Professional Documents
Culture Documents
Defendants-Appellees
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Request for Oral Argument
Per FRAP 34(a)(1) the appellant requests oral argument in this case. One of the three
issues has not been raised and ruled on by this circuit in approximately thirty eight years.
It’s time that district courts are provided updated guidance so plainly defective approvals
like this one are not rubber stamped for the sake of expediency or to save face.
A favorable ruling will get the 73 million unmanned class members out of this biased,
error strewn, abuse of discretion approval that violates 9th Circuit, Supreme Court case law
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Table Of Contents
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9th Circuit Case No. 17-16459
Page 1 of Informal Brief
1. Jurisdiction
a. Timeliness of Appeal:
Response: Doc 485, 486 and 487 all dated June 26, 2017
(ii) Date of service of any motion made after judgment (other than for fees and costs):
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Corporate Disclosure
The district court had jurisdiction under 28 U.S.C. §1332(d)(2) because this is a class
action where the amount in controversy exceeds $5,000,000 exclusive of costs; with many
of the 73 million class members in the class states. The class members are citizens of
states other than a defendant’s state of citizenship; and no exception to the Class Action
Fairness Act applies. This court has appellate jurisdiction under 28 U.S.C. § 1291 because
Question: Does the failure to have a tab on the class website to simply change the English
Notice, Legal Notice and Claim Form into Spanish for approximately 8.7 million class
members who have a hard time speaking, let alone reading English, violate Rule 23(c)(2),
Fed. R. 23 c (2)(b) notice requirements, Rule 23(e), due process and/or constitute abuse of
Question: Does the disparity between the $5,000.00 Incentive Awards granted by the court
to each named plaintiff compared to the $30.00 ish the individual unnamed class members
were each advised they might receive for their individualized damages, serve as a
disincentive for the named class members to care little about the relief offered to the
individual unnamed class members thus constituting abuse of discretion by the district
Question: Did the appellant and 73 million member class have the right to review the
expert damage report that should have been on the website that the class is paying for
before deciding what action to take regarding his/our claims, so was the document
illegally sealed under 9th Circuit, Supreme Court case law and due process under the
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The Appellant Has Standing To Appeal
Article III.
To establish Article III standing, the plaintiff must show that it has “(1) suffered an injury
in fact, (2) that is fairly traceable to the challenged conduct of the defendant, and (3) that
Ct. 1540, 1549 (2016). Id. at 1547. The objector has standing to object because “To have
standing, a litigant must seek relief for an injury that affects [her] in a ‘personal and
individual way.’” Hollingsworth v. Perry, 133 S. Ct. 2652, 2662 (2013) (quoting Lujan v.
Defenders of Wildlife, 504 U.S. 555, 560 n.1 (1992)) The appellant suffered injury
The appellant also has standing to appeal a final approval of a class action settlement
without the need to intervene formally in the case. Delvin v. Scardelletti, 536 U.S.1, 122
S. Ct. 2005 (2002). Objector meets the requirements of Article III standing under a
“constructive common fund theory.” See Lobatz v. U.S. West Cellular of Cal., Inc., 222
Appellant Christopher Andrews is of legal age, a valid class member, objector and a
citizen of the State of Michigan. He affirms under penalty of perjury, in accordance with
28 U.S.C. § 1746, attests that the information regarding his class membership is true and
correct to the best of his knowledge. He filed a timely objection and supplements such as
English reading, Spanish speaking only class members and anyone else who can’t read the
English Notice. The appellant objected on his behalf and on behalf of all 73 million class
members regardless of what race they are or what language they speak. In his objection
“This objection is written on his behalf and on behalf of all 73 million class members.”
Class actions are different because it allows all class members to object on behalf of
If the Spanish reading only claimants cannot read and understand a long notice, the legal
notice, emails and claim form that is in English only, how would they be able to object to
the English only documents in the first place? They can’t, so who would look out for their
rights when class counsel fails to do so? Common sense, logic and fair play say the
appellant does have standing and can object and appeal on their behalf.
During the class period from 2003 to the present, (the exact start date is missing and not
properly defined making the Long Notice unclear, ambiguous and defective), the objector
purchased milk and milk products while a resident of the State of Michigan for his own
The appellant purchased one gallon of milk a week, fifty two weeks a year every year
during the class period (fourteen years) so he has been damaged by overpaying for all that
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milk. The objector was unable to figure out even a ballpark estimate of his individual
damages because information needed to arrive at that figure was missing in the defective
Long Notice and Settlement Agreement making it impossible for him or an average class
member to know what their individual damages are and therefore the best course of action
to take before deciding whether to file a claim, opt out or object. The objector nether the
less filed a claim on September 14, 2016 at 12:24 p.m. EST. This claim was not
In the 9th Circuit’s the “abuse of discretion” test requires a consideration as to whether the
district court identified the correct legal standard for decision of the issue before it.
Second, the test then requires a determination whether the district court’s findings of fact,
and its application of those findings of fact to the correct legal standard, were illogical,
implausible, or without support in inferences that may be drawn from facts in the record
and evidence produced in the appellant’s filings. A district court’s decision to approve a
class action settlement is reviewed for abuse of discretion. In re Bluetooth Headset Prod.
Liab. Litig., 654 F.3d 935, 940 (9th Cir. 2011). A failure to apply the correct standard of
law is an abuse of discretion. Casey v. Albertson’s Inc., 362 F.3d 1254, 1257 (9th Cir
2004).
Questions of law are reviewed de novo. Harman v. Apfel, 211 F.3d 1172, 1174 (9th Cir.
2000). The decision to approve a class action settlement is reviewed for abuse of
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discretion. Allen v. Bedolla, 787 F .3d 1218, 1222 (9th Cir. 2015). “A court abuses its
discretion when it fails to apply the correct legal standard or bases its decision on
unreasonable findings of fact.” Nachshin v. AOL, LLC, 663 F.3d 1034, 1038 (9th Cir.
2011).
