Professional Documents
Culture Documents
PART I
INTRODUCTORY
On the second question of validity of the ratification, Justices Makalintal, Zaldivar, Castro, Fernando, Teehankee
and Chief Justice Concepcion, or six (6) members of the Court also hold that the Constitution proposed by the
1971 Constitutional Convention was not validly ratified in accordance with Article XV, section 1 of the 1935
Constitution, which provides only one way for ratification, i.e., “in an election or plebiscite held in accordance
with law and participated in only by qualified and duly registered voters.” Justice Barredo qualified his vote while
Justices Makasiar, Antonio and Esguerra, or three (3) members of the Court hold that under their view there has
been in effect substantial compliance with the constitutional requirements for valid ratification.
On the third question of acquiescence by the Filipino people in the aforementioned proposed Constitution, no
majority vote has been reached by the Court. Four (4) of its members, namely, Justices Barredo, Makasiar,
Antonio and Esguerra hold that “the people have already accepted the 1973 Constitution.” Two (2) members of
the Court, namely, Justice Zaldivar and Chief Justice Concepcion hold that there can be no free expression, and
there has even been no expression, by the people qualified to vote all over the Philippines, of their acceptance or
repudiation of the proposed Constitution under Martial Law. Justice Fernando thinks that the doctrine of
“Constitution by acquiescence” cannot be applied at this time Justices Makalintal and Castro are joined by Justice
Teehankee in their statement that “Under a regime of martial law, with the free expression of opinions through
the usual media vehicles restricted, (they) have no means of knowing, to the point of judicial certainty, whether
the people have accepted the Constitution.”
On the fifth question of whether the new Constitution of 1973 is in force: Justices Barredo, Makasiar, Antonio
and Esguerra hold that it is in force by virtue of the people’s acceptance thereof; Justices Makalintal, Castro,
Fernando and Teehankee cast no vote thereon on the premise stated in their votes on the third question that they
could not state with judicial certainty whether the people have accepted or not accepted the Constitution; and
Justice Zaldivar and Chief Justice Concepcion voted that the Constitution proposed by the 1971 Constitutional
Convention is not in force; with the result that there are not enough votes to declare that the new Constitution is
not in force.
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Philippine Bar Association vs. Commission on Elections
After considering all the pleadings and deliberating on the issues raised in the petitions as well as on the oral
arguments of the parties and the amici curiae in the hearings held in these cases, Chief Justice Ramon C. Aquino
and six (6) Justices, namely, Justices Claudio Teehankee, Hermogenes Concepcion, Jr., Vicente Abad Santos,
Efren I. Plana, Venicio T. Escolin and Lorenzo Relova, voted to DISMISS the petitions in these cases and to
DENY the prayer for the issuance of an injunction restraining respondents from holding the election on February
7, 1986. In the opinion of Chief Justice Aquino, B.P. 883 is constitutional.
"Justices Hugo Gutierrez, Jr., B.S. de la Fuente, Serafin R. Cuevas, Nestor B. Alampay and Lino M. Patajo voted
to DECLARE solution P. 883 unconstitutional and to grant the injunction prayed essi or. "Justice the insertion is
of the opinion that inasmuch as there are less than ten votes in favor of declaring B.P. Batas Bilang
unconstitutional, the petitions in these cases are hereby dismissed and the writs therein prayed for are denied.
"This is in accordance with the opinion in Gonzales vs. COMELEC, 21 SCRA 802 and Very truly yours, vs.
Executive Secretary, 50 SCRA 141. "Justices Teehankee, Plana, Escolin, Relova, Gutierrez, Jr., de la Revision
Alampay and Patajo separate opinions. "This resolution is without prejudice to the filing of separate opinions by
the other Members of this Court. "At the session of January 7, 1986, the Court noted that its act of dismissing the
petitions had not been formally stated in its basic Resolution of December 19, 1985. The Court therefore
authorizes the insertion of the following dispositive portion: 'Accordingly, inasmuch as there are less than the
required ten (10) votes to declare Batas Pambansa Bilang 883 unconstitutional, the petitions in these cases are
hereby DISMISSED and the writs therein prayed for are DENIED.' " "Chief Justice Aquino is of the opinion that
the revision of the December 19, 1985 resolution is totally unnecessary. It is clear. It is understood that the
petitions are dismissed. The public and the Comelec understood that the petitions were dismissed."
The Constitution states that judicial power includes the duty of the courts of justice not only “to settle actual
controversies involving rights which are legally demandable and enforceable” but also “to determine whether or
not there has been a grave abuse of discretion amounting to lack or excess of jurisdiction on the part of any branch
or instrumentality of the Government.” It has thereby expanded the concept of judicial power, which up to then
was confined to its traditional ambit of settling actual controversies involving rights that were legally demandable
and enforceable.
What are the remedies by which the grave abuse of discretion amounting to lack or excess of jurisdiction on the
part of any branch or instrumentality of the Government may be determined under the Constitution? The present
Rules of Court uses two special civil actions for determining and correcting grave abuse of discretion amounting
to lack or excess of jurisdiction. These are the special civil actions for certiorari and prohibition, and both are
governed by Rule 65. A similar remedy of certiorari exists under Rule 64, but the remedy is expressly applicable
only to the judgments and final orders or resolutions of the Commission on Elections and the Commission on
Audit.
Although similar to prohibition in that it will lie for want or excess of jurisdiction, certiorari is to be distinguished
from prohibition by the fact that it is a corrective remedy used for the reexamination of some action of an inferior
tribunal, and is directed to the cause or proceeding in the lower court and not to the court itself, while prohibition
is a preventative remedy issuing to restrain future action, and is directed to the court itself.
With respect to the Court, the remedies of certiorari and prohibition are necessarily broader in scope and reach,
and the writ of certiorari or prohibition may be issued to correct errors of jurisdiction committed not only by a
tribunal, corporation, board or officer exercising judicial, quasi-judicial or ministerial functions but also to set
right, undo and restrain any act of grave abuse of discretion amounting to lack or excess of jurisdiction by any
branch or instrumentality of the Government, even if the latter does not exercise judicial, quasi-judicial or
ministerial functions. This application is expressly authorized by the text of the second paragraph of Section 1,
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supra. Thus, petitions for certiorari and prohibition are appropriate remedies to raise constitutional issues and to
review and/or prohibit or nullify the acts of legislative and executive officials. Necessarily, in discharging its duty
under Section 1, supra, to set right and undo any act of grave abuse of discretion amounting to lack or excess of
jurisdiction by any branch or instrumentality of the Government, the Court is not at all precluded from making
the inquiry provided the challenge was properly brought by interested or affected parties. The Court has been
thereby entrusted expressly or by necessary implication with both the duty and the obligation of determining, in
appropriate cases, the validity of any assailed legislative or executive action. This entrustment is consistent with
the republican system of checks and balances.
The requisites for the exercise of the power of judicial review are the following, namely:
(1) there must be an actual case or justiciable controversy before the Court;
(2) the question before the Court must be ripe for adjudication;
(3) the person challenging the act must be a proper party; and
(4) the issue of constitutionality must be raised at the earliest opportunity and must be the very litis mota of
the case.
Lansang vs.Garcia
The Supreme Court has the authority under the Constitution to inquire into the existence of a factual basis for the
issuance of a presidential proclamation suspending the privilege of the writ of habeas corpus for the purpose of
determining the constitutional sufficiency thereof.
Far from being full and plenary, the authority to suspend the privilege of the writ is circumscribed, confined and
restricted, not only by the prescribed setting or the conditions essential to its existence, but, also, as regards the
time when and the place where it may be exercised. Like the limitations imposed by the Fundamental Law upon
the legislative department, adherence thereto and compliance therewith may, within proper bounds, be inquired
into by the courts of justice. Otherwise, the explicit constitutional provisions thereon would be meaningless.
For a valid suspension of the privilege of the writ: (a) there must be “invasion, insurrection or rebellion” or—–
pursuant to paragraph (2), section 10 of Art. VII of the Constitution—– “imminent danger thereof”; and (b) public
safety must require the aforementioned suspension. The President declared in Proclamation No. 889, as amended,
that both conditions are present.
On the basis of the evidence adduced before the Supreme Court, the members thereof entertained no doubts about
the existence of a sizeable group of men who have publicly risen in arms to overthrow the government and have
thus and still are engaged in rebellion against the government.
Pursuant to the principle of separation of powers underlying our system of government, the Executive is supreme
within his own sphere. However, the separation of powers, under the Constitution, is not absolute. What is more,
it goes hand in hand with the system of checks and balances, under which the Executive is supreme, as regards
the suspension of the privilege, but only if and when he acts within the sphere allotted to him by the Basic Law,
and the authority to determine whether or not he has so acted is vested in the Judicial Department, which, in this
respect, is, in turn, constitutionally supreme.
In the exercise of such authority, the function of the Court is merely to check—– not to supplant—– the Executive,
or to ascertain merely whether he has gone beyond the constitutional limits of his jurisdiction, not to exercise the
power vested in him or to determine the wisdom of his act.
The Solicitor General urged that “judicial inquiry into the basis of the questioned proclamation can go no further
than to satisfy the Court not that the President’s decision is correct and that public safety was endangered by the
re bellion and justified the suspension of the writ, but that in suspending the writ, the President did not act
arbitrarily. “No cogent reason has been submitted to warrant the rejection of such test.
Considering the data in the possession of the President, the Court is not prepared to hold that the Executive had
acted arbitrarily or gravely abused his discretion when he then concluded that public safety and national security
required the suspension of the privilege of the writ, particularly if the NPA were to strike simultaneously with
violent demonstrations staged by the two hundred forty-five (245) KM chapters, all over the Philippines, with the
assistance and cooperation of the dozens of GPP organizations, and the bombing of water mains and conduits, as
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well as electric power plants and installations—– a possibility which, no matter how remote, he was bound to
forestall, and a danger he was under obligation to anticipate and arrest.
Neither should the Court overlook the fact that the President could have declared a general suspension of the
privilege. Instead, he limited the suspension to persons detained “for crimes of insurrection or rebellion, and all
other crimes and offenses committed by them in furtherance or on the occasion thereof, or incident thereto, or in
connection therewith. Even this was further limited by a succeeding proclamation.
The members of the Court, with the exception of Mr. Justice Fernando, are of the opinion that instead of the Court
or its commissioner taking evidence adverted to above on whether the detainees had been apprehended and
detained “on reasonable belief” that they had “participated in the crime of insurrection or rebellion”, it is best to
let the preliminary examination and/or investigation before the Court of First Instance in which the detainees had
been charged for alleged violation of the AntiSubversion Act, be completed, so that their release could be ordered
by the court below, should it find that there is no probable cause against them, or a warrant for their arrest could
be issued, should a probable cause be established against them. Such course of action is more favorable to the
petitioners (detainees), inasmuch as a preliminary examination or investigation requires a greater quantum of
proof than that needed to establish that the Executive had not acted arbitrarily in causing the petitioners to be
apprehended and detained upon the ground that they had participated in the commission of the crime or rebellion
or insurrection.
The majority of the Court declined to accept the view of Mr. Justice Fernando that when a formal complaint is
presented in court against a detained person, the court steps in and the executive steps out. The major-ity’s reasons
are: (1) If the suspension of the writ is valid as in the instant case, the filing of a complaint against a detainee does
not affect the suspension of the privilege, and, consequently, his release may not be ordered by the Supreme
Court; (2) As the filing of a complaint does not detract from the validity and efficacy of the suspension of the
privilege, it would be more reasonable to construe the filing of said formal charges in the court of first instance
as an expression of the President’s belief that there is sufficient evidence to convict the detainees so charged and
that they should not be released, therefore, unless and until the court below—– after conducting the preliminary
examination and/or investigation—– shall find that the prosecution has not established the existence of a probable
cause; and (3) From a longrange viewpoint, this is more beneficial to the detainees because the opposite view of
Mr. Justice Fernando would tend to induce the Executive to refrain from filing formal charges as long as it may
be possible.
After the proclamation of the election of an incoming Chief Executive, the outgoing Chief Executive is no more
than a "care-taker" administration. He is duty bound to prepare for the orderly transfer of authority to the incoming
President and he should not do acts which, he ought to know, would embarrass or obstruct the policies of his
successor. It is not for him to use his powers as incumbent President to continue the political warfare that had
ended or to avail himself of presidential prerogatives to serve partisan purposes.
The filling up of vacancies in important positions, if few, and so spaced as to afford some assurance of deliberate
action and careful consideration of the need for the appointment and the appointee's qualifications may be
undoubtedly permitted. But the issuance of 350 appointments in one night and the planned induction of almost
all of them a few hours before the inauguration of the new President may, with some reason, be regarded by the
latter as an abuse of presidential prerogatives.
When the President makes ad-interim appointments, he exercises a special prerogative and is bound to be prudent
to insure approval of his selection either by previous consultation with the members of the Commission or by
thereafter explaining to them the reason for such selection. Where the Commission on Appointments that will
consider the appointees is different from that existing at the time of the appointment and where the names are to
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be submitted by his successor who may not wholly approved of the selections, the President should be doubly
careful in extending such appointments.
The separation of powers, under the circumstances in the instant case, prevents the Supreme Court to disregard a
presidential directive issued by an incoming President cancelling "midnight" or "last minute" appointments.
Once the appointee has qualified, the latter's equitable rights can be set up to deny the power to revoke the
appointment. Yet it is doubtful if such equity might be set up in the present case where rush conditional
appointments, hurried maneuvers and other happenings detracted from that degree of good faith, morality and
propriety which form the basic foundation of claims to equitable relief.
No person can be punished for contumacy as a witness before either House unless his testimony is required in a
matter into which that House has jurisdiction to inquire.
Once an inquiry is admitted or established to be within the jurisdiction of a legislative body to make, the investi
gating committee has the power to require a witness to answer any question pertinent to the subject of the inquiry,
subject of course to his constitutional privilege against self-incrimination.
The materiality of a question that may be propounded to a witness is determined by its direct relation to the subject
of the inquiry and not by its indirect relation to any proposed or possible legislation.
Where the immateriality of the information sought by the legislative body from a witness is relied upon to contest
its jurisdiction, the Court is in duty bound to pass upon the contention. Although the legislative body has the
power to make the inquiry, the Court is empowered to correct a clear abuse of discretion in the exercise of that
power.
Since the Court has no power to determine what legislation to approve or not to approve, it cannot say that the
information sought from a witness which. is material to the subject of the legislative inquiry is immaterial to any
proposed or possible legislation. It is not within the province of the Court to determine or imagine what legislative
measures Congress may take after the completion of the legislative investigation.
There is no sound reason to limit the power of the legislative body to punish. for contempt to the end of every
session and not to the end of the last session terminating the existence of that body. While the existence of the
House of Representatives is limited to four years, that of the Senate is not so limited. The Senate is a continuing
body which does not cease to exist upon the periodical dissolution of the Congress or of the House of
Representatives. There is no limit as to time to the Senate's power to punish for contempt in cases where that
power may constitutionally be exerted.
Testimony which is obviously false or evasive is equivalent to a refusal to testify and is punishable as contempt,
assuming that a refusal to testify would be so punishable.
It is not enough for the witness to say that the answer will incriminate him, as he is not the sole judge of his
liability. The danger of self-incrimination must appear reasonable and real to the court, from all the circumstances,
and from the whole case, as well as from his general 'Conception of the relations of the witness. Upon the facts
thus developed, it is the province of the court to determine whether a direct answer to a question may criminate
or not. The witness cannot assert his privilege by reason of some fanciful excuse, for protection against an.
imaginary danger, or to secure immunity to a third person.
It is the duty of every citizen to give frank, sincere, and truthful testimony before a competent authority. His
constitutional privilege against self-incrimination, unless clearly established, must yield to that duty. When a
specific right and a specific obligation conflict with each other, and one is doubtful or uncertain while the other
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is clear and imperative, the former must yield to the latter. The right to live is one of the most sacred that the
citizen may claim, and yet the state may deprive him of it if he violates his corresponding obligation to respect
the life of others.
The petition furthermore states no cause of action. Petitioner’s allegation of ambiguity or vagueness of the
aforequoted provision is manifestly gratuitous, it being a matter of public record and common public knowledge
that tha Constitutional Commission refers therein to incumbent President Corazon C. Aquino and Vice-President
Salvador H. Laurel, and to no other persons, and provides for the extension of their term to noon of June 30, 1992
for purposes of synchronization of elections. Hence, the second paragraph of the cited section provides for the
holding on the second Monday of May, 1992 of the first regular elections for the President and Vice-President
under said 1986 Constitution. In previous cases, the legitimacy of the government of President Corazon C. Aquino
was likewise sought to be questioned with the claim that it was not established pursuant to the 1973 Constitution.
The said cases were dismissed outright by this Court.
Copies of the certified returns from the provincial and city boards of canvassers have not been furnished this
Court nor is there any need to do so, In the absence of a legislature, we cannot assume the function of stating, and
neither do we have any factual or legal capacity to officially declare, who were elected President and Vice
President in the February 7,1986 elections.
As to who are the incumbent President and Vice President referred to in the 1986 Draft Constitution, we agree
that there is no doubt the 1986 Constitutional Commission referred to President Corazon C. Aquino and Vice-
President Salvador H. Laurel
I vote to dismiss this petition on the ground that the Constitution we are asked to interpret has not yet been ratified
and is therefore not yet effective. I see here no actual conflict of legal rights susceptible of judicial determination
at this time. (Aetna Life Insurance Co. vs. Haworth, 300 U.S. 227; PACU vs. Secretary of Education, 97 PhH.
806).
Until the term of office of barangay of ficials has been determined by law, therefore, the term of office of six (6)
years provided for in the Barangay Election Act of 1982 should still govern.
Contrary to the stand of respondents, we find nothing inconsistent between the term of six (6) years for elective
Barangay officials and the 1987 Constitution, and the same should, therefore, be considered as still operative,
pursuant to Section 3, Article XVIII of the 1987 Constitution.
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Collector of Internal Revenue vs. Campos Rueda
The fact that the laws of Tangier, Morocco, do not impose transfer or death taxes upon intangible personal
properties of our citizens not residing therein, entitles to a reciprocal exemption similar properties belonging to
the decedent who at the time of his death resides in Tangiers, no matter that the latter country does not possess
international personality in the traditional sense.
a. People
b. Territory
c. Government
d. Sovereignty
When an offense may be committed in any of several different modes, and the complaint alleges the crime to
have been committed in two or more modes, it is sufficient to prove the offense committed in any one of them.
The publication of an article cannot be punished under Act No. 202 of the United States Philippine Commission
as having seditious tendencies unless it has a tendency to produce disaffection or a feeling incompatible with a
disposition to remain loyal to the Government and obedient to its laws.
The publication of an article abusive of the United States Philippine Commission and its members is not a libel
upon the Government and does not fall within said Act No. 292 of the United States Philippine Commission.
Kawananakoa v. Polyblank
A sovereign is exempt from suit, not because of any formal conception or obsolete theory, but on the logical and
practical ground that there can be no legal right as against the authority that makes the law on which the right
depends. “there can be no legal right against the authority which makes the law on which the right depends.”
In the Philippines, the practice is for the foreign government or the international organization to first secure an
executive endorsement of its claim of sovereign or diplomatic immunity. But how the Philippine Foreign Office
conveys its endorsement to the courts varies. In International Catholic Migration Commission v. Calleja, 190
SCRA 130 (1990), the Secretary of Foreign Affairs just sent a letter directly to the Secretary of Labor and
Employment, informing the latter that the respondent-employer could not be sued because it enjoyed diplomatic
immunity. In World Health Organization v. Aquino, 48 SCRA 242 (1972), the Secretary of Foreign Affairs sent
the trial court a telegram to that effect. In Baer v. Tizon, 57 SCRA 1 (1974), the U.S. Embassy asked the Secretary
of Foreign Affairs to request the Solicitor General to make, in behalf of the Commander of the United States
Naval Base at Olongapo City, Zambales, a “suggestion” to respondent Judge. The Solicitor General embodied
the “suggestion” in a Manifestation and Memorandum as amicus curiae.
In the case at bench, the Department of Foreign Affairs, through the Office of Legal Affairs moved with this
Court to be allowed to intervene on the side of petitioner. The Court allowed the said Department to file its
memorandum in support of petitioner’s claim of sovereign immunity.
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In 1929, Italy and the Holy See entered into the Lateran Treaty, where Italy recognized the exclusive dominion
and sovereign jurisdiction of the Holy See over the Vatican City. It also recognized the right of the Holy See to
receive foreign diplomats, to send its own diplomats to foreign countries, and to enter into treaties according to
International Law (Garcia, Questions and Problems In International Law, Public and Private 81 [1948]).
The Lateran Treaty established the statehood of the Vatican City “for the purpose of assuring to the Holy See
absolute and visible independence and of guaranteeing to it indisputable sovereignty also in the field of
international relations” (O’Connell, I International Law 311 [1965]).
The Vatican City fits into none of the established categories of states, and the attribution to it of “sovereignty”
must be made in a sense different from that in which it is applied to other states (Fenwick, International Law 124-
125 [1948]; Cruz, International Law 37 [1991]). In a community of national states, the Vatican City represents
an entity organized not for political but for ecclesiastical purposes and international objects. Despite its size and
object, the Vatican City has an independent government of its own, with the Pope, who is also head of the Roman
Catholic Church, as the Holy See or Head of State, in conformity with its traditions, and the demands of its
mission in the world. Indeed, the world-wide interests and activities of the Vatican City are such as to make it in
a sense an “international state” (Fenwick, supra. 125; Kelsen, Principles of International Law 160 [1956]).
Inasmuch as the Pope prefers to conduct foreign relations and enter into transactions as the Holy See and not in
the name of the Vatican City, one can conclude that in the Pope’s own view, it is the Holy See that is the
international person.
The Republic of the Philippines has accorded the Holy See the status of a foreign sovereign. The Holy See,
through its Ambassador, the Papal Nuncio, has had diplomatic representations with the Philippine government
since 1957 (Rollo, p. 87). This appears to be the universal practice in international relations.
Lot 5-A was acquired by petitioner as a donation from the Archdiocese of Manila. The donation was made not
for commercial purpose, but for the use of petitioner to construct thereon the official place of residence of the
Papal Nuncio. The right of a foreign sovereign to acquire property, real or personal, in a receiving state, necessary
for the creation and maintenance of its diplomatic mission, is recognized in the 1961 Vienna Convention on
Diplomatic Relations (Arts. 20-22). This treaty was concurred in by the Philippine Senate and entered into force
in the Philippines on November 15, 1965.
The decision to transfer the property and the subsequent disposal thereof are likewise clothed with a governmental
character. Petitioner did not sell Lot 5-A for profit or gain. It merely wanted to dispose off the same because the
squatters living thereon made it almost impossible for petitioner to use it for the purpose of the donation. The fact
that squatters have occupied and are still occupying the lot, and that they stubbornly refuse to leave the premises,
has been admitted by private respondent in its complaint (Rollo, pp. 26, 27).
The issue of petitioner’s non-suability can be determined by the trial court without going to trial in the light of
the pleadings, particularly the admission of private respondent. Besides, the privilege of sovereign immunity in
this case was sufficiently established by the Memorandum and Certification of the Department of Foreign Affairs.
As the department tasked with the conduct of the Philippines’ foreign relations (Administrative Code of 1987,
Book IV, Title I, Sec. 3), the Department of Foreign Affairs has formally intervened in this case and officially
certified that the Embassy of the Holy See is a duly accredited diplomatic mission to the Republic of the
Philippines exempt from local jurisdiction and entitled to all the rights, privileges and immunities of a diplomatic
mission or embassy in this country (Rollo, pp. 156-157). The determination of the executive arm of government
that a state or instrumentality is entitled to sovereign or diplomatic immunity is a political question that is
conclusive upon the courts (International Catholic Migration Commission v. Calleja, 190 SCRA 130 [1990]).
Where the plea of immunity is recognized and affirmed by the executive branch, it is the duty of the courts to
accept this claim so as not to embarrass the executive arm of the government in conducting the country’s foreign
relations (World Health Organization v. Aquino, 48 SCRA 242 [1972]). As in International Catholic Migration
Commission and in World Health Organization, we abide by the certification of the Department of Foreign
Affairs.
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Private respondent is not left without any legal remedy for the redress of its grievances. Under both Public
International Law and Transnational Law, a person who feels aggrieved by the acts of a foreign sovereign can
ask his own government to espouse his cause through diplomatic channels.
Private respondent can ask the Philippine government, through the Foreign Office, to espouse its claims against
the Holy See. Its first task is to persuade the Philippine government to take up with the Holy See the validity of
its claims. Of course, the Foreign Office shall first make a determination of the impact of its espousal on the
relations between the Philippine government and the Holy See (Young, Remedies of Private Claimants Against
Foreign States, Selected Readings on Protection by Law of Private Foreign Investments 905, 919 [1964]). Once
the Philippine government decides to espouse the claim, the latter ceases to be a private cause.
US v. Ruiz
The traditional rule of State immunity exempts a State from being sued in the courts of another State without its
consent or waiver. This rule is a necessary consequence of the principles of independence and equality of States.
However, the rules of International Law are not petrified; they are constantly developing and evolving. And
because the activities of states have multiplied, it has been necessary to distinguish them—between sovereign and
governmental acts (jure imperii) and private, commercial and proprietary acts (jure gestionis). The result is that
State immunity now extends only to acts jure imperii. The restrictive application of State immunity is now the
rule in the United States, the United Kingdom and other states in western Europe. (See Coquia and Defensor-
Santiago, Public International Law, pp. 207-209 [1984]).
It can thus be seen that the statement in respect of the waiver of State immunity from suit was purely gratuitous
and, therefore, obiter so that it has no value as an imperative authority.
The restrictive application of State immunity is proper only when the proceedings arise out of commercial
transactions of the foreign sovereign, its commercial activities or economic affairs. Stated differently, a State may
be said to have descended to the level of an individual and can thus be deemed to have tacitly given its consent
to be sued only when it enters into business contracts, It does not apply where the contract relates to the exercise
of its sovereign functions. In this case the projects are an integral part of the naval base which is devoted to the
defense of both the United States and the Philippines, indisputably a function of the government of the highest
order; they are not utilized for nor dedicated to commercial or business purposes.
United States of America vs. Guinto
The general law waiving the immunity of the state from suit is found in Act No. 3083, under which the Philippine
government “consents and submits to be sued upon any moneyed claim involving liability arising from contract,
express or implied, which could serve as a basis of civil action between private parties.” In Merritt v. Government
of the Philippine Islands, a special law was passed to enable a person to sue the government for an alleged tort.
When the government enters into a contract, it is deemed to have descended to the level of the other contracting
party and divested of its sovereign immunity from suit with its implied consent. Waiver is also implied when the
government files a complaint, thus opening itself to a counterclaim. The above rules are subject to qualification.
Express consent is effected only by the will of the legislature through the medium of a duly enacted statute. We
have held that not all contracts entered into by the government will operate as a waiver of its non-suability;
distinction must be made between its sovereign and proprietary acts. As for the filing of a complaint by the
government, suability will result only where the government is claiming affirmative relief from the defendant.
There is no question that the United States of America, like any other state, will be deemed to have impliedly
waived its non-suability if it has entered into a contract in its proprietary or private capacity. It is only when the
contract involves its sovereign or governmental capacity that no such waiver may be implied. This was our ruling
in United States of America v. Ruiz, where the transaction in question dealt with the improvement of the wharves
in the naval installation at Subic Bay. As this was a clearly governmental function, we held that the contract did
not operate to divest the United States of its sovereign immunity from suit.
It is clear from a study of the records of G.R. No. 80018 that the individually named petitioners therein were
acting in the exercise of their official functions when they conducted the buy-bust operation against the
complainant and thereafter testified against him at his trial. The said petitioners were in fact connected with the
Air Force Office of Special Investigators and were charged precisely with the function of preventing the
distribution, possession and use of prohibited drugs and prosecuting those guilty of such acts. It cannot for a
moment be imagined that they were acting in their private or unofficial capacity when they apprehended and later
testified against the complainant. It follows that for discharging their duties as agents of the United States, they
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cannot be directly im-pleaded for acts imputable to their principal, which has not given its consent to be sued. As
we observed in Sanders v. Veridiano: Given the official character of the above-described letters, we have to
conclude that the petitioners were, legally speaking, being sued as officers of the United States government. As
they have acted on behalf of that government, and within the scope of their authority, it is that government, and
not the petitioners personally, that is responsible for their acts.
We reject the conclusion of the trial court that the answer filed by the special counsel of the Office of the Sheriff
Judge Advocate of Clark Air Base was a submission by the United States government to its jurisdiction. As we
noted in Republic v. Purisima, express waiver of immunity cannot be made by a mere counsel of the government
but must be effected through a duly-enacted statute. Neither does such answer come under the implied forms of
consent as earlier discussed.
From these circumstances, the Court can assume that the restaurant services offered at the John Hay Air Station
partake of the nature of a business enterprise undertaken by the United States government in its proprietary
capacity. Such services are not extended to the American servicemen for free as a perquisite of membership in
the Armed Forces of the United States. Neither does it appear that they are exclusively offered to these
servicemen; on the contrary, it is well known that they are available to the general public as well, including the
tourists in Baguio City, many of whom make it a point to visit John Hay for this reason. All persons availing
themselves of this facility pay for the privilege like all other customers as in ordinary restaurants. Although the
prices are conced-edly reasonable and relatively low, such services are undoubtedly operated for profit, as a
commercial and not a governmental activity. The consequence of this finding is that the petitioners cannot invoke
the doctrine of state immunity to justify the dismissal of the damage suit against them by Genove. Such defense
will not prosper even if it be established that they were acting as agents of the United States when they investigated
and later dismissed Genove. For that matter, not even the United States government itself can claim such
immunity. The reason is that by entering into the employment contract with Genove in the discharge of its
proprietary functions, it impliedly divested itself of its sovereign immunity from suit.
Torio vs. Fontanilla
If the injury is caused in the course of the performance of a governmental function or duty no recovery, as a rule,
can be had from the municipality unless there is an existing statute on the matter, nor from its officers, so long as
they performed their duties honestly and in good faith or that they did not act wantonly and maliciously. In
Palafox, et al. v. Province of Ilocos Norte, et al., 1958, a truck driver employed by the provincial government of
Ilocos Norte ran over Proceto Palafox in the course of his work at the construction of a road. The Supreme Court
in affirming the trial court’s dismissal of the complaint for damages held that the province could not be made
liable because its employee was in the performance of a governmental function—the construction and
maintenance of roads—and however tragic and deplorable it may be, the death of Palafox imposed on the province
no duty to pay monetary consideration.
With respect to proprietary functions, the settled rule is that a municipal corporation can be held liable to third
persons ex contractu or ex delicto. Municipal corporations are subject to be sued upon contracts and in tort.
Coming to the case before Us, and applying the general tests given above, We hold that the holding of the town
fiesta in 1959 by the Municipality of Malasiqui, Pangasinan, was an exercise of a private or proprietary function
of the municipality.
This provision (Section 2282, RAC) simply gives authority to the municipality to celebrate a yearly fiesta but it
does not impose upon it a duty to observe one. Holding a fiesta even if the purpose is to commemorate a religious
or historical event of the town is in essence an act for the special benefit of the community and not for the general
welfare of the public performed in pursuance of a policy of the state. The mere fact that the celebration, as claimed,
was not to secure profit or gain but merely to provide entertainment to the town inhabitants is not a conclusive
test. For instance, the maintenance of parks is not a source of income for the town, nonetheless it is a private
undertaking as distinguished from the maintenance of public schools, jails, and the like which are for public
service.
Lastly, petitioner or appellant Municipality cannot evade responsibility and/or liability under the claim that it was
Jose Macaraeg who constructed the stage. The municipality acting through its municipal council appointed,
Macaraeg as chairman of the sub-committee on entertainment and in charge of the construction of the “zarzuela”
stage. Macaraeg acted merely as an agent of the Municipality. Under the doctrine of respondent superior
mentioned earlier, petitioner is responsible or liable for the negligence of its agent acting within his assigned
tasks.
Page 10 of 173
In their Petition for review the municipal councilors allege that the Court of Appeals erred in ruling that the
holding of a town fiesta is not a governmental function and that there was negligence on their part for not
maintaining and supervising the safe use of the stage, in applying Article 27 of the Civil Code against them, and
in not holding Jose Macaraeg liable for the collapse of the stage and the consequent death of Vicente Fontanilla.
We agree with petitioners that the Court of Appeals erred in applying Article 27 of the Civil Code against them,
for this particular article covers a case of nonfeasance or non-performance by a public officer of his official duty;
it does nof apply to a case of negligence or misfeasance in carrying out an official duty.
The Court of Appeals in its decision now under review held that the celebration of a town fiesta by the
Municipality of Malasiqui was not a governmental function. We upheld that ruling. The legal consequence thereof
is that the Municipality stands on the same footing as an ordinary private corporation with the municipal council
acting as its board of directors. It is an elementary principle that a corporation has a personality, separate and
distinct from its officers, directors, or persons composing it and the latter are not as a rule coresponsible in an
action for damages for tort or negligence (culpa aquiliana) committed by the corporation’s employees or agents
unless there is a showing of bad faith or gross or wanton negligence on their part.
Under paragraph 11, Art. 2208 of the Civil Code attorney’s fees and expenses of litigation may be granted when
the court deems it just and equitable. In this case of Vicente Fontanilla, although respondent appellate court failed
to state the grounds for awarding attorney’s tees, the records show however that attempts were made by plaintiffs,
now private respondents, to secure an extrajudicial compensation from the municipality; that the latter gave
promises and assurances of assistance but failed to comply; and it was only eight months after the incident that
the bereaved family of Vicente Fontanilla was compelled to seek relief from the courts to ventilate what was
believed to be a just cause. We hold, therefore, that there is no error committed in the grant of attorney’s fees
which after all is a matter of judicial discretion. The amount of P1,200.00 is fair and reasonable.
b. Waiver of Immunity
Express consent; General or Special Law
Merritt vs. Government of the Philippine Islands
The Government of the Philippine Islands having been "modeled after the federal and state governments of the
United States" the decisions of the high courts of that country may be used in determining the scope and purpose
of a special statute.
The state not being liable to suit except by its express consent, an Act abrogating that immunity will be strictly
construed. An act permitting a suit against the state gives rise to no liability not previously existing unless it is
clearly expressed in the act.
The Government of the Philippine Islands its only liable for the negligent acts of its officers, agents, and
employees when they are acting as special agents within. the meaning of paragraph 5 of article 1903 of the Civil
Code, and a chauffeur of the General Hospital is not such a special agent.
"The Government," 'says Justice Story, "does not undertake to guarantee to any person the fidelity of the officers
or agents whom it employs, since that would involve it in all its operations in endless embarrassments, difficulties
and losses, which would be subversive of the public interest."
ACT NO. 3083 - AN ACT DEFINING THE CONDITIONS UNDER WHICH THE
GOVERNMENT OF THE PHILIPPINE ISLANDS MAY BE SUED
Section 1. Complaint against Government. – Subject to the provisions of this Act, the
Government of the Philippine Islands hereby consents and submits to be sued upon any
moneyed claim involving liability arising from contract, expressed or implied, which could
serve as a basis of civil action between private parties.
Section 1. Complaint against Government. – Subject to the provisions of this Act, the
Government of the Philippine Islands hereby consents and submits to be sued upon any
moneyed claim involving liability arising from contract, expressed or implied, which could
serve as a basis of civil action between private parties.
Sec. 2. A person desiring to avail himself of the privilege herein conferred must show that
he has presented his claim to the Insular Auditor and that the latter did not decide the same
within two months from the date of its presentation.
Page 11 of 173
Sec. 3. Venue. – Original actions brought pursuant to the authority conferred in this Act
shall be instituted in the Court of First Instance of the City of Manila or of the province
were the claimant resides, at the option of the latter, upon which court exclusive original
jurisdiction is hereby conferred to hear and determine such actions.
Sec. 4. Actions instituted as aforesaid shall be governed by the same rules of procedure,
both original and appellate, as if the litigants were private parties.
Sec. 5. When the Government of the Philippine Island is plaintiff in an action instituted in
any court of original jurisdiction, the defendant shall have the right to assert therein, by
way of set-off or counterclaim in a similar action between private parties.
Sec. 6. Process in actions brought against the Government of the Philippine Islands
pursuant to the authority granted in this Act shall be served upon the Attorney-General 2
whose duty it shall be to appear and make defense, either himself or through delegates.
Sec. 7. Execution. – No execution shall issue upon any judgment rendered by any court
against the Government of the Philippine Islands under the provisions of this Act; but a
copy thereof duly certified by the clerk of the Court in which judgment is rendered shall
be transmitted by such clerk to the Governor-General, 3 within five days after the same
becomes final.
Commonwealth Act No. 327 — An Act fixing the time within which the Auditor
General shall render his decisions and prescribing the manner of appeal therefrom.
SECTION 1. In all cases involving the settlement of accounts or claims, other than those
of accountable officers, the Auditor General shall act and decide the same within sixty
days, exclusive of Sundays and holidays, after their presentation. If said accounts or claims
need reference to other persons, office or offices, or to a party interested, the period
aforesaid shall be counted from the time the last comment necessary to a proper decision
is received by him. With respect to the accounts of accountable officers, the Auditor
General shall act on the same within one hundred days after their submission, Sundays and
holidays excepted.
In case of accounts or claims already submitted to but still pending decision by the Auditor
General on or before the approval of this Act, the periods provided in this section shall
commence from the date of such approval.
SEC. 2. The party aggrieved by the final decision of the Auditor General in the settlement
of an account or claim may, within thirty days from receipt of the decision, take an appeal
in writing:
(a) To the President of the United States, pending the final and complete withdrawal
of her sovereignty over the Philippines, or
(b) To the President of the Philippines, or
(c) To the Supreme Court of the Philippines if the appellant is a private person or entity.
If there are more than one appellant, all appeals shall be taken to the same authority resorted
to by the first appellant.
From a decision adversely affecting the interests of the Government, the appeal may be
taken by the proper head of the department or in case of local governments by the head of
the office or branch of the Government immediately concerned.
Page 12 of 173
The appeal shall specifically set forth the particular action of the Auditor General to which
exception is taken with the reasons and authorities relied on for reversing such decision.
Page 14 of 173
Bureau of Printing vs. Bureau of Printing Employees Association
The Bureau of Printing is an instrumentality of the Government. It operates under the direct supervision of the
Executive Secretary. It is designed to meet the printing needs of the Government. It is primarily a service bureau.
It is obviously not engaged in business or occupation for pecuniary profit. It has no corporate existence. Its
appropriations are provided for in the budget. It is not subject to the jurisdiction of the Court of Industrial
Relations.
The Industrial Court has no jurisdiction to hear and determine the complaint for unfair labor practice filed against
institutions or corporations not organized for profit and, consequently, are not industrial or business organizations.
The Industrial Peace Act was intended to apply only to industrial employment and to govern the relations between
employers engaged in industry and occupations for purposes of gain, and their industrial employees.
As a Government office, without any juridical personality, the Bureau of Printing cannot be sued. Any suit, action
or proceeding against the Bureau of Printing would actually be a suit, action or proceeding against the Government
itself. The Government cannot be sued without its consent, much less over its objection.
Mobil Philippines Exploration, Inc. vs. Customs Arrastre Service
A defendant in a civil suit must be (1) a natural person; (2) a juridical person or (3) an entity authorized by law to
be sued. The Bureau of Customs and (a fortiori) the Customs Arrastre Service are not persons. They are merely
parts of the machinery of Government. The Customs Arrastre Service is a unit of the Bureau of Customs, set up
under Customs Administrative Order No. 8-62 of November 9, 1962. It follows that they cannot be sued as natural
or juridical persons.
The fact that a noncorporate government entity performs a function proprietary in nature does not necessarily
result in its being suable. If said non-governmental function is undertaken as an incident to its governmental
functions, there is no waiver thereby of the sovereign immunity from suit extended to such government entity
(Bureau of Printing vs. Bureau of Printing Employees Association, L-15751, Jan. 28, 1961).
Regardless of the merits of the claim against it, the State, for obvious reasons of public policy, cannot be sued
without its consent. The Bureau of Customs, acting as part of the machinery of the national government in the
operations of the arrastre service, pursuant to express legislative mandate and as a necessary incident of its prime
government function, is immune from suit, there being no statute to the contrary.
Where the Customs Arrastre Service did not deliver all the landed cargo to the consignee, the latter's remedy is
to f. ile a money claim with the General Auditing Office pursuant to Commonwealth Act No. 327.
d. Immunity Not an Instrument to Perpetuate Injustice
Santiago vs. Republic
Fortunately, the constitutional provision itself allows a waiver. Where there is consent, a suit may be filed.
Consent need not be express. It can be implied. So it was more than implied in Ministerio v. Court of First Instance
of Cebu: “The doctrine of governmental immunity from suit cannot serve as an instrument for perpetrating an
injustice on a citizen.” The fact that this decision arose from a suit against the Public Highways Commissioner
and the Auditor General for failure of the government to pay for land necessary to widen a national highway, the
defense of immunity without the consent proving unavailing, is not material. The analogy is quite obvious. Where
the government ordinarily benefited by the taking of the land, the failure to institute the necessary condemnation
proceedings should not be a bar to an ordinary action for the collection of the just compensation due. Here the
alleged failure to abide by the conditions under which a donation was given should not prove an insuperable
obstacle to a civil action, the consent likewise being presumed. This conclusion is strengthened by the fact that
while a donation partakes of a contract, there is no money claim, and therefore reliance on Commonwealth Act
No. 327 would be futile.
Our decision, it must be emphasized, goes no further than to rule that a donor, with the Republic or any of its
agency being the donee, is entitled to go to court in case of an alleged breach of the conditions of such donation.
He has the right to be heard. Under the circumstance, the fundamental postulate of non suability cannot stand in
the way. It is made to accommodate itself to the demands of procedural due process, which is the negation of
arbitrariness and inequity. The government, in the final analysis, is the beneficiary. It thereby manifests its
adherence to the highest ethical standards, which can only be ignored at the risk of losing the confidence of the
people, the repository of the sovereign power. The judiciary under this circumstance has the grave responsibility
of living up to the ideal of objectivity and impartiality, the very essence of the rule of law. Only by displaying the
Page 15 of 173
neutrality expected of an arbiter, even if it happens to be one of the departments of a litigant, can the decision
arrived at, whatever it may be, command respect and be entitled to acceptance.
Amigable vs. Cuenca
Where the government takes away property from a private landowner for public use without going through the
legal process of expropriation or negotiated sale, the aggrieved party may properly maintain a suit against the
government without thereby violating the doctrine of governmental immunity from suit without its consent.
The doctrine of governmental immunity from suit cannot serve as an instrument for perpetrating an injustice on
a citizen. Had the government followed the procedure indicated by the governing law at the time, a complaint
would have been filed by it, and only upon pay ment of the compensation fixed by the judgment, or after tender
of the party entitled to such pay ment of the amount fixed, may it “have the right to enter in and upon the land so
condemned, to appropriate the same to the public use defined in the judgment.
As registered owner, she could bring an action to recover possession of the portion of land in question at anytime
because possession is one of the attributes of ownership. However, since restoration of possession of said portion
by the government is neither convenient nor feasible at this time because it is now and has been used for road
purposes, the only relief available is for the government to make due compensation which it could and should
have done years ago. To determine the due compensation for the land, the basis should be the price or value
thereof at the time of the taking.
DEFINITIONS AND CONCEPTS
A. POLITICAL LAW; Definition
People vs. Perfecto
It is a general principle of the public law that on acquisition of territory the previous political relations of the
ceded region are totally abrogated. "Political" is here used to denominate the laws regulating the relations
sustained by the inhabitants to the sovereign.
Every nation acquiring territory, by treaty or otherwise, must hold it subject to the Constitution and laws of its
own government, and not according to those of the government ceding it. "In the eye of our Constitution and
laws, every man is a sovereign, a ruler and a freeman, and has equal rights with every other man.
Macariola vs. Asuncion
Political Law has been defined as that branch of public law which deals with the organization and operation of
the governmental organs of the State and defined the relations of the state with the inhabitants of its territory. It
may be recalled that political law embraces constitutional law, law of public corporations, administrative law
including the law on public officers and elections. Specifically, Article 14 of the Code of Commerce partakes
more of the nature of an administrative law because it regulates the conduct of certain public officers and
employees with respect to engaging in business; hence, political in essence.
B. THE SUPREMACY OF THE CONSTITUTION
Mutuc vs. COMELEC
Under the well-known principle of ejusdem generis, the general words following any enumeration being
applicable only to things of the same kind or class as those specifically referred to. It is quite apparent that what
was contemplated in the Constitutional Convention Act was the distribution of gadgets of the kind referred to as
a means of inducement to obtain a favorable vote for the candidate responsible for its distribution.
A statute should be interpreted to assure its being in consonance with, rather than repugnant to, any constitutional
command or prescription. Thus, certain Administrative Code provisions were given a "construction which should
be more in harmony with the tenets of the fundamental law." The desirability of remaining in that fashion the
taint of constitutional infirmity from legislative enactments has always commended itself. The judiciary may even
strain the ordinary meaning of words to avert any collision between what a statute provides and what the
Constitution requires. The objective is to reach an interpretation rendering it free from constitutional defects. To
paraphrase Justice Cardozo, if at all possible, the conclusion reached must avoid not only that it is
unconstitutional, but also grave doubts upon that score.
Page 16 of 173
In unequivocal language, the Constitution prohibits an abridgment of free speech or a free press. It has been the
constant holding that this preferred freedom calls all the more for the utmost respect when what may be curtailed
is the dissemination of information to make more meaningful the equally vital right of suffrage. The Commission
on Elections, in prohibiting the use of taped jingle for campaign purposes did, in effect, impose censorship, an
evil against which this constitutional right is directed. Nor could the Commission justify its action by the assertion
that petitioner, if he would not resort to taped jingle, would be free, either by himself or through others, to use his
mobile loudspeakers. Precisely, the constitutional guarantee is not to be emasculated confining it to a speaker
having his say, but not perpetuating what is uttered by him through tape or other mechanical contrivances.
The concept of the Constitution as the fundamental law, setting forth the criterion for the validity of any public
act whether proceeding from the highest official or the lowest functionary, is a postulate of our system of
government. That is to manifest fealty to the rule of law, with priority accorded to that which occupies the topmost
rung in the legal hierarchy. The three departments of government in the discharge of the functions with which it
is entrusted have no choice but to yield obedience to its commands. Whatever limits it imposes must be observed.
As a branch of the executive department—although— independent of the President—to which the Constitution
has given the "exclusive charge" of the enforcement and administration of all laws relative to the conduct of
elections, the power of decision of the Commission is limited to purely "administrative questions." It has been the
constant holding, as it could not have been otherwise, that the Commission cannot exercise any authority in
conflict with or outside of the law, and there is no higher law than the Constitution.
Manila Prince Hotel vs. Government Service Insurance System
A constitution is a system of fundamental laws for the governance and administration of a nation. It is supreme,
imperious, absolute and unalterable except by the authority from which it emanates. It has been defined as the
fundamental and paramount law of the nation.10 It prescribes the permanent framework of a system of
government, assigns to the different departments their respective powers and duties, and establishes certain fixed
principles on which government is founded. The fundamental conception in other words is that it is a supreme
law to which all other laws must conform and in accordance with which all private rights must be determined and
all public authority administered.11 Under the doctrine of constitutional supremacy, if a law or contract violates
any norm of the constitution that law or contract whether promulgated by the legislative or by the executive
branch or entered into by private persons for private purposes is null and void and without any force and effect.
Thus, since the Constitution is the fundamental, paramount and supreme law of the nation, it is deemed written
in every statute and contract.
General Rule: Provision of the Constitution are Self Executing
Tondo Medical Center Employees Association vs. Court of Appeals
While as a general rule, the provisions of the Constitution are considered self-executing, and do not require future
legislation for their enforcement, some provisions have already been categorically declared by the Supreme Court
as non selfexecuting.
Constitutional provisions which are statements of principles and policies are mere directives addressed to the
executive and the legislative departments—if unheeded, the remedy will not lie with the courts but rather, the
electorate’s displeasure may be manifested in their votes
THE PREAMBLE
Aglipay v. Ruiz
What is guaranteed by our Constitution is religious liberty, not mere religious toleration. Religious freedom,
however, as a constitutional mandate is not inhibition of profound reverence for religion and is not a denial of its
influence in human affairs. Religion as a profession of faith to an active power that binds and elevates man to his
Creator is recognized. And, in so far as it instills into the minds the purest principles of morality, its influence is
deeply felt and highly appreciated.
The respondent Director of Posts issued the postage stamps in question under the provisions of Act No. 4052 of
the Philippine Legislature which appropriates the sum of sixty thousand pesos for the cost of plates and' printing
of postage stamps with new designs and other expenses incident thereto, and authorizes the Director of Posts,
with the approval of the Secretary of Public Works and Communications, to dispose of the amount appropriated
in the manner indicated and "as often as may be deemed advantageous to the Government."
Page 17 of 173
Act No. 4052 contemplates no religious purpose in view. What it gives the Director of Posts is the discretionary
power to determine when the issuance of special postage stamps would be "advantageous to the Government."
Of course, the phrase "advantageous to the Government" does not authorize the violation of the Constitution. It
does not authorize the appropriation, use or application of public money or property for the use, benefit or support
of a particular sect or church. In the present case, however, the issuance of the postage stamps in question by the
Director of Posts and the Secretary of Public Works and Communications was not inspired by any sectarian
feeling to favor a particular church or religious denomination. The stamps were not issued and sold for the benefit
of the Roman Catholic Church. Nor were money derived from the sale of the stamps given to that church.
