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prononcée pour les cheveux ayant subit des traite- to the ultra high sulphur protein backbone at the
ments oxydatifs, comme la coloration. Il est ainsi surface of the hair [4]. The result is a more hydro-
proposé un modèle dans lequel les dépôts de LC à philic, anionic and porous surface that weakens
partir du shampooing sur les cheveux : 1) fournis- the hair fibre making it more susceptible to
sent des ‘‘slip planes’’ le long de la surface du che- mechanical and environmental damage.
veu pour des conditionneurs en milieu humide et Traditional dry hair conditioning approaches
2) forment une couche hydrophobe qui modifie tend to be less effective on colour-treated hair than
l’énergie de surface des fibres. Cette augmentation on untreated hair. Polydimethylsiloxanes (PDMS)
d’hydrophobie de surface favorise ainsi l’efficacité are often employed as conditioning materials in
du dépôt de silicone comme agent conditionneur. both shampoo and conditioner applications to
Des mesures de potentiel Zeta, des analyses improve dry hair feel. However, it is known that, in
d’absorption dynamique et l’analyse d’image par the case of more hydrophilic, damaged hair, large
ToF-SIMS ont été utilisées pour mieux comprendre particle (>5 lm) PDMS deposition is greatly
les mécanismes d’action. Cette approche pour aug- reduced and cannot provide the same benefit in
menter le dépôt de silicone est une amélioration hair conditioning as for undamaged or virgin hair
quant aux shampooings conditionneurs conven- [5]. Large particle silicone relies on the surface
tionnels, et particulièrement pour les cheveux col- energy of hair for the silicones to adhere and spread
orés. on hair. For these silicones, the general approach
to improve the conditioning on colour-treated hair
is to increase the silicone concentration, but this is
Introduction
expensive and inefficient. An alternative approach
It is estimated that over 70% of women in the has been to use small particle silicones (<5 lm)
developed world have used hair colour, and a and to deposit these via isotropic flock coacervates.
large proportion of those do so regularly. There However, to achieve these small particle sizes a
are two chemical processes that occur during the microemulsion is generally required and because
permanent dying process: oxidation of the melanin these microemulsions tend to need more expensive
pigments and previously deposited dyes and the surfactants and need additional processing this can
oxidation of the dye precursors to form the col- add costs to the formulation [6, 7].
oured dyes. This oxidative process causes both This paper describes an approach to increase
physical and chemical changes to take place on the efficiency of conditioning on colour-treated
and within the hair fibre. The protective, outer- hair. A liquid crystal colloidal structure has been
most lipid layer (F-Layer), 18-methyleicosanoic created in a shampoo formulation with the use of
acid (18-MEA), of the hair fibre is removed during a high charge density cationic polymer, poly
the hair colouring process (Fig. 1) and strength- (diallyldimethyl ammonium chloride) [poly(DAD-
giving disulphide bonds in cystine are oxidized to MAC; Fig. 2], supplied by Rhodia, combined with
create cysteic acid [1, 2]. It is the combination of oppositely charged surfactants such as ammonium
the hydrogen peroxide with the high pH of a hair lauryl sulphate and ammonium laureth-3 sul-
colourant that causes these changes to occur and phate. This unique colloidal structure has been
thus occurs with all Levels 2 and 3 products demonstrated to enhance the deposition of silicone
to some extent [3]. The exact mechanism of the conditioning actives such as PDMS from the
F-Layer removal has not been well documented in shampoo. A model is proposed in which the liquid
the literature but it is thought to be due to perhy- crystal structure of the shampoo deposits onto the
drolysis of the thio ester which links the 18-MEA hair to form a hydrophobic layer which changes
Liquid
Shampoo formulation crystal Control
composition. A ZEISS Axioskop microscope with a other and horizontal to the ground. A 0.2 lL drop
40· objective was used, yielding micrographs at a of solvent (either >99% hexadecane or ultrapure
magnification of approximately 500·. Eight micro- water) was carefully lowered onto the surface of
litres of shampoo was sampled for analysis. the two hairs and the needle was retracted from
the drop. Video imaging of the drop making con-
tact with hairs, detaching and sitting on the hair
X-ray analysis
up to 15 s after detaching from the needle at 10
The small angle data were collected with a Bruker images per second was recorded. Imaging was per-
Nanostar small-angle X-ray scattering instrument. formed looking across the length of the parallel
The generator was operated at 40 kV, 30 mA, hairs with zero look down angle on the drop. The
using a fine focus Cu X-ray tube. The sample to contact angle of the solvents on the hair was
detector distance was 105.1 cm and the detector determined from the image, at 0.3 s following drop
was a GADDS 2-dimensional wire detector. placement, using commercially available software
The wide angle data were collected with a Scin- (First Ten Angstroms, Software version 2.0, Build
tag ·1 powder X-ray diffractometer. The generator number 303) in the non-spherical mode for drop-
was operated at 40 kV/45 mA, powering a normal shape analysis. Fowkes equation of state was used
focus copper X-ray tube. A solid-state detector was to convert contact angles into apparent surface
used. The X-ray beam was collimated using inci- energies [8]. A minimum of five measurements
dent beam slits of 2 and 4 mm and diffracted was made for each data point.
