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Unconstitutional constitutional
amendments in the case study
of Colombia: An analysis of the
Through a series of judgments, the Colombian Constitutional Court has developed the so-called
constitutional replacement doctrine. This doctrine aims to justify the power of the Court to
review the content of constitutional amendments despite the fact that the Constitution only
grants the Court the power to review constitutional amendments exclusively on procedural
grounds. This article aims to explain and assess the constitutional replacement doctrine. It
contends that the justification provided by the Court is not able to overcome the democratic
challenge that can be raised against the doctrine. Nonetheless, this article claims that the
doctrine is justified within the context of hyper-presidential political systems such as that of
Colombia. In support of this claim, it offers an alternative justification by means of a concep-
tual and a normative argument, and shows that they form the basis for an appropriate theory
concerning the meaning of “constitutional replacement”.
1. Introduction
Through a series of judgments, beginning in 2003, the Colombian Constitutional
Court has developed and endorsed the so-called constitutional replacement doctrine.
* Macquarie Law School, Sydney, Australia. Email: Carlos.Bernal-Pulido@mq.edu.au. This paper was
presented at the Conference hosted by the Colombian Constitutional Court in Bogota on the occasion
of the twentieth anniversary of the Colombian Constitution. I should like to thank Robert Alexy, Mark
Tushnet, Vicky Jackson, Joel Colon-Rios, Rodrigo Uprimny, Justice Juan Carlos Heano (then Chief
Justice of the Colombian Constitutional Court), Justices Humberto Sierra and Jorge Palacios, both of
the Colombian Constitutional Court, Justice Raul Bertelsen (Chief Justice of the Constitutional Court
of Chile), and María José Viana for valuable comments, and Ashleigh Whittaker and the copy-editor
at OUP for suggestions on English style matters.
This doctrine aims to justify the power of the Court to review the content of consti-
tutional amendments. At first glance, the Colombian Constitution does not grant this
power to the Court. Indubitably, articles 241 and 379 of the Constitution empower
the Court to review constitutional amendments. Nonetheless, according to these art
icles, the Court can declare that an amendment is unconstitutional if and only if there
is a breach of the rules establishing the amendment procedure. Supposedly, this does
not include the power to review the content of the amendment.
1
Art. 79.3 states that: “Amendments to this Basic Law affecting the division of the Federation into Länder,
their participation on principle in the legislative process, or the principles laid down in Articles 1 and 20
[containing a catalog of constitutional rights] shall be inadmissible.”
Unconstitutional constitutional amendments in the case study of Colombia 341
to review whether the amending authority is actually modifying, but not replac-
ing, the constitution. The exercise of this power implies that the views of the nine
non-elected judges of the Constitutional Court, with regards to the concept of con-
stitutional replacement, may outweigh the decisions made by qualified parliamen-
tary majorities (as required by the amending procedures), or even the votes of the
majority of citizens who, when appropriate, participate in these procedures. Thus,
the question is whether the exercise of this power can be considered legitimate.
2
The object of review was an act calling for a referendum. The referendum was about several issues con-
cerning the structure of the Congress and of the Public Administration, and the management of public
funds. As such, the act did not introduce any changes to the Constitution. It was the first part of a two-
step amendment process, of which the referendum was the second step.
342 I•CON 11 (2013), 339–357
The Court justified this assertion mainly on the basis of the distinction between
original and derivative constituent powers.3 The point of departure of this distinction
is the concept of constituent, or constitution-making, power. Carl Schmitt famously
championed this concept,4 derived from the distinction between constituent and con-
stituted powers by Sieyès.5 The distinction between original and derivative constituent
powers can be traced back to Roger Bonnard, a French constitutional scholar. In a
paper published in 1942,6 he introduced the distinction between original and insti-
3
The Court invoked two other arguments supporting this doctrine. The first argument was that the
Constitution did not grant the amending power an explicit competence to replace the Constitution, and
the constituted powers can do only what they are explicitly empowered to do. This is true. However, a
correlative argument which, in all fairness, should be accepted, undermines the replacement doctrine.
Namely, the Constitution did not grant the Constitutional Court an explicit competence to review whether
the Constitution has been replaced by an amendment, either. The second argument is that “amend-
ment” does not imply “replacement.” Every amendment should preserve the identity of the Constitution.
Nevertheless, strictly speaking, every amendment necessarily modifies the identity of the Constitution.
