Professional Documents
Culture Documents
2012-04-17
Arash Abizadeh
Department of Political Science
McGill University
855 Sherbrooke Street West
Montreal, Quebec, Canada
H3A 2T7
Tel: 514-398- 4400 x094754
Fax: 514-398-1770
arash.abizadeh at mcgill.ca
democratically legitimate only if the laws governing it result from political processes in which
both citizens and foreigners can participate. This is because, to be democratically legitimate, the
(coercive) exercise of political power must be democratically justified to all subject to it; and
both citizens and foreigners are subject to a polity’s regime of border control. I defend this thesis
against three objections. First, it might be argued that legitimate states have the right to close
determination. I argue that such an argument, while grounding a negative claim-right against
unwelcome association. Moreover, it misconstrues the proper collective subject of a right of self-
determination: not only the persons whom state agents recognize as members, but all persons
subject to the coercive exercise of political power. Second, one might object that citizens enjoy
rights of dominion over the territory of their state, and may thus unilaterally refuse entry to
democratic justification to those subject to them, so too must democratically legitimate border
laws. Finally, one may object that the coercive exercise of political power may sometimes be
legitimate even if not democratically legitimate. I concede this, but argue that the lack of
democratic legitimacy imposes dynamic duties to enable democratic legitimization in the future.
1
In “Democratic Theory and Border Coercion,” 1 I argued that for a state’s regime of border
control to be democratically legitimate, the laws governing the border regime must result from
political processes in which not only citizens, but also foreigners possess democratic rights of
participation. The argument for this apparently radical democratic borders thesis is rather
simple: the argument’s first, normative premise articulates a widely accepted democratic
principle of legitimacy, while its second premise takes note of an undeniable fact. First, for
over whom it is exercised, i.e., at least to all persons subject to state coercion. 2 Second, a
bounded polity’s regime of border control subjects both citizens and foreigners to the coercive
exercise of political power. Therefore, the democratic justification of a state’s regime of border
control is owed to both citizens and foreigners, i.e., not merely to those whom its boundaries
mark as members. 3 Notice that the democratic borders thesis does not defend “open borders” or a
1
Arash Abizadeh, "Democratic Theory and Border Coercion: No Right to Unilaterally Control
political power are owed a right of democratic say; it assumes, rather, that all those subjected to
state coercion are presumptively owed such a right. David Miller has recently argued that,
contrary to all appearances, states’ regimes of border control do not in fact subject foreigners to
the coercive exercise of political power. David Miller, "Why Immigration Controls are not
Coercive: A Reply to Arash Abizadeh," Political Theory 38, 1 (2010): 111-120; see also David
2
right to freedom of movement per se: it is not a substantive moral thesis about how open or
closed a liberal democratic polity’s entry policy should be. It advances, rather, a procedural,
political claim about who has the right to participate in deciding the entry policy.
Here I wish to defend and further develop this account by way of considering three
territorial dominion, and of self-defence. According to the first objection, democratic citizens
have the right unilaterally to close their state’s territorial and/or civic borders to foreigners thanks
to a collective right freely to choose with whom to associate. Just as individuals have the right to
reject marriage proposals without granting their suitors any democratic say over their choice,
democratic citizens may unilaterally refuse entry and membership to foreigners without granting
them any democratic say. According to the second objection, democratic citizens collectively
enjoy rights of dominion over the territory of their state, analogous to the property rights
individuals enjoy over their own homes. Just as individuals may refuse to permit others into their
home, democratic citizens may unilaterally refuse entry to foreigners. Finally, according to the
third objection, the assumption that a polity must democratically justify its coercive exercise of
political power to foreigners has absurd implications: for example, that before waging war
against foreign enemies intent on destroying them, democratic polities must grant those enemies
Miller, "Democracy's Domain," Philosophy & Public Affairs 37, 3 (2009): 201-228. I indicate
why I find Miller’s efforts unsuccessful in Arash Abizadeh, "Democratic Legitimacy and State
Coercion: A Reply to David Miller," Political Theory 38, 1 (2010): 121-130. For a definition of
being subject to coercion, see my reply to Miller as well as the appendix to Abizadeh,
a democratic say over their conduct of war; or, more simply, that democratic polities must grant
participatory rights, over their regime of border control, to anti-democratic foreigners intent on
entering and destroying the polity’s democratic institutions. But just as individuals have a right
to self-defence, without being obliged to deliberate with their attackers about whether to defend
themselves, states are permitted to subject foreigners to coercion to block their entry or
membership, without granting them a democratic say. After clarifying the argument for the
democratic borders thesis by briefly summarizing why the democratic principle of self-
determination supports, rather than undermines, the thesis, I take up each of these three
objections in turn.
The thesis that democratic legitimacy requires granting foreigners a right of democratic say
over a polity’s regime of border control may initially seem at odds with the core democratic ideal
of self-determination. After all, many have thought that the ideal of self-determination implies
that differentiated democratic polities each have the moral liberty-right to control their own
boundaries unilaterally. 4 Yet that thought is fundamentally mistaken: it begs the question of who
4
Michael Walzer goes so far as to assert that the right unilaterally to regulate “admission and
exclusion” to one’s own polity suggests “the deepest meaning of self-determination.” Michael
Walzer, Spheres of Justice: A Defence of Pluralism and Equality (Oxford: Blackwell, 1983), p.
62. I use the terms liberty-right, claim-right, immunity, and power in their Hohfeldian senses.
the relevant “self” of self-determination is. When a regime of border control is at issue, one
cannot take it for granted that the collective self possessing a right of democratic self-
(politically or legally defined) boundary. This is because, at its most fundamental level, the
justification: the demand that the people who are subject to political power themselves
New ed. (New Haven, CT: Yale University Press, 1964). For discussion and elaboration, see Leif
Wenar, "The Nature of Rights," Philosophy & Public Affairs 33, 3 (2005): 223-252.
