Professional Documents
Culture Documents
Communicated by W. HARTNER
1. Introduction
In his paper " O n the Need to Rewrite the History of Greek Mathematics"
SABETAIUNGURU severely criticizes the views of TANNERY, ZEUTHEN, NEUGEBAUER
and myself on the "Geometrical Algebra" of the Greeks. UNGURU summarizes
our position in one sentence: " G r e e k 'geometric algebra' is nothing but 'Babylo-
nian algebra' in geometrical attire", and he starts to prove that this position is
historically unacceptable. UNGURU states his objections very clearly. The object of
the present paper is to defend our position against this emphatic attack.
2. Algebraic Thinking
After having summarized our views, UNGURU starts his discussion by summing
up the characteristic features of geometric and algebraic thinking. According to
UNGURU (quoting MAHONEY), the main features of algebraic thinking are:
1. Operational symbolism,
2. The preoccupation with mathematical relations rather than with mathematical objects,
which relations determine the structures constituting the subject-matter of modern algebra ...,
3. Freedom from any ontological questions and commitments and, connected with this, ab-
stractness rather than intuitiveness 1
4. Babylonian Algebra
UNGURU denies the existence of Babylonian algebra. Instead he speaks,
quoting ABEL REY, of
an arithmetical stage (Egyptian and Babylonian mathematics), in which the reasoning is largely that
of elementary arithmetic or based on empirically paradigmatic rules derived from successful trials
taken as a prototype.
I have no idea on what kind of texts this statement is based. For me, this is
history-writing in its worst form: quoting opinions of other authors and treating
them as if they were established facts, without quoting texts.
Let us stick to facts and quote a cuneiform text BM 13901 dealing with the
solution of quadratic equations. Problem 2 of this text reads: 2
I have subtracted the (side) of the square from the area, and 14,30 is it.
Take 1, the coefficient (of the unknown side). Divide 1 into two equal parts: 0;30 times 0;30 is
0;15. Add this to 14,30, and (the result) 14,30;15 has 29;30 as a square root. Add the 0;30 which
you have multiplied by itself to 29 ; 30, and 30 is the (side of the) square.
This is the same method of solution we learn at school. According to our definition,
this is algebra.
4. AI-Khw~rizmi
AL-KHW~RIZMTteaches the same method as the Babylonians. Let me give an
example from page (5) of KHWT~RIZMFStreatise (p. 8 of ROSEN'S translation).
Roots and Squares are equal to numbers; for instan<~ "one square, and ten roots of the same
amount to thirty-nine dirhems"; that is to say, what must be the square which, when increased by
ten of its own roots, amounts to thirty-nine? The solution is this: you halve the number of the roots,
which in the present instance yields five. This you multipty by itself; the product is twenty-five. Add
this to thirty-nine; the sum is sixty-four. Now take the root of this, which is eight, and subtract from
it half the number of the roots, which is five; the remainder is three. This is the root of the square
which you sought for; the square itself is nine.
number by itself is always called its square. In problems with three unknowns,
these are sometimes called length, width and height, and their product volume.
In Greek arithmetics, the product of a number by itself is always called its
square. This term is found in all texts from PLATONto DIOPHANTOS.Numbers of
the form mn with m4:n were called oblong numbers, and two products mn and pq
were called similar, ifm is to n as p is to q. This means that products mn were visual-
ized as rectangles. Just so, numbers of the form n2(n_l) were interpreted as
volumes of rectangular parallelepipeda and called "Arithmoi paramekepipedoi" 3.
In passing we may note that there are Babylonian tables of these numbers
n z (n +_1), and that these tables were used to solve cubic equations of the form
x2(x +_a)=b.
7. Geometrical Algebra
Now we are sufficiently prepared to discuss Greek "Geometrical Algebra".
Algebra, as we had defined it, is an art which can be applied to numbers as well as
to line segments and areas, and in fact the Babylonians already applied it to num-
bers as well as to line segments. Now if algebra is restricted to line segments and
their products (i.e. rectangles and squares), one obtains a restricted algebra which
may be formulated in purely geometric terms, and which may well be called
"geometric algebra". Thus, if the formula
(3) (a+b) 2 = a z+b z+2ab
is restated in words and restricted to line segments a and b, one obtains just the
theorem II4 of EUCLID'S elements.
Thus, "geometric algebra" is by no means a contradictio in terminis, as UNGURU
claims, but it is a reality. It is algebra restricted to line segments and areas, and
hence a part of algebra, but it is also a part of geometry, namely a set of geometrical
theorems and solutions of problems, in which only line segments, rectangles and
orthogonal parallelepipeda are considered. Examples of geometrical algebra
are the propositions II 1-6 and II9-10 of EUCLID.
theorems as arising from algebra worked well. Therefore we adopted the latter
explanation.
N o w it turns out, to my great surprise, that what we, working mathematicians,
found evident, is not evident to UNGURU. Therefore I shall state more clearly
the reasons why I feel that theorems like EUCLID II 1-4 did not arise from geome-
trical considerations.
