Professional Documents
Culture Documents
BY
DAVID AYALON
I.
DID THE NIAMLfJl<-SRECOGNIZE THE HAFSID CALIPHATE ?
I. One of the great hindrances to the study of the Bahri period in general
and of its earlier years in particular is the fact that most of the published
maml�k sources belong to authors of the circassian period, whose picture
of the events preceding their own time is, in many cases, inaccurate and
misleading. The early publication of the sources for the bahri period would
be of great benefit to the study not only of Egyptian and Syrian history,
but also of muslim relations with the Mongols and with the Franks.
2. Zur Vorgeschichte des labbasidischen Schein-Chalilates von Cairo,
Abhandlungen der deutschen Akademie der Wissenschaften zu Berlin, Philo-
sophisch-historische Klasse, Jahrgang 1947 N° 9, Berlin, 1950, pp, 3-10.
For a brief summary of this article and a review of it see : B. LEWIS, EI2,
vol. I, p. 21, art. 'Abbasids, and BSOAS, vol. XIV (1952), pp. 404-405.
See also M. CANARD�S review in Revue Africaine, Alger, 1952, pp. 226 f.
42
I. Suluk, ed. ZIADA,I, p. 425 (HARTMANN,op. cit., p. 4 and p. Io, note 5).
Incidentally, a much earlier historian than al-Maqrizi, Qutb ai-din AL-
YUNINI (died 726/1326), had also mentioned this fact (Dayl mir�atal-zam�n,
Hyderabad, 1955, vol. II, p. 96, 11. 9-10).
2. For his arguments see op. cit., pp. 4-5.
3. Op. cit., p. 5.
44
the Grand Qadi Abu 1-Qasim b. al-Barra', who used the occasion
to extol the new pontiff of Islam. The recognition of the Hafsids
by Abu Numayy is mentioned in some verses of the poet Ibn
al-Abbar (died 658/I26o), in the Kitlib al-'Ibay of Ibn Haldun
(died 8og/zq.o6), in al-Fayisiyya fi mablidi' al-dawla al-hafsiyya
(completed in 8o6/I403) by Ibn Qunfud (died 8o9/z4o6) and in the
Ta'yih al-dawlatayn al-muwahhidiyya a fifteenth
century chronicle by al-Zarkasi 1. I do not remember any mamluk
source mentioning the recognition of the hafsid Caliph by the
higazi prince 2.
that it was read in a solemn ceremony and we know the name of the
man who read it. All this is what we should expect, if a recognition
of this kind has taken place. A similar act on the part of the Mamluks
should-and undoubtedly would-have been described in much
more detail. Yet the hafsid sources are silent as the rest of the
muslim sources concerning a mamluk recognition. Especially
remarkable is the fact that Ibn Haldun, the great historian of the
Hafsids and the Mamluks, and for many years an official in the
service of these two regimes, knows nothing of such a recognition.
The isolated mention of the hafsid ruler as amay al-mu'minin in
an official mamluk letter will be reserved for later discussion.
The complete silence of the sources is by no means the only ar-
gument against the theory here under review. In my opinion two
other lines of evidence prove this theory to be mistaken: (a) con-
temporary historians of Egypt and Syria mention the hafsid
Caliphate as an institution recognized solely in the Magrib; (b) the
same sources stress repeatedly, and in different ways, that between
the extinction of the 'abbasid Caliphate in Bagdad and its revival
in Cairo no Caliph was recognized in Egypt and Syria.
