Securities Board of Nepal

Regulation and Management Department

Initial Public Offering (IPO) & Further Public Offering (FPO) Pipeline Status
Fiscal Year 2074/75
As on 2075/03/19
Under Preliminary Review
Type of Amount of Date of
S.N. Name of Company Sector No. of share Issue Manager Processing Status
Issue Issue Application
CEDB Hydro Fund Ltd. Investment Sunrise Capital
1 IPO 2,289,300 228,930,000 2074/03/27
(For General Public) Company Ltd.
Universal Power Company Ltd. Siddhartha
2 Hydropower IPO 9,661,610 966,161,000 2075/02/18 Under preliminary review
(For Local People & General Public) Capital Ltd.
NIBL ACE
3 Chautari Laghubitta Bittiya Sanstha Ltd. Microfinance IPO 540,000 54,000,000 2075/03/07 Under preliminary review
Capital Ltd.

NIBL Ace Capital

Madhya Bhotekoshi Jalavidyut Co. Ltd. Ltd., Prabhu
For Capital Ltd.,
1) Employees having membership of Laxmi Capital
4 Employee Provident Fund Hydropower IPO 14,400,000 1,440,000,000 Market Ltd., 2075/03/17
2) Employees of Promoter Shareholding Civil Capital
Companies Market Ltd.,
3) Employees of Lending Institutions Sanima Capital,
CBIL Capital Ltd.

Total 26,890,910 2,689,091,000

Reviewed and Comment Sent

Type of Amount of Date of Date of
S.N. Name of Company Sector No. of share Issue Manager Processing Status
Issue Issue Application comment

1) Requested to submit all required documents on

Mailung Khola Jal Vidhyut Co. Ltd. (For Siddhartha 2074/07/08
1 Hydropower IPO 736,286 73,628,600 2074/06/20 2074/10/18
General Public) Capital Ltd. 2) Additional documents received on 2074/08/26
3) Comment Sent on 2074/10/18

Shiva Shree Hydropower Ltd. Siddhartha

2 Hydropower IPO 1,476,400 147,640,000 2074/10/24 2075/01/07 Comment Sent on 2075/01/07
(For Local People) Capital Ltd.
1) Requested to submit all required documents on
Himalaya Urja Bikas Company Ltd. 2075/01/12
Nabil Investment
3 (For Local People) Hydropower IPO 990,000 99,000,000 2074/12/21 2075/03/12 2) Additional documents received on 2075/02/29
Banking Ltd.
3) Under preliminary review
4) Comment sent on 2075/03/12
Nepal SBI
Merchant
4 CBIL Capital Ltd. IPO 300,000 30,000,000 Merchant 2075/01/19 2075/03/12 1) Comment sent on 2075/03/12
Bank
Banking Ltd.
Total 3,502,686 350,268,600

Replied and Under Review

Type of Amount of Date of Date of Date of
S.N. Name of Company Sector No. of share Issue Manager Processing Status
Issue Issue Application comment Reply

1) Updated prospectus received on

2074/10/17
2) Under preliminary review
Ankhukhola Jalbidhut Co.Ltd. 3) Requested to submit all required
(For Local People and General Public) Civil Capital documents.
1 Hydropower IPO 2,000,000 200,000,000 2073/02/31 2075/01/20 2075/02/22
Local People: 800,000(10%) Market Ltd. 4) Additional documents received on
General Public:12,00,000(15%) 2075/01/07
5) Comment Sent on 2075/01/20
6) Reply received on 2075/02/22
7) Reply under review
1) Comment Sent on 2075/02/17
Commercial Global IME
2 Citizen Bank International Ltd. FPO 463,826 - 2074/12/27 2075/02/17 2075/02/23 2) Reply received on 2075/02/23
Bank Capital Ltd.
3) Reply under review
Kathmandu
Kalika Power Company Ltd. Capital Market 1) Comment Sent on 2075/02/17
3 Hydropower IPO 1,200,000 120,000,000 2075/01/04 2075/02/17 2074/02/28
(For General Public) Ltd.&Global IME 2) Reply received on 2075/02/28
Capital Ltd.
Total 3,663,826.00 320,000,000.00

Waiting For Reply and Compliance

Type of Amount of Date of Date of

S.N. Name of Company Sector No. of share Issue Manager Processing Status
Issue Issue Application comment

1) Reply of comment received on 2074/01/10

Garjang Upatyaka Hydro Power Ltd. NIBL Capital
1 Hydropower IPO 200,000 20,000,000 2073/06/14 2073/08/15 2) Requested to submit Credit Rating Letter on
(For Local People) Market Ltd.
2074/01/13
Laughing Buddha Power Nepal Ltd. Siddhartha Requested to send updated prospectus
2 Hydropower IPO 978,000 97,800,000 2074/02/31
(For Local People) Capital Ltd. incorporating additional disclosure required as

Requested to send updated prospectus

Unique Hydel Co. Ltd. (For
3 Hydropower IPO 550,000 55,000,000 NMB Capital Ltd. 2074/02/31 incorporating additional disclosure required as
Local People)
per Circular dated 2074/09/16 on 2074/10/05

Total 1,728,000 172,800,000

Grand Total 35,785,422 3,532,159,600