There is no amendment without modifying the identity of the Constitution, for the Constitution is never
the same before and after the amendment. Moreover, as this article will show, the Court did not explain
the difference between an amendment and a replacement.
4
Carl Schmitt, Constitutional Theory 125–135 (2008).
5
Emmanuel Joseph Sieyès, What is the Third Estate? 58 (1963). Sieyès claimed that the constituent power is
the nation and the nation is not bound by the law. “It is the source of all legality.”
6
Roger Bonnard, Les actes constitutionnels de 1940 [The Constitutional Acts of 1940], Revue du Droit Public
48 (1942).
7
In 1922, Carré de Malberg had presented the distinction between the constituent power within the
framework of the establishment of the first constitution of the state, on the one hand, and within the
framework of a state already formed, on the other. See Raymond Carré De Malberg, Contribution à la théorie
générale de l’état [Contribution to the General Theory of the State], Vol. II, 489–490, 492–495 (1922).
Moreover, in 1930, George Burdeau explained the difference between constituent power in the strict
sense of the word and amending power. See George Burdeau, Essai d’une théorie de la révision des lois consti-
tutionnelles en droit français [Essay of a Theory of Judicial Review in French Law] 79 (1930).
8
Georges Vedel, Droit constitutionnel [Constitutional Law] 115–116 (1949).
Unconstitutional constitutional amendments in the case study of Colombia 343
argue from this premise, it follows that the derivative constitutent power has neither
authority to derogate the Constitution nor to replace it with a new one. However, this is
a clear case of a non-sequitur. This conclusion is unwarranted for it is conceptually pos-
sible for the derivative constituent power to observe the procedural requirements and,
at the same time, derogate the Constitution or replace it with a new one.
Finally, the Constitutional Court did not spell out the features of the judicial
review implied in the constitutional replacement doctrine. The Court only stated that
9
The object under review was a constitutional act, that is, an act by means of which the Congress amended
the Constitution. This act empowered the president to amend various laws with the purpose of adjusting
them to a new adversarial criminal system that had been adopted at that time.
10
The object of review was again a constitutional act empowering the president to amend various laws
with the purpose of adjusting them to the new adversarial criminal system.
11
In logical notation, the structure of the replacement test is as follows:
(1) (x)(RIEx → CRx)
(2) RIEa
(3) CRa MP (1, 2)
This formula corresponds to the structure of a syllogism, namely, it involves the movement from a major
premise and a minor premise to a conclusion. The major premise (1) is a general rule. According to this
rule, the Constitutional Court ought to label as constitutional replacement (CR) every amendment (x)
meeting the condition of replacing an identity element (RIE), that is, an element defining the identity of
the Colombian Constitution. The minor premise (2), meanwhile, consists in the assertion that an amend-
ment (a) meets the condition mentioned in the antecedent of the general rule (1). Finally, the conclusion (3)
constitutes a particular rule, which follows by modus ponens (MP) from the major and the minor premises.
According to this rule, the amendment (a) ought to be considered as a substitution of the constitution (CRa).
344 I•CON 11 (2013), 339–357
The object of review was a constitutional act derogating the prohibition of presidential reelection. The
12
act allowed the immediate reelection of the president and commanded the Congress to enact a law for the
purpose of setting in place some electoral guarantees for the presidential campaign.
Unconstitutional constitutional amendments in the case study of Colombia 345
a necessary condition. Nor is it a sufficient condition, for there are elements underpin-
ning several constitutional provisions that are not essential. An example of this was
precisely the set of constitutional elements providing the foundation for the inquisito-
rial criminal system originally established by the constitution. The Congress replaced
this system with an adversarial system by means of constitutional amendments, and
the Court, with good reasons, did not consider that this amendment represented a
partial constitutional replacement. Moreover, the criterion according to which an ele-
13
Art. 20 of the Colombian Constitution states that: “Every individual is guaranteed the freedom to express
and diffuse her thoughts and opinions, to transmit and receive information that is true and impartial, and
to establish mass communications media. The mass media are free and have a social responsibility. The
right of rectification under equitable conditions is guaranteed. There will be no censorship.”
14
Constitutional Court, Judgment C-1200/2003 (Colom.).
346 I•CON 11 (2013), 339–357
15
Art. 376 reads as follows: “By means of a law approved by the members of both chambers, Congress
may stipulate that the people decide by popular vote if a Constituent Assembly should be called with the
jurisdiction, term, and members determined by that same law.”