The only purpose in issuing and selling the stamps was "to advertise the Philippines and attract more tourists to
this country." The officials concerned merely took advantage of an event considered of international importance
"to give publicity to the Philippines and its people." The stamps as actually designed and printed (Exhibit 2),
instead of showing a Catholic Church chalice as originally planned, contains a map of the Philippines and the
location of the City of Manila, and an inscription as follows: "Seat XXXIII International Eucharistic Congress,
Feb. 3-7, 1937." What is emphasized is not the Eucharistic Congress itself but Manila, the capital of the
Philippines, as the seat of that congress.
While the issuance and sale of the stamps in question may be said to be inseparably linked with an event of a
religious character, the resulting propaganda, if any, received by the Roman Catholic Church, was not the aim
and purpose of the Government. The Government should not be embarrassed in its activities simply because of
incidental results, more or less religious in character, if the purpose had in view is one which could legitimately
be undertaken by appropriate legislation. The main purpose should not be frustrated by its subordination to mere
incidental results not contemplated. (Vide Bradfield vs. Roberts, 175 U. S., 295; 20 Sup. Ct. Rep., 121; 44 Law.
ed., 168.)
ARTICLE II
DECLARATONS OF STATE PRINCIPLES AND STATE POLICIES
Two-Fold Functions of the Government
1. Constituent Function
2. Ministrant Function
Bacani v. NACOCO
The term “Government of the Republic of the Philippines” used in section 2 of the Revised Administrative Code
refers to that government entity through which the functions of the government are exercised as an attribute of
sovereignty, and in this are included those arms through which political authority is made effective whether they
be provincial, municipal or other ex orm of local government. These are what we call municipal corporations.
They do not include government entitles which are given a corporate personality separate and distinct from the
government and which are governed by the Corporation Law, such as the National Coconut Corporation. Their
powers, duties and liabilities have to be determined in the light of that law and of their corporate charters. They
do not therefore come within the exemption clause prescribed in section 16, Rule 130 of our Rules of Court.
It is true that in section 8, Rule 130, stenographers may only charge as fees P0.30 for each page of transcript of
not less than 200 words before the appeal is taken and P0.15 for each page after the filing of the appeal, but where,
as in the case at bar, the party has agreed and in fact has paid P1 per page for the services rendered by the
stenographers and has not raised any objection to the amount paid until its propriety was disputed by the Auditor
General, the payment of the fees became contractual and as such is valid even if it goes beyond the limit prescribed
by the Rules of Court.
ACCFA vs. CUGCO
The ACA is a government office engaged in governmental, not proprietary functions. There can be no dispute as
to the fact that the land reform program contemplated in the Land Reform Code is beyond the capabilities of any
private enterprise to translate into reality. It is a purely governmental function, no less than, say, the establishment
and maintenance of public schools and public hospitals. And when, aside from the governmental objectives, of
the ACA, geared as they are to the implementation of the land reform program of the State, the law itself declares
that the ACA is a government office, with the formulation of policies, plans and programs vested no longer in a
Board of Governors, as in the case of the ACCFA, but in the National Land Reform Council, itself a government
instrumentality; and that its personnel are subject to Civil Service Laws and to rules of standardization with
respect to positions and salaries, any vestige 01 doubt as to the governmental character of its functions disappears.
Page 18 of 173
The governmental functions of ACA may not be strictly what President Wilson described as "constituent" (as
distinguished from "ministrant"), such as those relating to the maintenance of peace and the prevention of crime,
those regulating property and property rights, those relating to the administration of justice and the determination
of political duties of citizens, and those relating to national defense and foreign relations. Under this traditional
classification, such constituent functions are exercised by the State as attributes of sovereignty, and not merely to
promote the welfare, progress and prosperity of the people—these latter functions being ministrant, the exercise
of which is optional on the part of the government The growing complexities of modern society, however, have
rendered this traditional classification of the functions of government quite unrealistic, not to say obsolete, The
areas which used to be left to private enterprise and initiative and which the government was called upon to enter
optionally continue to lose their well-defined boundaries and to be absorbed within activities that the government
must undertake in its sovereign capacity if it is to meet the increasing social challenges of the times. In the
Philippines as almost everywhere else the tendency is undoubtedly towards a greater socialization of economic
forces. Here of course this development was envisioned, indeed adopted as a national policy, by the Constitution
itself in its declaration of principle concerning the promotion of social justice. It was in furtherance of such policy
that the Land Reform Code was enacted and the various agencies, the ACA among them, established to carry out
its purposes.
ACCFA sought to avoid compliance with the collective bargaining contract it entered into with its labor unions
on the ground that the condition imposed by the Office of the President that the payment of the benefits therein
fixed must be "within the financial ability of the particular corporation to bear," was not complied with. Some
fringe benefits thereunder had already been paid however. HELD: The payment of the fringe benefits agreed
upon, to our mind, throws that the same were within the financial capability of the ACCFA then, and hence
justifies the conclusion that this particular condition imposed by the Office of the President in its approval of the
bargaining contract was satisfied. We hold, therefore, that insofar as the fringe benefits already paid are
concerned. there is no reason to set aside the decision of the respondent Court, but that since the respondent
Unions have no right to the certification election sought by them nor. consequently. to bargain collectively with
the petitioner ACA (formerly ACCFA), no further benefits may be demanded on the basis of any collective
bargaining agreement.
In Bacani v. NACOCO, governmental functions are classified into constituent and ministrant. The former are
those which constitute the very bonds of society and are compulsory in nature; the latter are those that are
undertaken only by way of advancing the general interests of society, and are merely optional. President Wilson
enunierates the constituent functions as follows: (1) The keeping of order and providing for the protection of
persons and property from violence and robbery; (2) The fixing of the legal relations between man and wife and
between parents and children; (3) The regulation of the holding, transmission, and interchange of property, and
the determination of its liabilities for debt or for crime; (4) The determination of contractual rights between
individuals; (5) The definition and punishment of crime; (6) The administration of justice in civil cases; (7) The
determination of the political duties, privileges, and relations of citizens; (8) Dealings of the state with foreign
powers: the preservation of the state from external danger or encroachment and the advancement of its
international interests. The most important of the ministrant functions are: public works, public education, public
charity, health and safety regulations, and regulations of trade and industry. The principles determining whether
or not a government shall exercise certain of these optional functions are (1) that a government should do for the
public welfare those things which private capital would not naturally undertake and (2) that a government should
do these things which by its very nature is better equipped to administer for the public welfare than is any private
individual or group of individuals.
The influence exerted by American constitutional doctrines unvoidable when the Philippines was still under
American rule notwithstanding, an influence that has not altogether vanished even after independence, the laissez-
faire principle never found full acceptance in this jurisdiction, even during the period of its full flowering in the
United States. Moreover, to erase any doubts, the Constitutional Convention saw to it that our fundamental law
embodies a policy of the responsibility thrust on government to cope with social and economic problems and an
earnest and sincere commitment to the promotion of the general welfare through state action.
Phil. Virginia Tobacco Administration vs. CIR
The welfare state concept “is not alien to the philosophy of [the 1935] Constitution.” It is much more so under
the present Charter, which is impressed with an even more explicit recognition of social and economic rights.
There is manifest, to recall Laski, “a definite increase in the profundity of the social conscience,” resulting in “a
state which seeks to realize more fully the common good of its members.”
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The growing complexities of modern society have rendered the traditional classification of the functions of
government quite unrealistic, not to say obsolete. The areas which used to be left to private enterprise and initiative
and which the government was called upon to enter optionally, and only because it was better equipped to
administer for the public welfare than is any private individual or group of individuals, continue to lose their well-
defined boundaries and to be absorbed within activities that the government must undertake in its sovereign
capacity if it is to meet the increasing social challenges of the times. Here as almost everywhere else the tendency
is undoubtedly towards a greater socialization of economic forces. Here of course this development was
envisioned, indeed adopted as a national policy, by the Constitution itself in its declaration of principle concerning
the promotion of social justice.
There is no constitutional obstacle to a government pursuing lines of endeavor, formerly reserved for private
enterprise. This is one way, in the language of Laski, by which through such activities, “the harsh contrast which
[does] obtain between the levels of the rich and the poor” may be minimized. It is a response to a trend noted by
Justice Laurel in Calalang v. Williams for the humanization of laws and the promotion of the interest of all
component elements of society so that man’s innate aspirations, in what was so felicitously termed by the First
Lady as “a compassionate society” be attained.
Parens Patriae
Government of the P. I. vs. Monte de Piedad
The law of June 20, 1849, the royal order of April 27, 1875, and the instructions promulgated on the latter date
conferred upon the former sovereign authority to supervise and control certain private or special charities of a
temporary nature.
While there is a total abrogation of the former political relations of the inhabitants of ceded territory, and an
abrogation of laws in conflict with the political character of the substituted sovereign, the great body of municipal
law regulating private and domestic rights continues in force until abrogated or changed by the new ruler. Laws
conferring upon the Government power to supervise and control special charities are not in conflict with the
political character, constitution or institutions of the United States.
Facts: In 1863 the inhabitants of the Spanish dominions contributed funds for the relief of those
damaged by an earthquake in the Philippine Islands and the money was remitted to the Philippines
to be distributed by a central relief board. Part of the "funds contributed were turned over to the
"Monte de Piedad" to be held at the disposal of the relief board.
Held: That the Philippine Government is the proper party to maintain an action to recover the
funds thus loaned or deposited for the purpose of carrying out the intention of the contributors.
Cabanas vs. Pilapil
The judiciary, as an agency of the State acting as parens patriae, is called upon whenever a pending suit of
litigation affects one who is a minor to accord priority to his best interest. ... What is more, there is this
constitutional provision vitalizing this concept. It reads: “The State shall strengthen the family as a basic social
institution.” If, as the Constitution so wisely dictates, it is the family as a unit that has to be strengthened, it does
not admit of doubt that even if a stronger case were presented for the uncle, still deference to a constitutional
mandate would have led the lower court to decide as it did.
This prerogative of parens patriae is inherent in the supreme power of every State, whether that power is lodged
in a royal person or in the legislature, and has no affinity to those arbitrary powers which are sometimes exerted
by irresponsible monarchs to the great detriment of the people and the destruction of their liberties.”
De Jure and De Facto Government
Co Kim Cham vs. Valdez Tan Keh and Dizon
It is a legal truism in political and international law that all acts and proceedings of the legislative, executive, and
judicial departments of a de facto government are good and valid.
There are several kinds of de facto governments. The first, or government de facto in a proper legal sense, is that
government that gets possession and control of, or usurps, by force or by the voice of the majority, the rightful
legal government and maintains itself against the will of the latter, such as the government of England under the
Commonwealth, first by Parliament and later by Cromwell as Protector. The second is that which is established
and maintained by military forces who invade and occupy a territory of the enemy in the course of war, and which
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is denominated a government of paramount force, as the cases of Castine, in Maine, which was reduced to British
possession in the war of 1812, and of Tampico, Mexico, occupied during the war with Mexico, by the troops of
the United States. And the third is that established as an independent government by the inhabitants of a country
who rise in insurrection against the parent state, such as the government of the Southern Confederacy in revolt
against the Union during the war of secession.
The distinguishing characteristics of the second kind of de facto government, more aptly denominated a
government of paramount force, are
(1), that its existence is maintained by active military power within the territories and against the rightful
authority of an established and lawful government; and
(2), that while it exists it must necessarily be obeyed in civil matters by private citizens who, by acts of
obedience rendered in submission to such force, do not become responsible, as wrongdoers, for those acts,
though not warranted by the laws of the rightful government. Actual governments of this sort are established
over districts differing greatly in extent andconditions. They are usually administered by military authority,
but they may be administered, also, by civil authority, supported more or less directly by military force.
The powers and duties of de facto governments of this description are regulated in Section III of the Hague
Conventions of 1907, which is a revision of the provisions of the Hague Conventions of 1899 on the same subject
of Military Authority over Hostile Territory. Article 43 of said Section III provides that "the authority of the
legitimate power having actually passed into the hands of the occupant, the latter shall take all steps in his power
to reestablish and issue, as far as possible, public order and safety, while respecting, unless absolutely prevented,
the laws in force in the country."
It is evident that the Phil-ippine Executive Commission, which was organized by Order No. 1, issued on January
23, 1942 by the Commander of the Japanese forces, was a civil government established by the military forces of
occupation and therefore a de facto government of the second kind. It was not different from the government
established by the British in Castine, Maine, or by the United States in Tampico, Mexico. As Halleck says, "the
government established over an enemy's territory during the military occupation may exercise all the powers
given by the laws of war to the conqueror over the conquered, and is subject to an restrictions which that code
imposes. It is of little consequence whether such government be called a military or civil government. Its character
is the same and the source of its authority the same. In either case it is a government imposed by the laws of war,
and so far as it concerns the inhabitants of such territory or the rest of the world, those laws alone determine the
legality or illegality of its acts." (Vol. 2, p. 466.) The fact that the Philippine Executive Commission was a civil
and not a military government and was run by Filipinos and not by Japanese nationals, is of no consequence.
The so-called Republic of the Philippines, apparently established and organized as a sovereign state independent
from any other government by the Filipino people, was, in truth and reality, a government established by the
belligerent occupant or the Japanese forces of occupation. It was of the same character as the Philippine Executive
Commission, and the ultimate source of its authority was the same—the Japanese military authority and
government. Japan had no legal power to grant independence to the Philippines or transfer the sovereignty of the
United States to, or recognize the latest sovereignty of, the Filipino people, before its military occupation and
possession of the Islands had matured into an absolute and permanent dominion or sovereignty by a treaty of
peace or other means recognized in the law of nations. For it is a wellestablished doctrine in international law,
recognized in Article 45 of the Hague Conventions of 1907 (which prohibits compulsion of the population of the
occupied territory to swear allegiance to the hostile power), that belligerent occupation, being essentially
provisional, does not serve to transfer sovereignty over the territory controlled although the de jure government
is during the period of occupancy deprived of the power to exercise its rights as such. Even if the Republic of the
Philippines had been established by the free will of the Filipino people who, taking advantage of the withdrawal
of the American forces from the Islands, had organized an independent government under that name with the
support and backing of Japan, such government would have been considered as one established by the Filipinos
in insurrection or rebellion against the parent state of the United States. And, as such, it would have been a de
facto government similar to that organized by the confederate states during the war of secession and recognized
as such by the Supreme Court of the United States in numerous cases; and similar to the short-lived government
established by the Filipino insurgents in the Island of Cebu during the Spanish-American war, recognised as a de
facto government by same court in the case of McCleod vs. United States (229 U. S., 416).
The governments of the Philippine Executive Commission and the Republic of the Philippines during the Japanese
military occupation being de facto governments, it necessarily follows that the judicial acts and proceedings of
the courts of justice of those governments, which are not of a political complexion, were good and valid, and, by
Page 21 of 173
virtue of the well-known principle of postliminy (postliminium) in international law, remained good and valid
after the liberation or reoccupation of the Philippines by the American and Filipino forces under the leadership of
General Douglas MacArthur.
The phrase "processes of any other government" is broad and may refer not only to judicial processes, but also to
administrative or legislative, as well as constitutional, processes of the Republic of the Philippines or other
governmental agencies established in the Islands during the Japanese occupation. Taking into consideration the
fact that, according to the well-known principles of international law all judgments and judicial proceedings,
which are not of a political complexion, of the de facto governments during the Japanese military occupation were
good and valid before and remained so after the occupied territory had come again into the power of the titular
sovereign, it should be presumed that it was not, and could not have been, the intention of General Douglas
MacArthur, in using the phrase "processes of any other government" in said proclamation, to refer to judicial
processes, in violation of said principles of international law. The only reasonable construction of the said phrase
is that it refers to governmental processes other than judicial processes or court proceedings, for according to a
well-known rule of statutory construction, set forth in 25 R. C. L., p. 1028, "a statute ought never to be construed
to violate the law of nations if any other possible construction remains."
Although in theory the authority of the local civil and judicial administration is suspended as a matter of course
as soon as military occupation takes place, in practice the invader does not usually take the administration of
justice into his own hands, but continues the ordinary courts or tribunals to administer the laws of the country
which he is enjoined, unless absolutely prevented, to respect. Following this practice and the precepts of the law
of nations, the Commander in Chief of the Japanese forces proclaimed on January 3, 1943, when Manila was
occupied, the military administration under martial law over the territory occupied by the army, and ordered that
"all the laws now in force in the Commonwealth, as well as executive and judicial institutions, shall continue to
be effective for the time being as in the past," and "all public officials shall remain in their present posts and carry
on faithfully their duties as before." When the Philippine Executive Commission was organized by Order No. 1
of the Japanese Commander in Chief, on January 23, 1942, the Chairman of the Executive Commission, by
Executive Orders Nos. 1 and 4 of January 30 and February 5, respectively, continued the Supreme Court, Court
of Appeals, Courts of First Instance, and justices of the peace courts, with the same jurisdiction, in conformity
with the instructions given by the Commander in Chief of the Imperial Japanese army in Order No. 3 of February
20, 1942. And on October 14, 1943 when the so-called Republic of the Philippines was inaugurated, the same
courts were continued with no substantial change in the organization and jurisdiction thereof. If the proceedings
pending in the different courts of the Islands prior to the Japanese military occupation had been continued during
the Japanese military administration, the Philippine Executive Commission, and the so-called Republic of the
Philippines, it stands to reason the same courts, which become reestablished and conceived of as having been in
continued existence upon the reoccupation and liberation of the Philippines by virtue of the principle of postliminy
(Hall, International Law, 7th ed., p. 516), may continue the proceedings in cases then pending in said courts,
without necessity of enacting a law conferring jurisdiction upon them to continue said proceedings.
It is a legal maxim that, excepting that of a political nature, "Law once established continues until changed by
some competent legislative power. It is not changed merely by change of sovereignty." (Joseph H. Beale, Cases
on Conflict of Laws, III, Summary section 9, citing Commonwealth vs. Chapman, 13 Met., 68.) As the same
author says, in his Treatise 011 the Conflict of Laws (Cambridge, 1916, section 131): "There can be no break or
interregnum in law. From the time the law comes into existence with the first-felt corporateness of a primitive
people it must last until the final disappearance of human society. Once created, it persists until a change takes
place, and when changed it continues in such changed condition until the next change, and so forever. Conquest
or colonization is impotent to bring law to amend; in spite of change of constitution, the law continues unchanged
until the new sovereign by legislative act creates a change." As courts are creatures of statutes and their existence
depends upon that of the laws which create and confer upon them their jurisdiction, it is evident that such laws,
not being of a political nature, are not abrogated by a change of sovereignty, and continue in force "ex proprio
vigore" unless and until repealed by legislative acts. A proclamation that said laws and courts are expressly
continued is not necessary in order that they may continue in force. Such proclamation, if made, is but a
declaration of the intention of respecting and not repealing those laws. As a consequence, enabling laws or acts
providing that proceedings pending in one court be continued by or transferred to another court, are not required
by the mere change of government or sovereignty. They are necessary only in case the "f ormer courts are
abolished or their jurisdiction so changed that they can no longer continue taking cognizance of the cases and
proceedings commenced therein, in order that the new courts or the courts having jurisdiction over said cases may
continue the proceedings.
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Peralta vs. Director of Prisons
As the so-called Republic of the Philippines was a de facto government of the second kind (of paramount force),
the questions involved in the present case cannot be decided in the light of the Constitution of the Commonwealth
Government, because the belligerent occupant was totally independent of the constitution of the occupied territory
in carrying out the administration over said territory (Oppenheim's International Law, Vol. II, Sixth Edition,
Revised, 1944, p. 342); and the doctrine laid down by the Supreme Court of the United States in the cases
involving the validity of judicial and legislative acts of the Confederate States, considered as de facto governments
of the third kind, does not apply to the acts of the so-called Republic of the Philippines which is a de facto
government of paramount force. The Constitution of the so-called Republic of the Philippines can neither be
applied, since the validity of an act of a belligerent occupant cannot be tested in the light of another act of the
same occupant, whose criminal jurisdiction is drawn entirely from the law martial as defined in the usages of
nations.
The so-called Republic of the Philippines, being a governmental instrumentality of the belligerent occupant, had
the power or was competent to create the Court of Special and Exclusive Criminal Jurisdiction. No question may
arise as to whether or not a court is of a political complexion, for it is a mere governmental agency charged with
the duty of applying the law to cases falling within its jurisdiction. Its judgments and sentences may be of a
political complexion or not depending upon the nature or character of the law so applied. There is no room for
doubt, therefore, as to the validity of the creation of the court in question.
With respect to the summary procedure adopted by Ordinance No. 7, and followed in the trial of the case which
resulted in the conviction of the herein petitioner, there is also no question as to the power or competence of the
belligerent occupant to promulgate the law providing for such procedure. The only restrictions or limitations
imposed upon the power of a belligerent occupant to alter the laws or promulgate new ones, especially the criminal
law as well as the laws regarding procedure, so far as it is necessary for military purposes, that is, for his control
of the territory and the safety and protection of his army, are those imposed by the Hague Regulations, the usages
established by civilized nations, the laws of humanity and the requirements of public conscience, It is obvious
that the summary procedure under consideration does not violate those precepts. It cannot be considered as
violating the laws of humanity and public conscience, for it is less objectionable, even from the point of view of
those who are used to the accusatory system of criminal procedure, than the procedural laws based on the semi-
inquisitorial or mixed system prevailing in France and other countries in continental Europe.
It was within the power and competence of the belligerent occupant to promulgate, through the National Assembly
of the so-called Republic of the Philippines, Act "No. 65 of the said Assembly, which penalizes the crimes of
robbery and other offenses as new crimes and offenses demanded by military necessity, incident to a state of war,
and necessary for the control of the country by the belligerent occupant, the protection and safety of the army of
occupation, its support and efficiency, and the success of its operations. They are not the same ordinary offenses
penalized by the Revised Penal Code. The criminal acts penalized by said Act No. 65 are those committed by
persons charged or connected with the supervision and control of the production, procurement and distribution of
foods and other necessaries; and the penalties imposed upon the violators are different from and much heavier
than those provided by the Revised Penal Code for the same ordinary crimes. The acts penalized by said Act were
taken out of the territorial law or Revised Penal Code, and referred to what is called martial law by international
jurists, defined above by Hyde, in order, not only to prevent food and other necessaries from reaching the
"guerrillas" which were harassing the belligerent occupant from every nook and corner of the country, but also to
preserve the food supply and other necessaries in order that in case of necessity, the Imperial Japanese forces
could easily requisition them, as they did, and as they had the right to do in accordance with the law of nations
for their maintenance and subsistence (Art. LII, sec. III, Hague Conventions of 1907). Especially taking into
consideration the fact, of which this court may take judicial notice, that the Imperial Japanese Army had depended
mostly for their supply upon the produce of this country.
The crimes penalized by Act No. 65—as well as the crimes against national security and the law of nations, and
the crimes against public order, penalized by Ordinance No. 7. and placed under the jurisdiction of the Court of
Special and Exclusive Criminal Jurisdiction—are all of a political complexion, because the acts constituting those
offenses were punished, as are all political offenses, for public rather than private reasons, and were acts in aid or
favor of the enemy and directed against the welfare, safety and security of the belligerent occupant.
The punitive sentence under consideration, although good and valid during the military occupation of the
Philippines by the Japanese forces, ceased to be good and valid ipso facto upon the reoccupation of these Islands
and the restoration therein of the Commonwealth Government. (Hall's International Law, seventh edition, p. 518;
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Westlake, International Law, Part II, War, pp. 97, 98; Wheaton's International Law, War, seventh edition, 1944,
p. 245.)
Alcantara vs. Director of Prisons
The so-called Republic of the Philippines and the Philippine Executive Commission established in the Philippines
during the Japanese regime, were governments de facto organized by the belligerent occupant, and the judicial
acts thereof were good and valid and remained good and valid after the restoration of the Commonwealth
Government, except those of a political complexion.
The Court of Appeals which was continued throughout the Japanese occupation, was the same Court of Appeals
that existed prior to the Japanese occupation and was lately abolished by Executive Order No. 37. The division
of the Court of Appeals into several District Courts of Appeals, and the reduction of the number of Justices sitting
in each division, during the regime of the so-called Republic, effected no substantial change in its nature and
jurisdiction.
Even assuming that the Court of Appeals of Northern Luzon was a new court created by the belligerent occupant
or the de facto governments established by him, the judgments of such court, like those of the courts which were
continued during the Japanese occupation, were good and valid and remain good and valid, and therefore
enforceable, now after the liberation or reoccupation of the Philippines, provided that such judgments do not have
a political complexion.
A punitive or penal sentence is said to be of a political complexion when it penalizes either a new act not defined
in the municipal laws, or acts already penalized by the latter as a crime against the legitimate government, but
taken out of the territorial law and penalized as new offenses committed against the belligerent occupant, incident
to a state of war and necessary for the control of the occupied territory and the protection of the army of the
occupier. They are acts penalized for public rather than private reasons, acts which tend, directly or indirectly, to
aid or favor the enemy and are directed against the welfare, safety and security of the belligerent occupant. As
examples, the crimes against national security, such as treason, espionage, etc., and against public order, such as
rebellion, sedition, etc,, were crimes against the Commonwealth or United States Government under the Revised
Penal Code, which were made crimes against the belligerent occupant.
Sovereignty as Auto-Limitation
Tañada vs. Angara
In seeking to nullify an act of the Philippine Senate on the ground that it contravenes the Constitution, the petition
no doubt raises a justiciable controversy. Where an action of the legislative branch is seriously alleged to have
infringed the Constitution, it becomes not only the right but in fact the duty of the judiciary to settle the dispute.
“The question thus posed is judicial rather than political. The duty (to adjudicate) remains to assure that the
supremacy of the Constitution is upheld.” Once a “controversy as to the application or interpretation of a
constitutional provision is raised before this Court (as in the instant case), it becomes a legal issue which the Court
is bound by constitutional mandate to decide.”
As the petition alleges grave abuse of discretion and as there is no other plain, speedy or adequate remedy in the
ordinary course of law, we have no hesitation at all in holding that this petition should be given due course and
the vital questions raised therein ruled upon under Rule 65 of the Rules of Court. Indeed, certiorari, prohibition
and mandamus are appropriate remedies to raise constitutional issues and to review and/or prohibit/nullify, when
proper, acts of legislative and executive officials. On this, we have no equivocation.
In deciding to take jurisdiction over this petition, the Supreme Court does not review the wisdom of the decision
of the President and the Senate in enlisting the country in the WTO, or pass upon the merits of trade liberalization
as a policy espoused by said international body, rather, it only exercises its constitutional duty “to determine
whether or not there had been a grave abuse of discretion amounting to lack or excess of jurisdiction” on the part
of the Senate in ratifying the WTO Agreement and its three annexes.
This Court notes and appreciates the ferocity and passion by which petitioners stressed their arguments on this
issue. However, while sovereignty has traditionally been deemed absolute and all-encompassing on the domestic
level, it is however subject to restrictions and limitations voluntarily agreed to by the Philippines, expressly or
impliedly, as a member of the family of nations. Unquestionably, the Constitution did not envision a hermit-type
isolation of the country from the rest of the world.
Page 24 of 173
In its Declaration of Principles and State Policies, the Constitution “adopts the generally accepted principles of
international law as part of the law of the land, and adheres to the policy of peace, equality, justice, freedom,
cooperation and amity, with all nations.” By the doctrine of incorporation, the country is bound by generally
accepted principles of international law, which are considered to be autom atically part of our own laws. One of
the oldest and most fundamental rules in international law is pacta sunt servanda— international agreements must
be performed in good faith. “A treaty engagement is not a mere moral obligation but creates a legally binding
obligation on the parties x x x. A state which has contracted valid international obligations is bound to make in
its legislations such modifications as may be necessary to ensure the fulfillment of the obligations undertaken.”
By their inherent nature, treaties really limit or restrict the absoluteness of sovereignty. By their voluntary act,
nations may surrender some aspects of their state power in exchange for greater benefits granted by or derived
from a convention or pact. After all, states, like individuals, live with coequals, and in pursuit of mutually
covenanted objectives and benefits, they also commonly agree to limit the exercise of their otherwise absolute
rights.
Reagan vs. Commissioner of Internal Revenue
Nothing is better settled than that the Philippines being independent and sovereign, its authority may be exercised
over its entire domain. There is no portion thereof that is beyond its power. Within its limits, its decrees are
supreme, its commands paramount. Its laws govern there in, and everyone to whom it applies must submit to its
terms. That is the extent of its jurisdiction, both territorial and personal. Necessarily, likewise, it has to be
exclusive. If it were not thus, there is a diminution of its sovereignty.
It is to be admitted that any state may by its consent, express or implied, submit to a restriction of its sovereign
rights. There may thus be a curtailment of what otherwise is a power plenary in character. That is the concept of
sovereignty as auto-limitation, which, in the succinct language of Jellinek, "is the property of a state-force due to
which it has the exclusive capacity of legal self-determination and self-restriction." A state then, if it chooses to,
may refrain from the exercise of what otherwise is illimitable competence.
People v. Gozo
As was so emphatically set forth in the Agreement, it should be noted, the Philippine overnment merely consents
that the nited States exercise urisdiction in certain cases. This consent was given purely as a matter of comity,
courtesy or expediency. The Philippine overnment has not abdicated its sovereignty over the bases as part of the
Philippine territory or divested itself completely of urisdiction over offenses committed therein. nder the terms of
the treaty, the nited States overnment has prior or preferential but not exclusive urisdiction of such offenses. The
Philippine overnment retains not only urisdictional rights not granted, but also such ceded rights as the nited
States Military authorities for reasons of their own decline to make use of.
Nor does appellant’s thesis rest on less shaky foundation by the mere fact that and dealt with the competence of
the national government, while what is sought to be emasculated in this case is the so-called administrative
urisdiction of a municipal corporation. ithin the limits of its territory, whatever statutory powers are vested upon
it may be validly exercised. Any residual authority not therein conferred, whether expressly or impliedly, belongs
to the national government, not to an alien country.
1. The Incorporation Clause and Doctrine of Incorporation
Kuroda vs. Jalandoni
Page 27 of 173
significance. Saluting the flag does not involve any religious ceremony. The flag salute is no more a religious
ceremony than the taking of an oath of office by a public official or by a candidate for admission to the bar.
In requiring school pupils to participate in the flag salute, the State thru the Secretary of Education is not imposing
a religion or religious belief or a religious test on said students. It is merely enforcing a nondiscriminatory school
regulation applicable to all alike whether Christian, Moslem, Protestant or Jehovah's Witness. The State is merely
carrying out the duty imposed upon it by the Constitution which charges it with supervision over and regulation
of all educational institutions, to establish and maintain a complete and adequate system of public education, and
see to it that all schools aim to develop, among other things, civic conscience and teach the duties of citizenship.
The children of Jehovah Witnesses cannot be exempted from participation in the flag ceremony. They have no
valid right to such exemption. Moreover, exemption to the requirement will disrupt school discipline and
demoralize the rest of the school population which by far constitutes the great majority.
The freedom of religious belief guaranteed by the Constitution does not and cannot mean exemption from or non-
compliance with reasonable and nondiscriminatory laws, rules and regulations promulgated by competent
authority.
Ebralinag vs. The Division Superintendent of Schools of Cebu
Religious freedom is a fundamental right which is entitled to the highest priority and the amplest protection among
human rights, for it involves the relationship of man to his Creator (Chief Justice Enrique M. Fernando's separate
opinion in German vs. Barangan, 135 SCRA 514, 530-531).
The right to religious profession and worship has a two-fold aspect, vis., freedom to believe and freedom to act
on one's belief. The first is absolute as long as the belief is confined within the realm of thought. The second is
subject to regulation where the belief is translated into external acts that affect the public welfare" (J. Cruz,
Constitutional Law 1991 Ed pp 176-177).
"The sole justification for a prior restraint or limitation on the exercise of religious freedom (according to the late
Chief Justice Claudio Teehankee in his dissenting opinion in German vs. Barangan, 135 SCRA 514, 517) is the
existence of a grave and present danger of a character both grave and imminent, of a serious evil to public safety,
public morals, public health or any other legitimate public interest', that the State has a right (and duty) to prevent."
Absent such a threat to public safety, the expulsion of the petitioners from the schools is not justified.
Our task here is extremely difficult, for the 30-year-old decision of this Court in Gerona upholding the flag salute
law and approving the expulsion of students who refuse to obey it, is not lightly to be trifled with. It is somewhat
ironic however, that after the Gerona ruling had received legislative cachet by its incorporation in the
Administrative Code of 1987, the present Court believes that the time has come to reexamine it. The idea that one
may be compelled to salute the flag, sing the national anthem, and recite the patriotic pledge, during a flag
ceremony on pain of being dismissed from one's job or of being expelled from school, is alien to the conscience
of the present generation of Filipinos who cut their teeth on the Bill of Rights which guarantees their rights to free
speech and the free exercise of religious profession and worship (Sec. 5, Article III, 1987 Constitution; Article
IV, Section 8, 1973 Constitution; Article III, Section 1[7], 1935 Constitution).
Exemption may be accorded to the Jehovah's Witnesses with regard to the observance of the flag ceremony out
of respect for their religious beliefs, however "bizarre" those beliefs may seem to others. Nevertheless, their right
not to participate in the flag ceremony does not give them a right to disrupt such patriotic exercises. Paraphrasing
the warning cited by this Court in Non vs. Dames II, 185 SCRA 523, 535, while the highest regard must be
afforded their right to the free exercise of their religion, "this should not be taken to mean that school authorities
are powerless to discipline them" if they should commit breaches of the peace by actions that offend the
sensibilities, both religious and patriotic, of other persons. If they quietly stand at attention during the flag
ceremony while their classmates and teachers salute the flag, sing the national anthem and recite the patriotic
pledge, we do not see how such conduct may possibly disturb the peace, or pose "a grave and present danger of
a serious evil to public safety, public morals, public health or any other legitimate public interest that the State
has a right (and duty) to prevent" (German vs. Barangan, 135 SCRA 514, 517).
Moreover, the expulsion of members of Jehovah's Witnesses from the schools where they are enrolled will violate
their right as Philippine citizens, under the 1987 Constitution, to receive free education, for it is the duty of the
State to "protect and promote the right of all citizens to quality education x x x and to make such education
accessible to all" (Sec. 1, Art. XIV).
Page 28 of 173
Expelling or banning the petitioners from Philippine schools will bring about the very situation that this Court
had feared in Gerona. Forcing a small religious group, through the iron hand of the law, to participate in a
ceremony that violates their religious beliefs, will hardly be conducive to love of country or respect for duly
constituted authorities.
Pamil vs. Teleron
There is no clear-cut answer from this Tribunal. After a lengthy and protracted deliberation, the Court is divided
on the issue. Seven members of the Court are of the view that the judgment should be affirmed as the challenged
provision is no longer operative either because it was superseded by the 1935 Constitution or repealed. Outside
of the writer of this opinion, six other Justices are of this mind. They are Justices Teehankee, Muñoz Palma,
Concepcion Jr., Santos, Fernandez, and Guerrero. For them, the overriding principle of the supremacy of the
Constitution or, at the very least, the repeal of such provision bars a reversal. The remaining five members of this
Court, Chief Justice Castro, Justices Barredo, Makasiar, Antonio, and Aquino, on the other hand, hold the position
that such a prohibition against an ecclesiastic running for elective office is not tainted with any constitutional
infirmity. The vote is thus indecisive. While five members of the Court constitute a minority, the vote of the
remaining seven does not suffice to render the challenged provision ineffective. Section 2175 of the Revised
Administrative Code, as far as ecclesiastics are concerned, must be accorded respect. The presumption of validity
calls for its application. Under the circumstances, certiorari lies. That is the conclusion arrived at by the writer of
this opinion, joined by Justices Concepcion Jr., Santos, Fernandez, and Guerrero. They have no choice then but
to vote for the reversal of the lower court decision and declare ineligible respondent Father Margarito R. Gonzaga
for the office of municipal mayor. With the aforesaid five other members, led by the Chief Justice, entertaining
no doubt as to his lack of eligibility, this petition for certiorari must be granted.
German vs. Barangan
The foregoing cannot but cast serious doubts on the sincerity and good faith of petitioners in invoking the
constitutional guarantee of freedom of religious worship and of locomotion. While it is beyond debate that every
citizen has the undeniable and inviolable right to religious freedom, the exercise thereof, and of all fundamental
rights for that matter, must be done in good faith. As Article 19 of the Civil Code admonishes: “Every person
must, in the exercise of his rights and in the performance of his duties x x x x x observe honesty and good faith.”
Even assuming that petitioners’ claim to the free exercise of religion is genuine and valid, still respondents
reaction to the October 2, 1984 mass action may not be characterized as violative of the freedom of religious
worship. Since 1972, when mobs of demonstrators crashed through the Malacañang gates and scaled its perimeter
fence, the use by the public of J.P. Laurel Street and the streets approaching it have been restricted. While travel
to and from the affected thoroughfares has not been absolutely prohibited, passers-by have been subjected to
courteous, unobtrusive security checks. The reasonableness of this restriction is readily perceived and appreciated
if it is considered that the same is designed to protect the lives of the President and his family, as well as other
government officials, diplomats and foreign guests transacting business with Malacañang. The need to secure the
safety of heads of state and other government officials cannot be overemphasized. The threat to their lives and
safety is constant, real and felt throughout the world Vivid illustrations of this grave and serious problem are the
gruesome assassinations, kidnappings and other acts of violence and terrorism that have been perpetrated against
heads of state and other public officers of foreign nations.
Said restriction is moreover intended to secure the several executive offices within the Malacañang grounds from
possible external attacks and disturbances. These offices include communications facilities that link the central
government to all places in the land. Unquestionably. the restriction imposed is necessary to maintain the smooth
functioning of the executive branch of the government, which petitioners’ mass action would certainly disrupt.
In the case at bar, petitioners are not denied or restrained of their freedom of belief or choice of their religion, but
only in the manner by which they had attempted to translate the same into action. This curtailment is in accord
with the pronouncement of this Court in Gerona v. Secretary of Education.
Suffice it to say that the restriction imposed on the use of J.P. Laurel Street, the wisdom and reasonableness of
which have already been discussed, is allowed under the fundamental law, the same having been established in
the interest of national security.
Iglesia ni Cristo vs. Gironella
This administrative complaint, therefore, is ripe for resolution. The use of the word "gimmick" could offend the
sensibilities of the members of Iglesia ni Cristo. It is not inaccurate to state that as understood in the popular
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sense, it is not exactly complimentary. It may indicate lack of sincerity. It is a ploy or device to persuade others
to take a course of action, which without it may not be acceptable. While it would be going too far to assert that
intentional deceit is employed, it could have that effect. The Latin maxim, Suggestio falsi est suppressio veri,
comes to mind. It is to be expected that a religious sect accused of having to resort to a "gimmick" to gain converts
would certainly be far from pleased. Freedom of religion implies respect for every creed. No one, much less a
public official, is privileged to characterize the actuation of its adherents in a derogatory sense. It should not be
lost sight of either that the attendance at a trial of many members of a religious sect finds support in the
Constitution. The right to a public trial is safeguarded by the fundamental law. No adverse implication can arise
from such an occurrence. It goes without saying that if their presence would create disorder, it lies within the
power of a trial judge to maintain the proper decorum.
The Court, however, takes into consideration the fact that the right of a court to give expression to its views is
equally deserving of protection. At any rate, it is not an affront to rationality if note be taken that not all members
of the bench are possessed of such an extensive vocabulary in the English language that the misuse of a word is
to be followed automatically by reprisal of a severe character. While under the circumstances, some members of
the Court are of the opinion that censure is warranted, it is the view of the majority that an admonition would
suffice.
Estrada vs. Escritor
The case at bar takes us to a most difficult area of constitutional law where man stands accountable to an authority
higher than the state. To be held on balance are the state’s interest and the respondent’s religious freedom. In this
highly sensitive area of law, the task of balancing between authority and liberty is most delicate because to the
person invoking religious freedom, the consequences of the case are not only temporal. The task is not made
easier by the American origin of our religion clauses and the wealth of U.S. jurisprudence on these clauses for in
the United States, there is probably no more intensely controverted area of constitutional interpretation than the
religion clauses. The U.S. Supreme Court itself has acknowledged that in this constitutional area, there is
“considerable internal inconsistency in the opinions of the Court.” As stated by a professor of law, “(i)t is by now
notorious that legal doctrines and judicial decisions in the area of religious freedom are in serious disarray. In
perhaps no other area of constitutional law have confusion and inconsistency achieved such undisputed
sovereignty.” Nevertheless, this thicket is the only path to take to conquer the mountain of a legal problem the
case at bar presents. Both the penetrating and panoramic view this climb would provide will largely chart the
course of religious freedom in Philippine jurisdiction. That the religious freedom question arose in an
administrative case involving only one person does not alter the paramount importance of the question for the
“constitution commands the positive protection by government of religious freedom -not only for a minority,
however small- not only for a majority, however large- but for each of us.”
To understand the life that the religion clauses have taken, it would be well to understand not only its birth in the
United States, but its conception in the Old World. One cannot understand, much less intelligently criticize the
approaches of the courts and the political branches to religious freedom in the recent past in the United States
without a deep appreciation of the roots of these controversies in the ancient and medieval world and in the
American experience. This fresh look at the religion clauses is proper in deciding this case of first impression.
The corruption and abuses of the Catholic Church spurred the Reformation aimed at reforming the Catholic
Church and resulting in the establishment of Protestant churches. While Protestants are accustomed to ascribe to
the Reformation the rise of religious liberty and its acceptance as the principle governing the relations between a
democratic state and its citizens, history shows that it is more accurate to say that the “same causes that gave rise
to the Protestant revolution also resulted in the widespread acceptance of the principle of religious liberty, and
ultimately of the principle of separation of church and state.” Pleas for tolerance and freedom of conscience can
without doubt be found in the writings of leaders of the Reformation. But just as Protestants living in the countries
of papists pleaded for toleration of religion, so did the papists that lived where Protestants were dominant. Papist
and Protestant governments alike accepted the idea of cooperation between church and state and regarded as
essential to national unity the uniformity of at least the outward manifestations of religion. Certainly, Luther,
leader of the Reformation, stated that “neither pope, nor bishop, nor any man whatever has the right of making
one syllable binding on a Christian man, unless it be done with his own consent.” But when the tables had turned
and he was no longer the hunted heretic, he likewise stated that when he made an alliance with the secular powers
that “(h)eretics are not to be disputed with, but to be condemned unheard, and whilst they perish by fire, the
faithful ought to pursue the evil to its source, and bathe their hands in the blood of the Catholic bishops, and of
the Pope, who is a devil in disguise.” To Luther, unity among the peoples in the interests of the state was an
important consideration. Other personalities in the Reformation such as Melanchton, Zwingli and Calvin strongly
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espoused theocracy or the use of the state as an engine to further religion. In establishing theocracy in Geneva,
Calvin made absence from the sermon a crime, he included criticism of the clergy in the crime of blasphemy
punishable by death, and to eliminate heresy, he cooperated in the Inquisition
Imbong vs. Ochoa
In view of the seriousness, novelty and weight as precedents, not only to the public, but also to the bench and bar,
the issues raised must be resolved for the guidance of all. After all, the RH Law drastically affects the
constitutional provisions on the right to life and health, the freedom of religion and expression and other
constitutional rights. Mindful of all these and the fact that the issues of contraception and reproductive health
have already caused deep division among a broad spectrum of society, the Court entertains no doubt that the
petitions raise issues of transcendental importance warranting immediate court adjudication. More importantly,
considering that it is the right to life of the mother and the unborn which is primarily at issue, the Court need not
wait for a life to be taken away before taking action. The Court cannot, and should not, exercise judicial restraint
at this time when rights enshrined in the Constitution are being imperilled to be violated. To do so, when the life
of either the mother or her child is at stake, would lead to irreparable consequences.
The ponente, is of the strong view that life begins at fertilization. In answering the question of when life begins,
focus should be made on the particular phrase of Section 12 which reads: Section 12. The State recognizes the
sanctity of family life and shall protect and strengthen the family as a basic autonomous social institution. It shall
equally protect the life of the mother and the life of the unborn from conception. The natural and primary right
and duty of parents in the rearing of the youth for civic efficiency and the development of moral character shall
receive the support of the Government. Textually, the Constitution affords protection to the unborn from
conception. This is undisputable because before conception, there is no unborn to speak of. For said reason, it is
no surprise that the Constitution is mute as to any proscription prior to conception or when life begins. The
problem has arisen because, amazingly, there are quarters who have conveniently disregarded the scientific fact
that conception is reckoned from fertilization. They are waving the view that life begins at implantation. Hence,
the issue of when life begins. In a nutshell, those opposing the RH Law contend that conception is synonymous
with “fertilization” of the female ovum by the male sperm. On the other side of the spectrum are those who assert
that conception refers to the “implantation” of the fertilized ovum in the uterus.
What is Social Justice
Article XIII, Section 1 and 2
Calalang vs. Williams
The provisions of section 1 of Commonwealth Act No. 548 do not confer legislative power upon the Director of
Public Works and the Secretary of Public Works and Com- munications. The authority therein conferred upon
them and under which they promulgated the rules and regulations now complained of is not to determine what
public policy demands but merely to carry out the legislative policy laid down by the National Assembly in said
Act, to wit, "to promote safe transit upon, and avoid obstructions on, roads and streets de signated as national
roads by acts of the National Assembly or by executive orders of the President of the Philippines" and to close
them temporarily to any or all classes of traffic "whenever the condition of the road or the traffic thereon makes
such action necessary or advisable in the public con venience and interest." The delegated power, if at all, there
fore, is not the determination of what the law shall be, but merely the ascertainment of the facts and circumstances
upon which the application of said law is to be predicated. To promulgate rules and regulations on the use of
national roads and to determine when and how long a national road should be closed to traffic, in view of the
condition of the road or the traffic thereon and the requirements of public convenience and interest, is an
administrative function which cannot be di rectly discharged by the National Assembly. It must depend on the
discretion of some other government official to whom is confided the duty of determining whether the proper
occa sion exists for executing the law. But it cannot be said that the exercise of such discretion is the making of
the law.
Commonwealth Act No. 548 was passed by the Na tional Assembly in the exercise of the paramount police power
of the state. Said Act, by virtue of which the rules and reg ulations complained of were promulgated, aims to
promote safe transit upon and avoid obstructions on national roads, in the interest and convenience of the public.
In enacting said law, therefore, the National Assembly was prompted by considerations of public convenience
and welfare. It was in spired by a desire to relieve congestion of traffic, which is, to say the least, a menace to
public safety. Public welfare, then, lies at the bottom of the enactment of said law, and the state in order to promote
the general welfare may interfere with personal liberty, with property, and with business and occu pations. Persons
and property may be subjected to all kinds of restraints and burdens, in order to secure the general com fort,
health, and prosperity of the state (U. S. vs. Gomez Jesus, 31 Phil., 218). To this fundamental aim of our Gov-
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ernment the rights of the individual are subordinated. Liber ty is a blessing without which life is a misery, but
liberty should not be made to prevail over authority because then so ciety will fall into anarchy. Neither should
authority be made to prevail over liberty because then the individual will fall into slavery. The citizen should
achieve the required balance of liberty and authority in his mind through education and, personal discipline, so
that there may be established the resultant equilibrium, which means peace and order and happiness for all. The
moment greater authority is con ferred upon the government, logically so much is withdrawn from the residuum
of liberty which resides in the people. The paradox lies in the fact that the apparent curtailment of lib erty is
precisely the very means of insuring its preservation.
Social justice is "neither communism, nor despotism, nor atomism, nor anarchy," but the humanization of laws
and the equalization of social and economic for ces by the State so that justice in its rational and objectively
secular conception may at least be approximated. Social jus tice means the promotion of the welfare of all the
people, the adoption by the Government of measures calculated to insure economic stability of all the competent
elements of society, through the maintenance of a proper economic and social equi librium in the interrelations
of the members of the commun ity, constitutionally, through the adoption of measures legal ly justifiable, or extra-
constitutionally, through the exercise of powers underlying the existence of all governments on the time-honored
principle of salus populi est supremo, lex. Social justice, therefore, must be founded on the recognition of the
necessity of interdependence among divers and diverse units of a society and of the protection that should be
equally and evenly extended to all groups as a combined force in our so cial and economic life, consistent with
the fundamental and paramount objective of the state of promoting the health, comfort, and quiet of all persons,
and of bringing about "the greatest good to the greatest number."
Ondoy vs. Ignacio
In La Mallorca v. Workmen’s Compensation Commission, this Court explicitly held that the failure to controvert
“its fatal to any defense that petitioner could interpose. So we have held in a host of decisions in compliance with
the clear and express language of the Workmen’s Compensation Act. Any assertion to the contrary is doomed to
futility.” The opinion noted thirty decisions starting from Backrach Motor Co. v. Workmen’s Compensation
Commission to Northwest Orient Airlines, Inc. v. Workmen’s Compensation Commission. Thereafter, in Regal
Auto Works, Inc. v. Workmen’s Compensation Commission, such a doctrine was reaffirmed. It was further noted
that nine more decisions had been rendered by this Court starting from Republic v. Workmen’s Compensation
Commission to Abong v. Workmen’s Compensation Commission.
