Professional Documents
Culture Documents
1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
by
Common Stock 10/29/2018 P (1) 9,439 A $334.24 (2) 33,747,360 I
Trust (3)
by
Common Stock 10/29/2018 P (1) 19,105 A $335.287 (4) 33,766,465 I
Trust (3)
by
Common Stock 10/29/2018 P (1) 1,300 A $335.932 (5) 33,767,765 I
Trust (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number 6. Date Exercisable and 7. Title and 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Transaction of Expiration Date Amount of of derivative Ownership of Indirect
Security or Exercise (Month/Day/Year) if any Code (Instr. Derivative (Month/Day/Year) Securities Derivative Securities Form: Beneficial
(Instr. 3) Price of (Month/Day/Year) 8) Securities Underlying Security Beneficially Direct (D) Ownership
Derivative Acquired Derivative (Instr. 5) Owned or Indirect (Instr. 4)
Security (A) or Security (Instr. Following (I) (Instr.
Disposed 3 and 4) Reported 4)
of (D) Transaction(s)
(Instr. 3, 4 (Instr. 4)
and 5)
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title Shares
Explanation of Responses:
1. The transactions reported on this Form 4 are open market purchases of Tesla Common Stock on October 29, 2018 by Elon Musk, totaling $9,997,264.14. As previously announced, Mr. Musk has also
committed to purchase an additional ~$20 million of Common Stock in a direct transaction with Tesla, which is expected to close by next week.
2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $333.69 to $334.65, inclusive. The reporting person undertakes to
provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the
range set forth in this footnote.
3. The Elon Musk Revocable Trust dated July 22, 2003.
4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $334.79 to $335.78, inclusive. The reporting person undertakes to
provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the
range set forth in this footnote.
5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $335.80 to $335.99, inclusive. The reporting person undertakes to
provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the
range set forth in this footnote.