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Vikas Maturi
As a young child, my grandfather shared with me the story of the saptharishis (seven
rishis). These rishis, or sages, were the great explorers of their time. Wandering across Asia, they
eventually made their way to Himalayan mountains - a sacred space where they encountered
Shiva, an embodiment of Brahman (the universal force) and an enlightened being in a state of
intense and complete ecstasy. The rishis begged to learn what Shiva knew, but Shiva dismissed
them, responding that the preparation required was too much. But from that day forth, the rishis
spent every waking hour preparing. Years upon years passed, with Shiva watching over them
quietly. After eighty-four years, Shiva looked upon the rishis and saw that they were ready to
receive his knowledge. And on that day, Shiva began sharing the Vedic science with the rishis.
Many years later, the saptharishis completed their learning and emerged as seven enlightened
beings. From the Himalayas, they travelled south to India - bringing with them their immense
wisdom. In their journey, they became the patriarchs of Vedic Brahmanism (ancient Hinduism).
And I, like all children of India, was a descendent of one of these seven men.This story, while a
magical journey for a child, may also have a basis in the historical reality. Home to over a billion
people, India is one of the most diverse communities on the planet, with thousands of cultures,
languages, and religious practices within its geographic boundaries. Currently, the amalgam of
anthropological, archaeological, linguistic, and ecological evidence has left researchers puzzled
as to the origins of the Indian people, with three theories exploring distinct timelines and nuances
of migration.
Genetic research has shed new light on this mystery. Tracking haplogroups (mtDNA or
Y-linked genetic markers) across Eurasia has opened doors to understanding relative levels of
diversity. Moreover, advances in tracking the genetic material of ancestral populations has built
our understanding of the mixture between existing populations and migratory ones. Analysis of
population admixture and Y-linked genetic markers between distinct settled and migrant groups
East-Central Asia during the early Bronze Age, followed by genetic admixture among these
migrants (with ancestral North Indian, or ANI, DNA) and a pre-existing people (with high
proportions of ancestral South Indian, or ASI, DNA). This updated timeline establishes a clear
migration between 4500 to 4000 years before present and suggests the emergence of modern
endogamous behaviors surrounding caste roughly 1850 years before present. These findings have
Background
India, a country with over a billion people, is largely culturally homogeneous (similar
religious and cultural traditions) with incredibly diverse linguistic pools and known migrations
from genetically distinct populations. This surprising discrepancy suggests that linguistic and
genetic evidence can provide unique insight into the peopling of the subcontinent. The vast
majority of Indian languages are derived from two distinct ancestral (parental) languages. Proto-
Indo-European (PIE), the parent of the Indo-European language family, led to languages as
diverse as German, English, Albanian, Iranian, and Sanskrit, with all current languages holding
an estimated 2.9 billion speakers combined. PIE is also the base of several contemporary North
Indian languages, including Hindustani (Hindi-Urdu), Bengali, Punjabi, Kashmiri, Gujurati, and
Marathi. These languages are collectively grouped under the language sub-family Indo-Aryan,
that includes languages native to Nepal, Pakistan, Bangladesh, and India. In contrast, South
Indian languages, including Telugu, Tamil, Kannada, and Malayalam, are derived from the
Dravidian language family. While the origins and development of the Dravidian language base
are still unclear, Dravidian languages are found almost exclusively in South India, suggesting
relatively isolated development of the language and ancient speakers. This linguistic history can
provide an understanding of potential migratory routes and places of origin but leaves questions
Two primary ancestral genetic bases are well established in Indian populations, but
genetic mixture and crossover is less understood (Metspalu 2011). Ancestral South Indian (ASI)
DNA is the ‘pre-existing’ genetic base, presumably arriving approximately 40,000+ years before
present in conjunction with the migrations out of the Horn of Africa. The populations lived more
exclusively in South India, although the Indus historical scholars postulate that the Indus Valley
Civilization spoke and wrote a language with strong ties to modern-day Dravidian languages
(Mahadevan 2006). Ancestral North Indian (ANI) DNA has strong genetic links to several
Central Asian and Eastern European genomic markers. These connections suggest that this
genetic base was introduced far more recently to the Indian subcontinent, but the extent,
streams of evidence:
