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DEPRESSION AND ANXIETY 30:285–287 (2013)

The Cutting Edge


PSYCHONEUROIMMUNOENDOCRINOLOGY: THE
BIOLOGICAL BASIS OF MIND–BODY PHYSIOLOGY AND
PATHOPHYSIOLOGY
Charles B. Nemeroff, M.D., Ph.D. is the Leonard M. Miller Professor and Chairman of
the Department of Psychiatry and Behavioral Sciences and Director of the Center on Aging
at the University of Miami Miller School of Medicine in Miami, Florida. He received his
M.D. and Ph.D. (Neurobiology) degrees from the University of North Carolina (UNC)
School of Medicine in Chapel Hill, North Carolina. After psychiatry residency training
at UNC and Duke University, he held faculty positions at Duke University and Emory
University before relocating to the University of Miami in 2009. He has served as President
of the American College of Psychiatrists (ACP) and the American College of Neuropsy-
chopharmacology and sits on the Scientific Advisory Board and Board of Directors of the
American Foundation for Suicide Prevention and the Anxiety and Depression Association
of America. He has received a number of research and education awards including the
Kempf Award in Psychobiology, the Samuel Hibbs Award, Research Mentoring Award,
Judson Marmor Award and the Vestermark Award from the American Psychiatric Associ-
ation (APA), and the Mood Disorders Award, Bowis Award, and Dean Award from the ACP. He was elected to the
Institute of Medicine of the National Academy of Sciences in 2002. His research has focused on the pathophysiology
of mood and anxiety disorders with a focus on the role of child abuse and neglect as a major risk factor. He has also
focused on the role of mood disorders as a risk factor for major medical disorders including heart disease, diabetes,
and cancer. He has served on the Mental Health Advisory Council of NIMH and the Biomedical Research Council
for NASA. He is the co-editor in chief of the Textbook of Psychopharmacology, published by the APA, now in its 4th
edition. His research is currently supported by grants from the NIH.

“What we feel and think and are is to a great extent combine the content of these reports with some of my
determined by the state of our ductless glands and own small contributions to this discipline to highlight
viscera.” —Aldous Huxley the important role this field plays in the development of
what is now called “personalized medicine.”
This neologism I created for the title of this essay, I will briefly focus on three of my research areas: the
psychoneuroimmunoendocrinology, encompasses the effects of depression on both risk for cardiovascular dis-
major disciplines that we now know serve as the ma- ease (CVD) and its untoward effects on disease outcome,
jor communication systems in mammalian organisms— the effects of depression on cancer progression, and fi-
the endocrine, nervous, and immune systems. Together nally the effects of child abuse and neglect on risk for
with input from psychological processes, these complex medical and psychiatric disorders in adulthood. Each of
networks communicate with each other monitoring and these research programs is emblematic of the interac-
regulating a variety of internal physiological functions, tion of behavioral factors with the nervous, endocrine,
as well as vigilantly guarding against internal and exter- and immune systems. Space constraints preclude a com-
nal threats. Although now considered virtually elemen- prehensive discussion of these complex multidisciplinary
tary by even beginning medical and graduate students, research areas and references are provided for the more
the notion that crosstalk between these systems occurs interested readers. None of this work of mine could have
on a regular basis and contributes to disease vulnera- possibly been launched without three major factors—the
bility was not largely accepted by leaders in our field
even as recently as a few decades ago. The manuscripts
that comprise this special issue of Depression and Anxiety,
based on two symposia (The Interface Between Anxi- ∗ Correspondence to: Charles B. Nemeroff, Leonard M. Miller
ety and Medical Disorders, and Integrating Mind–Body Professor and Chairman, Department of Psychiatry and Behav-
Connections) that were presented at the 2012 Annual ioral Sciences, Director, Center on Aging, University of Miami
Meeting of the Anxiety and Depression Association of Leonard M. Miller School of Medicine, Miami, FL 33136. E-mail:
America (ADAA), represent examples of some of the cnemeroff@med.miami.edu
cutting-edge research in this now burgeoning area. As DOI 10.1002/da.22110
requested by the Editor-in-Chief, I have attempted to Published online in Wiley Online Library (wileyonlinelibrary.com).