beam slits of 0.5 and 0.2 mm. Data were collected
using a step-scan mode from 1.1 to 70 2h at
ToF-SIMS
1 s/step with a step size of 0.04. The undiluted
shampoo was used for the measurements. Positive ion secondary ion images of hair fibres
were acquired using an ION-TOF IV (ION-TOF
GmbH, Munster, Germany) time-of-flight second-
Differential scanning calorimetry
ary ion mass spectrometer (ToF-SIMS) equipped
Differential scanning calorimetry (DSC) data were with a 25 keV Bi3+ primary ion source and oper-
collected using a DSC Q100 V7.3 Build 249 (TA ated under static SIMS conditions (primary ion
Instruments, New Castle, Delaware, U.S.A.). dose < 1013 ions/cm2). The primary ion beam was
Sample size of neat shampoo used was 34.15 mg. operated in the single crossover (‘burst alignment’)
mode, resulting in a primary ion beam diameter of
0.5 lm. For this analysis, single hair fibres were
Zeta potential and particle size measurements
oriented parallel to the direction of the impinging
Zeta Potential measurements were conducted primary ion beam and were affixed to an alumin-
using a (Brookhaven) ZetaPALS instrument to ium sample holder by immobilizing the ends of the
determine surface charge of the liquid crystals at hair fibres using adhesive tape. Charge neutraliza-
various shampoo dilutions (Fig. 7). The analyte tion of these samples was accomplished by means
(supernate) was collected after centrifugation of a low energy electron flood gun. A minimum of
(1078 g for 90 min) of the shampoo at each dilu- five fibres per sample were examined and a repre-
tion and analysed via ZetaPALS. A Zeta Sizer (Mal- sentative image taken of one fibre.
vern, Worcestershire, U.K.) was used to identify
the liquid crystal particles present at the various
Silicone deposition efficiency
shampoo dilutions.
Inductively coupled plasma optical emission spec-
troscopy was used to measure silicone deposition
Surface energy measurements
efficiency. 1.5 g of hair was placed in a 20 mL
A Dynamic Contact Angle and Absorption Tester scintillation vial. To extract the silicone from the
(FTA 200 dynamic contact angle analyser from hair, 6 mL of 50 : 50 toluene : methylisobutyl
First Ten Angstroms, Portsmouth, VA, U.S.A.) was ketone was added to each vial, then the vials were
used to measure the surface energy of the hair agitated on a pulsed vortexer for 30 min. ICP
samples before and after treatment. Two hairs calibration standards of known silicone concentra-
were positioned 18.0-lm apart parallel to each tion are made using the same or a structurally
comparable type of silicone raw material as the are formed in the neat, aqueous shampoo phase
products being tested. Four hair samples were used and behave similarly to other hydrophobic parti-
for each data point and the average ± one stan- cles within the shampoo (e.g. dimethicone). Above
dard deviation are reported. the critical micelle concentration (CMC) the liquid
crystals acquire a coating of the unbounded anio-
nic surfactants, as shown in the schematic in
Results and discussion
Fig. 3.