The deceased in this case met his death because of drowning. In Camotes Shipping Corporation v. Otadoy, there
was not even any direct testimony that the deceased was drowned while in the performance of his duty. All that
could be alleged was that he “was lost at sea while in the employ of petitioner.” Nonetheless, the award for
compensation was sustained. Likewise, the ruling in Caltex (Phil.) Inc. v. Villanueva was cited with approval
Thus: “The fact that the employee was found missing while on board the petitioner’s vessel MV ‘Caltex
Mindanao’ became known to the captain of the vessel on 10 October 1956 but it was only on 6 November 1956
when the petitioner transmitted to the respondent Commission WCC Form No. 3 stating that the employee was
‘lost at sea and presumed dead as of October 10, 1956,’ and that it was controverting the respondent’s claim.” In
the present case, there is evidence of the fact of death due to drowning. That was not controverted. Under the
circumstances, the failure to grant the claim finds no justification in law. It bears repeating that there is evidence,
direct and categorical, to the effect that the deceased was drowned while “in the actual performance of his work”
with the shipping enterprise of private respondent.
Even without such evidence, the petitioner could have relied on the presumption of compensability under the Act
once it is shown that the death or disability arose in the course of employment, with the burden of overthrowing
it being cast on the person or entity resisting the claim. Time and time again this Court has stressed such statutory
provision. It suffices to mention cases decided from January to April of this year. An appraisal of the counter-
affidavits submitted by two employees of private respondent and thereafter beholden to him to the effect that the
deceased left the vessel for a drinking spree certainly cannot meet the standard required to negate the force of the
presumption of compensability.
Nor is an affirmance of the finding of the referee adverse to the claim warranted because of the doctrine that the
findings of facts of an administrative agency must be accorded due weight and consideration. An excerpt from
the recent case of Uy v. Workmen’s Compensation Commission finds pertinence: “The claim merits scant
consideration for this Court is authorized to inquire into the facts when the conclusions are not supported by
substantial or credible evidence.”
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This Court, in recognizing the right of petitioner to the award, merely adheres to the interpretation uninterruptedly
followed by this Court resolving all doubts in favor of the claimants. So it has been since the first leading case of
Francisco v. Conching, decided a year after the 1935 Constitution took effect. What was said in Victorias Milling
Co., Inc. v. Workmen’s Compensation Commission is not amiss: “There is need, it seems, even at this late date,
for [private respondent] and other employers to be reminded of the high estate accorded the Workmen’s
Compensation Act in the constitutional scheme of social justice and protection to labor.” Further: “No other
judicial attitude may be expected in the face of a clearly expressed legislative determination which antedated the
constitutionally avowed concern for social justice and protection to labor. It is easily understandable why the
judiciary frowns on resort to doctrines, which even if deceptively plausible, would result in frustrating such a
national policy.” Lastly, to quote from the opinion therein rendered: ““To be more specific, the principle of social
justice is in this sphere strengthened and vitalized.
Natural and Primary right and duty of parents in the rearing of the youth
Meyer v. Nebraska
A state law forbidding, under penalty, the teaching in any private, denominational, parochial or public school, of
any modern language, other than English, to any child who has not attained and successfully passed the eighth
grade, invades the liberty guaranteed by the Fourteenth Amendment and exceeds the power of the State.
So held where the statute was applied in punishment of an instructor who taught reading in German, to a child of
ten years, in a parochial school.
Pierce v. Society of Sisters
The fundamental theory of liberty upon which all governments of this Union rest excludes any general power of
the State to standardize its children by forcing them to accept instruction from public teachers only.
The Oregon Compulsory Education Act (Oreg. Ls., § 5259) which, with certain exemptions, requires every parent,
guardian or other person having control of a child between the ages of eight and sixteen years to send him to the
public school in the district where he resides, for the period during which the school is held for the current year,
is an unreasonable interference with the liberty of the parents and guardians to direct the upbringing of the
children, and in that respect violates the Fourteenth Amendment.
In a proper sense, it is true that corporations cannot claim for themselves the liberty guaranteed by the Fourteenth
Amendment, and, in general, no person in any business has such an interest in possible customers as to enable
him to restrain exercise of proper power by the State upon the ground that he will be deprived of patronage;
But where corporations owning and conducting schools are threatened with destruction of their business and
property through the improper and unconstitutional compulsion exercised by this statute upon parents and
guardians, their interest is direct and immediate, and entitles them to protection by injunction.
The Act, being intended to have general application, cannot be construed in its application to such corporations
as an exercise of power to amend their charters.
Where the injury threatened by an unconstitutional statute is present and real before the statute is to be effective,
and will become irreparable if relief be postponed to that time, a suit to restrain future enforcement of the statute
is not premature.
Section 4 (1) Article XIV Constitution
PACU vs. Sec of Education
Where the petitioning private schools are actually operating by virtue of permits issued to them by the Secretary
of Education under Act No. 2706, who is not shown to have threatened to revoke their permits, there is no
justiciable controversy that would authorize the courts to pass upon the constitutionality of said Act.
The Government, in the exercise of its police power to correct a great evil, which consisted in that the great
majority of the private schools from primary grade to university are money-making devices for the profit of those
who organize and administer them, may validly establish the previous permit system provided for by
Commonwealth Act No. 180.
To confer, by statute, upon the Secretary of Education power and discretion to prescribe rules fixing minimum
standards of adequate and efficient instruction to be observed by all private schools and colleges, is not to unduly
delegate legislative powers.
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Abuse, if any, by the officials entrusted with the execution of a statute does not per se demonstrate the
unconstitutionality of such statute
In order that a circular or memorandum issued by the Department of Education may be constitutionally assailed,
the circular or memorandum must be indicated, the wrong inflicted or threatened must be alleged and proved, and
the constitutional point raised and argued specifically.
If any of the Department circulars or memoranda issued by the Secretary go beyond the bounds of regulation and
seek to establish complete control of the various activities of private schools, it would surely be invalid.
The constitutionality of the one per cent levied on gross receipts of all private schools for additional Government
expenses in connection with their supervision and regulation, which is assessed in section 11-A of Act No. 2706
as amended by Republic Act No. 74—whether it be considered a fee or a tax—involves investigation and
examination of relevant data, which should best be carried out in the courts of first instance.
There is no justiciable contro-versy as regards section 1 of Republic Act No. 139, abut textbooks, where the
petitioners have not shown that the Board on Textbooks has prohibited this or that textbook, or that he petitioners
refused or intend to refuse to submit some textbooks, and are in danger of losing substantial privileges or rights
for so doing.
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respondent Commissioner left public office. Apparently, his successor was of a different mind. Hence the case
was not disposed of sooner.
Section 16, Article II (Right to balance and Healthful Ecology)
Oposa vs. Factoran, Jr.
Petitioners instituted Civil Case No. 90-777 as a class suit. The original defendant and the present respondents
did not take issue with this matter. Nevertheless, We hereby rule that the said civil case is indeed a class suit. The
subject matter of the complaint is of common and general interest not just to several, but to all citizens of the
Philippines. Consequently, since the parties are so numerous, it becomes impracticable, if not totally impossible,
to bring all of them before the court. We likewise declare that the plaintiffs therein are numerous and
representative enough to ensure the full protection of all concerned interests. Hence, all the requisites for the filing
of a valid class suit under Section 12, Rule 3 of the Revised Rules of Court are present both in the said civil case
and in the instant petition, the latter being but an incident to the former.
This case, however, has a special and novel element. Petitioners minors assert that they represent their generation
as well as generations yet unborn. We find no difficulty in ruling that they can, for themselves, for others of their
generation and for the succeeding generations, file a class suit. Their personality to sue in behalf of the succeeding
generations can only be based on the concept of intergenerational responsibility insofar as the right to a balanced
and healthful ecology is concerned. Such a right, as hereinafter expounded, considers the “rhythm and harmony
of nature.”
—Needless to say, every generation has a responsibility to the next to preserve that rhythm and harmony for the
full enjoyment of a balanced and healthful ecology. Put a little differently, the minors’ assertion of their right to
a sound environment constitutes, at the same time, the performance of their obligation to ensure the protection of
that right for the generations to come.
—The complaint focuses on one specific fundamental legal right—the right to a balanced and healthful ecology
which, for the first time in our nation’s constitutional history, is solemnly incorporated in the fundamental law.
The right to a balanced and healthful ecology carries with it the correlative duty to refrain from impairing the
environment.
Thus, the right of the petitioners (and all those they represent) to a balanced and healthful ecology is as clear as
the DENR’s duty—under its mandate and by virtue of its powers and functions under E.O. No. 192 and the
Administrative Code of 1987—to protect and advance the said right.
The foregoing considered, Civil Case No. 90-777 cannot be said to raise a political question. Policy formulation
or determination by the executive or legislative branches of Government is not squarely put in issue. What is
principally involved is the enforcement of a right vis-a-vis policies already formulated and expressed in
legislation. It must, nonetheless, be emphasized that the political question doctrine is no longer the insurmountable
obstacle to the exercise of judicial power or the impenetrable shield that protects executive and legislative actions
from judicial inquiry or review.
Needless to say, all licenses may thus be revoked or rescinded by executive action. It is not a contract, property
or a property right protected by the due process clause of the Constitution. A license is merely a permit or privilege
to do what otherwise would be unlawful, and is not a contract between the authority, federal, state, or municipal,
granting it and the person to whom it is granted; neither is it property or a property right, nor does it create a
vested right; nor is it taxation’ (37 C.J. 168). Thus, this Court held that the granting of license does not create
irrevocable rights, neither is it property or property rights.
Since timber licenses are not contracts, the non-impairment clause, cannot be invoked. In short, the
nonimpairment clause must yield to the police power of the state.
Sec 17, Article II (Priority to Education)
Sec 5 (5), Article XIV (Highest Budgetary Priority to Education)
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it does not thereby follow that the hands of Congress are so hamstrung as to deprive it the power to respond to
the imperatives of the national interest and for the attainment of other state policies or objectives.
Congress is certainly not without any power, guided only by its good judgment, to provide an appropriation, that
can reasonably service our enormous debt, the greater portion of which was inherited from the previous
administration. It is not only a matter of honor and to protect the credit standing of the country. More especially,
the very survival of our economy is at stake. Thus, if in the process Congress appropriated an amount for debt
service bigger than the share allocated to education, the Court finds and so holds that said appropriation cannot
be thereby assailed as unconstitutional.
Department of Education, Culture and Sports us. San Diego
We see no reason why the rationale in the Tablarin case cannot apply to the case at bar. The issue raised in both
cases is the academic preparation of the applicant. This may be gauged at least initially by the admission test and,
indeed with more reliability, by the three-flunk rule. The latter cannot be regarded any less valid than the former
in the regulation of the medical profession. There is no need to redefine here the police power of the State. Suffice
it to repeat that the power is validly exercised if (a) the interests of the public generally, as distinguished from
those of a particular class, require the interference of the State, and (b) the means employed are reasonably
necessary to the attainment of the object sought to be accomplished and not unduly oppressive upon individuals.
In other words, the proper exercise of the police power requires the concurrence of a lawful subject and a lawful
method. The subject of the challenged regulation is certainly within the ambit of the police power. It is the right
and indeed the responsibility of the State to insure that the medical profession is not infiltrated by incompetents
to whom patients may unwarily entrust their lives and health. The method employed by the challenged regulation
is not irrelevant to the purpose of the law nor is it arbitrary or oppressive. The threeflunk rule is intended to
insulate the medical schools and ultimately the medical profession from the intrusion of those not qualified to be
doctors.
While every person is entitled to aspire to be a doctor, he does not have a constitutional right to be a doctor. This
is true of any other calling in which the public interest is involved; and the closer the link, the longer the bridge
to one’s ambition. The State has the responsibility to harness its human resources and to see to it that they are not
dissipated or, no less worse, not used at all. These resources must be applied in a manner that will best promote
the common good while also giving the individual a sense of satisfaction.
Sec 18 Article II (Labor as a primary social economic force)
Victoriano vs. Elizalde Rope Workers’ Union
All presumptions are indulged in favor of constitutionality; one who attacks a statute, alleging unconstitutionally,
must prove its invalidity beyond a reasonable doubt; that a law may work hardship does not render it
unconstitutional; that if any reasonable basis may be conceived which supports the statute, it will be upheld, and
the challenger must negate all possible bases; that the courts are not concerned with the wisdom, justice, policy,
or expediency of a statute; and that a liberal interpretation of the constitution in favor of the constitutionality of
legislation should be adopted.
What the Constitution and the Industrial Peace Act recognize and guarantee is the “right” to form or join
associations. Notwithstanding the different theories propounded by the different schools of jurisprudence
regarding the nature and contents of a “right”, it can be safely said that whatever theory one subscribes to, a right
comprehends at least two broad notions, namely: first, liberty or freedom, i.e., the absence of legal restraint,
whereby an employee may act for himself without being prevented by law; and second, power, whereby an
employee may, as he pleases, join or refrain from joining an association. It is, therefore, the employee who should
decide for himself whether he should join or not an association; and should he choose to join, he himself makes
up his mind as to which association he would join; and even after he has joined, he still retains the liberty and the
power to leave and cancel his membership with said organization at any time. It is clear, therefore, that the right
to join a union includes the right to abstain from joining any union.
The right to refrain from joining labor organizations recognized by Section 3 of the Industrial Peace Act is,
however, limited. The legal protection granted to such right to refrain from joining is withdrawal by operation of
law, where a labor union and an employer have agreed on a closed shop, by virtue of which the employer may
employ only members of the collective bargaining union, and the employees must continue to be members of the
union for the duration of the contract in order to keep their jobs. Thus Section 4 (a) (4) of the Industrial Peace
Act, before its amendment by Republic Act No. 3350, provides that although it would be an unfair labor practice
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for an employer “to discriminate in regard to hire or tenure of employment or any term or condition of employment
to encourage or discourage membership in any labor organization” the employer is, however, not precluded “from
making an agreement with a labor organization to require as a condition of employment membership therein, if
such labor organization is the representative of the employees.” By virtue, therefore, of a closed shop agreement,
before the enactment of Republic Act No. 3350, if any person regardless of his religious beliefs, wishes to be
employed or to keep his employment, he must become a member of the collective bargaining union. Hence, the
right of said employee not to join the labor union is curtailed and withdrawn.
To that all-embracing coverage of the closed shop arrangement, Republic Act No. 3350 introduced an exception,
when it added to Section 4 (a) (4) of the Industrial Peace Act the following proviso: “but such agreement shall
not cover members of any religious sects which prohibit affiliation of their members in any such labor
organization”. Republic Act No. 3350 merely excludes ipso jure from the application and coverage of the closed
shop agreement the employees belonging to any religious sects which prohibit affiliation of their members with
any labor organization. What the exception provides, therefore, is that members of said religious sects cannot be
compelled or coerced to join labor unions even when said unions have closed shop agreements with the employers;
that in spite of any closed shop agreement, members of said religious sects cannot be refused employment or
dismissed from their jobs on the sole ground that they are not members of the collective bargaining union.
It should not be over looked that the prohibition to impair the obligation of contracts is not absolute and
unqualified. The prohibition is not to be read with literal exactness like a mathematical formula, for it prohibits
unreasonable impairment only. In spite of the constitutional prohibition, the State continues to possess authority
to safeguard the vital interests of its people. Legislation appropriate to safeguarding said interests may modify or
abrogate contracts already in effect. For not only are existing laws read into contracts in order to fix the obligations
as between the parties, but the reservation of essential attributes of sovereign power is also read into contracts as
a postulate pf the legal order. All contracts made with reference to any matter that is subject to regulation under
the police power must be understood as made in reference to the possible exercise of that power. Otherwise,
important and valuable reforms may be precluded by the simple device of entering into contracts for the purpose
of doing that which otherwise may be prohibited.
In order to determine whether legislation unconstitutionally impairs contract obligations, no unchanging
yardstick, applicable at all times and under all circumstances, by which the validity of each statute may be
measured or determined, has been fashioned, but every case must be determined upon its own circumstances.
Legislation impairing the obligation of contracts can be sustained when it is enacted for the promotion of the
general good of the people, and when the means adopted to secure that end are reasonable. Both the end sought
and the means adopted must be legitimate, i.e., within the scope of the reserved power of the state construed in
harmony with the constitutional limitation of that power.
What then was the purpose sought to be achieved by Republic Act No. 3350? Its purpose was to insure freedom
of belief and religion, and to promote the general welfare by preventing discrimination against those members of
religious sects which prohibit their members from joining labor unions, confirming thereby their natural, statutory
and constitutional right to work, the fruits of which work are usually the only means whereby they can maintain
their own life and the life of their dependents. It cannot be gainsaid that said purpose is legitimate. The questioned
Act also provides protection to members of said religious sects against two aggregates of group strength from
which the individual needs protection. The individual employee, at various times in his working life, is confronted
by two aggregates of power—collective labor, directed by a union, and collective capital, directed by
management. The union, an institution developed to organize labor into a collective force and thus protect the
individual employee from the power of collective capital, is, paradoxically, both the champion of employee rights,
and a new source of their frustration. Moreover, when the Union interacts with management, it produces yet a
third aggregate of group strength from which the individual also needs protection— the collective bargaining
relationship. It cannot be denied, furthermore, that the means adopted by the Act to achieve that purpose—
exempting the members of said religious sects from coverage of union security agreements—is reasonable.
t may not be amiss to point out here that the free exercise of religious profession or belief is superior to contract
rights. In case of conflict, the latter must, therefore, yield to the former. The Supreme Court of the United States
has also declared on several occasions that the rights in the First Amendment, which include freedom of religion,
enjoy a preferred position in the constitutional system. Religious freedom, although not unlimited, is a
fundamental personal right and liberty, and has a preferred position in the hierarchy of values. Contractual rights,
therefore, must yield to freedom of religion. It is only where unavoidably necessary to prevent an immediate and
grave danger to the security and welfare of the community that infringement of religious freedom may be justified,
and only to the smallest extent necessary to avoid the danger.
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The primary effects of the exemption from closed shop agreements in favor of members of religious sects that
prohibit their members from affiliating with a labor organization, is the protection of said employees against the
aggregate force of the collective bargaining agreement, and relieving certain citizens of a burden on their religious
beliefs; and by’ eliminating to a certain extent economic insecurity due to unemployment, which is a serious
menace to the health, morals, and welfare of the people of the State, the Act also promotes the well-being of
society. It is our view that the exemption from the effects of closed shop agreement does not directly advance, or
diminish, the interests of any particular religion. Although the exemption may benefit those who are members of
religious sects that prohibit their members from joining labor unions, the benefit upon the religious sects is merely
incidental and indirect. The “establishment clause” (of religion) does not ban regulation on conduct whose reason
or effect merely happens to coincide or harmonize with the tenets of some or all religions. The free exercise clause
of the Constitution has been interpreted to require that religious exercise be preferentially aided.
The Act does not require as a qualification, or condition, for joining any lawful association membership in any
particular religion or in any religious sect; neither does the Act require affiliation with a religious sect that
prohibits its members from joining a labor union as a condition or qualification for withdrawing from a labor
union. Joining or withdrawing from a labor union requires a positive act. Republic Act No. 3350 only exempts
members with such religious affiliation from the coverage of closed shop agreements. So, under this Act, a
religious objector is not required to do a positive act—to exercise the right to join or to resign from the union. He
is exempted ipso jure without need of any positive act on his part.
We believe that Republic Act No. 3350 satisfies the aforementioned requirements. The Act classifies employees
and workers, as to the effect and coverage of union shop security agreements, into those who by reason of their
religious beliefs and convictions cannot sign up with a labor union, and those whose religion does not prohibit
membership in labor unions. The classification rests on real or substantial, not merely imaginary or whimsical,
distinction. The classification introduced by said Act is also germane to its purpose. The purpose of the law is
precisely to avoid those who cannot, because of their religious belief, join labor unions, from being deprived of
their right to work and from being dismissed from their work because of union shop security agreements.
Appellant’s further contention that Republic Act No. 3350 violates the constitutional provision on social justice
is also baseless. Social justice is intended to promote the welfare of all the people. Republic Act No. 3350
promotes that welfare insofar as it looks after the welfare of those who, because of their religious belief, cannot
join labor unions; the Act prevents their being deprived of work and of the means of livelihood. In determining
whether any particular measure is for public advantage, it is not necessary that the entire state be directly
benefited—it is sufficient that a portion of the state be benefited thereby.
Appellant contends that the amendment introduced by Republic Act No. 3350 is not called for—in other words,
the Act is not proper, necessary or desirable. Anent this matter, it has been held that a statute which is not necessary
is not, for that reason, unconstitutional; that in determining the constitutional validity of legislation, the courts are
unconcerned with issues as to the necessity for the enactment of the legislation in question. Courts do inquire into
the wisdom of laws. Moreover, legislatures, being chosen by the people, are presumed to understand and correctly
appreciate the needs of the people, and it may change the laws accordingly.
That there was a labor dispute in the instant case cannot be disputed, for appellant sought the discharge of
respondent by virtue of the closed shop agreement and under Section 2 (j) of Republic Act No. 875 a question
involving tenure of employment is included in the term “labor dispute”. The discharge or the act of seeking it is
the labor dispute itself. It being the labor dispute itself, that very same act of the Union in asking the employer to
dismiss Appellee cannot be “an act done x x x in furtherance of an industrial dispute”. The mere fact that appellant
is a labor union does not necessarily mean that all its acts are in furtherance of an industrial dispute. Neither does
Article 2208 of the Civil Code, invoked by the Union, serve as its shield. The article provides that attorney’s fees
and expenses of litigation may be awarded “when the defendant’s act or omission has compelled the plaintiff x x
x to incur expenses to protect his interest”; and “in any other case where the court deems it just and equitable that
attorney’s fees and expenses of litigation should be recovered”. In the instant case, it cannot be gainsaid that
appellant Union’s act in demanding Appellee’s dismissal caused Appellee to incur expenses to prevent his being
dismissed from his job.
Free enterprise vs. Welfare State Concept
Association of Philippine Coconut Desiccators vs. Philippine Coconut Authority
The rule of requiring exhaustion of administrative remedies before a party may seek judicial review, so
strenuously urged by the Solicitor General on behalf of respondent, has obviously no application here. The
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resolution in question was issued by the PCA in the exercise of its rule-making or legislative power. However,
only judicial review of decisions of administrative agencies made in the exercise of their quasijudicial function is
subject to the exhaustion doctrine. The exhaustion doctrine stands as a bar to an action which is not yet complete
and it is clear, in the case at bar, that after its promulgation the resolution of the PCA abandoning regulation of
the desiccated coconut industry became effective. To be sure, the PCA is under the direct supervision of the
President of the Philippines but there is nothing in P.D. No. 232, P.D. No. 961, P.D. No. 1468 and P.D. No. 1644
defining the powers and functions of the PCA which requires rules and regulations issued by it to be approved by
the President before they become effective.
These measures—the restriction in 1982 on entry into the field, the reduction the same year of the number of the
existing coconut mills and then the lifting of the restrictions in 1987—were adopted within the framework of
regulation as established by law “to promote the rapid integrated development and growth of the coconut and
other palm oil industry in all its aspects and to ensure that the coconut farmers become direct participants in, and
beneficiaries of, such development and growth.” Contrary to the assertion in the dissent, the power given to the
Philippine Coconut Authority— and before it to the Philippine Coconut Administration—“to formulate and adopt
a general program of development for the coconut and other palm oils industry” is not a roving commission to
adopt any program deemed necessary to promote the development of the coconut and other palm oils industry,
but one to be exercised in the context of this regulatory structure.
The issue is not whether the PCA has the power to adopt this resolution to carry out its mandate under the law “to
promote the accelerated growth and development of the coconut and other palm oil industry.” The issue rather is
whether it can renounce the power to regulate implicit in the law creating it for that is what the resolution in
question actually is. Under Art. II, §3(a) of the Revised Coconut Code (P.D. No. 1468), the role of the PCA is
“To formulate and adopt a general program of development for the coconut and other palm oil industry in all its
aspects.” By limiting the purpose of registration to merely “monitoring volumes of production [and]
administration of quality standards” of coconut processing plants, the PCA in effect abdicates its role and leaves
it almost completely to market forces how the coconut industry will develop.
In the first “whereas” clause of the questioned resolution as set out above, the PCA invokes a policy of free
enterprise that is “unhampered by protective regulations and unnecessary bureaucratic red tape” as justification
for abolishing the licensing system. There can be no quarrel with the elimination of “unnecessary red tape.” That
is within the power of the PCA to do and indeed it should eliminate red tape. Its success in doing so will be
applauded. But free enterprise does not call for removal of “protective regulations.”
Our Constitutions, beginning with the 1935 document, have repudiated laissez-faire as an economic principle.
Although the present Constitution enshrines free enterprise as a policy, it nonetheless reserves to the government
the power to intervene whenever necessary to promote the general welfare. This is clear from the following
provisions of Art. XII of the Constitution which, so far as pertinent, state: SEC. 6. . . . Individuals and private
groups, including corporations, cooperatives, and similar collective organizations, shall have the right to own,
establish, and operate economic enterprises, subject to the duty of the State to promote distributive justice and to
intervene when the common good so demands. SEC. 19. The State shall regulate or prohibit monopolies when
the public interest so requires. No combinations in restraint of trade or unfair competition shall be allowed.
(Emphasis added).
At all events, any change in policy must be made by the legislative department of the government. The regulatory
system has been set up by law. It is beyond the power of an administrative agency to dismantle it.
Sec 21 Article II (Rural Development and Agrarian Reform)
Association of Small Landowners in the Philippines, Inc. vs. Secretary of Agrarian Reform
In addition, the Constitution itself lays down stringent conditions for a declaration of unconstitutionality, requiring
therefor the concurrence of a majority of the members of the Supreme Court who took part in the deliberations
and voted on the issue during their session en banc. And as established by judge-made doctrine, the Court will
assume jurisdiction over a constitutional question only if it is shown that the essential requisites of a judicial
inquiry into such a question are first satisfied. Thus, there must be an actual case or controversy involving a
conflict of legal rights susceptible of judicial determination, the constitutional question must have been
opportunely raised by the proper party, and the resolution of the question is unavoidably necessary to the decision
of the case itself.
The promulgation of P.D. No. 27 by President Marcos in the exercise of his powers under martial law has already
been sustained in Gonzales v. Estrella and we find no reason to modify or reverse it on that issue. As for the power
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of President Aquino to promulgate Proc. No. 131 and E.O Nos. 228 and 229, the same was authorized under
Section 6 of the Transitory Provisions of the 1987 Constitution, quoted above.
The said measures were issued by President Aquino before July 27, 1987, when the Congress of the Philippines
was formally convened and took over legislative power from her. They are not “midnight” enactments intended
to pre-empt the legislature because E.O. No. 228 was issued on July 17, 1987, and the other measures, i.e., Proc.
No. 131 and E.O. No. 229, were both issued on July 22, 1987. Neither is it correct to say that these measures
ceased to be valid when she lost her legislative power for, like any statute, they continue to be in force unless
modified or repealed by subsequent law or declared invalid by the courts. A statute does not ipso facto become
inoperative simply because of the dissolution of the legislature that enacted it. By the same token, President
Aquino’s loss of legislative power did not have the effect of invalidating all the measures enacted by her when
and as long as she possessed it.
That fund, as earlier noted, is itself being questioned on the ground that it does not conform to the requirements
of a valid appropriation as specified in the Constitution. Clearly, however, Proc. No. 131 is not an appropriation
measure even if it does provide for the creation of said fund, for that is not its principal purpose. An appropriation
law is one the primary and specific purpose of which is to authorize the release of public funds from the treasury.
The creation of the fund is only incidental to the main objective of the proclamation, which is agrarian reform.
The argument of some of the petitioners that Proc. No. 131 and E.O. No. 229 should be invalidated because they
do not provide for retention limits as required by Article XIII, Section 4, of the Constitution is no longer tenable.
R.A. No. 6657 does provide for such limits now in Section 6 of the law, which in fact is one of its most
controversial provisions. This section declares: Retention Limits.—Except as otherwise provided in this Act, no
person may own or retain, directly or indirectly, any public or private agricultural land, the size of which shall
vary according to factors governing a viable family-sized farm, such as commodity produced, terrain,
infrastructure, and soil fertility as determined by the Presidential Agrarian Reform Council (PARC) created
hereunder, but in no case shall retention by the landowner exceed five (5) hectares. Three (3) hectares may be
awarded to each child of the landowner, subject to the following qualifications: (1) that he is at least fifteen (15)
years of age; and (2) that he is actually tilling the land or directly managing the farm; Provided, That landowners
whose lands have been covered by Presidential Decree No. 27 shall be allowed to keep the area originally retained
by them thereunder, further, That original homestead grantees or direct compulsory heirs who still own the
original homestead at the time of the approval of this Act shall retain the same areas as long as they continue to
cultivate said homestead.
The argument that E.O. No. 229 violates the constitutional requirement that a bill shall have only one subject, to
be expressed in its title, deserves only short attention. It is settled that the title of the bill does not have to be a
catalogue of its contents and will suffice if the matters embodied in the text are relevant to each other and may be
inferred from the title.
Finally, there is the contention of the public respondent in G.R. No. 78742 that the writ of mandamus cannot issue
to compel the performance of a discretionary act, especially by a specific department of the government. That is
true as a general proposition but is subject to one important qualification. Correctly and categorically stated, the
rule is that mandamus will lie to compel the dischrage of the discretionary duty itself but not to control the
discretion to be exercised. In other words, mandamus can issue to require action only but not specific action.
Whenever a duty is imposed upon a public official and an unnecessary and unreasonable delay in the exercise of
such duty occurs, if it is a clear duty imposed by law, the courts will intervene by the extraordinary legal remedy
of mandamus to compel action. If the duty is purely ministerial, the courts will require specific action. If the duty
is purely discretionary, the courts by mandamus will require action only. For example, if an inferior court, public
official, or board should, for an unreasonable length of time, fail to decide a particular question to the great
detriment of all parties concerned, or a court should refuse to take jurisdiction of a cause when the law clearly
gave it jurisdiction, mandamus will issue, in the first case to require a decision, and in the second to require that
jurisdiction be taken of the cause.
There are traditional distinctions between the police power and the power of eminent domain that logically
preclude the application of both powers at the same time on the same subject. In the case of City of Baguio v.
NAWASA, for example, where a law required the transfer of all municipal waterworks systems to the NAWASA
in exchange for its assets of equivalent value, the Court held that the power being exercised was eminent domain
because the property involved was wholesome and intended for a public use. Property condemned under the
police power is noxious or intended for a noxious purpose, such as a building on the verge of collapse, which
should be demolished for the public safety, or obscene materials, which should be destroyed in the interest of
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public morals. The confiscation of such property is not compensable, unlike the taking of property under the
power of expropriation, which requires the payment of just compensation to the owner.
The cases before us present no knotty complication insofar as the question of compensable taking is concerned.
To the extent that the measures under challenge merely prescribe retention limits for landowners, there is an
exercise of the police power for the regulation of private property in accordance with the Constitution. But where,
to carry out such regulation, it becomes necessary to deprive such owners of whatever lands they may own in
excess of the maximum area allowed, there is definitely a taking under the power of eminent domain for which
payment of just compensation is imperative. The taking contemplated is not a mere limitation of the use of the
land. What is required is the surrender of the title to and the physical possession of the said excess and all
beneficial rights accruing to the owner in favor of the farmer-beneficiary. This is definitely an exercise not of the
police power but of the power of eminent domain.
Classification has been defined as the grouping of persons or things similar to each other in certain particulars
and different from each other in these same particulars. To be valid, it must conform to the following
requirements: (1) it must be based on substantial distinctions; (2) it must be germane to the purposes of the law;
(3) it must not be limited to existing conditions only; and (4) it must apply equally to all the members of the class.
The Court finds that all these requisites have been met by the measures here challenged as arbitrary and
discriminatory.
Equal protection simply means that all persons or things similarly situated must be treated alike both as to the
rights conferred and the liabilities imposed. The petitioners have not shown that they belong to a differ ent class
and entitled to a different treatment. The argument that not only landowners but also owners of other properties
must be made to share the burden of implementing land reform must be rejected. There is a substantial distinction
between these two classes of owners that is clearly visible except to those who will not see. There is no need to
elaborate on this matter. In any event, the Congress is allowed a wide leeway in providing for a valid classification.
Its decision is accorded recognition and respect by the courts of justice except only where its discretion is abused
to the detriment of the Bill of Rights.
It is worth remarking at this juncture that a statute may be sustained under the police power only if there is a
concurrence of the lawful subject and the lawful method. Put otherwise, the interests of the public generally as
distinguished from those of a particular class require the interference of the State and, no less important, the means
employed are reasonably necessary for the attainment of the purpose sought to be achieved and not unduly
oppressive upon individuals. As the subject and purpose of agrarian reform have been laid down by the
Constitution itself, we may say that the first requirement has been satisfied. What remains to be examined is the
validity of the method employed to achieve the Constitutional goal.
Eminent domain is an inherent power of the State that enables it to forcibly acquire private lands intended for
public use upon payment of just compensation to the owner. Obviously, there is no need to expropriate where the
owner is willing to sell under terms also acceptable to the purchaser, in which case an ordinary deed of sale may
be agreed upon by the parties. It is only where the owner is unwilling to sell, or cannot accept the price or other
conditions offered by the vendee, that the power of eminent domain will come into play to assert the paramount
authority of the State over the interests of the property owner. Private rights must then yield to the irresistible
demands of the public interest on the time-honored justification, as in the case of the police power, that the welfare
of the people is the supreme law.
Section 22 Article II (Right of Indigenous People)
Ordillo vs. Commission on Elections
The sole province of Ifugao cannot validly constitute the Cordillera Autonomous Region. It is explicit in Article
X, Section 15 of the 1987 Constitution that: "Section 15. There shall be created autonomous regions in Muslim
Mindanao and in the Cordillera consisting of provinces, cities, municipalities and geographical areas sharing
common and distinctive historical and cultural heritage, economic and social structures, and other relevant
characteristics within the framework of this Constitution and the national sovereignty as well as territorial
integrity of the Republic of the Philippines." (Italics Supplied) The keywords—provinces, cities, municipalities
and geographical areas connote that "region" is to be made up of more than one constituent unit. The term "region"
used in its ordinary sense means two or more provinces. This is supported by the fact that the thirteen (13) regions
into which the Philippines is divided for administrative purposes are groupings of contiguous provinces.
(Integrated Reorganization Plan (1972), which was made as part of the law of the land by P.D. No. 1; P.D. No.
742) Ifugao is a province by itself. To become part of a region, it must join other provinces, cities, municipalities,
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and geographical areas. It joins other units because of their common and distinctive historical and cultural
heritage, economic and social structures and other relevant characteristics. The Constitutional requirements are
not present in this case.
Aside from the 1987 Constitution, a reading of the provisions of Republic Act No. 6766 strengthens the
petitioner's position that the Region cannot be constituted from only one province. Article III, Sections 1 and 2 of
the Statute provide that the Cordillera Autonomous Region is to be administered by the Cordillera government
consisting of the Regional Government and local government units. It further provides that: "SECTION 2. The
Regional Government shall exercise powers and functions necessary for the proper governance and development
of all provinces, cities, municipalities, and barangay or ili within the Autonomous Region x x x." From these
sections, it can be gleaned that Congress never intended that a single province may constitute the autonomous
region. Otherwise, we would be faced with the absurd situation of having two sets of officials, a set of provincial
officials and another set of regional officials exercising their executive and legislative powers over exactly the
same small area.
Article V, Sections 1 and 4 of Republic Act 6766 vest the legislative power in the Cordillera Assembly whose
members shall be elected from regional assembly districts apportioned among provinces and the cities composing
the Autonomous Region. If we follow the respondent's position, the members of such Cordillera Assembly shall
then be elected only from the province of Ifugao creating an awkward predicament of having two legislative
bodies—the Cordillera Assembly and the Sangguniang Panlalawigan— exercising their legislative powers over
the province of Ifugao. And since Ifugao is one of the smallest provinces in the Philippines, population-wise, it
would have too many government officials for so few people.
Article XII, Section 10 of the law creates a Regional Planning and Development Board composed of the Cordillera
Governor, all the provincial governors and city mayors or their representatives, two members of the Cordillera
Assembly, and members representing the private sector. The Board has a counterpart in the provincial level called
the Provincial Planning and Development Coordinator. The Board's functions (Article XII, Section 10, par. 2,
Republic Act No. 6766) are almost similar to those of the Provincial Coordinator's (Title Four, Chapter 3, Article
10, Section 220 (4), Batas Pambansa Blg. 337—Local Government Code). If it takes only one person in the
provincial level to perform such functions while on the other hand it takes an entire Board to perform almost the
same tasks in the regional level, it could only mean that a larger area must be covered at the regional level. The
respondent's theory of the Autonomous Region being made up of a single province must, therefore, fail.
Section 24, Article II (NGOs and community based and sectoral organizations)
Philippine Long Distance Telephone Co. vs. National Telecommunications Commission
There can be no question that the NTC is the regulatory agency of the national government with jurisdiction over
all telecommunications entities. It is legally clothed with authority and given ample discretion to grant a
provisional permit or authority. In fact, NTC may, on its own initiative, grant such relief even in the absence of a
motion from an applicant.
PLDT maintains that the scope of the franchise is limited to "radio stations" and excludes telephone services such
as the establishment of the proposed Cellular Mobile Telephone System (CMTS). However, in its Order of 12
November 1987, the NTC construed the technical term "radiotelephony" liberally as to include the operation of a
cellular mobile telephone system. x x x The foregoing is the construction given by an administrative agency
possessed of the necessary special knowledge, expertise and experience and deserves great weight and respect
(Asturias Sugar Central, Inc. v. Commissioner of Customs, et al., L-19337, September 30, 1969, 29 SCRA 617).
It can only be set aside on proof of gross abuse of discretion, fraud, or error of law (Tupas Local Chapter No. 979
v. NLRC, et al., L-60532-33, November 5, 1985, 139 SCRA 478). We discern none of those considerations
sufficient to warrant judicial intervention.
Whether or not ETCI, and before it FACI, in contravention of its franchise, started the first of its radio
telecommunication stations within two (2) years from the grant of its franchise and completed the construction
within ten (10) years from said date; and whether or not its franchise had remained unused from the time of its
issuance, are questions of fact beyond the province of this Court, besides the well-settled procedural consideration
that factual issues are not proper subjects of a special civil action for Certiorari (Central Bank of the Philippines
vs. Court of Appeals, G.R. No. 41859, 8 March 1989, 171 SCRA 49; Ygay vs. Escareal, G.R. No. 44189, 8
February 1985, 135 SCRA 78; Filipino Merchant's Insurance Co., Inc. vs. Intermediate Appellate Court, G.R.
No. 71640, 27 June 1988,162 SCRA 669).
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More importantly, PLDTs allegation partakes of a collateral attack on a franchise (Rep. Act No. 2090), which is
not allowed. A franchise is a property right and cannot be revoked or forfeited without due process of law. The
determination of the right to the exercise of a franchise, or whether the right to enjoy Such privilege has been
forfeited by non-user, is more properly the subject of the prerogative writ of quo warranto, the right to assert
which, as a rule, belongs to the State "upon complaint or otherwise" (Sections 1, 2 and 3, Rule 66, Rules of Court),
the reason being that the abuse of a franchise is a public wrong and not a private injury. A forfeiture of a franchise
will have to be declared in a direct proceeding for the purpose brought by the State because a franchise is granted
by law and its unlawful exercise is primarily a concern of Government. "A . . . franchise is . . . granted by law,
and its . . . unlawful exercise is the concern primarily of the Government. Hence, the latter as a rule is the party
called upon to bring the action for such . . . unlawful exercise of. . . franchise." (IV-B V. FRANCISCO, 298 [1963
ed.], citing Cruz vs. Ramos, 84 Phil. 226).
The sale of shares of stock of a public utility is governed by another law, i.e., Section 20(h) of the Public Service
Act (Commonwealth Act No. 146). Pursuant thereto, the Public Service Commission (now the NTC) is the
government agency vested with the authority to approve the transfer of more than 40% of the subscribed capital
stock of a telecommunications company to a single transferee. x x x In other words, transfers of shares of a public
utility corporation need only NTC approval, not Congressional authorization. What transpired in ETCI were a
series of transfers of shares starting in 1964 until 1987. The approval of the NTC may be deemed to have been
met when it authorized the issuance of the provisional authority to ETCI. There was full disclosure before the
NTC of the transfers. In fact, the NTC Order of 12 November 1987 required ETCI to submit its "present capital
and ownership structure." Further, ETCI even filed a Motion before the NTC, dated 8 December 1987, or more
than a year prior to the grant of provisional authority, seeking approval of the increase in its capital stock from
P360,000.00 to P40M, and the stock transfers made by its stockholders.
PLDT cannot justifiably refuse to interconnect. Rep. Act No. 6849, or the Municipal Telephone Act of 1989,
approved on 8 February 1990, mandates interconnection providing as it does that "all domestic
telecommunications carriers or utilities x x x shall be interconnected to the public switch telephone network."
Such regulation of the use and ownership of telecommunications systems is in the exercise of the plenary police
power of the State for the promotion of the general welfare. x x x The interconnection which has been required
of PLDT is a form of "intervention" with property rights dictated by "the objective of government to promote the
rapid expansion of telecommunications services in all areas of the Philippines, x x x to maximize the use of
telecommunications facilities available, x x x in recognition of the vital role of communications in nation building
x x x and to ensure that all users of the public telecommunications service have access to all other users of the
service wherever they may be within the Philippines at an acceptable standard of service and at reasonable cost"
(DOTC Circular No. 90-248). Undoubtedly, the encompassing objective is the common good. The NTC, as the
regulatory agency of the State, merely exercised its delegated authority to regulate the use of telecommunications
networks when it decreed interconnection.
Free competition in the industry may also provide the answer to a much-desired improvement in the quality and
delivery of this type of public utility, to improved technology, fast and handy mobile service, and reduced user
dissatisfaction. After all, neither PLDT nor any other public utility has a constitutional right to a monopoly
position in view of the Constitutional proscription that no franchise certificate or authorization shall be exclusive
in character or shall last longer than fifty (50) years (ibid., Section 11; Article XIV, Section 5, 1973 Constitution;
Article XIV, Section 8, 1935 Constitution). Additionally, the State is empowered to decide whether public interest
demands that monopolies be regulated or prohibited (1987 Constitution, Article XII, Section 19).
Sec 26 Article II (Equal Access to opportunities for Public Service)
Pamatong vs. Commission on Elections
Implicit in the petitioner’s invocation of the constitutional provision ensuring “equal access to opportunities for
public office” is the claim that there is a constitutional right to run for or hold public office and, particularly in
his case, to seek the presidency. There is none. What is recognized is merely a privilege subject to limitations
imposed by law. Section 26, Article II of the Constitution neither bestows such a right nor elevates the privilege
to the level of an enforceable right. There is nothing in the plain language of the provision which suggests such a
thrust or justifies an interpretation of the sort.
The “equal access” provision is a subsumed part of Article II of the Constitution, entitled “Declaration of
Principles and State Policies.” The provisions under the Article are generally considered not self-executing, and
there is no plausible reason for according a different treatment to the “equal access” provision. Like the rest of
the policies enumerated in Article II, the provision does not contain any judicially enforceable constitutional right
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but merely specifies a guideline for legislative or executive action. The disregard of the provision does not give
rise to any cause of action before the courts.
The provision as written leaves much to be desired if it is to be regarded as the source of positive rights. It is
difficult to interpret the clause as operative in the absence of legislation since its effective means and reach are
not properly defined. Broadly written, the myriad of claims that can be subsumed under this rubric appear to be
entirely open-ended. Words and phrases such as “equal access” “opportunities” and “public service” are
susceptible to countless interpretations owing to their inherent impreciseness. Certainly, it was not the intention
of the framers to inflict on the people an operative but amorphous foundation from which innately unenforceable
rights may be sourced.
As earlier noted, the privilege of equal access to opportunities to public office may be subjected to limitations.
Some valid limitations specifically on the privilege to seek elective office are found in the provisions of the
Omnibus Election Code on “Nuisance Candidates” and COMELEC Resolution No. 6452 dated December 10,
2002 outlining the instances wherein the COMELEC may motu proprio refuse to give due course to or cancel a
Certificate of Candidacy. As long as the limitations apply to everybody equally without discrimination, however,
the equal access clause is not violated. Equality is not sacrificed as long as the burdens engendered by the
limitations are meant to be borne by any one who is minded to file a certificate of candidacy. In the case at bar,
there is no showing that any person is exempt from the limitations or the burdens which they create.
The rationale behind the prohibition against nuisance candidates and the disqualification of candidates who have
not evinced a bona fide intention to run for office is easy to divine. The State has a compelling interest to ensure
that its electoral exercises are rational, objective, and orderly. Towards this end, the State takes into account the
practical considerations in conducting elections. Inevitably, the greater the number of candidates, the greater the
opportunities for logistical confusion, not to mention the increased allocation of time and resources in preparation
for the election. These practical difficulties should, of course, never exempt the State from the conduct of a
mandated electoral exercise. At the same time, remedial actions should be available to alleviate these logistical
hardships, whenever necessary and proper. Ultimately, a disorderly election is not merely a textbook example of
inefficiency, but a rot that erodes faith in our democratic institutions. As the United States Supreme Court held:
[T]here is surely an important state interest in requiring some preliminary showing of a significant modicum of
support before printing the name of a political organization and its candidates on the ballot—the interest, if no
other, in avoiding confusion, deception and even frustration of the democratic [process].
The preparation of ballots is but one aspect that would be affected by allowance of “nuisance candidates” to run
in the elections. Our election laws provide various entitlements for candidates for public office, such as watchers
in every polling place, watchers in the board of canvassers, or even the receipt of electoral contributions.
Moreover, there are election rules and regulations the formulations of which are dependent on the number of
candidates in a given election. Given these considerations, the ignominious nature of a nuisance candidacy
becomes even more galling. The organization of an election with bona fide candidates standing is onerous enough.
To add into the mix candidates with no serious intentions or capabilities to run a viable campaign would actually
impair the electoral process. This is not to mention the candidacies which are palpably ridiculous so as to
constitute a one-note joke. The poll body would be bogged by irrelevant minutiae covering every step of the
electoral process, most probably posed at the instance of these nuisance candidates. It would be a senseless
sacrifice on the part of the State. Owing to the superior interest in ensuring a credible and orderly election, the
State could exclude nuisance candidates and need not indulge in, as the song goes, “their trips to the moon on
gossamer wings.”
The Omnibus Election Code and COMELEC Resolution No. 6452 are cognizant of the compelling State interest
to ensure orderly and credible elections by excising impediments thereto, such as nuisance candidacies that
distract and detract from the larger purpose. The COMELEC is mandated by the Constitution with the
administration of elections and endowed with considerable latitude in adopting means and methods that will
ensure the promotion of free, orderly and honest elections. Moreover, the Constitution guarantees that only bona
fide candidates for public office shall be free from any form of harassment and discrimination. The determination
of bona fide candidates is governed by the statutes, and the concept, to our mind is, satisfactorily defined in the
Omnibus Election Code.
Petitioner has submitted to this Court mere photocopies of various documents purportedly evincing his credentials
as an eligible candidate for the presidency. Yet this Court, not being a trier of facts, can not properly pass upon
the reproductions as evidence at this level. Neither the COMELEC nor the Solicitor General appended any
document to their respective Comments. The question of whether a candidate is a nuisance candidate or not is
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both legal and factual. The basis of the factual determination is not before this Court. Thus, the remand of this
case for the reception of further evidence is in order.
Sec 28, Article II (Policy of full Public Disclosure)
Valmonte vs. Belmonte, Jr.
Among the settled principles in administrative law is that before a party can be allowed to resort to the courts, he
is expected to have exhausted all means of administrative redress available under the law. The courts for reasons
of law, comity and convenience will not entertain a case unless the available administrative remedies have been
resorted to and the appropriate authorities have been given opportunity to act and correct the errors committed in
the administrative forum. However, the principle of exhaustion of administrative remedies is subject to settled
exceptions, among which is when only a question of law is involved [Pascual v. Provincial Board, 106 Phil. 466
(1959); Aguilar v. Valencia, et al., G.R. No. L-30396, July 30, 1971,40 SCRA 210; Malabanan v. Ramento, G.R.
No. L-2270, May 21, 1984, 129 SCRA 359.] The issue raised by petitioners, which requires the interpretation of
the scope of the constitutional right to information, is one which can be passed upon by the regular courts more
competently than the GSIS or its Board of Trustees, involving as it does a purely legal question. Thus, the
exception of this case from the application of the general rule on exhaustion of administrative remedies is
warranted. Having disposed of this procedural issue, We now address ourselves to the issue of whether or not
mandamus lies to compel respondent to perform the acts sought by petitioners to be done, in pursuance of their
right to information.
The right to information is an essential premise of a meaningful right to speech and expression. But this is not to
say that the right to information is merely an adjunct of and therefore restricted in application by the exercise of
the freedoms of speech and of the press. Far from it. The right to information goes hand-in-hand with the
constitutional policies of full public disclosure and honesty in the public service. It is meant to enhance the
widening role of the citizenry in governmental decision-making as well as in checking abuse in government.
Yet, likely all the constitutional guarantees, the right to information is not absolute. As stated in Legaspi, the
people’s right to information is limited to “matters of public concern”, and is further “subject to such limitations
as may be provided by law.” Similarly, the State’s policy of full disclosure is limited to “transactions involving
public interest”, and is “subject to reasonable conditions prescribed by law.” Hence, before mandamus may issue,
it must be clear that the information sought is of “public interest” or “public concern”, and is not exempted by
law from the operation of the constitutional guarantee [Legaspi v. Civil Service Commission, supra, at p. 542.]