Geometrically, this theorem just means that every rectangle can be cut into
rectangles by lines parallel to one of the sides. This is evident: everyone sees it by
just looking at the diagram. Within the framework of geometry there is no need
for such a t h e o r e m : EUCLID never makes use of it in his first four books.
However, if one starts with the algebraic operations of addition and multi-
plication of numbers and asks: H o w does one multiply a sum by a quantity a?
the answer is: Multiply the terms of the sum by a and add the results. In elemen-
tary arithmetics, this rule is needed all the time. If this rule of c o m p u t a t i o n is
translated into the language of geometry, Proposition II 1 results. In other words:
Proposition II 1 furnishes a geometrical p r o o f of an algebraic rule of computation.
II 2 and II 3 are just special cases of II 1. Once more, from the point of view
of geometry there is no reason to formulate these trivialities as theorems.
II 4 says:
If a straight line be cut at random, the square on the whole is equal to the squares on the seg-
ments and twice the rectangle contained by the segments.
Geometrically, this means: If we take a point Z on the diagonal of a square
and draw lines through Z parallel to the sides of the square, the square will be
divided into two squares and two rectangles. This is trivial.
II 4 reads:
J
z
As we have seen, the same diagram of a square divided into two squares and
two rectangles (without the diagonal, which is not necessary) also appears in
AL-KHWXRIZMFS treatise. Here it occurs in its natural place: The author needs
it to justify his method of solving quadratic equations. In this case we can see
why AL-KHwT~RIZMi inserted the diagram. If we assume that the author of
Book II also started with an algebraic tradition, to which a rule for squaring a
sum belonged, we can understand why he formulated the theorems 1M just as
he did, but if he came from geometry, we cannot understand his line of thought.
The same terms application, exceeding and falling short are used in EUCLID
VI 28-29 :
5 See P. LUCKEY: Tdbit b. Qurra fiber den geometrischen Richtigkeitsnachweis der AuflSsung
der quadratischen Gleichungen. Sitzungsberichte S/ichsische Gesellschaft der Wiss. Leipzig 1941,
pp. 93-114.
206 B.L. vAN DERWAERDEN
28. To a given straight line to apply a parallelogram equal to a given rectilinear figure and de-
ficient by a parallelogram similar to a given one.
29. To a given straight line to apply a parallelogram equal to a 'given rectilinear figure and
exceeding by a parallelogram similar to a given one.
Q CI
y x 1:: --1 Y x Y
A ca p B A a 13 Y P
Fig. 4. Application of an area C to a line segment Fig. 5. Application of an area C to a line segment
AB with square defect AB with square excess
6 E. NEUENSCHWANDER: Die ersten vier Biicher der Elemente Euklids. Archive for History of
Exact Sciences 9 (1973), pp. 325-380.
Defence of a " S h o c k i n g " P o i n t of View 207
The equations (4), (5), (6) are just the three types of mixed quadratic equations
treated by KHwXR~z~aT, as THXBIx rightly noted.
F G
X
A x H B
I
c Ct
D
Fig. 6. Diagram to EUCLIDII 11. From HEAT~I,The 13 Books of Euclid's Elements, p. 402
208 B.L. VANDERWAERDEN
B C B
Fig. 7. Solution of (I) by means of a semicircle
c ' b-c C
, a D ~ E Y
Let b c be the given area C, and let b be larger than c. In a sufficiently large
circle one can construct a chord A B equal to b - c . On the production of A B a
segment B C can be made equal to c; then A C is equal to b. Construct another
chord DE equal to a. Draw a concentric circle through C, which intersects the
prolongation of DE in F. Making use of EUCLID III 35, one sees easily that D F = x
and E F = y satisfy the conditions
x-y=a,
xy=bc.
x+y=a (IV) ~ x - y = a
(III) i x 2 + y2 = S, I x 2 + y2 = S.
210 B.L. VANDERWA~RDEN
The Greeks formulated four theorems II 5-6 and II 9-10, by means of which
these types can be solved. The solutions thus obtained are the same as the Baby-
lonian solutions, but in geometric language. They differ from all simpler geometri-
cal solutions.
7. S. GANDZ 7 has indicated a remarkable similarity between methods of
DIOPHANTOS and Babylonian methods. When DIOPHANTOS wants to find two
numbers x and y whose sum a is given, he often puts
x=½a+s and y=½a-s,
and when the difference x - y = d is given, he sometimes puts
x=s+½d and y=s-½d,
s being a new unknown. The Babylonians applied the same "plus-and-minus
method" in a number of cases, including the standard cases (I)-(IV).
8. The Babylonians solved equations of type x 3 = V by means of tables of
cube roots. The Greeks solved the same equations by geometric constructions.
I feel the evidence is overwhelming, even if one leaves aside the Pythagorean
traditions about the instruction in the science of numbers and the other mathe-
matical sciences which PYTHAGORASis said to have received in Babylon (IAMBLI-
CHOS, Vita Pyth. 19, and PORPHYRIOS, Vita Pyth. 11).
7 S. GANDZ,Osiris 3 (1938),p. 405.
Mathematisches Institut
Universit~itZiirich
(ReceivedJanuaryI0, 1976)