Figure 4 shows a freeze-fracture cryo-SEM of the
Shampoo formulation
liquid crystal structure in the neat shampoo and
A series of shampoo formulations were made con- illustrates the order of the lamella phases in one of
taining different cationic polymers and anionic the three directions.
surfactants. It was found through extensive Several additional analytical techniques were
screening of different polymers that a highly used to further confirm the presence of the liquid
charged cationic polymer was required for the
liquid crystal formation, and poly(DADMAC) was
found to give the appropriate colloidal properties
with no negatives in terms of rheology and final
hair feel. The polymer had a cationic charge den-
sity of 6.2 meq g)1 and a molecular weight of
175 kD (as reported by manufacturer). The high
cationic charge of poly(DADMAC) enables it to
attract anionic surfactant into localized regions of
high concentration, at which concentration the
surfactant naturally forms a lamellar phase and
ultimately a liquid crystal phase. The surfactant
lamellar phase is impacted by concentration, tem-
perature and steric properties of the particular sur-
factant chosen so it is important that the
appropriate surfactants and surfactant/polymer
ratios are chosen. To form the required lamellar Figure 3 Schematic of the liquid crystal structure in the
and subsequent liquid crystal structure, the surfac- neat shampoo.
tants ammonium lauryl sulphate and ammonium
laureth-3 sulphate were chosen. When the poly-
mers and surfactants are formulated in the correct
ratios, a multi-lamellar, lyotropic, liquid crystal
microstructure is formed. The test shampoo was
formulated to also contain 1.0% of a PDMS
dimethicone as a conditioning active. Table I
shows the formulation details for the liquid crys-
tal-containing shampoo and control formulations
used throughout the study.
crystal structures. Polarized light microscopy was ToF-SIMS imaging. ToF-SIMS can be used to
used to show the expected birefringent nature of semi-quantitatively image the distribution of these
the liquid crystal structures. The liquid crystals polymers on hair surfaces by creating a two-
appeared as Maltese crosses in the cross-polarized dimensional image with a complete mass spectrum
light because of their multi-lamellar nature. at each pixel in the image. The secondary ions
X-ray scattering was used to confirm the crystal- uniquely related to the silicone can then be
line matter within the composition and to confirm selected from the mass spectra and the intensity of
that the liquid crystal structure was lamellar. these secondary ions at each pixel used to demon-
A basal reflection was found in the small angle strate the distribution of the silicone on the hair
X-ray scattering pattern corresponding to a d-spac- surface. Figure 5 shows images of the silicone on
ing of 44 Å. The wide angle X-ray scattering the surface of hair fibres treated with the liquid
diffraction pattern showed smaller reflections at 22 crystal shampoo and with the control shampoo.
and 15 Å which confirmed the lamellar nature of The silicone secondary ion image is the sum of the
the liquid crystal structure. intensities of several silicone-related secondary
Finally, differential scanning calorimetry analy- ions [Si(CH3)3+ at m/z = 73, Si2(CH3)5O+ at
sis of the neat shampoo shows no melt transition m/z = 147, Si3(CH3)5O3+ at m/z = 207 and
temperature between 20C and 90C, confirming Si3(CH3)7O2+ at m/z = 221]. The total ion image is
the liquid nature of the Poly(DADMAC) crystals. also shown in Fig. 5, and is the sum of the intensi-
ties of all of the secondary ions generated in each
pixel. The total ion images primarily show where
Silicone deposition
the hair fibre is located within the image field of
The silicone deposition from the shampoo formu- view. The silicone images were scaled by the total
lation was measured on a range of different hair secondary ion intensity followed by a square root to
substrates from the liquid crystal containing improve quantification of the image [11]. To facili-
shampoo and a control shampoo containing cat- tate comparison between samples, both silicone
ionic polymers and no liquid crystal structure. images use the same intensity scale. The field of
Both shampoos contained 1.0% of dimethicone view of these images is 100 lm x 100 lm.