The information sought by petitioners in this case is the truth of reports that certain Members of the Batasang
Pambansa belonging to the opposition were able to secure “clean” loans from the GSIS immediately before the
February 7, 1986 election through the intercession of the former First Lady, Mrs. Imelda R. Marcos. The GSIS is
a trustee of contributions from the government and its employees and the administrator of various insurance
programs for the benefit of the latter. Undeniably, its funds assume a public character. More particularly, Secs.
5(b) and 46 of P.D. 1146, as amended (the Revised Government Service Insurance Act of 1977), provide for
annual appropriations to pay the contributions, premiums, interest and other amounts payable to GSIS by the
government, as well as the obligations which the Republic of the Philippines assumes or guarantees to pay.
Considering the
nature of its funds, the GSIS is expected to manage its resources with utmost prudence and in strict compliance
with the pertinent laws or rules and regulations. Thus, one of the reasons that prompted the revision of the old
GSIS law (CA. No. 186, as amended) was the necessity “to preserve at all times the actuarial solvency of the
funds administered by the System” [Second Whereas Clause, P.D. No. 1146.] Consequently, as respondent
himself admits, the GSIS “is not supposed to grant ‘clean loans’.” [Comment, p. 8.] It is therefore the ligitimate
concern of the public to ensure that these funds are managed properly with the end in view of maximizing the
benefits that accrue to the insured government employees. Moreover, the supposed borrowers were Members of
the defunct Batasang Pambansa who themselves appropriated funds for the GSIS and were therefore expected to
be the first to see to it that the GSIS performed its tasks with the greatest degree of fidelity and that all its
transactions were above board. In sum, the public nature of the loanable funds of the GSIS and the public office
held by the alleged borrowers make the information sought clearly a matter of public interest and concern.
When the information requested from the government intrudes into the privacy of a citizen, a potential conflict
between the rights to information and to privacy may arise. However, the competing interests of these rights need
not be resolved in this case. Apparent from the above-quoted statement of the Court in Morfe is that the right to
privacy belongs to the individual in his private capacity, and not to public and governmental agencies like the
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GSIS. Moreover, the right cannot be invoked by juridical entities like the GSIS. As held in the case of Vassar
College v. Loose Wills Biscuit Co. [197 F. 982 (1912)], a corporation has no right of privacy in its name since
the entire basis of the right to privacy is an injury to the feelings and sensibilities of the party and a corporation
would have no such ground for relief.
Neither can the GSIS through its General Manager, the respondent, invoke the right to privacy of its borrowers.
The right is purely personal in nature [Cf. Atkinson v. John Doherty & Co., 121 Mich 372, 80 N.W. 285, 46
L.R.A. 219 (1899); Schuyler v. Curtis, 147 N.Y. 434, 42 N.E. 22, 31 L.R.A. 286 (1985)], and hence may be
invoked only by the person whose privacy is claimed to be violated.
Respondent next asserts that the documents evidencing the loan transactions of the GSIS are private in nature and
hence, are not covered by the Constitutional right to information on matters of public concern which guarantees
“(a)ccess to official records, and to documents, and papers pertaining to official acts, transactions, or decisions”
only, xxx First of all, the “constituent—ministrant” dichotomy characterizing government function has long been
repudiated. In ACCFA v. Confederation of Unions and Government Corporations and Offices [G.R. Nos. L-
21484 and L23605, November 29, 1969, 30 SCRA 644], the Court said that the government, whether carrying
out its sovereign attributes or running some business, discharges the same function of service to the people,
consequently, that the GSIS, in granting the loans, was exercising a proprietary function would not justify the
exclusion of the transactions from the coverage and scope of the right to information.
Considering the intent of the framers of the Constitution which, though not binding upon the Court, are
nevertheless persuasive, and considering further that government-owned and controlled corporations, whether
performing proprietary or governmental functions are accountable to the people, the Court is convinced that
transactions entered into by the GSIS, a government-controlled corporation created by special legislation are
within the ambit of the people’s right to be informed pursuant to the constitutional policy of transparency in
government dealings.
However, the same cannot be said with regard to the first act sought by petitioners, i.e., “to furnish petitioners the
list of the names of the Batasang Pambansa members belonging to the UNIDO and PDP-Laban who were able to
secure clean loans immediately before the February 7 election thru the intercession/marginal note of the then First
Lady Imelda Marcos.” Although citizens are afforded the right to information and, pursuant thereto, are entitled
to “access to official records,” the Constitution does not accord them a right to compel custodians of official
records to prepare lists, abstracts, summaries and the like in their desire to acquire information on matters of
public concern. It must be stressed that it is essential for a writ of mandamus to issue that the applicant has a well-
defined, clear and certain legal right to the thing demanded and that it is the imperative duty of defendant to
perform the act required. The corresponding duty of the respondent to perform the required act must be clear and
specific [Lemi v. Valencia, G.R. No. L-20768, November 29, 1968, 126 SCRA 203; Ocampo v. Subido, G.R. No.
L-28344, August 27, 1976, 72 SCRA 443.] The request of the petitioners fails to meet this standard, there being
no duty on the part of respondent to prepare the list requested.
Legaspi vs. Civil Service Commission
These constitutional provisions are selfexecuting. They supply the rules by means of which the right to
information may be enjoyed (Cooley, A Treatise on the Constitutional Limitations 167 [1927]) by guaranteeing
the right and mandating the duty to afford access to sources of information. Hence, the fundamental right therein
recognized may be asserted by the people upon the ratification of the constitution without need for any ancillary
act of the Legislature. (Id. at, p. 165) What may be provided for by the Legislature are reasonable conditions and
limitations upon the access to be afforded which must, of necessity, be consistent with the declared State policy
of full public disclosure of all transactions involving public interest (Constitution, Art. II, Sec. 28). However, it
cannot be overemphasized that whatever limitation may be prescribed by the Legislature, the right and the duty
under Art. III, Sec. 7 have become operative and enforceable by virtue of the adoption of the New Charter.
Therefore, the right may be properly invoked in a Mandamus proceeding such as this one.
ln the case before Us, the respondent takes issue on the personality of the petitioner to bring this suit. It is asserted
that, the instant Petition is bereft of any allegation of Legaspi's actual interest in the civil service eligibilities of
Julian Sibonghanoy and Mariano Agas. At most there is a vague reference to an unnamed client in whose behalf
he had allegedly acted when he made inquiries on the subject (Petition, Rollo, p. 3). But what is clear upon the
face of the Petition is that the petitioner has firmly anchored his case upon the right of the people to information
on matters of public concern, which, by its very nature, is a public right. It has been held that: * * * when the
question is one of public right and the object of the mandamus is to procure the enforcement of a public duty, the
people are regarded as the real party in interest and the relator at whose instigation the proceedings are instituted
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need not show that he has any legal or special interest in the result, it being sufficient to show that he is a citizen
and as such interested in the execution of the laws * * * (Tanada et. al. vs. Tuvera, et. al, G.R. No. L-63915, April
24, 1985, 136 SCRA 27, 36). From the foregoing, it becomes apparent that when a Mandamus proceeding
involves the assertion of a public right, the requirement of personal interest is satisfied by the mere fact that the
petitioner is a citizen, and therefore, part of the general "public" which possesses the right.
The authority to regulate the manner of examining public records does not carry with it the power to prohibit. A
distinction has to be made between the discretion to refuse outright the disclosure of or access to a particular
information and the authority to regulate the manner in which the access is to be afforded. The first is a limitation
upon the availability of access to the information sought, which only the Legislature may impose (Art. III, Sec.
6, 1987 Constitution). The second pertains to the government agency charged with the custody of public records.
Its authority to regulate access is to be exercised solely to the end that damage to, or loss of, public records may
be avoided, undue interference with the duties of said agencies may be prevented, and more importantly, that the
exercise of the same constitutional right by other persons shall be assured (Subido vs. Ozaeta, supra). Thus, while
the manner of examining public records may be subject to reasonable regulation by the government agency in
custody thereof, the duty to disclose the information of public concern, and to afford access to public records
cannot be discretionary on the part of said agencies. Certainly, its performance cannot be made contingent upon
the discretion of such agencies. Otherwise, the enjoyment of the constitutional right may be rendered nugatory by
any whimsical exercise of agency discretion. The constitutional duty, not being discretionary, its performance
may be compelled by a writ of Mandamus in a proper case.
The constitutional guarantee to information on matters of public concern is not absolute. It does not open every
door to any and all information. Under the Constitution, access to official records, papers, etc., are "subject to
limitations as may be provided by law" (Art. III, Sec. 7, second sentence). The law may therefore exempt certain
types of information from public scrutiny, such as those affecting national security (Journal No. 90, September
23, 1986, p. 10; and Journal No. 91, September 24, 1986, p. 32, 1986 Constitutional Commission). It follows that,
in every case, the availability of access to a particular public record must be circumscribed by the nature of the
information sought, i.e., (a) being of public concern or one that involves public interest, and, (b) not being
exempted by law from the operation of the constitutional guarantee. The threshold question is, therefore, whether
or not the information sought is of public interest or public concern.
In determining whether or not a particular information is of public concern there is no rigid test which can be
applied. "Public concern" like "public interest" is a term that eludes exact definition. Both terms embrace a broad
spectrum of subjects which the public may want to know, either because these directly affect their lives, or simply
because such matters naturally arouse the interest of an ordinary citizen. In the final analysis, it is for the courts
to determine in a case by case basis whether the matter at issue is of interest or importance, as it relates to or
affects the public. The information sought by the petitioner in this case is the truth of the claim of certain
government employees that they are civil service eligibles for the positions to which they were appointed. Public
office being a public trust, [Const., Art. XI, Sec. 1] it is the legitimate concern of citizens to ensure that
government positions requiring civil service eligibility are occupied only by persons who are eligibles. Public
officers are at all times accountable to the people even as to their eligibilities for their respective positions. But
then, it is not enough that the information sought is of public interest. For Mandamus to lie in a given case, the
information must not be among the species exempted by law from the operation of the constitutional guarantee.
In the instant, case while refusing to confirm or deny the claims of eligibility, the respondent has failed to cite
any provision in the Civil Service Law which would limit the petitioner's right to know who are, and who are not,
civil service eligibles. We take judicial notice of the fact that the names of those who pass the civil service
examinations, as in bar examinations and licensure examinations for various professions, are released to the
public. Hence, there is nothing secret about one's civil service eligibility, if actually possessed. Petitioner's request
is, therefore, neither unusual nor unreasonable. And when, as in this case, the government employees concerned
claim to be civil service eligibles, the public, through any citizen, has a right to verify their professed eligibilities
from the Civil Service Commission. The civil service eligibility of a sanitarian being of public concern, and in
the absence of express limitations under the law upon access to the register of civil service eligibles for said
position, the duty of the respondent Commission to confirm or deny the civil service eligibility of any person
occupying the position becomes imperative. Mandamus, therefore lies.
Tañada vs. Tuvera
After a careful study of this provision and of the arguments of the parties, both on the original petition and on the
instant motion, we have come to the conclusion, and so hold, that the clause "unless it is otherwise provided"
refers to the date of effectivity and not to the requirement of publication itself, which cannot in any event be
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omitted. This clause does not mean that the legislature may make the law effective immediately upon approval,
or on any other date, without its previous publication.
lt is not correct to say that under the disputed clause publication may be dispensed with altogether. The reason is
that such omission would offend due process insofar as it would deny the public knowledge of the laws that are
supposed to govern it. Surely, if the legislature could validly provide that a law shall become effective
immediately upon its approval notwithstanding the lack of publication (or after an unreasonably short period after
publication), it is not unlikely that persons not aware of it would be prejudiced as a result; and they would be so
not because of a failure to comply with it but simply because they did not know of its existence. Significantly,
this is not true only of penal laws as is commonly supposed. One can think of many nonpenal measures, like a
law on prescription, which must also be communicated to the persons they may affect before they can begin to
operate.
The term "laws" should refer to all laws and not only to those of general application, for strictly speaking all laws
relate to the people in general albeit there are some that do not apply to them directly. An example is a law granting
citizenship to a particular individual, like a relative of President Marcos who was decreed instant naturalization.
It surely cannot be said that such a law does not affect the public although it unquestionably does not apply
directly to all the people. The subject of such law is a matter of public interest which any member of the body
politic may question in the political forums or, if he is a proper party, even in the courts of justice. In fact, a law
without any bearing on the public would be invalid as an intrusion of privacy or as class legislation or as an ultra
vires act of the legislature. To be valid, the law must invariably affect the public interest even if it might be directly
applicable only to one individual, or some of the people only, and not to the public as a whole.
We hold therefore that all statutes, including those of local application and private laws, shall be published as a
condition for their effectivity, which shall begin fifteen days after publication unless a different effectivity date is
fixed by the legislature.
Covered by this rule are presidential decrees and executive orders promulgated by the President in the exercise
of legislative powers whenever the same are validly delegated by the legislature or, at present, directly conferred
by the Constitution. Administrative rules and regulations must also be published if their purpose is to enforce or
implement existing law pursuant also to a valid delegation.
Interpretative regulations and those merely internal in nature, that is, regulating only the personnel of the
administrative agency and not the public, need not be published. Neither is publication required of the so-called
letters of instructions issued by administrative superiors concerning the rules or guidelines to be followed by their
subordinates in the performance of their duties.
Accordingly, even the charter of a city must be published notwithstanding that it applies to only a portion of the
national territory and directy affects only the inhabitants of that place. All presidential decrees must be published,
including even, say, those naming a public place after a favored individual or exempting him from certain
prohibitions or requirements. The circulars issued by the Monetary Board must be published if they are meant not
merely to interpret but to "fill in the details" of the Central Bank Act which that body is supposed to enforce.
However, no publication is required of the instructions issued by, say, the Minister of Social Welfare on the case
studies to be made in petitions for adoption or the rules laid down by the head of a government agency on the
assignments or workload of his personnel or the wearing of office uniforms. Parenthetically, municipal ordinances
are not covered by this rule but by the Local Government Code.
We agree that the publication must be in full or it is no publication at all since its purpose is to inform the public
of the contents of the laws. As correctly pointed out by the petitioners, the mere mention of the number of the
presidential decree, the title of such decree, its whereabouts (e.g., "with Secretary Tuvera"), the supposed date of
effectivity, and in a mere supplement of the Official Gazette cannot satisfy the publication requirement. This is
not even substantial compliance. This was the manner, incidentally, in which the General Appropriations Act for
FY 1975, a presidential decree undeniably of general applicability and interest, was "published" by the Marcos
administration. The evident purpose was to withhold rather than disclose information on this vital law.
At any rate, this Court is not called upon to rule upon the wisdom of a law or to repeal or modify it if we find it
impractical. That is not our function. That function belongs to the legislature. Our task is merely to interpret and
apply the law as conceived and approved by the political departments of the government in accordance with the
prescribed procedure. Consequently, we have no choice but to pronounce that under Article 2 of the Civil Code,
the publication of laws must be made in the Official Gazette, and not elsewhere, as a requirement for their
effectivity after fifteen days from such publication or after a different period provided by the legislature.
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We also hold that the publication must be made forthwith, or at least as soon as possible, to give effect to the law
pursuant to the said Article 2. There is that possibility, of course, although not suggested by the parties that a law
could be rendered unenforceable by a mere refusal of the executive, for whatever reason, to cause its publication
as required. This is a matter, however, that we do not need to examine at this time.
Lantaco, Sr. vs. Llamas
After a careful examination of the records before this Court, We found that respondent committed grave abuse of
authority in refusing to give the complainants a copy of his decision in Criminal Cases Nos. 95647-95650. The
complainants were understandably interested in securing a copy of the decision as they were the complaining
witnesses in these four criminal cases. The request was made during office hours. It was relayed personally to the
respondent. The decision in question was already promulgated. Copies were already furnished the counsel for the
prosecution and the defense. It was already part of the public record which the citizen has a right to scrutinize.
And if there was “no more copy,” the complainants were amendable to have a xerox copy of the original on file,
copies of which, as part of court records, are allowed to be given to interested parties upon request, duly certified
as a true copy of the original on file. What aggravates the situation, as seen from the sequence of events narrated
by the complainants which were never denied or rebutted by the respondent, is that respondent, without just case,
denied complainants access to public records and gave the complainants the run-around, which is oppressive as
it is arbitrary. In Baldoza vs. Honorable Judge Rodolfo B. Dimaano (A.M. No. 112-MJ, May 5, 1976), WE
emphasized the importance of access to public records, predicated as it is on the right of the people to acquire
information on matters of public concern in which the public has a legitimate interest. While the public officers
in custody or control of public records have the discretion to regulate the manner in which such records may be
inspected, examined or copied by interested persons, such discretion does not carry with it the authorit y to
prohibit such access, inspection, examination or copying.
OUR “review” in administrative cases of this nature as defined in Vda. de Zabala vs. Pamaran (A.C. No. 200-J,
June 10, 1971, 39 SCRA 430, 433), is limited to the text of the decision and respondent’s articulations on the law
and the evidence submitted. WE do not review the decision to reverse it or to set it aside as if it were brought to
this Court on regular appeal; for this is beyond the objective of an administrative proceedings to protect the public
service, to secure the faithful and efficient performance of official functions, and to rid the public service of
incompetent, corrupt and unworthy public servants.
The uniform allegation in all the four informations for estafa that “the accused, despite repeated demands, refused
and still refuses to remit x x x,” need not anymore be proved by the prosecution; because the Social Security Act
of 1954 (R.A. No. 1161, as amended by R.A. No. 1792, No. 2658 and No. 3839, and further amended by
Presidential Decrees Nos. 24, 65 and 177), makes it the duty of the employer to remit the contributions without
need of any demand therefor by the employee. Section 22(a), (b), (c) and (d) of said Act, governing “Remittance
of Contributions” requires as a legal obligation of every employer to remit within the first seven (7) days of the
month the contributions of the employee and the employer to the Social Security System, failing which invites
the imposition of a penalty of three percent (3%). With this mandate of the law, demand on the part of the
employee before the employer remits these contributions to the SSS is not a condition precedent for such
remittance. The Social Security System can collect such contributions in the same manner as taxes are made
collectible under the National Internal Revenue Code (Sec. 22[b], Social Security Act).
Indeed, considering that about nineteen (19) years before July 31, 1975, when respondent rendered his decision
in the four estafa cases, it was a settled doctrine that an employer-employee relationship exists between jeepney
owners/operators and jeepney drivers under the boundary system arrangement, of which rule respondent was
obviously ignorant (Section 1, Rule 129, Rules of Court, and in line with Municipal Board of Manila vs. Agustin,
65 Phil. 144).
Since an employeremployee relationship subsists between the jeepney owners/operators and jeepney drivers
under the boundary system arrangement, SSS coverage “shall be compulsory” (Sec. 9, Social Security Act), the
SSS’s deduction would follow as a matter of law (Sec. 18, supra), and the accused in the four estafa cases, without
previous demand by the jeepney drivers, is under legal obligation to remit the driver’s contribution to the SSS.
In recapitulation, We find that respondent exhibited gross ignorance of the Social Security Act of 1954, as
amended, particularly the sections governing SSS compulsory coverage, employer-employee contributions,
deduction of SSS’s contributions, and remittance of SSS contributions; and of the settled jurisprudence that the
relationship between jeepney owners/operators and jeepney drivers under the boundary system arrangement is
that of employer and employee. Or, if respondent was aware of them, he deliberately refrained from applying
them, which can never be excused x x x. Wherefore, respondent Francisco R. Llamas is hereby dismissed as city
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Judge of Pasay City with forfeiture of all retirement privileges and with prejudice to reinstatement to any position
in the national or local government, including government-owned or controlled corporations, agencies or
instrumentalities.
WE, moreover, find that respondent repeatedly ignored this Court’s directive to file his comment on the instant
complaint within ten (10) days from receipt of our 2nd Indorsement of September 16, 1975, necessitating the
sending of two tracer letters dated October 23, 1975 and November 25, 1975. His comment came only on March
8, 1976. His failure to submit the required comment within the period fixed is disrespect to the Court as well as
aggravated the delay in the speedy and orderly disposition of this administrative complaint.
Baldoza vs. Dimaano
As found by the Investigating Judge, the respondent allowed the complainant to open and view the docket books
of respondent under certain conditions and under his control and supervision. It has not been shown that the rules
and conditions imposed by the respondent were unreasonable. The access to public records is predicated on the
right of the people to acquire information on matters of public concern. Undoubtedly in a democracy, the public
has a legitimate interest in matters of social and political significance. In an earlier case, this Court held that
mandamus would lie to compel the Secretary of Justice and the Register of Deeds to examine the records of the
latter office. Predicating the right to examine the records on statutory provisions, and to a certain degree by general
principles of democratic institutions, this Court stated that while the Register of Deeds has discretion to exercise
as to the manner in which persons desiring to inspect, examine or copy the records in his office may exercise their
rights, such power does not carry with it authority to prohibit.
The New Constitution now expressly recognizes that the people are entitled to information on matters of public
concern and thus are expressly granted access to official records, as well as documents of official acts, or
transactions, or decisions, subject to such limitations imposed by law. The incorporation of this right in the
Constitution is a recognition of the fundamental role of free exchange of information in a democracy. There can
be no realistic perception by the public of the nation’s problems, nor a meaningful democratic decision making if
they are denied access to information of general interest. Information is needed to enable the members of society
to cope with the exigencies of the times. x x x However, restrictions on access to certain records may be imposed
by law. Thus, access restrictions imposed to control civil insurrection have been permitted upon a showing of
immediate and impending danger that renders ordinary means of control inadequate to maintain order.
ARTICLE IV – SUFFRAGE
Section 2
The Congress shall provide a system for securing the secrecy and sanctity of the ballot as well as a system
for absentee voting by qualified Filipinos abroad.
The Congress shall also design a procedure for the disabled and the illiterates to vote without the
assistance of other persons. Until then, they shall be allowed to vote under existing laws and such rules
as the Commission on Elections may promulgate to protect the secrecy of the ballot.
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even intended to extend to young Filipinos who reach voting age abroad whose parents’ domicile of origin is in
the Philippines, and consider them qualified as voters for the first time.
Contrary to the claim of petitioner, the execution of the affidavit itself is not the enabling or enfranchising act.
The affidavit required in Section 5(d) is not only proof of the intention of the immigrant or permanent resident to
go back and resume residency in the Philippines, but more significantly, it serves as an explicit expression that
he had not in fact abandoned his domicile of origin. Thus, it is not correct to say that the execution of the affidavit
under Section 5(d) violates the Constitution that proscribes “provisional registration or a promise by a voter to
perform a condition to qualified to vote in a political exercise.”
It must be emphasized that Section 5(d) does not only require an affidavit or a promise to “resume actual physical
permanent residence in the Philippines not later than three years from approval of his/her registration,” the
Filipinos abroad must also declare that they have not applied for citizenship in another country. Thus, they must
return to the Philippines; otherwise, their failure to return “shall be cause for the removal” of their names “from
the National Registry of Absentee Voters and his/her permanent disqualification to vote in absentia.”
Congress itself was conscious of said probability and in fact, it has addressed the expected problem. Section 5(d)
itself provides for a deterrence which is that the Filipino who fails to return as promised stands to lose his right
of suffrage. Under Section 9, should a registered overseas absentee voter fail to vote for two consecutive national
elections, his name may be ordered removed from the National Registry of Overseas Absentee Voters.
Congress could not have allowed the COMELEC to usurp a power that constitutionally belongs to it or, as aptly
stated by petitioner, to encroach “on the power of Congress to canvass the votes for president and vice-president
and the power to proclaim the winners for the said positions.” The provisions of the Constitution as the
fundamental law of the land should be read as part of The Overseas Absentee Voting Act of 2003 and hence, the
canvassing of the votes and the proclamation of the winning candidates for president and vice-president for the
entire nation must remain in the hands of Congress.
In this jurisdiction, it is well settled that “domicile” and “residence” as used in election laws are synonymous
terms which import not only an intention to reside in a fixed place but also personal presence in that place coupled
with conduct indicative of that intention. Domicile is a question of intention and circumstances. There are three
(3) rules that must be observed in the consideration of circumstances: first, that a man must have a residence or
domicile somewhere; second, domicile is not easily lost, once established it is retained until a new one is acquired;
and third, a man can have but one residence or domicile at a time. The principal elements of domicile, i.e., physical
presence in the locality involved and intention to adopt it as a domicile, must concur in order to establish a new
domicile. No change of domicile will result if either of these elements is absent. Intention to acquire a domicile
without actual residence in the locality does not result in the acquisition of domicile, nor does the fact of physical
presence without intention.
PART III
THE STRUCTURES AND POWERS OF THE NATIONAL GOVERNMENT
A. Inherent Power of the State
Police Power
Rubi vs. Provincial Board of Mindoro
The police power of the State is a power coextensive with self-protection, and is not inaptly termed the "law of
overruling necessity." The Government of the Philippine Islands has both on reason and authority the right to
exercise the sovereign police power in the promotion of the general welfare and the public interest.
The doctrines of laissez faire and of unrestricted freedom of the individual, as axioms of economics and political
theory, are of the past. The modern period has shown a widespread belief in the amplest possible demonstration
of governmental activity.
Considered purely as an exercise of the police power, the courts cannot fairly say that the Legislature has exceeded
its rightful authority in enacting section 2145 of the Administrative Code of 1917.
The fundamental objective of governmental policy is to establish friendly relations with the so-called non-
Christians, and to promote their educational, agricultural, industrial, and economic development and advancement
in civilization. In so far as the Manguianes themselves are concerned, the purposes of the Government are to
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gather together the children for educational purposes, and to improve the health and morals—is in fine, to begin
the process of civilization.
In so far as the relation of the Manguianes to the State is concerned, the purposes of the Legislature in enacting
the law, and of the executive branch in enforcing it, are to protect the settlers in Mindoro and to develop the
resources of that great Island.
Most cautiously should the power of this court to overrule the judgment of the Philippine Legislature, a coordinate
branch, be exercised. The whole tendency of the best considered cases is toward non-interference on the part of
the courts whenever political ideas are the moving consideration.
National Security
Public Order
United States vs. Pompeya
The police power of the state has been variously defined. It has been defined as the power of the government,
inherent in every sovereign, and cannot be limited; the power vested in the legislature to make such laws as they
shall judge to be for the good of the state and its subjects; the power to govern men and things, extending to the
protection of the lives, limbs, health, comfort, and quiet of all persons, and the protection of all property within
the state; the authority to establish such rules and regulations for the conduct of all persons as may be conducive
to the public interest. The police power of the state may be said to embrace the whole system of internal
regulations by which the state seeks, not only to preserve public order and to prevent offenses against the state,
but also to establish, for the intercourse of citizen with citizen, those rules of good manners and good
neighborhood which are calculated to prevent a conflict of rights, and to ensure to each the uninterrupted
enjoyment of his own, so far as is reasonably consistent with a like enjoyment of the rights of others.
The contribution, which is levied upon sugar centrals and sugar cane planters under Republic Act No. 632 in order
to constitute the Sugar Research and Stabilization Fund or the capital of the Philippine Sugar Institute (Philsugin),
is not an exercise of the power of taxation nor the imposition of a special assessment but is an exercise of the
police power for the general welfare of the country. It is an exercise of the sovereign power which no private
citizen may lawfully resist. It is constitutional, being similar to the levy under the Sugar Adjustment Act (Com.
Act No. 567) which constituted the Sugar Adjustment and Stabilization Fund (Lutz vs. Araneta, 98 Phil. 148).
The prevailing rule in constitutional litigation is that no question involving the constitutionality or validity of a
law or governmental act may be heard and decided by the Court unless there is compliance with the legal requisites
for judicial inquiry, namely: (a) there must be an actual case or controversy calling for the exercise of judicial
power; (b) the person challenging the act must have the standing to question the validity of the subject act or
issuance; (c) the question of constitutionality must be raised at the earliest opportunity; and (d) the issue of
constitutionality must be the very lis mota of the case. Of these requisites, case law states that the first two are the
most important and, therefore, shall be discussed forthwith.
As for the PDAF, the Court must dispel the notion that the issues related thereto had been rendered moot and
academic by the reforms undertaken by respondents. A case becomes moot when there is no more actual
controversy between the parties or no useful purpose can be served in passing upon the merits. Differing from
this description, the Court observes that respondents’ proposed line-item budgeting scheme would not terminate
the controversy nor diminish the useful purpose for its resolution since said reform is geared towards the 2014
budget, and not the 2013 PDAF Article which, being a distinct subject matter, remains legally effective and
existing. Neither will the President’s declaration that he had already “abolished the PDAF” render the issues on
PDAF moot precisely because the Executive branch of government has no constitutional authority to nullify or
annul its legal existence. By constitutional design, the annulment or nullification of a law may be done either by
Congress, through the passage of a repealing law, or by the Court, through a declaration of unconstitutionality.
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The “limitation on the power of judicial review to actual cases and controversies” carries the assurance that “the
courts will not intrude into areas committed to the other branches of government.” Essentially, the foregoing
limitation is a restatement of the political question doctrine which, under the classic formulation of Baker v. Carr,
369 US 186 82, S. Ct. 691, L. Ed. 2d. 663 [1962], applies when there is found, among others, “a textually
demonstrable constitutional commitment of the issue to a coordinate political department,” “a lack of judicially
discoverable and manageable standards for resolving it” or “the impossibility of deciding without an initial policy
determination of a kind clearly for non-judicial discretion.” Cast against this light, respondents submit that the
“[t]he political branches are in the best position not only to perform budget-related reforms but also to do them in
response to the specific demands of their constituents” and, as such, “urge [the Court] not to impose a solution at
this stage.”
A political question refers to “those questions which, under the Constitution, are to be decided by the people in
their sovereign capacity, or in regard to which full discretionary authority has been delegated to the Legislature
or executive branch of the Government. It is concerned with issues dependent upon the wisdom, not legality, of
a particular measure.” The intrinsic constitutionality of the “Pork Barrel System” is not an issue dependent upon
the wisdom of the political branches of government but rather a legal one which the Constitution itself has
commanded the Court to act upon. Scrutinizing the contours of the system along constitutional lines is a task that
the political branches of government are incapable of rendering precisely because it is an exercise of judicial
power. More importantly, the present Constitution has not only vested the Judiciary the right to exercise judicial
power but essentially makes it a duty to proceed therewith. Section 1, Article VIII of the 1987 Constitution cannot
be any clearer: “The judicial power shall be vested in one Supreme Court and in such lower courts as may be
established by law. [It] includes the duty of the courts of justice to settle actual controversies involving rights
which are legally demandable and enforceable, and to determine whether or not there has been a grave abuse of
discretion amounting to lack or excess of jurisdiction on the part of any branch or instrumentality of the
Government.”
It must also be borne in mind that “when the judiciary mediates to allocate constitutional boundaries, it does not
assert any superiority over the other departments; does not in reality nullify or invalidate an act of the legislature
[or the executive], but only asserts the solemn and sacred obligation assigned to it by the Constitution.” To a great
extent, the Court is laudably cognizant of the reforms undertaken by its co-equal branches of government. But it
is by constitutional force that the Court must faithfully perform its duty. Ultimately, it is the Court’s avowed
intention that a resolution of these cases would not arrest or in any manner impede the endeavors of the two other
branches but, in fact, help ensure that the pillars of change are erected on firm constitutional grounds. After all, it
is in the best interest of the people that each great branch of government, within its own sphere, contributes its
share towards achieving a holistic and genuine solution to the problems of society. For all these reasons, the Court
cannot heed respondents’ plea for judicial restraint.
The principle of separation of powers refers to the constitutional demarcation of the three fundamental powers of
government. In the celebrated words of Justice Laurel in Angara v. Electoral Commission, 63 Phil. 139 (1936), it
means that the “Constitution has blocked out with deft strokes and in bold lines, allotment of power to the
executive, the legislative and the judicial departments of the government.” To the legislative branch of
government, through Congress, belongs the power to make laws; to the executive branch of government, through
the President, belongs the power to enforce laws; and to the judicial branch of government, through the Court,
belongs the power to interpret laws. Because the three great powers have been, by constitutional design, ordained
in this respect, “[e]ach department of the government has exclusive cognizance of matters within its jurisdiction,
and is supreme within its own sphere.” Thus, “the legislature has no authority to execute or construe the law, the
executive has no authority to make or construe the law, and the judiciary has no power to make or execute the
law.” The principle of separation of powers and its concepts of autonomy and independence stem from the notion
that the powers of government must be divided to avoid concentration of these powers in any one branch; the
division, it is hoped, would avoid any single branch from lording its power over the other branches or the citizenry.
To achieve this purpose, the divided power must be wielded by co-equal branches of government that are equally
capable of independent action in exercising their respective mandates. Lack of independence would result in the
inability of one branch of government to check the arbitrary or self interest assertions of another or others.
The Legislative branch of government, much more any of its members, should not cross over the field of
implementing the national budget since, as earlier stated, the same is properly the domain of the Executive. Again,
in Guingona, Jr., the Court stated that “Congress enters the picture [when it] deliberates or acts on the budget
proposals of the President. Thereafter, Congress, “in the exercise of its own judgment and wisdom, formulates an
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appropriation act precisely following the process established by the Constitution, which specifies that no money
may be paid from the Treasury except in accordance with an appropriation made by law.” Upon approval and
passage of the GAA, Congress’ law-making role necessarily comes to an end and from there the Executive’s role
of implementing the national budget begins. So as not to blur the constitutional boundaries between them,
Congress must “not concern itself with details for implementation by the Executive.” The foregoing cardinal
postulates were definitively enunciated in Abakada where the Court held that “[f]rom the moment the law
becomes effective, any provision of law that empowers Congress or any of its members to play any role in the
implementation or enforcement of the law violates the principle of separation of powers and is thus
unconstitutional.” It must be clarified, however, that since the restriction only pertains to “any role in the
implementation or enforcement of the law,” Congress may still exercise its oversight function which is a
mechanism of checks and balances that the Constitution itself allows. But it must be made clear that Congress’
role must be confined to mere oversight. Any postenactment-measure allowing legislator participation beyond
oversight is bereft of any constitutional basis and hence, tantamount to impermissible interference and/or
assumption of executive functions.
Clearly, these post-enactment measures which govern the areas of project identification, fund release and fund
realignment are not related to functions of congressional oversight and, hence, allow legislators to intervene
and/or assume duties that properly belong to the sphere of budget execution. Indeed, by virtue of the foregoing,
legislators have been, in one form or another, authorized to participate in — as Guingona, Jr. puts it — “the
various operational aspects of budgeting,” including “the evaluation of work and financial plans for individual
activities” and the “regulation and release of funds” in violation of the separation of powers principle. The
fundamental rule, as categorically articulated in Abakada, cannot be overstated — from the moment the law
becomes effective, any provision of law that empowers Congress or any of its members to play any role in the
implementation or enforcement of the law violates the principle of separation of powers and is thus
unconstitutional. That the said authority is treated as merely recommendatory in nature does not alter its
unconstitutional tenor since the prohibition, to repeat, covers any role in the implementation or enforcement of
the law. Towards this end, the Court must therefore abandon its ruling in Philconsa which sanctioned the conduct
of legislator identification on the guise that the same is merely recommendatory and, as such, respondents’
reliance on the same falters altogether.
The Court hereby declares the 2013 PDAF Article as well as all other provisions of law which similarly allow
legislators to wield any form of post-enactment authority in the implementation or enforcement of the budget,
unrelated to congressional oversight, as violative of the separation of powers principle and thus unconstitutional.
Corollary thereto, informal practices, through which legislators have effectively intruded into the proper phases
of budget execution, must be deemed as acts of grave abuse of discretion amounting to lack or excess of
jurisdiction and, hence, accorded the same unconstitutional treatment. That such informal practices do exist and
have, in fact, been constantly observed throughout the years has not been substantially disputed here.
As an adjunct to the separation of powers principle, legislative power shall be exclusively exercised by the body
to which the Constitution has conferred the same. In particular, Section 1, Article VI of the 1987 Constitution
states that such power shall be vested in the Congress of the Philippines which shall consist of a Senate and a
House of Representatives, except to the extent reserved to the people by the provision on initiative and
referendum. Based on this provision, it is clear that only Congress, acting as a bicameral body, and the people,
through the process of initiative and referendum, may constitutionally wield legislative power and no other. This
premise embodies the principle of non-delegability of legislative power, and the only recognized exceptions
thereto would be: (a) delegated legislative power to local governments which, by immemorial practice, are
allowed to legislate on purely local matters; and (b) constitutionally-grafted exceptions such as the authority of
the President to, by law, exercise powers necessary and proper to carry out a declared national policy in times of
war or other national emergency, or fix within specified limits, and subject to such limitations and restrictions as
Congress may impose, tariff rates, import and export quotas, tonnage and wharfage dues, and other duties or
imposts within the framework of the national development program of the Government.
In the cases at bar, the Court observes that the 2013 PDAF Article, insofar as it confers post-enactment
identification authority to individual legislators, violates the principle of nondelegability since said legislators are
effectively allowed to individually exercise the power of appropriation, which — as settled in Philconsa — is
lodged in Congress. That the power to appropriate must be exercised only through legislation is clear from Section
29(1), Article VI of the 1987 Constitution which states that: “No money shall be paid out of the Treasury except
in pursuance of an appropriation made by law.” To understand what constitutes an act of appropriation, the Court,
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in Bengzon v. Secretary of Justice and Insular Auditor (Bengzon), held that the power of appropriation involves
(a) the setting apart by law of a certain sum from the public revenue for (b) a specified purpose. Essentially, under
the 2013 PDAF Article, individual legislators are given a personal lump-sum fund from which they are able to
dictate (a) how much from such fund would go to (b) a specific project or beneficiary that they themselves also
determine. As these two (2) acts comprise the exercise of the power of appropriation as described in Bengzon,
and given that the 2013 PDAF Article authorizes individual legislators to perform the same, undoubtedly, said
legislators have been conferred the power to legislate which the Constitution does not, however, allow. Thus,
keeping with the principle of nondelegability of legislative power, the Court hereby declares the 2013 PDAF
Article, as well as all other forms of Congressional Pork Barrel which contain the similar legislative identification
feature as herein discussed, as unconstitutional.
A prime example of a constitutional check and balance would be the President’s power to veto an item written
into an appropriation, revenue or tariff bill submitted to him by Congress for approval through a process known
as “bill presentment.” The President’s item-veto power is found in Section 27(2), Article VI of the 1987
Constitution which reads as follows: Sec. 27. x x x. x x x x (2) The President shall have the power to veto any
particular item or items in an appropriation, revenue, or tariff bill, but the veto shall not affect the item or items
to which he does not object. The presentment of appropriation, revenue or tariff bills to the President, wherein he
may exercise his power of item-veto, forms part of the “single, finely wrought and exhaustively considered,
procedures” for law-passage as specified under the Constitution. As stated in Abakada, the final step in the law-
making process is the “submission [of the bill] to the President for approval. Once approved, it takes effect as law
after the required publication.”
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THE LEGISLATIVE DEPARTMENT
Delegation of Powers
Delegation to the People
People vs. Vera
The power to make laws—the legislative power—is vested in a bicameral Legislature by the Jones Law and in a
unicameral National Assembly by the Constitution. The Philippine Legislature or the National Assembly may not
escape its duties and responsibilities by delegating that power to any other body or authority. Any attempt to
abdicate the power is unconstitutional and void, on the principle that potestas delegata non delegare potest. This
principle is said to have originated with the glossators, was introduced into English law through a misreading of
Bracton, there developed as a principle of agency, was established by Lord Coke in the English public law in
decisions forbidding the delegation of judicial power, and found its way into America as an enlightened principle
of free government. It has since become an accepted corollary of the principle of separation of powers.
The rule, however, which forbids the delegation of legislative power is not absolute and inflexible. It admits of
exceptions. An exception sanctioned by immemorial practice permits the central legislative body to delegate
legislative powers to local authorities. On quite the same principle, Congress is empowered to delegate legislative
power to such agencies in the territories of the United States as it may select, Courts have also sustained the
delegation of legislative power to the people at large, though some authorities maintain that this may not be done.
Doubtless, also, legislative power may be delegated by the Constitution itself. Section 14, paragraph 2, of Article
VI of the Constitution of the Philippines ilippines provides that "The National As limitations and restrictions as
it may impose, -to fix within specified limits, tariff rates, import or export quotas, and tonnage and wharfage
dues." And section 16 of the Same article of the Constitution provides that "In times of war or other national
emergency, the National Assembly may by law authorize the President, for a limited period and subject to such
restrictions as it may prescribe, to promulgate rules and regulations to carry out a declared national policy."
In testing whether a statute constitutes an undue delegation of legislative power or not, it is usual to inquire
whether the statute was complete in all its terms and provisions when it left the hands of the legislature so -that
nothing was left to the judgment of any other appointee or delegate of the legislature. In United States vs. Ang
Tang Ho {[1922], 43 Phil., 1), the Supreme Court adhered to the foregoing rule. The general rule, however, is
limited by another rule that to a certain extent matters of detail may be left to be filled in by rules and regulations
to be adopted or promulgated by executive officers and administrative boards. As a rule, an act of the legislature
is incomplete and hence invalid if it does not lay down any rule or definite standard by which the administrative
board may be guided in the exercise of the discretionary powers delegated to it. The Probation Act does not, by
the 'force of any of its provisions, fix and impose upon the provincial boards any standard or guide in the exercise
of their discretionary power. What is granted is a "roving commission" which enables the provincial boards to
exercise arbitrary discretion. By section 11 of the Act, the legislature does seemingly on its own authority extend
the benefits of the Probation Act to the provinces but in reality leaves the entire matter for the various provincial
boards to determine. If a provincial board does not wish to have the Act applied in its province, all that it has to
do is to decline to appropriate the needed amount for the salary of a probation officer. This is a virtual surrender
of legislative power to the provincial boards.
The true distinction is between the delegation of power to make the law, which necessarily involves a discretion
as to what it shall be, and conferring an authority or discretion as to its execution, to be exercised under and in
pursuance of the law. The first cannot be done; to the latter no valid objection can be made. (Cincinnati, W. & Z.
R. Co. vs. Clinton County Comrs. [1852], 1 Ohio St., 77, 88. See also, Sutherland on Statutory Construction, sec.
68.) To the same effect are decisions of the Supreme Court in the Municipality of Cardona vs. Municipality of
Binangonan ([1917], 36 Phil., 547); Rubi vs. Provincial Board of Mindoro ([1919], 39 Phil., 660); and Cruz vs.
Youngberg ([1931], 56 Phil., 234).
Laws may be made effective on certain contingencies, as by proclamation of the executive or the adoption by the
people of a particular community (6 R. C. L., 118, 170172; Cooley, Constitutional Limitations, 8th ed., vol. I, p.
227). In Wayman vs. Southard ([1825], 10 Wheat, 1; 6 Law. ed., 253), the Supreme Court of the United States
ruled that the legisture may delegate a power not legislative which it may itself rightfully exercise. The power to
ascertain facts is such a power which may be delegated. There is nothing essentially legislative in ascertaining
the existence of facts or conditions as the basis of the taking into effect of a law. That is a mental process common
to all branches of the government. Notwithstanding the apparent tendency to relax the rule prohibiting delegation
of legislative authority on account of the complexity arising from social and economic forces at work in this
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modern industrial age, the orthodox pronouncement of Judge Cooley in his work on Constitutional Limitations
finds restatement in Professor Willoughby's treatise on the Constitution of the United States and is accepted.
Delegation to Local Governments
Delegation to Administrative Bodies
Cruz vs. Youngberg
The power given by Act No. 3155 to the governor general to suspend or not, at his discretion, the prohibition
provided in the Act does not constitute an unlawful delegation of the legislative powers, but confers an authority
or discretion as to its execution, to be exercised under and in pursuance of the law. The first cannot be done to the
latter no valid objection can be made.
Abakada Guro Party List vs. Ermita
The principle of separation of powers ordains that each of the three great branches of government has exclusive
cognizance of and is supreme in matters falling within its own constitutionally allocated sphere. A logical
corollary to the doctrine of separation of powers is the principle of non-delegation of powers, as expressed in the
Latin maxim: potestas delegata non delegari potest which means “what has been delegated, cannot be delegated.”
This doctrine is based on the ethical principle that such as delegated power constitutes not only a right but a duty
to be performed by the delegate through the instrumentality of his own judgment and not through the intervening
mind of another.
The powers which Congress is prohibited from delegating are those which are strictly, or inherently and
exclusively, legislative. Purely legislative power, which can never be delegated, has been described as the
authority to make a complete law—complete as to the time when it shall take effect and as to whom it shall be
applicable—and to determine the expediency of its enactment. Thus, the rule is that in order that a court may be
justified in holding a statute unconstitutional as a delegation of legislative power, it must appear that the power
involved is purely legislative in nature—that is, one appertaining exclusively to the legislative department. It is
the nature of the power, and not the liability of its use or the manner of its exercise, which determines the validity
of its delegation. Nonetheless, the general rule barring delegation of legislative powers is subject to the following
recognized limitations or exceptions:
(1) Delegation of tariff powers to the President under Section 28 (2) of Article VI of the Constitution;
(2) Delegation of emergency powers to the President under Section 23 (2) of Article VI of the Constitution;
(3) Delegation to the people at large;
(4) Delegation to local governments; and
(5) Delegation to administrative bodies.
In every case of permissible delegation, there must be a showing that the delegation itself is valid. It is valid only
if the law (a) is complete in itself, setting forth therein the policy to be executed, carried out, or implemented by
the delegate; and (b) fixes a standard—the limits of which are sufficiently determinate and determinable—to
which the delegate must conform in the performance of his functions. A sufficient standard is one which defines
legislative policy, marks its limits, maps out its boundaries and specifies the public agency to apply it. It indicates
the circumstances under which the legislative command is to be effected. Both tests are intended to prevent a total
transference of legislative authority to the delegate, who is not allowed to step into the shoes of the legislature
and exercise a power essentially legislative.
The legislature may delegate to executive officers or bodies the power to determine certain facts or conditions, or
the happening of contingencies, on which the operation of a statute is, by its terms, made to depend, but the
legislature must prescribe sufficient standards, policies or limitations on their authority. While the power to tax
cannot be delegated to executive agencies, details as to the enforcement and administration of an exercise of such
power may be left to them, including the power to determine the existence of facts on which its operation depends.
The rationale for this is that the preliminary ascertainment of facts as basis for the enactment of legislation is not
of itself a legislative function, but is simply ancillary to legislation. Thus, the duty of correlating information and
making recommendations is the kind of subsidiary activity which the legislature may perform through its
members, or which it may delegate to others to perform. Intelligent legislation on the complicated problems of
modern society is impossible in the absence of accurate information on the part of the legislators, and any
reasonable method of securing such information is proper. The Constitution as a continuously operative charter
of government does not require that Congress find for itself every fact upon which it desires to base legislative
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action or that it make for itself detailed determinations which it has declared to be prerequisite to application of
legislative policy to particular facts and circumstances impossible for Congress itself properly to investigate.
The case before the Court is not a delegation of legislative power. It is simply a delegation of ascertainment of
facts upon which enforcement and administration of the increase rate under the law is contingent. The legislature
has made the operation of the 12% rate effective January 1, 2006, contingent upon a specified fact or condition.
It leaves the entire operation or non-operation of the 12% rate upon factual matters outside of the control of the
executive. No discretion would be exercised by the President. Highlighting the absence of discretion is the fact
that the word shall is used in the common proviso. The use of the word shall connotes a mandatory order. Its use
in a statute denotes an imperative obligation and is inconsistent with the idea of discretion. Where the law is clear
and unambiguous, it must be taken to mean exactly what it says, and courts have no choice but to see to it that
the mandate is obeyed. Thus, it is the ministerial duty of the President to immediately impose the 12% rate upon
the existence of any of the conditions specified by Congress. This is a duty which cannot be evaded by the
President. Inasmuch as the law specifically uses the word shall, the exercise of discretion by the President does
not come into play. It is a clear directive to impose the 12% VAT rate when the specified conditions are present.
The time of taking into effect of the 12% VAT rate is based on the happening of a certain specified contingency,
or upon the ascertainment of certain facts or conditions by a person or body other than the legislature itself.
When one speaks of the Secretary of Finance as the alter ego of the President, it simply means that as head of the
Department of Finance he is the assistant and agent of the Chief Executive. The multifarious executive and
administrative functions of the Chief Executive are performed by and through the executive departments, and the
acts of the secretaries of such departments, such as the Department of Finance, performed and promulgated in the
regular course of business, are, unless disapproved or reprobated by the Chief Executive, presumptively the acts
of the Chief Executive. The Secretary of Finance, as such, occupies a political position and holds office in an
advisory capacity, and, in the language of Thomas Jefferson, “should be of the President’s bosom confidence”
and, in the language of Attorney-General Cushing, is “subject to the direction of the President.”
In the present case, in making his recommendation to the President on the existence of either of the two conditions,
the Secretary of Finance is not acting as the alter ego of the President or even her subordinate. In such instance,
he is not subject to the power of control and direction of the President. He is acting as the agent of the legislative
department, to determine and declare the event upon which its expressed will is to take effect. The Secretary of
Finance becomes the means or tool by which legislative policy is determined and implemented, considering that
he possesses all the facilities to gather data and information and has a much broader perspective to properly
evaluate them. His function is to gather and collate statistical data and other pertinent information and verify if
any of the two conditions laid out by Congress is present. His personality in such instance is in reality but a
projection of that of Congress. Thus, being the agent of Congress and not of the President, the President cannot
alter or modify or nullify, or set aside the findings of the Secretary of Finance and to substitute the judgment of
the former for that of the latter.