This approval has all of the above issues. There are constitutional, legal and factual
mistakes in this settlement and approval that cause it to be an absolute abuse of discretion.
Under Federal Rule of Civil Procedure 23(e)(2), a district court may approve a class
action settlement only after finding that the settlement is “fair, reasonable, and adequate.”
In this case the evidence proves that the approval is flawed, defective, illegal, biased and
abuse of discretion.
Most fundamentally, as mandated by due process (and enforced through Federal Rule of
Civil Procedure 23), the named plaintiffs’ interests must in fact be aligned with those of
the class, and the named plaintiffs must adequately represent the interests of the class
throughout the litigation. Taylor v. Sturgell, 553 U.S. 880, 900–01 (2008); Hansberry v.
Lee, 311U.S. 32, 41–43 (1940). The interests between the named plaintiffs and unnamed
class are not all aligned, their willful blindness, ignorance and greed sold out the 73
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3. What did you ask the originating court to do (for example, award damages, give
Response: Reverse the settlement and adequately address the three huge due process and
notice violations in the Long Form Legal Notice, Legal Notice and Claim Form under
Rule 23(2)(a)(b) and that violate the legal rights via due process of the 72 million
unnamed class members. The appellant also pointed out the outrageously high incentive
awards compared to the relief the unnamed class members were offered which sold the
class out and requested the exert damage report that was illegally kept sealed from the
class and the lack of Spanish notice affecting million of class members. This approval is a
mistake of law, violates Rule 23 provisions, 9th Circuit, Due Process and Supreme Court
precedents.
5. What issues are you raising on appeal? What do you think the originating court did
wrong?
Response: A lot is wrong with this approval that starts on the next page. The appellant will
focus on three issues instead of four. The approval was made for the sake of expediency.
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What are the facts of your case?
Case Background And The Missing Start And End Day Of The Class Period
From the FAQ section of the website, (the Long Notice was deleted from the website
covering up the reversible error showing the start class date is invalid, voiding the notice);
https://www.boughtmilk.com/faqs/
“This antitrust lawsuit alleges a nationwide conspiracy by CWT and its members to limit
the production of raw farm milk by prematurely slaughtering 500,000 cows, in order to
illegally increase the price of milk and other fresh milk products, which it did. Defendants
Individuals and entities who, as residents of Arizona, California, the District of Columbia,
South Dakota, Tennessee, Vermont, West Virginia, or Wisconsin, during the period of
2003 to the present, purchased milk or other fresh milk products (including cream, half &
half, yogurt, cottage cheese, cream cheese, or sour cream) for their own use and not for
Violations of Rule 23
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The three specific issues the objector raises in this appeal objection cause the following
sections of Rule 23, among others to be violated thus prohibiting approval of the deal are:
Specifically, “[a] district court may not certify a class until it ‘is satisfied, after a rigorous
analysis,’ that Rule 23(a)’s certification prerequisites are met.” Id. at 612 (quoting Wal-
Rule 23(a)(4)'s requirement is met if "the representative parties will fairly and adequately
Rule 23(e)(2) imposes a duty on courts to approve a class action settlement only after a
hearing and on finding that it is “fair, reasonable, and adequate” which this is clearly not.
Rule 23(g)(1)(A) states the court may [also] consider any other matter pertinent to
counsel's ability to fairly and adequately represent the interests of the class. Fed. R
Rule 23(g)(2) (the court may appoint an attorney as class counsel only if they are
adequate under Rule 23(g)(l) and (4); (Class counsel must fairly and adequately
Rule 23(g)(1)(B) Additionally, a court “may consider any other matter pertinent to
counsel’s ability to fairly and adequately represent the interests of the class.”
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Lack Of Spanish Translation of the Long Notice, Legal Notice and Claim Form For
Up To 8.7 Million Potential Class Members Who Only Speak Spanish and Can’t
Read the English Only Notice, Can’t Fill Out/File A Claim, Opt Out Form Or Be
Heard Causes The Approval To Violate Rule 23(e)(1), 23(e)(2), Rule 23(c)(2), Rule
“Courts have long recognized that settlement class actions present unique due process
concerns for absent class members. ” In re Bluetooth Headset Prods. Liab. Litig., 654 F.3d
935, 946 (9th Cir. 2011) (citation and internal quotations omitted).
The Long Notice Is Defective for the Spanish Speaking Non English
Reading Group
The appellant has not seen this issue raised in his review of a few hundred class action
settlement documents, objections and appeals he has read over the years and this is the
first time where a specific group was knowingly excluded out of the class action
settlement that falls under Rule 23 due to a language barrier created by class counsel’s
explanation justifying why 8.7 million class members forfeited their rights and their
damages to others. (See Dkt 432 pages 20 and 21 and pg 21-23 of this informal brief) This
error violates Rule 23, common sense, due process and Rule 23.
Notice must be given, moreover, “in a form and manner that does not systematically leave
an identifiable group without notice.” Mendoza v. Tucson School District, 623 F.2d 1338,
1351 (9th Cir. 1980) (quoting Mandujano v. Basic Vegetable Prods., Inc.,
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541 F.2d 832, 853 (9th Cir. 1976)).
-The threshold requirement of class notice is whether the means employed to distribute the
notice was reasonably calculated to apprise the class of the pendency of the action, the
proposed settlement and the class members’ rights to opt out or object. See Eisen v.
Carlisle & Jacquelin, 417 U.S. 156, 173 (1974). The mechanics of the notice process are
left to the discretion of the court, subject only to the broad “reasonableness” standards
imposed by due process. Under Rule 23(c)(2)(B),and (e) class members must receive “the
best notice that is practicable under the circumstances, including individual notice to all
members who can be identified through reasonable effort.” Fed. R. Civ. P. 23(c)(2)(B).
