Professional Documents
Culture Documents
SOLID
STATE
I NSUR R ECTION
HOW T H E SCI E NCE OF SU B STA NCE
M A DE A M E R ICA N PH YSICS
M AT T E R
JOSE PH D . M A RT I N
Acknowledgments ix
List of Abbreviations xiii
INTRODUCTION
What Is Solid State Physics and Why Does It Matter? 3
CONCLUSIONS 199
Notes 213
Bibliography 243
Index 267
ACKNOWLEDGMENTS
The coziest of coffee shops and pubs sometimes dedicate a few square feet of
wall to the books that patrons have penned at their tables, and a writer might
requite with a tip of the hat to a gemütlich retreat that helped overcome para-
lyzing bouts of writer’s block. I wish I could recognize one clean, well-lighted
place, but this project intersected with a peripatetic phase of my life; it took
shape in Minneapolis and Saint Paul, Minnesota; Philadelphia, Pennsylva-
nia; Waterville, Maine; East Lansing, Michigan; and Leeds, Kenilworth, and
Cambridge, England—and while I was to-ing and fro-ing among them. With
that in mind, I thank instead the (dearly departed) Federal Aviation Adminis-
tration ban on the use of electronic devices during taxi, takeoff, and landing.
More than once, that forced respite sent my mind meandering toward some
of this book’s central arguments, which found their earliest form in frantic
scrawl on air sickness bags.
Those moments bore fruit only because I was traveling between institu-
tions populated with the best sort of people. The Program for History of
Science, Technology, and Medicine at the University of Minnesota made
even conceiving of this project possible. Michel Janssen and Sally Gregory
Kohlstedt steered it deftly from its jejune beginning to something approach-
ing maturity, with healthy assists from Alan Love, Bob Seidel, Ken Waters,
and Bill Wimsatt. The Physics Interest Group and the working papers sem-
inar of the Minnesota Center for Philosophy of Science put several of these
chapters through their paces and I benefited from conversations with Will
Bausman, Victor Boantza, Nathan Crowe, Lois Hendrickson, Maggie Hofius,
Adrian Fisher, Amy Fisher, Xuan Geng, Cameron Lazaroff-Puck, Barbara
Louis, Charles Midwinter, Aimee Slaughter, Jacob Steere-Williams, and many
others.
I have spent two invaluable years in residence at the Consortium for His-
tory of Science, Technology, and Medicine (once when it was still the Phil-
adelphia Area Center for History of Science). I recommend it to everyone I
meet. Babak Ashrafi is a scholarly force multiplier; on top of being one of the
clearest-thinking critics I have encountered, he has built a community ideal
x SOLID STATE INSURRECTION
for enriching projects like this one. My fellow Philly fellows Sarah Basham,
Rosanna Dent, Lawrence Kessler, Kurt MacMillan, Alicia Puglionesi, and
Michelle Smiley consistently challenged me to think in new ways, and this
book is the better for it. While in Philadelphia, I had the privilege to haunt
the halls of the Chemical Heritage Foundation (CHF), home to some of the
sharpest readers in the East. I am grateful for invaluable feedback from the
CHF writing group, where Carin Berkowitz, Ben Gross, Roger Eardley-Prior,
James Voelkel, and numerous other participants prompted me to hone vari-
ous chapters.
My colleagues at Colby College—Jim Fleming, Paul Josephson, and Lenny
Reich—and Michigan State University—Rich Bellon, James Bergman, Marisa
Brandt, Megan Halpern, Rebecca Kaplan, Dan Menchik, Richard Parks,
Isaac Record, and Catherine Westfall—provided me with strong, supportive
communities as this book was taking shape. Catherine in particular has been
my champion since the very early stages of this project. She showed me how
the history of solid state physics could find an audience. Most recently, the
Department of History and Philosophy of Science at the University of Cam-
bridge has offered an ideal environment in which to see this project through
its final stages. I have also been the beneficiary of fruitful comments from
and conversations with Joan Bromberg, Bob Crease, Clayton Gearhart, Greg
Good, Lillian Hoddeson, Catherine Jackson, Jeremiah James, Christian Joas,
Leo Kadanoff, Bill Leslie, Kathy Olesko, Peter Pesic, Greg Radick, Michael
Riordan, Ann Robinson, Richard Staley, James Sumner, Andy Warwick, Ben
Wilson, and Andy Zangwill. My errors are in spite of them.
Research for this book was made possible by the generosity of the Univer-
sity of Minnesota Graduate School; the Friends of the Center for History of
Physics, American Institute of Physics; the American Philosophical Society;
the Chemical Heritage Foundation; the Consortium for History of Science,
Technology, and Medicine; the Minnesota Center for the Philosophy of Sci-
ence; and the University of Chicago Special Collections Research Center.
These organizations funded the research that permitted me to contribute
further to the towering debt the historical profession owes to the fabulous
archivists and librarians who have assumed the unenviable task of bringing
the mountains of paper the Cold War generated to heel.
Abby Collier and the University of Pittsburgh Press have been a delight
to work with throughout. I am sorely in hock to Abby for her patience, per-
ceptiveness, and unfailingly good advice, and to the press’s reviewers and
ACKNOWLEDGMENTS xi
copyeditor for their careful reading of the manuscript and thoughtful criti-
cisms that much profited the final version.
Finally, my deepest thanks to Margaret Charleroy, who makes it all worth-
while. Those flights that had me scribbling frantically onto air sickness bags,
or in the vanishing margins of in-flight magazine ads for “America’s Best
Doctors,” were mostly because the early phases of our careers kept us sepa-
rated by many miles, and, at times, continents. With patience and acuity, she
read large portions of the writing that resulted. This book is her fault.
LIST OF ABBREVIATIONS
identity and a set of intellectual priorities that suited their professional goals,
redefined the boundaries and mission of American physics during the Cold
War. The research program to which the SSC belonged was rooted in a pure
science ideal dating to the late 1800s, which had motivated the founding of
the American Physical Society (APS) in 1899. But, almost from its inception,
the APS was beset by demands that it do more to represent those physicists
who plied their trade in industry. Solid state physics grew from a tension at
the heart of American physics between the pure science ideal and the needs
of industrial and applied physicists who constituted an increasing proportion
of its membership as the twentieth century wore on. Once established within
the APS in the late 1940s, solid state grew rapidly into the largest subfield
of American physics, developing a set of interests, outlooks, and goals that
at times aligned with and at other times clashed with the ideals dominant
in other areas of physics. Those interests, outlooks, and goals helped define
the scope of American physics and shape the identity of American physicists
through the Cold War.
Because it could not claim an origin in any one research tradition or re-
gime of practice, solid state was, by the traditional standards of discipline
formation, an unusual category. Before the Second World War, physics was
understood to be divided into phenomenological categories like thermo-
dynamics, acoustics, optics, mechanics, electromagnetism, and quantum
mechanics.5 After the Second World War, a field appeared that claimed as
its domain thermodynamics, acoustics, optics, mechanics, electromagnetism,
and quantum mechanics in solids (and sometimes in other phases of matter
too). Isidor Isaac Rabi’s exclamation upon learning of the discovery of the
muon—“Who ordered that?”—is perhaps a more fruitful starting point for
gaining purchase on the slippery history of solid state physics.6 Whose inter-
ests did a field with such an unorthodox constitution serve? What changes
in the physics community allowed it to form? How did that formation come
about? Given the field’s rapid growth into the most populous segment of
post–Second World War American physics, what consequences propagated
as a result of its heterodoxy and the changes that permitted it? In short, why
did the field come to exist at all and how did it influence physics as a whole?
Addressing those questions reveals that solid state physics was much more
than a provincial subfield, subsidiary to the primary narratives of American
physics. It was integral to negotiating the identity of physics and essential for
maintaining its prestige in Cold War America.
Telling this story requires trading in some well-worn categories, of which
historians tend to be rightfully suspicious. Categories like pure science, or ba-
sic and applied research, are problematic. A great deal of work has shown that
so-called pure science was adulterated with worldly interests, and that the
artificial and not altogether coherent distinction between basic and applied
research fails to hold in practice. But historians also recognize the power
these categories possessed as regulative ideals that guided the way scientists
organized their professional lives. Mario Daniels and John Krige have shown
how “basic” and “applied” research functioned as political tools for Cold
War scientists, permitting them some control over the circulation of knowl-
edge in a context governed by military secrecy regimes.7 I approach these
categories from a similar perspective and show how pure science, basic and
applied research, fundamental research, and other value-laden designations
were tools for disciplinary as well as national politics, and therefore reveal
the ideals and convictions that gave meaning to physicists’ active efforts to
systematize their professional lives.
8 SOLID STATE INSURRECTION
Taking solid state and condensed matter physics as a central object of his-
torical inquiry requires approaching old questions from a new perspective.8
A great deal of historical work addresses the question of why the Super-
conducting Super Collider failed, for example, but it might be more appro-
priate to ask why it ever had a chance to succeed in the first place.9 The US
government had spent over a billion dollars on a scientific project before,
but the Manhattan Project was principally an engineering endeavor, single-
mindedly focused on a military objective during a time of war.10 How did it
even become conceivable that a single facility dedicated to uncovering ab-
stract knowledge might consume similar resources in peacetime? It would be
tempting to answer this question by pointing to the considerable prestige and
influence physics garnered from the Manhattan Project. High energy physics,
which emerged from nuclear physics, had earned the latitude to pursue ab-
stract research. Nuclear physics, after all, was exceedingly abstract, even into
the 1930s, and it had resulted in the most fearsome weapon the world had
ever seen by 1945.11
This familiar story reflects aspects of the exalted heights physics attained
in Cold War American society, but it neglects what most physicists were
actually doing. For all its visibility, high energy physics, which cast itself as
the intellectual heir to nuclear physics, constituted only around 10 percent
of the American physics community at the time of the SSC’s cancellation.
Most physicists were not probing atomic viscera at cathedralesque accel-
erator facilities; they were investigating the properties of the type of matter
that surrounds us and finding new things to do with it. Historians require a
fuller accounting of those activities before claiming a perspective capable of
explaining the place of physics in Cold War American society. It is easy to see
how the historical trajectory of fields like solid state physics depended on its
relationship with nuclear and high energy physics. Less obvious is the fact
that this dependence was reciprocal, and that solid state—a diverse, messy
field with a complicated and shifting set of conceptual dependencies—in
some respects better represents physics as a whole than do its more revered
siblings.
After the Second World War, solid state physics, plasma physics, poly-
mer physics, and other specialties devoted to complex matter grew rapidly.
Physicists working in these fields quickly came to dominate the American
physics community, at least numerically. Nevertheless, the smaller proportion
INTRODUCTION: WHAT IS SOLID STATE PHYSICS AND WHY DOES IT MATTER? 9
of physicists who studied the elementary components of matter and the most
distant celestial objects capitalized most fully on the postwar prominence of
physics. They were the most recognizable to the public, wielded the greatest
influence in government, commanded the bulk of the considerable intellec-
tual prestige physics enjoyed in the postwar era, and nurtured intellectual
ideals that reinforced those advantages. The contrarian spirit apparent in An-
derson’s testimony against the SSC emerged over decades as a response to
this attitude, becoming central to the identity of American solid state physics.
In addition to exposing long-standing disagreements about the mission
and purpose of physics, the demise of the SSC symbolized the end of the era
in which physics reigned as the undisputed sovereign of American science.
As the SSC faltered, the Human Genome Project gathered momentum on
promises that it would revolutionize biology and medicine, and surpassed
physics in both public approbation and policy influence.12 The exalted posi-
tion physics had held during the Cold War is nonetheless a remarkable his-
torical phenomenon. Even toward the end of the Second World War, Ameri-
can physicists worried that their field was little known beyond a small group
of professionals. The exceptions to this rule were iconic figures like Albert
Einstein, whose fame was bound up in the legendary unfathomability of his
theories.13 After the war, leaders in the physics community gained national
celebrity and became familiar faces in Washington, DC, as they assumed
powerful advisory roles, shaped national policy, and shepherded in an era of
generous government funding for science.14 The question of how physicists
first attained this position is somewhat different from the further question of
how they then maintained it for half a century.
An appeal to the Manhattan Project, and other wartime contributions,
does provide a powerful answer to the first of these questions. The $2 bil-
lion the United States government invested in the Manhattan Project went in
part toward developing a physical infrastructure that provided the template
for the national laboratory system.15 The psychological immediacy of nuclear
weapons helped figures such as J. Robert Oppenheimer and Freeman Dyson
position themselves as public intellectuals.16 The urgency of the nuclear arms
race created opportunities for physicists to become deeply engaged with
weapons policy, which in turn gave them clout on a wide array of public pol-
icy issues.17 The success of wartime nuclear research, which quickly turned
abstruse knowledge about the submicroscopic world into a weapon that ir-
revocably reconfigured geopolitics, goes a long way toward explaining the
exalted position of physics in early Cold War American politics and society.
10 SOLID STATE INSURRECTION
This explanation is less than sufficient, however, to account for the con-
tinued prominence of physics through the early 1990s, which included the
growth of high energy physics, a field that claimed little economic, techno-
logical, or military relevance but nonetheless commanded billions of tax-
payer dollars to build and operate research facilities of unprecedented scale.
“Megascience,” as Lillian Hoddeson, Catherine Westfall, and Adrienne Kolb
have christened it, became the standard mode of research for the most visi-
ble physics research after the Second World War.18 From the vantage point
offered by a quarter century’s distance from the SSC’s demise, however,
megascience seems like a Cold War fever dream. For how long is it reasonable
to assume that the memory of the Manhattan Project sufficed to convince
policymakers that high energy physicists should continue to enjoy a blank
check from the Atomic Energy Commission (AEC), and later, the Depart-
ment of Energy, especially when they routinely denied that their work came
with practical offshoots?
The remarkable history of nuclear physics in the 1930s and 1940s no
doubt contributed to the rapid growth of high energy physics soon after the
Second World War. As Audra Wolfe explains in her history of Cold War sci-
ence and technology: “High-energy physics thrived within the institutional
culture of the Cold War because the AEC—the agency that bankrolled it—
believed in the inherent relevance of nuclear science to the national interest.
What nuclear physics wanted, nuclear physicists got.”19 This explanation
captures the psychology of the 1950s and early 1960s, but it becomes less
adequate later in the Cold War. Although they claimed the same ancestry,
nuclear physicists and high energy physicists had formed distinct commu-
nities by the late 1960s. The former was deeply intertwined with the inter-
ests of the national security state, whereas the latter was uncompromising in
its commitment to pursuing knowledge with no evident applications.20 The
more high energy physics established its bona fides as a field unsullied by
practical concerns the less it should have been able to trade on the promise
of relevance to national defense, even though it represented an investment in
national prestige. What explains the continued—and indeed ostentatious—
success high energy physics enjoyed with federal patrons that ended only
with the SSC’s demise in 1993?
Missing from previous accounts is the contribution of solid state and re-
lated research to the image and identity of physics. As Anderson observed
when he lamented the unanimous front high energy physicists presented,
those viewing physics from the outside were often not equipped to distin-
INTRODUCTION: WHAT IS SOLID STATE PHYSICS AND WHY DOES IT MATTER? 11
guish between the various subfields and research communities of which it was
composed. To many policymakers, physics was physics. It generated arcane
knowledge about the natural world and it produced fantastic gadgets. Those
two functions were connected in some way; therefore, the field was deserv-
ing of support. Policymakers generally accepted the judgment of the most es-
teemed representatives of the field as to how that support should be allocated.
Sarah Bridger’s Scientists at War recounts the recollections of New Mexico
senator Clinton Anderson, who admitted weighing scientific evidence based
on his instinctual trust of the individual expert delivering it, rather than on an
attempt to understand the scientific content of the evidence.21 Habits such as
these ensured that the politically best-placed physicists enjoyed considerable
sway over the image of the field, which shaped federal funding priorities.
High energy physicists’ success maintaining high levels of federal sup-
port, however, depended on provinces of physics with less political clout con-
tinuing to churn out research with near-term technological and economic rel-
evance. The military made rapid and expedient use of semiconductor-based
electronic components and improved materials. The burgeoning American
consumer culture eagerly embraced the technological products of physical
research such as transistors, integrated circuits, and improved bakeware and
stereo equipment. American industry found uses for lasers, superconducting
magnets, nuclear magnetic resonance techniques, and bespoke alloys. These
originated in solid state physics and allied fields, but as long as high energy
physicists succeeded in presenting their work as archetypical and policy-
makers remained incurious about the field’s internal diversity, the benefits of
such advances accrued to its more prestigious branch. High energy physics,
in short, maintained its success in part because the accomplishments of solid
state physics continually renewed in the minds of federal patrons the associ-
ation between physics as a whole and the technical, economic, and military
benefits of a few of its endeavors. A thorough appreciation of the growth of
solid state physics through the Cold War is therefore a prerequisite for under-
standing physics as a whole in one of the most auspicious eras in its history.
gles to understand the structure and behavior of atoms and molecules. The
sentiments he described nonetheless colored physical investigations of solids
and other complex matter throughout the twentieth century. Solid state phys-
ics often drew sneers from those who fancied that their own studies attained a
greater degree of elegance and looked down their noses at “Schmutzphysik,”
or “squalid state physics.” These pejoratives, the stuff of water-cooler ban-
ter rather than published invective, are attributed to Murray Gell-Mann and
Wolfgang Pauli, respectively. In addition to serving particle physicists in their
efforts to exalt their own studies, they provided a rallying point for solid
state physicists, who found motivation in opposing such condescension.23
Far from being the grimy and inelegant enterprise high energy physicists
derided, they insisted, solid state physics posed gnarly conceptual and prac-
tical problems that inspired noteworthy leaps of theoretical imagination and
experimental virtuosity.
The great irony of the derision directed at solid state physics is that the
things that offended other physicists’ sensibilities—its focus on complex,
real-world systems, its connections to industry—were the very same things
that helped renew the warrant for blue-skies research so valued by those hurl-
ing the insults. This book offers a history of the American solid state physics
community with the goal of illuminating how attention to it and similar fields
can reveal dependencies of this type and thereby enrich, and perhaps even
reform, our understanding of twentieth-century physics. It presents a story
about the organizational structures of American physics and the ideas that
shaped it, following the professional societies, journals, laboratories, and po-
litical interventions, as well as the discourses and disagreements that influ-
enced what forms they took. These structures both reflected and reinforced
what it meant to be a physicist in the eras in which they were built, and they
changed in response to shifting ideas of professional identity and disciplinary
purpose. Changing them was often a way to enact a vision of the field, of
where it should go, what it should be, and whom it should serve. Through
each of the changes traced here, solid state took another step toward reshap-
ing American physics in its own image.24
Appreciating how solid state physics changed the collective identity of
American physics requires understanding what came before. That is the goal
of the first two chapters, which describe the dominant ideals of American
physics that were established in the first half of the twentieth century. Chapter
1 charts the rise of the “pure science” ideal, which Henry Rowland mixed
into the mortar of the American Physical Society. Rowland saw the society
INTRODUCTION: WHAT IS SOLID STATE PHYSICS AND WHY DOES IT MATTER? 13
need for more specialized professional representation would define the field’s
early years.
The physics discipline’s rapid growth through the 1950s presented
pressing challenges, and these are the subject of chapter 4. Solid state physics
outstripped even the rapid inflation of the ranks of all physicists. The large
pool of applied and industrial physicists who were underserved by the APS
flocked to the new solid state division and helped establish the field’s legit-
imacy. The journal infrastructure, which struggled to accommodate expan-
sion across physics as a whole, felt the greatest pressure from solid state’s
rapid growth. Discussing the publication problem offered a means to negoti-
ate lingering disquiet about the identity of solid state physics. Some favored
establishing new publications and building stronger alliances with chemis-
try and engineering, whereas others fought hard to keep the field ensconced
in physics. The latter view would win out and solid state’s commitment to
securing its place within American physics ensured that the discipline as a
whole would come to embrace constituencies that challenged the strong pure
science ideology that defined its early decades and engage more fully with the
military, economic, and industrial needs of the Cold War.
The resolution of this issue and the beginnings of a stable professional
identity for solid state physics came just in time for conditions that would
test it. Chapters 5 and 6 both explore the influence on solid state physics of
the mid-1960s funding crunch. The US government, especially the military,
had funded all manner of scientific research in the immediate post–Second
World War years with a generosity that bordered on the haphazard. In the
mid-1960s, funding for science began to tighten. Conditions that had favored
indiscriminate growth gave way to an era of red-in-tooth-and-claw com-
petition that sowed bitterness between disciplines competing for the same
dwindling funds. The tensions between those who sought to explore solid
state’s technical potential and those who wanted to position it as a source of
fundamental physical knowledge had not resolved, even as the field’s institu-
tional situation had stabilized. These two chapters consider how this tension
led different research groups to find different niches in the shifting funding
ecology. Chapter 5 examines the possibility presented by following the lead
of high energy physics and pursuing large facilities for basic research, such as
the National Magnet Laboratory at the Massachusetts Institute for Technol-
ogy. A somewhat different opportunity, discussed in chapter 6, came in the
form of materials science, which remained a generous font of federal funding
and provided an outlet for solid state’s applied ambitions.
INTRODUCTION: WHAT IS SOLID STATE PHYSICS AND WHY DOES IT MATTER? 15
travagance. They made an aggressive case that basic research funding could
be better spent in their own backyard. Opposition to the SSC rested on the
claims that solid state was just as fundamental as particle physics, that funding
exploratory solid state research with no strings attached would produce more
socially and technologically valuable results as a matter of course, and that
the concentration of federal physics funding in large facilities damaged other
areas of research. This view complemented the vision of physics that had
been incubated in American solid state and condensed matter physics, and
that aimed to synthesize the physics community’s long-standing pure science
ideal with a commitment to its technological and economic relevance. The
SSC’s demise, because it marked the limits of the big science program that
had dominated physics spending for decades, represented a public victory
for an alternative to the hard-line pure science outlook that had been main-
tained in part by the technical contributions of solid state physics throughout
the Cold War.
The original Star Wars trilogy tells the story of a ragtag band of misfits,
many of whom are adept at manipulating a force pervading everyday matter,
who ally to mount an insurrection against the established order and help de-
stroy a giant, partially built beam machine. The history of American solid
state physics, as chronicled in these chapters, followed much the same plot.
The field was cobbled together from a diverse assortment of research tradi-
tions, the only common element of which was a focus on the forces govern-
ing the matter that surrounds us—and how to manipulate it. Its formation
represented a rejection of the traditional power structure of the American
physics community, which exalted pure science and held applications in
lower esteem. And it came to public prominence when many of its influential
practitioners mobilized to help bring down the SSC. (The Super Collider,
admittedly, was not designed for the express purpose of destroying planets,
but some on the fringes have suggested that similar machines might have just
that effect.)25
Many solid state physicists adopted a rebel mindset, marginalized as they
were by the low status accorded applied physics and their more powerful
colleagues’ derision of their intellectual efforts. Their professional machi-
nations were calibrated to challenge this status quo. It is in this sense that
the establishment and growth of solid state physics constituted a form of re-
bellion. Much like political uprisings, the solid state insurrection responded
to specific grievances. It reflected the interests of industrial physicists, who
railed against the predominant ideals of American physics and its traditional
INTRODUCTION: WHAT IS SOLID STATE PHYSICS AND WHY DOES IT MATTER? 17
Reichsanstalt, were by and for the ruling classes.3 But neither of these au-
gust traditions claimed to be “pure” in the way the term was understood by
American physicists at the turn of the century. As abstract as the mathemat-
ics that powered British thermodynamics and electromagnetism was, it was
unapologetically linked to British industry, in particular the telegraph cables
and steam engines that sustained its global empire. And following unification
in 1871, industrial progress became a similarly potent concern for German
physicists.4 When American physicists envisioned their field as a pure intel-
lectual endeavor, above and apart from the practical demands of society, they
understood themselves to be emulating their European counterparts. To the
extent that they adopted Europe’s sensibilities, however, they did so with the
fervor of the converted. They crafted a new ideal, all the more staunch be-
cause it took the practical bent of American culture as its foil.