5
On the notion that the democratic ideal of self-determination is fundamentally equivalent to the
consistent with the equality and freedom of persons, see Carol C. Gould, "Self-Determination
Philosophy 37, 1 (2006): 44-60; Brian Mello, "Recasting the Right to Self-Determination: Group
Rights and Political Participation," Social Theory and Practice 30, 2 (2004): 193-213. I should
emphasize that the ideal I am treating here is a democratic and rather than nationalist ideal of
self-determination, which is why I speak of the people’s, and not the nation’s, right of self-
traditionally taken to mean national self-determination: in the Wilsonian period, it referred to the
jurisdiction (akin to what Anthony Smith has called a territorial or civic nation). See Margaret
5
More precisely, I take the terms regulating the exercise of political power to be
democratically legitimate to the extent, and only to the extent, that they receive a democratic
justification. Such terms receive a democratic justification to the extent, and only to the extent,
that either (1) they are the outcome of political procedures and processes in which (a) all those
subject to the exercise of political power have the opportunity to participate (b) on terms
consistent with respect for their equality and freedom; or (2) they are the constitutive conditions
of these democratic procedures and processes of justification; and (3) they do not constitutively
undermine or negate these political procedures and processes. Thus legislation depriving a
religious minority political rights of political participation, even if itself the outcome of a
condition (3), while a law establishing such rights, even if itself not the outcome of democratic
procedure, would be democratically legitimate, since it meets condition (2). 6 Note that I reject
Secession, ed. Margaret Moore (Oxford: Oxford University Press, 1998); Gould, "Self-
one, must incorporate the constitutive conditions of the required procedures, see Stephen
ed. Jon Elster and Rune Slagstad (Cambridge: Cambridge University Press, 1988); Joshua
Cohen, "Deliberation and Democratic Legitimacy," in The Good Polity: Normative Analysis of
the State, ed. Alan Hamlin and Philip Pettit (Oxford: Basil Blackwell, 1989).
6
the seemingly parallel disjunctive condition that (2’) such terms are necessary causally to
promote democratic procedures, and the conjunctive condition that (3’) such terms do not
causally erode democratic political institutions in the future (e.g. legislation that destroys the
incorporate such causal conditions because they conflate what democratic legitimacy consists in
with the empirical conditions under which realizing democratic legitimacy is feasible. If it is
argued that, under the circumstances, excluding some class of persons from political
participation is instrumentally necessary for promoting solidarity amongst participants, and that
participant solidarity in turn is necessary for the stable functioning of democratic procedures
over time, the justification for exclusion is not a democratic one in my sense. The argument does
not establish the democratic legitimacy of the exclusion; it claims merely that, under these
circumstances, democratic legitimacy cannot be stably maintained over time, or, more precisely,
7
It seems entirely meaningful to say that democratically legitimate political outcomes sometimes
end up causing, perhaps unforeseeably, the erosion of democratic institutions. Moreover, the
exclusion of (2’) and (3’) reflects the fact that democratic legitimacy is not the only value
relevant even to democratic theory (stability, in particular, seems to me a distinct value). Thus I
agree with Miller that the ideal of “collective self-determination stands at the heart of democratic
theory”; I am also sympathetic to his view that a constituent part of this ideal is a principle of
legitimacy according to which people themselves must be able to see political outcomes as
legitimate; but whether or not he is right to think that “solidarity,” “interpersonal trust,”
On this account, then, if a colonial power subjects a set of persons overseas to its rule
without granting them political rights of participation, then it violates their right to self-
determination and, so, compromises the democratic legitimacy of its rule. Even should the
colonial power grant such persons political rights of participation, but only after having forcibly
annexed their territory and imposed coercive jurisdiction over them, it would still compromise
the democratic legitimacy of its rule: the coercive act of territorial annexation itself proceeded
without being democratically justified to them on terms consistent with their equality and
freedom. (I take it that territorial annexation does not count as an instance of enacting the
rights to a certain class of individuals over whom it exercises political power, such as women or
blacks, it curtails the people’s capacity for self-determination and, so, compromises its
democratic legitimacy. In other words, the collective self or demos relevant to the democratic
ideal of self-determination is not simply whomever the state happens already (politically or
legally) to recognize as rights-bearing citizens. When the South African state, under Apartheid,
denied full citizenship and political rights to non-whites over whom it nonetheless exercised
political power, it curtailed South Africans’ right to democratic self-determination. To assert that
misconstrues who, from a democratic point of view, the rightful bearer of a right to self-
determination is: such a right, understood as a democratic right, does not license the unilateral
see outcomes as legitimate (Miller, "Democracy's Domain," 205-208.), none of these conditions
exercise of political power over persons whom state agents (or legally recognized members)
While respect for the equality of persons by political institutions requires the treatment of
each as an equal, that is, equal respect for each in determining how to distribute goods or
opportunities, it does not require the equal treatment of each, that is, the same distribution of
goods and opportunities to each person. 9 Political equality, in other words, constrains the kind of
reasons appropriate for justifying the institutional distribution of political rights, but does not
necessarily require that each person have the same political rights in all contexts. This means that
being politically treated as an equal may require that those with higher stakes have a greater
8
Cf. Dahl’s criticism of Schumpeter’s view, according to which democratic legitimacy does not
participation, on the grounds that his view absurdly implies that democracy cannot be
Robert Dahl, "Procedural Democracy," in Philosophy, Politics, & Society (5th Series), ed. Peter
Laslett and James Fishkin (Oxford: Blackwell, 1979); Joseph A. Schumpeter, Capitalism,
Socialism and Democracy, 3rd ed. (New York: Harper Torchbooks, 1976), pp. 243-245.