The Notice in this case violates due process is not “reasonably calculated under all the
circumstances to apprise Class Members of the pendency of the action and to afford them
Hagens Berman has itself created language barriers because there is no mention or version
in Spanish in the Long Notice or on the website that affects more than 8.7 million class
members. A sentence like this should have been on the website directing those who need
the notice in Spanish to click a button next to the following sentence changing it into
Spanish: Aga click aqui para una version en Espanol del aviso (Click here for the Spanish
version.) Class Counsel plum forgot about those who habla and hablar Espanol only.
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The Spanish reading only group was identified to the court and class counsel by the
appellant in his objection. The appellant objected on his behalf and on behalf of
all 73 million class members regardless of what language they speak. In his objection Doc
“This objection is written on his behalf and on behalf of all 73 million class members.”
The district court spent just one sentence addressing this huge Rule 23 and due process
issue the objector raised. The court addressed it below in Doc 485 starting on page 6 @28
“The Court overrules Andrews’s objection that notice was not provided in Spanish
because a toll-free automated telephone support line did provide notice in both English
and Spanish.” The Court also overrules Andrews’s other pro se objections to the notice
process, which are conclusory and do not give adequate weight to the extensive
declarations submitted by Plaintiffs regarding the design and execution of the class
notice.”
justify approving the settlement which causes 8.7 million unnamed class members to
forfeit their due process rights, damages, along with violating Rule 23 because they cannot
read the English only notice which is illegal and abuse of discretion. A simple tab to
change the English Notice into Spanish on the class website is all that was needed but the
court feels that because those who required Spanish notice could call a toll free number
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8.7 million Spanish class members should not and cannot be expected to call the
administrator and have them translate the entire document over the phone for them.
That would take ten minutes each at least (the appellant timed himself reading it in
English to come up with the ten minute figure and he is a speed reader). The class pays for
all that telephone time because the administrator is charging the class per minute when
This settlement bars anyone who can’t read English from participating and they have to
walk away with their rights trampled and damages left to be collected by others. This is
2017 and notice rules need to be updated to protect non English reading claimants in this
settlement and tens of millions of future unnamed class members in the future class
actions. The parties need guidance which is really just a new common sense rule to be
followed. Class counsel plum forgot about that material issue, it’s that simple. The court is
absolutely wrong and this is not a harmless error. Harmless errors are those that “do not
affect the substantial rights of the parties.” 28 U.S.C. § 2111; see also Fed. R. Civ. P. 61.
An error affects a party’s substantial rights when it is prejudicial, “which means that there
must be a reasonable probability that the error affected the outcome of the [proceeding].”
The 8.7 million Spanish speaking only, non English reading group is a specific class that
the appellant identified to the court that did not receive adequate notice because they can’t
read the English only legal notice or long notice or email. The notice is defective as to
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content and format for this group because of lead counsel’s ignorance in their dash for the
cash and for the court to close the case out and obstruct a valid appeal.
This lack of Spanish notice and claim form prohibits this group from being able to read
the Notice, understand their options, the right to be heard and they can’t file a claim even
if they wanted to thus violating Rule 23(c)(2) (e)(1) and Fed. R. 23(c) (2)(b) and all
constitutional requirements and due process protections because the Spanish speaking non
B. The terms of the proposed Settlement and the benefits available to each Settlement
C. Each Settlement Class Member's right to object or opt out of the settlement, and the
E. The date of the Fairness Hearing as well as the rights of Settlement Class Members to
hearing;
There is no doubt that the lacks of Spanish translation notice issue is not a frivolous issue.
It costs almost nothing to include a Spanish Notice or any other language for that matter to
be included on the class website. Many websites simply include a tab to click on to change
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the English Notice into Spanish, it’s done all the time and it’s inexcusable, unfair,
unreasonable and inadequate for Class Counsel to have forgotten about that segment of
See Exhibit 1 for an example of a notice translated into Spanish by class counsel in the
battery case and the disk case where the appellant filed objections and appeals in with this
same law firm in this case, Haggens Berman. Google translate is a wonderful free tool to
use if Hagens Berman can remember to put the clients ahead of their assembly line
settlement process that settles for the standard 30% of the damages regardless of the
Federal Rule of Civil Procedure 23(e)(1) provides that “[t]he Court must direct notice in a
reasonable manner to all class members who would be bound by the proposal.” While the
Court has discretion as to the form and content of the notice, the notice must meet certain
due process requirements. Eisen v. Carlisle & Jacquelin, 417 U.S. 156, 172-177 (1974).
The notice must be “reasonably calculated, under all the circumstances, to apprise
interested parties of the pendency of the [settlement] and afford them an opportunity to
present their objections.” Mullane v. Cent. Hanover Bank & Trust Co., 339 U.S. 306, 314
(1950).
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“Notice is not available in Spanish like it is in the optical disc drive (and battery
settlements) where the same lead counsel in this case is involved in that case.
Speaking English is one thing but reading and understanding it, especially a legal notice for
a proposed class action settlement that affects their rights, is something else.
Spanish Language
38.4 million
The number of U.S. residents 5 and older who spoke Spanish at home in 2013. This is a
Those who hablan español en casa constituted 13.0 percent of U.S. residents 5 and older.
http://factfinder.census.gov/faces/tableservices/jsf/pages/productview.xhtml?src=bkmk
The population in the class represents about 23% of the 321 million residents or 73 million
adults in the U.S. Spanish speaking/reading is 12% of the 73 million class members would
translate into approximately 8.7 million class members requiring the notice in Spanish.
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The notice needs to be redone on the website to include a simple button to click that
changes the notice to Spanish like this, Aga click aqui para una version en Espanol del
aviso just like on the Optical Disc Drive website. Not doing this decreases claims. The
email should have been written in Spanish as well as English. By failing to take into
account the large Spanish population, counsel is deterring those claimants from being able
to file a claim, objecting, opting out and just being able to understand facts they are entitled
to before making a decision in this class action lawsuit. It’s a bit late changing it now”.
The chart below was in the possession of the appellant and he would have raised these
numbers at the fairness hearing where he appeared by phone but the court illegally
This is wrong. The appellant was illegally muzzled violating his due process rights and his
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22. Nebraska 39,825 2.50%
43.
