Professional Documents
Culture Documents
Outlines
1. Introduction
1. Definition of Excavation
2. Types of Excavation
2. Pre-excavation
1. Dewatering Techniques
2. Surveying Methodology
3. Estimating the excavation works required to bring
resources
4. Scheduling Excavation
5. Risk Assessment
3. Excavation Works
1. Soil support methods
2. Excavation Techniques and Tools
3. Site safety
4. Post- Excavation
1. Backfilling
2. Recycling Excavated materials
3. Exporting excavated materials
JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Introduction
Introduction
During construction process, site excavation is one of the most important and the earliest
stages. The site is excavated to create the desired elevation level, clean area to work, with the
foundations being established in the excavated area. A site may also be backfilled to confirm the
quality. The depth of site excavation can vary, depending on what is being built, where the
building is occurring, soil type, the functional purpose. Throughout the report we will get to
know what excavation is and its types, excavation works, and what’s after excavation.
Definition of Excavation
There are many reasons that push us to make a site excavation, including the desire to explore a
site to learn more about its archaeological history. Depending on the purpose of a
site excavation, the choice of excavation type is defined.
Types of Excavation:
Types of excavation can be classified archaeologically, according to soil type or, according to
functional purpose. Archaeologically, there are two basic types of excavation: Research
excavation and Development-led excavation. Research excavation is used when time and
resources are available to excavate the site at a relaxed pace. While, Development-led
excavation is used when time is limited, such as in cases of site threatening by building
development.
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Introduction
1. Loose Soils’ excavation: Loose and non-cohesive soil is usually excavated using a clam-
shell bucket and a pay-loader. Pay-loaders are heavy equipment that use very large
shovels to lift soil into the back of a dump truck. Also, a tractor with a mounted shovel
can be used. These pieces of machinery are very large, so they need free space around
the location that must be excavated.
2. Cohesive Soils’ excavation: Cohesive soils need a power shovel or a pull shovel since
these soils can be very heavy and difficult to move with many other kinds of heavy
machinery. Pull shovels can sometimes dig when there are objects blocking the shovel's
path. On the other hand, Power shovels need plenty of space in order to get to the
excavation location.
Pull shovel
Power shovel
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Pre-Excavation
Pre-Excavation
Survey Methodology
Step 1: Identify the geological extent of the construction works involved and design a
scheme of survey control network to cover the area.
Step 2: Carry out a reconnaissance survey on site to identify the known control stations
nearby and establish the new survey stations.
Step 3: Set up a survey control network, the new stations were rigidly tied to the known
stations.
Step 4: Carry out field measurements of angle and distance among the stations followed
by computation of global coordinates of control stations.
NB. All field measurements should be accepted &verified before computations are performed.
When planning and recording archaeological sites by hand the archaeologist is utilising basic
surveying principles. Plans will often use offsets from a known baseline (e.g. the site grid). Hand
drawing plans can lead to inconsistencies and inaccuracies. These errors will be minimised with
an experienced planner. Even with experience hand drawn plans are time consuming to
produce and they must also be digitized (a type of tracing with a digital device that replicates
the hand drawing into a CAD package) before publication. Levels will often be taken on site by
using a ‘dumpy level’. In Britain, this known level will normally be mean sea level that is derived
from a nearby bench mark. The bench mark is usually a physical mark in the wall of a building
and has a known level in relation to the mean sea level.
In recent times, the above methods of surveying have largely been replaced by using a total
station or DGPS (Differential Global Positioning System), particularly for large excavations and
evaluations. The total station and DGPS allow a rapid collection of planning data that is collected
in digital format and requires very little post processing. A total station must, of course, have a
level obtained from an Ordnance Survey benchmark but DGPS surveying systems will provide a
level from satellite information.
Total stations/DGPS are often also used to set out grids for geophysical survey and to set out
evaluation trenches and excavation areas for excavation by machine. Co-ordinates are uploaded
into the total station or DGPS system. These co-ordinates are normally tied in to the Ordnance
Survey Grid for evaluation trenches and excavation areas but geophysical survey grids normally
possess their own discrete set of co-ordinates for absolute accuracy (when setting out with total
stations.