9
On the distinction between equal treatment and treatment as an equal, see Ronald Dworkin,
Taking Rights Seriously: New Impression with a Reply to Critics, 2nd ed. (London: Duckworth,
political say over some range of outcomes. 10 (Therefore, the kinds of participatory rights that the
democratic borders thesis demands may be different between citizens and foreigners, or between
different kinds of foreigners, depending on the stakes involved for each.) In other circumstances,
where there is an entrenched minority who would be permanently dominated within simple
jurisdictions, that is, constituted boundaries (whether municipal, provincial, or state) that identify
some as members (citizens) with participatory rights within the jurisdiction, and others as non-
members without the same such rights. This is what I call the minority-protection justification
for political boundaries. 11 But given politically differentiated jurisdictions, democratic political
equality may also require that political rights of participation over some areas of jurisdiction be
detached from the formal status of citizenship, and participatory rights be granted to non-
10
See Charles R. Beitz, Political Equality: An Essay in Democratic Theory (Princeton, NJ:
Princeton University Press, 1989), pp. 17-18, 24. As Beitz notes, political equality may in some
citizens. 12 According to the democratic borders thesis, this is precisely what is required in the
The moral core of the democratic ideal of self-determination, then, just is the right to have
the exercise of political power be democratically legitimate. To ensure that the people can
exercise self-determination over their political affairs, the democratic ideal of self-determination,
via the democratic principle of legitimacy corresponding to it, thus itself demands that “the
people” enjoy political rights of participation on terms consistent with their equality and
freedom. Which people? The very people subject to the coercive exercise of political power. This
12
In other words, the package of rights that modern states have traditionally bundled together
and tied exclusively to the status of citizenship must be disaggregated. For an argument for
disaggregating political rights of participation from the formal status of citizenship, Sarah Song,
"Democracy and Noncitizen Voting Rights," Citizenship Studies 13, 6 (2009): 607-620.
13
An exception to this may arise in the minority-protection case: when a group would become an
entrenched and dominated minority unless it could unilaterally control and close its own borders
individuals of an entrenched minority would not be able to participate under conditions that
respect their equality and freedom. See Abizadeh, "Democratic Theory and Border Coercion," p.
Immigration and Refugees (London: Routledge, 2001), pp. 20-21., that high levels of
immigration might submerge a cultural group in this way only when a political society is
colonized or subjected to the rule of oppressive invaders – and never simply because of open
borders.
11
is precisely the first premise of the argument for the democratic borders thesis. The second
constituting them politically is always an instance of exercising political power over not only
those whom the boundary marks as members, but also those whom it marks as non-members. 14
Freedom of Association
Even if the value of democratic legitimacy speaks against the unilateral control of one’s
own legally defined borders, it might be thought that the central liberal value of freedom of
association speaks decisively in its favour. Thus Christopher Wellman has recently argued that
states have a right to restrict immigration unilaterally thanks to a collective right of freedom of
begins, first, by claiming that the human interest in freely choosing one’s associates is weighty
enough to ground a right of association, and that this right “includes a right to reject a potential
association and (often) a right to disassociate.” This is the right that protects, for example, the
14
For a more extensive discussion of the democratic principle of self-determination, and why it
supports, rather than undermines, the democratic borders thesis, see Abizadeh, "Democratic
Theory and Border Coercion." For why borders do not constitute an exception to the requirement
Reply to John Lennon," Harvard John F. Kennedy School of Government, Faculty Research
Working Paper No. RWP08-020 (2008), p. 21, note 18; available from
individual’s choice of “marital partner and the associates with whom he or she practices his or
her religion.” Second, not only individuals but also groups collectively may enjoy such a right.
Third, the groups possessing this right include political communities organized as legitimate
states. And, finally, a political community’s right of association implies the state’s right
unilaterally to restrict immigration: “just as an individual has the right to determine whom (if
anyone) he or she would like to marry, a group of fellow citizens has a right to determine whom
individuals and groups; he nonetheless shores up his second claim by appeal to the “commonly
held” conviction according to which many groups, and not merely individuals, “have a
presumptive right to freedom of association.” The reason why some groups – Wellman’s
examples are the Boy Scouts of America and the Augusta National Golf Club – enjoy such a
presumptive right is the weight of the interests at stake. And here is Wellman’s argument for his
third claim, which imputes a collective right of association to legitimate states in particular:
15
Christopher Heath Wellman, "Immigration and Freedom of Association," Ethics 119, October
(2008): 109-141, pp. 110-111. Wellman does not, it seems to me, adequately distinguish between
the territorial boundaries regulating movement and the civic boundaries regulating membership.
For ease of exposition, I maintain this ambiguity in my discussion of Wellman, by using the term
“immigration” to refer both to territorial migration into a state’s territory, and to the acquisition
of a legal status en route to naturalization or citizenship. As Sarah Fine rightly points out,
Wellman’s concern is primarily with the acquisition of membership status. Sarah Fine, "Freedom
denying such a right leads to “unpalatable implications.” This collective right is said to be the
only way to explain, for example, why a legitimate state has the unilateral right to decide
whether to join another state or regional association; without such a collective right, “one cannot
explain the wrongness” of the USA forcibly annexing Canada, or the EU coercing Slovenia to
join it. And if legitimate states possess a collective right of association, Wellman concludes,
It is worth asking, however, to what extent the analogies with marriage, private clubs,
religious associations, or even state annexation, illuminate the case of immigration. The analogy
with marriage in particular deserves attention, since, as one may gather from its frequent
appearance in Wellman’s exposition, it packs much of the rhetorical punch of his argument. To
examine the merits of the argument, we need first to spell out, in much greater detail than
Wellman himself does, the content of the right in question. Although we often speak of “a” right
of association, it is in fact a composite bundle of several rights, concerning at least two aspects of
human association: first, the fact of contact or interaction in physical space and time and, second,
the set of mutual special obligations acquired as a result of interacting with, or standing in a
particular relation to, others. (Thus to be married typically involves both interacting with one’s
spouse – for example, in a shared home – and acquiring a set of special obligations towards him
or her – for example, of care or financial support.) The typical function of a right of association
is to regulate the use of coercion over these two aspects of association. As the marriage example
indicates, the right of association, whether conceived as a moral right or a legal right, normally
always includes (a) a negative claim-right against being coerced to interact, or to refrain from
16
Wellman, "Immigration and Freedom of Association," pp. 111-113, 115.