Content Author: Statistic Brain Date research was conducted: August 8, 2016, Spanish Speaking
State Statistics, Demographics
http://www.statisticbrain.com/spanish-speaking-state-statistics/
A total of 5 million potential class members above in these settlements speak Spanish only
according to the US government (most of them in California where this litigation takes
place and where Hagens Berman is located. In fact the State of California prints many
forms in Spanish.) That segment obviously cannot read the English only Long Form
Notice, Legal Notice and Claim Form. Notice compliance and lack of proper procedures
does not constitute due and sufficient notice to the class in violation of Rule 23 and Due
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*- Incentive Awards Violate 9th Circuit Case Law
“For example, the regular fixed amount may be $30, or it may be higher or lower
depending on the numbers of all class members making claims, with the higher fixed cash
The individual named plaintiffs each were scheduled to and did receive $5,000.00 in
incentive awards. That is 16,666% more than the unnamed class members could ever
receive compared to the miniscule $30.00 unnamed plaintiffs might receive for their claim
from the get go without any claims being submitted. That disparity is way too much of a
material difference not to have negatively influenced the named plaintiffs to have rubber
stamped this deal for their own benefit first while selling the remaining 72 million
unnamed class members down the milk river. See Dkt. 432 pg 44, Dkt 446 pg 13-17.
In the end the unnamed individual class members did not receive $30.00 each but just
$6.79 each compared to the $5,000.00 the named plaintiffs each received. Doc 485 page
19 @ 19.
This is 73,000% more than the unnamed class members received from a case that was gift
wrapped and literally hand delivered to Class Counsel’s door step by a third party. The
amounts are exactly the same for all named plaintiffs even though the “work” ranged from
being on the case for 2.5 years to 5 years. Dkt 446 pg 13. The question confronting the
named plaintiffs is this. Should they take the $5,000.00 incentive left dangling in front of
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their noses vs. the $30.00 ish settlement amount that was initially stated each unnamed
class claimant would receive in the Long Notice, (now $6.79) to endorse this deal?
The $5,000.00 is a slam dunk easy decision to make and take for the named plaintiffs
while selling the class out like our lawyers did. The $5,000.00 divided into the $30.00
that each named individual named plaintiff was initially told they may receive means the
named plaintiffs incentive awards were equal to 166 unnamed class members claims
combined, before a single claim was filed. Based on the claims actually filed, the reduced
damage amount came in at $6.79 to each individual unnamed class claimant. That $6.79
payment represents the payment that 736 unnamed class members received combined!
Using the $30.00 individual figure or the $6.79 figure the $5,000.00 bounty sold us out
and unduly influenced them to endorse this poor deal with class counsel’s approval so
they could reap a windfall in awarded fees costs and bloated administrator fees, all done
for their money first, the class gets ripped off for a second and third time and the court
intentionally attempts to bury the valid objection and appeal issues to clear a docket and
The settlement assured the named plaintiffs an unchallenged application for an incentive
award of $5,000.00. There is an “overlap” between the deal obtained by the named
representatives and the unnamed class members. Pampers , 724 F.3d at 722. While the
class members’ shares can be reduced pro rata the named plaintiff’s incentive award is
fixed. This payment makes the named plaintiff far more than whole and “provide[s] a
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disincentive for the named plaintiff to care about the adequacy of relief afforded unnamed
The Seventh Circuit referred to this phenomenon as “leverag[ing]” “the class device…for
one person’s benefit.” Murray v. GMAC Mortg. Corp., 434 F.3d 948, 952 (7th Cir. 2006).
In Murray, the incentive payment “of $3,000…[was] three times the statutory maximum,
while others don’t get even the $100 that the Act specifies as the minimum.” Id. “Such a
“The premise of a class action is litigation by representative parties adjudicates the rights
of all class members, so basic due process requires that named plaintiffs possess undivided
loyalties to absent class members.” Broussard v. Meineke Discount Muffler Shops, Inc.,
The Ninth Circuit has disavowed these types of disproportionate incentive awards. See
Radcliffe v. Experian Info. Solutions , 715 F.3d 1157 (9th Cir. 2013). The Ninth Circuit
proposed were impermissible. But more than that, “the significant disparity between the
incentive awards and the payments to the rest of the class members further exacerbated
the conflict of interest caused by the conditional incentive awards.” Id . at 1165. “There is
whether awards ranging from $26 to $750 is a fair settlement value when they would
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representative, at most $60.00 per class member—the logic of Radcliffe applies just as
forcefully. In such situations there is a well-founded fear that named representatives will
be “more concerned with maximizing [their own gain] than with judging the adequacy of
the settlement as it applies to class members at large.” Id. (quoting Staton, 327 F.3d at
There is a tremendous question of Rule 23(a)(4) adequacy: were the class representatives
and counsel in this case acting in the best interests of the class, or in the best interests of
See Pampers, supra. If the latter, then the plaintiffs cannot satisfy the 23(a)(4) and (g)(4)
222 F.3d 1142, 1147 (9th Cir. 2000) (if “class counsel agreed to accept excessive fees and
costs to the detriment of class plaintiffs, then class counsel breached their fiduciary duty to
the class.”); Creative Montessori Learning Ctrs. v. Ashford Gear LLC , 662 F.3d 913, 917
(7th Cir. 2011) (counsel must show the district court that “they would prosecute the case
in the interest of the class . . . rather than just in their interests as lawyers who if
successful will obtain a share of any judgment or settlement as compensation for their
efforts.”). The class must be decertified if there is anything less than “undivided loyalties.”
Broussard v. Meineke Discount Muffler Shops, Inc., 155 F.3d 331, 338 (4th Cir. 1998) At
a minimum, the settlement must be rejected as unfairly dividing the constructive common
fund. The discrepancy between the incentive awards and the amount received by a typical
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class member must not be so great that it compromises the adequacy of class
representation. Radcliffe, 715 F.3d at 1164; Staton, 327 F.3d at 977. (Just like the lawyers
in this case, the named class members are now unjustified class action lottery winners that
sold out the unnamed class members for their $5,000.00 in service awards and the still
Sealing the Damage Report Is Illegal Under 9th Circuit and Supreme Court
Law
The appellant would have expanded on the missing damage report as well but he was
illegally prohibited from speaking about it by the court violating his due process and free
speech rights so the biased court would not have to deal with the truth. Dkt 446 pg 3-5,11.