1. Migrations occurred 6500+ years before present, prior to the development of agriculture.
The primary evidence of this lies in the mtDNA (mitochondrial DNA) lineages. By
evaluating the level of diversity of mtDNA in current populations, an understanding of
the timing of the introduction of mtDNA into a genepool can be better understood. Broad
similarity of Indian mtDNA suggests an ancient common similarity has suggested that the
peopling of India is quite ancient, as only a small fraction of Indian mtDNA lineages are
due to recent admixture events (Kivisild 1999). Tracking of specific Y-linked genetic
markers has also pointed to a halting of major patrilineal gene flow since 6500 years
2. Migrations of western Asian people happened with the spread of agriculture, prior to
4600 years before present. Genetic differences between farmers and hunter-gatherers in
coinciding with the agricultural revolution (Skoglund et. al. 2012). Evidence of minimal
overlap between hunter-gatherer mtDNA and modern European inhabitant DNA bolsters
approximately 3500 years before the present. Archaeological evidence, including the
Gandhara grave culture established from 3500-2500 years before present in present-day
Afghanistan and Pakistan, lend credence to a migration of ANI genetic populations at this
time. However, evidence of substantial agriculture already present in North India at this
time implies, if there are high percentages of ANI in modern populations, that these
evidence of far more recent population admixture of ANI and ASI. Research from Priya
Moorjani, Kumarasamy Thangaraj, David Reich, and Lalji Singh analyzed allele frequencies of
known ANI and ASI gene sequences among 571 individuals from 73 defined ethnolinguistic
groups. Utilizing the f4 ratio technique developed in the lab of David Reich, a Harvard
population geneticist, they can accurately infer mixture proportions of two distinct ancestry bases
without accurate surrogates (people who were purely ANI or ASI) from allelic frequencies alone
(Patterson et. al 2012). All 73 ethnolinguistic groups had a minimum ANI & ASI ancestry of
17%, and a maximum of 71% (Moorjani et. al. 2013). Despite some variation in proportion,
universally significant portions of ANI and ASI across all groups highlights the profound shared
ancestry of Indians. This finding is even more stunning in that this admixture spread wholly to
distinctly secluded populations, including tribal groups less likely to experience genetic
admixture due to cultural and geographic isolation. This ubiquity establishes that the Dravidian
natives and Indo-Aryan migrants mixed extensively before the emergence of the modern day
endogamous structures.
These findings are further complicated by the 2016 Basu et. al study on genetic
reconstruction of ancestral Indian DNA. Analyzing specific single base-pairs in genomes of 331
individuals, their team determined mainland Indians hold four distinct branches of ancestry - two
more than the previously assumed dual ANI/ASI ancestry. Both Ancestral Tibeto-Burman (ATB)
and Ancestral Austro-Asiatic (AAA) were small yet existent sources of ancestry for large swaths
of Indian populations. Currently, people with ATB ancestry (and speaking ATB languages) are
found in the Tibetian-Himalayan region and Myanmar, bordering Northeast India and Nepal.
People with AAA ancestry are more geographically removed, found primarily in Southeast
Asian countries such as Laos, Cambodia, Vietnam, and Malaysia. Certain modern-day tribal
groups found in India are known to hold primarily AAA or ATB ancestry, and speak a language
deriving from the associated language bases. Several culturally Indian tribal groups with AAA or
ATB language bases were found to have remarkably high percentages (some at 95-97%) of the
same genetic ancestry. Particularly fascinating are the Manipuri Brahmins of the Manipur valleys
- while they hold an Indo-European language base, their estimated genetic ancestry is just 26%
ANI and over 65% ATB. Other tribal groups, including the Gondi and Ho tribes, hold relatively
balanced mixes of several ancestral groups (for Gondi, 30% ANI, 19% ASI, 38% AAA 6%
ATB). At the baseline level, these findings certainly elucidate a more largely-mixed heritage
than previously thought across the Indian population. For certain groups, they provide startling
new evidence for powerful genetic movement of AAA and ATB groups into India (or
potentially, even long-standing presence in Northeast India with a migration outward), holding
clear implications of a potential migration through India’s northeast corridor in the Himalayan
mountains.