C 2013 Wiley Periodicals, Inc.
286 Nemeroff

phenomenal mentoring provided by my Ph.D. mentor variety of serious medical disorders including heart
and then lifelong friend, Arthur J. Prange, Jr., M.D., disease, diabetes, and other disorders of aging. One
Professor of Psychiatry at the University of North Car- of the pioneers in this field, Janice Kiecolt-Glaser, is
olina; a remarkable cadre of industrious and bright doc- represented by the report by her group summarizing
toral students, fellows, junior and senior colleagues, too this rapidly expanding field.[13] They emphasize the
numerous to list here; and NIH and foundation funding bidirectional nature of the depression–inflammation
for the research. relationship: Depression has repeatedly been associated
Depression has conclusively been demonstrated to with increased markers of inflammation, especially
increase risk for, and to predict poor outcome of, CVD. inflammatory cytokines and inflammation, in both
Factors that have been demonstrated to contribute to preclinical laboratory animal and clinical studies, is
these observations include (1) platelet clotting cascade depressogenic. They also remind us that there are con-
dysfunction leading to an increased likelihood of throm- siderable data to suggest that, in many ways, depression
bus formation; (2) increased inflammation as assessed can be considered a biological stress response run amok.
by increased inflammatory cytokines and C-reactive Andrew Miller et al.[14] described their elegant system-
protein (CRP); (3) reduced heart rate variability, a atic mechanistic studies that have sought to determine
measure of central nervous system (CNS) control of the CNS substrates upon which inflammation acts to
cardiac function; (4) increased hypothalamic-pituitary- produce its anxiogenic and depressogenic effects. This
adrenal (HPA) axis activity; (5)decreased circulating group has pioneered studies demonstrating that cytokine
endothelial precursor cells; (6) reduced physical ac- signaling pathways, including p38 mitogen-activated
tivity and increased substance/tobacco/alcohol abuse. protein (MAP) kinase exert effects on glutamate,
These and other cognate findings have been recently dopamine, and serotonin-containing neural circuits
summarized.[1] that mediate, in part, the CNS effects of inflammation.
There are now much data to suggest that depres- The shunting of tryptophan toward the kynurenine
sion worsens the course of breast cancer and perhaps pathways contributes to serotonin depletion, as well as
other cancers; likewise, depression treatment may help effects on other neurotransmitter systems. They also
improve cancer outcomes. Many of the biological find- describe two additional lynchpins of the inflammatory
ings in depression noted above in the discussion of heart hypothesis of depression, namely the well-documented
disease have also been posited to mediate the untoward increase in depression in patients who were admin-
effects of depression on cancer progression and this field istered interferon-α for the treatment of malignant
has been reviewed.[2] melanoma and hepatitis C,[15] which produces a robust
For the past 25 years, I have focused much of my re- inflammatory response, and the findings that certain
search efforts on elucidating the biological mechanisms drugs that inhibit the inflammatory response possess
by which child abuse and neglect increase risk for mood antidepressant properties. The data here are admittedly
and anxiety disorders, and a variety of other medical scant, but their recent pilot study with the TNFα an-
disorders including CVD, obesity, and diabetes, as well. tagonist infliximab revealed clear antidepressant effects
This rapidly expanding database has been reviewed in depressed patients with elevated CRP levels.[16]
recently.[3] Early-life trauma acts upon the developing Finally, as regards inflammation is the contribution
CNS to produce structural alterations (hippocampus by O’Donovan et al.[17] who confirmed the findings of
and cortical regions) associated with specific psychiatric our group and others of elevated IL-6 levels in major
symptoms (deficits in executive function, memory, and depression and provided novel data on elevations in IL-
emotional and sensory processing), altered functional 10 levels, as well. Moreover and most importantly, de-
brain imaging responses to provocative emotional stim- pressed patients with high suicidal ideation had signifi-
uli, as well as persistent alterations in a variety of brain cantly higher IL-6 and CRP levels, a finding independent
neurotransmitter systems including the corticotropin- of a number of demographic and clinical factors includ-
releasing factor (CRF), serotonin, and dopamine ing depression severity. It would have been of interest
circuits.[4–7] Long-term effects of child maltreatment to obtain early life trauma data on this sample in view of
on immune mechanisms have been documented. One our work and that of Pariente and colleagues[18] on the
series of exciting findings has been the identification sustained inflammatory response to such untoward life
of specific genetic polymorphisms that mediate the events.
depressogenic (e.g., CRF R1 , Brain derived neurotropic The remaining four manuscripts comprising this
factor (BDNF), and 5HT3 ) and anxiogenic (FKBP5 and issue are all thematically linked to the mind–body
PAC1) effects of early-life stress on psychiatric disease relationship. Paulus[19] provides a thoughtful and
vulnerability, and more recently epigenetic mechanisms thought-provoking discussion of a long neglected
have been shown to play a seminal role in this process area—the brain’s control of the inner workings of the
by our group and others.[8–12] body, interoception, and how emotional states impact
In this special issue of Depression and Anxiety, three of this process. He focused on the poorly understood and
the reports focus on the emerging role of inflammation fascinating interplay between breathing and anxiety.
as one of the critical mediators at the interface of stress His review of the physiology of respiration and its
and depression on their effect on vulnerability to a alterations in anxiety states is comprehensive and very

