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phenomenology: genesis and prospect THE OTHER EXPLAINED INTENTIONALLY
ative that his universal subject be not abs,tract but concrete; and a tution can be extended to the presence of other subjects in the cog-
concrete universal subject means nothing if it does not mean a con nitive field, without thereby adding anything to the already-devel-
crete multiplicity of subjects. Now, if there are many subjects, many oped theory. The theory of intersubjectivity is, as it were, a particular
conclusions follow which have not yet been so much as suggested: application of intentional constitution, an application which could
(i) Each subject must be self constituted, else it can have no signif- not be avoided, as were most other applications, since the central
icance in a phenomenological framework. (2) Each subject must be concept of objective validity demands an objectivity recognized as
constituted as such (either individually or collectively) in each other binding on all possible subjects; and the very admission that other
subject, or the result will be a completely monadological universe, subjects are possible demands that the theory account for the consti
where communication is impossible. (3) The constitution of the tution of such subjects — even if only as possible.3 Thus, it is impos
other must correspond to the others self-constitution, else it will be sible to escape the impression that the numerous pages consecrated
invalid; and my constitution of self must correspond to others’ con by Husserl, in both his published and unpublished works, to inter
stitution of me,2 else I will be myself and not myself. (4) Each must subjective constitution add no explanation whatever to the problem
constitute a world of objectivity which is in some sense identical with of objectivity.4 Rather, intersubjective constitution is but an extension
the world constituted by the others, or there will be no common of the theory of objective constitution, concerned with an object
ground for communication. (5) The world which each one consti- which is constituted both as an object and as a subject. It is difficult
tutes must be a world comprising oneself and others, else the unity to see how it could be more than this without entering into the
of the world will be destroyed, as Sartre has destroyed it by making existential problematic, which Husserl never effectively does. It is
the self ultimately the “néant.” for this reason that we have devoted a separate chapter to the Fifth
Husserl was certainly not unaware of all these problems involved Cartesian Meditation, since it seems to be conceived as a particular
in his theory of intentional constitution. It is for this reason that he application of what has been developed in the first four Meditations.
spent so much time during the last years of his life trying to evolve Understood in this way the problem is traceable to a certain para-
a consistent theory of intersubjective constitution. It is doubtful dox inherent in the very notion of intentional constitution, particu-
whether he himself was convinced that the theory as he was able to larly when viewed as a constitution of the ego, as it is in the Fourth
evolve it answered all the questions which can be legitimately asked, Meditation. Such an ego must be at one and the same time consti
but there is no doubt that he saw no reason in the intersubjective tutive and constituted. We ourselves can be in the world only to the
problematic for abandoning the completely constitutive explanation extent that we are for ourselves objects in the world, since the world
of all being for which he had opted. Having once and for all rejected has been defined as the totality of objects for a subject. Now it is
any possibility of a causal explanation of cognition, the only con clear that the self-constitution described in the Fourth Meditation is
sistent thing to do was to reject with equal vigor any causal explana not the constitution of an object; it is the progressive constitution of a
tion of intersubjective communication. Thus, though in many places “pure” subject, in and through a series of objective references to an
Husserl gives evidence of having conceived this theory of intersub-
3. Admittedly, it is difficult to conceive what possibility can mean in that which
jectivity as an additional guarantee for the validity of subjective is merely possible. Can there be a possibility without reference to actuality? Nicolai
constitution, it is difficult to see how the theory as actually evolved Hartmann has instituted a detailed critique of “logical possibility” in Mõglich\eit
does any more than explain how the fundamental theory of consti- und Wir\lichJ{eit (2nd ed.; Berlin: de Gruyter, 1949).