The pure science ideal remained a cherished element of American physi-
cists’ identity throughout the first half of the twentieth century, but this does
not mean that all or even most of the physics practiced in the United States
was remote from technological and economic concerns.5 The American
Physical Society, founded in 1899, grew quickly beyond its thirty-six charter
members, and an appreciable portion of its growth in the first few decades of
the twentieth century was in the industrial sector. Many American physicists
individually saw no reason to shy away from industry, but the institutions
of American physics worked to marginalize industrial physics and maintain
pure science as a regulative ideal. This background is crucial to appreciate the
rise of solid state physics, which represented an industrial incursion into the
pure science citadel that had been erected, and for the most part successfully
defended, through the first half of the twentieth century. If solid state physics
emerged as an institutional salve for a conflict of ideals within American phys-
ics, then addressing the ideals that suffused the early institutions of American
physics is necessary to understand the conditions that made it possible.6
is given to the grander portion of the subject which appeals to our intellect
alone.” Rowland and thirty-five others founded the American Physical Soci-
ety (APS) to minister to the intellect.7
Rowland had spent 1875–76 studying in Europe, during which time his
views on the proper conduct of science crystallized.8 He worked in Herman
von Helmholtz’s Berlin laboratory, where he grew to admire the German re-
search university and the continental tradition of theoretically oriented sci-
ence pursued by a cultural and intellectual elite. These experiences served
him well in the appointment he assumed on his return to the United States,
at the newly formed Johns Hopkins University, which was founded with a
research mandate. In Rowland’s eyes, universities were only one element of a
strong scientific community, which also required robust professional institu-
tions to act as a bulwark against the economic enticements to technical work
that suffused American culture. He understood “pure science”—by which he
meant unfettered pursuit of truth about the natural world, free from the de-
mands of immediate useful application and the allure of pecuniary reward—
not only as a prerequisite for scientific truth, but also as a moral imperative.
“Let us hold our heads high with a pure conscience while we seek the truth,”
he implored his fellow physicists at the second meeting of the APS.9
The categories of “pure” and “applied” science as Rowland understood
them were at once clearly delineated and inextricably linked. Rowland might
have scorned the Edisonian pursuit of profit, but not so much that he sought
to deny the place of scientific knowledge as a wellspring of novel know-how.
Rather, he insisted that the pursuit of knowledge could only function properly
and yield those benefits when it was insulated from the diversionary influence
of mercantilism.10 And he thought that strong professional institutions could
provide such protections.
Rowland died in 1901, but his elitism was woven into the fabric of the
American Physical Society, which began as a distinctly ivory tower institu-
tion.11 In 1902, the society’s third year, only 4 of its 144 members reported
job titles or affiliations that reflected industrial employment.12 Industrial
membership grew gradually in the following decades. As of July 1920, ap-
proximately 60 percent of its membership was affiliated with academic insti-
tutions, compared with about 24 percent in industry and 9 percent in gov-
ernment jobs.13 Despite such growth in the industrial sector, the officers of
the society all claimed university affiliations in 1920, as did the vast majority
of the seventeen-member council, which included just two employees of gov-
ernment laboratories and one representative from industry.14
THE PURE SCIENCE IDEAL AND ITS MALCONTENTS 21
The song conveyed the sense of moral superiority that came with resisting
the higher salaries industry was able to offer, along with the consensus that
the most interesting intellectual work remained the province of university
research.
Within a context that favored closer contacts between science and com-
merce, the pure science ideal that the APS staunchly maintained prompted
institutional growth elsewhere in American physics. Three new societies
formed between 1916 and 1929 representing narrower specialties, each
with a prominent focus on instrumentation and/or applications. The Optical
Society of America grew out of Eastman-Kodak’s research laboratories and
was intended to serve the needs of a growing group of industrial researchers
studying interactions between light and matter.25 The Acoustical Society of
America, whose first meeting was hosted at the Bell Telephone Laborato-
24 SOLID STATE INSURRECTION
ries in 1929, also had industrial roots and was directed toward engineering
interests.26 That same year saw the formation of the Society of Rheology,
dedicated to the newly named science that studied the deformation of mat-
ter. Its founders embraced their field’s potential applications, noting in their
announcement of the new society: “Heraclitus was probably correct in say-
ing that ‘everything flows’ and the major problems of great industries dealing
with nitrocellulose paint, varnish, artificial textiles, metals, rubber, etc., have
to do with elastic deformation and flow.”27
None of these groups would have found a warm welcome in the APS.
Wallace Waterfall, founding member of the Acoustical Society, recalled that
“if anybody had come along then with the idea of setting up divisions of the
Physical Society and having the Acoustical Society become one of those divi-
sions, why, that wouldn’t have gone over at all.”28 The Physical Society’s con-
scious decision to spurn applications created a need for new professional out-
lets that served the growing community of applied and industrial physicists.
1200
1000
Articles Published
800
600
400
200
1957
1924
1921
1931
1940
1942
1943
1944
1945
1946
1947
1948
1949
1951
1934
1954
1920
1922
1923
1925
1926
1928
1929
1930
1932
1933
1935
1936
1938
1939
1950
1952
1953
1955
1956
1958
1959
1960
1937
1927
1941
Year
Figure 1.1. Number of articles published in Physical Review between 1920 and 1960.
was rare and exercising it beyond the capabilities of all but the most dogged
readers.
Pais’s recollections must also be considered within the broader context
of American physics publishing. Before 1929, the Physical Review and the
Journal of the Optical Society of America were the only dedicated outlets for
scholarly work in physics in the United States. That changed with the ap-
pearance of several new journals in the late 1920s and early 1930s. Reviews
of Modern Physics sought to make contemporary research more digestible by
summarizing lively areas in short review articles.32 Review of Scientific In-
struments launched in 1930, by which time the publication expansion was
already jarring to some. In the editorial that began the inaugural issue, Floyd
K. Richtmyer acknowledged: “The number of scientific and technical peri-
odicals to which any worker in either pure or applied science must refer has
increased so rapidly in recent years as to raise in some minds the question of
the desirability of taking steps to discourage the starting of new journals.”33
The background to his remarks included publications such as Journal of the
Acoustical Society of America and Journal of Rheology, both founded in 1929.
Nor was Review of Scientific Instruments the last American physics journal
to appear around 1930—Physics, the Journal of Chemical Physics, and the
American Physics Teacher would follow between 1931 and 1933.
The number of articles the Physical Review published reached a local
26 SOLID STATE INSURRECTION
maximum in 1931, when the new journals stemmed what had been a steady
rise through the 1920s (figure 1.1). It would not reach the same level again
until after the Second World War.34 The panoramic view of physics one
would achieve by diligently taming the green monster twice monthly thereby
changed in the 1930s. The landscape shifted as whole areas of physics mi-
grated to new outlets and the Physical Review focused more intently on keep-
ing abreast of new and exciting developments in nuclear physics and quan-
tum mechanics.
Considering the experience of an archetypical Physical Review–reading
APS member over the period from 1925 to 1935 exposes a clear shift. A typ-
ical issue of the journal in the mid-1920s included some theoretical work,
including papers on quantum phenomena, but it also published a great many
articles that would have found a home in more specialized journals just a few
years later. By the mid-1930s, the theory quotient was higher and the journal
was dominated by nuclear and quantum papers. The growth of new outlets
in intervening years did not threaten the Physical Review’s status as the com-
munity’s journal of record, but it did mean that its profile was more sharply
defined than it had been. It was no longer a general interest journal, at least
not so far as the growing constituency of industrial and applied physicists was
concerned. Anyone operating on the assumption that the APS represented
American physicists and that the Physical Review published what was im-
portant to know about current physics would have perceived a sharpening
of Henry Rowland’s pure science mission, rather than a dilution, even as the
importance of applied physics grew within the rest of the community.
The journal’s reputation also changed markedly over this span. John Van
Vleck later recalled: “The Physical Review was only so-so, especially in the-
ory, and in 1922 I was greatly pleased that my doctor’s thesis was accepted for
publication by the Philosophical Magazine in England. . . . By 1930 or so, the
relative standings of The Physical Review and Philosophical Magazine were
interchanged.”35 John Torrence Tate became editor in 1926, the same year
full-blooded quantum mechanics emerged in Europe. Van Vleck and others
credited this turnaround to Tate’s eager embrace of nuclear and quantum
physics, both of which advanced rapidly in the 1920s and 1930s. Van Vleck
coauthored a biographical memoir for the National Academy of Sciences
with Tate’s doctoral student, mass spectroscopist Alfred Nier, in which they
praised Tate for showing “rare judgment and common sense in not delay-
ing by much refereeing noteworthy papers dealing with various applications
of quantum mechanics; this was important, for America was somewhat at a
THE PURE SCIENCE IDEAL AND ITS MALCONTENTS 27
Figure 1.2. Bern Porter’s Map of Physics, 1939. The caption reads: “Being a Map of
Physics, containing a brief historical outline of the subject as will be of interest to phys-
icists, students, and laymen at large. Also giving a description of the land of physics
as seen by the daring souls who venture there. And more particularly the location of
villages (named after pioneer physicists) as found by the many rivers. Also the date of
founding of each village. As well as the date of its extinction. And finally a collection of
various and sundry symbols frequently met with on the trip.” Reproduced with per-
mission of Mark Melnicove, literary executor for Bern Porter, mmelnicove@gmail.com.
From Bern Porter Collection, Colby College, Special Collections, Miller Library, Water-
ville, Maine
difficulty of locating their work within this visual schema illustrates the fact
that solid state physicists did not explore a discrete region of physics in the
traditional sense. Solid state physics was not a self-contained assembly of top-
ics and methods that could be conveniently represented as a river, island,
continent, or other natural outcropping of the disciplinary landscape.
Porter channeled an ethos of classification that was characteristic of the
previous century’s science. Nineteenth-century natural philosophers often
understood taxonomy as an essential piece of their mission, operating from
the conviction that proper classification could reveal the order inherent in
nature. The same ethos extended to classifying the sciences themselves.38
William Whewell wrote in 1840: “A sound classification must be the result,
not of any assumed principles imperatively implied to the subject, but of an
examination of the objects to be classified;—of an analysis of them into the
principles in which they agree and differ. The Classification of Sciences must
result from the consideration of their nature and contents.”39 The assumption
that the sciences themselves, like the objects of their study, possessed intrinsic
features that allowed them to be distinguished naturally and unambiguously
continued into the twentieth century and shaped attitudes among American
physicists. That assumption encouraged resistance to categories like indus-
trial physics, and indeed solid state physics, which did not slot neatly into a
perceived natural order.
Respect for that perceived order guided the institutions of American phys-
ics in the first half of the twentieth century, even while industrial physicists
became an appreciable proportion of the community. By 1933, the institu-
tional landscape had attained a local equilibrium. The AIP administered the
eight American physics journals that remained after the Journal of Rheology
ceased publication in 1932. The ranks of the APS, which remained the prin-
ciple society for American physics, swelled in response to the frisson gen-
erated by nuclear and quantum physics, generous foundation support that
allowed physicists with degrees from elite universities to supplement their
studies in Europe, and the influx of émigrés fleeing the clouds gathering over
Central Europe. Much of this growth reinforced the society’s commitment to
pure science.40 The increase of the community’s size, and the role of indus-
trial and applied physics within it, nonetheless represented a continuing chal-
lenge to the traditional ideals of the discipline. It was less the potency of the
pure science ideal itself than it was its entrenchment in key institutions that
made it difficult to dislodge. The power brokers of American physics, who
THE PURE SCIENCE IDEAL AND ITS MALCONTENTS 31
understood its goal to be the extraction of raw knowledge from nature, at-
tempted to keep the field pure with the battlements of institutional structure.
Those battlements would hold until the pressures of the Second World
War precipitated further reorganization. Solid state physics, when it emerged
in the late 1940s, constituted the first successful insurrection against pure
science fundamentalism in the APS. The establishment of a discipline that
catered to the needs of industrial physicists and was organized in a way that
paid little heed to natural categories represented the most substantive changes
to the foundational identity and ideological commitments of the American
physics community since its founding. The following two chapters explore
how this challenge to traditional community ideals unfolded.
2
When Solomon said that “a good name is rather to be chosen than great
riches,” he knew what he was talking about.
—OLIVER E. BUCKLEY, 1944
what physicists do.”3 Though it might seem tautological, this slogan makes
the serious point that historians, pace Whewell, should avoid the impulse to
seek some essential, context-independent core of the fields they study. Dis-
ciplines are historically contingent social entities that might be assembled in
different ways at different times by different people acting on different mo-
tives. The contingency of human-built categories is gospel to today’s histori-
ans, who are likely to accept this point unflinchingly. The same, though, can-
not be said for the people who constructed those categories in the first place.
Many mid-twentieth-century physicists, notably those who controlled
the American Physical Society (APS), would have bristled at the suggestion
that their field consisted in anything other than a set of preexisting empirical
regularities, which they took as their task to discover and formalize. Under-
standing “physics” to refer to something existing in the world, they might
have suggested a different slogan: physics is what physicists pursue. To these
traditionalists, who were also the fiercest defenders of the pure science ideal,
“physics” remained a fixed set of natural phenomena, whose structure de-
termined who was a physicist and who was not. They suggested that anyone
whose principal interest was not the discovery and elaboration of general
physical principles belonged more properly in engineering, chemistry, metal-
lurgy, or another field.
As the community of American physicists grew, however, populating in-
dustrial laboratories and seeking concessions to the demands of technical and
applied work, a larger portion of the community began to insist that physi-
cists, not nature, held authority over the scope and organization of physics.
Stanford University’s William W. Hansen, replying in 1943 to his colleague
David L. Webster’s suggestion that physics was defined by the pursuit of nat-
ural physical laws, wrote: “I wouldn’t want to attempt a precise definition,
but it would seem that your criterion sets the sights terribly high. How many
physicists do you know who have discovered a law of nature? You have, I
know, and so has Compton and perhaps one or two others I don’t know or
think of. But really, it seems to me, this privilege is given only to a very few of
us. Nevertheless the work of the rest is of value.”4 The rest tended to agree.
Perspectives more sympathetic to the Kevles dictum began to exert their
influence in the mid-1940s. Some outside the traditional core of academic
physics, and even some within, came to understand their discipline as a com-
munity with the latitude to define and redefine itself as it proved convenient.
The circumstances of the mid-1940s presented opportunities that made re-
evaluating the traditional definition of the physicist convenient indeed.
34 SOLID STATE INSURRECTION
Buckley’s 1944 lecture addressed the anxieties that came to the fore as
these competing agendas for defining physics were brought into tension by
the centrifugal effects of growth and diversification. Advocates of both per-
spectives developed a number of strategies for answering the questions Buck-
ley posed, and these competed for traction as American physicists assayed
the possibilities that the post–Second World War environment would offer
them. By the time the American physics community found its footing in the
postwar era, the understanding that physics was “what physicists do”—and
so could change if physicists started to do different sorts of things—had mo-
tivated changes in the discipline’s institutional structure, with wide-ranging
consequences for how it would develop through the Cold War.
With the foregoing in mind, I propose my own, equally glib alternative to
the Kevles dictum: physics is what physicists decide it is. American physicists
in the 1940s did not merely realize that physics could be understood as the
sum of their activities, or a relevant subset of them; they seized upon their
agency to organize their discipline so as to proactively delineate the types
of activities that fit within it. That agency scarcely needed to be exercised
in the era when the community was small and divisions within it slight. As
the population boomed and the institutional character of physicists’ employ-
ment changed entering the mid-century, however, that agency became criti-
cal.5 Physics became what physicists did during the Cold War by means of
concerted efforts on the part of a small group of individuals working within
the institutional constraints of the American Institute of Physics (AIP) and
the APS. Their vision was opposed by a group of influential traditionalists
who maintained that simply earning a degree in physics did not make one a
physicist—or at least was not sufficient for one to remain a physicist—and
actively sought to keep some of the things that physicists did from working
their way into the definition of the field.
the APS to rededicate itself to pure research while the raft of societies serving
applied interests was held in loose confederation by the AIP, was unsatisfac-
tory to many. Wartime nationalistic rhetoric was in the air. Physicists breathed
it in, exhaling it again in their discussions of their discipline’s future. Those
who favored a more ecumenical approach to defining physics, which the AIP
embodied, rallied around the notion of a “United States of Physics,” com-
posed of many provinces, each with its own local character, held together by
a political commitment to the unity of the discipline. In the face of a growing
population of industrial researchers, the question of what position industrial
physics would occupy in this union loomed large.
The stakes of debate over industry’s place in postwar physics were, in
the mid-1940s at least, more ideological than practical. Only after the war
would the wider physics community gain a clear understanding of how the
abundance of federal dollars would reshape their research. Furthermore,
physicists weathered the ravages of the great depression better than most,
and thus funding was not so prominent a concern as it would become just
a few years later.7 Discussions in the final years of the Second World War,
carried out almost exclusively by those physicists not sequestered conducting
secret research for the Manhattan Project, turned instead on the question of
dignity. For adherents to Rowland’s traditional pure science ideal, physics
maintained its disciplinary dignity through its status as a calling, rather than
a profession. But the growing mass of applied and industrial researchers for
whom physics was a profession first—those who saw physics as an intellectu-
ally rewarding path to a comfortable middle-class existence, and who would
drive what David Kaiser has called “the postwar suburbanization of Amer-
ican physics”—saw their professional dignity impugned by calls that their
interests be kept at a remove from the real business of physics.8
Although they differed in their preferred solutions, both these groups
shared the concern that industry and academia had drifted too far apart. The
issue appeared in many screeds on the future of physics.9 In 1943, Thomas
H. Osgood of Michigan State College of Agriculture and Applied Science (as
Michigan State University was then known) put the problem thus: “Both in
the past and now, technical physicists have known too little about the work,
both in research and teaching, in which their academic colleagues are en-
gaged; and an even more lamentable ignorance of the practical problems of
the age which are being solved by physicists in industry has been displayed
by those who train students in the rudiments of physics in our educational
institutions.”10 Osgood voiced frustrations that many industrial researchers
36 SOLID STATE INSURRECTION
felt as they tried to maintain their identity as physicists within a field that
considered applied work intellectually subordinate.
Many similar expressions of frustration appeared in the Review of Scien-
tific Instruments column “Contributed Points of View,” in which physicists
could sound off about professional issues—a function that Physics Today
would assume in 1948. In the February 1945 issue, Morris Muskat of Gulf
Research Laboratory gave a detailed account of the professional challenges
that industrial physicists faced and described the ways in which existing
institutional structures failed to serve them. The industrial physicist “must
work intimately with the chemist, the electronics engineer, the acoustical en-
gineer, the color expert, the hydraulics engineer, or whoever has given him
the problem and will make use of its solution when achieved,” Muskat wrote.
Industrial physicists generally worked on problems of someone else’s design
and for companies that were unlikely to pay expenses for conference travel.
Working in this context, Muskat suggested, alienated industrial researchers
from their academic colleagues who dominated the APS, membership in
which became, for the industrial physicist, “a traditional ‘hangover’ from his
youthful professional pride of his school days,” serving no useful professional
function.11
Muskat urged the APS to become more responsive to its industrial mem-
bers, especially by supporting the formation of special interest divisions. This
suggestion was an alternative to a proposal popular among many applied
physicists that would have seen the AIP replace the APS as the official orga-
nization of American physicists. The principle advocate of this solution was
Gaylord P. Harnwell, the head of the physics department at the University of
Pennsylvania, where he would later serve as president. As editor of Review
of Scientific Instruments, Harnwell enjoyed a front-row seat to the wrangling
over the future of physics that played out in the journal, and he used his edi-
torial pulpit to nudge it in the directions he found most productive.
In an editorial published in August 1943, Harnwell set down the chal-
lenges as he saw them and articulated his favored solution. The problems
facing physics included the large number students, both undergraduate and
graduate, whose training had been derailed by war work and who would
emerge from their wartime assignments without adequate foundational train-
ing.12 “There will be more physicists after the war, but the great majority of
them will have the technical or craftsman’s attitude toward the science rather
than the professional or academic point of view,” Harnwell predicted. This
posed a challenge, especially alongside the increased social and political
HOW PHYSICS BECAME “WHAT PHYSICISTS DO” 37
Figure 2.1. Map of the “United States of Physics.” The initialisms expand as follows:
ASME (American Society of Mechanical Engineers); ASH & VE (American Society of
Heating and Ventilation Engineers); AIEE (American Institute of Electrical Engineers);
IRE (Institute of Radio Engineers). Reproduced from Wallace Waterfall and Elmer
Hutchisson, “Organization of Physics in America,” Journal of Applied Physics 15, no. 5
(1944), 407–9, with the permission of the American Institute of Physics
torial revolved around a diagram they titled the “United States of Physics”
(figure 2.1). “Obviously a strong central organization in physics is needed,”
they concluded on the basis of the apparent fragmentation in the diagram. “A
single society with many subject matter divisions or a ‘union’ of many ‘states’
might accomplish the desired unity in physics provided the proper balance
between ‘federal’ power and ‘states’ rights’ is maintained.” Meetings and pub-
lications, they argued, could be the province of the “states,” whereas issues
of broad interest to physicists and the “‘colonization’ of virgin territory”—
represented by the dashed empty space on the right of the diagram—could be
left to the central organization.16
Not all those covered by this unification were enthusiastic about their
inclusion. Alfred N. Goldsmith, longtime RCA research engineer, wrote to
the editor on behalf of the Institute of Radio Engineers (IRE), which he had
cofounded in 1912, and which is represented in Waterfall and Hutchisson’s
map as dealing with the applications of electronics.17 Goldsmith complained
that Waterfall and Hutchisson had inappropriately characterized the “related
societies” as narrow, far-flung provinces of American physics: “It is not un-
HOW PHYSICS BECAME “WHAT PHYSICISTS DO” 39
usual for a society or institute to define or delimit its own activities and to
determine, in its own best judgment, the field of its activities. However, it is
perhaps unique to find one learned society gratuitously defining the scope
of other scientific organizations.” In defiance of the narrow characterization
of the IRE’s role in the “United States of Physics,” Goldsmith observed: “Of
necessity, problems of mechanical construction, optical theory and design . . .
and acoustical theory . . . have been exhaustively treated in the Proceedings of
the I. R. E.”18
Goldsmith’s ire exposed weaknesses in the federalist approach that ulti-
mately doomed the idea of a strong, unifying umbrella society to replace the
AIP. A plan that ceded overall control of fundamental research to the Ameri-
can Physical Society ran afoul of other societies’ interests. Organizations like
the IRE aimed not just to support applied research, but to foster a give and
take between fundamental and applied research that was rare within the con-
fines of the APS. The unification scheme also drew the outer boundaries of
physics too sharply for some and failed to account for the roles played by
smaller societies that expanded into other fields. In short, the strong federal-
ism of Harnwell, Waterfall, and Hutchisson elided the real benefits fragmen-
tation had provided those specialties that were poorly served by the APS and
underestimated the extent to which subjugation under an umbrella society
would be unwelcome among these constituencies.
Goldsmith’s entry into the conversation is notable for another reason: as
an electrical engineer, he represented an explicit fear of the helmsmen of the
inchoate field of solid state physics. Electrical engineering and physics, once
of a piece, had drifted apart early in the twentieth century.19 Some physicists
worried that the study of solids would follow the same path, losing the poten-
tial to benefit from heightened postwar prestige and isolating itself from prob-
lems of purely theoretical interest. General Electric’s Roman Smoluchowski,
in his 1943 manifesto initiating the effort to found the APS Division of Solid
State Physics, anticipated the increased demand for physics training after the
war, especially in new subfields concerned with complex matter, and insisted,
“We would like them to remain branches of physics rather than to become
new . . . types of ‘engineering.’”20
Similar commentary on the looming institutional changes in American
physics dotted the letters section of the Journal of Applied Physics and Re-
view of Scientific Instruments over the months following the publication of
Waterfall and Hutchisson’s editorial. Applied physicists, for the most part,
favored a federalist approach in which a large umbrella society with loose
40 SOLID STATE INSURRECTION
physicists do,” the consequence being that those physicists doing things not
traditionally recognized by the APS deserved representation nevertheless.
The orthodoxy within the American Physical Society was somewhat differ-
ent. APS officials, council members, and fellows were unenthused by the idea
that their society be unseated in favor of the AIP, or a new entity made in its
image, as the principal organization of American physics. Despite the dissat-
isfaction of applied physicists, the APS still wielded the power necessary to
definitively influence how the field would be structured. The modularity of
the APS’s divisional scheme, which had been instituted in 1931 and allowed
organized interest groups to form a division of the society around a well-
defined topic of physics, gave it an advantage in negotiations about the orga-
nization of American physics. Frederick Seitz’s address at the APS meeting of
January 1945 titled “Whither American Physics?” articulated a position that
expressed the stance of those advocating for the American Physical Society.24
Seitz, like many of his contemporaries, saw physics as naturally split into
two parts: “In the first place it contains a body of knowledge which has in-
trinsic value as a form of culture. This component is commonly called ‘funda-
mental’ or ‘pure’ physics. . . . In the second place, physics serves as a source of
fundamental knowledge for a majority of the important fields of engineering.”
