUAL FUND
Addendum 1:
This Addendum sets out the changes in the Statement of Additional Information (SAI), Scheme Information
Document (SID) and Key Information Memorandum (KIM) of PPFAS Mutual Fund.
Change to the list of official points of acceptance of transactions for PPFAS Mutual Fund
Investors/Unit holders are advised to take note of change in address of the following Transaction Point of Computer Age
Management Services Pvt. Ltd. (CAMS), Registrar and Transfer Agent which is the Official Point of Acceptance (OPA) of
transactions for the Scheme(s) of PPFAS Mutual Fund:
State Old Address New Address With Effect From
CAMS Service Center CAMS Service Center 2nd March, 2015

Kerala KMC IX / 1331 A, Jacob Complex
Opp.: Malayala Manorama, Building No - Old No-1319F,
Railway Station Road, New No - 2512D
Thekkumkattil Building, Behind Makkil Centre
Kottayam - 686 001 Good Sheperd Road
Kottayam – 686001
The above mentioned OPA acts as the Transaction Point for the scheme(s) of PPFAS Mutual Fund.
Addendum 2:
Changes to the list of official points of acceptance of MF Utilities India Private Limited for PPFAS Mutual Fund
Investors/Unit holders are advised to take note that following Point of Services (“POS”) locations of MF Utilities India
Private Limited (“MFUI”) are hereby notified as Official Points of Acceptance of Transactions for all scheme(s) of PPFAS
Mutual Fund:-
Locations Address With effect from

Mumbai Karvy Computershare Pvt. Ltd. February 6, 2015
24/B, Raja Bahadur Compound, Ambalal
Doshi Marg, Behind BSE Bldg., Fort,
Mumbai - 400 001.
Tel: 022-66235353,
email: mumbaimfd@karvy.com
Karvy Computershare Pvt. Ltd. February 6, 2015
Shop No.4, Ground Floor, Shram Saflya Bldg.,
N. G. Acharya Marg, Chembur,
Mumbai - 400 071.
Tel: 022-25211839,
email: chemburext.mum@karvy.com
Page 69
Shop No.43-A, Ground Floor, Vashi Plaza,
Sector-17, Near Apna Bazar, Vashi,
Mumbai - 400 705.
Tel: 022-27802684,
email: vashiext.mum@karvy.com
A-1, Himanshu Building, Sodawala Cross
Lane, Near Chamunda Circle,
Borivali West, Mumbai – 400092.
Tel: 022-28916319,
email: borivaliext.mum@karvy.com
101, Yashwant Building, Ram Ganesh,
Godkari path, Ram Maruti Road,
Naupada,Thane, Mumbai - 400 602.
Tel: 022-25428475,
email: thaneext.mum@karvy.com
104, Sangam Arcade; V P Road, Opp: Railway
Station, Above Axis Bank,
Vile Parle (West), Mumbai - 400 056.
Tel: 022-26100967,
email: vileParleext.mum@karvy.com
131 Andheri Industrial Estate, Veera Desai
Road, Andheri (West), Mumbai - 400 053.
Tel: 022-26730799,
email: andheriext.mum@karvy.com
Computer Age Management Services Pvt Ltd February 20, 2015
3rd Floor Nalanda Chambers B Wing, Gokhale
Road, Near Hanuman Temple, Naupada,
Thane (West) - 400602.
Mobile : +91-9223600642
Email : camsthn@camsonline.com
Computer Age Management Services Pvt Ltd. February 20, 2015
CTS No 411, 202 Citi Point, 2nd Floor, Telli
Galli, Rajashree Shahu Maharaj Marg, Above
C.T. Chatwani Hall, Opp. Hero Honda
Showroom, Andheri East, Mumbai - 400 069.
Tel No : (022) 32208018
Email : camsadh@camsonline.com
Rajabahdur Compound, Ground Floor, Opp.
Allahabad Bank, Behind ICICI Bank, 30,
Mumbai Samachar Marg, Fort,
Mumbai - 400 023.
Tel No : (022) 30282478
Email : camscsm@camsonline.com
Ahmedabad Karvy Computershare Pvt. Ltd. February 20, 2015
201/202, Shail Complex, Opp. Madhusudan
House, B/H Girish Cold Drink, Off C G Road,
Navrangpura, Ahmedabad - 380 006.
Tel No : (079) 65445550/26402967
Page 70
Email : ahmedabadmfd@karvy.com
111/ 113, 1st Floor, Devpath Building, Off. C
G Road, Behind Lal Bungalow, Ellis Bridge,
Ahmedabad - 380 006.
Email : camsahm@camsonline.com
Bangalore Computer Age Management Services Pvt Ltd. February 20, 2015
Trade Center, 1st Floor, 45, Dickenson Road,
(Next To Manipal Center),
Bangalore - 560 042.
Tel No : (080) 30574709
Email : camsbgl@camsonline.com
Pune Karvy Computershare Pvt. Ltd. February 20, 2015
Office # 16, Ground Floor, Shrinath Plaza,
Near Dyaneshwar Paduka Chowk, F C Road,
Pune - 411 005.
Tel No : (020) 25533795, 25539957
Email : punemfd@karvy.com
Nirmiti Eminence, Office No. 6, 1st Floor,
Opp. Abhishek Hotel, Mehandale Garage
Road, Erandawane, Pune - 411 004.
Email : camspun@camsonline.com
New Delhi Computer Age Management Services Pvt Ltd. February 20, 2015
7-E 4th Floor, Deen Dayaal Research Institute
Bldg, Swamiram Tirath Nagar, Jhandewalan
Extension, Near Videocon Tower,
New Delhi 110 055.
Tel No : (011) 30482468
Email : camsdel@camsonline.com
Chennai Karvy Computershare Pvt Ltd. February 27, 2015
New No 51, Gandhi Nagar First Main Road,
Adyar, Chennai - 600020.
Phone : 044 – 28151034.
Email :chennaimfd@karvy.com
Karvy Computershare Pvt Ltd February 27, 2015
F-11 Akshaya Plaza 1st Floor, 108 Adhithanar
Salai, Opp to Chief Metropolitan Court,
Egmore, Chennai - 600002.
Phone : 044-42028512/ 4202851
Email : chennaimfd@karvy.com
No:48 Saravana Square Hotel 1st Floor, First
Main Road, Nanganallur, Chennai - 600061.
Phone : 044 – 28151034.
G1, Ground Floor Swathi Court,
No. 22 Vijayaraghava Road, T Nagar,
Chennai - 600017.
Phone : 044 - 28151034
Page 71
No.178/10 Kodambakkam High Road, Ground
Floor, Opp. Hotel Palmgrove,
Nungambakkam, Chennai - 600034.
Email :camslb1@camsonline.com
Kolkata Karvy Computershare Pvt Ltd February 27, 2015
2nd Floor, Room No-226, 1 R N Mukherjee
Road, Kolkata - 700001.
Phone : 033-24659263.
Email :kolkatamfd@karvy.com
166 A Rashbihari Avenue 2nd Floor, Opp-
Fortish Hospital, Kolkata - 700029.
Phone : 033-40611135/ 36 24659263 / 9267
24635432 24669450 24196462
Email:ratul.Majumder@karvy.com,
sushmita.m@karvy.com
Saket Building, 44 Park Street, 2nd Floor,
Kolkata - 700 016.
Phone : 033-30582285
Email : camscal@camsonline.com
This Addendum forms an integral part of the SAI, SID & KIM of PPFAS Mutual Fund. All other terms and conditions as
mentioned in the SAI, SID & KIM shall remain unchanged.
This Addendum is dated 2nd March 2015.

CIN No : - U65100MH2011PTC220623
Corporate Office:- Great Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Near Lion Gate, Fort, Mumbai -
400 001. INDIA. Tel.: 91 22 6140 6555 Fax: 91 22 6140 6590. E-mail: ppfasmf@ppfas.com. Website: www.amc.ppfas.com
DOCUMENTS CAREFULLY
Page 72
PPFAS MUTUAL FUND
NOTICE CUM ADDENDUM TO THE STATEMENT OF ADDITIONAL INFORMATION / SCHEME
INFORMATION DOCUMENT / KEY INFORMATION MEMORANDUM OF
PPFAS MUTUAL FUND
This Addendum sets out the changes in the Statement of Additional Information / Scheme Information Document /
Key Information Memorandum of PPFAS Mutual Fund.
The Board of Directors of PPFAS Trustee Company Private Limited, Trustee to PPFAS Mutual Fund has approved the
following:
The Unit-holders of PPFAS Mutual Fund are hereby informed that Mr. Dhaval Desai is appointed as a Director of PPFAS
Trustee Company Private Limited with effect from 1st May 2015. His details are as follows:-
Name of the Age and Brief Experience Details of Directorship / Designated

Director Qualification Partnership Held
Dhaval Desai 57 yrs. Since 1982 – till date 1. Mirage Advertising and
(Independent Dhaval Desai & Co. Marketing Ltd.
Director) Chartered Chartered Accountants 2. Eleven Brand Works Ltd.
Accountant Designation:- Proprietor 3. Scarecrow Communications
He manages day-to-day operations of the Ltd.
Firm. 4. ITSA Brand Innovations
Ltd.
Since 1988 – till date 5. Concept Communication
Clea Ventures LLP Ltd.
(formerly known as Clea Finance Private 6. Brand-Nomics Creative
Limited) Consultancy Pvt. Ltd.
Designation:- Designated Partner 7. Akshara Advertising Limited
He manages day-to-day operations of the 8. Concept Productions Ltd.
LLP. 9. Concept Public Relations
India Limited [CN]
May 2006 - till date 10. Clea Ventures LLP
Concept Communication Limited
Designation:- Whole Time Director
He manages business operations of the
Company.
This Addendum is dated 30th April 2015.