14
interacting, with potential associates; and (b) an immunity against acquiring special obligations
towards coercively imposed associates. These components of the right of association protect
the right of association often also has a project-enabling function: to enable individuals to
choose, on the basis of their own subjective reasons or personal projects, 17 which associative
interactions and obligations to undertake. As the marriage example suggests, the right of
association often includes (c) a power to acquire special obligations towards, and rights against,
potential associates of one’s own choice; and (d) a (paired or bi-lateral) liberty-right (not) to
interact with, and/or (not) to take on special obligations towards, potential associates. 18 The
power enables individuals to pursue personal projects involving associates of their own
choosing, while the liberty-right protects such pursuits by permitting a range of associative
choices in spite of other (moral or legal) considerations that might otherwise forbid or require
some choice (e.g. despite the fact that one’s choice of association may not be one that maximizes
the good). 19
17
I use the term “personal” in the sense given by Bernard Williams, Moral Luck: Philosophical
reason that blocks other reasons that might otherwise determine that one’s association with
(That regulating coercion is the primary function of the right of association is reflected in
the fact that, construed as a moral right, it normally always includes the coercion-regulating
rights (a) and (b), but does not always include the project-enabling ones (c) and (d). This is
because the grounds of the former rights – precisely because they regulate coercion – are more
robust than those of the latter: the latter are more easily defeasible. 20 There are many cases in
which a moral right of association implies rights (a) and (b), for example, but not (d). One may
have a moral duty to refrain from joining racist organizations, or a moral duty to carry out a
promise of marriage – even if, thanks to a right of association, no one has the moral right
coercively to enforce those duties. Likewise, the fact that it is wrong for the EU to coerce
Slovenia to join it does not itself imply that Slovenians have no bare moral duty to join. A state
may or may not, under the circumstances, have a moral duty to join certain regional associations,
but whether others have a right to coerce it to join is a distinct moral question. It is one thing to
have a bare moral duty (not) to do something, and quite another for someone else to have the
moral right coercively to hold one to it – which is why the right of association, construed as a
moral right, does not always include the liberty-right (d). Nor does it always include (c): the fact
(if it is true) that others do not have the moral right coercively to prevent one from joining a
racist organization is perfectly compatible with the fact that, having joined, one may still be
unable to acquire genuinely moral obligations towards it. It is true that construed as a legal right,
by contrast, the right of association always includes a paired liberty-right (d) to associate or
refrain from associating, i.e., it always implies the absence of a legal obligation (not) to
20
In fact I have listed these rights in what I take to be their order of robustness, from greatest to
least.
16
associate. But this is simply because what distinguishes legal liberty-rights from moral ones is
that the former, unlike the latter, by definition govern the use of coercion; thus, to say that one
has a legal liberty-right to associate or not is to say that others, including state agents, may not
legally coerce one to associate or not. A legal right of association therefore always includes a
paired liberty-right (d) to associate or not simply because, unlike the case of moral rights, such a
liberty-right is equivalent to the legal rights (a) and (b) against being coerced in one’s choice of
association. The discrepancy between a moral and legal right of association reflects the fact that
regulating coercion is the primary function of the right of association: the right creates a
presumption that whatever moral duties one may have to join or refrain from joining in
21
Thus, to take up one of Wellman’s examples: one may consistently hold that the Augusta
National Golf Club has (i) a (presumptive) moral right to freedom of association, such that others
do not have the moral right coercively to force them to admit female members; that they
consequently ought to enjoy (ii) a legal right of freedom of association, such that no one may
legally coerce them to admit women, i.e., that they have a legal liberty-right to refrain from
admitting women; but that they nonetheless (iii) have a moral duty, themselves, to admit women,
i.e., that they lack a moral liberty-right to refuse women admittance. The moral right of
association here simply does not include a moral liberty-right: we can admit a right of
association while also acknowledging moral duties. The same point holds about the right to free
speech: I may have a moral claim-right that others not coercively prevent me from saying nasty
racist things, but nonetheless have a moral duty not to say them. When it comes to legal rights,
17
Of course it is not simply coercion that determines whether one is in fact able to associate
or avoid associating with others. Sometimes one may end up interacting with, and even acquiring
obligations towards, persons one prefers to avoid – precisely because of the absence of coercion.
Consider, for example, three possible scenarios involving a religious group whose members
deem anyone not joining them in worship, and in the practice of their religion, as ritually impure
or spiritually corrosive. First, the group may avoid association with non-worshippers altogether,
for example by having non-worshippers coercively prevented from entering the group’s
neighbourhood. Alternatively, the group (or the state on their behalf) may coercively compel
others to join them in worship and religious practice. Or, finally, absent the use of coercion on
their behalf, the group’s members may find friendly non-worshipping neighbours interacting
with them in public; indeed, they may even find themselves acquiring mutual neighbourly
obligations towards these neighbours. 22 The first scenario is of coercively prevented association,
the second of coerced association, and the third of (unwelcome yet nonetheless) uncoerced
association.