Depression and Anxiety


The Cutting Edge: Mind–Body Physiology and Pathophysiology 287

informative to clinicians in helping to understand how longer survival in patients with metastatic breast cancer: a sec-
their patients interpret interoceptive signals relative to ondary analysis. J Clin Oncol 2011;29:413–420.
normal controls. The therapeutic implications of this 3. Heim C, Shugart M, Craighead WE, Nemeroff CB. Neurobio-
work, including the effects of mindfulness-based stress logical and psychiatric consequences of child abuse and neglect.
Dev Psychobiol 2010;52:671–690.
reduction and other psychotherapies is very promising.
4. Heim CM, Mayberg HS, Mletzko T, Nemeroff CB, Pruess-
Mavrides and I[20] reviewed the treatment of depres-
ner JC. Decreased cortical representation of genital somatosen-
sion in patients with CVD. In spite of considerable work sory field after childhood sexual abuse. Am J Psychiatry 2013 (in
in this much needed area, all we can conclude is that press).
selective serotonin reuptake inhibitors (SSRIs) are safe 5. Cisler JM, James GA, Tripathi S, et al. Differential functional
in the treatment of depression in patients with cardiac connectivity within an emotion regulation neural network among
disease, and effective in some, but not all, studies. There individuals resilient and susceptible to the depressogenic effects of
is a clear need for well-powered, large-scale, random- early life stress. Psychol Med 2013;43:507–518.
ized clinical trials of antidepressants, and psychotherapy 6. Gould F, Clarke J, Heim C, Harvey PD, Majer M, Nemeroff CB.
to not only establish efficacy, but to also determine pre- The effects of child abuse and neglect on cognitive functioning in
dictors of response. Finally, and most importantly, it is adulthood. J Psychiatr Res 2012;46:500–506.
7. Plotsky PM, Thrivikraman KV, Nemeroff CB, Caldji C, Sharma
important to determine whether optimal treatment of
S, Meaney MJ. Long-term consequences of neonatal rearing on
depression is associated with a reduction in markers of central corticotropin releasing factor systems in adult male rat
cardiac disease risk such as CRP and calcium imaging offspring. Neuropsychopharmacol 2005;30:2192–2204.
scores. 8. Binder EB, Bradley RG, Liu W, et al. Association of FKBP5 poly-
Sareen et al.[21] highlighted the somewhat paltry lit- morphisms and childhood abuse with risk of posttraumatic stress
erature on predictors of psychiatric vulnerability after disorder symptoms in adults. JAMA 2008;299:1291–1305.
physical injury, a much ignored area. Although both pre- 9. Bradley RG, Binder EB, Epstein MP, et al. Influence of child abuse
morbid psychiatric history and injury severity are well- on adult depression. moderation by the corticotropin-releasing
established risk factors, little is known in this area that hormone receptor gene. Arch Gen Psychiatry 2008;65:190–200.
10. Gatt JM, Nemeroff CB, Dobson-Stone C, et al. Interactions be-
is injury specific, for example, burns versus automobile
tween BDNF Val66Met polymorphism and early life stress predict
accidents. brain and arousal pathways to syndromal depression and anxiety.
Finally, there is a summary of David Spiegel’s keynote Mol Psychiatry 2009;14:681–695.
address on hypnosis, a veritable tour de force, including 11. Caldji C, Hellstrom IC, Zhang TY, Diorio J, Meaney MJ. En-