As to the first line of evidence, a remarkable instance of it is
furnished by the historian Ibn ?adddd al-Halabi (613/1216-684/1285)
in his famous biography of Baybars I 1. This biography contains
an obituary of the Hafsid al-Mustansir billah under the year of his
death 675/1277. Our author attached most certainly a great im-
portance to this prince, for he devoted to him no less than 24 pages-
the longest obituary in that portion of his work which has survived
- and, in addition, placed his name, Muhammad, at the head of the
list of those who died in that year, thus ignoring his own rule of
arranging the obituaries almost always according to their alpha-
betical order. Ibn ?adddd draws, on the whole, a very favourable
and sympathetic picture of the hafsid Caliph, though he in no wise
overlooks his vices and faults. And yet, in all this long and detailed
biography t there is not the least hint, either that the Mamluks
recognized him as Caliph, or that there existed relations of a dif-
ferent kind between the Mamluks and that ruler 2. Had Baybars,
in fact, abrogated an earlier Mamluk allegiance to the Hafsid al-
Mustansir, Ibn ?adddd, Baybar's court historian and close friend,
would no have dared to give such favourable publicity to a Calife
discarded by his own master and use-of all places- that masters
biography for such a purpose.
A further testimony of the same kind is provided by another
contemporary historian, Ibn WdSil 2 (604fI207-697fI298), who, in
describing the crusade of Saint Louis against Tunis in 669/z27o, writes:
"At that time her king was Muhammad ibn Yahya ibn 'Abd al-
Wahid ibn 'Umar. He bore the title of al-Mustansir billah and his name
was mentioned as Caliph in the pulpits of Ifriqiyya" (wa-kdna
malikuha yawma'idin Muhammad ibn Yahya b. 'Abd al-Wahid ibn
'Umar yud'a lahu 'ald manabir Ifriqiyya bi-l-1Jilaja) 4. Had the
Mamluks ever paid homage to al-Mustansir, it is improbable that
Ibn Wasil, with his intimate knowledge of the first years of mamluk
rule, would have ignored the fact altogether and have spoken of
the hafsid Caliphate as an exclusively magribi institution.
The second line of source-evidence can be divided into two
categories, of which the first includes statements relating to the
whole of the period between the years 656 and 659, and the second,
statements which refer to each of these years separately.
The statements which belong to the first category are as follows:
The historian Abu Šäma (600/1202-665/1267), an inhabitant of
Damascus, declares that on the iglb of Ragab 659/june 1261 a
letter from Sultan Baybars was read publicly in al-Madrasa al-
`Adiliyya at Damascus, telling the people of the town, that on the
tkirteenth of Ragab the 'Abbasid Abu 1-Qasim Ahmad was
proclaimed Caliph in Cairo after his genealogical descent had been
I. AL-n�sis used here in the sense of Muslims in general. See the passages
in the following pages : 51-54. Ibn Katir uses alternately al-n�s and al-
muslim�n (see below). Al-dunyž in the same context means "the muslim
world" (see below, p, 51, n. 3).
2. Al-Dayl 'ala l-rawdatayn, ed. Muhammad AL-KAWTARI,Cairo, 1947,
p. 213, 11.4-22, and especially lines II-13, B.N. Ms., Fonds Arabe, N° 5852,
fol. 234b, 1. 11 - 235a, 1. 8. That Ab� Šama writes "the year 655", instead
of 656, as the date for the destruction of the cabbdsid Caliphate and "four
and a half years" instead of three and a half years as the period during
which it was extinct should be considered as a lapsus calami. A few pages
earlier, he mentions the correct year for the end of the Caliphate in Bagdad
(ibid., fol. 217b, 11. 3-6 ; 217b, 1. 14 - 218a, 1. 4).
3. Zubdat al-likra, B.M. Ms., Add. 23, 325, fol. 43a, 11. 1-8 and especially
11. 5-6.
51
I. Zubdat al-likya, B.M. Ms., Add. 23, 325, fol. 51b, 11. 5-16.
2. On this office see my Studies on the Structure of the Maml�k Army,
BSOAS, 1954, pp. 62-63.
3. GAL, II, p. 49. Suppl. II, p. 48. CAHEN,La Syrie du Nord, pp. 81, 84.
4. Al-Mufaddal b. Abi 1-Fada'il wrote his continuation of al-Makin
(Ibn al-'Amid) in about the year 759/1358 (see CAHEN,La syrie du Nord,
p. 84).
