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RESEARCH,
VOL.30,NO.2,PAGES
355-368,
FEBRUARY
1994
Nonequilibrium
masstransfer
between
thevapor,aqueous,
and
solidphasesin unsaturated
soilsduringvaporextraction
J. E. Armstrong, E. O. Frind, and R. D. McClellan
Waterloo
Centrefor Groundwater
Research,
University
of Waterloo,
Waterloo,
Ontario,
Canada
exposure time of the air to the contaminants. Gierke et al. 1989;Falta et al., 1989],although
of littleimportance
during
[1992], however, point out that a lower limit existswhere the continuousextraction [Rathfelder, 1989], may be apprecia-
diffusive flux becomes of a similar order of magnitude as the ble during nonpumping periods in pulsed pumping;this
advective flux and suggestthat pulsed pumping be consid- mechanism is therefore included.
ered under such circumstances. The vapor transport model developed by Mendoza and
In pulsed pumping [Keely et al., 1987; Crow et al., 1987] Frind [1990a], which uses the above assumptions,is usedas
the strategy is to extract air only until the tailed portion of a basis for the development. The original model has the
the effluent curve is reached, then to turn off the pump and capability to allow a spatially variable temperature distribu-
let the air phase concentrationsrecover. Pulsingis intended tion.
to give lower energy costs and lower effluent treatment
costs. The lengths of the on and off periods depend on the Vapor Transport Equation
physical parameters, the pump capacity, and the rate of
recovery. For an analogoussaturated-zonesituation,extrac- Under the assumptionsof a static moisture distribution
tion of a densenonaqueousphaseliquid(DNAPL) by pulsed and an incompressibleair phase, the advective-dispersive
pumpingwas found not to be significantlymore efficientthan transport equation in Cartesian coordinatesis
continuouspumping[Powerset al., 199!]. In general,little
aI Oavi
OCa 3Ca
L(C)--O 0 \OC
quantitative information is available on the efficiencyof Oa
pulsed vapor extraction. / ot
Mathematical model simulations can be useful in obtaining
insight into the governingmechanisms.Brusseau [1991] OCw OCs
developeda highly generalmodelassumingboth advective + Ow-•-+po Ot i,j=x, z (1)
and nonadvective domains within the soil and allowing both
equilibriumand nonequilibriumphasetransferin each do- where subscriptsa, w, and s designate the gaseous,dis-
main. A drawback of this general approach is the large solved, and sorbedphases(also referred to as the air, water,
number of parametersthat are required to describethe andsoilphases)
ofthecontaminant,
Ca, C•(M/L3),andCs
advective/nonadvective domain fractions and partitioning (dimensionless)are the correspondingconcentrations,0a
parameters.Nevertheless,Brusseausucceeded in matching and Oware the volumetricair and water contents(dimen-
a set of publishedexperimentalresultswithoutresortingto sionless),
andpois thesoildrybulkdensity (M/L3). The
aswellasthose differentialoperatorL(C a) denotesthe dispersiveand ad-
curvefitting.Unfortunately,hissimulations,
of Gierke et al. [1992], extend to air extraction volumes vective terms; we will use this notation in subsequent
rangingfrom 13 to lessthan 100porevolumesonly, whereas developments. The threetermson the right-handsideof (1)
severalauthors[McClellan and Gillham, 1990;Grathwohlet representthe changesin contaminantmassstoredin the
al., 1990;Rauh, !992] showthat effluenttailingcanlastover vapor phase,the dissolvedphase,and the sorbedphase,
thousands of pore volumes. respectively.
The objectiveof this paper is to investigatethe various The linear air velocity, vi(L/T), is determinedfrom the
processes that causetailingoverthe longertimeframe,to solution of the air continuity equation and the subsequent
gain insightinto the influenceof the kinetic masstransfer application
of the Darcyequationto pressure. The disper-
mechanisms,to investigatethe relationshipbetweenextrac- sion tensor, Dij(L2/T),isofthestandard form[Bear,1972]
tion efficiencyand the airflowrate, and to comparepulsed expressed in termsof longitudinal dispersivity
ar (L), trans-
pumping to continuouspumping
schemes.An existingfinite versedispersivity at(L), andthe moleculardiffusioncoef-
elementvaporflow model,modifiedto includerate-limited ficientDa(L 2/T). The tortuositycorrectionof Millington
partitioning,is used. andQuirk[1961]is used.The development of the density-
dependent
airflowequation
is givenby Mendoza
andFrind
[1990a].