a remarkable summary of the neurobiology of hypno- vironmental regulation of the neural epigenome 2011;585:2049–
sis and hypnotizability[22] . The dorsal anterior cingu- 2058.
late cortex (DACC) and dorsolateral prefrontal cortex 12. Klengel T, Mehta D, Anacker C, et al. Allele-specific FKBP5
(DLPFC) are integral to hypnosis because of their role in DNA demethylation mediates gene–childhood trauma interac-
selective attention. The discussion of the use of the fun- tions. Nat Neurosci 2012;1:33–41.
damentals of hypnosis in the treatment of posttraumatic 13. Jaremka L, Lindgren M, Kiecolt-Glaser J. Synergistic rela-
tionships among stress, depression, and distressing relation-
stress disorder (PTSD) in controlling access to traumatic
ships: insights from psychoneuroimmunology. Depress Anxiety
memories is particularly illuminating. The use of hyp- 2013;30:288–296.
nosis in helping patients cope with medical, surgical, and 14. Miller A, Haroon E, Raison C, Felger J. Cytokine targets in the
dental procedures is similarly relevant to psychiatric and brain: impact on neurotransmitters and neurocircuits. Depress and
psychological practice at the mind–body interface. Anxiety 2013;30:297–306.
There is little doubt that the advances described in 15. Musselman DL, Lawson DH, Gumnick JF, et al. Paroxetine for
these reports, taken together, represent an incremental the prevention of depression induced by high dose interferon-alfa.
advance in our understanding of what was once termed N Engl J Med 2001;344:961–966.
the mind–body dichotomy. Stay tuned as the science un- 16. Raison CL, Rutherford RE, Woolwine BJ, et al. A randomized
ravels even more of this most complex area in the years controlled trial of the tumor necrosis factor antagonist infliximab
for treatment-resistant depression: the role of baseline inflamma-
to come.
tory biomarkers. JAMA Psychiatry 2013;70:31–41.
“Good for the body is the work of the body, and good 17. O’Donovan A, Rush G, Hoatam G, et al. Suicidal ideation is asso-
for the soul is the work of the soul, and good for either ciated with elevated inflammation in patients with major depres-
sive disorder. Depress Anxiety 2013;30:307–314.
is the work of the other.”—Henry David Thoreau
18. Danese A, Moffitt TE, Pariante CM, Ambler A, Poulton R, Caspi
The author is supported by NIH MH-094759 and A. Elevated inflammation levels in depressed adults with a history
DA-031201. of childhood maltreatment. Arch Gen Psychiatry 2008;65:409–
415.
19. Paulus M. The breathing conundrum—interoceptive sensitivity
and anxiety. Depress Anxiety 2013;30:315–320.
REFERENCES 20. Mavrides N, Nemeroff CB. Treatment of depression in cardio-
1. Nemeroff CB, Goldschmidt-Clermont PJ. Heartache and heart- vascular disease. Depress Anxiety 2013;30:328–341.
break: the link between depression and cardiovascular disease. Nat 21. Sareen J, Erickson J, Medved M, et al. Risk factors for post-injury
Rev Cardiol 2012;9:526–539. mental health problems. Depress Anxiety 2013;30:321–327.
2. Giese-Davis J, Collie K, Rancourt KM, Neri E, Kraemer HC, 22. Spiegel D. Tranceformations: hypnosis in brain and body. Depress
Spiegel D. Decrease in depression symptoms is associated with Anxiety 2013;30:342–352.

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