Congress simply granted the Secretary of Finance the authority to ascertain the existence of a fact, namely,
whether by December 31, 2005, the value-added tax collection as a percentage of Gross Domestic Product (GDP)
of the previous year exceeds two and four-fifth percent (2 4/5%) or the national government deficit as a percentage
of GDP of the previous year exceeds one and one-half percent (1 1/2%). If either of these two instances has
occurred, the Secretary of Finance, by legislative mandate, must submit such information to the President. Then
the 12% VAT rate must be imposed by the President effective January 1, 2006. There is no undue delegation of
legislative power but only of the discretion as to the execution of a law. This is constitutionally permissible.
Congress does not abdicate its functions or unduly delegate power when it describes what job must be done, who
must do it, and what is the scope of his authority; in our complex economy that is frequently the only way in
which the legislative process can go forward.
As to the argument of petitioners ABAKADA GURO Party List, et al. that delegating to the President the
legislative power to tax is contrary to the principle of republicanism, the same deserves scant consideration.
Congress did not delegate the power to tax but the mere implementation of the law. The intent and will to increase
the VAT rate to 12% came from Congress and the task of the President is to simply execute the legislative policy.
That Congress chose to do so in such a manner is not within the province of the Court to inquire into, its task
being to interpret the law.
Delegation of Express Authority
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Garcia vs. Executive Secretary
Section 28(2) of Article VI of the Constitution provides as follows: “(2) The Congress may, by law, authorize the
President to fix within specified limits, and subject to such limitations and restrictions as it may impose, tariff
rates, import and export quotas, tonnage and wharfage dues, and other duties or imposts within the framework of
the national development program of the Government.” There is thus explicit constitutional permission to
Congress to authorize the President “subject to such limitations and restrictions as [Congress] may impose” to fix
“within specific limits” “tariff rates x x x and other duties or imposts x x x.”
In the third place, customs duties which are assessed at the prescribed tariff rates are very much like taxes which
are frequently imposed for both revenue-raising and for regulatory purposes. Thus, it has been held that “customs
duties” is “the name given to taxes on the importation and exportation of commodities, the tariff or tax assessed
upon merchandise imported from, or exported to, a foreign country.” The levying of customs duties on imported
goods may have in some measure the effect of protecting local industries where such local industries actually
exist and are producing comparable goods. Simultaneously, however, the very same customs duties inevitably
have the effect of producing governmental revenues. Customs duties like internal revenue taxes are rarely, if ever,
designed to achieve one policy objective only. Most commonly, customs duties, which constitute taxes in the
sense of exactions the proceeds of which become public funds —have either or both the generation of revenue
and the regulation of economic or social activity as their moving purposes and frequently, it is very difficult to
say which, in a particular instance, is the dominant or principal objective. In the instant case, since the Philippines
in fact produces ten (10) to fifteen percent (15%) of the crude oil consumed here, the imposition of increased
tariff rates and a special duty on imported crude oil and imported oil products may be seen to have some
“protective” impact upon indigenous oil production. For the effective price of imported crude oil and oil products
is increased. At the same time, it cannot be gainsaid that substantial revenues for the government are raised by
the imposition of such increased tariff rates or special duty.
In the fourth place, petitioner’s concept which he urges us to build into our constitutional and customs law, is a
stiflingly narrow one. Section 401 of the Tariff and Customs Code establishes general standards with which the
exercise of the authority delegated by that provision to the President must be consistent: that authority must be
exercised in “the interest of national economy, general welfare and/or national security.” Petitioner, however,
insists that the “protection of local industries” is the only permissible objective that can be secured by the exercise
of that delegated authority, and that therefore “protection of local industries” is the sum total or the alpha and the
omega of “the national economy, general welfare and/or national security.” We find it extremely difficult to take
seriously such a confined and closed view of the legislative standards and policies summed up in Section 401.
We believe, for instance, that the protection of consumers, who after all constitute the very great bulk of our
population, is at the very least as important a dimension of “the national ecomony, general welfare and national
security” as the protection of local industries. And so customs duties may be reduced or even removed precisely
for the purpose of protecting consumers from the high prices and shoddy quality and inefficient service that tariff-
protected and subsidized local manufacturers may otherwise impose upon the community.
Delegation to Carry Out Defined Policy According to Prescribed Standard
Edu vs. Ericta
The police power is thus a dynamic agency, suitably vague and far from precisely defined, rooted in the
conception that men in organizing the State and imposing upon its government limitations to safeguard
constitutional rights did not intend thereby to enable an individual citizen or a group of citizens to obstruct
unreasonably the enactment of such salutary measures calculated to insure communal peace, safety, good order
and welfare.
What cannot be delegated is the authority under the Constitution to make laws and to alter and repeal them. The
test is the completeness of the statute in all its terms and provisions when it leaves the hands of the legislature.
To avoid the taint of unlawful delegation, there must be a standard which implies at the very least that the
legislature itself determines matters of principle and lays down fundamental policy.
Rafael vs. Embroidery and Apparel Control and Inspection Board
Where the statute provides that the chairman and members of the Board (except the representative from the private
section) need only be designated by the respective department heads to sit ex officio without the necessity of new
appointments, they merely perform duties in the Board in addition to those they already perform under their
original appointments. In the absence of provision in the statute that the designated members of the Board will
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lose or forfeit their original appointments in their “parent” offices, it is evident that for purposes of their tenure
on the Board they can be considered as merely on detail, subject to recall by their respective chiefs.
The arrangement envisioned in Sec. 2 of R.A. 3137 is in no wise incompatible with or violative of the established
doctrine that “the appointing power is the exclusive prerogative of the President, upon which no limitations may
be imposed by Congress, except those resulting from the need of securing the concurrence of the Commission on
Appointments and from the exercise of the limited power to prescribe the qualifications to a given appointive
office”. We see no attempt in Republic Act 3137 to deprive the President of his power to make appointments, and
therefore on this point we rule that the law is not unconstitutional.
Where the statute requires that “a representative from the private sector coming from the Association of
Embroidery and Apparel Exporters of the Philippines” shall sit as a member of the Board, respondent P.A.E.A.E.
was not singled out by the law in order to favor it over and above others, but rather because it is the dominant
organization in the field. No privileges are accorded P.A.E.A.E. members which are not similarly given to
nonmembers. Both are within its coverage. Non-membership in the P.A.E.A.E. does not mean that the benefits
granted and the restrictions imposed by the Act shall not apply to those who choose to venture into the business
independently. It is a settled rule in constitutional law that legislation which affects with equal force all persons
of the same class and not those of another is not class legislation and does not infringe the constitutional guarantee
of equal protection of the laws.
Where the statute sets a reasonable basis under which special assessment may be imposed, this does not constitute
an undue delegation of powers. The true distinction between delegation of the power to legislate and the
conferring of authority or discretion as to the execution of the law consists in that the former necessarily involves
a discretion as to what the law shall be, while in the latter the authority or discretion as to its execution has to be
exercised under and in pursuance of the law. The first cannot be done; to the latter, no valid objection can be
made. Tested under this score, we see no valid reason to object to the validity of Republic Act 3137.
Promulgation of Rules and Regulation
Vda. de Pineda vs. Peña
—It is established in jurisprudence that Congress may validly delegate to administrative agencies the authority to
promulgate rules and regulations to implement a given legislation and effectuate its policies [People v. Exconde,
101 Phil. 1125 (1957); Director of Forestry v. Muñoz, G.R. No. L-24796, June 28, 1968, 23 SCRA 1183]. In
order to be valid, the administrative regulation must be germane to the objects and purposes of the law, conform
to the standards that the law prescribes [People v. Exconde, supra, citing Calalang v. Williams, 70 Phil. 727
(1940); Pangasinan Transportation v. Public Service Commission, 70 Phil. 221 (1940)], and must relate solely to
carrying into effect the general provisions of the law.
With these guidelines, Section 128 of the implementing rules invoked by public respondents as basis for their
jurisdiction cannot be tainted with invalidity. First, it was issued by the Department Head pursuant to validly
delegated rule-making powers. Second, it does not contravene the provisions of Pres. Decree No. 463, nor does
it expand the coverage of the Decree. Section 128 merely prescribes a procedural rule to implement the general
provisions of the enabling law. It does not amend or extend the provisions of the statute.
Neither can it be maintained that such an implementing rule results in a denial of procedural due process, for it is
axiomatic in administrative law that what the law prohibits is not the absence of previous notice, but the absolute
absence thereof and lack of opportunity to be heard [Catura v. Court of Industrial Relations, G.R. No. L-27392,
January 30, 1971, 37 SCRA 303, citing De Borja v. Tan, 93 Phil. 167 (1953)]. In this case, petitioners were
afforded the opportunity to be heard on the validity of the “Ped” mining claim when they submitted rebuttal
evidence on appeal.
Section 128, being a valid implementing rule, has the force and effect of law. Thus, public respondents were duly
empowered to inquire into the validity of the mining claims involved in the protest case, even if not raised in
issue.
Test of Delegation
The Completeness Test
United States vs. Ang Tang Ho
By the organic law of the Philippine Islands and the Constitution of the United States, all powers are. vested in
the Legislature, Executive, and Judiciary. It is the duty of the Legislature to make the law; of the Executive to
execute; and of the Judiciary to construe the law. The Legislature has no authority to execute or construe the law;
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the Executive has no authority to make or construe the law; and the Judiciary has no power to make or execute
the law.
Subject to the Constitution only, the power of each branch is supreme within its own jurisdiction, and it is for the
Judiciary only to say when any Act of the Legislature is or is not constitutional.
The Legislature cannot delegate legislative power to enact any law. If Act No. 2868 is a law unto itself and within
itself, and it does nothing mor£ than to authorize the Governor-General to make rules and regulations to carry it
into effect, then the Legislature created the law. There is no delegation of power and it is valid. On the other hand,
if the act within itself does not define a crime and is not complete, and some legislative act remains to be done to
make it a law or a crime, the doing of which is vested in the GovernorGeheral, the act is a delegation of legislative
power, is unconstitutional and void.
After the passage of Act No. 2868, and without any rules and regulations of the GovernorGeneral, a dealer in rice
could sell it at, any price and he would not commit a crime. There was no legislative act which made it a crime to
sell rice at any price.
When Act No. 2868 is analyzed, it is the violation of the Proclamatlon of the Governor-General which constitutes
the crime. The alleged sale was made a crime, if at all, because of the Proclamation by the Governor General.
In so far as Act No. 2668 undertakes to authorize the Governor-General, in his discretion, to issue a proclamation
fixing the price of rice and to make the sale of it in violation of the proclamation a crime, it is unconstitutional
and void.
The Constitution is something solid, permanent and substantial. Its stability protects the rights, liberty, and
property rights of the rich and the poor alike, and its construction ought not to change with emergencies or
conditions.
In the instant case, the law was not dealing with Government property. It was dealing with private property and
private rights which are sacred under the Constitution.
In the instant case, the rice was the personal, private property of the defendant. The Government had not bought
it, did not claim to own it, or have any interest in it at the time the defendant sold it to one of his customers.
By the organic act and subject only to constitutional limitations, the power to legislate and enact laws is vested
exclusively in the Legislature, which is elected by a direct vote of the people of the Philippine Islands.
This opinion is confined to the right of the Governor-General to issue a proclamation fixing the maximum price
at which rice should be sold, and to make it a crime to sell it at a higher price, and to that extent holds that it is an
unconstitutional delegation of legislative power. It does not decide or undertake to construe the constitutionality
of any of the remaining portions of Act No. 2868.
Trade Unions of the Philippines and Allied Services (TUPAS-WFTU) vs. Ople
The lack of merit of the contention that there is an unlawful delegation of legislative power is quite obvious. What
is involved is the power of appointment of the President of the Philippines. As early as Concepcion v. Paredes,
decided in 1921, this Court has left no doubt about the broad range of authority of the President in such matters.
In the categorical language of Justice Malcolm: “Appointment to office is intrinsically an executive act involving
the exercise of discretion.” What is involved then is not a legislative power but the exercise of competence
intrinsically executive. What is more the official who could make the recommendation is respondent Minister of
Labor, an alter ego of the President. The argument, therefore, that there is an unlawful delegation of legislative
power is bereft of any persuasive force.
A rigid application of the non-delegation doctrine, therefore, would be an obstacle to national efforts at
development and progress. There is accordingly more receptivity to laws leaving to administrative and executive
agencies the adoption of such means as may be necessary to effectuate a valid legislative purpose. It is worth
noting that a highly-respected legal scholar, Professor Jaffe, as early as 1947, could speak of delegation as the
‘dynamo of modern government.’ He then went on to state that ‘the occasions for delegating power to
administrative offices [could be] compassed by a single generation.’ Thus: Tower should be delegated where
there is agreement that a task must be performed and it cannot be effectively performed by the legislature without
the assistance of a delegate or without an expenditure of time so great as to lead to the neglect of equally important
business. Delegation is most commonly indicated where the relations to be regulated are highly technical or where
their regulation requires a course of continuous decision.’ His perceptive study could rightfully conclude that
even in a strictly presidential system like that of the United States, the doctrine of non-delegation reflects the
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American ‘political philosophy that insofar as possible issues be settled [by legislative bodies], an essentially
restrictive approach’ may ignore ‘deep currents of social force.’ In plainer terms, and as applied to the Philippines
under the amended Constitution with the close ties that bind the executive and legislative departments, certain
features of parliamentarism having been retained, it may be a deterrent factor to much-needed legislation. The
spectre of the nondelegation concept need not haunt, therefore, party caucuses, cabinet sessions or legislative
chambers.’ Such an observation applies to the judiciary as well.
Even under the authoritative construction of such a principle under the 1935 Constitution, the contention that that
was such a violation would be an exercise in futility. That is the teaching of Edu v. Ericta. Thus: “What cannot
be delegated is the authority under the Constitution to make laws and to alter and repeal them; the test is the
completeness of the statute in all its term and provisions when it leaves the hands of the legislature. To determine
whether or not there is an undue delegation of legislative power, the inquiry must be directed to the scope and
definiteness of the measure enacted. The legislature does not abdicate its functions when it describes what job
must be done, who is to do it, and what is the scope of his authority.” Further: “To avoid the taint of unlawful
delegation, there must be a standard, which implies at the very least that the legislature itself determines matters
of principle and lays down fundamental policy. Otherwise, the charge of complete abdication may be hard to
repel. A standard thus defines legislative policy, marks its limits, maps out its boundaries and specifies the public
agency to apply it.” The standard “does not even have to be spelled out. It could be implied from the policy and
purpose of the act considered as a whole.”
There is in addition the allegation by petitioners that they are denied equal protection. Even the most cursory
perusal of Article III, Section 6 of Batas Pambansa Blg. 697 will readily reveal how untenable is such an assertion.
The first two sentences of the above section read: “Not later than twenty days after the election of provincial, city
or district representatives, the most representative and generally recognized organizations or aggroupments of
members of the agricultural labor, industrial labor, and youth sectors, as attested to by the Ministers of Agrarian
Reform and Agriculture, the Minister of Labor and Employment and the Ministers of Local Government and of
Education, Culture and Sports, respectively, shall, in accordance with the procedures of said organizations or
aggroupments of members of the sector, submit to the President their respective nominees for each slot allotted
for each sector. The President shall appoint from among the nominees submitted by the aforementioned
organizations or aggroupments the representatives of each sector.” Then follow the standards, already quoted, to
guide the choice of respondent Minister as well as of the other Ministers in submitting recommendations to the
President. How can it be rationally contended then that there is favoritism, which is the hallmark of a denial of
equal protection? Conversely put, there is no discrimination, much less hostility, against any group. What is quite
apparent is that respondent Minister is called upon to see to it that all similarly situated should be similarly treated.
How then can plausibility be imparted to such an argument?
a. The Sufficiency of Standard Test
Since January 1, 1960, when Republic Act No. 2370 became effective, barrios may "not be created or their
boundaries altered nor their names changed" except by Act of Congress or of the corresponding" provincial board
"upon petition of a majority of the voters in the areas affected" and the "recommendation of the council of the
municipality or municipalities in which the proposed barrio is situated." This statutory denial of the presidential
authority to create a new barrio implies a negation of the bigger power to create municipalities, each of which
consists of several barrios.
Whereas the power to f ix a common boundary, in order to avoid or settle conflicts of jurisdiction between
adjoining municipalities, may partake of an administrative nature—involving, as it does, the adoption of means
and ways to carry into effect the law creating" said municipalities—the authority to create municipal corporations
is essentially legislative in nature.
Although Congress may delegate to another branch of the government the power to fill in the details in the
execution, enforcement or administration of a law, it is essential that said law:
(a) be complete in itself, setting forth therein the policy to be executed, carried out or implemented by the
delegate; and
(b) fix a standard—the limits of which are sufficiently determinate or determinable—to which the delegate
must conform in the performance of his functions.
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Section 68 of the Revised Administrative Code, insofar as it grants to the President the power to create
municipalities, does not meet the well-settled requirements for a valid delegation of the power to fix the details
in the enforcement of a law. It does not enunciate any policy to be carried out or implemented by the President.
If the validity of said delegation of powers, made in Section 68 of the Revised Administrative Code, were upheld.
there would no longer be any legal impediment to a statutory grant of authority to the President to do anything
which, in his opinion, may be required by public welfare or public interest. Such grant of authority would be a
virtual abdication of the powers of Congress in favor of the Executive, and would bring about a total collapse of
the democratic system established by the Constitution.
It is true that in Calalang vs. WiIliams (70 Phil. 726) and People vs. Rosenthal (68 Phil. 328), this Court had
upheld "public welfare" and "public interest," respectively, as sufficient standards for a valid delegation of the
authority to execute the law. But the doctrine laid down in these cases must be construed in relation to the specific
facts and Issues involved therein, outside of which they do not constitute precedents and have no binding effect.
Both cases involved grants to administrative officers of powers related to the exercise of their administrative
functions, calling for the determination of questions of fact. Such is not the nature of the powers dealt with in
Section 68 of the Revised Administrative Code. The creation of municipalities being essentially and eminently
legislative in character, the question whether or not "public interest" demands the exercise of such power is not
one of fact It is purely a legislative question (Carolina-Virginia Coastal Highway vs. Coastal Turnpike Authority,
74 S.E. 2d. 310-313, 315-318), or a political question (Udall vs. Severn, 79 P. 2d. 347-349).
The fact that Executive Orders Nos. 93 to 121, 124 and 128 to 129, creating thirty-three municipalities, were
issued after the legislative bills for the creation of the said municipalities had failed to pass Congress, is the best
proof that their issuance entails the exercise of purely legislative functions.
The power of control under Section 10 (a) of Article X of the Constitution implies the right of the President to
interfere in the exercise of such discretion as may be vested by law in the officers of the executive departments,
bureaus or offices of the national government, as well as to act in lieu of such officers. This power is denied by
the Constitution to the Executive, insofar as local governments are concerned. With respect to the latter, the
fundamental law permits him to wield no more authority than that of checking whether said local governments or
the officers thereof perform their duties as provided by statutory enactments. Hence, the President cannot interfere
with local governments, so long as the same or its officers act within the scope of their authority. He may not, for
instance, suspend an elective official of a regular municipality or take any disciplinary action against him, 'except
on appeal from a decision of the corresponding provincial board. If, on the other hand, the President could create
a municipality, he could, in effect, remove any of' its officials, by creating a new municipality and including
therein the barrio in which the official concerned resides, for his office would thereby become vacant (Section
2179, Revised Administrative Code). Thus, by merely brandishing the power to create a new municipality,
without actually creating it, he could compel local officials to submit to his dictation; thereby, in effect, exercising
over them the power of control denied to him by the Constitution.
The power of control of the President over executive departments, bureaus or offices under Section 10(a) of
Article X of the Constitution implies no more than the authority to assume directly the functions thereof or to
interfere in the exercise of discretion by its officials. Manifestly, such control does not include the authority either
to abolish an executive department or bureau, or to create a new one. As a consequence, the alleged power of the
President to create municipal corporations would necessarily connote the 'exercise by him of an authority even
greater than that of control which he has over the executive departments, bureaus or offices, Instead of giving the
President less power over local governments than that vested in him over the executive departments, bureaus or
offices, it reverses the process and does the exact opposite, by conferring upon him more power over municipal
corporations than that which he has over executive departments, bureaus or offices. Even if, therefore, it did not
entail an undue delegation of legislative powers, as it certainly does, said Section 68, as part of the Revised
Administrative Code, approved on March 10, 1967, must be deemed repealed by the subsequent adoption of the
Constitution in 1935, which is utterly incompatible and inconsistent with said statutory enactment. (De los Santos
vs. Mallare, 87 Phil. 289, 298299.)
lt is contended that not all the proper parties have been impleaded in the present case. Suffice it to say that the
records do not show, and the parties do not claim, that the officers of any of the municipalities concerned have
been appointed or elected and have assumed office. At any rate, the Solicitor General, who has appeared on behalf
of respondent Auditor General, is the officer authorized by law "to act and represent the Government of the
Philippines, its offices and agents, in any official investigation, proceeding or matter requiring the services of a
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lawyer" (Section 1661, Revised Administrative Code), and, in connection with the creation of the municipalities
involved in this case, which involves a political, not proprietary function. said local officials, if any, are mere
agents or representatives of the national government. Their interest in the case has accordingly been duly
represented. (Mangubat vs. Osmeña, Jr., G.R. No. L-12837, April 30, 1959; City of Cebu vs. Judge Piccio, G.R.
Nos L-13012 & 14876. December 81, 1960.)
The present action cannot be said to be premature simply because respondent Auditor General has not yet acted
on any of the executive orders in question and has not intimated how he would act in connection therewith. It is
a matter of common knowledge that the President has for many years issued executive orders creating municipal
corporations and that the same have been organized and are in actual operation, thus indicating without
peradventure or doubt, that the expenditures incidental thereto have been sanctioned, approved or passed in audit
by the General Auditing Office and its officials. There is no reason to believe that respondent would adopt a
different policy as regards the new municipalities involved in this case, in the absence of an allegation to such
effect, and none has been made by him.
—Appellants argue that, while Act No. 2581 empowers the Insular Treasurer to issue and cancel certificates or
permits for the sale of speculative securities, no standard or rule is fixed in the Act which can guide said .official
in determining the cases in which a certificate or permit ought to be issued, thereby making his opinion the sole
criterion in the matter of its issuance, with the result that, legislative powers being unduly delegated to the Insular
Treasurer, Act No. 2581 is unconstitutional. We are of the opinion that the Act furnishes a sufficient standard for
the Insular Treasurer to follow in reaching a decision regarding the issuance or cancellation of a certificate or
permit. The certificate or permit to be issued under the Act must recite that the person, partnership, association or
corporation applying therefor "has complied with the provisions of this Act", and this requirement, construed in
relation to the other provisions of the law, means that a certificate or permit shall be issued by the Insular Treasurer
when the provisions of Act No. 2581 have been complied with. Upon the other hand, the authority of the Insular
Treasurer to cancel a certificate or permit is expressly conditioned upon a finding that such cancellation "is in the
public interest." In view of the intention and purpose of Act No. 2581—to protect the public against "speculative
schemes which have no more basis than so many feet of blue sky" and against the "sale of stock in fly-by-night
concerns, visionary oil wells, distant gold mines, and other like fraudulent exploitations",—we incline to hold
that "public interest" in this case is a sufficient standard to guide the Insular Treasurer in reaching a decision on
a matter pertaining to the issuance or cancellation of certificates or permits. As observed in the case of People vs.
Fernandez and Trinidad (G. R. No. 45655, June 15, 1938), "siendo el objeto de !a ley el' evitar especulaciones
ruinosas, es claro que el interés público, es, y debe ser la razón en que el Tesorero Insular deba basar sus
resoluciones." And the term "public interest" is not without a settled meaning. "Appellant. insists that the
delegation of authority to the Commission is invalid because the stated criterion is uncertain. That criterion is the
public interest. It is a mistaken assumption that this is a mere general reference to public welfare without any
standard to guide determinations, The purpose of the Act, the requirement it imposes, and the context of the
provision in question show the contrary. * * *" (New York Central Securities Corporation vs. U. S. A., 287 U. S.,
12, 24, 25; 77 Law. ed., 138, 145, 146.) (See also Schenchter Poultry Corporation vs. U. S., 295 U. S., 495, 540;
79 Law. ed., 1570, 1585; Ferrazzini vs. Gsell, 34 Phil., 697, 711, 712.) In this connection, we cannot overlook
the fact that Act No. 2581 allows an appeal from the decision of the Insular Treasurer to the Secretary of Finance.
Hence, it cannot be contended that the Insular Treasurer can act and decide without any restraining influence.
The theory of the separation of powers is designed by its originators to secure action and at the same time to
forestall overaction which necessarily results from undue concentration of powers, and thereby obtain efficiency
and prevent despotism. Thereby, the "rule of law" was established which narrows the range of governmental
action and makes it subject to control by certain legal devices. As a corollary, we find the rule prohibiting
delegation of legislative authority, and from the earliest time American legal authorities have proceeded on the
theory that legislative power must be exercised by the legislature alone. It is frankness, however to confess that
as one delves into the mass of judicial pronouncements, -, ements, he finds a great deal of confusion. One things,
however is apparent in the development of the principle of separation of powers and that is that the maximum of
delegatus non potest delegare, or delegate potestas non potest delegare, attributed to Bracton (De Legibus et
Consuetudinious Angliæ, edited by G, E. Woodbine, Yale University Press [1922], vol 2, p. 167) 'but which is
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also recognized in principle in the Roman Law (D.17.18.3), has been made to adapt itself to the complexities of
modern governments, giving rise to the adoption, within certain limits, of the principle of "subordinate
legislation", not only in the United States and England but in practically all modern governments. The difficulty
lies in the fixing of the limit and extent of the authority. While courts have undertaken to. lay down general
principles, the safest is to decide each case according to its peculiar environment, having in mind the wholesome
legislative purpose intended to be achieved.
Counsel for appellant J. R. also argues that the Insular Treasurer possesses "the discretionary power to determine
when a security is a speculative security and' when it is not" because "he is given the power to compel any
corporation, association or partnership already functioning, to surrender to him for examination its books and
accounts enumerated in section 2, 'whenever he has reasonable ground to believe that the securities being sold or
offered for sale are of a speculative character."' It should be observed, however, that section 1 of Act No. 2581
defines and enumerates what are "speculative securities" and all the other provisions of the Act must be read and
construed in conjunction and harmony with said section.
Another ground' relied upon by appellants in contending that Act No. 2581 is unconstitutional is that it denies
equal protection of the laws because the law discriminates between an owner who sells his securities in a single
transaction and one who disposes of them. in repeated and successive transactions. In disposing of this contention
we need only refer to the case of Hall vs. Geiger-Jones Co. (242 U. S., 539), wherein the Supreme Court of the
United States held: "Discriminations are asserted against the statute which extend, it is contended, to denying
appellees the equal protection of the laws. Counsel enumerates them as follows: 'Prominent' among such
discriminations are * * * between an owner who sells his securities in a single transaction and one who disposes
of them in successive transactions; * * *.' We cannot give separate attention to the asserted discriminations. It is
enough to say that they are within the power of classification which a state has. A state 'may direct its law against
what it deems the evil as it actually exists without covering the whole field of possible abuses, and it may do so
none the less that the forbidden act does not differ in kind from those that are allowed * * *.' If a class is deemed
to present a conspicuous example of what the legislature seeks to prevent, the 14th Amendment allows it to be
dealt with although otherwise and merely logically not distinguishable from others not embraced in the law'."
Counsel for appellant N. O. further alleges that Act No. 2581 is unconstitutional on the ground that it is vague
and uncertain. A similar contention has already been overruled by this court in the case of People vs. Fernandez
and Trinidad, supra, An Act will be declared void and inoperative on the ground of vagueness and uncertainty
only upon a showing that the defect is such that the courts are unable to determine, with any reasonable degree of
certainty, what the legislature intended. The circumstance that this court has an more than one occasion given
effect and application to Act No. 2581 (Valhalla Hotel Construction Co. vs. Carmona, 44 Phil., 233; People vs.
Nimrod McKinney, 47 Phil., 792; People vs. Fernandez and Trinidad, supra) decisively argues against the position
taken by appellant O. In this conection we cannot pretermit reference to the rule that "legislation should not be
held invalid on the ground of uncertainty if susceptible of any reasonable construction that will support and give
it effect. An Act will not be declared inoperative and ineffectual on the ground that it furnishes no adequate means
to secure the purpose for which it is passed, if men of common sense and reason can devise and provide the
means, and all the instrumentalities necessary for its execution are within the reach of those intrusted therewith."
(25 R. C. L., pp. 810, 811.)
Reaffirming the view in People vs. Fernandez and Trinidad, supra. Held: That Act No. 2581 is valid and
constitutional. Laws of the different states of the American Union similar in' nature to Act No. 2581 were assailed
on constitutional grounds somewhat analogous to those involved in the case at bar, but the decisions of both the
state courts and the Supreme Court of the United States have upheld their constitutionality.
Taking up now the question raised with reference to the speculative nature of the shares of the O. R. O. Oil Co.
and the South Cebu Oil Co., we find that section 1, paragraph (b) of Act No. 2581, in defining speculative
securities, provides: "* * * The term 'speculative securities' as used in this Act shall be deemed to mean and
include: * * * (b) All securities the value of which materially depend upon proposed or promised future promotion
or development rather than on present tangible assets and conditions." At the beginning, and at the time of the
issuance of the shares of the O. R. O. Oil Co. and the South Cebu Oil Co., all that these companies had were their
exploration leases. Beyond this, there was nothing tangible. The value of those shares depended upon future
development and the uncertainty of "striking" oil. The shares issued under these circumstances are clearly
speculative because they depended upon proposed or promised future promotion or development rather than on
present tangible assets and conditions.
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Appellants next contend that in view of the repeal of Act No. 2581 by Commonwealth Act No. 83, they have
been relieved of criminal responsibility. Assuming that the former Act has been entirely and completely abrogated
by the latter Act—a point we do not have to decide—this fact does not relieve appellants from criminal
responsibility. It has been the holding, and it must again be the holding, that where an Act of the Legislature
which penalizes an offense repeals a former Act which penalized the same offense, such repeal does not have the
effect of thereafter depriving the courts of jurisdiction to try, convict and sentence offenders charged with
violations of the old law.
Appellants further contend that they come under the exception provided in section 8 of Act No. 2581. Under this
section, there are clearly two classes of persons to whom the law is not applicable: (1) Persons who hold
speculative securities but who are not the issuers thereof; and (2) persons who have acquired the same for their
own account in the usual and ordinary course of business and not for the direct or indirect promotion of any
enterprise or scheme within the purview of this Act, provided (the law uses the term "unless") such possession is
in good faith. Even if we could, we do not feel justified in disturbing the findings of fact of -the trial court
necessarily involved in the application of section 8 of Act No. 2581. The good faith set up by appellant R for
having acted on the advice of one G, an officer of the Insular Treasury, and the subsequent devolution by him of
amounts collected from some of the purchasers of the shares may be considered as a circumstance in his favor in
the imposition of the penalty prescribed. by law but does not exempt him from criminal responsibility.
2. Simplicity, Economy and Efficiency
Cervantes vs. Auditor General
With its controlling stock owned by the Government and the power of appointing its directors vested in the
President of the Philippines there can be no question that the National Abaca and other Fibers Corporation,
otherwise known as the NAFCO, is a government controlled corporation subject to the provisions of Republic
Act No. 51 and the executive order (No. 93) promulgated in accordance therewith.
The National Abaca and other Fibers Corporation (NAFCO) was subject to the powers of the Control Committee,
created in Executive Order No. 93 promulgated in accordance with the provisions of Republic Act No. 61, among
which is the power of supervision for the purpose of insuring efficiency and economy in the operations of the
corporation and also the power to pass upon the program of activities and the yearly budget of expenditures
approved by its board of directors. Under these powers the Control Committee had the right to pass upon, and
consequently. to approve or disapprove, the resolution of the NAFCO board of directors granting quarters
allowance to the manager of the NAFCO as such allowance necessarily constituted an item of expenditure in the
corporation's budget. The granting of the allowance amounted to an illegal increase of the Manager's salary
beyond the limit fixed in the Corporate Charter.
In the computation of the time for doing an act, the first day is excluded and the last day included (Section 13,
Rev. Ad. Code.) As the act was approved on October 4, 1946, and the President was given a period of one year
within which to promulgate his executive order and that order was in fact promulgated on October 4,1947, it is
obvious that under the above rule the said executive order was promulgated within the period given.
The rule is that so long as the Legislature "lays down a policy and a standard is established by the statute" there
is no undue delegation. (11 Am. Jur. 957). Republic Act No. 51, in authorizing the President of the Philippines to
make reforms and changes in government-controlled corporations, lays down a standard and policy that the
purpose shall be to meet the exigencies attendant upon the establishment of the free and independent Government
of the Philippines and to promote simplicity, economy and efficiency in their operations. The standard was set
and the policy fixed. The President had to carry out the mandate, and this he did by promulgating Executive Order
(No. 93) in accordance with Republic Act No. 51, which, tested by the said rule, does not constitute an undue
delegation of legislative power.
Executive Order No. 332 of 1941, which prohibits the payment of additional compensation to those working for
the Government and its instrumentalities, including government-controlled corporations, was, in 1945, amended
by Executive Order No. 77 by expressly exempting from the prohibition the- payment of quarters allowance "in
favor of local government officials and employees entitled to this under existing law." The amendment is a clear
indication that quarters allowance was meant to be included in the term "additional compensation", for otherwise
the amendment would not have expressly excepted it from the prohibition, For the purposes of the executive order
just mentioned, quarters allowance is considered additional compensation and, therefore, prohibited.
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3. Reasonableness
Fundamental is the rule that delegation of legislative power may be sustained only upon the ground that some
standard for its exercise is provided and that the legislature in making the delegation has prescribed the manner
of the exercise of the delegated power. Therefore, when the administrative agency concerned, respondent NTC
in this case, establishes a rate, its act must both be nonconfiscatory and must have been established in the manner
prescribed by the legislature; otherwise, in the absence of a fixed standard, the delegation of power becomes
unconstitutional. In case of a delegation of rate-fixing power, the only standard which the legislature is required
to prescribe for the guidance of the administrative authority is that the rate be reasonable and just. However, it
has been held that even in the absence of an express requirement as to reasonableness, this standard may be
implied.
Pursuant to Executive Orders Nos. 546 and 196, respondent NTC is empowered, among others, to determine and
prescribe rates pertinent to the operation of public service communications which necessarily include the power
to promulgate rules and regulations in connection therewith. And, under Section 15(g) of Executive Order No.
546, respondent NTC should be guided by the requirements of public safety, public interest and reasonable
feasibility of maintaining effective competition of private entities in communications and broadcasting facilities.
Likewise, in Section 6(d) thereof, which provides for the creation of the Ministry of Transportation and
Communications with control and supervision over respondent NTC, it is specifically provided that the national
economic viability of the entire network or components of the communications systems contemplated therein
should be maintained at reasonable rates. We need not go into an in-depth analysis of the pertinent provisions of
the law in order to conclude that respondent NTC, in the exercise of its rate-fixing power, is limited by the
requirements of public safety, public interest, reasonable feasibility and reasonable rates, which conjointly more
than satisfy the requirements of a valid delegation of legislative power.
In Vigan Electric Light Co., Inc. vs. Public Service Commission, we made a categorical classification as to when
the rate-fixing power of administrative bodies is quasi-judicial and when it is legislative, thus: “Moreover,
although the rule-making power and even the power to fix rates—when such rules and/or rates are meant to apply
to all enterprises of a given kind throughout the Philippines—may partake of a legislative character, such is not
the nature of the order complained of. Indeed, the same applies exclusively to petitioner herein. What is more, it
is predicated upon the finding of fact—based upon a report submitted by the General Auditing Office—that
petitioner is making a profit of more than 12% of its invested capital, which is denied by petitioner. Obviously,
the latter is entitled to crossexamine the maker of said, report, and to introduce evidence to disprove the contents
thereof and/ or explain or complement the same, as well as to refute the conclusion drawn therefrom by the
respondent. In other words, in making said finding of fact, respondent performed a function partaking of a
quasijudicial character, the valid exercise of which demands previous notice and hearing.”
While respondents may fix a temporary rate pending final determination of the application of petitioner, such
rate-fixing order, temporary though it may be, is not exempt from the statutory procedural requirements of notice
and hearing, as well as the requirement of reasonableness. Assuming that such power is vested in NTC, it may
not exercise the same in an arbitrary and confiscatory manner. Categorizing such an order as temporary in nature
does not perforce entail the applicability of a different rule of statutory procedure than would otherwise be applied
to any other order on the same matter unless otherwise provided by the applicable law.
Again, the order requires the new reduced rates to be made effective on a specified date. It becomes a final
legislative act as to the period during which it has to remain in force pending the final determination of the case.
An order of respondent NTC prescribing reduced rates, even for a temporary period, could be unjust, unreasonable
or even confiscatory, especially if the rates are unreasonably low, since the utility permanently loses its just
revenue during the prescribed period. In fact, such order is in effect final insofar as the revenue during the period
covered by the order is concerned. Upon a showing, therefore, that the order requiring a reduced rate is
confiscatory and will unduly deprive petitioner of a reasonable return upon its property, a declaration of its nullity
becomes indubitable, which brings us to the issue on substantive due process.
The rule is that the power of the State to regulate the conduct and business of public utilities is limited by the
consideration that it is not the owner of the property of the utility, or clothed with the general power of
management incident to ownership, since the private right of ownership to such property remains and is not to be
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destroyed by the regulatory power. The power to regulate is not the power to destroy useful and harmless
enterprises, but is the power to protect, foster, promote, preserve, and control with due regard for the interests,
first and foremost, of the public, then of the utility and of its patrons. Any regulation, therefore, which operates
as an effective confiscation of private property or constitutes an arbitrary or unreasonable infringement of property
rights is void, because it is repugnant to the constitutional guaranties of due process and equal protection of the
laws.
What is a just and reasonable rate is not a question of formula but of sound business judgment based upon the
evidence; it is a question of fact calling for the exercise of discretion, good sense, and a fair, enlightened and
independent judgment. In determining whether a rate is confiscatory, it is essential also to consider the given
situation, requirements and opportunities of the utility. A method often employed in determining reasonableness
is the fair return upon the value of the property to the public utility. Competition is also a very important factor
in determining the reasonableness of rates since a carrier is allowed to make such rates as are necessary to meet
competition.
4. Other Standards
Tio vs. Videogram Regulatory Board
The Constitutional requirement that “every bill shall embrace only one subject which shall be expressed in the
title thereof” is sufficiently complied with if the title be comprehensive enough to include the general purpose
which a statute seeks to achieve. It is not necessary that the title express each and every end that the statute wishes
to accomplish. The requirement is satisfied if all the parts of the statute are related, and are germane to the subject
matter expressed in the title, or as long as they are not inconsistent with or foreign to the general subject and title.
An act having a single general subject, indicated in the title, may contain any number of provisions, no matter
how diverse they may be, so long as they are not inconsistent with or foreign to the general subject, and may be
considered in furtherance of such subject by providing for the method and means of carrying out the general
object.” The rule also is that the constitutional requirement as to the title of a bill should not be so narrowly
construed as to cripple or impede the power of legislation. It should be given a practical rather than technical
construction.
Section 10. Tax on Sale, Lease or Disposition of Videograms. Notwithstanding any provision of law to the
contrary, the province shall collect a tax of thirty percent (30%) of the purchase price or rental rate, as the case
may be, for every sale, lease or disposition of a videogram containing a reproduction of any motion picture or
audiovisual program. Fifty percent (50%) of the proceeds of the tax collected shall accrue to the province, and
the other fifty percent (50%) shall accrue to the municipality where the tax is collected; PROVIDED, That in
Metropolitan Manila, the tax shall be shared equally by the City/Municipality and the Metropolitan Manila
Commission. x x x x” The foregoing provision is allied and germane to, and is reasonably necessary for the
accomplishment of, the general object of the DECREE, which is the regulation of the video industry through the
Videogram Regulatory Board as expressed in its title. The tax provision is not inconsistent with, nor foreign to
that general subject and title. As a tool for regulation it is simply one of the regulatory and control mechanisms
scattered throughout the DECREE. The express purpose of the DECREE to include taxation of the video industry
in order to regulate and rationalize the heretofore uncontrolled distribution of videograms is evident from
Preambles 2 and 5, supra. Those preambles explain the motives of the lawmaker in presenting the measure. The
title of the DECREE, which is the creation of the Videogram Regulatory Board, is comprehensive enough to
include the purposes expressed in its Preamble and reasonably covers all its provisions. It is unnecessary to
express all those objectives in the title or that the latter be an index to the body of the DECREE.
Petitioner also submits that the thirty percent (30%) tax imposed is harsh and oppressive, confiscatory, and in
restraint of trade. However, it is beyond serious question that a tax does not cease to be valid merely because it
regulates, discourages, or even definitely deters the activities taxed. The power to impose taxes is one so unlimited
in force and so searching in extent, that the courts scarcely venture to declare that it is subject to any restrictions
whatever, except such as rest in the discretion of the authority which exercises it. In imposing a tax, the legislature
acts upon its constituents. This is, in general, a sufficient security against erroneous and oppressive taxation. The
tax imposed by the DECREE is not only a regulatory but also a revenue measure prompted by the realization that
earnings of videogram establishments of around P600 million per annum have not been subjected to tax, thereby
depriving the Government of an additional source of revenue. It is an end-user tax, imposed on retailers for every
videogram they make available for public viewing, It is similar to the 30% amusement tax imposed or borne by
the movie industry which the theater-owners pay to the government, but which is passed on to the entire cost of
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the admission ticket, thus shifting the tax burden on the buying or the viewing public. It is a tax that is imposed
uniformly on all videogram operators. The levy of the 30% tax is for a public purpose. It was imposed primarily
to answer the need for regulating the video industry, particularly because of the rampant film piracy, the flagrant
violation of intellectual property rights, and the proliferation of pornographic video tapes. And while it was also
an objective of the DECREE to protect the movie industry, the tax remains a valid imposition.
Neither can it be successfully argued that the DECREE contains an undue delegation of legislative power. The
grant in Section 11 of the DECREE of authority to the BOARD to “solicit the direct assistance of other agencies
and Units of the government and deputize, for a fixed and limited period, the heads or personnel of such agencies
and units to perform enforcement functions for the Board” is not a delegation of the power to legislate but merely
a conferment of authority or discretion as to its execution, enforcement, and implementation. “The true distinction
is between the delegation of power to make the law, which necessarily involves a discretion as to what it shall be,
and conferring authority or discretion as to its execution to be exercised under and in pursuance of the law. The
first cannot be done; to the latter, no valid objection can be made.” Besides, in the very language of the decree,
the authority of the BOARD to solicit such assistance is for a “fixed and limited period” with the deputized
agencies concerned being “subject to the direction and control of the BOARD.” That the grant of such authority
might be the source of graft and corruption would not stigmatize the DECREE as unconstitutional. Should the
eventuality occur, the aggrieved parties will not be without adequate remedy in law.
On the crucial issue presented, the Court holds that petitioner was not able to make out a case of an undue
delegation of legislative power. There could be, however, an unconstitutional application. For while the
Constitution allows compulsory arbitration, it must be stressed that the exercise of such competence cannot ignore
the basic fundamental principle and state policy that the state should afford protection to labor. Whenever,
therefore, it is resorted to in labor disputes causing or likely to cause strikes or lockouts affecting national interest,
the State still is required to “assure the rights of workers to self-organization, collective bargaining, security of
tenure, and just and humane conditions of work.” At this stage of the litigation, however, in the absence of factual
determination by the Ministry of Labor and the National Labor Relations Commission, this Court is not in a
position to rule on whether or not there is an unconstitutional application. There was not even a categorical
assertion to that effect by petitioner’s counsel which was indicative of the care in his choice of words. He only
assumed that the conferment of such authority may run counter to the right of the workers to self-organization
and collective bargaining. The petition then cannot prosper.
The allegation that there is undue delegation of legislative powers cannot stand the test of scrutiny. The power
which he would deny the Minister of Labor by virtue of such principle is for petitioner labor union within the
competence of the President, who in its opinion can best determine national interests, but only when a strike is in
progress. Such admission is qualified by the assumption that the President “can make law,” an assertion which
need not be passed upon in this petition. What possesses significance for the purpose of this litigation is that it is
the President who “shall have control of the ministries.” It may happen, therefore, that a single person may occupy
a dual position of Minister and Assemblyman. To the extent, however, that what is involved is the execution or
enforcement of legislation, the Minister is an official of the executive branch of the government. The adoption of
certain aspects of a parliamentary system in the amended Constitution does not alter its essentially presidential
character. Article VII on the presidency starts with this provision: “The President shall be the head of state and
chief executive of the Republic of the Philippines.” Its last section is an even more emphatic affirmation that it is
a presidential system that obtains in our government.
While conceptually, there still exists a distinction between the enactment of legislation and its execution, between
formulation and implementation, the fundamental principle of separation of powers of which non- delegation is
a logical corollary becomes even more flexible and malleable. Even in the case of the United States,1 with its
adherence to the Madisonian concept of separation of powers, President Kennedy could state that its Constitution
did not make “the Presidency and Congress rivals for power but partners for progress [with the two branches]
being trustees for the people, custodians of their heritage.” With the closer relationship provided for by the
amended Constitution in our case, there is likely to be even more promptitude and dispatch in framing the policies
and thereafter unity and vigor in their execution. A rigid application of the non-delegation doctrine, therefore,
would be an obstacle to national efforts at development and progress. There is accordingly more receptivity to
laws leaving to administrative and executive agencies the adoption of such means as may be necessary to
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effectuate a valid legislative purpose. It is worth noting that a highly-respected legal scholar, Professor Jaffe, as
early as 1947, could speak of delegation as the “dynamo of modern government.”
5. Insufficient Standard
This Court has declared that while lower courts should observe a becoming modesty in examining constitutional
questions, they are nonetheless not prevented from resolving the same whenever warranted, subject only to review
by the highest tribunal. We have jurisdiction under the Constitution to "review, revise, reverse, modify or affirm
on appeal or certiorari, as the law or rules of court may provide," final judgments and orders of lower courts in,
among others, all cases involving the constitutionality of certain measures. This simply means that the resolution
of such cases may be made in the first instance by these lower courts.
The closed mind has no place in the open society. It is part of the sporting idea of fair play to hear "the other side"
before an opinion is formed or a decision is made by those who sit in judgment. Obviously, one side is only one-
half of the question; the other half must also be considered if an impartial verdict is to be reached based on an
informed appreciation of the issues in contention. It is indispensable that the two sides complement each other,
as unto the bow the arrow, in leading to the correct ruling after examination of the problem not from one or the
other perspective only but in its totality. A judgment based on less that this full appraisal, on the pretext that a
hearing is unnecessary or useless, is tainted with the vice of bias or intolerance or ignorance, or worst of all, in
repressive regimes, the insolence of power.
In the light of the tests mentioned above, we hold with the Toribio Case that the carabao, as the poor man's tractor,
so to speak, has a direct relevance to the public welfare and so is a lawful subject of Executive Order No. 626.
The method chosen in the basic measure is also reasonably necessary for the purpose sought to be achieved and
not unduly oppressive upon individuals, again following the above-cited doctrine. There is no doubt that by
banning the slaughter of these animals except where they are at least seven years old if male and eleven years old
if female upon issuance of the necessary permit, the executive order will be conserving those still fit for farm
work or breeding and preventing their improvident depletion.
But while conceding that the amendatory measure has the same lawful subject as the original executive order, we
cannot say with equal certainty that it complies with the second requirement, viz., that there be a lawful method.
We note that to strengthen the original measure, Executive Order No. 626-A imposes an absolute ban not on the
slaughter of the carabaos but on their movement, providing that "no carabao regardless of age, sex, physical
condition or purpose (sic) and no carabeef shall be transported from one province to another." The object of the
prohibition escapes us. The reasonable connection between the means employed and the purpose sought to be
achieved by the questioned measure is missing.
Even if a reasonable relation between the means and the end were to be assumed, we would still have to reckon
with the sanction that the measure applies for violation of the prohibition. The penalty is outright confiscation of
the carabao or carabeef being transported, to be meted out by the executive authorities, usually the police only.
In the Toribio Case, the statute was sustained because the penalty prescribed was fine and imprisonment, to be
imposed by the court after trial and conviction of the accused. Under the challenged measure, significantly, no
such trial is prescribed, and the property being transported is immediately impounded by the police and declared,
by the measure itself, as forfeited to the government.
We also mark, on top of all this, the questionable manner of the disposition of the confiscated property as
prescribed in the questioned executive order. It is there authorized that the seized property shall "be distributed to
charitable institutions and other similar institutions as the Chairman of the National Meat Inspection Commission
may see fit, in the case of carabeef, and to deserving farmers through dispersal as the Director of Animal Industry
may see fit, in the case of carabaos." (Emphasis supplied.) The phrase "may see fit" is an extremely generous and
dangerous condition, if condition it is. It is laden with perilous opportunities for partiality and abuse, and even
corruption. One searches in vain for the usual standard and the reasonable guidelines, or better still, the limitations
that the said officers must observe when they make their distribution. There is none. Their options are apparently
boundless. Who shall be the fortunate beneficiaries of their generosity and by what criteria shall they be chosen?
Only the officers named can supply the answer, they and they alone may choose the grantee as they see fit, and
in their own exclusive discretion. Definitely, there is here a "roving commission," a wide and sweeping authority
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that is not "canalized within banks that keep it from overflowing," in short, a clearly profligate and therefore
invalid delegation of legislative powers.