Sd/-
Director
Place : Mumbai

DOCUMENTS CAREFULLY
Page 73
PPFAS MUTUAL FUND
NOTICE CUM ADDENDUM TO THE STATEMENT OF ADDITIONAL INFORMATION/ SCHEME
INFORMATION DOCUMENT/ KEY INFORMATION MEMORANDUM OF PPFAS MUTUAL FUND
Addendum:
This Addendum sets out the changes in the Statement of Additional Information / Scheme Information Document/
The Board of Directors of PPFAS Trustee Company Private Limited, Trustee to PPFAS Mutual Fund have approved the
following:
The Unit-holders of PPFAS Mutual Fund are hereby informed that Mr. Neil Parag Parikh, Director of PPFAS Trustee
Company Private Limited has resigned from the Board with effect from 4 th May 2015 and hence he ceases to be a Director
of PPFAS Trustee Company Private Limited.
Mr. Neil Parag Parikh is appointed as a Director and CEO of PPFAS Asset Management Private Limited in place of (Late)
Mr. Parag Parikh with effect from 5th May 2015. His details are as follows:-
Name of the Age and Qualification Brief Experience Details of Directorship Held
Director
Neil Parag 33 yrs. He is a Director of Parag Parikh 1. Parag Parikh Financial
Parikh Financial Advisory Services Advisory Service Limited
(Associate B.A. (Economics from Limited since 2006 and has been 2. Empeegee Portfolio
Director) University of North actively associated with the Management Services
Carolina, USA) Company since 2004. Private Limited
Masters in Business He also discharged duties of

Administration (MBA) from Director of PPFAS Trustee
IESE Business School- Company Private Limited.
Barcelona (Spain)
This Addendum is dated 18th May 2015.

Sd/-
Director
Place : Mumbai

DOCUMENTS CAREFULLY
Page 74
PPFAS MUTUAL FUND
NOTICE CUM ADDENDUM TO THE STATEMENT OF ADDITIONAL INFORMATION / SCHEME INFORMATION
DOCUMENT / KEY INFORMATION MEMORANDUM OF PPFAS MUTUAL FUND
Addendum 1:
This Addendum sets out the changes in the Statement of Additional Information/ Scheme Information Document/ Key
Information Memorandum of PPFAS Mutual Fund
The Board of Directors of PPFAS Trustee Company Private Limited (Trustee to PPFAS Mutual Fund) and PPFAS Asset Management
Private Limited have approved the following:
The Unit-holders of PPFAS Mutual Fund are hereby informed that Mr. Rajnikant Rao, Director of PPFAS Asset Management Private
Limited has resigned from the Board with effect from 6 th July 2015 and hence he ceases to be a Director of PPFAS Asset Management
Private Limited.
Mr. Rajesh Bhojani is appointed as a Director of PPFAS Asset Management Private Limited in place of Mr. Rajnikant Rao with effect
from 6th July 2015. His details are as follows:-
Name of the Age and Brief Experience Details of Directorship Held

Director Qualification
Rajesh Bhojani 55 yrs. November 2012 – till date NMIMS Business School Alumni
(Independent British Council (A division of British High Association Ltd (A section 25
Director) Masters in Commission) company)
Management Studies Designation:- Head Examination Services (West
(MMS) from NMIMS India).
- Bombay University He heads the Examinations Division in West India
November 2011 - Oct 2012
Bachelor of Tree House Education and Accessories Ltd
Commerce from Designation:- Chief Operating Officer – Network
Bombay University Development and Business Development.
February 2011 - October 2011
International College of Financial Planning
Designation:- Chief Executive Officer
He also discharged duties at senior level in various

organisations including, Mangal Keshav Group, Birla
Sun Life Insurance Co Ltd. , UTI Mutual Fund,
IL&FS Asset Management Co. Ltd., Birla Sun Life
Distribution Co Ltd., Zurich India Asset Management.
This Addendum is dated 6th July 2015.
Page 75
Addendum 2:
This Addendum sets out the changes in the Scheme Information Document / Statement of Additional Information / Key
Information Memorandum of PPFAS Mutual Fund.
The Unitholders of PPFAS Mutual Fund are hereby informed that Parag Parikh Financial Advisory Services Limited, the Sponsor of
PPFAS Mutual Fund has converted itself into a private limited company with effect from 22 nd June 2015.
Accordingly, the Scheme Information Document, Key Information Memorandum and Statement of Additional Information of PPFAS
Mutual Fund has been amended suitably to reflect the change in name of the Sponsor due to conversion to a private limited company as
stated hereunder:
Prior Name of the Sponsor New Name of the Sponsor

Parag Parikh Financial Advisory Services Limited Parag Parikh Financial Advisory Services Private Limited
All other contents of the Scheme Information Document / Statement of Additional Information / Key Information Memorandum will
remain unchanged.
This addendum forms an integral part of the Statement of Additional Information, Scheme Information Document and Key Information
Memorandum of PPFAS Mutual Fund as amended from time to time.
for PPFAS Asset Management Private Limited

Sd/-
Neil Parag Parikh

Director.

Corporate Office:- Great Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Near Lion Gate, Fort, Mumbai - 400 001.
INDIA. Tel.: 91 22 6140 6555 Fax: 91 22 6140 6590. E-mail: ppfasmf@ppfas.com. Website: www.amc.ppfas.com
DOCUMENTS CAREFULLY
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PPFAS MUTUAL FUND
ADDENDUM TO THE STATEMENT OF ADDITIONAL INFORMATION OF PPFAS MUTUAL FUND
Addendum 1:
This Addendum sets out the changes in the Statement of Additional Information of PPFAS Mutual Fund.
The Unit-holders of PPFAS Mutual Fund should take a note that the Board of Directors of PPFAS Trustee Company Private Limited
(Trustee to PPFAS Mutual Fund) and PPFAS Asset Management Private Limited, have approved the changes to Part IV “Investment
Valuation for Securities and Other Assets” of Statement of Additional Information (i.e. valuation policy) of PPFAS Mutual Fund. Revised
Valuation Policy as is effective from 14th July 2015 is reproduced below:
Valuation Policies.
SEBI vide Gazette Notification no. LAD-NRO/GN/2011- 12/38/4290, dated February 21, 2012 amended Regulation 25, 47 and the
Eighth Schedule titled ‘Investment Valuation Norms’ under SEBI (Mutual Funds) Regulations, 1996 (“the Regulations”) to introduce the
overarching principles namely ‘Principles of Fair Valuation’ in order to ensure fair treatment to all investors (including existing as well as
new investors) seeking to purchase or redeem the units of the scheme at all points of time. In the event of a conflict between the principles
of fair valuation and valuation guidelines prescribed by SEBI under the Regulations, the principles of fair valuation shall prevail.
Based on the said amendment by SEBI, the Board of Directors of PPFAS Asset Management Private Limited and PPFAS Trustee
Company Private Limited have adopted a comprehensive policy on investment valuation and procedures. Accordingly the disclosure
inter-alia of the security/ asse-wise valuation policy, procedures and methodology of PPFAS Mutual Fund is given below;
1. Policy, Procedure & Methodology for valuation of securities/assets
(i) The detailed security/ asset -wise valuation policy, procedure & methodology for each type of investment made by the scheme of
PPFAS Mutual Fund is described in the appended table(s).
(ii) Investments in any new securities/assets (other than those mentioned in the appended table) shall be made only after the establishment
of the valuation methodology as approved by the Board of Directors of PPFAS Asset Management Private Limited and PPFAS Trustee
Company Private Limited.
(iii) The investments held by scheme(s) of PPFAS Mutual Fund would normally be valued according to the Valuation Guidelines
specified by SEBI from time to time. In case of any conflict between the Principles of Fair Valuation as detailed above and valuation
guidelines specified by SEBI, the Principles of Fair Valuation shall prevail.
2. Inter scheme Transfers (as and when new scheme(s) of PPFAS Mutual Fund are launched in the future):
Inter-scheme transfers will be done in line with regulatory requirements and applicable internal policies as determined by the Valuation
Committee.
3. Exceptional events:
Given the exceptional nature of the events, it is not possible to define a standard methodology to be adopted for fair valuation of
securities/assets for such events. Board of Directors of PPFAS Asset Management Private Limited and PPFAS Trustee Company Private
Limited. have authorized the Valuation Committee to determine the exceptional events and devise the process to deal with the exceptional
events.
The Exceptional events where current market information may not be available / sufficient for valuation of securities are classified as
under:
a. Policy announcements by the Reserve Bank of India (RBI), the Government or any Regulatory body like (SEBI/IRDA/PFRDA).
b. Natural disasters or public disturbances that may impact the functioning of the capital markets.
c. Absence of trading in a specific security or similar securities.
d. Significant volatility in the capital markets.
The above list is illustrative and not exhaustive. The Valuation Committee shall identify and monitor exceptional events and recommend
appropriate procedures / methodologies with necessary guidance from the Board of Directors of PPFAS Asset Management Private
Limited and PPFAS Trustee Company Private Limited., wherever required, and get the same ratified.
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4. Deviation:
Deviation in the valuation policy and procedures as stated above shall be allowed only with the prior approval of the Valuation Committee
followed by reporting to the Board of Directors of PPFAS Asset Management Private Limited and PPFAS Trustee Company Private
Limited. Such deviations shall be appropriately disclosed to the Investors as may be decided by the Valuation committee.
5. Record Maintenance:
PPFAS Asset Management Private Limited shall maintain and preserve documentation for valuation (including inter scheme transfers)
either in electronic or physical form for a period of 8 years or such period as specified by SEBI from time to time.
6. Disclosure:
In order to ensure transparency of valuation norms adopted by PPFAS Asset Management Private Limited, the investment valuation
policy and procedures as adopted by PPFAS Asset Management Private Limited is disclosed on the website, http://.amc.ppfas.com
Detailed security/asset-wise valuation policy, procedure & methodology for Investments made by the PPFAS Mutual Fund:
I. Equity and equity related instruments:
Listed Shares/ Valuation will be at the closing price at the principal stock exchange.
Preference Shares/
Warrants/Rights If security is not
traded on principal stock exchange on a particular valuation day, the closing price at which it is traded on any
other stock exchange will be used.
If security is not traded on any stock exchange on a particular valuation day, then price at which it traded on
the principal stock exchange or any other stock exchange, as the case may be, on the earliest previous day
will be used provided such date is not more than 30 days prior to valuation date.
Thinly traded Thinly traded securities will be valued at fair value as per procedures determined by the Valuation
equity shares Committee.
Unlisted Shares/ Unlisted securities will be valued at fair value as per procedures determined by the
Preference Shares/ Valuation Committee.
Warrants/Rights
Options In case of Options, premium received/ paid is marked to market based on settlement price on the relevant
exchange.
Futures Outstanding contracts in Futures is valued based on the settlement price on the relevant exchange.
Procedure & Methodology for valuation of unlisted or thinly traded equity/equity related securities
Any security which does not have trading volume of 50,000 scrip’s and trading amount of Rs. 5,00,000/- during a period of thirty days
shall be categorized as thinly traded. Thinly traded / unlisted securities shall be valued in good faith on the basis of fair valuation
principles as follows:
Net Worth Value per share of the company will be derived based on the latest available audited balance sheet, not more than 9 months
from close of financial year, net worth per share shall be calculated as [share capital plus free reserves (excluding revaluation reserves)
minus Miscellaneous expenditure not written off or deferred revenue expenditure, intangible assets and accumulated losses] divided by
Number of Paid up Shares.
Capital Earning Value per share of the company will be derived by capitalization of Earnings per Share based on the latest available
balance sheet, with 25% of Average capitalization rate (P/E ratio) for the industry. As a best practice, in case of thinly traded securities,
the rate (Industry P/E) to be used, shall be the latest available rate, on the date the balance sheet based valuation comes into effect.
Average of Net Worth Value per share and Capital Earning Value per share thus derived, shall be further discounted to derive fair value of
Unlisted securities and by thinly traded securities.
Shares on De-merger and Other Corporate Action Events –
a. Both the shares are traded immediately on de-merger: In this case both the shares to be valued at respective traded
prices.
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b. Shares of only one company continued to be traded on de-merger: In such a scenario, the shares of Non Traded/Un-
listed would be fairly valued in good faith by AMC on case to case basis. Traded share to be valued at traded price.
c. Both the shares are not traded on de-merger: In such a scenario, the shares of both the companies would be fairly
valued in good faith by AMC on case to case basis.
In case of any other type of capital corporate action event, the same to be valued at fair price on case to case basis.
ii) Preference Shares - Preference share can be convertible or non- convertible. If the non-convertible preference shares are traded then the
closing price of the day will be considered for valuation. If the same is non-traded it will be valued at the present value of all the future
expected dividend payments and the maturity value, discounted at the bond yield of the issuer.
The value of convertible preference share can be expressed as follows:
Convertible preference shares shall be valued based on the underlying equity. This value shall be further discounted for illiquidity to
arrive at fair valuation. Traded convertible preference shares shall be valued based on the closing price.
iii) Warrants - Warrants will be valued at the value of the share which would be obtained on exercise of the warrant as reduced by the
amount which would be payable on exercise of the warrant. The value arrived will be reduced by appropriate discount. Traded Warrants
shall be valued based on the closing price.
iv) Right entitlements - Right entitlements will be valued as difference between the value of closing price of the underlying equity share
and the rights offer price.
II. Debt & Debt Related Instruments
Security Type Valuation Policy

