Professional Documents
Culture Documents
Betty Pfefferbaum, MD, JD,1 Elana Newman, PhD,2 and Summer D. Nelson, PhD 2
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Abstract
Objective: The purpose of this review is to describe interventions used with children who are exposed to disasters and
terrorism and to present information about the potential benefits of these interventions.
Methods: A literature search conducted in January 2013 using relevant databases and literature known to the authors that was
not generated by the search yielded a total of 85 studies appropriate for review.
Results: Intervention approaches used with children exposed to disasters and terrorism included preparedness interventions,
psychological first aid, psychological debriefing, psychoeducation, cognitive behavioral techniques, exposure and narrative
techniques, eye movement desensitization and reprocessing, and traumatic grief interventions. The investigation of these
interventions is complex, and studies varied in methodological rigor (e.g., sample size, the use of control groups, outcomes
measured).
Conclusions: Given the limitations in the currently available empirical information, this review integrates the literature,
draws tentative conclusions about the current state of knowledge, and suggests future directions for study.
1
Department of Psychiatry and Behavioral Sciences, College of Medicine, and Terrorism and Disaster Center, University of Oklahoma Health Sciences
Center, Oklahoma City, Oklahoma.
2
The University of Tulsa Institute of Trauma, Abuse and Neglect, Department of Psychology, The University of Tulsa, Tulsa, Oklahoma.
Funding: This work was funded in part by the Terrorism and Disaster Center (TDC) at the University of Oklahoma Health Sciences Center (Dr.
Pfefferbaum). TDC is a partner in the National Child Traumatic Stress Network and is funded in part by the Substance Abuse and Mental Health Services
Administration (1 U79 SM57278).
24
CHILD DISASTER MENTAL HEALTH INTERVENTIONS 25
therapeutic approaches and techniques, and measure many of the volved reading and classroom discussions only, found that children
same outcomes as do studies of disaster interventions. For example, in classrooms that received the emergency management program
political conflict and war may be more enduring than disasters, but had greater home-based hazard adjustment and hazard knowledge
they may be marked by unexpected and terrorizing acts and they than children in classrooms that received the usual hazard educa-
have the potential to damage community infrastructures. Similarly, tion intervention. Both conditions produced benefit with respect to
although accidents such as motor vehicle collisions typically do not hazard-related fears and perception of parental fears, and neither
damage the community at large, they are unanticipated and sudden. produced benefit in perceived emotional coping. An unexplained
Technological accidents such as airplane crashes may affect larger benefit with respect to hazard-related fears in the usual condition
community structures and may constitute a disaster. Therefore, was stimulated, perhaps, by the children’s participation in the
including research about ongoing political conflict, war, and single reading and discussion program and/or by completing the study
incidents in this review provides a broader context for under- measures. This work suggests that delivering preparedness inter-
standing interventions used with children experiencing non- ventions to children at school pre event has the potential to influ-
interpersonal trauma such as disasters and terrorism. The final ence entire families and households prior to disaster exposure.
database included 35 disaster, 8 terrorism, 5 accident, and 30 war Therefore, integrating these programs in school curricula is one
studies as well as 7 studies using heterogeneous samples. approach to preparing communities; however, preparedness pro-
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direct test of the NCTSN/NCPTSD psychological first aid inter- some studies was problematic, as it was not clear how closely the
vention, given the timing of implementation of the intervention and interventions delivered adhered to traditional conceptualizations of
its highly structured approach. An important future task in asses- the intervention. This perpetuates confusion about what constitutes
sing the efficacy and effectiveness of psychological first aid will psychological debriefing, and, therefore, whether it is effective. For
entail clear delineation of the specific aspects or versions of psy- example, supporting Chemtob’s (2000) case for delayed debriefing,
chological first aid being tested, and matching the timing of ad- child applications have not been limited to delivery in the early
ministration with the questions under investigation. aftermath of an event. Moreover, Stallard and Salter (2003) re-
commended that psychological debriefing not be delivered in the
immediate aftermath of a disaster when numbness and hyper-
Psychological debriefing
arousal may be prominent. If prevention is a goal of debriefing,
Psychological debriefing has been used widely with adult pop- delaying delivery too long may allow symptoms to solidify. Al-
ulations, but has not been well studied in children. Intended for though the optimal timing for applying debriefing remains unclear,
delivery early after disaster exposure, debriefing entails a single debriefing delivered months after an event almost certainly has
individual or group session for survivors to describe their experi- different goals and expected outcomes than does debriefing deliv-
ences and reactions, reconstruct the event, and discuss coping ered in the early aftermath, requiring modifications to address
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strategies (Litz and Maguen, 2007). Controlled trials with adult longer-term problems rather than using it as a prevention strategy or
samples have found it to be ineffective and possibly harmful (Rose acute intervention. Furthermore, no matter when debriefing is im-
et al. 2003; Foa et al. 2005). Therefore, the few available child plemented, Wraith (2000) cautions that children should not be
disaster debriefing studies are of interest despite the fact that these exposed to information and emotions that they cannot process and
interventions varied across studies in timing, number of sessions, integrate, or to material that may be upsetting to them. Psycholo-
group or individual format, and involvement of parents. Yule (1992) gical debriefing, like all interventions, must be tailored to the
found significant decreases in posttraumatic stress but not in anxiety child’s developmental level and individual needs.