Unlike a considerable number of his colleagues, Seitz exhibited little con-
cern about the growing rift between the two branches, as exemplified by the
academic/industrial split, emphasizing that “the terms ‘fundamental physics’
and ‘applied physics’ are in no sense synonymous with ‘academic physics’
and industrial physics.’” In keeping with the traditional view that emphasized
continuity with Henry Rowland’s vision for pure science, he defended the
role of the APS as an institutional organ for basic research. “The principal
aim of the Society,” Seitz claimed, had been “to publish a journal and arrange
meetings in which fundamental physics was emphasized.” If the society ex-
panded its scope to include an emphasis on applied research, he continued,
then no other organization would remain to protect the interests of explor-
atory research.25
On these grounds, Seitz argued that divisions should proceed within the
APS in such a way, (a) that they did not encourage compartmentalization,
and (b) that they did not lead to too much emphasis being placed on applied
physics. On point (b), Seitz opined: “The danger from this source is partic-
ularly great at present because the vast majority of physicists is concerned
with problems of applied physics. This includes many men who were hither-
to concerned only with pure physics. A large number of these men desire
42 SOLID STATE INSURRECTION
quite naturally to continue this type of work after the war and may, as a result,
feel that the society to which they belong should be adjusted to suit their new
interests.” Although he recognized the same trend toward applied work as
those who favored restructuring physics around the AIP, Seitz preferred to
retain the privileged place of basic research. He suggested that, rather than
expanding the APS or elevating the AIP, applied physicists could find a pro-
fessional outlet in existing AIP member societies and engineering societies,
or start a new association for applied physics to address their needs.26
Seitz argued that fundamental research was the driving force behind all of
physics. Physics did not need to be institutionally unified, according to this
stance, because applied work necessarily relied on advances in foundational
basic research: “The great importance of fundamental physics as a spring for
the well of technology assures us that the development of this field has social
value even if we adopt the most hard-headed attitude towards society.” Basic
researchers, in other words, need not be worried about the safety of their
social importance, because it would be guaranteed by the dependence of ap-
plied research on basic research. Applied physicists and basic physicists had
“no basic quarrel on the issue of whether or not fundamental physics should
be pursued, even though they may feel that their objectives lie apart.”27 Phys-
ics, for Seitz, was conceptually unified—he did not perceive organizational
discomfit as a threat to unity—and the first objective of the American Physical
Society should be to serve and advocate for the physicists who investigated
basic concepts.
Powerful allies such as the well-connected APS secretary Karl K. Darrow
and George W. Stewart, who was president of the APS in 1942, joined in
Seitz’s defense of the APS. Unlike Seitz, these figures coincided with Harn-
well and company in perceiving the increasing rift between the academic and
industrial communities as a threat to the unity of American physics. Their
principal concern, however, was with conceptual purity rather than politi-
cal unity. They sought to prevent industrial interests from diluting the APS’s
avowed commitment to pure science, and organized to prevent the forma-
tion of an APS division devoted to industrial or applied physics. The APS
council, impelled by such concerns, succeeded in blocking several proposals
for an industrial division. Industrial physicists were becoming progressively
more chagrinned by the fact that the society was not geared to their needs.
The council fielded letters to this effect through the early 1940s. One in-
dustrial researcher, W. W. Lozier of the National Carbon Company, griped
that the programs for APS meetings were not published early enough for em-
HOW PHYSICS BECAME “WHAT PHYSICISTS DO” 43
Darrow did not unilaterally oppose APS divisions and had backed the APS
council’s approval of the Division of Electron and Ion Optics. He encour-
aged proposals for additional divisions, but cautioned that they “be limited
in scope to a particular field or fields of physics.”31 Darrow’s stance amounted
to an official defense of the values on which the society had been founded.
The APS council, through Darrow’s voice, stood by the assumption that
physics, if it were to be subdivided at all, should only be carved along clear
conceptual lines. Article IX, to which Darrow referred, had been added to
the APS constitution in 1931 in tandem with the formation of the American
Institute of Physics. It permitted APS divisions to form around “specified
subject or subjects in physics.”32 Darrow, by suggesting that this language
44 SOLID STATE INSURRECTION
amounted to the suspicion that they might drift too far from the mainstream
of basic research and stop doing work that qualified as physics. Insisting that
divisions maintain topical foci would force industrial physicists to define
themselves conceptually in order to affirm their identity as physicists.
Barnes of the American Cyanamid Company noted that the place of the phys-
icist in industry could only be realized more fully through attention to “the
type of training that our future physicists are given.” Barnes foresaw “golden
opportunities ahead for industrial physicists,” but cautioned that “to take ad-
vantage of these opportunities . . . and to make the best use of his knowledge
of physics it will be imperative that he be able to speak and understand the
language of his fellow scientists.”43 To this end, he supported broad training
for physics students in the rudiments of general fields such as biology, chem-
istry, and geology, and also exposure to specific technological growth areas
like rubber and petroleum.
Barnes’s remarks stirred up considerable controversy. Several discus-
sants, including Mervin Kelly of Bell Laboratories and other industrialists,
argued that strong training in foundational skills and concepts outweighed
broad exposure to other fields, even among applied physicists. The reaction
against Barnes’s advocacy of what Kemble might have called “glorified engi-
neering” indicates that although industrial physicists were keen to see their
interests reflected in graduate training, they were hesitant to do so at the risk
of ghettoizing themselves. Protecting industrial physicists, for most, did not
mean tracking doctoral students into basic or applied subprograms; rather
it meant, as Ralph A. Sawyer suggested, expanding the scope of necessary
foundational training in physics to include fields such as geometrical optics
and hydrodynamics.44
Effectively managing the impending growth of industrial physics was not
just a matter graduate training, but also required organizational encourage-
ment. G. P. Harnwell, having further developed his views on how postwar
physics should be organized, observed in his address that “the needs that
should be supplied by and for physicists have simply outgrown the exist-
ing organizational framework.” In fact, according to Harnwell: “There can
scarcely be said to be at present any organization of physicists. The Ameri-
can Physical Society is not sufficient[ly] broadly based and representative; it
is properly an exclusive rather than an inclusive society.” Harnwell repeated
what had become a mantra, stating that “physics is a unified discipline deal-
ing with matter and energy in all their forms and interactions,” continuing:
“But this corpus of concern is so broad that the internal structure of the
society must be braced with the beams and cross-ties of special interests.”
Harnwell advocated a “horizontal and vertical divisional structure,” in which
physicists could be represented both by institutional context and topical
interest, which he felt would allow society to better organize meetings and
50 SOLID STATE INSURRECTION
distribute publications such that they would reach the greatest number of
interested readers. Similar discontent with the narrow goals of the APS was
widespread and Harnwell’s idea of an inclusive umbrella organization was
one prominent solution under consideration.45
The notion that physics should be reimagined under a new, broader
framework was not universally beloved, however. Although Harnwell’s talk
won support from industrial physicists who felt that an expansively conceived
society would better fit their needs, it also met pointed criticism. Harvey
Fletcher, then of Bell Labs, opened the discussion with the complaint, “Dr.
Harnwell’s thesis would seem to indicate that we have done wrong in form-
ing the Chemical Society, the Astronomical Society, the Physical Society, and
others, as we have grown from the original Philosophical Society into these
branches.”46 Fletcher would later serve as president of the APS, but he spoke
at the NRC with his feet firmly planted in the Acoustical Society, and sug-
gested from this standpoint that fragmentation was a natural and unavoidable
by-product of growth.
Mervin Kelly, also of Bell, suggested that Harnwell was indulging utopian
fantasies and that it was more pragmatic to work with the APS as it existed
rather than attempting to craft a new, suitably complete, large-scale edifice.
Karl Darrow, the APS secretary, seconded this view, suggesting that the
scheme for divisions that APS was just beginning to implement be given a
chance to work before the physics community considered subjecting itself
to sweeping changes.47 Together, these voices favored allowing the organic
processes of institution building to work before considering unilateral, top-
down action.
Following the airing of a range of proposals favoring large structural
changes, which were suffused with the same optimism about the capacity of
physicists to shape their fate that motivated the congress, the meeting ended
on a conservative note. Karl Darrow, commenting on the dubious likelihood
that many of the proposed actions could be implemented in an orderly fash-
ion, remarked: “I am reminded of the old story of the mice who decided to
bell the cat. It seems that in this case the American Institute of Physics has
been invited to bell the cat.”48 Darrow’s quietist conclusion about restructur-
ing was perhaps somewhat disingenuous, in that it conveniently aligned with
his conviction that the APS was adequately equipped to handle the pressures
of postwar demographic changes and that its more limited understanding of
physics should be protected. But despite the failure of the likes of Darrow to
come around to the view that the organizations of American physics required
HOW PHYSICS BECAME “WHAT PHYSICISTS DO” 51
REORGANIZING PHYSICS
Following on the heels of the NRC conference, the AIP formed a Policy
Committee on the Reorganization of Physics to distill the range of opinions
hashed out at the meeting into a set of recommendations. The committee,
chaired by John Tate, included many who were sympathetic to the federalist
view, including Harnwell, Gibbs, and Buckley.49 The premise from which the
committee began was that changes in the nature and composition of Ameri-
can physics since the formation of the AIP necessitated reevaluating its core
responsibilities. The foremost change they identified was the fact that “inter-
est in the science of physics is now much more widespread than formerly. It is
no longer so much concentrated in academic circles and extends into a host
of industries and into the border ground of other sciences. The number of
academic, institutional, and industrial workers who identify themselves with
physics has approximately doubled in the past decade, and the post-war era
promises a much greater expansion.”50 The committee acknowledged that it
drew the boundaries of physics broadly enough that it would likely embrace
many people otherwise classified as chemists, engineers, and metallurgists,
but nevertheless insisted that recognizing the interest such researchers main-
tained in physics was necessary for the health of the community.
The proposal for reorganization became the template for a new AIP con-
stitution, adopted in February 1946. It reflected the federalist sympathies of
the committee and fell in line with an understanding that physics needed to
be organized to reflect what physicists did. The AIP would continue its pub-
lishing responsibilities, and would add a new category of individual mem-
bership, which would be extended automatically to individual members of
AIP member societies, but which could also be acquired by joining the AIP
directly as an associate member. The AIP dropped this membership category
shortly thereafter, but its inclusion in the initial version of the new constitu-
tion speaks to the evolved role the organization envisioned for itself. Also
rolled into the AIP’s new mission was the publication of a true general inter-
est journal, which would provide a venue for any physicist to publish work
that was interesting and accessible to a wide array of colleagues, and which
would in some measure counteract the topical specialization of physics. That
proposal would lead to the establishment of Physics Today in 1948.
52 SOLID STATE INSURRECTION
1. The Society shall continue the policy of establishing and supporting Divi-
sions as provided for in the constitution.
2. All members of Divisions shall be Members or Fellows of the Society.
3. In the Division now enrolling Associate Members, these shall be permitted
to continue in their present status until the reorganization of the American
Institute of Physics makes provision for individual members.
4. Any member of the Society may enroll in a Division on payment to the
Society of an initiation fee of two dollars.
5. Divisional expenses considered normal by the Council shall be met by the
Society, and no divisional dues may be collected or assessed by a Division
unless authorized by the Council.53
The policy, especially points (2) and (3), was designed to prevent divisions
from bleeding outside the bounds of the APS and thereby to reinforce the
society’s control over the scope and character of the discipline. Divisions al-
lowed groups with interests that were not traditionally represented by the
APS to build space for themselves within it, as long as they submitted to the
authority of the larger society. By allowing an expanded program of division
formation, albeit grudgingly, the APS shored up what authority it retained to
shape the definition of physics, forestalling somewhat Harnwell’s federalist
vision. That is not to say that efforts to expand the scope of physics failed.
The end of the moratorium on division formation opened the door to a new
division that would rapidly become the society’s largest and most influential,
while embodying many of the principles Harnwell defended: the Division of
Solid State Physics.
3
BALKANIZING PHYSICS
Like the transistor or the microwave oven, solid state physics was itself an
industrial innovation. Physical investigation of the properties of solid matter
could boast a long tradition by the 1940s, but solid state physics only became
a distinct professional entity in the United States upon the founding of the
American Physical Society’s Division of Solid State Physics (DSSP) in 1947.
The DSSP emerged from the institutional machinations explored in the pre-
vious chapter, in which industrial physicists struggled for a greater role in the
community while traditionalists defended a more restrictive and conceptually
purer vision of physics. The DSSP resulted from an effort spearheaded by in-
dustrial physicists, which aimed to negotiate between these competing views
of how the post–Second World War physics community should be unified.
The qualitative and quantitative growth of American physics disrupted
traditional modes of institutional governance and notions of professional
identity. Topical divisions of the American Physical Society (APS) emerged
as the preferred salve for destabilizing expansion. Divisions gave smaller in-
terest groups an institutional outlet while also keeping them under the aegis of
the APS, which defined and enforced professional norms more strictly than a
looser alliance could. The DSSP, as well as responding to an uptick in interest
in the physics of solids, can be understood as an attempt to enact an inclusive,
outward-looking identity for physics, contrasting traditional notions of what
BALKANIZING PHYSICS 55
MAKING DIVISIONS
The founding of the Division of Solid State Physics was a circuitous affair,
lasting almost four turbulent years straddling the end of the Second World
War. The idea for an APS division that would cater to an inclusive cross sec-
tion of industrial and academic researchers interested in some aspect or an-
other of the physics of solids began to germinate in November 1943 in Evans-
ton, Illinois. Northwestern University hosted an APS meeting that included
a symposium on the physics of rubber. One purpose of the symposium was
to discuss a petition that had been circulated earlier in the year, garnering
thirty-one signatures, in support of a division representing the physics of
high-polymeric materials. The industrial lineage of this division is clear from
its originally prosed title: Division of Textile Physics. The more highbrow
reference to high polymers was adopted to mollify the APS council and its
prejudice for subject-based divisions. On the power of the Evanston petition
and the verbal support expressed at the meeting, the APS council authorized
the Division of High-Polymer Physics, the society’s second.4
Roman Smoluchowski (figure 3.1), a General Electric (GE) research
physicist, was in attendance. Smoluchowski had come to the United States
from Poland, fleeing German occupation, a few years earlier. In Warsaw he
had led the department of the physics of metals, and the rubber symposium
BALKANIZING PHYSICS 57
Figure 3.1. Roman Smoluchowski in the General Electric Research Laboratory, ca.
1944. Credit: AIP Emilio Segrè Visual Archives, courtesy of Roman Smoluchowski
Figure 3.2. Karl Darrow (left) chats with Henry Barton, American Institute of Physics
director from 1931 to 1957, outdoors during an American Physical Society meeting
in Washington, DC, 1960. Credit: Emilio Segrè Visual Archives, American Institute of
Physics, Physics Today Collection
Van Vleck further criticized plans for a new division on the grounds that
it would pollute APS meetings with nonphysicists: “The idea that various
groups whose main interest is not physics must be coddled, in order to make
them members of the American Physical Society, has never appealed to me,
as just mere numbers is not everything. The American Chemical Society
is, to my mind, a prime example of this point. It seems to me that the con-
tinual tendency to section the Physical Society and establish a lot of sub-
organizations will tend to put it on what I may term a ritualistic and/or
new-deal-bureaucratic basis.”11 Van Vleck favored an informal environment,
unencumbered by substructures. He worried further that divisions, if they
maintained their own membership, would harbor interlopers who had spe-
cial interest in the subject the division represented—metals, for instance—but
had no inclination to consider questions that were characteristic of physics
as he understood it, as the search for generalizable laws. Opposition of this
character was consistent with the view of the APS as a pure research organi-
60 SOLID STATE INSURRECTION
zation. Van Vleck, through his foundational work on the quantum theory of
magnetism, had contributed much to the physics of metals but was interested
in them only insofar as they provided test systems for foundational princi-
ples.12 By “groups whose main interest is not physics,” Van Vleck meant not
just chemists, metallurgists, and engineers, but applied researchers whose in-
terest in applications cast doubt on their commitment to pure physics.
Van Vleck’s opposition to a division represented a minority of the metals
physicists polled, but that minority exerted outsized influence. Among the
founders of the American theoretical physics community, Van Vleck held an
exalted place. He was one of the few Americans to participate actively in the
quantum revolution of the 1920s, and this inspired veneration sufficient to
lend his opinions considerable weight.13 He was a good friend of APS secre-
tary Karl Darrow, who was responsible for overseeing the formation of new
divisions.14 No decisive evidence shows Van Vleck exerting direct influence
on the division-formation process through Darrow, but their frequent corre-
spondence gave Van Vleck repeated opportunities to reiterate his distaste for
the carving up of the APS into interest groups, and his expression of such
opposition predated Smoluchowski’s proposal. Upon receiving a survey
regarding the Division of Electron and Ion Optics, for example, Van Vleck
wrote to Darrow:
In reply to your questionaire [sic], I do not wish to be enrolled in the electron
microscope division of the Physical Society. Apparently we are now to have
vertical as well as horizontal Balkanization of the American Physical Society.
I enclose herewith a copy of the Constitution that I ran across in my files.
Apparently it is the original form written by our wise forefathers at Indepen-
dence Hall, before any new deal amendments. It seems to carry no provisions
for either type of Balkanization, or entering into the real estate business. Are
you sure that all these items are legal?15
Article IX, which added a provision for topical divisions in 1931, would
not have appeared in an original version of the APS constitution. Given
Van Vleck’s standing, his persistence, and their close relationship, the way
Darrow dealt with proposed divisions likely owed something to Van Vleck’s
objections.
Smoluchowski took pains commensurate with Van Vleck’s stature to as-
suage his concerns. He aimed to skirt both of Van Vleck’s objections while
still acknowledging their validity and demonstrating deference: “Everybody,
I think, will agree that ‘Balkanization’ of the American Physical Society would
BALKANIZING PHYSICS 61
The proposal for a new division would proceed, despite the opposition.
heart of the opposition to metals as a subject category in his reply to the group
of six’s letter: “The distinction between metals and other solids has no sci-
entific basis and is only a matter of engineering—The physicist cannot draw
a border between the two cases, and most of our recent knowledge of metals
was the result of experiments and theories worked out on the non metallic
crystals. So let us speak of Physics of solids in general.”24 From the perspective
of basic physics, the solid state was the superior category because it did a
better—if imperfect—job of preserving topical coherence within the division.
In contrast, the choice of metals as an organizing principle betrayed too starkly
the industrial origins of the original proposal. Smoluchowski, responding to
Sidney Siegel’s suggestion that the entire solid state be considered, reported
hearing “the opinion that most industrial research is done in the domain of
metals,” although he admitted that he could not be sure himself.25
It took considerable persuasion before Smoluchowski would accept sol-
ids over metals as the focus of the new division. Despite his deference to Van
Vleck’s concerns and the pains he took to emphasize that the division was
motivated by the best interest of physics and physics alone, one of his driving
motivations was collaboration with chemists and metallurgists, which he took
to be essential to the health of physics. He envisioned an organization that
would keep the study of metals tied closely to physics, but also saw it as a tool
to organize joint symposia with societies such as the American Society for
Metals (ASM) and the American Institute of Mechanical Engineers (AIME).
Smoluchowski did have good reason to emphasize the collaborative po-
tential with these societies. Metallurgy before the Second World War had as-
pirations to improve its standing among the sciences. When the University of
Pennsylvania was working to expand its research profile in the late 1930s, for
instance, metallurgy was one area it identified as offering a substantial return
on investment. Gaylord P. Harnwell, recently appointed chair of the physics
department, attempted to poach metallurgist Gerhard Derge from Carnegie
Tech, noting that “a number of alumni and interested friends of the Univer-
sity have proposed that the interest in Metallurgy be expanded,” and em-
phasizing “a complete unanimity of opinion among us that the graduate and
research aspect of the development should be conceived of as a pure scientific
program in the Physics and Chemistry of solids rather than endeavoring to tie
it too closely to classical empirical metallurgy.”26
Further, metallurgy programs and industries focused around research
into the properties of metals were hiring physicists. In the National Research
Council’s 1946 survey of US industrial laboratories, only one, Bell Tele-
64 SOLID STATE INSURRECTION
phone Laboratories, listed “solid state” as a research area.27 In the same vol-
ume, references to metals, alloys, steel, metallurgy, and similar terms appear
on almost every page and in the entries for the great majority of laboratories
that list physicists among their research staff. Smoluchowski’s sense that met-
als were central to the work of industrial physicists was not misplaced. But
similar data indicate that he need not have been so concerned about the exact
name of the field. Only a handful of laboratories in the 1950 edition of the
same report list solid state physics among their research areas or solid state
physicists among their staff, but by 1956 the term was in common circulation
and in 1960 it was ubiquitous.28
Smoluchowski eventually relented. He wrote Seitz at the end of May
1944: “I quite agree that from the point of view of the A.P.S. as a whole ‘sol-
ids’ are to be preferred, but I think that from the point of view of cooperation
with other societies, ‘Metals’ are more appropriate. This cooperation and this
bridging of the gap between metal physicists and metallurgists is to my mind
one of our main objectives.”29 Seitz replied on June 14:
Regarding the title of the division, I honestly do not believe that we should
worry about what the metallurgists would consider a good title. From the
experience I had in Pennsylvania with organizing cooperative meetings, I
believe I can state honestly that the cooperation with the metallurgists will
have to originate on our side. If there are joint meetings with the ASM or the
[AIME], it will be because someone like you or I has been aggressive enough
to approach them. The exact name of the division will not play a role in this
negotiation. As a result, I still hardly favor the use of the word “solid” instead
of the word “metal.” In addition, I think we should remember that the persons
interested in pigments, glass, and the like, who will be interested in the divi-
sion, are very large in number, and are no less organized than the metallurgists.
I believe it would be a mistake if we expressed interest in one of these groups,
to the exclusion of the other.30
that solid state was such a large category and that institutionally reifying it
would group together physicists who otherwise had little in common.
The group of six spent the fall and winter of 1944 organizing a symposium
for the January APS meeting. They took pains to balance institutional affili-
ations of the participants, their stated positions on divisions, as well as theo-
retical, experimental, and applied research. Van Vleck, for example, agreed to
speak on the theory of ferromagnetism on the condition that his participation
would not be presented as an endorsement of Balkanization.35 The Journal
of Applied Physics, in which the statement announcing the symposium was
published, was both a preferred outlet for industrial researchers and one of
the few publications where a good balance of industrial and academic con-
tributions was in evidence.36 The venue of publication and makeup of the
symposium indicated that this new field would aim to bridge the divide be-
tween academic and industrial communities while also including an applied
constituency that had previously had little say in APS affairs.
From an organizational standpoint, the symposium resulted in a short-
term stalemate. Featuring voices both for and against a division, the sympo-
sium, like the circular letter before it, produced an overall preference for a
committee rather than a division. Smoluchowski wrote to Van Vleck follow-
ing the symposium: “My own feelings are quite optimistic now: I hope we
will be able to have a ‘solid’ committee acting according to our original plans,
avoiding at the same time the dangers of ‘pressure groups’ and other draw-
backs which you have mentioned.”37 This sentiment expressed the broad
consensus that the needs of the inchoate solid state community could be
met by either appointing or electing a committee to organize meetings and
symposia. The committee would have no permanent membership and collect
no dues.
Van Vleck used the attention the symposium generated to consolidate
opposition to divisions. He proposed a prophylactic measure against fur-
ther division-making—a standing Committee on Programs within the APS
that would have representation from a range of subject areas and hold the
responsibility for organizing meetings so as to benefit each. A petition, ad-
dressed to Darrow and signed by Van Vleck and a number of his like-minded
colleagues, argued: “It is preferable to have a committee of the Society on the
whole subject of symposia rather than a separate committee for each special
field, for two reasons: In the first place, the danger of catering to pressure
groups would be avoided, and in the second place, there would be furnished
a better safeguard that the number of symposia would be neither excessively
BALKANIZING PHYSICS 67
large nor too small.”38 Smoluchowski and the group of six endeavored to
work with Van Vleck on this proposal. Upon receiving a copy of Van Vleck’s
letter, Smoluchowski replied: “I see no reason why each group of physicists
representing a definite broad field should not elect one or two men to your
General Symposium Committee which would serve as outlined in your letter.
However, I do think these men should be elected, not appointed.”39 Smo-
luchowski was concerned that younger physicists felt alienated from the soci-
ety’s systems of governance and would benefit from an organizational struc-
ture that encouraged them to participate more fully in society business. In
the absence of a committee or a division dedicated to solids, Smoluchowski
insisted on elections to determine the constitution of any general committee
in order to ensure that the system was not oligarchical. Van Vleck, in keeping
with his preference for informality, found such democratic machinery dis-
tasteful. He considered contested elections a source of ill will and uncon-
tested elections pointless formalities.40
Although Smoluchowski and Van Vleck had come closer to agreeing on
a sequence of practical measures, their core disagreement about how the so-
ciety should operate persisted. Van Vleck preferred a small society, concep-
tually unified and focused closely on pure research, which would organically
produce the individuals willing and able to conduct the committee work nec-
essary to arrange meetings. Smoluchowski, on the other hand, saw a need to
introduce institutional apparatus in the society in order to achieve his aims.