4. The best known are the Fifth Cartesian Meditation and ldeen II. In the latter
2. This, obviously, admits of degrees; no one need know me as I know myself. Husserl is concerned with laying the groundwork for a genuine essential psychol-
Still, one constitution cannot contradict another. ogy-
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phenomenology: genesis and prospect THE OTHER EXPLAINED INTENTIONALLY
objectively constituted world. On the other hand, it is clear both Husserl finds the key to a constituted world which will be objec
from the Fourth Meditation and from the psychological studies of tively valid for all subjects — actual or possible. What he has done,
Ideas 11 that the transcendental ego both can and should be objec- however, is to realize that such a solution demands a kind of inten
tified. The important thing to remember is that when the ego is ob- tional experience which has for its object the experiences of others.
jectified, its constitution does not enjoy the same priority as does Since such an intentional experience is necessary, he postulates it
subjective constitution; it is preceded by the world in general, con and calls it “empathy.” Still, this procedure is not as arbitrary as
stituted as a sum total of objectivity. By a sort of paradox it is also it might seem: Husserl does not pretend in his explanation that
preceded, according to Husserl, by the constitution of the other sub- empathy is a known phenomenon, whose essence he has intuited;
ject, as the first example of object which is also subject.5 If we could rather it is a sort of tentative explanation of what he is convinced
look upon this as a recognition on the part of Husserl that a subject will be ultimately explained intentionally — though the explana
is not fully constituted as subject except in a community of subjects, tion may have to come from more detailed investigations.9 As
we might consider the whole thing a modification of his general Eugen Fink puts it, Husserl has no intention of interpreting em
theory. Thus, it could be said that the other subject is genuinely pathy but merely of using it as an “explicitation of the reduction,”10
given with the proper subject, precisely because it is essential to a whereby the first contact with other subjects on the naíve levei is
subject that it not be given in isolation. This seems to be the position raised to the transcendental levei. Once more the naive object —
of phenomenologists like Scheler and Heidegger, but it is too which is here a subject — acts as “transcendental guide” for the
Hegelian in tone to have been acceptable to Husserl.6 phenomenological investigation.
Now, the problem of the other, known as a subject, is not con- To get back to the argument of the Fifth Meditation, we can,
fined to phenomenology. Every philosophy must recognize among simply by placing ourselves at the point to which the Fourth Medita
its field of objects one object which is like none of the others; it tion has brought as, distinguish three elements absolutely given to
is presented not only as known by the knower but also as knowing pure consciousness. They are: (1) my animated body (Leib), in-
the knower.7 The difíiculty is that to be subject means to have ex- fallibly perceived as a material object; (2) my soul (Seele), as the
periences; to be experienced as subject is to be experienced as having psychological subject of objectifying operations; (3) the body of
experiences. Somehow, then, the experiences of others must form part the other (Kôrper), not considered as either animated or inani-
of my intentional life, without at the same time being my experiences. mate, but simply as an object resembling my own body.11 The point,
Consequently, Husserl is obliged to find an intentional category
comprising some sort of experience of others’ experiences. This one Much, of course, has been said about it in contemporary psychology and esthetic
theory, but fronx them Husserl has borrowed little more than the name. As for a
can do somehow, he says, by “empathy” (Einfühlung).8 In empathy phenomenological analysis of empathy, it seems to be confined to saying what it
5. Cf. Ideen II, Beilage X, pp. 324-25, Beilage XII, p. 351; Mss C 11 V, p. 8, B I 9 must be if it is to fulfill the function for which Husserl needs it.
9. Cf. Philosophie ais strenge Wissenschaft, p. 322, n. 1.
VI, pp. 3I-32- f ,
6. Thcre is a hint in Krisis der europàischen Wissenschaften, No. 54, that Husserl 10. “Die phãnomenologische Philosophie Ed. Husserls,” p. 368. The concept has
was leaning toward some such explanation. been put to good use in the realm of esthetics by Theodor Lipps, Aestheti\, I (Leip-
7. More than anyone else, perhaps, Hegel has exploited this recognition in a series zig: Voss, 1914), pp. 96-223, and by Max Scheler, Wesen und Formen der Sym-
of dialectics leading up to consciousness of self; cf. Phanomenologie des Geistes, ed. pathie (5th ed.; Frankfurt am Main: Schulte-Bulmke, 1948), pp. 259-65, in
Lasson (Hamburg: Meiner, 1948), pp. 133-71. J.-P. Sartre has pushed the same the realm of psychology.
