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Movement disorders

RESEARCH PAPER

Deep brain stimulation improves survival in severe


Parkinson’s disease
Desire Ngoga,1 Rosalind Mitchell,2 Jamilla Kausar,2 James Hodson,3 Anwen Harries,2
Hardev Pall4

▸ Additional material is ABSTRACT disease, but in advanced disease, motor fluctuations


published online only. To view Objectives Levodopa and other dopaminergic comprising alternating dyskinesia and akinesia
please visit the journal online
(http://dx.doi.org/10.1136/
treatments have not had the expected effect on survival become suboptimally controlled with drug changes.2
jnnp-2012-304715). in Parkinson’s disease (PD). Bilateral subthalamic nucleus Bilateral subthalamic nucleus deep brain stimula-
1 deep brain stimulation (STN-DBS) has been shown to tion (STN-DBS) using high-frequency continuous
School of Cancer Sciences,
The University of Birmingham, improve motor function, motor fluctuations, health- electrical stimulation to the subthalamic nucleus
Birmingham, UK related quality of life, and to reduce medication usage through a surgically implanted device,3 has become
2
Department of Neurosurgery and drug-induced dyskinesia in patients with severe PD established as an effective treatment for the motor
Birmingham, Queen Elizabeth refractory to medical therapy. Little however, has been symptoms of patients with advanced PD refractory
Hospital, Birmingham, UK
3
Wolfson Computer
described on the impact of STN-DBS on the survival of to medical management.2 4
Laboratories, Queen Elizabeth these patients. We aim in this study to examine the Improvements have been demonstrated in Motor
Hospital Birmingham, impact of STN-DBS on the survival of patients with function, Quality of life (using generic scales such
Birmingham, UK severe PD. as health-related quality of life and disease-specific
4
School of Clinical and
Methods Patients who were eligible for STN-DBS were ones such as PDQ 39), and reductions in motor
Experimental Medicine, College
of Medicine, The University of given the choice of undergoing surgery or continuing on fluctuation, reduced medication usage and, there-
Birmingham, Birmingham, UK medical treatment. Those who exercised patient choice fore, alleviation of drug-induced dyskinesia.5
and preferred to continue with medical treatment formed Life expectancy is decreased in PD with an OR
Correspondence to a control population. All eligible patients seen in a of 2.56 (95% CI 2.46 to 2.66; p<0.001), and the
Dr Desire Ngoga, Clinical
research fellow, The University 10-year period are included in this study. Our primary advent of medical treatments does not appear to
of Birmingham, School of outcome measure is a difference in mortality between have altered either mortality from the condition or
Cancer Sciences, Vincent Drive, the two groups with a secondary measure of admission significantly delayed the onset of non-motor fea-
Birmingham B15 2TT, UK; rates to residential (nursing home) care. tures of the disease.6
d.g.ngoga@bham.ac.uk
Results 106 patients underwent STN-DBS, and The impact of STN DBS on survival has not pre-
Received 4 December 2012 41 patients exercised patient choice and declined the viously been studied. In this study, we examined
Revised 21 March 2013 procedure. The two groups were matched for age, the impact of STN-DBS on the survival of patients
Accepted 30 April 2013 gender, ethnicity, duration of disease, rates of pre- with severe PD in a single institution.
Published Online First existing depression and Levodopa equivalent doses of
10 July 2013
anti-Parkinson’s medications taken. Patients undergoing METHODS
STN-DBS had significantly longer survival and were All patients referred to the joint medical/surgical
significantly less likely to be admitted to a residential movement disorder clinic at our institution during
care home than those managed purely medically. The the 10-year period from January 2002 to 2012
statistical significance of these findings persisted after who were eligible for and offered STN DBS were
adjusting for potential confounding factors (survival: included in this study. Patients either accepted the
p=0.002, HR 0.29 (0.13 to 0.64) (residential care home offer of surgery or elected to continue with medical
admission: OR: 0.1 (95% CI 0.0 to 0.3; p<0.001). treatment.
Interpretation We show for the first time that there is We compared the survival of patients undergoing
a survival advantage of DBS surgery in advanced PD. STN-DBS as part of their PD management with
The effect of potential bias factors is examined. The that of patients who were offered the procedure
survival advantage may arise for several postulated but declined, and therefore continued with
reasons, ranging from improvement in axial functions, maximal medical therapy. Survival data and that of
such as swallowing, to some as yet unrecognised benefit admission to residential (nursing) home care were
of reduction in dopaminergic medication. These findings obtained from follow-up at the movement disorder
are of great interest to both patients with PD and the clinic, from general medical practitioners and from
health professionals considering the treatment options enquiries to the Registrar of Deaths (National
for patients with severe PD. Statistics). In order to compare possible confound-
ing factors in both groups, we analysed: age,
gender, ethnicity, duration of disease, past medical
INTRODUCTION history, including depression and Parkinson’s medi-
Parkinson’s disease (PD) is a major cause of neuro- cation taken at the time surgery was offered.
To cite: Ngoga D, logical disability in the UK, with a prevalence of Levodopa equivalent doses were used to compare
Mitchell R, Kausar J, et al. J 100–180 per 100 000 and an increasing incidence the medication taken by patients.7 8 Patients consid-
Neurol Neurosurg Psychiatry with age.1 Medical treatment of the motor manifesta- ered for surgery have severe PD demonstrated by
2014;85:17–22. tions is very successful in the early stages of the Hoehn & Yahr severity scores of 3–4 in their worst