A further question, therefore, is whether one’s right of association includes another set of
coercion-regulating rights, namely, (e) a liberty-right to use coercion against others to prevent
others from associating with one, and/or (f) a liberty-right to use coercion to compel others to
by contrast, I might not have a legal duty not to say them; that is, my legal right to free speech
they take up residence in a neighbourhood, others flee, non-coercively thwarting the association
associate 23 (or alternatively, in each case (e) or (f), a positive claim-right that a third party use
coercion on one’s behalf). Notice, then, that while rights (a), (b), (e), and (f) all regulate
coercion, the former two regulate coercion against the right-bearer, while the latter two regulate
coercion by the right-bearer. It should therefore be clear that any putative rights (e) and (f) would
be directly in tension with others’ rights (a) and (b), and by consequence curtail these others’
ability to exercise their right (c) (and, if it exists, (d)). Thus, under the Soviet regime, coercive
measures to compel individuals to join the Communist Party curtailed their rights (a) and (b); in
the era of desegregation in the USA, the state’s use of coercion to compel whites to associate
with blacks in shared public schools might also be thought to limit whites’ right (a) and (b);
conversely, under South African Apartheid, state coercion on behalf of whites to prevent blacks
from entering white areas, or from joining white clubs, curtailed blacks’ right (a) and, as a
The relevant point here is not to settle the question of whether the right of association
includes (e) or (f) and, if so, how to balance them with others’ rights (a)-(d). The relevant point
is, rather, that distinguishing between these component rights shows how Wellman’s argument
for his conclusion – that legitimate states have the right unilaterally and coercively to restrict
immigration – simply conflates rights (a) and (b), which regulate coercion against the right-
holder, on the one hand, with right (e), which regulates coercion by the right-holder, on the other.
23
The liberty-right (f) refers to the use of coercion in forcing interaction, such as the coercively
imposed worship common in medieval and early-modern Europe. With respect to the second
aspect of association, namely the set of mutual, special obligations, one would need to speak of a
Recall that Wellman’s conclusion is supposed to follow directly from his third claim, that
legitimate states possess a right of association. And recall that the argument for this third claim is
that only a right of association could explain the wrongness of the USA annexing Canada, or the
explained by the rights (a) and (b) against coercively imposed association. But this is completely
tendentious to Wellman’s conclusion. At best, Wellman’s argument for his third premise
establishes that states have the rights of association (a) and (b). What it does not establish is that
the state’s right of association includes the (e) liberty-right to coerce others. Yet this latter right
is what his conclusion asserts: the claim that legitimate states may coercively prevent
immigration does not concern coercion against the state, but coercion by the state, against
potentially unwelcome immigrants. 24 And unfortunately for Wellman’s overall argument, neither
right (a) nor (b) – nor, indeed, (c) or (d) – entails (e) the right to use coercion against others to
Are there independent reasons for thinking that a state’s right of association includes (e) a
liberty-right to subject others to coercion? It is true that in many contexts the right of association
24
Critics of a state’s right unilaterally to restrict immigration, as it sees fit, are not ipso facto
defending the right of others to deploy coercion against the state (to force it to open its borders,
for example); they are disputing the state’s (e) moral liberty-right unilaterally to deploy coercion
against others to keep its borders closed. They are attributing bare (not necessarily coercible)
moral duties to the state in its use of coercion for the purpose of avoiding unwelcome
associations.
20
does include a liberty-right to coerce others in order to prevent unwelcome association; indeed,
the individual’s right of association often includes a positive claim-right against the state
requiring it coercively to prevent others from interacting with one against one’s wishes. To bring
out this feature of the right of association is presumably one of the functions of Wellman’s
marriage analogy: an individual typically possesses a positive claim-right against the state
obligating it coercively to prevent others from coercively imposing marriage on her. Nor is such
a right always restricted to preventing coerced association; it is frequently also geared towards
preventing uncoerced yet unwelcome association. Consider again, for example, the case of the
exclusivist religious group. While few liberal states would recognize that it is their duty
group, they often do recognize the right of worshippers to acquire private property in which to
worship, along with the state’s duty to deploy coercion on behalf of the group, if need be, to
But it is precisely here that the analogy between marriage, private clubs, and religious
associations, on the one hand, and immigration, on the other, breaks down. It is true that one’s
ability to choose one’s associates in a marriage, private club, or religious association is often
legitimately protected by the state, coercively if need be – both against coerced and against
uncoerced but unwelcome interaction. Yet there is a fundamental disanalogy between the legal
regime in a liberal democratic state that coercively regulates individuals’ choices in marriage, or
private clubs’ choice of members, on the one hand, and the regime of border control that
coercively regulates a foreigner’s admission into its state territory, or as a member of the political
community, on the other. In the former cases, the use of state coercion against some persons, on
behalf of the individual or group in possession of right (e), is governed by a legal system that is
21
presumptively justified democratically to both the bearer of the right and those subject to
coercion as a result. Persons are subject to democratically legitimate state coercion, in other
exercised and those against whom it is exercised. But in the case of a unilaterally imposed
regime of border control, the state subjects foreigners to coercion to protect the state’s (or
citizens’) putative right of association, without the regime that regulates coercion having been
And this returns us to the heart of the matter. It is true that, within the domestic context of a
liberal democratic state, individuals have the right to choose their marriage partner without
justifying their choice to rejected suitors; it is also true that individuals normally have a claim-
right obligating the state to protect these choices, coercively if need be, from unwelcome
intruders. But the state’s use of coercion here is democratically legitimate only to the extent that
the laws that recognize the individuals’ claim-right and that regulate the state’s use of coercion
have been democratically justified to both the bearers of the right and those consequently
subjected to coercion. 26 The coercive laws that protect individuals from having to justify their
25
It is true, of course, that contemporary states frequently negotiate their bilateral regimes of
border control, and often within the confines of international law. These constraints are not
nothing, but they obviously fail to meet the conditions of democratic justification (requiring (a)
via a political process that excludes some persons subject to them, are not democratically
22
choice in marriage to rejected suitors are themselves supposed to have been democratically
justified to both the protected individual and the rejected suitors. My thesis about borders simply
makes the parallel point about a state’s coercive restrictions on immigration: for the state’s
On behalf of Wellman one might respond here that the right of association and democratic
legitimacy are grounded in distinct and potentially competing values and that, where they
conflict, a state’s right of association simply defeats the requirement of democratic legitimacy.