thing to a pathological extreme; cf. L’être et le néant, pp. 310-68, 431-503; Huis 11. Husserl has, in fact, said little or nothing of these three objects in the Fourth
cios; infra, chap. ix, p. 178. Meditation. He is presupposing them as belonging to the stage reached there; they
8. Unfortunately this notion seems to have been contrived in order to fill a neecL are explained in Ideen II.
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phenomenology: genesis and prospect
THE OTHER EXPLAINED INTENTIONALLY
perception, of my own ego, it is at the same time presented as an determined on the levei of pure transcendental subjectivity, prior to
ego, that is, having its own correlative world. It is possible to take any distinction of multiple subjects. All of which makes one wonder
the simple determinations of “here” and “there” as corporeal char- if other subjects are genuinely given or whether what is given is
acteristics and to realize through them a distinction between this merely that any other possible subject must correspond to the essence
body here and that body there, which is ultimately a distinction be of subjectivity.
tween two subjects. I can comprehend the other as a subject having The theory of intersubjectivity, however, does permit Husserl to
the experiences I would have if I were there.15 This, of course, de- approach a subjective community not too far removed from the one
mands that the subject have already had a series of experiences in Hegel presents in his Phenomenology of Spirit. This, perhaps, is the
which the same object is recognized as the same from “here” and real significance of the theory. In self-constitution it is first the pure
from “there.” transcendental subject which is constituted as the correlative of all
Once another subject is recognized, however vaguely, as having objectivity. Only thereafter is the subject constituted as a recog-
experiences similar to one’s own of a world which is also one’s own nizable object. With the other subject the process is precisely the
world, the step to a recognition of the world as object of a common reverse — first objectivity, then subjectivity. And, just as there is a
constitution is not a long one, though, what a “common constitu- sort of correspondence in the constitution of the self and of the other
tion” can mean must remain vague. What is more, this raises a fur- as individual subjects, so there is a correspondence between the sub
ther difficulty with regard to the constitution of the other subjec- jective and the intersubjective constitution of the pure transcen
tivity. As subjectivity it must certainly be self-constituted, and as dental subjectivity. Had Husserl been able to develop this last point
individual subject it must be objectively constituted. Now, for me more completely and more consistently he might have attained to
it is constituted as “there,” whereas for itself it is constituted as a concrete community of consciousness, whose history would be a
“here”; which is to say, it is not constituted in both cases as abso- total history, because a history of “Spirit,” as it is for Hegel.
lutely identical, since “here” and “there” are modes of corporeity On the objective side this theory does introduce an important dis
sufficient to distinguish bodies and, hence, subjects. Husserhs answer tinction which appears only late in HusserFs writings. The concrete
is that corporeal nature is commonly constituted with two distinct individual subject, as we have seen, is limited by the world therein
modalities whereby there are two subjects. This may seem insignifi- constituted. This world Husserl calls Umwelt, corresponding to the
cant, but it is enough to indicate that common constitution stops at individual personal subject. Besides this, it is now possible to recog-
a certain generality; particularization involves a diííerentiation nize a personality of a higher order, a social unity, having as its
introduced by individual subjects. It may be that two subjects ex- correspondent a “community” world, which Husserl calls the Kul-
perience things (or some things) in exactly the same way, but there turwelt,16 In this, then, is discovered an intersubjective a priori,
is no way of kjiowing that this agreement is anything but general. which cannot contradict but can expand the subjective a priori.
Thus, the world is commonly constituted, but the result is a com Though Husserl himself does not develop the theme, one can see in
mon world with different modalities, so that the one world is for it the possibility of some sort of intersubjective verification of sub
diíferent subjects both the same and different. The sameness is dis- jective insights. Were this more thoroughly developed it might
coverable in the a priori laws of intentional constitution, which are silence some of the objections which continue to find HusserFs
15. There is a peculiar oversimplification. here, based on the conviction that the whole methodology too arbitrary.17 Husserl himself is convinced
first intuition of subjectivity so gives the essence of experience that a multiplica- 16. Cf. Cartesianischc Meditationen, pp. 168-77; tdeen II, Nos. 50-51.