5. al-Bid�ya wa-l-nih�ya, XIII, p, 215, 11. 2-4.
53
the two `Iraqs and of Hurdsdn and the rest of the lands of the East
(Bilad al-Mas?yiq) was Sultan H31ik3 Hdn, the king of the Tatars,
and the ruler of the land of Egypt was al-Malik al-Muzaffar Sayf
al-din Qutuz .... and the sultan of Damascus and Aleppo was
al-Malik al-Nasir b. al-'Aziz b. al-Zahir and the ruler of Karak
and Sawbak was al-Malik al-Mugit b. al-'Ãdil..." 1.
In the opening of the account devoted to the third of these years
he writes: "Then entered the year six hundred and fifty nine. It
began on a Monday, a few days before the end of December, the
Muslims having no Caliph (tumma dahalat sanat tis' wa-1Jamsïn
wa-sittmi'a stahallat bi-yawm al-itnayn li-ayydm halawn min
Kanun al-Awwal wa-laysa lil-Muslimin halifa) and the ruler of
Mekka was Abu Numayy ...... and the ruler of Medina was
...... Gammäz b. ?ima ...... and the ruler of Egypt and Syria
was Sultan al-Malik al-Zahir Baybars al-Bunduqdari and his
co-ruler in Damascus, Ba'albakk, al-Subayba and Baniyas was
Amir 'Alam al-din Sangar ..... and his co-ruler in
Aleppo was Husam al-din Lagin al-6ukandari" . Ibn Katir mentions
also in the same list the names of the rulers of Hama, Homs and of
some Syrian fortresses, as well as the names of the Muslim rulers
of Mosul and Anatolia, the name of Hulaku Han, the ruler of the
eastern countries of Islam, and the name of the ruler of the Yemen,
and concludes: "And so are the countries ..... of the Magrib,
in each of them there is a king" (wa-kadalika bilad al-M agrib fi
kulli qutr minha malik) 2.
The last passage here quoted from Ibn Katir was beyond doubt
copied, though perhaps not directly 3, from the chronicle of the
much earlier historian al-Yunini 4.
One of the manuscripts of al-Yunini's chronicle 5 contains a
The passages concerned with the end of 658 and the beginning
of 659 h. indicate clearly that the hutba and the sikka in the
mamluk sultanate at that time were a purely internal matter,
which concerned only the Mamluks and had to be settled between
Qutuz, Baybars and Sangar al-8uga'i alone 1.
Numismatic evidence-to which my attention was drawn by
my colleague the late U. Ben Horin of the Hebrew University of
Jerusalem-confirms fully the evidence furnished by early mam-
luk and late ayyubid sources.
On the obverse of a dinar struck in 656 at Alexandria by Sultan
al-Manj3r 'AH b. Aybak before the extinction of the 'abbasid
Caliphate 2, the following words are inscribed:
al-Imam al-Musta`sim I billäh Abu Ahmad `Abd /
Allah Amir al-Mu'minin 3
moned to rally the Muslims to a gihdd against the Tatars. This task,
as we shall see, was reserved for the newly proclaimed 'abbdsid
Caliph of Egypt. The Higaz, for centuries past, had been drawn
more and more into Egypt's sphere of influence. Under the Mamluks
it had soon become a part of their sultanate. It was decided in Cairo
who of the numerous rival claimants would in fact become the
Sherifs of Mecca and of Medina. These Sherifs often proved to be
recalcitrant vassals, but had no real chance of freeing themselves
from mamluk domination 1.
Whereas Abu Numayy had good reason to recognize the hafsid
Caliphate, the Mamluks had little to gain from such a recognition.