The Court relied on information in sealed documents, like the damage report, which
obviously played a role in the Court’s decision to grant preliminary approval and played a
pivotal role in the final approval process. Therefore the class has a right to see and read any
improperly sealed documents (like the expert’s damage report that should have been placed
on the Administrator’s website) to use in our decisions as to what action to take and the
likely hood of success on our claims for ourselves. The 73 million class members could not
view that critical document. Appellant has raised the issue of unsealing the damage report
in his objection and filed a motion to unseal it but it’s a big state secret so no one in the
unnamed class can ever see it. Dkt 453 Motion to Unseal.
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The parties conflated the discovery order and sealing the records, a vast difference in
requirements between both, violating due process rights of the claimants. The class
members should have had access to the damage report so we can determine of the repost
supports or rejects the amount settled for was fair, reasonable and adequate. The court’s
brief comment in Doc ??? pg hardly is an adequate explanation based on the rules for the
In antitrust cases like this one specifically, this interest focuses both on the result of the
case and the actual conduct that gave rise to the case. Accordingly, courts can only seal
court filings when the requesting party has demonstrated the most compelling reasons to do
so. Similarly, the district court’s order granting a sealing request must set forth specific
factual findings and legal conclusions to justify the sealing, even when both parties agree
to the request to seal. The parties should have shown some compelling interest in secrecy –
outweighed the public interest in disclosure. And the district court should have set forth
undermined the settlement fairness hearing. The sealing prevented the class from
determining whether the settlement was fair, reasonable and adequate and whether to take
the amount offered, object or opt out so the class is stuck and that is not right.
The Local Rules for the Northern District of California explicitly state that “[r]eference to
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confidential is not sufficient to establish that a document, or portions thereof, are sealable.”
The party that has designated the material confidential must submit a declaration
The Court relied on information in sealed documents which obviously played a role in the
Court’s decision to grant preliminary approval and played a role in the final approval
process. Therefore the class as a right to see and read any improperly sealed documents to
use in our decisions as to what action to take and the likely hood of success on our claims
This from the 9th Circuit, case No. 15-55084, Center for Auto Safety v. Chrysler Group
“A party seeking to seal a judicial record bears the burden of overcoming a strong
and the court must then balance the compelling interests of the public and the
party seeking to keep the judicial record secret. Under an exception for sealed
STANDARD OF REVIEW
“The Court reviews a district court’s decision to unseal court records for an abuse of
discretion. Blum v. Merrill LynchPierce Fenner & Smith, Inc., 712 F.3d 1349, 1352 (9th
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Cir.2013). Where “the district court’s decision turns on a legal question, however, its
underlying legal determination is subject to de novo review.” San Jose Mercury News, Inc.
v.U.S. Dist. Court—N.D. Cal. (San Jose), 187 F.3d 1096, 1100 (9th Cir. 1999). “We have
Olinerv. Kontrabecki, 745 F.3d 1024, 1025 (9th Cir. 2014) (internal quotation marks and
citation omitted).”
The appellant and unnamed class members never saw the sealed damage report that they
had a right to see when determining the best course of action to take before deciding the
best course of action to take regarding their claims and whether they should accept the
amount offered. The court failed to properly justify the sealing of the damage report in
violation of 9th Circuit and Supreme Court precedent making the approval unlawful,
ARGUMENT
The objector states that the following observation made in this Circuit also applies. This
from the US District Court S.D. California by Anthony J. Battaglia 2013 WL 6190895 Rich
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“Court’s have historically recognized a “general right to inspect and copy public
Warner Commc’ns, Inc., 435 U.S. 589, 597 & n, 7, 98 S. Ct. 1306, 55 L. Ed. 2nd
570 (1978). “Unless a particular court record is one “traditionally kept secret,” a
and Cntry of Honolulu, 447 F. 3rd 1172, 1178 (9th Cir 2006) (quoting Foltz v. State
Farm Mut Auto. Ins. Co., 331 F. 3d 1122, 1135 (9th Cir 2003)). In order to
overcome this strong presumption, a party seeking to seal a judicial record must
articulate justification for sealing that outweigh the public policies favoring
the competing interests” of the public and the party who seeks to keep certain
judicial records secret. Id. After considering these interests, if the court decides to
seal certain judicial records, it must “base its decision to seal certain judicial
records, it must “base its decision on a compelling reason and articulate the
factual basis for its ruling, without relying on hypothesis or conjecture.” Id (citing
That was not done in this case. The class and general public have a right to know how, why
and the mechanics of this illegal action. We the class members have a right to individually
view and read any improperly, applicable sealed information, like the expert damage
report, before making a decision as to the best course of action to take regarding our
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claims and likelihood of success before are rights are extinguished forever. The court
should review the decision de novo using the balancing test. The appellant requested the
report in his objection but counsel and the court failed to adequately address this illegal
sealing of the report which is a clear due process violation. When you negotiate a
settlement you can’t keep the foundation or the reasons for that settlement secret from up
to 73 million people that are going to be affected by it. Since the class paid for the report
the class has a right to see it, just like seeing a receipt at a restaurant before paying it.
“In order to approve a settlement in a class action, the court must conduct a three-step
inquiry. First, it must assess whether defendants have met the notice requirements under
the Class Action Fairness Act Second, it must determine whether the notice requirements
of Federal Rule of Civil Procedure 23(c)(2)(B) have been satisfied. (not for the Spanish
speaking non English reading group it didn’t). Finally, it must conduct a hearing to
determine whether the settlement agreement is “fair, reasonable, and adequate.” See Fed.