Mathematical Model Boundaryconditionsfor (1) canbe of the followingtypes:
We are concerned here with the flow of vapor in the
unsaturated soil zone and the mass transfer of contaminant
Specifiedconcentration(type 1)
betweenthe gas phase,the dissolvedphase,and the ad- Ca= C0 (2a)
sorbedphase.We neglectinfiltration
eventsandassumethe
soil moisture to be immobile and constant in time (a more Specifiedmassflux (type 3)
generalmodelinvolvingmobilevaporandwaterphases was
developedby SleepandSykes[1989]).Theeffectof venting OCa
on soil moisture has been investigatedby Grathwohl et al.
VnCa-- D •On = voCo (2b)
[1990]aswell asby McClellan[1991],whofoundno signif-
icant soil dryingto occur.However,SVE mayleadto soilDuringvaporextraction,
the groundsurface
boundary
dryingunderverywetconditions
[Regalbuto
et al., 1988]. condition
canberepresented
by a zeroconcentration
gradi-
Darcy'slaw canbe usedto describe airflowduringvapor ent if sealed,or by a zero massflux (type 3 boundary
extraction, assumingthat gas slippage(the Klinkenberg condition)if open.Otherinletboundariesfor cleanaircan
effect)is negligible[Massmann,1989;McWhorter,1990], alsobe described by a zeromassfluxboundary condition.
andair compressibility
effectsarealsonegligible
for applied Anextraction
wellisdescribed
usinga vacuum
pressure
and
vacuumpressures prevailing
underSVE conditions [Crois• a zerodispersive
gradientboundary; massis assumedto
et al., 1989; Wilsonet al., 1988].Density-inducedgas leavethesystembyadvection only.Initialconditions
with
advection[Mendozaand Frind, 1990b;Sleepand Sykes, respectto concentrations
in eachphase mustbespecified.
ARMSTRONG
ET AL.' NONEQUILIBRIUM
MASSTRANSFER
DURINGSOILVAPOREXTRACTION 35-
Adv• Air
dissolvedcontaminant
OaD
(i• • Oxj i •=
/ 0av ROa
at
(6)
In the boundary layer model the masstransfer coefficient study, only the seasonalthermal gradientwith depthis
dependson the diffusioncoefficientand, conceptually,the considered.
thicknessof the respectiveboundary layer. The thickness,
however, is not a measurable quantity since the process
representsa variety of diffusionpathwaysthroughthe het- Numerical Model
erogeneousmedium. The kinetic masstransfercoefficients The partial differential equations describing flow and
thus have meaningonly as lumped parametersrepresenting transport are solved using the Galerkin finite element
the integralof a multitudeof pore-scaleprocesses.Correla- method with triangular elements and linear basis functions.
tion relationships for thesecoefficientshavebeenproposed A centereddifferenceapproximationis used to represent
by Brusseau[1991];however,we feel that thesecan at best time, and masslumpingis usedto dampenoscillationsdueto
give an order-of-magnitudeestimate. More accurate case- parameterswhich may vary widely over relatively short
specificvalueswill haveto be determinedfromlaboratoryor distances. Details of the finite element method are found in
field tests by model calibration. textbooks [e.g., Huyakorn and Pinder, 1983].
Incorporationof two nonequilibrium partitioning
reactions By assuminga stationary water phase, the only spatial
in the model implies that there are three possiblecasesto linkage in the numerical equationsis due to the air phase.
consider:The extractionrate may be controlledprimarily by The water and solid phasesare linked in the systemvia the
(1) soil moisture/gaspartitioning(air/water, or AW), (2)spatiallyindependentequilibriumand kinetic masstransfer
desorptionfrom the soil matrix into the moisture(water/ relationships.The masstransfer relationshipscan be incor-
solid, or WS), or (3) somecombinationof the two processes porateddirectly into the numericalair phasetransportequa.