But this line of argument is not straightforwardly viable in the case at hand, because the right of
association possessed by a legitimate state (or its people) does not compete with the requirement
Recall that the state’s right of association, as Wellman conceives it, is not a right held by an
individual but is a collective right held by the state itself (or by citizens collectively as a
group). 27 Recall further that Wellman’s argument for attributing such a right to legitimate states
legitimate – even if they enjoy a distinct, non-democratic kind of legitimacy (see paper’s final
section).
27
Wellman seems to equivocate on who the rightful bearer of the right of association is: the
state, or its citizens collectively. The conflation of the categories of state and the people finds its
venerable pedigree in Hobbes’s momentous and ideologically motivated collapse of the latter
into the former; the conflation is also of course part of the ideological scaffolding of all modern
democratic states. But the distinction remains of capital importance for the dispute, in the history
in particular is that not doing so would lead to “unpalatable implications,” such as an inability to
explain the wrongness of forced annexation. Yet if we dig a little deeper for the grounds
explaining the wrongness of forced annexation, and the consequent attribution of a collective
right of association to the state (or its citizenry), those grounds turn out to be the more
fundamental ideal of self-determination: the state’s (or citizenry’s) right of association is merely
imputing a right of association to a state (or its citizenry) in particular – i.e., the justification for
the third claim in Wellman’s argument – is that possessing such a right is necessary for the
integral part of the self-determination to which some groups (including legitimate states) are
entitled.” 28 Yet as we have already seen, at its most fundamental level, the democratic right of
self-determination itself amounts to a demand for democratic legitimacy: the demand that the
people subject to political power themselves collectively determine how such power is exercised
over them. The right of association cannot defeat the requirement of democratic legitimacy
because the former is merely a constituent part of the democratic right of self-determination,
championed by Hobbes and his heirs, and popular sovereignty, championed by democrats or
republicans. The argument about self-determination that I provide obviously requires that the
distinction between the state and the people be kept clearly in view. On the competing doctrines
of state sovereignty and popular sovereignty, see Quentin Skinner, "From the State of Princes to
the Person of the State," in Visions of Politics, Volume II: Renaissance Virtues (Cambridge:
whose most fundamental demand is that of democratic legitimacy. As a result, when the
component rights of association are those licensing coercion against others (such as rights (e) or
(f)), then their appropriate bearer is not comprised only of those licensed to exercise coercive
political power over others: the collective self that is the proper bearer of any such right includes
those subject to coercive political power. Thus, even though democratic legitimacy and self-
determination may also require a collective right of association, and not merely individual rights
of political participation, the former does not compete with, and cannot defeat, the latter
requirement. When what is at stake is the regime of border control, the rightful bearer of a
collective right of self-determination is not restricted to those whom the politically constituted
29
A potential exception to this, once again, is the case of minority protection (see note 13); and
the right of association can be used to express this exception. Recall my claim that democratic
legitimacy requires that political power be exercised according to democratically justified terms,
and that democratic justification in turn requires (a) allowing the participation of all those subject
to the coercive exercise of political power (b) on terms respecting their equality and freedom.
The question then is how to analyze circumstances, if they exist, in which the (a) participation
condition is in conflict or tension with the (b) equality/freedom condition (in which the right of
association is grounded) – circumstances in which, for example, allowing for the participation of
all those subject to the coercive exercise of political power would ipso facto make respecting
some participants’ equality and freedom impossible. And a circumstance that potentially fits this
description is the one faced by individuals forming an entrenched minority; this is precisely why
such circumstances can yield a minority-protection justification for political boundaries. Now
25
This consideration also blocks another potential reply on Wellman’s behalf. One might
argue that precisely because the right of association is a constituent condition intrinsic to
association, political procedures could not allow for truly democratic participation – the
democratic legitimacy of such a right does not depend on being the outcome of a democratic
procedure but derives, rather, from being a constitutive condition of democracy. 30 Recall,
however, that what is in question in particular are rights (e) or (f). Even if these rights are rightly
considered to be constitutive of democratic procedures, the question at stake here is who – which
democracy that the rightful bearer of such rights be restricted to those whom the politically
constituted and enforced border picks out as members only. Quite the contrary.
insofar as the right of association is grounded in a right of self-determination qua demand for
their equality and freedom. As such, part of the justification for a collective right of association
would be to serve minority protection. In that case, it is not that a right of association competes
with democratic legitimacy; rather, once again, the point is that circumstances justifying minority
protection may thereby justify a collective right of association restricting the scope of the
Constitution of Equality: Democratic Authority and its Limits (Oxford: Oxford University Press,
2008).
26
Territorial Dominion
right of dominion over the territory of their state, analogous to the property rights individuals
enjoy over their own homes. Just as homeowners may refuse members of the public entry into
their homes, and even deploy coercion to prevent unwelcome entry, so too, it might be argued,
may democratic citizens unilaterally refuse entry to foreigners. And just as homeowners need not
include members of the public, whom they are inclined to deny entry, in their decision-making
process, democratic citizens need not grant a right of democratic say to foreigners in determining
The response to such an objection should by now be clear: the comparison between home
ownership (or property rights more generally) and territorial dominion currently suffers from the
same kind of disanalogy afflicting the comparison between marriage or private clubs and
immigration. It is true, of course, that one need not “democratically justify” to others one’s
decision to exclude them from one’s home, and that one is entitled to enforce, or have enforced
by the state, one’s decision coercively. This is because the legal property rights in question
31
This objection is raised by Miller, "Why Immigration Controls are not Coercive.", who cites
the example of an “obnoxious neighbour” who “persists in trying to enter” one’s house against
one’s will. Miller argues that “the person who is being prevented” from entering one’s home
“does not necessarily have a right” of democratic participation “in the institution or practice from
which the prevention emerges.” The objection is also raised by Christopher Heath Wellman,
typically include a negative claim-right obligating others to refrain from entering one’s home
without one’s consent, as well as a right to use coercion to hold others to this duty of refraining.