Government securities Valuation will be done at the average prices provided by AMFI approved agencies (CRISIL &
(Including Central government ICRA)
securities, State Development
Loans, Treasury Bills and Cash
Management Bills) with
residual maturity more than 60
days
Government securities Valuation will be done by amortisation on a straight line basis to maturity from cost or last
(Including Central government valuation price whichever is more recent. The resultant price will be compared with the price
securities, State Development arrived at by using benchmark yields. The amortised price shall be used for valuation as long as
Loans, Treasury Bills and Cash it is within +/- 0.1% of the price derived using the benchmark yields. In case the variance
Management Bills) with residual exceeds +/- 0.1% of the price arrived using benchmark yields, the valuation shall be adjusted to
maturity less than equal to 60 bring it within +/- 0.1% of the price computed using the benchmark yields.
days
At the time of first purchase the spread between the purchase yield and the benchmark yield will
be fixed. This spread will remain fixed through the life of the instrument & will be changed only
if there is a trade in the security. The spread shall be readjusted on the basis of the last trade in
the security. If at the time of initial purchase, the maturity is more than 60 days and the security
comes into the less than 61 days bucket, the spread, if any, at the time of initial purchase (and
changed thereafter) will continue to be used for valuation of the security.
Debt Securities/ Valuation will be done at the average prices provided by AMFI approved agencies (CRISIL &
Instruments with ICRA).
Residual maturity more than 60
days In case any new securities are purchased and the price of such security is not provided by AMFI
(Commercial approved agencies, then such security will be valued at weighted average price / yield of the
Paper/Certificate trades of that security on that day.
of Deposit /Bonds/ Zero Coupon
Bonds /Bills Rediscounting
/Floating rate
securities
/PTC)
Debt Securities/ Valuation will be done by amortisation on a straight line basis to maturity from cost or the last
Instruments with valuation price, whichever is more recent. The resultant price will be compared with the price
Residual maturity less than or using the benchmark yields +/- a spread. In case the amortised price is within +/-0.10% of the
equal to 60 days price derived using the benchmark yield, the same shall be used; else the price of the security
(Commercial shall be adjusted to bring it within this range.
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Paper/Certificate
of Deposit /Bonds/ Zero Coupon At the time of first purchase the spread between the purchase yield and the benchmark yield
Bonds /Bills Rediscounting should be fixed. This spread should remain fixed through the life of the instrument & should be
/Floating rate changed only if there is justification for the change, i.e. in case of subsequent trade by the fund
securities house in the same security, such spread shall be adopted as long as the trade is of market lot (face
/PTC) value of Rs. 5 crores or more). Such security should be amortized to maturity using the weighted
average traded price, provided, such amortized price is in line with + 0.10% of the reference
price as defined above. If at the time of initial purchase, the maturity is more than 60 days and
the security comes into the less than 61 days bucket, the spread, if any, at the time of initial
purchase (and changed thereafter) will continue to be used for valuation of the security.
However, the spread can be changed in case of a change in credit rating or credit profile of the
issuer.
Interest Rate All IRS/ FRA’s will be valued at net present value after discounting the future cash
Swaps (IRS)/ flows.
Forward Rate Future cash flows for IRS/ FRA contract will be computed daily as per terms of contract and
Agreements (FRA) discounted by suitable OIS (Overnight Interest SWAP) rates available on Reuters/ Bloomberg/
any other provider as approved by Valuation Committee.
Overnight Money Overnight money deployed will be valued at cost plus the accrual/ amortisation.
(CBLO/Reverse
Repo/ CROMS)
III. Others
Secuirty/ Asset Type Valuation Policy

Listed Mutual Valuation will be at the closing price at the principal stock exchange.
Funds Units
If units are not traded on principal stock exchange on a particular valuation day, the closing price
on any other stock exchange where units are traded will be used.
If units are not traded on any stock exchange on a particular valuation day, then
NAV per unit will be used for valuation.
Unlisted Mutual Fund Units Valuation will be based on Net Asset Value (NAV) of Mutual Fund units.
Fixed Deposits Fixed deposits will be valued at cost.
Valuation of Foreign Securities:
The security issued outside India and listed on the stock exchanges outside India shall be valued as follows;
The security issued outside India and listed on the stock exchanges outside India shall be valued at the closing price on the stock exchange
at which it is listed. However in case a security is listed on more than one stock exchange, the AMC reserves the right to determine the
stock exchange, the price of which would be used for the purpose of valuation of that security. Any subsequent change in the reference
stock exchange used for valuation will be backed by reasons for such change being recorded in writing by the AMC. Further in case of
extreme volatility in the overseas markets, the securities listed in those markets may be valued on a fair value basis.
For valuation of securities registered in USA, NYSE has been selected as principal stock exchange. If any security is not listed on NYSE,
security prices as quoted on NASDAQ will be considered. For securities registered in UK, LSE (London Stock Exchange) has been
selected as principal stock exchange. Securities prices as quoted on LSE will be used for valuation purposes.
If a significant event has occurred after security prices were established for the computation of NAV of the Scheme, the AMC reserves the
right to value the said securities on fair value basis. When on a particular valuation day, a security has not been traded on the selected
stock exchange; the security will be valued in accordance with SEBI guidelines applicable for security listed in India.
“If the security is listed in a time zone ahead of India, then the same day's closing price would be used for valuation. If the security is
listed in a time zone behind India, then the previous day's price would be used for valuation.”
On the Valuation Day, all assets and liabilities denominated in foreign currency will be valued in Indian Rupees at the exchange rate
available on Reuters / RBI / Bloomberg. The Trustees reserve the right to change the source for determining the exchange rate.
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Valuation of IDR/ADR/ GDR:
IDR/ADR/GDRs are exchange traded securities and hence closing price of the IDR/ADR/ GDR on the exchange where it is listed will be
taken for valuation purpose.
All other contents of the Statement of Additional Information will remain unchanged.
This addendum forms an integral part of the Statement of Additional Information of PPFAS Mutual Fund as amended from time to time.