or depression in child survivors of a maritime accident who received
both a single debriefing session 10 days after the disaster and sub-
Psychoeducation
sequent CBT group sessions, relative to those who did not receive
the services. In another study, two weekly 3 hour group debriefing Psychoeducation, which entails providing information about
sessions 6 months after a minibus accident were effective in re- mass trauma or a specific incident, potential reactions, adaptive
ducing posttraumatic intrusion symptoms, depression, and anxiety coping, and services and resources, has been incorporated as a
in children (Stallard and Law 1993). Vila and colleagues (1999) component of many intervention packages, and delivered during all
found that a modified debriefing intervention delivered to children phases of a disaster. The intervention has not been well studied
and their parents 24 hours and again 6 weeks following a classroom except as part of other interventions. For example, Israeli investi-
hostage incident did not prevent the development of psychological gators used psychoeducation along with skill training, meditative
disorders including PTSD at 18 month follow-up, but children who practices, sensory-motor strategies, and narrative techniques in
did not participate in the debriefings had worse outcomes. school classrooms, as well as psychoeducation sessions with par-
Shooshtary and colleagues (2008) also demonstrated efficacy of a ents to address the threat of terrorism (Berger et al. 2007; Gelkopf
four session eclectic cognitive behavioral group intervention that and Berger 2009). Interventions also have coupled disaster edu-
used debriefing as well as other techniques in adolescents exposed to cation with a variety of other expressive, creative, artistic, and
a massive earthquake in Iran, but did not examine the specific recreational activities (e.g., Gupta and Zimmer 2008; Zehnder et al.
components of the intervention; therefore, the results do not con- 2010).
tribute to the debate about the efficacy of debriefing in children. Several studies have focused directly on psychoeducation. In
Not all studies have found child psychological debriefing, or one study, written psychoeducation with information about chil-
therapies that use debriefing as a component, superior to other in- dren’s trauma reactions, self-help advice, and resources for assis-
terventions. In an investigation of children exposed to single- tance if needed were delivered to children who had sustained
incident motor vehicle accidents, Stallard and colleagues (2006) traumatic injuries, and their parents, within 72 hours of various
found significant improvement in both those who received indi- types of accidents. Receiving the information was associated with a
vidual debriefing and those who received an unstructured discus- decrease in child anxiety and parent posttraumatic symptoms rel-
sion unrelated to the traumatic experience 4 weeks post event with ative to a no-treatment control (Kenardy et al. 2008). Sahin and
no significant difference in outcomes between the two conditions, colleagues (2011) delivered psychoeducation seminars to children
and no evidence that debriefing was harmful. Zehnder and col- and parents *9 months after the 1999 Marmara earthquake in
leagues (2010) used a similar approach, but included parents in Turkey. Although most participants received information provided
their single-session intervention delivered 7–10 days after a motor through other sources such as the general press, brochures, and
vehicle accident. The results revealed no benefit relative to standard handouts immediately after the earthquake, in the psychoeducation
medical care in posttraumatic stress, depressive symptoms, or be- seminars, adult participants also received 2–3 hours of education
havioral problems in the full sample of children and adolescents, about normal psychological reactions and how to talk with their
but the intervention was effective in reducing depressive symptoms children. The children engaged in activities such as drawing, sen-
and behavioral problems in preadolescent children and there were tence completion, and peer discussions as well as receiving infor-
no apparent harmful effects. In another study, a group crisis in- mation about coping and earthquake responses. Thus, other
tervention using multiple group sessions modeled on traditional interventions were delivered along with psychoeducation. Children
debriefing approaches was not effective in the context of ongoing and parents perceived the seminars as beneficial. For parents,
war (Thabet et al. 2005). perceived benefit was related to the number of topics discussed, and
The extant research provides no clear evidence of benefit from for children, benefit was related to the number and variety of ac-
psychological debriefing, but the use of the label ‘‘debriefing’’ in tivities incorporated in the seminars. Children gained no more new
CHILD DISASTER MENTAL HEALTH INTERVENTIONS 27
knowledge than those in a comparison group who did not attend the a clinic, and the need for engagement techniques, especially for
seminars, however. Recommendations for future efforts included children with clinical problems, for whom intervention may be
increased use of participatory activities, concrete examples, role most important.