Migration from Indo-Europeans (holding the ANI markers) appears to be heavily male-
dominated. Prior research often relied on tracking mtDNA as a mechanism for understanding
movement, as it can be analyzed from modern populations with a largely established existing
dataset (Kivisild 1999). However, this reliance on mtDNA may not be presenting a complete
picture. Analyses from ArunKumar et. al. found that modern geographic and linguistic groups
are significantly correlated with patrilineal, or male-lineage, haplogroups. As such, there are
“diverse Y-chromosomal haplogroups making up the Indian gene pool”. However, the same was
not true for mtDNA haplogroups, establishing that “almost 80% of Indian mtDNA lineages are
descendents of only two mtDNA haplogroups” (ArunKumar 2015). These findings suggest that
the expansion and diversity of the Indian gene pool is attributable to male-mediated migration of
Indo-European travelers.
The advent of new genetic technologies has enabled researchers to correlate population
admixture data with estimated timelines. Moorjani et. al identified key linkage disequilibria
(non-random association of alleles within a given population) at specific places in DNA that
differ among ANI and ASI. With these variations, they measured levels of decay, or rates of
admixture from 1,856 to 4,176 years before present (64 to 144 generations ago) - a far more
recent period of mixture than previously anticipated, although prior to Muslim invasions of the
1400s. These findings were further substantiated in Basu et. al, utilizing a similar ancestral block
strategy, concluding that most upper-caste populations began practicing endogamy roughly 70
generations ago, at the tail end of Moorjani et. al’s proposed timeline (Basu et. al 2016). For a
culture perceived to have rules against intermarriage, high levels of mixture so recently reform
Both studies identified discrepancies across caste and language that qualify the
generalized findings. Indo-European speaking groups had significantly more recent dates of
Traditionally, lower caste and tribal groups tended to have “lower proportions of ANI ancestry
than traditionally upper caste and Indo-European groups” (Moorjani et. al. 2013). These findings
are qualified by further analysis demonstrating that people of traditionally lower-caste and tribal
groups tended to hold ancestries consistent with a single instance of admixture within the last
five thousand years, while middle and upper-caste groups holding evidence more consistent with
multiple waves of admixture (Moorjani et. al. 2013). Additionally, West-Eurasian haplogroups
hold strong phylogenetic affinity primarily among higher-ranked caste groups (Palachimany
Recent research has favored analysis of paternal lineages for understanding migration
timelines, as mtDNA (passed only by the mother) evidence does not capture the potential for a
the R1a haplogroup found predominantly across Europe, Central Asia, and South Asia, Poznik
et. al. found striking expansion of R1a-Z93 (a sub-group of R1a) approximately 4500 - 4000
years before present (Poznik et. al 2016). Evaluating Y-chromosome lineages and the R1a
haplogroup, Silva et. al determined that genetic influx from Central Asia in the Bronze Age was
“strongly male-driven, consistent with the patriarchal, patrilocal and patrilineal social structure
attributed to the inferred pastoralist early Indo-European society” (Silva et. al. 2017). The
estimated timing of this influx - between 5000 and 3500 years before present - affirms findings
from Poznik et. al. and further evidences a robust timeline for a key recent migration.