tion of subjects cannot significantly modify this “essence.” 17. One can find hints of this sort of “social” development, from different points
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PHENOMENOLOGY: GENESIS AND PROSPECT THE OTHER EXPLAINED INTENTIONALLY
that this intersubjective a priori excludes any arbitrariness in con- whereby that which was already given in consciousness prior to the
stitution, making it rcsemble a “discovery” far more than a “crea- application of the method should be adequately constituted — and
tion,” and by the same token making it profoundly metaphysical,18 thus verified, validated, made evident — we can recognize in this
The importance of the theory, then, is not so much in the actual last, undeveloped theory a positive contribution in the form of an
explanation which is given as in the realization that some sort of explanation of subjects as well as of objects, which is of considerable
explanation is necessary, if transcendental phenomenology is to be a importance (as Husserl recognized in Ideas II), if positive psy-
complete theory of cognition. Husserl has, in fact, remained re- chology is to be established on a firm basis. “Other” subjects present
markably faithful to the Kantian intuition, according to which a no less a problem in any conceivable philosophy than they do in
critique of objectivity must be essentially a critique whose aim is to transcendental phenomenology; the only difference being that a
establish the validity of the cognition in which objectivity is given. philosophy which does not pretend to be “scientific” need not be so
He also remained faithful to his own fundamental intuition, accord embarrassed at not finding a “solution.” There is, nevertheless, even
ing to which cognition is not objective because it is valid, but rather some justification in HusserFs contention that there is here an ap-
is valid because objective. Now, though such an intuition demanded proach to the problematic of existence. In explicitating the “sense”
a new concept of objectivity evolved in the course of the transcen of the other, which is already contained implicitly in the very con
dental analysis, it brought Husserl to the conviction that no cogni cept of an objectivity which must be equally valid for all possible
tion could with reason be called objective — and hence valid — un- subjects, the theory of intersubjectivity recognizes that the other
less it be a cognition effectively the same for all possible subjects. must be a “real” subject, if objectivity itself is to have any “sense”
There is even a certain negative advantage to be gaincd from the at all. Science, after all, can have no recognizable validity if its con-
vagueness attaching to the theory of intersubjectivity; from it we tents are verifiable only for one subject, even though that subject be
see that the most important element in the whole of transcendental convinced that it is the representative of subjectivity as such. If
phenomenology, the element of objective validity in knowledge, is nothing else, it should be possible to show how knowledge could
not to be secured by some cut and dried technique (or techniques) be communicable to others, on the mere supposition that there are
which needs but good will in order to be carried out successfully. In others. Further, if the “science” of philosophy is to be the task of a
Ideas 1 he had said that the all-embracing problem of phenome community of scholars imbued with the same ideal and employing
nology is intentionality,10 but his remaining writings show that in- the same method, as we read in Philosophy as a Strict Science, then
tentionality is to yield a solution to the problems of philosophy only this community of scholars must be more than a vague generaliza-
at the cost of painstaking analysis from every side. tion.
It would certainly be saying a great deal to say that the theory of It might, of course, be objected that Husserl has maneuvered him-
intersubjectivity has, precisely from the point of view of theory, con- self into an untenable position by his insistence that philosophy be
tributed concrete results notably superior to those already obtained nothing less than a strict science, but that is a criticism which ap-
on the levei of pure transcendental subjectivity.20 Still, if we remem- plies to the ideal, not to the consistency with which Husserl has
ber that the general aim of phenomenology is to establish a method tried to realize the ideal. Like every other philosopher, Husserl was
of view, in the works of Gabriel Marcei and Maurice Merleau-Ponty; there are a child of his times, and his times would be satisfied with nothing
also hints of it in Max Scheler’s remarkable Wesen und Formcn der Sympathie, and less than scientific verifiability for every proposition which is to be
in his sociological works. recognized as meaningful.21 In Husserl, then, we see a heroic effort
18. Cartesianische Meditationen, pp. 166-68; cf. ibid., pp. 108, 113.
to re-establish metaphysics according to the canons set up by science.
19. ldeen I, p. 357.
20. Although Husserl does say it; cf. Nachwort zti meinen ldeen, pp. 14-15. 21. Cf. Philosophic ais strenge Wissenschajt, pp. 340-41.