R. Civ. P. 23(e)(2); Staton v. Boeing Co., 327 F.3d 938, 959 (9th Cir. 2003) (discussing the
Rule 23(e)(2) standard); Adoma v. Univ. of Phoenix. Inc., 913 F.Supp.2d. 964, 972 (E.D.
Cal. 2012) (conducting three-step inquiry). The Incentive Awards caused collusion to
occur among the named plaintiffs, and the lawyers against the best interest of the class so
parts two and three were not met here. That report is not a secret, I want to see it.
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The errors made above by the parties and court are were all raised in the appellant’s
objection. The three issues separately and or combined make the approval legally
defective, unfair, unreasonable, inadequate, unbinding on the appellant, not in the best
interests of each of the 72 million Class Members, are not in full compliance with all
applicable requirements of the Rule 23 of the Federal Rules of Civil Procedure, 9th Circuit,
Supreme Court case law, Due Process, violates free speech, Class Action Fairness Act
(CAFA) and basic contract law. The biggest losers as usual are the unnamed class
members. The errors pointed out by the appellant are not harmless errors. Harmless errors
are those that “do not affect the substantial rights of the parties.” 28 U.S.C. § 2111; see
also Fed. R. Civ. P. 61. An error affects a party’s substantial rights when it is prejudicial,
“which means that there must be a reasonable probability that the error affected the
outcome of the [proceeding].” United States v. Marcus, 560 U.S. 258, 262 (2010)).
The district court could not help itself and be more welcoming of Class Counsel’s error
strewn settlement that confirms it’s biases than facts pointed out by the objector that
challenge them. The result is a rushed approval that clears the docket and violates Rule 23,
due process, 9th Circuit and Supreme Court case law. Their decision not to pause and fix
the clearly three reversible errors gives the impression that the parties and court
disregarded the judicial system and avoided their responsibilities to the unnamed class.
“The need for the adequacy of representation finding is particularly acute in settlement
class situations[.]" Gen. Motors Pick-Up Litig., 55 F.3d at 795. Thus, the Supreme Court
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itself has emphasized that the courts must give "undiluted, even heightened, attention in
the settlement context[]" to the certification requirements of Rule 23. Amchem Prods.,
Inc. v. Windsor, 521 U.S. 591, 620, 722*722 117 S.Ct. 2231, 138 L.Ed.2d 689 (1997); see
“Class certification is appropriate if the [district] court finds, after conducting a ‘rigorous
Whirlpool Corp. Front-Loading Washer Prods. Liab. Litig., 722 F.3d 838, 851 (6th Cir.
2013) (quoting Walmart Stores, Inc. v. Dukes , 131 S. Ct. 2541, 2551 (2011). Rule 23(a)
(4) requires that ‘representative parties will fairly and adequately protect the interests of
the class’ . . . This requirement protects the due process interests of unnamed class
members, who are bound by any judgment in the action.” Lowery v. City of Albuquerque ,
273 F.R.D. 668, 68 0 (D.N.M. 2011); see also Lile v. Simmons ,143 F.Supp.2d 1267, 1277
(D.Kan.2001) (“Due process requires that the Court ‘stringently’ apply the competent
representation requirement because class members are bound by the judgment (unless they
opt out), even though they may not actually be aware of the proceedings.”). Accordingly,
“there has been a failure of due process only in those cases where it cannot be said that the
procedure adopted fairly insures the protection of the interests of absent parties who are to
be bound by it.” Hansberry v. Lee , 311 U.S. 32, 42 (1940). Rule 23(g)(1)(A) states the
court may [also] consider any other matter pertinent to counsel's ability to fairly
and adequately represent the interests of the class. Fed. R Civ. P. 23(g)(l)(B); see also
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Rule 23(g)(2) (the court may appoint an attorney as class counsel only if they are
adequate under Rule 23(g)(l) and (4); (Class counsel must fairly and adequately
represent the interests of the class). In this case the named plaintiffs and class
A ‘rigorous analysis” was performed in this case that all Rule 23 requirements were met
Inadequacy of Representation
Rule 23(a)(4)'s requirement is met if the representative parties will fairly and adequately
protect the interests of the class." The adequacy inquiry ensures (1) absence of conflicts of
interest between named parties and the class they seek to represent, and (2) attorneys for
The fourth requirement requires the judge to determine both whether the named class
members are situated to protect the class and whether their attorneys are qualified to
protect the class. Clearly all parties on the plaintiff’s side are inadequate. There is a huge
conflict between named and unnamed plaintiffs that being the notice, incentive awards and
the illegally sealed damage report that everyone and the district court say are not issues for
Because class counsel owes a fiduciary duty to the class—and because absent class
members have little or no say who represents them—courts should not allow even
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the appearance of divided loyalties or “potentially conflicting interests.”Hansberry
v. Lee, 311 U.S. 32, 44 (1940) (class representatives); cf. also Young v. United
Class Counsel and name plaintiffs’ claim they have acted in good faith towards the
States , 732 F.2d 1048, 1055 (2d Cir. 1984) (Friendly, J.);
accord Wendt v. Fischer, 243 N.Y. 439, 443–44 (1926) (Cardozo, J.); Meinhard v.