Ngoga D, et al. J Neurol Neurosurg Psychiatry 2014;85:17–22. doi:10.1136/jnnp-2012-304715 17


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Movement disorders

off states, Dopa-responsive disease and display motor complica- RESULTS


tions of therapy including dyskinesia and on/off fluctuations. A total of 151 patients were offered surgery during the period
Patients who agree to have surgery undergo psychometric studied, of whom 110 agreed to the procedure. Four of these
testing which includes: a Dementia Rating Scale II, a Wechsler patients were refused surgery due to failed psychometric analysis,
Memory Scale 3rd edition (WMS III), an IQ test, and a and were excluded. This left 106 patients who underwent
Hospital Anxiety and Depression Scale assessment.4 9 Those STN-DBS (surgical group) and 41 patients who declined the pro-
patients showing satisfactory psychometric testing proceed to cedure and continued with full medical management (medical
surgery. Patients showing evidence of neuropsychological group) for analysis; 50 of these patients underwent Unified
impairment are deemed unsuitable for surgery. Patients with sig- Parkinson’s disease rating scale (UPDRS) motor score recording.
nificant apathy or ‘off period’ hallucinations were excluded (Mean ‘off ’ score 47.0, mean ‘on’ score 20.6). Three patients,
from both groups. The presence or absence of depressive symp- who initially turned down the offer of surgery, later had a review
toms was corroborated by a neurologist in a neuropsychiatry and still reaffirmed their wish to continue with medical treatment.
movement disorder clinic aided by a consultant psychiatrist. The median age in the surgical group was 60 years (IQR: 53–
Those patients declining surgery are referred back to their 63), with the majority of patients being male (72%) and of
treating physician for ongoing medical therapy. Nearly half Caucasian ethnicity (94%). The remaining 41 (28%) patients
these patients were subsequently looked after by the DBS team (median age=61, IQR: 57–66; 78% male; 93% Caucasian)
neurologist. The opportunity exists for patients to be rereferred were managed purely medically. Univariate analysis found no
if they change their minds. significant differences between either the ages ( p=0.057),
The majority of patients considered for surgery are aged genders ( p=0.534) or ethnicities ( p=0.710) in the two treat-
between 40 years and 70 years, though age is not considered an ment groups (table 1).
absolute criterion for surgical eligibility. Similarly, the duration of disease at the point that surgery was
offered was comparable across the treatment groups, with a
median of 11.0 years (IQR: 8.8–13.0) in the surgical group, and
10.0 years (IQR: 9.0–14.0) in the medically managed patients
Statistical analysis (p=0.413).
A range of variables was compared between those who In addition to this, the amount of medication prescribed to
underwent STN-DBS, and those who were deemed suitable patients did not differ significantly between groups, with
but declined. Kaplan–Meier curves were then produced for median Levodopa equivalent doses of 1192 (IQR: 672–1983)
these two groups, with a Log-Rank test used for comparing and 1500 (IQR: 911–2053) in the medical and surgical groups,
survival. respectively ( p=0.082).
In order to adjust for any differences between the two groups There was also no significant difference in the rates of a pre-
at baseline, multivariable Cox regression models were produced. existing diagnosis of depression (either treated or untreated) in
To account for delay between being offered surgery, and the the two groups, with 23.6% of surgical and 17.1% of medical
surgery being performed, a time-dependent covariate was used. patients being affected ( p=0.505). The durations of follow-up
This treated all patients as being medically managed from the were also comparable across the groups, with a median of
offer of surgery until surgery was performed, at which point 6.7 years (IQR: 5.5–8.7) for medical and 7.4 years (IQR: 4.4–
they moved to the surgical group. 8.8) for surgical patients.10
A logistic regression model was then produced from the same Univariate survival analysis was performed using Kaplan–
factors, to compare the rates of admission to residential care Meier survival curves, and a Log-Rank test (figure 1). This
between the two treatment groups. All analyses were performed found that patients managed with STN-DBS had significantly
using IBM SPSS V.19 (IBM SPSS, Chicago, Illinois, USA), with longer survival than those managed purely medically
p<0.05 deemed to be indicative of statistical significance. (p=0.001).