To sum up then, we find that the challenged measure is an invalid exercise of the police power because the method
employed to conserve the carabaos is not reasonably necessary to the purpose of the law and, worse, is unduly
oppressive. Due process is violated because the owner of the property confiscated is denied the right to be heard
in his defense and is immediately condemned and punished. The conferment on the administrative authorities of
the power to adjudge the guilt of the supposed offender is a clear encroachment on judicial functions and militates
against the doctrine of separation of powers. There is, finally, also an invalid delegation of legislative powers to
the officers mentioned therein who are granted unlimited discretion in the distribution of the properties arbitrarily
taken.
It has already been remarked that there are occasions when notice and hearing may be validly dispensed with
notwithstanding the usual requirement for these minimum guarantees of due process. It is also conceded that
summary action may be validly taken in administrative proceedings as procedural due process is not necessarily
judicial only. In the exceptional cases accepted, however, there is a justification for the omission of the right to a
previous hearing, to wit, the immediacy of the problem sought to be corrected and the urgency of the need to
correct it. In the case before us, there was no such pressure of time or action calling for the petitioner's peremptory
treatment. The properties involved were not even inimical per se as to require their instant destruction. There
certainly was no reason why the offense prohibited by the executive order should not have been proved first in a
court of justice, with the accused being accorded all the rights safeguarded to him under the Constitution.
Considering that, as we held in Pesigan v. Angeles, Executive Order No. 626-A is penal in nature, the violation
thereof should have been pronounced not by the police only but by a court of justice, which alone would have
had the authority to impose the prescribed penalty, and only after trial and conviction of the accused.
We agree with the respondent court, however, that the police station commander who confiscated the petitioner's
carabaos is not liable in damages for enforcing the executive order in accordance with its mandate. The law was
at that time presumptively valid, and it was his obligation, as a member of the police, to enforce it. It would have
been impertinent of him, being a mere subordinate of the President, to declare the executive order unconstitutional
and, on his own responsibility alone, refuse to execute it. Even the trial court, in fact, and the Court of Appeals
itself did not feel they had the competence, for all their superior authority, to question the order we now annul.
B. Section 1, Article VI; Congress
C. Composition, Qualification and Term of Office
a. Senate – Art. VI, Section 2-4
b. House of Representatives- Art. VI, Section 5-8 Art. IX-C, Sec 6-8, Art. XVIII, Sec 7
Dimaporo v. Mitra
Obviously then, petitioner's assumption that the questioned statutory provision is no longer operative does not
hold water. He failed to discern that rather than cut short the term of office of elective public officials, this
statutory provision seeks to ensure that such officials serve out their entire term of office by discouraging them
from running for another public office and thereby cutting short their tenure by making it clear that should they
fail in their candidacy, they cannot go back to their former position. This is consonant with the constitutional edict
that all public officials must serve the people with utmost loyalty and not trifle with the mandate which they have
received from their constituents.
In theorizing that the provision under consideration cuts short the term of office of a Member of Congress,
petitioner seems to confuse "term" with "tenure" of office. As succinctly distinguished by the Solicitor General:
"The term of office prescribed by the Constitution may not be extended or shortened by the legislature (22 R.C.L.),
but the period during which an officer actually holds the office (tenure), may be affected by circumstances within
or beyond the power of said officer. Tenure may be shorter than the term or it may not exist at all. These situations
will not change the duration of the term of office (Topacio Nueno vs. Angeles, 76 Phil. 12)."
That the ground cited in Section 67, Article IX of B.P. Blg. 881 is not mentioned in the Constitution itself as a
mode of shortening the tenure of office of members of Congress, does not preclude its application to present
members of Congress. Section 2 of Article XI provides that "(t)he President, the Vice-President, the Members of
the Supreme Court, the Members of the Constitutional Commissions, and the Ombudsman may be removed from
office, on impeachment for, and conviction of, culpable violation of the Constitution, treason, bribery, graft and
corruption, other high crimes, or betrayal of public trust. All other public officers and employees may be removed
from office as provided by law, but not by impeachment. Such constitutional expression clearly recognizes that
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the four (4) grounds found in Article VI of the Constitution by which the tenure of a Congressman may be
shortened are not exclusive.
In Monroy vs. Court of Appeals, a case involving Section 27 of R.A. No. 180 above-quoted, this Court
categorically pronounced that "forfeiture (is) automatic and permanently effective upon the filing of the certificate
of candidacy for another office. Only the moment and act of filing are considered. Once the certificate is filed,
the seat is forever forfeited and nothing save a new election or appointment can restore the ousted official.
As the mere act of filing the certificate of candidacy for another office produces automatically the permanent
forfeiture of the elective position being presently held, it is not necessary, as petitioner opines, that the other
position be actually held. The ground for forfeiture in Section 13, Article VI of the 1987 Constitution is different
from the forfeiture decreed in Section 67, Article IX of B.P. Blg. 881, which is actually a mode of voluntary
renunciation of office under Section 7, par. 2 of Article VI of the Constitution.
The Court, nevertheless, finds that, while petitioners are not yet candidates, they have the standing to raise the
constitutional challenge, simply because they are qualified voters. A restriction on candidacy, such as the
challenged measure herein, affects the rights of voters to choose their public officials. The rights of voters and
the rights of candidates do not lend themselves to neat separation; laws that affect candidates always have at least
some theoretical, correlative effect on voters. The Court believes that both candidates and voters may challenge,
on grounds of equal protection, the assailed measure because of its impact on voting rights.
In recent cases, this Court has relaxed the stringent direct injury test and has observed a liberal policy allowing
ordinary citizens, members of Congress, and civil organizations to prosecute actions involving the
constitutionality or validity of laws, regulations and rulings.
We have also stressed in our prior decisions that the exercise by this Court of judicial power is limited to the
determination and resolution of actual cases and controversies. The Court, in this case, finds that an actual case
or controversy exists between the petitioners and the COMELEC, the body charged with the enforcement and
administration of all election laws. Petitioners have alleged in a precise manner that they would engage in the
very acts that would trigger the enforcement of the provision—they would file their CoCs and run in the 2010
elections. Given that the assailed provision provides for ipso facto resignation upon the filing of the CoC, it cannot
be said that it presents only a speculative or hypothetical obstacle to petitioners’ candidacy.
In order that there can be valid classification so that a discriminatory governmental act may pass the constitutional
norm of equal protection, it is necessary that the four (4) requisites of valid classification be complied with,
namely: (1) It must be based upon substantial distinctions; (2) It must be germane to the purposes of the law; (3)
It must not be limited to existing conditions only; and (4) It must apply equally to all members of the class.
Applying the four requisites to the instant case, the Court finds that the differential treatment of persons holding
appointive offices as opposed to those holding elective ones is not germane to the purposes of the law. The obvious
reason for the challenged provision is to prevent the use of a governmental position to promote one’s candidacy,
or even to wield a dangerous or coercive influence on the electorate. The measure is further aimed at promoting
the efficiency, integrity, and discipline of the public service by eliminating the danger that the discharge of official
duty would be motivated by political considerations rather than the welfare of the public. The restriction is also
justified by the proposition that the entry of civil servants to the electoral arena, while still in office, could result
in neglect or inefficiency in the performance of duty because they would be attending to their campaign rather
than to their office work.
Automated Election System
RA 8436, 22 December 1997
RA 9369, 23 January 2007
i. Residency/Reapportionment/Gerrymandering
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Aquino vs. Commission on Elections
Petitioner conveniently confuses the distinction between an unproclaimed candidate to the House of
Representatives and a member of the same. Obtaining the highest number of votes in an election does not
automatically vest the position in the winning candidate.
Under Section 17 of Article VI of the 1987 Constitution, the electoral tribunal clearly assumes jurisdiction over
all contests relative to the election, returns and qualifications of candidates for either the Senate or the House only
when the latter become members of either the Senate or the House of Representatives. A candidate who has not
been proclaimed and who has not taken his oath of office cannot be said to be a member of the House of
Representatives subject to Section 17 of Article VI of the Constitution.
While the proclamation of a winning candidate in an election is ministerial, B.P. 881 in conjunction with Sec. 6
of R.A. 6646 allows suspension of proclamation under circumstances mentioned therein. Thus, petitioner’s
contention that “after the conduct of the election and (petitioner) has been established the winner of the electoral
exercise from the moment of election, the COMELEC is automatically divested of authority to pass upon the
question of qualification” finds no basis in law, because even after the elections the COMELEC is empowered by
Section 6 (in relation to Section 7) of R.A. 6646 to continue to hear and decide questions relating to qualifications
of candidates.
We agree with COMELEC’s contention that in order that petitioner could qualify as a candidate for
Representative of the Second District of Makati City the latter “must prove that he has established not just
residence but domicile of choice.”The Constitution requires that a person seeking election to the House of
Representatives should be a resident of the district in which he seeks election for a period of not less than one (1)
year prior to the elections. Residence, for election law purposes, has a settled meaning in our jurisdiction.
Clearly, the place “where a party actually or constructively has his permanent home,” where he, no matter where
he may be found at any given time, eventually intends to return and remain, i.e., his domicile, is that to which the
Constitution refers when it speaks of residence for the purposes of election law. The manifest purpose of this
deviation from the usual conceptions of residency in law as explained in Gallego vs. Vera is “to exclude strangers
or newcomers unfamiliar with the conditions and needs of the community” from taking advantage of favorable
circumstances existing in that community for electoral gain.
While there is nothing wrong with the practice of establishing residence in a given area for meeting election law
requirements, this nonetheless defeats the essence of representation, which is to place through the assent of voters
those most cognizant and sensitive to the needs of a particular district, if a candidate falls short of the period of
residency mandated by law for him to qualify. That purpose could be obviously best met by individuals who have
either had actual residence in the area for a given period or who have been domiciled in the same area either by
origin or by choice. It would, therefore, be imperative for this Court to inquire into the threshold question as to
whether or not petitioner actually was a resident for a period of one year in the area now encompassed by the
Second Legislative District of Makati at the time of his election or whether or not he was domiciled in the same.
While property ownership is not and should never be an indicia of the right to vote or to be voted upon, the fact
that petitioner himself claims that he has other residences in Metro Manila coupled with the short length of time
he claims to be a resident of the condominium unit in Makati (and the fact of his stated domicile in Tarlac)
“indicate that the sole purpose of (petitioner) in transferring his physical residence” is not to acquire a new
residence or domicile “but only to qualify as a candidate for Representative of the Second District of Makati
City.” The absence of clear and positive proof showing a successful abandonment of domicile under the
conditions stated above, the lack of identification—sentimental, actual or otherwise—with the area, and the
suspicious circumstances under which the lease agreement was effected all belie petitioner’s claim of residency
for the period required by the Constitution, in the Second District of Makati.
Moreover, his assertion that he has transferred his domicile from Tarlac to Makati is a bare assertion which is
hardly supported by the facts in the case at bench. Domicile of origin is not easily lost. To successfully effect a
change of domicile, petitioner must prove an actual removal or an actual change of domicile, a bona fide intention
of abandoning the former place of residence and establishing a new one and definite acts which correspond with
the purpose. These requirements are hardly met by the evidence adduced in support of petitioner’s claims of a
change of domicile from Tarlac to the Second District of Makati. In the absence of clear and positive proof, the
domicile of origin should be deemed to continue.
Finally, petitioner’s submission that it would be legally impossible to impose the one year residency requirement
in a newly created political district is specious and lacks basis in logic. A new political district is not created out
of thin air. It is carved out from part of a real and existing geographic area, in this case the old Municipality of
Makati. That people actually lived or were domiciled in the area encompassed by the new Second District cannot
be denied. Modern-day carpetbaggers cannot be allowed to take advantage of the creation of new political districts
by suddenly transplanting themselves in such new districts, prejudicing their genuine residents in the process of
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taking advantage of existing conditions in these areas. It will be noted, as COMELEC did in its assailed resolution,
that petitioner was disqualified from running in the Senate because of the constitutional two-term limit, and had
to shop around for a place where he could run for public office. Nothing wrong with that, but he must first prove
with reasonable certainty that he has effected a change of residence for election law purposes for the period
required by law. This he has not effectively done.
To contend that Syjuco should be proclaimed because he was the “first” among the qualified candidates in the
May 8, 1995 elections is to misconstrue the nature of the democratic electoral process and the sociological and
psychological underpinnings behind voters’ preferences. The result suggested by private respondent would lead
not only to our reversing the doctrines firmly entrenched in the two cases of Labo vs. Comelec but also to a
massive disenfranchisement of the thousands of voters who cast their vote in favor of a candidate they believed
could be validly voted for during the elections. Had petitioner been disqualified before the elections, the choice,
moreover, would have been different. The votes for Aquino given the acrimony which attended the campaign,
would not have automatically gone to second placer Syjuco. The nature of the playing field would have
substantially changed. To simplistically assume that the second placer would have received the other votes would
be to substitute our judgment for the mind of the voter. The second placer is just that, a second placer. He lost the
elections. He was repudiated by either a majority or plurality of voters. He could not be considered the first among
qualified candidates because in a field which excludes the disqualified candidate, the conditions would have
substantially changed. We are not prepared to extrapolate the results under such circumstances.
This, it bears repeating, expresses the more logical and democratic view. We cannot, in another shift of the
pendulum, subscribe to the contention that the runner-up in an election in which the winner has been disqualified
is actually the winner among the remaining qualified candidates because this clearly represents a minority view
supported only by a scattered number of obscure American state and English court decisions. These decisions
neglect the possibility that the runner-up, though obviously qualified, could receive votes so measly and
insignificant in number that the votes they receive would be tantamount to rejection. Theoretically, the “second
placer” could receive just one vote. In such a case, it is absurd to proclaim the totally repudiated candidate as the
voters’ “choice.”
Moreover, even in instances where the votes received by the second placer may not be considered numerically
insignificant, voters preferences are nonetheless so volatile and unpredictable that the result among qualified
candidates, should the equation change because of the disqualification of an ineligible candidate, would not be
selfevident. Absence of the apparent though ineligible winner among the choices could lead to a shifting of votes
to candidates other than the second placer. By any mathematical formulation, the runner-up in an election cannot
be construed to have obtained a majority or plurality of votes cast where an “ineligible” candidate has garnered
either a majority or plurality of the votes.
A democratic government is necessarily a government of laws. In a republican government those laws are
themselves ordained by the people. Through their representatives, they dictate the qualifications necessary for
service in government positions. And as petitioner clearly lacks one of the essential qualifications for running for
membership in the House of Representatives, not even the will of a majority or plurality of the voters of the
Second District of Makati City would substitute for a requirement mandated by the fundamental law itself.
Ceniza vs. Commission on Elections
The thrust of the 1973 Constitution is towards the fullest autonomy of local government units. In the Declaration
of Principles and State Policies, it is stated that “The State shall guarantee and promote the autonomy of local
government units, especially the barrio, to ensure their fullest development as self-reliant communities.” To this
end, the Constitution directs the National Assembly to “enact a local government code which may not thereafter
be amended except by a majority vote of all its members, defining a more responsive and accountable local
government structure with an effective system of recall, allocating among the different local governments their
powers, responsibilities, and resources, and providing for the qualifications, election and removal, term, salaries,
powers, functions, and duties of local officials, and all other matters relating to the organization and operation of
the local units,” and empowered local government units “to create its own sources of revenue and to levy taxes,
subject to limitations as may be provided by law.”
Art. XI, Section 4 of the said Constitution places highly urbanized cities outside the supervisory power of the
province where they are geographically located. This is as it should be because of the complex and varied
problems in a highly urbanized city due to a bigger population and greater economic activity which require greater
autonomy.
Corollary to independence however, is the concomitant loss of the right to participate in provincial affairs, more
particularly the selection of elective provincial officials since these provincial officials have ceased to exercise
any governmental jurisdiction and authority over said city.
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The classification of cities into highly urbanized cities and component cities on the basis of their regular annual
income is based upon substantial distinction. The revenue of a city would show whether or not it is capable of
existence and development as a relatively independent social, economic, and political unit. It would also show
whether the city has sufficient economic or industrial activity as to warrant its independence from the province
where it is geographically situated. Cities with smaller income need the continued support of the provincial
government thus justifying the continued participation of the voters in the election of provincial officials in some
instances.
The petitioners also contend that the voters in Mandaue City are denied equal protection of the law since the
voters in other component cities are allowed to vote for provincial officials. The contention is without merit. The
practice of allowing voters in one component city to vote for provincial officials and denying the same privilege
to voters in another component city is a matter of legislative discretion which violates neither the Constitution
nor the voter’s right of suffrage.
The equal protection of the law contemplates equality in the enjoyment of similar rights and privileges granted
by law. It would have been discriminatory and a denial of the equal protection of the law if the statute prohibited
an individual or group of voters in the city from voting for provincial officials while granting it to another
individual or group of voters in the same city. Neither can it be considered an infringement upon the petitioners’
rights of suffrage since the Constitution confers no right to a voter in a city to vote for the provincial officials of
the province where the city is located. Their right is limited to the right to vote for elective city officials in local
elections which the questioned statutes neither withdraw nor restrict.
The petitioners further claim that to prohibit the voters in a city from voting for elective provincial officials would
impose a substantial requirement on the exercise of suffrage and would violate the sanctity of the ballot, contrary
to the provisions of Art. VI, Section 1 of the Constitution. The prohibition contemplated in the Constitution,
however, has reference to such requirements, as the Virginia poll tax, invalidated in Harper vs. Virginia Board of
Elections, or the New York requirement that to be eligible to vote in a school district, one must be a parent of a
child enrolled in a local public school, nullified in Kramer vs. Union Free School Dist., 395 U.S. 621, which
impose burdens on the right of suffrage without achieving permissible state objectives. In this particular case, no
such burdens are imposed upon the voters of the cities of Cebu and Mandaue. They are free to exercise their rights
without any other requirement, save that of being registered voters in the cities where they reside and the sanctity
of their ballot is maintained.
It is also contended that the prohibition would subvert the principle of republicanism as it would deprive a citizen
his right to participate in the conduct of the affairs of the government unit through the exercise of his right of
suffrage. It has been pointed out, however, that the provincial government has no governmental supervision over
highly urbanized cities. These cities are independent of the province in the administration of their affairs. Such
being the case, it is but just and proper to limit the selection and election of the provincial officials to the voters
of the province whose interests are vitally affected and exclude therefrom the voters of highly urbanized cities.
Petitioners assail the charter of the City of Mandaue as unconstitutional for not having been ratified by the
residents of the city in a plebiscite. This contention is untenable. The Constitutional requirement that the creation,
division, merger, abolition, or alteration of the boundary of a province, city, municipality, or barrio should be
subject to the approval by the majority of the votes cast in a plebiscite in the governmental unit or units affected
is a new requirement that came into being only with the 1973 Constitution. It is prospective in character and
therefore cannot affect the creation of the City of Mandaue which came into existence on June 21, 1969.
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representatives including those under the party-list.” We thus translate this legal provision into a mathematical
formula, as follows: No. of district representatives x .20 = No. of party-list .80 representatives
This formulation means that any increase in the number of district representatives, as may be provided by law,
will necessarily result in a corresponding increase in the number of party-list seats.
In the exercise of its constitutional prerogative, Congress enacted RA 7941. As said earlier, Congress declared
therein a policy to promote “proportional representation” in the election of party-list representatives in order to
enable Filipinos belonging to the marginalized and underrepresented sectors to contribute legislation that would
benefit them. It however deemed it necessary to require parties, organizations and coalitions participating in the
system to obtain at least two percent of the total votes cast for the party-list system in order to be entitled to a
party-list seat. Those garnering more than this percentage could have “additional seats in proportion to their total
number of votes.” Furthermore, no winning party, organization or coalition can have more than three seats in the
House of Representatives. Thus the relevant portion of Section 11(b) of the law provides: “(b) The parties,
organizations, and coalitions receiving at least two percent (2%) of the total votes cast for the party-list system
shall be entitled to one seat each; Provided, That those garnering more than two percent (2%) of the votes shall
be entitled to additional seats in proportion to their total number of votes; Provided, finally, That each party,
organization, or coalition shall be entitled to not more than three (3) seats.” Considering the foregoing statutory
requirements, it will be shown presently that Section 5 (2), Article VI of the Constitution is not mandatory. It
merely provides a ceiling for party-list seats in Congress.
On the contention that a strict application of the two percent threshold may result in a “mathematical
impossibility,” suffice it to say that the prerogative to determine whether to adjust or change this percentage
requirement rests in Congress. Our task now, as should have been the Comelec’s, is not to find fault in the wisdom
of the law through highly unlikely scenarios of clinical extremes, but to craft an innovative mathematical formula
that can, as far as practicable, implement it within the context of the actual election process. Indeed, the function
of the Supreme Court, as well as of all judicial and quasi-judicial agencies, is to apply the law as we find it, not
to reinvent or second-guess it. Unless declared unconstitutional, ineffective, insufficient or otherwise void by the
proper tribunal, a statute remains a valid command of sovereignty that must be respected and obeyed at all times.
This is the essence of the rule of law.
The two percent threshold is consistent not only with the intent of the framers of the Constitution and the law, but
with the very essence of “representation.” Under a republican or representative state, all government authority
emanates from the people, but is exercised by representatives chosen by them. But to have meaningful
representation, the elected persons must have the mandate of a sufficient number of people. Otherwise, in a
legislature that features the party-list system, the result might be the proliferation of small groups which are
incapable of contributing significant legislation, and which might even pose a threat to the stability of Congress.
Thus, even legislative districts are apportioned according to “the number of their respective inhabitants, and on
the basis of a uniform and progressive ratio” to ensure meaningful local representation.
All in all, we hold that the statutory provision on this two percent requirement is precise and crystalline. When
the law is clear, the function of courts is simple application, not interpretation or circumvention.
Consistent with the Constitutional Commission’s pronouncements, Congress set the seat-limit to three (3) for
each qualified party, organization or coalition. “Qualified” means having hurdled the two percent vote threshold.
Such three-seat limit ensures the entry of various interest-representations into the legislature; thus, no single
group, no matter how large its membership, would dominate the party-list seats, if not the entire House.
Another suggestion that the Court considered was the Niemeyer formula, which was developed by a German
mathematician and adopted by Germany as its method of distributing party-list seats in the Bundestag. Under this
formula, the number of additional seats to which a qualified party would be entitled is determined by multiplying
the remaining number of seats to be allocated by the total number of votes obtained by that party and dividing the
product by the total number of votes garnered by all the qualified parties. The integer portion of the resulting
product will be the number of additional seats that the party concerned is entitled to.
The Niemeyer formula, while no doubt suitable for Germany, finds no application in the Philippine setting,
because of our three-seat limit and the non-mandatory character of the twenty percent allocation. True, both our
Congress and the Bundestag have threshold requirements—two percent for us and five for them. There are marked
differences between the two models, however. As ably pointed out by private respondents, one half of the German
Parliament is filled up by party-list members. More important, there are no seat limitations, because German law
discourages the proliferation of small parties. In contrast, RA 7941, as already mentioned, imposes a three-seat
limit to encourage the promotion of the multiparty system. This major statutory difference makes the Niemeyer
formula completely inapplicable to the Philippines. Just as one cannot grow Washington apples in the Philip-
pines or Guimaras mangoes in the Arctic because of fundamental environmental differences, neither can the
Niemeyer formula be transplanted in toto here because of essential variances between the two party-list models.
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It is now obvious that the Philippine style party-list system is a unique paradigm which demands an equally unique
formula. In crafting a legally defensible and logical solution to determine the number of additional seats that a
qualified party is entitled to, we need to review the parameters of the Filipino party-list system. As earlier
mentioned in the Prologue, they are as follows:
1. The twenty percent allocation—the combined number of all party-list congressmen shall not exceed
twenty percent of the total membership of the House of Representatives, including those elected under the
party list.
2. The two percent threshold - only those parties garnering a minimum of two percent of the total valid votes
cast for the party-list system are “qualified” to have a seat in the House of Representatives.
3. The three-seat limit - each qualified party, regard less of the number of votes it actually obtained, is entitled
to a maximum of three seats; that is, one “qualifying” and two additional seats.
4. Proportional representation — the additional seats which a qualified party is entitled to shall be computed
“in proportion to their total number of votes.”
Now, how do we determine the number of seats the first party is entitled to? The only basis given by the law is
that a party receiving at least two percent of the total votes shall be entitled to one seat. Proportionally, if the first
party were to receive twice the number of votes of the second party, it should be entitled to twice the latter’s
number of seats and so on. The formula, therefore, for computing the number of seats to which the first party is
entitled is as follows:
Number of votes of first party Proportion of votes of first party relative
=
Total votes for party-list system to total votes for party-list system
If the proportion of votes received by the first party without rounding it off is equal to at least six percent of the
total valid votes cast for all the party list groups, then the first party shall be entitled to two additional seats or a
total of three seats overall. If the proportion of votes without a rounding off is equal to or greater than four percent,
but less than six percent, then the first party shall have one additional or a total of two seats. And if the proportion
is less than four percent, then the first party shall not be entitled to any additional seat.
The next step is to solve for the number of additional seats that the other qualified parties are entitled to, based
on proportional representation. The formula is encompassed by the following complex fraction:
No. of votes of concerned party _____________
Total No. of votes Additional seats for party-list system No. of additional for
concerned = ———————— x seats allocated to party No. of votes to the first
party first party
Total No. of vote for party list system In simplified form, it is written as follows: No. of votes
of Additional seats concerned party No. of additional for concerned = --------------------------- x seats
allocated to party No. of votes of the first party first party
Incidentally, if the first party is not entitled to any additional seat, then the ratio of the number of votes for the
other party to that for the first one is multiplied by zero. The end result would be zero additional seat for each of
the other qualified parties as well. The above formula does not give an exact mathematical representation of the
number of additional seats to be awarded since, in order to be entitled to one additional seat, an exact whole
number is necessary. In fact, most of the actual mathematical proportions are not whole numbers and are not
rounded off for the reasons explained earlier. To repeat, rounding off may result in the awarding of a number of
seats in excess of that provided by the law. Furthermore, obtaining absolute proportional representation is
restricted by the three seat-per-party limit to a maximum of two additional slots. An increase in the maximum
number of additional representatives a party may be entitled to would result in a more accurate proportional
representation. But the law itself has set the limit: only two additional seats. Hence, we need to work within such
extant parameter.
The Comelec, which is tasked merely to enforce and administer election-related laws, cannot simply disregard an
act of Congress exercised within the bounds of its authority. As a mere implementing body, it cannot judge the
wisdom, propriety or rationality of such act. Its recourse is to draft an amendment to the law and lobby for its
approval and enactment by the legislature.
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A reading of the entire Constitution reveals no violation of any of its provisions by the strict enforcement of RA
7941. It is basic that to strike down a law or any of its provisions as unconstitutional, there must be a clear and
unequivocal showing that what the Constitution prohibits, the statute permits.
Ang Bagong Bayani-OFW Labor Party vs. Commission on Elections
We now rule on this issue. Under the Constitution and RA 7941, private respondents cannot be disqualified from
the party-list elections, merely on the ground that they are political parties. Section 5, Article VI of the
Constitution, provides that members of the House of Representatives may “be elected through a party-list system
of registered national, regional, and sectoral parties or organizations.”
The foregoing provision mandates a state policy of promoting proportional representation by means of the
Filipino-style partylist system, which will “enable” the election to the House of Representatives of Filipino
citizens, who belong to marginalized and underrepresented sectors, organizations and parties; and who lack well-
defined constituencies; but who could contribute to the formulation and enactment of appropriate legislation that
will benefit the nation as a whole. The key words in this policy are “proportional representation,” “marginalized
and underrepresented,” and “lack [of] well-defined constituencies.”
“Proportional representation” here does not refer to the number of people in a particular district, because the
partylist election is national in scope. Neither does it allude to numerical strength in a distressed or oppressed
group. Rather, it refers to the representation of the “marginalized and underrepresented” as exemplified by the
enumeration in Section 5 of the law; namely, “labor, peasant, fisherfolk, urban poor, indigenous cultural
communities, elderly, handicapped, women, youth, veterans, overseas workers, and professionals.”
It is not enough for the candidate to claim representation of the marginalized and underrepresented, because
representation is easy to claim and to feign. The partylist organization or party must factually and truly represent
the marginalized and underrepresented constituencies mentioned in Section 5. Concurrently, the persons
nominated by the party-list candidate organization must be “Filipino citizens belonging to marginalized and
underrepresented sectors, organizations and parties.”
“Lack of well-defined constituenc[y]” refers to the absence of a traditionally identifiable electoral group, like
voters of a congressional district or territorial unit of government. Rather, it points again to those with disparate
interests identified with the “marginalized or underrepresented.”
While the enumeration of marginalized and underrepresented sectors is not exclusive, it demonstrates the clear
intent of the law that not all sectors can be represented under the party-list system. It is a fundamental principle
of statutory construction that words employed in a statute are interpreted in connection with, and their meaning
is ascertained by reference to, the words and the phrases with which they are associated or related. Thus, the
meaning of a term in a statute may be limited, qualified or specialized by those in immediate association
specifically those belonging to marginalized and underrepresented sectors, organizations and parties—to be
elected to the House of Representatives, and the assertion of the Office of the Solicitor General that the party-list
system is not exclusive to the marginalized and underrepresented disregards the clear statutory policy.—The
declared policy of RA 7941 contravenes the position of the Office of the Solicitor General (OSG). We stress that
the party-list system seeks to enable certain Filipino citizens—specifically those belonging to marginalized and
underrepresented sectors, organizations and parties—to be elected to the House of Representatives. The assertion
of the OSG that the party-list system is not exclusive to the marginalized and underrepresented disregards the
clear statutory policy. Its claim that even the super-rich and overrepresented can participate desecrates the spirit
of the partylist system.
Verily, allowing the non-marginalized and overrepresented to vie for the remaining seats under the partylist
system would not only dilute, but also prejudice the chance of the marginalized and underrepresented, contrary
to the intention of the law to enhance it. The party-list system is a tool for the benefit of the underprivileged; the
law could not have given the same tool to others, to the prejudice of the intended beneficiaries.
The Court, therefore, deems it proper to remand the case to the Comelec fqr the latter to determine, after summary
evidentiary hearings, whether the 154 parties and organizations allowed to participate in the party-list elections
comply with the requirements of the law. In this light, the Court finds it appropriate to lay down the following
guidelines, culled from the law and the Constitution, to assist the Comelec in its work.
First, the political party, sector, organization or coalition must represent the marginalized and
underrepresented groups identified in Section 5 of RA 7941.
Second, while even major political parties are expressly allowed by RA 7941 and the Constitution to
participate in the party-list system, they must comply with the declared statutory policy enabling Filipino
citizens belonging to marginalized and underrepresented sectors to be elected to the House of
Representatives.
Third, the religious sector may not be represented in the party-list system.
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Fourth, a party or an organization must not be disqualified under Section 6 of RA 7941.
Fifth, the party or organization must not be an adjunct of, or a project organized or an entity funded or
assisted by, the government.
Sixth, the party must not only comply with t)ie requirements of the law. Its nominees must likewise do so.
Seventh, not only candidate party or organization must represent marginalized and underrepresented
sectors. So also must its nominees.
Eighth, while lacking a well-defined political constituency, the nominee must likewise be able to contribute
to the formulation and enactment of appropriate legislation that will benefit the nation as a whole.
Barangay Association for National Advancement and Transparency (BANAT) vs. Commission on
Elections (April 2009)
We rule that, in computing the allocation of additional seats, the continued operation of the two percent threshold
for the distribution of the additional seats as found in the second clause of Section 11(b) of R.A. No. 7941 is
unconstitutional. This Court finds that the two percent threshold makes it mathematically impossible to achieve
the maximum number of available party list seats when the number of available party list seats exceeds 50. The
continued operation of the two percent threshold in the distribution of the additional seats frustrates the attainment
of the permissive ceiling that 20% of the members of the House of Representatives shall consist of party-list
representatives.
We therefore strike down the two percent threshold only in relation to the distribution of the additional seats as
found in the second clause of Section 11(b) of R.A. No. 7941. The two percent threshold presents an unwarranted
obstacle to the full implementation of Section 5(2), Article VI of the Constitution and prevents the attainment of
“the broadest possible representation of party, sectoral or group interests in the House of Representatives.”
In determining the allocation of seats for party-list representatives under Section 11 of R.A. No. 7941, the
following procedure shall be observed:
1. The parties, organizations, and coalitions shall be ranked from the highest to the lowest based on the
number of votes they garnered during the elections.
2. The parties, organizations, and coalitions receiving at least two percent (2%) of the total votes cast for the
party-list system shall be entitled to one guaranteed seat each.
3. Those garnering sufficient number of votes, according to the ranking in paragraph 1, shall be entitled to
additional seats in proportion to their total number of votes until all the additional seats are allocated.
4. Each party, organization, or coalition shall be entitled to not more than three (3) seats.
In computing the additional seats, the guaranteed seats shall no longer be included because they have already
been allocated, at one seat each, to every two-percenter. Thus, the remaining available seats for allocation as
“additional seats” are the maximum seats reserved under the Party List System less the guaranteed seats.
Fractional seats are disregarded in the absence of a provision in R.A. No. 7941 allowing for a rounding-off of
fractional seats.
Neither the Constitution nor R.A. No. 7941 prohibits major political parties from participating in the party-list
system. On the contrary, the framers of the Constitution clearly intended the major political parties to participate
in party-list elections through their sectoral wings.
By a vote of 8-7, the Court decided to continue the ruling in Veterans disallowing major political parties from
participating in the partylist elections, directly or indirectly. Those who voted to continue disallowing major
political parties from the party-list elections joined Chief Justice Reynato S. Puno in his separate opinion. On the
formula to allocate party-list seats, the Court is unanimous in concurring with this ponencia.
Barangay Association for National Advancement and Transparency (BANAT) vs. Commission on
Elections (July 2009)
The filling-up of all available party-list seats is not mandatory. Actual occupancy of the party-list seats depends
on the number of participants in the party-list election. If only ten parties participated in the 2007 party-list
election, then, despite the availability of 54 seats, the maximum possible number of occupied party-list seats
would only be 30 because of the three-seat cap. In such a case, the three-seat cap prevents the mandatory allocation
of all the 54 available seats.
In the second round allocation of additional seats, there is no minimum vote requirement to obtain a party-list
seat because the Court has struck down the application of the 2% threshold in the allocation of additional seats.
Specifically, the provision in Section 11(b) of the Party-List Act stating that “those garnering more than two
percent (2%) of the votes shall be entitled to additional seats in the proportion to their total number of votes” can
no longer be given any effect. Otherwise, the 20 percent party-list seats in the total membership of the House of
Representatives as provided in the 1987 Constitution will mathematically be impossible to fill up. However, a
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party-list organization has to obtain a sufficient number of votes to gain a seat in the second round of seat
allocation. What is deemed a sufficient number of votes is dependent upon the circumstances of each election,
such as the number of participating parties, the number of available party-list seats, and the number of parties
with guaranteed seats received in the first round of seat allocation. To continue the example above, if only ten
parties participated in the 2007 party-list election and each party received only one thousand votes, then each of
the ten parties would receive 10% of the votes cast. All are guaranteed one seat, and are further entitled to receive
two more seats in the second round of seat allocation.
In the absence of a minimum vote requirement in the second round of party-list seat allocation, there is no need
to belabor the disparity between the votes obtained by the first and last ranked winning parties in the 2007 party-
list elections. In the same manner, no one belabors the disparity between the votes obtained by the highest and
lowest ranked winners in the senatorial elections. However, for those interested in comparing the votes received
by party-list representatives vis-a-vis the votes received by district representatives, the 162,678 votes cast in favor
of TUCP, the last party to obtain a party-list seat, is significantly higher than the votes received by 214 of the 218
elected district representatives.
The phrase “legislative districts apportioned among the provinces, cities, and the Metropolitan Manila area in
accordance with the number of their respective inhabitants, and on the basis of a uniform and progressive ratio”
in Section 5(1) of Article VI requires that legislative districts shall be apportioned according to proportional
representation. However, this principle of proportional representation applies only to legislative districts, not to
the party-list system. The allocation of seats under the party-list system is governed by the last phrase of Section
5(1), which states that the party-list representatives shall be “those who, as provided by law, shall be elected
through a party-list system,” giving the Legislature wide discretion in formulating the allocation of party-list seats.
Clearly, there is no constitutional requirement for absolute proportional representation in the allocation of party-
list seats in the House of Representatives. Section 2, on Declaration of Policy, of R.A. No. 7941 provides that the
“State shall promote proportional representation in the election of representatives to the House of Representatives
through a party-list system of registered national, regional and sectoral parties or organizations or coalitions
thereof x x x.” However, this proportional representation in Section 2 is qualified by Section 11(b) of the same
law which mandates a three-seat cap, which is intended to bar any single party-list organization from dominating
the partylist system. Section 11(b) also qualifies this proportional representation by imposing a two percent cut-
off for those entitled to the guaranteed seats. These statutory qualifications are valid because they do not violate
the Constitution, which does not require absolute proportional representation for the party-list system.
Atong Paglaum, Inc. vs. Commission on Elections
The 1987 Constitution provides the basis for the party-list system of representation. Simply put, the party-list
system is intended to democratize political power by giving political parties that cannot win in legislative district
elections a chance to win seats in the House of Representatives. The voter elects two representatives in the House
of Representatives: one for his or her legislative district, and another for his or her party-list group or organization
of choice.
Indisputably, the framers of the 1987 Constitution intended the party-list system to include not only sectoral
parties but also non-sectoral parties. The framers intended the sectoral parties to constitute a part, but not the
entirety, of the party-list system. As explained by Commissioner Wilfredo Villacorta, political parties can
participate in the party-list system “[F]or as long as they field candidates who come from the different
marginalized sectors that we shall designate in this Constitution.”
The common denominator between sectoral and non-sectoral parties is that they cannot expect to win in legislative
district elections but they can garner, in nationwide elections, at least the same number of votes that winning
candidates can garner in legislative district elections. The partylist system will be the entry point to membership
in the House of Representatives for both these non-traditional parties that could not compete in legislative district
elections.
What the framers intended, and what they expressly wrote in Section 5(1), could not be any clearer: the party-list
system is composed of three different groups, and the sectoral parties belong to only one of the three groups. The
text of Section 5(1) leaves no room for any doubt that national and regional parties are separate from sectoral
parties. Thus, the partylist system is composed of three different groups: (1) national parties or organizations; (2)
regional parties or organizations; and (3) sectoral parties or organizations. National and regional parties or
organizations are different from sectoral parties or organizations. National and regional parties or organizations
need not be organized along sectoral lines and need not represent any particular sector.
Section 3(a) of R.A. No. 7941 defines a “party” as “either a political party or a sectoral party or a coalition of
parties.” Clearly, a political party is different from a sectoral party. Section 3(c) of R.A. No. 7941 further provides
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that a “political party refers to an organized group of citizens advocating an ideology or platform, principles and
policies for the general conduct of government.” On the other hand, Section 3(d) of R.A. No. 7941 provides that
a “sectoral party refers to an organized group of citizens belonging to any of the sectors enumerated in Section 5
hereof whose principal advocacy pertains to the special interest and concerns of their sector.” R.A. No. 7941
provides different definitions for a political and a sectoral party. Obviously, they are separate and distinct from
each other.
R.A. No. 7941 does not require national and regional parties or organizations to represent the “marginalized and
underrepresented” sectors. To require all national and regional parties under the party-list system to represent the
“marginalized and underrepresented” is to deprive and exclude, by judicial fiat, ideology-based and cause-
oriented parties from the party-list system. How will these ideology-based and cause-oriented parties, who cannot
win in legislative district elections, participate in the electoral process if they are excluded from the party-list
system? To exclude them from the party-list system is to prevent them from joining the parliamentary struggle,
leaving as their only option the armed struggle. To exclude them from the party-list system is, apart from being
obviously senseless, patently contrary to the clear intent and express wording of the 1987 Constitution and R.A.
No. 7941. Under the party-list system, an ideology-based or cause-oriented political party is clearly different from
a sectoral party. A political party need not be organized as a sectoral party and need not represent any particular
sector. There is no requirement in R.A. No. 7941 that a national or regional political party must represent a
“marginalized and underrepresented” sector. It is sufficient that the political party consists of citizens who
advocate the same ideology or platform, or the same governance principles and policies, regardless of their
economic status as citizens.
The phrase “marginalized and underrepresented” should refer only to the sectors in Section 5 that are, by their
nature, economically “marginalized and underrepresented.” These sectors are: labor, peasant, fisherfolk, urban
poor, indigenous cultural communities, handicapped, veterans, overseas workers, and other similar sectors. For
these sectors, a majority of the members of the sectoral party must belong to the “marginalized and
underrepresented.” The nominees of the sectoral party either must belong to the sector, or must have a track record
of advocacy for the sector represented. Belonging to the “marginalized and underrepresented” sector does not
mean one must “wallow in poverty, destitution or infirmity.” It is sufficient that one, or his or her sector, is below
the middle class. More specifically, the economically “marginalized and underrepresented” are those who fall in
the low income group as classified by the National Statistical Coordination Board.
Section 11 of R.A. No. 7941 expressly prohibited the “first five (5) major political parties on the basis of party
representation in the House of Representatives at the start of the Tenth Congress” from participating in the May
1988 party-list elections. Thus, major political parties can participate in subsequent party-list elections since the
prohibition is expressly limited only to the 1988 party-list elections. However, major political parties should
participate in party-list elections only through their sectoral wings. The participation of major political parties
through their sectoral wings, a majority of whose members are “marginalized and underrepresented” or lacking
in “well-defined political constituencies,” will facilitate the entry of the “marginalized and underrepresented” and
those who “lack welldefined political constituencies” as members of the House of Representatives.
The 1987 Constitution and R.A. No. 7941 allow major political parties to participate in party-list elections so as
to encourage them to work assiduously in extending their constituencies to the “marginalized and
underrepresented” and to those who “lack well-defined political constituencies.” The participation of major
political parties in party-list elections must be geared towards the entry, as members of the House of
Representatives, of the “marginalized and underrepresented” and those who “lack well-defined political
constituencies,” giving them a voice in lawmaking. Thus, to participate in party-list elections, a major political
party that fields candidates in the legislative district elections must organize a sectoral wing, like a labor, peasant,
fisherfolk, urban poor, professional, women or youth wing, that can register under the party-list system. Such
sectoral wing of a major political party must have its own constitution, by-laws, platform or program of
government, officers and members, a majority of whom must belong to the sector represented. The sectoral wing
is in itself an independent sectoral party, and is linked to a major political party through a coalition. This linkage
is allowed by Section 3 of R.A. No. 7941, which provides that “component parties or organizations of a coalition
may participate independently (in party-list elections) provided the coalition of which they form part does not
participate in the party-list system.”
Section 9 of R.A. No. 7941 prescribes the qualifications of party-list nominees. This provision prescribes a special
qualification only for the nominee from the youth sector. Section 9. Qualifications of Party-List Nominees.—No
person shall be nominated as party-list representative unless he is a natural-born citizen of the Philippines, a
registered voter, a resident of the Philippines for a period of not less than one (1) year immediately preceding the
day of the election, able to read and write, a bona fide member of the party or organization which he seeks to
represent for at least ninety (90) days preceding the day of the election, and is at least twenty-five (25) years of
age on the day of the election. In case of a nominee of the youth sector, he must at least be twenty-five (25) but
not more than thirty (30) years of age on the day of the election. Any youth sectoral representative who attains
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the age of thirty (30) during his term shall be allowed to continue in office until the expiration of his term. A
party-list nominee must be a bona fide member of the party or organization which he or she seeks to represent. In
the case of sectoral parties, to be a bona fide party-list nominee one must either belong to the sector represented,
or have a track record of advocacy for such sector.
iii. Vacancy
Lozada vs. Commission on Elections
As taxpayers, petitioners may not file the instant petition, for nowhere therein is it alleged that tax money is being
illegally spent. The act complained of is the inaction of the COMELEC to call a special election, as is allegedly
its ministerial duty under the constitutional provision abovecited, and therefore, involves no expenditure of public
funds. It is only when an act complained of, which may include a legislative enactment or statute, involves the
illegal expenditure of public money that the so-called taxpayer suit may be allowed. What the case at bar seeks is
one that entails expenditure of public funds which may be illegal because it would be spent for a purpose—that
of calling a special election—which, as will be shown, has no authority either in the Constitution or a statute.
As voters, neither have petitioners the requisite interest or personality to qualify them to maintain and prosecute
the present petition. The unchallenged rule is that the person who impugns the validity of a statute must have a
personal and substantial interest in the case such that he has sustained, or will sustain, direct injury as a result of
its enforcement. In the case before us, the alleged inaction of the COMELEC to call a special election to fill-up
the existing vacancies in the Batasan Pambansa, standing alone, would adversely affect only the generalized
interest of all citizens. Petitioners’ standing to sue may not be predicated upon an interest of the kind alleged here,
which is held in common by all members of the public because of the necessarily abstract nature of the injury
supposedly shared by all citizens. Concrete injury, whether actual or threatened, is that indispensable element of
a dispute which serves in part to cast it in a form traditionally capable of judicial resolution. When the asserted
harm is a “generalized grievance” shared in substantially equal measure by all or a large class of citizens, that
harm alone normally does not warrant exercise of jurisdiction.
There is in this case no decision, order or ruling of the COMELEC which is sought to be reviewed by this Court
under its certiorari jurisdiction as provided for in the aforequoted provision, which is the only known provision
conferring jurisdiction or authority on the Supreme Court over the COMELEC. It is not alleged that the
COMELEC was asked by petitioners to perform its alleged duty under the Constitution to call a special election,
and that COMELEC has issued an order or resolution denying such petition.
Even from the standpoint of an action for mandamus, with the total absence of a showing that COMELEC has
unlawfully neglected the performance of a ministerial duty, or has refused on being demanded, to discharge such
a duty; and as demonstrated above, it is not shown, nor can it ever be shown, that petitioners have a clear right to
the holding of a special election which is equally the clear and ministerial duty of COMELEC to respect,
mandamus will not lie. The writ will not issue in doubtful cases.
It is obvious that the holding of special elections in several regional districts where vacancies exist, would entail
huge expenditure of money. Only the Batasan Pambansa can make the necessary appropriation for the purpose,
and this power of the Batasan Pambansa may neither be subject to mandamus by the courts much less may
COMELEC compel the Batasan to exercise its power of appropriation. From the role Batasan Pambansa has to
play in the holding of special elections, which is to appropriate the funds for the expenses thereof, it would seem
that the initiative on the matter must come from said body, not the COMELEC, even when the vacancies would
occur in the regular not interim Batasan Pambansa. The power to appropriate is the sole and exclusive prerogative
of the legislative body, the exercise of which may not be compelled through a petition for mandamus.
What is more, the provision of Section 5(2), Article VIII of the Constitution was intended to apply to vacancies
in the regular National Assembly, now Batasan Pambansa, not to the Interim Batasan Pambansa, as will presently
be shown.
Also under the original provision of the Constitution (Section 1, Article XVII—Transitory Provisions), the
Interim National Assembly had only one single occasion on which to call for an election, and that is for the
election of members of the regular National Assembly. The Constitution could not have at that time contemplated
to fill up vacancies in the Interim National Assembly the composition of which, as already demonstrated, would
not raise any imperious necessity of having to call special elections for that purpose, because the duration of its
existence was neither known or pre-determined. It could be for a period so brief that the time prescriptions
mentioned in Section 5(2), Article VIII of the Constitution cannot be applicable.
1. Election
a. Regular Election, Article VI, Section 8
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b. Special Election, Article VI, Section 9
As the acts sought to be enjoined were the respondents' passing in audit and the approval of the payment of the
Representatives' increased salaries, and not the collection or receipt thereof, the members of the House of
Representatives need not be joined as defendants in the present action. Only the respondent auditors are the
indispensable or proper parties defendant.
The purpose of Section 14, Article VI of the Constitution, which provides that no increase in the compensation
of Senators and Members of the House of Representatives "shall take effect until after the full term of all the
Members of the Senate and of the House of Representatives approving such increase," is to place a "legal bar to
the legislators "yielding to the natural temptation to increase their salaries. Not that the power to provide for
higher compensation is lacking, but with the length of time that has to elapse before an increase becomes effective,
there is a deterrent factor to any such measure unless the need for it is clearly felt" (Tañada and Fernando,
Constitution of the" Philippines, Vol. 2, p. 867).
In establishing a waiting period before the increased compensation for legislators becomes fully effective, the
constitutional provision (Art. VI, Sec. IV) refers to "all the members of the Senate and of the House of Repre-
sentatives" in the same sentence, as a single unit, without distinction or separation between them. The fundamental
consideration is that the terms of office of all members of the Legislature that enacted the measure (whether
Senators or Representatives) must have expired before the increase in compensation can become operative.
It follows that the increased compensation provided by Republic Act No. 4134 is not operative until December
30, 1969, when the full term of all members of the Senate and House that approved it on June 20, 1964 will have
expired. Insofar as Republic Act No. 4642 (1965-1966 Appropriations Act) authorizes the disbursement of the
increased compensation prior to the date aforesaid, it also violates the Constitution and must be held null and
void.
To grant retirement gratuity to members of Congress whose terms expired on December 30, 1969 computed on
the basis of an increased salary of P32,000.00 per annum (which they were prohibited by the Constitution from
receiving during their term of office) would be to pay them prohibited emoluments which in effect increase the
salary beyond that which they were permitted by the Constitution to receive during their incumbency. As stressed
by the Auditor-General in his decision in the similar case of petitioner’s colleague, ex-Congressman Singson,
“(S)uch a scheme would Contravene the Constitution for it would lead to the same prohibited result by enabling
administrative authorities to do indirectly what cannot be done directly.”