Seitz pointed out another consequence of Van Vleck’s plan, writing to
Smoluchowski, “I believe that a large number of individuals whose primary
interest is in applied physics will still be disgruntled.”41 Seitz foresaw steep
postwar growth in industrial employment of physicists and suggested that, if
steps could not be made to address their needs within the Physical Society, a
separate society for applied physics be established. Nonetheless, he agreed to
support Smoluchowski’s proposal, which would combine basic and applied
work within the solid state division.42 Seitz’s conviction that applied physi-
cists would be dissatisfied by a general program committee is indicative of the
widespread acknowledgment that industrial and applied physicists generally
favored more, rather than less structure within the APS.
These discussions were ultimately academic. Efforts to organize a com-
mittee, either topical or general, were thwarted by a constitutional technical-
ity; provisions for standing committees did not exist in the APS constitution.
Since the purpose of APS divisions, as already in practice by the Division of
High-Polymer Physics and the Division of Electron and Ion Optics, closely
68 SOLID STATE INSURRECTION
mirrored the proposed functions of the solid state committee and of the
general program committee, Darrow and the APS council deemed that an
amendment to the constitution in order to allow standing committees was un-
justified. The group of six shelved their efforts until the end of the war, when
physicists were less encumbered by war work and travel restrictions and the
political maneuvering required to marshal enough support for the solid state
division would be simpler.
Their effort was resurrected late in 1946, after the APS council lifted its
moratorium on new divisions. Amid the controversy surrounding the wis-
dom of divisions, the APS council had appointed a committee, headed by
Edward Uhler Condon, to study the issue and craft a more permanent pol-
icy.43 At the same time, “Authorization was . . . obtained to tell the ‘Group
of Six,’ who want to organize a Division of the Solid State, to go ahead with
their plan.”44 This by no means represented an end to the debate over the
role of divisions. At the next meeting, Condon’s committee conferred with
the council, with the result “that both the Committee and the council found
themselves confronted with irreconcilable viewpoints, and the matter has to
go over to the January meeting.”45
Substantial progress would have to wait until May of the following year,
when the council again, in Darrow’s sardonic paraphrase, “turned to its favor-
ite pastime of discussing the question of Divisions.”46 Delegates from the Di-
vision of Electron and Ion Optics and the Division of High-Polymer Physics
complained about the council’s heavy-handed approach to crafting policies
curtailing their activities. Divisional representatives had been excluded from
the committee that drafted the society’s policy regarding divisions, and as a
result they found their bylaws, and the activities permitted by them, abruptly
constrained. The society clamped down on the practice of divisions granting
associate memberships to individuals who were not APS members and pro-
hibited divisions from collecting their own dues. Darrow reported that “the
Divisions felt themselves completely at sea owing to the authority possessed
by the Council to make such changes without consultation with Divisional
officers.”47 The reaction prompted the council to allow representatives from
the divisions to take part in any future discussions pertinent to divisional ac-
tivities, but refused to forestall implementing the policy it had adopted.
Darrow reported the resolution: “The President shall appoint a commit-
tee of five members of the Council to study the relations between the Divi-
sions and the Council necessary to implement the policy adopted in September
1946. (The [emphasized] phrase is an essential part of this motion: sugges-
BALKANIZING PHYSICS 69
tions that it be deleted were made, but did not eventuate in any amendment
of the motion).”48 The council, in other words, reasserted central authority
over the divisions. The 1946 policy was designed to ensure that divisional
activities would be governed by the APS, rather than promoting narrower
interest groups. The council was particularly determined to restrict divisional
membership to APS members. It ruled: “The Division of High-Polymer
Physics may keep its present Associates indefinitely, but neither it nor any
other Division may elect Associates henceforward,” and further required that
“the By-Laws of the two elder Divisions shall be examined and brought into
conformity” with the rules the council had set out.49
The council’s active policing of any activities that might threaten the social
and conceptual cohesion of the society or usurp authority over membership
or fees failed to deter the DSSP’s boosters. The day after getting the go-ahead
from the society, Smoluchowski—who had moved from GE to the Carnegie
Institute of Technology in the fall of 1946—wrote to the council: “In view of
the recent favorable decision of the Committee on Divisions (under the chair-
manship of Dr. Fletcher) and the return of more normal conditions the ‘group
of six’ requests the Council to consider again its petition and to approve a
Division of Solid State in accord with the recommendations of the Commit-
tee on Divisions.”50 Just over a month later, at the November 30 council meet-
ing, the formation of a “Division of Solid-State Physics” was authorized.51 Its
status was officially recognized at the June 1947 APS meeting in Montreal.52
An announcement to the APS membership defined the DSSP’s scope
“to comprise all theory and experimental research pertaining to the physics
of the solid state, such as metals, insulators, phosphors, all crystalline sub-
stances, etc.”53 Metals had been substantially downgraded in the division’s
mission, but although the expansion of scope made for an entity with slightly
less fuzzy conceptual boundaries, it also created opportunities for it to en-
compass all styles of research, old and new, pure and applied. Adopting the
solid state as a demarcating line did not draw sharp conceptual distinctions
as much as it avoided them entirely. By compromising between the society’s
demand for topical continuity and the desire to represent industrial and ap-
plied physicists equally, the DSSP became a big tent.
The DSSP, and the loose community of physicists it represented, can be
seen as a disciplinary experiment. The proposal for a metals division exposed
several growing rifts within the physics community. As industry was becom-
ing a considerable force in American physics, the rift between academia and
industry grew into a matter of deeper concern. Two incompatible concep-
70 SOLID STATE INSURRECTION
tions of unity emerged in the face of questions about how physicists should
position themselves following the war. The first followed directly from the tra-
ditional view that physics should be a field dedicated to pure science. Unity
in this sense, of a field defined by the object of its study, derived its meaning
from the basic concepts that were supposed to correspond to natural catego-
ries. Unity in the second sense was political. It embodied the idea that a com-
munity could come together for a common purpose from far-flung provinces
as long as it was guided by a strong central organization. This type of unity,
in contrast to conceptual unity, required continual institutional maintenance.
American solid state physics, in the process of navigating these rifts, or-
ganized physicists not on the basis of shared techniques or conceptual tools,
but by professional entente. It was a category imposed on a group of physi-
cists who had a shared interest, but this interest was not in an encapsulated
realm of physical inquiry; it was in bridging an institutional gap and creat-
ing organizational representation for groups that were otherwise marginal-
ized. The question of how unity should be understood lay at the core of this
development.
around a new area of physics based on convenience. The solid state was an
expedient category because it was broad enough to encompass such a wide
range of topics. Its breadth assured that it would not discriminate against
industrial or applied physicists, who could often not state their focus area
narrowly, allowing the DSSP to span academic and industrial territories that
were otherwise isolated from each other.
The strong applied component and expansive scope of solid state physics
that came with its institutionalized form are further evident in its pedagogy.
The first textbook to describe physical approaches to solid matter compre-
hensively, Frederick Seitz’s Modern Theory of Solids, appeared in 1940. It
focused on the transition from classical to quantum approaches, with par-
ticular emphasis on the approximation methods that made regular crystal-
line solids susceptible to quantum mechanical description.60 Charles Kittel’s
Introduction to Solid State Physics became the standard text after its second
edition in 1955.61 The second edition expanded the textbook by about two
hundred pages over the original 1953 printing. Much of the additional mate-
rial dealt with practicalities that would be relevant to engineers and industrial
physicists. Compared with Seitz’s formalism-heavy style, Kittel’s approach to
theory was straightforward, in most cases relegating full quantum mechanical
treatments to the appendixes. Kittel’s textbook also dedicated more space to
applications, addressing in detail, for example, the properties of alloys and
the behavior of transistors, illustrating concepts with descriptions of exper-
imental techniques and appeals to easily observable laboratory phenomena.
Having become the standard text, Introduction to Solid State Physics rep-
resented a field with a strong applied inflection. As John J. Hopfield remarked
in his recollections of his training in solid state at Cornell in the 1950s: “The
weakness of the book was that it left you (as a theorist) with no idea of where
to start to develop a deeper understanding of any of the topics covered.”62 It
was the textbook Mildred Dresselhaus adopted when hired to teach a theory
of solids course at MIT that would be more accessible to engineers than the
highly abstract style that dominated John Slater’s physics department. Her
theory of solids course addressed the shortcomings Hopfield identified by
supplementing Kittel’s book with 302 pages of handwritten, photocopied
notes providing a methodical presentation of crystal structure and lattice dy-
namics leading into a detailed presentation of the electronic states of solids,
which the course dwelled on because “for most of the practical applications
of solids to our technological development, it is probably the electronic prop-
erties that are of the greatest interest.”63
BALKANIZING PHYSICS 73
Seitz and Kittel wrote for different audiences. Seitz assumed a stronger
background of his readers, targeting graduate students and practicing phys-
icists. Kittel’s text was designed to be accessible to undergraduates. The
differences nonetheless ran deeper. By the 1950s, solid state had not only
been established as a much broader enterprise than Seitz’s treatment would
suggest, but its first major coup, in the form of the transistor invented at Bell
Laboratories, had come from industrial quarters.64 To be marketable in the
1950s, a text on solid state physics had to take into account the range of the
field’s applications, not just its conceptual structure, and remain accessible to
chemists and engineers. As Kittel noted in his preface: “Solid state physics
is a very wide field.”65 Discontent with the name “solid state physics,” which
persisted long after the name was validated by the APS and emblazoned on
textbook covers, was a symptom of a deeper dissatisfaction with a category
possessed of little inherent cohesion.
The field nevertheless managed to hang together, if loosely, on the
strength of common professional objectives. The political unity manifested
by the formation of a solid state community in the United States differed in
three substantial ways from conventional conceptual unity. First, it was insti-
tutionally imposed. Solid state physics could be said to be unified because it
was guaranteed cohesion through institutional representation. Because solid
state was so diverse, it required an organizational infrastructure if its various
sectors were to avoid being annexed by other areas of physics, other sciences,
or branches of engineering. As MIT electrical engineer Arthur von Hippel
observed in 1942: “The fence between the two fields [physics and electri-
cal engineering] is falling into disrepair. The electrical engineer has to learn
and to apply atomic physics in order to understand and improve his new
tools, and the physicist is beginning to talk about ‘high Q’s’ and ‘characteris-
tic impedances’—and seems to like it.”66 The physicists who could speak the
language of electrical engineering—or mechanical engineering, chemistry, or
metallurgy—tended to be those who would be classified as solid state physi-
cists. The weak conceptual boundaries that kept these fields apart meant that,
if physicists interested in certain types of solid state problems were to be kept
within physics, they would need institutional support and encouragement.
Second, solid state was a malleable union. Its form was not supposed to
be objectively fixed by any facts about the physical world. Such flexibility car-
ried strategic potential. It allowed solid state physics to define itself in such a
way that it might grow, adapt, and compete for funding and prestige. It could
change its scope without endangering its standing. A solid state physicist
74 SOLID STATE INSURRECTION
could explore a new area of industrial interest, for instance, without trans-
gressing the topical boundary of the field. Such flexibility proved critical as
industry became a more prominent element of American physics in the post–
Second World War era.
Third, political unification allowed solid state to embrace the applied
consequences of scientific research. Conceptual unity assumed that engi-
neering applications of scientific knowledge lay permanently outside any uni-
fied field of physics. Solid state took a more flexible approach. By so actively
seeking to provide applied and industrial physicists representation, it linked
the traditional basic research arm of the physics community with a growing
industrial sector in which technological needs demanded to be filled more
forcefully than explanatory lacunae. These differences ensured that solid
state remained a viable subfield, but also branded it an outsider. The field’s
path over the subsequent decades reflects both the flexibility it enjoyed and
the difficulties it confronted as a result.
The debate over unity was, at core, a debate over what shape physics
would take in the postwar community. It played out as a turf war within the
APS. The growing constituency of industrial and applied physicists was
out of step with the society’s traditional focus on basic research. Industrial
growth was outstripping academic growth, and a strong industrial presence
in the APS threatened to alter the society’s character by suggesting a broad-
ening of its mission into areas some thought should not qualify as physics.
Applied physicists were no less emphatic about their identity, however,
pointing to their training and to the centrality of physical principles to their
work, denying that manipulating and applying these principles made them
less worthy of inclusion in the field than those who set out to discover them.
They promoted institutional mechanisms that would allow them to operate
within the APS while still maintaining a measure of autonomy. Building on
G. P. Harnwell’s big tent ideal, in which the term “physicist” would be gen-
erously bestowed, advocates for industrial and applied physicists sought to
reform American physics by promoting a broad topical scope and erasing
topical and institutional value distinctions among its membership.
John Van Vleck championed the traditionalist point of view in response
to this challenge, staunchly maintaining that researchers with strictly applied
interests fell outside of the APS mission and that including them would dilute
the atmosphere of free exchange that characterized prewar American physics.
His idea of unity was a purely conceptual one: physics was unified by a set
of first principles that constituted the targets of physical investigation. The
BALKANIZING PHYSICS 75
search for and manipulation of those principles held physics together largely
undifferentiated. Van Vleck correspondingly opposed attempts to build
bridges over which researchers who were not interested in those questions
might swarm.
The DSSP, taking as its central mission the problem of bridging the gap
between industry and academia, emerged amid the tension between these
opposing views of physics. To a limited extent, it succeeded in reconciling
them. Karl Darrow and the APS council perceived a danger in allowing in-
dustrial physicists to lose the ability to identify with the physics community,
but also insisted that industrial physicists’ primary allegiance within the APS
be to a topic area and not to industrial applications per se. Because solid state
physics emerged within the Physical Society’s divisional structure, it could
not be oriented overtly toward industrial interests and instead broadened its
scope to the point where it served in a fashion similar to the big tent phys-
ics community Harnwell envisioned, but on a more limited scale. The grand
compromise that resulted in the DSSP aimed to fulfill the APS mission, not
by closing off the division to those doing applied work, as Van Vleck would
have liked, but by bringing applied physicists into contact with their basic
counterparts within the confines of the society.
In order to make this compromise work, the DSSP sought political unity.
So as to maintain a wide-ranging field, serving both academic and industrial
physicists working on both basic and applied problems, the framers of Amer-
ican solid state physics distanced themselves from the ideal of conceptual
unity that had characterized the mission of the prewar APS. Solid state phys-
ics, to the extent it was a distinct unit, was distinct not by virtue of a well-
framed research program or a common experimental approach, but by virtue
of a community consensus, imposed and maintained by institutional decree.
4
Solid state physics, newly demarcated, grew quickly under the charge of its
nascent American Physical Society (APS) division. From the group of six and
the small confederation of fifty-odd metals physicists who had guided its for-
mation, the Division of Solid State Physics (DSSP) grew to almost five times
that size by the time the membership was submitted to its first unofficial cen-
sus in 1948.1 By 1961 the division enrolled around eight hundred physicists,
who constituted approximately 5 percent of the American Physical Society’s
total membership, at a time when few joined divisions.2 The division’s ability
to swell its ranks marked its viability shortly after its formation, but member-
ship was only one dimension of the division’s growth. It also developed an
increasing measure of autonomy, raising questions about its relationship with
the APS. And its members contributed to the flood of papers that strained
the capacities of existing journals. These factors combined to force a reck-
oning in the 1950s about the mission of solid state physics. Did it aspire to
maximize its collaborative potential with neighboring fields, or to prove that
it belonged among the pantheon of pure physics?
In 1950, APS secretary Karl Darrow, at the APS council’s behest, sug-
gested to the chairmen of the three divisions then established that they con-
solidate their contributed papers and symposia at the March meeting of the
Physical Society, a practice that went gradually into effect over the following
THE PUBLICATION PROBLEM 77
few years.3 Van Vleck remained concerned for the unity of physics, pushing
unsuccessfully for the March meeting to be discontinued and divisional meet-
ings moved to June in order to stem the flow of professional congresses that
he felt exacerbated topical, temporal, and geographical rifts. Although Van
Vleck’s opinion carried considerable weight, he was unable to muster wide-
spread support for his position; lacking a clear consensus, the council elected
to leave matters as they stood.4
Divisional hegemony over the March meeting grew. By the beginning of
the 1960s, the DSSP had undertaken so much upon its own authority that
Frederick Seitz, who was then serving on the APS council, was moved to
chastise Elias Burstein, secretary-treasurer of the DSSP: “[The] Division of
Solid State Physics has been getting out of hand, and is using loopholes to
take independent action that seem improper to me and probably will to the
Committee.”5 Seitz was not alone in his assessment that the DSSP was over-
reaching. Karl Darrow submitted a letter to the APS council complaining,
“The Division of Solid State Physics gives at times the impression of acting as
though the March meeting were its own private affair to locate as it chooses.”6
The APS power structure mobilized to bring the obstreperous division to
heel.
The scrap developed because the DSSP had, without approval from the
APS council, made arrangements for its membership to attend the 1961
March meeting in Monterey, California. After the council, ignorant of the
DSSP’s plans, accepted an invitation from Buffalo, New York, they were
forced to backpedal on promises made to Buffalo hotels and conference cen-
ters. Those charged with issuing the red-faced mea culpas were understand-
ably miffed. Seitz warned Burstein that the practice of planning meetings,
especially in conjunction with other societies, without the blessing of the APS
would “cause endless confusion and undermine the prestige of the APS,” and
continued: “Should there be a substantial feeling at present among a group
of solid state workers that the APS is too confining, the group has the choice
of starting its own organization outside the Society. It cannot, however, have
complete autonomy and still enjoy the prestige and privileges of the APS.”7
Burstein had, in the past, expressed the view that it would be “more desir-
able for the Division to have an APS meeting to itself, except for occasional
planned joint meetings with other Divisions of APS,” but showed no indica-
tion of wanting to split from the Physical Society entirely.8
The Monterey episode indicates two facets of solid state physics’ devel-
opment through the 1950s. First, it was rapid and robust. The division’s
78 SOLID STATE INSURRECTION
solid state physics to reevaluate its identity by confronting anew the question
of what audience it sought to reach. Some solid state physicists saw this as an
opportunity to escape the confines of the Physical Review and build a closer
association with chemical and metallurgical publications outlets. Others per-
ceived the opportunity to start a new journal dedicated to solid state phys-
ics, asserting the field’s independence.9 Still others fought for a resolution
within the established order, which would maintain solid state’s newly won
place alongside the other subdisciplines of physics with which it had, until
then, shared space in general physics journals, including the highly regarded
Physical Review.
The third option, which reaffirmed solid state’s identity as a field of phys-
ics, eventually carried the day, but not before a gut-check moment for the
new field. Wrestling with questions about what solid state was positioned to
accomplish, and with whom it should be communicating, helped to define a
clearer sense of the field’s mission and overcome a portion of the anomie that
characterized its early adolescence. By providing solid state with a clearer
sense of place within the field of physics, the publication problem also fanned
the first pangs of animosity between solid state and high energy physics,
which would become a central theme of the subsequent decades. As the tec-
tonics of the American physics community shifted in the postwar years, the
resultant tremors spurred solid state physicists to take a clear stand on where
their discipline would be situated and with whom it would cast its lot. That
decision had long-ranging consequences for the terms on which solid state
interacted with neighboring fields, both inside and outside physics.
Katcher’s quixotic hopes for the magazine’s reach tells us more about the
problems that precipitated its founding than its immediate impact. It was
no longer possible, in the days of rapidly growing research output in more
and more subspecialties, for a physicist to stay current on the whole range
of issues that might hold potential interest. As solid state had shown the year
before, the hoary fundamentalists of the old APS no longer had a monopoly
on what could or could not be called physics. Keeping the chaotic range of
new subfields in some kind of rational order required efforts to open common
lines of communication. Physics Today responded to what Charles Weiner
has called “the spirit of the forties.”15 Physicists, as they became ensconced in
their specialties to a degree they had not been before, required an outlet that
reaffirmed their shared identity and protected their mutual claim to postwar
public approval.
Physics Today debuted with a cover featuring J. Robert Oppenheimer’s
iconic porkpie hat resting on the 184-inch cyclotron at Lawrence Berkeley
Laboratory (figure 4.1), affirming the status of nuclear physics as the cover
story of the late 1940s. Nevertheless, early issues of Physics Today were scru-
pulously attentive to breadth. The abbreviated eight-issue run comprising the
magazine’s first calendar year included features on cyclotrons, neutrinos, and
liquid helium, but also explored connections between physics and cancer,
electrical phenomena in the atmosphere, the origin of the earth, and oceanog-
raphy.16 Promoting unity meant adopting a catholic editorial philosophy that
welcomed perspectives from what previously would have been considered
fringe provinces of physics. Physics Today actively courted any scientists, re-
gardless of institutional affiliation or professional status, who self-identified
as physicists or thought that physics research might be useful for their own
work.
The magazine’s second year brought indications that these efforts had
82 SOLID STATE INSURRECTION
Figure 4.1. Cover of the first issue of Physics Today. Reproduced from Physics Today 1,
no. 1 (1948), with permission of the American Institute of Physics. Cover photo ©
University of California, Lawrence Berkeley National Laboratory
continued as of 1939, will never receive complete graduate training. These are
just the men you would look forward to hiring. It seems to me there are three
choices:
(a) Hiring Ph.D.’s who will be thirty or over when they join your staff.
(b) Hiring men who have not had formal graduate training but who have
received an apprenticeship like at the Radiation Laboratory.
(c) Waiting until a new group comes along in 1950 or later.25
Seitz was sour on each of these options. He harbored a prejudice that physi-
cists over thirty had lost too many of their most creative years, regarded those
without doctorates as risky investments, and dismissed the third option as
“the worst of the three prospects.” He concluded pessimistically that “good
physicists will be difficult to obtain in the immediate post-war period and
that you will have to be willing to make some concessions.”26 The physics
community’s growth, although robust, proceeded along nontraditional lines,
challenged the prewar professional status quo, and upset long-standing train-
ing and hiring practices.
Where academic institutions and quasi-academic research labs like Bell
saw concessions, other areas of industry saw opportunity. A wide range of
industrial interests proved more than willing to hire physicists who had cut
their teeth on war work, however unorthodox their training. The Radiation
Laboratory (Rad Lab) at MIT and Harvard’s Radio Research Laboratory
(RRL) had been particularly rigorous proving grounds for young solid state
physicists who would otherwise have been occupied by their graduate edu-
cation. An RRL administrative report boasted that “the requirements of RRL
were far more stringent than those of even a peacetime industrial firm.”27 The
success that both the MIT Rad Lab and the RRL enjoyed bringing new tech-
nologies into the field conditioned the expectations for lab-to-marketplace
turnaround in postwar industry and exposed areas of research that were ripe
for industrial exploitation.28
A survey conducted by the AIP in 1954 showed the proportion of physi-
cists employed in industry gaining on the proportion employed in academia,
with 42.0 percent still within the academy and 35.8 percent in industrial
positions.29 Industries with direct interests in physical research, such as
communications, atomic power, instrument and electrical component devel-
opment, and aviation, employed the preponderance of industrial physicists;
however, physicists also found homes in less obvious venues, like the textile,
86 SOLID STATE INSURRECTION
six, which founded the American Physical Society’s Division of Solid State
Physics, as discussed in chapter 2.
Seitz’s training was just as important as the personal connections he made.
Through the mid-1930s, three centers had emerged for aspiring physicists
interested in solids. John Slater was lured from Harvard to MIT in 1930,
where incoming president Karl T. Compton gave him free rein to expand
the physics department in accordance with his vision. John Van Vleck, after
stints at Minnesota and Wisconsin, returned to Harvard, where both he and
Slater had earned their doctorates, in 1934.31 Finally, Eugene Wigner secured
a permanent position at Princeton in 1938 in part at the urging of Van Vleck,
but had, with the exception of a visiting stint at Wisconsin in 1937–38, held
down one temporary appointment or another at Princeton since 1931.32 It
was in this latter capacity that Wigner oversaw Seitz’s doctoral work, which
Seitz later remembered as “one of the most remarkable experiences of my
life.”33
Wigner, a Hungarian émigré, was an exception within this group. Slater
and Van Vleck had both been trained at Harvard, learning their quantum
mechanics from Edwin Kemble, who, in the 1920s, offered the first intensive
training in quantum theory available in the United States. Their experience
at the vanguard of quantum physics in the United States led Slater and Van
Vleck to see themselves as carrying the torch for American physics.34 Van
Vleck, in 1971, would bridle at an offhand suggestion that Slater was an heir
to the British tradition. The Belgian physicist Léon Rosenfeld, in a historical
overview of atomic theory, emphasized the formative nature of Slater’s post-
doctoral visit to the Cavendish laboratory, referring to him as “a physicist ed-
ucated in the British and American tradition.”35 Van Vleck sent Slater a copy
of the article, along with an expressive note: “I am usually something of an
Anglophile but the reference to your training . . . rather made my blood boil.