Sd/-
Neil Parag Parikh

Director.
Corporate Office:- Great Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Near Lion Gate, Fort, Mumbai - 400 001.
INDIA. Tel.: 91 22 6140 6555 Fax: 91 22 6140 6590. E-mail: ppfasmf@ppfas.com. Website: www.amc.ppfas.com
MUTUAL FUND INVESTMENTS ARE SUBJECT TO MARKET RISKS, READ ALL SCHEME RELATED DOCUMENTS
CAREFULLY
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PPFAS MUTUAL FUND
NOTICE CUM ADDENDUM TO THE STATEMENT OF ADDITIONAL INFORMATION / SCHEME
INFORMATION DOCUMENT / KEY INFORMATION MEMORANDUM OF PPFAS MUTUAL FUND
Change in Fund Accountant for scheme(s) of PPFAS Mutual Fund
This Addendum sets out the changes in the Scheme Information Document / Statement of Additional Information /
Notice is hereby given to it's unit-holders/ investors that PPFAS Trustee Company Private Limited, the Trustee to PPFAS
Mutual Fund and PPFAS Asset Management Private Limited (investment manager to PPFAS Mutual Fund) has approved
appointment of “Sundaram BNP Paribas Fund Services Limited”,having it's registered office at 21, Patullos Road, Chennai
– 600 002 as the Fund Accountant for scheme(s) of PPFAS Mutual Fund with effect from 2 nd November 2015 ('Effective
Date').
Accordingly, Deutsche Bank A.G., Mumbai Branch, the existing Fund Accountant, will cease to be Fund Accountant for
scheme(s) of PPFAS Mutual Fund from the Effective Date.
All other contents of the Scheme Information Document / Statement of Additional Information / Key Information
Memorandum will remain unchanged.
This addendum forms an integral part of the Statement of Additional Information, Scheme Information Document and Key
Information Memorandum of PPFAS Mutual Fund as amended from time to time.
This Addendum is dated 29th October 2015.

Sd/-
Director.

DOCUMENTS CAREFULLY
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09-01-2017
PPFAS MUTUAL FUND
NOTICE CUM ADDENDUM TO THE SCHEME INFORMATION DOCUMENT,
STATEMENT OF ADDITIONAL INFORMATION AND KEY INFORMATION MEMORANDUM
OF PPFAS MUTUAL FUND
Addendum: Introduction of Systematic Investment Plan (SIP) Top-UP Facility
This Addendum sets out the changes in the Statement of Additional Information, Scheme Information
Document and Key Information Memorandum of PPFAS Mutual Fund.
Notice is hereby given that following details shall be incorporated in SID and KIM of Parag Parikh Long Term Equity
Fund with 10th January 2017 ('Effective Date')
Introduction of Systematic Investment Plan (SIP) Top-UP Facility
It is a facility wherein an investor who is enrolling for SIP has an option to increase the amount of the SIP
installment by a fixed amount at pre-defined intervals. Thus, an investor can progressively start increasing the
amount invested, allowing them to gradually increase the investment corpus in a systematic manner.
The salient features of this facility are as follows:
1. New investors can opt for it at the time of initiating the SIP. Existing unitholders can opt for it at the time
of SIP renewal.
2. Investor can opt for an amount-based Cap whereby they can choose the amount from which the top-ups
will cease (even though the SIP will continue at this final amount till the expiry date).
In case the top-up amount-based cap is not chosen, the top-up will occur at the chosen
frequency (half-yearly /yearly) until the SIP expiry date (Please refer to illustrations 1 - A, 2 – A
and 3 – A, below)
3. The amount of each such SIP installment cannot exceed the Daily One Time Mandate (OTM) limit for
purchases in Parag Parikh Long Term Equity Fund from all modes (lumpsum as well as SIP).
In case of any conflict, such SIP installment will have precedence over any lumpsum purchases
undertaken on that day.
Any lumpsum purchase exceeding the OTM limit will be reversed within three working days of the
relevant intimation received from the unitholder's bank.
4. Minimum Top-up Amount for the said facility will be Rs. 500/- & in multiple of Re. 1/- thereafter. Forms
where a specific amount is not clearly mentioned are liable to be rejected.
5. Frequency for the Top up facility :
Investors can choose either 'Half-Yearly' or 'Yearly' Top-Up increments under both, Monthly and
Quarterly SIP options.
In case SIP Top-Up frequency is not mentioned, the default frequency will be considered as ‘Yearly’ for
both monthly and Quarterly SIP.
6. The facility is available only for the investors who submit “NACH / One Time Mandate (OTM) Form”
mentioning the 'Maximum Amount'. This will limit the total investment to the pre-determined 'maximum
amount'.
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7. Once the SIP Top-Up upper limit is reached, the Top-Up will be discontinued. However, the SIP will
continue at this upper limit for the remaining SIP enrollment period (subject to it not exceeding the daily
OTM limit). For further clarification, please refer the illustrations as mentioned below.
8. The initial investment under the SIP Top-UP will be subject to minimum SIP investment requirement
applicable from time to time (As on January 1, 2017, this figure is Rs. 1000/-).
9. Once enrolled, the Top-up details cannot be modified. However, investors can choose to cancel the Top-
Up, by filling in the relevant Form and continue with the same SIP.
10. For further details and Forms, investors are requested to refer the website (www.amc.ppfas.com) or
contact the Corporate Office of PPFAS Mutual Fund.
11. The above terms apply for both, offline and online modes of application, as and when initiated by the
Fund.
12. All the other provisions of the SID/KIM except as specifically modified herein above remain unchanged.
Illustration no. 1 (Monthly SIP ; Top-Up Frequency : Half-Yearly; Amount-based cap opted for)

Starting Monthly SIP amount : Rs. 1000/-
Top-Up Amount cap : Rs. 3220/-
From To Monthly SIP SIP Top Up Amount Total Amount of

Installment (Rs.) (Rs.) SIP (Rs.)
5 - Jan – 17 5 - Jun - 17 1000 NA 1000

5 - Jul - 17 5 - Dec - 17 1000 555 1555
5 - Jan - 18 5 - Jun - 18 1555 555 2110
5 - Jul - 18 5 - Dec - 18 2110 555 2665
5 - Jan - 19 5 - Dec - 22 2665 555 3220
Here the monthly SIP installment will be frozen at Rs. 3220/- even though the OTM limit of Rs. 4000, is
higher.
Illustration no. 1 – A (Monthly SIP ; Top-Up Frequency : Half-Yearly ; Amount-based cap not opted for)
In this case the top-up will keep occurring at the chosen frequency (half-yearly in this case) until the SIP
expiry date (December 5, 2022). The amount cannot cross the OTM limit, though.

Top-Up Amount cap : Not chosen
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5 - Jan – 17 5 - Jun - 17 1000 NA 1000

5 - Jul - 17 5 - Dec - 17 1000 555 1555
5 - Jan - 18 5 - Jun - 18 1555 555 2110
5 - Jul - 18 5 - Dec - 18 2110 555 2665
5 - Jan - 19 5 – Jun - 19 2665 555 3220
5 - Jul - 19 5 - Dec – 19 3220 555 3775
5 - Jan – 20 5 – Jun - 20 3775 555 4330
5 - Jul - 20 5 - Dec – 20 4330 555 4885
5 - Jan – 21 5 – Jun - 21 4885 555 5440
5 - Jul - 21 5 - Dec – 21 5440 555 5995
5 - Jan – 22 5 – Dec – 22 5995 NIL 5995
Here the monthly SIP installment of Rs. 5995/- will be frozen at a level which is closest to the daily OTM
limit of Rs. 6000/-, as it is not permitted to cross it.
Illustration no. 2 : (Monthly SIP ; Top-Up Frequency : Yearly ; Amount-based cap opted for)

Top-Up Amount Cap : Rs. 4108/-
installment (Rs.) (Rs.) SIP (Rs.)
10 - Jan – 17 10 - Dec - 17 1000 NA 1000

10 - Jan - 18 10 - Dec - 18 1000 777 1777
10 - Jan – 19 10 - Dec – 19 1777 777 2554
10 - Jan - 20 10 - Dec - 20 2554 777 3331
10 - Jan - 21 10 - Dec - 21 3331 777 4108
10 - Jan - 22 10 - Dec - 22 4108 NIL 4108
Here the monthly SIP installment will be frozen at Rs. 4108/- even though the OTM limit of Rs. 5000/- is
higher.
Illustration no. 2 – A : (Monthly SIP ; Top-Up Frequency : Yearly ; Amount-based Cap not opted for)
In this case the top-up top-up will keep occurring at the chosen frequency (yearly, in this case) until the
SIP expiry date (December 10, 2022), provided the OTM limit is not crossed.
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Top-Up Amount Cap : Not chosen
Daily OTM limit : Rs. 4500
installment (Rs.) (Rs.) SIP (Rs.)
10 - Jan – 17 10 - Dec - 17 1000 NA 1000

10 - Jan - 18 10 - Dec - 18 1000 777 1777
10 - Jan – 19 10 - Dec – 19 1777 777 2554
10 - Jan - 20 10 - Dec - 20 2554 777 3331
10 - Jan - 21 10 - Dec - 21 3331 777 4108
10 - Jan - 22 10 - Dec – 22 4108 NIL 4108
Here the monthly SIP installment will be frozen at Rs. 4108/- as it is closest to the daily OTM limit of Rs.
4500/- and is not permitted to cross it.
Illustration no. 3 : (Quarterly SIP ; Top-Up Frequency : Yearly ; Amount-based Cap opted for)
SIP enrollment period: 20th Jan 2017 to 20th Dec 2022

Starting Quarterly SIP amount : Rs. 3000/-
Top-Up Amount Cap : Rs. 6660/-
Daily OTM limit : Rs. 7000/-
From To Quarterly SIP SIP Top Up Amount Total Amount of