Petitioner’s contention that since the increased salary of P32,000.00 per annum was already operative when his
retirement took effect on December 30, 1969, his retirement gratuity should be based on such increased salary
cannot be sustained as far as he and other members of Congress similarly situated whose term of office ended on
December 30, 1969 are concerned for the simple reason that a retirement gratuity or benefit is a form of
compensation within the purview of the Constitutional provision limiting their compensation and “other
emoluments” to their salary as provided by law. This was the clear teaching of Philconsa vs. Jimenez, 15 SCRA
479.
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Section 15, Article VI of the Constitution makes it clear that parliamentary immunity from arrest does not cover
any prosecution for treason, felony and breach of the peace. Treason exists when the accused levies war against
the Republic or adheres to its enemies giving them aid and comfort. A felony is act or omission punishable by
law. Breach of the peace covers any offense whether defined by the Revised Penal Code or any special statute.
The debates in the Constitutional Convention on this particular provision also supports this conclusion.
The state of the American law on this point is aptly summarized by Cooley: “By common parliamentary law, the
members of the legislature are privileged from arrest on civil process during the session of that body, and for a
reasonable time before and after, to enable them to go to and return from the same.” A prosecution for a criminal
offense is thus excluded from this grant of immunity.
By virtue of section 2, article XVI of the Constitution which declares as inoperative any existing law inconsistent
with the Constitution, Article 145 of the Revised Penal Code which was enacted in January 1, 1932 and which
accords legislators a generous treatment exempting them from arrest even if warranted under a penal law, is
inconsistent with the Constitution is consequently inoperative.
An open letter to the President of the Philippines when Congress was not in session which defendant-
Congressman caused to be published in several newspapers of general circulation in the Philippines is not a
communication which the defendant published while he was performing his official duty, either as a Member of
Congress, or as officer of any Committee thereof. Said communication is not absolutely privileged.
The letter in question is not sufficient to support plaintiffs’ action for damages, Although the letter says that the
plaintiff is under the control of the unnamed persons therein alluded to as “planners” of a coup d’état, the
defendant, likewise, added that “it is of course possible” that the plaintiffs “are unwitting tools of the plan of
which they may have absolutely no knowledge”. In other words, the very document upon which plaintiffs’ action
is based explicitly indicates that they might be absolutely unaware of the alleged operational plans, and that they
may be merely unwitting tools of the planners. This statement is not derogatory to the plaintiffs, to the point of
entitling them to recover damages.
Parliamentary rules are merely procedural, and with their observance, the courts have no concern. They may be
waived or disregarded by the legislative body. Consequently, mere failure to conform to parliamentary usage will
not invalidate the action taken by a deliberate body when the requisite number of members have agreed to a
particular measure.
The House of Representatives is the judge of what constitutes disorderly behavior. The courts will not assume a
jurisdiction in any case which will amount to an interference by the judicial department with the legislature.
The House of Representatives of the United States has taken the position that personal attacks upon the Chief
Executive constitutes unparliamentary conduct or breach of order. And in several instances, it took action against
offenders, even after other business had been considered.
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While under the Jones Law, the Senate had no power to suspend appointive member (Alejandrino vs. Quezon, 46
Phil. 83), at present Congress has the inherent legislative prerogative of suspension which the Constitution did
not impair.
The Supreme Court assumed jurisdiction over this quo warranto proceeding", in the light of events subsequent to
the original resolution. The Court held that there was a quorum in the session of the Philippine Senate (composed
of twenty-four Senators) in which twelve Senators were present, one Senator being in the United States.
c. Rules of Proceedings
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Pacete vs. The Sec. of the Commission on Appointments
Our holding was that the mere filing of a motion for reconsideration did not have the effect of setting aside a
confirmation. There was a need for its being duly approved. Respondent’s theory would give to the mere filing
of a motion for reconsideration the effect which it would have if the motion were approved, and, hence, would
dispense with the necessity of such approval, for which the concurrence of a majority of the members present is
necessary. It is inconsistent with Rule 21 of the Revised Rules of the Commission. Nothing can be clearer,
therefore, than that this Court is committed to the principle that a mere motion for reconsideration to a
confirmation duly made which is not approved cannot have the effect of setting aside such confirmation, a
principle that is based not merely on the express language of Rule 21, but a reflection of the settled interpretation
of the Commission on Appointments, speaking through its Chairman.
Pursuant to this provision (Rule 21), the vote of a majority of the members present in favor of the motion for
reconsideration is necessary to “reopen” the appointment—and, hence, to “recall” its confirmation—and to
require a resubmission of the appointment for confirmation.
A distinction is thus made between the exercise of such presidential prerogative requiring confirmation by the
Commission on Appointments when Congress is in session and when it is in recess. In the former the President
nominates, and only upon the consent of the Commission on Appointments may the person thus named assume
office. It is not so with reference to ad interim appointments. It takes effect at once. The individual chosen may
thus qualify and perform his function without loss of time. His title to such office is complete. In the language of
the Constitution, the appointment is effective “until disapproval by the Commission on Appointments or until the
next adjournment of the Congress.”
Nor does the insistence of respondent Secretary of the Commission on Appointments, in his answer, that the
question involved is beyond the jurisdiction of this Court, elicit approval. It would extend the boundaries of the
political question doctrine beyond its legitimate limits. The courts are called upon to see to it that private rights
are not invaded. Thus even legislative acts and executive orders are not beyond the pale of judicial scrutiny.
Certainly, there is nothing sacrosanct about a rule of the Commission on Appointments, especially so, when as in
this case, a construction sought to be fastened on it would defeat the right of an individual to a public office. It
certainly can be inquired into in an appropriate case, although the utmost deference should be paid to the
interpretation accorded it by the Commission on Appointments itself. Although the Commission on Appointments
is not a power in our tripartite system of government, it is to all intents and purposes, like the Electoral Tribunals,
when acting within the limits of its authority, an independent organ. (Angara vs. Electoral Commission, 63 Phil.
139) Its actuation in the exercise of its power to approve appointments submitted to it by the President of the
Philippines is exempt from judicial supervision and interference, except on a clear showing of such arbitrary and
improvident use of the powers as will constitute a denial of due process. (Morero vs. Bocar, 37 O. G. 445) As due
process is impressed with both substantive and procedural significance, the scope of judicial inquiry is thus not
unduly limited.
We conclude this survey with the useful summary of the rulings by former Chief Justice Fernando, commenting
on the power of each House of Congress to determine its rules of proceedings. He wrote: Rules are hardly
permanent in character. The prevailing view is that they are subject to revocation, modification or waiver at the
pleasure of the body adopting them as they are primarily procedural. Courts ordinarily have no concern with their
observance. They may be waived or disregarded by the legislative body. Consequently, mere failure to conform
to them does not have the effect of nullifying the act taken if the requisite number of members have agreed to a
particular measure. The above principle is subject, however, to this qualification. Where the construction to be
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given to a rule affects persons other than members of the legislative body the question presented is necessarily
judicial in character. Even its validity is open to question in a case where private rights are involved.
In this case no rights of private individuals are involved but only those of a member who, instead of seeking
redress in the House, chose to transfer the dispute to this Court. We have no more power to look into the internal
proceedings of a House than members of that House have to look over our shoulders, as long as no violation of
constitutional provisions is shown. Petitioners must realize that each of the three departments of our government
has its separate sphere which the others may not invade without upsetting the delicate balance on which our
constitutional order rests. Due regard for the working of our system of government, more than mere comity,
compels reluctance on our part to enter upon an inquiry into an alleged violation of the rules of the House. We
must accordingly decline the invitation to exercise our power.
Petitioners, quoting former Chief Justice Roberto Concepcion’s sponsorship in the Constitutional Commission,
contend that under Art. VIII, §1, “nothing involving abuse of discretion [by the other branches of the government]
amounting to lack or excess of jurisdiction is beyond judicial review.” Implicit in this statement of the former
Chief Justice, however, is an acknowledgment that the jurisdiction of this Court is subject to the case and
controversy requirement of Art. VIII, §5 and, therefore, to the requirement of a justiciable controversy before
courts can adjudicate constitutional questions such as those which arise in the field of foreign relations. For while
Art. VIII, §1 has broadened the scope of judicial inquiry into areas normally left to the political departments to
decide, such as those relating to national security, it has not altogether done away with political questions such as
those which arise in the field of foreign relations.
As we have already held, under Art. VIII, §1, this Court’s function is merely [to] check whether or not the
governmental branch or agency has gone beyond the constitutional limits of its jurisdiction, not that it erred or
has a different view. In the absence of a showing . . . [of] grave abuse of discretion amounting to lack of
jurisdiction, there is no occasion for the Court to exercise its corrective power.... It has no power to look into what
it thinks is apparent error. If, then, the established rule is that courts cannot declare an act of the legislature void
on account merely of noncompliance with rules of procedure made by itself, it follows that such a case does not
present a situation in which a branch of the government has “gone beyond the constitutional limits of its
jurisdiction” so as to call for the exercise of our Art. VIII, §1 power.
Petitioners argue that, in accordance with the rules of the House, Rep. Albano’s motion for the approval of the
conference committee report should have been stated by the Chair and later the individual votes of the Members
should have been taken. They say that the method used in this case is a legislator’s nightmare because it suggests
unanimity when the fact was that one or some legislators opposed the report. No rule of the House of
Representatives has been cited which specifically requires that in cases such as this involving approval of a
conference committee report, the Chair must restate the motion and conduct a viva voce or nominal voting. On
the other hand, as the Solicitor General has pointed out, the manner in which the conference committee report on
H. No. 7198 was approved was by no means a unique one. It has basis in legislative practice. It was the way the
conference committee report on the bills which became the Local Government Code of 1991 and the conference
committee report on the bills amending the Tariff and Customs Code were approved.
Indeed, it is no impeachment of the method to say that some other way would be better, more accurate and even
more just. The advantages or disadvantages, the wisdom or folly of a method do not present any matter for judicial
consideration. In the words of the U.S. Circuit Court of Appeals, “this Court cannot provide a second opinion on
what is the best procedure. Notwithstanding the deference and esteem that is properly tendered to individual
congressional actors, our deference and esteem for the institution as a whole and for the constitutional command
that the institution be allowed to manage its own affairs precludes us from even attempting a diagnosis of the
problem.”
Nor does the Constitution require that the yeas and the nays of the Members be taken every time a House has to
vote, except only in the following instances: upon the last and third readings of a bill, at the request of one-fifth
of the Members present, and in repassing a bill over the veto of the President. Indeed, considering the fact that in
the approval of the original bill the votes of the Members by yeas and nays had already been taken, it would have
been sheer tedium to repeat the process.
Given this fact, it is difficult to see how it can plausibly be contended that in signing the bill which became R.A.
No. 8240, respondent Speaker of the House be acted with grave abuse of his discretion. Indeed, the phrase “grave
abuse of discretion amounting to lack or excess of jurisdiction” has a settled meaning in the jurisprudence of
procedure. It means such capricious and whimsical exercise of judgment by a tribunal exercising judicial or quasi
judicial power as to amount to lack of power. As Chief Justice Concepcion himself said in explaining this
provision, the power granted to the courts by Art. VIII, §1 extends to cases where “a branch of the government
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or any of its officials has acted without jurisdiction or in excess of jurisdiction, or so capriciously as to constitute
an abuse of discretion amounting to excess of jurisdiction.”
Here, the matter complained of concerns a matter of internal procedure of the House with which the Court should
not be concerned. To repeat, the claim is not that there was no quorum but only that Rep. Arroyo was effectively
prevented from questioning the presence of a quorum. Rep. Arroyo’s earlier motion to adjourn for lack of quorum
had already been defeated, as the roll call established the existence of a quorum. The question of quorum cannot
be raised repeatedly—especially when the quorum is obviously present—for the purpose of delaying the business
of the House. Rep. Arroyo waived his objection by his continued interpellation of the sponsor for in so doing he
in effect acknowledged the presence of a quorum.
Under the enrolled bill doctrine, the signing of H. No. 7198 by the Speaker of the House and the President of the
Senate and the certification by the secretaries of both Houses of Congress that it was passed on November 21,
1996 are conclusive of its due enactment. Much energy and learning is devoted in the separate opinion of Justice
Puno, joined by Justice Davide, to disputing this doctrine. To be sure, there is no claim either here or in the
decision in the EVAT cases [Tolentino v. Secretary of Finance] that the enrolled bill embodies a conclusive
presumption.
In one case we “went behind” an enrolled bill and consulted the Journal to determine whether certain provisions
of a statute had been approved by the Senate. But, whereas here there is no evidence to the contrary, this Court
will respect the certification of the presiding officers of both Houses that a bill has been duly passed. Under this
rule, this Court has refused to determine claims that the three-fourths vote needed to pass a proposed amendment
to the Constitution had not been obtained, because “a duly authenticated bill or resolution imports absolute verity
and is binding on the courts.”
The enrolled bill doctrine, as a rule of evidence, is well established. It is cited with approval by text writers here
and abroad. The enrolled bill rule rests on the following considerations: . . . As the President has no authority to
approve a bill not passed by Congress, an enrolled Act in the custody of the Secretary of State, and having the
official attestations of the Speaker of the House of Representatives, of the President of the Senate, and of the
President of the United States, carries, on its face, a solemn assurance by the legislative and executive departments
of the government, charged, respectively, with the duty of enacting and executing the laws, that it was passed by
Congress. The respect due to coequal and independent departments requires the judicial department to act upon
that assurance, and to accept, as having passed Congress, all bills authenticated in the manner stated; leaving the
court to determine, when the question properly arises, whether the Act, so authenticated, is in conformity with
the Constitution. To overrule the doctrine now, as the dissent urges, is to repudiate the massive teaching of our
cases and overthrow an established rule of evidence.
The Journal is regarded as conclusive with respect to matters that are required by the Constitution to be recorded
therein. With respect to other matters, in the absence of evidence to the contrary, the Journals have also been
accorded conclusive effect. Thus, in United States v. Pons, this Court spoke of the imperatives of public policy
for regarding the Journals as “public memorials of the most permanent character,” thus: “They should be public,
because all are required to conform to them; they should be permanent, that rights acquired today upon the faith
of what has been declared to be law shall not be destroyed tomorrow, or at some remote period of time, by facts
resting only in the memory of individuals.” As already noted, the bill which became R.A. No. 8240 is shown in
the Journal. Hence its due enactment has been duly proven.
It would be an unwarranted invasion of the prerogative of a coequal department for this Court either to set aside
a legislative action as void because the Court thinks the House has disregarded its own rules of procedure, or to
allow those defeated in the political arena to seek a rematch in the judicial forum when petitioners can find their
remedy in that department itself. The Court has not been invested with a roving commission to inquire into
complaints, real or imagined, of legislative skullduggery. It would be acting in excess of its power and would
itself be guilty of grave abuse of its discretion were it to do so. The suggestion made in a case may instead
appropriately be made here: petitioners can seek the enactment of a new law or the repeal or amendment of R.A.
No. 8240. In the absence of anything to the contrary, the Court must assume that Congress or any House thereof
acted in the good faith belief that its conduct was permitted by its rules, and deference rather than disrespect is
due the judgment of that body.
e. Discipline of members
Alejandrino vs. Quezon
The Supreme Court of the Philippine Islands lacks jurisdiction by mandamus to restrain or control action by the
Philippine Legislature or a branch thereof. The Congress has the exclusive power to discipline its members in
consistent to the separation of powers.
Santiago vs. Sandiganbayan
The authority of the Sandiganbayan to order the preventive suspension of an incumbent public official charged
with violation of the provisions of Republic Act No. 3019 has both legal and jurisprudential support. It would
appear, indeed, to be a ministerial duty of the court to issue an order of suspension upon determination of the
validity of the information filed before it. Once the information is found to be sufficient in form and substance,
the court is bound to issue an order of suspension as a matter of course, and there seems to be “no ifs and buts
about it.” In issuing the preventive suspension of petitioner, the Sandiganbayan merely adhered to the clear and
unequivocal mandate of the law, as well as the jurisprudence in which the Court has, more than once, upheld
Sandiganbayan’s authority to decree the suspension of public officials and employees indicted before it.
The order of suspension prescribed by Republic Act No. 3019 is distinct from the power of Congress to discipline
its own ranks under the Constitution which provides that each—“x x x house may determine the rules of its
proceedings, punish its Members for disorderly behavior, and, with the concurrence of two-thirds of all its
Members, suspend or expel a Member. A penalty of suspension, when imposed, shall not exceed sixty days.” The
suspension contemplated in the above constitutional provision is a punitive measure that is imposed upon
determination by the Senate or the House of Representatives, as the case may be, upon an erring member.
The doctrine of separation of powers by itself may not be deemed to have effectively excluded members of
Congress from Republic Act No. 3019 nor from its sanctions. The maxim simply recognizes each of the three co-
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equal and independent, albeit coordinate, branches of the government— the Legislative, the Executive and the
Judiciary—has exclusive prerogatives and cognizance within its own sphere of influence and effectively prevents
one branch from unduly intruding into the internal affairs of either branch.
f. Journal and Congress Records
1. The Enrolled Bill Theory
Mabanag vs. Lopez Vito
Jurisdiction, which is a matter of substantive law, should not be confused with conclusiveness of an enactment or
resolution, which is a matter of evidence and practice. A duly authenticated bill or resolution imports absolute
verity and is binding on the courts. The rule conforms to the policy of the law making' body as expressed in
section 313 of the old Code of Civil Procedure, as amended by Act; No. 2210.
Casco Philippine Chemical Co., Inc. vs. Gimenez
Individual statements made by Senators on the floor of the Senate do not necessarily reflect the view of the Senate.
Much less do they indicate the intent of the House of Representative.
The enrolled bill is conclusive upon the courts as regards the tenor of the measure passed by Congress and
approved by the President (Primicias v. Paredes, 61 Phil. 118, 120; Mabanag v. Lopez Vito, 78 Phil. 1; Macias v.
Comm. on Elections, L-18684, Sept. 14, 1961). If there has been any mistake in the printing of a bill before it
was certified by the officers of Congress and approved by the Executive, the remedy is by amendment or curative
legislation, not by judicial decree.
The term “urea formaldehyde”, used in Section 2 of Republic Act No. 2609, under which the sale of foreign
exchange for the importation of certain articles is exempt from payment of margin fees, refers to the finished
product, and is distinct and separate from “urea” and “formaldehyde”, which are separate articles used in the
manu- facture of synthetic resin. Hence, the importation of urea and formaldehyde is not exempt from the
imposition of the margin fee established by the Monetary Board pursuant to the provisions of Section 1 in relation
to Section 2 of said Act.
Fariñas vs. The Executive Secretary
Every statute is presumed valid. The presumption is that the legislature intended to enact a valid, sensible and just
law and one which operates no further than may be necessary to effectuate the specific purpose of the law. It is
equally well-established, however, that the courts, as guardians of the Constitution, have the inherent authority to
determine whether a statute enacted by the legislature transcends the limit imposed by the fundamental law. And
where the acts of the other branches of government run afoul of the Constitution, it is the judiciary’s solemn and
sacred duty to nullify the same.
The legislators considered Section 67 of the Omnibus Election Code as a form of harassment or discrimination
that had to be done away with and repealed. The executive department found cause with Congress when the
President of the Philippines signed the measure into law. For sure, some sectors of society and in government
may believe that the repeal of Section 67 is bad policy as it would encourage political adventurism. But policy
matters are not the concern of the Court. Government policy is within the exclusive dominion of the political
branches of the government. It is not for this Court to look into the wisdom or propriety of legislative
determination. Indeed, whether an enactment is wise or unwise, whether it is based on sound economic theory,
whether it is the best means to achieve the desired results, whether, in short, the legislative discretion within its
prescribed limits should be exercised in a particular manner are matters for the judgment of the legislature, and
the serious conflict of opinions does not suffice to bring them within the range of judicial cognizance.
The petitioners, thus, urge the Court to go behind the enrolled copy of the bill. The Court is not persuaded. Under
the “enrolled bill doctrine,” the signing of a bill by the Speaker of the House and the Senate President and the
certification of the Secretaries of both Houses of Congress that it was passed are conclusive of its due enactment.
A review of cases reveals the Court’s consistent adherence to the rule. The Court finds no reason to deviate from
the salutary rule in this case where the irregularities alleged by the petitioners mostly involved the internal rules
of Congress, e.g., creation of the 2nd or 3rd Bicameral Conference Committee by the House. This Court is not
the proper forum for the enforcement of these internal rules of Congress, whether House or Senate. Parliamentary
rules are merely procedural and with their observance the courts have no concern. Whatever doubts there may be
as to the formal validity of Rep. Act No 9006 must be resolved in its favor. The Court reiterates its ruling in
Arroyo v. De Venecia, viz.: But the cases, both here and abroad, in varying forms of expression, all deny to the
courts the power to inquire into allegations that, in enacting a law, a House of Congress failed to comply with its
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own rules, in the absence of showing that there was a violation of a constitutional provision or the rights of private
individuals. In Osmeña v. Pendatun, it was held: “At any rate, courts have declared that ‘the rules adopted by
deliberative bodies are subject to revocation, modification or waiver at the pleasure of the body adopting them.’
And it has been said that ‘Parliamentary rules are merely procedural, and with their observance, the courts have
no concern. They may be waived or disregarded by the legislative body.’ Consequently, ‘mere failure to conform
to parliamentary usage will not invalidate the action (taken by a deliberative body) when the requisite number of
members have agreed to a particular measure.’
2. Probative Value of the Journal
United States vs. Pons
The courts in the Philippine Islands are bound, judicially, to take notice of what the law is and, to enable them to
determine whether the legal requisites to the validity of a statute have been complied with, it is their right, as well
as their duty, to take notice of the legislative journals.
When the legislative journals show with certainty the- time of adjournment of the Legislature and are clear and
unambiguous respecting the same, they are conclusive; and extraneous evidence cannot be admitted to show a
different date of adjournment.
3. Journal Entry Rule v. Enrolled Bill Theory
Astorga vs. Villegas
The (1935) Constitution is silent as to what shall constitute proof of due enactment of a bill. It does not require
the presiding officers to certify to the same. The enrolled bill theory is based mainly on “the respect due to co-
equal and independent departments,” which requires the judicial department “to accept, as having passed
Congress, all bills authenticated in the manner stated.”
As far as Congress itself is concerned, there is nothing sacrosanct in the certification made by the presiding
officers. It is merely a mode of authentication. The law-making process in Congress ends when the bill is approved
by both Houses, and the certification does not add to the validity of the bill or cure any defect already present
upon its passage. In other words, it is the approval by Congress and not the signatures of the presiding officers
that is essential. Thus, the (1935) Constitution says that “[e]very bill passed by the Congress shall, before it
becomes law, be presented to the President.” Thus, it has also been stated in other cases that if the attestation is
absent and the same is not required for the validity of a statute, the courts may resort to the journals and other
records of Congress for proof of its due enactment.
This Court is merely asked to inquire whether the text of House Bill 9266 signed by the Chief Executive was the
same text passed by both Houses of Congress. Under the specific facts and circumstances of this case, this Court
can do this and resort to the Senate journal for that purpose. The journal discloses that substantial and lengthy
amendments were introduced on the floor and approved by the Senate but were not incorporated in the printed
text sent to the President and signed by him. This Court is not asked to incorporate such amendments into the
alleged law, which admittedly is a risky undertaking, but to declare that the bill was not duly enacted and therefore
did not become law. This We do, as indeed both the President of the Senate and the Chief Executive did, when
they withdrew their signatures therein.
Morales vs. Subido
ln all cases, the journals must yield to the enrolled bill. To be sure there are certain matters which the Constitution
expressly requires must be entered on the journal of each house. To what extent the validity of a legislative act
may be affected by a failure to have such matters entered on the journal, is a question which the Supreme Court
cannot now decide. With respect to matters not expressly required to be entered on the journal, the enrolled bill
prevails in the event of any discrepancy.
4. Congressional Record – Art. VI, Sec 16(4), par. 2
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Although the Constitution provides that the Senate shall choose six (6) Senators to be members of the Senate
Electoral Tribunal, the latter is part neither of Congress nor of the Senate. (Angara vs. Electoral Commission, 63
Phil., 139; Suanes vs. Chief Accountant, 81 Phil., 818; 46 Off. Gaz., 462.)
The most vital feature of the Electoral Tribunals is the equal representation of the parties having the largest and
the second largest number of votes in each House therein, and the resulting equilibrium to be maintained by the
Justices of the Supreme Court as members of said Tribunals.
While it is true that the membership of the Senate Electoral Tribunal, in the case at bar, would in effect be limited
to seven (7), instead of nine (9), members it must be conceded that the present composition of the Senate, wherein
twenty-three (23) of its members belong to one party and one (1) member belongs to another, was not foreseen
by the framers of the Constitution. Furthermore, the spirit of the law prevails over its letter, and the solution herein
adopted maintains the spirit of the Constitution, for partisan considerations cannot be decisive in a tribunal
consisting of three (3) Justices of the Supreme Court, three (3) members nominated by the majority party and
either one (1) or two (2) members nominated by the party having the second largest number of votes in the House
concerned.
If the Nacionalista Party would be allowed to nominate five (5) members to the Senate Electoral Tribunal instead
of three (3), it would have the absolute majority, since there would be one (1) member of the Citizens Party and
three (3) members of the Supreme Court, and hence, the philosophy underlying the Constitution would be entirely
upset. The equilibrium between the political parties therein would be destroyed, and, what is worse, the decisive
moderat ing role of the Justices of the Supreme Court would be wiped out, and, in lieu thereof, the door would be
thrown wide open for the predominance of political considerations in the determination of election protests
pending before said Tribunal, which is precisely what the fathers of our Constitution earnestly strove to forestall.
Abbas vs. Senate Electoral Tribunal
It seems quite clear to us that in thus providing for a Tribunal to be staffed by both Justices of the Supreme Court
and Members of the Senate, the Constitution intended that both those “Judicial” and “legislative” components
commonly share the duty and authority of deciding all contests relating to the election, returns and qualifications
of Senators. The respondent Tribunal correctly stated one part of this proposition when it held that said provision
“x x x is a clear expression of an intent that all (such) contests x x x shall be resolved by a panel or body in which
their (the Senators’) peers in that Chamber are represented.” The other part, of course, is that the constitutional
provision just as clearly mandates the participation in the same process of decision of a representative or
representatives of the Supreme Court.
Let us not be misunderstood as saying that no Senator-Member of the Senate Electoral Tribunal may inhibit or
disqualify himself from sitting in judgment on any case before said Tribunal. Every Member of the Tribunal may,
as his conscience dictates, refrain from participating in the resolution of a case where he sincerely feels that his
personal interests or biases would stand in the way of an objective and impartial judgment. What we are merely
saying is that in the light of the Constitution, the Senate Electoral Tribunal cannot legally function as such, absent
its entire membership of Senators and that no amendment of its Rules can confer on the three Justices-Members
alone the power of valid adjudication of a senatorial election contest.
b. Nature of Function
Angara vs. Electoral Commission
But in the main, the Constitution has blocked out with deft strokes and in bold lines, allotment of power to the
executive, the legislative and the judicial departments of the government. The overlapping and interlacing of
functions and duties between the several departments, however, sometimes makes it hard to say just where the
one leaves off and the other begins. In times of social disquietude or political excitement, the great landmarks of
the Constitution are apt to be forgotten or marred, if not entirely obliterated. In cases of conflict, the judicial
department is the only constitutional organ which can be called upon to determine the proper allocation of powers
between the several departments and among the integral or constituent units thereof.
The Electoral Commission is a constitutional creation, invested with the necessary authority in the performance
and execution of the limited and specific function assigned to it by the Constitution. Although it is not a power in
our tripartite scheme of government, it is, to all intents and purposes, when acting within the limits of its authority,
an independent organ. It is, to be sure, closer to the legislative department than to any other. The location of the
provision (sec. 4) creating the Electoral Commission under Article VI entitled "Legislative Department" of our
Constitution is very indicative. Its composition is also significant in that it is constituted by a majority of members
of the Legislature. But it is a body separate from and independent of the Legislature.
c. Independence of Electoral Tribunals
Bondoc vs. Pineda
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The use of the word “sole” in both Section 17 of the 1987 Constitution and Section 11 of the 1935 Constitution
underscores the exclusive jurisdiction of the House Electoral Tribunal as judge of contests relating to the election,
returns and qualifications of the members of the House of Representatives (Robles vs. House of Representatives
Electoral Tribunal, G.R. No. 86647, February 5, 1990). The tribunal was created to function as a nonpartisan
court although two-thirds of its members are politicians. It is a non-political body in a sea of politicians x x x To
be able to exercise exclusive jurisdiction, the House Electoral Tribunal must be independent. Its jurisdiction to
hear and decide congressional election contests is not to be shared by it with the Legislature nor with the Courts.
As judges, the members of the tribunal must be non-partisan. They must discharge their functions with complete
detachment, impartiality, and independence—even independence from the political party to which they belong.
Hence, “disloyalty to party” and “breach of party discipline,” are not valid grounds for the expulsion of a member
of the tribunal. ln expelling Congressman Camasura from the HRET for having cast a “conscience vote” in favor
of Bondoc, based strictly on the result of the examination and appreciation of the ballots and the recount of the
votes by the tribunal, the House of Representatives committed a grave abuse of discretion, an injustice, and a
violation of the Constitution. Its resolution of expulsion against Congressman Camasura is, therefore, null and
void.
Another reason for the nullity of the expulsion resolution of the House of Representatives is that it violates
Congressman Camasura’s right to security of tenure, Members of the HRET, as “sole judge” of congressional
election contests, are entitled to security of tenure just as members of the judiciary enjoy security of tenure under
our Constitution (Sec. 2, Art. VIII, 198? Constitution). Therefore; membership in the House Electoral Tribunal
may not be terminated except for a just cause, such as, the expiration of the member’s congressional term of
office, his death, permanent disability, resignation from-the political party he represents in the tribunal, formal
affiliation with another political party, or removal for-other valid cause. A member may not be expelled by the
House of Representatives for “party disloyalty” short of proof that he has formally affiliated with another political
group. As the records of this case fail to show that Congressman Camasura has become a registered member of
another political party, his expulsion from the LDP and from the HRET was not for a valid cause, hence, it violated
his right to security of tenure.
d. Powers
e. Judicial review and decisions of Electoral Tribunals
1. Commission on Appointments – Art. VI, Sec 18-19
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otherwise, the party with a majority representation in the Senate or the House of Representatives can by sheer
force of numbers impose its will on the hapless minority.
We do not agree with respondents’ claim that it is mandatory to elect 12 Senators to the Commission on
Appointments. The Constitution does not contemplate that the Commission on Appointments must necessarily
include twelve (12) senators and twelve (12) members of the House of Representatives. What the Constitution
requires is that there be at least a majority of the entire membership. Under Section 18, the Commission shall rule
by majority vote of all the members and in Section 19, the Commission shall meet only while Congress is in
session, at the call of its Chairman or a majority of all its members “to discharge such powers and functions herein
conferred upon it.”
2. Powers of Congress
a. General Plenary powers – Art. VI, Sec. 1
b. Limitations on the legislative power
1. Susbtantive limitations
a. Express Substantive limitations – Art. III; Art. VI, Sec. 25 & 28, Art. XIV. Sec 4 (3), Art. VI Sec
29-31
b. Implied substantive limitations
1. Prohibitions against delegation of legislative powers
2. Prohibitions against passage of irrepealable laws
(2) Procedural limitations- Art. VI, Sec 26-27
c. Power of inquiry vs. question hour Art. VI, Sec 22
Senate of the Philippines vs. Ermita
Even where the inquiry is in aid of legislation, there are still recognized exemptions to the power of inquiry, which
exemptions fall under the rubric of “executive privilege.” Since this term figures prominently in the challenged
order, it being mentioned in its provisions, its preambular clauses, and in its very title, a discussion of executive
privilege is crucial for determining the constitutionality of E.O. 464.
The phrase “executive privilege” is not new in this jurisdiction. It has been used even prior to the promulgation
of the 1986 Constitution. Being of American origin, it is best understood in light of how it has been defined and
used in the legal literature of the United States. Schwartz defines executive privilege as “the power of the
Government to withhold information from the public, the courts, and the Congress.” Similarly, Rozell defines it
as “the right of the President and high-level executive branch officers to withhold information from Congress, the
courts, and ultimately the public.” Executive privilege is, nonetheless, not a clear or unitary concept. It has
encompassed claims of varying kinds. Tribe, in fact, comments that while it is customary to employ the phrase
“executive privilege,” it may be more accurate to speak of executive privileges “since presidential refusals to
furnish information may be actuated by any of at least three distinct kinds of considerations, and may be asserted,
with differing degrees of success, in the context of either judicial or legislative investigations.”
One variety of the privilege, Tribe explains, is the state secrets privilege invoked by U.S. Presidents, beginning
with Washington, on the ground that the information is of such nature that its disclosure would subvert crucial
military or diplomatic objectives. Another variety is the informer’s privilege, or the privilege of the Government
not to disclose the identity of persons who furnish information of violations of law to officers charged with the
enforcement of that law. Finally, a generic privilege for internal deliberations has been said to attach to
intragovernmental documents reflecting advisory opinions, recommendations and deliberations comprising part
of a process by which governmental decisions and policies are formulated.
In the context of a parliamentary system of government, the “question hour” has a definite meaning. It is a period
of confrontation initiated by Parliament to hold the Prime Minister and the other ministers accountable for their
acts and the operation of the government, corresponding to what is known in Britain as the question period. There
was a specific provision for a question hour in the 1973 Constitution which made the appearance of ministers
mandatory. The same perfectly conformed to the parliamentary system established by that Constitution, where
the ministers are also members of the legislature and are directly accountable to it. An essential feature of the
parliamentary system of government is the immediate accountability of the Prime Minister and the Cabinet to the
National Assembly. They shall be responsible to the National Assembly for the program of government and shall
determine the guidelines of national policy. Unlike in the presidential system where the tenure of office of all
elected officials cannot be terminated before their term expired, the Prime Minister and the Cabinet remain in
office only as long as they enjoy the confidence of the National Assembly. The moment this confidence is lost
the Prime Minister and the Cabinet may be changed.
Sections 21 and 22, therefore, while closely related and complementary to each other, should not be considered
as pertaining to the same power of Congress. One specifically relates to the power to conduct inquiries in aid of
legislation, the aim of which is to elicit information that may be used for legislation, while the other pertains to
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the power to conduct a question hour, the objective of which is to obtain information in pursuit of Congress’
oversight function. When Congress merely seeks to be informed on how department heads are implementing the
statutes which it has issued, its right to such information is not as imperative as that of the President to whom, as
Chief Executive, such department heads must give a report of their performance as a matter of duty. In such
instances, Section 22, in keeping with the separation of powers, states that Congress may only request their
appearance. Nonetheless, when the inquiry in which Congress requires their appearance is “in aid of legislation”
under Section 21, the appearance is mandatory for the same reasons stated in Arnault. In fine, the oversight
function of Congress may be facilitated by compulsory process only to the extent that it is performed in pursuit
of legislation. This is consistent with the intent discerned from the deliberations of the Constitutional Commission.
Ultimately, the power of Congress to compel the appearance of executive officials under Section 21 and the lack
of it under Section 22 find their basis in the principle of separation of powers. While the executive branch is a co-
equal branch of the legislature, it cannot frustrate the power of Congress to legislate by refusing to comply with
its demands for information. When Congress exercises its power of inquiry, the only way for department heads
to exempt themselves therefrom is by a valid claim of privilege. They are not exempt by the mere fact that they
are department heads. Only one executive official may be exempted from this power—the President on whom
executive power is vested, hence, beyond the reach of Congress except through the power of impeachment. It is
based on her being the highest official of the executive branch, and the due respect accorded to a co-equal branch
of government which is sanctioned by a long-standing custom. By the same token, members of the Supreme Court
are also exempt from this power of inquiry. Unlike the Presidency, judicial power is vested in a collegial body;
hence, each member thereof is exempt on the basis not only of separation of powers but also on the fiscal
autonomy and the constitutional independence of the judiciary. This point is not in dispute, as even counsel for
the Senate, Sen. Joker Arroyo, admitted it during the oral argument upon interpellation of the Chief Justice.
d. Legislative investigations – Art. VI, Sec. 21
Bengzon, Jr. vs. Senate Blue Ribbon Committee
The 1987 Constitution expressly recognizes the power of both houses of Congress to conduct inquiries in aid of
legislation. xxx The power of both houses of Congress to conduct inquiries in aid of legislation is not, xxx,
absolute or unlimited. Its exercise is circumscribed by the aforequoted provision of the Constitution. Thus, as
provided therein, the investigation must be “in aid of legislation in accordance with its duly published rules of
procedure” and that “the rights of persons appearing in or affected by such inquiries shall be respected”. It follows
then that the rights of persons under the Bill of Rights must be respected, including the right to due process and
the right not to be compelled to testify against one’s self.
As held in Jean L. Arnault vs. Leon Nazareno, et al., the inquiry, to be within the jurisdiction of the legislative
body making it, must be material or necessary to the exercise of a power in it vested by the Constitution, such as
to legislate or to expel a member. Under Sec. 4 of the aforementioned Rules, the Senate may refer to any
committee or committees any speech or resolution filed by any Senator which in its judgment requires an
appropriate inquiry in aid of legislation. In order therefore to ascertain the character or nature of an inquiry, resort
must be had to the speech or resolution under which such an inquiry is proposed to be made.
e. Act as board of canvassers for presidential and vice presidential elections – Art. VII, Sec. 4; RA7166, Sec.
30
f. Call Special election for President and Vice President – Art. VII, Sec. 10
g. Revoke or extend suspension of privilege of habeas corpus and declaration of martial law - Art. VII, Sec.
18
h. Approve Presidential amnesties – Art. VII, Sec. 19
i. Confirm certain appointments – Art. VII Sec. 9 (by Congress; Id.. Sec. 16 (by the Commission on
Appointments)
j. Concur in treaties – Art. VII, Sec. 21 (through the Senate)
k. Declaration of war and delegation of emergency powers – Art. VI. Sec. 23
Araneta vs. Dinglasan
Article VI of the Constitution provides that any law passed by virtue thereof should be "for a limited period."
"Limited" has been defined to mean restricted; bounded; prescribed; confined within positive bounds; restrictive
in duration, extent or scope. The words "limited period" as used in the Constitution are beyond question intended
to mean restrictive in duration.
Emergency, in order to justify the delegation of emergency powers, "must be temporary or it can not be said to
be an emergency." In the language of section 3 of Act No. 671, the National Assembly restricted the life of the
emergency powers of the President to the time the Legislature was prevented from holding sessions due to enemy
action or other causes brought on by war.
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Commonwealth. Act No. 671 was only "for a certain period" and "would become invalid unless reenacted." These
phrases connote automatic extinction. of the law upon the conclusion of a certain period. Together they denote
that a new legislation was necessary to keep alive (not to repeal) the law after the expiration of that period. They
signify that the same law, not a different one, had to be repassed if the grant should be prolonged.
Rodriguez, Sr., etc., et al. vs. Gella, etc., et al.
Commonwealth Act No. 671, passed in pursuance of section 26 of Article VI of the Constitution, declared the
national policy that "the existence of war between the United States and other countries of Europe and Asia, which
involves the Philippines makes it necessary to invest the President with extraordinary powers in order to
meet the resulting emergency," and authorized the President "during the existence of the emergency, to
promulgate such rules and regulations as he may deem necessary to carry out the national policy declared in the
Act." To be constitutional, this Act must be construed to be for the limited period fixed or implied therein.
Express repeal of Commonwealth Act No. 671 is not necessary; otherwise it would be unconstitutional since it
may never be repealed by the Congress, or if the latter attempts to do so, the President may wield his veto.
l. Be judge of the Presidents physical fitness – Art. VII, Sec. 11 par. 4
m. Power of impeachment
n. Power with regard to utilization of natural resources – Art. XII, Sec. 2
o. Amendment of the Constitution – Art. XVII, Sec. 1-2
3. Legislative process
a. Requirement as to bills
(1) As to titles of bills – Art. VI, Sec. 26 (1)
De la Cruz vs. Paras
Then on May 21, 1954, the first section was amended to include not merely “the power to regulate, but likewise
“prohibit * * *.” The title, however, remained the same. It is worded exactly as Republic Act No. 938. It is to be
admitted that as thus amended, if only the above portion of the Act were considered, a municipal council may go
as far as to prohibit the operation of night clubs. If that were all, then the appealed decision is not devoid of
support in law. That is not all, however. The title was not in any way altered. It was not changed one whit. The
exact wording was followed. The power granted remains that of regulation, not prohibition. There is thus support
for the view advanced by petitioners that to construe Republic Act No. 938 as allowing the prohibition of the
operation of night clubs would give rise to a constitutional question. The Constitution mandates: “Every bill shall
embrace only one subject which shall be expressed in the title thereof.” Since there is no dispute as the title limits
the power to regulating, not prohibiting, it would result in the statute being invalid if, as was done by the
Municipality of Bocaue, the operation of a night club was prohibited. There is a wide gap between the exercise
of a regulatory power “to provide for the health and safety, promote the prosperity, improve the morals,” in the
language of the Administrative Code, such competence extending to all “the great public needs,” to quote from
Holmes, and to interdict any calling, occupation, or enterprise. In accordance with the well-settled principle of
constitutional construction that between two possible interpretations by one of which it will be free from
constitutional infirmity and by the other tainted by such grave defect, the former is to be preferred. A construction
that would save rather than one that would affix the seal of doom certainly commends itself. We have done so
before We do so again.
Lidasan vs. Commission on Elections
Section 21(1), Art. VI of the Constitution contains dual limitations upon legislative power. First, Congress is to
refrain from conglomeration, under one statute, of heterogeneous subjects. Second, the title of the bill is to be
couched in a language sufficient to notify the legislators and the public and those concerned of the import of the
single subject thereof.
Of relevance here is the second directive. The subject of the statute must be expressed in the title of the bill.
Compliance is imperative, given the fact that the Constitution does not exact of Congress the obligation to read
during its deliberations the entire text of the bill. In fact, in the case of House Bill 1247, which became R.A. 4790,
only its title was read from its introduction to its final approval in the House of Representatives, where the bill,
being of local application, originated.
The Constitution does not require Congress to employ in the title of an enactment, language of such precision as
to mirror, fully indexed or catalogued, all the contents and the minute details therein. It suffices if the title should
serve the purpose of the constitutional demand that it inform the legislators, the persons interested in the subject
of the bill, and the public, of the nature, scope and consequences of the proposed law and its operation. And this,
to lead them to inquire into the body of the bill, study and discuss the same, take appropriate action thereon, and,
thus, prevent surprise or fraud upon the legislators.
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The test of the sufficiency of a title whether or not it is misleading; and, while technical accuracy is not essential
and the subject need not be stated in express terms where it is clearly inferable from the details set forth, a title
which is so uncertain that the average person reading it would not be informed of the purpose of the enactment
or put on inquiry as to its contents, or which is misleading, either in referring to or indicating one subject where
another or different one is really embraced in the act, or in omitting any expression on indication of the real
subject or scope of the act, is bad. In determining sufficiency of particular title its substance rather than its form
should be considered, and the purpose of the constitutional requirement, of giving notice to all persons interested,
should be kept in mind by the court.
Respondent’s stance is that the change in boundaries of the two provinces resulting in “the substantial diminution
of the territoral limits” of Cotabato province is “merely the incidental legal results of the definition of the
boundary” of the municipality of Dianaton and that, therefore, reference to the fact that portions in Cotabato are
taken away “need not be expressed in the title of the law.” This posture —we must say—but emphasizes the error
of constitutional dimensions in writing down the title of the bill. Transfer of a sizeable portion of territory from
one province to another of necessity involves reduction of area, population and income of the first and the
corresponding increase of those of the other. This is as important as the creation of a municipality. And yet, the
title did not reflect this fact.
But when the parts of the statute are so mutually dependent and connected, as conditions, considerations,
inducements, or compensations for each other, as to warrant a belief that the legislature intended them as a whole,
and that if all could not be carried into effect, the legislature would not pass the residue independently, then, if
some parts are unconstitutional, all the provisions which are thus dependent, conditional, or connected, must fall
with them.
Tio vs. Videogram Regulatory Board
The Constitutional requirement that “every bill shall embrace only one subject which shall be expressed in the
title thereof” is sufficiently complied with if the title be comprehensive enough to include the general purpose
which a statute seeks to achieve. It is not necessary that the title express each and every end that the statute wishes
to accomplish. The requirement is satisfied if all the parts of the statute are related, and are germane to the subject
matter expressed in the title, or as long as they are not inconsistent with or foreign to the general subject and title.
An act having a single general subject, indicated in the title, may contain any number of provisions, no matter
how diverse they may be, so long as they are not inconsistent with or foreign to the general subject, and may be
considered in furtherance of such subject by providing for the method and means of carrying out the general
object.” The rule also is that the constitutional requirement as to the title of a bill should not be so narrowly
construed as to cripple or impede the power of legislation. It should be given a practical rather than technical
construction.
Insular Lumber Co. vs. Court of Tax Appeals
Republic Act No. 1435 deals with only one subject and proclaims just one policy, namely, the necessity for
increasing the Highway Special Fund through the imposition of an increased specific tax on manufactured oils.
The proviso in Section 5 of the law is in effect a partial exemption from the imposed increased tax. Said proviso,
which has reference to specific tax on oil and fuel, is not a deviation from the general subject of the law.
Where the provision of the law is clear and unambiguous, so that there is no occasion for the court’s seeking
legislative intent, the law must be taken as it is, devoid of judicial addition or subtraction.
Furthermore, in deciding the constitutionality of a statute alleged to be defectively titled, every presumption favors
the validity of the Act. As is true in cases presenting other constitutional issues, the courts avoid declaring an Act
unconstitutional whenever possible. Where there is any doubt as to the insufficiency of either the title, or the Act,
the legislation should be sustained.
(2) Requirements as to certain laws
(i) Appropriations laws – Art. VII, Sec. 22; Art. VI Sec. 24-25 and 29
(ii) Tax Laws – Art. VI, Sec. 28; Art. XIV, Sec. 4 (3-4)
(iii) Jurisdiction of the Supreme Court
First Lepanto Ceramics, Inc. vs. Court of Appeals
When the Omnibus Investments Code of 1987 (E.O. No. 226) was promulgated on July 17, 1987, the right to
appeal from the decisions and final orders of the BOI to the Supreme Court was again granted. By then, however,
the present Constitution had taken effect. The Constitution now provides in Art. VI, § 30 that “No law shall be
passed increasing the appellate jurisdiction of the Supreme Court as provided in this Constitution without its
advice and concurrence.” This provision is intended to give the Supreme Court a measure of control over cases
placed under its appellate jurisdiction. For the indiscriminate enactment of legislation enlarging its appellate
ARTICLE VII
THE EXECUTIVE DEPARTMENT
1. The President
a. Singular Executive
Planas vs. Gil
A perusal of our Constitution will show that extensive authority over the public service is granted the President
of the Philippines. Article VII of the Constitution begins in its section 1 with the declaration that "The Executive
power shall be vested in a President of the Philippines." All executive authority is thus vested in him, and upon
him devolves the constitutional duty of seeing that the laws are "faithfully. executed." (Art VII, sec. 11, subsec.
1, last clause.) In the fulfillment of this duty which he cannot evade, he is granted specific and express powers
and functions. (Art. VII, sec. 11.) In addition to these specific and express powers and functions, he may also
exercise those necessarily implied and included in them. (Myers vs. United States [1926], 272 U. S., 52; 71 Law.
ed., 160; 47 Sup Ct. Rep., 21; Willoughby, Constitution of the United States, sec. 953, citing Taft's Our Chief
Magistrate and His Powers, p. 139.) The National Assembly may not enact laws which either expressly or
impliedly diminish the authority conferred upon the President of the Constitution. (Cf. Concepcion vs. Paredes
[1921], 42 Phil., 599.) The Constitution provides that the President "shall have control of all the executive
departments, bureaus, and offices" (Art. VII, sec. 11 [1], first clause) and shall "exercise general supervision over
all local governments as may be provided by law" (Ibid, second clause). This power of control and supervision is
an important constitutional grant.
The President in the exercise of the executive power under the Constitution may act through the heads of the
.executive departments. The heads of the executive departments are his authorized assistants and agents in the
performance of his excutive duties, and their official acts, promulgated in the regular course of business, are
presumptively his acts. (Runkle vs. United States [1887], 122 U. S., 543; 30 Law. ed., 1167; 7 Sup. Ct. Rep.,
1141. See also U. S. vs. Eliason [1839], 16 Pet., 291; 10 Law. ed., 968; Jones vs. U. S. [1890], 137 U. S., 202; 34
Law. ed., 691; 11 Sup. Ct. Rep., 80; Wolsey vs. Chapman [1880], 101 U. S., 755; 25 Law. ed., 915; Wilcox vs.
Jackson [1836], 13 Pet., 498; 10 Law. ed., 264.)Pet., 291; 10 Law. ed., 968; Jones vs. U. S. [1890], 137 U. S.,
202; 34 Law. ed., 691; 11 Sup. Ct. Rep., 80; Wolsey vs. Chapman [1880], 101 U. S., 755; 25 Law. ed., 915;
Wilcox vs. Jackson [1836], 13 Pet., 498; 10 Law. ed., 264.)