I’ll grant you that Slater is an English name but what the author says makes
about as much sense as it would be to say that I am Dutch-trained because
my name is Van Vleck.”36 Slater was equally eager to distinguish American
and European physical traditions, penning a Physics Today editorial in 1968
in which he attacked the conventional wisdom that American physics in the
1930s was dragged reluctantly into modernity by the influx of European émi-
grés.37 The hesitancy Van Vleck and Slater exhibited to sully their work with
what they saw as baser pursuits can be better understood within the context
of the pride they both took in representing American physics, and American
88 SOLID STATE INSURRECTION
Both the American Physical Society and the American Institute of Physics
put institutional machinery into motion to address it. At the April 1955 APS
council meeting, Samuel Goudsmit, Tate’s successor as the Physical Review’s
managing editor, provided “a lengthy report on the situation ensuing from
the interminable expansion of The Physical Review.” In accordance with the
“ominous” financial prospects such expansion brought about, the council
approved steep hikes in both page charges and subscription rates. A motion
to split the journal, proposed to gauge opinion rather than to spur action,
was defeated, and the council also ruled unfavorably on a proposal that the
APS take over the Journal of Chemical Physics from the AIP. Nonetheless,
the prospect of major restructuring loomed. Goudsmit recorded his strong
feelings “that the American Institute of Physics should enlarge its journals.”49
The AIP had similar inclinations. Institute director Henry A. Barton com-
mented in March of 1955: “Pressure for publication of research results in
certain fields has again come to the point of severe strain,” and although he
did not promote any specific solutions, he assured his readers that “the In-
stitute stands ready to help study such problems and continually investigates
proposed ways of reducing publishing costs.”50 Barton and the AIP Govern-
ing Board, at their March meeting, appointed a joint AIP-APS committee to
generate recommendations for easing the publication burden. Demographic
changes complicated the committee’s mission, particularly the increasing im-
portance of industrial physics. Seitz made the observation, common by that
point, that “industrial organizations which were uninterested in physicists
prior to 1940 are now eagerly attempting to hire Ph.D.’s.”51 Solid state in
particular thrived on the growth of physics in industry, and the separate inter-
ests and professional challenges that drove industrial physicists contributed
to the professional instability solid state experienced amid the publication
crunch.
Alan T. Waterman, director of the National Science Foundation, singled
out the Physical Review as one site where diversification within physics could
be identified. Replying to Karl Darrow’s request for funds to support the
AIP’s publication study, Waterman reported hearing “statements to the effect
that probably no single individual is interested in more than one-tenth of the
contents of the Review.” He further suggested that if this really was the case:
“It may eventually be desirable or even necessary to restrict publication in
the journals of wide circulation to papers of more general interest. Questions
such as this could be studied objectively. Perhaps the recent vote with the
Physical Society on the desirability of splitting the Review has already shed
THE PUBLICATION PROBLEM 93
some light on the question.”52 The field of physics was becoming compart-
mentalized and the growth of topical enclaves put pressure on a journal struc-
ture that was conceived for a small community with few internal divisions.
These considerations motivated the second circular letter—the first being
“The Present War Is a Physicist’s War” distributed by the group of six—that
would bear heavily on the fate of solid state physics. In March 1955, on behalf
of the AIP-APS joint committee, Seitz circulated a questionnaire to selected
solid state and chemical physicists asking if they would welcome an exodus
of solid state publication from the Physical Review to the Journal of Chem-
ical Physics (JCP), which the committee tentatively proposed renaming the
Journal of Solid State and Chemical Physics.53 The JCP was published by
the AIP, but, as the Division of Chemical Physics was being formed in 1949,
a few members of the APS began advocating for the society to take it over.54
The idea had been bandied about for several years, but failed to produce
any substantial changes. Having been a regular element of council meeting
discussions, however, the notion of acquiring the JCP, not just for chemical
physics, but for solid state as well, was a logical option to pursue.
At the time, the authorship of the JCP was composed principally of chem-
ists.55 The field known as chemical physics—as distinguished from physical
chemistry—was conceived and operated as an interdisciplinary field, but it
was populated predominantly by those trained in chemistry, even though
they often published in physics journals, and the chemical physics graduate
programs across the United States tended to be housed in chemistry depart-
ments.56 Colocating chemical and solid state physics publications in JCP
would therefore necessitate a much closer relationship between the solid state
and chemistry communities than the names alone would suggest. With that
consideration in mind, Seitz advanced the suggestion cautiously:
It is the writer’s opinion that this transformation would inevitably make the
journal less valuable to the chemists who do not participate actively in the APS
or AIP and hence would act to the disadvantage of this important segment of
the scientific world. For this reason the change would probably not be justified
unless a great majority of the solid state physicists would be willing to use the
transformed journal as their principal outlet for publication, leaving the Phys-
ical Review in the main to the nuclear physicists and diverse minorities which
would not feel at home in the revised journal.57
The enclosed survey asked those interested to indicate, (a) their field (solid
state, chemical physics, or other), (b) whether they favored, did not favor, or
94 SOLID STATE INSURRECTION
were agnostic about the proposal, and (c) their willingness to publish in the
revised journal.
Responses were mixed, although tilted distinctly against the proposal.58
Harvard’s Harvey Brooks replied: “While I can see some virtue in a closer re-
lation between Chemical Physics and Solid State Physics, shotgun marriages
of this sort are usually not very successful,”59 and concluded that since the
interests of solid state physics cleaved more closely to the topics covered by
the Physical Review, a forced exodus in the direction of chemistry would be
inadvisable. William Shockley, on the other hand, favored the proposal, com-
menting: “Solid state physics papers are now too diffuse a component of the
Phys. Rev.”60
Voices favoring and opposing the proposal shared a concern for bound-
ary issues, but differed on how to navigate them. George E. Pake, head of
the physics department at Washington University in St. Louis, neglected to
identify himself either as a solid state or as a chemical physicist. Instead he
pointed to magnetic resonance as his primary research interest, suggesting
that it bridged the divide. In favoring the proposal, Pake maintained that
“structure of matter physics and chemical physics do not have a readily dis-
cerned boundary between them.”61 Walter Kohn, then of the Carnegie Insti-
tute, held the opposite view. In his eyes, “Solid state physics has closer ties to
other branches of physics than to chemistry and would be damaged if these
ties were weakened.”62
The difference between Pake’s view and Kohn’s fell along topical lines
and their disagreement is emblematic of a clear split within the pool of re-
actions to the proposal Seitz was able to assemble. Pake, an experimentalist
who helped develop early nuclear magnetic resonance techniques, saw appli-
cations of those techniques flow smoothly from solids to molecules, with little
practical or conceptual difference. Nuclear magnetic resonance formed what
Cyrus Mody calls an “instrumental community,” a community organized
around specific instrumental practices and committed to their instrumental
uses, wherever those uses led.63 Kohn, on the other hand, was a theorist who
had made his career up to that point in semiconductor physics. His research
wrestled with the foundational issues quantum mechanics faced when ap-
plied to complex systems, and he was therefore less inclined to think that he
had much to gain from a closer association with chemistry.64
Similarly, Brookhaven National Laboratory’s Hillard B. Huntington, a
theorist focusing on metallic lattice structures and dynamics worried about
too close an association with chemistry, responding: “I don’t believe that
THE PUBLICATION PROBLEM 95
drew to related fields depended strongly on the type of work in which they
were engaged. The theory/experiment division is one dimension of this ef-
fect, but topical focus was also a factor. Views about how to structure solid
state publications therefore reflected convictions about how the discipline
should be organized.
This pattern of responses raises the question of why the committee pro-
duced a proposal that was so evidently out of step with the desires of those
who self-identified as solid state physicists and felt strongly enough to re-
spond to the survey. Why did the committee, after reviewing the facts on the
ground, craft a proposal that was so widely panned? The answer can be found
by examining the emergence of one consolidated bloc within solid state that
was vocal, but not necessarily representative of the whole. As indicated above,
physicists as a whole, and solid state researchers in particular, were increas-
ingly topically diverse and industrial. Solid state physicists in industry were
collaborating regularly with chemists and engineers. At the same time, how-
ever, several cohesive research programs were developing within a field that
had hitherto been without a clear center. The proposal that solid state form
an alliance with chemistry touched a nerve with members of these groups.
Those interested in the electrical and magnetic properties of matter
showed particular resistance. Notably, this was the same area where John
Van Vleck had made his most important contributions. It had also produced
some of the most technologically relevant discoveries, such as the transis-
tor. As the area that had the most quickly and successfully adopted quantum
methods, it was also the area whose practitioners were best able to claim that
they occupied intellectual frontiers of physics. This group, as a result, was
positioned to exert considerable influence on the professionalization process.
Its representatives, like Kohn, were more inclined to see solid state as a tra-
ditional physical subfield than as an interdisciplinary synthesis and therefore
opposed too close a marriage between solid state and chemistry, metallurgy,
or engineering. A decision about how, if at all, to restructure the publishing
patterns of solid state physicists would therefore be a test of their status and
influence over the direction of the field.
Just as Seitz was getting a sense of how the journal infrastructure in the
United States would shape the future of solid state physics, he was blindsided
by Harvey Brooks, the Harvard physicist and student of John Van Vleck who
had earlier expressed skepticism about the wisdom of a closer alliance be-
tween solid state and chemistry. Seitz and the AIP had been deliberately test-
ing the waters before acting on the publication problem, and so were taken
THE PUBLICATION PROBLEM 97
aback upon learning that Brooks had, without consulting the movers and
shakers at the AIP or the APS, cofounded the International Journal of the
Physics and Chemistry of Solids in partnership with Pergamon Press. As the
title indicated, this new journal was an international effort, publishing arti-
cles in Russian, French, German, or English, and seeking to meet the per-
ceived need within the global community “to encourage greater interchange
between physicists and chemists interested in solids.”70 The foreword to the
first issue, published in September 1956, began: “The emergence of solid-
state physics as a recognized specialty of physics has taken place over a period
of many years. A more recent development, stimulated partly by the growth of
industrial interest in the field, has been the growing realization of the common
interests of physicists and chemists in the problems of solids.”71 The journal
met a clear demand within the solid state community. But that community
was already highly heterogeneous, and it was not yet clear to its leaders that
this particular constituency should govern the direction of publication within
the field.
The journal’s sudden appearance therefore preempted the AIP’s efforts
to manage the publication problem domestically. Seitz, while the survey of
the community was in progress, had initiated discussions with the Academic
Press about the possibility of founding a new journal, with an audience to be
determined by whatever needs the AIP-APS committee identified, the scope
of which would be tuned so as to siphon an appropriate publication load from
the Physical Review. Brooks, by acting outside of the powerful institutional
mechanisms the AIP and APS were erecting, limited their ability to scale their
response to the publication problem by selecting a considered topic and vol-
ume for the new journal. Brooks lent support to an interdisciplinary journal
and had thereby decided to favor a closer association with both industry and
chemistry, just as Seitz was getting a sense that this was precisely what the
most vocal constituency within solid state did not want.
Brooks was cowed when he learned that he had upset the AIP apple cart.
He avoided extending the issue even so far as his secretary, and self-typed a
long, effusively apologetic letter to Seitz describing how he had succumbed to
a hard sell from General Electric’s J. Herbert Hollomon and Kevin Maxwell,
the director of Pergamon Press’s international division. “As I think back over
the history of this matter,” Brooks wrote, “I realized that my behavior has
been somewhat inexplicable and not to my credit, and indeed in retrospect
I feel quite unhappy about my actions.” He further expressed concern “with
the fact that in this matter I have behaved with a degree of irresponsibility
98 SOLID STATE INSURRECTION
which is a matter of great regret to me, and I feel that I have not dealt fairly
or honestly with you either in your capacity as chairman of the institute, or
as representing Academic Press, or as a friend.” Nonetheless, Brooks main-
tained: “The job itself [as editor of the new journal] is a worth while one in
my opinion, and I do not mean to imply by my present regrets that I have any
hesitation in being associated with it other than the question of whether I can
do a good job.”72
Seitz replied pointedly to Brooks’s contrite missive, outlining how the
appearance of the new international publication outlet disrupted the AIP’s
ability to mount a measured response to distinctly national challenges: “Until
the character of the new journal is clearly established, it will have the effect of
pre-empting the position for any other journal that might be contemplated.
About half the interest of any new journal would be in the field yours will
cover. Another individual might hesitate to accept the editorship at this time.
I find it very hard to decide whether this is good or bad for American physics
as a whole.”73 Brooks unwittingly trammeled Seitz’s best-laid plans, but his
journal was an honest response to widespread demand. Its impact was not to
prevent the AIP from responding to the publication problem, but to render
a summary decision on how the problem would be addressed. It was a re-
sponse, although perhaps not the precise response that would have emerged
from a more deliberative process.
For better or worse, the AIP and the APS could now focus their respective
responses to the publication problem more narrowly. The new international
journal would not bear enough of the national publication output to ade-
quately address the glut, which consumed the APS in the mid-1950s to the
extent that committees on its various aspects proliferated. These included, as
of 1956, the “Standing Committee to consider such publication-problems as
Managing Editor does not accept as lyin[g] in his province,” the “Committee
to consider a proposal of National Science Foundation regarding publica-
tions in physics,” and “Committee to study all aspects of the problem of pub-
lications of American physics.” By 1957, the former two had, in the fanciful
phrasing of Karl Darrow, reached “what some nineteenth-century statesman
called a condition of innocuous desuetude.”74 Three factors led to reduced
urgency of the publication problem. The emergence of new outlets—Brooks’s
journal, along with a smattering of other privately funded physics journals—
was one. Second, as increases in page charges and subscription fees kicked
in and officials cracked down on loopholes—such as librarians joining the
APS to get its journals at member rates rather than library rates—publication
THE PUBLICATION PROBLEM 99
operations inched back toward solvency. Finally, the Physical Review gained
a pressure valve in the form of Physical Review Letters, which launched in the
middle of 1958 with funding from the National Science Foundation.
The fast-publishing journal for short pieces, previously accommodated as
letters to the editor in the Physical Review, satisfied the demand for a quick-to-
print outlet that could protect priority claims for important new research and
relieved the Physical Review of a substantial volume of contributions. In part
due to the relief Physical Review Letters provided, the Physical Review had
nearly cleared out its backlog by 1960. A relieved Samuel Goudsmit reported
to the January council meeting that his long-suffering journal was “well on the
way to catching up.”75 The shortening of the Physical Review’s turnaround
time took considerable oomph out of the pressures favoring a topical realign-
ment of the society’s publication structure. For the time being, all topics of
physics would remain aligned with the field’s flagship journal.
The upshot was that, despite a great deal of hand-wringing and the ex-
istence of several seemingly viable plans that would have given solid state
physicists new publication homes, the bulk of the American solid state com-
munity continued publishing in the core journals. A combination of small,
specialist journals springing up on their own initiative, a return to solvency
for the Physical Review, and strong opposition from a small but vocal bloc of
solid state physicists ensured that solid state would remain firmly established
as a subfield of physics and avoid any organizational commitment to the rela-
tionships it often built informally with related fields.
COMMITTING TO PHYSICS
The challenges of a crowded publication landscape did not evaporate once
solid state’s helmsmen resolved to steer safely inside the boundaries of the
physics community, but the disciplinary identity crisis did subside, for a time.
Solid state would effectively get a dedicated journal in 1970, when the Physi-
cal Review split into four separate sections, with Physical Review B dedicated
to solid state.76 By that time, solid state’s position within physics was more
stable than it had been in the mid-1950s and the subdivision of the journal,
which had become a simple necessity based on the volume of articles Physical
Review was publishing, did not raise questions about the field’s elemental
identity.
Solid state physics in the 1950s was analogous to a disorganized system
beginning to self-organize. The ecumenical spirit with which it was founded
in the 1940s left it unusually susceptible to the formation of interest groups,
100 SOLID STATE INSURRECTION
particularly those that naturally grew around research programs, and which
shared few strong intellectual connections with other such groups that also
formed under the auspices of solid state. These interest groups developed
differing visions for the future of the field. As new professional challenges
emerged during the 1950s, these groups were given the opportunity to nudge
solid state physics in a direction that better suited their goals.
The objection of one of these groups to a closer association with chem-
istry contributed to solid state’s avoiding steps that would have nudged its
publishing operations away from the rest of physics. It helped that the group
was well organized—more so than the field as a whole—and vocal. Their suc-
cess was due in part to the structure of the solid state community. The lack of
a commonly shared conceptual program meant that solid state was grouping
into smaller, weakly interacting communities built around specific research
programs. The thrust of the whole solid state confederation could be shifted
substantially if only one of these groups, or a small subset of them, chose
to speak up. In this case, the cadre of solid state physicists who had built
a cooperative network centered on the electromagnetic properties of solids
mustered an emphatic response to an active question of disciplinary policy.
Even though this group did not necessarily represent solid state physicists as
a whole, they made enough of an impression on those responsible for making
the decisions that they were able to guide the field in the direction that best
suited their own interests. Their cause was aided by the timely appearance
of several small journals that relieved some of the pressure on APS and AIP
publishing operations and reduced the impetus for sweeping changes in pub-
lishing patterns.
Two factors are particularly notable about this episode. The first is that
it resulted from a delicate series of contingencies. Seitz and his publications
committee were in a position to exercise considerable sway over how com-
munity dynamics within solid state evolved. Their research indicated a field
that, by and large, would welcome official recognition of the close association
between solid state physics and chemistry that they saw on the ground, par-
ticularly in industrial laboratories. After Harvey Brooks unwittingly threw a
wrench in the works, their power was curtailed substantially. A vocal minority
favoring inaction thereby gained additional weight.
The second is the particular character of that vocal minority. The co-
hesive group of researchers—and theorists in particular—emerging around
studies of the electromagnetic properties of solids began to resemble a tra-
ditional subfield on a small scale much more than solid state itself did, even
THE PUBLICATION PROBLEM 101
guidelines for how they were permitted to dispense funding. The unprec-
edented munificence of these organizations permitted scientists to imagine
research on a new scale, and to regard it as normal.
The NML was the first large facility to support a significant focus on solid
state research, but others followed. Later in the 1960s, the AEC founded nu-
clear reactor facilities at the National Laboratories optimized to produce high
neutron flux. The High Flux Beam Reactor at Brookhaven National Labora-
tory and the High Flux Isotope Reactor at Oak Ridge National Laboratory,
which, like the NML, were multiuser facilities, supported neutron diffraction
research that became critical for the study of materials.1 Brookhaven under-
took the National Synchrotron Light Source in the 1970s, which took what
had previously been a nuisance for high-energy accelerator designers, syn-
chrotron radiation, and harnessed it to enable precise X-ray and ultraviolet
scattering experiments in a wide variety of fields, but particularly in the study
of materials.2 The NML anticipated the style of big science conducted in
both high-flux research reactors and synchrotron sources, which emphasized
service to outside users and the flexibility to adapt to the needs of various
research programs, making it an early example of trends culminating in what
Robert P. Crease and Catherine Westfall call the “new big science” of the late
twentieth century.3
But unlike high-flux reactors or synchrotron sources, which were quickly
forced to compete with similar facilities for users, the NML remained unique
for some time as a large facility dedicated to high magnetic fields. Magnetism
was among the largest interest groups within solid state physics, and it inter-
acted robustly with neighboring fields. The American Institute of Electrical
Engineers organized a series of well-attended conferences on magnetism and
magnetic materials, beginning in 1955, which the American Physical So-
ciety (APS) cosponsored and which many solid state physicists attended.4
The momentum behind magnetism research ensured robust demand for the
NML’s services and, in the eyes of its administrators, set it apart from the par-
ticle accelerators that were proliferating around the same time.
Aside from its place in the well-known story of Cold War big science,
the NML also features in the related, but less well understood story of how
tightening science budgets reshaped the research landscape in the 1960s.5 A
focus on federal spending for social programs as part of Lyndon Johnson’s
Great Society legislation, the war in Vietnam, and the growth of a more in-
tricate bureaucracy within the funding organizations conspired to make
funding scarcer and to require greater accountability from grant recipients.
104 SOLID STATE INSURRECTION
Many facilities and research programs that had grown optimistically on the
nourishment of relatively unfettered government support had to adapt, quite
abruptly, to leaner times.
Federal belt-tightening affected some areas of physics more than others.
Particle physics saw this in the 1960s with the ribbon cutting for the Alternat-
ing Gradient Synchrotron at Brookhaven National Laboratory, which would
remain the world’s most powerful accelerator until 1968. By then, high en-
ergy physics facilities had become important for sustaining the country’s in-
ternational scientific prestige. The future of high energy physics was assured
by the unflinching commitment of the AEC, along with supplementary sup-
port from NASA, the DOD, and the NSF, and it emerged from the decade
with congressional commitment to fund the National Accelerator Labora-
tory (NAL), which would become better known as Fermilab.6 Relying to a
greater extent on discretionary funding from the DOD, solid state physics
faced steeper cuts. Solid state physicists found it particularly difficult to find
support for exploratory or theoretical research, and at a time when many in
the field saw that work as critical for maintaining their intellectual standing
with respect to other subfields of physics.
Examining how a large facility dedicated principally to solid state research
responded to these pressures permits a comparison between solid state–style
big physics, and big physics as seen through particle accelerators. Both pro-
ceeded from the conviction that the new fundamental knowledge about the
physical world made possible by quantum mechanics could be accessed by
the large machines made possible by expanded federal funding. Francis Bit-
ter, along with Benjamin Lax, the NML’s first director, understood the fa-
cility as the solid state analogue of the Alternating Gradient Synchrotron at
Brookhaven National Laboratory, the Stanford Linear Accelerator, and simi-
lar high-energy facilities, and in some respects it was similar. It was driven by
the ethos of research at the extremes—the extremes of higher energy particles
in one case, and higher intensity magnetic fields in the others. Both types of
facility ostensibly existed to satisfy our elementary curiosity about the physi-
cal world. But internal tensions over the NML’s mission indicate that the pull
of applications was never far from solid state work, and that its researchers
and administrators were called to balance those missions in ways high energy
facilities were not. The financial struggles of the mid- to late 1960s are partic-
ularly revealing of how big solid state physics differed from big particle phys-
ics, and of how the pure science ideal, which lived on despite the challenges
BIG SOLID STATE PHYSICS AT THE NATIONAL MAGNET LABORATORY 105
to its dominance in the 1940s and 1950s, had to be hybridized with applied
relevance in the context of solid state research.
laws, rather than to follow the behavior of certain special alloy systems in de-
tail with the aim of developing and understanding commercial processes.
Francis Bitter’s 1939 vision. The proposal that convinced the Air Force Of-
fice of Scientific Research to fund the lab framed its mission compatibly with
Bitter’s notion of fundamentality, its goal being “to make continuous fields
up to 250,000 gauss available for fundamental research in solid state and low
temperature physics and related fields, and to serve as a center for advancing
the art of field generation.”12 Bitter had transferred to the physics department
in 1945 and he built the NML with solid state physics, rather than metallurgy,
in mind.13
The NML would support foundational research in order to enrich the
field and make it more productive. A quote from Bitter’s laboratory dedi-
cation speech, composed long before budget concerns caused NML staff
to emphasize its practical offshoots, indicates the place he saw it occupying
within the scientific community: “The solid-state research program is being
transferred from the M.I.T. magnet laboratory to the new facility [the NML].
The aim of this program is to increase knowledge of the basic electrical, mag-
netic, optical, acoustical, and thermal properties of solids. This fundamental
information, pursued for its own sake, has and will continue to provide the
basis for the continuing development of new and improved solid-state elec-
tronic devices.”14 Concern with establishing an environment in which funda-
mental research could flourish was at the forefront of Bitter’s thinking. With
the NML, he institutionalized his convictions about fundamental research,
hoping that its structure would encourage research that could, by focusing
relentlessly on the search for general principles, serve as the basis for some-
thing more.15
Administrative responsibility was shared among the departments that
used the NML. Beyond offering a venue for research using high magnetic
fields, the facility provided an interdepartmental forum for MIT scientists
and engineers and attracted visiting researchers from other institutions, again
in accordance with Bitter’s view that fundamental work should be outward
looking. The NML was also an educational space. Bitter had admonished
the metallurgical community in 1939 that fundamental advances required
that students be trained to ask fundamental questions. In the early 1960s,
the NML promoted itself as just such an opportunity for MIT graduate stu-
dents. A 1963 brochure emphasized this aspect of the lab’s mission, tout-
ing the “opportunity to pursue extremely fundamental speculations” that
graduate students enjoyed, citing one doctoral student’s work on magnetic
field dependence of the velocity of ultrasonic waves in metals.16 By 1965,
the lab’s second full year of operation, its thirteen academic staff supported
BIG SOLID STATE PHYSICS AT THE NATIONAL MAGNET LABORATORY 109
nam War, became a prod with which to nudge the lab toward a more explicitly
applied stance. Lax noted with some alarm the Air Force’s increased inter-
est in the applicable fruits of magnet research in 1967: “This is a complete
change from the past when NML was discouraged from including in its char-
ter an applied program.”24 Lloyd A. Wood, director of the physical sciences
division within the Air Force’s Office of Scientific Research, substantiated
this observation, writing to Lax a month later: “It is as you know becoming
more and more an issue in Washington to ‘couple’ federally supported basic
research to ‘practical’ enterprises, and a large project such as the Magnet Lab-
oratory has a great opportunity for doing this.”25
An eye on applied benefits was not incompatible with the NML’s stated
mission, which had, since Bitter’s early vision, emphasized the importance of
basic insight for technological advance. “Coupling” of basic research fund-
ing with explicitly practical considerations, however, challenged both Bitter’s
conception of fundamental research as conversant with, but independent
from, its applications and Lax’s vision for the lab. Lax resisted any reorien-
tation of the NML’s fundamental emphasis. He was happy to accommodate
an overtly applied program as long as the Air Force was willing to supply the
additional funding, but maintained: “Financially we are in no position to be-
gin such work on our own.”26 Lax also pushed to keep applied projects and
their funding insulated from the operations and basic research budgets. He
testified before Congress on the transition from Air Force to NSF funding, for
instance, that the NML “has always coupled its basic research results with the
mission-oriented agencies having the greatest interest in a particular line of
development and will continue to do so,” while qualifying that commitment
by saying, “When there is a development of special interest to an agency we
will solicit support and participation by that agency, whether it be the Air
Force or other DOD department, NASA, NIH, or the environmental agen-
cies.”27 Explicitly applied projects were fine, in Lax’s eyes, as long as they did
not divert attention or funding from the fundamental work he considered the
lab’s raison d’être.