20 - Jan – 17 20 - Dec - 17 3000 NA 3000

20 - Jan - 18 20 - Dec - 18 3000 915 3915
20 - Jan - 19 20 - Dec – 19 3915 915 4830
20 - Jan - 20 20 - Dec - 20 4830 915 5745
20 - Jan - 21 20 - Dec - 21 5745 915 6660
20 - Jan – 22 20 - Dec – 22 6660 NIL 6660
Here the Quarterly SIP installment will be frozen at Rs. 6660/- even though the daily OTM limit of Rs.
7000/- is higher.
Illustration no. 3 – A : (Quarterly SIP ; Top-Up Frequency : Yearly ; Amount-based Cap not opted for)
In this case the top-up will keep occurring at the chosen frequency (yearly, in this case) until the SIP
expiry date (December 10, 2022), provided the OTM limit is not crossed.
SIP enrollment period: 20th Jan 2017 to 20th Dec 2022
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Starting Quarterly SIP amount : Rs. 3000/-
Top-Up Amount Cap : Not opted for
Daily OTM limit : Rs. 7000/-
From To Quarterly SIP SIP Top Up Amount Total Amount of SIP
Installment (Rs.) (Rs.) (Rs.)
20 - Jan – 17 20 - Dec - 17 3000 NA 3000

20 - Jan - 18 20 - Dec - 18 3000 915 3915
20 - Jan - 19 20 - Dec – 19 3915 915 4830
20 - Jan - 20 20 - Dec - 20 4830 915 5745
20 - Jan - 21 20 - Dec - 21 5745 915 6660
20 - Jan - 22 20 - Dec - 22 6660 NIL 6660
Here the Quarterly SIP installment will be frozen at Rs. 6660/- as it is closest to the daily OTM limit of Rs.
7000/- and is not permitted to cross it.
The Trustee/AMC reserves the right to change/modify the provisions mentioned above at a later date
This Notice-cum Addendum forms an integral part of the SID/KIM of the Scheme, as amended from time to time.

