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“Ballista” is a gigantic bow or catapult which was used to hurl The British engineer Benjamin Robins conducted many
large objects such as stones at a particular distance to deter animals or enemy experiments in interior ballistics. His findings justly entitle him to be called
forces. the father of modern gunnery.
Today, the word Ballistics is frequently used synonymously in the Late in the 18th century the Anglo-American physicist Benjamin
press and in the Police Parlance to Firearms Identification. Thompson made the first attempt to measure the pressure generated by
gunpowder. The account of his experiments was the most important
BALLISTICS contribution to interior ballistics that had been made up to that time.
It is a science in itself because it evolved from systematic About 1760 French ballisticians determined the relationship of
knowledge, research and development, training, experience and education muzzle velocity to length of barrel by measuring the velocity of a musket ball
of those who pioneered in this field. and cutting off a portion of the barrel before taking the velocity of the next
Technically speaking, it refers to the "science of firearms shot. By using the results of these experiments and advances in chemistry and
identification which involves the scientific examination of ballistics exhibits thermodynamics, ballisticians developed formulas showing the relationship
such as: fired bullets; fired shells; firearms; and allied matters, used in crime. between muzzle velocity and weight and shape of projectile; weight, type, and
grain size of powder charge; pressure and temperature in the barrel; and the
Legally speaking, ballistics is the microscopic examination of fired size of the powder chamber and the length of the barrel.
cartridge cases and bullets together with the recording and presentation by
means of photography of what is revealed by the microscope. Related Terms in Interior Ballistics
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8. Expansion Ratio - The ratio of the capacity of the powder a gun. He is and Italian scientist who a book in which he said that the
chamber plus bore (in grains of water) to the capacity of the trajectory of a bullet was really a continuous curve. He directed some firing
powder chamber (in grains of water). tests to determine this angle, and discovered that it was near 45 degrees and he
9. Foot – Pound - the amount of work required to raise one pound noted that the trajectory was continuously curve.
one foot high against the force of gravity.
10. Foot second - velocity expressed in foot per second. Galileo proved that in a vacuum a projectile describes a parabolic
11. Gas - a fluid resulting from the combustion of gun powder with a arc. The description of the law of gravitation by the British scientist Sir Isaac
relatively great expansion and spontaneous tendency. Newton made plain the cause of the curvilinear motion of projectiles. By the
12. Hangfire - Occurs when a cartridge fails to explode on time or use of calculus he determined the momentum transferred from the projectile to
delayed in firing. the particles of air at rest; this method of calculating air drag has been
13. Knocking Power - the power of the bullet which delivers a very superseded by the use of tables prepared from experimental firings.
heavy paralyzing blow that put the victim down and may then
recover if the wound inflicted upon is not fatal. Two methods have been used to determine the velocity of a
14. Loading Density - The ratio of the weight of the powder charge to projectile after it leaves the gun. One method measures the momentum of the
the capacity of the powder chamber (case). It is usually expressed projectile; the other measures the time required for the projectile to travel a
as the ratio of the charge weight to the capacity the powder given distance. The first method is the older, and in the past, when guns and
chamber in grains of water. (See below.) Generally, the more fully projectiles were small, velocities low, and ranges short, the results were
the powder charge fills the case the more consistent and accurate sufficiently accurate for most practical purposes. The ballistic pendulum and
the load will be. On the other hand if the loading density is too gun pendulum were used to measure projectile momentum, but these devices
low, (too much free space in the case) it can cause erratic ignition, have been supplanted by cheaper and more accurate machines working on the
change in the pressure curve (moving the peak towards the principles of the second method.
muzzle), or even overly rapid burning ("detonation") of the powder
charge. (One reason manuals list minimum or starting loads.) The ballistic pendulum was developed about 1743 by Robins,
15. Misfire – total failure of a cartridge to discharge. This is different who was the first to undertake a systematic series of experiments to determine
from hang fire which merely a delayed combustion, while misfire a the velocity of projectiles. The principle of the ballistic pendulum, as well as
complete failure eve to start combustion. of the gun pendulum, which was developed by Thompson, is the transfer of
16. Powder Chamber Capacity - As with most interior ballistics momentum from a projectile with a small mass and a high velocity to a large
capacity measurements it is usually expressed in grains of water. It mass with a resultant low velocity.
is determined by measuring the weight of water that a fired case
from the test firearm can contain with a bullet seated to its normal The ballistic pendulum consisted of a massive plate of iron to
depth. Note that this varies with different bullets or seating depth which was bolted a block of wood to receive the impact of the projectile; the
as well as the dimensions of the chamber, and the brand of case. pendulum was suspended freely from a horizontal axis. The block, when
17. Pressure – Outward push of gases from powder combustion struck by the projectile, recoiled through a certain arc that was easily
against cartridge case, chamber and bore. measured. Knowing the arc of recoil and the masses of the projectile and the
18. Sectional Density - The ratio of the bullet's weight (in pounds) to pendulum, the velocity of the projectile could be determined by calculation.
its diameter. The ballistic pendulum was able to withstand the impact of musket balls only;
19. PSI - Pounds per square inch. It is often seen designated as PSIA. however, by determining the relations that should exist between the caliber,
This designation is now used to signify a measurement of chamber length of barrel, and charge of power, Robins substantially advanced the
pressure taken with a piezo-electric device. Piezo-electric units science of gunnery.
operate in a similar fashion to the copper crusher units but use a
reusable crystal "crusher" that changes its electrical properties in By the second method, the velocity of a projectile is determined by
response to pressure. When connected to suitable recording measuring the time required for it to travel a known length of its path.
equipment the entire pressure pulse history can be recorded or Numerous machines have been devised for this purpose; in 1840 the British
displayed. The peak pressure recorded by a piezo-electric peak physicist Sir Charles Wheatstone suggested the use of electricity for
device usually reads about 5,000 psi higher than the figure measuring small intervals of time. This suggestion led to the development of
determined by the copper crusher method. the chronograph, a device for recording, by electrical means, the time required
20. Recoil – the equal and opposite reaction of the gun against the for a projectile to pass between two screens of fine wire.
forward movement of the bullet during the explosions.
21. Residual Pressure – the pressure remaining in the chamber after The formulas and tables for the exterior ballistics of each new type
the bullet has left the barrel. of gun or cannon are more or less empirical and must be tested by actual
experiment before the aiming devices can be accurately calibrated.
EXTERIOR BALLISTICS
Further, exterior (external) ballistics refers to the attributes and
Exterior Ballistics deals with the motion of projectiles from the movements of the bullet after it has left the gun muzzle. It includes:
time they leave the muzzle of the firearm to the time they hit the target. The
flight of most bullet or projectile does not exceed 30 seconds at maximum 1. Muzzle blast - the noise created at the muzzle point of the gun due
range, which for almost any firearms is obtained at an elevation of about 33. to the sudden escape of the expanding gas coming in contact with
the air in the surrounding atmosphere at the muzzle point.
CONDITIONS - refers to the natural laws. 2. Muzzle energy - energy generated at the muzzle point.
a. velocity - speed per unit of time ex. M16 - 3,300 ft/sec. 3. Trajectory - the actual curved path of the bullet during its flight
b. energy - fatal equivalent of a bullet. from the gun muzzle to the target. The following are the kinds of
c. yaw - the unstable rotating motion of a bullet. trajectory: straight horizontal line - parabola-like flight - vertical
d. gyroscopic action - refers to the stillness of its rotating drop
motion and attained its highest momentum or stability in 4. Range - the straight distance between the muzzle point and the
flight and penetrating power. target.
a. Accurate (effective) range - the distance within the shooter
In exterior ballistics, elements such as shape, caliber, weight, has control of his shots, meaning he can place his shots at
initial velocities, rotation, air resistance, and gravity help determine the the desired spots.
path of a projectile from the time it leaves the gun until it reaches the target. b. Maximum range - the farthest distance that a projectile can
be propelled from a firearm.
Until the middle of the 16th century it was believed that bullets
move in straight lines from the gun to the target and that shells fired from * While the range at which the ordinary pistol and revolver
mortars describe a path made up of two straight lines joined by an arc of a are supposed to be effective in only 50-70 yards, all of them can send
circle. The Italian mathematician Niccolò Tartaglia, in a published work on their bullets much further than that and are capable of inflicting fatal
gunnery, claimed that no part of the path of a projectile could be a straight line wounds at distances up to one mile, depending on the caliber and
and that the greater the velocity of the projectile the flatter its path. Tartaglia gunpowder content.
invented the gunner's quadrant used to determine elevation of the muzzle of
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5. Velocity - rate of speed of the bullet per unit of time. 7. Critical Zone - This is the area of the bullet's path where it neither
rises nor falls greater than the dimension specified. Most shooters
Long barrel rifle – up to 3,000 yards accurate range and its hinge set this as ± 3" to 4" from the line of sight, although other
muzzle velocity of 1000-4000 ft./sec. dimensions are sometimes used. The measurement is usually based
on one-half of the vital zone of the usual target. Typical vital zones
* Bullets from rifled weapons spin at 2000-3000 diameters are often given as: 3" to 4" for small game, and 6" to 8"
revolutions per second, but over the first few yards of trajectory – for big game and anti-personnel use.
distance varies with the weapon – their flight is slightly unstable; the end 8. Drift - is the curve taken by the bullet while in flight. A right hand
of the projectile wobbles before it picks up a smooth flight path. This rifling curves to the right while that of the left and rifling curves to
phenomenon is called “TAILWAG”, and is of considerable important the left.
in evaluating gunshot wounds. A bullet with “tailwag” does not strike 9. Effective Range- The maximum distance at which a bullet may
its target clearly. reasonably be expected to travel accurately and kill a particular
type of live targe
6. Air resistance - resistance encountered by the bullet while in 10. Extreme Range – The greatest distance the bullet will travel when
flight. the cartridge is fired.
7. Pull of gravity - downward reaction of the bullet while in flight. 11. Flat Trajectory - A comparative term used to indicate very little
8. Penetration - depth of entry on target. curvature in the flight in the bullet from muzzle to point of impact.
When the velocity is high, comparatively flat trajectory.
Note on the following Contributors: 12. Gallery Range - The indoor target range. National rifle association
of America, gallery rules required stance from firing point to target
1. 1707 - Cassini. Suggested measuring of firearms muzzle velocity of 50 feet or 75 feet for.22 rim fire riffle; 50 feet or 60 feet for
2. 1857 – Monsieur Noiles. Published a thesis titled ‘Les Plaies Feu .22rim-fire pistols. On properly constructed indoor ranges, firing
Courtes’. His thesis dealt with the subject of wounds made by may be conducted with center fire pistol and revolvers at ranges of
small firearms. 25 yards and 50 yards. Such installation are generally referred to as
3. 1748 - Henry Shrapnel. He invented the shrapnel, which disperse “indoor range” the term “gallery” being applied usually only to the
its load of case shot with a small bursting charge, increasing the short range .22 caliber installation.
effective range of case. 13. Gallery Range - The indoor target range. National rifle association
4. 1898 – Mr. Corin in Paris, France. Published an article titled “La of America, gallery rules required stance from firing point to target
Determination de La Distance a’Laguelle un Coup de Feu a e’te’ of 50 feet or 75 feet for.22 rim fire riffle; 50 feet or 60 feet for
Tire” (Determination of the distance at which a shot has been .22rim-fire pistols. On properly constructed indoor ranges, firing
discharged from a firearm). may be conducted with center fire pistol and revolvers at ranges of
5. 1900 – Dr. Albert Llewellyn Hal in Buffalo, New York (USA). 25 yards and 50 yards. Such installation are generally referred to as
A very significant article entitled “The Missile and the Weapon” “indoor range” the term “gallery” being applied usually only to the
was published in the June issue of the Buffalo Medical Journal. short range .22 caliber installation.
6. 1903 – Mr. E.J. Churchill in London, England (uncle of Robert 14. Initial Point - The range at which the bullet's trajectory first
Churchill of later fame as a firearms examiner for the United crosses the line of sight. This is normally occurs at a range of about
Kingdom). He provided testimony as to some experimentation that 25 yards.
he had performed involving the distance of which a shot had been 15. Instrument Velocity - the velocity of a projectile measured by the
fired into a human skull. scientific instrument called chronograph, at a specified point on its
7. 1900 - Dr. Albert Llewellyn. He wrote an article entitled “The trajectory. Always lower than the muzzle velocity.
Missile and the Weapon”, which dealt with a variety of issues to 16. Key-hole Shot – the tumbling of the bullet in its flight and hitting
include how measurement of land and groove markings are made the target sideways as a result of not spinning on its axis.
on bullets. He also discussed the examination of gunpowder 17. Maximum Point Blank Range - This is the farthest distance at
residues in barrels of firearms and the changes that take place over which the bullet's path stays within the critical zone. In other
time after the weapon is fired. words the maximum range at which you don't have to adjust your
8. 1921 - Mr. Jorge T. Filho. He published an article entitled point of aim to hit the target's vital zone. Unless there is some over
“Estimation of Distance from which a Bullet was Fired” (“Da riding reason to the contrary shots should not generally be
Diagnose da Distance nos Tiros de Projecteis Multiplos Chumbo attempted much past this distance. In the words of the Guru, "It is
de Caca”). unethical to attempt to take game beyond 300 meters." If you do,
9. Emile Monnin Chamot. He authored a 61-paged monograph you should write yourself a letter explaining why it was necessary
entitled “The Microscopy of Small Arms Primers”. to do so. An approximate rule of thumb says that the maximum
point blank range is approximately your zero range plus 40 yards.
Note on the following Terms in Exterior Ballistics: 18. Maximum Range – the farthest distance that a projectile can be
propelled from a firearm.
1. Accuracy Range – The maximum distance at which a particular 19. Maximum Ordinate - This is the maximum height of the
gun and cartridges will consistently place all shots in the standard projectile's path above the line of sight for a given point of impact
target for that distance. and occurs somewhat past the halfway point to the zero range and
2. Accurate Range – The distance within which the shooter has it is determined by your zeroing range.
control of his shots. 20. Mid-range Trajectory - This is the height of the bullets path
3. Back Curve - This is that portion of the bullets trajectory that above the line of sight at half way to the zero range. It does not
drops below the critical zone beyond the point blank range. Past occur at the same range as the maximum ordinate height which can
this point the trajectory begins to drop off very rapidly with range be greater.
and the point of impact becomes very difficult to estimate. 21. Minute of Angle (MOA) - A "minute" of angle is 1/60 of a degree
4. Ballistic Coefficient – The means that the bullet may lose its which for all practical purposes equates to 1 inch per 100 yards of
speed very rapidly during its flight the air. This is a number that range. Thus 1 MOA at 100 yards is 1 inch and at 300 yards it is 3
relates to the effect of air drag on the bullet's flight and which can inches. The term is commonly used to express the accuracy
be used to later predict a bullet's trajectory under different potential of a firearm.
circumstances through what are called "drag tables." 22. Point Blank Range – Popularly used to indicate the distance the
5. Bullet Energy – the power possessed by a moving bullet, or in bullet will travel before it drops enough to require sight
other words, its ability to keep going when it meets an obstacle and adjustment. A short fired so closed to the target that no sighting is
to do work on the obstacle is immense importance, for obviously necessary for effective aiming.
the more power a bullet has an the harder it is to stop the more 23. Ricochet – The bouncing off or deflection of a bullet from its
effective it can be as a weapon original trajectory (normal path) after striking a resistant surface.
6. Bullet Trajectory - This is the bullet's path as it travels down 24. Shocking Power – the power of the bullet that results in the
range. It is parabolic in shape and because the line of the bore is instantaneous death of the victim.
below the line of sight at the muzzle and angled upward, the 25. Stopping Power – the power of the bullet that put the victim out
bullet's path crosses the line of sight at two locations. of action instantly. So it should be understood that stopping power
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is not necessarily the same thing as killing power. However, Instead, they are observed inside the hole through careful
stopping power depends very largely on the location of the sot. examination. The edges are found ragged (torn in star shape) and
26. Target – an object at which the firearm is aimed and discharged. the wound is like an exit wound.
27. True Drop – the actual distance the bullet falls during the time of 2. Scorching – caused by the flame or hot gases not by the hot
flight to the target. This is not the same as what we speak of when projectiles as is commonly believed. It is also known as burning or
we discuss drop in the ordinary sense, which is more properly charring.
termed effective or apparent drop 3. Blackening – caused by the deposition of smoke particles by all
28. Zero Range - This is the farthest distance at which the line of sight types of powders at close ranges. Being light particles, they soon
and the bullet's path intersect. lose their velocity and get deposited on any material available in
the path.
TERMINAL BALLISTICS 4. Tattooing (a.k.a. peppering) – caused by the embedding of
unburnt and semi-burnt powder particles into the surface of the
It is the study dealing with the effect of the impact of the bullet on target. These particles are slightly heavier than the smoke
the target. Penetration of the bullet is of prime interest. Penetration is particles. They retain motion to somewhat longer intervals and
important also in determining safety requirements for target backstops. They consequently cause tattooing to a distance of about one and a-half
are important to both sportsman and military. times blackening range.
1. Terminal accuracy - size of the bullet grouping on the target. 1. Pink Coloration – caused by absorbed carbon monoxide in the
2. Terminal energy - energy of the projectile when it strikes the skin and flesh.
target. Also known as striking energy. 2. Dirt Ring – deposited by some projectile (which carry greases on
3. Terminal penetration - depth of entry of the bullet in the target. them) around the wound. Existence of this indicates the entrance
4. Terminal velocity - speed of the bullet upon striking the target. side of a firearm injury & does not indicate range.
3. Contusion – caused by the impact of the projectile (reddish dark to
Terminal ballistics also deals with the destructive actions and bluish black - varies somewhat with the age of the injury). It takes
effects that occur at the end of the projectile's flight as an integral and un-de- the form of a belt around the wound. It is of uniform in thickness.
formed body. The flight may end in one of two ways: 4. Foreign Materials – Their presence not only permits the
identification of the firearms injury but they also permit a fairly
1. the projectile may strike a solid obstruction, or reliable guess of firearm.
2. its metal case may be broken by the explosion of a bursting charge
Factors influencing entrance and exit gunshot wounds
SHOTS BALLISTICS - deals with the attributes and properties of shots and
pellets. 1. Kind of weapon - The higher power the weapon is the more
destructive to the tissues of the body.
CHOKE - When the diameter of a barrel of a shotgun is the same throughout 2. Caliber of the weapon - The higher the caliber of the wounding
the bore, it is called true cylinder. bullet, the greater will be the size of the wound of entrance, hence,
greater destruction to the tissues.
The bore of the gun is sometimes constricted near the muzzle end. 3. Shape and composition of the missile - The conical shape free
That is, the diameter near the muzzle end is slightly smaller than the diameter end of the bullet slug has more penetrating power but less tissue
of the bore of the rest of the barrel. The barrel is said to be choked. destruction, while bullet slug with hemispherical free end had less
penetrating but more destruction to the tissues.
Full – if reduced by one mm; half if reduced by one-half mm;
quarter if reduced by ¼ mm; and improved cylinder if reduced by about * Some bullets were made to be deformed upon
1/10 mm. heating the target like the hallow point, dum-dum and soft
point bullet. Bullets made of hard metals like the magnum 44 and
The amount of spread in the shot is controlled by the choke. If a the armor-piercing bullet are not usually deformed upon hitting
barrel will put 70 percent of its shot charge in a 30-inch (76-centimeter) circle the target. Other bullets and the fragments may cause further
at 40 yards (37 meters), it is called full choke. Modified choke will deliver injury to the body. The tracer bullet is in flame during its flight to
about 60 percent; improved cylinder about 50 percent. A full choke 12-gauge the air and may caused burn upon hitting the body and this bullet
gun will kill ducks that are about 60 to 65 yards (55 to 59 meters) away. is also used in targeting the low flying airplane.
Chilled Shot – shotgun pellets made from lead especially hardened by the 4. Range of fire - the injury is not only due to the missile but also
addition of a slight amt. of antimony. due to the pressure of the heated expanded gases, flame and
articles of gunpowder. However, in long range fire, the
WOUND BALLISTICS – It is the study of the effects of projectile to human characteristic effect of the bullet alone will produce the injury.
body. 5. Direction of fire - A right angle approach of the bullet to the body
will produce a round shape wound of entrance in short distance
Gunshot Wound (GSW). It is an open wound produced by the fire, while in acute angle of approach the bullet will produce an
penetration of bullet slug within the tissues of the body. The bullet which was oval shape wound of entrance with contusion collar widest on the
propelled from the gun as well as the flame from the heated expanded gases in side of the acute angle of approach and a tendency for the bullet to
short range fire is the one that produces injury. deflect to another direction upon hitting the target.
6. Part of the body involved - When the bullet hit the soft tissues of
Three Basic Kinds of GSW Distinguished by the Proximity of the the body; the bullet penetrates and usually without any change in
Weapon direction, however upon hitting the bones and other hard body
structures the bullet may fracture the bones causing further injury
1. Contact – gun muzzle pressed against, or within an inch or two, of or may deflect to another direction.
the body.
2. Close discharge – 6 inches to 2 ft. Description of the wound of entrance is based on the distance of the body
3. Distance Discharge – over 2 ft. or 3 ft. from the fired gun
Range of Fire - an important aspect of forensic ballistics. 1. Contact fire. This is burst due to the explosion of the powder
which produces the heated and expanded gases. There is burning
1. Muzzle Pattern – indicates contact wound and are often observed of the tissues because it is within the flame zone; singeing of the
in suicide cases. The whole charge (projectile, wads, if any, hair; and particles of gunpowder in and around the wound of
smoke, unburnt or semi-burnt powder particles and hot gases) enter entrance; skin is separated from the underlying tissues in the
into the target. No burning, blackening and tattooing are observed. affected area and the blasted tissues are cherry red in color because
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of the presence of carbon monoxide; pressure of the bullet will causing burning of the skin and the tissues. There is singeing of
caused caving-in or excavation of tissues and the contusion collar the hair; presence of wads and particles of gunpowder inside the
is seen around the wound of entrance. The size of the wound is wound of entrance.
rather small. 2. Near shot up to six inches distance. There is marked laceration
2. Near contact up to six inches distance. There is bursting of of the skin and destruction of tissues due to the pressure of
tissues, burning and blackening of the skin as in contact fire but the explosion. The burning on the surface of the skin and particles of
particles of gunpowder are present inside as well as around the gunpowder are present inside and around the wound of entrance.
wound of entrance. The shape of the wound maybe lacerated or There is singeing of the hair as well as pieces of wads inside and
slit-like and the size is larger than the diameter of the missile. The outside the wound of entrance.
excavation of tissues due to the pressure of the penetrating bullet 3. Distance about one yard. The pellets penetrate the tissues as one
slug but it can be severe as in contact fire. mass making the wound with irregular edge of the wound of
3. Distance above six inches up to 24 inches. The size of the wound entrance. There will also be blackening of tissues with slight burn-
gradually approximates the size of the missile. The farther the ing, singeing of the hair or gunpowder tattooing.
target, the lesser the burning or blackening of tissues, gun powder 4. Distance about two to three yards. The wound of entrance has a
tattooing, singeing of the hair and excavation of tissues and lesser big central hole with ragged edges and a few stray wounds of
until they disappear beyond the 24 inches distance. entrance around the central hole. At this distance, there will be no
more blackening or burning of the skin, gunpowder tattooing,
Differentiation between gunshot wound of Entrance and Wound of Exit singeing of the hair and pieces of wads or near the wound of
entrance.
Differential points Wound of Entrance Wound of Exit 5. Distance of four yards. A small group of pellets may penetrate
the tissues producing a central core, although plenty of pellets in a
1. Size of the wound smaller than the bigger than the wider dispersion may produced separate wound of entrance. The
2. Edge of the wound missile missile Everted pellets dispersed about one and a half the distance in yards in non-
3. Shape of the Inverted no definite choked barrel while in full-choked bore the dispersion is one half
wound Round or oval shape less but there is a wider dispersion in short barrel shotgun.
4. Contusion collar present in absent
5. Gunpowder contact absent Points to consider in the reporting of gunshot and shotgun injuries
tattooing and near contact maybe absent if
6. Presence or fire the slug is 1. Detailed description of the gunshot and shotgun wound
absence always present lodged inside 2. Location of wound in the body
7. Protrusion of tissue Absent the body 3. Measurement of the wound as to diameter and depth
8. Paraffin test + in contact and maybe present 4. Number of wound of entrance and exit
near fire negative 5. Direction and length of the bullet tract
6. Organs or tissues involved
Determination whether the gunshot injury is Suicidal, Homicidal or 7. Location of the slug if lodged in the body
Accidental 8. Diagram, photograph, sketch or drawing of the gunshot or shotgun
wound
A. Evidence to prove that gunshot wound is suicidal
1. Contact fire - irregular with bursting of the affected tissues due to Other pieces of evidence in dealing with the wound
explosion of the heated and expanded with accompanying flame
1. Evidence from the wounding weapon
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a. Presence of blood stains, bits of tissues and other body fluids FORUM – It is a Latin word from which forensic was derived,
on the wounding weapon. meaning a marketplace, where people gather for "public disputation" or
2. Evidence from the victim as well as the assailant "public discussion". Thus, the title "Forensic Ballistics" aptly describes the
a. Presence of blood stains, bits of tissues and other body fluids subject under consideration - the science of investigation and identification of
on the victim or assailant firearms and ammunitions used in crimes. The terms "Ballistics", Forensic
b. Presence of wound on the victim as well as the assailant Ballistics" and "Firearms Identification", have come to mean one and the same
c. Effects or complications of wound such as found in the clini- thing in the minds of the public, and they can be used interchangeably.
cal manifestations on the victim
3. Evidence from the scene of the crime Studies concerning Forensic Ballistics
a. Presence of blood stains or drops of blood on the streets or
flouring, walls, furniture and other materials at the scene of 1835 - Henry Goddard. In one of his case in England, where a
the crime homemaker was shot and killed, he was able to identify the mold
b. Presence of bits of tissues, torn clothing and other body fluids mark – the mold is used to manufacture lead balls from molten
at the scene of the crime leads – on the field projectile. He was the bullet, which could be
traced back to the mold. He also examined the paper patch – the
Take Note: paper patch provides the seal between the ball gunpowder firearms
– was able to identify it as having been torn from a newspaper that
SIR SYDNEY SMITH – founder of the Medico-Legal Faculty at was found on the room of the guilty servant.
Cairo University and later Regis Professor of Forensic Medicine at Edinburgh, Paul Jesrich. He took photomicrographs of two bullets to
was one of the leading exponents in studying entrance and exit wounds, compare, and subsequently individualize them through the minute
powder burns and powder “tattooing” on human skin and other medical differences.
phenomena associated with gun fire. 1905 - Mr. Kockel. He published an article entitled “The Expert
Examination of Fired Bullets”.
Studies involving Terminal and Wound Ballistics 1912 - Professor V. Baltahazard. He devised a series of
procedures to identify fired bullets to the firearms from which they
1857 – Monsieur Noiles. He published a thesis titled ‘Les Plaies were fired. He studied the firearms by taking an elaborate series of
Feu Courtes’. His thesis dealt with the subject of wounds made by photographs of test fired bullet from the firearms as well as
small firearms. evidence bullet. He also applied these same specilalized
1889 – Mr. A. Lacassogne of Lyon, France. He published a paper photographic techniques to the examination and identification of
tided “La Deformation Des Balles de Revolver” (Deformation of cartridge casings using firing pin, breech face, ejection and
Revolver Bullets) in Volume 5. Archives de l’Antropologie extractor marks.
Criminelle et Des Sciences Penales. 1913 - Professor Balthazard. Published the first article
1748 - Henry Shrapnel. He invented the shrapnel, which disperse individualizing bullet markings.
its load of case shot whit a small bursting charge, increasing the 1922 - Mr. C. Williams. He wrote an article entitle “Fingerprints
effective range of case. on Bullets” which appeared in Outdoor Life magazine.
Anomynous author. Published a thesis an article entitled 1920 - R.E. Herrick. He published an article entitled “Ballistics
“Entrance Wounds and Powder Markings”. Jurisprudence”.
Mr. Louis B. Wilson. He published an article entitle “Dispersion November 1924 – Dr Sydney Smith. He wrote an article
of Bullet Energy in Relation to Wound Effects”. concerning the details of the investigating that appeared in the
P. Chavigny and E. Gelma. They authored an article entitled British Medical Journal in January 1926. He relates that he
“Fissures of the Skull by Revolver Bullets at short-range”. believes that scientific examination of firearms and projectiles in
J. Howard Mathews. Chairman of the Department of Chemistry Great Britain had its beginning as a result of the publication of his
at the University of Wisconsin. In this first criminal case, he was report on the case.
involved on the metallographic analysis of bomb parts used to kill 1920 - COL CALVIN H. GODDARD (M.D., U.S. ARMY)
an individual. pioneered the introduction of this science in Criminology courses
in the different universities.
FORENSIC BALLISTICS 1947 - Col Goddard came to the Philippines when Gen. Castaneda
was ambushed together with his aid, Col Salgado in Kamias,
It is the study of Firearm Investigation and Identification of Quezon City, both died.
firearms by means of ammunition fired through them. This is the real branch 1924 – Captain Edward C. ‘Ned’ Crossman. A well-known
of the science which the police use as their guide in field investigations. This shooter and sports writer, examined firearms evidence for the Los
includes the following: Angeles County Sheriff in April 1925, in New York City, New
York (USA), THE Bureau of Forensic Ballistics was established
1. Field Investigations - conducted by the first officers on the by C.E. Waite, Major (later Colonel) Calvin H. Goddard, Philip O.
case in the field when they investigate a case or cases Gravelle and John H. Fisher.
wherein firearms have been used. This is a routine job of the 1934 - Major Sir Gerald Burrard. He wrote a book entitled
investigating officers, and this involves “The Identification of Firearms and Forensic Ballistics”, which
recognition, collection, marking, preservation, and transmittal discussed many early cases that occurred throughout the British
of ballistics exhibits like fired bullets, fired shells, firearms Empire.
and allied matters. 1935 Major Julian S. Hatcher. He wrote and published;
2. Technical examinations of the ballistics exhibits - This “Textbook of Firearms Investigation, Identification and Evidence”
is the job performed by the firearms examiners in the together with the “Textbook of Pistols and Revolvers.”
laboratory. It involves marking of the evidence firearms, test 1944 – John E. Davis. He joined the Police Department in
firings of evidence firearms to obtain test bullets and test Oakland, California establishing its first criminology laboratory.
shells for comparative purposes, photomicrography under the Derechter and Mage. They wrote an article entitled
bullet comparison microscope, preparation of comparative “Communication on the Identification of Fired Bullets and Shells”.
charts, and the making of reports on the findings and Arthur Lucas. He published an article entitled “The Examination
observations of the firearms examiners. of Firearms and Projectiles in Forensic Cases”.
3. Legal proceedings - Court Trials - wherein the ballistics Jack D. Gunther & Professor Charles O. Gunther. They
report of the firearm examiner and the ballistics exhibits are published the entitled “The Identification of Firearms”, which
presented during the trial of the case in a court of justice. provided additional information about the principles of firearms
identification with approximately one-half of the book discussing
Take Note: in great detail the Sacco-Vanzetti case to include reprinting large
portions of the actual court transcript. They also discussed the
FORENSIC - As applied to ballistics, or to any other subject, need for the science of firearm identification to utilize the scientific
suggest a relationship to Courts of Justice and legal proceedings. methodology.
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1958 – John E. Davis. An eminent criminals and Director of the Mechanism
Oakland Police Department (CA) Criminalistics Section (Crime
Lab) wrote a book titled “An Introduction to Tool Marks, Firearms Any firearm, large or small, has four essential parts:
and the Striagraph”. In his book, Davis provided excellent
information about the examination and identification of firearms 1. Barrel – It is a long tube. It may be smooth, as in a shotgun, or
and tool mark evidence. with spiral grooves on the inner surface, as in a rifle.
1996 – Tom A. Warlow. He published a text on firearms 2. Chamber - It is a widened hole at the breech (rear) end of the
identification titled “Firearms, the Law and Forensic Ballistics”. barrel. It holds the cartridge (explosive charge).
Warlow has written a useful text that contains excellent 3. Breech mechanism - The breech mechanism closes the rear end of
information for firearm and toolmark examiners. the barrel, holding the cartridge in the chamber.
1997 – Brian J. Heard. He published a text on firearms 4. Every up-to-date firearm has some way by which the breech can be
identification titled “Handbook of Firearms and Ballistics opened for loading and locked for safety in firing. Artillery uses
Examining and Interpreting Forensic Evidence”. screw plugs or breechblocks. Machine guns, rifles, and other small
arms usually have a metal cylinder, or bolt, that is locked when the
SUBJECTS OF BALLISTICS STUDY gun is fired, and drawn back to eject (force out) the empty
cartridge case and to reload.
FIREARMS 5. Firing mechanism - The firing mechanism may be electric, as in
some large artillery pieces. In small arms, a spring drives a pointed
A firearm is a weapon that fires either single or multiple projectiles firing pin through the breech bolt against a sensitive primer in the
propelled at high velocity by the gases produced through rapid, confined cartridge. The firing pin is cocked (drawn back) against a hook
burning of a propellant. This process of rapid burning is technically known as called the sear. When the trigger is pulled, the sear releases the
deflagration. In older firearms, this propellant was typically black powder, but firing pin, which in turn leaps forward to strike the primer. A jet of
modern firearms use smokeless powder or other propellants. flame from the primer ignites the rest of the powder, forming a gas.
This explosive gas propels the bullet from the barrel.
The term gun is often used as a synonym for firearm, but in
specialist use has a restricted sense—referring only to an artillery piece with a HANDGUN/SHORT ARMS
relatively high muzzle velocity and a relatively flat trajectory, such as a field
gun, a tank gun, an anti-tank gun, or a gun used in the delivery of naval 1. Pistol – a handgun that is magazine feed. It is said that pistols
gunfire. were invented in the Italian town “PISTOIA.” Hence, the name
pistol – arrived in Britain about 1515 as German import.
Firearms are sometimes referred to as small arms. Small arms are 2. Revolver – A handgun with a corresponding cylinder that revolves
weapons which can be carried by a single individual, with a barrel bore of up before the barrel which consist of different chambers.
to approximately 0.50 inch (12.7 mm). Small arms are aimed visually at their
targets by hand using optical sights. The range of accuracy for small arms is ORIGINS OF FIREARMS
generally limited to about one mile (1600 m), usually considerably less,
although the current record for a successful Sniper attack is slightly more than 13th Century – development of firearms followed the invention of
1 1/2 miles. gunpowder in Western Europe.
BERTHOLD SCHWARTZ – a German monk, and Roger Bacon,
Firearm (Technical) is an instrument that is used for the an English monk – are both credited with gunpowder invention.
propulsion of projectile by means of the expansive force of gases of burning
gunpowder. * Most reference books credit Roger Bacon, English
monk and scientist, with the invention of gunpowder in 1248, and
Firearms or Arm (legal – Sec. 877 of the RAC and Sec. 290 of Berthold Schwartz, with the application of gun powder to the
NIRC) – includes rifles, muskets, carbines, shotguns, pistols, revolvers and all propelling of a missile in the early 1300’s. This powder was that
other weapons from which a bullet, a ball, a shot, a shell or missiles may be we now call “black powder”.
discharged by means of gunpowder or other explosives. The term also
includes air rifles, except that are in small in caliber and usually used as toys. 1118 – Moors used artillery against Zaragoza. Early
The barrel of any firearm is considered a complete firearm for purposes of manuscripts tell o fseveral Moorish campaign in which artillery
Section 877 of the Revised Administrative Code. was used all dating prior to Bacon and Scwartz.
1245 – Gen. Batu, the Tartar leader used artillery in Liegnitz when
Take Note: he defeated the Poles, Hungarians and Russians.
* It is also often stated that gunpowder was first
Rifle – long rifle bored firearm designed to hit targets at a greater invented by Chinese were aware of gunpowder and its use as a
or longer distance, with spiral grooves to fire only a single shot. propellant long before its advantage became recognized in
Musket – long smooth bored firearm that is designed to prepare a Europe. It may also assume the Arabs with their advance
single shot. knowledge of chemistry at that time.
Shotgun – long smooth bored firearm having a barrel of 25-30
inches long and designed to shot birds in flight; long smooth bored 1247 – one of the earliest recorded uses of firearms in warfare was
firearm and breech loading designed to fire a number of lead that o fan attack on Seville, Spain.
pellets or shot in one charge. 1346 – Cannons used by King Edward III of England at Crecy
Carbine – s short barrel rifle, having a barrel not longer than 22 1453 – Mohammed II of Turkey in his famous conquest of
inches and it is designed to fire a single shot through a rifled-bore, Constantinople.
either semi-automatic or full automatic, for every press of the 1500 AD - French Artist LEONARDO DA VINCE as can be
trigger. gleaned in his sketch of steam powered cannon to
.22 – minimum caliber - .19 - .18 – if only used as toys, could not his primitive wheel lock firearm.
be considered as firearm.
barrel of any firearm - Possession of any part of a firearm is * First firearms were inefficient, large and heavy and
considered a violation of illegal possession of firearm (SCRA Dec. were not capable of being carried by an individual soldier hence;
11, 1992). the development of cannons preceded that of small arm weapons
by almost 50 years.
FIREARM: IN ITS GENERAL CONTEXT
Stages of development of man’s weapon:
Firearm is any weapon that uses gunpowder to fire a bullet or
shell. Generally, the term is used for light firearms, such as rifles, shotguns, > STONES > CLUBS > KNIVES > SPEARS AND DARTS >
and pistols. They are often called small arms. Heavier firearms are generally SLINGSHOTS TO HURL OBJECTS > BOWS AND ARROWS >
referred to as artillery. CROSS-BOWS >GUNS > MISSILES
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Contributors in Firearms Development lacked the smoke characteristic of black powder, but also more
powerful.
Col. Calvin H. Goddard, Md., OS, U.S. Army – Father of
Modern Ballistics MECHANISMS OF FIREARM ACTION
Horace Smith – Founded the great firm Smith & Wesson and
pioneered the making of breech-loading riffles. Generally, the principles involved in all firearms action are the
Daniel B. Wesson – An associate or partners of Smith in revolver same. When the firearm is cocked and ready to fire, a pull on the trigger will
making. cause the firing pin of the hammer to hit the percussion cap of the cartridge in
John M. Browning – Wizard of modern firearms and pioneered the firing chamber which is aligned with the rear portion of the barrel. The hit
the breech loading single shot riffle. by the firing pin on the percussion cap will cause generation of a sufficient
John T. Thompson – Pioneered the making of Thompson Sub- heat capable of igniting the primer.
machine gun.
David “Carbine” Williams – maker of first known carbine. The primer will in turn ignite the gunpowder or propellant which
Alexander John Forsyth – Father of the percussion ignition. will cause evolution of gases under pressure and temperature. The marked
Elisha King Root – Designed machinery of making Colt expansion of the gases will force the projectile forward with certain velocity.
firearms.
Eliphalet Remington – one of the first riffle makers. Owing to presence of the rifling at the inner wall of the bore, the
John Mahlon Marlin – founder of Marlin Firearms Company. barrel offers some degree of resistance to the projectile. In as much as the
James Wolfe Ripley – Stimulated the development of the Model riffling is arranged in a spiral manner, the projectile will produce a spinning
1855 riffled-musket. movement as it comes out in the muzzle.
Samuel Colt (1814-1862) - of Hartford, Connecticut, produced the
first practical revolver bringing it to what most gunsmiths would Together with the bullet passing out of the barrel are high pressure
agree was its perfect form in the Colt Army 1873 model, which heated gases, unburned powder grains with flame and smoke.
became famous for its .45 caliber.
Other manufacturers followed Colt’s lead: Remington and Smith During explosion, there is a backward kick of the firearm which in
and Wesson in the US., Adams and Scott-Webley in BRITAIN, automatic firearm cause the cocking and the cartridge cause thrown out by the
Star, Luger, Browning and Beretta on the CONTINENT, until ejector. The backward movement is called recoil of the firearm.
revolvers were in used in every part of the world.
Henry Derringer – He gave his name to a whole class of firearms RIFLING
(Riffles and pistols)
John C. Garand – Designed and invented the semi-automatic US Rifling refers to spiral grooves that have been formed into the
Riffle, Cal. .30 MI barrel of a firearm. It is the means by which a firearm imparts a spin to a
Oliver F. Winchester – one of the earliest riffles and pistol projectile to gyroscopically stabilize it to improve accuracy. Most rifling is
makers. created by either cutting with a machine tool, pressed by a tool called a
John Dreyse (1841) - Invented a breech-loading infantry rifle, the "button" or forged into the barrel over a "mandrel". The grooves are the
so called needle gun because of its long sharp firing pin. spaces that are cut out, and the resulting ridges are called 'lands'. These lands
Maj. Cavalli of Sardina (1845) - He develop a serviceable breech and grooves can vary in number, depth, shape, direction of twist ('right' or
loading artillery rifle. 'left'), and 'twist rate' (turns per unit of barrel length). The spin imparted by
Carl Walther (1866) - Develop a reliable small caliber automatic rifling significantly improves the stability of the projectile, improving both
Pistol. range and accuracy.
Paul Withelm Mauser (1871) - Produced parts of the rifle which
had been adopted by the German government. It consists of the number of the helical grooves cut on the surface
Sergei Mossin (1891) - Designed the Russian Service rifle. of the bore, it includes the lands and grooves are running parallel with one
Kijiro Nambu (1904) - An army gun designer whose design was another concentrically.
first produced by the Kayoba factory.
Charles Dorchester & George Sullivan (1950) - Formed the
Armalite business.
In 1883, Hiram Maxim, an American-born inventor, developed The penalty of prision mayor in its minimum period and a fine of
the first entirely automatic machine gun to gain wide acceptance. By the time thirty thousand pesos (P30,000.00) shall be imposed in the firearm is
of World War I, many different types of machine guns had come into use. classified as high powered firearms which includes those with bore bigger in
diameter than caliber .38 and 9mm such as caliber .40, .44, .45 and also lesser
CLASSIFICASTION OF FIREARMS caliber firearms but considered powerful such as caliber .357 and caliber .22
center fire magnum and other firearms with firing capability of full automatic
A. ACCORDING TO GUN BARREL INTERNAL CONSTRUCTION and by burst of two (2) or three (3): Provided, however, that no other crime
was committed by the person arrested.
1. Rifled Bore Firearms - those that contain riflings inside the gun
barrel. Riflings refers the lands and grooves such as the following:
Rifle – Pistol - Revolver G. THREE MAIN PARTS OF FIREARMS
2. Smooth Bore Firearms – those that have no riflings inside the
gun barrel for the breech end up to the muzzle of the firearm. Such 1. Revolver 3. Rifle – Cal. .30
as the following: Shotguns - Muskets a. barrel assembly a. barrel assembly
b. cylinder assembly b. magazine assembly
SHOTGUN – it is smooth bore firearm designed to shoot a c. frame or receiver c. stock group
number of lead pellets one discharge.
GAUGE – as applied to shotgun indicates that the bore diameter is 2. Pistol 4. Shotgun
equal to the diameter of lead ball weighing in pounds. a. barrel assembly a. barrel assembly
b. slide assembly b. magazine assembly
B. MAIN TYPES OF FIREARM (according to caliber of projectile) c. frame or receiver c. stock group
1. Artillery – propelled projectile is more than one inch in diameter.
Ex. Cannons, mortars, bazookas H. DETAILED PARTS
2. Small Arms – propelled projectile is less than one inch diameter.
Ex. Machine guns, shoulder arms and handguns/arms 1. Revolver 2. Pistol
1. Barrel Assembly a. Barrel Assembly
C. TYPES OF FIREARMS ACCORDING TO MECHANICAL (1) breech end (1) breech end
CONSTRUCTION (2) muzzle en (2) muzzle end
1. Single Rifle Firearms – type of firearm designed to fire only one (3) bore (3) bore
shot for every loading. Example: Pistol, Rifle, Shotgun (4) riflings (4) riflings
2. Repeating Arms – type of firearm designed to fire several shots in (5) front sight (5) chamber
one loading. Example: Automatic pistols, Revolvers, Rifles, (6) make (6) interlocking ribsbarrel link
Shotguns
3. Bolt Action Type – reloading is done by manipulation of the bolt. 2. Cylinder assembly b. Slide
Examples: Rifles, Shotguns. Assembly
4. Automatic Loading Type – after the first shot is fired, automatic (1) chambers
loading or feeding of the chamber takes place. Examples: Rifles, (1) front sight
Shotguns (2) extractor
5. Slide Action Type (Trombone) – loading takes place by back and (2) top strap
forth manipulation of the under forearm of the gun. Examples: (3) extractor rod
Rifles and Shotguns. (3) ejection part
6. Lever Type (Break-type) – loading takes place by lever action on (4) racket
the firearm. Examples: Rifles, Shotguns. (4) rear sight
(5) cylinder grooves
D. TYPES OF FIREARMS ACCORDING TO USE (5) breech block
(6) yoke
1. Military Firearms (6) breech face
a. Pistols d. Shotguns (7) cylinder locking notches (touch holes)
b. Revolvers e. Machine guns (7) extractor
c. Rifles (8)
2. Pocket and Home Defense Firearms 3. Frame or Receiver c. Frame or Receiver
a. Pistols c. Rifles (1) top strap (1) ejector
b. Revolvers d. Shotguns (2) rear sight (2) hammer
3. Target and Outdoorsman known as Sporting (3) breech face (3) spur
a. Pistols b. Revolvers (4) hammer (4) grip safety
c. Rifles (5) spur (5) disconnector
(6) thumb latch (6) thumb safety
E. UNUSUAL/MISCELLANEOUS TYPES – those that are unique in (7) side plate (7) back strap
mechanism and construction. (8) back strap (8) butt
a. Paltik pistols b. Paltik rifles c. Paltik revolvers (9) firing strap (9) lanyard loop
d. Paltik shotguns (10) butt (10) front strap
(11) front strap (11) magazine well
F. CLASSIFICATION OF FIREARMS ACCORDING TO ITS (12) trigger guard (12) right side stock
POWER PURSUANT TO R.A. 8294 (13) trigger (13) left side stock
(14) cylinder lock (14) trigger
Section 1. Unlawful Manufacture, Sale, Acquisition, Disposition (15) right side stock (15) trigger stock
or Possession of Firearms or Ammunition or Instruments used or intended to (16) left side stock (16) modes
be used in the Manufacture of Firearms or Ammunitions. The penalty of (17) trade mark (monogram) (17) plunger
prision correctional in its maximum period and a fine of not less than Fifteen (18) serial number (18) serial number
thousand pesos (P15,000.00) shall be imposed upon any person who shall
unlawfully manufacture, dealt in, acquire, dispose or possess any low- I. AUXILIARY PARTS (ACCESSORIES)
powered firearm, such as rimfire handgun, .380, .32 and other firearm of
similar firepower, part of firearm, ammunition or machinery, tool or The following parts must be removed first before disassembly of the
weapon:
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- recoil plug - recoil spring - barrel bushing - recoil spring guide - slide muskets, carbines, shotguns, revolvers and pistols from which a ball, bullet,
stop pin shot, shell or other missile may be fired by means of gunpowder or other
explosives. The term also includes ammunition for air rifles as mentioned
J. ADVANTAGES elsewhere in the Code.
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Annealing – is the process of making cartridge case by heating a
brass to become very soft and ductile and very weak: when it is * Another improvement in bullets was the boat-tail in which the
drawn or otherwise worked, it becomes hard, strong and elastic. name became .30 M1. The “M” stands for Mark but some contend
Belted Cartridge – A cartridge, which has a raised belt before the stands for MODIFICATION.
extractor groove. The cartridge seats on this belt, most “Magnum”
cartridge case. Also called a European type primer. COMMON BULLET TYPES
Blank Cartridge – Is a cartridge consisting of the case with its
primer, powder charge and a wad to train the powder. 1. solid lead point
Blank Cartridge Pistol – A firearm without opening in the 2. solid hollow
muzzle, the gas may escape through the hole in the top of the 3. solid paper patch
frame. 4. metal cased
Center Pin – serve us a locking device for the cylinder. 5. soft point
Drawing – a machine operation in manufacturing cartridge cases. 6. metal cased hollow point
Is the process of making case by punching discs from a sheet of 7. metal point
brass and then making these discs out into tubes closed to one end. 8. rifled slug
Guard Cartridge – one loaded with buckshot or a reduced charge 9. glycer type bullet
ball. 10. quadraximum
Rolled Crimp – One in which the mouth of the cartridge case is
turned inward into a cannelure on the bullet all around its PURPOSES OF BULLETS
circumference to retain the bullet at the proper seating depth.
Round – One single complete cartridge. 1. .38 – disability purposes
Ruptured Case – Any cartridge case, which has been split in 2. .45 – knocking power – subduing a maniac or amok
firing so that the gas has escape. 3. M16 – fatal effects
Short Cartridge – a metallic cartridge loaded with a small shot. 4. Garand and Carbine – penetration and long range shooting
Signal Cartridge – one containing vari-colored luminous balls of
the “roman candle” variety. TYPES OF BULLETS ACCORDING TO USE
BULLETS (Projectiles) 1. Ball Bullets – have a soft cores and are used against personnel.
2. Armor Piercing Bullet – have hardened steel cores and are fired
Bullet is also knows as PROJECTILE – is a metallic or non- against vehicles, weapons and armored targets in general.
metallic body usually referred to as a bullet that is completely dependent upon 3. Tracer Bullets – contains compound usually similar to barium
an outside force for its power. nitrates which is set on fire when the bullet is projected. The flash
of this smoke from this burning permits the flight of the bullet to
Under this definition, the term may also include projectiles be seen.
propelled from shotguns although strictly speaking these projectiles designed 4. Incendiary Bullets – contains a mixture such as phosphorous or
for shotguns are called “shot”, “slug” or pellets. In a layman’s viewpoint, a other materials, that can be set on fire by impact. They are used
projectile fired from a firearms is called slug, although what be actually meant against target that will burn readily such as aircraft.
is a “bullet”. 5. Explosives Bullets – contains a high charge of high explosive and
because of their small size it is difficult to make a fuse tat will
The term “bullet” originated from the French word “boulette”, a work reliably in small arms ammunition. For this reason the use of
small ball. In common Police parlance, a bullet may be called “slug” which high explosive bullets is usually limited to 20mm and above.
is a colloquial term.
BULLETS’ MEASUREMENT (DIAMETER)
CLASSIFICATION OF BULLETS ACCORDING TO MECHANICAL
CONSTRUCTION Cartridges used in weapons other than shotguns are measured by
caliber (the diameter of the bullet). Manufacturers and users of ammunition in
Basically there are two (2) kinds of bullets: the United States have traditionally specified caliber in decimal fractions of an
inch. For example, a .30-caliber cartridge has a diameter of 30/100 inch (7.6
1. Lead Bullets – those which are made of lead or alloy of this metal millimeters). However, it is becoming customary to use millimeters instead.
such as lead, tin and antimony. The U.S. armed forces specify caliber in millimeters. Small-arms cartridges
2. Jacketed Bullets – those with a core of lead alloy covered a jacket are less than 20 millimeters or .78 caliber.
of harder metal such as guiding metal and copper zinc.
EQUIVALENT OF CALIBER TO MILLIMETER
Ball Bullet – Bullets have soft lead cores inside a jacket. 2. Smokeless Powder – Nitrocellulose and Nitroglycerine as the
Cannelure (bullet) – A knurled ring or serrated grooved around major ingredients, mixed with one or more minor ingredients such
the body of the bullet which contains wax for lubrication in order as centralite, Vaseline esters, inorganic salts and etc.
to minimize friction during the passage of the bullet inside the
bore. CLASSIFICATION OF SMOKELESS POWDER
Dumdum Bullet – an out-moded and generally misused term –
hollow point bullets manufactured in Dumdum, India. 1. Single based (Nitrocellulose) – pure nitroglycerin gelatinized with
Explosive (Fragmentary) Bullets – Contain a high charge nitrocellulose
explosive, because of heir small size, it is difficult to make a fuse 2. Double based - Nitrocellulose and Nitroglycerine with the
that will work reliably in small arms ammunitions. For this reason following minor ingredients:
the use of high explosive bullets is usually to 20 mm. and above. a. centralite
Hollow Point – designed to increase expansion (sometimes called b. Vaseline phthalate esters
“express bullets”) c. Inorganic salt
Iced Bullets or solidified bullets – super cooled water made as a
projectile. Purposes of the minor ingredients:
Lead Bullets - Actually a mixture of lead and one or more a. insure stability
hardening ingredient. b. reduce flash or flame temperature
Metal Cased Bullet – colloquially used to indicate either a metal c. improve ignitability
patched of full patched bullet.
Metal Patched Bullet – any metal-jacketed bullet. Technically, it Characteristics
is a bullet having a metal cup over the base and extending forward a. gray green to black in color and grains are similar in size and
over that portion of the bullet which bears against the rifling, the shape to the single-base propellants
lead core being exposed at the nose of the bullet. b. almost all have a perfectly definite shape such as: small
Mushroom Bullet – colloquially. Any bullet designed to expand squares; discs; flakes; stripes; pellets; and perforated
on impact. Technically, a metal patched bullet with exposed round cylindrical grains
nose.
Ogive – the curved portion of the bullet that is symmetrical and 3. Triple based – Nitrocellulose, Nitroglycerine and Nitroguanadine
forms the head of the projectile of ogival shape. - It was devised in an attempt to compromise between the low
Plated Bullet – a bullet covered with a thin coating of a copper power single based powders and high power but excessive heat of
alloy to prevent leading on the inside of the barrel. double based powders. The percentage of nitroglycerin is small,
Pointed Bullet – more effective ballistically because there is less but sufficient to give added power. The nitro-guanidine lowers the
surface resistance to air, thus the speed is less retarded and greater flame temperature while still adding active explosive constituent.
velocity. One of its virtues is that it is entirely flashless though it does not
Soft or Drop Shot – shotgun pellets made of ordinary soft lead generate rather more smoke than the other types.
made into round pellets.
Soft Point Bullet – expands on striking hence it produces more 4. High ignition temperature propellant – Its main constituent is
serious damage and have greater stopping power: from a high from RDX group of high explosives. It was moderated to the
velocity rifle, it will expand upon striking a flesh until it looks like process of gelatinozation and was then developed by Dynamite
a mushroom, hence, they are often called mushroom bullet. Such Noble of Germany in conjunction with Heckler and Koch for the
bullets are of little effect than a full-jacketed bullet in revolvers or latter’s G11K2 rifle. This is a caseless cartridge.
automatic pistols, because the velocity is too low to cause the
bullet to expand. Take Note:
Steel Jacketed Bullet – bullet having soft steel jacket, often clad
or plated with gliding metal to prevent resting and reduce frictional Cordite – A British propellant made by dissolving gun cotton and
resistance in the bore. nitroglycerin and adding 5% of Vaseline.
Tracer Bullet – a bullet containing a substance inside the jacket at Gun Cotton – A very powerful explosive, like nitroglycerin which
the base of the bullet which is ignited when fired showing a is a chemical compound and not a mixture. This is formed by the
brilliant “tail light” during its flight. It has an incendiary effect if action of nitric and sulfuric acid on cotton or any other kind of
they strike before the “tail light” base burned put. cellulose.
GUNPOWDER PRIMER
It is a substance or a mixture of substances which upon suitable It is an assembly which ignites the propellant. The primer
ignition releases a large amount of chemical energy at a high and controllable assembly of center fire cartridges consists of a brass or guiding-metal cup that
rate, the energy liberation is to convert the propellant into a high of gas. contains a primer composition pellet of sensitive explosive, a paper disc (foil),
and a brass anvil.
CLASSIFICATION AND COMPOSITION
A blow from the firing pin of a small arms weapon on center of the
Generally, there are two types of powder in small arms. These are: primer cup
compresses the primer composition violently between the cup and the anvil,
1. Black Powder (Europeans) – the standard ingredients are: thus causing the composition to explode. The hole or vent in the anvil allows
Potassium nitrate 75%, Sulphur 10% and Charcoal 15%. It’s the flame to pass through the primer vent in the cartridge case, thereby
characteristics are: igniting the propellant.
a. oldest propellant powder
b. consist of irregular grains and have either a dull or shiny Rimfire ammunition, such as the caliber .22 cartridge does not
black surface contain primer assembly; the primer composition is spun into the rim of the
c. produces grayish smoke and considerable residue is left in cartridge case and the propellant is in intimate contact with the composition.
the barrel In firing, the firing pin strikes the rim of the case and thus compresses the
d. burns with reasonable great rapidity when ignited primer composition and initiates its explosion.
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Another phase of firearm manufacture which is of great fire from another barrel. And conversely,. The engraving on
importance to the identification of firearms is finishing operations of the bullet from the same barrel will be the same.
breechface of the breechblock of the firearm. It is that portion of the firearm c. Every barrel leaves its “thumbmark” on every bullet which is
against which the cartridge is fired. fired through it, just as every breech face leaves its
“thumbmark” on the base of the fired cartridge case.
TWO (2) GENERAL CHARACTERISTICS REGARDING FIREARMS
IDENTIFICATION 2. IDENTIFICATION OF FIRED BULLETS AND CARTRIDGE
CASES
1. CLASS CHARACTERISTICS – are those characteristics which are
determinable even before the manufacture of the firearm. It is categorized a. The first thing to do in the examination of bullets is to
into the following: conduct a visual examination of the bullets in order to
familiarize with all markings appearing on it.
a. Caliber b. Conduct examination of the bore of the firearm.
b. Number of Lands and Grooves c. Determine the conspicuous characteristics appearing on the
c. Width of Lands and Grooves bullet or any markings appearing therein.
d. Twist of riflings d. Markings appearing on the test bullet No. 1 and does not
e. Pitch of the rifling appear on the succeeding test bullet such markings should be
f. Depth of grooves disregarded. Consequently, such markings are called
accidental markings which came from foreign substances.
CLASS CHARACTERISTICS OF DIFFERENT FIREARMS e. If the bullet is undersized or the bore of the firearms is badly
worn out there will be a cylindrical passage of the expending
a. Colt Type ---------------------------------------- .45 6L gas will appear dark or black in the picture.
G2X
b. Grease Gun ------------------------------------- .45 6R G+ WHAT TO COMPARE?
c. Smith and Wesson Rev. ---------------------- .45 6R GL
d. Smith and Wesson Rev. ---------------------- .38 5R G=L 1. Evidence Bullet
e. Colt Revolver ---------------------------------- .38 6L G+ 2. Test/Standard Bullet
f. Colt Pistol Super-------------------------------- .38 6L G+
g. Colt Revolver ----------------------------------- .32 6L G+ Before proceeding in the examination of the firearm by
h. Colt Pistol --------------------------------------- .32 6L G+ means of the fired bullets, first identify the particular firearm
i. Colt Pistol --------------------------------------- .25 6L through the class characteristics appearing on the cylindrical
G2X surface of the bullet.
j. Colt Revolver ----------------------------------- .22 6L
G2X Manufacturers of firearms make certain marks which
k. Colt Revolver ----------------------------------- .357 6L may distinguish firearms manufactured by them from that of other
G2X manufacturers. Each manufacturer makes specific number of
l. Smith and Wesson Rev. ---------------------- .32 5R G=L spiral grooves and direction of the twist of rifling. A bullet
m. Smith and Wesson MRF Rev. ---------------- .22 6R recovered at the crime scene or from the body of the victim may
G=L show those marks and on examination, the examiner may
n. Enfield Revolver -------------------------------- .38 7R presumptively state from what make of firearm it came from, thus,
G2X if one examination or recovered bullet, it was found out that there
o. US Carbine -------------------------------------- .30 4R G3x are six (6) grooves and the rifling marks are twisted to the left, then
p. Browning Pistol --------------------------------- 9mm 6R it is possible that it came from a Colt firearm. Smith and Wesson
G=L manufacturer has five (5) lands, five (5) grooves and with right
q. Star Pistol ---------------------------------------- .380 6R hand twit of rifling. Other class characteristics varied from one
G+ manufacturer to another.
r. Llama Pistol ------------------------------------- .380 6L
G+ 3. SHELL Identification
s. Beretta Pistol ------------------------------------.32 6R
G2X a. The breechface and the striker of every single firearm leave
t. Astra Pistol -------------------------------------- .32 6R microscopically individualities of their own. The firearm
G2X leaves its “fingerprint” or “thumbmark” on every cartridge
u. Arminius Revolver ------------------------------ .22 6R which is fires.
G2X b. The whole principle of identification is based on the fact that
v. Burgo Revolver --------------------------------- .22 8R G+ since the breechface of every weapon must be individually
w. Marlin M57 Rifle -------------------------------- .22 2OR distinct, the cartridge case which it fires is imprinted with this
G+ individuality.
c. The imprints on all cartridges fired from the same weapon
2. INDIVIDUAL CHARACTERISTICS – are those characteristics are the same and those cartridges fired from different weapon
which are determinable only after the manufacture of the firearm. They are must always be different.
characteristics whose existence is beyond the control of man and which have a
random distribution. Their existence in a firearm is brought about by the tools
in their normal operation resulting through wear, tear, abuse, mutilations,
corrosion, erosions and other fortuitous causes. These are the irregularities
found on the inner surface of the barrel and on the breech face of the
breechblock of the firearms as a result of the failure of the tool beyond the
control of the manufacturer to make them smooth as a minor.
PRINCIPLES GOVERNING FIREARMS EXAMINATION
IMPORTANCE OF FIRED BULLET IN FIREARMS
IDENTIFICATION
1. BULLET IDENTIFICATION
a. By means of fire bullet you can determine the particular
a. No two barrels and microscopically identical as the surface of
barrel of firearm used.
their bores all posses individual characteristics markings.
b. Recovered bullet can tell the type, caliber and make of
b. When a bullet is fired from a rifled barrel, it becomes
firearm from which it was fired.
engraved by the riflings and this engraving on a bullet fired
c. Can determine also the condition of the firearm us
from one barrel will be different from that on a similar bullet
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FIREARM CARTRIDGE CASE 1. Physical – Evidence bullets, cartridge cases and suspected
firearm once submitted by the requesting party will be physically examined to
Before proceeding in the examination, conduct a preliminary determine its markings or initials made by the investigator for identification
examination on the cartridge case having a visual examination on the purposes. If no identifying marks were found the firearms examiner will,
condition of such cartridge case. Determine whether or not it came from a before anything, affix his own identifying markings or initials derived form
revolver or from an automatic pistol and sub-machine guns. Examine those the names of the requesting party, victim or suspect in that order of priority.
markings that are present on the base portion, the breechface marks, firing pin The firearm will also be physically examine to determine its safety devices
impression, the location of the extractor and ejector markings. Check also the seeing to it that there is no cartridge inserted in the chamber that will cause
markings caused by the chamber of the firearm. The magazine and the ejector accidental firing. Likewise, it will be examined of its vital parts whether or not
port markings must also be taken into consideration particularly those it is in operating condition and a tag will be attached for distinction.
cartridge cases from gums having full automatic mechanism.
Bullets of different class characteristics will be segregated from
MARKINGS APPEARING ON A FIRED CARTRIDGE CASE one another especially the determination of caliber, number of lands and
grooves, twist of rifling, etc. to facilitate its easy final microscopic
1. Breechface marks examination.
2. Firing pin impression
3. Ejector mark Cartridge cases will also be segregated to determine the caliber,
4. Extractor mark type and make of firearm from which they were fired. Misfired or dud
5. Chamber mark cartridges will also be taken into consideration. Although they may not have
any ballistics probative value, yet, they may give a clue to the solution of a
TWO TYPES OF MARKINGS (individual) crime.
1. Impression type – those markings caused by direct pressure 2. Test Firing – The firearm is test fired before a bullet recovery
contact. (ex. Breechface mark) box in order to obtain test bullets and test cartridge cases for comparison with
2. Striated mark – those markings caused by sliding contact. (ex. the evidence bullets and cartridge cases, respectively,. But before firing, the
Minute striations on the cylindrical surface of the bullet) cartridge will be marked at the side of the case and on the nose portion of the
bullet with letter “T” (to represent test) followed by the last two digits of the
Take Note: serial number of the firearm of the test to be made (eg) T-77-1 to T-77-3 in
their order of firing to distinguish the number 1 test from the number 2 or 3 as
Abrasion (in the bore) – Scratches caused by using improper the case may be.
cleaning materials, or by firing ammunition with bullets to which
abrasive material was adhering. Normal enlargement of the bore 3. Microscope Examination – After the recovery of the test
and wearing away of lands due to the abrasive action of the bullets. bullets and cartridge case, they will be compared with the evidence cartridge
Accidental Characteristics - Those ate characteristics or marks cases under the Bullet Comparison Microscope to determine whether or not
left by some individual gun that occurred on that particular shot the have the congruency of striations or the same individual characteristics.
and may or may not reproduced on any other shots. For example, a
grain of send of shaving of steel happened to be in the barrel when BULLET COMPARISON MICROSCOPE
a shot was fired.
Ballistician – Person whose knowledge in firearms identification Toady, the most widely and reliable instrument in Firearms
is accepted by the courts and other investigation agencies. Identification is the Bullet Comparison Microscope. With this instrument, the
Definitive Proof – after the gun is finally completed, it is again firearms examiner can make a complete examination and comparison of the so
fired with a heavy charge to ensure against accident. This is the called Class and Individual characteristics that appears on the fired bullets and
definitive proof and guns passing this test are stamped with still fired cartridge cases.
another marked.
Expert - As used in courts includes all witnesses whose opinions This instrument consists of two single tubes fitted with a cross arm
are admitted on grounds of specialized knowledge, training and and comparison eyepiece, in which the images of two objects held on its two
experience. adjustable stages are fused into one, forming a single image as can be seen on
Fouling - The accumulated of a deposit within the bore of a the comparison eyepiece. The microscope tubes are built as a unit with the
firearm caused by solid by-products remaining after a cartridge of comparison eyepiece which has a prism arrangement that brings the images of
is fired. the specimen held under the microscopic tubes into a side by side position in
Heavy Rusting - Usually called corrosion rather than fouling. the left and right side of the eyepiece field the eyepiece is threaded for
Proof Marks – It is the examination and testing of firearms by a focusing on the dividing line between the two fields.
recognized authority according to certain rules and stamped with a
mark to indicate that they are safe for sale and used by the public. Under the microscope the two fired bullets or fired cartridge cases
Provisional Proof – the testing of the rough gun barrels and fired can be examined in a “juxtaposition” and whatever the observation and
with a heavy charge of powder to see if they are strong enough to findings obtained during the examination can be photographed for court
be finished and assembled into gun. This provisional proof and a presentation and also to give the Court a better understanding and good
certain stamp are placed on barrels so tested. appreciation of how he came to that conclusion.
Secondary Firing Pin Impression – Is a mark on the side of the
regular impression usually found in pistols. HOW TO OPERATE THE MICROSCOPE
Shaving Marks – a shaving on the ogive portion of the fired bullet
due to poor alignment of the cylinder with the barrel. This shaving Place the two objects on the two adjustable stages under the two
is often found in the revolver. microscopic tubes and peep through the comparison eyepiece. If the objects
Skid Marks – When the bullet first starts forward without turning, cannot be seen, adjust the stages through the rock and pinion mechanism.
that before the bullet can begin to turn, it moves forward a small Once the two objects focused, the next step is to find the similarities existing
distance and this makes the front of the groove in the bullet wider between the objects either shifting them vertically or horizontally.
than the rear part. This skidding is more pronounced in revolvers.
Slippage Marks – Scratches of the fired bullet due to badly worn Every examiner, no matter how experienced or expert he may be,
rifling or when the bullet is small or too soft for the velocity used, has had the experience of spending many hours in the attempt to get the
there is a tendency for it to go straight forward without turning and satisfactory and convincing matching in cases where there was every reason to
it jumps the rifling or slips. believe that the has the gun that fired the evidence bullet or shell.
Stripping Marks – scratches on the fired bullet due to worn out
barrel. Obtain matching as many as possible, because convincing one’s
self and convincing the Court “beyond all reasonable doubt” are two quite
TECHNIQUES OF EXAMINATION different matters. Te expert must always keep in mind the fact, judges are
always keep in mind the fact, judges are always unpredictable: if some pairs
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of grooves (or lands) match and others do not, the expert must be prepared to in the crime laboratory with method that can be seen in the screen
explain why they do not. can be photographed by any kind of camera.
5. Filan Micrometer Eye Piece - a measuring microscope to read the
FINDINGS/CONCLUSION width of the land and groove marks and to obtain the pitch of the
rifling in turns per inch.
Findings are the bases of conclusion. A conclusion cannot be made 6. Helixometer – Type of instrument used in measuring pitch of
without the findings. A good conclusion is always based on good findings. In rifling firearms. This instrument is generally used in high advanced
comparative examination of the evidence bullet that are found on the ballistic laboratory. It is not very much needed in a typical police
periphery running from the forward shoulder to the base portion (these are ballistic laboratory. With the use of this instrument it is possible to
surface of the barrel), are discernible with the test bullet or if they have the measure the angel of twist in a rifle, pistol, or revolver barrel. It is
congruency, correspondence or intermarriage, then the evidence bullet and the used by the insertion of a telescope aligned with the axis of the
test bullet were fired from one and the same firearm. For conclusive of bore. There is an eyepiece and an objective. The scope is mounted
findings, there should be at least three (3) tests that should be compared. The on a routable bearing with graduated discs that permits reading
first is for preliminary, the second is for confirmation and the third is for circular measurements, there is a scale graduated in inches. From
conclusion. This is also true for fired cartridge cases. Although the individual the discs we can get the angel of the pitch, this can be combined
characteristics of the cases may be found at the base portion where with the scale reading to compute how many inches of barrel
breechface, ejector, extractor markings are found on the sides that are in length would be needed for one complete turn of the rifling.
contact with the inner surface of the chamber. Comparing this figure with those in tables of manufacturers’
specifications, we can often identify the making and the model of a
Clip or magazine markings may also give discernible markings. weapon whose other features have been destroyed already.
Like the ejector or extractor markings if considered singly may not be a basis 7. Machine Rest - A machine use for testing the accuracy of a
for conclusion. These only serve as corroborative characteristics but certainly firearm.
lack legal significance. This is so because the case may have these markings 8. Caliper – an instrument used for making measurements such as
even if they were unloaded from the firearm without firing. As a rule, the bullet diameter and bore diameter.
point of the examination and comparison is at the area of the primer proper 9. Micrometer – similar in use as caliber.
where breechface markings together with the firing pin impression are 10. Onoscope – a small instrument sometimes used in examining the
located. Primers are softer metals and receive more prominent striation than internal surface of the gun barrel in determining the irregularities
any other portion of the base. inside the bore of the gun barrel. It has a tiny lamp at the terminal
portion and this is inserted inside the bore for internal examination.
Conclusion is the opinion gathered from the finding. This is the 11. Optical Sight – sight containing series of lenses to form an optical
end result of the examination and should be taken seriously as it involves the system being contained in one unit. Optical sights do not
life and liberty of the suspect. When the evidence and the test bullets or necessarily have telescopic properties. The optical system may
cartridge cases have the same individual characteristics, the competent merely include range indicating, or range estimating devices, plus
examiner will conclude that they were fired from one and the same individual the necessary means of adjusting for elevation and wind age.
characteristic; the competent examiner will conclude that they were fired from 12. Shadow Graph – Equipment used in firearms identification. It
one and the same suspected firearm. If they have different individual contains a series of microscopic lenses of different magnification
characteristics, certainly, the evidence bullet or case was not fired from the that can be used in examining fired bullet or fired shells to
suspected firearm. Where the evidence has prominent or minor striations that determine their class characteristics and also for orientation
the three tests, it calls for uncertainty and doubt for a positive or negative purposes. It greatly differs from the bullet comparison microscope
conclusion. Only those evidence bullets or cases that have the same individual and stereoscope microscope, that this instrument contains a large
characteristics may be taken of photomicrograph for Court presentation. ground glass, 14 inches more or less in diameter, wherein the
observation and comparison of the class characteristics is done by
REQUIREMENTS FOR A POSITIVE IDENTIFICATION the firearm examiner. Similarly with the bullet comparison made in
the circular ground glass.
1. PROMINENT – Standing out or projecting beyond a surface or 13. Stereoscopic Microscope – unlike the bullet comparison
line, readily noticeable. microscope does not have any camera attachment and no
2. CONSISTENT – Possessing firmness. The impression or striation photomicrograph can be taken for court presentation. It is generally
found on the evidence bullet or cartridge case appearing in every used in the preliminary examination of fired bullets and fired shells
test bullets and cartridge cases. to determine the relative distribution of the class characteristics or
3. SIGNIFICANT – The markings have meaning or capable of being for so-called orientation purposes. It can be used also in the close-
interpreted by the Firearms Examiner or Ballistician. up examination of tempered serial numbers of firearms. It has two
eyepieces and the lenses and objectives can be manipulated
INSTRUMENTS USED IN FORENSIC BALISTICS vertically with a series of magnifications. It is one effective
instrument for firearms identification.
1. Analytical or Torsion Balance – Used for determining weights of 14. Taper Gauge – It is used primarily for determining bore diameter
bullets and shotgun pellets for possible determination of type, and of firearms. This instrument is very useful for giving quick idea as
make of firearm from which it was fired. to the caliber of a gun.
2. Bullet Comparison Microscope – This valuable instrument is 15. Telescope Sight – an optical employing the principle of the
specially designed to permit the firearms examiner to determine telescope to enlarge the image of the target.
the similarity and dissimilarity between two fired bullets or two
fired shells, by simultaneously observing their magnified image in OTHER TERMS TO PONDER IN BALLISTICS
a single microscopic field.
3. Bullet Recovery Box – Consist of a wooden box, 12 “x”12”x 96, 1. Accelerator – A device used in some automatic and semi-
with a hinged to cover and with one end open. This long box is automatic weapons to accelerate the rearward travel of the bolt of
filled with ordinary cotton and separated into sections by breechblock by applying leverage at the critical point in the bolt’s
cardboard petitions. travel. Any device of linkage designed to speed the movement of
4. CP–6 Comparison Projector – An instrument very much similar some portion of the mechanical train.
with the bullet comparison microscope, where 2 fired bullets or 2. ACP – Arms Corporation of the Philippines.
shells can be compared in one setting of the firearms examiner. 3. Barrel Length - In interior ballistic work this differs from the
Also in one sitting, the evidence fired shell can b4e immediately "barrel length" use in general measurements. It is measured from
compared with the test fired shell with the use of this equipment is the face of the muzzle to the base of the seated bullet or base of the
absolutely no strain of any kind. No eye strain because the case neck.
magnified image appears on a large screen and is observed as a 4. Barrel Telescope – Instrument used to make a visual inspection of
vertical and comfortable viewing distance. No back strain from the inset of a gun barrel to see a sign of having been fired recently,
stooping over a microscope several hours a day. No mental strain to look for leading or metal fouling and to see how distinct the
because comparison of evidence is faster, easier and less tiresome, lands and grooves appear.
thus allowing a more efficient and productive of investigative time
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5. Blow back – As pertains to automatic and semi-automatic arms, a pressure on the grip is relaxed the safety automatically resets itself,
weapon in which no mechanical locking system is employed. The In a few instances, it must bee usually reset.
breech is held closed at the moment of firing by the action of recoil 31. Hair Trigger – A term loosely applied to any trigger which can be
springs and the weight of the slide, hammer and other moving release by very light pressure.
parts. The weight of these parts is so much greater than the breech 32. Hammer – mechanism in a firearm that strikes the prime.
action has been appreciably overcome; then the breechblock action 33. Hammer Block - Safety device that prevents hammer blow to
is blown backward, by residual pressure. A term commonly used to primer.
describe the backward escape of powder or primer gases from the 34. Hand (Pawl) - Mechanism of a revolver which rotate the cylinder.
chamber around the breechblock or bolt due to split or fractured 35. Hanged Frame - A weapon in which the barrel including the
cartridge case or punctured primer. cylinder in the case of revolver is pivoted to the forward end of the
6. Blow Forward – An automatic of semi-automatic firearm having a frame. Closing the gun swings the barrel into firing position where
standing breech, in which the barrel is blown to open the action the chambers are firmly locked against the standing breech.
and eject the fired cartridge case. The barrel is then forced back 36. Headspace - The distance between the breech of the gun and the
against the standing breech by a powerful spring. The gun is support for the cartridge rim; in other words, it is the space
cocked and reloaded as the barrel is forced to the rear. occupied by the head of the cartridge when the gun is loaded.
7. Bore Centerline - This is the visual line of the center of the bore. 37. Head stamps - Merely the letters or design placed on the base of
Since sights are mounted above the bore's centerline and since the the cases by the manufacturer to identify his product.
bullet begins to drop when it leaves the muzzle the bore must be 38. Inertia Firing Pin - A firing pin assembled into the breech block
angled upwards in relation to the line of sight so that the bullet will and free to move forward and backward. It is impelled forward by
strike where the sights point. the blow of the hammer or striker and backward by the explosions
8. Breech Block – The steel block which closes the tear bore against of the primer.
the force of the charge; or the face of the block. 39. LC- Lake City Arsenal
9. Burr Hammer – An expose hammer having a serrated knob at the 40. Leaf Sight - Any metallic sight which is hinged at the base to
top to provide a griping surface for cocking. permit raising it to a vertical position sighting and lowering it to a
10. Camming – lug bolts – that type which employs one or more bolt horizontal position to avoid damage and carrying leaf sight.
locking logs which are cammed outward from the interior of the Principle is usually applied to rear sight only.
bolt cylinder to unlocked the action. 41. Line of Sight - This is the visual line of the aligned sight path.
11. Chamber – the rear portion of the barrel where the cartridge is Since sights are mounted above the bore's centerline and since the
inserted. bullet begins to drop when it leaves the muzzle the bore must be
12. Cylinder – serves as chamber and magazine and a revolver. angled upwards in relation to the line of sight so that the bullet will
13. Cylinder Stop – stops and holds the cylinder in alignment for strike where the sights point.
firing. 42. Mainspring – mechanism in a firearm that provides energy to the
14. Delayed Blowback – Sometimes called hesitation locking the hammer to activate firing mechanism.
breech, although not positively locked, must overcome a 43. Metallic Sights – normally consist of a pair of front sight and rear
mechanical disadvantage, such as knuckle joint, to open. sights.
15. Disconnector – The lever in the gunlock which prevents the 44. Muzzle Brake – a device attached to the muzzle of a gun designed
release of the hammer unless the slide and barrel are in forward to deflect the propelling gases emerging from the muzzle behind
position safely interlocked. the bullet and to utilize the energy of these gases to pull the gun
16. Double – Set Triggers – A pair of triggers so arranged that forward to counter the recoil of the weapon.
pressure on one trigger engages the sear in such fashion that the 45. Open Sight – any sight in which there is to tube or aperture
slightest tough on the second trigger will then discharge the gun. through which aim is taken.
17. Double Action Sear – Built into weapon to allow double action 46. Paradox Gun – a shotgun having the last few inches of the muzzle
fire. rifled so that it will impart a spin to the patented slug that is used
18. EC- Evansille Chrisler with it when it is desired to fire a large single projectile instead of a
19. Ejector - The mechanism in the firearm which causes the cartridge charge of shot.
case or shell to be thrown out from the gun. 47. Parker size – a Gray rust preventive finish for metal.
20. Extractor – That mechanism in a firearm by which the cartridge 48. Post Sight – A front sight resembling a post or one of generally
case or shell is withdrawn from the chamber mechanism in a rectangular of quadrilateral design.
revolver that pulls the empty shells simultaneously. 49. Pump Action – Popular term for slide action.
21. Extractor Rod – That mechanism in revolver that activates the 50. Pyramidal Sight - a front sight of generally pyramidal design.
extractor and is a locking device. 51. RA or REM – Remington arms company.
22. FA – Frankford Arsenal. 52. Ramp Sight – A front sight mounted at the ramp, which inclines
23. Falling Block Action –That type of action, which the breechblock upward and forward, a rear sight having a sliding member, which
is pivoted at the rear of the receiver so that the face of the may be moved up and down a ramp to change the elevation of the
breechblock swings down below the chamber to open the action. sight.
24. FCC- Federal Cartridge Company 53. Rear Sight – The rear-most of a pair of metallic gun sights. It may
25. Firearm (Other Definition) - Means any pistol or revolver with a be mounted on the barrel, receiver, frame, slide, tang, cocking
barrel les than 12 inches, any riffle with a barrel less than 15 piece, bolt sleeve or stock; may be fixed or adjustable.
inches, other weapon which is design to expel projectile buy the 54. Receiver Sight – Any type of sight fastened to the receiver bridge.
action of explosion.(Uniform firearms act of Pennsylvania) 55. Recoil Operated – Pertains to automatic and semi-automatic arms,
26. Flying Firing Pin – A firing pin shorter that the length of its travel a weapon in which the barrel and breechblock are locked together
in the breechblock. A spiral spring coiled around the pin forward at the instant firing. As the bullet leaves the barrel, the rearward
compressing the spring and exploding the primer, the compressed thrust of the powder gases starts the locked barrel and bolt to the
spring immediately draws the firing pin back into the breechblock. rear.
This is a safety feature since the firing pin is not in contact with 56. Repeater – Any firearm holding more than one round at a time.
the primer except when driven forward by the hammer at the 57. Rolling Block Action – that type of action in which the
instant of firing. Also known as rebound type firing pin Ex: Colt breechblock rotates its about an axis pin downward and backward
Government Model Caliber. 45 and Tokarev 7.62 mm. from the chamber.
27. Folding Trigger - A trigger hinged so that it can be folded forward 58. RPA – Republic of the Philippines Arsenal
close to under side of the frame. Ex: Italian 10:35 mm Bodego. 59. Sear – The lever in the gunlock, which hold the hammer until the
28. Frame - Part of the firearm that houses the internal parts. released by the trigger.
29. Front sight - A protrusion or attachment above the barrel near the 60. Semi-Automatic Revolver – are those in which the recoil from
muzzle. It may be fixed or adjustable. one shot plus spring action revolvers, the cylinder aligns a chamber
30. Grip or Automatic Safeties - Flat lavers of plungers normally and cocks the hammer ready for firing the next shot.
protruding from some portion of the grip such position that when 61. Set Trigger – An adjustable trigger design to operate reliable with
the hand firing the piece is squeezed around the grip, by the firer, a very light trigger pull. Colloquially a “hair trigger”.
automatically releasing the firing mechanism. In most cases, when
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62. Shoat Trigger – An absolute form of trigger in which no trigger
guard was used. The trigger was mounted in and projected only
slightly from the frame just forward of the grip.
63. Shoulder – Portion of a shell that support the neck.
64. Slide Action – That type of breech closure, which is moved POLICE PHOTOGRAPHY
forward and backward along guide ways paralleling the lower side
of the barrel. The operating rod is properly linked to the INTRODUCTION
breechblock to provide the desired and closing action.
65. Slide Plate – Part of the revolver that provides access to the Photography is an invaluable aid to modern day scientific crime
internal part. detection and investigation as well as crime prevention. Perhaps it could be
66. Signal Radius – the distance between forward and rear sight. stated that without photography our law enforcement officer in the so-called
67. Silencer – A device intended to be attached to muzzle of a firearm modern day scientific crime detection would still be lagging a hundred years.
to prevent or reduce its noise. The year 1839 is considered generally as the birth year of
68. Single Action Revolvers – Are those in which the hammer must photography. Its first landmark in police history is generally confined to its
be manually cocked. application to the problem of personal identification. In those days the
69. Solid Frame – in a revolver, a swing-out cylinder or rod ejector Bertillon system of the facial features of the criminal were measured, as well
type. There is a break or hinge in the frame. as the bone structures of the various parts of the body. These measurements
70. Spur Hammer – a hammer having a cocking spur. were worked into a classification system and the photograph of the criminal
71. Stab Crimp – a series of small indents at intervals around the was used to supplement the classification. Later, the Bertillon system was
cartridge case, engaging a cannelure in the bullet jacket. Both types superseded by the fingerprint system of personal identification. Under the
of crimp are also used on high-pressure cartridge to hold the fingerprint system the photograph of the subject is still placed on his finger
primer in the pocket. print chart, not to supplement the identification system but to have available
72. Standing Breech – when a receiver is not cut away at its rear to a photograph if needed for investigation purposes.
point below the line of the gun bore, the solid rear wall of the
receiver is the “standing breech”. In the case of hinged frame This course is divided into two main topics: TECHNICAL PHOTOGRAPHY
weapons the solid rearward portion of the frame (receiver) against AND FORENSIC PHOTOGRAPHY.
which the heads of the chambered cartridge rest after the gun has
been closed and locked is the “standing breech”. In a revolver or TECHNICAL: technical concepts and principles which includes
single shot pistol that section of the frame that supports the head of characteristics of photographic rays, the use of camera, lenses, filters,
the cartridge in the cylinder or chamber is the “standing breech”. structure of film and photographic papers, chemical processing and others.
73. Straight-line Hammer – a metal forced straight back by bolt
action during bolt reciprocation to cocked position. When released FORENSIC: covers investigative photography, preparation of mug file and
it drives straight ahead to fire. Found on reising and similar guns. crime scene photography.
74. Straight-pull Action – that type in which the rotary motion
required to turn the bolt locking lugs into or out of engagement Objective:
with their locking recesses is applied by the action of studs on the
bolt sliding in helical grooves cut inside a bolt cylinder. The objective of this course is to help the students become aware
75. Sub caliber Barrel – a barrel of small caliber inserted down the of the basic principles and concepts of photography. Although this course is
bore or mounted over the barrel of a large caliber gun, permitting it not intended to make the students become professional photographers, it is
to be used for practice work with less powerful, cheaper designed to give them enough information for them to realize the vital use of
ammunition. Generally, it is called a “Sub-caliber tube”. photography as a significant tool in law enforcement and criminal
76. Thumb latch – mechanism in a revolver that actuates bolt to investigation. As future law enforcers and criminal investigators, they must be
release the cylinder. knowledgeable on how to utilize effectively and efficiently photographic
77. Thumb trigger – a button design on or near the tang. It fines the evidences during court proceedings.
rifle when depressed normally by thumb pressure. Tang-rear-ward
projecting arms of the receiver into which the butt stocks is Significance:
fastened.
78. Trigger – the lever operated by the shooter which releases the The usefulness of Forensic Photography in criminal investigation
firing pin and allows it to discharge the cartridge. is very extensive. Small objects but of great importance in a crime committed
79. Trigger Guard – the bent strip of metal that protects the trigger may escape in the first phase of examination by the investigator but may be
from accidental discharge. seen and recovered, only after closed examination of the photographs of the
80. Trigger Lever – mechanism in a revolver that contacts the crime scene.
rebound slide to return the trigger forward. Investigators are sometimes compelled to reconstruct or describe in
81. Trigger Spring – spring that provides energy for return movement court some of the details of the crime scenes they investigated several months
of rebound slide. ago. With the bulk of cases the investigator handle, perhaps he would be
82. Trigger Stop – mechanism in a revolver that prevents excessive confused or may not exactly recall some of these details or exact location of
rearward movement after hammer release. objects. However, with the aid of photographs taken from the crime scene,
83. Tube Sight – a tube in which front and rear sights are mounted. investigator will not find hard time to refresh in their minds and will be able to
84. Turn-bolt Action – that type of firearm which locked by the describe or explain exactly the details in court.
turning one or more bolt locking lugs into locking recesses cut into A good photograph of the scene is a permanent record, which is
the receiver. always available, especially in court presentation. In court proceedings,
85. U or UT – Utah Ordinance Company judges, prosecutors and defense lawyers have generally never visited the
86. Vernier Sight – metallic sights which may be adjusted for scene of the crime. Therefore, photographers should bear in mind to obtain a
elevation or wind age by the action of a vernier screw. Also called normal, sharp and free of distortion photograph. As a general rule, take many
a micrometer sight. Screw having a head calibrated to indicate the photograph of the crime scene and select the best.
amount of movement transmitted to the sight. A photograph of the crime scene is a factual reproduction and
87. WCC – Western Cartridge Company accurate record of the crime scene because it captures TIME, SPACE AND
88. Wedge-type Bolts – that type which employs a ramp or camp EVENT. A photograph is capable of catching and preserving the:
arrangement raise lower, or move to either side, one end of the
bolts so that the end of the bolt or lug thereon is wedged against a SPACE - the WHERE of the crime (Locus Criminis)
supporting surface in the receiver to lock the action. TIME – the WHEN of the crime
89. WRA – Winchester Repacking Company EVENT – the WHAT of the crime – what is the nature or
90. Yoke – mechanism in a revolver that connects pivot between the character of the crime?
frame and cylinder.
Uses of photography in police work
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1. Identification files- Criminals missing persons, lost property, Everyone also knows light. It excites the retina of the eye. Light
licenses, anonymous letters, bad checks, laundry marks, and makes things visible. There is no exaggeration to say that man cannot live
civilian of personal fingerprint IF In the case of atomic attack or a without light. Same things are true in photography, because light is needed to
catastrophe such as an airplane crash, the fingerprints from a produce a photograph.
civilian file are proving helpful in making positive identification
2. Communication and microfilm files- Investigative report files, LIGHT AND THE EYE
Accident files transitions of photos (Wire Photo) Photographic
supplements to reports. With modern day electro photography Our eyes are sensitive to light, which give us information about the
machines accident reports can be made in seconds and sold to shapes, colors and movements of objects around us. Light is a form of
insurance adjusters for nominal fees. An excellent source of electromagnetic radiation and we know it travels in the form of waves. The
revenue for department is the sale of photographs of traffic complete range of electromagnetic spectrum and our eyes are capable of
accidents to insurance companies and lawyers. seeing only part of the spectrum. We can see a large part of the wavelengths
3. Evidence- Crime scenes, traffic accidents, homicides suicides, emitted by the sun, that is white light but the sun also emits other waves,
fires, objects of evidence, latent fingerprint traces. Evidence can be which we cannot see.
improved by contrast control, by magnification and by visible Infra red is a wavelength emitted by the sun which cannot be seen,
radiation. though we can feel it in our bodies as warmth or heat. Ultra violet is another
4. Offender detection – Surveillance, burglar traps, confession, form of light we cannot see, but we know about it because it tans our skin in
reenactment of crimes intoxicated driver test. One of the newest summer.
applications of police photography is to record on motion picture
film arrests in which the suspect offers resistance. The practice has HOW LIGHT BEHAVES
been instituted by at least one metropolitan law enforcement
agency to counter charges of police brutality. Light moves in straight lines from its source, but it can be bent and
5. Court exhibits- Demonstration enlargements, individual photos, scattered by objects placed in its path. We see rays of sunlight streaming
projection slides, motion pictures. through a window on a sunny day because some of the light is scattered by
6. Reproduction or Copying – Questionable checks and documents, dust particles in the air. We can only see a ray of light when it strikes the eye
evidential papers, photographs, official records and notices. directly. Then it forms an image of the object from which it has come, either
7. Personnel training- Photographs and films relating police tactics, the light source itself, or something from which it has been reflected, such as a
investigation techniques, mob control, and catastrophe situations. motorcar. Non-luminous objects are one, which are only visible when they
8. Crime and Fire prevention – Hazard lectures, security clearance, reflect the light from a light source. In a totally dark room, you would not be
detector devices, photos of hazardous fire, conditions made when able to see a desk, but you would be able to see the hands of a luminous clock.
fire prevention inspection are made. If the totally black room had no dust particles floating around it, you would
9. Public relations – Films pertaining to safety programs, juvenile not able to see the beam of light, but only the light source itself and any object
delinquency, traffic education, public cooperation, and civil that reflects the light.
defense.
In photography, the light writes when it strikes minute crystals of BEHAVIOR OF LIGHT
light sensitive surfaces (films and photographic papers), a mechanical device
(camera) and chemical processing (film development and printing). As a INTERFERENCE - Any phenomenon having a periodic
process, photography is the method of using light to produce identical image disturbance of some sort and travels outward from a source is called a wave.
of an object that can be preserved permanently by employing: To understand how energy can travels in waves, think of a wooden log
a. camera: camera use to regulate, absorb and filter light floating in the ocean. Light maybe visualized as such as the high points are
b. film and any sensitized material to record light called crest while the low points are called troughs. The distance between two
successive crest and troughs is called a wavelength.
Photograph is a mechanical result of photography. To produce a When two light beams cross, they may interfere in such a way that
photograph, light is needed aside from sensitized material (films and the resultant intensity pattern is affected. When two waves meet or interfere,
photographic papers). Light radiated or reflected by the subject must reach the they reinforce one another (crest form a higher crest than either) at some
sensitized material while all other lights must be excluded. The exclusion of points and annul one another (crest of one wave interfere with the trough of
all other lights is achieved by placing the sensitized material inside a light the other) at other points.
tight box. The light maybe visible or invisible. The crest of one wave meets the trough of another wave. The
The effect of light on the sensitized material is not visible in the phenomenon is called annulment of waves. The British physicist Thomas
formation of images of objects. The effect could be made visible with the aid Young in the experiment illustrated first demonstrated such an interference
of chemical processing of the exposed sensitized material called development. pattern. Light that had passed through one pinhole illuminated an opaque
Photography is the production of visible images by using the action surface that contained two pinholes. The light that passed through the two
of light on a sensitized material. The word photography was derived from two pinholes formed a pattern of alternately bright and dark circular fringes on a
Greek terms PHOTO which means light and GRAPHY which means to write. screen. Wavelets are drawn in the illustration to show that at points such as A,
Thus, literally, photography means to draw with light. C, and E (intersection of solid line with solid line) the waves from the two
pinholes arrive in phase and combine to increase the intensity. At other points,
PHOTOGRAPHIC RAYS such as B and D (intersection of solid line with dashed line), the waves are
180° out of phase and cancel each other.
What is light? Many as good while darkness the opposite as bad
have associated light. In case of anxiety, fright, severe mental disorders and
depression many experienced dream like apparitions. In states of religious
ecstasy, visions and hallucinations occur which can be attributed to the high
sensitivity of the retina. Many frequently perceived light impressions, which
cannot be attributed to external stimuli of an altogether different kind, such as
pressure, impact and functional disturbances in our body and nervous system.
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The source of all daylight is the sun. The combination of color and
contrast ascertains the quality of the daylight. The lighting contrast depends
upon the sunlight available in the daylight, when clouds do not cover the sun.
Then, the contrast is high on the contrary; if clouds cover the sun the contrast
is low. In the process of photographing and object; the lighting contrast must
be considered in the exposure of the film. It is suggested that the
recommendations, given by the manufacturer of the film be observed
religiously to produce good and presentable photographs.
Color of the daylight will also affect the appearance of the objects
being photographed specially in color photography. Some of the factors
affecting the color of the daylight:
DIFFRACTION – light in space and not within the gravitational a) atmospheric vapor
field of any object travels in a straight line. The bending of light around an b) atmospheric dust
object gives rise to the phenomenon called diffraction. This phenomenon is c) reflected light reached the objects and directly coming from the
responsible for the partial illumination of object parts not directly in the path source.
of the light.
Daylight maybe classified according to its intensity. They are:
LIGHT AND MATERIALS a) Bright sunlight
b) Hazy sunlight
Materials, which allow light to pass through so that objects on the c) Dull sunlight.
other side can be distinguished, are called transparent.
Those that allow light to pass through but diffuse the flow of light These classifications are modified by the film manufacturers like
so that objects on the other side cannot be distinctly seen are called a) Open bright sunlight
translucent. b) Under shade bright sunlight
Materials, which allow no light to pass through, are called opaque. c) Hazy sunlight
When light strikes an object such light is absorbed, transmitted and d) Cloudy bright sunlight
or reflected practically. The amount of light transmitted or reflected depends e) Cloudy dull sunlight.
upon the characteristics of the material, the quantity and quality of the light
the angle of the source etc. To distinguish this classification of daylight according to intensity,
the appearance of the shadows of the objects must be considered. In bright
THE LAW OF REFLECTION – refers to the rebounding or sunlight, the subject will produced a strong shadow, because the source of
deflection of light. The angle of reflection depends upon the angle of the light light in not covered and the objects or subjects appear glossy in open space
striking the material, which is referred to as the angle of incidence. due to direct sunlight and reflected light coming from the sky which act as a
reflector.
THE LAW OF REFRACTION – when the material in the path
of the light is transparent a change in the direction of the light occurs. In Hazy sunlight, the sun is covered by thin cloud and the shadow
appears bluish because of the decrease of light falling on the subject in open
The change in the direction of light when passing from one space. The shadow cast is transparent to the eye and more details are visible
medium to another is called the phenomenon of refraction. The change in the under this lighting condition than a bright sunlight.
direction of the light is due to the change in the speed of light when passing
from one medium to another. The displacement depends upon the angle of In dull sunlight, the sun is totally covered by thick clouds. No
incidence, the kind of material and its thickness. shadow is cast to the uniform illumination of lights all around the subjects in
open space.
THE ELECTROMAGNETIC SPECTRUM
ARTIFICIAL LIGHT
By using a prism made of glass or plastic, it is possible to see the
colors that made up the sunlight. The colors separated in this way are called a Almost all artificial light sources can be used in photographing of
spectrum. Another way to see the spectrum of sunlight is to look at a rainbow. objects, as long as the light is capable of exposing the sensitized materials
The light is bend as observed, and because some of wavelengths bend more (film). Some of the artificial lights are electronic flash, photoflood lamp,
than others, the colors are separated. The violet rays are bent the most, and the fluorescent lamp, and Infrared and Ultra-Violet lamp.
red rays least.
The prism experiment shows how white light is made up of a
combination of wavelengths of different colored lights. To make colors it COLORS OF LIGHT FOUND IN VISIBLE SPECTRUM
would seem that we would need paints or dyes of every possible colors and
shade to get exactly what we want but in fact any color can be made by Visible Spectrum - a small part of the electromagnetic spectrum
where the visible light is found, the portion of the electromagnetic spectrum
combining various proportions of the three basic colors. These are called the
primary colors. that affect the human sense of sight. Visible light includes all those radiation
The whole range of radiant energy that includes radio waves, having a wavelength ranging from 400 – 700 mu.
microwaves, infrared light, visible light, ultra violet lights, x-rays and gamma
rays. Visible light, which makes up only of a tiny fraction of the COLOR
electromagnetic spectrum, is the only electronic radiation that humans can
Primary Colors Approximate
perceive with in their eyes.
Wavelength
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same material, it will appear red. And green light of the same material it will
A. Gray appear green. Such material exhibits what is called non-selective absorption.
B. White There are other materials, which behave differently as stated
C. Black above, when light incident upon other such material they appear red, or blue
or green but not white. With green or blue light the same material appears
COLOR MIXING black because practically all lights are absorbed. A material appears red under
white light because only red light is practically reflected while all other
1. Color Addition wavelengths are absorbed. Such materials which selectively reflects and
R+B+G = W absorbed others wavelength exhibits selective absorption characteristics.
R+B= M M+Y= R
R+G= Y Y+C= B
B+G= C Y+C= G
MEDIUMS OF LIGHT
2. Color Subtraction
W-R= C W-C=R C-G=B Objects that influence the intensity of light as they may reflect
W-B=Y W-Y=B Y-G=R absorb or transmit.
W-G=M W-M=G Y-R=G
Mediums of light maybe classified as:
PRIMARY AND SECONDARY COLORS
TRANSPARENT OBJECTS – mediums that merely slow down
The three primary colors in light are red, green and blue. White the speed of light but allow to pass freely in other respects, transmit 90% or
light can be made by mixing red, blue and green. The process of making more of the incident light.
colors by mixing primary colors of light is called addition, because one color
is added to another. TRANSLUCENT OBJECTS – mediums that allow light to pass
Colors made by combining two primary colors are called through it in such a way that the outline of the source of light is not clearly
secondary colors. They are yellow (red and green), cyan (blue and green) and visible, transmit 50% or less of the incident light.
magenta (blue and red). When the primary colors are mixed in different
proportions any color at all can be produced. OPAQUE OBJECTS – A medium that divert or absorb light, but
does not allow lights to pass though, they absorb most of the light while
Painted objects do not produce their own light, they reflect light, reflecting some of it.
when objects look red, because it is reflecting only red light to our eyes. To
do this, it absorbed the other primary colors in the white light it is reflecting. It THE RAT LAW
absorbed green and blue and reflects red.
When incident light hits a medium, three things might happen, the
light maybe:
OPTICS
A. Reflected
Optics is the study of light. It is concerned with the nature of light B. Absorbed
and the way it behaves in optical instruments. Light is a form of energy and so C. Transmitted
an object may only produce light when there is energy present. A red-hot
piece of metal receives energy in the form of heat and converts some of it into MECHANICAL DEVICE (CAMERA)
red light.
The principle of photography are derived from science and the
images on the film or paper made by the rays or light through the camera are
ATTRIBUTE OF COLORS dependent on the same general laws which produces images upon the retina
through the lens which produce images upon the retina through the lens of the
Radiant energy within a limited frequency range has the property eye.
of stimulating the retina of the eye to create color sensation, which the brain
interprets. Radiant energy, which has this property, is called light, the physical A camera basically is nothing more than a light tight box with
stimulus of vision. pinholes or lens, a shutter at one end and a holder of the sensitized material at
one end. While there is various kind of camera from the simplest in
Color can be defined in qualitative terms according to certain construction (the box type) to the most complicated, all operate in the same
psychological attributes. These attributes are hue, brightness and saturation. principle. The exposure of the sensitized material to light is controlled by the
Hue is the attributes of chromatic colors, which distinguishes them from lens and its aperture and the shutter through its speed in opening and closing
achromatic colors. Brightness is the attributes of colors, which allows the the lens to light.
relation of colors in it to be related to given tones of gray ranging in a series
from white to black. Saturation is the attribute of a chromatic color, which The essentials of any camera, therefore, are light tight box, a lens,
designates to which the color differs from a gray of the same brightness. a shutter, and a holder of sensitized material. All other accessory of any
Brightness and saturation can be understood in a practical sense from the camera merely makes picture taking easier, faster, and convenient for the
following, take a very vivid red (single saturation) and either a small amount operator and is call accessories.
of white or black. The color will change to lighter or darker. In both instances,
the vividness of the color is lessened (decreased saturation). The purity of the Light tight box suggests an enclosure devoid of light. An enclosure
color is then affected. By adding at the same time small amount of white and is one which would prevent light from exposing the sensitized material inside
black, the brightness can be held constant and only saturation is affected. the camera. This does not necessarily mean that the box or enclosure be
When sufficient amount of white and black are added the hue becomes no always light tight at all times because if it does, then no light can reach the
longer recognized from the gray tone to which it was originally related in sensitized material during exposure. Light tight box means that before and
brightness. after the exposed to extraneous light which is not necessary to form the final
image.
SELECTIVE AND NON SELECTIVE
The lens, which must be focus at the object at the time of picture
Absorption refers to the taking in of light by the material. taking, is one of the most important parts of any camera. The function of the
Following the law of conservation of energy, such light taken in is not lost but lens is to focus the light coming from the subject. It operates more or less the
merely transformed into heat. same way as the lens of the eye. It is chiefly responsible for the sharpness of
Materials in their appearance are sometimes deceiving when light the image formed through which light passes during the exposure of the
strikes them. For instance, when light strikes a material and all the light is sensitized material inside the light tight box. The area of the lens may large or
practically reflected, it will appear white. However when red light strikes the small during the exposure of the sensitized material depending upon the light
coming form the subject to be pictured. The quantity and quality of the light
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coming from the subject depend upon the light source. As a rule the more opening of the diaphragm. Many new models can also adjust the focus and
light we have from the source the more light will be reflected and vice versa. control the light exposure automatically.
Should the light be too great the area of the lens maybe reduced with the focal
number adjustment. The smaller the area of the lens the greater is the The standard lens of the SLR camera can be replaced by special
numerical value of the focal number. The greater the focal number purpose lenses that change the size and depth relationship of objects in a
numerically the less light will pass through the lens but more distance will scene. These lenses include wide-angle lens, telephoto lens, and zoom lenses.
appear in reasonable sharpness. A wide-angle lens provides a wider view of a scene than a standard lens does.
A telephoto lens has a narrow angle of view and makes objects appear larger
The shutter has for its function through its action called shutter and closer. A zoom lens combines many features of standard, wide angle and
speed the control of the duration of the exposure of the sensitized material to telephoto lenses. With other accessories, many SLR cameras can take pictures
light. The higher the numerical value of the shutter speed the shorter will be through a microscope, telescope or underwater.
the duration of the opening and closing of the lens. As an effect only a small
amount of light will pass through the lens. Reflex cameras, both the SLR and the TLR types, are equipped
with mirrors that reflect in the viewfinder the scene to be photographed.
Thee holder of sensitized material located at the opposite side of The twin-lens reflex is box-shaped, with a viewfinder consisting of a
the lens has for its function to hold firmly the sensitized material in its place horizontal ground-glass screen located at the top of the camera. Mounted
during exposure to prevent the formation of a multiple or blurred image of the vertically on the front panel of the camera are two lenses, one for taking
subject. photographs and the other for viewing. The lenses are coupled, so that
focusing one automatically focuses the other. The image formed by the
CAMERA TYPES upper, or viewing, lens is reflected to the viewing screen by a fixed mirror
mounted at a 45° angle. The photographer focuses the camera and adjusts
the composition while looking at the screen. The image formed by the
Frequently it asked, “What is the best camera?” The answer would lower lens is focused on the film at the back of the camera. Like
be the best camera is the one that takes the best pictures. Regardless of the rangefinder cameras, TLRs are subject to parallax.
type or kind of camera, a good operator will get results even with a cheap one.
In the SLR type of reflex camera, a single lens is used for both
THE PINHOLE CAMERA - The simplest camera is a pinhole viewing the scene and taking the photograph. A hinged mirror situated
camera, which consists of a box with a small hole in one of its sides. To between the lens and the film reflects the image formed by the lens through
produce a sharp image, the hole must be very small and this restricts the a five-sided prism and on to a ground-glass screen on top of the camera. At
amount of light entering the camera. Quite a long time may be necessary to the moment the shutter is opened, a spring automatically pulls the mirror
let enough light through to affect the film and this causes problems because if out of the path between lens and film. Because of the prism, the image
the subject moves the picture will be blurred. It is impossible to photograph recorded on the film is almost exactly that which the camera lens “sees”,
anything like a moving car or a galloping horse with a pinhole camera. without any parallax effects.
CAMERA OBSCURA - Is a box used for sketching large objects? Most SLRs are precision instruments equipped with focal-plane
The term means dark chamber. The box contains a mirror set at 45-degree shutters. Many have automatic exposure-control features and built-in light
angle. Mounted in the front end of the box is a double convex lens like that in meters. Most modern SLRs have electronically triggered shutters;
a photographic camera. Light from the object or scene is transmitted through apertures, too, may be electronically actuated or they may be adjusted
the lens. The mirror reflects this light upward to ground glass screen on the manually. Increasingly, camera manufacturers produce SLRs with
top of the box. There the light forms an image of the object or scene that can automatic focusing, an innovation originally reserved for amateur cameras.
be sketched easily. Minolta's Maxxum series, Canon's EOS series, and Nikon's advanced
professional camera, the F-4, all have autofocus capability and are
FIXED FOCUS CAMERA - The most basic of all camera, have a completely electronic. Central processing units (CPUs) control the
non-adjustable lens. Most models have a single diaphragm setting and only electronic functions in these cameras. Minolta's Maxxum 7000i has
one or two shutter speeds. Most fixed focus cameras, including many software “cards” which, when inserted in a slot on the side of the camera,
inexpensive, pocket-sized models, use 110 or 126 size film. The negative of expand the camera's capabilities.
such film require considerable enlargement, which may produce a fuzzy
image. Autofocus cameras use electronics and a CPU to sample
In general, a fixed focus camera can take satisfactory photographs automatically the distance between camera and subject and to determine
in ordinary daylight but not in dim light, because its lens does not admit much the optimum exposure level. Most autofocus cameras bounce either an
light. The camera may produce a blurred picture is moving or less than two infrared light beam or ultrasonic (sonar) waves off the subject to determine
meters away. Many fix-focused cameras can take flash pictures. distance and set the focus. Some cameras, including Canon's EOS and
Nikon's SLRs, use passive autofocus systems. Instead of emitting waves or
Disposable cameras are a kind of fixed - focus camera that beams, these cameras automatically adjust the focus of the lens until
combine a plastic lens, a shutter, a film in one small box. The entire camera is sensors detect the area of maximum contrast in a rectangular target at the
taken to the photo laboratory when the roll of film has been exposed. centre of the focusing screen.
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unlike that of most general-purpose cameras, is adjustable. The front and rear advantage of this system is the convenience and speed of the
standards can be shifted, tilted, raised, or swung, allowing the photographer results. Special film used in conjunction with the camera is
unparalleled control of perspective and focus. designed to develop itself, and represents one of the more
recent chemical revolutions in photography.
It is the largest and most adjustable type of camera. Most have
accordion like body, with a replaceable lens in front. They have a large Reflex cameras use mirrors to form an image of the scene to
viewing screen instead of a viewfinder. Most models have an adjustable be photographed in the viewfinder. The 35-mm single-lens
diaphragm and shutter speed. View cameras must be mounted on a stand for reflex (SLR) camera is one of the most popular cameras on the
efficient operation. market today because of its compact size, speed, and
versatility. Most models offer a combination of automatic and
A photographer focuses a view camera by moving the lens end or manual options.
the back end of the camera forward or backward to produce a sharp image. A
view camera can provide artistic distortions of subjects more effectively than
any other kind of camera.
Box cameras like this “Brownie” were the earliest cameras LENS – The lens of a camera consist of one or more glass or
used by the general public. Relatively simple in design and plastic disk with flat, concave, or convex surfaces, each disk is called element.
operation, they consisted of a wooden or plastic box, a drop- The purpose of the lens is to focus light on the film. The focal length of the
blade shutter, and a holding device for the film. Modern box lens is the distance between the optical center and the film. For any given film
cameras are similar to early models, generally featuring only size, the shorter the focal length is, the greater the field of view – that is, the
one shutter speed and one opening; the very easy operation greater the area covered in the picture. Focal length also affects depth of field
makes it a popular camera among casual photographers. – the amount of the foreground and background that will be in sharp focus in
the picture. The shorter the focal the greater is the depth of field.
The Polaroid, or instant, camera delivers a finished print
directly following exposure. Although most models are Lenses of various focal lengths can be used interchangeably on
somewhat larger than the standard personal camera, the some cameras, allowing the photographer to vary the field of view without
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taking the camera to a different position. A zoom lens has an adjustable focal
length and stays focused on one object as its focal length is change. The shutter, a spring-activated mechanical device, keeps light from
entering the camera except during the interval of exposure. Most modern
The light power of the lens is determined by the ratio of its focal cameras have focal-plane or leaf shutters. Some older amateur cameras use a
length to its effective diameter (the effective diameter is equal to the diameter drop-blade shutter, consisting of a hinged piece that, when released, pulls
of the aperture - the circular opening that controls the amount of light that across the diaphragm opening and exposes the film for about 1/30th of a
passes through the lens). The ratio expressed with the symbol f/, is called the second.
f- number. The larger the aperture in relation to the focal length, the smaller is In the leaf shutter, at the moment of exposure, a cluster of meshed blades
the f- number. springs apart to uncover the full lens aperture and then springs shut. The focal-
plane shutter consists of a black shade with a variable-size slit across its
SHUTTER – The shutters on most cameras can be adjusted to width. When released, the shade moves quickly across the film, exposing it
different shutter speeds. The shutter speed means the length of time the shutter progressively as the slit moves.
is open. This might be several seconds ( or even hours if you are
photographing a night sky ) or one thousandth of a second or even less with DIAPHRAGM – The diaphragm changes the size of the aperture
special cameras. Most cameras have a shutter speed dial showing speeds from of the lens. Like a shutter with valuable speed, a diaphragm regulates the
one second to, for example, one thousand of a second. The dial is set to the amount of light reaching the film. The diaphragm also affects depth of field –
speed the photographer wants. Of course, the faster the shutter speeds the the smaller the aperture the greater the depth of field.
shorter the time the shutter is open and the smaller the amount of light let in.
Shutter speed are arrange so that each setting will let in half the amount of The diaphragm controls the size of the aperture in the same way as
light let it half the amount let in by the one below it and twice the amount of the iris of the eye, if you look at a cat’s eye when it comes in out of the
the one above it. There is usually also a time exposure setting so that the darkness you will that the irises have contracted to make the pupils bigger.
shutter can be left open for minutes or even hours in certain conditions. After a few moments in a bright light the irises expand and cause the pupils to
become much smaller. The aperture of the camera must also be larger in dim
The shutter is a device that prevents light from reaching the film light and smaller in bright light.
until the photographer is ready to take a picture. When a lever or button is The diaphragm is usually a ring of overlapping metal leaves, which can be
released or button is pushed, the shutter is released, and a spring or magnet adjusted. The control settings for the diaphragm are referred to as f – stops
snaps its aside, exposing the film to light for a certain light of time. The length and going from one f – stop to the next reduces the amount of light by one
of time is adjustable on all but the simplest camera,, it ranges from one second half. The common setting are f /2.8, f/4, f/5.6, f/8, f/11, f/16 and f/22.
to 1/1000 of a second or less. Most adjustable cameras are capable of making
time exposure – exposure of more than one second. Typically, time exposure The diaphragm usually consists of a series of movable blades
is made by using a special shutter setting marked “T “(FOR TIME) or “B’ attached to a supporting ring. Its various positions are called stops, or f –
(FOR BULB) referring to a shutter release device used with early cameras. stops. The diaphragm is controlled by a hand operated ring or lever, or by
automatic electromechanical device. Simple cameras do not have diaphragm,
An adjustable speed shutter is one of two devices a camera has to so the aperture can not be changed.
permit the photographer to regulate the amount of light reaching the film ( the
diaphragm is the other ) At a given aperture setting, a small shutter speed will Most cameras with diaphragms have a series of standard f- stop
let more light reach the film than a fast shutter speed. However, the lower the numbers marked on the lens mount, in some cameras, theses numbers are also
shutter speed, the greater is the chance that the image on the film will be visible in the viewfinder. At each succeeding stop, the lens admits half as
blurred by the movement of the subject or camera. Some cameras have much light as at the previous one.
electronic shutter control. After the shutter is released the control uses a light
sensing device called a photocell to determine when enough light has been As the shutter speed is increased, the aperture must be larger, if the
received for a proper exposure and it then it closes the shutter automatically. same amount of light is to reach the film. The amount of light reaching the
film is the same at f/8 and 1/500 of a second as at f/11 and 1/250 ( the setting
The shutter is located behind the lens, between the elements of the of f/8 provides twice as much light f/11, but the shutter speed of 1/500
lens (between the lens shutter) or immediately in front of the films (focal provides half as much light as 1/250).
plane shutter).
In taking pictures, a photographer will often select a particular
shutter speed and then adjust the f – stop for getting the proper exposure or the
photographer will select a particular f-stop and then adjust the shutter speed.
FILM ADVANCE LEVER A camera lens is a transparent material made of glass or plastic,
FILM REWIND CRANK which has two opposite symmetrical and spherical surfaces. A lens is also a
FILM REWIND KNOB piece of transparent material that has at least one curved surface. The lenses
FILM TAKE-UP SPOOL refract (bend) light rays and in doing so can form images of an object. The
image maybe larger, smaller or the same as the object itself.
SHUTTER SPEED DIAL – Controls the opening and closing of
the shutter, regulates the quantity of light that reaches and affects the
sensitized material, a dial which sets the length of time in which the light is The lens, which must be focus at the object at the time of picture
allowed to enter the camera. taking, is one of the most important parts of any camera. The function of the
lens is to focus the light coming from the subject. It operates more or less in
SHUTTER RELEASE BUTTON – The “click” of the camera the same way as the lens of the eye. It is chiefly responsible for the sharpness
that releases the shutter of the image formed through which light passes during the exposure of the
sensitized materials inside the camera. The area of the lens may large or small
FOCUSING MECHANISM – The mechanism that estimates the during the exposure of the sensitized materials depending upon the light
appropriate objects distance from the camera to form a sharp or clear image coming from the subject to be pictured. The quantity and quality of the light
on the photograph. coming from the subject depend upon the light source. Should the light be too
great, the area of the lens maybe reduce with the focal number adjustment.
FOCUSING RING – The outer ring of the lens which is rotated or The smaller the area of the lens the greater is the numerical value of the focal
adjusted to obtain a clear and sharp photograph and it enables the number. The greater the focal number numerically the less light will pass
photographer to adjust focal range. through the lens but more distance will appear in reasonable sharpness.
F-STOP RING The higher the numerical value of the shutter speed, the shorter
F-NUMBERS will be the duration of the opening and closing of the lens. As an effect only
ASA DIAL/SHUTTER SPEED DIAL small amount of light will pass through the lens.
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The ability of a lens to bring light to a focus or make it diverge
Artificial lenses are made of various transparent materials such as derives from the fact that the velocity of light changes as the light passes
glass, plastics or crystals. Quartz crystals are used to refract ultra violet light, through different materials. Thus when a ray of light leaves the atmosphere
which a very short wavelength. and enters a lens, it slows down. According to the angle at which it strikes the
lens surface, it is refracted – that is, it changes direction. The ratio of velocity
Interchangeable lenses allow a photographer to capture a variety of light in air to its velocity in the lens material is called the index of
of pictures that would otherwise be difficult or impossible to obtain with a refraction of the material.
single camera. For instance, a zoom lens may be used to photograph
individual drops of dew on a spider’s web. A telephoto lens might be used to A lens refracts light rays in such a way that on of three things will
shoot a close-up view of a dangerous or easily frightened wild animal. Other occur:
options provided by special lenses include wide-angle lenses such as the 1. The rays will come together at a point.
fisheye lens, which curves outward to show a view of 180 degrees or more. 2. The rays will produce an image.
3. The rays will move in parallel lines or in diverging lines.
The lens is as important a part of a camera as the body. Lenses are
referred to in generic terms as wide-angle, normal, and telephoto. The three A LENS can be used to focus the light onto the film to produce a
terms refer to the focal length of the lens, which is customarily measured in bright, clear and sharp image. The hole behind the lens is called the aperture
millimetres. Focal length is defined as the distance from the centre of the lens and on many cameras the size of the hole or aperture can be altered. The
to the image it forms when the lens is set at infinity. In practice, focal length length of time that the light is allowed to enter the camera is called the
affects the field of view, magnification, and depth of field of a lens. exposure and is controlled by the shutter. In its normal position the shutter is
closed and prevents the light entering the camera. Both the diaphragm and the
Cameras used by professional photographers and serious amateurs shutter need to be adjusted according to the amount of light that is available
are designed to accept all three lens types interchangeably. In 35-mm for taking a photograph.
photography, lenses with focal lengths from 20 to 35 mm are considered
wide-angle lenses. They provide greater depth of field and encompass a larger All photographic lenses do the same basic job. Collect light rays
field (or angle) of view but provide relatively low magnification. Extreme from a scene in front of the camera and project them as images unto the film
wide-angle, or fisheye, lenses provide fields of view of 180° or more. A 6-mm at the back. However, the choice of lenses also plays a very important role in
fisheye lens made by Nikon has a 220° field of view that produces a circular the creative aspects of photography.
image on film, rather than the normal rectangular or square image.
Lenses with focal lengths of 45 to 55 mm are referred to as CAMERA LENSES CAN BE USED TO CONTROL THE
normal lenses because they produce an image that approximates the
perspective perceived by the human eye. Lenses with longer focal lengths, 1. Amount of light that reaches the film.
called telephoto lenses, constrict the field of view and decrease the depth of 2. Magnification of the image.
field while greatly magnifying the image. For a 35-mm camera, lenses with 3. Lastly, area of the image to be recorded on the film.
focal lengths of 85 mm or more are considered telephoto.
A fourth generic lens type, the zoom lens, is designed to have a IMAGE FORMATION
variable focal length, which can be adjusted continuously between two
fixed limits. Zoom lenses are especially useful in conjunction with single- The focal length of a single lens is the distance from the lens to the
lens reflex cameras, for which they allow continuous control of image point at which incoming parallel rays focus. Light converged in the manner
scale. can produce a real images, that is, an image that can actually be projected onto
screen. In a negative lens, rays do not actually come to a real focus but appear
History of Lenses to originate from a point called the virtual focus.
The early history of lenses is unknown. In 1845, an archeologist
uncovered in what is now Iraq an ancient rock crystal ground to form a small TYPOLOGY OF LENSES
convex lens, but there is no evidence that lenses were widely known or used
in ancient time. An early investigation of the principles of lenses was made in There are two types of lenses, the converging and diverging lens.
the 11th century by Alhazen, a Persian physicist. Spectacles with convex As to converging lenses we have the double convex, Plano convex and the
lenses were in common use both in Europe an din China as early as the 13 th concavo-convex. Under diverging lenses we have double concave, Plano
century. concave and the concavo concave.
How Lenses Are Made A convex lens is thicker in the middle than at the edges. When
parallel rays of light pass through this type of lens, they are bent inward and
The refraction of light is always the same under identical meet at a point called the focus. The distance from the center of the lens to the
circumstances, allowing physicist to draw up mathematical laws of optics. focus is known as the focal length.
These laws are use in determining the shape of a lens for a particular purpose.
The shape is computed mathematically and is expressed by a formula that The size, position, and type of image produced by a converging
guides the lens maker in his or her work. lens vary according to the distance of the object from the lens. If an object is
more than one focal length from the lens, an inverted real image of it is
The glass used for a lens is of the highest quality. It is first molded formed on the opposite side of the lens. Light rays from the object pass
into blanks, which are disk about the size of the finished lenses. A lens is through a real image and can be focused on a screen. When an object is
formed by grinding and polishing a blank into shape. Grinding operations are located a distance of two focal lengths on a converging lens, the image is the
performed by revolving dish-shaped devices coated with abrasives. The first same size as the object and is located on the opposite side of the lens. A
grinding, with a carborundum abrasive, gives the lens its general shape. Later, smaller image of the object can be obtained by moving the objects by more
grindings with finer and finer abrasives give it its final shape. The lens is then than two focal lengths from the lens. Placing the object between one and two
polished with rouge (fine ferrous oxide) and cut to the proper size. focal lengths from the lens can produce a larger image.
Principles of Lens Action If the object is less than one focal length from the lens, no real
image can be formed. Instead a magnified virtual image is formed behind the
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object and is right side up. Light rays from the object do not pass through a Simple lenses generally produce aberrated (imperfect) images.
virtual image, and such an image cannot be focused on the screen. This imperfection in image formation can be reduced using
compound lenses.
Lens speed refers to the largest opening of the diaphragm that the
light can pass through it determines the maximum intensity of the light
entering the light tight box.
A. FAST LENS – Lens with high lens speed, a high lens speed is
used during nighttime or in dark room.
B. SLOW LENS – lens with low lens speed, used during daytime or
where the room is very bright.
A convex lens has a thick centre and thinner edges. Light
passing through a convex lens is bent inward, or made to converge. This
causes an image of the object to form on a screen on the opposite side of
the lens. The image is in focus if the screen is placed at a particular
distance from the lens that depends upon the distance of the object and the TYPES OF LENSES BASED ON THEIR FOCUS
focal point of the lens. This diagram shows how rays of light starting from
a point, O, on the object, strike the lens and are then brought to focus at Focus: the means by which the object distance is estimated or
another point, I. The same applies to every point on the object, as is shown calculated to form sharp images.
by the pair of points P and J; thus an image, exactly similar to the object is It also refers to the point at which light rays converge. It is the
built up. point where a set of lights rays converges after passing through a lens or other
optical arrangement. It also refers to the point from which rays appear to
1. SIMPLE CONVEX – convexo – convex diverge, the place where the visual image is clearly formed, as in the eye or a
2. SPECIAL CONVEX – special positive lens camera. The point of principal focus is called focal point.
a. – Plano – convex
b. – convexo – concave Focusing is the process of changing the distance between the
centers of the lens to the focal plane. It is the technique of adjusting the focal
2. CONCAVE LENS – DIVERGING LENS length to get the sharp image of the object or scene to be photographed.
Concave lens or negative lens spreads the light depends on the Infinity refers to the distance so far removed from the observer
amount of curved on the faces of the lens. The distance between the lens and that the rays of light reflected to a lens from a point at the distance maybe
the image it produces is called the FOCAL LENGTH. The shorter the focal regarded as parallel. It is a distance setting on a camera focusing scale, beyond
length, the smaller the image. The greater the curvature of the faces of the which all objects are in focus.
lens, the shorter its focal length will be. Lens that posses at least one surface
that curves inward. It is a diverging lens, spreading out those light rays that REAL FOCUS – the point of convergence of the light rays.
have been refracted to it. Concave lens is thicker at the edges than they are at VIRTUAL FOCUS - the point where diverging rays would meet
the center. Light rays passing through a diverging lens are bent outward. if their direction were reversed.
Diverging lens form only virtual image.
1. SIMPLE CONCAVE – concavo – In terms of focus, there are two types of lenses sold today:
concave - Biconcave lens (with both
surfaces curved inward) 1. AUTO FOCUS – are the predominant types to the market.
2. SPECIAL CONCAVE – special negative AFLSR’s focus using a phase detection system that slits the
lens incoming light into two or more parts and compares them to
a. Plano - concave – lens with one flat surface and one concave. determine the amount of DEFOCUS. AF is not perfect, but the
b. Concavo – convex technology has greatly improved since the first AF lenses made
their appearance. As it is, sometimes this phase detection system
can have difficulty with dim lighting and fast – moving objects, but
they are more accurate than the infrared systems found on point
and shot cameras.
2. MANUAL – FOCUS LENSES – YOU SIMPLY TURN THE
FOCUSING RING BY HAND UNTIL THE SUBJECT IS
SHARP IN THE VIEW FINDER. Although AF lenses dominate
the market today, nearly all interchangeable AF Lenses allow the
user to over ride the AF mode with the manual focus option. These
lenses usually have a switch on the barrel, so that you can choose
one or the other to suit the shooting circumstances.
3. COMPOUND LENSES 1. Normal Lens – A lens with a focal length equal to the diagonal
measure the image area. The image area of 35 mm camera is
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24x36 mm, thus a normal lens for any 35 mm SLR is 50 mm 6. Zoom Lenses – The macro zoom is relatively new in both long
international standards, 50 mm lens may have an actual focal and short-range classes. By turning a ring on the lens barrel, you
length of 48 – 52 mm, and the normal lens has a picture angle of 5 are able to focus as close as three four inches and still use zoom
degrees that correspond to the viewing angle of the human eye. capability. Such lens gives you close – ups as well as variable focal
lengths. and the macro zoom is taking this field. A final zoom
CHARACTERISTICS: category is the variable- focal length lens that operates in the same
Optimum area coverage than any lens type. manner as the zoom.
Minimum distortion and fewer common lens defects.
Angle of view equal to 75 degrees but not less than 45 7. Special Purpose Lenses – Two special- purpose lenses in
degrees. particular should be familiar to you. The first is adjustable through
movement of the front portion up and down for perspective control
2. Wide Angle Lens – The wide-angle lens has a shorter focal length (PC). Architectural photographers benefit using a PC lens that
than the normal lens. As a result, it covers a picture angle of 60 – offers some control of perspective similar to the using the tilting
90 degrees. It enables photographing a widely extended scene from front and back of a view camera.
a close proximity or within a confined area. The range for wide
angles for 35 mm SLR cameras includes 8mm, 24mm, 28 mm, and The other lens, a guide-number (GN) lens, includes a diaphragm
35 mm. The 28 mm and 35 mm are the most important for general mechanism that changes aperture as the lens is focused to
wide angle for police work. synchronize exposure and distance with specific flash attachment
on the camera. A GN lens can be handy, but the use of automatic
CHARACTERISTICS: electronic flash unit would make the GN lens unnecessary.
Reduced scale but increases area coverage compared
with any lens at the same distance. Incidentally, a number of compact 35 mm range finder cameras
Increased deep perception at a given scale. with fixed (non interchangeable) lenses are guide- number
Increased distortion toward the edges of the negative equipped. As a flash unit slips into the accessory shoe on top of the
material. camera a small pin is activated that synchronizes change of
Reducing illumination from the center toward the edges aperture with focusing. In this way distant subjects are
of the negative material. photographed through wider f tops than close ones, giving the
Angle of view exceeds 75 degrees. effect of exposure automation.
3. Telephoto Lens – as telephoto lens, or long focus lens has a longer 8. Add – On Teleconverter Lenses – Add-on lenses. Principal
focal length and provides a close up image of a distant object. In among add- on lenses is the fishnet lens that is screwed into the
contrast to the wide-angle lens, the telephoto lens covers a small front of a normal 35 mm camera lens, offering a super wide effect
field of view and a shallower depth of field. Because of shallow for less cost than a separate fisheye lens.
depth of field, there will be lack of sharpness of the subject focus
areas in the photograph to be produced. Another characteristics of FOCUSING THE LENS
the telephoto lens is production of flat composition, far objects
appear enlarged while near objects do not appear proportionally It is important to have the lens at the right distance from the film
large. otherwise the image of an object point will be seen as a circle which is blurred
in appearance. The permissible diameter of this circle or disc must be small
CHARACTERISTICS: enough under certain viewing condition to make impossible to distinguish it
Increase scale but reduced area coverage compared to from a point. The image will be seen sharp as long as this circle appears to the
any lens type. eye as a point. The diameter of the circle that can be accepted varies with the
Decreased depth perception. application. The acuity of the vision of the eye and the condition under which
Image quality usually deteriorates which is apparent the print is viewed (contact or enlargement or projected).
when subject is in great motion.
Angle of view less than 45 degrees. For a pinhole camera no focusing is required because the aperture
is too small that such produces a point image of an object point. The image is
Lenses beyond 58 mm are included in the group of telephoto almost equally good over a very wide range of positions of the film.
lenses. For identification shots in police works, lenses of 85 to 135 mm focal
length are frequently used. Long tele lenses are those beyond 200 mm. For a lens camera to produce a sharp image must be focused at the
subject. When the camera lens is being focused at the subject one can
4. Super wide Angle Lenses – In this category are fish eye lenses observed that the lens travels back and forth from the film. The lens must be
with a 180 degrees angle of view. Focal lengths run from an focused at the object point to produce an image point instead of a visible circle
amazing 6 mm to about 18mm. F stop ranges begin at F 1.8 but of light.
average f 3.5 and f 4.
The question is how an object point pictured as an image point by
5. Macro Lenses – The word macro is derived from the Greek word focusing the lens? Why are not all objects at different distances from the lens
and means, “ to enlarge “. In photographic terms, a macro lens is sharp in the picture? The light bending ability of any one lens is constant that
designed with extended focusing capabilities to shoot a few inches is the light is bending to the same degree.
from a subject. A lens used for close up photography particularly
in taking pictures in minute objects. Using a macro lens, the GATHERING POWER OF LENS
subject being photographed will appear bigger than its actual size.
This group of lens is most helpful in fingerprint work, in recording The light gathering power of lens that is express F/ number system
evidences such as pollen grains, hair, fiber and the like. is equal to the ratio of the focal length of the lens to the diameter of the
aperture. It is otherwise called the relative aperture. A lens does not perform
Two Main Types of MACRO LENS: the same at all apertures. If an f/2 lens is being used its widest aperture, it will
have less depth, poorer resolution and coverage at the corners that if this same
- One is meant to be used on a held tripod mounted camera and lens were field stopped down to the point of best resolution.
ranges from 40 mm to about 90 mm with the average about 25
mm. It is important to differentiate between sharpness at the corners of
- The other type is either a wide angle or a lens with a focal length the field and illumination at these same points. Some lenses will give a
with 100 mm or more and is designed with a close up bellows needle-sharp image across the entire slide, but lack of coverage will cause a
attachment to the camera. The longer lenses give a larger image darkening at the corners. Conversely, there are those lenses that will give
and are most suitable for static subjects and painstaking unsharp images at the corners although the illumination supplied by the lens is
photography. absolutely uniform and no darkening will take place.
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In most modern high-quality cameras performance at the center of 5. Curvature of Field
the field is a seldom a problem at any aperture; it’s the edges that make the 6. Distortion
difference. In the case of both illumination and sharpness, the point of best
performance usually occurs when a lens is stopped down from two to three SPHERICAL ABERRATION
stops. Actually, this optimum diaphragm setting gives the greatest amount of
sharpness, brilliance, and gradation over the entire field. Aberration Geometrical optics predicts that rays of light
emanating from a point are imaged by spherical optical elements as a small
When a lens, even a fine lens is used at its widest aperture, the blur. The outer parts of a spherical surface have a focal length different from
extreme edges of the lens are being used to form part of the image. These that of the central area, and this defect causes a point to be imaged as a small
edges are major source of aberrations. Stopping down prevents these aberrated circle. The difference in focal length for the various parts of the spherical
rays from reaching the film; it might seem logical, then, that the further the section is called spherical aberration
lens is stopped down, the better. This is not the case, here’ what actually
happens. As the lens is stopped down, further and further, the opening gets Spherical Aberration is found in all lenses bounded by spherical
smaller and smaller. When the opening gets so small two things happen. First aberration / surfaces. The marginal portions of the lens bring rays of light to
of all the opening gets so small that the thickness of the diaphragm leaves shorter focus than the central region. The image of a point in space is
approach the diameter of the opening. When this happen, the edges of the therefore not a point, but a blur circle. Spherical aberration is the focusing at
diaphragm become a refractive unit and a general loss of sharpness occurs. A the different parts of spherical lens. This aberration occurs because light
second phenomenon of a completely stopped down lens is shift of focus. hitting the outer parts of the lens is bent more sharply and comes to a focus
Since the image that strikes the film is made up of light from all portions of sooner than that passing through the middle. In spherical aberration, the image
the lens, and the lens is actually set for the focus of the rays passing through is blurred because different parts of a spherical lens or mirror have different
an area about 1/3 from its center. In many lenses the point of focus between focal lengths.
these extreme central rays that provides most of the illumination (1/3 from the
center) fall at different points, hence a loss of sharpness due to apparent shift When parallel marginal rays and axial rays passing through a
of focus. simple lens focus at several planes along the optical axis.
No lens is perfect in every respect. Usually a lens maker tries to All lenses (single) made of one material refract rays of short
find the best compromise among such qualities as sharpness of definition, wavelength more strongly than those of longer wavelenght and so brings blue
speed of light transmission, simplicity of construction and others. Special more to a shorter focus than red. The result is that the image of a point white
purpose lenses however are computed for a single purpose only and in order light is not a white point, but a blur circle bordered with colors.
to achieve the maximum of usefulness in one special field, other qualities are
sacrificed. Chromatic aberration is the failure of different colored light rays to
focus after passing through a lens, focusing of light of different colors at
Except, the very finest lenses, traces of the following common lens different points resulting in a blurred image. When white light, which consists
defects will be found in all, such as chromatic aberration, spherical aberration, of colors, passes through a lens, the lens bends the rays. The rays then cross
curvilinear, distortion, curvature of field, astigmatism and others. No camera one another on the other side. The violet rays bend more than the other colors
lens will produce defects so exaggerated as the ones which will be and focus close to the lens. The red rays bend the least and focus farther from
demonstrated. However, even considerably less pronounced fault the lens. Rays on the other colors focus at points between these two points. In
manifestation maybe enough to produce fuzziness, which usually becomes chromatic aberration the image is surrounded by colored fringes, because light
more severe toward the edges of a picture. at different colors is brought to different focal points by a lens.
ABERRATION in optics, is the failure of light rays to focus The inability of a lens to bring the different wavelengths (colors)
properly after they pass through a lens or reflect from a mirror. Proper focus of white light to a focus on the same plane. Because the index of refraction
occurs when the light rays cross one another at a single point. ABERRATION varies with wavelength, the focal length of a lens also varies and causes
occurs because of minute variations in lenses and mirrors, and because longitudinal or axial chromatic aberration. Each wavelength forms an image
different parts of the light spectrum are reflected or refracted by varying of a slightly different size, giving rise to what is known as lateral chromatic
amounts. aberration. Combinations of converging and diverging lenses and of
components made of glasses with different dispersions, help to minimize
ABERRATION also defined as an optical imperfection chromatic aberration. Mirrors are free of this defect. In general, achromatic
responsible for image distortion. It can be avoided by combining several lens combinations are corrected for chromatic aberration for two or three
lenses and by elimination of marginal rays refracted through the outer edges colours.
of the lens. Lenses or mirrors that are sections of spheres produce spherical
aberrations. If a beam of parallel rays reflects from a concave mirror, the rays ASTIGMATISM
that reflects from the center of the mirror cross one another at a single point.
The rays that reflects far from the center cross at points closer to the mirror Astigmatism is the defect in which the light coming from an off-
surface. The imaginary line connecting these points of focus is called a axis object point is spread along the direction of the optic axis. If the object is
CAUSTIC. a vertical line, the cross section of the refracted beam at successively greater
distances from the lens is an ellipse that collapses first into a horizontal line,
A CAUSTIC appears as a bright line if it shines on a surface. For spreads out again, and later becomes a vertical line
example, when sunlight shines through the open top of a glass of milk and
onto the curve interior acts as a mirror. Consequently, the light reflects onto Astigmatism is the failure of a lens to produce a point image of an
the milk in a caustic curve. Without aberration, a bright spot would appear on object point. Such condition occurs when the lens surfaces are not
the milk. Convex lenses also produce spherical aberration. The light rays that symmetrical with respect to the principal axis of the lens. An extreme example
pass through the middle of the lens focus farther from the lens than do the rays would be one surface is spherical and the other is cylindrical, or when the lens
that pass through the lens of the edges. If the lens is in a camera, the image on surfaces are perfectly spherical but the beam of light from the object point
this is blurry. To sharpen the image, a camera has a small opening called a passes through the lens very obliquely.
stop. The stop allows only the rays passing through the center of the lens to
reach the film. Thus, the rays focus at one spot on the film, and the picture is In astigmatism, the image appears elliptical or cross shaped
clear. because of an irregularity in the curvature of the lens. This is the inability of
the lens to bring horizontal and vertical lines in the subject to the same plane
There are six ( 6 ) types of optical aberrations: of focus in the image.
1. Spherical Aberration The inability of the lens to project a sharply focused image of both
2. Chromatic Aberrations vertical and horizontal lines upon the same plane, at one lens to image
3. Astigmatism distance.
4. Coma
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COMA
FOCAL LENGTH
The result of differences in lateral magnification for rays coming
from an object point not on the optic axis is an effect called coma. If coma is What is focal length?
present, light from a point is spread out into a family of circles that fit into a
cone, and in a plane perpendicular to the optic axis the image pattern is comet- It is usual to think of the focal length of the lens as the distance
shaped. Coma may be eliminated for a single object-image point pair, but not from the lens center or the position of the image it forms of a distant object. It
for all such points, by a suitable choice of surfaces. is important to know that it is the focal length that determines how large an
image is formed by the lens. All lenses of the same focal at the same distance
A pear – shaped image of small circle or point near the edges of produce the same of size; whether they are called wide angle, or by any other
the image plane. names.
Coma occurs when light falling obliquely on the lens and passing The focal length of a lens can be define as the distance from the
through different circular zones is brought to a focus at different distances optical center of the lens to its focal plane, when the lens is focused upon an
from the plane film. A spot of light appears to have a tail, rather like a comet. object at infinity in practical terms, means focused on a subject a great
In come, the images appear progressively elongated toward the edge of the distance away ( 200 ft. or more ) the light rays reflected by that the subject
field of view. The term Coma was coined 1733 by French mathematician will be traveling on parallel paths, for all practical purposes, when they reach
Alexis Clairaut ( 1713 – 1765 ). the film. The photographer seldom or need not measure the focal length of a
lens, for this characteristic is almost always marked on the front of the lens
CURVATURE OF FIELD mount.
3. ANTIHALATION BACKING / COATING 1. FAST FILM – contains numerous number of large grains of silver
4. FILM BASE – Plastic film base halides that usually develop in groups; film that are very sensitive
to light. When the available is dim, this type of film is the best
Emulsions are thin, gelatinous, light-sensitive coatings on film choice because of the low reflection power of the subject against a
that react chemically to capture the color and shadings of a scene. The background. It is low in contrast but high in brightness. However,
four layers pictured above show the same image as it would appear on the use of fast speed film is not advisable due to its graininess
different emulsions in photographic film after the first stage of result.
developing. For black-and-white photographs, only one emulsion is
required, because it is the amount of light, not the colour that activates the 2. SLOW FILM – film that require longer period of time to
chemical reaction. Color film requires three layers of emulsion, each of completely expose their emulsion to light; film with fine grains of
which is sensitive to only one of the primary colors of light: blue, green, silver halides.
or red. As light passes through the layers, each emulsion records areas
where its particular color appears in the scene. When developed, the Film Speed Film is classified by speed as well as by format. Film
emulsion releases dye that is the complementary color of the light speed is defined as an emulsion's degree of sensitivity to light, and determines
recorded: blue light activates yellow dye, green light is magenta, and red the amount of exposure required to photograph a subject under given lighting
light is cyan (bluish-green). Complementary colors are used because they conditions. The manufacturer of the film assigns a standardized numerical
produce the original color of the scene when the film is processed. rating in which high numbers correspond to “fast” emulsions and low
numbers to “slow” ones. The standards set by the International Standards
Color films are more complex than black-and-white films Organization (ISO) are used throughout the world, although some European
because they are designed to reproduce the full range of color tones as manufacturers still use the German Industrial Standard, or Deutsche Industrie
color, not as black, white, and grey tones. The design and composition of Norm (DIN). The ISO system evolved by combining the DIN system with the
most color transparency films and color negative films are based on the ASA (the industry standard previously used in the United States). The first
principles of the subtractive color process, in which the three primary number of an ISO rating, equivalent to an ASA rating, represents an
colors, yellow, magenta, and cyan (blue-green), are combined with their arithmetic measure of film speed, whereas the second number, equivalent to a
complements to reproduce a full range of colors. Such films consist of DIN rating, represents a logarithmic measure.
three silver halide emulsions on a single layer. The top emulsion is
sensitive only to blue. Beneath this is a yellow filter that blocks blues but Low-speed films are generally rated from ISO 25/15 to ISO
transmits greens and reds to the second emulsion, which absorbs greens 100/21, but even slower films exist. Kodak's Rapid Process Copy Film, a
but not red. The bottom emulsion records reds. special process film, has an ISO rating of 0.06/-12. Films in the ISO 125/22
to 200/24 range are considered medium speed, while films above ISO
When color film is exposed to light by a camera, latent black-
200/24 are considered fast. In recent years, many major manufacturers have
and-white images are formed on each of the three emulsions. During
introduced super fast films with ISO ratings higher than 400/27. And
processing, the chemical action of the developer creates actual images in
certain films can be pushed well beyond their ratings by exposing them as
metallic silver, just as in black-and-white processing. The developer
though they had a higher rating and developing them for a greater length of
combines with dye couplers incorporated into each of the emulsions to
time to compensate for the underexposure.
form cyan, magenta, and yellow images. Then the film is bleached,
leaving a negative image in the primary colors. In color transparency film, DX coding is a recent innovation in film and camera
unexposed silver-halide crystals not converted to metallic silver during the technology. DX-coded cartridges of 35-mm film have printed on them a
initial development are converted to positive images in dye and silver characteristic panel corresponding to an electronic code that tells the
during a second stage of development. After the development action has camera the ISO rating of the film as well as the number of frames on the
been arrested, the film is bleached and the image fixed on it. roll. Many of the newer electronic cameras are equipped with DX sensors
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that electronically sense this information and automatically adjust The light sensitivity of the film is also known as the FILM SPEED. Speed of
exposures accordingly. the film is determined through the numerical film speed labels given by the
film manufacturer. There are two classical speed ratings that became popular:
Differences in sensitivity of a film emulsion to light depend on
various chemical additives. For example, hypersensitizing compounds 1. ASA (American Standard Association) rating - This is expressed in
increase film speed without affecting the film's color sensitivity. High- arithmetical value system. The speed in numbers is directly
speed film can also be manufactured by increasing the concentration of proportional to the sensitivity of the material. A film with an
large silver-halide crystals in the emulsion. In recent years, a generation of arithmetical value of 400 is four times as fast as one with a speed
faster, more sensitive films has been created by altering the shape of of 100.
crystals. Flatter silver-halide crystals offer greater surface area. Films 2. DIN (Deutche Industrie Norman) rating – This is expressed in
incorporating such crystals, such as Kodak's T-grain Kodacolour films, logarithmic value system. In this system, an increase of 3 degree
have a correspondingly greater sensitivity to light. doubles the sensitivity of the film.
The grain structure of faster films is generally heavier than that
ISO rating (International Standards Organization) –
of slower films. Grain structure may give rise to a mottled pattern on prints
combination of ASA and DIN rating. The higher the
that have been greatly enlarged. Photographs taken with slower-speed film
ISO number, the more sensitive the film to light and the
appear less grainy when enlarged. Because of the small size of their silver-
pictures can be taken indoors or in dim light condition.
halide grains, slow-speed films generally have a higher resolution—that is,
they can render fine details with greater sharpness—and can produce a ISO 100-200 – film for general purpose
broader range of tones than fast films. When tonal range and sharpness of
detail are not as important as capturing a moving subject without blurring, One film maybe rated ISO – 100, and another film ISO- 200. This
fast films are used. means that the 200 films are twice as fast ( twice more sensitive to light ) than
the ISO-100 film. Hence, it would only require half the amount of light to
produce a satisfactory negative. Each time the film speed is doubled, it is
Types based on SPECTRAL SENSITIVITY (color sensitivity) equal to one f / stop higher. For instance, in the example given, if ISO-1 is
exposed at f / 8, then ISO-200 should be exposed at f / 11 to produce the same
Spectral sensitivity – responsiveness of the film emulsion to the negative image quality. Any film above ISO-200 can be considered grain. The
different wavelength of light source. suggested uses of the following film exposure under varying conditions are:
1. MONOCHROMATIC FILM – film that is sensitive to a single 1. ISO – 25 – slowest speed that natural condition will permit, for
color of light (for white and black) best color and sharpness.
a. BLUE SENSITIVE FILM – a film specially treated 2. ISO – 100 to ISO – 200 – for general purpose
that makes it more sensitive to blue rays of light 3. ISO – 100 – slow speed film; needs sufficient light and low shutter
b. ULTRA-VIOLET SENSITIVE FILM – sensitive to speed; has fine grains of silver halides; produce sharp image.
UV rays only 4. ISO – 200 – twice as fast and as sensitive as ISO – 100; has large
grains; produce large sharp image.
2. PANCHROMATIC FILM – sensitive to ultra-violet rays, and all 5. ISO – 400 – for dim light or with moving subject
light found in the visible spectrum, especially to blue and violet 6. ISO – 1000 and up – for extremely low light conditions or for fast
light. It is suitable for general use in the preparation of black and moving objects
white photography because it produces the most natural
recording of colors. When DX is attached to the film speed, it means that
the film automatically sets the film speed dial (ASA
Panchromatic films are further sub classified according to their dial).
degree of sensitivity to each primary colors or light. There are three classes of E. FILM SIZE
panchromatic film. They are the following:
1. 110 – for cartridge loading pocket cameras
a. Process Panchromatic Film – permit short exposures 2. 126 – for older and larger cartridge loading type
under average lighting condition and has the 3. 120 – variation of the 2.25 inch-wide roll film that was first
advantage of fine grain structure. introduced for box cameras a decade ago and now used in
b. Grain Panchromatic Film professional medium format cameras like the Hasselbald or
c. High Speed Panchromatic Film – designed originally Mamiya.
for photographing objects under adverse lighting 4. 135 – commonly known as the mm. so named because the film is
condition. 35 mm wide
5. 220 – the same with 120 but twice as many exposure
Contrast of the panchromatic film usually varies with the color of
the light and using filters can attain proper contrast in photograph. FILM AND LIGHT
3. ORTHOCHROMATIC FILM – film that is sensitive to UV rays, An alteration in the spectral response of a photographic material
blue and green colors, but not to red. Red portions are recorded brought about by a change in the spectral distribution of energy in the light
as dark tones, while green and blue parts appear as light tones source used for exposure is a difference in a relative brightness in which
when printed. This type of film is popular in the market as the different colors are reproduced by the photographic material.
KODALITH FILM.
4. INFRARED FILM – a special type of film that is sensitive to A comparison of the relative brightness in which the different
infrared and ultra-violet radiation (radiation beyond the human colors of the original are produced by two light sources shows that the
eye’s sensitive). It is also sensitive to all the colors found in the employment of tungsten illumination with its greater abundance of long wave
visible spectrum. Although the infrared film is sensitive to blue radiation, has resulted in yellow, orange and red being produced relatively
color, a red filter can exclude the blue color. The red filter lighter, and violet and blue darker, than with sunlight. The relative brightness
transmits only long red and infrared radiation. IR film is useful in in which different colors are reproduced depends on the distribution of
penetrating haze because of its longer wavelength. In spectral sensitivity with the particular light source used for the exposure. The
Investigative Photography, it is useful in laboratory analysis of greater the effective sensitivity in any particular part of the spectrum, the
questioned documents, in discovering old ( or faded ) tattoos greater the density of the negative and the lighter the tone of gray in which the
under the skin, and in the construction of camera types. corresponding color sensation is represented in the print.
EMULSION SPEED – the sensitivity of the film to light; the Photographic exposure is defined as the product of illumination
extent to which emulsion is sensitive to light. and time. The unit of exposure is usually in meter candle second which is
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equivalent to exposure produced by a light source of one candlepower, in the VIEWING FILTER – Are designed to show by direct
second at a distance of one meter from the surface of the sensitive material. observation the relative values in which colors will be reproduced by a
particular type of sensitized without or with a given filter.
When light is brought in its focus by the camera lens and strikes
the front surface of the film emulsion, a number of tiny crystals of light NEUTRAL DENSITY FILTER – Are used to reduce the light
sensitive silver halide rendered developable forming later the image is known intensity to prevent over exposure.
as the latent photographic image. This image becomes visible by chemical
development. This image conforms to the shape of the object points in the POLARIZING FILTER – Are used primarily to control light
subject according to the capability of the lens and film. reflected from highly polished surfaces, metallic objects and others.
While at this point the light had done all that it has to do, however The Principle of Color Filters
it continue to penetrate the emulsion layers throughout whose depth lie
suspended millions of other light sensitive halide crystals. As the ray moves Objects are distinguished from their surroundings by the contrast,
deeper and deeper into the emulsion, it moves farther and farther away from which may be the result of a difference in brightness or color. At times parts
its original point of entry into the emulsion, and parts are scattered off in of a subject may differ slightly in brightness yet the contrast due to difference
every direction. During this travel it has struck and therefore made in color is very marked to the eye. For example red and green colors show a
developable, many more light sensitive crystals than it originally affected to striking difference to the eye yet when photograph on a panchromatic film the
form the latent image at the surface of the emulsion. Finally, it bumps into the brightness difference is very slight to be notice by the eye. To show the
anti- halation backing and is absorbed. difference the use of a green filter will render the green color lighter and the
red color darker (in the print or positive).
FILTERS To render a color lighter in effect than it would appear, a filter,
which selectively transmits light of the same color, should be used. To render
Filters made of gelatin or glass; filters are used in front of a a color darker a filter, which absorbs the color, should be used. To transmit
camera lens to alter the color balance of light, to change contrast or means to allow or to pass through while to absorb means to stop partially or
brightness, to minimize haze, or to create special effects. In black-and- wholly.
white photography, color filters are used with panchromatic film to
transmit light of the matching color while blocking light of a contrasting Filter Factor
color. In a landscape photograph taken with a red filter, for example, some
of the blue light of the sky is blocked, causing the sky to appear darker and
thereby emphasizing clouds. Under a blue sky, a yellow filter produces a A photographic material exposed to such filtered radiation will
less extreme effect because more blue light is transmitted to the film. The receive a small amount of light than one without any filter. To compensate for
No. 8 yellow filter is often used for outdoor black-and-white photography the loss of radiation because of the absorption of the filter, the shutter speed
because it renders the tone of a blue sky in much the same way that the should be increased or a longer time in opening and closing or wider lens
human eye perceives it. aperture, or an increase in the intensity of the light source is necessary. Filter
factors depend upon:
Conversion filters, light-balancing filters, and color- 1. Absorption characteristics of the filter.
compensating filters are all widely used in color photography. Conversion 2. The subject
filters change the color balance of light for a given film. Tungsten films, 3. The spectral sensitivity of the emulsion
for example, are designed and balanced for the color temperature of amber 4. The processing conditions.
tungsten light. Exposed in daylight, they will produce pictures with a bluish
cast. A series 85-conversion filter can correct this. Daylight film, on the The general effects of filter may be given as below:
other hand, balanced for sunlight at noon, which has a greater Color of Subject Rendered Lighter Rendered Darker
concentration of blue wavelengths than tungsten light, will have a yellow-
amber cast when exposed under tungsten light. A series 80-conversion Red Filters F, A or G
filter corrects this problem. Filter B or C-5
Green G, X-1, X-2
Light-balancing filters are generally used to make small Filter A or C-5
adjustments in color. These pale-toned filters eliminate undesirable Blue Filter A
colorcasts or add a general warming hue. Color-compensating (CC) A, F, G, or B
magenta filters can balance greenish fluorescent light for daylight or Magenta Filter F or A
tungsten film. Another type of filter, the polarizer, is used primarily to Filter B
reduce reflection from the surface of shiny subjects. Polarizing filters are Yellow Filter F or G
also used in color photography to increase color saturation. Filter C-5
Orange Filter G or A
Photographic filters maybe divided into four classes: a) color Filter C-5
filters b) viewing filters c) neutral density filters and d) polarizing filters
Filter Guide
COLOR FILTERS – Are used to control the relative tone values
in which colors are rendered by the photographic process, to lighten or G---- Deep Yellow
darkened particular colors or to obtain color separation records for color B---- Green
photography works. X-1, X-2 - - - Lighter Green
A or F - - - - Shades of Red
A color filter maybe defined as an optically homogenous filter in
which the absorption of light and transmission of light varies with the SENSITIZED PAPER (PHOTOGRAPHIC PAPER)
wavelength.
The result of photography in its final form is the photograph. The
Blue Filters – A blue filter can be used effectively when materials necessary to produce a photograph (POSITIVE PRINT) are a
photographing blood in black and white. When used outdoors as sensitized paper. It has emulsion that is coated with opaque material like
blue filters will make the sky, or any blue object appears white in paper.
photograph.
Green Filters – Are now used in place of blue filters for
A. STRUCTURE OF THE PHOTOGRAPHIC PAPER
photographing blood.
Yellow Filters – Yellow filters cut through haze to certain extent
and can be used with good results to photograph an accident on a After the process of producing the negative image is produced
hazy day. from the negative, which is a true presentation of the relative brightness of all
parts of the object and is now called a print. A print is ordinarily made on
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paper that is coated with light sensitive emulsion. This emulsion is similar to The choice of photographic paper for printing will depend upon the
the. Basic layers of printing paper are: purpose of the photographs to be made. Black and White object are usually
1. Emulsion Layer – the layer containing minute silver suspended in printed in a white base photographic paper. Reproduction of photographs
gelatin; the layer of chemical needed to reproduce the opposite would give satisfactory results if printed on glossy white photographic paper.
tone of the negative print. For portrait photograph, a cream paper base photographic paper is
2. Baryta Layer – a gelatin layer containing Baryta crystals (barium recommended and for law enforcement photography, the smooth photographic
oxide particles) to increase the reflectivity of the paper. paper is necessary so that the detail of the image appear and appreciated by
3. Base – made of hardened white paper, which must be chemically the viewers.
pure to ensure that it will not interfere with the chemical processes
to which the emulsion is subjected. Available either in single or ACCORDING TO CONTRAST
double weight paper.
No. 1 ---- No. 2 ---- No. 3 ---- No. 4
In the preparation of photographic papers, there are three important
factors to be considered, the: Photographic papers are supplied in different grades. Numbers
1. Type of emulsion and or descriptive names, # 4 or hard, # 3 or medium, # 2 or normal, # 1 or
2. Contrasting light rays and soft contrast designates them. The type of paper to be used is frequently the
3. Physical characteristics opposite in the name to the type of negative. For instance, hard paper is used
for thin, and normal paper is used for the so-called normal negative.
Each type of emulsion has its own substance and use in the
preparation of photographs. The types of emulsion use in photo papers are: ACCORDING TO PHYSICAL CHARACTERISTICS
1. Silver Chloride emulsion
2. Silver Bromide emulsion Photographic paper is made with different characteristics. They are
3. Silver Chlorobromide emulsion the combination of thickness and finish. Photographic papers are supplied
according to weight or thickness of the base, surface, color and contrast.
B. TYPES OF PHOTOGRAPHIC PAPERS
1. WEIGHT
BASED ON EMULSION USED
A. Light Weight – are used when the thickness of the
1. SILVER CHLORIDE PAPER – contains silver chloride paper is not a consideration and high degree of
emulsion; grained and produce deep black images; used for contact flexibility is necessary. Intended for purposes,
printing. Its sensitivity to light is low. Generally, the size of the which involve folding.
positive print is the same as the size of the negative used and B. Single Weight – are paper used for small print or
usually it will give blue-black tone if properly developed. print which need to be mounted on solid and fine
2. SILVER BROMIDE PAPER – contains silver bromide emulsion. details are necessary in the production. Used only
Light sensitivity of this type is faster than the silver chloride paper. for ordinary photographic purposes.
This photographic paper is used for projection printing or C. Double Weight – generally used for large prints
enlarging process wherein the negative image is projected or because they stand up better under rough
enlarged. If properly developed, the silver bromide paper will give treatment.
a black tone.
3. SILVER CHLOROBROMIDE PAPER – contains a 2. SURFACE TEXTURE
combination of silver chloride emulsion; its emulsion speed lies
between that of chloride and bromide papers; used both for contact A. Glossy Papers – are preferred where fine detail and
and projection printing. The sensitivity of this paper is either slow brilliant images are required.
or fast. The slow emulsion is used for contract printing while the B. Semi – mate Papers – are with decided textures which
fast emulsion is used for projection printing. obscure fine details
4. VARIABLE CONTRAST PAPER – combines the contrast C. Rough Papers – used for large prints or where breadth
ranges in one paper, it uses a special Chlorobromide emulsion that rather than detail is necessary.
produces varying contrast responses upon exposure to different
colored light. 3. COLOR
The manufacturer of the films according to their own ideas A. White – are preferred for cold effect
classifies the contrast range of photographic paper. They produce different B. Cream – are preferred for pictorial effect, portraits,
photographic papers intended for the specific contrast of the negatives to be landscapes or when warmth effect is desired.
printed. Generally, this contrast range is classified into four: They are the C. Buff Papers – are preferred for tone prints.
following:
1. Low Contrast The choice of photographic paper for printing will depend upon the
2. Normal and Medium Contrast purpose of the photographs to be made. Black and White object are usually
3. Hard Contrast printed in a white-based photographic paper. Reproduction of photographs
4. Very Hard or Extra Hard Contrast would give satisfactory results if printed in glossy white-based photographic
paper. For portrait photograph, a cream based photographic paper is
The low contrast paper is usually suitable to a very contrast recommended. For law enforcement photography, the smooth photographic
negative to produce a normal print or photograph. On the other hand, the high paper is necessary so that the details of the image appear and appreciated by
or hard contrast is suitable to a very low contrast paper is suitable to a very the viewer.
low contrast negative to compensate for lack of brilliance and produce a
normal print or photographs.
GRADE OF PRINTING PAPERS
Photographic papers are made with different characteristics. They
are the combination of thickness and finish. The texture maybe smooth, rough Because of the fact that all negative do not print best on one kind
or linen, its finest maybe glossy with a very smooth surface texture. Other of paper, and in order to permit printing for special effects, photographic
type of textures may produce a mate or semi-glossy finish in rough or linen papers is made in several different grades of contrast and surface texture.
texture. Velox paper made by Kodak offers six degrees of contrast and glossy surface.
The paper base of the photographic paper maybe either white or VELOX No. 0 – used for printing from extremely contrast
tinted. Its weight or thickness maybe either lightweight or single-weight or negatives, the low contrast in the paper sensitizing counteracts the high
double-weight. contrast in the negative to give a new print.
VELOX No. 1 – used for high contrast negative
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VELOX No. 2 – a paper for normal contrast used with normal 1. In the case of People vs. Moreno, CA, 338 O.G. 119: any written
negatives document by which a right is established or an obligation is
VELOX No. 3 – used for negatives that have weak contrast extinguished.
VELOX No. 4 – provides for sufficient contrast to compensate for 2. In the case of People vs. Nillosquin, CA, 48 O.G. 4453: every deed
very thin or weak negatives. It is useful in printing pictures which high or instrument executed by person by which some disposition or
contrast is desired agreement is proved, evidenced or setforth.
VELOX No. 5 – for flat negative that is unprintable 3. In relation to Criminal Jurisprudence under the Best Evidence rule:
any physical embodiment of information or ideas; e.g. a letter, a
contract, a receipt, a book of account, a blur print, or an X-ray
QUESTIONED DOCUMENT EXAMINATION plate (Black’s Law Dictionary).
ADDITION - Any matter made a part of the document after its original
LEGAL ASPECT OF DOCUMENTS preparation may be referred to as addition.
A. LEGAL BASIS OF DOCUMENTS: CONCLUSION - A scientific conclusion results form relating observed
facts by logical, common-sense reasoning in accordance with established
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rules or laws. The document examiner's conclusion, in legal term is referred B. Handwriting Investigation/Analysis. This is more focused in
to as "opinion". determining the author of writing. It is more difficult procedure and
requires long study and experience.
DOCUMENT EXAMINER. One who studies scientifically the details
and elements of documents in order to identify their source or to discover FORMS/ASPECTS (SUBJECTS) OF QUESTIONED DOCUMENT
other facts concerning them. Document examiners are often referred to as EXAMINATION
handwriting identification experts, but today the work has outgrown this
latter title and involves other problems than merely the examination of A. Handwriting Examination (Graphology/Graphoanalysis)
handwriting. 1. examination of signatures and initials
2. examination of anonymous letters
ERASURE - The removal of writings, typewriting or printing, from a 3. hand printing examination
document is an erasure. It maybe accomplished by either of two means. A B. Examination of Typewritings and typeprints.
chemical eradication in which the writing is removed or bleached by C. Examination of Inks
chemical agents (e.g. liquid ink eradicator); and an abrasive erasure is D. Examination of Erasures, alterations or obliterations, etc.
where the writing is effaced by rubbing with a rubber eraser or scratching 1. Detection of alteration
out with a knife or other sharp with implement. 2. Decipherment of erased writings
3. Restoration of obliterated writings
EXAMINATION - It is the act of making a close and critical study of any E. Counterfeiting
material and with questioned documents, it is the process necessary to 1. Examination of currency bills and coins and the like.
discover the facts about them. Various types are undertaken, including 2. Examination of fake documents
microscopic, visual photographic, chemical, ultra violet and infra-red F. Miscellaneous aspects
examination. 1. Determination of age of documents
2. Identification of stamps
EXPERT WITNESS. A legal term used to describe a witness who by 3. Examinations of seal and other authenticating devices
reason of his special training or experience is permitted to express an
opinion regarding the issue, or a certain aspect of the issue, which is DOCUMENT EXAMINATION (In General)
involved in a court action. His purpose is to interpret technical information
in his particular specialty in order to assist the court in administering A. VALUE -
justice. The document examiner testifies in court as an expert witness. 1. In the commission of a crime, the criminal often finds it necessary
to employ one or more documents in furtherance of his act.
INSERTION OR INTERLINEATION - The term "insertion" and 2. In some crimes, such as forgery, the document is an integral part of
"interlineations" include the addition of writing and other material the crime.
between lines or paragraphs or the addition of whole page to a 3. In others, such as false claims against government, documents
document. often play an important part in proving the commission of the
crime.
NON-IDENTITIFICATION (Non-identity) – as used in this text it 4. Proof of the fact that a document was altered or made by a
means that the source or authorship of the compared questioned and particular individual may show that:
standard specimens is different. a. He committed the crime.
b. He had knowledge of the crime.
OBLITERATION - the blotting out or shearing over the writing to make c. He was present in a certain locality at a specified time.
the original invisible to as an addition.
B. PURPOSE - A document may be examined to know the following:
OPINION. In legal language, it refers to the document Examiner's conclu- a. Identity of the author.
sion. Actually in Court, he not only expresses an opinion but b. True contents of the document.
demonstrates the reasons for arriving at his opinion. Throughout this c. Origin of the instrument or paper used in making the document.
text, opinion and conclusion are used synonymously. d. Alterations or erasures which have been made.
e. Authenticity of the document.
QUALIFICATION. The professional experience, education, and ability
of a document examiner. Before he is permitted to testify as an expert
witness, the court must rule that he is qualified in his field. THE LOGICAL PROGRESS OF INQUIRY IN DOCUMENT
EXAMINATION
REASON FOR QUESTIONED DOCUMENT EXAMINATION
A. FIRST - ASCERTAIN THE FACTS: to select "QUESTIONED",
Generally, examination of questioned documents is restricted to "DENIED" or "ADMITTED", "AUTHENTIC", and "DOUBTFUL"
“Scientific Comparison” which means that determination of authenticity, documents.
genuineness, falsification or forgery lies on the availability of known
standards for comparison. After thorough comparison, the following 1. Concerning the Document in Questioned.
principle of identification is applied: a. Is only one signature in questioned?
b. Is any part of the document in question?
“When two items contain a combination of corresponding or similar c. Is the date of the document in questioned?
and specifically oriented characteristic of such number and significance as d. Is the paper or the typewriter used in the document in ques-
to preclude the possibility of their occurrence by mere coincidence and there tioned? Etc.
are no unaccounted for differences, it may be concluded that they
are same in their characteristics attributed to the same cause.” 2. Regarding the Standards:
a. Make sure that there are sufficient numbers of authentic
documents for comparison submitted. If there are inadequate
DIVISIONS OF QUESTIONED DOCUMENT EXAMINATION standards, obtain more.
b. Determine whether the standards are authentic ones, on
A. Criminalistics Examination. This involves the detection of forgery, which a foundation can be built for admitting them in
erasure, alteration or obliteration of documents. evidence.
Dr. Wilson Harrison, a noted British Examiner of questioned B. SECOND - ANALYZE THE DETAILS: Synthesize the elements,
documents said that an intelligent police investigator can detect date, circumstances, conditions, technical problems and the like.
almost 75% of all forgeries by careful inspection of a document with 1. The examiner after ascertaining the facts, should have detailed
simple magnifiers and measuring tools. information as to the circumstances of the document in questioned,
the condition of an alleged writer, or of any condition that may
have affected the writing or typewriting or any facts that are part of
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the technical problem with the document that is submitted to the 13. Does the document contain abrasion, chemical/pencil erasures, and
expert. alterations/substitutions of any kind?
2. He should inquire about the circumstances and conditions as far as 14. Does the document show abrasion, erasure or lack of continuity
the client knows, such as; was the document signed sitting on the when viewed by transmitted light?
wall, on the lap, or lying in bed? Sitting on bed, lying on his back 15. Has the document been wet in any way and if so, for what
or side? For example, a document could have been signed in a purpose?
moving automobile or while having a drink at the bar. 16. If typewritten, are the contents of the document all written on the
same machine?
C. THIRD - QUALIFY THE CASE: 17. Was each sheet written continuously at one time without being
1. How much time is needed for the examination? removed from the typewriter?
2. Is it possible to complete the study from the original papers, or is it 18. Are there added figures, words, clauses, sentences, paragraphs or
necessary to make special photo-enlargements for proper pages written on a different typewriter?
examination? 19. Do the perforations agree with the stubs from which the alleged
3. If it is possible to make arrangements with the client for photo- document came?
enlargement, is it advisable to do so? 20. If the document is a carbon copy, does it conform in the size,
4. Photo-enlargements are always useful for demonstrating the position, and arrangement of matters with original letterheads?
reasons on which the opinion is based, especially in Court. 21. If the document is a letter, does postmark, postage stamps, manner
of sealing and opening of envelope have any significance?
SCIENTIFIC METHOD IN QUESTIONED DOCUMENT 22. Are there indentations in the paper from handwriting or
EXAMINATION typewriting on a sheet placed above the paper examined?
23. Is the rubber-stamp impression if any appears made from a genuine
A. Analysis (Recognition) - properties or characteristics, observed or stamp?
measured. 24. Is the attached seal of proper date or the seal impression made
B. Comparison - Properties or characteristics of the unknown from a genuine seal and is it made in proper sequence?
determined thought analysis are now compared with the familiar
or recorded properties of known items. C. Who Conducts the Preliminary Examination? – It should be
C. Evaluation- Similarities or dissimilarities in properties or conducted by a QUESTIONED DOCUMENT EXPERT.
characteristics will each have a certain value for identification,
determined by its likelihood of occurrence. The weight or D. Who is a Questioned Document Expert? A Questioned Document
significance of each must therefore be considered. Expert is one who has:
1. Attained the appropriate education and training;
The criteria of scientific examination of documents are: 2. Sufficient knowledge on the technical, scientific, and legal aspects
of document examinations; and
A. Accuracy – correspondence between results obtained and the truth. 3. A broad experience in handling questioned document cases.
B. Precision – measure of the consistency of results obtained in repeated
study or experimentation. E. REASONS FOR UTILIZING A QUESTIONED DOCUMENT
EXPERT:
“In scientific study of signatures/handwritings, we learn the basic 1. Assurance of preparedness;
facts and then reason carefully and logically from these facts according to 2. Trial fiscal or judges are infrequently confronted with document
established and recognized rules in order to form an opinion or conclusion cases; consequently, they do not possess the knowledge of the
as to whether a questioned signature/handwriting is genuine or forged” documents expert's ability of the various methods that exist for
determining forgeries.
3. Avoidance of an “OFF-HAND” opinion.
PRELIMINARY EXAMINATION OF DOCUMENTS
F. What is an “OFF-HAND OPINION”? Off-hand opinion is usually
It is the initial examination conducted on a document to determine a conclusion that is not based on thorough scientific examination.
whether it is genuine or not. It is not a misnomer, for in reality it consists of
painstaking analysis more than looking at a document and expressing an off- G. THE DANGER OF OFF-HAND OPINIONS - It has happened in
hand opinion. some cases that an off-hand opinion, has sent an innocent man to
prison, while a murderer was given a chance to escape.
A. THE IMPORTANCE OF PRELIMINARY EXAMINATION OF
QUESTIONED DOCUMENT: INSTRUMENTS AND APPARATUS USED IN QUESTIONED
1. ensures preparedness; DOCUMENT EXAMINATIONS
2. avoidance of delay; and
3. ensures success of the case. A. MAGNIFYING LENS – Bank personnel and other people involved
in currency examinations usually use and ordinary hand-lens; the
B. Principal points for consideration in the PRELIMINARY maximum diameter of which is four inches, and this appears big with
EXAMINATION of questioned documents. Please note that these its wide frame it has a magnifying power of two times the original
questions may not be applicable in every case. only. Magnifying lenses of five times or more magnifying power,
1. Is the signature genuine? with built-in-lighting are more useful.
2. Is the signature in a natural position? B. SHADOWGRAPH – a pictorial image formed by casting a shadow,
3. Are the signatures of the witnesses genuine and were they written usually of the hands, upon a rightful surface or screen.
in the order as they appear? C. STEREOSCOPIC BINOCULAR MICROSCOPE – a tri-
4. Does the signature touch the other writings? Or was it written last? dimensional (3D) enlargement is possible.
5. Are there remains of pencil or carbon marks which may have been D. MEASURES AND TEST PLATES (TRANSPARENT GLASS) –
an outline for the signature of other writings? those used for signatures and typewritings.
6. Is the signature shown in an embossed form on the back of the E. TABLE LAMPS WITH ADJUSTABLE SHADES (Goose Neck
sheet? Lamps) – used for controlled illumination; needed in sidelight
7. Is the writings written before the paper was folded? examination wherein light is placed at a low-angle in a position
8. Is the signature written before or after the paper was folded? oblique to plane or document.
9. Is more than one kind of ink used in the preparation of the F. TRANSMITTED LIGHT GADGET – a device where light comes
document? from beneath or behind glass on document is placed.
10. Are the several sheets of the document exactly the same sizes, G. ULTRA VIOLET LAMP – this is usually used in the detection of
thickness and colors? counterfeited bills but can actually be used to detect security features
11. Is the paper torn, burned or mutilated in any way, and if so, for of qualified documents.
what purpose? H. INFRARED VIEWER – primarily used to decipher writings in a
12. Is the paper unnecessary soiled or crumpled? charred document.
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I. COMPARISON MICROSCOPE – similar to that of the bullet d. determining retouching or patching of a writing by
comparison microscope. showing clearly the presence of added ink film and the
uneven distribution of ink in interrupted strokes.
TECHNIQUES IN THE EXAMINATION OF QUESTIONED
DOCUMENTS MISCELLANEOUS EXAMINATIONS
A. MICROSCOPIC EXAMINATION - Any examination or study A. ERASURES - One of the common inquiries in questioned document
which is made with the microscope in order to discover minute is whether or not an erasure was actually made on a document. In
physical details. Stereoscopic examination with low and high power cases like this, the following examinations are made:
objectives is used to detect retouching, patching and unnatural pen-lift 1. Physical inspection: using ultraviolet light, observation with
in signature analysis. With proper angle and intensity or illumination, light striking the surface at a sharp angle, and observation under
it aids in the decipherment of erasures, some minute the microscope maybe considered.
manipulations not perfectly pictured to the unaided eye and the 2. Fuming with iodine may cause an almost negligible stain, but in
sequence of entries done by different writing instruments. most instances not the slightest semblance of a stain remains.
B. TRANSMITTED LIGHT EXAMINATION – In this examination, B. INDENTED WRITING - Indented writing is a term usually applied
the document is viewed with the source of illumination behind it and to the partially visible depressions appearing on a sheet of paper
the light passing through the paper. Documents are subjected to this underneath the one on which the visible writing appears. These
type of examination to determine the presence of erasures, matching depressions or indentation are due to the application of pressure on
of serrations and some other types of alterations. the writing instrument and would appear as a carbon copy if a sheet
of carbon paper had been properly inserted. Indentation may also
C. OBLIQUE LIGHT EXAMINATION - An examination with the appear on a blank sheet of paper if such is used as a backing sheet
illumination so controlled that it grazes or strikes the surface of the while typing out a message on a typewriter. Methods of examination
document from one side at a very low angle. Decipherment of faded are:
handwriting, determination of outlines in traced forgery, embossed 1. Physical methods maybe used by passing a strong beam of
impressions, etc. are subjected to this type of examination. nearly parallel light almost horizontally over the surface of the
paper.
D. PHOTOGRAPHIC EXAMINATION - This type of examination is 2. Fuming the document maybe of values in some cases.
very essential in every document examination. Actual observations 3. Powders of various kinds maybe used without changing the
are recorded in the photographs. document.
E. ULTRA-VIOLET EXAMINATION - Ultraviolet radiation is C. BURNED OR CHARRED PAPER - A piece of paper maybe
invisible and occurs in the wave lengths just below the visible blue- subjected to the action of a limited amount of heat, causing it to
violet end of the spectrum (rainbow). These visible rays react on become scorched and retaining a certain amount of its identity or it
some substances so that visible light is reflected, a phenomenon maybe subjected to intense heat, reducing it to ashes and losing its
known as FLOURESCENCE. This type of examination is done in a identity. However, if the combustion is incomplete, a certain amount
darkroom after the lamp has been warmed up in order to give a of success maybe realized provided the pieces are large enough to
maximum output of the ultra-violet light. Exposure to the ultra-violet form a coherent message.
light should be to the minimum duration in order to avoid fading of
some writing ink and typewriter ribbon.
The following methods maybe applied to decipher the original
F. INFRARED EXAMINATION - This examination of documents message contained thereon:
employs invisible radiation beyond the red portion of the visible
spectrum (rainbow) which is usually recorded on a specially 1. Photographic methods, using various types of filters and
sensitized photographic emulsion. different angles of illumination may determine the writing
contained thereon without changing the appearance of the
PHOTOGRAPHY AND QUESTIONED DOCUMENT EXAMINATION charred fragments.
2. Chemical methods, such as spraying, painting, or bathing
A. PURPOSES OF PHOTOGRAPHS IN QDE: charred pieces with solutions of different chemical reagents.
3. Photographic plates maybe utilized by allowing the charred
1. serve as record of the initial condition of a disputed document; paper to remain in contact with the emulsion sides in total
2. make clear what otherwise may be hidden or indistinct; darkness from one to two weeks.
3. enlarge a writing in question so that every quality and
characteristics of it can be clearly and properly interpreted D. ADDING MACHINES - The construction of an adding machine
whether the facts so shown point to genuineness or to forgery; differs greatly from the typewriter but the methods and principles of
4. enable any number of accurate reproductions of document, thus identification are related.
affording unlimited opportunity for study, comparison and
evaluation by any number of examiners, which would not be Manufacturers use different types of numerals and from time to
possible by using the document alone; time change their design. The spacing between columns is also not
5. allow cutting apart as may be desired and the various parts standardized for all machines. Those factors form the basis of determining the
classified for comparisons; make of the machine and for estimating the period in which it was built.
6. can show delicate discolorations due to chemical erasures or Another kind of approach is the ribbon impression, for the ribbon is made and
other fraudulent changes, which may otherwise be overlooked, operates very similarly to the typewriter.
or misinterpreted;
7. can show very clearly any erasures by abrasions made by HANDLING OF DOCUMENTS AND QUESTIONED DOCUMENTS
ordinary rubber eraser and it can record in permanent form with
the paper placed obliquely to the plane of the lens and plate and A. THE CARE OF DISPUTED DOCUMENTS AND
inclined at just right angle of reflection so as to show DOCUMENTARY EVIDENCE
differences in the reflected light from different portions of the
paper surface; and 1. It is a basic requirement, that when a document becomes disputed
and deposited in court or with the attorney, in order to maintain
8. with transmitted light, photographs is useful in: its original condition, it should be kept UNFOLDED AND IN
a. examination of watermarks A SEPARATE, PROPER SIZE ENVELOPE OR FOLDER.
b. determining the identity, or the differences in paper by This is true not only for the disputed documents, but for many
showing arrangement of the fibers and the markings of the other important documentary evidence.
wire gauze and dandy roll 2. It is also advisable that right after the document becomes
c. showing the continuity of strokes and disputed, or questioned, it is important to make not only the usual
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photo static copy (Xerox), but also a proper photograph or photo- I. KINDS OF WRITINGS:
enlargement, done if possible by the document expert or under the
supervision of the document expert. A. Cursive – connected; writing in which one letter is joined to the next.
3. When working in the preparation of case, it is often B. Script – separated or printed writing.
necessary for the lawyer or court to handle repeatedly the C. BLOCK – all CAPITAL LETTERS.
disputed document. Should this be necessary, instead of
handling and working with the original document, the photograph II. BASIS OF HANDWRITING IDENTIFICATION
should be used.
4. Every touching, folding, refolding or pointing to certain parts of a A. In Wignore's Principles of judicial Proof, handwriting is defined as a
document, can change the physical condition of the case. visible effect of bodily movement which is an almost unconscious
For example, touching with wet hands or fingers can create expression of fixed muscular habits, reacting from fixed mental
smearing in the ink, pointing with a pencil can leave marks that impression of certain ideas associated with script form.
create a suspicion of previous pencil marks, or experiments as B. Environment, education and occupation affect individuals so
proof of attempted forgery. variously in the formation of these muscular habits that finally the act
5. Pointing a document with any other instruments, such as sharp of writing becomes an almost automatic succession of acts stimulated
stick, can cause slight damage which although it can not be seen by by these habits.
the naked eye, can show definite marks under the microscope or on C. The imitation of the style of writing by another person becomes
the enlarged photograph. difficult because the other person cannot by mere will power
6. No test should be made to alter the conditions of the document; for reproduce in himself all the muscular combination from the habit of
example, the old-fashioned ink test, which was used to determine the first writer.
the age of the ink-writing.
7. Should any test be necessary, insist that it should be done in the Take Note:
presence of a chemist, or in court, or in front of both parties
involved the case. Is handwriting/signature identification an “exact science”?
B. DO's and DON'T's in the CARE, HANDLING AND In the hand of a qualified examiner operating under proper conditions,
PRESERVATION OF DOCUMENTS identification by means of handwriting/signature is certain. Proper conditions
include:
1. “DO’S” 1. sufficient questioned writing
a. Take disputed papers to Document Examiner's Laboratory at 2. sufficient known writing
the First Opportunity. 3. sufficient time
b. If storage is necessary, keep in dry place away from 4. use of scientific instruments
excessive heat strong light.
c. Maintain in consequential document, unfolded and in III. PHYSIOLOGICAL BASIS OF HANDWRITING
transparent plastic envelope or evidence preserver.
In writing the pen functions as an extension of the hand. The
2. “DONT’S” fingers transmit to the paper, the directive impulse and the variation in
a. Do not underscore, make careless markings, fold, erase, muscular tension that according to the nature of tie writer's nervous
impress rubber stamps, sticker, write on, or otherwise alter organization occur during the act or writing. This center near the motor area of
any handwriting. the cortex is responsible for the finger movement involved in handwriting.
b. Do not smear with fingerprints powder or chemicals. The importance of this center is that when it becomes diseased as in a graphic,
c. Do not carry handwriting document carelessly in wallet, one loses the ability to write although he could still grasp a fountain pen, ball
notebook or brief case on grounds of interviews. pen or pencil. Thus, the ability or power to hold a fountain pen or pencil to
d. Do not handle disputed papers excessively or carry then in form symbols and words can be said to emanate from its cortical center.
pocket for a long time.
e. Do not marked disputed documents (either by Two Groups of Muscles Involve in Handwriting:
consciously writing instruments or dividers)
f. Do not mutilate or damage by repeated refolding, creasing, 1. extensor muscles - push up the pen to form the upward strokes
cutting, tearing or punching for filing purposes. 2. flex muscles which push the pen to from the downward strokes.
g. Do not allow anyone except qualified specialist to make
chemical or other tests; do no treat or dust for latent finger Generally speaking, four groups of muscles are employed in
prints before consulting a document examiner. writing - those which operate the joints of the fingers, wrist, elbow, and
shoulder. The delicate way in which the various muscles used in writing work
C. HANDLING CHARRED DOCUMENTS together to produce written form is known as motor coordination.
1. Those extremely fragile must be handled as little as possible and IV. VARIATIONS IN HANDWRITING
transporting them to the laboratory requires extra-ordinary care.
With forethought and caution they can be brought from the distant A more or less definite pattern for each is stored away in the
fire scene to the laboratory. subjective mind but the hand does not always produce a stereotyped duplicate
2. They should be moved in the container in which they are found of that pattern. The hand ordinarily is not an instrument of precision and
whenever possible. When the fragments are not packed tightly, therefore we may not expect every habitual manual operation to be absolutely
they should be padded with lightweight absorbent cotton. If jarring uniform. The greater this skill in the art of penmanship, the less the variations
can not be entirely eliminated jarring the box must be kept to a there will be in the form of individualize letters as well as in the writing as a
minimum. whole.
3. Thus every precaution must be taken in handling and transporting
the charred residue in order to prevent the large pieces CAUSES OF VARIATION
from becoming unnecessarily and badly broken. The
fragment must be held firmly without crushing and prevent 1. Function of some external condition i.e. influence of the available
movement or shifting when finally packed in a sturdy container. space.
2. Abnormal conditions such as physical injury, toxic effects,
HANDWRITING IDENTIFICATION AND EXAMINATION inebriation's, emotion and deception.
3. Position of letter - all the letters are to be found initially, medially,
HANDWRITING - It is the result of a very complicated series of and finally. The fact of a different position, especially in
facts, being used as whole, combination of certain forms of visible mental and combination with another and particular letter, may modify any
muscular habits acquired by long, continued painstaking effort. Some defined of them in some way or another.
handwriting as “visible speech.”
IMPORTANCE OF VARIATION
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3. British Copybook
1. Personal variation encountered under normal writing conditions is 4. French Copybook
also a highly important element of identification. The qualities of 5. German Copybook
personal variation include both its nature and its extent. It becomes
necessary to determine the amount, extent, and exact quality of the C. SIGNIFICANCE OF SCHOOL COPY FORMS or System
variations. Characteristics as Basis in the Identification of Handwriting
2. It is improbable that the variety and extent of the variation in
handwriting will be exactly duplicated in two individuals that such 1. Similarities of form are not indicative of identity unless
a coincidence becomes practically impossible and this multitude of they concern unusual form or what are termed deviations from the
possible variations when combined is what constitutes normal. Similarities are bound to occur in different writings but
individuality in handwriting. such similarities exist only in letters which are normal in form, the
3. With a group of signatures of a particular writer, certain normal fact bears no significance.
divergence in size, lateral spacing and proportions actually indicate 2. All differences in form are indicated of non-identity
genuineness. Variation in genuine writing is ordinarily in 3. The likeness in form maybe general and simply indicate the class
superficial parts and in size, proportions, degree of care given to or genus or the difference that does not differentiate maybe nearly
the act, design, slant, shading, vigor, angularity, roundness and superficial.
direction of stroke. 4. In many systems of writing, the date and influences of system of
writing have an important bearing on the question of genuine or of
Take Note: “The most common error in the identification of forgery and in other cases, the presence of European
handwriting is due to the fact that the evidence of actual forgery is executed characteristics in handwriting is a vital and controlling fact.
on the ground that there is variation in genuine writing.”
D. IMPORTANCE OF THE DESIGN OF THE LETTERS (System
V. DEVELOPMENT OF HANDWRITING OF AN INDIVIDUAL of Writing)
1. Children learn writing by following the school copy or model. 1. To the nationality of the writer.
2. After acquiring some degree of skill the children no longer follow 2. To the system learned.
the school model. 3. To the date when the writing was acquired and
3. As speed increases, conscious design and regularity begin to break 4. To some of the influences that have surrounded the writer.
down.
4. In the course of trial and error, modification are made, TERMINOLOGIES RELATED TO HANDWRITING
simplification and elaborations, addition and omissions occur. IDENTIFICATION AND EXAMINATIONS
a. The writing pattern of each child embodies unique
combinations of such deviation from the standard letter forms ALIGNMENT - Is the relation of parts of the whole of writing or line
or school model, and becomes his personal habits. of individual letters in words to the baseline. It is the alignment of words
b. Although thousands learn the same system and that the or the relative alignment of letters.
natural result is identity, but facts show that it is not because
those who were taught the same system or school copy a ANGULAR FORMS – Sharp, straight strokes that are made by
class of writers, but such impairs does not by any means stopping the pen and changing direction before continuing.
produce a slavish uniformity.
c. Variation begins as soon as writing begins and continues ARCADE FORMS – Forms that look like arches rounded on the top
until each writer in the way that seems best and easiest to and open at the bottom.
him.
CHARACTERISTICS - any property or mark which distinguishes and
VI. SCHOOL COPYBOOK FORM (school model) - refers to the standard in document examination commonly called to as the identifying details.
of handwriting instruction taught in particular school. Classes of
copybook depend on the standard school copy adopted by a writer. COLLATION - side by side comparison; collation as used in this text
means the critical comparison on side by side examination.
A. SYSTEMS of Early American Handwriting
COMPARISON - the act of setting two or more items side by side to
1. Old English round hand - an Italian hand popular in 1840. weigh their identifying qualities; it refers not only a visual but also the
2. Modified round hand - early edition of the Spencerian, and the mental act in which the element of one item are related to the
Payson, Dunton, and Scribners copybook - 1840 -1860. counterparts of the other.
3. Spencerian - there is simplification by the omission of extra strokes
and flourishes. And a general tendency toward plainer letters than DISGUISED WRITING - A writer may deliberately try to alter his
the preceding system, some of which were very ornate - 1860- usual writing habits in hopes of hiding his identity. The results,
1890. regardless of their effectiveness are termed disguised writing.
4. Modern Vertical writing 1890-1900
5. The arm movement writing - the manner or method of writing, DOWNSTROKE – The movement of the pen toward the writer.
instead of the form alone is especially emphasized.
FORM – The writer’s chosen writing style. The way the writing looks,
Out of these five divisions of early handwriting, the modern whether it is copybook, elaborated, simplified or printed.
commercial hand systems developed. This is characterized by free movement.
And the forms adopted are best suited to easy rapid writing. These are the GARLAND FORMS – A cup-like connected form that is open at the
Zaner and Blozer system of arm movement writing and the Palmer system of top and rounded on the bottom.
American arm movement. The last great revolution in American handwriting
was the adoption of vertical writing which was in fact a reversion to the GESTALT – The German word that means “complete” or “whole”. A
old system of slow but legible writing. The connecting stroke is based on the good gestalt needs nothing added or taken away to make it “look right”.
small circle and is the most distinctive "round hand" ever devised. It was very Also a school of handwriting analysis that looks at handwriting as a
slow compared with writing based on the narrow ellipse like the Spencerian in whole picture.
which all connections were almost points instead of broad curves. Most
commercial handwritings tend toward straight connecting strokes and narrow GRAPHOANALYSIS - the study of handwriting based on the two
connections. fundamental strokes, the curve and the straight strokes.
B. SOME MODERN SCHOOL MODEL FORMS GRAPHOMETRY - analysis by comparison and measurement.
LINE DIRECTION – Movement of the baseline. May slant up, down, SIZE – May refer to the overall size of the writing or the proportions
or straight across the page. between zones.
LINE QUALITY - the overall character of the ink lines from the SKILL - In any set there are relative degrees or ability or skill and a
beginning to the ending strokes. There are two classes: Good Line specimen of handwriting usually contains evidence of the writer's
quality and Poor Line quality. The visible records in the written proficiency; degree, ability, or skill of a write proficiency.
stroke of the basic movements and manner of holding
the writing instrument is characterized by the term "line quality". It is SLOPE/SLANT - the angle or inclination of the axis of the letters
derived from a combination of actors including writing skill, speed relative to the baseline. There are three classes: Slant to the left; Slant to
rhythm, freedom of movements, shading and pen position. the right; and Vertical Slant.
LINE SPACE – The amount of space left between lines. SPEED OF WRITING - The personal pace at which the writer’s pen
moves across the paper.
MANUSCRIPT WRITING. A disconnected form of script or semi-
script writing. This type of writing is taught in young children in SPEED (SPEEDY) WRITING - Not everyone writes at the same rate
elementary schools as the first step in learning to write. so that consideration of the speed of writing may be a significant
identifying element. Writing speed cannot be measured precisely from
MARGINS – The amount of space left around the writing on all four the finished handwriting but can be interpreted in broad terms of slow,
sides. moderate, or rapid.
MICROSCOPIC EXAMINATION - Any study or examination which SYSTEM (OF WRITING) - The combination of the basic design of
is made with the microscope in other to discover minute details. letters and the writing movement as taught in school make up the writing
system. Writing through use diverges from the system, but generally
MOVEMENT – It is an important element in handwriting. It embraces retains some influence of the basic training.
all the factors which are related to the motion of the writing instrument
skill, speed freedom, hesitation, rhythm, emphasis, tremors and the like. TENSION – The degree of force exerted on the pen compared to the
The manner in which the writing instrument is move that is by degree of relaxation.
finger, hand, forearm or whole arm.
THREADY FORM – An indefinite connective form that looks flat and
NATURAL WRITING - Any specimen of writing executed normally wavy.
without any attempt to control or alter its identifying habits and its usual
quality or execution. VARIABILITY – The degree to which the writing varies from the
copybook model.
NATURAL VARIATION - These are normal or usual deviations found
between repeated specimens of any individual handwriting. VARIATION – The act or process of changing.
PEN EMPHASIS - The act of intermittently forcing the pen against WORD SPACE – The amount of space left between words.
the paper surfaces. When the pen-point has flexibility, this emphasis
produces shading, but with more rigid writing points heavy point WRITING CONDITION – Both the circumstances under which the
emphasis can occur in writing w/out any evidence of shading; the act writing was prepared and the factors influencing the writer’s ability to
intermittently forcing the pen against the paper with increase pressure. write at the time of execution. It includes the writer’s position (sitting,
standing, abed, etc.), the paper support and backing, and the writing
PEN HOLD – The place where the writer grasps the barrel of the pen instrument; writing ability may be modified by the condition of the
and the angle at which he holds it. writer’s health, nervous state, or degree of intoxication.
PEN POSITION - relationship between the pen point and the paper. WRONG-HANDED WRITING. Any writing executed with the
opposite hand that normally used; a.k.a. as “with the awkward hand.” It
PEN PRESSURE - the average force with which the pen contacts is one means of disguise. Thus, the writing of a right-
the paper. Pen pressure as opposed to pen emphasis deals with the usual handed person which has been executed with his left hand accounts for
of average force involved in the writing rather than the period increases. the common terminology for this class of disguise as "left-hand writing".
PRINTSCRIPT – A creative combination of printing and cursive WRITING IMPULSE – The result of the pen touching down on the
writing. paper and moving across the page, until it is raised from the paper.
PROPORTION or RATIO - the relation between the tall and the short MOVEMENT IN HANDWRITING
letter is referred as to the ratio of writing.
A. KINDS OF MOVEMENT
QUALITY. A distinct or peculiar character. Also, “quality” is used in 1. Finger Movement - the thumb, the first, second and slightly the
describing handwriting to refer to any identifying factor that is related to third fingers are in actual motion. Most usually employed by
the writing movement itself. children and illiterates.
2. Hand Movement - produced by the movement or action of the
RHYTHM – The element of the writing movement which is marked by whole hand with the wrist as the center of attraction.
regular or periodic recurrences. It may be classed as smooth, 3. Forearm Movement - the movement of the shoulder, hand and arm
intermittent, or jerky in its quality; the flourishing succession of motion with the support of the table.
which are recorded in a written record. Periodicity, alternation of 4. Whole Forearm Movement - action of the entire arm without
movement. resting. i.e., blackboard writing.
SHADING - Is the widening of the ink strokes due to the added pressure B. QUALITY OF MOVEMENT
on a flexible pen point or to the use of a stub pen. 1. Clumsy, illiterate and halting
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2. Hesitating and painful due to weakness and illness
3. Strong, heavy and forceful HANDWRITING STROKE
4. Nervous and irregular
5. Smooth, flowing and rapid STROKE is a series of lines or curves written in a single letter;
one of the lines of an alphabet or series of lines or curves within a single
C. SPEED - Slow and drawn; Deliberate; average; and rapid letter; the path traced by the pen on the paper.
D. DIFFERENT MOVEMENTS EMPLOYED AFFECT WRITING 1. ARC – a curved formed inside the top curve of loop as in small
IN – Smoothness; Directness; Uniformity; Continuity of strokes; and letters “h”, “m”, “n”, & “p”.
Connecting or curves between letters 2. ARCH - any arcade form in the body of a letter found in small
letters which contain arches.
MOTOR COORDINATION 3. ASCENDER - is the top portion of a letter or upper loop.
4. BASELINE - maybe actually on a ruled paper, it might be
It is the special way in which the various muscles used in writing imaginary alignment of writing; is the ruled or imaginary line upon
work together to produced written forms. which the writing rests.
5. BEADED - Preliminary embellished initial stroke which usually
The Characteristics of Motor Coordination are: occurs in capital letters.
6. BEARD - is the rudimentary initial up stroke of a letter.
1. Free, smelt rounded curves 7. BLUNT - the beginning and ending stroke of a letter (without
2. Speed and gradual changes of directions hesitation).
3. Pressure is always in a state of change, moving from light to heavy 8. BODY - The main portion of the letter, minus the initial of strokes,
or from heavy to light. terminal strokes and the diacritic, of any. Ex: the oval of the letter
4. The shading impulse is distributed over a considerable length of "O" is the body, minus the downward stroke and the loop.
the line whereas in writing produced with a slow motion as in the 9. BOWL - a fully rounded oval or circular form on a letter complete
finger movement, the shading often has a "bunchy" appearance, in into "O".
which the maximum width of the shaded line is attained abruptly. 10. BUCKLE/BUCKLEKNOT - A loop made as a flourished which is
added to the letters, as in small letter "k & b", or in capital letters
Faulty motor coordination’s are characterized by the following: "A", "K","P"; the horizontal end loop stroke that are often used to
complete a letter.
1. Wavering and very irregular line or strokes with uncertain and 11. CACOGRAPHY - a bad writing.
unsteady progress. There is no freedom of movement along the 12. CALLIGRAPHY - the art of beautiful writing.
strokes of the letter-forms. The writing is obviously very slow and 13. DESCENDER - opposite of ascender, the lower portion of a letter.
is typical of the writing of a young child or for any one who 14. DIACRITIC - "t" crossing and dots of the letter "i" and "j". The
painstakingly draws a picture of an unfamiliar form. matters of the Indian script are also known as diacritic signs; an
2. Angular Line - a very common fault of coordination. Curves, element added to complete a certain letter, either a cross bar or a
large and small are not smoothly rounded and there is no dot.
gradual change of direction. On the contrary, and angle marks 15. ENDING/TERMINATE STROKE OF TOE - the end stroke of a
almost every change are direction in the line. Investigation has letter.
disclosed that angles are accompanied by a lessening of writing 16. EYE/EYELET/EYELOOP - a small loop or curved formed inside
speed. the letters. This may occur inside the oval of the letters "a, d, o";
the small loop form by stroke that extend in divergent direction as
RHYTHM IN HANDWRITING in small letters.
17. FOOT - lower part which rest on the base line. The small letter
Rhythm is a succession of connected, uniform strokes working in "m" has three feet, and the small letter "n" has two feet.
full coordination. This is manifested by clear-cut accentuated strokes, which 18. HABITS - any repeated elements or details, which may serve to
increase and decrease in which like perfect cones. Pressure is always in a state individualize writing.
of change moving from light to heavy or from heavy to light. 19. HESITATION - the term applied to the irregular thickening of ink
which is found when writing slows down or stop while the pen
A. LACK OF RHYTHM - Characterized by a succession of take a stock of the position.
awkward, independent, poorly directed and disconnected motions. 20. HIATUS/PEN JUMP - a gap occurring between a continuous
stroke without lifting the pen. Such as occurrence usually
B. IMPORTANCE OF RHYTHM - By studying the rhythm of the occurs due to speed; may be regarded also as a special form of pen
succession of strokes, one can determine if the writer normally and lift distinguish in a ball gaps in that of perceptible gaps and appear
spontaneously or write with hesitation as if he is attempting to for in the writing.
another signature. 21. HOOK - It is a minute curve or a ankle which often occurs at the
end of the terminal strokes. It also sometimes occurs at the
C. LETTER OF CONNECTIONS - Determine the essential beginning of an initial stroke. The terminal curves of the letters
expression of the writing pattern. It is a mean indicator of the "a", "d", "n", "m", "p", "u", is the hook. In small letter "w" the
neuromuscular function. Words are formed by connection letters to initial curve is the hook; the minute involuntary talon like
one another. Even letters are formed by the joining of the upward and formation found at the commencement of an initial up stroke or the
downward strokes. These types of connections are: end terminal stroke.
22. HUMP - Upper portion of its letter "m","n","h" ,"k" - the rounded
Arcade - a rounded stroke shaped like an arch. It is a slow outside of the top of the bend stroke or curve in small letter.
mode of connection resulting from controlled movements. 23. KNOB -the extra deposit of ink in the initial and terminal stroke
Garland - Links the downward stroke to the upstrokes with a due to the slow withdrawal of the pen from the paper (usually
flowing curve swinging from left t right. It is an easy, effortless applicable to fountain pen).
mode of connection, written with speed. 24. LIGATURE/CONNECTION - The stroke which connects two
Angular connective form- When the downward strokes and stroke of letter; characterized by connected stroke between letters.
upward strokes meet directly, angular connection is formed. 25. LONG LETTER - those letters with both upper and lower loops.
This type of connection imposes a check on the continuity of 26. LOOP - A oblong curve such as found on the small letter "f", "g",
movement which is characterized by an abrupt stop and start in "l" and letters stroke "f" has two. A loop may be blind or open.
each turning point. A blind loop is usually the result of the ink having filled the open
The threadlike connective form - the joining of downward and space.
upward strokes is slurred to a threadlike tracing or where 27. MAJUSCULE - a capital letter.
rounded turns used at both top and bottom produce a double 28. MINUSCULE - a small letter.
curve. These forms appear both in the shaping of letters within 29. MOVEMENT IMPULSES - this refer to the continuity of stroke,
the word. forged writing is usually produced by disconnected and broken
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movements and more motion or movement impulses than in
genuine writing. B. INDIVIDUAL CHARACTERISTICS - They are characteristics which
30. PATCHING - retouching or going back over a defective portion of are the result of the writer's muscular control, coordination, age, health,
a written stroke. Careful patching is common defect on forgeries. and nervous temperament, frequency of writing, personality
and character. They are found in Writing movement, Form and design of
Take Note: letters, Motor Coordination, Shading, Skill, Alignment, Pen pressure,
Connection, Pen hold, Rhythm, Disconnections or pen lifts between
1. AIRSTROKE – The movement of the pen as it is raised from the letters, Speed, Slant as a writing habit, Proportion of letters as an
paper and continues in the same direction in the air. individual characteristic or habit, Quality of stroke or line quality,
2. COVERING STROKE – A stroke that unnecessarily covers Variation and Muscular control or motor control -
another stroke in a concealing action. a. Loose writing - this is characterized by too much freedom of
3. FINAL – The ending stroke on a letter when it is at the end of a movement and lack of regulation. This is noticed especially
word. in tall letters forms.
4. UPSTROKE – Movement of the pen away from the writer. b. Restrained writing - there is lack of freedom
5. SEQUENCE OF STROKES - The order in which writing and inhibited movements. It gives you the impression that
strokes are placed on the paper is referred to as their sequence. every stroke was made with great difficulty. This writing is
6. SUPPORTED STROKES – Upstrokes partially covering the small. There is distortion of letter forms which may lead to
previous down strokes. Originally taught in European schools. illegibility.
7. TRAIT STROKE – a school o handwriting analysis that assigns
personality trait manners to individual writing strokes. Indications of speed (speedy) writing
a. Smooth, unbroken strokes and rounded forms.
QUALITIES OF THE STROKES b. Frequent signs or tendencies to the right.
c. Marked uncertainty as to the location of the dots of small
1. Expansion - whether the movement is extended or limited in its letters "I", "j" & crosses of small letter "t".
range with respect to both vertical and horizontal dimension. d. Increased spontaneity of words or small letter "t" connected
2. Co-ordination - whether the flow of movement is controlled or with the following words.
uncertain, smooth or jerky, continuous or interrupted. e. Letters curtailed or degenerated almost to illegibility towards
3. Speed - whether the movement has been rapid or slow and whether the end of words.
the pace has been steady or variable. f. Wide writing - width of letters is greater than the connecting
4. Pressure- whether the pressure exerted in the movement and its spaces adjoining it.
upward and downward reach. g. Great difference in emphasis between upstrokes and down
5. Direction- Left ward and right ward trend of they movement and strokes.
its upward and downward reach. h. Marked simplification of letters especially capital letters.
6. Rhythm - in the sequence of movements that weave the total i. Rising line.
pattern, certain similar phases recur at more or less regular j. Increased pen pressure.
intervals. k. Increase in the margin to left at the beginning of the line.
A. SIMULATED OR FREEHAND IMITATION FORGERY – 1. Tremulous and broken connecting strokes between letters,
executed purely by simulation rather than by tracing the outline of a indicating points at which the writer has temporarily struck.
genuine signature can be referred as freehand imitation or simulated 2. no rhythm
forgery. Or it refers to the free-hand drawing in imitation of model 3. carefulness or unusual care and deliberation
signature. 4. no contrast between upward and downward strokes
1. SIMULATED WITH THE MODEL BEFORE THE FORGER 5. slow writing- angular writing
a. DIRECT TECHNIQUE - forger works directly with ink. 6. blunt beginning and endings
b. INDIRECT - forger works first with pencil and afterwards 7. placement of diacritical marks just over the stem of letters
covers the pencil strokes with ink. 8. absence of spontaneity - lack of smoothness of letters
2. SIMULATED FREE HAND FORGERY (TECHNIQUE) - used 9. restrained writing - there is lack of freedom or "inhibited"
by forgers who have a certain skill in writing? After some movements THAT gives the impression that every stroke is made
practice, the forger tries to write a copy of the model quickly. with great difficulty. This writing is small.
B. TRACED FORGERY (TRACED SIGNATURE) 10. no variation
1. DIRECT TRACING - tracing is made by transmitted light.
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INDICATIONS OF SIMPLE OR SPURIOUS FORGERY CHARACTERISTICS OF GENUINE AND COUNTERFEIT PAPER
1. Writing habits of the writer (forger) is evident in the forged NOTE/BILL
signature.
INDICATIONS OF FORGERY BY MEANS OF STAMPED GENUINE COUNTERFEIT
FACSIMILE OF A GENUINE SIGNATURE MAIN PRINT
1. flat strokes
2. no contrast between upstrokes and down strokes Portrait
3. deposit of ink at the junction of two strokes or where two strokes
cross each other.
4. no variation - All signature will superimpose over each other. Distinctive feel & embossed Generally smooth
PROCEDURE IN THE COMMON SIGNATURE PROBLEMS effect
A. Genuine Signature which the writer refuses to admit not genuine. 1. The fingers will readily feel 1. The fingers will hardly feel the main
Generally presence of tremors, remnants of carbon, retouching the the main print on the front prints of the front & back even on
(patching) indicates forgery. Produced, the probability of genuineness & back on fairly new notes. new notes.
B. Genuine Signature Deliberately Modified. Examination of this 2. This is due to the measurable 2. This is brought about by offset print
kind of signature is confidently discover that the modification is only thickness of the ink deposited the most common process employed
on the prominent features of the letter designs that are pointed out by on the paper which gives the by counterfeiters
the disclaimer, while the rest appear to be normal. There are unnatural prints an embossed effect. 3. The prints are mere stains on the
tremors and retouching. The minute details in genuine signatures are coating of the sensitized paper which
present. is glossy.
FORGERY, COUNTERFEITING AND FALSIFICATION Water marks
A. COUNTERFEITING - It is the crime of making, circulating or
uttering false coins and banknotes. Literally, it means to make a copy 1. The watermark 1. This is imitated by printing white ink
of; or imitate; to make a spurious semblance of, as money or stamps, underneath the security or dry block on the finished paper.
with the intent to deceive or defraud. Counterfeiting is something lacework on the right
made to imitate the real thing used for gain. hand side of the note is
B. FALSIFICATION – The act/process of making the content/s of a the same on the colored
document not the intended content. portrait.
WATERMARK 2. The design is placed by 2. Sometimes wax or other oily medium
C. FORGERY – The act of falsely making or materially altering, with means of dandy roll is stamped to give transparency to the
intent to defraud, any writing which if genuine, might be of legal during the manufacture portion where the designing appears.
efficacy or the foundation of a legal liability. of the paper.
Take Note: In forgery, every person who, with intent to defraud, 3. Sharp details of the 3. Printed outline is placed on the inner
signs the name of another person, or of fictitious person, knowing that he outline or the light & sheet where merely a paper cutout is
has no authority to do so, or falsely makes, alters, forges or counterfeits any - shadow effect are placed inside. As a result course or
checks, drag - due bill for the payment of money or property - or counterfeits discernible when harsh and occasional irregular lines &
or forges the seal forged, or counterfeited, with intent the same to be fake, viewed with the aid of sometimes-opaque areas are very
altered forged, or counterfeited, with intent to prejudice, damage or defraud transmitted light. obvious.
any person.... is guilty of forgery. 4. The relief of the
features can be felt by
MAKING OF PAPER MONEY running the finger on
A. ENGRAVING – It is the process by which the line to be printed are the design.
cut into pieces of metal by hand or with a machine. Ink is rubbed
over the plate to fill the cuts in the metal and the extra ink wiped-off
1. Appears life-like 1. It appears dead.
the top. The pressure of the paper on the plate causes the ink in the
holes to be lifted on the surface of the paper. The ink lines will be 2. The eyes sparkle. 2. The eyes do not sparkle.
felt to be raised above the surface. The engraving process is used for 3. The tiny dots and lines 3. It appears blurred, dull, smudgy
the production of all genuine bank notes. (Vignette) forming the details and poorly printed.
B. LETTERPRESS PRINTING – is the most common form of of the face, hair, etc. are 4. Hair is lifeless.
printing books, magazine, letterheads and the usual printing in clear, sharp and well defined.
common uses. In the process, the letters are made on raised pieces of 4. Each portrait stands out 5. The face and/or forehead are
metal which covered with ink and then impressed upon the paper in distinctly from background. often naturally white or pale due
the same form as a rubber stamp or cliché. The serial numbers of a This is noticeable along the to absence of most of the details.
bank note are usually added by this letterpress process after the note shoulders.
has been produced by an engraving. 5. The background is composed 6. The concentric lines depicting the
C. OFFSET PRINTING – is the method a photograph is taken of the of multi-colored fine pattern eyes often merged into solid
desire material and a print is made on a specially prepared aluminum of lines in varying tones and printed areas.
plate. The plate is kept wet with water. When ink is applied, it sticks shades interlacing with each 7. The background often blends with
only these parts of the plate where printing is desired. The aluminum other. These shadings or the portrait and is usually
plate is then put in contact with rubber roller which transfers the ink toning are intricately printed “scratchy.”
to the papers. The offset process is quite used in small printing in such a way that the 8. The lines are thick with rough
plants. Because it was photographic process, it is the most common contrast or shifting of colors edges.
modern used by counterfeiter to make false paper money. creates the impression of life 9. The multi-colored prints on
BANK NOTE PAPER & vividness to the notes. genuine notes are extremely
Paper bank notes get a lot of handling. If a good grade of paper is difficult to duplicate and as a
not used, they would soon wear out and have to be replaced. Even with the result, counterfeit notes are
best paper, the old two peso bill usually wears out and has to be replaced at usually off-color & not of the
the end of thirty days. Government buy the very best grade of paper they can right shade or tone.
get, in order that the paper will last as long as possible. Special paper also
makes it difficult for the counterfeiter to duplicate it. It is usually the use of
wrong paper that causes the counterfeited bank note to be detected by
ultraviolet light.
1. These fibers are scattered on the On counterfeit, this is simulated CHARACTERISTICS OF U.S. PAPER MONEY
surface of the paper (front & by printed lines, cannot be picked
back) at random & can be readily off, but can be easily erased with A. TYPES:
picked off by means of any ordinary rubber or by agitating with
pointed instrument. wet fingers. 1. Federal Reserve note – with GREEN treasury seal and serial
2. The colors of these fibers are red number.
& blue. 2. United States Note – with RED treasury seal and serial number.
3. Silver Certificate – with BLUE treasury seal and serial number.
COLOR OF EACH DENOMINATION B. FEDERAL RESERVE NOTES - Each Federal Reserve Note also
carries a regional seal at the left of the portrait on the face of the bill.
This seal is printed in black and bears the name of the Federal
SERIAL NUMBERS Reserve Bank of issue. Numbers and letters representing the Federal
Reserve District in which that bank is located, are:
1. The prefix 1. On counterfeit, the letters & numbers are 1 - Boston - “A” 7 - Chicago- “G”
letter/s & poorly printed. They are usually of 2 - New York - “B” 8 - St. Louis- “H”
numbers (Six different style. 3 - Philadelphia - “C” 9 - Minneapolis- “I”
of them 4 - Cleveland - “D” 10 - Kansas- “J”
except on 5 - Richmond - “E” 11 - Dallas - “K”
replacement 6 - Atlanta - “F” 12 - San Francisco - “L”
note) are
clearly C. SALIENT FEATURES COMMON TO ALL TYPES: Portrait –
printed. every denomination has the following
2. They have 2. Most often, they are evenly spaced &
peculiar style poorly aligned. $1 - Washington $50 - Grant
& are $2 - Jefferson $100 - Franklin
uniform in $5 - Lincoln $500 - McKinley
size & $10 - Hamilton $1000 - Cleveland
thickness. $20 - Jackson $5000 - Madison
3. Spacing of 3. The numbers are too big or too small, too
the numbers thick or too thin & in certain cases shaded COINS
is uniform & on the curves.
alignment is These are pieces of metal stamped by government authority, for
even. use as money or collectively referring to metal currency.
VIGNETTE
MAKING OF COINS
CLEARNESS OF PRINT CASTING is the most common method of making gold coins.
Plaster molds bearing an image of gold coins are filled (within a low
The registry of the In general, a spurious not exhibits temperature) with alloy made with lead or tin. Some molds are used for high
different printed features is a Second hand look. It is dirty due to temperature metal such as copper or silver alloy.
perfect. The lines are very the sputtering of ink on the interior
clear & sharp. There are no area. Over-inked areas are visible STRIKING OR STAMPING is the making of an impression of a
Burrs clinging to the sides. instantly. The shadings & coin or metal blank by pressure.
ornamentations of the letters & figures
are thick & usually merged.
COIN CHARACTERISTICS
EXAMINATION OF SUSPECTED COUNTERFEIT BANKNOTE A. Genuine coins show an even flow of metallic grains. The details
of the profile, the seal of the Republic of the Philippines, letterings
1. The lines & dots composing 1. On counterfeit usually
& numerals are of high relief, so that it can be readily felt distinctly
the vignettes are fine, distinct dull & poorly printed.
by running the fingers on theses features. The beadings are regular
& sharp.
& the readings are deep & even.
2. The varying color tone gives 2. It appears dirty.
a bold look to the picture that 3. The lines are B. Counterfeit coins feel greasy & appear slimy. The beading
makes it stands out of the comparatively thicker composed of tiny round dots surrounding the genuine coin appear
paper. with rough edges.
4. There is no variation in
color tone so that the
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picture appears flat.
irregular & elongated depressions & are not sharp & prominent as 2. Causing it to appear that persons have participated in any act or
in the genuine. The letterings & numerals are low & worn out due proceeding when they did not in fact so participate;
to the lack of sharpness of details. The readings are uneven & 3. Attributing to persons who have participated in an act or
show signs of filing. proceeding statements other than those in fact made by them;
4. Making untruthful statements in a narration of facts; Altering true
COUNTERFEIT METAL MONEY OR COIN dates;
5. Making any alteration or intercalation in a genuine document
1. Coin made of gold was to widely use but are not now often see. which changes its meaning;
Government kept their gold in the form of heavy bars called 6. Issuing in an authenticated form a document purporting to be a
bullions and then issue papers for the value of gold. copy of an original document when no such original exists, or
2. Metal coins issued nowadays are mostly in amount for less than its including in such copy a statement contrary to, or different from,
face value. In most countries, the possession of gold coins is now that of the genuine original; or
forbidden except for coin collectors. 7. Intercalating any instrument or note relative to the issuance thereof
in a protocol, registry, or official book.
EXAMINATION OF COUNTERFEIT COINS – should be examined by a
magnifying lens; comparing it with a known coin WRITING MATERIALS
DEFECTS IN CAST COIN ARE USUALLY CAUSED BY: formation of A. ANACHRONISM – It refers to something wrong in time and in
air bubbles, or removal of small parts of the sole along with the coin. The best place. This means that the forger has trouble matching the paper, ink,
place to examine a counterfeit coin is on the edge since there are usually or writing materials to the exact date it was supposed to have been
special milling marks or designs which are added to a genuine coin by written.
machinery. B. PAPER – These are sheets of interlaced fibers - usually cellulose
fibers from plants, but sometimes from cloth rags or other fibrous
materials, that is formed by pulping the fibers and causing to felt, or
COUNTERFEIT PASSPORT mat, to form a solid surface.
C. WATERMARK - Certain papers are marked with a translucent
Passports are rarely counterfeit, because they are quite complicated design, a watermarks impressed in them during the course of their
in design and manufacture. The most usual method of forgery is to steal a manufacture.
genuine passport and make change in it. Many safety features are incorporated D. WRITING MATERIALS – Any material used primarily for writing
in passport and are easily detected by close inspection. Ultraviolet light is very or recording such as papers, cardboard, board papers, Morocco paper,
useful in this type of examination. The investigator should look particularly at etc.
the photograph in any passport as identification card. This is always
necessary because sometimes forgers remove and change or substitute the WRITING MATERIALS IN QUESTIONED DOCUMENTS - The
picture. Hence, the position of perforation caused by staples and another common (probable) questioned on paper is its age, whether the actual
pasting device should be studied carefully. age of the paper corresponds with the alleged date of preparation of the
questioned document.
LEGAL ASPECT OF FORGERY, COUNTERFEITING AND
FALSIFICATION
(Pursuant to Title Four, Chapter One, Revised Penal Code – Crimes against
Public Interests)
HISTORICAL DEVELOPMENT
A. FOREGERIES - What are the crimes called forgeries?
A. PAPYRUS - This came into use about 3,500 B.C. - people of Egypt.
1. Forging the seal of the government, signature or stamp of the Palestine, Syria, and Southern Europe used the pith (soft spongy
chief Executive (Art. 161). tissue of the stem) of the sedge (grass-like herb) CYPERUS
2. Counterfeiting coins (Art. 163). PAPYRUS to make a writing material known as PAPYRUS.
3. Mutilation of coins (Art. 164).
4. Forging treasury or bank notes or other documents payable to B. PARCHMENT - writing material made from skin of
bearer (Art. 166). animals primarily of sheep, calves or goats - was probably developed
5. Counterfeiting instruments not payable to bearer (Art. 167). in the Middle East more or less contemporaneously with papyrus.
6. Falsification of legislative documents (Art. 172). It came into wide use only in the 2nd century B.C. in the city of
7. Falsification by public officer, employee or notary or PERGAMUM in ANATOLIA.
ecclesiastical minister (Art. 171).
8. Falsification by private individuals (Art. 172). C. VELLUM - writing materials from fine skins from young calves or
9. Falsification of wireless, cable, telegraph and telephone kids and the term (name) was often used for all kind of parchment
messages (Art. 173). manuscripts, it became the most important writing material for
10. Falsification of medical certificates, certificates of merit or bookmaking, while parchment continued for special manuscripts.
service (Art. 174). Almost every portable surface that would retain the marks of brush or
pen was also used as a writing material during the early period.
B. ACTS PUNISHABLE UNDER ART. 161: Forging the great seal of
the Government of the Philippines; Forging the signature of the D. DEVELOPMENT OF PAPER MANUFACTURING
President; Forging the stamp of the President. 1. It is widely claimed that invention of paper is generally
attributed to a Chinese court official, CAI LUN (TSAI LUN), in
C. What are the crimes under counterfeiting coins? They are: Making about A.D. 105. He is the first to succeed in making paper from
and importing and uttering false coins (Art. 163); Mutilation of coins – vegetable fibers, tree barks (mulberry tree), rags, old fish nettings.
importation and utterance of mutilated coins (Art. 164); and Selling of 2. The art of papermaking was kept secret for 500 years; the Japanese
false or mutilated coin, without connivance (Art. 165). acquired it in the 7th century A.D.
3. In A.D. 751, the Arab city of Samarkand was attacked by
D. Reason for punishing forgery - Forgery of currency is punished so as marauding Chinese and some Chinese taken as prisoners were
to maintain the integrity of the currency and thus insure the credit skilled in papermaking and were forced by the city Governor to
standing of the government and prevent the imposition on the public and build and operate a paper mill and Samarkand soon became the
the government of worthless notes or obligations. papermaking center of the Arab world.
4. Knowledge of papermaking traveled westward, spreading
E. ACTS OF FALSIFICATION (Art. 171 & 172) throughout the Middle East, the Moorish invasion of Spain led to
the invention (A.D. 1150) or erection of the first European paper
1. Counterfeiting or imitating any handwriting, signature, or rubric; mill, at JATIVA, province of VALENCIA.
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5. Knowledge of the technology spread quickly and by 16th century, documents examiner's finding is limited only to the
paper was manufactured throughout most of Europe. APPROXIMATE DATE (YEAR) of the paper manufacture.
6. The first paper mill in England was established in 1495. e. In determining the age of the paper by watermarks, it is
7. The first such mill in America in 1690. necessary to ascertain the owner of the watermark in
8. The first practical machine was made in 1798 by the French question or its manufacturer.
inventor Nicholas Louis Robert. The machine reduced the cost of f. In the FBI, this is done by checking the reference file of the
paper it supplants the hand-molding process in paper manufacture. laboratory. Once the manufacturer is determined, then
9. Robert's machine was improved by the British stationers and consideration is given to changes in design and defects
brothers Henry Fourdrinier and Sealy Fourdrinier, who in 1803 of individual design.
produced the first of the machines that bear their name. g. In recent years, some large manufacturers have cleverly
10. The solution of the problem of making paper from cheap raw incorporated inconspicuous changes in their watermark
material was achieved by the introduction of the groundwood design in order to date their products.
process of pulp making about 1840 and the first of the chemical h. Obviously, document is fraud if it contains a watermark
pulp processes approximately ten years later. that was not in existence at the time the document purports to
11. CHLORINE - This was introduced in the 19th century have been executed.
for bleaching and colored linen could already be manufactured for
paper. 5. In case the watermark did not change, the following is applied:
12. ESPARTO – This is a grass grown in Libya, also in Spain and a. Consider any defect in the individual design may furnish a
North Africa was first introduced in England in 1861. clue as to the age of the paper.
13. STRAW – This was used to make paper in 1800. b. The dandy roll, through constant usage, will somehow be
14. SULPHITE – This is a paper from wood was not attempted until damaged. This damage is also known as caused by
1869 and paper called SULPHITE (modern type) was first used WEAR AND TEAR which becomes progressively more and
between 1880 and 1890. more as time goes by.
15. OLDEST MANUSCRIPT - Letters dated A.D. 874 have been c. The damage on the dandy roll will leave some peculiar
found in Egypt and the oldest manuscript in England on cotton markings on the watermark of the paper manufactured or all
paper dated AD 1890. papers that will pass through the damaged dandy roll.
d. The investigator, carefully determining the distinct markings
TRACING THE AGE OF PAPER (DOCUMENT) caused by the dandy roll's damaged surface, will coordi-
nate with the paper manufacture regarding when such
The age of the document may be estimated from paper. Four cases damage occurred on the dandy roll used.
were reported by Lucas where the age of the document was established from
the compositor/composition of the paper. In one of these cases, a document DISCOLORATION
dated 1213 A.H. (A.D. 1798) was found to be written on paper composed
entirely of chemically prepared wood cellulose. Considering that this type of One way of tracing the age of the paper is through the observance
paper was not introduced not until about 60 years later, the document is of the changes in its physical characteristics particularly DISCOLORATION.
obviously a fake one. Naturally, a paper will discolor after a passage of time due to numerous
environmental factors such as moisture, temperature, dust, etc. In case of
WATERMARKS papers out of wood pulp, they start to discolor at edges from 2 to 3 years.
While RUG-SHIP QUALITY papers, they are very old before discoloration
1. Definition – It is a term for a figure or design incorporated into starts.
paper during its manufacture and appearing lighter than the rest of
the sheet when viewed in transmitted light. The earliest way of CAUSES OF DISCOLORATION
identifying the date of manufacture of the paper is by the
WATERMARK - a brand put on the paper by the manufacturers. 1. due to process of oxidation brought about by natural means.
2. brown spots due to mold that are very obvious characteristics both
2. How watermark is made? The watermark was made when the in appearance and distribution.
semi-fluid paper pulp (mixture of cotton or other fibers) was being 3. exposure to dust and dirt.
drained on a grid of laid (warp) and chain (woof) wires. Fine wires 4. occasional staining of fruit juice, grease.
forming the desired design were tied on top of the grid and 5. excrete of rats, mice and other insects.
impressed into the pulp. This impression made the paper thinner, 6. may also due to heat, partial burning, etc.
and therefore, more transparent, where it appeared.
DETAILED EXAMINATION OF WRITING MATERIAL
3. Origin. Watermarks first appeared on papers produced in Italy
around 1270, less than 100 years after the art of papermaking was 1. Collect standard document from the issuing institution, company
introduced to Europe by Muslims from the Middle East. Early in or individual and compare. Consider the physical characteristics of
the 19th century, papermakers began to solder the watermark wires both questioned and standard documents such as the size, the
to the grid frame, thus insuring uniformity of impression and thickness, the surface (glossiness, opacity, etc.) and the general
aiding in the detection of counterfeiting and forgery. The first texture of the paper.
British postage stamps of 1840 bore a watermark, but stamps of the 2. Check with the issuing institution, company or individual about the
United States were not so marked until 1895. When paper began dissimilarity of writing material used in the questioned document.
to be machine-made, the watermark wiring was simply transferred 3. Conduct further physical or chemical examination such as folding
to the grid cover of the dandy roll, a turning cylinder that passed endurance test, folding test, bursting test, etc.
over the paper.
WRITING INSTRUMENTS
4. Concept of document’s age detection thru watermarks.
a. Sometimes a LIMIT may be placed to the age of the A. FLEXIBILITY OF PEN POINT - One quality of the nib pen is its
document by means of watermark, the earliest pliability. This quality varies which different pens and can be
known dating from 1282. Unfortunately, however, not all measured by the amount of pressure necessary to cause a spreading of
papers contain watermarks. the nibs or a given degree of shading.
b. It is impressed into the paper by wires on the rollers B. FOUNTAIN PEN - A fountain pen is a modern nib which contains a
called “DANDY ROLL” that make the paper, reservoir of ink in a specially designed chamber.
and these designs are changed from time to time. After complete filling the pen is capable of writing a number of pages
c. Usually watermarks are requested by without refilling.
their owners/manufacturers with the patent office. C. INK - is a fluid or viscous marking material used for writing or
d. If present, watermark is one of the most reliable means of printing.
tracing the age of the paper. However, the questioned
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D. PEN - A tool for writing or drawing with a colored fluid, such as ink; 4. Early ball point pens did not write well; they tended to skip, and
or a writing instrument used to apply inks to the paper is a pen. It the slow-drying oil-based ink smudged easily. However, the
came from the Latin word "PENNA", meaning feather. ball-point pen had several advantages over the fountain pen:
E. PEN NIBS - The tow divisions or points which from the writing a. the ink was waterproof and almost un-erasable;
portion of a pen are its nibs. b. the ball point pen could write on many kinds of surfaces;
F. QUILL PENS - It is a hollow, horny part of large feather usually c. could be hold in almost any position for writing; and
from goose and was used for writing on parchment. d. the pressure required to feed the ink was ideal for making
Poland, Germany, Russia, and the Netherlands were the largest carbon copies.
producers of quill.
G. WRITING INSTRUMENTS (WRITING IMPLEMENTS) - 5. Ink formulas were improved for smoother flow and faster
Writing Implements, manual devices used to make alphanumeric drying, and soon the ball-point replaced the fountain pen as the
marks on or in a surface. universal writing tool.
HAGAN in 1894, made the first comment on typewriting C. The small letter “g” – upper oval is either much smaller or the same
examination. He wrote that all typewriter machines even when using the same and/or different or the same in shape than the lower oval. Upper and
kind of type become more or less peculiar by use as to the work done by them. lower ovals are either very closely spaced or not.
These peculiarities positively connect them with the printing done by the
machine. D. Small letter “r” – right arm is either long with very small curve at its
end or a long right arm with full curve at the end and/or the right arm
This exposition of the principles of typewriting identification was is short with its curve moderate to full.
followed in 1900 by AMES who wrote that the identity of writing by different
operators as well as that done on different machines can be done with E. Small letter “y” – has three distinctive designs:
considerable degree - Different operators have their own peculiar methods lower stroke has a broad turn which forms a very shallow trough.
which differ widely in the location of date, address, margins, punctuation, lower stroke has a deep full curve which clearly curves right ward.
spacing, signing as well as impressions from touch. Lower stroke turns sharply upward like forming a narrow trough.
In several articles written between1901 to 1907, ALBERT S. F. Small letter “i” – has two distinctive designs:
OSBORNE, the foremost document examiner of the early 20th century, center of the dot is aligned with the central line of the vertical staff.
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Center of the dot is set off to the left of the central line of the
vertical staff. a The character may show a distortion in its engraving, a
"break" which is shown by an alteration of the design.
G. Upper and Lower Strokes of Capital Letter “E” – maybe equal or the Exceptionally, it means a defect of manufacture. Most often,
bottom stroke maybe longer than the upper stroke. The serif is either the break occurs when the machine is working. The metal is
vertical or oblique. The small “e” may have its straight stroke either locally damaged by the continued striking of the letter against
horizontal or oblique. hard surfaces and according to the general direction of the
striking will dented or deviated. In the first case the altered
H. Figure “7” – horizontal stroke is either straight or curve. sign will print an incomplete design with broken or
interrupted lines, in the second case it prints a deformed
I. Figure “5” – horizontal stroke is either straight or slightly or fully sign. The predominant cause of the defect is that
curved. corresponding bars one behind the other; the character of
corresponding bars strikes the back of the first and crashes on
J. The comma “,” – tail may extend to the left of the dot or only very it.
slightly to the left of the dot. b Twist of the printing surface which comes in the course of
manufacturing. Irregular tempering gives an abnormal
K. Parentheses – may vary in curvature. contraction of the metal for the bearing of the character again
the plated and gives a local impression more intense and
Take Note: Two typewritten documents are said to be typed from more heavily inked.
one and the same typewriter if they agree in type face style, design, spacing, c Misalignment of the two signs engraved on the same
alignment and three or four scars or damaged type faces. character so that they are not set exactly one under the other.
This defect may be due to a bad engraving of the mold.
IDENTIFICATION OF TYPEWRITER BY THE DEFECTS OF THE
STROKE Positioning of the Character on the Type-bar
Each typewriter has its own individual characteristics that enable one a A bad position of the bar on the plate of the soldering
to differentiate the typed characters from a similar machine of the same make. apparatus, results in a bad portioning of the character. It will
Typewriter of the same make and model but of different age have differences be bent forward, backward or sideways.
attributed to wear. b Sometimes a solder fails in the course of typing. The
character turns over the slides along its support. The
WHAT TO CONSIDER? changes of alignment become grater and greater growing in
frequency in proportion with the collar of the solder. This
1. A typewriter coming out fresh from the factory has already some defect is detected in the writing by the fact that the top and
defects which give its own personality. Whatever the quality of the bottom of the letter are not printed with the same
the manufacture, a typewriter is never absolutely perfect. intensity and mostly, the vertical misalignment has a tend-
2. Later, through faults of the typist and also by wear, the typewriter ency to vary at each stroke and becomes so important that
will acquire a stronger individuality by new defects which become often a part of both signs of the deficient characters are
more and more prominent and in time, progressively overcome the impressed at the same time.
initial ones.
Defects of the Type-bar - The deformations of a type-bar modify
PROCEDURE the position of the character in connection with the platen and alter
the originally correct writing.
1. Conduct preliminary examination of the questioned document to
determine the make and model of the typewriter. a Any error of place position of the bar in the basket gives an
2. Then study the defects of the stroke which will distinguish the incline to its head and to the character.
suspected typewriter from the others. b The type-bars are outer sinuous. Under the effect of an
intensive working, the bends are modified, so that the type-
The defects of the typewriter maybe compared to ailment or bar elongates or shorten and its head inclines forward or
sickness and congenital deformation while its translation on the paper be backward. This deformation causes a misalignment of the
compared to symptoms of the defects. This comparison has the advantage of character and no longer allows a uniform impression of its
sorting out the exact conditions of the control of questioned typewritten surface.
documents as follows: c Twist of the type-bars is caused by mistakes of the typist. In
depressing, by error, two neighboring keys, two corre-
1. First, it will show the actual state of the typewriter and sponding bars are moved towards the type-bar guide 1, each
consequently that the aspect of the stroke is not immutable but bar undergoes the lateral strike of the other and bends along
evolves progressively so that a good identification needs the its longitudinal axis. One error in manipulation does not
comparison of documents from sufficiently adjacent period. great damage but its repetition certainly develops the defect.
2. The health of a typewriter tends to change and the defect The type-bar thus bent no long offers a perfectly vertical
become more and more numerous and characteristics. From surface to the axis of the platen and the character strikes the
time to time, an overhead or repairs may help the ailment paper more or less off its feet.
definitely or at least give a temporary or partial healing.
3. It will show that the expert does not see the defect of the Defects of the Ring - On a worn type writer it is not exceptional to
typewriter right away but only its translation on the paper by a find that the more active type-bars have depressed the metal of the ring at their
writing anomaly of which he must appreciate the cause point of contact. It no longer has any effect on the type-bars corresponding to
4. Lastly it will explain that certain anomalies are not even the depression, it no longer stops them in their travel and it does not send them
ascribable to an organic cause of the type writer but to a back to their original position.
phenomenon outside it. For example, an error of manipulation by
the typist may give some anomalies of the stroke and have no These bars strike directly at the platen, stoop their momentarily and
connection with the mechanism of the typewriter itself. Others are fall back by their own weight giving by this very slow motion a vibration to
due to a temporary sickness such as a torn ribbon which will give the character in the vicinity of the platen. At this time the escapement has
an incomplete impression of the character or dust which may already moved and the character gives two impressions instead of one. The
choke the mechanism of the stroke. It is only the permanent second impression, displaced in connection with the first and much paler
faults which permit of a positive identification. seems to be its shadow. The name given to it is 'veiled stroke'.
DEFECTS OF A TYPEWRITER Disorder of the Type bar guide - If the position of the type bar
guide is modified for some reason, the result is a complete disorder of the
Defects of the Character writing. A guide moved to the right will raise all signs on the right of the
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keyboard and will lower all the signs on the left. If it is moved to the left, it
will cause the opposite effect. METHODS OF PRINTING
Alteration of the Platen - The rubber of the platen gets old and A. RELIEF PRINTING (LETTERPRESS)
hardens, the surface formally smooth becomes more and more irregular and
rough and does not offer anymore intimate contact with all surface of the sign. In this method of printing, the image characters are raised above
The writing becomes inconsistent and the same sign will print itself partially the level of the non-printing areas. The ink is applied to a raised surface
or entirely and with a greater intensity and more intensively on the tight or the that in turn is applied to paper. The letterpress process is the oldest of
left, on the bottom or the top. all printing procedures. It prints with cleaner and sharper letters.
After the type has been set, the next step is the actual printing
General Wear of a Typewriter - The typebars are subjected to a which is made on one of three principles:
lateral play particularly felt at the top. This gives poor accuracy at the point of 1. The platen or “flatbed press” opens and closes like a clam shaft; it
impact of the character. The same signs print themselves on the right or on has raised type on one flat surface and paper on another flat surface
the left of their theoretical point of impact. and the two are pressed together. Small hand presses are generally
platen presses.
TYPEFACE MISALIGNMENTS – synonymous to “alignment defects: 2. Cylinder presses roll the paper around a cylinder and then across
the flat surface of inked type.
1. Vertical Misalignment - A character printing above or below 3. Rotary presses pass the paper between two cylinders, one of which
its proper position. Possible causes are: holds the curved printing plates.
a. a character soldered too high or too low on the typebar;
b. an unsoldered character;
c. a typebar having lost its correct curvature; B. INTAGLIO (GRAVURE PRINTING) – There are four types of
d. a type bar having an oval of axis bearing; printing which employ the Intaglio principle of placing ink in an area,
e. misalignment of the typebar guide to the right or to the left; which has been cut out or etched.
and
f. disorder of the capital letter shift lock. 1. Gravure – This is a process in which the ink in recessed or sunken
2. Lateral or Horizontal Misalignment - An alignment defect in letters is drawn out or sucked out under pressure. The process
which the character prints the right or left of its proper position is produces high quality reproduction of photographs and half-tone
known as horizontal alignment. illustrations, but the letters of type reproduced have slightly fuzzy
3. Oblique Misalignment – The character leans towards the right or edges. The printing is done from large copper plates or copper
towards the left. covered cylinders on presses of two kinds; sheet-fed gravure
presses and web-fed rotogravure presses for longer runs. The
TYPEWRITING STANDARDS OR EXEMPLARS – the procurement of copper plates or cylinders are produced by making film positives
typewriting exemplars are grouped as follows: of the art work to be reproduced.
2. Engraving – The paper her is forced into the sunken areas of a
1. Study of the questioned document by the investigator; metal plate where the ink is. A special plate is made by the artist
2. Procurement of the regular course of business typewriting; who removes or scratches areas in the metal itself into which the
3. Preparation of exemplar typewriting by the suspected writer; ink is placed. The actual printing process is very slow, and after the
4. Preparation of typewriting exemplar by the investigator on paper is removed from the plate, time must be allowed for the
suspected typewriter; and drying of the ink to prevent smudging.
5. The procurement of the suspected typewriter itself by the 3. Planographic – Lithography is the most well known printing
investigator. process which employs the principle of putting ink on a chemically
treated surface. The commercial application of lithography is
OBTAINING KNOWN TYPEWRITTEN EXEMPLARS - Properly known as offset. In this process, the copy is placed in front of a
prepared known typewriting samples not only facilitate the examination in the big camera and photographed so that the film is the exact size that
laboratory but they aid immeasurably in the demonstration in the court room. the final result is to be. The film is in turn placed over a sensitized
plate make of paper, albumen or chemically treated metal) and
HOW TO OBTAIN EXEMPLARS OF TYPEWRITING? exposed to a strong light.
4. Stencil – Stencil sheets on which the copy is typed or drawn are
1. If the typewriter ribbon is obviously new, remove it from the made of a porous lease tissue, covered with a coating which is
typewriter and send it to the laboratory with the typewriting impervious to ink. The typing or drawing pushes the coating aside
exemplars prepared from another ribbon.(the text of the material and exposes the porous tissue. This stencil wrapped around an
in question may still be discernible of the ribbon) inked cylinder and the cylinder is rolled across the paper, forcing
2. Use paper of about of about the same size as the questioned the ink through the porous parts of the stencil.
material, type out a full word for word copy of the message in
question, typographical errors, using as nearly as possible the C. PLANOGRAPHIC (LITHOGRAPHIC PRINTING) – In
same degree of touch as that used in typing the questioned planographic printing, the image characters are in the same general
material. plane as the non-printing areas. The ink is applied to a dead level
3. After placing the typewriter in a stencil position or removing the plate which has been chemically treated such as lithograph and offset.
cloth ribbon, obtain samples of each character on the keyboard D. STENCIL – It is a process where the letters or image are holes cut in a
by typing through carbon paper which has been inserted carbon sheet, or a sheet is made more porous in the area of the letters and ink
side down over a piece of white bond paper. is applied to paper through the holes or porous areas such as
4. Make certain that each specimen contain the make, model and mimeograph.
serial number of the typewriter from which it was produced as well E. HALFTONE BLOCK PRINTING – This is offset-related and is used
as the date and initials of the officer. for the reproduction of pictures and illustrations in little covers. To
5. Typewriter specimens should be taken from suspected prepare a halftone block, the model is photograph and its image is
typewriter/s. It is usually not necessary to forward the typewriter transferred to a metal surface by photo-printing.
to the laboratory if complete known exemplars are obtained.
6. If possible, after a typewritten exemplar is obtained from a IDENTIFYING CHARACTERISTICS OF PRINTING
suspected typewriter, the investigation should insure that the
typewriter is kept in its current condition. A. LETTERPRESS
7. With evidence thus obtained from typewritten documents, the 1. Study of this printing shows that the edges of the letters are more
laboratory experts is in position to lend valuable assistance to sharply defined than offset printing.
the solution and subsequent prosecution of many cases. 2. Careful microscopic study and measurement may reveal different
“runs” of letterpress printing which have been made from the same
PHOTO MECHANICAL PRINTING PROCESS set-up; the “y” type face may exhibit evidence of damage and the
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spacing and alignment may be different due to pressure applied by applied; the direction the pig is facing; attention to details; line quality;
the frame. angular or curved strokes; and emphasis on head of pig.
B. OFFSET
1. The edges of the letters are more irregular than in letterpress;
2. The middle portion and the edges of the letters are more or less of TYPEWRITING
the same density; and
3. There is no indentation of the paper in the area of the printed All typewriters of a particular make and model are pretty much the
letters as is sometimes found in letter press printing. same but, through use, the develop defects that translate to paper when the
machine is used. These defects on the typed page can be matched back to the
IDENTIFICATION OF PRINTING – The identification of printing is typewriter that was used to create it.
based on the general principles which consider the existence of an
adequate combination of class and individual characteristics exceeding These defects in the type face are revealed in a number of ways. If
the limits of an accidental coincidence. the type bar is bent (the bar on which the letter element is attached and
hammered down to the page) the letter is misaligned or 'off its feet.'
A. CLASS CHARACTERISTICS – maybe grouped under body size Misalignments can also cause non-printing areas of a specific letter, such as
and type face designs. losing the loop on the bottom of a ‘g.’ The letter can be displaced horizontally
1. Body size of a type – responsible for the width of a line and depth or vertically. Little clumps of plastic can adhere to the type key during
of a column. manufacture and are made permanent by the coating process. This defect is
2. Unit measurement – six picas making an inch. called 'flashing.' As wear and tear increases, the defects become more
3. The body size in metallic type – varies from six points up to exaggerated.
seventy points, larger ones being made mainly in wood.
4. According to the type face – there are eight main designs Just looking at the type style, or font, the spacing (horizontal and
vertical) and type size allows for determining the make and model of the
typewriter. Ribbons are a major evidentiary component. It is possible to read
B. INDIVIDUAL CHARACTERISTICS – These come into existence a ribbon to see what it has been used to type.
as a result of:
1. Defective setting in relative space positioning, slant and weight of
type faces; or
2. Due to mutilations and imperfections in the type faces.
HANDWRITING
The fingerprint marked X developed with Chemical Powders from 1. Aid in investigation
the object of burglary was found to be identical with the specimen 2. Speeds up processing of investigation
fingerprint D-5 of the suspect. 3. Eliminates innocent suspects
4. Pre-employment screening
5. Honesty test (Periodic test)
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1. White Lie or Benign Lie - the kind of lies used to protect or Historically, early human beings have their own way of
maintain the harmony of friendship or any relationship. determining lying or guilt on the part of the accused and accuser. Their
2. Pathological Lie - this is a lie made by persons who cannot common method is thru the application of “ORDEAL.”
distinguish right from wrong.
3. Red Lie - this involves political interests and motives What is Ordeal?
because this is a part of communist propaganda strategy.
This is prevalent in communist countries or A severe test of character or endurance; a trying course of
communist infested nation. Lies of means of experience, A medieval form of judicial trial in which the accused was
propaganda-brain-washing and blackmail via subjected to physical tests, as carrying or walking over burning objects or
espionage and treason. immersing the hand in scalding water, the result being considered a divine
4. Black Lie - a lie accompanies pretensions and judgment of guilt or innocence.
hypocrisies, intriguing to cause dishonor or discredit
ones good image. It is also a term of varying meaning closely related in the Medieval
5. Malicious or Judicial Lie - this is very pure and Latin “Dei Indicum” meaning “Miraculous decision.” Ordeal is also an
unjustifiable kind of lie that is intended purely to ancient method of trial in which the accused was exposed to physical danger
mislead or obstruct justice. which was supposed to be harmless if he was innocent.
What are the Types of Liars? What are the Early Methods of Detecting Lies?
1. Panic Liars - one who lies in order to avoid the 1. Red hot iron ordeal - Practiced on the hill tribe of Rajhmal in the
consequences of a confession, He/She is afraid of North Bengal; Accused placed his tongue to a red hot iron nine
embarrassment to love ones and it is a serious blow to his / times (9) unless burned sooner; If burned, he is put to death. Not
her ego, He/She believes that confession will just male the only that (licking the iron), he is also made to carry the metal into
matter worst. his hands. It is doubtful whether the ordeal is meant to determined
2. Occupational Liars - Is someone laid for spare years, this the physiological changes occurring in description for if this so,
person is a practical liar and lies when it has a higher “pay many false observations must have been made.
off” than telling the truth. 2. Ordeal by balance - Practiced in the Institute of Vishnu, India;
3. Tournament Liars - Loves to lie and is excited by the Scale of balanced is used; In one end of the scale, the accused is
challenge of not being detected, this person views an placed in the other end, a counter balance; The person will step out
interview as another contest and wants to win, this person of the scale listened to a judge deliver an extortion is the balance
realizes that he or she will probably be convicted bur will not and her back in. If he were found to be lighter than before then he
give anyone the satisfaction of hearing him or her confesses, should be acquitted.
he wants that people will believe that the law is punishing an 3. Boiling water ordeal - Used in Africa; the method was that the
innocent person. subject will plunged their right arms into the boiling pot to the
4. Psychopathic Liars - the most difficult type, this person has elbow and step into the other side of the fire. All are told to
no conscience. He shows no regret for dishonestly and no undergo the test without a murmur. And when all are finished, they
manifestation of guilt, are told to return at the same tine the next afternoon. The one who
5. Ethnological Liars - is one who is taught not to be a by that time had lost some or showed blisters would prove the thief
squealer, *squealer – to cry or to shrill voice, used by (Point out who is the one who steal among his tribe mates).
underworld gang in order for their member not to reveal any 4. Ordeal by rice chewing - Practiced by Indians; It is formed with a
secret of their organization. kind of rice called sathee, prepared with various incantations; The
6. Pathological Liars - A person who cannot distinguish right person on trial eats, with his face to the and then spits upon an
from wrong (his mind is sick.), Is an insane person. eyeful leaf; If the saliva is mixed with blood or the corner of his
7. Black Liars - A person who always pretends, (What he mouth swell or he trembles, he is declared then a liar.
thinks of himself, what kind of person he is, and what he is.) 5. Ordeal of the red water - Used in a wide region of Eastern
Africa; The ordeal of the “sassy bark” or red water is used; The
accused is made to fast for twelve hours; The swallow a small
amount of rice; Then he will be imbibed in dark colored water.
CONCEPT OF DETECTING LIES This water is actually an emetic and if the suspects ejects all the
rice, he is considered innocent of the chare, Otherwise, the accused
What is the theory of lie detection? is guilty.
6. Combination of Drinks and Food Ordeal -The accused first
It must be recognized that there is no such thing as an instrument fasted for 12 hours and the given small amount of rice to ear
that will detect lies. The popular name, Lie Detector, given to a collection of followed by large amount of black colored water. If the concoction
certain medical instruments, is somewhat misleading. No collection of was vomited, the accused was pronounced innocent; Otherwise,
inanimate objects including the very finest and complicated modern guilty. And practiced by “West African Regions”.
computers, can detect lies on the part of any human being. 7. Trial by Combat - A fight between the accuser and the accused,
whoever lost the battle will be the adjudged guilty. Originated
The students can understandably ask, “Well, what does this do from India and one of the examples of this: a rich man or accuser
called “lie detector” do?” The answer to that question is that the lie detector could hire somebody or bigger one to fight the accused. After the
records certain physiological activities of the body. These activities are fight the loser is adjudged guilty of crime.
constantly in operation as long as the person is alive. The student should be 8. Trial by Torture - The accused was put into a severe physical
aware that the most common lie detectors record a breathing pattern of test.
inspiration and expiration, a continuous pattern of relative blood pressure and 9. Drinking Ordeal - The accused was given a decoction to drink by
pulse rate, and a pattern of electro dermal activity. a priest – if innocent; no harm befalls him, but if guilty, will die.
Practiced in Nigeria and India.
It is well known that the body adapts itself as efficiently as 10. Trial of the Eucharist - This trial is reserved for the clergy, and
possible to its environment. If the environment changes, the body will rapidly administered with pomp and ceremony. If the accused was guilty,
adjust itself to these changes. This is done by a complicated system of internal the Angel Gabriel will descend from heaven and prevent the
checks and balance primarily involving the autonomic nervous system. This accused from swallowing the food given to him. Practiced in the
ability to adjust is necessary if the organism if the organism or body is to European countries.
survive in a constantly changing world. Those organisms that cannot adjust 11. Ordeal by heat and fire - The accused was compelled to walk
rapidly die out. bare footed through a fire; if he remains unhurt then he is innocent.
Practiced in East Germany, Early Scandinavian Countries and
early England.
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12. Ordeal of Boiling Oil or Water - The accused was forced to dip 18. Incoherence, trembling and sweating of the whole body.
his hands into the boiling water or oil and ask to pick up stone in it.
If he remains unhurt then he is innocent. Practiced in Asian Detection through Regular Police Methods
Countries.
13. Ordeal of Red hot Needle - Red hot needle was drawn through Police methods sought to answer the legal investigative process to
the lips of the accused, if innocent; no blood will be seen flowing the following: The “five Wives and One Husband” (5 W’s and 1H) which
out. Practiced in Wanaka, East Africa. stand for: WHAT, WHEN, WHERE, WHO, and HOW. The “Three Eyes” (3
14. Ordeal of the Tiger - Accuser and accused were placed together I’s) which stands for: Information gathering – through record Check,
in the same and a tiger set loose upon them. If both were spared, Surveillance and Intelligence Check, Investigation – through Interrogation or
further elimination followed. Practical in Siam. Interview for Admission or Confession, Instrumention or Criminalistics
15. Ordeal by Combat - Accuser and accused report to a duel where (Police Sciences) with the use of the different Investigative Forensic Sciences
the winner was adjudged innocent. Those not proficient in such as Medico Legal or Forensic Medicine, Forensic Chemistry, Police or
weapons and those who could not afford to do so could hire Investigative photography, Forensic Ballistics (Firearm Identification),
champions in the field to do the fighting for them. This type of Questioned Documents Examination, Dactyloscopy, Police or Investigative
ordeal is vividly dramatized in the movie “Ivanhoe” based on the Communication, Polygraphy /Deceptography
novel of the same title (became the only legal ordeal). Practiced in
England, time of “King Henry III”. HISTORICAL DEVELOPMENT OF POLYGRAPHY
16. Test of the Cross ordeal - The accuser and accused each were
made to stand with arms crossed on their breasts. The one who In the middle of the 19th century, Dr. Hans Gross, an Austrian
endured the longest was deemed to have told the truth, the other, is known as the “Father of Criminalistics”, defined search for truth as the basis
the liar. Practiced in Europe. and goal of all criminal investigations. He asserted that “a large part of the
17. Donkey’s Tail Ordeal - Psychological theory, the donkey placed criminalist’s work is nothing more than a battle against lies. He has to
in one room alone and observed it, and if the donkey cried is a discover the truth and must fight the opposite. He meets the opposite at every
judged of guilty of crimes, because deep in side and conscience he step.
is guilty.
The searches for truth and attempts at uncovering falsehood have
What are the Common Countries that Practiced Ordeal? been a universal and almost constant endeavor dating back at ancient times. In
their attempt to discover deception, primitive societies developed complex
1. Burma - The accuser and accused were given each identical procedures founded on magic and mysticism. The doors to the truth, divine
candle and both were lightened at the same time. creatures sent messages through fire, boiling water and torture. In some
2. Borneo - The accuser and accused were presented by shell fish instances, faith in this powerful mysticism miraculously allowed the innocent
placed on a plate. An irritating fluid was then poured on the shell to go unscathed while the guilty bore the mark of guilt.
fish and the litigant whose shell fish moved first was adjudged the
winner. Some of these rituals were based on sound physiological
3. Greece - A suspended axe was spun at the center of a group of principles. Oriental people for example distinguished truth form lying by
suspects. When the axe stopped, whoever was in line with the having the entire accused chew dry rice and then spit it out. While this was a
blade as supposed to be guilty as pointed out by the divine simple task for the honest, those who were deceiving have difficulty in
providence. accomplishing this task and were then judged to be guilty and punished
4. Nigeria - The priest greased a clock’s feather and pierced the accordingly. This practice recognized that fear slows the digestive process,
tongue of the accused. If the feather passed through the tongue including salivation. Thus, the deceptive were unable to spit out the dry rice,
easily, the accused was deemed innocent. If not, the accused is while the innocent, having faith in the power of their deity to clear them of the
guilty. Another Method (same country) Pour corrosive liquid into unjust accusation, felt little fear in contrast to the guilty who know they would
the eyes of the accused who was supposed to remain unharmed if be discovered.
innocent. Pour boiling oil over the hand of the accused with he
usual requisites for guilt or innocence (if remain unharmed, he is Throughout the centuries, man continued to experiment with more
innocent). scientific methods in determining truth and deception with the following
5. Europe and Early United States (17th Century) - Trial by water scientists having contributed much in the development of the polygraph
was commonly used on those accused of witchcraft. The accused instrument:
was bound (hand and foot) and then cast into the body of water. If
the accused sank, he was hauled to the surface half-drowned and A. DEVELOPMENT OF THE CARDIOGRAPH COMPONENT
deemed innocent. If the floated, he was deemed guilty and burned
to death. ANGELO MOSSO – 1895
1. Studied fear and its influence on the hearth and his
Detecting Lies through Observation Methods observations subsequently formed the basis for the
technique.
1. Through Facial Expression 2. Developed the SPHYGMAMOMANOMETER and the
2. Blushing, paling or profuse sweating of forehead. SCIENTIFIC CRADLE, which he used in studying fear
3. Dilation of the eyes, protrusion of eyeballs and elevation of upper on the heart.
eyelids.
4. Squinting of the eyes (showing envy, distrust, etc.). CESAR LOMBROSO – 1895
5. Twitching of the lips. 1. Employed the first scientific instrument to detect
6. Excessive winking of the eyes. deception. This instrument known as
7. Failure to look the inquirer “straight into the eyes”. HYDORSPHYGMOGRAPH, measured changes in
8. Excessive activity of the Adam’s apple and the vein at the temple pulse and blood pressure when suspects were
due to dryness of throat and mouth. questioned about their involvement in or knowledge of
9. Quivering of nose or nostrils. a specific response.
10. A peculiar monotone of the voice. 2. Procedure on the use of the
11. A forced laugh. “HYDROSPHYGMOGRAPH” in detecting deception:
12. Rolling of eyeballs from one direction to another Subject’s hand placed in a water filed tank sealed with
13. Through Postural Reaction membranes of rubber; Subject will be shown pictures
14. Fidgeting, tapping or drumming of fingers on the chairs or the connected with the crime or mention will be made to
other surfaces. relevant facts of the crime; Pulsation of blood in fist
15. Swinging of legs or one leg over the other. was recorded on smoked drum.
16. Unnecessary movements of hands and feet (like scratching, nail
biting, thumb or finger sucking). WILLIAM MARSTON – 1915
17. Pulsation of the artery in the neck.
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1. He dealt with the sphygmomanometer which was used
to obtain periodic discontinuous blood pressure GEORG STICKER – 1897
readings during the course of an examination; 1. First to suggest the use of the galvanograph for
2. He also experienced with and helped to develop the detecting deception based on the work of several
pneumograph, which records breathing patterns, and the predecessors.
galvanometer, which registers changes in skin 2. Theorized that the galvanic skin phenomena was
resistance. influenced by exciting mental impressions and that the
will have no effect upon it.
JOHN LARSON – 1921
1. Developed the polygraph, an instrument capable of OTTO VERAGUTH – 1907
continuously records blood pressure, pulse, and 1. First to use the term “PSYCHOGALVANIC
respiration. REFLEX”.
2. The polygraph instrument which he developed was 2. Believed that the electrical phenomenon was due to the
polygraphic apparatus in a portable form. Had activity of the sweat glands.
published more than anyone in this field.
D. OTHER PERSONALITIES TO THE DEVELOPMENT OF
THE LARSON POLYGRAPH - This is the first assemblage of THE POLYGRAPH AS KNOWN TODAY
apparatus and some of his co-workers in the Berkeley Police Department. A
strip of paper on which the tracings are recorded is mounted on two drums, HUGO MUNSTERBURG (1908)
which are turned by a spring mechanism known as a kymograph. The paper is 1. Proposed that lie test based on lie detector should be
smoked to reduce the friction of the styluses or recording levers which are admissible as evidence in court.
actuated by Marey Tambours. A manometer is placed on the right shoulder of 2. The detection is based on using blood pressure
the subject, the function of whish is to indicate the pressure in the bag, the variations for deception detection.
pressure bag, encased in a leather cuff, is strapped pneumograph is strapped 3. He advocates the used of lie detection in court.
around the chest to record respiration. This type of pneumograph or 4. But it was not known if the same was followed.
respiration applicator is sill being used in some of the modern instruments. In
a later model developed by Larson, a Jaquet polygraph replaced the CHARLES SAMSON FERE – (1888)
kymograph and smoked paper, and the pens moved horizontally instead of 1. French Scientist who discovered that electro dermal
vertically as in the original apparatus. In a further modification, metal tambour response is caused by an increase in the action of the
stacks were substituted for the Erlanger capsule and rubber covered tambours. heart and vital energy converted with human emotions.
2. He asserted that human body has the ability to generate
LEONARD KEELER –1926 store, discharged high voltage of static electricity.
1. Continued research and development of the polygraph.
In 1949, he invented the Keeler Polygraph with JACQUES D’ARSONVAL – (1851-1940)
components that simultaneously recorded changes in 1. French Scientist who declared that electricity is
blood pressure, pulse and respiration, as well as the generated by the body and named External Friction as
newly developed galvanic skin reflex. source of generation.
2. He devised the chart roll paper, a better method of 2. He assorted those sweat glands which the body at times
questioning, and incorporated the kymograh. store the electricity and at other times discharged them.
3. He also devised a metal bellows. 3. His works helped in the development of the
galvanometer.
THE KEELER POLYGRAPH - In 1925, Keeler developed a
compact portal instrument using a modification of the Erlanger pressure PAUL WILHELM AND DONALD BURNS (1951)
reducer that permitted the blood pressure changes to be recorded over a 1. Michigan City, Indiana, USA, (Independent Lie
greater range. He later made further improvement by substituting metal Detector Specialists) who invented the Electronic
bellows or diaphragm capsules in place of the Erlanger type pressure reducer. Psychometric using Electrodermal Response as a basis
The instrument is housed in a steel case with wrinkle finish and chromium for lie detection.
trim. The cover is attached to case by means of slip hinges and can be 2. Both have proven that results of lie detection test
removed when the instrument is to be used. Opening of the cover permits (during) using their instrumental 95% accurate.
hinged doors at each end of the case to open outward for access to the chart at
one end and the accessories at the other. All connections to the instrument are CHESTER W. DARROW (1932)
made directly under the right end of the panel, which include the hose 1. Made a third modification to the Larson Cardio-
connection for the cuff inflation bulb, the tube from the blood pressure cuff, a Pneumo Psychograph, by adding a galvanometer. The
connector for the hand electrodes of the electro dermal recording unit, an new instrument included a psycho-galvanometric
extension cord, and a tube from the pneumograph. Space is provided directly record, electrodes on the palm and back of the hand, as
below the attachments for storage of the accessories, and they may be stored well as a continuous blood pressure record, and a
without disconnecting the accessories form the instrument. pneumographic record.
The polygraph technique uses the principle that the bodily What are the Tripod Foundations of Polygraph Technique?
functions of a person are influenced by his mental state. The physiological
changes accompanying deception are capable of being recorded, measured 1. The Mechanical Leg Basic Premise - The polygraph machine is
and interpreted with reasonable certainty. mechanically capable of making graphical records containing
reliable information regarding physiological changes
Telling a lie is usually an emotional experience. A conscious act of 2. The Physiological Leg Basic Premise - Among the physiological
lying causes the mind of the examinee, which produces an emotion of fear or changes that may be recorded and identified are those that
anxiety, manifested by fluctuations in pulse rate, blood pressure, breathing automatically occur only following the stimulation of specific
and perspiration. The physiologic fluctuations that come with the emotion are nervous system component and from which stimulation of those
in nature automatic, self-regulating and beyond conscious control because specific nervous system components can be reliably diagnosed.
they affect the functioning of the internal structures that prepare the body for 3. Psychological Leg Basic Premise - Under the polygraph leg
emergency. premise, the specific nervous system component whose stimulation
can thus be diagnosed are so stimulated by the involuntary mental
The underlying psychology here includes: and emotional processes of the individual who is consciously
attempting concealment of deception specially if that individual
1. The lying person fears detection, causing physiological changes to has something at stake and the prevailing circumstances lead him
take place in his body. to believe that exposure to detection is quite possible though
2. Fear of detection must be experienced by the subject; otherwise no undesirable.
physiological changes will occur.
3. A person “tunes in” that which indicates trouble or danger by GOALS, USES AND PURPOSES OF POLYGRAPH TECHNIQUE
having his sense organs and attention for a particular stimulus, and
he “tunes out “that which is of a lesser threat to his self- What is the ultimate objective of conducting Polygraph examination?
preservation or general well-being.
4. In a series of questions containing relevant and control questions, The ultimate objective of Polygraph Examination is to obtain the
the lying subjects will “tune in” on the most intense relevant Subject’s “ADMISSION or CONFESSION” of the offense committed.
questions and “tune out “ the control question and may not be
materially affected by other weak relevant questions. General Purposes of using Polygraph
5. The truthful subject will direct his attention to the control question
wherein he consciously knows he is deceptive and “tune out” the Polygraph Examination is generally used an investigative
relevant ones. aid/technical aid in the investigative process. It is used to verify if the
statement of the victims/complainant, establish the credibility of the
Theory of Polygraph Examination witnesses, evaluates the truthfulness of the suspects. It is also used for pre-
employment screening and loyalty check of personnel.
A conscious mental effort of a mentally normal person lie causes
physiological changes within his body. The physiological changes could be Generally, it deals with
recorded by the Polygraph Instrument and diagnosed of evaluated by the
polygraph examiner. 1. Security risk – Leakage of Information Intelligence and Counter-
Intelligence.
The physiological effector mechanism in polygraph examination is 2. Criminal Law Infraction – Murder, Robbery, Theft, Rape etc.
the Autonomic Nervous System. The autonomic nervous is the one 3. Personnel Screening
responsible for regulating mechanism that corrects the slightest deviation from 4. Misconduct
a particular standard within very fine limits. Sleeps, oxygenation of the blood 5. Medical Measurements
temperature, levels of potassium, sodium, calcium magnesium and all the
essential chemical substances that maintain the activity of all cell membranes Importance of Polygraph to a Law Enforcer
are finely adjusted. This is found at the center of the brain and its central
controls is in the “hypothalamus” – a group of nerve cells of the brain that 1. Most effective way of establishing the truth.
reflexes – those that we cannot control consciously such as our heart beat, 2. Guilt is separated from truth (guilty separated from innocent)
pulse rate, increase and decrease in blood pressure and the expansion and 3. If scientifically determined (lie) the investigator can evaluate the
constriction of arteries are governed by the autonomic nervous system. When evidence.
one of our senses detects a threat to our well-being, it sends a signal to the 4. Saves time, efforts and money
autonomic nervous system, which activates its sympathetic division regardless 5. Measures the efficiency and effectiveness of the law enforcer.
whether threat is physical or psychological.
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5. The test will not be given until enough facts have been established
What is the Accuracy of the Polygraph Exam Result? to permit the examiner to prepare a complete set of suitable
questions.
This has been the unending question among many of us. However, 6. The test will not be given without the voluntary consent of the
practitioners have agreed that the accuracy of the polygraph results ranges subject.
from 85% to 100% depending upon the factors that affect it. 7. No indication will be given to any person or placed in any report
that a person will be considered guilty because he refused to take
the test.
Factors that Affects the Accuracy of the Polygraph Results 8. A test will not be given until the accusations have been explained
with the subject.
Generally, the following are factors affecting polygraph 9. No attempt to use Polygraph for mental or physical evaluation of
examination accuracy: any person.
1. The instrument. 10. No examination will be conducted on unfit subject.
2. The condition of the Subject.
3. The condition of the examination room.
4. The qualification and skills of the examiner. What are the Barriers to the Polygraph Examination?
Specifically, the 25% errors of lie detection test come from the There are instances where it is impossible to make an analysis of
following circumstances: polygraph tests because of the following:
1. Nervousness or extreme emotional tension experienced by a 1. Pathological liar (a person who cannot determine right and wrong).
subject who is telling the truth regarding the offense in question 2. Mental cases.
but who is nevertheless affected by: 3. Persons under the influence of intoxicating liquor.
a. Apprehension induced by the mere fact that suspicion 4. Narcotics related cases.
or accusation has been directed against him. 5. Various heart and other organic troubles.
b. Apprehension over the possibility of an inaccurate lie
detector test result. Problem encountered by Law Enforcement Officer during investigation
c. Over-anxiety to cooperate in order to assure an accurate and interrogation
test result. 1. Determination whether subject is telling the truth regarding the
d. Apprehension concerning possible physical hurt from crime index investigation.
the instrument. 2. Obtaining admission or confession from a suspect after his guilt
e. Anger resentment over having to take a lie detector test. has been established.
f. Over-anxiety regarding serious personal problems 3. In cases of witnesses, informer and informant who are in
unrelated to the offense under investigation. possession of helpful information who are willing but fearful or
g. Previous extensive interrogation, especially when reluctant to disclose it to interrogator.
accompanied by physical abuse.
h. A guilt complex or fear of detection regarding some Qualities of a Good Examiner (Backster)
other offense which he had committed. 1. To make himself understand and not resented by subject, by his
very exposure to him.
2. Physiological abnormalities such as: 2. Ability to establish or create a rapport with the subject.
a. Excessively high or excessive low blood pressure. 3. Much investigative experience as possible.
b. Diseases of the heart. 4. Interrogation Experience.
c. Respiratory disorder. 5. Must be deeply involved in his work (even beyond the call of
duty).
3. Mental Abnormalities such as;
a. Feeblemindedness as in idiots, imbeciles and morons. What kind of man should be conducting the Polygraph Test? (Fred
b. Psychosis or insanities, as in maniac-depressives, Inbau)
paranoids, schizophrenia, paretics, etc. 1. Good educational background
c. Pschoneurosis and psychopathia, as among the so- 2. Intelligent and some degree of maturity
called “peculiar” or emotionally unstable persons – 3. Possessed with sense of values
those who are neither psychotic or normal. 4. Adequate period of training under someone who is experienced
and skilled in the technique.
4. Unresponsiveness in a lying or guilty subject because of:
a. No fear of detection. THE POLYGRAPH INSTRUMENT
b. Apparent inability to consciously control response by
means of certain mental sets of attitudes. The instrument used in the proper application of the polygraph
c. A condition of “sub-shock” or “adrenal exhaustion” at technique is essentially a pneumatically operated mechanical recorder of
the time of test. changes in respiration, blood pressure/pulse heat supplemented with a unit for
d. Raionalization of the crime in advance of the test to recording galvanic skin reflexes, or an additional unit for recording abdominal
such an extent that lying about the offense arouses little respiration; muscular movements and pressures; or a plethymograph for
or no emotional disturbance. recording changes in blood oxygenation. Attachments for the human body
e. Extensive interrogation prior to the test. comprises of a rubber convoluted tube for the chest area, a blood pressure
arm-cuff on one bicep, and, in some models, an electrode on two fingers or
5. Attempt to “beat the machine” by controlled breathing or by on the palmer side of one hand. These attachments act as the detectors of the
muscular flexing. physiological changes and transmit the same to the instrument where it is
connected into mechanical impulses and transformed into tracings of the
6. Unobserved application of muscular pressure which produces respiration, blood pressure and skin resistance or the likes.
ambiguities and misleading indications in the blood pressure
tracing. How Does the Polygraph Instrument Work?
What are the limitations of the Polygraph? The polygraph simultaneously records various physiological
phenomena by means a horizontal kymograph. The resulting polygram
1. It is an invaluable investigative aid, but never a substitute for indicates tracing of external respiration in the thoraxic and abdominal cavities
investigation. by means of a pneumograph tambour assembly, systolic and diastolic
2. It is not a lie detector; it is a scientific diagnostic instrument. contraction of the heart, as well as pulse fluctuations with the resistance of a
3. It does not determine facts, it record responses to that which the phygmonometer and psycho-galvanic skin response by means o instrument
subject knows to be true. connected electronics sensors fixed to the person. Each phenomenon is
4. It is only as accurate as the examiner is competent.
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recorded by a hallow-tube ink styles moving across horizontally and vertically
ruled being driven by a synchronous electronic motor. 5. Galvanograph section:
a) Hand electrode
What are the Major Components of the Polygraph? b) Electrode jellow
c) Galvanometer
A. Pneumograph – this occupy the two/upper pens of the instrument
which records the thoraric and abdominal breathing patterns of Electrodes and Controls
respiration. This is accomplished through the use of a
pneumograph consisting of two hollow corrugated tubes about 1. RESONANCE CONTROL – It allows you to clear up or make a
seven inches in length, each attached to a unit by a rubber hose not better pattern when you have too much pulse pressure of the
longer than six feet and not larger than one quarter inch in subject.
diameter. This breathing or pneumo unit is a low pressure unit. The 2. HAND ELECTRODE – This is fastened to the hand by a stretched
inhalation/exhalation of the subject causes the tubes to expand and band. Function is to make electrical contact with the subject.
contract, thereby reflecting the change through billows to the pen 3. PANEL CONTROL – to allow the operator to control or adjust the
into the chart. operation of the galvanograph.
B. Galvanometer – this is the longest and the third pen of the
instrument. The electrodes are attached to the index finger and the There are other five important controls:
ring finger of the left hand, or to the palmar and dorsal surfaces of
the left hand. The electrodes used for obtaining the recording of the 1. Off and on power switch – on switch is to energize the
GSR or electro-dermal responses, are fastened to the hand or finger galvanograph section.
by means of the passage of an imperceptible amount of electrical 2. Subject’s resistance control – is to balance the galvo section to the
current through the hand or finger bearing the attached electrodes, skin resistance of the subject.
a galvanometer unit provides recording of the variation in the flow 3. Reactivity control – to adjust sensitivity of the galvo section.
of the electrical current. 4. Self-centered normal switch – is to select either mode of operation.
C. Cardiosphymograph – this is the fourth and the bottom pen of the 5. Self-centering mode – is when the circuit electronically centers the
instrument. This cardio unit is a mechanically operated unit. It is a pen itself after every excursion.
high pressure system. This system records changes in mean blood
pressure, rate and strength of pulse beat by means of a medical CONTROL OF THE CARDIO-SPHYGMOGRAPH SECTION
blood pressure cuff containing a rubber bladder that is wrapped
around the upper arm, in a manner that places the bladder against 1. Manual centering knob – used to place cardio in its proper place on
the brachial artery. The bladder is connected to the rubber hose, the chart.
past a pressure indicating gauge to a very sensitive billows and its 2. Vent Valve – is used to left atmospheric pressure into the system
connected lever system that powers the pen. The polygraphist and used to release pressure all or parts of the pressure.
inflates the bladder with a hand pump to a constant air pressure 3. Resonance control – is used to decrease the amplitude of the cardio
that will provide tracing amplitude of 0.75 to 1 inch with a dichotic tracing and used to sharpen the diacrotic notch.
notch situated about the middle of the diastolic limb of the tracing.
D. Kymograph – This is the chart recording unit of the instrument. It HOW TO OBTAIN BLOOD PRESURE PATTERN OR TRACING
has a synchronized motor that drives the charts at the rate of six (CARDIO)
inches per minute and its speed constant is vital because the
vertical lines, which are spaced either at one-half or one inch Pen balance is critical. Pen is to be held on paper by friction of the.
interval, represents five or ten seconds interval on the chart. This Inflate pressure until you reach subject’s mean pressure. The mean pressure is
provides the polygraphist with a means of determining pulse rater the midway between the systolic and the diastolic is the lowest pressure. In
and question spacing. order to get the arithmetic mean pressure, add the diastolic and systolic and
the sum divided it by two. To get the geometric mean pressure, plus diastolic,
What are the Detachable Parts and Accessories? watch your sphyg-dial when inflating the pressure, for maximum deflection.
4. Cardio section:
a) Pump bulb assembly CAUSES OF REACTION ON EXURSION OF THE PEN
b) Blood pressure pump connection 1. Sudden noise
c) Blood pressure cuff assembly 2. Interruption
d) Connector block 3. Extraneous thoughts
e) Sphygmomanometer pipe line 4. Sudden movements
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HOW TO OBTAIN PROPER TRACING IN MODEL 63 KEELER
MACHINE: (GALVO) Graph paper is lined and spaced in seconds. It is moving under
pens at a uniform rate of six inches per minute. Rate is kept uniform through
Turn power switch from off and on position. Then the galvo pen medium of synchronized motor. From one heavy vertical line constitute a five
fails to the bottom of the chart, and then galvo section is then ready for second period. It is also one half inch. Cont the beats inside any five seconds
operation from 15 to 18 seconds after you have turned the switch to an on scale multiply by twelve. This gave you number of heartbeats at any point in
position. the test. For greater accuracy you count the beats in two five seconds area
multiply by six.
APPLICATION OF THE ELECTRODES TO THE SUBJECT
THE EXAMINER
Position of hands or tip of fingers for convenience, adjust the
sensitivity - Sensitivity test - Have subject take a deep breath, Touch subject Basis to all that has been said with regards to the utilization and
ear or neck, Quick motion within subject’s line of vision. accuracy of the polygraph technique is the matter of the examiner
qualifications and skills.
TECHNICAL PRODUCTION OF THE CARDIO TRACING
An Examiner must be an intelligent person, with reasonably good
1. The ascending limb – pulse wave causes an expansion of the educational background – preferably college degree. He should have an
arterial wall and an increase surface pressure against the cuff intense interest in the work itself, a good practical understanding of human
bladder thus forcing air from the bladder through the tubing into nature, and suitable personality traits which may be evident from his
the tambour. The increasing air volume in the tambour increases otherwise general ability to “get along” with people and to be well liked by his
pressure against the bellows and forces the bellows forward. friends and associates. No amount of training or experience will overcome
lack of these necessary qualifications.
This forward movement provides power to move the penfork
in the attached pen in a lateral clockwise or upward direction pen THE SUBJECT
in a lateral clockwise or upward direction of the chart surface.
Types or kinds of Subjects for Polygraph Test are:
2. Descending limb – when a pulsed wave passes beyond cuff 1. Subject whose guilt is definite or reasonably certain.
bladder attendant drop in a surface pressure against bladder 2. Emotional offender
reverses this processes permitting the below to return to or toward 3. Person who commit crimes in the heat of passion
its original position. This return of the bellows to its original 4. Person whose offenses are for accidental in nature
position is transmitted to the penforks and attached pen as a lateral 5. Non-Emotional offender
counter clockwise or downward stoke on chart surface. 6. Person who commit crimes for financial gain
7. Subject whose guilt is doubtful or uncertain
3. Diacrotic notch – is cause by the minor secondary pulse wave
passing under and beyond the blood pressure cuff. In the wake of Three (3) General Types of Subjects
subsiding primary wave which momentarily halts or slow down the 1. Victim or Complainant
decrease in the surface pressure against the bladder in turn causing 2. Witness
a hesitation in the bellow movement back to or towards its original 3. Suspects
position.
Take Note: All Subjects must be in good physical and mental
condition before he/she may be submitted for polygraph examination. The
following may not be submitted for Polygraph Test:
TECHNICAL PRODUCTION OF THE PNEUMOGRAPH TRACING 1. Person who has extreme nervousness
2. Person who has physiological abnormalities such as
1. Ascending limb – with the expansion of the chest during the high blood pressure/hypertension, heart disease,
inhalating, the air capacity in the pneumograph tube is increased respiratory disorder, toothaches, severe headaches and
creating a vacuum within the system, which reduces the internal practically any painful ailments.
surface pressure against the bellow. Thus moving the bellows 3. Person with mental abnormalities
backward causing a lateral clockwise or upward stroke of the pen. 4. Unresponsive persons, such as person who suffer
mental fatigue or under the influence of drugs or
2. Descending limb – cause by the exhalation thus reversing this alcohol.
process causing an increase in internal surface pressure against the 5. Pregnant woman
bellows, thus moving the bellow to or toward its original position 6. Person below 18 years of age.
and producing a lateral counter-clockwise or a downward
movement of the pen.
THE POLYGRAPH EXAMINATION
TECHNICAL PRODUCTION OF THE GALVO TRACING
THE EXAMINATION ROOM
1. The ascending limb – it is caused by the decrease of the subject’s
resistance which throws the established circuit out of balance and 1. Lie-detector test should be conducted in a quiet private room.
modifies the electric current flow through the magnetic field 2. Select a room with none of the usual police surroundings and with
surrounding the pivot-movement of the recording pen. no distraction within the subjects view.
3. Select a room without any windows at all.
2. Descending limb: 4. The interrogation room should contain no ornaments, pictures or
a) Physical cause – is caused by a reverse in the subject other objects which would distract the attention of the person being
resistance toward the original position thus bringing the tested or interviewed.
circuit back to or toward balance again producing a lateral 5. This suggestion refers to the presence within the subject’s reach of
clockwise or downward movement of the pen. small loose objects such as papers, clips or pencils that he may be
inclined to peck up and further distract during the course of the
b) Mechanical cause – the fine coil springs attached to the interrogation.
pivot mountain pen cradle serve as counter balance for pen
movement either above or below the established base line (EFFECT) – Tension relieving activities of this sort detract from the
and assists in returning the pen cradle to or towards the effectiveness of this interrogation, especially during the critical phase
original position. when a guilty subject may be trying desperately to suppress an urge to
confess.
COMPUTING RATE
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6. Estrange noise such as the ringing of a telephone or the f. Exact type of weapon, tool or firearms used.
conversation of persons outside the examination room, of the g. Result of laboratory test.
presence of the arresting officers or other spectators in the room h. Unpublished facts of the offense known only by the
itself, may produce disturbances and distractions which will victim, suspects and the investigator.
interfere with a satisfactory diagnosis of deception.
2. PHASE II - PRE-TEST INTERVIEW with the subject - The
GENERAL CONSIDERATIONS primary purpose of the pre-test interview of to prepare or condition
the subject for the test.
When conducting the polygraph examination: a. The appraisal of subject’s constitutional right.
b. Obtain subject’s consent to undergo polygraph test by
1. In order to conduct a satisfactory lie-detector test, kit is advisable signing a statement of consent.
for the examiner to obtain from the investigators interested in the c. The taking of personal data of the subject.
case, all the available facts and circumstances forming the basis of d. Determining his/her suitability as a subject.
the accusation or suspicion directed against the person to be e. Evaluating the psychological preparation of the subject.
examined. f. Informing the subject of his involvement with the case.
2. This will include, of course, the details of the case itself. Such
information is essential to the examiner so that he will be in a The following rights of the subject must be informed clearly to
position to know questions should be asked of the subject during him/her:
the test. a. The right to remain silent
3. The subject who is about to be tested should be informed of the b. Anything he/she say may be used in favor or against
nature of the test and purpose of it. The instrument should be him/her
pointed out to him as one which is capable of determining whether c. The right to have a lawyer of his/her own choice
or not a person is telling the truth about a given matter. He should d. Right to refuse
be informed that it records certain bodily changes and that the
instrument will not cause any physical pain except for a slight As earlier noted, subjects will not be scheduled for examination
temporary discomfort occasioned by the blood pressure cuff. when they:
4. The writer made it a practice, at this point in the proceeding to tell a. are obviously fatigued or in ill health.
to the subject somewhat as follows: “If you are telling the truth you b. are physically injured or in pain.
have nothing to worry about, this instrument will indicate you are c. their judgment is obviously influenced by or impaired
telling the truth, and I’ll report the fact to the officers who by drugs or alcohol.
requested me to make the test. The machine itself will show it; and d. have just suffered emotional trauma.
I’ll tell you so, and then I’ll ask you to let me hear the truth. That is
fair enough, isn’t it? And you don’t mind taking the test, do you?” The examiner’s interview with the subject prior to the test is of
5. Experience has indicated that such statement tends to relieve the considerable importance, both for the purpose of conditioning the subject for
emotional tensions in a person who is telling the truth, and at the the examination and also in order to provoke and observe the helpful
same time they offer no relief to the liar. Moreover, the asking of indications of guilt and innocence which are often forthcoming at this time.
as regarding the subject’s consent has proved worthwhile in those
cases where the criminal confessions are obtained as a result of the The following is the detailed outline of the pre-test interview
test. which has been found to be effective. (We are assuming in the case illustrated
that the subject has already been advised of the fact that he is to be given a lie-
IMPORTANT REMINDERS detector test.)
1. Do not wait until the last minute to ask a person to take the test. a. As the examiner enters the waiting room to request the
2. Do not tell the subject everything that you know about the offense subject to accompany him into the examination room,
or about him. the greeting which the examiner extends should be
3. Do not fail to investigate the case before you ask a person to take cordial, but firm.
the test. b. Upon entering the examination room the subject should
4. If for some reasons, it must be temporarily taken, the investigator be requested to sit down in a chair alongside the
must continue investigating the case. instrument, and immediately thereafter the examiner
5. Do not depend on mass screening of possible suspects to produce a should proceed to the taking of the consent of the
real or the guilty one. subject.
6. Do not tell anyone that the lie detector will decide whether one is c. Then fill up the necessary data asked in the
innocent or guilty. The court will make the decision. interrogation log.
7. If the test indicates that the person did not tell the truth or if the d. Afterwards inquire from the subject whether he has
person confesses after the test, do not think that the investigation is been on a lie detector test before. No further comment
over. should be made by the examiner but he should listen
carefully to whatever the subject himself may say.
e. If the subject has not told of the purpose of his
FOUR (4) PHASES OF POLYGRAPH EXAMINATION appearance in the testing laboratories, the examiner
should explain that a lie detector test is desired of him
1. PHASE I (PRELIMINARY PREPARATIONS) - Initial as part of the investigation regarding the case. Much
Interview with the investigator handling the case or person time should be spent in the preliminary interview as the
requesting it. The group involve in this stage are the Victim / circumstances reasonably warrants.
Complaint, Suspects, Witnesses. This stage includes obtaining and
evaluation of facts, determining the areas the subjects needs to be 3. PHASE III (THE EXAMINATION/INSTRUMENTAL TEST)
asked and the investigator must furnish the examiner of the – The conduct of Instrumentation and Actual Test.
following:
a. Sworn statement of the suspect / witnesses/ victim/ After the pre-test interview, the examiner should proceed to place
complainant, Incident or spot report, B.I. of the suspect, the attachment on the subject. The first to be attached is Pneumograph, then
witnesses, and victim / complainants, rough sketch or the Cardiosphymograph and the Galvanograph. Review all the questions with
pictures of the crime scene and other facts such as the subject before the actual examination is made. The examiner should
Specific article and exact amount of money stolen. discourage any comments or statement by the subjects. Test instrument must
b. Peculiar aspect of the offense or any strange set. be given to the subject.
c. Exact time the offense was committed.
d. Known facts about the suspect’s action or movement. a. Upon completion of the necessary preliminary preparation
e. Facts indicating any connection between the suspects, the instruments is attached to the subject.
victim and witnesses.
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b. The blood pressure pulse cuff is wrapped around snugly
around the subject’s upper arm and the pneumograph tube THE TEST CONSTRUCTION AND PROCEDURES
adjusted around the chest.
c. If female subjects or around the body, if male subjects or The polygraph test consists of asking the subject/ person though
around the torso of male subjects. the transducer of the instrument, a list of prepared questions in a planned
d. The cuff is then inflated to a point approximate midway sequence; comprising of not more than twelve. At least 3 test charts are taken,
between the systolic and diastolic blood pressure. That is each lasting not more than four (4) minutes with a rest interval of five (5) to
midway between the pressure produced by the output action ten (10) minutes between charts.
of the heart and that maintained at the time of the hearts
intake action. There are two general types of questions to be constructed and
e. The synchronous motor carrying the paper upon which blood maybe supplemented by other types of questions:
pressure pulse respirations recording are made is then set in
motion, the motor being so timid that the paper moves along 1. General Question Test – most commonly applied.
at the rate of a out six inches per minute, then ten to fifteen 2. Peak-of-Tension Test – usually used as supplementary test.
seconds after the instrument has been set in motion, the inked
filled pens of the instruments are permitted to make their There are five set of tests that maybe applied:
blood pressure pulse respiration tracings before the question
are asked of the subject. Test I – General Question Test - Purposes: To get the standard
f. During the test period the subject is informed that he will be tracing of the subject and to establish a true telling pattern for the
asked several questions which should be answered by either initial part of the record.
yes or no answers, and that they are so brief and to the point. Test II – Number Test (Psychological Test) - To check the
g. Approximately five to ten seconds after this instruction first possible deliberate distortion when the chosen number is asked and
question is asked and then the other questions follows after or to obtain a chart wherein the subject is not under stress.
at the interval of fifteen or twenty seconds. Test III – Spot Responder - To determine the responsiveness of
the subject to crucial question on spot responses.
Take Note: The questions may be written in advance of the test or Test IV – Mix Question - To compare the degree of reaction
in the course of the test during the intervals between the asking of each between control and relevant question.
question. The phraseology of the test question is an extremely important Test V – Silence Answer Test (SAT) - It is a confirmatory test
aspect of the examination. The questions, and every word used in the with the silence answer test.
questions must be unambiguous, unequivocal, and thoroughly understandable
by the subject. The questions must be states as simply as possible, and with a THE GENERAL QUESTION TEST (GQT)
complete avoidance of such double inquires as “Did you shoot him and then
run into the house”? All questions must have only a single, unambiguous This consists of a series of Relevant & Irrelevant Questions asked
meaning. Avoid lengthy questions and avoid legal terms such as rape, murder, in a planned order. Questions are so arranged as to make possible a
embezzlement, etc. comparison of responses to relevant questions with a subject’s norm made
during the answering of irrelevant questions. There are other types of
Limiting Scope of Questions - The relevant test questions used in questions asked in the GQT:
any examination should be confined to a single case investigation. The
Polygraph technique is not effective for stimulation testing regarding two or a. Weak Relevant Question – it concern some secondary element of
more unrelated occurrences. With all the gadgets attached to the body of the the crime or problem and deals with mostly in guilty knowledge
subject, the instrument will start running by applying pressure on a button. and partial involvement.
The subject then will be asked to answer the following standard test questions:
b. Strong Relevant Question – it is defined as verbal stimulus of
a. Irrelevant questions (unleaded/immaterial questions) – primary important projected in the form of a question which
these are questions which have no bearing to the case under overcome a psychological excitement level and causes
investigation. pneumograph, cardiosphygmograph, and galvanograph tracings
b. Relevant questions (leaded/material questions) – these are changes from the subject’s physiological norms.
questions pertaining to the issue under investigation. It is
equally important to limit the number of relevant questions to c. Evidence Connecting Question – it is designed to stimulate the
avoid discomfort to the subject. Relevant questions must be guilty subject and focus his attention on the probability of
very specific to obtain an accurate result. incriminating proof that would tend to establish his guilt.
c. Control questions – These are questions unrelated to the
matter under investigation but are of similar nature although d. Knowledge Question – this question is designed or begun to probe
less serious as compared to those relevant questions under whether the subject possess information regarding the identity of
investigation. The use of control question is considered by the offender, the location of evidences or items of secondary
many polygraphists to be the most reliable and effective element of the case.
questioning technique. These are usually asked if there is
doubt in the interpretation of the subject’s response to There are rules to be followed in the formulation of questions such as the
relevant and irrelevant questions. following:
4. PHASE IV – POST–TEST INTERVIEW/ INTERROGATION 1. Questions must be simple and direct.
- This includes all consideration that bears on the examination. 2. They must not involved legal terminology such as rape, murder,
This is done just after the instrument is turned off. If the etc.
Polygraph test result indicates deception, the examiner will then 3. They must be answerable by yes or no and should short as
proceed to conduct short interrogation. The purpose of which is to possible.
obtain confession. However, if the Polygraph indicates that the 4. Must be short as possible.
subject is innocent; the examiner will just release the subject 5. Their meaning must be clear and unmistakable phrase in a
cordially and thanks him/ her for his/her cooperation. language that the subject can easily understand.
6. They must not be in the form of accusation.
The purposes of further questioning after the test are: 7. Question must never contain an inference which presupposes
knowledge on the part of the subject.
a. to clarify the findings; 8. All questions must refer to one offense only.
b. to learn if there are any other reasons for the subject’s 9. All questions must refer to only one element of an offense.
responding to a relevant question, other than the knowledge 10. They must not contain interferences to ones religion races or
of the crime; and belief.
c. to obtain additional information and an admission for law
enforcement purposes, if the results suggest deception. General Question Test (GQT) Sample
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C. SILENT ANSWER TEST (SAT)
1. Have you ever been called by the name Allan? (Irrelevant)
2. Is today Monday? (Irrelevant) This test is conducted in the same manner as when relevant and
3. Do you have anything to do with the robbery at SM/ Shoemart last control questions are asked but the subject is instructed to answer the
night? (Weak Relevant) questions silently, to himself, without making any verbal response causes
4. Are you over 20 years of age? (Irrelevant) distortion in the tracing such as sniff or clearing the throat.
5. Were you one of those who robbed the SM/ Shoemart last night?
(Strong Relevant) KINDS OF SPECIFIC TESTING
6. Have you been involved in a robbery case this year? (Control
Question-Relevant) Known Solution Peak of Tension - This is administered when a
7. Do you drink water? (Irrelevant) fact relating to the event is known only to the perpetrator of the offense and
8. Was the pair of gloves found at SM yours? (Evidence Connecting- the victim, police and client. This material fact, whether it be particular sum
Relevant) of money, a particular make of weapon, etc. is inserted into test comprising a
9. Do you know of anyone involved in the robbery at SM/ Shoemart list of similar items, the examinee is tested to determine his guilty knowledge.
last night? (Knowledge Question-Relevant)
10. Have you ever been involved in any robbery in your entire life? Proving Peak of Tension - This is administered to obtain
(Secondary Control - Relevant) information that might prove valuable to an investigation. It is designed to
11. Have you deliberately lied to any question I have asked you? determine the location, disposition, modus operandi and amounts on the list of
(Relevant-Check Question (optional)) possibilities.
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Take note: Normal blood pressure is 120/80 8. extraneous factors affecting test chart such as paper jams
9. time interval between questions; and
The Heart is an automatic organ that continues to bat even when 10. chart number, name of subject, time, date, and place taken
removed from the body of provided with proper blood. The rate and force of
the heart beat as regulated by two sets of nerves – a. the sympathetic set - SIGNS AND SYMBOLS (commonly used in Chart Marking)
which accelerate the beat and b. the cranial Autonomic system - which
retard the beat. X / 60 / 1.5 A - first markings of the examiner on the chart
XX / 60 / 1.5 A - examiner’s mark after the test
It is also known that adrenaline - a certain hormone increases the X - start of the test
heartbeat frequency. XX - end of the test
60 - millimeter of mercury shown in
B. Breathing as a means of detecting deception. Breathing consists of two sphygmamometer dial
steps: 1.5 - ohms of skin electrical resistance
A or M - refers to automatic or manual galvo
Inspiration - caused by the contraction of the diaphragm and amplifier used
expansion of the chest cavity those results in the air rushing into the lungs. | | - point where each question begins and end
(also called stimulus mark)
Expiration – caused by a relaxation of the diaphragm and + - Yes answer to question
contraction of the chest cavity resulting in the air rushing out of the lungs. - - No answer to question
A - adjustment
Take Note: The following affects the breathing rates: T - subject talked instead of answering with
1. muscular exercise (muscle movement/jogging) single Yes or No
2. anticipation of muscular exercise (thinking to perform R - subject request for repetition of question
heavy work) C - coughing
3. recalling mentally emotional experience N - noise
4. mental activity S - sigh by the subject
5. anxious expectancy PJ - paper jam
6. shock SN - subject sniffed
7. surprise BI - breathing instruction
OS - tracing changed caused by outside stimulus
C. Electrodermal Response M - movement
IM - movement instruction
This is the most current popular name for the human body L - laugh
phenomenon in which the body, mainly the skin, changes resistance B - used to signify belch
electrically upon the application of certain external stimuli. It consists of two C+ - increase in galvo sensitivity
categories - Normal Response and the Abnormal Response. C- - decrease in galvo sensitivity
Y - yawn
Examples of Abnormal Responses IS - ink stop
CT - clearing of throat
1. Machine Fright Response - Interference abnormal response that
originates in Step 2 (fright to the machine) of the reaction chain or CHART INTERPRETATION
situational fright. It appears on the first question or so and no
longer appears throughout the test. A. The accuracy of instrumental detection of deception is
2. Physical Movement Response - Interfering response caused by dependent upon the examiner’s ability to diagnose truth or deception by
voluntary physical movement by the subject during the lie test and reading and interpreting a subject’s charts. The polygraph chart is the
is found between steps 4 and 5 of the reaction chain. The result of composite record of the pneumograph, cardiograph and galvanograph tracing
such physical movement causes physiological (muscle) changes to from one series of questions. The chart is ruled vertically to represent time
take place within the body that shows up electrodermal response. element at an interval of either in second, five seconds of ten seconds division
3. Outside Interference Response - Interfering response originating and horizontally in fractions of ¼ inch for amplitude measurements. There
in step 1 of the reaction chain in the form of unwanted auditory or are three heavy spaced horizontal lines that serve as the guideline for the 3
stimuli. The slamming of the door or the ringing of telephone, a tracings. The motor that pills the chart under the recording pens has a
cough or sneeze by spectators in the room or any unusual noise to constant speed of either 6 or 12 inches per-minute. A single test may consist
which the subject is not accustomed at the location, will usually of three or more charts taken from one series of questions.
produce outside interference response.
4. Mental Tie-up Response - Interfering response which originates B. The pnuemograph tracing normally, found at the top of the
between step 2 (machine fright) and step 3 (emotion) in the chart, is a record of a subject’s respiratory action during the questioning
reaction chain. Other name is guilt complex. process and is classified as normal or abnormal. The pneumograph pattern
5. Deception Response - Abnormalities as a result of telling a lie consists of inhalation and exhalation strikes with a normal amplitude of form
(more on psychological and such also is accompanied by physical ½ to ¾ inches. The normal cyclic rate is from 13 to 18 breaths per minute and
changes). may vary in reasons of exceptional physical build condition or respiratory
defect. The classification of abnormal is generally applied to those patterns
CHART MARKING that deviate from the norm established by the individual.
To facilitate evaluation and interpretation of test charts, markings Descriptive types of breathing are:
are made with the use of signs and symbols to enable the examiner to Normal; Rapid; Slow; Shallow; Deep; Serrated inhalation / or
determine the following: both;
Deviations caused by coughing and mechanics of answering
1. exact time the test commenced and terminated Pneumograph changes from the individual norm which
2. initial and final blood pressure and galvanograph readings may be indicative of deception are:
3. particular point where each question asked started and ended. Change in rhythm or regularity; Change in amplitude or
Corresponding identification of the question, and the type and time volume; Change in the inhalation / exhalation ratio; Notched
of answer given by the subject or serrated inhalation / exhalation strokes; Change of base
4. duration and amplitude of reaction patterns line; Loss of base line; Hyperverventilation; Suppression;
5. any instruction given or repetition of question made Respiratory block
6. any movement, cough tracing by the suspect or outside distractions
that occurred C. The galvanograph tracing, normally located at the center
7. mechanical adjustment or re-adjustment made position. If the chart, when properly balanced takes from of as lightly
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wavering line across the middle portion of the chart with a minor response to Ten years after the Fry case decision the Wiscons Supreme Court
spoken stimuli. Galvanic tracings which may be indicative of deception are: was called upon to consider the admissibility of the results of a Polygraph
1. Vertical rise at point of deception examination. In this case, State V. Bohner, defense counsel offered to prove
2. Double saddle response that the results of a Polygraph examination established the truthfulness of the
3. Long duration and / or degree of response following defendant’s alibi to a robbery charge, which offer the trial court refused.
point of deception Upon appeal the Wiscons in Supreme Court sustained the trial court’s ruling
4. Plugging salvo tracing and held that although the Polygraph technique may have some utility at
present, or may ultimately be of great value in the administration of justice a
D. The cardiosphygmograph tracing normally found at the too hasty acceptance of it during this stage of its development may be
bottom of the chart, is the three physiological phenomena, a systolic stroke, assumed to have.”
a diastolic strokes and a dichotic notch. Normal pulse rate of the average
individual is 72 to 80 beats per minute and may vary due to the emotional tone Two cases regarding the admissibility of the results of tests
of the subject. Amplitude or volume is also subject to variation and dictated conducted with a galvanic skin reflex recorder were decided by the New York
by the physiological structure of the person and the cuff pressure. Tracing court in 1938. One of the cases, People V. Kenny, was a trial court decision;
taking the form of specific responses indicative of deception are: the other, People V. forte, a decision of New York’s highest court, the Court
1. Increase or decrease in blood pressure of Appeals. In the Kenny case the defendant (on trial of robbery) offered in
2. Increase or decrease in pulse rate evidence the testimony of the late Father Summers of Fordham University
3. Increase or decrease in amplitude regarding the results of a test conducted with a galvanometer. Over the
4. Change in position or disappearance of dichotic notch objection of the prosecuting attorney, the trial court admitted the evidence and
5. Extra systoles (premature contradiction of an auricle or permitted the jury to consider the witness opinion as to the defendant’s
ventricle while fundamental rhythm of the heart is innocence or guilt. The court in the Kenny case apparently was impressed
maintained) with Father Summer’s assertion to the effect that this “pathometer” was
“effectively 100 percent efficient.” Moreover, the effect of the Kenny case
E. In the interpretation and analysis of charts taken in a Peak must viewed in the light of the latter and more authoritative decision of the
of Tension Test, the following area considered in the evaluation of the level New York Court of Appeals in the Forte case.
tracings:
1. An increase or decrease to point of deception then a In the case the defendant (on trial for murder) requested the court’s
level tracing. permission to be tested on the same instrument and by the same examiner
2. An increase to point of deception and the an increase (Summers) as in the Kenny case. This request was denied on the ground that
3. A decrease to point of deception and then an increase despite the view taken by the court in the Kenny case, the validity of such a
4. Level tracing to point of deception and then a decrease test judicial acceptance. Upon appeal the trial court’s ruling was affirmed by
or increase the New York Court of Appeals.
5. Erratic to point of deception and then an erratic tracing
6. Smooth to point of deception and then an erratic tracing COLLATERAL ASPECT OF POLYGRAPH
7. Any changes that may occur at point of deception
1. Pre-employment Screening – it provide a safe method in
F. Other factors; that specific response to be considered as verifying statements of a job applicant, prevent false evaluation
possible deception in chart evaluation and false judgment as reported by previous employer who carry a
1. Distribution of reactions personal grudge against him Done when the subject is applying for
2. Degree of reactions a job.
3. Trend of gross curve
4. Rate of change of the curve 2. Periodic Screening – conducted to organic employees only, act as
5. Latent period of reaction constant deterrent to employee’s dishonesty and create a bond of
6. Duration of reaction mutual strength among employees. We call it as personnel check.
G. For an effective chart interpretation, the following rules 3. Intelligence Testing – provide a scientific method of testing the
must be followed: intelligence of a person.
1. There must be a specific response
2. To be specific, it must form a deviation from norm ADVANTAGES OF PRE-EMPLOYMENT SCREENING FOR THE
3. It must appear in at least two (2) test charts EMPLOYEE
4. The best indication of deception is the simultaneous
specific responses in the three (3) tracings of the chart. 1. Prevent false evaluation and unfair judgment due to personality
conflicts reported by a previous supervisor or employer.
LEGAL STATUS OF POLYGRAPH 2. It does away with lengthy waiting while employment application is
being check, telephone, telegram or letter.
When does the Polygraph Result is Admissible in Court? 3. Eliminate the potential hazard of a person knowing to work along
side with other who might endanger their live or job security.
1. When the examination is conducted upon a court order. 4. Provides a safe method for a person to be cleared of unwarranted
2. When business suffers economic loss and the employee of that suspicion and unjust accusation and malicious gossip.
business who refuses the exam is implicated. 5. It will create a bond of mutual strength between employees.
3. When the polygraph is made a condition or precedent to 6. It create a desire for incentives
employment in continuous employment.
4. When the nature of the subject’s relation to the public so demand. ADVANTAGES OF THE PRE-EMPLOYMENT SCREENING FOR
(Public Trust is paramount). EMPLOYER
What Law or Jurisprudence give the Basis of Admissibility? 1. Provides an accurate method, whereby the employment
background of an applicant and relevant issues collateral thereto
The first appellate court decision upon the admissibility the results can be immediately checked and verify at a negligible cost.
of a deception test was rendered in 1923 by a federal court in Fry V. United 2. Detect the chronic alcoholic job jumper and accident prone person.
States, in which the accused (on trial for murder) offered as evidence the 3. Reveals some of the unusual aspect concerning the psychologically
results of a Marston “systolic” blood pressure” test. The trial court refused to mal-adjusted agitator amateur and professional theft in private
permit Dr. Marston to testify concerning his results, and upon appeal this industry.
ruling was affirmed. The reason which impelled the court to arrive at the 4. Reduces costly personnel turnover by helping management put the
conclusion of inadmissibility are very clearly stated in the following except right person on the job and ascertaining an applicant attitude
from its reported opinion. toward job permanent.
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5. Acts as constant deterrent to employee dishonesty and permit ADMINISTRATION OF TRUTH SERUM
basically honest employee to work in greater harmony with
basically honest employee. The term “truth serum” is a misnomer. The procedure does not
make someone tell the truth and the thing administered is not a serum but is
USE OF THE WORD ASSOCIATION TEST actually a drug.
Lists of stimulus and non-stimulus word are read to the subject In the test, byosine hydro bromide is given hypodermically in
who is instructed to answer as quickly as possible. The answers to the repeated doses until a state of delirium is induced. When the proper point is
question may be “yes” or “no”. Unlike the lie detector, the time interval reached, the questions truthfully. He forgets his acts or may even implicate
between the words uttered by the examiner and the answer to the question is others.
recorded
NARCOANALYSIS OR NARCOSYNTHESIS
When the subject is asked questions with reference to his name,
address, civil status, nationality, etc. which has no relation to the subject- This method of deception detection is practically the same as that
matter of the investigation, the tendency is to answer quickly. But when the of administration of truth serum. The only difference is the drug used.
questions bear some words which have to do with the criminal act the subject Psychiatric sodium amytal o sodium pentothal is administered to the subject.
allegedly committed, like knife, gun or hammer which was used in the killing, When the effects appear, questioning starts. It is claimed that the drug causes
the tendency is to delay the answer. depression of the inhibitory mechanism of the brain and the subject talks
freely.
The test is not concerned with the answer, be it a “yes” or “no”.
The important factor is the time of response in relation to stimulus or non- The administration of the drug and subsequent interrogation must
stimulus words. be done by a psychiatrist with a long experience on the line. Like the
administration of truth serum, the result of the test is not admissible in court.
Like the use of the lie detector, the subject cannot be compelled to
be subjected to the test without consent. INTOXICATION WITH ALCOHOL
USE OF THE PSYCHOLOGICAL STRESS EVALUATOR (PSE) The apparent stimulation effect of alcohol is really the result of the
control mechanism of the brain, so alcohol, like truth serum, and narcoanalytic
When a person speaks, there are audible voice frequencies, and drugs “inhibit the inhibitor”.
superimposed on these are the inaudible frequency modulations which are
products of minute oscillation of the muscle of the voice mechanism. Such The ability of alcohol to reveal the real person behind the mad
oscillations of the muscles or micro tremor occur at the rare of 8 to 14 cycles which all of us are said to wear (“mask of sanity”) is reflected in the age-old
per second and controlled by the central nervous system. maxim, “In vino veritas” (“In wine there is truth”). (Pathology of Homicide
by Lester Adel son, Charles Thomas, 1974, p. 895)/
When a person I under stress as when he is lying, the micro tremor
in the voice utterance is moderately or completely suppressed. The degree of HYPNOSIS
suppression varies inversely to the degree of psycho logic stress on the
speaker. It is the alternation of consciousness and concentration in which
the subject manifests a heightened of suggestibility while awareness is
The psychological stress evaluator (PSE) detects, measures, and maintained. Not all persons are susceptible to hypnotic induction. The
graphically displays the voice modulations that we cannot hear. hypnotic state is characterized by:
When a person is relaxed and responding honestly to the question, a. That it is a comfortable state or complete relaxation in
those inaudible frequencies are registered clearly on the instrument. But when which the subject will readily and willingly to
a person is under stress, as when he is lying, these frequencies tend to cooperate in every way with the hypnotizer.
disappear. b. That it is not actually a sleep.
c. That the subject will do whatever he is told to do.
Basic Procedure d. That the hypnotizer will not order him to do anything
injurious.
a. The examiner meets the requesting party to determine the specific e. After the test, the subject will wake up with feeling of
purpose of the exanimation and to begin formulation of relevant comfort and refreshment.
questions.
b. A pre-test interview is conducted with the subject to help him or The result of this method is not acceptable in court due to the
her feel at ease with the examiner, to provide an opportunity to following reasons:
specify matters, to eliminate outside issues, and to review
questions that will be asked. a. It lacks the general scientific acceptance of the
c. An oral test of about 12 to 15 “yes” or “no” questions is given reliability of hypnosis per in ascertaining the truth from
which is recorded on a tape recorder. The questions are a mixture falsity.
of relevant an irrelevant questions. b. The fear that the truer of fact will give uncritical and
d. Immediately following the test or are a late time, the tape is absolute reliability to a scientific device without
processed through the Psychological Stress Evaluator for analysis consideration of its flaw in ascertaining veracity.
of answer. c. The possibility that the hypnotized subject will
e. If stress is indicated, the subject is given authority to provide deliberately fabricate.
additional clarification. A retest is given to verify correction and d. The prospect that the state of heightened suggestibility
clarification. in which the hypnotized subject is suspended will
produce distortion of the fact rather than the truth.
Advantages of Psychological Stress Evaluator over the Lie e. The state of the mind and professionalism of the
Detector Machine examiner are too subjective to permit admissibility of
the expert testimony.
a. It does not require the attachment of sensors to the person being
tested. OBSERVATION
b. The testing situation need not be carefully controlled to eliminate
outside distraction A good criminal investigator must be keen observer and a good
c. Normal body movement is not restricted. psychologist. A subject under stress on account of the stimulation of
sympathetic nervous system may exhibit changes which may be used as a
USE OF DRUGS THAT “INHIBIT THE INHIBITOR” potential clue of deception. And since just one or a combination of the
following signs and symptoms is not conclusive or a reliable proof of guilt of
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the subject, their presence infers further investigation to ascertain the truth of
the impression. HISTORICAL ACCOUNTS INVOLVING FINGERPRINTS
Signs or Clues of Deception Are there any ancient records concerning the use of Finger and Palm
Prints?
1. Swearing to God.
2. Failure of subject to look straight into examiner eyes. 1. On the face of a cliff in NOVA SCOTIA, there has been found
3. Rapid movements of adams apple among males. prehistoric Indian picture writing of a hand with crudely marked
Hysteria among females or woman. ridge patterns.
4. Shedding tears of both sexes. 2. Scholars refer to the impression of fingerprints on clay tablets
5. Arrogance or indifference to interrogation. recoding business transactions in ancient Babylon and clay seals of
6. Bitting upper and lower lips after a hot stimulus is ancient Chinese origin bearing thumbprints. Some of these seals
profounded. can be seen in the SMITHSONIAN INSTITUTION,
7. Changes on the color of the face. WASHINGTON, D.C. Chinese documents identified with the
8. Complete and total denial of the case under Tang Dynasty (618-907) refer to fingerprint being impressed upon
investigation. Questioning accuracy on the polygraph business contracts. It is conjectural as to what extent these earlier
machine. instances of fingerprinting were intended for actual identification
9. Sarcastic laugh of the subject. of the persons impressing the prints. History shows that Emperor
10. Force laugh of the subject. Te In Shi was the first on to use fingerprint in China.
11. Restlessness of the subject. 3. In the Bible, Apostle Paul concludes in one of his epistles with the
12. Show of the unnecessary movements of legs and head. words, “The Salvation of Paul with my own hand, which is the
13. Changing seats from chair to chair. token in every epistle, so I write.” Some have inferred from these
14. Frequent excuses to go to the comfort room. words that Paul used his finger impressions as a distinctive
15. Asking the examiner for a drink or a smoke. signature.
16. Over perspiration despite of an air-conditioned room. 4. In Persia, 14th century, various government papers were reportedly
17. Answering questioning by beating around the hush impressed with fingerprints, and a government official who was
when questioning and answered yes or no. also a physician made the observation that no fingerprints of two
18. Asking the examiner to repeat the question although persons were exactly alike.
propounded clearly. 5. In Holland and China, identification of individuals was by means
19. Asking counter remark who me. of branding, tattooing, mutilation, and also manifested by wearing
20. Making reference to prominent people and mutual clothes of different designs.
friends. 6. In Old Mexico, the Aztecs impressed their hands accidentally or
21. Shifting blame to someone else. intentionally on the molded and still soft clays of their hand-made
22. Pointing the guilt to other. idols to serve as their trade marks. The authorities stamped their
23. Refusal to submit to polygraph examination. hands on the death warrants for the men and women who offered
Consenting to polygraph examination but refuse to sign their lives to sacrifice for their idol-gods.
the consent (written). 7. In France, numerous rock carvings and paintings featuring hand
designs and fingerprints have been found on the granite wall slabs
Physiological and Psychological Signs and Symptoms of Guilt in the Neolithic burial passage of the L’lle de Gavr’nis. Other
specimens were also found in the Spanish Pyrunees caverns, the
1. Sweating numerous digital relics left by Indiana at Keuimkooji Lake in cliff
2. Color Change dwellings in Nova Scotia, in the Balearic Islands, Australis, New
3. Dryness of the mouth England coasts and in Africa.
4. Excessive activity of the Adam’s apple 8. In Babylonia, the first use of fingerprints for personal
5. Fidgeting identification originated when Babylonian Magistrates ordered
6. “Peculiar feeling inside” their officers in making arrests and property confiscation to secure
7. Swearing in the truthfulness and assertion the defendants’ fingerprints.
8. “Spotless past record” 9. Kom Ombo Plain, on the east bank of river Nile, Egypt, lump of
9. Inability to look at the investigator “straight in the eye” hundred much found in Sebekian deposit which shows a portion of
10. “Not that I remember” expression an adult palm during 12,000 B.C.
10. In Judea, Paul, the Apostle, used his own fingerprints to sign his
letters (II Thessalonians 3:17 – “I, Paul, greet you with my own
FINGERPRINTING (DACTYLOSCOPY) hand. This is the mark in every letter. Thus I write.”). Other
significant quotations are found in Job 37:7 – “He sealeth up the
NATURE OF FINGERPRINTS hand of all men, that every one may know his works.” Revelations
13:16 – “It will cause all, the small and the great, and the rich and
A FINGERPRINT is a composite of the ridge outlines which the poor, and the free and the bond, to have mark on their right
appears on the skin surface of the bulbs on the inside of the end of joints of hand or on foreheads.”
the fingers and thumbs. The ridges appearing in a fingerprint are commonly 11. In Jerusalem, fingerprint relics were found in clay lumps during
referred to as papillary or frictional ridges. The ridges have a definite contour the 4th and 5th centuries of the Christian Era. The excavation of
and appear in definite individual details by which positive identification can Palestine by the late Dr. Bade yielded fragments of such specimens
be made. (fingerprints).
12. In China, fingerprint is called “Hua Chi”. The value of
Take Note: fingerprints for purposes of identification was found on a Chinese
clay seal made not later than the 3rd century B.C.
Ridge – literally, the top of long hill 13. During the Tang Dynasty, fingerprints were used in connection
with the preparation of legal documents. Kia Yung-yen, an author
Ducts – these are little pockets underneath the skin where oils or during this time stated that, “Wooden tablets were engraved with
sweats are carried by small holes to the surface of the skin. the full terms of the contract, and notches were cut in the sides
where they were identical so that the tablets could later be matched
Ridge Destruction: Creases – little white lines that are found on a or tallied, thus proving them genuine.”
fingerprint that look like sears (burn/blister). These are not permanent, and 14. The code of domestic relations as described in the Chinese Law
will not show any turning or “puckering.” Skin conditions such as warts and Book of Yang Hwui states: “To divorce a wife, the husband
blisters of temporary impairments caused by certain occupations, e.g. must write a bill of divorcement and state the reasons or
bricklayers, carpenters, have no permanent effect and the individual grounds that are due for action, and then impress his
characteristics revert to their natural alignment once the temporary skin palmprint thereon.” For contracts, fingerprints were also used as
condition has been corrected.
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signatures of those who were illiterates, who could neither read nor studies established the individuality of classifying fingerprint
write. This was under the subject of “Land Tenure.” patterns.
15. Early in the 12th century, in the novel, “The Story of the River 4. 1882-Gilbert Thompson, a U.S. geological surveyor in charge of
Bank,” fingerprinting found itself already in the criminal a field project in New Mexico used his own fingerprints in
procedure of China; and in the 16th century, a custom prevailed in commissary orders to prevent forgery.
connection with the sale of children. 5. Isaiah West Taber – A photographer in San Francisco advocated
16. In Japan, deeds, dotes, and certificates to be used as proofs were the use of the system for the registration of the immigrant Chinese.
sealed by the mark of the hand (Palm-print) called “Tegata.” In 6. 1883-An episode in Mark Twain’s life on the Mississippi relates
the treatment of criminals, the imprint of the thumb (bo-in or bo- to the identification of a murderer by his thumbprint.
an) was taken. The criminal signed only by thumb-print with 7. Twain (Samuel L. Clemens) further developed his theme. Eleven
regard to his sentence and it was considered as an inferior sort of (11) years later, he causes the publication of “Puddin Head
signature. Wilson”, a novel based on dramatic fingerprint identification
17. In Constantinople, in a treaty of ratification, the sultan soaked his demonstrated during a court trial. His story pointed out the
hand in a sheep’s blood and impressed it on the document as his infallibility of fingerprint identification.
seal. 8. 1888-Sir Edward Richard Henry, succeeded Sir William J.
18. In England, Thomas Bewick, an English engraver, author, and Herschel at his post in India. He became interested in fingerprints
naturalist engraved the patterns of his own fingers on every wood- and devised a classification of his own and published his work in
work he had finished to serve as his mark so as to establish its book form and titled it “Classification and Uses of
genuineness. Fingerprints.”
9. 1889-Sir Richard Henry at Dove, England read a paper detailing
Are there any early publication concerning Fingerprints? his system before the British association for Advancement of
Science.
1. 1684-Nehemiah Grew published a report which was read before 10. 1891-Juan Vucetich, an Argentinean police official, installed
the royal society of London, England. He described the ridges and fingerprints files as an official means of criminal identification;
pores of the hands and feet. based his system of the pattern typed by Sir Francis Galton; and he
2. 1685-G. Bidloo published a treaty describing sweat pores and also claimed the first official criminal identification by means of
ridges. fingerprints left at the scene of crime.
3. 1685-Midle wrote a book, “Human Anatomy,” in which he 11. In 1892, at La Piata, Argentina, a woman named Rojas who had
included a drawing of the thumb print showing the ridge murdered her two sons and had cut her own throat, though not
configuration of the whorl pattern. fatal, blamed the attack on a neighbor. Bloody fingerprints on a
4. 1686-Professor Marcelo Malpighi, an Italian anatomist door post were identified by Vucetich as those of the woman
(GRANDFATHER OF DACTYLOSCOPY according to Dr. herself which led to her confession.
Edmond Locard – “Father of Poroscopy”), commented in his 12. 1892-Sir Francis Galton, an English Biologist, wrote his first
writings on elevated ridges on the fingertips and alluded to diverse textbook. He devised a practical system of classification and
figures on palmar surfaces. filing. 1894-Sir Francis Galton’s report on fingerprint as a
5. 1751-Hintzo wrote on the ridge formation, but dealt with the method of identification, along with his system, was read at
subject from the viewpoint of anatomy rather than identification. Asquith Committee of London, England. His system was
6. 1764-Albinus followed along the same lines as Hintzo had written. officially adopted on February 12, 1894.
7. 1788-J.C.A. Mayer stated in his book (Anatomische Kupfertafein 13. 1900-Alphonse Bertillon’s system of body measurement had by
Nebst Dazu Geharigen) that although the arrangement of the skin this time spread throughout the world.
ridges is never duplicated in two persons, nevertheless, the 14. 1901-Sir Edward Richard Henry was appointed assistant
similarities are closer among some individuals. commissioner at Scotland Yard. His system was so applicable that
8. 1823-Johannes Evangelist Purkinje, (FATHER OF Henry emerged as the “Father of Fingerprints,” at least as the
DACTYLOCOSPY) a Czechoslovakian professor of anatomy at first man to successfully apply fingerprints for identification. 1901-
the University of Breslau, published a thesis in Latin (Commentio marked the official introduction of fingerprinting for criminal
de Examine Physiogico Organi Visus Et systematis Cutansi – A identification in England and Wales.
Commentary of the Physiological Examination System: Dec. 15. The system employed was developed from Galton’s observation
22, 1823, Breslau, Germany) describing the ridges, giving them and devised by Edward Richard Henry, the Inspector-General of
names and established certain rules for classification (nine groups). Police in Bengal, India. He later became commissioner of
He involves vague differentiation of fingerprints or use them for London’s Metropolitan Police.
identification. 16. 1914-Fingerprints were officially adopted in France, replacing
9. 1856-Herman Welcker took the prints of his own palm. In 1897, Bertillon age.
(forty one years later) he printed the same palm to prove that the
prints do not change. (Principle of Permanency). What are the important dates concerning the development and use of
10. 1883-Kollman, an anthropologist who wrote his book on ridges fingerprint in the United States?
and pores. He did not associate fingerprints with identification.
1. 1882-Gilbert Thompson of the Us Geodetic survey used thumb
What are the historical events concerning Fingerprints as Method of print for camp orders on an expedition to New Mexico. This was
Identification? not official but it was proven useful (the record was dated Aug. 8,
1882).
1. 1858-Sir William J. Herschel (FATHER OF CHIROSCOPY), 2. 1902-Sir Henry P. Forest, chief Medical examiner of New York
in Hoogly, district of Bengal, India, he used fingerprints in India to Civil Service Commission and an American preacher in fingerprint
prevent fraudulent collection of army pay account and for science in the US for the New York Civil Service commission to
identification of other documents. He printed the palms of natives prevent applicants from having better-qualified persons to take the
in order to avoid impersonation among laborers. Prints of the test for them.
entire palms were used instead of signatures. The first person 3. The New York Civil Service Commission, on Dec. 19, 1902
Herschel printed appears to have been one RAJYADHAR required all civil service applicants to be fingerprinted. Dr. Henry
KONAI. P. Forest, put the system into practice.
2. 1880-Dr. Henry Faulds, an English (Scottish) doctor stationed in 4. 1903-New York State Prison in Albany claims the first practical,
Tokyo, Japan, wrote a letter to the English publication, systematic use of fingerprints in the US to identify criminals.
“NATURE” – “On the Skin Furrows of the Hand”, (dtd Oct.
28, 1880) on the practical use of fingerprints for the identification 5. 1903-Fingerprints identification was adopted in the following
of criminals. He recommended the use of a thin film of printers penitentiaries: Singing Sing, Napanoch, Auborn and Clinton
ink as a transfer medium and is generally used today. prisons
3. 1880-Sir Francis Galton, a noted British anthropologist and a 6. Captain James Parke of the institution installed the identification
cousin of scientist Charles Darwin began observation which led to system where the fingerprints of prisoners were taken and
the publication in 1882 of his book “Fingerprints.” Galton’s classified and the fingerprint system was officially adopted in June
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of the year. Today, New York State uses the American system that
is similar to the Henry System and represents the system initiated 30. 1937-The Institute of Applied Science installed Photographic and
by Capt. Parke in 1903. Firearms Identification (Forensic Ballistics) laboratories. The
7. 1904-Maj. R. Mccloughry, the warden of the Federal Penitentiary institute was the first private school in U.S. which installed
of Leavenworth when the office of the Atty. General of the U.S. laboratories for instructional purposes only.
granted permission to establish a fingerprint bureau therein. It was 31. 1938-A book by Harry J. Myers II, “History of Identification of
the first national government use of fingerprints. fingerprints in U.S.” was published in Fingerprint and
8. 1904-John Kenneth Ferrer (Perrier) of the Fingerprint Branch of Identification Magazine (Chicago, Illinois, Vol. 20, no. 4, Oct.
the New Scotland Yard, attended the St. Louis Missouri Worlds 1938).
Fair. He had been assigned to guard the British Crown Jewels. 32. 1946-the 100th millionth fingerprint card was received in the
American police officials became interested in fingerprint through identification division of the FBI. The total grew to 152 million in
him and he became their instructor. May 11, 1959.
9. 1904-The City of St. Louis Missouri, became the first city to 33. 1967-“Minutiae” was initiated by the FBI, a computerized
adopt fingerprint. The police department officials adopted the scanning equipment to read and record fingerprint identifying
system on October 29, 1904. characteristics.
10. 1905-Fingerpritning was officially adopted by the U.S. Army. It 34. 1972-the prototype automatic fingerprint reader was delivered.
was known as the first military use of fingerprint. 35. 1973-implementation of the first phase of the automated
11. 1907-Fingerprinting was officially adopted by the U.S. Navy Identification System (AIS-1), which was to establish the
(January 11, 1907). database consisting of the name, description, and criminal record
12. 1908-Fingerprinting was officially adopted by the U.S. Marine of all first offenders with birthdates of 1956.
Corps. 36. 1978-Journal of Forensic Science – reported that certain
13. 1910-Frederick A. Brayley published what appears to be the first properties of perspiration and body oils contained in latent print
American book in fingerprints. residue will luminesce without pre-treatment and to a degree that
14. 1911-The State of Illinois, made the first criminal conviction based photographs could be taken when activated by continuous Argon-
solely upon fingerprint evidence. It was known as the first judicial ION Laser. Hence, the FBI’s Latent Print Detection System was
ruling on such evidence, (People vs Jennings, 252 Illinois 543-96 put into use.
NE 1007, 43 LRA (NS) 1206 for 1991). 37. 1979-AIS-2 replaced AIS-1. This phase involved the automated
15. 1915-The International Association for Criminal Identification searching by name and other descriptor information of incoming
was founded. The word “criminal” was later dropped from the fingerprint cards against the database.
Association’s name. It is the first organized body of professional 38. 1979 (Oct. 17, 1979)-A latent fingerprint was developed and lifted
identification experts. from the hand of a victim in Miami, Florida murder resulting in
16. 1916-The Institution of Applied Science established at Chicago, identifying the suspect. This was the first known case where a
Illinois was the first school to teach fingerprint identification (June fingerprint from a human skin was used in the identification,
16, 1916). prosecution and conviction of a perpetrator of a crime.
17. 1916-Frederick Kuhne published a book entitled “The 39. 1982-Missing Children Act was signed into law which requires
Fingerprint Instructor,” which probably the first authoritative book the Attorney General to acquire, collect, classify, and preserve any
in fingerprint to be circulated in the U.S. Munn and Co., served as information which would assist in the location of any missing
the publisher. person (including an unemancipated person as defined by the laws
18. 1919-Marked the publication of “Fingerprint and Identification of the place of residence of such person) or assist in the
Magazine” (Chicago). The first monthly journal devoted identification of any deceased individual who have not been
exclusively to fingerprint science, (July 1919). identified.
19. 1920-The Exceptional Arch, a new pattern, was adapted to 40. 1983-Completion of the conversion of the FBI criminal fingerpint
Henry’s system by American experts. The pattern was added after searching from manual to automated searching. Also, AIS records
the study made by the assembly members at annual convention of became available by mail upon request of the National Crime
the International Association for Identification in 1920. Information Center’s (NCIC’s) interstate identification index (III)
20. 1922-Haken Jersengen, the sub-director of police in Copenhagen, – an interstate record exchange.
Denmark introduced first a long distance identification to U.S. at a 41. 1984-AIS records became available “ON-LINE” through the
police conference here. The method was adopted and published in NCIC program. Records from the NCIC and AIS, and
a magazine entitled “Publications” of the International Police participating state and local telecommunication networks became
Conference, (New York City Police Department, 1932). available w/in seconds to authorized criminal justice agencies.
21. Mary K. Holland – the first American Instructress in 42. 1985 (Jan. 2) – a contract was awarded for building the final phase
Dactyloscopy. of the Identification Division Automated System (IDAS).
22. 1924-The Identification Division of the FBI was established after 43. 1989-IDAS implementation. Its features are: integrated
J. Edgar Hoover was appointed Director. document transport equipment; on-line automated technical
23. 1924-The book entitled “Single Fingerprint System” by T.K. fingerprint search; and simplified processing flow. All, for
Larson, was first published in U.S., (Berkley, Police Monograph expeditious response time of fingerprint cards.
Series) D. Application and Co., New York City.
24. 1924-The First National Bureau of Identification was created by What about Historical Development of Fingerprints in the Philippines?
the act of Congress. The bureau was established within the U.S.
DOJ (Washington DC). 1. 1900-Mr. Jones was the first to teach fingerprints in the Philippines
25. 1925-Harry J. Myers II installed the first official fact fingerprint in the Phil. Constabulary.
system for infants in Jewish Maternity Hospital in Philadelphia, 2. 1918-The Bureau of Prisons records show that carpetas
Pennsylvania, U.S.A. (commitment and conviction records) already bear fingerprints.
26. 1925-The Commonwealth of Pennsylvania used compulsory foot 3. Under the management of Lt. Asa N. Darby during the American
and fingerprinting of new born infants and mothers which was occupation in the Philippines, a modern and complete fingerprint
enacted into law by Act of General Assembly as approved on April file has been established for the Philippine commonwealth.
20, 1925. 4. 1937-The first Filipino fingerprint technician employed by the
27. 1932-The International Exchange of Fingerprint date was Phil. Constabulary was Mr. Generoso Reyes. Capt. Thomas Dugan
initiated with a number of other nations on February 15, 1932. of New York City Police Department and Mr. Flaviano C. Gurrero
28. 1933-The Bureau of Identification, U.S. Department of Justice, of the Federal Bureau of Investigation (FBI) gave the first
adopted the single fingerprint identification system. The first examinations in fingerprints.
national use of single print for identification purposes for certain 5. 1933-The first conviction based on fingerprints was handed by the
crimes only, (Feb. 1933). Supreme Court of the Phil. in the case People vs. Medina and this
29. 1933-Latent fingerprints section, for making technical examination case is considered the leading judicial decision in the Philippine
of latent prints or have inked prints on an individual basis was jurisprudence concerning fingerprinting (December 23).
instituted on November 10, 1933. The Civil Identification on
Section was established.
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6. The science of fingerprinting was first offered as a subject in the given to the testimony of experts in the fingerprint identification is
Philippines through the effort of the Plaridel Educational a question for the jury.
Institution.
3. Following the Illinois case was one in New Jersey, State vs.
Cerciello, in which fingerprint evidence was permitted to be
STUDYING FINGERPRINTS introduced.
What are the basic principles of Fingerprint Science? (3 dogmatic 4. In the Cerciello Case, the defendant argued that it was an error to
Principles) allow the testimony by experts explaining the comparison of
fingerprints obtained from the defendant voluntarily with those
1. Principle of Individuality (Variation) – There are no two fingerprints found upon a hatchet near the body of the deceased
fingerprints that are exactly alike unless taken from the same when the body was discovered. The New Jersey Court of Errors
finger. and Appeals held, “in principle, its admission as legal evidence is
based upon the theory that the evolution in practical affairs of life,
2. Principle of Permanency (Constancy/Perennial/Immutable) – whereby the progressive and scientific tenderness of the age are
The configuration and details of individual ridges remain constant manifested in every other department of human endeavor, cannot
and unchanging till after the final decomposition of the body. be ignored in legal procedure.
3. Principle of Infallibility – That fingerprint is a reliable means of 5. In the case of State vs. Conners (87 N.T.L. 419, 94 Atl. 812
personal identification and all courts accept and adopt fingerprint (1915) ) it was held competent to show by a photograph the
as a means of personal identification. fingerprints upon the balcony post of a house entered, without
producing that post in court, and to show by expert testimony hat
What are the two main layers of the Skin? the fingerprints found on the post were similar to the fingerprints
of the defendant.
1. Outer scarf or Epidermis
2. Inner Scarf or Dermis
6. In the case of Lamble vs. State (Lamble V. State, 96 N. T. L. 231;
Take Note: 114 ATL. (N.J.) 346 (1921) ) which involved the discovery of
fingerprints on the door of an automobile, the court was of the
1. Stratum Malpighi or the layer of the Malpighi – the ridges are opinion that it was not necessary to produce the door as an
formed into patterns by virtue of the fact that the epidermis is evidence. The court stated that a photograph of the fingerprints
penetrated and molded by the dermal papillae noted on the door should be sufficient along with the identification
2. Damage to the epidermis alone does not result to permanent ridge of the fingerprints by an expert to show these of the defendant.
destruction, whereas damage to the dermis will result to permanent The court referred the case of States V. Conners (Supra).
ridge destruction
3. We can identify many fingerprints which we cannot classify. 7. In the case of Commonwealth vs. Albright, (101 Pa. Sup. C.L.
317 (1931) ) a fingerprint expert testified that the fingerprint on a
State the principal uses of fingerprints - Some of the uses of fingerprinting piece of glass, establish to be from a pane in a door that had been
include: broken to effect entrance to the house was the same as the
impression of the defendant’s left index finger and he explained in
1. Identification of criminals whose fingerprints are found at the detail the points of identity which led him to that judgment. The
scene of the crime court stated, “it is well settled that the papillary lines and marks on
2. Identification of fugitive through a comparison of fingerprints the fingers of every man, woman and child possess an individual
3. Assistance to prosecutors in presenting their cases in the light of character different from those of any person and that the chances
defendants’ previous records that the fingerprints of two different persons may be identical are
4. Imposition of more equitable sentence by the courts infinitesimally remote.
5. Furnishing identification data to probation and parole officers and
to parole boards for their enlightenment in decision making 8. In a California case, People vs. Coral (224 cal. 2d300 (1964( ), the
6. Exchanging of criminal-identifying information with identification court stated, “it is completely settled law that fingerprints are the
bureaus of foreign countries in cases of mutual interest strongest evidence of the identity of a person.” This Doctrine was
7. Means of personal identification reasserted in another California case, People V. Riser (47 cal.
8. Recognition by the government of honored dead 2d566 (1956) ) in which the court stated, “fingerprint evidence is
9. Identification of unknown deceased the strongest evidence of identity and is ordinarily sufficient alone
10. Prevention of hospital mistakes in the identification of infants to identify the defendant.”
11. Identification of persons suffering from amnesia where fingerprints
are on file 9. The US Supreme Court in the case of Schmerber vs. California
12. Identification of missing person (Schmerber v. California, 384 us, 757, 763 764 (1966) ), held that
13. Personal identification of victims of disaster works the introduction into evidence of fingerprint impressions taken
14. Identification of unconscious persons; and without consent of the defendant was not an infringement of the
15. Licensing procedures for automobile, firearms, aircraft and other constitutional privilege against self incrimination. The high court
equipment. held that it is constitutional to obtain real or physical evidence
even if the suspect is compelled to give blood in a hospital
Give some important Events, Dates or Personalities showing the basis of environment, submit to fingerprinting, photographing or
the Legality of Fingerprinting measurement, write or speak for identification, appears in court,
stand or walk, assume a stance or make a particular gesture, put on
1. In 1911, an Illinois court, in the case of the People vs. Jennings a cloth that fits him, or exhibit his body as evidence when it is
(252 Ill. 534, 96NE 1077 (1911) ) pass upon the admissibility of material. The Schmerber case points out the fact that the privilege
fingerprint evidence. against self-incrimination is related primarily to
“TESTIMONIAL COMPULSION”.
2. In that case, fingerprint evidence was admitted as a means of
identification may give their opinions as to whether the 10. In the Philippines, several decided cases could be cited where
fingerprints found at the scene of the crime correspond with those fingerprint evidence was admitted, considered and appreciated by
of the accused. The court’s conclusion were based on a the appellate courts with even lesser number of ridge similarities.
comparison of the photographs of such prints with the impressions In the BILANGAWA vs. AMADOR case, (Court of Appeals No.
made by the accused, there being no question as to the accuracy or 37320-b), a fingerprint expert and constabulary sergeant testified
authenticity of the photographs. It was stated that the weight to be and successfully defended fingerprint evidence based on eight
identical ride points.
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1. Fingerprints are already formed about 3 to 4 months of intra-
uterine life and will remain unchanged throughout life until the
11. People vs. Medina (59 Phil. 330) - The first leading judicial final decomposition of the body.
decision in the Philippine jurisprudence on the science of 2. The pattern formation formed by the papillary ridges contains
fingerprinting. peculiar characteristics upon which a person can always be
identified by fingerprint examiners.
Admissibility of Fingerprint Testimony 3. Almost every police and law enforcement agencies throughout the
world accept, adopt and utilize the fingerprint system as a means of
Expert’s testimony as to the identity of thumb marks or absolute identification of a person.
fingerprints is admissible. The method of identifying fingerprints is a science 4. The court and other authorities had taken cognizance of its
requiring close study. Where thumb impressions are blurred and many of the importance and reliability as a means of identification.
characteristic marks far from clear, thus rendering it difficult to trace the 5. That fingerprint will speak for itself as it shows the owner thereof
features enumerated by experts as showing the identity of the impressions, the in accordance with the principle of re ipso liquitor (a thing will
court is justified in refusing to accept the opinion that a distinct similarity in speak for itself).
some respects between the admittedly genuine thumb mark and the questioned
thumb mark is evident.
FINGERPRINT CHARACTERISTICS AND FORMATIONS
This method of identification of persons has become a fixed part of
our “SYSTEM OF JURISPRUDENCE”. Proof of the accused found in the Allied Sciences of Fingerprints
place where the crime was committed under such circumstances that they
could only have been impressed at the time when the crime was committed Dactyloscopy – identification of persons through examination and
may be sufficient proof of identity to sustain conviction. comparison of fingerprint. Taken from Greek words: Dactylos – a finger and
skopien – to examine
Number of Ridge Characteristics as Basis for Absolute Identity
1. Poroscopy – Science of palm print identification.
There are no national or international rules or laws that fix the 2. Chiroscopy – Science of palm print identification.
number of ridge characteristics that must be present in both the questioned and 3. Podoscopy – Science of foot print identification.
standard prints that should be used as a basis for establishing absolute identity.
Experts of different countries differ in the requirements of the minimum Pattern Interpretation
number. In England, the minimum is 16 and in USA, the minimum
requirement is 12. However, fingerprint experts in these countries believe that 1. Arches – 5%
identity can be established in lower number of guidelines laid down by the 2. Loops – 60%
famous French Criminalist Dr. Edmond Locard: 3. Whorls – 35%
1. Clearness of the pattern. Take Note: According to studies, the appearance of arches is less
2. Rarity of the type followed by whorls and the loops.
3. Presence of core or delta in the decipherable part
4. Presence of pores What are the Types of Ridge Formation?
5. The perfect and clear identity of the width of ridges and furrows,
of the direction of the lines, and the angular value of the furrows. 1. Recurving ridge – is a ridge that curves back in the direction in
which it started.
Weight of Fingerprint 2. Converging Ridges – Two or more lines forming an angle, a ridge
whose closed end is angular and serves as a point of convergence.
The weight to be given to evidence of correspondence of 3. Diverging ridges – Two ridges running side by side and suddenly
fingerprint when offered to prove identity of the accused as the person separating, one ridge going one way and the other ridge, another
committing a crime is for the determination of the court in the light of all the way.
surrounding facts and circumstances. 4. Bifurcating ridges – A single ridge which splits into two ridges
forming a “Y” shape formation or structure.
To warrant a conviction the fingerprints corresponding to those of 5. Island, Eyelet, lake or Eye – it is a single ridge which bifurcates
the accused must have been found in the place where the crime was where the bifurcating ridges converge at a certain point to form
committed under such circumstances that they could only have been again into a single ridge.
impressed at the time when the crime was committed. 6. Dot or Series of Dots – They are fragmentary ridges formed like a
dot or dots.
Can Fingerprint be destroyed? 7. Short or Series of Short Ridges – they are fragmentary ridges
formed by short or series of short ridges.
John Dellinger, a notorious gangster and a police character, 8. Ridge Ending - It is a termination or ending of ridge or ridges.
attempted to erase his fingerprints by burning them with acid but as time went 9. Fragmentary Ridges – They consist of disconnected sequences of
by the ridges were again restored to their “natural” feature. The acid he short ridges embodied intensely. These ridges are considered in
applied temporarily destroyed the epidermis of the bulbs of his fingers but re the classification of fingerprints if they appear as dark and as thick
occur later. as the surrounded ridges within the pattern area.
10. Ridge Hook – It is a ridge that divides to form two ridges which
Locard and Witkowsji of Lyons, who performed rather painful are shorter in length than the main ridge.
experiments on themselves by burning their fingertips with boiling water, hot 11. Ridge Bridge – This is a connecting ridge between two ridges.
oil and hot metal had shown that after the healing of the epidermis (outer 12. Incipient or Nascent Ridge – This is a kind of ridge which is
skin), the original patterns of fingerprints reappeared. madly formed, thin, short or broken which appears in the
depressions between two well formed ridges.
Can Fingerprints be forged? 13. Sufficient Recurve – The space between shoulders of a loop, free
of any appendage, and a butting at right angle.
The authorities conducted various experiments and although they 14. Appendage – A short ridge at the top or summit of a recurve
could almost make an accurate reproduction’s till there is no case on record usually at right angle.
known or have been written that forgery of fingerprints has been a complete 15. Core – It is a point on a ridge formation usually located at the
success. center or heart of a pattern.
16. Delta or Triradial Point – It a point on the first ridge formation at
Give the reasons why Fingerprints is one of the most Infallible Means of or directly in front or near the center of the divergence of the type
Personal Identification lines.
17. Envelop – Is a single recurving ridge enclosing one or more rods
or bars.
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18. Friction ridges – Are strips of skin on the inside of the end joints 1. Ridge Counting – It refers to the process of counting the
of our fingers and thumbs by which fingerprints are made. They intervening ridges that touch or cross an imaginary lien drawn
are also called papillary ridges or epidermal ridges. between the core and the delta.
19. Furrows – Are depressions or canals between the ridges which
maybe compared with the low area in a tire tread. Take Note - It
20. Rod or Bar – is a single ending ridge at the center of a recurving applies only to loops.
ridge of a loop pattern.
21. Up thrust - Is an ending ridge of any length rising at a sufficient 2. Ridge Tracing – Is the process of tracing the ridges that emanate
degree from a horizontal place. from the lower side of the left delta towards the right delta to see
22. Dissociated ridges – are unusual ridge structures having no well where it flows in relation to the right delta.
defined patterns; the ridges are extremely short, appear like a series
of “patches” caused by a disturbance of developmental process at Divisions of Fingerprint Patterns
early fetal life of the individuals.
23. Shoulder of a loop – It is that point at which the recurving ridge A. LOOPS
definitely turns or curves. 1. ulnar
24. Puckering – As growth ceases at several ends, the ends curl 2. radial
slightly.
25. Creases – Are thin, usually straight narrow white lines running B. ARCHES
transversely or formed side to side, across the print, causing the 1. Tented
puckering of the ridges. 2. Plain
26. Staple – Single recurving ridge at the center of the pattern area.
27. Spike – an ending ridge at the center of a pattern which forms the C. WHORLS
up thrust. 1. Plain whorl
2. Central pocket loop whorl
3. Double loop whorl
Type Lines and Pattern Area 4. Accidental whorl
The rules in CORE location are: 2. Ulnar Loop is one type of fingerprint pattern in which the ridges
flow toward the ulnar bone or little finger. Ulnar loop therefore
1. The core is placed upon or within the innermost sufficient recurve. derived its name from the ulna bone of the forearm, or little finger.
2. When the innermost sufficient recurve contains ending ridges or Its symbol is letter “U” in classification purposes.
rod rising as high as the shoulder of the loop further from the delta.
The exemption to this rule is when both shoulders are equidistant Take Note - A pattern to be a loop must have the
to the center of the sufficient recurve. following four (4) essential requisites:
3. When the innermost sufficient recurve contains an uneven number a. It must
of rods rising as high as the shoulders, the core is placed upon the have a
end of the center rod whether it touches the looping ridge or not. core
4. When the innermost sufficient recurve contains an even number of b. It must
rods rising as high as the shoulders, the core is placed upon the end have a
of the further one of the two center rods, the two rods being treated delta
as though they were connected by a recurving ridge. c. An
imaginary
Take Note - Always base on the entrance of the pattern in the line must
fingerprint. pass
between
The rule in DELTA location is: the core
and the
1. A dot can be a delta when there is no other alternative. delta
d. It must
have a
Rules in Delta location when there is a choice between two or more Delta ridge
count of a
1. The delta may be located at a bifurcation which does open towards minimum
the core. of at least
2. When there is a choice between a bifurcation and another type of one (1)
delta, equally close to the point of divergence, the bifurcation is
selected. 3. Plain Whorl - Symbolized by letter “W” in the classification. It is
3. When there is a series of bifurcation opening towards the core at a fingerprint pattern which there are two (2) deltas and in which at
the point of divergence of two type lines, the bifurcation nearest to least one (1) ridge makes a turn through one complete circuit, an
the core is chosen as the delta. imaginary line drawn between the two (2) deltas must touch or
4. The delta may not be located in the middle of the ridge running cross at least one (1) of the circuiting whorl ridges within the
between the type lines toward the cores but at the nearer end only. pattern area.
The location of the delta depends entirely upon the point of origin
of the ridge between the type lines toward the core. 4. Central Pocket Loop Whorl - Symbolized by letter “C “ in the
5. If the ridge enters the pattern area from the point below the classification. It is a fingerprint pattern which for the most part of
divergent type lines. The delta must be located at the end nearer a loop, but which has a small whorl inside the loop ridges,
(inner terminus) to the core. sometimes called a composite pattern, which means that it is made
up of two (2) patterns in one, a whorl inside a loop.
Ridge counting and Ridge tracing It has two (2) deltas, one of which appears as the edge of the
pattern area, as in plain loop. And one shows inside the pattern
area just below the counterpart ridges.
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Print Matic Method - Like the slab and roller method, the Print
5. Double Loop Whorl - Symbolized by letter “D” in the matic method requires that the ink is embedded within the Print Matic roller,
classification. A double loop whorl is a pattern consisting of two and coating the slab requires only a few passes of the roller in the same
(2) separate and distinct loop formations. One of the loops direction to apply a thin, even layer of ink.
surrounds or overlaps the other, also called COMPOSITE
PATTERN, like the central pocket loop whorl. It arises from the Equipment Used in Preparation for Taking Fingerprint using Slab and
fact that these patterns are a composite or combination of two 92) Roller Method
patterns in one, with two cores and two deltas.
1. INKING PLATE – A 12 inches plate is long enough for most set
6. Accidental Whorl - Symbolized by letter “X” in the classification. of 0 fingers. The width of the plate should not be less than 8
It is a pattern which is a combination of two or more different inches, ten (10) is a better width. A 10 inch plate is also wide
types of pattern except in the PLAIN ARCH. It is a pattern which enough to ink a complete palm in one operation whenever it
is a combination of two or more different types of pattern except in becomes necessary.
the PLAIN ARCH. It can be a combination of a loop and a whorl, 2. CARD HOLDER – The simplest is a U-shaped spring clamp.
a loop and a central pocket loop whorl, or any combination of two Made of spring steel, stainless steel or brass of gauge sufficient to
or more different loops and whorl type patterns. hold its shape in heavy usage.
3. ROLLER – 6 inches long, and 2 inches in diameter. The handle
7. Plain Arch - Symbolized by letter “A” in the classification. It is a should have supporting posts or legs to suspend the rubber roller
fingerprint pattern in which the ridges enter on one side of the from developing flat sides and to keep unused portions of the plate
pattern and flow towards the other side with a rise at the center and table top from being smeared with ink.
with not more than one of the four (4) essential requisites for loop 4. INK - black printers ink is the most commonly used for taking
pattern and with no recurving ridge, no angular formation and no fingerprint impression. It is a consistency suitable for rolling into a
upward thrust. thin film and it is quick drying when transferred to a card as an
inked impression. Yet it does not dry too fast. Usable for several
Take Note - It enters to the left and flows towards the hours after a film has been rolled.
right.
What are the reasons why FOUNTAIN PEN INK, COLORED
8. Tented Arches - Symbolized by letter “T” in the classification. It INK AND STAMP PAD INK are objectionable to be used as
is a variety of arch family, but their ridge formations are not simple fingerprint ink?
as those of the plain arch, also considered TRANSITIONAL
PATTERN between a plain arch and a loop. Generally speaking, a. They are too thin
TENTED ARCHES are formed in any of these three (3) way b. Dry too quickly
formations, to wit: c. Stamp pad smears easily
d. Impressions using stamp pad reproduce ‘weave”
a. One or several ridges in the center of the form an of the pad stamp covering the inked impression.
up thrust. e. Unsatisfactory for comparison purposes.
b. The ridge or ridges in the center formed a well
defined angle. 5. FINGERPRINT STAND – 32 inches high, the inking surface of a
c. The pattern may have two or three or four fingerprint stand should be approximately 12 inches above the top
essential requisites of a loop pattern. of an ordinary desk making the printing surface approximately 44
inches from the floor for the average person.
Take Note - An 6. STANDARD EIGHT BY EIGHT INCHES FINGERPRINT
up thrust must have an CARD – It is found to be adequate for receiving five rolled
ending ridge. impressions across the card the size convenient for handling and
filing.
REAL FINGERPRINT IMPRESSIONS
IMPORTANT POINTS TO BE CONSIDERED IN TAKING LEGIBLE
Real Impressions - Impressions of the finger bulbs with the use of FINGERPRINTS
the printing ink on the surface of the paper. Any other coloring materials may
be used but less visible and indelible. 1. Cleanliness of equipment
2. The right kind and correct amount of ink.
Methods of Producing Real Impressions 3. Proper distribution of ink on the glass slab or inking plate.
4. The distance of the subject from the inking on the fingerprint card.
1. Plain Method. 5. The advice of the operator to the subject to relax and never to aid
2. Rolled Method in the operation.
6. The pressure exerted must be slight and even the rolling be
Methods of Recording real Fingerprints continuous movement including lifting.
7. The nail of the fingers should be at rights angle to the slab or to the
Step 1- Ink the roller. Apply a small amount (about ¼ inch long card before starting the rolling and always roll the fingers until the
stream) of fingerprint ink on the right side of the slab, toward the back. Roll other side of the nail is reached (180 degrees).
out a two to three inch wide layer of ink on the back portion of the slab-lifting 8. The inking and printing must always reach below the first of the
the roller off the slab after each stroke and return to the starting point (do not fingers.
use a back-and-forth motion with the roller). Repeat several times until a thin 9. The thumbs should be rolled towards the subject’s body and all
film of ink forms on the roller. other fingers away from the subject’s body.
Step 2 - Next, using the same roller motion (without rolling back STEPS IN TAKING FINGERPRINTS
and forth), spread the layer toward the front edge of the slab, until a smooth,
uniform coating of ink forms. The front edge is where the fingerprints are 1. The first and most important step is clear the plate thoroughly.
rolled. When the ink on the front edge becomes too thin, replenish the ink 2. A daub of printer’s ink is deposited near the edge of the plate away
roller on the back edge of the slab and repeat step two. from the operator.
3. The subject’s hand and fingers must be relaxed.
Porelon Pad Method - No advance preparation is needed to use
the Porelon pad. However, the pad surface should be cleaned occasionally to STANCE FOR TAKING PRINTS
remove oil and dirt deposits by wiping the surface lightly with a soft, dry, lint-
free cloth. Most operators stand on the left side of the person whose prints
are being taken for the simple reason that more people are right handed and
then normally work more efficiently and do better advantage toward the right.
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Therefore, most fingerprint stands are made so that the printing is done on the Finger of Charred Body - In case where it is feared that they will
left front corner. disintegrate by even the slightest, their photo shall be taken as they are.
Take Note: Mummified fingers. Take their mould with silicon, make films
with strippable paint or cortex, and impress.
Rolled Impression – the subject must be relaxed
Plain Impression – the subject may not be relaxed CHANCE FINGERPRINT IMPRESSIONS
FINGER DISABILITIES THAT NEED EXTRA-ATTENTION IN Chance Impressions - These are fingerprints which are imprinted
TAKING PRINTS by mere chance or without any intention to produce the print. Chance print
may be
1. Temporary Disabilities
1. Plastic impression – impressions made by chance on
a. fresh cuts or wounds or bandaged fingers cellophane tapes or any plastic materials.
b. Occupational marks (dry skin) – carpenters, bricklayers, etc. 2. Visible prints – impressions made by chance and visible
c. Excessive perspiration without chemical treatment.
3. Latent prints – impressions which are visible grossly but
2. Permanent Disabilities made visible by the addition of some substances. These are
fingerprints found at the scene of a crime.
a. lack of fingers – in-born or amputated
b. crippled fingers – bent or broken Search for Scene of Fingerprint Impressions
c. deformities – webbed, extra fingers (poly dactyl)
d. old age In order to collect scene fingerprints, it is necessary to clarify
e. split fingers/thumbs where they were impressed. Most scene fingerprints are usually found at the
points of entry, and departure, places ransacked, etc. Therefore, searching for
EXTRAORDINARY TAKING OF REAL FINGERPRINT scene fingerprints should be made with emphasis on such places but be
IMPRESSIONS thoroughly made on their surroundings. Further, there may be cases where a
suspect uses gloves, wipes out his fingerprint after committing a crime, or
1. Excessively sweating fingers - Impressing shall be made after makes other actions in connection with fingerprints. Thus, even when glove
temporarily suppressing sweating by wiping fingers with a lightly impressions or other traces of actions have been found as result of a
squeezed piece of gauze to which formalin alcohol liquid (100 ml. fingerprint search, it is necessary not to give up but to make a thorough search
of ethyl alcohol liquid containing 1-3 ml. of formalin all over the scene of the crime.
pharmacopoeia) is applied.
How to collect Chance Fingerprints?
2. Fingers with stiff joints - Impressing shall be made after shaking
a subject’s hand grasped by the wrist up and down several times to The methods of collecting fingerprints are roughly classified into
smoothen the joint movement. In this case, if the impressing plate eight, i.e., solid method (powder method), liquid method, gas method, lifting
and the glass plate are placed somewhat higher while having the method, flame method, molding method, photographing method and
subject stand somewhat away from the table, handling would be development with lasers.
easier.
SOLID METHOD (POWDER METHOD)
3. Fingers with stiff surface skin, coarse fingers and fingers
suffering from dermatophytosis - Wrap fingers in a steamed This solid method is also called the powder method since powder
towel for several minutes then impress. In this case, somewhat is used, and is the most basic method.
denser ink and somewhat weaker impressing will be better.
Each powder has its own properties of color, adhesiveness, grain
FINGERPRINT IMPRESSING TECHNIQUE FOR A DEAD BODY size, delineability, etc. A suitable powder is selected and used according to
the conditions of impression and object. Sometimes, two or more kidns of
1. Fingers soon after death - Wipe out fingers with a piece of gauze powder are used in mixture. This is called mixture powder. By using mixture
containing alcohol if they are stained. In case where satisfactory powder, color and adhesiveness can be adjusted. For example, by mixing lead
roll impressions are not obtainable by the ordinary impressing carbonate with indigo, the disappearance of fingerprints lifted to gelatin paper
technique, the impression paper shall be cut to a proper size, and can be prevented, while by mixing aluminum powder (gray) with lycopodium,
impressing shall be made onto it using such aids as a fingerprint the excessive adhesion of aluminum powder (gray) can be prevented.
taking pallet from a dead body.
POWDERING METHODS
2. Stiff fingers of a clenched fist - Impressing shall be made using
an aid such as a spatula for taking fingerprints from a dead body. Powdering methods include the brushing method, rolling method,
spraying method and light hitting method
3. Blanched and wrinkled fingers
1. The brushing method is a method where, after affixing powder to
Take Note: an object to be examined with a brush (developing brush) to whose
tip a small quantity of powder has been affixed a fingerprint is
Finger without percolate - Wipe them with a piece of alcohol – developed by lightly sweeping it with another, powder less brush
containing gauze, soften them thoroughly with your finger tips, stretch (finishing brush) to remove excessive powder.
wrinkles, and then impress. 2. The rolling method is method where, after placing a proper
quantity of powder on an object to be examined, lightly moving it
Fingers with percolate - Take their mold with silicon after drying by bending and tilting, spreading out powder all over the object to
with lycopodium powder. In order to obtain fingerprint impressions from have powder adhere to the fingerprint, the fingerprint is developed
silicon molds, strippable paint or cortex shall be used this technique is as by flipping the back side of the object to remove excess powder.
follows: 3. Also, there is another method called the sprinkling or tapping
method where, after having powder adhere to a fingerprint by
Fingers with peeled-off surfaced skin - Wind that surface skin lightly tapping the object to be examined, the fingerprint is
around the operator’s finger. Apply ink to it and impress. When the true skin developed by lightly tapping a part of the object with one’s fist,
is exposed, take photo after applying ink to the true skin or drying it with an etc. to remove excess powder.
aqueous marker in water or alcohol. 4. The spraying method is a method where, after evenly spraying
powder over the object to be examined from a distance of
approximately 30 cm, the fingerprint is developed by removing
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excess powder by an air spray or with a brush, etc. This method is b. The soaking method is a method to affix reagent to
suitable for cases where development is made from a porous or fingerprints by soaking an object to be examined into
solid object using lowly adhesive powder. regent in a tray or other vessel. This method is suitable
5. In cases where development has been made by using fluorescent for cases where a small object is to be examined for
powder, the effect is doubled if observed by utilizing an ultra- development.
violet ray emitter.
6. The light-striking method is a method where, after having powder The spraying method is as follows:
adhere to a fingerprint by, say, lightly striking the object to be
examined with a brush tip to which powder has been applied, the 1. Fill a sprayer for liquid with reagent.
fingerprint is developed with another brush to which no powder is 2. Spray evenly over the object to be examined about 30 cm. From
applied or by air blowing with a blower-brush or a spray to remove the nozzle for affixing the reagent to the object.
excess powder. This method is suitable for development from an
object with a porous or adhesive surface. a. This method is applicable to three-dimensional as well as
flat-surfaced objects either large or small.
b. The sprayer used for the thin method should be capable of
LIFTING METHOD spraying as fine as mist as possible.
c. A ninhydrin sprayer is an aerosol-type sprayer exclusively
Collecting method by lifting fingerprint developed with powder for fingerprints which sprays the reagent (0.5% acetone
include methods employing cellophane tape, vinyl tape or other adhesive tape, solution of ninhydrin) by means of pressurized gas.
and methods employing silicon rubber. Meanwhile, since silver nitrate reagent corrodes the metallic
portions of a sprayer, it should not be used in development by
1. The lifting technique with gelatin paper or lifter is as follows: spraying method.
2. Cut gelatin paper or lifter to proper size.
3. Pull off the backing. Take Note: Method of Restoration - When the fingerprint
4. Direct the adhesive face toward the fingerprint. collecting work by the liquid method is complete, the article should be
5. Press on corner to the paper firmly to the object. restored to its original state by removing fingerprints impressed thereon and
6. Press the rest of the paper to the object in stages, from the point stains produced by development, this is called restoration. Restoration
already affixed towards the fingerprint. methods vary according to types of reagent used for development. For
7. Press it lightly and evenly with your palm, etc. Less air should be restoration of a case using silver nitrate reagent, the object shall be washed in
trapped. water after being soaked in 2% alcohol liquid of corrosive sublimate. There is
8. Peel it off after lifting. another method of soaking in saturated solution of sodium thiosulphate after
9. Stick it to the backing in the same manner of lifting. soaking in saturated solution of iodine or of potassium ferry cyanide.
The lifting method using silicon rubber follows the following: For restoration of a case using ninhydrin reagent, the object shall
either be applied with “Osyfull” oxygenated water) and be warmed, or be
1. Stretch the above thinly and evenly onto a proper-sized piece of applied with 3% solution of ammonium, or be soaked in hot water at 80
paper or cloth. degrees or over.
2. Add 5-10% by volume of hardener to silicon base.
3. Mix them thoroughly. GAS METHOD
4. Stretch the above thinly and evenly onto a proper-sized piece of
paper or cloth. This is a method where a latent fingerprint is developed by means
5. Apply above to a fingerprint to be lifted. of coloring by affixing gasified reagent or by causing chemical change in
6. Press lightly and evenly with a palm, etc. to prevent bubbles from elements of excreta, and then collected by photographing or by lifting onto
being trapped. lifting material. This method is suitable for developing fingerprints from
7. Pull off after silicon has hardened. papers, unpainted wood and textiles.
Take Note: Method of Restoration - When the fingerprint Iodine is exclusively used as a reagent. The developed pattern
collection by solid method is over, the object should be restored to its original disappears with in a few minutes. Therefore, reduction is unnecessary.
state by removing powder which has been affixed to it. This is called
“restoration.” Wipe the object lightly with a piece of cloth or a brush which a. The methods of affixing the reagent include a method where
contains 0.5-1% synthetic cleanser liquid or 2-5% soap liquid. gas is blown on to an object to be examined using an iodine
gas generator or a method where gas is filled up into a box in
which an object has been placed. Also, there is another
method where gas is blown into a vinyl bag in which an
LIQUID METHOD object has been placed.
b. Since the fingerprint developed disappears within a few
1. Affix some chemicals to latent or visible fingerprint to cause a minutes, it is collected by being photographed.
chemical change in the excreta elements. c. One of the recently developed method is to develop a
2. Develop or clarify it. fingerprint in white by affixing gas generated from cyan
3. Record the print by photographing it. acrylic instant adhesive. It proves effective for developing
fingerprints from a blackish object, especially the adhesive
This method is effective for developing a latent print from an face of adhesive tape.
object such as paper, wood or metal and to collect a visible fingerprint such as
a blood fingerprint. This is a chemical collecting method whose principle is This method follows the following:
that the element of the chemical liquid reacts to the element in excreta or
blood by changing color. 1. Apply cyanoacrylate to a plastic or similar plate.
2. The place on which a fingerprint is supposedly impressed
1. Reagent (chemical liquid) - Reagents commonly used are shall be placed and fixed face to face about 3 mm above the
ninhydrin, silver nitrate, etc. plate.
2. Method to affix reagent - Method to affix reagent include the 3. Leave it under a cover.
painting method, soaking method and spraying method. 4. The fingerprint is developed about 3 minutes later at the
a. The painting method is a method where an object is earliest.
painted evenly with a brush 9flat brush for liquid) with 5. The developed fingerprint shall be collected by being
ample reagent to affix the reagent to the fingerprints. photographed.
This method is suitable for a large or solid object to be
examined. LIFTING METHOD
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This method includes a method where a visible fingerprint is has been used for some time, the high cost of computers precluded the use of
directly lifted to lifting material, a method where a fingerprint which has been such technology in most crime laboratories. Major advances in the
directly lifted is processed with powder, chemical liquid, etc., and a method “microchip” industry and the resulting proliferation of relatively inexpensive
where a fingerprint is lifted using lifting material processed in advance with microcomputers have placed this technology within the budgets of many
chemical liquid, etc., and then preserved as it is or photographed. These are laboratories.
effective for collecting dust fingerprints, oil/grease fingerprints, and blood
fingerprints. DEVELOPMENT WITH LASERS
Lifting material - All lifting materials used for lifting under the Light amplification by stimulated emission of radiation. The use
solid method, gelatin paper, lifter, cellophane tape, transparent vinyl tape, and of lasers for detection of latent fingerprint is relatively new and dates from
other adhesive tapes can be used; but in most cases, gelatin paper is used. 1976. By 1985, approximately 50 forensic science laboratories, or
approximately 15 percent of the crime laboratories in North America, used
Lifting method - The method of lifting directly to the lifting lasers.
material is mostly used for collecting a dust fingerprint or oil/grease
fingerprints. With nonporous items (e.g., plastic bags, glass, and so forth), the
The method using processed lifting material is to lift the material evidence is first fumed with cyanoacrylate. If prints are not visible by means
to whose surface chemical liquid etc. has been applied in advance. This of normal techniques employed, the material is washed with a methanol
method is used for collecting an oil/grease fingerprint and a just fingerprint. solution of rhodamine. Excess rhodamine is washed off with methanol, using
a laboratory plastic wash bottle. If prints are present, the small amount of
Major collecting methods by tape of visible fingerprint are as excess rhodamine will adhere to them and show up under laser illumination
follows: can be used. A zinc chloride solution is used to change the Ruheman’s purple
coloration, caused by the reaction of ninhydrin with the amino acids present in
a. Dust fingerprint - In cases where dust quantity is small, a the prints, to a yellow-orange color. The color change is luminescent in laser
fingerprint shall be lifted directly to gelatin paper (black). light, and visible prints may be photographed.
Whenever the fingerprint has become unclear after lifting, the
transparent plate shall be peeled off and photograph shall be On porous items of evidence (e.g., paper, cardboard, and the like),
taken by lighting from the rear side, or the fingerprint shall evidence is treated in the usual way with ninhydrin. If prints are visible but
be developed by having lycopodium stick to the peeled have insufficient ridge detail, laser illumination can be used. A zinc chloride
backing by rolling method 7-9 days after lifting. Also if the solution is used to change the Ruhemann’s purple coloration, caused by the
transparent plate is peeled off after lifting, its impressed face reaction of ninhydrin with the amino acids present in the prints, to a yellow-
is turned upwards, and the plate is soaked in ethyl alcohol for orange color. The color change is luminescent in laser light, and visible prints
1-3 minutes, its gelatin film hardens and further change is may be photographed.
prevented.
At this time there are three types of lasers used in latent print work:
b. Blood fingerprint - In cases where a blood fingerprint has the argon ion laser, copper vapor laser, and neodymium: YAG laser.
just been impressed on an unabsorptive object, it shall be
directly lifted on gelatin paper. In cases whir lifting is LATENT FINGERPRINTS ON HUMAN SKIN
difficult as it has become slightly dryer, it is better to apply
gelatin paper to and lightly press the blood fingerprint Techniques for developing latent fingerprints on human skin have
following the technique of lifting, to peel off the paper after been devised, but have been successful only in rare instances. They may be
moistening the blood, to stick aluminum powder or gray to attempted in certain cases. The procedures are simple to use, inexpensive, and
the blood fingerprint by brushing, and to lift it onto other can be accomplished by evidence technicians. The procedures work on both
gelatin paper. living and deceased subjects.
c. Oil/grease fingerprint - When the surface is dry, it shall be The Kromekote card is used to lift the print from the skin surface
collected by lifting it onto Binio roll lifter as it is. If not dry, by placing the card over the skin in the suspected area and applying pressure
it shall be lifted after drying in the shade. Meanwhile, in for about 3 seconds. The card is carefully removed and then dusted with
cases of fluid oil/grease, a fingerprint cannot be collected by black fingerprint powder to develop the print transferred onto the card. The
this method. fingerprint obtained is the mirror image of a normal print, which can be
reversed through photography. After the Kromekote technique is used,
FLAME METHOD fingerprint powder can be applied directly to the skin to develop prints. The
literature reports that the Magna-Brush gives results superior to a fiberglass
This is a method of developing or clarifying by affixing soot to a filament brush. If a print is developed by this method, it must be
latent or unclear fingerprint. The developed fingerprint shall be collected by photographed and then may be lifted using cellophane lifting tape.
lifting in onto lifting material or by photographing. This method is suitable
for collection from metal or other object with a porous surface. Fingerprints on skin surfaces appear to last about 1-1/2 hours on
living victims. Deceased victims should be examined for latent prints on the
Soot-generating materials (burning material) include magnesium skin as soon as possible. The technique is still somewhat experimental, but
(photo flash powder), camphor, pine resin, benzene, kerosene, edible oil, the simplicity and ease of use of the methods will result in greater use through
paraffin and candles. experience on the part of investigators.
FINGERPRINT EVIDENCE
MOLDING METHOD
EVIDENCE PRESERVATION OF CHANCE FINGERPRINTS
This is a method of collecting visible fingerprints with a molding
material, and is suitable for collecting from an object with so complicated and 1. Whenever scene fingerprints have been found, confirmation by a
uneven a surface that lifting with lifting material is unfeasible. This is also witness shall be made prior to collection.
suitable for collecting a latent fingerprint developed from a heated object. 2. Whenever scene fingerprints have been found, they shall be developed
and photographed prior to collection in order to clarify the position of
The molding materials include silicon rubber, plaster, “Aljix”, an object and positions of fingerprint impressions. Picture taking shall
strippable paint, paraffin was, and plastic liquid. Collection shall be made by be made by providing the fingerprinted object with a label containing
taking a photograph or just preserving the mold. the name of incident, date and hour taken, place, witnesses, signatures,
collector’s affiliation and name, etc.
PROTOGRAPHING METHOD 3. Whenever fingerprints are collected by lifting (printing0 then the grain
of wood, pattern, or other characteristics original to the object near the
Space age technology is being used to enhance latent prints that fingerprints shall be lifted at the same time with lifting tape, etc. to
heretofore were of insufficient quality to be used. While image processing clarify the place where the fingerprints are impressed. In addition, the
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name of incident, date and hour collected, object of collection, place of
collection, signature of witness, and collector’s affiliation and name When plastic fingerprints are present in oil or grease, the thawing
shall also be entered on the back of the lifting paper. must be allowed to proceed slowly and under close scrutiny since the print
may easily be destroyed by heat. Such prints should be photographed when
a. A scene fingerprint collection report shall be prepared they appear.
to clarify the relationship between the incident and the
place of collection. Damp objects should be dried in a room at ordinary room
b. On the scene fingerprints collection report, all scene temperature. As a general rule, never examine cold objects, especially metal,
fingerprints collected should be numbered in serial until they have been kept for at least some hours at room temperature. In
order, and be entered so as to clarify which fingerprint indoor investigations in a cold house, the rooms should first be heated. The
was collected at which place by attaching a scene heating should be done slowly so that water from thawing does not run off
sketch. frosted objects of places.
c. Meanwhile, for those fingerprints collected without
taking photographs, it necessary to clarify the
impressed positions and directions by solidly What is the concept of fingerprint identification?
illustrating objects of collection portions thereof, etc.
The identification of a fingerprint is to compare two fingerprints
PRESERVATION BY PHOTOGRAPHY - Prints found at the with each other, to indicate their characteristics, and to determine whether
scene of a crime preferably should be preserved by photography. This they match or do not.
procedure has many advantages, including its leaving the object intact so that
further photographs can be taken if the first are unsuccessful. It also makes it Since latent fingerprints are often partial and unclear, their
easier to produce the evidence before a court of law if the print has been identification often encounters difficulties. Therefore, those who are engaged
recorded since parts of the object that carry the print will be seen in the in identification should make a correct identification. This also applies to the
picture. identification of palm prints, middle phalange prints, basic phalange prints and
footprints.
PRESERVATION OF PLASTIC FINGERPINTS - When a
fingerprint has been left in material that has hardened or is able to withstand What is the method of identification?
transport, and when it is on an object that is small and easily transportable, it
may be sent directly to the crime laboratory. If removing the plastic print Method of identification include those for comparing
poses some special problem, it should be photographed using oblique light to characteristics (type and position) of friction ridges, of sweat pores (sweat
bring out as much detail as possible. The fingerprint impression may then be gland outlets appearing on friction ridges like eyes of needles) and of friction
preserved by an appropriate casting material. ridge edges (straight, projecting, arch, pocket, table, etc.). In general,
however, a method by characteristics of friction ridge which are
PRESERVATION WITH FINGERPINT LIFTERS - understandable easily and objectively is used.
Frequently, curved surfaces, such as doorknobs, with latent fingerprints
present are difficult to photograph or do not lend themselves to the use of In identification, the following matters should b examined with the
cellophane lifting tape. For such surfaces, elastic or rubber lifter material identification material:
works well. Rubber lifters are commercially available items made of thin,
rubbery material coated with an adhesive. The adhesive is protected by a 1. Conditions of collection (method of collection, situation of both
transparent celluloid material removed prior to use and replace onto with the object impressed and the fingerprint left on the scene, time
different fingerprint powders. elapsed, etc.).
2. Kind of pattern, position impressed.
PRESERVATION WITH FINGERPINT LIFTING TAPE - 3. Kind of finger.
The most common method of collecting latent fingerprint evidence today is by 4. Situation of impression (whether slipped, twisted, duplicated or
special transparent cellophane tape. The material is supplied in rolls and is not; either surface or true skin; and reversal fingerprint).
usually 1 or 2 inches wide. After the surface is dusted with fingerprint
powder, the tape is placed over the print. Care must be taken to prevent any In comparison and pointing out of characteristics, the
air pockets. The tape is smoothed down over the print with the aid of a signer characteristics of a latent fingerprint and of the formally impressed fingerprint
and then drawn off. Particles of fingerprint powder adhere to the sticky shall be compared, and matching points of characteristics shall both be noted
surface of the tape and thereby transfer the fingerprint pattern. The tape is by indication lines with numbers for referencing. The indication lines and
finally placed onto a card of suitable color, contrasting with the powder used. numbers shall be entered in red.
How long does a Fingerprint remain on an object?
A letter of identification shall be prepared bye entering therein
Plastic prints remain for any length of time provided that the object such necessary matters as the kind (latent fingerprints, finger seal, formally
on which they are left or the substance in which they are formed is itself impressed fingerprints, or so) and number of pieces of identification material,
stable. In investigations, it sometimes happens that police officers find identification item, identification process, identification result, identification
fingerprints that give the impression of having been made in dust, but on date and identifier.
closer examination are found to be dust-filled plastic prints in oil paint made
years earlier. Meanwhile, in general, a photograph showing the identification
material enlarged three times is attached indicating on the photograph
Prints that have resulted from contaminated with blood, pigments, matching characteristics by indication lines and numbers for easy
ink, and oil are more resistant and can be kept for a long time under favorable comprehension.
conditions. Latent prints on glass china, and other smooth objects can remain
for years if they are in a well-protected location. On objects in the open air, a Is there any electronic identification of fingerprints?
print can be developed several months after it is made. Fingerprints on paper
are very stable and will last for years provided the paper does not become wet The computer has greatly affected how fingerprints can be taken.
and deteriorate. An Automated Fingerprint Identification System (AFIS) can digitize
fingerprint information to produce inkless fingerprints. Latent fingerprints are
What is the effect of temperature on the possibility of developing scanned and converted into an electronic image that is stored in a data base for
fingerprints? rapid retrieval.
When objects on which there may be fingerprints are found The live-scan method of fingerprinting stores and transmits
outdoors in ice or snow, they must be thawed slowly and placed so that the fingerprints digitally. The new method allows police to place a suspect’s
thawed water does not run over and destroy the prints. A suitable method of finger on a glass plate, which is then read by a special device to produce a
treating is to scrape away as much snow and ice as possible, with the greatest digital image of the prints. The image can then be transmitted over telephone
care, before the object is brought to a warm place. Only when the object is lines to computerized criminal records centers.
dry should the print be developed.
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Laser fingerprinting eliminates the mess of inked fingerprints and If the negative is a photograph of an opaque lift the print appears in
also many of the problems associated with them. reverse position; that is, as a mirror image, and the negative will accordingly
have to be blocked from the dull or emulsion side in order for it to appear in a
Take Note: Fingerprint evidence is maintained by: position comparable to that of the inked prints. Failure to present the prints in
question in the same color and position may confuse the observer and nullify
1. For laboratory examination - Recording made upon receipt the purpose for which the chart is made.
of
a. Name of agency requesting for scientific The degree of enlargement is not important in itself so long as the
assistance or submitting latent print. ridge of the latent print is readily distinguishable by the eye. Ten diameters
b. Date or receipt. have been found adequate, although any enlargement from 5 to 30 will serve.
c. Inventory of latent fingerprint evidence. It should be remembered however that small enlargements are difficult to see
2. For field laboratory work - It is maintained by following a few feet away and that large ones lose some of the contrast between ridges
the procedures below: and background. A white border of at least 1 ½ inches or a width equal to
a. Crime scene search for latent. one-third the enlarged area should be left for charting purposes.
b. Develop the print by developing materials.
c. Photograph developed prints by powder on All of the ridge characteristics are ample to illustrate for,
original. identification, but it is neither claimed nor implied that this number is
d. Lifting latent prints. required. All fingerprint identifications are made by observing that two
impressions have the ridge characteristics of similar shapes which occupy the
Further maintenance is done by lifting the number of fingerprint same relative positions in the patterns.
evidence, their descriptions, quantity and quality.
Method involving super imposition of the prints are not
COURT PRESENTATION OF FINGERPRINT EVIDENCE recommended because such a procedure is possible only in a very few
instanced, due to the distortion of ridges in most prints through pressure and
In testifying to fingerprint identification, the expert often prepares twisting. Such a procedure is not necessarily a test of identity. Likewise,
charts to visually aid the court and jury in understanding the nature of his presenting charts with the shapes of the characteristic drawn in the margin is
testimony. Many times it is undoubtedly difficult for the laymen to perceive, not recommended. Individual ridge characteristics may vary slightly in actual
from a vocal explanation alone, the full import of an expert’s testimony, due shape or physical position due to twisting, pressure, incomplete inking
to its technical nature; consequently, some graphic representation of the facts condition of latent print when developed, powder adhering to background etc.
presented is amply justified and rewarded.
Identifications are based on a number of characteristics viewed in a
The preparation of the charts is ultimately the sole responsibility of unit relationship and not on the microscopic appearances of single
the expert using them. As matter of interest to law enforcement personnel characteristic. The chart will present a clearer, nearer and more pleasing
engaged in fingerprint work, a brief explanation of such charts follows, along appearance if it is numbered clockwise and the numbers are evenly spaced. It
with suggestions and remarks based on long experience in these mattes. is necessary however, to place the numbers evenly around the photograph.
Ordinarily, the numbers are placed on three sides and the type of print (latent
Aside from the photographic equipment, what are other the needed or ink) noted at the bottom. In any case, the manner of numbering should be
materials? subservient to an explanation of the characteristics in an orderly sequence;
and, if the situation warrants all of the points may be illustrated on a single
A roll of scotch photographic tape -1 inch wide to outline the areas side of the photograph.
of the fingerprints on the negative to be used: some stiff cardboard
approximately 1/32 inch thick on which to mount the prepared charts, a tube A single line should be drawn from each characteristic to a
of rubber cement and a bottle of translucent ink, other than black or white. numbered point on the march. Care should be taken to draw the beyond it or
obscuring it. Erasures should be avoided. If the ink runs or blots, it is
A light-box on which to view the negatives while blocking, and a sometimes possible to remove it with a cloth in denatured alcohol, without
lettering set to draw the lines and numbers uniformly on the charts, while not damaging the photograph.
absolutely essential, are helpful conveniences. A light-box is basically a
frosted pane of glass with a light beneath it to produce soft, even, none glaring If the enlargement is great, that is 25 or 30 diameters, it might be
illumination. If no light-box is available, a clear window may be utilized in well to draw a small circle around each characteristic and then draw the line
“blocking” the negatives. from a circle to the number, since the ridge will be much thicker than the
illustrating line. All lines and numbers should be checked for absolute
If the expert finds it necessary to have an outside source prepare accuracy. The expert should also study the enlargements for apparent
his photographs, he should retain personal custody of the evidence during the discrepancies in the prints, which he might be called upon to explain.
operation. The original latent print and inked print with which it is identical
can be photographed 25 times the actual size. This procedure eliminates The chartered enlargements are readily mounted on stiff cardboard
guesswork in enlarging both the same degree. Whatever areas of the two with rubber cement, which may be purchased in small tubes. After cementing
prints are deemed requisite to illustrate the method of identification are then the photograph to the cardboard, it should be placed under a heavy glut object
outlined (blocked) on subsequent enlargements. which will cover the entire surface to prevent wearing and wrinkling.
Generally, if the legible area of the latent print is small, it is well to CLASSIFICATION OF FINGERPRINTS
show the complete print. If the area is large, however, as in a palm print, an
area which will not make the chart too bulky or unwieldy may be selected. CLASSIFICATION IN GENERAL, in this context, refers to the
sorting things into division or group so that they can at later time be quickly
In blocking, the negative is affixed to the window pane or light- located.
box by means of strips of photographic tape across the corners, with the side
to be blocked up. This prevents constant shifting of the negative while it is What are the steps in fingerprint classification?
prepared. The latent print should be blocked first. Corners of the blocked
areas should be square. 1. Recording – Simply means the taking of fingerprint impressions,
either rolled or plain impression.
If the latent print was developed or photographed as a light print on 2. Interpretation – Simply means the naming or interpreting of a
a dark background, a reverse-color negative should be prepared and blocked fingerprint pattern. Loop (either radial or ulnar), Arch (plain or
in order that both print may appear as black ridges on light. This is done by tented) or whorl (plain, central pocket loop) whorl, double loop
placing the original negative adjacent to a new sheet of film and exposing it. whorl or accidental whorl).
The resultant negative contains the same image as the original except that the 3. Blocking – This applies only to loop pattern either as ulnar or
color of the image has been reversed. radial loop. It means designating by symbol the type of patterns
which each finger and thumb bears and recording for each
respective finger and thumb.
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4. Classification – This refers to the classification proper this time Central Pocket Loop
you need a complete set of ten (10) fingerprint patterns to obtain Whorl C c
the necessary classification. Double Loop Whorl D d
Accidental Whorl X x
What are the patterns that require special attention?
1. 1/1, ½, 1/3, ¼, 1/5, 1/6……………………….. 1/32 This aRa would mean a thumb arch, and index radial, and a middle
2. 2/1, 2/2, 2/3, 2/4, 2/5, 2/6 ……………………. 2/32 finger arch on the TUr right hand, and thumb tented arch, and index ulnar,
3. 3/1, 3/2, 3/3, ¾, 3/5, 3/6 ……………………… 3/32 TILL and a middle finger radial on the left hand.
4. 32/1, 32/2, 32/2, 32/4, 32/5, 32/6 ……..…….. 32/32
Importance of small letters - The absence of small letter groups
Rules on Amputation and Fingerprint Missing at Birth are of vital importance to the classification system as the small letter occurs
relatively infrequently.
1. If one finger is amputated (AMP) or missing at birth (FMB) the
classification is based on the opposite finger with the numerical Frequency - The small letter groups, after the index fingers have
value. been grouped (small) in the following sequence:
1st: The denominator by count (the lesser number of small
Take Note: The numerical value of the (AMP) FMB) must not be letters proceeding the greater).
changed. 2nd: By position (small letter to the left of the index finger
proceeding these at the right).
2. If both fingers are amputated or missing at birth they are treated as 3rd: By type (a,t, r).
whorl with the respective numerical value and with meeting (M)
tracing.
SUB-SECONDARY AND FINAL CLASSIFICATION
Rank – The secondary classification follows the primary Reason fort Subdivision – The sub-secondary classification is the
classification. group of print within the secondary classification, thus facilitating searches
since it limits the search to smaller groups of the fingerprint cards.
Position of Secondary – The secondary classification appears just
to the right of the fraction which represents the primary. Position of Formula – The sub-secondary classification is placed
on the classification line immediately to the right of the secondary
Meaning of Secondary – The numerator (WRITTEN ABOVE) classification
indicates the type of pattern appearing on the index finger of the
right hand. Recording Ridge Count – The ridge count of the loops are
recorded as “I” (inner) and “O” (outer).
Denominator Meaning – The denominator (WSRITTEN
BELOW) Indicate the type pattern appearing on the index finger of Recording Whorl Tracing – The whorl tracing are recorded as
the left hand. follows:
“I” and “O” SYMBOL - The symbols “I” and “O” in a sub- a. Take only the loop excluding the whorl inside it.
secondary classification may relate to a set of prints having loops and whorls b. Left Delta will always be the one to drop. And in
or all loops or whorls. Whether the prints are loops, whorls or loops and counting its ridges include ending ridges and
whorls may be ascertained from the primary classification since “one” over bifurcation.
“one” indicates no whorls, thirty-two indicates all whorls and other primaries
indicates both loops and whorls. FINAL CLASSIFICATION
Filing: The filing of prints within the sub-secondary classification The final classification is the ridge count on the loop (ulnar and
is done according to the following sequences: radial) appearing in the right little finger.
First – I (inner) in loops Position - The final classification is indicated at the extreme right
Second – O (outer) in loops of the numerator.
First: I (Inner) in whorls
Second: M (meeting) in whorls No Loop in the Right Little Finger - If a loop does not appear in
Third: O (outer) in whorls the right little finger, a loop in the left little finger may be used. The little
finger position in the formula remains unchanged, except that the ridge count
As in all other components set of the classification formula, the is noted as a denominator rather than as a numerator.
denominator does not change until the numerator has exhausted the entire
sequence. Arch or Tented Arch - If an arch or tented arch appears in the
little finger, it is indicated in the classification formula by a small dash (-). If
Summary of the Rules: such a formation appears in both little fingers, final classification is not
obtainable. The Arch or Tented Arch appearing in either or both little fingers
1. For AMP and FMB-Apply the rule on primary classification. is not ignored in the classification formula since it is incorporated and
2. Whorl-Apply Ridge Tracing. designated as a small letter in the secondary classification.
For loops (Ridge Counting) Both Little Fingers are used - Both little fingers are considered
by some bureaus and the ridge counts of both are recorded. However, the
Index Finger count of the right little finger governs the sequence for filing within the final
1-9 ridge count………………………………………………… classification.
I (Inner)
10 or more…………………………………………………….. Whorl - If no loops appear in the little fingers but a whorl appears
0 (outer) instead. A final classification may be obtained by a ridge count of the whorl.
Making a ridge count of whorls (in either or both little fingers) is required in
Middle Finger connection with a large collection or group of prints, such as prints having a
1-10 ridge count……………………………………………… primary classification of thirty two over thirty two.
I (Inner)
11 or more……………………………………………………. Search - When a search is made within a group of cards, and when
0 (outer) the final is designated, only prints having the same final count or count are
examined. Some bureaus allow a count of three on either side of the final
Ring Finger classification.
1-13 ridge count……………………………………………….
1(Inner) Little Fingers used only for Final Classification - The ridge of
14 or more ridge count………………………………………… the little finger is used exclusively for the final classification.
0 (outer)
Little Fingers not used for Key Classification - At no time can
For Arches the ridge count of either of the little fingers be used for the key classification.
Use small letter (t) for tented arch. Importance of Final Classification - The final and the key
Use small letter (a) for plain arch classifications may be considered the CONTROL FINGERS for filing and
searching. They limit the number of the prints to be examined each group.
If the index finger, middle finger, and ring finger are all plain
arches just put three dashes in the sub secondary classification and Final not Possible - If the type pattern of either little finger is an
A2a in the Secondary Classification. (Same is true when both arch, as a tented arch, no final classification is obtained. This is indicated by a
index and middle fingers are the same). small dash (-).
If the index finger, middle finger and ring finger are all tented MAJOR CLASSIFICATION
arches just put three dashes in the sub secondary classification and
T2t in the Secondary Classification. (same is true when index and The major classification represents only the thumb of each hand. It
middle finger are the same). is the ridge count of the loop and/or the tracing of the whorl appearing in the
thumb of each hand (if such whorls appear).
Take Note:
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Ridge Tracing or Ridge Counting - These symbols are governed Little Fingers Disregarded - The little fingers are totally
by the ridge tracing for whorls or the ridge counts for the loops. disregarded in obtaining a key classification, for they are exclusively used in
the final classification.
Symbols for Loops: S (small) in loops (ridge count); M
(medium) in loops (ridge count); L (large) in loops (ridge count). Position - The key, no matter where it is found is always written at
the extreme left of the numerator.
Loops Pattern in Both Thumbs - In a set of prints having loop Importance of the Key and Final Classification - The key and
patterns in both hands, the ridge count of the left thumb governs the symbol final maybe considered the control figures for filing and searching. To limit
for the right thumb. the number of prints, it is necessary to examine within a group.
Left thumb ridge count Right thumb ridge count Take Note: All answers obtained must be put/placed on the
numerator of the key classification. Write the Key at the Left of the entire
1 to 11SMALL (S) 1 to 11 SMALL (S) formula, proceeding all other components of the Classification Formula.
12 TO 16 MEDIUM (M) 12 TO 16 MEDIUM (M)
17 or more LARGE (L) 17 or more LARGE (L) Little Fingers not used - If not used, the little fingers (regardless
1 to 11 SMALL (S) 1 to 17 SMALL (S) of their type patterns or ridge count) as shown by the key for which they
18 TO 22 MEDIUM (M) 12 TO 16 MEDIUM (M) represent, are reserved for the final.
23 or more LARGE (L) 17 or more LARGE (L)
Key no loops - Make ridge count of whorl appearing in the thumb
Either Thumb Missing - When the thumb is missing, the missing of the right at the extreme left delta. This may be used as a key.
one acquires the same pattern, ridge count, or ridge tracing as the thumb of the
opposite hand. On this assumption, the classification proceeds as usual. Key not possible - If the entire set of prints is composed of plain
Since the left thumb, real or assumed, is the denominator, it governs the arches and tented arches, the key cannot be obtained.
classification, filing and searching.
CLASSIFICATION OF SCARRED PATTERNS
Grouping the Prints - Because specific symbols have been given
for loops and others for whorls appearing on the thumb, the prints are grouped Emphasis should be placed upon the necessity for fully referencing
according to their respective patterns. all scarred patterns. In connection with their proper classification, the
following rules should be observed:
Sequence - The filing for prints follows definite within each group.
When an impression is so scarred that neither the general type of
Denominator governs the sequence - As in all other groups, the pattern nor the ridge tracing or count can be determined with reasonable
denominator governs the sequence and remains unchanged until the numerator accuracy, the impression should be given both the general type value and the
has exhausted the entire sequence. sub classification value of the corresponding finger of the other hand.
Sequence for Loops - Since the loops in the thumbs are indicated When an impression is partially scarred, i.e. large scars about the
as small (S), medium (M), and large (L), the sequence is as follows: core so that the general type cannot be determined with reasonable accuracy,
but the ridges allow reasonably accurate sub classification by ridge tracings or
counting, the impression should be given the primary value of the pattern of
NUMERATOR SML SML the corresponding finger and the sub classification value as indicated by
SML ridges of partially scarred impressions.
DENOMINATOR SSS SSS
SSS When an impression is partially scarred and the general type of
pattern can be determined with reasonable accuracy, but the ridges cannot be
Sequence for Whorls - For the whorls in the thumbs indicated as traced or counted so as to fall within the proper sub secondary classification,
Inner (I), meeting (M), and outer (O), the sequence is as follows: the impression should be given the ridge count or tracing value of the
corresponding finger of the other hand, if the corresponding finger is of the
NUMERATOR IMO IMO same general type. The scarred impression should be given the probable
IMO value and reference to all other possibilities.
DENOMINATOR III III
III When an impression is so scarred that neither the general type of
pattern nor the ridge tracing or count can be determined with reasonable
Loop and Whorl in Major - When the whorl appears in one accuracy, and it so happens that the corresponding finger of the other hand is
thumb and a loop in the other, a specific sequence is used. similarly scarred, corresponding finger of the other hand is similarly scarred,
both patterns are given the arbitrary value of whorls with meeting tracings.
Reference: One Thumb Missing - Although a classification was
obtained for one missing thumb, (as described above), it is necessary to CLASSIFICATION OF AMPUTATIONS AND FINGERS MISSING AT
continue the search in all possible references. The original pattern of the BIRTH
missing thumb might be different from the thumb of the opposite hand.
When one or more amputations appear upon a fingerprint card, it
Both Thumbs Missing - If both thumbs are missing, they may be filed separately from those having no amputations in order to facilitate
arbitrarily acquire the classification of meeting whorls, and no other reference searching. It is to be noted that before it may be filed in the amputating group,
searches are necessary. No major classification is obtainable if one thumb the card must contain a definite and unequivocal statement or marking by the
pattern is plain arch or tented arch. Such print will pertain to the small letter contributor to the effect that a certain finger or fingers have been amputated
group (referring to the secondary classification). but which in reality were merely injured and bandaged when previous prints
were submitted.
Radial Loop on Either or Both Thumbs - The major 1. If one finger is amputated, it is given a classification identical
classification is obtained if a radial loop is present on either or both thumbs with that of the opposite finger, including pattern and ridge
because a ridge count is possible. However, the print will be filed with the count, or tracing, and referenced to every other possible
small letter group. classification.
2. If two or more fingers are amputated, they are given
KEY CLASSIFICATION classifications identical with the fingers opposite, with no
additional references.
The key classification represents the ridge count of the right first 3. If two amputated fingers are opposite each other, both are
loop appearing in a set of prints, beginning with the thumb of the right hand given the classification of whorls with meeting tracings.
but excluding the little finger.
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When a fingerprint card bearing a notation of fingers missing at a. Pre-historic picture writing of a hand with ridge patterns was
birth is classified, the missing fingers should be treated as amputations in that discovered in Nova Scotia.
they are given the identical classifications in that they are given the identical b. In ancient Babylon, fingerprints were used on clay tablets for
classifications of the opposite fingers and are filed in the amputation group. business transactions.
As these fingers are missing from a prenatal cause, they would bane always c. In ancient China, thumb prints were found on clay seals.
receive the identical classification of the opposite finger on any previous d. In Peru, aerial photographs have exposed a huge ancient drawing
occasion. which can only be accurately viewed from the air. I have exhibited
one of these photos to the International Association for
If all 10 fingers are amputated or missing at birth, the classification Identification and suggested it as a "possible" fingerprint pattern.
will be: Aerial Photo in Peru & My Tracing (turned over)
M 32 W MMM.
M 32 W MMM
In those instances in which a partially amputated finger has half or e. In 14th century Persia, various official government papers had
more than half of the pattern area missing, it is given the classification of the fingerprints (impressions), and one government official, a doctor,
opposite finger. It will be filed in the amputation group under those observed that no two fingerprints were exactly alike.
conducted in all possible classifications of the opposite fingers only and are
governed by the rules concerning amputations.
Why Fingerprint Identification?
Generally, a “tip amputation,” or one which has less than half of
the first joint amputated, will always be printed in the future. Therefore, a Fingerprints offer an infallible means of personal identification.
partially amputated finger, with less than half of the pattern area missing is That is the essential explanation for their having supplanted other methods of
classified as it appears and is referenced to the opposite finger. It will be field establishing the identities of criminals reluctant to admit previous arrests.
in the non amputation group and reference searches should be conducted Other personal characteristics change - fingerprints do not.
under the classification of the opposite finger, and in the amputation group. It
must be referenced this way even though it never could have originally had In earlier civilizations, branding and even maiming were used to
the classification of the opposite finger. mark the criminal for what he was. The thief was deprived of the hand which
committed the thievery. The Romans employed the tattoo needle to identify
CLASSIFICATION OF BANDAGED OR UNPRINTED FINGERS and prevent desertion of mercenary soldiers.
If fingers are injured to the extent that it is impossible to secure More recently, law enforcement officers with extraordinary visual
inked impressions by special inking devices, the unprinted fingers are given memories, so-called "camera eyes," identified old offenders by sight.
classification identical with the classifications of the finger opposite. If only Photography lessened the burden on memory but was not the answer to the
one finger is lacking, reference searches should be conducted in every criminal identification problem. Personal appearances change.
possible classification. If more than one finger is lacking, they should be
given the classification of the opposite fingers, but no be given the Around 1870 a French anthropologist devised a system to measure
classification of the opposite fingers, but no reference searches should be and record the dimensions of certain bony parts of the body. These
conducted. If there are two lacking, opposite each other, they should be measurements were reduced to a formula which, theoretically, would apply
classified as whorls with meeting racings. only to one person and would not change during his/her adult life.
If, however, in the case of an injured finger, observation is made of This Bertillon System, named after its inventor, Alphonse
the ridges of the finger itself and indicated on the print, this classification Bertillon, was generally accepted for thirty years. But it never recovered from
should be, insofar as it is possible, utilized. For example, a missing the events of 1903, when a man named Will West was sentenced to the U.S.
impression labeled “ulnar loop of about 8 counts” by the individual taking the Penitentiary at Leavenworth, Kansas. You see, there was already a prisoner at
prints, should be searched in the sub-secondary as both I and 0 but should not the penitentiary at the time, whose Bertillon measurements were nearly exact,
be referenced as a pattern other than a loop. If the finger is used as the final, and his name was William West.
or key, it should be searched enough counts on each side of 8 to allow for
possible error in the counting by the contributor using his naked eye. Upon an investigation, there were indeed two men. They looked
exactly alike, but were allegedly not related. Their names were Will and
William West respectively. Their Bertillon measurements were close enough
OTHER IMPORTANT NOTES IN DACTYLOSCOPY to identify them as the same person. However, a fingerprint comparison
quickly and correctly identified them as two different people.
On Fingerprint Identification
Will and William WEST
Nova Scotia
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LATERAL POCKET
TWINNED LOOP ACCIDENTAL
LOOP
On Fingerprint Identification
On Fingerprint Pattern Classification
Identification by fingerprints relies on pattern matching followed
The classification of fingerprints into distinct groups based on
by the detection of certain ridge characteristics, also so known as Galton
general similarities allows the fingerprint examiner to search for an
details, points of identity, or minutiae, and the comparison of the relative
unidentified fingerprint within a specific section of the fingerprint file rather
positions of these minutiae points with a reference print, usually an inked
than having to search the whole file.
impression of a suspect's print. There are three basic ridge characteristics, the
ridge ending, the bifurcation and the dot (or island).
There are numerous fingerprint classification systems in use
throughout the world today. These systems are all based on three fundamental
ridge formations described by Purkinje, Galton, Vucetich and Henry. They are
the arch, the loop - radial and ulnar, and the whorl.
CLASSIFICATION PATTERNS
CENTRAL POCKET 2
PLAIN LOOP WHORL
LOOP
Image 2 when measured 1:1 is just over 1/4" square. If you look
closely you should be able to identify 10 additional points that were not
mapped with the lines. In all I counted 22 points of identification on this 1/4"
square section of the impression. One thing to note here, you might be under
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the impression that making a fingerprint comparison is relatively easy but you
should keep in mind a couple things. The forensic chemist plays an important role in the scientific
criminal investigation. He may be called upon to aid an investigation in:
First, image 1 and image 2 are both taken from the same image. In 1. Determining whether or not a place / location is a clandestine
real life you would have impressions made at separate times and subject to laboratory
different pressure distortions. Secondly, these images are relatively clean and 2. Examination of marked bills / suspects during entrapment
clear where many of the actually crime scene prints are anything but clear. (extortion case)
Last you have to consider that this is an easy comparison because you are 3. Taking Paraffin Test
blessed with having a core pattern and a delta when in some cases you may
have a latent that could be a fingertip, palm or even foot impression. There are four stages of work of a forensic chemist:
1. Collection and reception of specimen for lab. Examination
a. sufficiency of sample
Basic and composite ridge characteristics (minutiae) b. standard for comparison
c. maintenance of individuality
d. labeling and scaling
Minutiae Example Minutiae Example 2. The actual examination of specimen
3. Communication of the result of examine
ridge 4. Court Apparatus
bridge
ending
What are the Primary reasons which may contribute to the Destruction of
Physical Evidence?
Who maybe a Witness? (Eye Witness – one who saw the fatal act)
dot trifurcation
ORDINARY WITNESS - State facts and may not express his
opinions or conclusions. He may testify to impressions of common
experiments such as the speed of a vehicle, whether a voice was that of a man,
island woman or child. Beyond this he is closely limited.
opposed
(short
bifurcations
ridge) EXPERT WITNESS - One who posses a special skill, be it in art,
trade or science or one who has special knowledge in waters not generally
known to men or ordinary education and experiments; one who is skilled in
lake some art and trade or science to the extent that he possesses information not
ridge crossing
(enclosure) within the common knowledge of man.
What is the Difference between an Ordinary Witness with an Expert
Witness?
opposed
hook (spur) bifurcation/ridge 1. An ordinary witness can only state what is senses has perceived
ending while an expert witness may state what he has perceived and also
give his opinions, deduction or conclusion to his perception.
2. An ordinary witness may not be skilled on the line he his testifying
while an expert witness be skilled in the art, science or trade he is
FORENSIC CHEMISTRY & TOXICOLOGY testifying.
3. An ordinary witness cannot testify on things or facts he has not
FORENSIC CHEMISTRY perceived except those provided for any law while an expert
witness must testify on things which he has seen giving his
That branch of chemistry, which deals with the application of opinions, deductions or conclusion on the statements of facts.
chemical principles in the solution of problems that arise in connection with
the administration of justice. It is chemistry applied in the elucidation of legal What are the qualifications of an Ordinary Witness?
problems. It is chemistry used in courts of law.
1. He must have the organ and powder to perceive.
PHYSICAL EVIDENCE 2. The perception gathered by his organ of sense can be imparted to
others.
Are articles and materials which are found in connection with an 3. He does not fall in any of the exception provided for Sec. 26, Rule
investigation and which aid in establishing the identity of the perpetrator of 123, Rules of Court.
the circumstances under which the crime was committed or which in general
assist in the prosecution of the criminal. It encompasses any and all objects Take Note: In the collection of evidence, “partial person” to
that can establish that crime has been committed or can provide a link collect evidence are those who are capable of applying knowledge or theory to
between a crime and its victims or a crime and its perpetrator. practice. They maybe referred to as “Person by Practice”. The ideal person to
collect evidence is the Forensic Chemist.
SCOPE OF FORENSIC CHEMISTRY
Take Note: Standard Specimen - Are known specimens to
1. It includes the chemical side of criminal investigation compare with the questioned needed to aid in establishing a suspect’s
2. It includes the analysis of any material the quality of which may relationship to the crime under investigation.
give rise to legal proceeding.
3. It is not limited to purely chemical questions involved in legal What are the GOLDEN RULES in the practice of Forensic Chemistry?
proceedings.
4. It has invaded other branches of forensic sciences notably legal In and out of the Crime Scene:
medicine, ballistics, questioned documents, dactyloscopy, and
photography 1. Go Slowly
2. Be thorough
What is the Role of the Forensic Chemist in Criminal Investigation? 3. Take note consult others
4. Use imagination
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5. Avoid complicated theories FLUID BLOOD are usually collected from victims of crimes of
violence, parent and child in case of disputed parentage.
Failure to consider the golden rules will contribute to destruction
of evidence/specimen. The other reasons of forensic disaster are: DRIED BLOOD OR BLOOD STAINS are collected from smooth
surface like walls, finished floors, table tops, hard surface like axe, hammer,
1. Improper packing of specimen knives, stones, crowbars, glazed surface like glass, tiles, automobiles, bulky
2. Failure of identification of specimen objects like blackboard, linoleum sheets, doors, window frames, clothing, and
3. Improper, precaution use in transmitting the specimen. blood absorbed by the soil
4. Lack of precautions to prevent tampering of the specimen.
Blood Examination
BLOOD AND BLOOD STAINS
1. PRELIMINARY TEST - determine whether the stain contains
What is the importance of studying blood? blood or another substance. Determines whether visible stains do
or do not contain blood. It is used to demonstrate the presence of
1. As circumstance or corroborative evidence against or in favor of blood.
the perpetrator of the crime. 2. CONFIRMATORY TEST - determines whether bloodstain really
2. As evidence in case of disputed percentage contains blood. Test that positively identifies blood.
3. As evidence in the determination of the cause of death and the 3. PRECIPITIN TEST- determines whether blood is a human or non-
length of time the victim survived the attack. human origin, and if non human, the specific animal family from
4. Determination of the direction of escape of the victim or the which it originated.
assailant 4. BLOOD GROUPING TEST - determines the blood group of
5. Determination of the origin of the flow of blood human
6. As evidence in the determination of the approximate time the
crime was committed. THE PRELIMINARY TEST FOR BLOOD (COLOR TEST)
1. Red Blood Cells or RBC (ERYTHROCYTES) around 4 – 5 REAGENT: Benzidine solution ( small amount of powdered
millions of red cell per cc. of blood. benzidine dissolved in glacial acetic acid) and 3% solution of hydrogen
2. White Blood Cells or WBC (LEUKOCYTES) peroxide.
3. Blood Platelets (THROMBOCYTES) PROCEDURE: Place a small fragment/portion of the stained
material on a filter paper. Add a drop of benzidine solution and then drop of
(55%) PLASMA – The fluid or liquid portion of blood where the cells hydrogen peroxide solution.
are suspended. It is principally composed of: POSITIVE RESULTS: Intense blue color produced immediately
LIMITATION: Benzidine test is not a specific test for blood.
1. Water ---- 90% Positive results maybe obtained from substances as sputum, pus, nasal
2. Solid ----- 10% ( largely protein in nature and consist of albumen, secretion, plant juices, formalin, clay, gun. The reaction is weaker and
several globulin’s and fibrinogen. produces faint coloration.
Blood Collection
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REAGENTS: Fresh tincture of guaiac resin (Few lumps of this to that appears within to 6 minutes when viewed under the low power
95% alcohol, then filter) and 3% of hydrogen peroxide or few drops of objectives. To hasten result heat maybe applied.
turpentine. REAGENT: Takeyama reagent (3 cc. of 10% NaOH,
PROCEDURE: Place a small piece of the stained fabric on 33 cc. pyridine, 3 cc. of saturated glucose solution and diluted with
porcelain dish. Soak with fresh tincture of guaiac. Add a few drops of 7 ml. of water.
hydrogen peroxide.
POSITIVE RESULTS: Beautiful blue color that appears 3. Spectroscope Test – is the almost delicate and reliable test for the
immediately. determination of the presence of blood in both old recent stains.
LIMITATION: The test also reacts with salvia, pus, bile, milk, This is performed by means of an optical instrument known as
rust, iron salts, cheese, gluten, potatoes, perspiration and other oxidizing SPECTROSCOPE.
substances.
This is a test not as sensitive as the benzidine test It is the standard test used to determine whether the stain/blood is
of human or animal origin
REAGENT: Leucomalachite Green solution ( 1 gram
leucomalachite green dissolved in 48 ml. glacial acetic acid and diluted to Reagent: Precipitin/antiserum
250ml. water) and 3% hydrogen peroxide.
PROCEDURE: A small piece of the stained fabric on a filter PROCEDURE: Scrape off blood stain if on hard material. Powder
paper. Add a drop of leucomalachite green solution and after a few seconds the scrapings and exact with saline solution. If the stain is cloth, paper or
add drop of 3% hydrogen peroxide. similar material, cut a small portion and then place in a test tube and add
POSITIVE RESULTS: Malachite green or bluish green extract with saline solution. Allow mixture to stand overnight. Centrifuge to
clean the solution. Dilute with saline solution. Layer an extract of the
Take Note – The principle involved in blood testing is that the bloodstain on top of the human antiserum/precipitin in a capillary tube.
peroxidase present in hemoglobin acts as carrier of oxygen from the hydrogen POSITIVE RESULT: A white cloudy line or ring or band at the
peroxide to the active ingredients of the reagents (benzidine, guaiac, contact points of the fluid that appears immediately or within one or two
phenolphthalein and leucomalachite) and produces the characteristic colored minutes.
compounds by OXIDATION. LIMITATION: The precipitin reacts not only with blood proteins
but also with other body proteins as those as saliva, semen, mucus and other
Hemoglobin is the red coloring matter of the red blood cells of the body fluids.
blood.
THE BLOOD GROUPING AND BLOOD TESTING
Luminous Test
The Four Blood Groups
It is an important presumptive identification test for blood. The
reaction of luminol with blood results in the production of light rather than 1. Group “O”
color. By spraying luminol reagent onto a suspect item, large areas can be 2. Group “A”
quickly screened for the presence of bloodstains. The sprayed object must be 3. Group “B”
located in a darkened area while being viewed for the emission of light. 4. Group “AB”
(LUMINESCENCE). Luminol test is extremely sensitive test. It is capable of
detecting bloodstains diluted up to 10,000X. Luminol is known to destroy Agglutinogen or Antigen
many important blood factors necessary for the forensic characterization of
blood, so its use should be limited only to seeking out blood invisible to the These are characteristic chemical structures or “principles” that the
naked eye. found on the surface of each red blood cells which stimulates the production
of agglutinins or antibodies. There are two different agglutinogens or antigens
THE CONFIRMATORY TEST FOR BLOOD classified as AGGLUTINOGEN A OR ANTIGEN A AND
AGGLUTINOGEN B OR ANTIGEN B.
The actual proof that stain is blood consists of establishing the
presence of the characteristic of the red blood cells of the blood. Antibody or Agglutinin
The three (3) confirmatory tests for blood are: These are properties or “principles” contained in the serum which
cause agglutination or clumping together of the red blood cells. They are
1. Microscopic Test - Useful for the demonstration of blood antitoxic substances within the body which reacts when confronted with a
corpuscles for making the distinction between mammalian, avian, specific antigen to protect the system. There are two different agglutinins
piscine, and reptilian blood and for the investigation of menstrual, classified as Anti-A and Anti-B. Agglutinins are demonstrable in about 50%
lochial and nasal charges. In short it differentiates mammalian, of newly born infants.
avian, piscine and reptilian blood.
We have the four groups because of the presence of absence of two
Take Note: The Mammalian red blood cells are antigens A and B in the RBC and two agglutinins Anti-A and Anti-B in the
circular, biconcave disc without nucleus birds, fish and reptiles red serum.
blood cells larger, oval and nucleated amphibians-animal living on
land breeding in water. Red blood cells are larger than mammals,
oval and nucleated. (+) Means agglutination or clumping of RBC
(−) Means absence of agglutination or no clumping of RBC
2. Microchemical Test – also known as Microcrystalline test which
include Teichmann Hemin Reaction/Teichman Test/Haemin The Blood Typing (M-N System) of Blood
Crystal Test, Haemochromogen crystal Test or Takayama Test, There are two agglutinogens in human red cells which defines
Acetone-Haemin Test. One of the two popular microchemical test three types of blood. Namely: Type M, Type N, and Type MN.
is the Takayama Test, a delicate test for the presence of
hemoglobin. (+) Means agglutination
PROCEDURE: Place a small piece of suspected (−) Means absence of agglutination
material on a glass slide. Add 2 – 3 drops of Takayama reagent.
Cover with glass slip. Inheritance of Blood Groups
POSITIVE RESULTS: Large rhombic crystals of a
salmon pink color arranged in clusters, sheaves and other forms
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BLOOD ANTIGEN/AGGLUTIN ANTIBODIES/AGGLUTIN
Knowledge of genetics will make it easier to understand the GROUP OGEN PRESENT IN IES PRESENT IN THE
principle involved in the inheritance of blood groups. The inheritance of blood THE RBC SERUM
group is predetermined by the presence and absence of two facts or GENES
called Gene A and Gene B. A A ANTI-B
GENES - any of the complex chemical units in the chromosomes B B ANTI-A
by which hereditary characters are transmitted, responsible for the
transmission of hereditary characteristics. They occur in pair. There are two AB A&B NO A & NO B or NONE
genes or factors called gene A and gene B. these are found in the
chromosomes. Since chromosomes go in pair, each of which carries or fails to NO A & NO B or NONE ANTI-A & ANTI-B
carry one of these genes. An individual’s called genotypes, where O
represents the absence in the chromosomes of either the A or B gene.
5. Specimen should be thoroughly dried before packing.
6. Fluid semen should be placed in a test tube. It maybe preserved by
PHENOTYPES – the term used to denote the expression of the
a few drops of 10% solution of formalin during hot weather.
inherited characteristic as found in the individual. Actually the blood groups
Determination of Spermatozoa in fresh semen
GENOTYPES - Are paired genes.
1. Transfers a drop of specimen to a glass slide.
Application of Blood Group Data
2. Add a drop of water or saline solution and cover with cover slip
3. Examine under the microscope
1. Questions of illegitimacy and relationships in may cause maybe
4. Observe for the presence of spermatozoa
solved by means of the blood groups as determined by the
agglutinogens A, B, M, and N.
Elements which may obstruct detection of Spermatozoa
2. Determination of whether a man accused of fathering a child out of
wedlock could or could not be its parent.
1. Nature of fabric
3. Determination of whether a child born of a married woman could
2. Age of stain
or could not have been fathered by her legal spouse.
3. Condition to which the stain was exposed reaching the laboratory
4. Determination of whether a child could or could not belong to a
4. Handling of the specimen
given set of parents in the case of accidental interchange of infants
in a hospital.
GUN POWDER AND OTHER EXPLOSIVES
5. Determination of whether a child who has been lost and later
recovered after a long interval could or could not belong to a given
In the investigation of crimes involving the use of firearms, three
set of parents.
most important problems may arise, the problems of:
SEMEN AND SEMINAL STAINS
1. Determination of whether or not a person fired a gun with bare
hands within pertinent period of time
SEMEN AND SEMINAL FLUID - is a whitish fluid of the male reproductive
2. Determination of the probable gunshot range that is the distance
track containing spermatozoa. Its part are:
the firearm was held from the body of the victim at the time of
discharge.
1. seminal fluid
3. Determination of the approximate time of firing of the gun on the
2. formed Elements Cellular
approximate date of last discharge.
3. spermatozoa
4. epithelial cells
Kinds of Gun Powder
5. crystal and choline
1. Black powder - consisting of 15% of C, 10% of S and 75% of
Usual location of semen stain as Evidence
KNO3 or NaNO3. When black powder explodes
1. Under clotting
KNO3 + c + S K2S + N2 CO2
2. Clothing
3. Skin
2. Smokeless powder (which consist of cellulose nitrate or glyceryl
4. Air
nitrate combined with cellulose nitrate and some stabilizers. When
5. Vagina
exploded the following reaction occurs:
6. Rectal contains of the victim
7. Around the genitals
C12H14O4(NO3)6 9CO +
3N2 + 7H2O + 3CO2
Seminal Examination
3. Cellulose nitrate
There are four examinations for seminal stains or seminal fluid in the
4C3H5(NO3)3 12CO2 +
form of stains namely:
10H2O + 6N2 + O2
1. Physical Examination
4. Glyceryl Nitrate
2. Chemical Examination
a. Florence Test
Possible Location of Nitrates when black powder explodes
b. Barberio’s Test
c. Acid-phospahtase Test
1. Residue of the barrel of the gun.
3. Microscopic Examination
2. In or around the wound
4. Biological Examination
3. On the clothing of the fired upon at close range
4. On the exposed surface of the hand of the person firing the gun
Collection, Preservation, Packing and Transit of Specimen
DIPHENYLAMINE-PARAFFIN TEST - test to determine the
1. Seizure of apparel must be done as soon as possible.
presence of nitrates, a test to determine whether a person fired a gun or not.
2. In packiging of wearing appearel there should be no friction
between the apparel and the stain.
Paraffin test - test performed to extract the nitrates embedded in
3. Specimen should not be rolled for transit.
the skin.
4. Smaller objects like hair should be placed in a test tube and corked.
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Diphenylamine Test or DPA Test – a test that determines the Sometimes they do not even contain the elements necessary for
presence and location of nitrate, chemical needed is diphenylamine reagent. combustion. The materials themselves explode and the explosion
results whether they are confined or not. Examples are Mercury
Possibilities that a person maybe found Negative for Nitrates even if he fulminate, lead azide
actually fired a Gun
3. HIGH EXPLOSIVES - Explode under the influence of the shock
1. Use if automatic pistol of the explosion of primary explosive. They do not function by
2. Direction of wind burning, in fact not all of them can be ignited by a flame and in
3. Wind velocity small amount generally burn tranquilly and can be extinguished
4. Excessive perspiration easily. If heated to a high temperature by external heat or by their
5. Use of gloves own combustion, they sometimes explode. Examples are
6. Knowledge of chemicals that will remove the nitrates Ammonium nitrate, TNT, dynamite, nitroglycerine, picric acid,
plastic explosives.
Possibilities that a person maybe found Positive for Nitrates even if he did
not actually fired a Gun HAIR AND TEXTILE FIBERS
1. It is possible that the gunpowder particles may have been blown on Hair is a specialized epithelial outgrowth of the skin which occur
the hand directly from the barrel of the gun being fired by another everywhere on the human body except on the palm of the hands and the sole
person. of the feet. Hair is not completely round but maybe oval flattened. Its width is
2. An attempt to shield the body by arising the hand in some not always the same along its length. It starts out pointed and narrow and then
instances result in the implanting of powder particles on the hands strays more or less the same.
of a person close to one firing a gun..
Two kinds of Hair (among animals including human being)
How to determine probable gunshot range
1. Real hair ( generally along and stiff)
The clothing is examined microscopically for possible powder 2. Fuzz hair ( generally short, fine at times curly and wooly)
residues, singeing, burning, smudging and powder tattooing.
Parts of Hair
Determination of the Probable time the Gun has been fired
1. Roots ( portion embedded in the skin
In the examination / determination of the approximate time of last 2. Shaft ( portion above the surface of the skin. The most
discharge we need the specimen firearm in the examination. The barrel is DISTINCTIVE part of the hair.
swabbed with cotton and the residues examined under the microscope. 3. Tip ( sometimes termed point. The distal end of an uncut hair.
Take Note - Rust - Formation of rust inside the barrel after a gun Parts of Shaft
has been fired is a good indication of the determination of the approximate
time the gun has been fired. If a gun has not fired at all, no rust can be 1. Cuticle ( outermost covering of the hair. It is consist of one layer of
detected inside the barrel of the gun. If a gun has been fired, iron salts are non-nucleated polygonal cells, which overlaps like the scales on a
formed and are found inside the barrel. This iron salts are soon oxidized fish.
resulting in the formation of rust. 2. Cortex ( the intermediate and the THICKEST layer of the and is
composed of elongated, spindle-shaped fibrils which cohere. They
NITRATE - Presence of nitrate (NO2) is determined by addition of contain pigment granules in varying proportion depending on the
diphenylamine (DPA) reagent. If the color becomes blue nitrates are present, type of hair.
and we may say that the firearm could have been fired recently. 3. Medulla or Core ( the most characteristics portion of the hair. It si
the central canal of the hair that maybe empty or may contain
NITRATES - Presence of nitrates (NO3) is determined by the various sots of cells more or less pigmented and begins more and
addition of diphenylamine reagent. If the color turned yellow green, nitrates less near the root.
are present, and we may say that the firearms could have been fired but not
recently. Take Note: Certain hair has no medulla. Therefore hair can be classified
into two categories namely a) hair without medulla b) hair with medulla.
Factors Affecting the Presence and Amount of Gunpowder Residue Examination of Human Hair
Dye hair can be distinguished from natural hair. Under the a. Scalp hair ( they are more mature than any other kind of
microscope dyed hair has a dull appearance and the color tone is constant, human hair
whereas natural hair is not and the individual pigment granules stand more b. Beard Hair ( coarse, curved, very stiff, and often triangular in
sharply. cross section
c. Hairs from eyebrow, eyelid, nose and ear-short, stubby, and
Determine also of whether naturally or artificially curled and the have wide medulla. Eyebrow and eyelashes are usually very
character of medulla. short and has a sharp and has a sharp tip.
d. Trunk hair (very in thickness along the shaft and are
The Medulla immature but are somewhat similar to head hairs. They have
fine, long tip ends.
The medulla and cortex are the most characteristic portion of the e. Limb hair (similar to trunk hairs but usually are not so long
hair. Have more distinguishing qualities, thus they yield the most reliable or so coarse and usually contain less pigment.
criteria in the diagnosis of hair. f. Axillary Hair (is fairly long unevenly distributed pigment.
They vary considerably in diameter along the shaft and have
Medulla or core or the central canal of the hair can be continuous frequently a bleached appearance. It has an irregular shape
or interrupted. It is continuous in large number of animals, very often and structure. Looks like public hair but the ends are shaper
interrupted in human, monkey, and horses. Medulla’s diameter can be and the hair is not so curly.
absolutely constant. At times alternately narrow and broader. The diameter of g. Public hair-similar to axillary hair but are coarser, and do not
the medulla is very little importance but the relationship between the diameter appear bleached. More wiry, have more constriction and
of the medulla and the diameter of the whole hair his of great importance. twist and usually have continuous broad medulla. Has many
broken ends the clotting rubs.
1. MEDULLARY INDEX or M.I (is the relationship between the
diameter of the medulla and the diameter of the whole hair. Its 4. The approximate age of individuals
determination is performed under a microscope with micrometer
eyepiece. a. Infant hairs are fine, short in length, have fine pigment and
2. HAIR WITH NARROW MEDULLA (less the 0.5) ( belongs to are rudimentary in chapter. Children’s hair through
human adolescence is generally finer and more immature than and
3. HAIR WITH MEDIUM MEDULLA (approximate 0.5) (belongs to hair but cannot be definitely differentiated with certainly.
hair of cow, horse, others. b. If it is noted that the pigment is missing or starting to
4. HAIR WITH THICK MEDULLA (greater than 0.5) ( almost all disappear in the hair, it can be stated that the hair is from
animals belong to this adult. It is common for a relatively young person to have
prematurely gray or white hair(head hair) but not body hairs.
Comparison between Human and Animal Hair c. The root of hair from an aged person may show a distinctive
degeneration
HUMAN
TEXTILE FIBERS
1. M.I. is less than 0.5
2. Medulla may not be present Textile fibers-fibers that can be converted into yarns.
3. Scale pattern is fine and each one overlaps the other more than 4/5 Yarn-made of fibers which have been twisted together, linked
4. Pigment granules are fine thread.
ANIMAL
Classification of Textile Fibers
1. M.I more than 0.5
2. Medulla always present The two divisions of fibers are Natural fiber and Synthetic or
3. Scale is coarse and overlaps less than ½ artificial fiber
4. Pigment granules are coarse
Natural fibers are:
Other Aspects of Hair Examination
a. Vegetable fibers ( made of CELLULOSE. Examples are seed.
1. Characteristic by race Stem barks or bast fibers, leaf fibers, cotton, woody fibers, fruit or
nut fibers.
a. NEGROID RACE HAIR - contains heavy pigment b. Animal fibers ( made of PROTEIN. Examples are wool, silk, hair.
distributed unevenly a thin cross section of the hair is oval in c. Mineral fiber ( example is asbestos
shape hair is usually kinky with marked variation in the
diameter along the shaft Synthetic or Artificial Fibers are organic fiber such as
b. MONGOLOID RACE - contains dense pigment distributed
more or evenly the Negroid race hair cross section of the hair a. Cellulosic ( example rayon
will around to oval in shape hair is coarse and straight with b. Non-cellulosic ( examples nylon, casein fiber, resin fiber
very little variation in diameter along the shaft of the hair
usually contains a heavy black medulla or core. and Inorganic fibers such as
c. CAUCASIAN RACE - contains very fine to coarse pigment,
and more evenly distributed than is found in Negro or a. mineral fiber ( examples glass fiber wool, glass rock, and slag
Mongolian. Cross section will be oval to around in shape, wools
usually straight or wavy and not kinky b. metallic fiber ( examples finewire filament, steel wool, tinsel
threads.
2. Characteristic by sex
Test Used for Fibers
a. Male hair is generally larger in diameter, shorter in length,
more wiry in texture than t hat of a female a. BURNING OR IGNITION TEST (A simple preliminary
b. Male hair averages approximately 1 / 350 of an inch in macroscopic examination. A test that determines whether fiber is
diameter, female hair averages approximately 1 / 450 of an mineral, animal or vegetable. A single fiber is applied with flame
inch in diameter. at one end and the following are noted:
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manner of burning 3. On receipt the document should be placed between two sheets of
odor of fumes plane white paper in folder.
appearance of burnt end 4. Documents should not be touched with pencil, pen or anything that
color of ash could possibly mark them.
action of fumes on moistened red and blue litmus paper
effect of fumes on a piece of filter paper moistened with The Examination of Questioned Documents
lead acetate
The essential materials in a document examination of any kind are
b. FLUORESCENCE TEST – frequently used to determine the the paper and ink or pencil or writings. The examination of paper maybe
general group to which a fiber belongs. It is not reliable for necessary if we want to know the age of the document, the presence of
positive identification of fiber. alterations, erasures and other forms of forgery.
c. MICROSCOPIC EXAMINATION – the fiber is placed on a slide Problems encountered in Document Examination/Analysis of Paper
teased and covered. In general it is the most reliable and best
means of identifying fibers. 1. Whether two pieces of paper originated from the same source.
2. Determine of probable age of paper.
d. CHEMICAL TEST - Staining Test – the fiber is stained with picric 3. Determination of the composition of paper.
acid, Million’s reagent, stannic chloride or iodine solution.
10% NaOH EGYPTIAN PAPYRUS - one of the earliest substances used for
5% oxalic acid writing. It is form the name papyrus, that the word paper was derived.
Half saturated oxalic acid
Concentrated sulfuric acid FIBER COMPOSITION: practically all papers maybe classified
Concentrated and dilute ammonium hydroxide form the standpoint of their basic fiber composition into sets of fiber mixtures
Concentrated nitric acid namely: mechanical pulp-ground wood sulfite mixture, soda-sulfite mixture,
rag sulfite
Characteristics of Common Textile Fibers
SIZING MATERIAL – added to paper to improve its texture.
1. Cotton – unicellular filament, flat, ribbon-like, twisted spirally to Examples of sizing materials are rosin, casein, gelatin, starch.
right or left on its axis; central canal is uniform in diameter. Cell
wall thick, covered by a thick, structureless, waxy cuticle. Fibers LOADING MATERIAL – added to paper to give weight. It
taper gradually to a blunt or rounded point at one end. partially fills the pores between the fibers of the paper. Examples are calcium
2. Mercerized Cotton – straight, cylindrical with occasional twist; sulfate and barium sulfate.
unevenly lustrous, smooth except for occasional transverse fold or
wrinkles; cuticle mostly lacking. The Four Tests for Paper
3. Linen – multicellular filament, straight and cylindrical, not twisted
and flattened, tapering to a sharp point. Cell walls thick, the lumen 1. Preliminary Test - the test deals with the appearance of the
appearing as a narrow dark line in the center of the fiber to appear document and the following are observed:
jointed resembling bamboo.
4. Cultivated silk-smooth, cylinder, lustrous threads, usually single a. folds and creases
but often double, the twin filament held together by an envelope of b. odor
gum. More or less transparent, without definite structure. c. impressions caused by transmitted light
5. Wild silk-similar to cultivated silk but broader and less regular in d. presence of discoloration and daylight and under ultraviolet
outline. Marked by very fine longitudinal striations with light.
infrequent diagonal cross markings. Take Note: WATERMARKS – it is a distinctive mark or design
6. Artificial silk-cylindrical, lustrous, appearing like a glass rod. placed in the paper at the time of its manufacture by a roll usually a
7. Wool-easily distinguished by presence of flattened, overlapping dandy roll.
epidermal scales not found on silk or any of the vegetable fibers.
2. Physical Test causing no Perceptible Change - A test
applied on paper without perceptibly changing or altering the
CHEMICAL ASPECTS OF DOCUMENT EXAMINATION original appearance of the document.
DOCUMENT - An original or official written or printed paper furnishing a. Measurement of length and width
information or used as proof of something else. b. Measurement of thickness
c. Measurement of weight/unit area
Packing, Preservation and Transportation of Evidence/Documents d. Color of the paper
e. Texture
1. Documents should be handled, folded and marked as little as f. Gloss
possible. g. Opacity
2. If folding is necessary to send to the laboratory, the fold should be h. Microscopic Examination
made along old lines. Place it in a Manila paper envelope or
brown envelope or it can be placed in a transparent plastic Take Note: OPACITY – the quality of paper that does not allow
envelope. light to pass through or which prevents dark objects from being seen through
the paper.
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3. Physical Test causing a Perceptible Change - This is done only if 1. Physical Test – applied to determine the color and presence of
sufficient samples are available and if proper authorization from alterations, erasures, destruction of sizes with the use of
the court is acquired this can be done. stereoscope, handlens or microscope.
a. bursting strength test or “POP” test 2. Chemical Test – a simple test wherein different chemicals or
b. folding endurance test reagents are applied on the ink strokes and the chemical reactions
c. accelerated aging test or characteristic color reactions or other changes in the ink is
d. absorption test observed. Reagents used: 5% HCI, 10% oxalic acid, tartaric acid,
2% NaOH, 10% NaOC1, C12, H2O, KCNS, water.
4. Chemical Test - This test determines the fiber composition, the
loading material and sizing material used in the paper. 3. Paper Chromatography – a reliable procedure that can be adopted
to identify and compare ballpoint pen ink.
a. FIBER COMPOSITION – examination is purely microscopic
and it determines the material used and nature of processing.
b. LOADING MATERIALS – is determined by burning and Determination of Age of Document
ashing a portion of the paper and then the ash examined.
c. SIZING MATERIAL – gelatin is extracted by boiling the 1. Age of Ink – no definite procedure which can be given for this
paper in water and the solution treated with tannic acid; rosin determination except when the color is black, because on the
is extracted by heating the paper with 95% alcohol. The observation that within a few hours, the color of ink writings
alcohol evaporated and the residue treated with acetic becomes darker because the dye contain therein is influenced by
anhydride and strong sulfuric acid; starch is determined by the light of the room, oxygen of the air, acidity or alkalinity of the
addition of dilute iodine solution; case in is determined by paper. There are several methods of determining the degree of
addition Millon’s reagent. oxidation of the ink writing and apparently these methods depend
upon:
The Analysis of Ink
a. Physical phenomena such a matching the color of the
Some of the most important questions that arise in the analysis of ink writing with the standard colors of with itself over a
inks are: period of time.
b. Chemical reaction that may reveal some information
1. Whether the ink is the same or like or different inking from ink on concerning the length of time the ink has been on paper.
other parts of the same documents or other document.
2. Whether two writings made with the same kind of ink were made 2. Age of paper through watermarks in certain case from the
with the identical ink, or inks of different qualities or in different composition of paper
conditions.
3. Whether an ink is as old as purports to be Other Aspects of Document Examination
4. Whether documents of different dates or a succession of differently
dated book entries show the natural variations in ink writing or ILLEGIBLE WRITINGS – unnecessary writings that are not
whether the conditions point to one continuous writing at one time capable of being read usually made on checks, birth certificate, passport and
under identical conditions. transcript of record.
Types of Ink a. Erasure – means removal of writing from the paper. Can be
made chemically or mechanically.
1. Gallotannic ink or iron-nutgall ink – the type of ink where age b. Obliteration – the obscuring of writing by superimposing ink,
maybe determined. Today the most frequently used ink for pencil or other marking material.
making entries in record books and for business purposes. c. Sympathetic Ink or Invisible ink – substances used for
Gallotannic ink is made of a solution off iron salt and nutgall. This invisible writing.
ink can penetrate into the interstices of the fiber and not merely on d. Indented Writing – term applied to the partially visible
the surface, thus making its removal more difficult to accomplish. depression appearing on a sheet of paper underneath the one
that the visible writing appears.
2. Logwood ink – made of saturated solution of logwood to which e. Writings on Carbon Paper – used sheets of carbon paper can
very small amount of potassium dichromate is added. be made readable.
Hydrochloric acid is added to prevent formation of precipitate. f. Contact Writing – black paper may contain traces of ink
Phenol is added as preservative. This ink is inexpensive and does because of previous contact with some writings.
not corrode steel pen. Will not wash off the paper even fresh,
flows freely. GLASS AND GLASS FRAGMENTS AND FRACTURES
3. Nigrosine Ink or Aniline Ink – made of coal tar product called What is GLASS?
nigrosine dissolved in water. It easily smudge, affected by
moisture, maybe washed off from the paper with little difficulty. It Glass is a super cooled liquid that possess high viscosity and
is best determined by spectrographic method. rigidity. It is a non-crystalline inorganic substance.
4. Carbon ink or Chinese ink or India Ink – the oldest ink material Composition of Glass
known. Made of carbon in the form of lampblack. Does not
penetrate deeply into the fibers of the paper so that it may easily be Glass is usually composed of oxides like SiO2 (silica), B2O3
washed off. Not affected by the usual ink testing reagents. (boric oxide), phosphorus pentoxide (P2O5). For commercial use silica is the
most important oxide. It is the base of commercial glasses. It is made of
5. Colored writing ink – today, almost all colored inks are composed silica sand and other metallic oxides. Oxide is for fluxing, durability and
of synthetic aniline dyestuffs dissolved in water. In certain colored reduction of viscosity. Glass like window and plate that are made in mass
inks ammonium vanadate is added to render the writing more production is fairly uniform in composition. These may contain incidental
permanent. impurities and the presence of these substances in invaluable for the
identification and comparison of glass by spectrographic analysis. Glass has
6. Ball Point Pen ink – made of light fast dyes soluble in glycol type also presence of trace elements which maybe sufficient to establish or negate
solvents as carbitol, glycol or oleic acid. Paper Chromatography is the fact of a common source of two samples of glass.
the best way of determine this type of ink.
Analysis/Test for Glass
Test for Ink
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1. SPECTROGRAPHIC TEST – an instrumental method of analysis The Principle of 3Rs Rule for Radial Crack
that determines the presence of trace element. Shows the
constituent elements of a glass. It will not give sufficient 3Rs Rule – “Stress lines on a radial crack will be at right angle to
information to establish the origin of the samples examined. A the rear side of the glass.”
rapid examination and an adequate method for glass analysis since The front side is referred to as the side that was struck.
it requires only a small amount of sample.
The Principle of RFC Rule for Concentric Crack
2. X-RAY DIFFRACTION ANALYSIS – not as effective as the
spectrographic analysis. Determines the type of pattern of glass. RFC Rule – “Stress lines on a concentric crack will be at right
The type of pattern depends upon the composition of glass. angle to the front side” that is the side from which the blow came, rather than
the rear side.
3. PHYSICAL PROPERTIES EXAMINATION – the most sensitive
method of determining differences of composition in glass samples PROCEDURE: Piece together as many as you can gather of the
and it depends upon the study of the physical properties of glass. glass fragments as possible. Select a triangular piece bounded by two radial
Properties like specific gravity or density, refractive index. cracks and one concentric crack. The triangular piece must be adjacent to the
point of impact, it this is not a available select a piece as close as possible to
4. ULTRAVIOLET LIGHT EXAMINATION – determines the the point of impact.
differences in the appearance of their fluorescence thus indication
of physical and chemical differences. Where there are two bullet holes in a window pane
5. POLISH MARKS – optical glass and other fine glassware are The problem of which one was fired first becomes important to
usually polished. In the polishing of glass fine marks are often left determine who the aggressor is. It will be found that the fractures caused by
on the surface that can sometimes serve as a basis of comparison. the first bullet will be complete, especially the radial cracks, whereas the
fractures from the second will be interrupted and end-stopped at points where
Glass as Evidence of Crime they intersect those from the first.
In the field of Forensic Chemistry, emphasis is placed on: Fractures on Safety Glass
1. Automobile glass in case of hit and run. Laminated glass, which is now being used in automobiles, does not
2. Broken windows caused by pressure, blow or bullet in case of shatter when struck sharply. Frequently the cracking of safety glass is not
robbery. complete; the radial cracks do not extend to the side of impact and the spiral
3. Broken bottles, drinking glass or spectacles found at the scene of cracks do not extend to the other side.
assault or other crimes of violence.
Hit and run accidents represent a good percentage of crimes. If an What is a Casting Material?
automobile or any vehicle for that matter is discovered in which fragments of
the lens can be found, a comparison maybe made with the fragments found at It is any material which can be changed from plastic or liquid state
the scene of accident employing the methods of analysis for glass. to the solid condition is capable of use as casting material.
How Glass Breaks? The following are the criteria on which the value of casting
material is assessed.
When the blow strikes the glass on one of its surface, the front for
example. The glass first bends a little owing to its elasticity. When the limit 1. Must be readily fluid or plastic when applied.
of elasticity if reached the glass breaks along radial lines starting from the 2. Must harder rapidly to a rigid mass
point where the destroying force is applied originating form the opposite 3. must not be deformable nor shrink
surface of the glass, because this is the portion or surface which is more 4. must be easy to apply
subjected to stretching by bending. The front surface is only pushed. While 5. must have no tendency to adhere to the impression
the radial fractures are taking place the newly created glass triangle between 6. should have of fine composition and surface
the radial rays also bend away from the direction of the destroying force. By 7. should not inquire the impression
this bending the glass is stretched along the front surface and when the limit of 8. should be easily obtainable
elasticity is reached the glass breaks in concentric cracks. These originate on 9. should be cheap.
the front of the glass because of stretching.
The following are recommended formulas
Analysis of Broken Windows
1. Hastening – add one half teaspoonful of the table salt to the plaster.
Broken windows caused by bullet holes 2. Retarding – add one part of a saturated solution of borax to ten
part water to be used in making the plaster.
On one side of the hole numerous small flakes of glass will be 3. Hardening – to give a cast a greater durability it can be place on a
found to have been blown away giving the hole the appearance of a volcano saturated solution of sodium carbonate, and allowed to remain in
crater. Such appearance indicates that the bullet was fired from the opposite the solution for sometime. It is then removed and dried.
direction of the hole from which the flakes are missing.
Tools Impression maybe classified into Two General Classes:
If the shot was fired perpendicular to the window pane the flake
marks are evenly distributed around the hole. These produced by such instruments like an Axe-hammer, pliers
and cutters which touch the area only once in producing the impression.
If the shot was fired at an angle from the right, the left side will
suffer more flaking than the right. Excessive flaking on the right side of a 1. Compression Marks – which produced by a single application of
window pane would indicate a shot fired at an angle from the left. tool is the area of contact, for example: the impression of a single
blow of a hammer.
Broken windows caused by fist or stone or hurling projectile 2. Friction Marks – which are series of scratches or striations
produced by pushing a tool across the surface such as those
The direction of the blow in case a fist or stone smashed the produced by cutters jimmy or axe.
window is quite difficult but the principles of radial cracks and concentric
cracks or fractures will apply. Take Note:
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Those produced by such instrument like saw or file which is applied in a 7. For Tin – 10% hydrochloric acid
repeated strokes over the same area. 8. For Silver – concentrated nitric acid
9. For Gold and Platinum – 3 parts hydrochloric acid and one part
Cast of Human Body is important that the temperature of the negative nitric acid
material should be below 110OF (43.3OC) a temperature higher than this will
be uncomfortable if not injurious to the subject. Cast of the human body is Principle Involved in the Restoration and Tampered Serial Number
made by the use of Negocoll and Hominit or Celert.
When a number or any mark is stamped on metal, the crystalline
a. Degocoll – is a rubbery gelatinous material consisting essentially structure of the metal in the neighborhood of the stamp is disturbed. This
of colloidal magnesium scaps. disturbance penetrates to an appreciable distance into the substance of the
b. Hominit – is a resinous material used for making positives from metal, but not visible to the naked eye once the actual indentations caused by
Negocoll negatives. It is a flesh color and is used for external the punch have been removed. When etching fluid are applied to this surface,
surfaces. the disturbed or strained particles of the metal differ in the rate of solubility
c. Celerit – is brown and is used for backing and strengthening the than those of the undisturbed particles and this difference in solubility makes
hominid. it possible in many cases, to restore the number to such an extent that they can
be read and photographed.
METALLURGY (AS APPLIED TO CRIME DETECTION) Trace Metal Detection Techniques (TMDT)
METALLURGY – is the art of extracting and working on metals by the A difficult problem in law enforcement is that of linking weapons (
application of chemical and physical knowledge. particularly undischarged firearms), tools, and like object to specific
individuals. The essential need for such identification in cases involving
METALLOGRAPHY – is a branch of metallurgy that involves the study of homicide, suicide, assault, burglary, robbery, and civil disorders has resulted
the microstructures of metals and alloys. in the development of a specific technique which shows whether an individual
has been in contact with a particular metallic object. The technique can be
Metallurgy is applied to criminal investigation such as in: conducted by police officers using simple equipment and the procedures
described in this publication. Research has determined that metal object leave
1. Robbery traces on skin and clothing surfaces in characteristic patterns with intensities
2. Theft proportional to the interaction of weight, friction, or duration of contact with
3. Hit and run metal objects. The Trace Metal Detection Technique (TMDT) makes such
4. Bomb and explosion metal trace patterns visible when skin or clothing is treated with a test solution
5. Nail Examination and then is illuminated by ultra violet light. Examination by ultraviolet light of
6. Counterfeit coins the metal trace patterns which appear as fluorescent colors on the hands or
7. Restoration of tampered serial numbers clothing of the suspect allows a police officer to determine whether a suspect
has been in contact with certain metal objects, the type of metal or metals in
Counterfeit Coins (coins made to imitate the real thing and used for gain) the objects, and also to infer what type of weapon or metal object was
probably involved. The patterns fluorescent colors can be analyzed with
Two kinds of Counterfeit Coins refference to the circumstances requiring the use of TMDT and with other
related information to provide an initial source of evidence. Physical evidence
1. CAST COINS – coins made in molds or coins made by casting obtained by the use of TMDT, however, should be use as an adjunct to
method. An impression of genuine coin is taken by use of plaster complete investigation.
of Paris, clay, or bronze. The plaster molds bearing the image of a
good coin are filled within a low temperature alloy made with lead Selection of Test Areas
or tin. Sand molds are used for high temperature metals such as
copper or silver alloys. Cast coin has poor imitation. It can be The areas to be examined are selected in relation to the
easily detected. The surface is usually pitted and uneven. The circumstances, the suspect item (handgun, rifle, tools, bludgeon, etc.), and to
edges of lettering and designs are rounded instead of sharp. the normal handling, use, possession, or concealment of the suspect item. For
example, if the suspect item is a handgun, in addition to the hands those areas
2. STRUCK COINS – made by striking or stamping method or these of clothing which may have been contact with the weapon and the skin areas
are coins made by means of dies. Consists of making an directly beneath should be examined. In the latter case, metal traces and
impression of a coin on a metal blank by pressure. Stamping is patterns are sometimes found to have penetrated clothing to the skin area
done by way of steel dies. Often well executed. Its detection is beneath.
not easy since weight, specific gravity, composition may all be
good. Careful comparison of smaller details of the designs with Application of TMDT Test Solution
those of the genuine should be made.
The area to be examined is completely coated with the TMDT test
Take Note: Examination of counterfeit coins is not wholly chemical. solution. a spray container is generally the most suitable for this purpose.
Whenever possible, the surface should be in a vertical position while being
Restoration of Tampered Serial Numbers sprayed to prevent the formation of puddles. Although the TMDT test solution
is nontoxic to skin surfaces, it should not be taken internally. Care should be
Tampered serial numbers are restored by the application of etching taken to avoid spraying the solution into the subject’s eyes. If spray does get
fluid. into the eyes, the subject should immediately flush his eyes with water for at
least ten minutes and obtain medical acid.
ETCHING FLUID – fluid used to restore tampered serial numbers.
Choice of etching fluid depends on the structure of the metal bearing the Drying the Test Area
original number.
The test area is allowed to dry for a period of two or three minutes.
1. For cast iron and cast steel – 10% sulfuric acid and potassium The drying time of hands can be shortened by swinging the arms. Sunlight,
dichromate breeze, and hot air also shorten the drying process. The areas on clothing and
2. For wrought iron and forged iron-Solution 1 : hydrochloric acid + other materials should be allowed to dry thoroughly before examination.
water + cupric chloride + alcohol and Solution 2:15% nitric acid
3. For aluminum-glycerin + hydrofluoric acid + nitric acid Examination of Test Area by Ultraviolet Light
4. For lead – 3 parts glacial acetic acid and one part water
5. For stainless steel – dilute sulfuric acid or 10% hydrochloric acid The TMDT solution produces a light yellow fluorescent on those
in alcohol for copper, brass, silver, and other copper alloys-ferric parts of the test are that have not been in contact with metal object. This pale
chloride + hydrochloric acid + water yellow fluorescence provides a background for metal trace patterns seen on
6. For Zinc – 10% sodium hydroxide parts of the test area that have been in contact with metal objects. The metal
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trace patterns will give off fluorescent colors that are unique to types of metal
and appear as silhouettes against the light yellow fluorescent background of 1. First, note and record the fluorescent colors of the metal traces that
the test area. Examples of fluorescent colors produced by various metals are: make up the pattern for the purpose of identifying the metallic
steel/iron (blackish purple),. Brass/copper (purple), galvanized iron (bright content of the gun.
yellow), aluminum (mottled dull yellow), and lead (buff, flesh tone, or 2. Look for the appearance of metal traces (fluorescent colors
tannish). The officer first should identify the types of metal that have been in differing from the light yellow fluorescent color produced by
contact with the test area by the fluorescent color that appear under the TMDT test solution) on those parts of the hand that come in
illumination of the ultraviolet light. Essential to the officer’s ability to make contact with the gun: the index finger which rested on the trigger,
this identification is his knowledge and experience of what fluorescent colors the remaining fingers and thumb which enclosed the gun, the palm,
are produced by metals such as steel, brass, copper, lead, aluminum, tin and the degree of protrusion of the gun into the area between and
chromium, iron nickel, silver and certain alloys that can be contained in metal beyond the junction of the thumb and index finger. (Extensive
objects. After determining the presence of metal traces in the test area and protrusion of metal traces beyond this area are made by the
identifying the metals, the officer can next determine the pattern of the metal overhang at the top of the back edge of the handles of automatics,
traces revealed by the fluorescent colors. The location, size, and shape of which is common to the design of this type of handgun.)
metal traces on the hand from patterns that are characteristic of the size and 3. Look for any irregularities or distinguishing marks in the pattern
shape and the normal way in which weapons, tools and other metal objects which may have been made by screws, protrusions,
handled and used. The recognition of these patterns in conjunction with the ornamentation’s, and other markings of the gun.
determination of what metals left traces on the skin are the basis for 4. Look for interruptions in the pattern which may be due to nonmetal
identification of metal objects. In this way the officer can ascertain if the parts of the gun. Compare these observations with the suspect
pattern is pertinent to a suspect item to its having been in the possession of a handgun or, if it has not been recovered, with a Catalog of
suspect. Handgun “Signatures.” This comparison serves to identify the
signatures of the handgun or possession thereof by the suspect.
Detection and Identification of Metal Objects on the Hands 5. Take a photograph of the pattern produced on the suspect’s hand
under illumination by ultraviolet light.
The shape, size and weight of the metals object, the duration of 6. If the suspect handgun has been recovered before the apprehension
contact, and the use of the metal object all combine to produce the location of the suspect or shortly after his arrest (it has been found that
and intensity of metal traces and their patterns on the hands. detectable metal traces may be found up to 38 – 48 hours after
contact with metal objects), the pattern of the handgun should be
On holding a metal object, metal traces depend on the object’s produced on a subject who has not recently handled a gun. The
shape and the size (more or less) of the hand that comes in contact with the patterns on the subject’s hands should be examined side-by-side
metal surface. The intensity is also proportional tot he actions and forces under ultraviolet light to determine whether or not the handgun has
involved in using a tool, striking blows with weapons, and the recoil from the been in the possession of the suspect. Photographs should be taken
discharge of firearms. In addition, the intensity is increased when the suspect as evidence.
resists action to disarm him. 7. If the suspect handgun has not been recovered, the pattern on the
suspect’s hand should be compared with the photographs of
Detection of Metal Objects on Clothing handgun patterns entered in a Catalog of Handgun “Signatures”. A
photograph of the pattern on the subject’s hand should also be
As noted earlier, metals leave characteristic traces on clothing taken and compared with those in the catalog to aid in the possible
surfaces. Therefore, the suspect’s clothing should be examined by TMDT. In identification of the type of gun the suspect has had in his position.
particular, the areas to be examined are: gloves, hats, pocket, lining of coats,
shirts, areas used for concealment, and other areas of clothing where the Catalog of Handgun Signatures
suspect item may have been carried, concealed, or otherwise been in contact.
The spray is applied to the test areas placed in a vertical p[position whenever It has been noted earlier that handguns leave distinct pattern or
possible. Clothing and other materials vary in their absorbency, therefore “signatures” which are specific to types, makes, models, and calibres of these
some of these test areas may require a heavier application of spray or two or weapons. It is important that police officers develop a thorough knowledge
more spraying to produce the maximum fluorescence and appearance of metal and permanent record of these signatures. For this purpose a catalog of
traces and patterns. The maximum appearance is obtained when a repeated signatures should be prepared of as many types, models, makes, and calibres
spraying does not produce a brighter fluorescence that the previous spraying of specimen handgun that can possibly be obtained. The signatures of these
and drying of the test area. Metal traces sometimes penetrate clothing to the handguns can be produced on the hands of subjects and examined under
skin areas beneath. For example, metal traces may be found on the hands even ultraviolet light as described above. A photograph of each signature is then
though gloves have been worn while metal objects have been handled. Skin entered ultraviolet light and the type, make and model of the specimen
areas directly beneath clothing areas where metal traces have been found handgun.
should be examined by TMDT. However, it should be noted the plastic,
leather and rubber materials are impervious to penetration of metal traces. Detection of Tools and Metal Objects
Procedures for Detection and Identification of Handguns by TMDT Some tools and other metal objects leave patterns that are
characteristics of their shape, normal handling and use (for example: pliers,
Because of their unique shape and use, handguns leave wrenches, shears, scissors, etc.) while other tools and metal objects may leave
characteristic pattern and distinct signatures on the hands that are specific to patterns that are similar because they are alike in shape and diameter (for
types, makes, models, and calibres of these weapons. The police officers, with example: crowbars, pipes, metal bars, etc.). Accurate analysis and
knowledge and experience in identifying the characteristic patterns and determination of patterns on suspect’s hands depend upon relating the above
signatures on handguns by TMDT, can determine if a suspect has had a factors to circumstances, information, and evidence of the case upon the
handgun in his possession and the signature of the handgun by the following technician’s experience and skill in using TMDT. Again, as an aid in
procedures. obtaining such experience and skill, the technician should prepare a catalog of
patterns and metal traces produced by tools and other metal objects.
Spraying the Hands
Contact with Non-Significant Metal Objects
The suspect’s hands are extended from the sides of the body with
the palms in a vertical position and the fingers and thumb separated and The hands of individual may have metal traces from contact with
extended. The officer should make certain that the entire surface of the front metal objects such as handles, doorknobs, keys, etc. The intensities of the
and back of the hands are covered by the spray. traces will be proportional to the force and duration of contact with these
metal objects. In some cases, the metal traces will be faint because of
Examination of Hands momentary and light contact with the objects, but in other cases the traces
from no significant metal traces and distort the patterns of significant metal
The officer can next examine the suspect’s dry hands under objects.
ultraviolet light. He should make a written record of the following
observations and analysis of the suspect’s hand:
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Disassembly or Assembly of Handgun The main purpose of ultraviolet photography is to record information about
the objects that have the property of either absorbing or reflecting ultraviolet
If the suspect has handled a handgun for these purposes, metal light or about objects in which two or more of its elements will absorb or
traces will be left on the hands which do not form the pattern ordinarily reflect ultraviolet light to different degrees. These effects can be recorded
produced by the weapon. However, if the suspect held the weapon in the usual photographically to show differences between objects or between areas of the
way for a period of time, the technician may be able to detect the specific same object. Whether or not the objects emit fluorescence does not enter into
pattern left by the handgun. ( It should be noted that gun oils give off a the purposes of ultraviolet photography. If a source of ultraviolet light is used
mother-of-pearl appearance under ultraviolet light.) to excite fluorescence in an object, photographing the fluorescent object is
known as fluorescence photography. This type of photography is used for
Similar Patterns of Metal Objects recording fluorescent metal trace patterns produced by TMDT.
Some metal objects may leave metal traces and patterns that are Photography Techniques
similar but not identical to the metal traces and patterns of the significant
object. The officer should be mindful of such potential “false positives” and 1. Illumination. Efficient sources of ultraviolet light, placed as close
learn to discriminate accordingly. to the subject as practical, should be used to excite the maximum
fluorescence brightness of the object. The incidence of
Exposure of Hand to Soap and Water illumination of the object should be at an angle of about 45
degrees. Two sources (one on each side of the object) will provide
Exposure to water after contact with metal objects does not affect twice as much light and prove more practical in photographing
an examination of the hands. Repeated hand washing with abrasive soap or three dimensional objects.
rubbing with dirt after contact with metals will reduce the amount of traces
deposited on the skin in a deliberate attempt to remove metal traces. However, 2. Barrier Filter. This filter is placed in front of the camera lens to
it has been found that metal trace patterns may be found on the hands up to absorb the ultraviolet light radiation transmitted by the exciter
36-48 hours after when the suspect has followed a normal routine of daily filter and to transmit only the fluorescent given off by the object.
hand washings. An efficient barrier filter is the Kodak Wratten Filter No. 2A if the
exciter filter transmits ultraviolet light only.
Fluorescence Brightness of Metal Traces and Patterns
3. Exposure Determination. Because of the very low brightness of
The maximum fluorescence brightness of metal m traces and fluorescence, the proper exposures for photographing fluorescent
patterns that can be obtained in a TMDT examination depends not only upon metal trace pattern will have to be determined by tests. The
the amount of metal that has been deposited on a skin or clothing surface but beginner should take a number of photographs of subjects at
also upon the following factors: (1) adequate application and coverage of the various exposures. At fixed lens aperture, exposure time should be
TMDT test solution, (2) a strong source of ultraviolet illumination, (3) increased by a factor of two in successive steps over a wide range
exclusion of all other illumination from the test area, and (4) the proximity of of increasing shutter speeds. A record of all exposure conditions
the ultraviolet light to the test area. should be made including: subject, ultraviolet source and its
distance from the subject, filter, shutter speed, and lens opening.
Use of TMDT in the Field and or Group Screening With a record of such officer can develop the know-how and skill
in estimating the exposures for photographing subjects.
The successful use of TMDT in the field for checking on a suspect
or screening a group of individuals for previous possession of weapons or An extremely sensitive exposure meter can be used for
other significant metal objects depends on whether the circumstances and determining exposures. However, its cell should be covered with a barrier
conditions are suitable for such examination. The acquiescence or subjugation filter to absorb ultraviolet light reflected from the subject which, if higher in
of the subject must be obtained to perform the examination. Sources of brightness that the fluorescence of the subject, will give erroneous exposure
environmental light must be greatly reduced or eliminated in order to produce settings on the camera. If the use of an exposure meter is feasible, the tests
adequate fluorescence by ultraviolet light. And, finally, field personnel must described above may not be needed to determine exposures.
have sufficient experience and skill to ascertain whether an individual has
been contact with a weapon or significant metal object and whether an PETROGRAPHY AS APPLIED TO CRIME DETECTION
individual should be held for further detailed examination by TMDT. Studies
should be carried out by police officers to determine the conditions and PETROGRAPHY – branch of geology that deals with the
circumstances that prevent or are conductive to valid use and result of TMDT systematic classification and identification of rocks, rock forming minerals
in the field. and soil. Also includes study of dust, dirt, safe insulation, ceramics and other
such materials, both natural and artificial.
Additional Use of TMDT
Types of Soil
Another possible use of TMDT is the determination that a metal
object has rested on another, non-metal object. For example, a research 1. Alluvial Soil – formed from soil particles that were washed, blown,
experiment involving the successful application of this use determined that (1) or moved by gravity to the lowlands. Earth, sand, gravel, etc.
a pair of scissors no longer present had rested on the paper lining in a drawer deposited by moving water.
and (2) coins no longer present had rested on a paper document in the bottom 2. Colluvial Soil – formed from decomposition of igneous,
of a storage container. In the latter case, the duration of contact of the metamorphic and sedimentary rocks, the decomposed particles
undisturbed coins was sufficient to show which side of each coin had rested moved by gravity.
on the document. Since friction is not involved, results depend of the weight 3. Sedentary Soil – inactive, not migratory soil.
and duration of the contact of the metal object with the surface on which it
rests. When consideration is given ot the use of TMDT for this type of Collection and Submission of Evidence
detection, the officer should conduct a test to determine if trace metal deposit
can be produced on the surface in question. Soil usually in form of mud is usually recovered from shoes,
slippers, clothes, tires, tools and furniture. If found on the above the soil
Precautions should remain in place and the whole submitted to the laboratory. Should be
wrapped in a clean paper or filter paper and placed in a box. Known soil
Shortwave ultraviolet light in injurious to the eyes. Do not look samples should be taken at different places around the point of reference.
directly into the light or shine the light into individual eyes. Protective goggles
are commercially available that prevent passage of shortwave ultraviolet but Constituent of Soil
transmit visible fluorescent light which is not injurious to the eyes.
Fluorescence Photography 1. Primary Minerals
2. Clay Mineral
It is commonly believed that ultraviolet photography is also 3. Organic Constituents
fluorescence photography. Actually two types of photography are involved.
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PRIMARY MINERALS – includes under composed rock 4. Occupation Dust - some of the finely powdered material maybe
fragments ranging from stone down thru pebbles, sand and silt. Important found on the clotting and foot wears of employees engaged in such
minerals include quartz (silica), calcite (limestone, CaCO3), feldspar (silicate industries. Aside from this for example, coal miner will have coal
of A1, Na, Ba, Ca, K) dolomite, mica. dust on his clothes, bricklayer will yield brick duct, sand and lime
on his clothes.
CLAY MINERAL – a product of decomposition of primary
minerals found in nearly all soils and is the major constituents of most heavy From the forensic chemical point of view, the identification of
soil. It imparts to soil cohesiveness and plasticity and becomes hard and occupational dust is of great importance. In criminal investigation, the
adherent on heating. identification of the person through the articles of clotting left in the scene of
crime or in a vehicle may place him in an identifiable class and thus to
ORGANIC CONSTITUENTS – one of the most variable of all distinguish from the great majority of other persons. Such observation does
soil constituents and is of peculiar importance in the identification of soil. not serve to distinguish the wearer of the cloth from all other persons.
ANALYSIS OF SOIL – there are several methods of petrography Collection and Submission of Dust and Dirt Specimen
analysis that are being use in the laboratories to establish the identify of two or
more samples of soil. There is no procedure that is specially recommended. Dust and dirt present in clotting or objects that can be readily
It all depends on the availability of the apparatus. The DENSITY transported should be left in site. The whole article is packed in a clean box
GRADIENT APPARATUS is a simple apparatus utilizing simple procedure with proper protection and hipped to the laboratory.
in determining the identity or non-identity of soil samples based on the density
distribution. The procedure is rapid, requiring a few hours of completion. It If the object is immovable or too big to submit as a specimen like
is sensitive to small changes in composition. sofa, piano, dresses, the specimen maybe removed by mechanical means if
present in large quantity.
Other Methods of Soil Analysis
Dust on clotting maybe removed by the used of vacuum cleaner
X-ray diffraction, spectrographic analysis and thermal analysis are with paper bags used in the dust sack to collect the dirt.
methods extensively used in commercial and private laboratories as general
procedure. Analysis of Dust and Dirt
Application of Soil Analysis to Scientific Crime Detection 1. If the sample is very small, micro-chemical test or spectrographic
analysis maybe employed. If the amount of specimen is sufficient
The value of soil as evidence depends wholly upon the fact that the following is employed.
soils differ in various characteristics over the surface of the earth. This 2. Examine the sample under the ultraviolet light
difference makes it possible to establish the identity or non-identity of two soil 3. Treat a small quantity with a drop of water on a spot plate.
samples. 4. Observe of aqueous drop with hand lens
5. Note the proportion of the solid matters that remains in suspension
DUST AND DIRT and proportion that settles rapidly.
6. Reaction with litmus paper (aqueous drop)
DUST AND DIRT – has been described as “matter in the wrong 7. Treat a small quantity with a drop of 0.1 NHCl.
place”. The study of such piece of evidence may often provide the 8. Note evolution of gas
investigator with clues as to the occupation or previous whereabouts of a 9. Note formation of precipitate
person under investigation. 10. Note changes in color
11. Note materials dissolved by acid
DUST – matter which is dry and in finely divided form 12. Treat a small quantity with ethanol
13. Note color of alcohol drop
MUD – dust mixed with water 14. Note difference between color of an aqueous solution in procedure
2 and that in alcohol solution.
CRIME (heavy dirt) – when dust is mixed with the sweat and 15. Note other changes
grease of the human body this is formed.
Whatever is the origin of dust and wherever it is found it always General Considerations in Forensic/Legal Medicine
contain substances of plant and animal origin and substances of mineral
origin. Evidence – is the means, sanctioned by law, of ascertaining in a
judicial preceding the truth respecting a matter of fact.
Classification of Dust
Forensic Medicine – is a branch of medical science which deals
For purpose of criminal investigation, dust may well be classified with application of medical knowledge to elucidate legal problems.
from their source.
Legal Medicine – is a branch of medicine which deals with
1. Dust Deposited from the Air - extremely fine dust particles application of medical knowledge to the purposes of law and justice.
present in the air everywhere. More in thickly populated and
industrial region. Settle very slowly and ultimately deposited on Medical Jurisprudence – is a branch of law which deals with the
any exposed surface. Its value in crime detection is significant. organization and regulation of the medical profession.
2. Road and Footpath Dust - produced by the wear and tear of the Forms of Medical Evidence
road surface be vehicular and pedestrian traffic together with a. Real
particles of soil carried by the wind or rain from adjoining regions. b. Testimonial
c. Experimental
3. Industrial Dust - industries ;like cement, button, powdered d. Documentary
gypsum and plaster of Paris factories, flour milling, paint pigment,
involves industrial processes like grinding, milling or beating for Methods of Processing Evidence
the purpose of producing finely powdered ultimate products which a. Photography and sound recording
in the process impart a pronounced local character to the dust on b. Sketching
the neighboring roads and buildings. c. Description
d. Testimony of witnesses
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Evidence Necessary for Conviction June 28, 1945 – the Division of Investigation was reactivated
a. Direct Evidence under the Department of Justice.
b. Circumstantial evidence
June 19, 1947 – The Bureau of Investigation was created by the
Kind of Witnesses Republic Act 157. then, the Bureau of investigation was made the
National Bureau of Investigation by the Executive Order from the
a. Expert witnesses - opinion of a witness regarding a question of President of the Philippines. The medico-legal section was created
science, art or trade, when he is skilled therein, may be received in under the National Bureau of Investigation with its head Dr.
evidence. Enrique V. de Los Santos.
b. Ordinary Witnesses - all persons who, having organs of sense, can
perceives, and perceiving, can make their perception to others, may The existence of the medico-legal division in the criminal
be witnesses. laboratory of the G-2 of the Philippine Constabulary also occurred.
At that time, all provincial, municipal and city health officers,
Historical Development of Legal Medicine in the Philippines physicians of hospitals, health centers, asylums, penitentiaries and
colonies became the ex-officio medico-legal officers. In remote
1858 – The first textbook in Legal Medicine and its practice by Dr. places, the service of a “Cirujano Ministrante” or the Sanitary
Rafael Genard Y Mas, who is a Spanish chief army physician was Inspector may perform the medico-legal work if a registered
published and is entitled “Manual de Medecina Domestica.” physician is not available.
1871 – Legal medicine was included in the curriculum of the The Medico-Legal System
college of medicine in the University of Santo Thomas.
The medico-legal system adopted in a particular country depends
March 31, 1876 – The “medico titulares” which took charge of the upon the laws of such country. The ones commonly used are the Medico-
public sanitation and medico-legal aid for the purpose of justice legal Office System, Medical Examiner System and the Coroner System.
was created by the King of Spain in his Royal Decree No. 188. Some countries employed the three systems at the same time but other
countries preferred two or a certain system.
1894 – The “Medico Titulares of Forensic” which is about the
regulation and its practice was published. Medico-legal Office System
1895 – A medico-legal laboratory was established in Manila to This is the medico-legal system used in the Philippines at present
handle medico-legal cases. which is handled by a Medical Jurist or Medico-legal Officer who is a
registered physician duly qualified to practice medicine in the Philippines.
1898 – During the American regime, the Spanish Forensic The National bureau of Investigation, Manila Police Department and the
Medicine System was preserved. Philippine Constabulary had their own medico-legal offices with their own
respective Medico-legal Officers. The Medico-Legal Officer is the one who
1901 – The provincial, insular and municipal board of health (Acts investigates medico-legal cases of death, physical injuries, rape and other
157, 307, 308) was created by the Philippine Commission which is sexual crimes. His duty is to examine the victim of assistant, to make a report
about the medico-legal duties of “medico titulares” of the Spanish and to appear in court as expert witness when summoned by the proper
regime and its assignment to the health officers of the respective authorities.
areas.
In spite of several medico-legal cases in the Philippines, the
1908 – Legal Medicine was taught in all medical schools in the medico-legal investigation is still insufficient because of the following
Philippines. reasons:
1919 – The Department of Legal Medicine and Ethics of the a. Look of proficiency by the physician in medico-legal work
University of the Philippines was created under Dr. Sixto de Los b. Inadequate facilities
Angeles as chief. c. inadequate means of transportation and communication
d. Lack of sufficient training in medico-legal work by the police
January 10, 1922 – The Department of Legal Medicine and Ethics investigator and other law enforcement agent
of the University of the Philippines with its Department head was e. Insufficient physician and personnel to handle medico-legal cases
incorporated to the Philippine General Hospital.
Medical Examiner System
March 10, 1922 – The Philippine Legislature enacted Act No. 1043
which became incorporated in the administrative code as Section In some parts of the United States, the Medical Examiner System
2465 and provides that the Department of Legal Medicine and is the preferred, although the Coroner System is still used in some states. The
Ethics of the University of the Philippines became a branch of the Medical Examiner System is handled by the Chief Medical Examiner who is a
Department of Justice. Doctor of Medicine and appointed by the Mayor from the classified lists
compiled by the Civil Medical Examiner is on a 24-hour work with clerical
December 10, 1937 – The creation of the Division of Investigation staff always present.
under the Department of Justice was done by the Commonwealth
Act 181 in which a medico-legal section was under the division The duty of the Medical Examiner is to investigate the cause of
with Dr. Gregorio T. Lantin as the head. death especially violent death or other circumstances leading to the death of
the victim. The Medical Examiner on duty after being informed by the police
March 3, 1939 – The Department of Legal Medicine and Ethics of officer of a certain crime that needs to be investigated will go to the place of
he University of the Philippines was abolished and its functions the crime, interview witnesses, examine the victim and then take specimens if
were transferred to the medico-legal section of the Division of any, for examination.
Investigation.
During trial, the Medical Examiner will then present his medical
July 4, 1942 – A medico-legal section of the Manila Police report to the court.
Department was created under Dr. Pablo Anzures.
Coroner System
1945 – The Provost Marshall of the United States Army created
the criminal investigation laboratory with the Medical Examiner as The Coroner System probably originated in England, although
an integral part under Dr. Mariano Lara as the Chief Medical there are no records of its actual origin. In common law, the office of the
Examiner. Coroner is a very ancient one. The name “Coroner” is probably derived from
the title “Custodes Placitorum Coronne” or “Keeper of he King’s Pleas” as
mentioned in Articles of Eyre of 1194. Magna Charta (1215) refers to the
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coroner as “Coronator”. A report although there is evidence that coroner
existed in Australia, United States and other colonies of England. a. Livid discoloration due to the gravitation of blood
b. Loss of elasticity of the skin:
Medico-legal Aspect of Identification c. Post –mortem Contact Flattening – body becomes flattened
on areas which are in contact with the surface it rests.
A. When an unknown body is found, the following should be noted by the d. Opacity of the skin
investigator to facilitate identification e. Effect of application of heat
B. Points of Identification applicable to both living and dead before onset of Note: “Tache Noir de la Sclerotique - a spot which maybe oval or round
decomposition triangular with the base towards the cornea and may appear in the selera a few
hours after death. (yellowish-black ) due to thin.
1. Occupational marks
2. Race – Color of skin, shape of skull Changes in the Body following death
3. Stature
4. Teeth a. Stage of Primary flaccidity
5. Tattoo Marks b. Stage of Rigor Mortis (post-mortem rigidity cadaveric or death
6. Weight struggle of muscles
7. Deformities c. stage of secondary flaccidity
8. Birth Marks d. Putrefaction or decay
9. Injuries leaving permanent result e. Cadaveric
10. Moles
11. Scars Changes in the Blood
12. Tribal marks
13. Sexual organ a. Coagulation of blood
14. Blood Group b. Post mortem lividity
15. Fingerprint Hypostatic lividity- inside blood vessels
Diffusion lividity - outside the blood vessels in the tissue of
Medico-legal Aspects of Death the body
DEATH – is the termination of life. It is the complete cessation of all the vital Causes of Death
functions without possibility of resuscitation.
1. Natural Death
Types of Death 2. Violent Death - Accident, Negligent, Infanticidal, Parricidal ,
Murder, Homicidal
1. Brain death – death occurs when there is irreversible coma 3. Judicial Death
absence of electrical brain activity and complete cessation of all
the vital functions without possibility of resuscitation. Medico-Legal Aspect of Physical Injuries
2. Cardio-Respiratory Death – death occurs when there is continues Physical Injuries - effects of the application of stimulus to the body
and persistent cessation of hearth action and respiration.
Causes of Physical Injuries
Kinds of Death
1. Physical Violence
1. Somatic or Clinical Death – state of the body in which there is 2. Heat or cold
complete, persistent and continues cessation of the vital functions 3. Electrical energy
of there brain, hearth and lungs which maintain life and health. 4. Chemical energy
5. Radiation
2. Molecular or Cellular Death – 3-5 hours later death of individual 6. Change in the atmospheric pressure
cells.
Note: Injuries brought about by physical violence - lead to production
3. Apparent Death or State of Suspended Animation – not really of wound
death but merely a transient loss of consciousness or temporary
cessation of the vital functions of the body on account of disease, Wound - the solution of the natural continuity of tissue of the living
external stimulus, it may arise especially in hysteria, uremia, body
catalepsy and electric shock. Vital reaction - sum total of all reactions of tissue and organs for which
activities of living cells are necessary.
Signs of Death Defense wounds - result of instinctive reaction of self-protection
5. As regards the relation of the site of the application of force Forms of Abrasion
and location of injury Linear
Multi-linear
a. Coup injury - injury found at site of the application of Confluent – almost indistinguishable due to
force severity of friction and roughness of the
b. Contre Coup - injury found opposite the site of the object.
application of force. Multiple - several abrasion noted on the
c. Coup Contre Coup - injury found at the site and also body surface of a person.
opposite the application of force
d. Locus minoris resistancia - injury found both at the site Types of Abrasion
or opposite the site of the application of the force but in Scratches
some areas offering least resistance to the force applied. Impact or imprint abrasion
e. Extensive Injury - injury involving a greater area Grazes
beyond the site of the application of force. Pressure or friction abrasion
5. Determination whether the wounds were inflicted during life or a. Bullet - Gunshot wound
after death b. Flame - Singeing
c. Smoke -smudging
a. Hemorrhage - more profuse when wound was inflicted d. Gun powder residue - tattooing
during lifetime of the victim e. Grime - tattooing
b. Signs of inflammation - there may be swelling of the area
surrounding the wound. Other vital reaction maybe present 2. Firearm Wounds
whenever the wound was inflicted during life.
c. Signs of repair - fibrin formation, scab or scar formation a. Gunshot Wound
conclusively show that wound was inflicted during life.
d. Retraction of the edge of the wound - Owing to the vital Difference between Entrance and Exit of gunshot wound
reaction of the skin and contractility of the muscular fibers,
the edges of the wound inflicted during life retract and cause ENTRANCE EXIT
gaping. 1. Appears to be smaller than 1. Always bigger
missile owing to elasticity of than missile
6. Points to consider in the determination whether the wound is tissue except contact fire.
homicidal, suicidal or accidental 2. Edges inverted 2. Edges averted
3. Usually ovaloid or rounded 3. Variable shape
a. External signs and circumstances related to the position and 4. Contusion collar present 4. Contusion collar
attitude of the body when found. absent
b. Location of the weapon or the manner in which it is held. 5. Other product of combustions 5. Always absent
c. The motive underlying the commission of the crime or the when firing is near
like. 6. Paraffin test may be positive 6. Always negative
d. The personal character of the deceased.
e. The possibility of the offender to have purposely changed the 3. Determination of Relative Position of Victim & Assailant
truth of the condition and other information such as a) Signs
of struggle b) Number and directions of wounds c) Nature
a. Contusion Collar - the wider side points to the source of the
and extent of the wound d) State of the clothing missile.
b. Smudging & Tattooing - the side with more or intense
7. Length of time of survival of the victim after infliction of wound
deposit points to the source of the missile.
a. Degree of healing 4. Determination of the probable caliber of the firearm used in the
b. Changes in the body in relation to the time of death
infliction - measure in centimeter of the cross diameter of the
c. Age of the blood stain gunshot wound fro collar to collar - the shortest is the probable
d. Testimony of witnesses when the wound was inflicted. caliber.
8. Possible instrument used by the assailant in inflicting the injuries 5. Determination of the distance of fire
a. Contusion - by blunt instrument
a. Contact fire - intense laceration & undermining of the point
b. Incised wound - by sharp-edged instrument entrance. Normal bigger than exit.
c. Lacerated wound - produced by blunt instrument b. Distance of six (6) inches presence of smudging, singeing
d. Punctuated wound - by sharp pointed instrument
and tattooing.
e. Stab - by sharp-edged and pointed instrument c. Beyond six (6(inches but within thirty six (36) inches -
f. Gunshot wound - the diameter of the wound entrance may presence of the tattooing.
approximate the caliber of the wounding firearm.
d. Beyond thirty six(36) inches only the gunshot wound will be
present
9. Which of the injuries sustained by the victim caused death?
Shotgun Wound
This can be ascertained by examining by examining individually 1. Unchoked bore or Straight bore
the wounds and noting which of them involved injury to some vital organs or 2. Choked bore
large vessels or led to secondary result causing death.
a. Improved cylinder - narrowing of the bore from rear to
the muzzle is 3-5 thousandth of an inch.
10. Which of the wounds was inflicted first? b. Half Chock - narrowing of the barrel is 15-20
thousandth of an inch.
a. Relative position of the assailant and the victim when the c. Full Chock - narrowing of the barrel is 35-50
first injury was inflicted on the latter thousandth of an inch.
b. Trajectory or course of the wound inside the body of the
victim.
Characteristics of Shotgun Wounds
c. Organs involved degree of injury sustained by victim.
d. Testimony of witness.
Contact fire - entrance of wound is irregular with severe
e. Presence of defense wounds on the body of the victim if the destruction of the underlying tissue. There is singeing and smudging.
victim tried to make defense act during the initial attack, then
the defense wounds must have been inflicted first.
1. Near shot up to six (6) inches.
2. Mark laceration of skin.
11. Relative Position of Victim and Assailant when Injury was 3. Gunpowder maybe driven into the deeper area of the wound.
inflicted
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4. Mark smudging of the skin & deeper portion of the wound of
entrance. Kinds
5. Mark tattooing. 1. Moral virginity
6. Hair is singe. 2. Demi-virginity
7. Wad may be found inside the wound of entrance. 3. Virgo-Inacta
4. Physical virginity - True physical virginity, False physical virginity
Distance of about one (1) yard
a. Pellets enter as one mass thus making entrance wound with Determination of the condition of virginity
irregular edges. 1. Breast
b. Surrounding skin may be blackened with light burning & tattooing. 2. Vaginal canal
3. Labia majora minora
Distance of 2 to 3 yards 4. Fourshette & perineum
a. The wound of entrance has big central hole with rugged edges with 5. Hymen
few stray wound of entrance wound. 6. Rougosites
b. Smudging & tattooing – no longer evident
What is Defloration? It is the laceration or rupture of the hymen as a result of
Distance of 4 yards – pellets may enter skin area of about 6 to 8 inches sexual intercourse.
diameter although there may be a central care where a group might have
entered. Classification
Evidence from the victim Pregnancy – is a state of a woman who has within her body the
Crash injury going product of conception.
Tire thread marks
Abrasion prints Legal importance of the study of pregnancy
Blood, hair or clothing of victim may be found sticking on
the part of the vehicle which hit the victim. 1. Pregnancy ground for the suspension of the execution of the death
Physical defects of the victim like poor eyesight sentence in women
Inebriation of the victim – like under the influence of alcohol 2. A conceived child is capable of receiving donation.
3. Duration of pregnancy – 270-280 days from onset of last
Evidence from the driver menstruation.
Physical defect like poor eyesight 4. Abnormally prolonged gestation – beyond 300 days.
Under the influence of alcohol or drugs by drive 5. Minimum period of gestation – compatible with viability of the
History of grudge between the driver and the victim. child born at 180 days may live.
6. Super fecundation – fertilization made by separate intercourse of
Medico-Legal Aspects of Sexual Crimes two ova which have escaped at the same act of ovulation.
7. Pseudocysis or spurious pregnancy – imaginary pregnancy
What is Virginity? It is a condition of a female who not experienced sexual
intercourse.
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Medico-Legal Aspects of Delivery 1.Birth determines personality
2.Appearance of a child is ground for the revocation of donation.
1. Delivery is the process by which in a woman gives birth to her 3.Proof of live birth must first be shown before of the child by the
offspring. prosecution in the case of infanticide
2. Puerperium – is the interval between the termination of labor Medico-Legal Aspects of Infanticide
(delivery) to the complete return of the reproductive organ its
normal pregnant state-last from 6 to 8 weeks. INFANTICIDE – is the killing of a child less than three (3) days
3. The study of delivery is important because proof delivery is old.
necessary in judicial action on the following:
a. Legitimacy How the crime committed?
b. Abortion
c. Infanticide 1. By omission or neglect
d. Concealment of birth a. Failure to litigate the umbilical cord
e. In slander or libel b. Failure to protect the child from heat and cold
c. Omission to take the necessary help of a midwife or skilled
physician.
d. Omission to supply the child with proper proof food.
4. Methods of delivery e. Omission to remove the child from the mother’s discharge
with resulted to suffocation
a. Natural Route – the normal passages- Spontaneous, Surgical
intervention, Instrumentation 2. By Commission
b. Surgical Route – Abdominal caesarian section, vaginal caesarian a. By inflicting physical injuries
section, Post-mortem caesarian section b. By suffocation
c. By strangulation
Medico-Legal Aspect of Abortion d. By drawing
e. By poisoning
Willful killing of the fetus in the uterus, or violent expulsion of the f. By burning
fetus from the natural womb and which results to the death of the fetus g. By deliberate exposure to heat and cold
Abortion Practiced by the woman herself or by her parents 1. Legitimate children (proper) – born in lawful wedlock or within
300 days after the dissolution of marriage.
1. The woman is pregnant
2. Abortion is intended to be committed Presumption of Legitimacy – children born after 180 days
3. Abortion is induced by following the celebration of marriage, and before 300 days following its
4. The pregnant woman dissolutions or the separation of the spouses shall be presumed to be
5. Other person with consent of the pregnant woman legitimate.
6. The presents of the woman, or either of them for the purpose of
concealing her dishonor and with the consent of the woman herself Against their presumption no evidence shall be admitted other than
that of the physical impossibility of the husband’s having access to his wife
Abortion practiced by a physician or midwife and dispensing of abortions within the 180 days of the 300 which preceded the birth of the child.
1. The woman is pregnant
2. The physician induced or assisted in causing the abortion This physical impossibility may be caused by:
3. The acts done by the physician or midwife intended to cause an
abortion a. The impotence of the husband; the fact that the husband and
4. There must be intention of the physician to produce abortion and wife were living separately in such a ay that access was not
the absence of intention will not make the physician criminally possible.
liable. b. By the serious illness of the husband.
1. Medical Evidences
a. Parental likeness
b. Blood grouping
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