Salmon, 249 N.Y. 458, 465, 467–68 (1928) (Cardozo, J.).The “‘appearance’ of
divided loyalties refers to differing and potentially conflicting interests and is not
The above is taken from a petitioner’s Supreme Court Brief, Frank vs. Gaos pending at the
Hagens Berman, The Named Plaintiffs And The Court Failed In Their Fiduciary
Duties Owed To The Class Based On The Errors Raised By The Appellant
A district court must act as a “fiduciary for the class,” “with a jealous regard” for the rights
and interests of absent class members. In Mercury Interactive Corp., 618 F. 3rd 988, 994-95
(9th Cir. 2010) (quoting In re Washington Pub. Power Supply Systems Lit. 19 F. 3d 1291,
1302 (9th Cir 1994)). “ Both the United States Supreme Court and the Court of Appeals’
have repeatedly emphasized the important duties and responsibilities that devolve upon a
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district court pursuant to Rule 23(e) prior to final adjudication and settlement of a class
action suit.” In re Relafen Antitrust Litigation, 360 F. Supp.2d 166, 192-94 (D.Mass. 2005),
citing inter alia Amchem Prods., Inc v Windsor, 521 U.S. 591, 617, 623 (1997) (Rule 23(e)
Bank, 288 F. 3d 277, 279-80 (7th Cir. 2002) (district judges are to exercise the highest
settlement). “The court cannot accept a settlement that the proponents have not shown to
be fair, reasonable and adequate.” In re General Motors Corp, Pick-Up Truck Fuel Tank
Prod. Liab. Litig., 55F. 3d 768, 785 (3d Cir. 1995) (quoting Grunin v International House
of Pancakes, 513 f. 2d 114, 123 (8th Cir.1975)). A trial court has a continuing duty in a class
action cases to scrutinize the class attorney to see that he or she is adequately protecting the
interests of the class.” “The district court must ensure that the representative plaintiff fulfils
his fiduciary toward the absent class members. There should be no presumption in favor of
settlement approval: the proponents of a settlement bear the burden of proving its fairness.”
True v American Honda co. 749 F. Supp. 2nd 1052, 1080 (C.D.Cal. 2010) (citing 4
Newberg on Class actions $ 11:42 (4th ed 2009)). Accord American Law Institute Principles
of the Law of Aggregate Litig. $3.05 © (2010) (Ali Principles”). In short, Class Counsel
has agreed to numerous provisions against the best interests of unnamed class members,
and has fallen short of the undivided loyalties counsel must have toward unnamed class
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members under Rule 23(g)(4). See Rodriguez v. West Publishing Corp., 563 F.3d 948, 968
(9th Cir. 2009) (“The responsibility of class counsel to absent class members...does not
omitted).For this independent reason, the Court should reverse the approval and correct the
Response: Yes.
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7. What law supports these issues on appeal?
Table of Authorities
Adoma v. Univ. of Phoenix. Inc., 913 F.Supp.2d. 964, 972 (E.D. Cal. 2012)………...32
Allen v. Bedolla, 787 F .3d 1218, 1222 (9th Cir. 2015). ……………………………….7
Amchem Prods., Inc. v. Windsor, 521 U.S. 591, 620, 722*722 117 S.Ct. 2231, 138
Bluetooth Headset Prod. Liab. Litig., 654 F.3d 935, 940 (9th Cir. 2011). ………………9
Blum v.Merrill LynchPierce Fenner & Smith, Inc., 712 F.3d 1349,1352 (9th cir.2013).30
Broussard v. Meineke Discount Muffler Shops, Inc., 155 F.3d 331, 338 (4th Cir. 1998)
…………………………………………………………………………………..…25
Broussard v. Meineke Discount Muffler Shops, Inc., 155 F.3d 331, 338 (4th Cir. 1998)
…………………………………………………………………………………….27
Casey v. Albertson’s Inc., 362 F.3d 1254, 1257 (9th Cir. 2004)………………………..9
Center for Auto Safety v. Chrysler Group LLC 9th Circuit, case No. 15-55084, filed
Creative Montessori Learning Ctrs. v. Ashford Gear LLC , 662 F.3d 913, 917 (7th Cir.
2011)…………………………………………………………………………………….26
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Foltz v. State Farm Mut Auto. Ins. Co., 331 F. 3d 1122, 1135 (9th Cir 2003))…………..31
General Motors Corp, Pick-Up Truck Fuel Tank Prod. Liab. Litig., 55F. 3d 768, 785 (3d
Cir. 1995) (quoting Grunin v International House of Pancakes, 513 f. 2d 114, 123 (8th
Cir.1975))………………………………………………………………………………..37
Harman v. Apfel, 211 F.3d 1172, 1174 (9th Cir. 2000). …………………………..……..7
Hollingsworth v. Perry, 133 S. Ct. 2652, 2662 (2013) (quoting Lujan v. Defenders of
Kamakana v. City and Cntry of Honolulu, 447 F. 3rd 1172, 1178 (9th Cir 2006) (quoting
Keyes v. Pacific Lumber Co., 51 F.3d 1449, 1465 (9th Cir. 1995)………………………36
Lobatz v. U.S. West Cellular of Cal., Inc., 222 F.3d 1142, 1147 (9th Cir. 2000)…….…7
Lobatz v. U.S. West Cellular of Cal., Inc., 222 F.3d 1142, 1147 (9th Cir. 2000)………26
Meinhard v. Salmon, 249 N.Y. 458, 465, 467–68 (1928) (Cardozo, J.)…………………36
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Mendoza v. Tucson School District, 623 F.2d 1338, 1351 (9th Cir. 1980) (quoting
Mandujano v. Basic Vegetable Prods., Inc., 541 F.2d 832, 853 (9th Cir. 1976))……….14
Mercury Interactive Corp., 618 F. 3rd 988, 994-95 (9th Cir. 2010) (quoting In re Relafen
Antitrust Litigation, 360 F. Supp.2d 166, 192-94 (D.Mass. 2005), citing inter alia Amchem
Prods., Inc v Windsor, 521 U.S. 591, 617, 623 (1997) 994))…………….…...37
Mullane v. Cent. Hanover Bank & Trust Co., 339 U.S. 306, 314 (1950)……………….19
Murray v. GMAC Mortg. Corp., 434 F.3d 948, 952 (7th Cir. 2006)…………………...25
Nachshin v. AOL, LLC, 663 F.3d 1034, 1038 (9th Cir. 2011)………………………… 10
Nixon v. Warner Commc’ns, Inc., 435 U.S. 589, 597 & n, 7, 98 S. Ct. 1306, 55 L. Ed. 2nd
Radcliffe v. Experian Info. Solutions , 715 F.3d 1157, 1165,977 (9th Cir. 2013)………26
Reynolds v. Beneficial Nat’t Bank, 288 F. 3d 277, 279-80 (7th Cir. 2002)……………...37
Rodriguez v. West Publishing Corp., 563 F.3d 948, 968 (9th Cir. 2009)………………...38
San Jose Mercury News, Inc. v.U.S. Dist. Court—N.D. Cal. (San Jose), 187 F.3d 1096,
Spokeo, Inc. v. Robins, 136 S. Ct. 1540, 1549 (2016). Id. at 1547…………………….….7
Staton v. Boeing Co., 327 F.3d 938, 959 (9th Cir. 2003)……………………………..….32
Page 41 of 48
Staton, 327 F.3d at 977…………………………………………………………………...27
True v American Honda co. 749 F. Supp. 2nd 1052, 1080 (C.D.Cal. 2010)……………..37
UAW v. General Motors Corp ., 497 F.3d 615, 629 (6th Cir. 2007)……………………..15
Washington Pub. Power Supply Systems Lit. 19 F. 3d 1291, 1302 (9th Cir 1994……….37
Whirlpool Corp. Front-Loading Washer Prods. Liab. Litig., 722 F.3d 838, 851 (6th Cir.