(Investment manager for PPFAS Mutual Fund)
Sd/-
Authorised Signatory

CIN No : - U65100MH2011PTC220623
Corporate Office:- Great Western Building, 1st Floor, 130/132, Shahid Bhagat Singh Marg, Near Lion Gate, Fort,
Mumbai - 400 001. INDIA. Tel.: 91 22 6140 6555 Fax: 91 22 6140 6590. E-mail: ppfasmf@ppfas.com. Website:
www.amc.ppfas.com
DOCUMENTS CAREFULLY
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Date: 05.05.2017
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CAMS TRANSACTION POINTS
Agartala : Advisor Chowmuhani (Ground Floor), Krishnanagar, Agartala, Agartala, Tripura - 799001. • Agra : No. 8, II Floor, Maruti Tower, Sanjay Place, Agra,
Uttarpradesh - 282002. • Ahmedabad : 402-406, 4th Floor - Devpath Building, Off C G Road, Behind Lal Bungalow, Ellis Bridge, Ahmedabad, Gujarat - 380
006. • Ahmednagar : 203-A,Mutha Chambers, Old Vasant Talkies, Market Yard Road, Ahmednagar , Ahmednagar , Maharashtra - 414 001. • Ajmer : Shop
No.S-5, Second Floor, Swami Complex, Ajmer, Rajasthan - 305001. • Akola : Opp. RLT Science College, Civil Lines, Akola, Maharashtra - 444001. • Aligarh : City
Enclave, Opp. Kumar Nursing Home, Ramghat Road, Aligarh, Uttar Pradesh - 202001. • Allahabad : 30/2, A&B, Civil Lines Station, Besides Vishal Mega Mart,
Strachey Road, Allahabad, Uttarpradesh - 211001. • Alleppey : Blgd. No. VIII / 411, C C N B Road, Near Pagoda Resort, Chungom, Alleppey, Kerala - 688011. •
Alwar : 256A, Scheme No:1, Arya Nagar, Alwar, Rajasthan - 301001. • Amaravati : 81, Gulsham Tower, 2nd Floor, Near Panchsheel Talkies, Amaravati,
Maharashtra - 444601. • Ambala : Opposite PEER, Bal Bhavan Road, Ambala, 721, Haryana - 134003. • Amritsar : 378-Majithia Complex, 1st Floor, M. M.
Malviya Road, Amritsar, Punjab - 143001. • Anand : 101, A. P. Tower, B/H, Sardhar Gunj, Next to Nathwani Chambers, Anand, Gujarat - 388001. • Anantapur :
15-570-33, I Floor, Pallavi Towers, Anantapur, Anantapur, Andhra Pradesh - 515 001. • Andheri (parent: Mumbai ISC) : 1, Skylark Ground Floor, Near Kamgar
Kalyan Kendra & B.M.C. Office, Azad Road, Andheri ( E), Andheri, Andheri, Maharashtra - 400069. • Angul :, Similipada, Angul, Angul, Orissa - 759122. •
Ankleshwar : G-34, Ravi Complex, Valia Char Rasta, G.I.D.C., Ankleshwar- Bharuch, Gujarat - 393 002 . • Asansol : Block – G 1st Floor, P C Chatterjee Market
Complex, Rambandhu Talab P O Ushagram, Asansol, West Bengal - 713303. • Aurangabad : Office No. 1, 1st Floor, Amodi Complex, Juna Bazar,
Aurangabad, Maharashtra - 431001. • Bagalkot : No. 6, Ground Floor, Pushpak Plaza, TP No.: 52, Ward No. 10, Next to Kumatagi Motors, Station Road, Near
Basaveshwar Circle, Bagalkot, Bagalkot, Karnataka - 587 101. • Balasore : B C Sen Road, Balasore, Orissa - 756001. • Bangalore : Trade Centre, 1st Floor, 45,
Dikensen Road, ( Next to Manipal Centre ), Bangalore, Karnataka - 560 042. • Bareilly : F-62-63, Butler Plaza, Civil Lines, Bareilly, Bareilly, Uttar Pradesh -
243001. • Barnala : Ist floor, R K Marbel House, Court Road, Barnala, Punjab - 148101. • Basti : Office no 3, Ist Floor, Jamia Shopping Complex, Opposite Pandey
School), Station Road, Basti, Uttar Pradesh - 272002. • Belgaum : 1st Floor, 221/2A/1B, Vaccine Depot Road, Near 2nd Railway gate, Tilakwadi, Belgaum,
Karnataka - 590006. • Bellary : No.18A, 1st Floor, Opp. Ganesh Petrol Pump, Parvathi Nagar Main Road, Bellary, Karnataka - 583103. • Berhampur : First Floor,
Upstairs of Aaroon Printers, Gandhi Nagar Main Road, Orissa, Berhampur, Orissa - 760001. • Bhagalpur : Krishna, I Floor, Near Mahadev Cinema,
Dr.R.P.Road, Bhagalpur, Bhagalpur, Bihar - 812002. • Bharuch (parent: Ankleshwar TP) : F-108, Rangoli Complex, Station Road, Bharuch, Bharuch, Gujarat -
392001. • Bhatinda : 2907 GH,GT Road, Near Zila Parishad, BHATINDA, BHATINDA, Punjab - 151001. • Bhavnagar : 305-306, Sterling Point, Waghawadi Road,
OPP. HDFC BANK, Bhavnagar, Gujarat - 364002. • Bhilai : 209, Khichariya Complex, Opp IDBI Bank, Nehru Nagar Square, Bhilai, Chhattisgarh - 490020. •
Bhilwara : Indraparstha tower, Second floor, Shyam ki sabji mandi, Near Mukharji garden, Bhilwara, Rajasthan - 311001. • Bhiwani : 24-25, Ist floor, City Mall,
Hansi Gate, Bhiwani, Haryana - 127021. • Bhopal : Plot No.13, Major Shopping Center, Zone-I, M.P.Nagar, Bhopal, Madhya Pradesh - 462011. • Bhubaneswar
: Plot No - 111, Varaha Complex Building, 3rd Floor, Station Square, Kharvel Nagar,Unit 3, Bhubaneswar, Orissa - 751 001. • Bhuj : Data Solution, Office No:17, I st
Floor, Municipal Building Opp Hotel Prince, Station Road, Bhuj - Kutch, Gujarat - 370001. • Bhusawal (Parent: Jalgaon TP) : 3, Adelade Apartment,
Christain Mohala, Behind Gulshan-E-Iran Hotel, Amardeep Talkies Road, Bhusawal, Bhusawal, Maharashtra - 425201. • Bikaner : Behind Rajasthan
Patrika, In front of Vijaya Bank, 1404, Amar Singh Pura, Bikaner, Rajasthan - 334001. • Bilaspur : Beside HDFC Bank, Link Road, Bilaspur, Bilaspur,
Chattisgarh - 495 001 . • Bokaro : Mazzanine Floor, F-4, City Centre, Sector 4, Bokaro Steel City, Bokaro, Jharkhand - 827004. • Burdwan : 399, G T Road,
Basement of Talk of the Town, Burdwan, West Bengal - 713101. • C.R.Avenue (Parent: Kolkata ISC) : 33,C.R Avenue, 2nd floor,Room No.13, Kolkata,
Kolkata, West Bengal - 700012. • Calicut : 29/97G 2nd Floor, Gulf Air Building, Mavoor Road, Arayidathupalam, Calicut, Kerala - 673016. • CAMS OMR :
Ground Floor, 148 O M R, Okkiyam, Thuraipakkam, Chennai, Tamil Nadu - 600097. • Chandigarh : SCO 80-81, IIIrd F, Sector 17 C, Chandigarh, Punjab -
160 017. • Chandrapur : Above Mustafa Decor, Hakimi Plaza, Near Jetpura Gate, Near Bangalore Bakery, Kasturba Road, Chandrapur, Chandrapur,
Maharashtra. - 442 402. • Chennai : Ground Floor No.178/10, Kodambakkam High Road, Opp. Hotel Palmgrove, Nungambakkam, Chennai, Tamil
Nadu - 600 034 . • Chhindwara : Office No - 1, Parasia Road, Near Mehta Colony, Chhindwara, Madhya Pradesh - 480 001. • Chittorgarh : 187 Rana
Sanga Market, Chittorgarh, Rajasthan - 312001. • Cochin : 40 / 9633 D, Veekshanam Road, Near International hotel, Cochin, Kerala - 682 035. •
Coimbatore : Old # 66 New # 86, Lokamanya Street (West), Ground Floor, R.S.Puram, Coimbatore, Tamil Nadu - 641 002. • Cuttack : Near Indian
Overseas Bank, Cantonment Road, Mata Math, Cuttack, Orissa - 753001. • Darbhanga : Ground Floor, Belbhadrapur, Near Sahara Office,
Laheriasarai Tower Chowk, Laheriasarai, Darbhanga, Bihar - 846001. • Davenegere : 13, Ist Floor, Akkamahadevi Samaj Complex, Church Road,
P.J.Extension, Devengere, Karnataka - 577002. • Dehradun : 204/121 Nari Shilp Mandir Marg, Old Connaught Place, Dehradun, Uttaranchal - 248001. •
Deoghar : S S M Jalan Road, Ground floor, Opp. Hotel Ashoke, Caster Town, Deoghar, Jharkhand - 814112 . • Dhanbad : Urmila Towers, Room No: 111(1st
Floor), Bank More, Dhanbad, Jharkhand - 826001. • Dharmapuri : 16A/63A, Pidamaneri Road, Near Indoor Stadium, Dharmapuri, Dharmapuri, Tamil
Nadu - 636 701 . • Dhule : H. No. 1793 / A, J.B. Road, Near Tower Garden, Dhule, Maharashtra - 424 001. • Durgapur : City Plaza Building 3rd floor, City
Center,
• Erode : 197, Seshaiyer Complex, Agraharam Street, Erode, Tamil Nadu - 638001. • Faizabad : 64 Cantonment, Near GPO, Faizabad, Faizabad, Uttar Pradesh
- 224001. • Faridhabad : B-49, Ist Floor, Nehru Ground, Behind Anupam Sweet House, NIT, Faridhabad, Haryana - 121001. • Firozabad : Shop No.19, 1st floor,
Above YO Bikes, Seth Vimal Chand Jain Market, Jain Nagar, Agra Gate, Firozabad, Uttar Pradesh - 283203. • Gandhidham : Grain Merchants Assocaition
Building, Grain Merchants Association Building, Gandhidham, Gujarat - 370 201. • Ghaziabad : 113/6 I Floor, Navyug Market, Gazhiabad, Uttarpradesh -
201001. • Goa : No.108, 1st Floor, Gurudutta Bldg, Above Weekender, M G Road, Panaji (Goa), Goa - 403 001. • Gondal (Parent Rajkot) : Kailash Complex, Wing
-A, Office No. 52, Bus stand Road, Near Gundala Gate, GONDAL, Gujarat - 360 311. • Gondia : Shri Talkies Road, Gondia, Maharashtra - 441601. • Gorakhpur :
Shop No. 3, Second Floor, The Mall, Cross Road, A.D. Chowk, Bank Road, Gorakhpur, Uttarpradesh - 273001. • Gulbarga : Pal Complex, Ist Floor, Opp. City Bus
Stop,SuperMarket, Gulbarga, Gulbarga, Karnataka - 585 101. • Guntur : Door No 5-38-44, 5/1 BRODIPET, Near Ravi Sankar Hotel, Guntur, Andhra Pradesh -
522002. • Gurgaon : SCO - 16, Sector - 14, First floor, Gurgaon, Haryana - 122001. • Guwahati : A.K. Azad Road, Rehabari, Guwahati, Assam - 781008.
Gwalior : G-6, Global Apartment Phase-II, Opposite Income Tax Office, Kailash Vihar City Centre, Gwalior, Madhya Pradesh - 474011. • "Haldia :, 2nd Floor,
New Market Complex, Durgachak Post Office,Purba Medinipur District,, Haldia, Haldia, West Bengal - 721 602 ." • Haldwani : Durga City Centre, Nainital
Road, Haldwani, Haldwani, Uttarakhand - 263139. • Hazaribag : Municipal Market, Annanda Chowk, Hazaribagh, Hazaribagh, Jharkhand - 825301. •
Himmatnagar : D-78 First Floor, New Durga Bazar, Near Railway Crossing, Himmatnagar, Himmatnagar, Gujarat - 383 001. • Hisar : 12, Opp. Bank of Baroda,
Red Square Market, Hisar, Hisar, Haryana - 125001. • Hoshiarpur : Near Archies Gallery, Shimla Pahari Chowk, Hoshiarpur, Hoshiarpur, Punjab - 146 001. •
Hosur : Shop No.8 J D Plaza, OPP TNEB Office, Royakotta Road, Hosur, Tamil Nadu - 635109. • Howrah (Parent: Kolkata ISC) : Gagananchal Shopping
Complex, Shop No.36 (Basement), 37,Dr. Abani Dutta Road, Salkia, Howrah, Howrah, West Bengal - 711106. • Hubli : 206 & 207. 1st Floor, 'A' Block, Kundagol
Complex, Opp Court, Club road, Hubli, Karnataka - 580029. • Hyderabad : 208, II Floor, Jade Arcade, Paradise Circle, Secunderabad, Andhra Pradesh - 500
003. • Ichalkarnaji (Parent Kolhapur) : 12/178, Behind Congress Committee Office, Ichalkarnaji, - 416 115. • Indore : 101, Shalimar Corporate Centre, 8-B, South
tukogunj, Opp.Greenpark, Indore, Madhya Pradesh - 452 001. • Itarsi : 1st Floor, Shiva Complex, Bharat Talkies Road, Itarsi, Itarsi, Madhya Pradesh - 461 111 . •
Jabalpur : 975,Chouksey Chambers, Near Gitanjali School, 4th Bridge, Napier Town, Jabalpur, Madhya Pradesh - 482001. • Jaipur : R-7, Yudhisthir Marg,C-
Scheme, Behind Ashok Nagar Police Station, Jaipur, Rajasthan - 302 001. • Jajpur : Room No 1,First Floor, Sulaikha complex, Chorda,By Pass At, Jajpur Road,
Orissa - 755091. • Jalandhar : 367/8, Central Town, Opp. Gurudwara Diwan Asthan, Jalandhar, Punjab - 144001. • Jalgaon : Rustomji Infotech Services, 70,
Navipeth, Opp. Old Bus Stand, Jalgaon, Maharashtra - 425001. • Jalna C.C. (Parent: Aurangabad) : Shop No: 11, 1St Floor, Ashoka Plaza, Opp: Magistic Talkies,
Subhash Road, Jalna, Jalna, Maharashtra - 431 203. • Jammu : 660- Gandhi Nagar, Jammu, J &K - 180004. • Jamnagar : 217/218, Manek Centre, P.N. Marg,
Jamnagar, Gujarat - 361008. • Jamshedpur : Millennium Tower, "R" Road, Room No:15 First Floor, Bistupur, Jamshedpur, Jharkhand - 831001. • Jaunpur : 248,
FORT ROAD, Near AMBER HOTEL, Jaunpur , UTTAR PRADESH - 222001. • Jhansi : Opp SBI Credit Branch, Babu Lal Kharkana Compound, Gwalior Road, Jhansi,
Uttarpradesh - 284001. • Jodhpur : 1/5, Nirmal Tower, Ist Chopasani Road, Jodhpur, Rajathan - 342003. • Junagadh : Circle Chowk, , Near Choksi Baza
Kaman, , Gujarat, Junagadh, Gujarat - 362001. • Kadapa : Door No.: 21/ 598, Palempapaiah Street, Near Ganjikunta Pandurangaiah Dental Clinic, 7 Roads
Circcle, Kadapa, Kadapa, Andhra Pradesh - 516 001 . • Kakinada : No.33-1, 44 Sri Sathya Complex, Main Road, Kakinada, Kakinada, Andhra Pradesh - 533
001. • Kalyani : A - 1/50, Block - A, Dist Nadia, Kalyani, West Bengal - 741235. • Kanchipuram : New No. 38, (Old No. 50), Vallal Pachayappan Street, Near
Pachayappas High School, Kanchipuram, Tamil Nadu - 631 501 . • Kannur : Room No.14/435, Casa Marina Shopping Centre, Talap, Kannur, Kannur, Kerala -
670004. • Kanpur : I Floor 106 to 108, CITY CENTRE Phase II, 63/ 2, THE MALL, Kanpur, Uttarpradesh - 208 001. • Karimnagar : HNo.7-1-257, Upstairs S B H,
Mangammathota, Karimnagar, Karimnagar, Andhra Pradesh - 505 001. • Karnal (Parent :Panipat TP) :, 7, Ist Floor, Opp Bata Showroom, Kunjapura Road,
Karnal, Karnal, Haryana - 132001. • Karur : 126 G, V.P.Towers, Kovai Road, Basement of Axis Bank, Karur, Karur, Tamil Nadu - 639002. • Katni : NH 7, Near LIC,