al defined a metric (the IBD score) to quantify the strength of founder event’s using identity by
descent (IBD) segments, defined as “large stretches of DNA originating from a common founder
in the last approximately 100 generations” (Nakatsuka et. al). Their work established remarkably
high IBD scores for a majority of the 263 unique groups, with 81 groups receiving scores greater
than those of Ashkenazi Jews and Finns (both groups with heavily studied and highly established
founder events), correlated with greater likelihood of recessive conditions. For example, the
Vysya, a highly endogamous Central-South Indian group with over 3 million people, have “over
a 100-fold higher rate of butyrylcholinesterase deficiency than other groups”. This deficiency has
particularly serious implications during surgery, where it often counteracts muscle relaxants and
leads to difficult awakening, and death in the most serious of cases. Clearly, investigating and
addressing recessive-linked diseases are powerful motives for directing research funding, but
their prevalence and seriousness across social groups further affirms the strictness and speed of
This research provides a substantive start to more genuinely understanding the timeline of
migration and settlement in the Indian subcontinent. Work from Silva et. al. and Poznik et. al.
identifies at least one clear wave of migration between 5000 to 3500 years before present,
potentially narrowed to 4500 to 4000 years before present. With the understanding that migration
must predate admixture, this estimate aligns with the findings from Moorjani et. al and Basu et.
al dating admixture at approximately 4000-1900 years before present. Combining these streams
of evidence establish a timeline of at least one key wave of Indo-European migration beginning
approximately 5000 to 4000 years ago, in alignment with the second theory. The similarity of
these lineages across other migratory events of the time corroborates theories placing the origin
The shared maternal ancestry among Indians but the diversified Y-chromosome lineages suggest
the relative level of impact of recent male-dominated migration events. The high proportion of
ATB and/or AAA genetic markers in several Indian tribal groups, including some speaking Indo-
European languages, introduces the unique question of the emergence of ATB and AAA
potential base for AAA, as the Munda people of India speak an indigenous Austro-Asiatic
dialect, with recent phylogenetic evidence implying a migration from modern-day Cambodia.
The small percentage of AAA or ATB genetic base in disparate Indian populations suggests
further research into an intrusive or extrusive theory of migration for AAA and ATB ancestral
This genetic work also presents a fascinating discrepancy. Moorjani et. al clearly
established the prevalence of both ANI and ASI in every tested Indian population, with a
minimum of 19% of one or the other in all tested populations. However, several studies have
noted the relatively higher levels of ANI ancestry in traditionally higher caste groups, as
compared to lower-caste ones - with many of those same populations holding ancestries
consistent with a single period of extensive admixture. The imbalanced admixture, with ANI
populations supplying genomic inputs to tribal and traditionally lower caste groups (including
Dravidian tribes, AAA, and ATB) but not vice versa, reinforces the existence of a hierarchical
and patriarchal dominance. Males from these more powerful populations mated outside of their
group, but their children remained within the non-elite group. These findings appear to suggest
that intermarriage between ‘castes’ was frowned upon prior to the end of admixture, although
and ended their mixture period more recently, it is likely that a second, smaller wave of Indo-
Aryan migration happened within the 4200-1800 years before present timeline of admixture,
distinct from the 4500 years before present migration that affected the genomes of these specific
3500 years before present. This new wave of migrations potentially began to slowly perpetuate a
system where migrants specifically chose to mate with only people in professions they approved
of - the start and potential inspiration for strict endogamy. Such a situation would explain how
every Indian population holds mixed ancestry, and why traditionally upper-caste populations
might have higher levels of ANI ancestry. This also affirms the linguistic evidence of significant
represents a marriage of the two language bases, and even early Vedic works (traditionally
(Krishamurti 2003). Further archaeological, genetic, and linguistic research into the haplogroup
Extensive scholarship and written history indicate that the initial ‘caste’ system was
substantively different than the modern caste system (Olivelle 2008). According to the Rigveda,
a seminal and central Hindu text, castes were not relative levels of relative ‘purity’. Rather, gurus
(teachers) assigned their students to roles and occupations falling under the bucket of one caste
Bringing this genetic evidence to the established written and oral histories provides new
context to the socio-cultural assumptions around the emergence of modern caste behaviors. In
approximately 300 CE, India experienced a cultural transformation with the formation of the
Gupta empire. Considered a “Golden Age” of Indian history, Gupta kings presided over
substantive progress in literature, trade, local government, and the judicial system in a kingdom
spanning across North and East India. In this period, sacred epics including the Mahabharata and
Ramayana took their final form. The Dharmasastras - a codified compendium of religious and
moral rules to be followed by a Hindu - emerged and embedded themselves in the legal
framework. The earliest known of these texts is the Manusmriti (written in approximately 200
CE, approximately 40 years after the most recent estimated end admixture), which extensively
discussed the concept of Varna - a system of identification centered around societal roles. The
castes, including “On marrying a man of a higher caste, a Kshatriya bride must take hold of an
arrow, a Vaishya bride of a goad, and a Sudra female of the hem of the bridegroom’s garment”,
“the burnt offering which is defiled by the Sudra’s touch is detrimental to one’s passage to
heaven”, and “he who violates an unwilling maiden shall instantly suffer corporal punishment,
but a man who enjoys a willing maiden shall not suffer corporal punishment, if his caste is the
same as hers” (Manusmriti 3.44, 5.104, 8.364). These passages clearly stand opposed to the
equality and mutual respect between castes as understood prior to this date.