(polydimethylsiloxane). Table II shows the silicone
deposition from these two shampoos after five
Mechanism of action
repeat shampoo applications. The data illustrate
that the liquid crystal-containing shampoo A proposed mechanism of action of the liquid crys-
enhances silicone deposition onto all of the differ- tal shampoo is shown in Fig. 6. In the neat sham-
ent hair types but the enhancement is signifi- poo, at low dilution and above the CMC of the
cantly higher on the substrates previously treated surfactant, it is proposed that the liquid crystals
with oxidative products (e.g. colourants, perms act as a typical hydrophobic particle in a shampoo
and bleaches). This enhancement is in part matrix. Even where silicones are included in the
because of the very low deposition levels seen on formulation the liquid crystals will remain as com-
these substrates from the non-cationic polymer pletely separate entities from the silicone droplets.
shampoo. In the neat shampoo the liquid crystals will inter-
Visualization of the deposited silicone condition- act with the excess surfactant and acquire a
ing agent was performed using positive ion mode mono-layer coating of the unbound, anionic
1
Below detection limit of method (<10 ppm).
Si
LC
LC Si Si
LC
Si
1.00E – 04 1.00E – 03 1.00E – 02 1.00E – 01 1.00E + 00 1.00E + 01 1.00E + 02 1.00E + 03 1.00E + 04 1.00E + 05
0
Dilution one
Surface charge (mV)
–40
Dilution three
–60
–100 CMC
of shampoo
surfactant. This coating of surfactant will increase the hair as a result of van der Waals forces over-
the stability of these particles in the shampoo coming any charge repulsion between the particles
matrix and give the particles a negative charge. and the hair.
On application of the shampoo to the hair (i.e. at Upon rinsing, the shampoo is diluted to a point
low dilution), the liquid crystals will be trapped by where the surfactants are near or below the CMC.
the hair via a filtration mechanism and adhere to At this time, the unbound surfactant surrounding
the liquid crystal is washed away exposing the fied shampoo formulation was made with no sili-
outermost hydrophobic tails surface of the surfac- cone so the only particles present in the system
tant bound to the liquid crystal. This leaves parti- were the liquid crystal particles.
cles on the hair surface, which has a lower The dilution sample preparation was carried out
negative charge and a higher hydrophobicity. For as follows: )20.0 g of water was added to 20.0 g
coloured hair, the consequence is that these liquid of neat shampoo and mixed thoroughly until
crystal deposits increase the hydrophobicity of the homogeneous. Thirty-seven grams of the diluted
colour-treated hair surface, which brings the sur- shampoo was centrifuged at 1078 g for 90 min to
face properties of the hair closer to that of virgin isolate the majority of dispersed liquid crystals
hair. It is believed that on deposition, the surfac- present within solution, thus yielding a visually
tant bi-layers within the lamellae of the liquid clear supernate. 36.5 g of the supernate was col-
crystal provide ‘slip planes’ along the hair surface lected from the centrifuged sample (first rinse). A
that provide some wet conditioning benefits from second rinse sample was obtained by dispersing
the particles themselves. In addition, this increased the 0.5 g of liquid crystal precipitate, obtained
hydrophobicity increases the efficiency of deposi- from the first rinse, in 36.5 g of deionized water
tion of the silicone conditioning ingredients in the followed by centrifugation and collection of the
shampoo and also from the conditioner. The abil- supernate; three additional rinse samples were
ity of conditioning agents and other substances to acquired accordingly. The five rinse samples were
adsorb to hair fibres depending on the charge and/ then analysed via ZetaPALS to measure the sur-
or hydrophobicity of the adsorbing species and the face charge about the liquid crystals at the various
surface has previously been reported [12] and is dilutions. Figure 7 shows the measured charge on
important to this proposed mechanism. The intro- the particles as a function of the surfactant con-
duction of liquid crystals is a unique approach to centration (i.e. as the shampoo is diluted). The
those previously reported [12] for depositing cat- chart shows that the surface charge about the