Jabalpur Road, BARGAWAN, KATNI, Madhya Pradesh - 483 501. • Kestopur : AA 101, Prafulla Kanan, Sreeparna Appartment, Ground Floor, Kolkata, Kestopur,
Page 106
West Bengal - 700101. • Khammam : Shop No.11-2-31/3 1st floor, Philips Complex, Balajinagar, Wyra Road, Nr.Baburao,Petrol Bunk, Khammam, Andhra
Pradesh - 507001. • Khanna : Shop No :- 3, Bank of India Building, Guru Amar Dass Market, Khanna, Punjab - 141401. • Kharagpur : H.NO.291/1, WARD NO 15,
MALANCHA MAIN ROAD, OPPOSITE UCO BANK, Kharagpur, Kharagpur, West Bengal - 721301. • Kolhapur : AMD Sofex Office No.7, 3rd Floor, Ayodhya
Towers, Station Road, Kolhapur, Maharashtra - 416001. • Kolkata : "LORDS Building", 7/1,Lord Sinha Road, Ground Floor, Kolkata, West Bengal - 700 071. •
Kollam : Kochupilamoodu Junction, Near VLC, Beach Road, Kollam, Kerala - 691001. • Kota : B-33 'Kalyan Bhawan, Triangle Part,Vallabh Nagar, Kota,
Rajasthan - 324007. • Kottayam : KMC IX / 1331 A, Opp.: Malayala Manorama, Railway Station Road, Thekkummoottil, Kottayam, Kerala - 686001. •
Kumbakonam : Jailani Complex, 47, Mutt Street, Kumbakonam, Tamil Nadu - 612001. • Kurnool : H.No.43/8, Upstairs, Uppini Arcade, N R Peta, Kurnool,
Kurnool, Andhra Pradesh - 518 004 . • Latur : Kore Complex, 2nd Cross Kapad Line, Near Shegau Patsanstha, Latur, Latur, Maharashtra - 413 512. • Lucknow :
Off # 4,1st Floor,Centre Court Building, 3/c, 5 - Park Road, Hazratganj, Lucknow, Uttarpradesh - 226 001. • Ludhiana : U/ GF, Prince Market, Green Field, Near
Traffic Lights, Sarabha Nagar Pulli, Pakhowal Road, Ludhiana, Punjab - 141 002. • Madurai : 86/71A, Tamilsangam Road, Madurai, Tamil Nadu - 625 001. •
Malda : Daxhinapan Abasan, Opp Lane of Hotel Kalinga, SM Pally, Malda, Malda, West Bengal - 732 101. • Mangalore : No. G 4 & G 5, Inland Monarch, Opp.
Karnataka Bank, Kadri Main Road, Kadri, Mangalore, Karnataka - 575 003. • Manipal : Academy Annex, First Floor, Opposite Corporation Bank, Upendra
Nagar, Manipal, Karnataka - 576104. • Mapusa (Parent ISC : Goa) : Office no.CF-8, 1st Floor, Business Point, Above Bicholim Urban Co-op Bank, Angod,
Mapusa, Mapusa, Goa - 403 507. • Margao : B-301, Reliance Trade Center, opp. Grace Nursing Home, near Cafe Tato, V.V. Road (Varde
Valaulikar), Margao, Goa - 403 601. • Mathura : 159/160 Vikas Bazar, Mathura, Uttarpradesh - 281001. • Meerut : 108 Ist Floor Shivam Plaza, Opposite
Eves Cinema, Hapur Road, Meerut, Uttarpradesh - 250002. • Mehsana : 1st Floor, Subhadra Complex, Urban Bank Road, Mehsana, Mehsana, Gujarat
- 384 002. Moga : Ground Floor, Adjoining TATA Indicom Office, Dutt Road, Moga, Punjab - 142001.
• • Moradabad : H 21-22, Ist Floor,Ram Ganga Vihar Shopping Complex,, Opposite Sale Tax Office, Moradabad,
Uttarpradesh - 244001. • Morbi : 108, Galaxy Complex, Opp. K.K. Steel, Sanala Road, Morbi, Morbi, Gujarat - 363 641. • Mumbai : Rajabahdur Compound,
Ground Floor, Opp Allahabad Bank, Behind ICICI Bank, 30, Mumbai Samachar Marg, Fort, Mumbai, Maharashtra - 400 023. • Muzzafarpur : Brahman toli,
Durgasthan, Gola Road, Muzaffarpur, Bihar - 842001. • Mysore : No.1, 1st Floor, CH.26 7th Main, 5th Cross, (Above Trishakthi Medicals), Saraswati Puram,
Mysore, Karnataka - 570009. • Nadiad (Parent TP: Anand TP) : 8, Ravi Kiran Complex, Ground Floor Nanakumbhnath Road, Nadiad, Nadiad, Gujarat -
387001. • Nagpur : 145 Lendra, New Ramdaspeth, Nagpur, Maharashtra - 440 010. • Nalgonda : Adj. to Maisaiah Statue, Clock Tower Center, Bus Stand
Road, Nalgonda, Andhra Pradesh - 508 001. • Namakkal : 156A / 1, First Floor, Lakshmi Vilas Building, Opp. To District Registrar Office, Trichy Road, Namakkal,
Namakkal, Tamil Nadu - 637001. • Nanded : Shop No. 302, 1st Floor, Raj Mohd. Complex, Work Shop Road, Shrinagar, Nanded, Nanded, Maharashtra - 431
605. • Nandyal : Shop No.: 62 & 63, Srinivasa Complex, Besides Ramakrishna Ply Wood, Srinivasa Nagar, NANDYAL, Andhra Pradesh - 518 501 . • Nasik :
Ruturang Bungalow, 2 Godavari Colony, Behind Big Bazar, Near Boys Town School, Off College Road, Nasik, Maharashtra - 422005. • Navsari : Dinesh
Vasani & Associates, 103 -Harekrishna Complex, above IDBI Bank, Nr. Vasant Talkies, Chimnabai Road, Navasari, Gujarat - 396445. • Nellore : 97/56, I Floor
Immadisetty Towers, Ranganayakulapet Road, Santhapet, Nellore, Andhra Pradesh - 524001. • New Delhi : 304-305 III Floor, Kanchenjunga Building, 18,
Barakhamba Road, Cannaugt Place, New Delhi New Delhi - 110 001. • Nizamabad : D. No. 5-6-209, Saraswathi Nagar, NIZAMABAD, NIZAMABAD, Andhra
Pradesh - 503001. • Noida : B-20, Sector - 16, Near Metro Station, Noida, - 201301. • Ongole : # 1, ARN Complex, Kurnool Road, ONGOLE, Andhra Pradesh -
523 001. • Palakkad : 10 / 688, Sreedevi Residency, Mettupalayam Street, Palakkad, Palakkad, Kerala - 678 001. • Palanpur : Jyotindra Industries Compound,
Near Vinayak Party Plot, Deesa Road, Palanpur, Palanpur, Gujarat - 385 001. • Panipat : 83, Devi Lal Shopping Complex, Opp ABN Amro Bank, G.T.Road,
Panipat, Haryana - 132103. • Pathankot : 13 - A, Ist Floor, Gurjeet Market, Dhangu Road, Pathankot, Punjab - 145001. • Patiala : 35, New lal Bagh Colony,
Patiala, Punjab - 147001. • Patna : Kamlalaye Shobha Plaza, Ground Floor, Near Ashiana Tower, Exhibition Road, Patna, Bihar - 800 001. • Pondicherry : S-8,
100, Jawaharlal Nehru Street, (New Complex, Opp. Indian Coffee House), Pondicherry, Pondicherry - 605001. • Porbandar : II Floor, Harikrupa Towers, Opp.
Vodafone Store, M G Road, Porbandar , Gujarat - 360575. • Proddatur : Dwarakmayee, D No 8/239, Opp Saraswathi Type Institute, Sreeramula Peta,
Proddatur, Andhra Pradesh - 516360. • Pune : Nirmiti Eminence, Off No. 6, I Floor, Opp Abhishek Hotel Mehandale Garage Road, Erandawane, Pune,
Maharashtra - 411 004. • Rae Bareli : 17, Anand Nagar Complex, Rae Bareli, Rae Bareli, Uttar Pradesh - 229001. • Raichur : # 12 – 10 – 51 / 3C, Maram
Complex, Besides State Bank of Mysore, Basaveswara Road, Raichur, Raichur, Karnataka - 584101. • Raipur : HIG,C-23, Sector - 1, Devendra Nagar, Raipur,
Chhattisgarh - 492004. • Rajahmundry : Cabin 101 D.no 7-27-4, 1st Floor Krishna Complex, Baruvari Street, T Nagar, Rajahmundry, Andhra Pradesh - 533101.
• Rajapalayam : No 59 A/1, Railway Feeder Road, Near Railway Station, Rajapalayam, Rajapalayam, Tamil Nadu - 626117. • Rajkot : Office 207 - 210, Everest
Building, Harihar Chowk, Opp Shastri Maidan, Limda Chowk, Rajkot, Gujarat - 360001. • Ranchi : Near Student’s Cottage Pee Pee Compound, Ranchi,
Jharkhand - 834001. • Ratlam : Dafria & Co, 18, Ram Bagh, Near Scholar's School, Ratlam, Madhya Pradesh - 457001. • Ratnagiri : Kohinoor Complex, Near
Natya Theatre, Nachane Road, Ratnagiri, Ratnagiri, Maharashtra - 415 639. • Rohtak : 205, 2ND Floor, Blg. No. 2, Munjal Complex, Delhi Road, Rohtak,
Haryana - 124001. • Roorkee : 399/1 Jadugar Road, 33 Civil Lines, Roorkee, Roorkee, Uttarakhand - 247667. • Ropar : SCF - 17 Zail Singh Nagar, Ropar, Ropar,
Punjab - 140001. • Rourkela : 1st Floor, Mangal Bhawan, Phase II, Power House Road, Rourkela, Orissa - 769001. • Sagar : Opp. Somani Automobiles,
Bhagwanganj, Sagar, Sagar, Madhya Pradesh - 470 002 . • Saharanpur : I Floor, Krishna Complex, Opp. Hathi Gate, Court Road, Saharanpur, Saharanpur,
Uttar Pradesh - 247001. • Salem : No.2, I Floor Vivekananda Street, New Fairlands, Salem, Tamil Nadu - 636016. • Sambalpur : C/o Raj Tibrewal & Associates,
Opp.Town High School,Sansarak, Sambalpur, Orissa - 768001. • Sangli (Parent: Kohlapur) : Diwan Niketan, 313, Radhakrishna Vasahat, Opp. Hotel Suruchi,
Near S.T. Stand, Sangli, Sangli, Maharashtra - 416416. • Satara : 117 / A / 3 / 22, Shukrawar Peth, Sargam Apartment, Satara, Maharashtra - 415002. • Satna :
1st Floor, Shri Ram Market, Besides Hotel Pankaj, Birla Road, SATNA, SATNA, Madhya Pradesh - 485 001. • Shahjahanpur : Bijlipura, Near Old Distt Hospital,
Near Old Distt Hospital, Shahjahanpur, Uttar Pradesh - 242001. • Shillong : LDB Building,1st Floor, G.S.Road, Shillong, Meghalaya - 793001. • Shimla : I Floor,
Opp. Panchayat Bhawan Main gate, Bus stand, Shimla, Shimla, Himachal Pradesh - 171001. • Shimoga : Nethravathi, Near Gutti Nursing Home, Kuvempu
Road, Shimoga, Shimoga, Karnataka - 577 201. • Siliguri : No 8, Swamiji Sarani, Ground Floor, Hakimpara, Siliguri, West Bengal - 734001. • Sirsa : Gali No:1,
Old Court Road, Near Railway Station Crossing, Sirsa, Haryana - 125055. • Sitapur : Arya Nagar, Near Arya Kanya School, Sitapur, Sitapur, Uttar Pradesh -
261001. • Solan : 1st Floor, Above Sharma General Store, Near Sanki Rest house, The Mall, Solan, Solan, Himachal Pradesh - 173 212 . • Solapur : Flat No 109, 1st
Floor, A Wing, Kalyani Tower, 126 Siddheshwar Peth, Near Pangal High School, Solapur, Maharashtra - 413001. • Sonepat : Shopo No. 5, PP Tower, Ground
Floor, Opp to Income Tax office, Sonepat, Haryana - 131 001. • Sriganganagar : 18 L Block, Sri Ganganagar, Sri Ganganagar, Rajasthan - 335001. • Srikakulam :
Door No 5 - 6 - 2, Punyapu Street, Palakonda Road, Near Krishna Park, Srikakulam, Srikakulam, Andhra Pradesh - 532 001. • Sultanpur : 967, Civil Lines, Near
Pant Stadium, Sultanpur, Uttar Pradesh - 228 001. • Surat : Plot No.629,2nd Floor, Office No.2-C/2-D, Mansukhlal Tower, Beside Seventh Day Hospital,
Opp.Dhiraj Sons, Athwalines, Surat, Gujarat - 395 001. • Surendranagar : 2 M I Park, Near Commerce College, Wadhwan City, Surendranagar,
Surendranagar, Gujarat - 363035. • Tanjore : 1112, West Main Street, Tanjore, Tamil Nadu - 613 009 . • Thiruppur : 1(1), Binny Compound, II Street, Kumaran
Road, Thiruppur, Tamil Nadu - 641601. • Thiruvalla : Central Tower, Above Indian Bank, Cross Junction, Thiruvalla, Kerala - 689101. • Tinsukia : Sanairan Lohia
Road,1st Floor, Tinsukia, Assam - 786 125 . • Tirunelveli : 1 Floor, Mano Prema Complex, 182 / 6, S.N High Road, Tirunelveli, Tamil Nadu - 627001. • Tirupathi :
Shop No14, Boligala Complex, 1st Floor, Door No. 18-8-41B, Near Leela Mahal Circle, Tirumala Byepass Road, Tirupathi, Andhra Pradesh - 517501. • Trichur :
Adam Bazar, Room no.49, Ground Floor, Rice Bazar (East), Trichur, Kerala - 680001. • Trichy : No 8, I Floor, 8th Cross West Extn, Thillainagar, Trichy, Tamil Nadu -
620018. • Trivandrum : R S Complex, Opposite of LIC Building, Pattom PO, Trivandrum, Kerala - 695004. • Tuticorin : 1 – A / 25, 1st Floor, Eagle Book Centre
Complex, Chidambaram Nagar Main, Palayamkottai Road, Tuticorin, Tuticorin, Tamil Nadu - 628 008 . • Udaipur : 32 Ahinsapuri, Fatehpura Circle, Udaipur,
Rajasthan - 313004. • Ujjain : 123, 1st Floor, Siddhi Vinanyaka Trade Centre, Saheed Park, Ujjain, Madhya Pradesh - 456 010 . • Unjha (Parent: Mehsana) :
10/11, Maruti Complex, Opp. B R Marbles, Highway Road, Unjha, Unjha, Gujarat - 384 170. • Vadodara : 103 Aries Complex, BPC Road, Off R.C. Dutt Road,
Alkapuri, Vadodara, Gujarat - 390 007. • Valsad : 3rd floor, Gita Nivas, opp Head Post Office, Halar Cross Lane, Valsad, Gujarat - 396001. • Vapi : 215-216,
Heena Arcade, Opp. Tirupati Tower, Near G.I.D.C, Char Rasta, Vapi, Vapi, Gujarat - 396195. • Varanasi : C 27/249 - 22A, Vivekanand Nagar Colony,
Maldhaiya, Varanasi, Uttarpradesh - 221002. • Vashi : Mahaveer Center, Office No:17, Plot No:77, Sector 17, Vashi, Maharashtra - 400703. • Vellore : No:54,
Ist Floor, Pillaiyar Koil Street, Thotta Palayam, Vellore, Tamil Nadu - 632004. • Veraval : Opp. Lohana Mahajan Wadi, Satta Bazar, Veraval, Veraval, Gujarat -
362 265. • Vijayawada : 40-1-68, Rao & Ratnam Complex, Near Chennupati Petrol Pump, M.G Road, Labbipet, Vijayawada, Andhra Pradesh - 520 010.
• Visakhapatnam : Door No 48-3-2, Flat No 2, 1st Floor, Sidhi Plaza, Near Visakha Library, Srinagar, Visakhapatnam, Andhra Pradesh - 530 016.
• Warangal : F13, 1st Floor, BVSS Mayuri Complex, Opp. Public Garden, Lashkar Bazaar, Hanamkonda, Warangal, Andhra Pradesh - 506001. • Wardha :
Opp. Raman Cycle Industries, Krishna Nagar, Wardha, Maharashtra. - 442 001 . • Yamuna Nagar : 124-B/R Model Town, Yamunanagar, Yamuna
Nagar, Haryana - 135 001. • Yavatmal : Pushpam, Tilakwadi, Opp. Dr. Shrotri Hospital, Yavatmal, Yavatmal, Maharashtra - 445 001.
Page 107
81/82, 8th Floor, Sakhar Bhavan, Ramnath Goenka Marg,
230, Nariman Point, Mumbai - 400 021 INDIA.
Tel: 91 22 6140 6555 | Fax: 91 22 6140 6590