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phenomenology: genesis and prospect THE OTHER EXPLAINED INTENTIONALLY
It may well be doubtcd tbat he was wholly successful; it is indis- have, to a greater or less extent, drawn much of their inspiration
putable that his rescarches have opened up new vistas of possibility, from Husserl.
which have been and are being exploited by philosophers whose
# # #
ultimate orientations are extremely diverse. It is precisely Husserrs
faithfulness to an original ideal, expressed in the consistent eííort
to explain all of philosophy in terms of the phenomenal analysis In one sense it is true to say that The Crisis of European Sciences,
which has provided the initiative for a new approach to being, the last of Husserl’s works,22 only one third of which was published
which will strive to avoid mere verbal analysis and to grasp reality during his lifetime,23 adds nothing doctrinal to what has already
in the way it is present to consciousness in itself and not through been presented in his major published works. In another sense,
symbols of itself. however, it does add something new, in that it situates historically
Husserl himself would be the last to say that he had evolved dur- and describes phenomenologically the “rationalism” for which
ing his career a complete philosophy, or even to say that his method Husserl had been pleading since 1900. In it the theme of Philosophy
has been completely formulated. More than once he expressed dis- as a Stnct Science is renewed, but it is presented in a more con-
satisfaction with the formulation of that method. Of two things, sciously historical — or, at least, “teleological” framework.24 The
however, he never ceased to be convinced: first of all, that phi forms of rationalism, from Plato to Logical Positivism, have varied
losophy as he conceived it could develop only in accord with the considerably, though the ideal, according to Husserl, has remained
scientific ideal he had conceived from the beginning; and secondly, substantially the same. What he attempts to show in this “last will
that no development which in any way contradicted the essential and testament” is that forms of rationalism have succeeded — and
laws of intentional constitution, of which he would recognize no superseded — each other down through the ages, and that par
doubt, could possibly be admitted as genuinely philosophical. Modi- ticular forms have proved, in the light of those which succeed
fications which spring from a deeper penetration into original intui- them, to be inadequate.25 Phenomenology, then, is a historie form of
tions could be admitted — and the theory of intersubjectivity he sees rationalism. It supersedes all others, precisely because it has been
in this light — but changes which would imply that the original
22. For an excellent summary and critique of the Krisis, cf. Aron Gurwitsch,
intuitions might not be essential could not be admitted. Within Hus- “The Last Work of Edmund Husserl,” Philosophy and Phenomenological Re
serl’s own writings phenomenology undergoes considerable devel search, XVI, 3 (March, 1956), XVII, 3 (March, 1957).
opment, but it is always a rectilinear development, all of it implied 23. The first Part was published in Philosophia, I (Prague, 1936).
24. This is a teleology proper to consciousness and conscious-being. An analysis
in the first of all phenomenological intuitions, which is that wherein
of the act of consciousness shows that all its elements are oriented toward a
consciousness is seen as essentially “intentional” in its operation. If goal, which is knowledge (cf. Ms. F I 17, pp. 154-55). The fundamental principie
one is compelled to read not only all HusserFs published works but in the teleology of consciousness is intentionality, which is a tendency to give oneself
also all his manuscripts, the constant “return to beginnings” can an object, in the full sense of the term (cf. Formale and transzendentale Logi\, p.
232). During the period which saw the writing of Krisis, Husserl sees a “historical”
prove extremely annoying; it is unquestionably repetitious, and it teleology in philosophy itself: “The entire development of philosophy as a prepara-
leaves precisely the most burning questions unanswered, but it tory stage for Science” (Bnej an den VIII. internationalen Kongress der Philosophie
bears eloquent testimony to his heroic efforts to make of phenomen in Prag, Sept., 1934, p. 13). It is the only way one can speak of a “sense” of his-
tory in HusserFs thought.
ology an instrument of precision for the resolution of perennial phil 25. Cf. Gurwitsch, art. cit., II (1957), p. 397. It is characteristic of Husserl that
osophical problems. For the actual fruitfulness of this method we he is better at criticising the defects of historical positions than he is at evaluating
cannot look to Husserbs own works; we must look to those who their positive contributions.
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PHENOMENOLOGY: GENESIS AND PROSPECT