Table 1 Univariable comparisons


Full medical management (n=41) Underwent STN-DBS (n=106) p Value

Age when offered surgery (years) 61 (57–66) 60 (53–63) 0.057


Gender 0.534
Male (%) 32 (78.0) 76 (71.7)
Female (%) 9 (22.0) 30 (28.3)
Ethnicity 0.710
Caucasian (%) 38 (92.7) 100 (94.3)
Asian (%) 3 (7.3) 6 (5.7)
Duration of disease when offered surgery (years) 10.0 (9.0–14.0) 11.0 (8.8–13.0) 0.413
Levodopa equivalent dose 1192 (672–1983) 1500 (911–2053) 0.082
Preoperative depression (%) 7 (17.1) 25 (23.6) 0.505
Admitted to residential nursing home (%) 15 (36.6) 6 (5.7) <0.001*
Mortality rate (%) 17 (41.5) 18 (17.0) 0.004*
Dichotomous data displayed as: ‘n (%)’, with p values from Fisher’s exact tests.
Continuous data displayed as: ‘median (quartiles)’, with p values from Mann–Whitney tests.
*Significant at p<0.05.
STN-DBS, subthalamic nucleus deep brain stimulation.

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Movement disorders

However, even after adjusting for these effects, the significant


difference in survival between the two treatment groups per-
sisted ( p=0.002). The HR for surgical patients, with respect to
medical patients, was 0.29 (0.13 to 0.64).
The secondary outcome of admission to residential care was
then considered. Univariable analysis showed that this was sig-
nificantly more likely in medical patients than in surgical
patients, with rates of 37% and 6%, respectively ( p<0.001).
Binary logistic regression analysis (table 3) showed that this dif-
ference persisted, even after adjustment for other potential con-
founding variables, with an OR for surgical, relative to medical
patients, of 0.1 (95% CI 0.0 to 0.3; p<0.001).
We also looked at the causes of death in both cohorts and found
a broader range in the surgical group compared with the medically
managed patients (table 4 with detailed comparison of deceased
patients in both groups presented in online supplementary table
S1). We found that 20% (8 out of 41) of purely medically
managed patients died from respiratory causes. The rate was sig-
Figure 1 Kalpan–Meier survival curves. nificantly lower in surgical patients, with only 2% (2 out of 106)
having a main cause of death related to respiratory complications
(Bonferroni adjusted p=0.005) (figure 2).
This analysis was then extended to consider other potentially In order to ensure that the additional mortality in the medic-
confounding factors using a Cox regression model (table 2). Of ally managed cohort was not related to medical conditions that
the additional variables considered, gender was found to signifi- predate their review in the movement disorder clinic, we
cantly affect survival, with a HR of 3.03 (95% CI 1.47 to 6.24, assessed the past medical history of all medically managed
p=0.003), implying that females had the higher risk of mortal- patients and found depression to be the most commonly listed
ity. In addition to this, the duration of disease prior to the offer previous medical condition and the only one present in more
of surgery was also found to be significant, with a HR of 2.3 than one patient.
(95% CI 1.0 to 5.2) for patients with disease durations greater Significantly more patients having surgery were receiving apo-
than 10 years, relative to shorter durations ( p=0.042). morphine by subcutaneous injection or infusion at the time of