modeling of adaptive coping and communication skills, visual aids,
repetition, and time for discussion.
Exposure and trauma narrative
Among children in refugee camps in the Gaza Strip, Thabet and
colleagues (2005) compared the use of a group crisis intervention Both in vivo and in vitro techniques have been used in child
using projective expression, a teacher psychoeducation inter- disaster interventions. CBT approaches often incorporate one or
vention, and a no-treatment control. In the teacher education more of these techniques in conjunction with relaxation and
condition, teachers were taught the meaning and consequences of breathing exercises, to help children manage their anxiety while
trauma and how to deal with it. They subsequently educated practicing exposure. In vitro exposure emphasizes mastering trau-
children with the aim of normalizing the children’s reactions. The matic memories, whereas in vivo exposure emphasizes encoun-
study revealed no benefit from either active condition, and no tering feared stimuli (e.g., people, places) associated with the
significant difference among the three conditions in PTSD case- traumatic event. In their sample of children with single-incident
ness or symptoms or in depression, perhaps because of the on- trauma, March and colleagues (1998) found that in vivo desensi-
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going political conflict. tization homework was effective in reducing PTSD symptoms
Therefore, the evidence for psychoeducation in disaster inter- immediately, and that benefit was maintained at 6 month follow-up.
ventions is inconclusive because, although it is a common element Saigh et al. (1996) reported benefit with in vitro desensitization in
of many interventions, most studies have not specifically examined case studies of children and adolescents with posttraumatic stress
the information-sharing component. For interventions that couple symptoms associated with enduring political conflict in Lebanon.
psychoeducation with other activities or techniques, it may be the Using a staggered intervention design that provided a waitlist
narrative, expression, and/or emotional processing that accompany control group, Weems and colleagues (2009) found that a group
the delivery of education, or natural recovery, that lead to benefit. intervention involving relaxation and gradual in vitro and in vivo
Furthermore, although psychoeducation is widely used and gen- (a mock examination) exposure was beneficial with respect to test-
erally supported, Wessely and colleagues (2008) questioned its taking anxiety and academic performance in minority youth after
benefit and its potential to create harm. Of particular concern is Hurricane Katrina. Casting doubt on the superiority of exposure
triggering, or creating an expectation for, adverse reactions (Sahin over other approaches in the long term, however, Gilboa-
et al. 2011). Without psychoeducation, people will likely rely on Schechtman and colleagues (2010) found exposure, using both
their own social networks of family, friends, colleagues, general in vivo and in vitro techniques, superior to time-limited psycho-
practitioners, religious leaders, and others for information and dynamic therapy after treatment and at 6 month follow-up for
support (Wessely et al. 2008). PTSD symptoms and global functioning, but not at 17 month fol-
low-up. Depressive symptoms subsided with both conditions, and
were not significantly different after treatment. Effects on depres-
Cognitive behavioral techniques
sion were maintained at 17 month follow-up.