As negotiations with the NSF continued through the mid-1960s, the
laboratory faced tight budgets and an uncertain future. The NML advisory
committee was initially agitated. In February 1966, the committee struck a
defiant tone in the face of restrictive budgets, maintaining “the strong opinion
that a moderate and orderly expansion of funding is desirable,” and further
noting: “It is discouraging and unhealthy for a Laboratory, after a vigorous
initial period of building up from zero to a viable state, to be abruptly leveled
112 SOLID STATE INSURRECTION
were substantially less steep than cuts to other areas of science, largely due
to its secure place in the AEC budget.33 Reductions in operating time and
concerns about closing smaller and lower-energy facilities did not forestall
investment at the forefront of accelerator development in the way Lax felt it
was limiting his forefront magnet facility.
In what Lax considered a serious concession, the NML’s work did shift
in a more applied direction toward the end of the 1960s. In 1968, the eigh-
teen publications by NML staff in the Journal of Applied Physics equaled the
combined total of those published in Physical Review and Physical Review
Letters.34 An April 1969 Advisory Committee report noted the addition of
a program designed to explore medical applications of magnetic fields.35 In
the early 1970s, the lab initiated more aspirational applied projects, such as
the magneplane, which endeavored to translate the NML’s know-how into
a magnet-powered railroad system. The magneplane was a particularly sore
point for Lax, who felt it epitomized the concessions the NML had made
to Vietnam-era demands for applied payouts from solid state facilities pur-
suing basic research. On more than one occasion, NML research scien-
tist Henry Kolm, who headed the project, clashed with Lax over the lab’s
mission (figure 5.1).
In a memo to Lax entitled “Magnetism Applications Projects,” Kolm de-
scribed himself as “the only strong-minded SOB who has survived in your
entourage,” and voiced his frustration with Lax’s disapproval of Kolm’s ap-
plied interests: “Our magnetism applications programs are not a concession
to expediency, an act of prostitution in the bleak years of 69 to 71. They are
a long-neglected obligation of the scientific community. They are giving new
relevance to our graduate education, revitalizing our professional stature, and
improving the survival chances of the laboratory, of MIT, and of the entire
scientific establishment.” Kolm objected to Lax’s contention that the raft
of applied projects the lab had acquired siphoned funds from its mission-
critical research. In a stark indication of the depth of their disagreement over
the NML’s mission and direction, Kolm suggested: “If you find it impossi-
ble to integrate a significant applications program into the ‘core’ work of the
laboratory in such a way that you and others do not resent its existence, then
serious consideration should be give[n] to severing it administratively . . . by
creating a new laboratory.”36
No such schism was forthcoming, but the tensions between Lax and Kolm
reveal the extent to which changes in federal science policy challenged the
NML’s mission, with help from within. Lax, who administered in accordance
114 SOLID STATE INSURRECTION
Figure 5.1. Henry Kolm, Pyotr Kapitsa, and Benjamin Lax, 1970s. Lax (right) and
Kolm (left) converse with the visiting Soviet low-temperature physicist Kapitsa, with
whom Francis Bitter had worked at the Cavendish during his time in Cambridge.
Credit: MIT Archives and Special Collections, NMLR, box 2, folder 12. Reproduced
with permission
with Bitter’s vision of fundamental research, was shaken by the need to take
on applied projects for their own sake. Kolm, representing a younger gen-
eration, was less ideologically opposed to adding applied objectives to the
laboratory’s mission. Unlike large high energy physics facilities, which were
driven by the unanimity of purpose required to construct a large facility di-
rected at a single theoretical program, the NML faced pressures on its basic
research mission on two fronts. The solid state community remained faction-
alized, and those who preferred the field to be responsive to technological
possibilities and needs fought to have their own vision reflected in its large
facilities.
1960s and early 1970s are telling: Francis Bitter’s view of fundamentality,
although realizable in a major research laboratory, did not fare as well in the
larger funding environment. The Air Force, its enthusiasm for facilities de-
voted to nonapplied work dwindling, began transferring responsibility to a
civilian agency, limiting the lab’s expansion, well before the 1970 and 1973
Mansfield Amendments, which required Department of Defense–funded re-
search to connect clearly with short-term objectives, compelled such a trans-
fer on a larger scale.37
As the NML struggled, high-energy particle accelerators thrived, even if
some smaller particle physics facilities faced the prospect of cuts and closure.
Unlike solid state physicists, who could not justify a large facility without
invoking potential practical outcomes, particle physicists reaped large-scale
expenditures based on the promise of fundamental knowledge. Wolfgang
Panofsky could claim before Congress in 1964 that “no scientist can point
a finger at this time to the specific way in which the study of high-energy
physics can and will affect our immediate environment, our health and safety,
our productivity, or any human affairs” without jeopardizing funding for the
Stanford Linear Accelerator.38 Similarly, the future NAL director Robert R.
Wilson famously told the congressional Joint Committee on Atomic Energy
in 1969 that the proposed accelerator “has nothing to do directly with de-
fending our country except to make it worth defending,” and insisted that
the search for fundamental physical knowledge provided the same culturally
ennobling qualities as art and literature.39
This response of Wilson’s, to a question from John O. Pastore, a Demo-
cratic senator from Rhode Island, is often quoted to indicate the commitment
of high energy physics to fundamental knowledge and the disdain for milita-
rism characteristic of the field’s culture, and to illustrate a principled stand
against the encroachment of defense interest into basic physics—suggesting
that high energy physics was under fierce assault by both military and bud-
get hawks. But Pastore, a strong supporter of the NAL, asked about defense
only as an afterthought to a larger discussion about the rhetoric of justifying
hundreds of millions of dollars’ worth of expenditures on aspirational physics
programs while the country wrestled with poverty, homelessness, and hunger.
“I want to get these Congressmen off my back,” he remarked later in the hear-
ing, referring to some resistance to the project from within the appropriations
committee, on which he sat.40 Wilson’s famous quote followed an exchange
between Pastore and Paul W. McDaniel, director of the AEC’s research di-
vision, in which Pastore pressed McDaniel to clarify the merits of the NAL:
116 SOLID STATE INSURRECTION
Senator PASTORE. For the purpose of the record, are you prepared to say,
or is this a fair question, what you expect to find through the 200 Bev
[accelerator]?
Senator PASTORE. And with all these other priorities of hunger, under-
feeding, underclothing, and underhousing, how do you justify $250 mil-
lion at this time for building something with which we don’t know what
we are going to find?
It was at this juncture that Wilson jumped in, citing both the cultural impor-
tance of the search for fundamental physical principles and the social benefits
that had come from nuclear power as reasons to fund forefront research in
high energy physics.
Wilson moved the committee, which was favorably disposed to his cause.
Chester E. Holifield, Democratic representative from California and chair of
the committee, gushed, “As I listened to your eloquent appeal for this, my
mind went back before the days of Enrico Fermi to a time when St. Paul stood
before King Agrippa, and King Agrippa said to St. Paul that he wanted him
BIG SOLID STATE PHYSICS AT THE NATIONAL MAGNET LABORATORY 117
to explain his belief in the Christian principles. St. Paul was so eloquent that
when he got through, King Agrippa said, ‘Almost thou persuadest me to be a
Christian.’ I am saying that, leaving out the “almost.” I am saying, ‘Thou hast
persuadest me to support this to the best of my ability.’” Pastore, again taking
the pragmatic line, quipped, “I was not worrying about Agrippa. I was a little
worried about the taxpayers a-griping,” but reaffirmed his commitment to the
project.42
Wilson’s long-term justification for the project mirrored the rhetoric Fran-
cis Bitter and Benjamin Lax had used on behalf of the NML. He reassured
the committee of his “firm expectation that technological developments will
come. Directly, but after a very long time; from the results of the research
will come new technology.”43 But whereas high energy physicists in the late
1960s could get away with reaching for the distant promise of applicable out-
comes, and providing only vague accounts of the expected intellectual out-
puts from historically large laboratories, other areas of science were pressed
to articulate more direct and immediate relevance and, if they wanted to jus-
tify nonapplied work, had to fight to keep more proximate applications at
arm’s length. For solid state physics, that meant increased pressure to tighten
its connection with technological development, even in sui generis facilities
constructed on the big science model.
By the late 1960s, science of all stripes was being asked to be more re-
sponsive to social demands. The fact that Fermilab, despite its self-confessed
remoteness from both military and social concerns, could still thrive in this
environment indicates the privileged place high energy physics had managed
to secure. High energy physicists, ambivalent over military and economic jus-
tifications for their research in the face of 1960s protest movements, widely
embraced the high-minded rhetoric of fundamentality that Wilson’s congres-
sional testimony epitomized. They were successful in casting particle physics
as “a grand cultural enterprise, elegant and profound, that deserved the sup-
port of society.”44
That avenue to funding, especially large-scale government funding, was
not available to solid state physicists, who by the 1960s were already too
closely associated with technology in the imaginations of federal funders.
The pure science vision around which Bitter had built the NML failed to fill
the lab’s coffers. Five-year plans and annual reports to the Air Force stress-
ing the NML’s fundamental contributions could not replicate the rhetorical
success of Wilson’s eloquence on behalf of the NAL. Faced with this failure,
the NML’s solid state physicists felt slighted by the comparatively more se-
118 SOLID STATE INSURRECTION
vere funding shortfalls they suffered and resented the emerging perception
in the particle physics community that fundamental knowledge could only
be derived from the ultimate constituents of matter and energy. These frus-
trations extended beyond the walls of the NML. At the dawn of the 1970s,
solid state physics was a mature discipline, confident in its ability to generate
fundamental scientific knowledge, but it was in the midst of an identity crisis
exacerbated by unfavorable comparisons to its more lauded siblings.
6
ics and materials science were intertwined, with the consequence that ma-
terials science had become a thoroughly interdisciplinary exercise, and that
solid state physics had found a further way to realize Smoluchowski’s vision
of it as an outward-looking, collaborative field attuned to its technological
potential.
The inclusion of physicists, most of whom hailed from the newly vibrant field
of solid state physics, coincided with a marked shift in the emphasis of mate-
rials research.
MAB’s expanded topical breadth is evident in its 1960 report, “Funda-
mental Aspects of Materials Research.” The committee included Cornell
physicist James Krumhansl as deputy chair. The presence of a physicist
among the metallurgists, chemists, and industry mavens who previously com-
posed the committee indicates MAB’s emerging preference for close connec-
tions between basic research and its applications, a position that was overt
and urgent by 1960. The committee criticized the Department of Defense’s
existing efforts to mobilize basic research to strategic ends, remarking that
“in-house basic research capability is grossly inadequate.” The committee
urged the research arms of the army, navy, and air force to sponsor “strong
centralized laboratories in which basic research, comprising the entire spec-
trum of potentially pertinent science including the materials sciences, can be
promoted.”7
These recommendations, designed to enhance “the ability to bring
knowledge to bear on the defense needs of the nation in the shortest possi-
ble time,” came to define the mission of materials science as it was imagined
within the federal advisory infrastructure.8 The concept of basic research was
appropriated in service of technological defense needs, which were not be-
ing addressed with alacrity sufficient to appease the Department of Defense
and its army of advisers. Responding to pressure to mobilize basic research
resources in order to accelerate blackboard-to-battlefield turnaround, the
NRC broadened its conception of materials science still further. In 1960, a
committee to consider the “Scope and Conduct of Materials Research” was
formed “to view the total materials research needs of the country with rela-
tion both to national defense and the public welfare more generally; to ap-
praise the adequacy of present research programs to meet those needs; to
consider the resources of personnel, facilities, and administration that are
available; and to make recommendations for the correction of deficiencies
that the Committee may identify.”9
Alongside the regular complement of engineers, chemists, and industrial-
ists, this committee included solid state physicist Frederick Seitz and metal-
lurgist Cyril Stanley Smith, the director of the University of Chicago’s Insti-
tute for the Study of Metals, a prominent center of solid state research. The
report’s recommendations reflected a closer integration between science and
engineering. It advocated centralized funding, coordination, and oversight of
124 SOLID STATE INSURRECTION
In consequence, according to von Hippel, “The fence between the two fields
[physics and electrical engineering] is falling into disrepair.”23 The LIR was
von Hippel’s prime example of MIT’s conviction that departmental divides
could impede progress.
128 SOLID STATE INSURRECTION
Following in that tradition, MIT scientists had been itching for a more
consolidated materials program since the pre-ARPA 1950s, when a proposal
for an expanded program of materials research was compiled at the behest of
the Atomic Energy Commission in 1956.24 The proposal recorded a total of
88,020 square feet distributed over nine departments, serving 87 academic
staff and 419 support personnel. It called for consolidating these efforts in a
100,000-square-foot Materials Research Laboratory, which would promote a
“more fundamental approach” to material limitations on development.25 By
the time of the ARPA proposal, the estimate for the size needed to accommo-
date campus-wide materials science efforts had more than tripled to 350,000
square feet, indicating both the growth of materials research at MIT and the
expansion of its scope in the intervening years.26
At MIT and elsewhere, ARPA provided the infrastructure to make con-
solidation feasible on a large scale. Slater wrote to Kincaid with a frank as-
sessment of MIT’s physical constraints: “At present all of our work in mate-
rials research is very crowded, and we could hardly expand at all in number
of students in some parts of the field without providing additional building
space. To accommodate all the work in the field, on the scale on which we
should like to operate, would require a building of approximately 350,000
square feet gross floor space. This would cost something like $14,000,000
to build.”27 When APRA funded an IDL at MIT in 1961, it included a
200,000-square-foot building.28 Although this fell short of full consolidation,
it provided the institute with a crucible large enough to cook up a stable in-
terdisciplinary field.
The physical spaces ARPA provided were disciplinary laboratories as
well as materials research laboratories.29 They hosted a nationwide exper-
iment in interdisciplinary collaboration, out of which the field of materials
science slowly emerged. A memorandum sent from ARPA to its IDLs in 1962
described the terms of the experiment: “As you know, we have undertaken
the responsibility of initiating a program in the national interest with uni-
versities for ‘basic research and graduate education’ in a somewhat loosely
defined area called material sciences. You have to a great extent defined what
is meant—at least in your university—by material sciences by listing in your
proposals to us the names of individuals you believe to be the core of the
program at your institution. The collective research interests of these individ-
uals defines in more detail material sciences.”30 For ARPA, defining materials
science was an empirical question, with the caveat that the goals of the field
were established in advance. “Materials sciences” referred to the collabora-
SOLID STATE AND MATERIALS SCIENCE 129
chair of the NAS Committee on Science and Public Policy, to NAS president
Philip Handler. Calvin pointed out that, unlike NAS reports on other disci-
plines, which emphasized the potential for scientific advance in those fields,
the COSMAT report would focus on needs, and how to meet them. Materials,
as a category, were defined by their usefulness, so any field oriented around
them would have an essential engineering component.33
But even if materials science could not be properly understood as a sci-
ence, it became gradually more scientistic through the 1960s and early 1970s.
As Cyril Stanley Smith remarked in 1968, “Even in the field where he was
once supreme because he alone could make or build, the engineer is currently
losing status to the scientist.”34 The growth of “materials science,” in contrast
to “materials research,” did signal a meaningful change, namely the growing
prevalence of solid state physicists and chemists—who maintained their iden-
tity as such, even while contributing to materials science—in what had pre-
viously been an area dominated by metallurgists, technicians, and engineers.
Even in the mid-1970s, however, after the first of ARPA’s IDLs had been
open for over a decade, the direct practical payoff of bringing the basic sci-
ences into materials sciences was less than clear. The COSMAT report ac-
knowledged: “Despite the many impressive achievements of materials re-
search there is the awareness that only the surface of scientific capability has
been scratched. The majority of advances have historically been made via
the empirical approach. Most new materials or properties are arrived at or
discovered by cut-and-try methods—new chemical or alloy compositions
are prepared and characterized and their various properties are determined.
There are usually underlying rationales or phenomenological models to this
empirical approach but it is rare indeed for a new material or property to be
predicted from basic principles.” However, the report continued: “The prin-
cipal exception to this situation is in the area of single crystal materials, par-
ticularly those used in solid state electronics. On the other hand, techniques
and concepts of physical science are often essential for characterizing and
reproducing the properties of even empirically-invented materials. With elec-
tronic materials, due to the combined talents of chemists, metallurgists, phys-
icists and electrical engineers a degree of understanding has been achieved,
at least for the simpler crystals, so that material compositions having the de-
sired physical properties can often be prescribed beforehand.”35 By the mid-
1970s, in other words, the merits of adopting a principle-first approach to
materials development were still largely notional.
Materials and Man’s Needs, in fact, expresses considerable frustration
SOLID STATE AND MATERIALS SCIENCE 131
about the difficulty of translating theoretical solid state work into practical
payoffs, repeatedly citing the need for more research to bridge the gap be-
tween a broad scientific understanding of material structure and behavior on
one hand and the tools to predict usable material properties within reason-
able tolerances on the other. Aside from a few cases in which the properties
of simple crystals could be predicted in advance, theoretical understanding
was still too crude for solid state to offer much of a practical aid to the com-
plex and iterative process of materials development. This is not to say that
the technical relevance of solid state physics was oversold, simply that the
route from theoretical understanding to practical application was somewhat
more meandering than ARPA had supposed when it envisioned its IDLs as
high-output factories for strategic materials. Successes in such direct ap-
plication of theory to practice were few. These few narrow areas of success,
however, were enough to justify the systematic approach of encouraging in-
terdisciplinary collaboration around the nexus of materials that ARPA had
spearheaded in the early 1960s. The COSMAT panel recommended that
universities increase interdisciplinary activities in both research and educa-
tion, and that the federal government continue support for the materials re-
search centers that might host such activities.
Evaluating the COSMAT panel’s stance and recommendations reveals
that the materials science alliance had as much to do with institutional con-
venience as it did with improving research into practical needs. It had been
dreamed up by ARPA in order to provide answers to technical questions, and
it certainly did so. But it is not clear to what extent its answers were system-
atically better than those that engineers might have achieved working in com-
parative isolation, if they were given access to a similar degree of funding. Ma-
terials science did, however, offer mutually beneficial professional rewards for
both its old and new constituent disciplines. Materials engineers were able to
associate themselves with the status that scientific research had attained and
fend off criticisms of their empirical, phenomenological methods as inade-
quate for the task at hand. Scientists for their part, and solid state physics in
particular, found a steady stream of financial and institutional support at time
when funding for basic research was becoming harder to secure.
FRIENDS OF CONVENIENCE
By the 1960s, having lasted through the institutional growing pains of the
APS and a shakeup of the publishing landscape, solid state was securely
ensconced in the American physics community. In 1949, I. I. Rabi had
132 SOLID STATE INSURRECTION
suggested that divisions of the APS were only necessary for “‘peripheral’
fields.”36 By the end of the 1960s, both nuclear physics and particle physics
had divisions of their own. The early postwar order, in which a collection of
new interest groups orbited a core of physics that carried on the ideals of the
early twentieth century, and at some remove, was dissolving. Largely on the
success of solid state physics and related enterprises, the influence of the APS
had broadened to the point that the fields that carried on traditional pure
science ideals were on a par with the newer, more technically adventurous
subfields, in institutional if not absolute terms.
The alliance between physics and materials science would eventually
lead, in 1990, to the APS establishing a Division of Materials Physics, pro-
moting to divisional status a topical group that had formed in 1986. At that
point, 70 percent of the topical group’s 2,869 members were also members
of the Division of Condensed Matter Physics (the name for the Division of
Condensed Matter Physics from 1978 on; see chapter 8), but the emphases of
the two groups had become sufficiently different that the APS executive com-
mittee determined that a new division was justified.37 The acknowledgment
of the explicitly applied category of “materials” as a full-fledged topic of phys-
ics reflects a softening of attitudes toward applied physics that began within
the APS in the early 1970s. The APS council, responding to the challenging
funding situation in 1970, issued a statement that cast physicists as deeply
concerned with the consequences of their work: “The problems we face as a
nation call for more knowledge, not less; and better technology. Better tech-
nology must be based on more extensive understanding of scientific facts and
possibilities.”38 The society did demure in 1972 when offered charter mem-
bership in the Federation of Materials Societies, judging that organization’s
interests to be aligned more closely with engineering than with science, but
it authorized the Division of Solid State Physics (DSSP) to participate in the
federation as an observer.39 In 1974, the APS approved an IBM-sponsored
prize for new materials.40 In 1975, a new standing committee on the applica-
tions of physics convened for the first time, responding to a strong sense that
recognition and respect for applied physics, both from other physicists and
from the wider society, needed to be improved.41
The friendlier approach to technology, and active censuring of the snob-
bish attitude toward applied physics that the APS acknowledges was deeply
rooted in the culture of American physics, was in large measure a response to
financial pressures. The notional long-term relevance of basic research, which
had sufficed to justify liberal military spending on science in the two decades
SOLID STATE AND MATERIALS SCIENCE 133
science, that is, formed amid the rhetoric of technological relevance, but was
driven less by the demonstrated outcomes of collaborations between disci-
plines than it was by the professional advantage each could gain from the
others.
A strong physics presence in materials science was possible because solid
state physics had succeeded in establishing itself firmly within physics, and
had broadened the identity of American physics in doing so. The decision to
remain closely tied to the core concerns of physics paid off for both solid state
and physics as a whole as the ground shifted under their feet and the context
demanded greater responsiveness to immediate technical needs. Neverthe-
less, pure science remained a powerful regulative ideal, even for solid state
physics, and the technical turn of the late 1960s and early 1970s would spark
a backlash. The next two chapters consider how solid state physicists fought
to hold on to their identity as fundamental researchers in an environment
determined to understand their value in strictly technical terms.
7
RESPONSES TO THE
REDUCTIONIST WORLDVIEW
During the 1960s, the pure science ideal took on a particularly virulent form
within the high energy physics community. Reductionism emerged as the
dominant philosophy among those seeking to understand the phenomena ob-
served in cloud chambers, bubble chambers, and other new instruments that
rendered the invisible microworld visible. It held that all theoretical knowl-
edge about the world rested on, and was in some sense contained within, the
rules governing the elemental components of matter and energy; everything
else, logically speaking, boiled down to those basic laws and concepts.
Establishing a reductionist research program differentiated high energy
physics from nuclear and atomic physics, with which it shared a conceptual
ancestry. In the 1960s, accelerator physicists began to speak of two frontiers:
an energy frontier and an intensity frontier. Exploring the former required
building larger machines with higher beam energies, which facilitated prob-
ing the smallest constituents of matter. The latter called for accelerators that
crammed more particles into smaller spaces, generating more collisions and
more complex interactions, favoring experiments that explored particle dy-
namics. In the early 1960s, these twin frontiers were seen as complemen-
tary. Stanford experimentalist Wolfgang Panofsky, speaking before Congress
in support of funding for the Stanford Linear Accelerator (SLAC), a lower-
136 SOLID STATE INSURRECTION
Weinberg was the director of Oak Ridge National Laboratory, a post he had
assumed in 1955. He had risen through the ranks at Oak Ridge after alight-
ing there following his services to the Manhattan Project at Chicago’s Met-
allurgical Laboratory. That so prominent a figure would question the merits
of supporting expensive accelerator research rankled in the particle physics
community and forced more careful and pointed articulations of its reduc-
tionist philosophy.