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Pre-Excavation
Dewatering
Dewatering is the process of lowering the groundwater table in order to obtain a "dry" area in
the vicinity of an excavation which would otherwise extend below water, it is either:
Or
Type of soil
Type of construction
Construction area, for example near a river or a water source.
Here are some cases along with their suitable dewatering solutions:
Stable soil
If excavation is to be performed in stable, cohesive, low permeability and/or low hydraulic
conductivity soils Open pumping system is the most suitable dewatering system to be used and
it comprises the following characteristics:
Usually inexpensive and effective
Easy to install and simple to operate
Procedure :
1) Allow the groundwater to enter the excavation
2) Direct it to low points (sumps) through ditches
3) Pump the water out of the sumps
4) Suction hose with strainer is merely placed in the sump and the collected
water is primed and discharged.
Underground construction
In underground construction such as tunnel construction, the groundwater must be prevented
from entering the excavation. This is done by using exclusion dewatering system which has the
following characteristics:
use compressed air to prevent groundwater from entering the sealed and
pressurized excavations
The air pressure is maintained at a level approximately equal to the pore water
pressure
Workers must pass through a decompression chamber located between the
excavation and the atmosphere
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Pre-Excavation
In order to excavate for construction works, one needs to calculate the exact volume to be
cut/filled in order to bring in the required equipment types and numbers, as well as estimate
the excavation duration. Typically, calculations of such type would require accurate levelling
surveys of the construction area (and possibly surroundings) followed by accurate modelling of
the layout and expected works. The figure shows an example on cut/fill volumes to construct a road.
Budgeting Excavations
Labour required
Size (and type) of machines –costs decrease as the capacity of the machine increases.
Cycle time - the amount of digs per minute that the machine carries out.
• It is reasonable to assume that a larger machine will move to a new position more
often than a smaller machine and so the cycle time is decreased;
• A machine in soft ground will have more cycles per minute than one operating in
hard ground;
• While a machine working in reasonable ground may achieve up to four cycles per
minute, this average is reduced due to repositioning or waiting for the next dumper
to arrive so that excavated material may be removed.
Depth of excavation.
• A shallower dig will
require more frequent
repositioning of the
machine and thus
reduced cycle time.
• A dig to a specified
depth requires greater
accuracy than a bulk dig
and is slower.
• The bucket is often not
filled on every cycle on
a shallow dig. Material
is scraped and
accumulated and then
filled to the bucket and
placed to the dumper or
the spoil heap.
Scheduling excavation
In order to be able to get started
with excavation works, a clear,
reasonable schedule needs to be set
in place in order to control the
excavation works and minimise
problems in worksite. Below is an
example of a clear representation of
excavation phases.
Figure 3 - Excavation Scheduling
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Pre-Excavation
Its benefits:
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
Excavation Works
Soil Support Methods
Several in-situ support systems have been deployed for containing deep excavations.
The criteria for the selection of these systems are excavation depth, ground conditions, ground
water level, allowable vertical and horizontal displacements of adjacent ground, availability of
construction know-how, cost factors, subsequent construction methodology, working space
limitations etc. One of the key governing factors is the requirement of water tightness of the
retaining structure. The following types of deep support systems are commonly used in
metropolitan cities.
Types of retaining
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
c- cohesion;
φ - friction angle;
γ - density of the soil
n - safety factor (n=2)
Procedure:
Procedure
Input: Output:
Figure 10 - Braced Excavation Method (reality) Figure 11 - Braced Excavation Method profile &plan
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
- Embedded
- anchored in one level, without
embedding
- Anchored and Embedded
- strutted (braced)
Design:
- Depth of embedding
- Mmax → cross-section of sheet
- Load of anchors → parameters of
anchors
5. Diaphragm walls
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
Gravely soils under groundwater and waterproof layer is missing or in very deep.