ionic polymer on hair from a shampoo. Herein, liquid crystal particles changes and becomes less
unlike conventional cationic polymers (PQ-10, negative as a function of increased shampoo dilu-
Guar), the cationic polymer forms a stable, insolu- tion after the second dilution. The first dilution is
ble complex with surfactant because of its suffi- above the CMC of the surfactant (526 mg/L) and
ciently high cationic charge which does not is thought to be also measuring the charge on the
resolubilize at high dilutions. Additionally, this surfactant micelles. The shampoo dilutions were
coacervate complex reduces the surface energy of chosen to be close to the dilution profile of a
chemically damaged hair whereas conventional shampoo during product usage. It is difficult to
coacervates do not. accurately measure the dilution of shampoo
Zeta potential measurements, which can mea- incurred during rinsing because of the dynamic
sure the surface charge about particulate matter state of the environment about the hair. Rinsing
within solution, provide some evidence of this pro- removes (washes away) much of the surfactant
posed mechanism following measurements from present within solution about the hair thus lower-
neat shampoo through successive shampoo dilu- ing the concentration of the surfactant that
tions. In neat shampoo, the liquid crystals are remains, having a proposed concentration (10–
coated with unbounded anionic surfactant, yield- 0.01 mg/L) that is consumer relevant. This is
ing a negative surface charge surrounding the approximately between the third and fifth dilution
liquid crystals (Fig. 3). This outer, unbounded sur- in this testing thus is in a region where the sur-
factant layer is removed from the liquid crystal face charge is clearly becoming less negative.
surface during shampoo dilution, exposing a liquid In addition to measuring liquid crystal surface
crystal surface that is hydrophobic and less nega- charge, a Zeta Sizer (Malvern) was used to mea-
tively charged than when present in neat sham- sure the size of particulate matter present within
poo; this process occurs during shampooing the rinse samples. This technique was useful in dif-
(lathering and rinsing) of hair. To simulate the ferentiating between liquid crystal particles and
change in surface charge about liquid crystals that micelles at high shampoo concentration as well as
occurs during typical product usage, a series of confirming the absence of other particulate matter
shampoo dilutions were made and then measured within the supernate. Figure 8 shows the results
for zeta potential. In these experiments, a simpli- from the particle size analysis at rinses 1 and 4.
At the first rinse (1 : 1 shampoo/water dilution), rinse) show the absence of a peak attributed to
the surfactant concentration was sufficiently high micelles within the supernate. A non-polymer con-
to enable surfactant micelle formation (20 nm in taining shampoo (no liquid crystals present) was
size) and thus two peaks were observed, one for also tested in this study. Only the surfactant
the surfactant micelles and one for the liquid crys- micelle peak was observed at the low shampoo
tals; no other particulate matter was known to dilution, whereas no peaks were observed at the
exist within the product. Particle size data col- higher dilutions. These data demonstrate the
lected at higher shampoo dilutions (e.g. fourth presence of only liquid crystal particles at high
1st
Dilution rinse
4th
Dilution rinse
1.6
1.4
Bleached hair
1.2
Polar (mJ m–2)
0.8
0.6
0.4
Liquid crystal
0.2 treated bleached
hair Virgin hair
Figure 9 Surface energy of hairs
0
determined by the DAT system 18.5 19 19.5 20 20.5 21 21.5 22
showing the effect. Nonpolar (mJ m–2)
0.7 0.7
0.6 0.6
0.5 0.5
0.4 0.4
0.3 0.3
0.2 0.2
4. Ruetsch, S.B. and Kamath, Y.K. Change in surface 8. Fowkes, F.M. Attractive forces at interfaces. Ind. Eng.
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299–307 (2004). tems. In: Biological Membranes, Physical Fact and
5. Reich, C. and Su, D.T. Hair conditioners. In: Hand- Function (Chapman, D. and Wallach, D.F.H., eds.),
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Dekker, New York (2001). micellar solutions of some amphiphilic compounds in
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