The clear majority of child disaster interventions have been Many child disaster interventions contain a trauma narrative
based on principles of CBT. Many of these interventions have used component, a form of in vitro exposure, in group or individual
a combination of approaches such as exposure, narrative, anxiety format. Ruf and colleagues (2010) found that relative to a waitlist
reduction, relaxation, problem solving, anger management, and control, refugee children experienced clinically significant im-
coping skill-building techniques. Interventions have addressed provement in PTSD symptoms and functioning with narrative ex-
multiple outcomes including PTSD or PTSD reactions, depression, posure therapy, which was maintained at 12 month follow-up. Catani
anxiety, behavior problems, grief, and functioning. Two popular and colleagues (2009) failed to find a significant difference between
manualized CBT intervention packages studied in disaster popu- the same narrative intervention and a meditation-relaxation inter-
lations are Cognitive Behavioral Intervention for Trauma in vention, however, in children affected by civil war and the 2004
Schools (CBITS) (Cohen et al. 2009; Jaycox et al. 2010) and Indian Ocean tsunami.
Trauma-Focused Cognitive Behavioral Therapy (TF-CBT) (Brown In their study comparing the use of the trauma narrative and
et al. 2004, 2006; Cohen et al. 2009; CATS Consortium, 2010; coping skill building in children exposed to Hurricane Katrina,
Jaycox et al. 2010). CBITS, designed for children with moderate to Salloum and Overstreet (2012) found preliminary evidence sug-
severe PTSD symptoms, and using both group and individual gesting that the trauma narrative may not be an essential component
sessions, is delivered in school settings by trained clinicians. Also of child trauma interventions. Even the children who did not re-
designed for children with significant trauma reactions, TF-CBT ceive the narrative component, however, engaged in some discus-
can be administered to children individually or in groups, and is sion about their experiences, and the authors noted that the two
delivered in clinical settings by trained clinicians. Post Hurricane interventions may not have been sufficiently different with respect
Katrina, Jaycox and colleagues (2010) compared CBITS delivered to the narrative to adequately test this aspect of the intervention.
at school and TF-CBT delivered in a mental health clinic. Children The authors also acknowledged that the trauma narrative may be
benefited from both interventions, but 65% of children in the beneficial for children with clinically elevated symptoms.
CBITS group and 43% in the TF-CBT group scored in the ‘‘at risk’’ The theory behind the trauma narrative may influence the format
range of PTSD at follow-up assessment 10 months later, suggesting of trauma interventions. If a conditioning model is posited as cu-
the need to consider ways to enhance interventions beyond rative, then structured repeated retelling of the story where fear is
CBT using, for example, individual and family therapy, medica- safely experienced in sessions is needed so that children can (re)-
tion, and/or social support for children with enduring symptoms. learn that the avoided and fear situations or triggers are now safe. If
The results also revealed the importance of accessibility, as chil- it is believed that telling one’s story helps reduce isolation and
dren were more likely to use school-based services than services in improves self-definitions of experiences, or that words offer some
28 PFEFFERBAUM ET AL.
sense of control, then a different intensity and format of trauma matic stress, depression, and grief symptoms decreased in adoles-
narrative may be appropriate. Additional research is needed to fully cents who participated in the intervention, with no significant
explore the importance of this seemingly elementary aspect of differences for those who received full or partial treatment (Layne
trauma intervention as well as to understand the mechanisms of et al. 2001). In their 2008 study, Layne and colleagues compared
change. adolescents who received a classroom-based psychoeducation and
skills intervention and those who received both the classroom-
EMDR based psychoeducation and skills intervention and the school-based
trauma- and grief-focused group treatment. Posttraumatic stress
EMDR is designed to process distressing memories or to reduce
and depression decreased significantly in both conditions, whereas
their effects by having the child focus simultaneously on the dis-
maladaptive grief decreased significantly only in the group that
turbing memory and on a therapist-directed attention stimulus (e.g.,
received the trauma- and grief-focused group intervention.