“Criteria for Scientific Choice” warned of tough choices ahead as fund-
ing for scientific research plateaued. As the director of Oak Ridge, Weinberg
would be charged with deciding which projects to pursue and which to
sideline when funding tightened. Anticipating this challenge, he proposed
criteria for determining which research could claim priority in funding bat-
tles, articulating what would become known as the Weinberg criterion: “The
word ‘fundamental’ in basic science, which is often used as a synonym for
‘important,’ can be partly paraphrased into ‘relevance to neighboring areas of
science.’ I would therefore sharpen the criterion of scientific merit by propos-
ing that, other things being equal, that field has the most scientific merit which
contributes most heavily to and illuminates most brightly its neighboring scien-
tific disciplines.”8 Conceptual fecundity was only one element of Weinberg’s
fundamentality calculus. His view included not only conceptual content but
also technological fruitfulness and social relevance as components of funda-
mentality. Tested against these criteria, Weinberg rated particle physics as
poor, writing, “I know of few discoveries in ultra-high-energy physics which
bear strongly on the rest of science.”9
Weinberg pushed this agenda vigorously at the 1964 meeting of the Amer-
ican Physical Society (APS) in Washington, DC. “Science which commands
great public support must be justified on grounds that originate outside the
particular branch of science demanding the support; it must rate high in so-
cial, technological, or scientific merit, preferably in all three,” he argued, and
challenged particle physicists “to state their case clearly, to say exactly why
it is that elementary-particle physics is as important as all our elementary-
particle physicists believe it is. To say that it is ‘fundamental’ in itself does
not answer the question, because one then has to decide what one means by
‘fundamental.’ I tried to interpret the idea ‘fundamental’ in basic science to
mean having the greatest kind of bearing on the rest of science, and even on
other human knowledge.”10 Such a stance holds clear utility for the director
of a large, broadly invested laboratory such as Oak Ridge. Weinberg valued
research programs that would promote useful connections with other enter-
RESPONSES TO THE REDUCTIONIST WORLDVIEW 139
prises within the laboratory or shore up the laboratory’s social and political
support.
Weinberg did not challenge the intrinsic intellectual merit of high energy
physics research—which even among its sharpest critics in the physics com-
munity was never questioned—but pointed out that “if one justifies a branch
of science as a means of expanding man’s cultural horizon, then one gets into
the question of other competing ways of expanding man’s cultural horizon,
like for example, an expansion of the arts and of literature and music.”11 The
argument high energy physicists advanced that the knowledge high energy
physics seeks is uniquely fundamental and so should be pursued for its in-
trinsic cultural merits raised the question of why it was deserving of funds out
of proportion with expenditures for other activities of intrinsic cultural value
but little direct practical relevance.
An approach that focused on the interconnectedness of knowledge set
Weinberg in direct opposition to the emerging orthodoxy within particle
physics. Victor Weisskopf, an MIT particle theorist, took issue, and the two
aired their disagreement in a coauthored Physics Today article entitled “Two
Open Letters,” published in June 1964. The exchange did little to forge a
common understanding, but it did record a clear exposition of each per-
spective. Weisskopf argued that “the nucleon is the basis for all matter and
therefore of all science,” whereas Weinberg retorted that he was nonetheless,
“justified in characterizing high-energy physics as ‘rather remote.’”12 Weiss-
kopf emphasized the possibility in principle of reducing higher-level laws to
lower, but Weinberg focused on the impracticality of doing physics from the
bottom up. Weisskopf claimed that theories of lower levels were privileged
because higher-level theories could be reduced to them; Weinberg allowed
any field that met his fecundity criterion to claim fundamental status. It did
not matter for Weinberg, when choosing which research to fund, whether
or not higher-level phenomena could, in principle, be explained in terms of
lower-level phenomena after the fact because, contra Weisskopf, he tested the
degree of fundamentality research exhibited by its relationship to other ar-
eas of knowledge rather than by its purported relationship to physical reality.
These differences account for why Weisskopf and Weinberg talked past each
other: they disagreed at the core about how fundamentality was derived.
The exchange with Weinberg prompted Weisskopf to develop his think-
ing further, and he again responded to “Criteria for Scientific Choice” in his
own Physics Today missive in 1967. He identified two camps in the physics
community; “intensivists,” he claimed, sought first principles above all else,
140 SOLID STATE INSURRECTION
Figure 7.1. Victor Weisskopf ’s diagram of intensive and extensive research areas. Re-
produced from Victor Weisskopf, “Nuclear Structure and Modern Research,” Physics
Today 20, no. 5 (1967), 23–26, with the permission of the American Institute of Physics
MORE IS DIFFERENT
Philip W. Anderson (figure 7.2), a solid state theorist, was perturbed both by
the financial difficulties basic solid state physics faced and by what he per-
ceived as the field’s unjustly low intellectual status. Anderson had completed
his PhD at Harvard University in 1949. He immediately joined the solid state
group at Bell Laboratories where he imbibed the spirit of the Bell system, in
which he could pursue his interests almost unencumbered.15 As a student
of John Van Vleck, who had fought against the incursion of technical inter-
ests into solid state physics, Anderson was likely predisposed to see the field
in terms of its potential to make fundamental conceptual contributions. The
environment at Bell at the time is nevertheless relevant to appreciating his
standpoint.
Bell was still buzzing from the invention of the transistor two years earlier,
which promised to revolutionize the telecommunications industry. This and
other high-profile successes attracted a slew of talented young physicists, and
Anderson found himself among a uniquely large and accomplished assem-
blage of solid state theorists and experimentalists. Stefan Machlup, a postdoc
who overlapped with Anderson, wrote to William Shockley, the codirector
of the Bell solid state division, to recount his impressions and recalled, “I
think everybody on my hall was doing exactly what he wanted to do,” and
expressed awe at the concentration of expertise, observing that although “it’s
not as ‘gemütlich’ as a college campus . . . [i]f you’ve got an obscure technical
problem, chances are that somewhere in the two-mile network of corridors
sits the expert on this particular specialty.”16
That concentration of expertise, combined with the tremendous success
of the transistor, gave Bell outsized influence over the development of solid
state physics through the postwar years.17 From 1945 to 1970—when the
Physical Review split into four sections—Bell Labs physicists were authors or
coauthors of 1,824 papers in the Physical Review and Physical Review Let-
ters. This made it far and away the leading industrial laboratory by this metric.
Over the same span, General Electric researchers placed 622 papers in these
two journals, Westinghouse 458, and IBM 367. But this output also placed
Bell among the most prolific of any contributors to the country’s most pres-
tigious journals, outpacing the large and well-funded physics departments
and research institutes of the University of Chicago (1,504), the University of
Illinois (1,475), Columbia University (1,149), Stanford University (1,010),
Harvard University (992), Cornell University (976), the University of Penn-
RESPONSES TO THE REDUCTIONIST WORLDVIEW 143
sylvania (948), and Princeton University (942). Bell’s output surpassed each
of the National Laboratories and among universities was bested only by the
University of California, Berkeley (2,649) and the Massachusetts Institute of
Technology (1,864), both of which it would have exceeded if not for contri-
butions from Berkeley’s Lawrence Radiation Laboratory (1,741) and MIT’s
Lincoln Laboratories (316).18
The translation of Bell researchers’ labors into papers as well as patents
reflects a working environment more akin to a large university department
than to most other industrial laboratories of the age. Bell hosted, for instance,
a university-style seminar series that attracted the leading solid state physi-
cists of the day and promoted a culture of intellectual exchange. In Ander-
son’s assessment: “Industry in general was still the big room of eight desks in
Westinghouse and everybody trying to figure out how the transistor works,
and nobody doing his own research. Or it was GE where there were a few
people doing their own research, but they weren’t really the high quality of
Bell Labs. . . . IBM was to become an imitator. Various things were to become
imitators. But Bell Labs was unique. With the attitude at least at this point
that you had a lot of freedom.”19 Through the 1950s and 1960s, benefiting
from Bell’s vibrant intellectual climate and considerable investigative free-
dom, Anderson conducted the research that would earn him the Nobel Prize
he shared with Van Vleck and the British physicist Nevill Mott in 1977, “for
their fundamental theoretical investigations of the electronic structure of
magnetic and disordered systems.”20
By the late 1960s, however, even denizens of the Bell oasis could detect
twinges of the concern abroad in the solid state community. In the spring
of 1967, Anderson delivered a lecture at the University of California, San
Diego, that formed the seed of his 1972 Science article, “More Is Different.”
The talk grew, as Anderson later recalled, from the simmering discontent he
perceived within the solid state community.21 In Anderson’s view, solid state
was accorded somewhat less than its due. Nuclear and particle physicists
were more highly sought-after in influential government advisory roles, many
prominent universities hired solid state faculty only as an afterthought, and
solid state physicists had trouble breaking into prestigious institutions such
as the National Academy of Sciences (NAS). The NAS member rolls validate
Anderson’s concern. Between Charles Kittel in 1957 and both Anderson
and Charles Slichter in 1967, the academy admitted six solid state physicists
compared with twenty-seven nuclear and particle physicists.22
Anderson’s entry into the dispute over the nature of fundamental physical
144 SOLID STATE INSURRECTION
knowledge did not, as might seem natural for a solid state physicist, mirror
Weinberg’s argument that fundamental research is that which exhibits broad
relevance. Instead, he rejected the narrow characterization of intensive re-
search that Weisskopf (who had served on Anderson’s doctoral examining
committee) had advanced. Anderson, however, accepted a key presumption
that Weinberg had rejected: he agreed with Weisskopf and other proponents
of reductionism that fundamentality was innate to some types of scientific
knowledge. He disagreed with them only about the realms in which it could
be found. Despite differences with his ostensible allies, he did attempt to
ground their primary conclusion—that reductionist physics should not be
funded to the detriment of other fields—on a sound philosophical basis. In
doing so he focused the debate around a single disagreement about the nature
of scientific knowledge.
“More Is Different” begins: “The reductionist hypothesis may still be a
topic for controversy among philosophers, but among the great majority of
active scientists I think it is accepted without question.”23 Some biologists,
chemists, psychologists, or even other solid state physicists might have re-
sisted this characterization, but the statement did reflect prevailing trends
in the physics community. In 1970, particle physics research received ap-
proximately four government dollars for every one spent on basic solid state
research.24 This was despite the fact that the American Physical Society’s Di-
vision of Solid State Physics remained the largest division and was over twice
as large as the Division of Particles and Fields.25 The reductionist world-
view—even if it was not, as Anderson claimed, naively accepted within the
scientific community broadly—had succeeded in shaping the way the federal
government funded physics.
Anderson opposed the reasoning, which he attributed to particle phys-
icists, “that if everything obeys the same fundamental laws, then the only
scientists who are studying anything really fundamental are those who are
working on those laws.”26 This view, according to Anderson, started from
the hypothesis that laws and concepts operating on any given level of com-
plexity could be reduced to laws and concepts at a lower level of complexity.
It thereby concluded that only research addressing the ultimate constituents
of matter and energy could be truly fundamental. The reductionist argument
built into particle physicists’ philosophy of scientific knowledge the justifica-
tion for pursuing research on progressively smaller scales, using accelerators
of progressively higher energy and greater cost. By arguing that the founda-
tional character of smaller physical scales conferred privilege upon knowl-
RESPONSES TO THE REDUCTIONIST WORLDVIEW 145
edge of the laws governing those scales, reductionism supported the view that
science funding should reflect the hierarchy that particle physicists saw in the
physical world.
In his efforts to undermine this position, Anderson avoided the Weinberg
criterion and its emphasis on conceptual, technological, and social applica-
bility. He accepted the standard reductionist premise that laws governing
higher-level phenomena could be reduced to laws governing lower-level phe-
nomena, but rejected the inverse, claiming that the particle physicists’ view
of fundamentality rested on a constructionist hypothesis, which assumed
that higher-level laws could be extrapolated from lower-level laws. With this
move, Anderson attacked the narrow definition of intensive research that un-
derwrote the reductionist scientific hierarchy, preserving the ability of solid
state physicists to claim fundamental insight, contending: “The main fallacy
of this kind of thinking is that the reductionist hypothesis does not by any
means imply a ‘constructionist’ one: The ability to reduce everything to sim-
ple fundamental laws does not imply the ability to start from those laws and
reconstruct the universe.”27 Anderson’s emergence-based view of fundamen-
tality granted the concepts and laws of solid state physics independence by
virtue of the fact that they could not realistically be derived from lower-level
concepts and laws alone.
He illustrated his point with the example of an ammonia molecule, aiming
to demonstrate construction’s failure even at the level of simple molecular
systems. Naively, ammonia should have a dipole moment, given its asymmet-
ric, pyramidal structure. A nitrogen atom forms polar covalent bonds with
three hydrogen atoms, leaving the nitrogen with a net negative and the hy-
drogen with a net positive charge. The resulting tetrahedron, though, does
not empirically behave like a dipole. In its stationary state, the molecule is in
a superposition of the left-hand and right-hand orientations; when observed
through time it undergoes a process of inversion, in which the nitrogen atom
tunnels through the plane defined by the hydrogen atoms and emerges on the
other side, several billion times per second, canceling out any dipole effect.
A broad swath of physicists would have been familiar with ammonia’s
properties; it provided the material basis for the original maser, which Charles
Townes and his research group had announced, to considerable acclaim, in
1955.28 Nitrogen inversion itself had been a familiar chemical process for
several decades. It received renewed interest in the mid-1950s when nuclear
magnetic resonance spectroscopy allowed it to be measured with accuracy
superior to that provided by older radio-frequency techniques.29 Anderson
146 SOLID STATE INSURRECTION
first but reject the second. I think ‘More Is Different’ embodies these truths.
The article was unquestionably the result of a buildup of resentment and dis-
content on my part and among the condensed matter physicists I normally
spoke with.”32 Considering how the fine structure of Anderson’s argument
worked within the context that motivated it therefore builds upon his own
understanding of its origins.
The first reason Anderson’s focus on practical-level independence is no-
table is that it reflects his more general focus on scientific practice. Here, he
is consistent with Weinberg. Permissive views of fundamentality were uni-
formly hardheaded about the process of scientific research. The in-principle
derivability of higher-level phenomena was academic if it provided no prac-
tical directives for doing science. Anderson reprised his argument in 2001:
“A perverse reader could postulate a sufficiently brilliant genius—a super-
Einstein—who might see at least the outlines of the phenomena at the new
scale; but the fact is that neither Einstein nor Feynman succeeded in solving
superconductivity.”33 Superconductivity was a notoriously intractable the-
oretical puzzle. Failing to derive a theory of it was almost a rite of passage
for the most accomplished theoretical physicists before John Bardeen, Leon
Cooper, and Robert Schrieffer succeeded in 1957. Felix Bloch advanced the
tongue-in-cheek theorem that all theories of superconductivity can be dis-
proved, a refinement of Wolfgang Pauli’s more cutting version of the theorem:
theories of superconductivity are wrong. The core insight that led to the suc-
cessful theory, Cooper’s realization that electrons paired off at very low tem-
peratures, forming “Cooper pairs” that traveled without resistance through
superconducting materials, required thinking about the system in terms of
the relations among its components, rather than by building up from first
principles. Similarly, Anderson’s ammonia example drew its force from the
fact that anyone attempting to describe an ammonia molecule’s behavior for
the first time would, by any reasonable understanding of practice, be required
to employ higher-level concepts in addition to first principles.
Second, that necessity supplied a font of new solid state problems. In a
1999 interview with Alexei Kojevnikov, Anderson recalled being motivated
to develop his philosophical views in part by a lecture Brian Pippard, a
Cambridge solid state theorist, had given at a superconductivity conference
hosted by IBM in 1960.34 Pippard lamented a lack of compelling and accessi-
ble fundamental problems in solid state, suggesting that solutions to the most
prominent—such as superconductivity—had deprived the field of appealing
intellectual challenges for young talent. Pippard offered up the gloomy prog-
148 SOLID STATE INSURRECTION
nostication that “ten years is going to see the end of our [solid state physi-
cists’] games as pure physicists, though not as technologists,” and advocated
“a swing of emphasis now away from pure research to applications,” which
should necessitate exposing promising students to “the methods of research
in industrial laboratories.”35 Anderson, who spent the 1967–68 academic
year as Pippard’s colleague during a visiting professorship at Cambridge, de-
scribed him as “a professional pessimist.”36 The second axis of Anderson’s
argument from practice is evident in his reaction against Pippard’s gloomi-
ness about academic solid state research. “More Is Different” makes the case
for the widespread availability of academy-friendly, intellectually interesting
basic research problems in solid state physics. The practical necessity of em-
ploying higher-level concepts to describe solid state systems provided, for
Anderson, a nearly inexhaustible supply of new and interesting fundamen-
tal questions. The failure of construction ensured that solving long-standing
problems did not impoverish the field as much as Pippard supposed; sur-
prising physics could always be expected when considering the next level
of complexity. This interpretation meshes well with Anderson’s clear pref-
erence for practical considerations, because the question of in-principle in-
dependence had little bearing on whether an adequate supply of interesting
research problems would be available to slake the intellectual thirst of future
graduate students.
Third, the narrow focus on practice was expedient. A strong claim about
the nature of objective physical reality was not essential to allow solid state
research a claim to fundamental knowledge given an argument that denied the
practical possibility of synthesis. Because claims to fundamental knowledge
and financial support were correlated during this period, at least for particle
physicists, Anderson can be read as making the weakest claim necessary to
advance his position without inviting attack from those who objected to the
wholesale independence of higher levels from lower levels. As long as the case
could be made for acquiring knowledge of higher levels, questions of physical
hierarchy were merely supposition.37
Fourth and finally, the contours of Anderson’s philosophical position and
the consequences it had for fundamentality debates can be understood in
terms of changing prestige politics in the late 1960s and early 1970s. Physics
enjoyed considerable prestige following the Second World War, but as the
funding plateau Weinberg predicted arrived, prestige, like financial support,
became a limited resource, leaving physicists to carve it up among their sub-
disciplines. Separating reduction and construction severed the link between
RESPONSES TO THE REDUCTIONIST WORLDVIEW 149
adopting the strategy that had served particle physicists so well. “More Is Dif-
ferent” makes the best historical sense when placed against the foil of particle
physics and its strong reductionism and set within a context where physics
still dominated American science. The notion that fundamentality measured
breadth of fruitfulness implied no hierarchy and did not play favorites among
the sciences. Anderson, by accepting the innate view of fundamentality more
typical of the reductionist account, denied particle physics an exclusive claim
to the privilege physical knowledge enjoyed, as a matter of course, over chem-
ical, biological, or social scientific knowledge.
to the physics prize, awarded to Steven Weinberg, Sheldon Glashow, and Ab-
dus Salam, writing: “While such practical applications have no part in the
work of the physics prize recipients, many scientists regard their work as fun-
damental to understanding nature.”42
The persistent portrayal of solid state work as subservient to technical
aims remained a sore point for Anderson and his peers. Developing a robust
philosophical case for the field’s intellectual viability was one part of their
response. But it would not be sufficient. Addressing the tension between the
technical dimensions of solid state physics and its aspirations to intellectual
prestige would require a more thorough reimagining of its identity.
8
size its intellectual vibrancy lent impetus to a new name, “condensed matter
physics,” which gradually gained popularity in the late 1960s and through
the 1970s. Although condensed matter physics would encompass many of
the topic areas that constituted solid state physics, its aims were substan-
tively different. Robert Proctor notes in his study of common suffixes that
“the names given to particular science fields and subfields are shaped, to a
certain extent, by ideological baggage picked up in the course of usage.”3 Far
from being innocuous, the name change reflected the ideological baggage of
“solid state physics.” It was the culmination of long-standing tensions within
the solid state community between the pro-industry agenda that motivated
Roman Smoluchowski and a desire for a conceptually coherent definition of
the discipline’s purpose and scope, which emphasized its contributions to
fundamental physical understanding.
The shift toward condensed matter and away from solid state language
comes into clearest focus through the lens of the federal advisory apparatus.
In the mid-1940s, when solid state physics emerged, the factors the physics
community examined when defining its categories were based predominantly
on internal professional concerns. Because physicists did not come to regard
centralized federal support as the norm until post–Second World War pat-
terns had stabilized, solid state physics, as incubated in the American Physi-
cal Society (APS) in the late 1940s and early 1950s, took shape in response to
the internal professional concerns of the physics community rather than re-
sponding directly to federal funding incentives. By the 1970s, the enormous
increase in government funding had changed how new disciplinary catego-
ries were constructed. As the case of the Advanced Research Projects Agency
(ARPA) and materials science shows, top-down federal incentives were po-
tent forces determining how physicists arranged their activities, and how they
talked about them. The term “condensed matter physics” originated in the
physics community, but its status as a disciplinary category was fixed by its
enshrinement as a funding category before this change was reflected in the
APS, which, by this time, had an extensive and entrenched divisional struc-
ture that was more difficult to change than it had been in the 1940s.
Three National Academy of Sciences (NAS) reports, published in 1966,
1972, and 1986, chart the rise of condensed matter physics. Examining these
against both the ideological background set out in the preceding chapters and
the institutional and conceptual evolution of the field that occurred between
the mid-1960s and the mid-1980s illustrates how condensed matter physics
emerged as an alternative to solid state and exposes the qualitative differences
154 SOLID STATE INSURRECTION
between the two categories. Historians and physicists alike commonly treat
“solid state physics” and “condensed matter physics” as effective equivalents,
distinguished only because they were preferred in different eras. Anderson,
a member of the first generation of American physicists trained in solid state
theory and an early adopter of the “condensed matter” label, assumes conti-
nuity when referring to “solid state (now ‘condensed matter’) physics.”4 Sim-
ilarly, Helge Kragh writes: “From a sociological and historical point of view,
solid state physics did not exist [in the 1930s]. It was only after World War II
that the new science of the solid bodies, later to be called condensed-matter
physics, took off.”5 These claims are not without merit. The shift from solid
state to condensed matter physics was marked by substantial continuity of
physical problems and practices; however, topical and methodological conti-
nuity do not translate unproblematically into disciplinary continuity.
This straightforward equivalence between solid state and condensed mat-
ter is sometimes complicated by appealing to condensed matter’s broader
topical scope. Walter Kohn’s historical treatment of solid state physics sug-
gests that it “was enlarged to include the study of the physical properties
of liquids and given the name ‘condensed matter physics.’”6 Volker Heine
points to polymer research as the catalyst for renaming the Cavendish Lab-
oratory’s solid state theory group “Theory of Condensed Matter.”7 Spencer
Weart takes these partial observations further by suggesting that condensed
matter resolved difficulties intrinsic to solid state: “The newly popular name
included liquids and, like ‘materials science’ in a different manner, reflected
a persistent uncertainty as to whether ‘solid-state physics’ was the best way
to group subfields.”8 Weart’s insight points toward a richer story about the
name change, which was more than either a simple rebranding or the recti-
fication of a long-standing error. Condensed matter did respond to nagging
skepticism about solid state, but the parallel growth of materials science indi-
cates that addressing these concerns was neither simple nor straightforward.
Condensed matter physics represented a resurgence of a form of the pure
science ideal within the solid state community. But it was not Rowland’s pure
science ideal. Condensed matter physicists, as denizens of the late Cold War,
championed physical knowledge as being simultaneously fundamental and
relevant to technical development. It was an audacious ambition. High en-
ergy physics had sustained its intellectual status largely by disdaining tech-
nical connections. Burton Richter’s response to a question about his work’s
possible application after being awarded the Nobel Prize, with Samuel Ting,
BECOMING CONDENSED MATTER PHYSICS 155
for the discovery of the J/Ψ meson—“The significance is that we have learned
something more about the structure of the universe. In terms of practical ap-
plication right now, it’s got none”—was a typical attitude.9 The close link
between solid state work and workaday technologies was so tight that it often
obscured conceptual accomplishments. Condensed matter physics took on
the challenge of reasserting the intellectual contributions of physical work on
complex matter while also gambling that its proximity to questions of techni-
cal interest would preserve its most stable funding streams.
cast its net beyond solids: “Inclusion of work in the physics of both solid and
the liquid phase is intended to increase closer contact between both areas and
especially to further research in the area of liquids.”15
Physics of Condensed Matter sought a broader remit than solid state phys-
ics, which in Europe tended to remain restricted to solids with regular lattice
structures. The German term festkörperphysik was little known before the
mid-1950s, when the first few professorships in the physics of solids were
awarded in Germany.16 The earliest evident published use is in the title of
a proceedings volume of a conference held in Dresden, May 9–11, 1952.17
It reached a more general audience in Die Naturwissenschaften in 1954 as
the title of a review article that synthesized mostly American and German
sources.18 Its author, Heinz Pick, alluded to the term’s recent provenance: “In
the catalogue of major fields of modern physical research, one meets increas-
ingly often with the concept solid state physics.”19 He also made observations
similar to those of his American counterparts about the category’s conceptual
consistency, remarking: “One is inclined to take such a word to designate a
clearly defined, unified field. On closer inspection, this hope turns out at first
to be entirely unconfirmed.”20 The way out of this dilemma, for Pick, was to
restrict the topical range of the field. He concluded that festkörperphysik was
conceptually consistent by virtue of revolving around the lattice structure of
crystalline solids, ignoring noncrystalline solids, superfluidity, the magnetic
susceptibility of gases, and other topics with little or nothing to do with lat-
tice structure that fell within the American solid state synthesis. By excluding
them, Pick was able to sweep troubling inconsistencies aside, even if it meant
defining the field more narrowly.