The role of the Manusmriti in either causing, perpetuating, or documenting the current
system of caste has created substantial scholarly disagreement. Anthropologist Tim Ingold has
noted that while varna was certainly delineated in the Manusmriti, they were more indicative of
“models, rather than descriptions” (Ingold 1994). Such interpretations are bolstered by
commentary from Susan Bayly, a professor of cultural anthropology at Cambridge, who writes
that these ancient texts did not “create the phenomenon of caste” (Bayly 2001). Others, such as
B.R.Ambedkar, India’s first post-colonial Minister of Law and Justice and active social reformer,
adamantly lamented the Manusmriti’s role in justifying caste discrimination, going so far as to
lead thousands of followers in a ceremonial burning of the text on December 25th, 1927
Genetic evidence of the abrupt shift from admixture to endogamy at this time suggests
that Ingold’s and Bayly’s analyses are incomplete. Widespread adoption of endogamy within
approximately 50 years of the writing of the Manusmriti- a practice with no evidence of adoption
in India in spite of varna but outlined in the text - suggest that this text was a critical informant of
this new social practice. The establishment of a widespread, highly developed legal system
during this age serves as a potential explanation for a quick, widely-accepted shift to this
practice, at least within Gutpa-controlled lands. With law considered above even the power of
the emperor, and the usage of the Manusmriti as the guiding force behind law, these social rules
would have spread quickly across a rural empire through legal channels. Thus, it is not a system
of caste that the Manusmriti explicitly created, but it may have played a significant role in the
endogamous behaviors that are a distinct part of the modern caste structure.
This judicial and moral pathway of implementation could partially explain the emergence
of thousands of various jati, or subcastes, along cultural, linguistic, and geographic lines that still
exist today. In a rural yet expansive empire, smaller communities would follow these extensive
This analysis naturally begs the question of why such a system was implemented
following hundreds (if not thousands) of years of peaceful mixture. One potential explanation
draws from a mix of convenience and human nature. As the Mauryan Empire ended, India was
experiencing an estimated 18% population growth rate per century - stunning for a region with
nearly 60 million people already. This growth might have rendered the system of individual
sorting into social groups unmanageable. Additionally, Brahmins of the time might have been
endogamous caste would ensure royal power would remain in the family. Relying on the
Manusmriti, which includes passages granting substantial power to Brahmins, as legal doctrine
would be a graceful method of implementation. However, this theory is highly speculative, and
based primarily upon temporal alignment. Additionally, it does not account for the geographic
limits of the Gupta empire, which would have left South Indian peoples relatively untouched by
these laws. Evidence that admixture did not universally halt at the same time across India also
poses additional concerns. Group such as the Vysya of South India have not experienced
significant gene flow for nearly 3000 years. Other groups, such as the Maratha, a heavily rural
class of landowners and soldiers, experienced admixture, in at least one estimate, less than 50
generations ago (Basu et. al 2016). Historical records demonstrate that this group was tasked
with becoming warriors (of higher status), at the need of the Rashtrakuta empire as late at 982
CE (Thapar 2004). Thus, while the Manusmriti may have been an important factor in spreading
endogamous practices, there was certainly a strong historical evidence for evading these
practices. Brahmins in power circumvented the rules laid out in the Manusmriti by requiring
Socio-Political Implications
Precluding vastly new genetic evidence, it is abundantly clear that a period (or periods) of
admixture deeply affected the shared Indian genome, transcending even the most extreme