True, they had been in power for only a very short time, and their
rule had not yet taken very firm root. It should be remembered,
however, that they enjoyed an immense military prestige which
went back to the battle of al-Mansura (647/125o) against the Cru-
saders of Louis IX. The contemporary historian Ibn Wdsil (604/1207-
697/1298), who was in Egypt during the Frankish invasion, states
that the Mamluks alone had won that battle, and adds that, but
for the victory of al-Manj3ra, Egypt would have fallen to the
Franks, an event which would have meant the extinction of Islam 2.
When the Mongols invaded the lands of Islam, the Mamluks
soon became the sole military power of consequence in the muslim
territories not yet under Mongol yoke. It was on them that the
burden fell of defending the very heart of Islam. The focal position
in the muslim world of the countries embraced within the mamluk
sultanate is well illustrated in the words of al-'Umari : "The sul-
tanate of Egypt, Syria and the Higaz. This [sultanate constitutes]
the pillar of Islam and the bulwark of the Muslim religion. It is
surrounded on all its four sides by muslim kingdoms" (mamlakat
Misy zva-l-Higaz wa-tilka (amüd al-Islam wa-fustat al-din
tahudduha mamalik al-Islam min kulli gihatiha al-arba ') 3.
No wonder, therefore, that the victory of 'Ayn 6i13t, which
was destined to become far more celebrated than that of al-Mansura,
and which the Mamluks won as independent rulers, and not as the
1. I think that Barthold tends to exaggerate the increase in the importance
of Mecca which resulted from the fall of the 'abbasid Caliphate of Bagd�d
(see C. H. BECKER,Baythold's Studien über Kali und Sultan, in Der Islam,
V (igi6), P- 367).
2. Mularyig al-kur�b, B.N. Ms., N° 1703, fol. 62b, 11.9-13 ; 63b, 11,15-18 ;
79a, 11-8-14; 81a-b ; 87a.
3. Mas�lik al-absar, B.N. Ms., N° 5867, fol. 2b, 11. 12-15.
59
I. Ab� Š�ma, Dayl, B.N. Ms., N° 5852, fol. 226b, 11. 11-14, IBN WASIL,
Mufarrig al-kur�b, B.N. Ms., N° 1702, fol. 359a, 11. 19-23. IBN 'ABD AL-
Z��KHIR, fol. IIb, 1. 5 - 13b, 1. 12 (ed. SADEQUE,pp. 13-16 of the Arabic text).
Baybars AL-MANSURI,Zubdat al-fikra, fol. 38b, 1. I - 39b, 1. 17. AL-YÙNINI
Dayl mir��t al-zam�n, Vol. I, pp. 360-370 ; Vol. II, pp. 28-36. AL-'UMARI,
Mas�lik al-absar, op. cit., fol. 73b, 1. 6 - 74b, I. 4 (a rather abbreviated
version of this passage is to be found in AL-QALQAŠANDI'SSubh al-a'Ša,
Vol. IV, pp. 456-458). IBN HALDUN,Kit�bal-'Ibar, Cairo, 1284/1867, Vol. V,
p. 371, 11.4-27. The Maml�ks had in fact defeated only a small Mongol force
at 'Ayn Gal�t, a fact admitted in the Maml�k sources (I deal with this
question in detail in a study entitled "The Mamluk Army in the Field",
now in preparation). Nevertheless, this battle was a turning point in the
struggle between Islam and the Mongols, for, by proving that the Tatars
could be defeated, it gave encouragement to the whole muslim world.
2. It should be borne in mind that in the early years of the thirteenth
century the Caliphate had been strengthened to a certain degree as a result
of Caliph al-Nd�sir'spolicy.
3. Mufarrig al-kur�b, B.N. Ms., N° 1703, fol. 126b, 11. 18-20.
4. Whether the Maml�ks had reason to fear that a recognition, on their
part, of the hafsid Caliphate would help to unite the countries of the Magrib
and thus expose Egypt to a danger similar to that of f�timid times, is a
question which I can not answer.