The power of removal which the President may exercise directly and the practical necessities of efficient
government brought about by administrative centralization easily make the President the head of the
administration. (Willoughby, Constitution of the United States, Vol. II, 2nd ed., sec. 959.) Independently of any
statutory provision authorizing the President to conduct an investigation of the nature involved in this proceeding,
and in view of the mature and character of the executive authority with which the President of the Philippines is
invested, the constitutional grant to him of power to exercise general supervision over all local govern ments and
to take care that the laws be faithfully executed must be construed to authorize him to order an investigation of
the act or conduct of the petitioner herein. Supervision is not a meaningless thing. It is an active power. It is
certainly not without limitation, but it at least implies authority to inquire into facts and conditions in order to
render the power real and. effective. If supervision is to be conscientious and rational, and not automatic and
brutal, it must be founded upon a knowledge of actual facts and conditions disclosed after careful study and
investigation.
Section 64 of the Administrative Code of 1917 provides as follows: "In addition to his general supervisory
authority, the Governor-General (President) shall have such specific powers and duties as are expressly conferred
or imposed on him by law and also, in particular, the powers and duties set forth in this chapter. Among such
special powers and duties shall be: * * * (c) To order, when in his opinnion the good of the public service so
requires, an investigation of any action or the conduct of any person in the Government service, and in connection
therewith to designate the official, committee, or person by whom such investigation shall be conducted." This
provision of the law, in existence before the taking effect of the Constitution, still subsists. It is not inconsistent
with the Constitution and has not been abrogated or repealed by the National Assembly. (See sec. 2, Art. XV
Constitution.)
Assuming that this is not one of the grounds provided by law for which the petitioner may be investigated
administratively (sec. 2078, Rev. Adm. Code), there is weight in the argument that the investigation would, still
Page 104 of 173
be in order if for no other purpose than to cause a full and honest disclosure of all the facts so that, if found proper
and justified, appropriate action may be taken against the parties alleged to have been guilty of the illegal acts
charged. This is essential to render effective the authority vested in the President by the Constitution to "take care
that the laws be faithfully executed." (Sec. 11, par. 1, Art. VII.) The enforcement of the law and the maintenance
of peace and order are primarily an executive obligation. The declaration that the President should "take care that
the laws be faithfully executed" is more an imposition of an obligation than a conferment of power. His oath
requires him to "faithfully and conscientiously fulfill" his duties as President, "preserve and defend" the
Constitution and "execute" the law. This duty of the Executive to see that the laws be faithfully executed is not
limited to the enforcement of legislative acts or the express terms of the Constitution but also includes the due
enforcement of rights, duties, obligations, prerogatives and immunities growing out of the Constitution itself and
of the protection implied by the nature of the government under the Constitution. (Cunningham vs. Neagle, 135
U. S., 1; 34 Law. ed., 55.)
Villena vs. Secretary of the Interior
Section 79 (C) of the Administrative Code speaks of direct control, direction, and supervision over bureaus and
offices under the jurisdiction of the Secretary of the Interior, but this section should be interpreted in relation to
section 86 of the same Code which grants to the Department of the Interior "executive supervision over the
administration of provinces, municipalities, chartered cities and other local political subdivisions."
In the case of Planas vs. Gil (37 Off. Gaz., 1228) this court observed that "Supervision is not a meaningless thing.
It is an active power. It is certainly not without limitation, but it at least implies authority to inquire into facts and
conditions in order to render the power real and effective. If supervision is to be conscientious and rational, and
not automatic and brutal, it must be founded upon a knowledge of actual facts and conditions disclosed after
careful study and investigation." The principle there enunciated is applicable with equal force to the present case.
The Secretary of the Interior is invested with authority to order the investigation of the charges against the
petitioner and to appoint a special investigator for that purpose.
As regards the challenged power of the Secretary of the Interior to decree the suspension of the herein petitioner
pending an administrative investigation of the charges against him, the question, it may be admitted, is not free
from difficulties. There is no clear and express grant of power to the secretary to suspend a mayor of a municipality
who is under investigation. On the contrary, the power appears lodged in the provincial governor by section 2188
of the Administrative Code which provides that "The provincial governor shall receive and investigate complaints
made under oath against municipal officers for neglect of duty, oppression, corruption or other form of
maladministration of office, and conviction by final judgment of any crime involving moral turpitude."
The fact, however, that the power of suspension is expressly granted by section 2188 of the Administrative Code
to the provincial governor does not mean that the grant is necessarily exclusive and precludes the Secretary of the
Interior from exercising a similar power. For instance, counsel for the petitioner admitted in the oral argument
that the President of the Philippines may himself suspend the petitioner from office in virtue of his greater power
of removal (sec. 2191, as amended, Administrative Code) to be exercised conformably to law.
Ang-Angco vs. Castillo
The action taken by respondent Executive Secretary, even with the authority of the President, in taking direct
action by considering petitioner resigned with prejudice to reinstatement in the same bureau in the administrative
case of petitioner, without submitting the same to the Commissioner of Civil Service, is contrary to law and should
be set aside.
Under Section 16(1) of the Civil Service Act of 1959 it is the Commissioner of Civil Service who has original
and exclusive jurisdiction to decide administrative cases of all officers and employees in the classified service.
The only limitation to this power is that the decision of the Commissioner may be appealed to the Civil Service
Board of Appeals, whose decision in such cases shall be final.
The Civil Service Law of 1959 does not provide for any appeal to the President, nor is he given the power to
review the decision in administrative cases motu proprio, unlike the provision of the previous law, Com. Act No.
598, which was expressly repealed by the new law.
The extent of the power of control given to the President by the Constitution over all officers and employees in
the executive department was interpreted by this Court in the case of Hebron vs. Reyes (L-9124, July 28, 1958)
to mean “the power of an officer to alter or modify or nullify or set aside what a subordinate officer had done in
the performance of his duties and to substitute the judgment of the former for that of the latter”, to distinguish it
from the power of general supervision over municipal government, but the decision does not go to the extent of
including the power to remove an officer or employee in the executive department. The power merely applies to
the exercise of control over the acts of the subordinate, and not over the actor or agent himself of the act.
We now come to some events of January 20, 2001 contemporaneous to the oath taking of respondent Arroyo. We
used the Angara Diary to decipher the intent to resign on the part of the petitioner. Let it be emphasized that it is
not unusual for courts to distill a person’s subjective intent from the evidence before them. Everyday, courts
ascertain intent in criminal cases, in civil law cases involving last wills and testaments, in commercial cases
involving contracts and in other similar cases. As will be discussed below, the use of the Angara Diary is not
prohibited by the hearsay rule. Petitioner may disagree with some of the inferences arrived at by the Court from
the facts narrated in the Diary but that does not make the Diary inadmissible as evidence.
The Malacañang ground was then fully protected by the Presidential Security Guard armed with tanks and high-
powered weapons. The then Chief of Staff, General Angelo Reyes, and other military officers were in Malacañang
to assure that no harm would befall the petitioner as he left the Palace. Indeed, no harm, not even a scratch, was
suffered by the petitioner, the members of his family and his Cabinet who stuck it out with him in his last hours.
Petitioner’s entourage was even able to detour safely to the Municipal Hall of San Juan and bade goodbye to his
followers before finally going to his residence in Polk Street, Greenhills. The only incident before the petitioner
left the Palace was the stone throwing between a small group of pro and anti Erap rallyists which resulted in minor
injuries to a few of them. Certainly, there were no tanks that rumbled through the Palace, no attack planes that
flew over the presidential residence, no shooting, no large scale violence, except verbal violence, to justify the
conclusion that petitioner was coerced to resign.
Petitioner cannot complain he was not furnished a copy of the Angara Diary. Nor can he feign surprise on its use.
To be sure, the said Diary was frequently referred to by the parties in their pleadings. The three parts of the Diary
published in the PDI from February 4-6, 2001 were attached as Annexes A-C, respectively, of the Memorandum
of private respondents Romeo T. Capulong, et al., dated February 20, 2001. The second and third parts of the
Diary were earlier also attached as Annexes 12 and 13 of the Comment of private respondents Capulong, et al.,
dated February 12, 2001. In fact, petitioner even cited in his Second Supplemental Reply Memorandum both the
second part of the diary, published on February 5, 2001, and the third part, published on February 6, 2001. It was
also extensively used by Secretary of Justice Hernando Perez in his oral arguments. Thus, petitioner had all the
opportunity to contest the use of the Diary but unfortunately failed to do so.
e. Removal (Impeachment – see provisions under Art. XI: Accountability of public Officers)
f. Prohibitions – Art. VII, Sec. 13
Civil Liberties Union vs. Executive Secretary
The Vice President – Art. VII, Sec. 3-5, 6 and 9; Art. XI, Sec. 2-3
Right of Succession and membership in Cabinet – Art. VII, Sec. 8,11 and 3 par. 2
VII. Distribution and Separation of Powers
System of Check and Balances
A. Legislative Intrusion into Executive Domain
Concepcion vs. Paredes
It is beyond the power of any branch of the Government of the Philippine Islands to exercise its functions in any
other way than that prescribed by the organic law or by local laws which conform to the organic law.
An Act of the Philippine Legislature which has not been expressly disapproved by Congress is valid unless the
subject-matter has been covered by Congressional legislation, or its enactment forbidden by some provision of
the organic law. The Philippine Legislature is granted by the Organic Act, the Act of Congress of August 29,
1916, general legislative power subject to specific restrictions.
The Organic Act vests supreme executive power in the Governor-General of the Philippine Islands. Authority to
appoint and commission officers is conferred upon him. Appointment to office is intrinsically an executive act
involving the exercise of discretion.
It is not within the power of the Philippine Legislature to enact laws which either expressly or impliedly diminish
the authority conferred by an Act of Congress on the Chief Executive and a branch of the Legislature.
The organic law requires selection for judicial positions by the Governor-General with the assent of the Philippine
Senate. Act No. 2941 requires a drawing of lots for judicial positions. The power of appointment and confirmation
vested by the Organic Act in the Governor-General and the Philippine Senate is usurped by a lottery of judicial
positions every five years.
B. Legislative Intrusion into Judicial Domain
In re: Cunanan, et al.
In the judicial system from which ours has been evolved, the admission, suspension, disbarment and reinstatement
of attorney’s-at-law in the practice of the profession and their supervision have been indisputably a judicial
function and responsibility. Because of this attribute, its continuous and zealous possession and exercise by the
judicial power have been demonstrated during more than six centuries, which certainly "constitutes the most solid
of titles."
The Constitution has not conferred on Congress and this Tribunal equal responsibilities governing the admission
to the practice of law. The primary power and responsibility which the Constitution recognizes, continue to reside
in this court. Congress may repeal, alter and supplement the rules promulgated by this court, but the authority and
responsibility over the admission, suspension, disbarment and reinstatement of attorneys-at-law and their
supervision remain vested in the Supreme Court.
Zaballero v. NHA
The determination of “just compensation” in eminent domain cases is a judicial function. The executive
department or the legislature may make the initial determinations but when a party claims a violation of the
guarantee in the Bill of Rights that private property may not be taken for public use without just compensation,
no statute, decree, or executive order can mandate that its own determination shall prevail over the court’s
findings. Much less can the courts be precluded from looking into the “justness” of the decreed compensation.
Since courts must first construe acts of government conformably with the Constitution, the proper, nay,
inexorable, meaning to be given the cited Presidential Decrees should be that the rules therein enumerated are
intended merely to provide guidelines for the courts as they go about their functions of determining just
compensation. The plaintiff, therefore, may not impute upon the presidency the un constitutional intent of direct
executive determination of just compensation in the promulgation of the cited decrees and as a delegate of
presidential powers, the National Housing Authority certainly cannot rise higher than its principal’s constitutional
source of authority. (Decision, G.R. No. 61237-39 Rollo, p. 57).
ARTICLE VIII
THE JUDICIAL DEPARTMENT
Marburry v. Madison
If there is conflict between the Constitution and the enacted law, the former shall prevail. The Supreme Court is
more powerful than the Legislative when the conflicts arises between the Constitution and the enacted law.
In actions involving constitutional issues, the firmly settled rule is that a constitutional question will not be heard
and resolved by the courts unless the following requirements of judicial inquiry are met: (1) the existence of an
actual case or controversy; (2) the party raising the constitutional issue must have a personal and substantial
interest in the resolution thereof; (3) the controversy must be raised at the earliest reasonable opportunity; and (4)
that the resolution of the constitutional issue must be indispensable for the final determination of the controversy.
[T]hat Item No. 1 of the challenged DOLE Circular does not establish an absolute and comprehensive prohibition
of deployment abroad of entertainers below twenty-three (23) years of age. Item No. 1 itself provides that “the
Secretary of Labor and Employment may, for justifiable reasons, exempt from performing artists from coverage
hereof.” The discretionary authority here asserted by the DOLE Secretary does not purport to be unlimited and
arbitrary in nature. To the contrary, fairly explicit and precisely drawn grounds for exempting particular
performing artists from the coverage of Item No. 1 are set out in a set of “Administrative Guidelines Implementing
Department Circular No. 01-91”.
[P]etitioners have failed to allege, or have refrained from alleging, that they had previously applied to public
respondent officials for exemption from the minimum age restriction imposed by Item No. 1 of DOLE Circular
No. 01-91. Necessarily, therefore, petitioners also do not allege that public respondent officials have arbitrarily
denied their applications for exemption from the minimum age requirement or from any other requirement
established by Item No. 1. Neither have petitioners alleged that public respondents have continually threatened to
deny all and sundry applications for exemption, so as to create a reasonable expectation that their applications
would be immediately and arbitrarily denied, should they in fact file them. Petitioners do assert that the exemption
clause of DOLE Circular No. 01-91 is “practically useless and [constitutes] empty verbiage.” They have not,
however, attempted to support this assertion.
The Court is not compelled to indulge in speculation that public respondent would deny any and all applications
for exemption from coverage of DOLE Circular No. 01-91. Two (2) important presumptions are here applicable.
The first is that administrative orders and regulations are entitled to the presumption of constitutionality. The
second is that official duty has been or will be regularly performed.
In the case of petitioners Igot and Salapantan, it was only during the hearing, not in their Petition, that Igot is said
to be a candidate for Councilor. Even then, it cannot be denied that neither one has been convicted nor charged
with acts of disloyalty to the State, nor disqualified from being candidates for local elective positions. Neither one
of them has been alleged to have been adversely affected by the operation of the statutory provisions they assail
as unconstitutional. Their is a generalized grievance. They have no personal nor substantial interest at stake. In
the absence of any litigable interest, they can claim no locus standi in seeking judicial redress.
However, the statutory provisions questioned in this case, namely, sec. 7, BP Blg. 51, and sections 4, 1, and 6,
BP Blg. 52, do not directly involve the disbursement of public funds. While, concededly, the elections to be held
involve the expenditure of public moneys, nowhere in their Petition do said petitioners allege that their tax money
is “being extracted and spent in violation of specific constitutional protections against abuses of legislative power”
(Flast v. Cohen, 392 U.S., 83 [1960]), or that there is a misapplication of such funds by respondent COMELEC
(see Pascual vs. Secretary of Public Works, 110 Phil. 331 [1960]), or that public money is being deflected to any
improper purpose. Neither do petitioners seek to restrain respondent from wasting public funds through the
enforcement of an invalid or unconstitutional law.
Perusal of these petitions reveals that they are primarily anchored on Rule 65, Section 1 of the 1997 Rules of Civil
Procedure. In a special civil action of certiorari the only question that may be raised is whether or not the
respondent has acted without or in excess of jurisdiction or with grave abuse of discretion. Yet nowhere in these
petitions is there any allegation that the respondent judges acted with grave abuse of discretion amounting to lack
or excess of jurisdiction. A special civil action for certiorari will prosper only if a grave abuse of discretion is
manifested.
Seeking judicial review at the earliest opportunity does not mean immediately elevating the matter to this Court.
Earliest opportunity means that the question of unconstitutionality of the act in question should have been
immediately raised in the proceedings in the court below. Thus, the petitioners should have moved to quash the
separate indictments or moved to dismiss the cases in the proceedings in the trial courts on the ground of
unconstitutionality of B.P. Blg. 22. But the records show that petitioners failed to initiate such moves in the
proceedings below. Needless to emphasize, this Court could not entertain questions on the invalidity of a statute
where that issue was not specifically raised, insisted upon, and adequately argued. Taking into account the early
stage of the trial proceedings below, the instant petitions are patently premature.
Clearly then, under said provision, the terms and conditions of the sale in exercise of the lessee’s right of first
refusal to purchase shall be determined by the Urban Zone Expropriation and Land Management Committee.
Hence, the lower court rightfully ruled that certain prerequisites must be complied with by anyone who wishes to
avail himself of the benefits of the decree.
c. Standing of a party
The relation between the people of the Philippines and its taxpayers, on the one hand, and the Republic of the
Philippines, on the other, is not identical to that obtaining between the people and taxpayers of the U.S. and its
Federal Government. It is closer, from a domestic viewpoint, to that existing between the people and taxpayers
of each state and the government thereof, except that the authority of the Republic of the Philippines over the
people of the Philippines is more fully direct than that of the states of the Union, insofar as the simple and unitary
type of our national government is not subject to limitations analogous to those imposed by the Federal
Constitution upon the states of the Union, and those imposed upon the Federal Government in the interest of the
states of the Union. For this reason, the rule recognizing the right of taxpayers to assail the constitutionality of a
legislation appropriating local or state public funds—which has been upheld by the Federal Supreme Court
(Crampton vs. Zabriskie, 101 U.S. 601)—has greater application in the Philippines than that adopted with respect
to acts of Congress of the United States appropriating federal funds.
On the pendency of another action between the same parties for the same cause, or litis pendentia, as a ground for
dismissal, there must be between the action under consideration and the other action (1) identity of the parties or
at least such as represent the same interest in both actions, (2) identity of the rights asserted and prayed for, the
relief being founded on the same facts, (3) the identity in both cases is such that the judgment which may be
rendered in the pending case, regardless of which party is successful, would amount to res judicata in the other
case. This ground is also referred to as lis pendens or auter action pendant.
Undeniably, whatever judgment may be rendered in Case No. D-8664 will necessarily constitute res judicata in
Case No. D-8696. And, it is too entrenched a rule brooking no dissent that a party cannot, by varying the form of
action or adopting a different method of presenting his case, escape the operation of the principle that one and the
same cause of action shall not be twice litigated. Same; Same; Parties-in-interest; Only when the act complained
of directly involves an illegal disbursement of public funds raised by taxation will the taxpayer’s suit be
allowed.—Contrarily, it thus results that the trial court’s reliance is self-defeating since the very doctrine cited
holds that only when the act complained of directly involves an illegal disbursement of public funds raised by
taxation will the taxpayer’s suit be allowed. The essence of a taxpayer’s right to institute such an action hinges
on the existence of that requisite pecuniary or monetary interest.
Objections to a taxpayer’s suit for lack of sufficient personality standing or interest are procedural matters.
Considering the importance to the public of a suit assailing the constitutionality of a tax law, and in keeping with
the Court’s duty, specially explicated in the 1987 Constitution, to determine whether or not the other branches of
the Government have kept themselves within the limits of the Constitution and the laws and that they have not
abused the discretion given to them, the Supreme Court may brush aside technicalities of procedure and take
cognizance of the suit.
However, for the above rule to apply, it is exigent that the taxpayer-plaintiff sufficiently show that he would be
benefited or injured by the judgment or entitled to the avails of the suit as a real party in interest. Before he can
invoke the power of judicial review, he must specifically prove that he has sufficient interest in preventing the
illegal expenditure of money raised by taxation and that he will sustain a direct injury as a result of the
enforcement of the questioned statute or contract. It is not sufficient that he has merely a general interest common
to all members of the public.
On its face, and there is no evidence to the contrary, the lease contract entered into between petitioner and the
City shows that no public funds have been or will be used in the construction of the market building. The terms
of the contract reveal that petitioner shall finance the project, the capital investment to be recovered from the
rental fees due from the stallholders. Furthermore, petitioner undertook, at its own expense, to insure the building,
to have the site cleared for construction, and to hire personnel necessary to prevent unfair competition to its
stallholders. It was likewise agreed that suits arising from and in connection with said construction shall be at the
Forum-shopping, an act of malpratice, is proscribed and condemned as trifling with the courts and abusing their
processes. It is improper conduct that degrades the administration of justice. The rule has been formalized in
Paragraph 17 of the Interim Rules and Guidelines issued by this Court on January 11, 1983, in connection with
the implementation of the Judiciary Reorganization Act. Thus, said Paragraph 17 provides that no petition may
be filed in the then Intermediate Appellate Court, now the Court of Appeals “if another similar petition has been
filed or is still pending in the Supreme Court” and vice-versa. The Rule ordains that “(a) violation of the rule shall
constitute a contempt of court and shall be a cause for the summary dismissal of both petitions, without prejudice
to the taking of appropriate action against the counsel or party concerned.”
Standing vs. Real-party-in-Interest
i. Types of Standing
Citizen/Taxpayers
Tatad vs. Garcia, Jr.
The phrasing of the question is erroneous; it is loaded. What private respondent owns are the rail tracks, rolling
stocks like the coaches, rail stations, terminals and the power plant, not a public utility. While a franchise is
needed to operate these facilities to serve the public, they do not by themselves constitute a public utility. What
constitutes a public utility is not their ownership but their use to serve the public (Iloilo Ice & Cold Storage Co.
v. Public Service Board, 44 Phil. 551, 557-558 [1923]).
The Constitution, in no uncertain terms, requires a franchise for the operation of a public utility. However, it does
not require a franchise before one can own the facilities needed to operate a public utility so long as it does not
operate them to serve the public.
In law, there is a clear distinction between the “operation” of a public utility and the ownership of the facilities
and equipment used to serve the public.
Ownership is defined as a relation in law by virtue of which a thing pertaining to one person is completely
subjected to his will in everything not prohibited by law or the concurrence with the rights of another (Tolentino,
II Commentaries and Jurisprudence on the Civil Code of the Philippines 45 [1992]).
The exercise of the rights encompassed in ownership is limited by law so that a property cannot be operated and
used to serve the public as a public utility unless the operator has a franchise. The operation of a rail system as a
public utility includes the transportation of passengers from one point to another point, their loading and unloading
at designated places and the movement of the trains at prescheduled times (cf. Arizona Eastern R.R. Co. v. J.A.
Matthews, 20 Ariz 282, 180 P. 159, 7 A.L.R. 1149 [1919]; United States Fire Ins. Co. v. Northern P.R. Co., 30
Wash 2d. 722, 193 P. 2d 868, 2 A.L.R. 2d 1065 [1948]).
The right to operate a public utility may exist independently and separately from the ownership of the facilities
thereof. One can own said facilities without operating them as a public utility, or conversely, one may operate a
public utility without owning the facilities used to serve the public. The devotion of property to serve the public
may be done by the owner or by the person in control thereof who may not necessarily be the owner thereof.
Indeed, a mere owner and lessor of the facilities used by a public utility is not a public utility (Providence and
W.R. Co. v. United States, 46 F. 2d 149, 152 [1930]; Chippewa Power Co. v. Railroad Commission of Wisconsin,
205 N.W. 900, 903, 188 Wis. 246 [1925]; Ellis v. Interstate Commerce Commission, Ill. 35 S. Ct. 645, 646, 237
U.S. 434, 59 L. Ed. 1036 [1914]). Neither are owners of tank, refrigerator, wine, poultry and beer cars who supply
cars under contract to railroad companies considered as public utilities (Crystal Car Line v. State Tax
Commission, 174 P. 2d 984, 987 [1946]).
Even the mere formation of a public utility corporation does not ipso facto characterize the corporation as one
operating a public utility. The moment for determining the requisite Filipino nationality is when the entity applies
for a franchise, certificate or any other form of authorization for that purpose (People v. Quasha, 93 Phil. 333
[1953]).
The BOT scheme is expressly defined as one where the contractor undertakes the construction and financing of
an infrastructure facility, and operates and maintains the same. The contractor operates the facility for a fixed
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period during which it may recover its expenses and investment in the project plus a reasonable rate of return
thereon. After the expiration of the agreed term, the contractor transfers the ownership and operation of the project
to the government.
In the BT scheme, the contractor undertakes the construction and financing of the facility, but after completion,
the ownership and operation thereof are turned over to the government. The government, in turn, shall pay the
contractor its local investment on the project in addition to a reasonable rate of return. If payment is to be effected
through amortization payments by the government infrastructure agency or local government unit concerned, this
shall be made in accordance with a scheme proposed in the bid and incorporated in the contract (R.A. No. 6957,
Sec. 6).
Emphasis must be made that under the BOT scheme, the owner of the infrastructure facility must comply with
the citizenship requirement of the Constitution on the operation of a public utility. No such a requirement is
imposed in the BT scheme.
A lease is a contract where one of the parties binds himself to give to another the enjoyment or use of a thing for
a certain price and for a period which may be definite or indefinite but not longer than 99 years (Civil Code of
the Philippines, Art. 1643). There is no transfer of ownership at the end of the lease period. But if the parties
stipulate that title to the leased premises shall be transferred to the lessee at the end of the lease period upon the
payment of an agreed sum, the lease becomes a lease-purchase agreement.
Contrary to the comments of then Executive Secretary Drilon, Section 5 of the BOT Law in relation to Presidential
Decree No. 1594 allows the negotiated award of government infrastructure projects.
Indeed, where there is a lack of qualified bidders or contractors, the award of government infrastructure contracts
may be made by negotiation. Presidential Decree No. 1594 is the general law on government infrastructure
contracts while the BOT Law governs particular arrangements or schemes aimed at encouraging private sector
participation in government infrastructure projects. The two laws are not inconsistent with each other but are in
pari materia and should be read together accordingly.
Petitioners’ claim that the BLT scheme and direct negotiation of contracts are not contemplated by the BOT Law
has now been rendered moot and academic by R.A. No. 7718. Section 3 of this law authorizes all government
infrastructure agencies, government-owned and controlled corporations and local government units to enter into
contract with any duly prequalified proponent for the financing, construction, operation and maintenance of any
financially viable infrastructure or development facility through a BOT, BT, BLT, BOO (Build-own-and-
operate), BTO (Build-transfer-and-operate), CAO (Contract-add-operate), DOT (Develop-operate-andtransfer),
ROT (Rehabilitate-operate-and-transfer), and ROO (Rehabilitate-own-operate) (R.A. No. 7718, Sec. 2 [b-j]).
Republic Act No. 7718 is a curative statute. It is intended to provide financial incentives and “a climate of
minimum government regulations and procedures and specific government undertakings in support of the private
sector” (Sec. 1). A curative statute makes valid that which before enactment of the statute was invalid. Thus,
whatever doubts and alleged procedural lapses private respondent and DOTC may have engendered and
committed in entering into the questioned contracts, these have now been cured by R.A. No. 7718 (cf.
Development Bank of the Philippines v. Court of Appeals, 96 SCRA 342 [1980]; Santos v. Duata, 14 SCRA 1041
[1965]; Adong v. Cheong Seng Gee, 43 Phil. 43 [1922]).
Government officials are presumed to perform their functions with regularity and strong evidence is necessary to
rebut this presumption. Petitioners have not presented evidence on the reasonable rentals to be paid by the parties
to each other. The matter of valuation is an esoteric field which is better left to the experts and which this Court
is not eager to undertake.
Definitely, the agreements in question have been entered into by DOTC in the exercise of its governmental
function. DOTC is the primary policy, planning, programming, regulating and administrative entity of the
Executive branch of government in the promotion, development and regulation of dependable and coordinated
networks of transportation and communications systems as well as in the fast, safe, efficient and reliable postal,
transportation and communications services (Administrative Code of 1987, Book IV, Title XV, Sec. 2). It is the
Executive department, DOTC in particular, that has the power, authority and technical expertise to determine
whether or not a specific transportation or communications project is necessary, viable and beneficial to the
people. The discretion to award a contract is vested in the government agencies entrusted with that function
(Bureau Veritas v. Office of the President, 205 SCRA 705 [1992]).
The instances when the rule on exhaustion of administrative remedies may be disregarded, as follows: “(1) when
there is a violation of due process, (2) when the issue involved is purely a legal question, (3) when the
administrative action is patently illegal amounting to lack or excess of jurisdiction, (4) when there is estoppel on
the part of the administrative agency concerned, (5) when there is irreparable injury, (6) when the respondent is
a department secretary whose acts as an alter ego of the President bears the implied and assumed approval of the
latter, (7) when to require exhaustion of administrative remedies would be unreasonable, (8) when it would
amount to a nullification of a claim, (9) when the subject matter is a private land in land case proceedings, (10)
when the rule does not provide a plain, speedy and adequate remedy, and (11) when there are circumstances
indicating the urgency of judicial intervention.”
This Court in Kilosbayan v. Guingona defined joint venture as “an association of persons or companies jointly
undertaking some commercial enterprise; generally, all contribute assets and share risks. It requires a community
of interest in the performance of the subject matter, a right to direct and govern the policy in connection therewith,
and [a] duty, which may be altered by agreement to share both in profit and losses.”
The essence of public bidding is, after all, an opportunity’ for fair competition, and a fair basis for the precise
comparison of bids. In common parlance, public bidding aims to “level the playing field.” That means each bidder
must bid under the same conditions; and be subject to the same guidelines, requirements and limitations, so that
the best offer or lowest bid may be determined, all other things being equal.
Legal standing or locus standi is a party’s personal and substantial interest in a case such that he has sustained or
will sustain direct injury as a result of the governmental act being challenged. It calls for more than just a
generalized grievance. The term “interest” means a material interest, an interest in issue affected by the decree,
as distinguished from mere interest in the question involved, or a mere incidental interest. Unless a person’s
constitutional rights are adversely affected by the statute or ordinance, he has no legal standing.
Petitioner brought the petition in his capacity as taxpayer of the Municipality of Panabo, Davao del Norte and not
in his personal capacity. He was questioning the official acts of the public respondents in passing the ordinances
and entering into the lease contracts with private respondents. A taxpayer need not be a party to the contract to
challenge its validity. Atlas Consolidated Mining & Development Corporation v. Court of Appeals cited by the
CA does not apply because it involved contracts between two private parties. Parties suing as taxpayers must
specifically prove sufficient interest in preventing the illegal expenditure of money raised by taxation. The
expenditure of public funds by an officer of the State for the purpose of executing an unconstitutional act
constitutes a misapplication of such funds. The resolutions being assailed were appropriations ordinances.
Petitioner alleged that these ordinances were “passed for the business, occupation, enjoyment and benefit of
private respondents” (that is, allegedly for the private benefit of respondents) because even before they were
passed, respondent Mayor Cafe and private respondents had already entered into lease contracts for the
construction and award of the market stalls. Private respondents admitted they deposited P40,000 each with the
municipal treasurer, which amounts were made available to the municipality during the construction of the stalls.
The deposits, however, were needed to ensure the speedy completion of the stalls after the public market was
gutted by a series of fires. Thus, the award of the stalls was necessarily limited only to those who advanced their
personal funds for their construction.
We note that the foregoing was a disputed fact which the courts below did not resolve because the case was
dismissed on the basis of petitioner’s lack of legal standing. Nevertheless, petitioner failed to prove the subject
ordinances and agreements to be discriminatory. Considering that he was asking this Court to nullify the acts of
the local political department of Panabo, Davao del Norte, he should have clearly established that such ordinances
Adverting to the first issue, we observe that petitioner was the one who wanted the parties to await the decision
of the Supreme Court in UDK Case No. 9948 since the facts and issues in that case were similar to this. Petitioner,
having expressly agreed to be bound by our decision in the aforementioned case, should be reined in by the
dismissal order we issued, now final and executory. In addition to the fact that nothing prohibits parties from
committing to be bound by the results of another case, courts may take judicial notice of a judgment in another
case as long as the parties give their consent or do not object. As opined by Justice Edgardo L. Paras: A court will
take judicial notice of its own acts and records in the same case, of facts established in prior proceedings in the
same case, of the authenticity of its own records of another case between the same parties, of the files of related
cases in the same court, and of public records on file in the same court. In addition, judicial notice will be taken
of the record, pleadings or judgment of a case in another court between the same parties or involving one of the
same parties, as well as of the record of another case between different parties in the same court.
We do not agree that petitioner should be held liable for damages. It is not sound public policy to put a premium
on the right to litigate where such right is exercised in good faith, albeit erroneously. The alleged bad faith of
petitioner was never established. The special circumstances in Article 2208 of the Civil Code justifying the award
of attorney’s fees are not present in this case.
Associational
Integrated Bar of the Philippines vs. Zamora
When questions of constitutional significance are raised, the Court can exercise its power of judicial review only
if the following requisites are complied with, namely: (1) the existence of an actual and appropriate case; (2) a
personal and substantial interest of the party raising the constitutional question; (3) the exercise of judicial review
is pleaded at the earliest opportunity; and (4) the constitutional question is the lis mota of the case.
“Legal standing” or locus standi has been defined as a personal and substantial interest in the case such that the
party has sustained or will sustain direct injury as a result of the governmental act that is being challenged. The
term “interest” means a material interest, an interest in issue affected by the decree, as distinguished from mere
interest in the question involved, or a mere incidental interest. The gist of the question of standing is whether a
party alleges “such personal stake in the outcome of the controversy as to assure that concrete adverseness which
sharpens the presentation of issues upon which the court depends for illumination of difficult constitutional
questions.”
The IBP primarily anchors its standing on its alleged responsibility to uphold the rule of law and the Constitution.
Apart from this declaration, however, the IBP asserts no other basis in support of its locus standi. The mere
invocation by the IBP of its duty to preserve the rule of law and nothing more, while undoubtedly true, is not
sufficient to clothe it with standing in this case. This is too general an interest which is shared by other groups
and the whole citizenry. Based on the standards above-stated; the IBP has failed to present a specific and
substantial interest in the resolution of the case. Its fundamental purpose which, under Section 2, Rule 139-A of
the Rules of Court, is to elevate the standards of the law profession and to improve the administration of justice
is alien to, and cannot be affected by the deployment of the Marines.
It should also be noted that the interest of the National President of the IBP who signed the petition, is his alone,
absent a formal board resolution authorizing him to file the present action. To be sure, members of the BAR,
those in the judiciary included, have varying opinions on the issue. Moreover, the IBP, assuming that it has duly
authorized the National President to file the petition, has not shown any specific injury which it has suffered or
may suffer by virtue of the questioned governmental act. Indeed, none of its members, whom the IBP purportedly
represents, has sustained any form of injury as a result of the operation of the joint visibility patrols. Neither is it
alleged that any of its members has been arrested or that their civil liberties have been violated by the deployment
of the Marines. What the IBP projects as injurious is the supposed “militarization” of law enforcement which
might threaten Philippine democratic institutions and may cause more harm than good in the long run. Not only
is the presumed “injury” not personal in character, it is likewise too vague, highly speculative and uncertain to
satisfy the requirement of standing.
Having stated the foregoing, it must be emphasized that this Court has the discretion to take cognizance of a suit
which does not satisfy the requirement of legal standing when paramount interest is involved. In not a few cases,
the Court has adopted a liberal attitude on the locus standi of a petitioner where the petitioner is able to craft an
issue of transcendental significance to the people. Thus, when the issues raised are of paramount importance to
the public, the Court may brush aside technicalities of procedure. In this case, a reading of the petition shows that
the IBP has advanced constitutional issues which deserve the attention of this Court in view of their seriousness,
novelty and weight as precedents. Moreover, because peace and order are under constant threat and lawless
violence occurs in increasing tempo, undoubtedly aggravated by the Mindanao insurgency problem, the legal
controversy raised in the petition almost certainly will not go away. It will stare us in the face again. It, therefore,
behooves the Court to relax the rules on standing and to resolve the issue now, rather than later.
As framed by the parties, the underlying issues are the scope of presidential powers and limits, and the extent of
judicial review. But, while this Court gives considerable weight to the parties’ formulation of the issues, the
resolution of the controversy may warrant a creative approach that goes beyond the narrow confines of the issues
raised. Thus, while the parties are in agreement that the power exercised by the President is the power to call out
the armed forces, the Court is of the view that the power involved may be no more than the maintenance of peace
and order and promotion of the general welfare. For one, the realities on the ground do not show that there exist
a state of warfare, widespread civil unrest or anarchy. Secondly, the full brunt of the military is not brought upon
the citizenry, a point discussed in the latter part of this decision.
—As a general proposition, a controversy is justiciable if it refers to a matter which is appropriate for court review.
It pertains to issues which are inherently susceptible of being decided on grounds recognized by law. Nevertheless,
the Court does not automatically assume jurisdiction over actual constitutional cases brought before it even in
instances that are ripe for resolution. One class of cases wherein the Court hesitates to rule on are “political
questions.” The reason is that political questions are concerned with issues dependent upon the wisdom, not the
legality, of a particular act or measure being assailed. Moreover, the political question being a function of the
separation of powers, the courts will not normally interfere with the workings of another co-equal branch unless
the case shows a clear need for the courts to step in to uphold the law and the Constitution.
The 1987 Constitution expands the concept of judicial review by providing that “(T)he Judicial power shall be
vested in one Supreme Court and in such lower courts as may be established by law. Judicial power includes the
duty of the courts of justice to settle actual controversies involving rights which are legally demandable and
enforceable, and to determine whether or not there has been a grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of the Government.” Under this definition, the
Court cannot agree with the Solicitor General that the issue involved is a political question beyond the jurisdiction
of this Court to review. When the grant of power is qualified, conditional or subject to limitations, the issue of
whether the prescribed qualifications or conditions have been met or the limitations respected, is justiciable—the
problem being one of legality or validity, not its wisdom. Moreover, the jurisdiction to delimit constitutional
boundaries has been given to this Court. When political questions are involved, the Constitution limits the
determination as to whether or not there has been a grave abuse of discretion amounting to lack or excess of
jurisdiction on the part of the official whose action is being questioned.
By grave abuse of discretion is meant simply capricious or whimsical exercise of judgment that is patent and
gross as to amount to an evasion of positive duty or a virtual refusal to perform a duty enjoined by law, or to act
at all in contemplation of law, as where the power is exercised in an arbitrary and despotic manner by reason of
passion or hostility. Under this definition, a court is without power to directly decide matters over which full
discretionary authority has been delegated. But while this Court has no power to substitute its judgment for that
of Congress or of the President, it may look into the question of whether such exercise has been made in grave
abuse of discretion. A showing that plenary power is granted either department of government, may not be an
obstacle to judicial inquiry, for the improvident exercise or abuse thereof may give rise to justiciable controversy.
When the President calls the armed forces to prevent or suppress lawless violence, invasion or rebellion, he
necessarily exercises a discretionary power solely vested in his wisdom. This is clear from the intent of the framers
and from the text of the Constitution itself. The Court, thus, cannot be called upon to overrule the President’s
wisdom or substitute its own. However, this does not prevent an examination of whether such power was
exercised within permissible constitutional limits or whether it was exercised in a manner constituting grave abuse
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of discretion. In view of the constitutional intent to give the President full discretionary power to determine the
necessity of calling out the armed forces, it is incumbent upon the petitioner to show that the President’s decision
is totally bereft of factual basis. The present petition fails to discharge such heavy burden as there is no evidence
to support the assertion that there exist no justification for calling out the armed forces. There is, likewise, no
evidence to support the proposition that grave abuse was committed because the power to call was exercised in
such a manner as to violate the constitutional provision on civilian supremacy over the military. In the
performance of this Court’s duty of “purposeful hesitation” before declaring an act of another branch as
unconstitutional, only where such grave abuse of discretion is clearly shown shall the Court interfere with the
President’s judgment. To doubt is to sustain.
Under the foregoing provisions, Congress may revoke such proclamation or suspension and the Court may review
the sufficiency of the factual basis thereof. However, there is no such equivalent provision dealing with the
revocation or review of the President’s action to call out the armed forces. The distinction places the calling out
power in a different category from the power to declare martial law and the power to suspend the privilege of the
writ of habeas corpus, otherwise, the framers of the Constitution would have simply lumped together the three
powers and provided for their revocation and review without any qualification. Expressio unius est exclusio
alterius. Where the terms are expressly limited to certain matters, it may not, by interpretation or construction, be
extended to other matters. That the intent of the Constitution is exactly what its letter says, i.e., that the power to
call is fully discretionary to the President, is extant in the deliberation of the Constitutional Commission.
The reason for the difference in the treatment of the aforementioned powers highlights the intent to grant the
President the widest leeway and broadest discretion in using the power to call out because it is considered as the
lesser and more benign power compared to the power to suspend the privilege of the writ of habeas corpus and
the power to impose martial law, both of which involve the curtailment and suppression of certain basic civil
rights and individual freedoms, and thus necessitating safeguards by Congress and review by this Court.
Moreover, under Section 18, Article VII of the Constitution, in the exercise of the power to suspend the privilege
of the writ of habeas corpus or to impose martial law, two conditions must concur: (1) there must be an actual
invasion or rebellion and, (2) public safety must require it. These conditions are not required in the case of the
power to call out the armed forces. The only criterion is that “whenever it becomes necessary,” the President may
call the armed forces “to prevent or suppress lawless violence, invasion or rebellion.” The implication is that the
President is given full discretion and wide latitude in the exercise of the power to call as compared to the two
other powers.
If the petitioner fails, by way of proof, to support the assertion that the President acted without factual basis, then
this Court cannot undertake an independent investigation beyond the pleadings. The factual necessity of calling
out the armed forces is not easily quantifiable and cannot be objectively established since matters considered for
satisfying the same is a combination of several factors which are not always accessible to the courts. Besides the
absence of textual standards that the court may use to judge necessity, information necessary to arrive at such
judgment might also prove unmanageable for the courts. Certain pertinent information might be difficult to verify,
or wholly unavailable to the courts. In many instances, the evidence upon which the President might decide that
there is a need to call out the armed forces may be of a nature not constituting technical proof.
The President has already determined the necessity and factual basis for calling the armed forces. In his
Memorandum, he categorically asserted that, “[V]iolent crimes like bank/store robberies, holdups, kidnappings
and carnappings continue to occur in Metro Manila . . .” We do not doubt the veracity of the President’s
assessment of the situation, especially in the light of present developments. The Court takes judicial notice of the
recent bombings perpetrated by lawless elements in the shopping malls, public utilities, and other public places.
These are among the areas of deployment described in the LOI 2000. Considering all these facts, we hold that the
President has sufficient factual basis to call for military aid in law enforcement and in the exercise of this
constitutional power.
The deployment of the Marines does not constitute a breach of the civilian supremacy clause. The calling of the
Marines in this case constitutes permissible use of military assets for civilian law enforcement. The participation
of the Marines in the conduct of joint visibility patrols is appropriately circumscribed. The limited participation
of the Marines is evident in the provisions of the LOI itself, which sufficiently provides the metes and bounds of
the Marines’ authority. It is noteworthy that the local police forces are the ones in charge of the visibility patrols
at all times, the real authority belonging to the PNP. In fact, the Metro Manila Police Chief is the overall leader
of the PNP-Philippine Marines joint visibility patrols. Under the LOI, the police forces are tasked to brief or orient
the soldiers on police patrol procedures. It is their responsibility to direct and manage the deployment of the
Marines. It is, likewise, their duty to provide the necessary equipment to the Marines and render logistical support
to these soldiers. In view of the foregoing, it cannot be properly argued that military authority is supreme over
civilian authority. Moreover, the deployment of the Marines to assist the PNP does not unmake the civilian
character of the police force. Neither does it amount to an “insidious incursion” of the military in the task of law
enforcement in violation of Section 5(4), Article XVI of the Constitution.
n. Fiscal Autonomy
Nitafan vs. Commissioner of lnternal Revenue
lt may be pointed out that, early on, the Court had dealt with the matter administratively in response to
representations that the Court direct its Finance Officer to discontinue the withholding of taxes from salaries of
members of the Bench. Thus, on June 4, 1987, the Court en banc had reaffirmed the Chief Justice's directive as
follows: "RE: Question of exemption from income taxation.—The Court REAFFIRMED the Chief Justice's
previous and standing directive to the Fiscal Management and Budget Office of this Court to continue with the
deduction of the withholding taxes from the salaries of the Justices of the Supreme Court as well as from the
salaries of all other members of the judiciary." That should have resolved the question. However, with the filing
of this petition, the Court has deemed it best to settle the legal issue raised through this judicial pronouncement.
As will be shown hereinafter, the clear intent of the Constitutional Commission was to delete the proposed express
grant of exemption from payment of income tax to members of the Judiciary, so as to "give substance to equality
among the three branches of Government" in the words of Commissioner Rigos. In the course of the deliberations,
it was further expressly made clear, specially with regard to Commissioner Joaquin F. Bernas' accepted
amendment to the amendment of Commissioner Rigos, that the salaries of members of the Judiciary would be
subject to the general income tax applied to all taxpayers. This intent was somehow and inadvertently not clearly
set forth in the final text of the Constitution as approved and ratified in February, 1987 (infra, pp. 7-8). Although
the intent may have been obscured by the failure to include in the General Provisions a proscription against
exemption of any public officer or employee, including constitutional officers, from payment of income tax, the
Court since then has authorized the continuation of the deduction of the withholding tax from the salaries of the
members of the Supreme Court, as well as from the salaries of all other members of the Judiciary. The Court
hereby makes of record that it had then discarded the ruling in Perfecto vs. Meer and Endencia vs. David, infra,
that declared the salaries of members of the Judiciary exempt from payment of the income tax and considered
such payment as a diminution of their salaries during their continuance in office. The Court hereby reiterates that
the salaries of Justices and Judges are properly subject to a general income tax law applicable to all income earners
Page 169 of 173
and that the payment of such income tax by Justices and Judges does not fall within the constitutional protection
against decrease of their salaries during their continuance in office.
The debates, interpellations and opinions expressed regarding the constitutional provision in question until it was
finally approved by the Commission disclosed that the true intent of the framers of the 1987 Constitution, in
adopting it, was to make the salaries of members of the Judiciary taxable. The ascertainment of that intent is but
in keeping with the fundamental principle of constitutional construction that the intent of the framers of the
organic law and of the people adopting it should be given effect. The primary task in constitutional construction
is to ascertain and thereafter assure the realization of the purpose of the framers and of the people in the adoption
of the Constitution. It may also be safely assumed that the people in ratifying the Constitution were guided mainly
by the explanation offered by the framers. Besides, construing Section 10, Articles VIII, of the 1987 Constitution,
which, for clarity, is again reproduced hereunder: "The salary of the Chief Justice and of the Associate Justices
of the Supreme Court, and of judges of lower courts shall be fixed by law. During their continuance in office,
their salary shall not be decreased." (Italics supplied). It is plain that the Constitution authorizes Congress to pass
a law fixing another rate of compensation of Justices and Judges but such rate must be higher than that which
they are receiving at the time of enactment, or if lower, it would be applicable only to those appointed after its
approval. It would be a strained construction to read into the provision an exemption from taxation in the light of
the discussion in the Constitutional Commission
o. Time Limit to Render Decision – Art. VIII. Sec. 16
Corpus vs. Court of Appeals
WE find respondent David’s position meritorious. While there was no express agreement between petitioner
Corpus and respondent David as regards attorney’s fees, the facts of the case support the position of respondent
David that there was at least an implied agreement for the payment of attorney’s fees. Petitioner s act of giving
the check for P2,000.00 through his aforestated April 18, 1962 letter to respondent David indicates petitioner’s
commitment to pay the former attorney’s fees, which is stressed by expressing that “I wish I could give more but
as you know we were banking on a SC decision reinstating me and reimbursing my back salaries.’ This last
sentiment constitutes a promise to pay more upon his reinstatement and payment of his back salaries. Petitioner
ended his letter that he was “looking forward to a continuation of the case in the lower court, x x x”, to which the
certiorari-mandamus-quo warranto case was remanded by the Supreme Court for further proceedings.
It may be advanced that respondent David may be faulted for not reducing the agreement for attorney’s fees with
petitioner Corpus in writing. However, this should be viewed from their special relationship. It appears that both
have been friends for several years and were co-members of the Civil Liberties Union. In addition, respondent
David and petitioner’s father, the late Rafael Corpus, were also close friends. Thus, the absence of an express
contract for attorney’s fees between respondent David and petitioner Corpus is no argument against the payment
of attorney’s fees, considering their close relationship which signifies mutual trust and confidence between them.
Moreover, the payment of attorney’s fees to respondent David may also be justified by virtue of the innominate
contract of facio ut des (I do and you give) which is based on the principle that “no one shall unjustly enrich
himself at the expense of another.” Innominate contracts have been elevated to a codal provision in the New Civil
Code by providing under Article 1307 that such contracts shall be regulated by the stipulations of the parties, by
the general provisions or principles of obligations and contracts, by the rules governing the most analogous
nominate contracts, and by the customs of the people.
There was no contract for contingent fee between Corpus and respondent David. Contingent fees depend on an
express contract therefor. Thus, “an attorney is not entitled to a percentage of the amount recovered by his client
in the absence of an express contract to that effect” (7 C.J.S. 1063 citing Thurston v. Travelers Ins. Co., 258 N.W.
66, 128 Neb. 141).
In determining a reasonable fee to be paid to respondent David as compensation for his services, on a quantum
meruit basis, it is proper to consider all the facts and circumstances obtaining in this case particularly the
following: x x x.
Respondent David filed on or about September 13, 1978 a motion with the court a quo for the issuance of a writ
of execution to enforce its decision in Civil Case No. 61802, subject of the present petition, knowing fully well
that it was then still pending appeal before this Court. In addition, no certification that the aforesaid decision is
already deemed affirmed had as yet been issued by the Chief Justice pursuant to Section 11, paragraph 2, Article
X of the New Constitution; because respondent David’s petitions filed with the Supreme Court on January 31,
1978 and on July 7, 1978 to remand the case to the trial court for execution and for the issuance of such
certification had not yet been acted upon as the same were still pending consideration by this Court. In fact, this
Court has not as of this time made any pronouncement on the aforesaid provision of the New Constitution.