16
The Colombian Constitutional Court has used the constitutional replacement doctrine twice recently. In the
Judgment C-1056/2012 (Colom.) of December 6 2012, the Court declared that an amendment prescribing
that rules about conflict of interests of congressmen would not be applicable in the discussion and passing of
constitutional amendments was a constitutional replacement. The Court held that this amendment infringed
basic constitutional principles concerning the respect of public morality in a democracy. Furthermore, in
the Judgment C-10/2013 (Colom.) of January 23 2013, the Court declared that an amendment modifying
certain rules concerning the distribution of income from mining taxes between administrative regions was
not a replacement of the constitution. Here, a clarification is needed. As of January 2013, the Court has not
published a full text of these judgments but only press releases concerning both of them.
Unconstitutional constitutional amendments in the case study of Colombia 347
17
Jeremy Waldron, The Core of the Case against Judicial Review, 115 Yale L.J. 1346, 1353 (2006).
18
Mark Tushnet, Weak Courts Strong Rights: Judicial Review and Social Welfare Rights in Comparative
Constitutional Law x–xi (2009).
19
Id. at 21.
20
Larry Kramer, The People Themselves: Popular Constitutionalism and Judicial Review 7 (2004).
348 I•CON 11 (2013), 339–357
21
Frederick Schauer, Judicial Review and the Modest Constitution, (92) 4 Cal. L. Rev. 1045, 1046 (2004).
22
Id. at 1057.
23
Id.
Unconstitutional constitutional amendments in the case study of Colombia 349
24
Joel Colón-Ríos, Carl Schmitt and Constituent Power in Latin American Courts: The Cases of Venezuela and
Colombia, 18(3) Constellations 365 (2011).
25
Schmitt says that the constituent power is “the political will, whose power or authority is capable of mak-
ing the concrete, comprehensive decision over the type and form of political existence.” See Schmitt, supra
note 4, at 125.
26
Id. at 150.
350 I•CON 11 (2013), 339–357
27
Art. 13 of the Colombian Constitution reads as follows:
All individuals born free and equal before the law and are entitled to equal protection and treatment by
the authorities, and to enjoy the same rights, freedoms, and opportunities without discrimination on the
basis of gender, race, national or family origin, language, religion, political opinion, or philosophy.
The state will promote the conditions necessary in order that equality may be real and effective
will adopt measures in favor of groups which are discriminated against or marginalized.
The state will especially protect those individuals who on account of their economic, physical, or
mental condition are in obviously vulnerable circumstances and will sanction any abuse or ill-treatment
perpetrated against them.
Unconstitutional constitutional amendments in the case study of Colombia 351
28
This imaginary amendment encompasses some of the changes to the Constitution of Venezuela proposed
by President Chavez in 2007.
29
This is the practice of obtaining votes with promises of government post or other privileges.
30
The parliamentary majority required by art. 375 of the Colombian Constitution in order to pass a consti-
tutional amendment is not difficult to obtain. This article states that an amendment “must be approved
in two ordinary and consecutive periods. Following approval in the first period by the majority of those
present, the proposal will be published by the government. In the second period, approval will require the
vote of the majority of the members of each chamber.”
352 I•CON 11 (2013), 339–357
like the constitutional replacement doctrine would be justified. This doctrine would
protect the integrity of constitutional guarantees of rights and democracy from the
risk of manipulation within a hyper-presidential environment. If we generalize the
example, we would have reason to believe that a doctrine such as this one would be
justified at least in a political context in which some reasonable conditions of fairness
and stability have not been met yet. As Waldron puts it in his famous core case argu-
ment, these conditions include: “democratic institutions in reasonably good” order,
31
Waldron, supra note 16, at 1360.
32
Hans Kelsen, Wesen und Entwicklung der Staatsgerichtbarkeit, 5 Veröffentlichungen der Vereinigung der
Deutschen Staatsrechtslehrer 37 (1929).