geographies, ideologies, cultures, and languages. This timeline and evidence of widely shared
ancestry further invalidates the presumption of ‘Aryan Invasion Theory’, a scientifically
unsubstantiated yet widely believed theory in India asserting that Indo-European ‘invaders’
destroyed the existing Indus Valley Civilization. Following, they assert, two ancestrally distinct
populations – migrant Aryans and native Dravidian – were in constant conflict. Modern
politicians will often reference this ‘Aryan/Dravidian divide’ as justification for either caste
superiority for more right-wing Hindu-nationalist parties, and validation of a classist war for the
Marxist movement. In the view of several prominent Indian leftists, a genetic distinction between
Aryans and Dravidians (with the Dravidians being primarily those beneath caste) validates an
On the opposing spectrum, even stark opponents of the Aryan Invasion Theory view the
above Aryan Migration Theory as a simple repackaging, seeing both as antithetical to a unified
Indian heritage. Their indignation for these theories stem primarily from the ambiguity of the
Aryan Migration Theory prior to the most recent findings. First, before extensive data on
population admixture was available, the idea of a very recent migration into India would feasibly
support the presumed racial divide between ‘Aryan’ migrants and ‘Dravidian’ natives, as it might
be difficult for people to imagine extensive mixing in such a short time frame. Second, this
theory is often presented – both in textbooks and by historians – as part of a larger narrative of an
Indian history not controlled by Indians. After two centuries of the British perpetuating
objectively false theories around Indian racial divides and a larger ignorance of Indian history
across the Western world, these theories are often presented with the presumption of ‘savages’
entering the country and immediately dominating an entire established culture, which was said to
have contributed little to modern Indian history. Recalling the oral history presented earlier of
the saptharishis – revered sages and godly people – that were these same Aryan migrants, this
reductive narrative naturally incites disgust and disdain. However, with the understanding that
this more evidenced theory does not support a racial divide – particularly, just the opposite
considering the extent of genetic admixture present in nearly all Indian populations – further
support for this better evidenced Aryan Migration Theory may be forthcoming. Building this
understanding is certainly an uphill battle and requires first elucidating the extent of population
admixture in a short time frame, and returning to the narrative of the Aryan migrants as noble
peoples.
Conclusions
Integrating the findings of recent genetic studies has established a clearer timeline of
approximately 4500-4000 years before present, followed by genetic admixture among these
migrants (with entirely ancestral North Indian, or ANI, DNA) and a pre-existing people (with
high proportions of ancestral South Indian, or ASI, DNA). Moreover, this migration event is
closely tied with the emergence of endogamy as a practice within castes. In a twist of irony, the
emergence of endogamous behavior so closely associated with the modern caste structure may
essential. Particularly, it is critical that future studies draw upon a diverse range of Indian
communities. Understanding the migratory events of ATB and AAA peoples through the
Northeast, the internal migration and mixture of Dravidian peoples and new migratory groups
before and up to the agricultural revolution, and the potential of other ANI migration events will
be critical in gaining a more complete sense of Indian ancestry. Additionally, this research
provides a compelling new narrative of migration that, if presented properly, may have the
potential to reform deeply-held beliefs surrounding migration across political and geographic
lines.
Are these male migrants the same as the saptharishis of my grandfather’s story? Quite
possibly. The people of India have a history that is still a mystery, and the real answer lies inside
them.
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