2013 (quoting Walmart Stores, Inc. v. Dukes , 131 S. Ct. 2541, 2551 (2011). ……..…34
Wright v. United States , 732 F.2d 1048, 1055 (2d Cir. 1984) (Friendly, J.)……………36
Young v. United States ex rel. Vuitton et Fils SA, 481 U.S. 787(1987)………………..36
FRAP 34(a)(1)…………………………………………………………………………2
28 U.S.C. §1332(d)(2)………………………………………………………………....5
28 U.S.C. § 1291………………………………………………………………..…..5,30
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Rule 23(c)(2)…………………………………………………………………….…6,14
Fed. R. 23(c)(2)(b)…………………………………………………………..6,14,18,32
Rule 23(e)……………………………………………………………………....6,19, 37
Article III………………………………………………………………………………..7
28 U.S.C. § 1746……………………………………………………………………..…7
23(e)(2)………………………………………………………………………………...10
Rule 23(2)(a)(b)……………………………………………………………………..…11
23(a)……………………………………………………………………………………13
23(a)(4)……………………………………………………………………………..13,35
23(e)(2)…………………………………………………………………………..….13,32
Rule 23(g)(1)(A)……………………………………………………………………13,35
Rule 23(g)(l)(B)…………………………………………………………………13,35
Rule 23(g)(2)……………………………………………………………………….13,35
Rule 23(e)(1)…………………………………………………………………………..14
23(e)(2)……………………………………………………………………………..…14
28 U.S.C. § 2111………………………………………………………………..…..17,33
Rule 23(a)(4)…………………………………………………………………………..26
Rule 23(g)(4)…………………………………………………………………………..26
Accord American Law Institute Principles of the Law of Aggregate Litig. $3.05 © (2010)
(Ali Principles”)……..…………………..…………………………………………….38
Reversal is required under law because the court, lawyers and the named plaintiffs sold
out the class for the sake of expediency, their fees and incentive awards. A reversal will
correct this huge Rule 23 and due process errors that have occurred in this approval. It will
protect the 73 million class members in this case and set a standard for other circuits to
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follow to protect hundreds of millions more future class members in the 700 class actions
that settle every year in this country that by default exclude out millions of class members
who cannot read the English Only Notice which notifies them in the wrong language that
their rights are forfeited if they don’t act, which they can’t, even if they wanted to.
Opportunity is knocking for needed concrete changes to be made by the 9th Circuit.
8. Do you have any other cases pending in this court? If so, give the name and docket
number of each case.
Response: Yes, The firm, Hagens Berman Sobol, made many of the same reversible
Ground Hog Day legal errors in each of the cases below that need correction.
Kevin Young, et al v. LG Chem., et al case No. 17-15795,
Battery II Indirect Purchaser Actions 17-17369
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Indirect Purchaser Class, et al v. Panasonic, et al Case No.17-15067
Disk II 17-17436.
“There is a saying that if something looks like a duck, walks like a duck, and quacks like a
duck, then it is probably a duck.” In re Sorah,163 F.3d 397, 401 (6th Cir.1998).
9. Have you filed any previous cases which have been decided by this court? If so, give
the name and docket number of each case.
Response: Not yet, he expects to win all cases referenced above including this one.
10. For prisoners, did you exhaust all administrative remedies for each claim prior to
filing your complaint in the district court?
Response: Not applicable
This entire informal brief document is double spaced, is not over the 50 page limit and
contains 9975 words with Times Roman Numeral 14 font as counted by Word 2007.
I certify under penalty of perjury that all of the above is true and accurate to the best of my
CERTIFICATE OF SERVICE
Case Name: Christopher Andrews, (Appellant) v. Matthew Edwards and National Milk
Producers Federation aka Cooperatives Working Together
I certify under penalty of perjury that that one original and seven copies of this 48 page
informal appeal brief were sent to the 9th Circuit Court of Appeals via USPS Priority Mail
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on September , 2018 and one copy each was sent to the parties listed below via prepaid
first class mail also on September ?? 2018.
Christopher Andrews
PO Box 530394
Livonia, MI 48153-0394
Telephone 248-635-3810
Email: caaloa@gmail.com
Pro se Appellant
Mr. Berman
Hagens Berman Sobol Shapiro LLP- Plaintiffs
715 Hearst Avenue, Suite 202
Berkeley, CA 94710
Jill O’Toole
Shipman & Goodman LLP for Agri-Mark
One Constitution Plaza
Hartford, CT 06103
Steve Kuney
Williams & Connolly LLP for DFA
725 Twelfth Street NW
Washington, DC 20005
Nathan Eimer
Eimer Stahl LLP for Land O’ Lakes
224 South Michigan Avenue, Suite 1100
Chicago, IL 60604
Kenneth Ewing
Steptoe & Johnson LLP for NMPF
1330 Connecticut Avenue, NW
Washington, DC 20036
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