But for the use of coercion here to be democratically legitimate, it must be authorized and
governed by laws, including a property regime, that have themselves been democratically
legitimized; and this, in turn, requires that all those subject to these laws possess rights of
democratic participation in their formulation. Similarly, if a state’s dominion over its territory is
to include the right coercively to prevent outsiders from entering, then for such coercion to be
democratically legitimate, the laws authorizing it must be the result of political processes in
32
It should be noted that the disanalogy between property and territorial dominion here is not a
conceptual disanalogy, concerning a difference between the nature of property rights and
territorial rights but, rather, stems from a contingent empirical difference: it so happens that in
order authorizing individual states’ territorial dominion. (Thanks to Chris Bertram for this point.)
Nor would reformulating the objection above in terms of territorial jurisdiction alter the course
of the argument given above. Many have recently argued that states’ territorial rights are not of
ownership or property (e.g., the right to use, benefit from, and/or transfer resources), but of
jurisdiction, i.e., “the right to make, adjudicate, and enforce legal rules within a domain.” Allen
Buchanan, "Boundaries: What Liberalism Has to Say," in States, Nations, and Borders: The
Ethics of Making Boundaries, ed. Allen Buchanan and Margaret Moore (Cambridge: Cambridge
University Press, 2003), p. 233. (Cf. Cara Nine, "A Lockean Theory of Territory," Political
Studies 56, 4 (2008): 148-165; Anna Stilz, "Why Do States Have Territorial Rights?,"
28
Self-Defence
Yet this reply may immediately be thought to expose the absurdity of my position. In
particular, the assumption that the coercive exercise of political power, to be democratically
legitimate, must be democratically justified to all those over whom it is exercised, seems
absurdly to imply that, before waging a war in its own self-defence, a democratic state must
allow the very foreigners who threaten its existence a democratic say over whether and how to
engage in that war. Just as individuals have a right to self-defence, without being obligated to
deliberate with their attackers about whether and how to defend themselves, so too are states
permitted to wage war against aggressors, without giving them a democratic say. And just as
they may unilaterally deploy coercion against aggressors, so too may they coercively and
unilaterally prevent hostile foreigners, whose entry would jeopardize the state’s institutions, from
It should immediately be said that the substantive point expressed here is well-founded. It
commit themselves to the destruction of their existing democratic institutions and/or members.
But the point made here is not, in my view, a serious objection to my thesis about borders: it
merely indicates the limits of the thesis and, in particular, the limits of democratic legitimacy.
Democratic legitimacy is not the only value at stake in political philosophy, and the realization of
International Theory 1, 2 (2009): 185-213.) But insofar as jurisdictional rights are meant to
include the right coercively to enforce not merely the state’s domestic laws internally, but also its
boundary laws, the state is not merely asserting coercive jurisdiction over the population within
its territory.
29
other values, such as survival, peace, or justice in outcomes, may in some circumstances be in
tension with (the intrinsic procedural value of) democratic legitimacy. Nothing I have said
implies that democratic legitimacy trumps all other, potentially competing, values; in some
circumstances democratic legitimacy may be rightly sacrificed when other values are at stake.
(But even in these cases, as we shall see, the degree of democratic legitimacy is morally relevant
in its own right, because it has implications for persons’ moral responsibilities.) Thus the absence
of democratic legitimacy in itself does not ipso facto imply the absence of a moral liberty-right,
on the part of state agents, to exercise coercive political power. In the context of an existential
differences, for example, it is simply not feasible to secure their democratic participation in
or where it is not feasible without sacrificing a conditioning or more urgent value, a more
The question is what the conditions for this minimal form of political legitimacy are, and
under what circumstances they are sufficient to yield political legitimacy to state agents lacking
“minimal” and “full political legitimacy.” Buchanan argues that “a wielder of political power”
possesses political legitimacy “if and only if it (a) does a credible job of protecting at least the
most basic human rights of all those over whom it wields power, (b) provides this protection
through processes, policies, and actions that themselves respect the most basic human rights, and
(c) is not a usurper.” He then goes on to argue that “where institutional resources are available
democracy,” that is, “full political legitimacy.” (This is perhaps because, under such
30
circumstances, condition (b) includes respect for democratic political rights.) But where the
institutional resources are lacking, democratic authorization is not required and one is left with
Whatever the merits of Buchanan’s specific proposal, the following point is correct: where
democratic legitimacy is not feasible, it is not a necessary condition of political legitimacy. Yet
three clarifications are in order. First, it is important to see that the relevant feasibility condition
is a dynamic, not static, condition. Recall that, according to Buchanan, an agent wielding
political power when the institutional resources for democratic authorization are lacking may
nevertheless possess political legitimacy, if the agent meets conditions (a)-(c). Now consider the
case of such an agent who fails to use the political power available to it to foster, or uses its
political power actively to hinder, the development of the institutional resources that would make
democratic authorization possible in the future. For precisely the same reasons that political
require the wielder of political power to foster such institutions when it is feasible for it to do
so. 34 A static specification of the relevant feasibility condition would simply be at odds with the
feasible. When the institutional resources for democratic authorization are lacking, political
33
Allen Buchanan, "Political Legitimacy and Democracy," Ethics 112, July (2002): 689-719, pp.
703, 718-719.
34
The failure to do so would presumably be, on Buchanan’s account, a failure to meet condition
(b).