hand tapping, eye movement, auditory tones). Several studies have
Salloum and Overstreet (2008) also demonstrated benefit in
examined this approach as the primary treatment (e.g., Chemtob
posttraumatic stress, depression, and traumatic grief reactions with
et al. 2002; Tufnell 2005; Fernandez 2007; Kemp et al. 2009) or as a
their school-based trauma and grief intervention in children in New
component of another treatment (e.g., Ehntholt et al. 2005;
Orleans 3 years post Hurricane Katrina. The intervention, which
Shooshtary et al. 2008). Tufnell (2005) described case studies using
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exposed to disasters, terrorism, war, and other single-incident encouraged about the emerging evidence base for child disaster
traumas such as accidents, Pfefferbaum and colleagues (in press) interventions and the potential immediate benefits of these inter-
concluded that most studies used manualized or well-described ventions as well as the contributions to future knowledge.
treatment protocols and standardized instruments to measure out-
comes, and many used random assignment and provided assessor Statistical Significance
training. Fewer studies used blinded assessment or established
The statistical significance of results in intervention studies
procedures to address adherence to treatment protocols, and the
alone is insufficient to assess their benefit. Intervention outcomes
sample size in most studies was not adequate to detect small effects
also must be meaningful. For example, whereas the results of an
generally expected when comparing two active interventions.
intervention may be statistically significant, the improvement in
Other deficiencies in the extant research include the absence of
outcomes may be modest and short term. Deciding what constitutes
attention to attrition in samples and the inconsistent use and length
a meaningful outcome can be challenging, especially given the
of follow-up.
range of conditions and reactions child disaster interventions are
Relatively few studies compared two interventions, which has the
intended to address and the populations in which they are studied.
potential to determine superiority of one over another. Un-
For children directly involved in a disaster or those whose relatives
fortunately, studies using this design have been inconclusive, with
are directly involved, a clinically meaningful outcome may be
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in relationship to grief, is another area for future study. Moreover, Cohen JA, Mannarino AP, Staron VR: A pilot study of modified
intervention approaches may vary for different types and locations cognitive-behavioral therapy for childhood traumatic grief (CBT-
of events, for various outcomes addressed, and for children with CTG). J Am Acad Child Adolesc Psychiatry 45:1465–1473, 2006.
diverse personal characteristics (e.g., presence of pre-existing Ehntholt KA, Smith PA, Yule W: School-based cognitive-behavioural
conditions) and specific trauma exposures and experiences. Like therapy group intervention for refugee children who have experi-
other areas involving children, their developmental level, various enced war-related trauma. Clin Child Psychol Psychiatry 10:235–
family factors, and culture always are considerations for exami- 250, 2005.
nation. Further research with more rigorous attention to design is Everly GS, Flynn BW: Principles and practical procedures for acute
needed to advance the field. psychological first aid training for personnel without mental health
experience. Int J Emerg Mental Health 8:93–100, 2006.
Fernandez I: EMDR as treatment of post-traumatic reactions: A field
Clinical Significance study on child victims of an earthquake. Educ Child Psychol 24:
This review of child disaster mental health intervention studies 65–94, 2007.
identified several intervention approaches that are helpful or, at a Field T, Seligman S, Scafidi F: Alleviating posttraumatic stress in
minimum, are not harmful. Specifically, preparedness interventions children following Hurricane Andrew. J Appl Develop Psychol
appear promising, and CBT in multiple forms and traumatic grief 17:37–50, 1996.
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Foa EB, Cahill SP, Boscarino JA, Hobfoll SE, Lahad M, McNally RJ,
interventions appear beneficial. Exposure and narrative interven-
Solomon Z: Social, psychological, and psychiatric interventions
tions and EMDR have positive outcomes, but it is unclear if these
following terrorist attacks: Recommendations for practice and re-
interventions are superior to other treatments. In the next genera-
search. Neuropsychopharmacol 30:1806–1817, 2005.
tion of studies, it will be important to determine if some approaches Foa EB, Meadows EA: Psychosocial treatments for posttraumatic
are superior to others and/or if some common element across in- stress disorder: A critical review. Annu Rev Psychol 48:449–480,
terventions is the source of benefit. 1997.
Gelkopf M, Berger R: A school-based, teacher-mediated prevention
Disclosures program (ERASE-Stress) for reducing terror-related traumatic re-
No competing financial interests exist. actions in Israeli youth: A quasi-randomized controlled trial. J
Child Psychol Psychiatry 50:962–71, 2009.
Gilboa–Schechtman E, Foa EB, Shafran N, Aderka IM, Powers MB,
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