Table 2 Cox regression model of patient survival Table 3 Logistic regression model of admission to residential care
home
Factor HR (95% CI) p Value
Factor OR (95% CI) p Value
Treatment group 0.002*
Surgical 0.29 (0.13 to 0.64) 0.002* Treatment group <0.001*
Medical† – – Surgical 0.10 (0.03 to 0.29) <0.001*
Gender 0.003* Medical† – –
Female 3.03 (1.47 to 6.24) 0.003* Gender 0.270
Male† – – Female 1.90 (0.61 to 5.96) 0.270
Ethnic group 0.916 Male† – –
Asian 0.92 (0.19 to 4.37) 0.916 Ethnic group –‡
Caucasian† – – Asian –‡
Duration of disease at offer 0.042* Caucasian† –‡
<10 years† – – Duration of disease at offer 0.440
10+ years 2.31 (1.03 to 5.17) 0.042* <10 years† – –
Age at offer (years) 0.615 10+ years 0.66 (0.23 to 1.90) 0.440
<55† – – Age at offer (years) 0.890
55–59 2.15 (0.63 to 7.36) 0.224 <55† – –
60–64 2.01 (0.64 to 6.38) 0.234 55–59 0.59 (0.13 to 2.77) 0.503
65+ 2.19 (0.62 to 7.74) 0.225 60–64 0.65 (0.15 to 2.75) 0.557
Levodopa equivalent dose 0.412 65+ 0.62 (0.14 to 2.81) 0.537
<1000† – – Levodopa equivalent dose 0.727
1000–1999 1.81 (0.75 to 4.37) 0.752 <1000† – –
2000+ 1.54 (0.58 to 4.09) 0.583 1000–1999 0.62 (0.18 to 2.12) 0.445
Preoperative depression 0.948 2000+ 0.70 (0.18 to 2.65) 0.598
No† – – Preoperative depression 0.984
Yes 1.029 (0.44 to 2.41) 0.948 No† – –
Yes 0.99 (0.24 to 4.01) 0.984
Cox Regression model with a time-dependent covariate. Follow-up commences at the
time that surgery was offered, with all patients starting in the medical group, moving Outcome=admission to residential care home.
to the surgical group postsurgery. *Significant at p<0.05.
*Significant at p<0.05. †Reference category.
†Reference category. ‡Incalculable due to lack of events in the Asian group.