(air/water/solid,or AWS). The threecaseswill be referredto tions by using a technique developed by Leismann et al.
using these acronyms.In the AW model, sorptionis an [1988]. The development of the correspondingmatrix terms
equilibriumprocess,while in the WS modelthe air-water for the different model versions are given in the appendix.
partitioningis an equilibriumprocess. With this approach, only the air phase transport equations
The partitioningprocesses are incorporatedinto the air (in matrix form) need to be solved simultaneously,whilethe
phasetransportequationby replacingthe equilibriumphase dissolvedphaseand sorbedphaseequationscan be solved
mass changeterms on the fight-hand side of (1) by the explicitly.
corresponding kineticmasstransferterms.In the caseof the Spatialand temporalgrid discretizationsare controlledby
partially kinetic versions(AW and WS), one of the terms the standard Peclet and Courant criteria [Daus et al., 1985].
remainsin the equilibriumform while the otherassumesthe The matrix equationsfor flow and transportare solvedusing
kinetic form. The governingequationsfor the three model the conjugategradientandORTHOMIN iterativetechniques
types are as follows: implementedin the ORTHOFEM solversubroutines [Men-
AWS model. The equation for the air phase is doza, 1991]. Mass balance checks are performed following
OCa standardprocedures[Huyakorn and Pinder, 1983].
L(Ca)
= Oa-•-+ OaXaw(Ca-
HCw) (10)
The water phase equation is (8), and the solids phase Model Testing
equation is (9). Presentlyaccepted.practice
requiresthat a mathematical
AW model. The equationfor the air phaseis (10), while model be verified (to ensure that the model solves the
that for the water-solids phase is equations correctly)andvalidated(to ensurethat themodel
is conceptually correct).A newandinterestingperspective
OCw on this issue is raisedby Konikow and Bredehoeft [1992],
o a(C - HC = 0 (
ot who state that "validation per se is a futile objective,"
explaining thata modelcannotbe validated,but onlyproven
where the water-solid retardation coefficient is
not to be invalid.From our own experience,verificationofa
R s = 1 + (pbKa/Ow) (12) mathematical model is usuallypossibleonly in a limited
sensewhereanalyticalor otherprovensolutions areavail-
WS model. The equationfor the air-water phase is able. A successful comparison with anothermodelsimply
meansthat the two modelsgive the sameresults. We agree
generallywith KonikowandBredehoeft in thata complete
L(C,)= O,Rw
-•-+ OwXws
' (13) andunambiguous validation
of a modelincorporating
multi-
where the water-air retardation coefficient is
ple interactingprocessesmay be impossible dueto the
unavoidablenonuniqueness
of simulationresults.The pos-
Rw = • + (0•/0,H) (•4) sibilityof nonuniqueness
increases
withthe complexity
of
the model.The lack of generalvalidationdoesnot detract
The solidsphase equation is (9). from the value of the model, which is, above all, a toolto
Temperaturecan play a significantrole in vapor transport give insightinto complexnatural processes.
undercertainconditions[RathfeIderet al., 1991].Significant We will thereforeavoidthe useof theterms"verification"
temperaturevariationsin the soilor the soilgascan arisedue and "validation" and use instead "model testing" and
to the seasonaltemperaturegradient[Mendozaet al., 1990] "calibration,"whichwe believereflectmore accurately
or differencesbetweenthe ambientsoil temperatureand that whatactuallytakesplaceandleavesuswith a realisticsense
of the injectedair. Parametersthat may be sensitiveto these of the modeI's(andour own)limitations.