33
Along with the judicial review of constitutional amendments by means of the constitutional replace-
ment doctrine, the most relevant example of these innovative forms of control is the judicial review
of governmental policies concerning the satisfaction of social and economic rights. Far removed from
Kelsen’s image of the Constitutional Court as a “negative legislator,” the Colombian Constitutional Court
has issued concrete commands to the Congress and the government requiring the enactment of laws
and their enforcement by means of policies and positive administrative actions with the purpose of, e.g.,
guaranteeing decent living conditions of prison inmates (judgment SU-995/1999), a yearly increase
of the salaries of public employees according to the official inflation rate (judgments C-1433/2000,
C-1064/2001, C-1017/2003, and C-931/2004), the rights to housing, education, and health of people
displaced from the countryside to cities as a result of the activities of the guerilla and paramilitary groups
(judgment T-025/2004); protecting the right to housing against certain unfair rules governing mort-
gages rates (judgments C-383/1999, C-700/1999, C-747/1999, and C-995/1999); and enhancing the
health system by having it include certain necessary minimal treatments and medications (judgment
T-760/2008).
34
In common law, there can be a constitution without a charter of fundamental rights. The Australian
Constitution is an example of this.
Unconstitutional constitutional amendments in the case study of Colombia 353
underpins the statement of articles 2 and 16 of the French Declaration of the Rights
of Man and of the Citizen. Article 2 states that the aim of all political associations [that
are created by means of a constitution] is the preservation of the rights of human
beings. According to article 16, a “society in which the observance of the law is not
assured, nor the separation of powers defined, has no constitution at all.” The intu-
ition underpinning these articles is that an appropriate use of the concept of constitu-
tion would refer to a set of norms institutionalizing the protection of constitutional
35
These norms are abstract entities which represent either the meaning of some propositions (constitu-
tional provisions) or an abstraction of the norms governing a practice adopted jointly by a group of indi-
viduals that regard these norms as obligatory.
36
In logical notation, this meaning of the constitutional replacement doctrine can be stated by means of
the rule CR ↔ DCRs ∨ DRoL ∨ DSoP. According to this rule, there is a replacement of the constitution
(CR) if and only if all constitutional rights (DCRs), or of the principle of the rule of law (DRoL), or of the
principle of the separation of powers (DSoP) are derogated.
354 I•CON 11 (2013), 339–357
37
For an explanation of social institutions as grounded in collective intentional actions, see John Searle,
Making the Social World (2010), in particular, ch. 1.
38
On this purpose of law, see Scott Shapiro, Legality 170 (2011).
39
On this dimension, see Robert Alexy, The Dual Nature of Law, 23(2) Ratio Juris 167, 167 (2010).
40
Id. at 170.
Unconstitutional constitutional amendments in the case study of Colombia 355
explains, absurdities of this kind stem from a performative paradox, that is, a paradox
between what is implicitly claimed in the preamble, namely, that the political system
to be institutionalized is just, and what is explicitly declared, namely, that it is unjust.
This makes it explicit that the enactment of a constitution implies for the constituent
power to have claimed and, accordingly, have aimed at adopting a correct political sys-
tem. For a group of people acting together to count as a constituent power, they must
have shared intentions to adopt a correct political system for their society.
41
On this discussion, see Cristina Lafont, Is the Ideal of a Deliberative Democracy Coherent?, in Deliberative
Democracy and its Discontents 3 (Samantha Besson & Jose Luis Marti eds., 2006).
42
Jon Elster, Introduction, in Deliberative Democracy 8 (Jon Elster ed., 1998). See also Amy Gutmann & Dennis
Thompson, Why Deliberative Democracy 3 (2004).
43
Robert Alexy, Discourse Theory and Human Rights, 9 Ratio Juris 209 (1996).
356 I•CON 11 (2013), 339–357
The conceptual and the normative arguments are the basis for a theory concerning
the meaning of constitutional replacement. The fact that the Constitutional Court is
the guardian of the integrity of the constitution,44 grounds the competence of the
Court to review that constitutional amendments do not make it impossible for the
political system to institutionalize a deliberative democracy. The Court exercises this
control in virtue of an argumentative representation of the people.45 Nonetheless,
this constitutional review cannot be identical to the constitutional review of ordinary
44
Art. 241 of the Colombian Constitution empowers the Constitutional Court to be the guardian of the
integrity of the Constitution.
45
On the Constitutional Court as argumentative representative of the people, see Robert Alexy, Balancing,
Constitutional Review and Representation, 3(4) Int’l J. Const. L. 572 (2005).
46
I owe this remark on the non-identity thesis to Robert Alexy.
Unconstitutional constitutional amendments in the case study of Colombia 357
As is common in constitutional review, it is also possible to use the principle of proportionality in order to
47