31
legitimacy still requires that the wielder of political power fulfil the “dynamic duty” of fostering
Second, it is important to resist the thought that political legitimacy is a disjunctive quality
that one either possesses or not. Political legitimacy is a matter of degree. The temptation to
construe it as a disjunctive quality arises in part from the thought that political legitimacy implies
a moral liberty-right to wield political power, a liberty-right that one either possesses or does
not. 36 But this is not the only normative function of the concept: how much legitimacy state
agents possess has further moral consequences for both state agents’ duties and others’ specific
duties, particularly their dynamic duties concerning bringing about institutional change over
time.
Third, the relevant feasibility condition is not the feasibility of democratic legitimacy on its
own, but the feasibility of democratic legitimacy in conjunction with other urgent values. The
35
On the notion of “dynamic duties,” see Pablo Gilabert, "The Feasibility of Basic
Socioeconomic Human Rights: A Conceptual Exploration," The Philosophical Quarterly 59, 237
(2009): 659-681.
36
Buchanan appears to take a disjunctive view. See his definition of political legitimacy,
according to which “an entity has political legitimacy if and only if it is morally justified in
wielding political power, where to wield political power is to attempt to exercise a monopoly,
within a jurisdiction, in the making, application, and enforcement of laws.” Buchanan, "Political
“jurisdiction” problematic for the obvious reason that, in the case with which I am concerned, the
relevant feasibility condition incorporates trade-offs between the procedural value of democratic
legitimacy and other values. For example, the democratic authorization of regimes of border
control, via processes in which foreigners have rights of democratic participation, may be
possible, but if under the circumstances it would inevitably lead to the annihilation of the polity,
or to genocidal policies, then such authorization is not (morally) feasible in the relevant sense,
precisely because democratic legitimacy does not trump all other values.
In the case of war, then, we might say that an agent exercises coercive political power
legitimately only if it is conducting a just war, does not commit war crimes, and, where there
exist democratically legitimized interstate laws of war, abides by them. Furthermore, because of
the dynamic aspect of the relevant feasibility condition, legitimacy is also conditional on the
agent exercising power in a manner that in the long run helps foster peace and, where feasible,
In the case of immigration, the democratic borders thesis implies that the current interstate
regime of border control is not democratically legitimate. But the state agents enforcing them
may (or may not) enjoy a more minimal kind of political legitimacy, one that at least yields them
a moral liberty-right to subject foreigners to coercion in some (perhaps even many) cases – for
example, for reasons of peace, or justice, or for the simple reason that the necessary institutional
resources are missing. Whether or not they do enjoy this more minimal kind of political
legitimacy, despite lacking democratic legitimacy, will depend in part on how the value of
democratic legitimacy ought be weighed against other values when they compete. Even though I
have bracketed this fundamental question here, I have argued that even this more minimal
political legitimacy, when sufficient, demands fostering democratic institutions over time. And
although the democratic authorization of border coercion is currently unfeasible (because the
33
institutions for such authorization do not exist, except in cases such as between EU states), the
development of such institutions in many interstate contexts is feasible. The development of such
Works Cited
Abizadeh, Arash. "Democratic Legitimacy and State Coercion: A Reply to David Miller." Political
———. "Democratic Theory and Border Coercion: No Right to Unilaterally Control Your Own
Beitz, Charles R. Political Equality: An Essay in Democratic Theory. Princeton, NJ: Princeton
Buchanan, Allen. "Boundaries: What Liberalism Has to Say." In States, Nations, and Borders: The
Ethics of Making Boundaries, edited by Allen Buchanan and Margaret Moore, 231-261.
———. "Political Legitimacy and Democracy." Ethics 112, July (2002): 689-719.
Christiano, Thomas. The Constitution of Equality: Democratic Authority and its Limits. Oxford:
Cohen, Joshua. "Deliberation and Democratic Legitimacy." In The Good Polity: Normative
Analysis of the State, edited by Alan Hamlin and Philip Pettit, 17-34. Oxford: Basil
Blackwell, 1989.
34
Dahl, Robert. "Procedural Democracy." In Philosophy, Politics, & Society (5th Series), edited by
Dworkin, Ronald. Taking Rights Seriously: New Impression with a Reply to Critics. 2nd ed.
Fine, Sarah. "Freedom of Association Is Not the Answer." Ethics 120, 2: 338-356.
Democracy, edited by Jon Elster and Rune Slagstad. Cambridge: Cambridge University
Press, 1988.
Mello, Brian. "Recasting the Right to Self-Determination: Group Rights and Political
Miller, David. "Democracy's Domain." Philosophy & Public Affairs 37, 3 (2009): 201-228.
———. "Why Immigration Controls are not Coercive: A Reply to Arash Abizadeh." Political
Näsström, Sofia. "The Legitimacy of the People." Political Theory 35, 5 (2007): 624-658.
Nine, Cara. "A Lockean Theory of Territory." Political Studies 56, 4 (2008): 148-165.
Risse, Mathias. "'Imagine There's No Countries:' A Reply to John Lennon." Harvard John F.
Kennedy School of Government, Faculty Research Working Paper No. RWP08-020 (2008).
Schumpeter, Joseph A. Capitalism, Socialism and Democracy. 3rd ed. New York: Harper
Torchbooks, 1976.
Skinner, Quentin. "From the State of Princes to the Person of the State." In Visions of Politics,
Volume II: Renaissance Virtues, 368-413. Cambridge: Cambridge University Press, 2002.
Song, Sarah. "Democracy and Noncitizen Voting Rights." Citizenship Studies 13, 6 (2009): 607-
620.
Stilz, Anna. "Why Do States Have Territorial Rights?" International Theory 1, 2 (2009): 185-213.
Walzer, Michael. Spheres of Justice: A Defence of Pluralism and Equality. Oxford: Blackwell,
1983.
http://plato.stanford.edu/archives/sum2010/entries/immigration/.
36
———. "Immigration and Freedom of Association." Ethics 119, October (2008): 109-141.
Wenar, Leif. "The Nature of Rights." Philosophy & Public Affairs 33, 3 (2005): 223-252.