Advantages:
- Absolute waterproof
- Other retaining structures are not
necessary
- In any kind of soil (except injection clay)
Disadvantages:
7. Shot-crete method
Application field:
Figure 13 - Shot-crete Method (Schematic)
Temporary or permanent retaining structure
Retaining wall
Stabilization of tunnel gates
Stabilization of slopes
Repair retaining structures
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
Procedure of designing:
1. Site visit
2. Geometry of excavation
3. Stability analysis
Figure 16 - Shot-crete excavation design (deep failure) Figure 17 - Shot-crete excavation design (compound failure)
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
Bull dozers
A bulldozer is a crawler (Continuous tracked tractor) equipped with a substantial metal plate
(known as a blade) used to push large quantities of soil, sand, rubble, etc., during construction
work and typically equipped at the rear with a claw-like device (known as a ripper) to loosen
densely-compacted materials. The term "bulldozer" is often used erroneously to mean
any heavy equipment (sometimes a loader and sometimes an excavator), but precisely, the term
refers only to a tractor (usually tracked) fitted with a dozer blade.
Angled extensions and a high Spill-screen The ends of the dozer blade are angled forward
convert the dirt dozer into one especially to increase the carrying capacity in loose
suited to spreading trash in sanitary landfills materials. For construction crawler dozers
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
Wheel tractor-scraper
Used for earthmoving, excavate soil in one location, haul and dump the soil in another spot. It is
difficult to match the efficiency of scrapers for cut/fill soil operation if the haul distance is less
than a mile. Scrapers are generally pulled by a rubber tire wheel tractor and are sometimes
pushed through the cut area by a bulldozer.
Smooth Drum
Increases the density of the soil and in some cases provides a smooth, rolled surface.
Compactors achieve these results by either static weights or vibration. Care must be taken when
using a vibrating compactor concerning nearby structures and pumping excess water up
through the soil. The vibrations can literally causes nearby buildings to fall down. The
compactor surface that touches
the soil can be classified as either steel drum, pneumatic rubber-tired, or sheep foot.
Compactors can be either self-propelled or towed. These web links show equipment
specifications for several common compactors.
Excavator
Are extremely useful machines for both bulk excavation and trench excavation. Usually self-
propelled on tracks, excavators operate hydraulically. The cable driven power shovels are the
forerunner of the modern day excavator. These web links show equipment specifications for
several common hydraulic excavators.
Different types of Buckets.
Used for digging manholes; Especially suited to loose runny With special short, hardened
underground transformer materials; pulling stumps; picking teeth and flared side cutters.
stations; straight, vertical, and placing large rock, trees,
square trenches. brush, etc.
Excavator Bulldozer
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
Loader Grader
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
Excavation Safety
Competent Person means one who is capable of identifying existing and predictable hazards in
the surroundings, or working conditions which are unsanitary, hazardous, or dangerous to
employees, and who has authorization to take prompt corrective measures to eliminate them.
Protective System means a method of protecting employees from cave-ins, from material that
could fall or roll from an excavation face or into an excavation, or from the collapse of adjacent
structures. Protective systems include support systems, sloping and benching systems, shield
systems, and other systems that provide the necessary protection.
Tabulated Data means tables and charts approved by a registered professional engineer and
used to design and construct a protective system.
Underground Installations
Surface Encumbrances
(1) Structural ramps used for access or egress of equipment must be designed by a competent
person qualified in structural design.
(2) A safe means of entering and leaving excavations must be provided for workers. A stairway,
ladder, ramp, or other means of egress must be located in trench excavations which are:
Employees must be provided and wear warning vests or other suitable garments marked with
or made of reflectorized or high visibility material
Employees are not allowed under loads handled by lifting or digging equipment.
Workers must either stand away or otherwise be protected from any vehicle being loaded or
unloaded to avoid spilling or falling material.
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
Hazardous Atmospheres
Purpose
Oxygen deficiency,
Explosives/Flammables,
Toxins; and to assure acceptable
atmospheric conditions through:
Atmospheric testing,
Removal of the substance,
Proper ventilation,
Respiratory protection,
Etc.
Figure 22
Testing and Controls
Testing is required where oxygen deficiency (less than 19.5 per cent oxygen), or a hazardous
atmosphere exists or could reasonably be expected to exist.
Examples include excavations in landfill areas or in locations where hazardous substances exist
(i.e. utilities, tanks, contaminated soil, etc.)