Theselimitations
variationsincludeHenry's constantand air viscosity.In this cause noproblem if oneisawareofthemandif themodel is
ARMSTRONG ET AL.: NONEQUILIBRIUM MASS TRANSFER DURING SOIL VAPOR EXTRACTION 359
usedprimarily to gain insight into the interactions of the brief summary of the vapor extraction experiment that
variousphysical processesincluded in the model. providedthe data for the model, then test the sensitivityof
The numerical code was tested by comparison to a one- the model with respectto the parametersusingthe experi-
dimensionalanalytical solution for transport in a homoge- mental data, and finally calibrate the model againstthe data.
neouspartially saturated domain with kinetic partitioning The sensitivityanalysisstepprecedesthe calibration stepin
understeady flow. The analytical solution was derived and order to determine the importance of the physical parame-
codedby K. Tan (manuscript in preparation, 1993), follow- ters. A formal "validation" step prior to the sensitivity
ing the method presented by van Genuchten and Alves analysisis not performedsincethe resultswould clearly be
[1982].The numericalexperimentsimulatesthe extractionof nonunique.
trichloroethylene(TCE) vapor from a one-dimensionalcol-
umn containing fine sand at field moisture capacity. The Controlled Vapor Extraction Experiment
model allows for both rate-limited volatilization and sorp- A small-scalecontrolled vapor extraction experiment de-
tion, using the AWS formulation. Parametersused in the scribedby McClellan and Gillham [1990] is usedas a basis
simulationsare given in Table 1. Two casesare considered
whichdifferonly in the value of the water-solidsorptionrate
coefficient
(10-4 and 10-6 s-1 respectively)all other
parametersbeing the same. The TCE is assumedto be
initiallyat equilibriumin the vapor, dissolved,and sorbed
phases.
Normalized concentrations in the air, water, and sorbed
phases versus time calculated at the outflow end of the x A.•= 10'4s-•
-6 $-1
columnby the numericalandanalyticalmodelsare shownin
Figure2. The resultsshowexcellentagreementfor all three
phasesand both setsof kinetic sorptioncoefficients.The air
phaseconcentrationsfor both casesare identical, suggesting
,
To relate the model to the real world, we first presenta symbols,the numericalsolution.
360 ARMSTRONG ET AL.' NONEQUILIBRIUM MASSTRANSFERDURING SOIL VAPOR EXTRACTION
clean 1.2
air air
entry /-A /•• exit
680 ß 540 200
ß
•-•.-
c- • 66O 770 ß 1360
o I I I !
o 1.5
1.25 .
• 1000 ß
•
!1.oo
.25 .
- • 1.oo
o
.
= 0.75 • 0.75 ' ß
• 1o0'
.m ß
'• 0.50 g 0.50 '
• ß '- 10
ca 0.25 ca 0.25 -
ß
SensitivityAnalysis
Under the presentstateof the art, somedegreeof model
calibrationto measureddata is still necessaryin order to
determine case-specific
kineticmasstransfercoefficients,as
suitabledirect relationships between these coefficientsand
theprimarymediumandfluidparametershavenot yet been
conclusively established. Brusseau [1991] made some o 0.01 ........................................................................
progress
by usingthe assumption
of rate-limiting
diffusion
withinthe liquidphaseto postulatea relationship
basedon a
diffusionpath length and an effectivediffusioncoefficient,as a. o.oo1{ , ' t '
hasbeen donefor rate-limited sorption[e.g., Brusseauet al., 0 5 !0
1991]. The universality of such relationships, however, Time (hr)
remainsunproven in view of the potential temporal and 1.0
spatialscaledependenciesof the relevantphysicalparame-
ters [Brusseauand Rao, 1989]. For example,the sorption
coefficientreported for the same chemical in the same soil Total Mass
hasbeenfound to vary over more than an order of magnitude
[e.g., Curtis et al., 1986;Ball and Roberts, 1991].