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Movement disorders

pre-existing depression and dopa-equivalent dosage of


Table 4 Mortality rates by cause of death
Parkinson’s medications taken at the time of initial consultation.
Full medical Underwent Bonferroni Additionally, all patients offered surgery had severe PD (Hoehn
management STN-DBS adjusted & Yahr 3–4 in the ‘off ’ state improving to 2 or better in the
Cause of death (n=41) (%) (n=106) (%) p value†
‘on’ state). This gives some, albeit imperfect evidence of match-
Parkinson’s disease 3 (7) 5 (5) 1.000 ing of severity of disease between the two groups.
Cardiovascular 5 (12) 4 (4) 0.580 The most striking findings in this study were significant
Stroke 2 (5) 1 (1) increases in both mortality and admissions to a residential care
IHD/MI 3 (7) 2 (2) home in patients declining surgery compared with patients
Cardiomyopathy 0 (0) 1 (1) undergoing STN-DBS. The significance of these findings per-
Gastrointestinal (GI) 0 (0) 3 (3) 1.000 sisted when variables including age, sex, ethnicity and duration
GI malignancy 0 (0) 1 (1) of disease were accounted for. The additional mortality in med-
GI obstruction 0 (0) 1 (1) ically managed patients could not be attributed to past medical
GI ischaemia 0 (0) 1 (1) history given that all patients were deemed medically fit for
Respiratory 8 (20) 2 (2) 0.005* surgery, and an analysis of the past medical history failed to
PE 1(2) 0 (0) show any increased medical risk factors in the medically
Pneumonia 7 (17) 2 (2) managed patients.
Other causes 1 (2) 4 (4) 1.000 A number of long-term studies have demonstrated the efficacy
UTI 0 (0) 1 (1) of DBS in improving quality of life, motor function and reduc-
Unknown 0 (0) 2 (2) tions in drug-related dyskinesia.5 12 It would seem reasonable,
Accidental 0 (0) 1 (1) therefore, to suggest that this improved mobility and reduction
Lewy body disease 1 (2) 0 (0) in drug-related side effects would reduce the risk of respiratory
Data displayed as: ‘n (% of total cohort)’.
disease.
*Significant at p<0.05. This does appear to have been the case in our study, where a
†Adjusted for five comparisons. significantly higher proportion of medically managed patients
STN-DBS, sub-thalamic nucleus deep brain stimulation.
died of respiratory causes (pneumonia and pulmonary embol-
ism) than among surgically treated patients ( p=0.005). It is
offer of surgery compared with fully medically managed interesting to note that of the patients whose primary cause of
patients. (35% surgical, 7% medical, p=0.006). However, of death was pneumonia, 42% had these attributed on their death
the 19 medically treated patients followed-up at our hospital, certificates to aspiration.
two were on apomorphine prior to the offer of surgery and Indeed aspiration pneumonia is recognised as the most fre-
another seven went onto apomorphine subsequently, that is, quent cause of death in PD,13 14 caused by the effect of bradyki-
47% were on apomorphine during follow-up. nesia, rigidity and dyskinesia on swallowing, as well as
pharyngeal sensory impairment.15 There has been no long-term
systematic study of the effect of STN-DBS on axial symptoms
DISCUSSION such as swallowing. It has been reported that following STN-
A recent study commented ‘Unfortunately, there are currently DBS swallowing may fail to improve or in some cases deterior-
no longitudinal studies of patients with PD who are candidates ate.16 17 However, a number of studies comparing STN-DBS
for DBS but who did not get DBS surgery to compare the patients in the DBS ‘on’ and ‘off ’ state, some using videofluoro-
natural history of symptom progression at this stage of the graphic swallowing studies, suggest that individuals with PD
disease’.11 This study, examining patients considered for exhibited improved oropharyngeal phase of swallowing in the
STN-DBS over a 10-year period, compares two well-matched stimulator ON compared with OFF state.18–22 This may offer a
cohorts of patients with severe PD, all deemed suitable for possible mechanism for the improved survival among surgical
surgery, but through patient choice were managed either with patients since possible improvements in the oropharyngeal
maximal medical therapy, or undergoing STN-DBS. phase of deglutition may reduce the risk of aspiration pneumo-
Though not a randomised comparison, patients proved to be nia in patients undergoing STN-DBS.
matched in age, gender, ethnicity, duration of disease, rates of The improvements in motor function, mobility and quality of
life demonstrated with DBS2 appear crucial and may explain the
significantly reduced need for residential nursing care among
patients having surgery ( p≤0.001), since they are more likely to
remain mobile, active and independent for longer.
We considered the possibility that patients declining surgery
may have had more severe PD and either consciously or uncon-
sciously clinicians or patients were more apprehensive about
surgery. It would appear, however, that this was not the case in
this study, since there was no significant difference in duration
of disease, or dopa-equivalent medication doses between the
groups. In fact, a significantly higher proportion of patients
undergoing STN-DBS were receiving apomorphine at the time
of initial consultation suggesting that they may have suffered
with more severe PD.
The potential role of depression and the neuropsychological
Figure 2 Causes of death for medical and surgically managed effects of both PD and its management with DBS is an import-
patients. ant one. As expected, the rate of depression among the PD