When controls such as ventilation are used to reduce the level of atmospheric contaminants to
an acceptable level, testing must be conducted as often as necessary to ensure continuing safety.
Water Accumulation
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Excavation Works
Excavation below the level of the base or footing that could pose
a hazard is not permitted except when:
Scale back to remove loose material or install protective barricades and place all material and
equipment at least two feet from the edge.
Fall Protection
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Post-Excavation
POST – EXCAVATION
Backfilling
After all the work required in the vicinity of the excavation is done; such excavation must be
backfilled with suitable soil in order to maintain ground level, stability of the soil and safety of
the executed work.
Excavated material has many areas of reuse; firstly, it can be used onsite for backfilling the
excavation. However; in some cases the excavated material may not be suitable for such use; for
example, it can be a swelling soil or containing organic material.
For a chosen use, the excavated material must pass a series of tests to ensure that it complies
with the specifications required for this use.
In some excavations, mainly utility excavations in roads, the excavated material contains
crushed concrete from road pavement, curbs, sidewalks and driveways. This crushed concrete
is referred to as “Reclaimed Concrete Material” (RCM) or “Recycled Concrete Pavement” (RCP).
RCM can be used as coarse and/or fine aggregate in granular base since its properties when
processed generally exceed the minimum requirements for conventional granular aggregates.
Being a 100 per cent crushed material; processed RCM aggregates "lock up" well in granular
base applications, providing good load transfer when placed on weaker sub grade.
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – Post-Excavation
In cases where the excavated material is not suitable for reuse, the solution is then to dispose of
the material in landfills. Soil loaded into transport vehicles for offsite disposal must be covered
with continuous heavy duty plastic or other covering to minimize emissions to the atmosphere.
Environmental Concerns
Sometimes, if the excavation is carried out in a contaminated site, there is a large possibility that
such contamination be spread due to the reuse of excavated material. Hence; it is essential that
the excavated soil pass a soil quality survey before reuse. The governing principle here is the
“Stand-Still” principle, i.e. no deterioration of the current environmental conditions is allowed.
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JBLDG – Spring 2011 [A GUIDE TO EXCAVATION] – References
REFERENCES
http://www.orosha.org/pdf/workshops/302w.pdf, Accessed March 29, 2011
http://www.osh.dol.govt.nz/order/catalogue/pdf/excavation.pdf, Accessed March 29,
2011
Excavation in Construction from Construction Knowledge.net,
http://www.constructionknowledge.net/sitework/sitework_excavation.php#5,
Accessed March 29, 2011
Definition of Excavation – BrainyQuote,
http://www.brainyquote.com/words/ex/excavation162339.html#ixzz1I04cM3du,
Accessed March 29, 2011
Wikipedia the free encyclopedia,
http://en.wikipedia.org/wiki/Excavation_(archaeology), Accessed March 29, 2011
http://www.landpro.co.uk/downloads/Articles/article_bases_for_pavings_01.pdf,
Accessed March 29, 2011
Excavation Risk Assessment | ERA | Technics Group - Geospatial Consultant Surveyors |
Surrey, UK, http://www.technicsgroup.com/land-surveying-services/excavation-risk-
assessment-era, Accessed March 29, 2011
Engineering Survey System for TBM (Tunnel Boring Machine) Tunnel,
http://www.docstoc.com/docs/27446492/Engineering-Survey-System-for-TBM-
(Tunnel-Boring-Machine)-Tunnel, Accessed March 29, 2011
http://www.najah.edu/researches/299.pdf, Accessed March 29, 2011
What is RCM?, http://americancrushing.com/html/what_is_rcm_.html, Accessed March
29, 2011
Construction Waste Management | Whole Building Design Guide,
http://www.wbdg.org/resources/cwmgmt.php, Accessed March 29, 2011
Disposal of excavated material, http://www.scribd.com/doc/51523563/57/Disposal-
of-excavated-material, Accessed March 29, 2011
http://www.deere.com/en_US/cfd/construction/deere_const/media/pdf/attachments.
pdf, Accessed March 29, 2011
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