Prior to calibration it is useful to obtain a feel for the
sensitivityof a model with respectto the controllingparam-
eters. Because the soil porosity, moisture content, and Mass in Soil Water
densitywere measured, these factors were consideredfixed
with regard to model testing. The sensitivity analysis was b o.o •-, , • , .....{
0 5 10
therefore focused on the three model types (AWS, AW,
WS), on the kinetic parameters (volatilization coefficient Time (hr)
ranging
from10-4 to 10-6 S-1, sorptioncoefficient
ranging
from10-5 to 10-6 s-l), andthe soilorganiccontent(0.02 Figure8. Influence
ofnonequilibrium
process,
(foc= 0.1%)forcaseA2(AWSmodel,
highO_f
Xa•,= 10-5 s
and 0.1%). The other parameters are as listed in Table 1. Aws= 10-5 s-1),caseB2(AWmodel,Aaw= !0-5 s-•,
The numerical model representingthe box (see Figure 3) equilibriumsorption),and case C2 (WS model, equilibrium
volatilization,
i,,s = 10-5 s-i) - (a) Effluentconcentration
versus time. (b) Phase mass versus time.
1 ...........
caseC1 uses a rectangulargrid with 15 elementsin the horizontal
representlong-termvapor extractionremainsas yet un- spondingto zero air velocityis the time requiredfor com-
tested.Recentexperimental
datafromcolumnvaporextrac- plete massremovalby pure diffusion,known as passive
tion tests [Grathwohl, !992; Rauh, 1992]have shown that remediation.Clearly, applyingeven a low airflowrate to the
effluenttailing can extend over very long times. For exam- passivescenariowill result in a rapid decreasein cleanup
ple,the Grathwohlexperiment
showed50%of the initial time. Further increases in the flow rate, however, bring
massremainedafter more than 1500pore volumesof air had diminishingreturns in terms of improvementsin cleanup
passedthroughthe column,while the Rauh experiment time.
requiredover 40,000 pore volumesto remove97% of the A critical point can be defined beyond which the kinetic
mass.Recent work by El-shenawy [1992] showedthat the mass transfer process becomes controlling, and mass re-
first-orderrate constantapproachmay not be optimalfor moval will be essentiallyindependentof the airflow rate.
verylong-termbehavior,butthatinsteada time-varying
rate Sincethe transitionis a gradualone, the choiceof the critical
coefficient,possibly of exponential form, should be used. value is somewhatsubjective.Figure 12 showstwo possible
Thephysicalbasisfor sucha form of ratecoefficientremains critical points,one selectedby inspectionbasedon cleanup
asyet unclear. time, and the other calculated from a dimensionless relation-
shipdevelopedby Gierkeet al. [1992]. Gierke et al. consid-
ered the range of optimum airflow rates in terms of air
Analysisof Pumping Strategy volumeextracted;the relationshipis developedby equating
The rate of mass removal under kinetic conditions de- the masstransferred by partitioningto the mass•transported
pendson the airflowrate and on the rate-limitedtransferof by advectionand involvessoil aggregatecharacteristicsand
massfrom the dissolvedand sorbedphasesto the air phase. otherphysicalparameters. The lower Darcy velocitywould
As the air velocity increases,the masstransportedby a unit remove 99% of the TCE contamination in about half the
volume of air decreases, and hence the efficiency of the extractedair volumeas comparedto the highervelocity.
systemdecreases.On the other hand, pumpingat a faster The optimumcleanupefficiencyis evidentlyattainedwhen
rate may lead to a faster rate of extraction and a shorter the flow rate is such that the air residence time just allows
cleanuptime. Thus a trade-off exists between efficiencyand the kinetic partitioningprocessto approachequilibrium.
cleanuptime. This would hold for idealized conditions. In the field, soil
OptimumAirflow Rate and moisturecontentheterogeneitieswill likely control the
A seriesof simulationswere performedto investigatethe airflow regime and therefore the cleanup by SVE. The
relationshipbetween the airflow rate and the time taken to optimumairflowrate will then be the smallestflow rate that
can create the desired zone of influence.
meet a target of 99% mass removal. In real situationsthe
cleanuptarget will be higher since essentiallyall of the Efficiencyof PulsedPumping
contaminant must be extracted in order to meet drinking
water standardsfor VOCs. The numerical experiments were Pulsedpumpingis sometimessuggestedas a meansfor
conductedassuminga domainand soil similarto thoseused
improvingthe extractionefficiencyby reducingenergyre-
quirements [Keelyet al., 1987;Crow et al., 1987;Grathwohl
inthe box experiments.The contaminantwasassumedto be
et al., 1990]. In order to determine the mass removal
initially at phase equilibrium and uniformly distributed
efficiencyunder a pulsingregime, two pulsed pumping
throughoutthe domainat approximatelyhalf of the theoret-
ical saturation. The rate coefficient was assumed to remain
scenarioswere investigated.The pumping schedulesand
corresponding flow rates used were as follows: (1) 2 hours
constantover the full rangeof concentrations andvelocities.