Toll Free - 1800 266 7790

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Key Information Memorandum

PPFAS Asset Management Private Limited

Parag Parikh Long Term Equity Fund

Sponsor Company Asset Management Company Trustee Company

Debt Securities, 0.00% 35% Low to Medium

Foreign Equity and 0.00% 35% Medium to High

Key Information Memorandum • Page 2

Standard Risk Factors of this Scheme are stated below:

Key Information Memorandum • Page 3

Investment approach of the Scheme is governed by following guiding principles:

1. Focus on the long term

Plans offered by the scheme:

Key Information Memorandum • Page 4

Scenario Broker Code mentioned Plan mentioned by the Default Plan to be

1 Not mentioned Not mentioned Direct Plan

In cases of wrong/ invalid/ incomplete ARN codes mentioned on the application

Key Information Memorandum • Page 5

NAV will be declared with 4 decimal points.

Other Facilities Scheme is offering following facilities:

Key Information Memorandum • Page 6

*Mr. RajMehta - (Fund Manager for Debt component of the Scheme)

Name of the Trustee PPFAS Trustee Company Private Limited.

Name of Asset PPFAS Asset Management Private Limited.

Performance Direct Plan Regular Plan Benchmark (NIFTY 500 TRI)

Jan 30 , 2015 to Jan 31 , 2018 (Last 3 Years) 14.70% 14.07% 11.87%

Since Inception (1710 days) as on 31 st Jan, 2018

Note: Past Performance may or may not be sustained in future.

0.2 Direct Plan

Key Information Memorandum • Page 7

Expense Head Regular Plan Direct Plan

% of daily Net % of daily Net

Investment Management and Advisory Fees

Marketing & Selling expense incl. agent commission

Cost related to investor communications

Cost of fund transfer from location to location

Costs of statutory Advertisements

Cost towards investor education & awareness (at

Brokerage & transaction cost over and above 12 bps

Service tax on expenses other than investment and

Service tax on brokerage and transaction cost

Key Information Memorandum • Page 8

Please refer t o Page 85 to 88 of SID to know detailed information on 'Recurring Expenses'.

(iii) Transaction Charges:

Investor Type Investor Type

Identification of investors as "first time" or "existing" will be based on Permanent Account

Direct Plan: 1.65%* Regular Plan: 2.15%*

Key Information Memorandum • Page 9

Investors can also post their grievances/feedback/suggestions on our website

SEBI Registration No. email:aalok@ppfas.com

Tel: +91 44 3021 2811 / 813

Key Information Memorandum • Page 10

Consolidated Account Statements

Annual Account Statement

Annual Account of the Scheme

Half yearly unaudited scheme financials

Monthly Portfolio Disclosure

Date: February 22, 2018.

Key Information Memorandum • Page 11

Alphabet INC US02079K1079 Software 15,093 11,167.29 10.90%

Alphabet INC 10.90%

Monthly Scheme portfolio can be checked here:

Date: February 22, 2018.

Key Information Memorandum • Page 12

1. Equity and equity related instruments: