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Ann. N.Y. Acad. Sci.

ISSN 0077-8923

A N N A L S O F T H E N E W Y O R K A C A D E M Y O F SC I E N C E S
Issue: Dizziness and Balance Disorders

The bilateral central vestibular system: its pathways,


functions, and disorders
Marianne Dieterich1,2,3 and Thomas Brandt2,4
1
Department of Neurology, Ludwig-Maximilians-University Munich, München, Germany. 2 German Center for Vertigo and
Balance Disorders-IFB, Ludwig-Maximilians-University Munich, München, Germany. 3 Munich Cluster for Systems Neurology
(SyNergy), Munich, Germany. 4 Clinical Neuroscience, Ludwig-Maximilians-University Munich, München, Germany

Address for correspondence: Marianne Dieterich, M.D., F.A.N.A., Department of Neurology, Ludwig-Maximilians-University
Munich, Marchioninistrasse 15, 81377 München, Germany. marianne.dieterich@med.uni-muenchen.de

The bilateral anatomical organization of the vestibular system provides three functional advantages: optimal dif-
ferentiation of head motion and orientation, sensory substitution of a unilateral peripheral failure, and central
compensation of a peripheral or central vestibular tone imbalance. The structure is based on bilaterally ascending
and descending pathways and at least four crossings: three in the brain stem and one in the cortex. The resulting
sensorimotor functions can be subdivided into three major groups: (1) reflexive control of gaze, head, and body in
three spatial planes (yaw, pitch, roll) at the brain stem/cerebellar level; (2) perception of self-motion and control
of voluntary movement and balance at the cortical/subcortical level; and (3) higher vestibular cognitive functions
(e.g., spatial memory and navigation). The bilateral representation of the vestibular system in multiple multisensory
cortical areas and the vestibular dominance of the nondominant hemisphere raise the question of how one global
percept of motion and orientation in space is formed.

Keywords: vertigo; vestibular system; vestibular pathways; vestibular cortex; vestibular disorders; hemispherical
dominance

level; and (3) higher vestibular functions in which


Introduction
cognition1 or nonvestibular senses come into play,
The central vestibular system unites ipsilaterally as occurs in the disorders room-tilt illusion and
and contralaterally ascending pathways from the spatial hemineglect.2 These three major groups
vestibular nuclei (VN) to the midbrain tegmen- of function do not operate independently of each
tum, the thalamus, and the cortex to mediate other. For example, reflexive sensorimotor control
perception of self-motion and verticality. It also of gaze and balance has to be integrated with
provides the sensory input that elicits adequate voluntary movement and locomotion. Similarly,
descending motor responses to adjust eye, head, the simple perception of position and motion is
and body to the vertical and to control balance. always part of higher cognitive functions such as
Another important part of the system is the attention, orientation, and navigation.
hippocampus/parahippocampus, where cognitive The bilateral structure of the peripheral and
vestibular functions including spatial memory, central vestibular systems is the key to many of
orientation, and navigation are processed. Thus, its sensory, sensorimotor, and cognitive functions
the organization of the vestibular system can be and—most importantly for the clinician—its disor-
subdivided into three major functional groups: (1) ders. An approach that correlates vestibular struc-
reflexive sensorimotor control of gaze and balance ture and function has to take into account the fact
at the brain stem/cerebellar level; (2) perception of that the vestibular sense is distinct from other sen-
self-motion and sensorimotor control of voluntary sory modalities and characterized by various special
movement and balance at the cortical/subcortical features:

doi: 10.1111/nyas.12585
10 Ann. N.Y. Acad. Sci. 1343 (2015) 10–26 
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Dieterich & Brandt The bilateral central vestibular system

r All natural vestibular stimuli are multimodal. Sensorimotor brain stem control of
They stimulate multiple senses in order to me- eye–head coordination and postural
diate the perception of body position and self- balance
motion. The central vestibular system is not
Reflexive eye–head coordination via the VOR and
only able to compensate for a unilateral pe-
postural balance via the VSR in the roll, pitch,
ripheral failure but also for central vestibu-
and yaw planes are brain stem functions. A re-
lar tone imbalances (e.g., in Wallenberg’s
cent study of vestibular connectivity using diffusion
syndrome).3,4
r Multiple sensory inputs converge at all levels
tensor imaging (DTI) and combined functional
magnetic resonance imaging (MRI) found a congru-
of the central vestibular system. This system
ent functional and structural link between the VN
is the only one lacking a primary sensory
and the parieto-insular vestibular cortex (PIVC).19
cortex (i.e., all vestibular cortex neurons also
Five separate and distinct pathways were identified:
respond to motion stimulation from other
three run ipsilaterally and two cross at either the
senses).5–9
r The vestibular percept of body position and
pontine or the mesencephalic level. The study con-
firmed findings of earlier electrophysiological and
motion in three-dimensional (3-D) space is
tracer studies in animals and MRI lesion studies in
always exocentric (i.e., it is relative to the sur-
humans20,21 that had examined only certain path-
rounding space). In contrast, the visual and
ways, not the entire system. The tracer studies per-
auditory percepts are always egocentric (i.e.,
formed primarily in the cat and macaque monkey
they are relative to the subject within the
revealed that vestibular pathways travel bilaterally
space).
r Vestibular cortex areas are represented in both
from the VN through at least four ascending tracts—
the medial longitudinal fascicle (MLF),22–24 the as-
hemispheres; however, the ipsilateral input
cending Deiters’ tract (crossed and uncrossed),25 the
from the stimulated end organ is the stronger
crossed ventral tegmental tract,26 and the brachium
input.10 Nevertheless, there is only a single
conjunctivum—to the ocular motor nuclei and the
“global vestibular percept” because one can-
supranuclear integration centers in the rostral mes-
not perceive two different body positions or
encephalic brain stem.27 In its basic version, the
body motions at the same time.11 Information
VOR is a three-neuron arc that links a set of ex-
about the actual sensory input from both sides
traocular eye muscles that are aligned by their pri-
of the head requires interhemispheric callosal
mary direction of pull within the same particular
communication.12,13
r The vestibular system is the only sensory
spatial plane of the horizontal, anterior, or posterior
semicircular canal.17,18 The canals of both labyrinths
modality exhibiting a hemispheric dominance:
form functional pairs in the horizontal and vertical
in right handers it is the right hemisphere, in
working planes: the horizontal right and left pair,
left handers, the left hemisphere.14–16
r Apart from perception, which is mediated in
the vertical anterior of one side along with the pos-
terior canal of the opposite side, and vice versa. The
the cortex, vestibular sensorimotor reflexes—
wiring connecting the two vertical canals diagonally
such as the vestibulo-ocular reflex (VOR) or
to the sagittal plane in the head creates the vertical
the vestibulospinal reflex (VSR)—are medi-
planes of pitch and roll.
ated in the brain stem circuitry but also re-
Structures of a VOR in the horizontal yaw plane
quire integration of the bilateral input from
originate at the lower pontine level and involve
the labyrinths.17,18 This is made possible by
the VN and the paramedian pontine reticular for-
the structural and functional crossings of the
mation, which contains the horizontal velocity-to-
bilateral ascending pathways.19
position integrator for eye movements. Accordingly,
In the following, we will discuss vestibular struc- unilateral vestibular pontine lesions occur at the
tures, functions, and disorders with respect to their critical brain stem site, causing a tone imbalance
bilateral organization in the order in which the sen- in the yaw plane (Fig. 1) with spontaneous nys-
sory input ascends (i.e., from the brain stem to the tagmus, horizontal deviations of perceived straight
thalamus to the cortex). ahead, ipsilateral gait deviation, and falls. Such

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The bilateral central vestibular system Dieterich & Brandt

and nystagmus indicates a central lesion.33 These


findings were supported by a prospective study
showing that more than 95% of 100 such patients
had an acute vestibular syndrome with vertigo.34
Unilateral lesions of vestibular pathways above the
level of the VN do not cause a purely vestibular tone
imbalance in the yaw plane.
Mapping of the total vestibular circuitry has re-
vealed that the bilateral vestibular network in its
entirety has a rope-ladder structure extending from
the brain stem to the cortex. Three crossings were
found in the brain stem (VN, pons, midbrain), with
a fourth cortical crossing through the splenium of
the corpus callosum.19 It is important to note that
no crossing has been found at the thalamic level.
Ocular tilt reaction: ascending VOR–OTR
and descending integrator–OTR
Figure 1. Vestibular syndromes in roll, pitch, and yaw planes
due to a tone imbalance in one of the three major planes of The vertical VOR and eye–head coordination in the
action of the system. Vestibular disorders in the horizontal yaw roll and pitch planes are integrated in the midbrain
plane are caused by unilateral lesions of the vestibular nuclei
tegmentum within the interstitial nucleus of Cajal
(VN, blue); vestibular disorders in the frontal roll plane are
caused by lesions along the crossed graviceptive pathways from (INC) and the rostral interstitial nucleus of the me-
the VN to the interstitial nucleus of Cajal (INC) (pink); vestibu- dial longitudinal fascicle (riMLF).27 This function
lar disorders in the sagittal pitch plane are caused by bilateral can be disturbed not only by unilateral or bilateral
lesions of vestibular structures (green). The downbeat nystag- lesions of the INC but also by lesions of the as-
mus syndrome occurs with bilateral cerebellar flocculus lesions
cending graviceptive pathways, which cross at the
or medullary lesions close to the neurons of the nucleus of
the paramedian tract (dark green). The upbeat nystagmus syn- pontine level above the VN.35,36 This crossing has
drome occurs with bilateral lesions of the MLF at pontomesen- also been confirmed by modern function lesion–
cephalic level or paramedian in the paramedian tract neurons at mapping,21,37 and DTI techniques.19 It explains why
medullary level near the nucleus praepositus hypoglossi. Four unilateral lesions of the VN (e.g., lacunar infarctions
crossings between the bilateral VN pathways and the cortical ar-
or multiple sclerosis (MS) plaques) cause an ipsiver-
eas are represented by red horizontal bars: (1) between VN, (2)
at the lower pontine level, (3) at the midbrain tegmentum, and sive synkinesis, the ocular tilt reaction (OTR). OTR
(4) transcallosal connections between the parietoinsular consists of head tilt, skew deviation, and ocular tor-
vestibular cortex (PIVC). There is no crossing between the tha- sion combined with tilts of perceived verticality. It
lamic nuclei (T). was first described in monkeys by Westheimer and
Blair.38 In unilateral midbrain lesions of the INC,
the OTR is contraversive owing to this crossing of
lesions affect the root entry zone of the eighth the graviceptive pathways in the pons.
nerve28 and may mimic vestibular neuritis. This Clinical evidence indicates that there are two
disorder, called central vestibular pseudoneuritis, types of OTR39 (Fig. 2): the ascending medullary
has also rarely occurred with VN29 and cerebel- type and the descending mesencephalic type.
lar infarctions,30 especially of the inferior cerebellar OTR secondary to pontomedullary VN lesions
peduncle and vermis.31 Its immediate clinical dif- (Wallenberg’s syndrome) constitutes a tone imbal-
ferentiation from peripheral vestibular neuritis and ance of the VOR in roll, whereas OTR due to INC
central pseudoneuritis must take place in the emer- lesions secondary, for example, to paramedian mid-
gency room before further diagnostic work-up brain infarctions may constitute a tone imbalance of
and management are begun. Skew deviation is the the neural integration center for vertical and rota-
only specific, but insensitive sign, signaling a cen- tory eye–head coordination.40,41 The midbrain cen-
tral vestibular “pseudoneuritis.”32 A normal head- ter not only integrates eye and head velocity to po-
impulse test in a patient with acute rotational vertigo sition (for holding the assumed eye–head position

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Dieterich & Brandt The bilateral central vestibular system

Figure 2. Schematic representation of the two different clinically relevant types of ocular tilt reaction (OTR): the pontomedullary
“ipsiversive ascending VOR–OTR” and the mesencephalic “contraversive descending integrator OTR.” The VOR–OTR is induced
by unilateral lesions of the vestibular nuclei (VN). The integrator–OTR is induced by lesions of the interstitial nucleus of Cajal
(INC). Unilateral lesions of the crossing ascending graviceptive pathways of the pontine medial longitudinal fascicle (MLF; rostral
to downward branching of vestibulospinal pathways) cause tilts of perceived vertical and contraversive ocular skew torsion without
head tilt. Unilateral lesions of the vestibular thalamus or cortex cause ipsi- or contraversive perceptual tilts without head tilt or
skew torsion. Body lateropulsion has been described as occurring with unilateral medullary lesions, which affect the vestibulospinal
pathways. The VOR and the neural integrator are two components of a functionally cooperative system mediating eye–head
coordination in pitch and roll. The VOR is specialized on the dynamic reflexive response, whereas the integrator maintains
positions. VOR, vestibulo-ocular reflex.

in space at the end of the movement), but it also occur with unilateral medullary lesions, which affect
adjusts vestibular reflex responses to voluntary cor- the descending lateral vestibulospinal tract or the
tical control.39,41 Long descending neurons called dorsal spinocerebellar tract.44–47 This isolated symp-
tectoreticulospinal neurons mediate the process.42 tomatology of lateropulsion must be attributed to
They originate in the INC, run through the MLF43 to lesions below the ascending fibers of the VOR, which
the pontine level, and couple eye and head roll mo- link the extraocular eye muscles and mediate per-
tion by means of excitatory ipsilateral connections ception of verticality (Fig. 2).
with complex axonal branching. The different man- In summary, the level of the unilateral lesion of
ifestations of the ascending VOR type with monocu- the graviceptive pathways is critical for brain stem
lar or disconjugate ocular torsion of the eyes depend control of the perception of verticality and move-
on whether input from the fibers of the posterior, ment of the eye, head, and body in the roll plane.
anterior, or both semicircular canals are involved It determines the different components of OTR and
(Fig. 3). If the crossed pontomesencephalic path- lateral postural instability (Fig. 2):
ways are lesioned on one side—rostral to the down-
ward branching of vestibulospinal connections— r Lesions in the medulla cause lateropulsion.
tilts of the perceived verticality and ocular skew r Lesions of the VN cause ipsiversive VOR–OTR.
torsion occur without head tilt (Fig. 2). Body lat- r Lesions between the VN and the mesen-
eropulsion without components of OTR or other cephalic INC cause tilts of the perceived verti-
signs of vestibular dysfunction has been reported to cality and ocular skew torsion.

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The bilateral central vestibular system Dieterich & Brandt

Vestibular tone imbalance in the pitch


plane: switch from unilateral to bilateral
mode of vestibular operation
An additional vestibular pathway for function in
the vertical pitch plane does not appear to be nec-
essary owing to the bilaterality of the graviceptive
pathways. These two pathways provide all of the
information needed: only a switch from unilateral
to bilateral mode of operation is required (“double
roll causes pitch”48 ; Figs. 1 and 4). This is compati-
ble with the clinical experience that vestibular brain
stem disorders in the roll plane always indicate a tone
imbalance due to a unilateral lesion,35,36 while tone
imbalances in the pitch plane, such as downbeat
nystagmus (DBN) and upbeat nystagmus (UBN),
indicate a bilateral lesion.49–52 The latter is clinically
most relevant for patients presenting in the emer-
gency unit. An OTR or lateropulsion is typical, for
example, for a unilateral pontomedullary infarction
in Wallenberg’s syndrome owing to the occlusion
of the posterior inferior cerebellar artery or verte-
bral artery. Unilateral pontomedullary infarctions
do not usually indicate a progressive infratentorial
stroke and therefore do not require invasive treat-
ment such as systemic or local thrombolysis. An
Figure 3. The ascending-VOR type of OTR is characterized acute UBN, however, may be the early sign of an
by monocular or dysconjugate skew torsion of the eyes depend- impending basilar artery thrombosis because the
ing on whether input from fibers of the posterior (PC), anterior
(AC), or both semicircular canals (AC/PC) to the extraocular eye
vestibular brain stem structures are affected bilater-
muscles are affected. An excitatory ascending pathway projects ally; it therefore requires further diagnostics. What
from the AC to the ipsilateral superior rectus (RS) and the con- determines the direction of a tone imbalance in the
tralateral inferior oblique (OI) muscle. A lesion of this pathway pitch plane? Different neural transmitters mediate
causes a hypotropia of the ipsilateral eye and an incyclotropia of the up and down tone in the pitch plane. This is com-
the contralateral eye (AC type). An excitatory ascending pathway
is linked from the posterior semicircular canal to the ipsilateral
patible with clinical experience that the causative le-
superior oblique (OS) and the contralateral inferior rectus (RI) sions themselves occur in separate locations (Fig. 1).
muscle. A lesion of this pathway causes excyclotropia of the Moreover, it explains, on the one hand, why certain
ipsilateral eye and hypertropia of the contralateral eye. A com- toxic effects of antiepileptics or nicotine-induced
bination of both canals (AC/PC) induces a complete OTR. OTR, nystagmus are directionally specific.53 On the other
ocular tilt reaction; VOR, vestibulo-ocular reflex; III, oculomo-
tor nucleus; IV, trochlear nucleus; VN, vestibular nucleus; MLF,
hand, transitions from UBN to DBN or DBN to
medial longitudinal fascicle. Modified from Refs. 36 and 40. UBN with head tilt, convergence, or simply during
the course of the disease17,54 reflect the intricate net-
r INC lesions cause contraversive integrator work that maintains directional balance in the pitch
OTR. plane.
r Lesions above the rostral midbrain tegmen- DBN is frequently persistent and often the result
tum (i.e., in the thalamus) cause tilts of the of a bilateral lesion or dysfunction of the floccu-
perceived verticality; there are no ocular motor lus or the paraflocculus.55 This is mainly due to
signs, but rare instances of transient thalamic atrophy of the cerebellum, but also seldom caused
astasia occur. by intoxication due to anticonvulsant drugs. DBN
r Cortical lesions cause perceptual tilts and the is only rarely induced by a lesion on the floor of
pusher syndrome. the fourth ventricle.17 Accordingly, idiopathic cases

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Dieterich & Brandt The bilateral central vestibular system

the anterior vermis.17,56 Finally, there are indica-


tions that a lateral lesion in the caudal pons, which
includes the superior vestibular nucleus and its con-
nection to the central ventral tegmental tract, can
lead to a UBN.57
The vestibular thalamus: gatekeeper for
projections of vestibular information
to cortical structures
The thalamus relays vestibular information to the
bilateral network of different multisensory cortex
areas. Tracer and electrophysiological animal stud-
ies have revealed more than 10 regions within the
thalamus that have been attributed to vestibular
processing.58 These regions belong to the ventro-
lateral and posterolateral as well as the paramedian
thalamus. The involvement of the posterolateral tha-
lamus was first determined by vestibular stimulation
Figure 4. Hypothetical explanation of how the vestibulo- in animal experiments of different species.26,59–63
ocular reflex (VOR) in the pitch plane can be mediated by the The ventrolateral parts of the thalamus receive
same graviceptive pathways as the VOR in roll: a schematic signals from the superior and medial vestibular
representation of crossed excitatory anterior semicircular canal
pathways (AC), which convey a mixed vertical and torsional
nucleus,63 the contralateral cerebellum via the supe-
ocular motor impulse to both eyes (both eyes upward). A bilat- rior cerebellar peduncle, and the ipsilateral globus
eral lesion causes a transition of the plane of action from roll pallidus.64 Electrical stimulation of the human ven-
to pitch, because torsional components cancel each other and trolateral thalamus (Vim) elicited a sensation of
the loss of upward impulse leads to a downward deviation of rotation or spinning of the body and head, either
the eyes. Downward deviation with upward refixation saccades
manifest as upbeat nystagmus. Upbeat nystagmus typically in-
counterclockwise (more often) or clockwise.65–67
dicates bilateral brain stem lesions, which affect, for example,
Thalamic lesions can cause ipsi- or
the MLF.
contralesional tilts of visual verticality
These effects are in line with findings in patients with
occur most often (38%), degenerative disorders of acute unilateral posterolateral thalamic infarctions
the cerebellum in 20% of cases, vascular lesions in who presented with tilts of perceived verticality ei-
9%, malformations in 7%; the less frequent causes ther to the ipsilateral or contralateral side but not
like toxic drug damage, lesions in MS, paraneoplas- with eye–head tilts (i.e., no skew deviation or ocular
tic syndromes, vestibular migraine, vitamin B12 de- tilt reaction).41,68,69 Only unilateral vestibular thala-
ficiency, and traumatic and hypoxic injuries occur mus and cortex lesions manifest with both ipsilateral
with decreasing frequency.51 It can, however, also and contralateral tilts of the subjective visual verti-
be caused by a paramedian lesion of the medulla cal (SVV), in contrast to lesions of the vestibular
oblongata, for example, in MS, hemorrhage, infarc- brain stem structures.35,36,41 Lesion sites of ipsi- and
tion, or tumor. contralateral tilts largely overlap.41 This may be due
UBN is rarer than DBN. Pathoanatomical find- to the special structural feature that provides these
ings indicate that most acute lesions occur in the thalamic regions with several contralateral and ipsi-
paramedian medulla oblongata, in neurons of the lateral pathways,19 which may mediate directionally
paramedian tract, close to the caudal part of the per- opposite spatial percepts in the roll plane.
ihypoglossal nucleus, which is responsible for ver- Zwergal et al.70 first reported that unilateral in-
tical gaze holding.50,56 However, lesions have also farctions of the pontomesencephalic medial lemnis-
been reported to occur in a paramedian location cus cause isolated ipsilateral rather than contralat-
in the tegmentum of the pontomesencephalic junc- eral deviations of perceived verticality. This pathway,
tion, the brachium conjunctivum, and probably in called the ipsilateral vestibulothalamic tract, was

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The bilateral central vestibular system Dieterich & Brandt

then retrospectively identified by reanalyzing the associated sensory or motor deficits.41 This view
data from an earlier tracer study in monkeys.26,70,71 is supported by the fact that the lesion site is in the
This tract most likely corresponds to a three- posterolateral thalamus.
neuronal rapid pathway extending from the vestibu- Interestingly, thalamic astasia with associated
lar end organ to the vestibular cortex. One is tempted contralesional SVV tilts was also reported in a
to speculate that this rapid pathway in nonhuman patient with a small circumscribed paramedian
and human primates could serve for perception of infarction.75 The involvement of the paramedian
self-motion rather than ocular motor and postu- thalamus as a vestibular relay station is less es-
ral control. It might provide a suitable vestibular tablished in clinical studies.41,75 These data are in
signal in situations with large-field optic-flow stim- line with a recent study on vestibular fiber track-
ulation, thus allowing a decision as to whether the ing by DTI of the VN to the cortex. Five separate
visual stimulus is the consequence of self-motion and distinct vestibular brain stem pathways were
or simply indicates real motion of the surround. identified:19 the two contralateral projections travel
Functionally, this is quite important, since postural through the posterolateral thalamus, while one ip-
adjustment to large-field visual-motion stimulation silateral projection runs through the posterolateral
is only required in cases of self-motion. In our early and one through the paramedian thalamic subnu-
experiments on posterolateral thalamic infarctions, clei to the PIVC. The third ipsilateral projection
about 69% of the patients presented with tilts of bypasses the thalamus.
verticality; these were ipsilateral in 44% and con- Detailed clinical studies that identify and differ-
tralateral in 25%.41 At that time, it was technically entiate disorders on the basis of lesions of the vari-
not possible to separate small critical regions with ous vestibular thalamic and extrathalamic pathways
routine imaging techniques. More recently, an anal- are lacking. These pathways are probably an integral
ysis applying voxel-based lesion behavior–mapping part of a sensorimotor network connecting the cor-
techniques in patients with thalamic infarctions and tex, basal ganglia, and cerebellum. The hierarchic
SVV tilts has presented the first evidence that two network mediates voluntary postural balance and
distinct anatomical sites are affected in the direc- locomotion in a top-down fashion together with
tional processing of graviceptive signals at the thala- largely automated locomotor pattern generators of
mic level:72,73 contraversive SVV tilts were associated the brain stem, cerebellum, and spinal cord.76,77
with dorsolateral and dorsomedial subnuclei lesions The particular functional role of the vestibular sys-
(VPLp, VPLv, CL, nucleus parafascicularis thalami, tem within the basal ganglia–thalamocortical loop
CM, parts of the VPM, Po, and CL), whereas re- for controlling body movements as described by
gions associated with ipsiversive SVV tilts were lo- Alexander et al.78 remains unclear. Cortical shap-
cated lower and more medial (nucleus endymalis ing of postural control is assumed to occur via a
thalami, the lower part of the nucleus parafascicu- cerebellar–cortical loop for the adaptation of pos-
laris, and the nucleus ruber tegmenti bordering the tural responses based on prior experience and via a
brachium conjunctivum).72 basal ganglia–cortical loop for the preselection and
optimization of postural response patterns based on
Thalamic astasia: a vestibular disorder?
the situational context.79
Thalamic lesions may induce a specific disorder
An extrathalamic vestibular projection to
of posture and gait called thalamic astasia, a term
the insular cortex
first used by Masdeu and Gorelick74 for unilateral
lesions that primarily involved the superopostero- The above-mentioned third ipsilateral projection
lateral portion of the thalamus. This disorder man- bypasses the thalamus to directly contact the infe-
ifested in subjects’ inability to stand, although they rior part of the insular cortex. This direct projection
had no motor weakness or marked sensory loss. to the inferior part of the insula was first demon-
We believe that the clinical characteristics of tha- strated in an H2 O15 –positron emission tomography
lamic astasia, however, fulfill the criteria of a tran- (PET) study during caloric irrigation of patients
sient central vestibular tone imbalance in the roll with acute unilateral thalamic infarctions:68 caloric
plane. The imbalance of posture and gait evident as stimulation did not activate any of the vestibular
deviations and falls to one side occur without cortex areas except the most inferior part of the

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Dieterich & Brandt The bilateral central vestibular system

insula. The DTI study by Kirsch et al.19 provides horizontal semicircular canals, galvanic stimulation
evidence that this activation in the inferior insula is of the entire vestibular nerve, or otolith stimula-
due to a direct projection from ascending vestibular tion by means of vestibular evoked myogenic poten-
input rather than excitatory corticocortical inter- tials, researchers have demonstrated the existence of
action, which is known to occur in the visual sys- a network of several separate and distinct cortical
tem for the motion-sensitive areas MT/V5.80,81 The areas in humans. These areas correspond to those
existence of such a direct projection is supported identified earlier by tracer and electrophysiological
by earlier electrophysiological and tracer studies in studies in animals. The most robust of these cortical
the cat:82,83 the tracer labeled not only neurons in structures include the posterior insula and retroin-
the ventral posterolateral thalamic nucleus but also sular cortex with the parietoinsular vestibular cor-
those directly adjacent and outside the thalamus. tex (PIVC).14,20,84–93 Also a part of this ensemble
In both locations, short-latency, large-amplitude are those additional areas like the superior tempo-
evoked potentials from vestibular nerve stimula- ral gyrus (STG), the inferior parietal lobule (IPL),
tion and antidromic field potentials from cortical the precuneus, the anterior cingulum, the anterior
stimulation of vestibular areas were recorded.82 This insula, and the hippocampus, all of which belong to
indicates that these neurons relay vestibular activ- the multisensory (vestibular) cortical network.
ity directly to vestibular cortex areas with a short The PIVC, a multisensory vestibular cortex area in
latency, probably via an ipsilateral ascending disy- monkeys with close connections to the other areas,
naptic pathway. Thus, posterolateral as well as para- is considered a core region within this network.5–7
median thalamic subnuclei appear to relay vestibu- In parallel, the importance of this area in the
lar information to cortical and subcortical areas. posterior insula for vestibular processing is also
Moreover, a rapid direct pathway to the inferior in- evident in humans, as recently demonstrated by
sula seems to bypass these thalamic subnuclei. data on activation likelihood estimation in meta-
analyses of vestibular activation in the operculoinsu-
Vestibular cortex
lar complex.16,93 This network is found primarily in
The bilateral structure of the vestibular cortex the temporoinsular and temporoparietal cortex and
raises a number of questions about its functional has been delineated in both human hemispheres,
meaning: but the right hemisphere in right handers shows a
dominance.14,16
r Why do we have multiple multisensory cortex
areas? Why multiple multisensory vestibular
r How do the vestibular and visual systems in- cortex areas?
teract for motion perception and spatial ori- Not all neurons within the network seem to re-
entation, especially in situations of a sensory ceive and process the same information from the
mismatch? vestibular, visual, or somatosensory end organs.
r How is the bihemispheric cortical representa- We know from earlier animal studies, for exam-
tion for vestibular processing used to produce ple, that the neurons of area 2v at the anterior
a single global vestibular percept? part of the intraparietal sulcus94 and area 3a in the
r Why is there a hemispheric dominance in the central sulcus95,96 respond not only to vestibular
vestibular cortex that is dependent on handed- but also to somatosensory and optokinetic stim-
ness? uli. Neurons in and around the lateral sulcus (the
r What does this dominance mean for normal PIVC) of both Java and squirrel monkeys responded
function and disorders? to vestibular semicircular canal stimulation, and
many cells showed convergent somatosensory and
The parietotemporal network of multiple
optokinetic responses.5–7 The first identification of
multisensory vestibular cortex areas
PIVC neurons in rhesus macaque monkeys located
In the past decade, brain activation studies with them in the retroinsular (Ri) and adjacent sec-
PET and fMRI have disclosed the central con- ondary somatosensory (S2) cortices; more recently,
nectivity of the peripheral and central vestibular the responses were quantified to a set of stimuli
structures in humans. Using caloric irrigation of the including 3-D rotations, 3-D translations, and 3-D

Ann. N.Y. Acad. Sci. 1343 (2015) 10–26 


C 2015 New York Academy of Sciences. 17
The bilateral central vestibular system Dieterich & Brandt

optic flow.8 These neurons responded to both trans- sured as the caloric asymmetry between the affected
lational and rotational vestibular stimuli, but not to and unaffected ears) also correlated positively with
visual optic flow stimulation, thus they were driven an area in the left IPL (BA 40) known to represent
by semicircular and otolith signals.8 Robust optic a multisensory (vestibular) cortex area that is also
flow and vestibular tuning, however, were found in involved in the modulation of gain and time con-
an area strongly interconnected with the PIVC at stants of the VOR.100 The data of patients with left-
the posterior end of the sylvian fissure, in the visual sided and right-sided vestibular neuritis provided
posterior sylvian area (VPS) of macaque monkeys, evidence that the latency occurring before perfor-
which receives projections from a visual area, the mance of the first PET after onset of labyrinthine
dorsal medial superior temporal area (MSTd).9 Op- failure correlated positively with the increase in
tic flow responses in the VPS were weaker than those rCGM in the visual cortex and negatively in the FEF
in the MSTd, whereas vestibular responses were and the IPL. This means that the sooner the PET
stronger in the VPS than in the MSTd. When vi- is performed after disease onset (i.e., the stronger
sual and vestibular stimuli were presented together, the spontaneous nystagmus), the more activity is
vestibular signals dominated the VPS responses, in seen in the FEF and the IPL, in other words, specific
contrast to responses to the MSTd, where optic- areas of the vestibular and ocular motor network.
flow tuning typically dominated.9 These data, as Finally, the signs of a vestibular graviceptive deficit
well as a comparison of vestibular spatiotemporal (deviations of the SVV) correlated positively with
tuning in macaque cortical areas PIVC, VIP, and the rCGM for the posterior insula and retroinsular
MSTd, suggest a hierarchy in the cortical processing region bilaterally, more in the right hemisphere than
of vestibular information, with PIVC most prox- in the left hemisphere, as well as for the medial tem-
imal to the vestibular periphery and MSTd most poral gyrus bilaterally. These studies, together with
distal.97 A meta-analysis and conjunction analy- the imaging data on healthy subjects during galvanic
sis of functional imaging studies in humans using vestibular101 or visual-motion stimulation, which
caloric, galvanic, or auditory vestibular stimula- induced circular vection,102 allow us to attribute cer-
tion revealed that the only area of convergence be- tain aspects of the applied stimulus, such as inten-
tween all methods of stimulation is the retroinsular sity, frequency, or duration, to particular parts of the
cortex.93 network.
Thus, the animal data suggest that different ar- Thus, there is first evidence that vestibular sub-
eas of the widespread cortical network receive in- functions are mediated in separate and distinct parts
formation from several sensory systems; however, of the multisensory cortical network of vestibu-
the distribution of this information varies depend- lar and ocular motor areas. Recently, a functional
ing on the prevailing local modality. In humans, separation was proposed in a review by Ventre-
the evidence for a topological separation and spe- Dominey,103 who distinguished between two sep-
cialization of vestibular and ocular motor subfunc- arate cortical vestibular subsystems: (1) a velocity
tions is based on the findings of different imaging pathway including MST and direct descending tracts
studies in healthy subjects and patients with acute to the VN, which receives visual and vestibular ve-
vestibular lesions. Correlation analyses in patients locity signals and is involved in heading perception
with vestibular neuritis have shown that some of and rapid top–down regulation of eye–head coor-
the vestibular cortex areas such as the STG, IPL, and dination; and (2) an inertial processing pathway in-
precuneus seem to be involved in special aspects of volving the parietal cortex in connection with the
vestibular function or dysfunction.98 For example, subcortical VN complex responsible for velocity
the slow phase velocity of the spontaneous nystag- storage integration.103 The latter was interpreted to
mus occurring during the acute stage of vestibular be a perisylvian network active in higher-order cor-
neuritis correlated positively with the increase in re- tical processes related to spatial references.
gional glucose metabolism (rCGM) in the area of In humans, the cortical localization of vestibu-
the STG bilaterally (BA 22), as well as in an ocular lar subfunctions was established in middle cere-
motor area in the right inferior medial frontal gyrus bral artery infarctions affecting the posterior insula
(BA 9/44) of the frontal eye field (FEF).99 Further- and causing ipsilateral or contralateral SVV tilts.104
more, a quantitative index of vestibular failure (mea- Use of voxel-based lesion-behavior mapping in MRI

18 Ann. N.Y. Acad. Sci. 1343 (2015) 10–26 


C 2015 New York Academy of Sciences.
Dieterich & Brandt The bilateral central vestibular system

determined the location more precisely. The lesions to bilateral vestibular failure.117,118 Interestingly,
of the posterior insular cortex (long insular gyrus the latter patients showed an enhanced activity
IV) were associated with a dysfunction of the per- in the visual cortex bilaterally, including the
ception of verticality (SVV tilt). Moreover, these motion-sensitive area MT/V5,119 whereas patients
patients showed a positive correlation between the with unilateral vestibular failure showed dimin-
severity of SVV tilts and thermal pain perception ished activations of the visual motion-processing
contralateral to the stroke.105,106 areas.120
On the other hand, the deactivation of the vi-
sual cortex can depend not only on eye movements
Reciprocal inhibitory interaction between
(retinal slip due to vestibular nystagmus or defec-
the vestibular, the visual, and the
tive VOR) but also solely on the vestibular input.
somatosensory systems
The deactivation of the visual cortex appears to
When the neurons within the temporoparietal be more dependent on the vestibular input, since
vestibular network are activated in both hemi- galvanic stimulation of the vestibular nerve dur-
spheres, a downregulation (deactivation) occurs ing functional MRI also induced significant bilat-
within the visual and somatosensory cortex eral signal decreases of the visual cortex,88 although
bilaterally.88,107 Since opposite activation– no vestibular nystagmus was elicited. The only eye
deactivation patterns were found during visually movement was a mild tonic ocular torsion without
induced self-motion perception (e.g., activations oscillopsia.
of occipital and parietal visual areas co-occurring The rare paroxysmal syndrome of room-tilt illu-
with deactivations of the multisensory vestibular sion may serve as a clinical example of a recipro-
cortex (e.g., the PIVC)),81,108,109 it was assumed that cal inhibitory interaction between the visual and
a reciprocal inhibitory cortical interaction takes vestibular systems. Transient upside-down inver-
place between the two sensory systems, the visual sion of vision has been repeatedly described in pa-
and the vestibular systems.108 This interaction tients with unilateral peripheral and central vestibu-
provides a powerful means for shifting the sensorial lar lesions.121 Transient upside-down vision or 90°
weight from the less to the more reliable modality tilts are obviously vestibular signs that indicate a
in order to resolve potential perceptual conflicts misperception of verticality. Spatial orientation of
in situations with mismatched sensory inputs. A verticality is based on the interactions between the
reciprocal inhibitory interaction between sensory visual and vestibular systems. Both senses provide
systems is a fundamental perceptual mechanism us with cues about vertical orientation in 3-D co-
of the cortex.110 Such interactions were also ordinates. The visual and vestibular cortices have
seen between other sensory modalities (e.g., the to match vestibular spatial coordinates in three di-
somatosensory and nociceptive, the nociceptive mensions with the orientation of the visual scene
and the vestibular, the tactile sensory and visual, to determine the unique egocentric perception of
and the visual and auditory systems).88,111–114 The right and left, up and down, and fore and aft.
clinical relevance of a reciprocal visual–vestibular It is not possible to perceive two different verti-
interaction is best demonstrated by PET studies in cals, a visual and a vestibular one, at the same
patients with unilateral vestibular neuritis causing time. Therefore, room-tilt illusions are transient
severe rotatory vertigo and spontaneous nystagmus mismatches of the visual and vestibular 3-D map
in the acute phase.98,99 On the one hand, the coordinates.11 They are the erroneous result of an at-
beneficial effect of downregulation of the visual tempted cortical match.2 Thus, the transient course
cortex can be explained by psychophysical experi- of room-tilt illusion may reflect the perceptual con-
ments, which demonstrated that the amplitude of sequence of a shift of the sensorial weight from
oscillopsia in patients with acquired nystagmus is the misleading vestibular to the more reliable visual
always significantly smaller than the net retinal slip sense.
owing to the involuntary eye movement.115,116 In While having to resolve intersensory mismatches
addition, perception of object motion is reduced between the visual and vestibular systems, the
in these patients with acquired nystagmus,116 brain also has to resolve potential intrasensory mis-
as well as in patients with a deficient VOR due matches between the two hemispheres.

Ann. N.Y. Acad. Sci. 1343 (2015) 10–26 


C 2015 New York Academy of Sciences. 19
The bilateral central vestibular system Dieterich & Brandt

Why bihemispheric representation of the lesions is a tilt of the perceived verticality when tested
network but only one global percept? in a visual environment without additional cues of
true verticality.104,105,123,126 The correct global per-
All sensory modalities are represented in both hemi-
cept might be maintained by increasing the sen-
spheres. This makes possible the simultaneous eval-
sorial weight of the vestibular cortex of the unaf-
uation of different external and internal stimuli. The
fected hemisphere, on analogy to visual–vestibular
vestibular sense is special in that simultaneous bi-
sensory mismatches in transient room-tilt illusions.
lateral activation, even competing inputs, have to
This was achieved by inhibitory transcallosal con-
be integrated into a global percept of body orien-
nections between the vestibular system,19,127 and has
tation and self-motion. There is evidence that the
also been shown for the visual system.81
corpus callosum is essential for the integration of
Most of the single cases of unilateral vestibular
perception and action within a subcorticocortical
cortex lesions that manifested with transient ro-
network, thus leading to a unified experience of the
tatory vertigo affected the posterior insular cortex
way we perceive the visual world and prepare our
more often in the right than the left hemisphere.
actions.12 Patients with callosal degradation, with
This can be explained by the dominance of the
and without disconnection of the two hemispheres,
right hemisphere in the majority of the population
exhibit a dissociation of callosal functions. While
(right handers). It is more difficult for the non-
anterior callosal regions are associated with inter-
dominant hemisphere to overcome the misleading
hemispheric inhibition in situations of semantic and
cortical vestibular tone imbalance.
visuospatial competition, posterior callosal areas are
associated with interhemispheric facilitation from
Dominance of the nondominant
redundant information at visuomotor and cogni-
hemisphere
tive levels.12 Animal experiments in rodents sug-
gest that the claustrum plays a particular role in the The vestibular sense is characterized by a hemi-
interhemispheric transfer of sensorimotor informa- spheric dominance that is located in the right
tion: subregions within the claustrum are critical for hemisphere in right handers and in the left hemi-
the coordination of the cortical areas regulating the sphere in left handers. This has been determined
acquisition of modality-specific sensory informa- with caloric irrigation in PET14 as well as gal-
tion during exploration and other behaviors need- vanic stimulation91 and auditory-evoked vestibu-
ing sensory attention.13 These authors hypothesized lar otolith stimulation15,92 in fMRI (Fig. 5). The
that the claustrum has circuit connections similar dominance of the right hemispheric opercular area
to those of the visual system, allowing explorative OP2 in right handers has been confirmed in a
eye movements and attention to perceive a broad meta-analytical definition and functional connec-
spatial region. In their view, the claustrum facili- tivity of the human vestibular cortex.16 The loca-
tates interhemispheric corticocortical transmission tion of handedness and vestibular dominance in
so that multiple sensorimotor cortical regions can opposite hemispheres is an evolutionary product.
work together to produce a stable global percept out It might conceivably indicate that the vestibular
of the continuously changing sensory information system and its hemispheric dominance, which oc-
provided by sensors on both sides of the head.12,13 curs earlier during ontogeny, determine right or left
As regards vestibular dysfunction in cases of uni- handedness.128
lateral vestibular cortex lesions, it is unclear why In patients with acute vestibular neuritis, the
these patients do not usually exhibit vertigo or di- vestibular dominance of the right hemisphere may
rectional falls.48,122 Only single cases have been de- be responsible for the faster recovery of perceptual
scribed; patients with strokes within the middle tilts (SVV tilts) after left-sided as compared to right-
cerebral artery territory involving the vestibular cor- sided lesions, as well as for the faster recovery in
tex presented with transient nonepileptic rotational left handers as compared to right handers.129 These
vertigo, ipsi- or contraversive nystagmus, and pos- findings can be interpreted as both the dominance
tural imbalance, which gradually resolved within of the ipsilateral pathways from the right labyrinth
days.123–126 The only regular finding of transient and the central dominance of the right hemisphere
vestibular dysfunction in unilateral vestibular cortex in right handers.

20 Ann. N.Y. Acad. Sci. 1343 (2015) 10–26 


C 2015 New York Academy of Sciences.
Dieterich & Brandt The bilateral central vestibular system

and is associated with a slower recovery during


rehabilitation.132 Both conditions are not merely
vestibular disorders. They reflect dysfunction of spa-
tial orientation, attention, and postural control—all
of which are based on multisensory integration (vi-
suovestibular, somatosensory). However, both syn-
dromes have features that can best be explained by
the dominance of the vestibular system (e.g., that
of the right hemisphere in right handers). Spatial
neglect is a disorder caused by a disrupted aware-
ness of visual stimuli in an egocentric hemifield that
is contralateral to an acute temporoparietal lesion
of the right hemisphere.130 Less frequently, tran-
sient neglect may also occur after acute right or left
lesions of the frontal premotor cortex.133 A less se-
vere disorder of spatial attention occurs in visual
extinction. During rehabilitation, the amelioration
of neglect before complete recovery often involves
a transition to extinction.134 The critical cortical le-
sion sites that cause a neglect include several areas
within the temporoparietoinsular region, which are
known to belong to the multisensory vestibular cor-
tical network around the core region PIVC.135,136
Computational modeling has to take into account
the double organization of the spatial attention
and multisensory orientation center in each hemi-
sphere as well as the dominance of the right
hemisphere.127,137
The pusher syndrome is underrecognized by neu-
Figure 5. Activation pattern in imaging studies with PET
rologists during acute stroke management but well
during caloric vestibular stimulation (A, B) and with fMRI
during acoustic-evoked vestibular otolith stimulation (by cer- known to physical therapists.138 It is characterized
vical vestibular evoked myogenic potentials, cVEMPs (depicted by a disturbance of perceived body orientation that
here: cVEMP stimulation minus acoustic stimulation)) (C, D) manifests as actively pushing away the body to the
in healthy right handers (A, C) and left handers (B, D). Note that contralesional side using the nonparetic arm or
the activation in areas of the insular and retroinsular cortex, the
leg.139–141 Several lesion sites have been described
superior temporal gyrus, and inferior parietal lobule is more
pronounced in the right hemisphere in right handers and in the as the responsive structures (e.g., the thalamus and
left hemisphere in left handers for both types of stimulation and the posterior part of the insula131,139 ), all of which
imaging methods. Modified from Refs. 14, 15, and 92. also belong to the multisensory cortical vestibular
network.
Another example of a higher vestibular disorder
Dominance seems to also be a key to under- that manifests with deficits of orientation and spatial
standing the cortical mechanisms of disorders of memory is caused by peripheral bilateral vestibular
higher (cognitive) vestibular function,2 for example, failure.142,143 An intact vestibular function is im-
in spatial hemineglect130 and pusher syndrome.131 portant for spatial orientation, spatial memory, and
These clinical disorders occur with acute unilat- navigation, as shown in rodents.1,144 Spatial naviga-
eral hemispheric or thalamic lesions, mostly infarc- tion requires a continuous representation of the lo-
tions. The dominance is reflected in, for example, cation and motion of the individual within a 3-D en-
the frequency of pushing behavior, which is signif- vironment whose coordinates are provided mainly
icantly higher in patients with strokes of the right by vestibular and visual cues.142 Use of the mental
hemisphere than in strokes of the left hemisphere rotation test and a virtual pond maze in older adults

Ann. N.Y. Acad. Sci. 1343 (2015) 10–26 


C 2015 New York Academy of Sciences. 21
The bilateral central vestibular system Dieterich & Brandt

has demonstrated a significant relationship between 13. Smith, J.B. & K.D. Alloway. 2014. Interhemispheric claus-
vestibular and topographical memory measures.143 tral circuits coordinate sensory and motor cortical areas
that regulate exploratory behaviors. Front. Syst. Neurosci.
doi: 10.3389/fnsys.2014.00093.
Acknowledgments 14. Dieterich, M., S. Bense, S. Lutz, et al. 2003. Dominance
for vestibular cortical function in the non-dominant hemi-
We thank J. Benson for copy editing the manuscript. sphere. Cerebr. Cortex 13: 994–1007.
The work was supported by the German Federal 15. Janzen, J., P. Schlindwein, S. Bense, et al. 2008. Neural cor-
relates of hemispheric dominance and ipsilaterality within
Ministry of Education and Research (Grant No. 01
the vestibular system. Neuroimage 42: 1508–1518.
EO 0901), the Hertie Foundation, and the German 16. zu Eulenburg, P., S. Caspers, C. Roski & S.B. Eickhoff. 2012.
Foundation for Neurology (DSN). Meta-analytical definition and functional connectivity of
the human vestibular cortex. NeuroImage 60: 162–169.
17. Leigh, R.J. & D.S. Zee. 2006. The Neurology of Eye Move-
Conflicts of interest ments, 4th ed. Oxford: University Press.
18. Goldberg, J.M., V.J. Wilson, K.E. Cullen, et al. 2012. The
The authors declare no conflicts of interest. Vestibular System. A Sixth Sense. New York: Oxford Univer-
sity Press.
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