The time taken to reach the cleanupgoalundercontinuous
pumping at 5 m/h, 8 hoursoff; and (2) 1 hourpumpingat 5
m/h, 4 hoursoff; eachgivingan averageDarcy flow rate over
pumping is plottedagainstthe Darcy velocityin Figure12.
the full cycleof 1 m/h. These scenariosare comparedto a
Therangeof velocitiesis between0.14and0.001cm/s(other
continuouspumpingscenariousing 1 rn/h (i.e., the same
parameters are as for caseD2, Figure 10).The curvehastwo
averageflow rate as the pulsedpumpingscenario),and a
distinctparts,a slowpart in whichthe air residence timeis further continuouspumpingscenariousing5 m/h (i.e., the
long,allowingthe partitioningprocessto equilibrate,anda rateof thepumping portionof the pulsed•umpingscenarios).
fastpart in which kineticmasstransferis the controlling The massremainingin the systemas a functionof timefor
process.For the slow part the limitingtime value corre- the abovecasesis plottedin Figure 13. It is evidentthat the
2- to 8-hourcycle removesmassat the slowestrate. The 1-
600- to 4-hourcycleis somewhatmore effective.However, the
continuous
pumpingschemeusingthe sameaverageairflow
rate removes mass faster than either of the two pulsed
• 500- CriticalPointaccording
to Gierkeet al., i992 pumpingschemes.As expected,the fastestmassremoval
rate is achievedwith the higher flow rate; however, in that
•
o
zl-00
cal
Point case5 timesas muchair is pumpedfor only a marginalgain
in the mass removal. Therefore this scheme is the least
efficient of the schemestested. Overall, it is clear that a slow
.•,1
but continuouspumpinggivesthe best massremovalperfor-
mance.
3O0 I i The superiorperformance
of continuous
but slowpumping
0.0 0.05 0.1.
is due to the fact that diffusive mass transfer between phases
Darcy Flux (cm/s) is maximizedby maximizationof the concentrationgradient
Figure 12. Time for 99% massremovalversusflow rate. at all times. Pulsingcausesthe gradientto be less than the
366 ARMSTRONG
ETAL.:NONEQUILIBRIUM
MASSTRANSFER
DURINGSOILVAPOREXTRACTION
.Appendix
2-8 hr. cycle,1 m/hr.avg.
• /
The developmentof the numerical solution of the govern.
1-4 hr. cycle,1 m/hr.avg. ing equationsincorporatingnonequilibriummass transfer
between the air, water, and sorbed phases follows the
continuous,1 m/hr. approachof Leismannet al. [1988]. A brief outline of the
0.5-
procedure
for the threemodeltypesis givenbelow.In each
continuous,5 m/hr. case,a singlematrix equation for the air phaseresults.
AWS Model
Time (hr)
+ (1 - e)(C•n - HCn•)] (A1)
Figure 13. Comparisonof pulsedandcontinuous
pumping
schedules' mass remaining versus time. as are the partitioning equations (11) and (12), giving
Conclusions
Under conditions such as thoseof the emplacedbox exper- P•
= Ow•ws
S Cn+l
At Kd
w
Cs
n+l=OwAws [ Kd
n+l Kd
Ate•-Ca +(1-e)-•-C2
+[PbKa-
(1-e)OwAws
At]Cf}(pbKa
+eOwXws
At)
-! (A17)
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X•q-•eKd
)Ca
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1989.
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• a (1
-HE)K
dB2)C•- B2C
2 (A14) venting of vapors emanatingfrom hydrocarbonproduct on the
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368 ARMSTRONG
ET AL.: NONEQUILIBRIUMMASSTRANSFERDURING SOIL VAPOREXTRACTION