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Movement disorders

patients in our study was high (17% in the medical and 24% in these findings warrant further investigation among larger patient
the surgical group) but slightly less than reported in the litera- cohorts, recognising that randomised comparisons may no
ture.23 There was no significant difference, however, in the inci- longer be feasible.
dence of depression as a clinical diagnosis or treatment with
antidepressant medication in the surgical and medical patients at Contributors DGN: conception and design, acquisition of data, analysis and
interpretation of data and drafting the manuscript. RM: conception and design,
initial consultation, suggesting this is unlikely to have played a acquisition of data, analysis and interpretation of data, study supervision. JK:
role either in the decision to consent to the procedure, or to dif- conception and design, acquisition of data, analysis and interpretation of data. JH:
ferences in patient outcome. statistical analysis, drafting the manuscript. AH: conception and design, analysis and
The same neurologist and neurosurgeon in a joint clinic saw interpretation of data. HP: conception and design, analysis and interpretation of
data, study supervision.
all patients in this study, reducing the potential bias that would
come from variations in explanations of procedural risk and Funding Funding for the acquisition of death certificates from the General Register
Office for England and Wales was obtained from the Queen Elizabeth Hospital
benefit ratios. All patients were given the same written materials movement disorder charitable fund for research. This fund is generated through
and/or audiovisual aids to inform consent to surgery, and had individual charitable donations only and no contributions are received from corporate
access to the same PD surgery specialist nurse. This makes it sources. There has been no payment received by any of the authors to write this
unlikely that the patients who declined surgery were selectively article by a pharmaceutical company or other agency.
discouraged by the counselling they had from the DBS team. Competing interests DGN, RM, JK, and AH have received a travel grant and
Patients declining surgery did not undergo formal neuro- accommodation from Medtronic for the attendance of a scientific meeting (ESSFN,
October 2012). HP has received support for attendance at a meeting of the
psychological testing. It is therefore difficult to eliminate the
Movement Disorders Society from Medtronic (2012). James Hodson has no conflicts
possibility that baseline psychometric differences between the of interest in relation to this work.
two groups may have contributed to their differences in sur-
Ethics approval Ethics committee approval was not sought for this study. This
vival. However, four patients were declined surgery due to study is a retrospective review of data collected during the clinical follow-up of
failed psychometry, one of whom is deceased and the remaining patients treated in two different ways. No patient identifiable information has been
three are in a residential care home. In order to eliminate the included in this publication.
bias of this selection in the surgical group which was not per- Provenance and peer review Not commissioned; externally peer reviewed.
formed in the medical group, we included the four patients Data sharing statement Some additional data relating to prescribed medication
failing psychometry considering the surgical group on an ‘inten- during the follow-up period for medically treated patients managed at our
tion to treat’ basis. Even with these patients included, there was institution, reasons given for declining surgery and follow-up institution for medically
a statistically significant improvement in survival in patients treated patients are available and can be provided upon request.
undergoing STN-DBS (Log-Rank test p=0.001).
We noted significant gender differences in the survival of
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22 Ngoga D, et al. J Neurol Neurosurg Psychiatry 2014;85:17–22. doi:10.1136/jnnp-2012-304715


Downloaded from http://jnnp.bmj.com/ on November 14, 2014 - Published by group.bmj.com

Deep brain stimulation improves survival in


severe Parkinson's disease
Desire Ngoga, Rosalind Mitchell, Jamilla Kausar, James Hodson, Anwen
Harries and Hardev Pall

J Neurol Neurosurg Psychiatry 2014 85: 17-22 originally published online


July 10, 2013
doi: 10.1136/jnnp-2012-304715

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http://jnnp.bmj.com/content/85/1/17

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Collections Drugs: CNS (not psychiatric) (1734)
Parkinson's disease (601)

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