France was slower than Germany in adopting its own analogue of solid
state, but, as in the German case, the category’s amorphous nature allowed
it to bend to local priorities. Pierre Teissier has attributed the inelasticity of
French institutions after the war to the persistence of heavy-handed “feudal
regimes” that guided French research through the late 1950s. It took a new
generation of researchers, trained after the war, to dislodge this entrenched
system. When “physique du solide” (or, occasionally, physique de l’état solide)
appeared in France in the late 1950s and early 1960s, so did the equally po-
tent chimie du solide, which harnessed a long French tradition in chemistry.21
Teissier’s assessment is borne out by patterns of usage in French journals.
The first evident use of “physique du solide” in Le Journal du Physique et la
Radium was by Jacque Friedel in 1955, who, in an article on ferromagnetism,
referred to atomic and molecular orbitals as “the two fundamental approxi-
BECOMING CONDENSED MATTER PHYSICS 157
mations of solid state physics and chemistry.”22 The term would not recur in
the country’s flagship physics journal until 1959 and 1960, when it began to
appear in the names of French institutions, such as the Service de Physique du
Solide et de Résonance Magnétique in Saclay and the Laboratoire de Magné-
tisme et de Physique du Solide in Bellevue.
That Friedel would be an early adopter of solid state nomenclature is un-
surprising considering he took his PhD at the University of Bristol in 1952,
studying under Nevill Mott.23 By 1952 Mott, who identified his work as solid
state physics, was the director of a lively research group on physics of solids at
Bristol’s H. H. Willis Physical Laboratory.24 British physicists were more apt
than French or German physicists to publish in American journals or attend
conferences in the United States and the absence of a language barrier permit-
ted comparatively easy acceptance of the term in Britain.25 Lawrence Bragg
lectured at the Royal Institution on “The Physics of the Solid State” in March
1949.26 Although British institutions, like their French counterparts, were
steeped in tradition and loath to adopt new names, the establishment of the
International Journal of the Physics and Chemistry of Solids by Oxford-based
Pergamon Press in 1956 gave the moniker a stronghold on the British Isles.
Solid state physics, as a category, had a weaker hold on the European con-
tinent than it did in the Anglo-American world, in large part because its US
incarnation owed so much to the peculiar features of the relationship between
American universities and American industry. As a result, the terminology of
condensed matter physics, taken up rapidly in Europe, was slow to catch on
in the United States, even as research emphases shifted in similar directions
on both continents. The Physical Review’s partial fission in October 1963,
with one section “devoted to the physics of atoms, molecules, and condensed
matter,”27 was the only clear occurrence of “condensed matter physics” in
APS journals throughout the 1960s; discussions of reorganization in the APS
Executive Committee uniformly call section A the solid state section.28 Con-
densed matter physics language, in other words, was rare and marginal in the
1960s, an assessment borne out by a contemporary overview of the field from
the National Research Council (NRC) of the National Academy of Sciences.
established solid state physicists Charles Townes, Harvey Brooks, and Ro-
man Smoluchowski, along with David Pines, who had recently earned his
stripes exploring the implications of the Bardeen–Cooper–Schrieffer theory
of superconductivity. The Pake report (named for its chairman, George Pake)
was published in 1966 and identified “Solid-State (and Condensed-Matter)
Physics” as one of the primary divisions whose progress it addressed.29 The
solid state and condensed matter subcommittee inserted a footnote into a
draft of the report in April 1964 explaining the naming decision, pointing
out that around 90 percent of the field consisted of work on solids, thus using
“solid state” as a general term was good enough for government work.30
“Condensed matter” in the Pake report was both literally and figuratively
parenthetical. Despite the passing acknowledgment that it might be a more
appropriate term, the compilers referenced condensed matter only when the
phenomenon under discussion deviated too uncomfortably from the realm
of solids. They described early research in the field, for example, by slipping
seamlessly from talking about solids to invoking condensed matter when dis-
cussing superfluidity: “Until the beginning of this century . . . the science
of solids remained almost entirely empirical and descriptive. Between 1912
and the early 1930s, most of the salient properties of condensed matter, with
the striking exception of superfluidity, were understood at least qualitatively.”
Such results ensured, the report continued, slipping back into the language
of solids, that “[t]he stage was set for the beginning of solid-state physics in
its present sense.”31
“Condensed matter” papered over spots in the Pake report where the re-
strictive nature of “solid state” became too obvious for comfort. As of the
mid-1960s, the term did not presage sweeping changes to the structure and
identity of solid state physics. Though the report insisted that solid state “is
a fundamental branch of physics” and suggested that future progress in solid
state “could well turn out to be of greater significance to our knowledge of
the world than further progress in elementary-particle physics,” it saved the
greatest emphasis for solid state’s technical contributions.32
The section entitled “Intellectual Challenge” began: “In solid-state phys-
ics there is at present no clearly visible need for radically new concepts” and
made the case for conceptual importance by pointing to inchoate research
areas, such as noncrystalline solids, as the potential but unproven source of
“new concepts and principals.”33 The report reflected the pessimism at large
in the 1960s regarding solid state’s potential to make foundational intellec-
tual contributions. Brian Pippard’s recommendation that solid state physi-
BECOMING CONDENSED MATTER PHYSICS 159
cists turn away from curiosity-driven research and start training students for
careers in industry, which had so rankled Philip Anderson, was symptomatic
of the sense at the time that solid state had pushed about as far as it could into
the conceptual frontier.34 Fields such as plasma physics, which had secured
its place with an APS division of its own in 1959, benefited as physicists in-
terested in complex matter looked beyond solid state for greener intellectual
pastures.35
In a similar, if less defeatist spirit, the Pake report, although tepid about
solid state’s basic research potential, raved about its “indispensable [role] in
numerous technological developments,” boasting that “the whole [of ] com-
munications technology is being fundamentally affected by these [solid state]
developments.”36 The authors, shifting from their cautious tone when dis-
cussing solid state’s intellectual importance, emphasized the “indispensable,”
“vital,” and “essential” contributions solid state research made to technolog-
ical systems that were “totally dependent” on solid state devices and know-
how.37 Solid state was still building its intellectual portfolio, but its techno-
logical track record was strong. As long as the field justified itself primarily
on technological grounds, its most prominent research programs would be
focused around solids; nagging concerns about solid state’s appropriateness
as a category could be swept under the rug, as they had been in the 1962 AIP
Handbook.
not need to change its name, but its members’ resistance shows that the shift
from solid state to condensed matter included significant reorientation of
solid state’s professional goals at a time when research on fluids was gaining
ground. As research on liquid helium, for example—one of the more colorful
feathers in the solid state cap, with its exotic properties like superfluidity—
became a more active area of research, the language of solids became corre-
spondingly more inconvenient and the observation from the Pake report that
solids accounted for upward of 90 percent of the activity in the field no longer
applied.48 The DFD understandably saw the DSSP’s efforts to bring fluids
under its aegis as imperialistic. The condensed matter partisans within the
DSSP, for their part, pursued a new conceptual focus that inconvenienced
the existing institutional structure that had grown in the days when solid
state maintained a more thoroughly industrial reputation. The DFD had been
founded in 1948, shortly after the DSSP. The renaming in the late 1970s sig-
naled a newfound commitment to advocating for condensed matter as a basic
research enterprise and, in so doing, threatened the organizations that had
filled that void in the years when solid state physics was a more thoroughly
industrial pursuit.
Solid state physics had always had a strong industrial patina. In the Na-
tional Research Council’s 1946 survey of US industrial laboratories, just be-
fore the DSSP’s founding, only Bell Laboratories counted “solid state phys-
ics” among its research specialties.49 By the 1960 edition of the same survey,
the term was not limited to the likes of Bell, which maintained a large basic
research staff. The American Machine and Foundry Company in Stamford,
Connecticut, Hughes Aircraft Company’s Newport Beach lab, and Control
Data Corporation in Minneapolis were among the dozens of laboratories that
counted solid state among their specialties, including many that listed no
physicists among their researchers.50
Solid state’s applied bent was well understood by its practitioners, even
those who preferred to nudge it away from industry. Research for the Pake
report concluded that in 1963 60 percent of funding for solid state was spent
in industry.51 The success of ARPA’s interdisciplinary laboratories (IDLs) in
the universities, though widely celebrated, generated concerns about the re-
lationship between solid state and physics as a whole. Harvey Brooks worried
in a 1964 letter to Walter Kohn that the growth of IDLs and applied physics
departments had exacerbated an existing tendency for solid state to isolate
itself. He was most concerned for solid state theorists, who, when colocated
with materials researchers, lost connections to other theoretical physicists,
BECOMING CONDENSED MATTER PHYSICS 163
fessional alliance that had sustained solid state physics through the preceding
decades loosened.
Though distancing themselves from industrial associations, condensed
matter physicists notably did not seek a clean break with solid state physics,
choosing instead to emphasize the conceptual and methodological continu-
ities between the fields, a move made easier by the widespread impression
that solid state had been poorly named. Solid state’s technological accom-
plishments—such as the transistor, superconducting magnets, and magnetic
resonance imaging—remained integral to condensed matter’s rhetorical ar-
senal. Despite its protestations that it was not surveying the technological
dimension of condensed matter physics, the Brinkman report touted con-
densed matter as “the field of physics that has the greatest impact on our
daily lives through the technological developments to which it gives rise.” It
was not, however, within the job description of condensed matter physicists
to pursue those developments. It might be “a field whose health is essential
for maintaining the vital flow of new technology,” but realizing those technol-
ogies was to be left to other disciplines.71
The implied division of labor kept condensed matter physicists one de-
gree removed from actual technological applications, which fell to materials
scientists and engineers. This perspective presupposed something akin to the
linear model of innovation, namely the philosophy, unpopular with materi-
als scientists, that unfettered and unscripted basic research was the primary
wellspring of technological advance.72 Rustum Roy, cofounder of the Mate-
rials Research Society, called the notion that basic science begets innovation,
which in turn begets prosperity, “preposterous, certainly in league with per-
petual motion.”73 For condensed matter physicists, though, it promised to
realize their hopes of carving out a greater proportion of the federal budget
for fundamental research, especially when combined with reminders that
condensed matter physics was behind some of the most prominent technical
accomplishments of the preceding decades.
Condensed matter physicists, even in detailed surveys such as the 1986
NRC report, limited themselves to showing that basic scientific knowledge
was broadly relevant to existing areas of technological importance. They did
not spell out how funding for basic research would translate into technolog-
ical advances on the ground—and so in this sense they were not articulating
a strict version of the linear model.74 Most likely they held no deep commit-
ment to any particular vision of how scientific knowledge was connected to
technological development. Their real commitment was to the overall value
168 SOLID STATE INSURRECTION
state physics as condensed matter physics brought these practices to the cen-
ter and emphasized the field’s claim on the intellectual status of American
physics, while also seeking to retain the reputation for technological fecun-
dity that solid state physics enjoyed.
9
Because it is so diverse and dispersed, small science has lacked the single
voice with which big science has been able to speak, thus permitting a
number of myths to persist: such as the myth of trickle-down technology;
the myth of the single intellectual frontier; and the myth of the non-zero-
sum gain. These imply that supporting big science is a good economic
investment that can be done without hurting small science.
—PAUL A. FLEURY, 1991
In 1982, the American Physical Society’s Division of Particles and Fields held
the first of what would become regular meetings in Snowmass, Colorado, to
plan their field’s future. The lofty elevation and rarified atmosphere of the
Rocky Mountains suited their ambitions. Attendees confronted the question
of where, when, and how to build the next-generation particle accelerator.
The massive machine they envisioned would have been the largest physical
laboratory ever constructed, and the most expensive. The reductionist ideal
that had driven high energy physics since the 1960s guided its conception
and mission. Almost a century after Henry Rowland articulated his pure sci-
ence vision, the high energy physics community was poised to push it to its
logical extremes with a taxpayer-funded effort to probe basic questions about
the structure of the universe, with scant concession to technological or eco-
nomic considerations.
The accelerator imagined at Snowmass would require so much cheap,
flat, and sparsely populated space that it would by necessity be a “machine-
in-the-desert,” as Leon Lederman—who would win the Nobel Prize in 1988
for his neutrino research—put it.1 Following Lederman’s lead, Snowmass
participants began calling this imagined machine “the Desertron.”2 News
outlets seized on the flashy name for what would eventually become the ill-
starred Superconducting Super Collider, or SSC. Time, The Economist, New
MOBILIZING AGAINST MEGASCIENCE 171
Scientist, and others reported breathlessly after Snowmass 1982 on how the
Desertron, a multibillion-dollar particle physics dream machine, would re-
shape our understanding of the universe.3 The mammoth accelerator, with a
beam pipe 54.1 miles in circumference, would eventually be sited in Waxa-
hachie, Texas, south of Dallas-Fort Worth.
From the standpoint of 1980s particle physics, an accelerator surpassing
the energies available at Fermilab’s Tevatron was necessary to provide ex-
perimental grounding for the final pieces of the standard model of particle
physics and to explore its limits. The target energy for the SSC was 20 TeV,
below which particle physicists were certain the Higgs boson, one of the last
pieces of the standard model that awaited experimental discovery, would be
found. Steven Weinberg justified the 20 TeV target to Congress with an anal-
ogy to Christopher Columbus: “It is a little bit like Columbus sailing west
from Spain. Columbus promised that he would get to the Indies if he could
sail far enough West. Well, that was wrong, but what he should have said,
which would have been correct, is that if he sailed far enough West, he would
get to the Indies unless something equally interesting got in the way.”4 The
20 TeV target guaranteed finding the Higgs, unless the machine first found
physics that broke the standard model and forced a radical reimagining of the
field. High energy physicists hoped for the Higgs, and found the possibility
that the journey to 20 TeV would be interrupted by undiscovered continents
even more tantalizing.
But where Weinberg saw Columbus, others saw Burke and Wills, the
Australian explorers who succeeded in crossing the continent from south
to north, but found little nourishment in the empty desert between the
coasts and died trying to complete the return journey.5 Some conceptions
of the standard model suggested that, although the journey to 20 TeV would
surely reveal the Higgs, little else of interest was likely to appear along the
way, and that the Desertron could therefore be expected to map out a vast,
empty conceptual desert. Stumbling upon an unadorned Higgs as an oasis
amid a wasteland came to be known as the “nightmare scenario” for particle
physics, and it appears to be playing out now at the Large Hadron Collider,
where a Higgs boson consistent with the standard model was uncovered in
2012.6 Uncertainty about the potential of a 20 TeV accelerator to do more
than find the Higgs (and perhaps the top quark, which would be detected
in 1995 at the Tevatron) opened the door to other objections, most nota-
bly from condensed matter physicists who complained that the Desertron
promised a funding desert for physicists pursuing fundamental research in
172 SOLID STATE INSURRECTION
cists tended to oppose the project, and they did so with greater intensity, fre-
quency, and volume through the late 1980s and early 1990s. Congressional
budget hawks, whose numbers increased after the 1992 elections, considered
the SSC profligate and found value in such testimony. High energy physicists
bristled. They felt blindsided by their colleagues’ attacks on a project they
viewed as necessary to advance fundamental knowledge, and to ensure fed-
eral support of basic research of any kind.
Vocal, public opposition to so high-profile a project from within phys-
ics was irregular. Dissent, in the unspoken rules of the physics community,
stayed in the family. Mobilizing that dissent in order to influence those hold-
ing the federal purse strings would be perceived as a betrayal. Solid state
physicists, like Benjamin Lax, might have harbored reservations about the
merits of Fermilab when it was taking shape in the late 1960s, but they were
cautious about voicing them in public. Even at the peak of his frustrations
about tepid federal support of the National Magnet Laboratory, Lax avoided
venting them in the direction of any particular project, at least in writing.
Alvin Weinberg, although his criteria for scientific choice were unfavorable
to high energy physics, also kept his critiques on the general level and did
not seek to undermine any specific funding request. So when Senator John
O. Pastore asked Robert Wilson in a congressional hearing about appropri-
ations for the National Accelerator Laboratory, “Would you say as far as you
know, the whole scientific community is behind this, without a dissent?” Wil-
son could reply, “They do not dissent to me, sir.”10 The SSC would not enjoy
the same deference. Resistance from condensed matter physicists and mate-
rials scientists who considered the SSC an extravagant toy for the amusement
of a small slice of physicists was prevalent and public.
That opposition signaled the boiling over of tensions that had strained
the American physics community for half a century. Despite the influence of
the Cold War security state, the rapid expansion of solid state and condensed
matter physics, and the increasing presence of physicists in industry, the
pure science ideal lived on in high energy physics, where it combined with
a strong reductionist philosophy. By the time of the SSC hearings, however,
condensed matter physics had synthesized a clear alternative: an embrace of
basic condensed matter research as a more probable foundation for future
technological benefits than other research as well as a good in itself. This
competing ideal proved better adapted to the context of the early 1990s. After
the demise of the SSC delivered a blow to the reductionist spin on the pure
science ideal that had sustained high energy physics for decades, the con-
174 SOLID STATE INSURRECTION
densed matter physicists’ view of physics remained as the vision that physi-
cists would have to adopt to continue federal support for their field.
The following is organized around the three myths Paul A. Fleury, a
physicist then at Bell Laboratories, identified in his congressional testimony
opposing the SSC: the myth of trickle-down technology, the myth of the
single intellectual frontier, and the myth of the non-zero-sum gain.11 These
capture the threefold objection that solid state physicists posed to the SSC
and to the rhetoric in its favor: first, that high energy physicists were claim-
ing spin-off technologies for the SSC that should more rightly be credited
to condensed matter physics; second, that high energy physics was not the
only route to fundamental knowledge; and third, that a single, multibillion-
dollar laboratory serving a small minority of physicists was not the best way
to ensure future advances of either technology or fundamental knowledge.
These objections derived from the alternative vision of physics and its place
in American society that solid state physicists had developed by the time of
the SSC debates. Analyzing these objections as they were deployed in the
emotionally charged battle over the SSC’s fate brings into focus the central
ideological disagreement that defined American physics at the end of the
twentieth century and demonstrates how solid state physics, in its first half
century as a part of American physics, shifted the field’s center.
had taken the place of national defense as the standard by which federal ex-
penditures on science would be measured.14 Economic and technological
spin-off claims grew into a new role as an answer to this challenge. The exact-
ing demands of accelerator design and construction, SSC boosters argued,
would advance existing technologies, uncover novel applications, and gen-
erate new job-making industries. Specific promises—which some of Leder-
man’s colleagues were willing to make despite his insistence on their fruit-
lessness—included better magnet and superconducting technologies such as
those that powered MRI (magnetic resonance imaging) machines, advances
in computing, and even improved tunneling techniques that could be applied
to the construction of subway systems. Such benefits could, the argument
went, be expected to offset the up-front cost of the project in the long term.
But spin-offs, high energy physicists cautioned, were often unanticipated; un-
foreseen benefits should factor into the equation as well.
The site selection competition that ran from early 1987 to late 1988
did a considerable amount to make spin-off claims more prominent. Mich-
igan representative Milton Robert (Bob) Carr put the point succinctly in a
March 1988 House Appropriations Committee hearing. “That’s not the way
the Governors are looking at it,” he responded to Secretary of Energy John
Harrington’s insistence that the SSC was a basic research project first and
foremost, “they’re looking at the jobs and the economic development and
the spinoffs.”15 Coaxing support for siting proposals from state governments
required articulating clear and concrete benefits to the region, and these ar-
guments percolated into the overall rational for building the SSC. Through
this process, spin-offs were asked to carry a justificatory role they could not
sustain, opening a line of attack for condensed matter physicists who bridled
at the suggestion that their own field’s technical contributions were mere fall-
out from the accelerator explosion.
Legislators’ reactions to spin-off claims reveal some of their pitfalls. In a
March 5, 1986, subcommittee hearing on the Department of Energy (DOE)
budget, the chairman, Florida Democrat Don Fuqua, asked Alvin Trivelpiece,
director of the DOE’s Office of Energy Research: “There appears to be some
confusion between the Department’s High Energy Physics Program and the
Strategic Defense Initiative. We had a witness yesterday that said high energy
physics was mostly SDI. Can you kind of clarify the relationship between
those two programs?” The assertion that the DOE’s high energy physics pro-
gram was bound up in the Strategic Defense Initiative (SDI)—better known
by the sarcastic epithet “Star Wars,” the missile defense program that by the
176 SOLID STATE INSURRECTION
split might well have been generational. Schwitters and Smoot were both
born in the mid-1940s and earned their doctorates in the early 1970s. In
contrast, Lederman, born in 1922, along with another advocate for the un-
embellished reductionist justification, Steven Weinberg, born in 1933, were
among the generation who had overseen the articulation of the philosophy
in the 1960s. For them, stooping to arguments on the basis of technological
output weakened the justification for pursuing fundamental physics for its
own sake. The high stakes of the SSC debates influenced these two groups
differently. On one hand, it promoted an intensification of the reductionism
that had underwritten particle physics’ push to higher energies through the
1960s and 1970s. At the same time, suspicions that such a justification would
not work on its own prompted younger physicists to advance spin-off claims,
which Lederman, Weinberg, and other members of the old guard found dis-
tracting and at times counterproductive.
The persistence of spin-off claims, especially those related to supercon-
ductors, semiconductors, nuclear magnetic resonance, and other elements of
the solid state domain, stoked the fires of opposition among condensed matter
physicists. The very spin-offs that high energy physicists were claiming for
accelerator development, they insisted, were actually the result of research in
solid state physics, which nevertheless faced limited resources for basic re-
search that were likely to become leaner in the shadow of the SSC. This variety
of resistance made an impression on legislators, who responded by pushing
back on spin-off claims and asking high energy physicists to articulate specific
targeted outcomes, which was anathema to the goals of the project.
Some of the most damning testimony came from Nicolaas Bloembergen, a
Harvard-based condensed matter physicist and 1991 president of the Amer-
ican Physical Society. Bloembergen had won a share of the 1981 Nobel Prize
in Physics for his work on laser spectroscopy and had also contributed to the
early work on nuclear magnetic resonance that led to MRI techniques.23 The
MRI was probably the most-cited spin-off adduced in favor of high energy
physics research during the SSC hearings. It connected the otherwise remote
phenomenon of superconductivity, which was, after all, part of the project’s
name, to a well-known medical technology of obvious humanitarian benefit.
But Bloembergen assured the Senate: “As one of the pioneers in the field of
magnetic resonance, I can assure you that these [MRI and superconducting
magnets] are spinoffs of small-scale science, and not of the SSC.”24 He also
worked behind the scenes to try to tamp down such claims. In a sharp letter
to Fermilab’s Richard A. Carrigan Jr., Bloembergen chastised SSC support-
MOBILIZING AGAINST MEGASCIENCE 179
ers for telling Congress that MRI was a spin-off of high energy physics. Such
a claim, he wrote, was both “unwarranted and ill-advised. It completely ig-
nores the essential contributions by a very large number of physicists who
have brought MRI to fruition. MRI would be alive and well today if Fermilab
had never existed.”25 The letter found its way into the congressional record
juxtaposed with a ferocious missive by Michigan Democrat Howard Wolpe
and New York Republican Sherwood Boehlert, both members of the House
Subcommittee on Investigations and Oversight, castigating the Department
of Energy for misleading Congress about the SSC’s cost and timeline.26
Bloembergen was not the only APS president to throw the clout of his of-
fice behind his objections to the SSC. In March 1991, Cornell’s James Krum-
hansl published a piece in Physics Today based on his outgoing presidential
address at the 1990 APS meeting in Washington, in which he made veiled
references—legible to his audience as references to the SSC—to the danger
of hyperbole and failure to assign appropriate credit when evangelizing for
one’s field.27 The speech itself came only two months before Krumhansl
wrote to journalist Malcolm Browne, who himself had published an editorial
in the New York Times raising doubts “as to whether the new knowledge it
[the SSC] generates will be commensurate with the enormous cost.”28 Krum-
hansl’s letter charged that “extravagant representation to the public of the
potential fruits from the SSC was fictitious and ethically irresponsible and
that accurate acknowledgement was not given to researchers in many other
subfields of physics which were the true source of contributions from phys-
ics to medicine, technology, economics and education but imputed to par-
ticle physics.”29 Materials Research Society cofounder Rustum Roy, for his
part, invoked Alvin Weinberg’s criteria for scientific choice in 1993 to insist:
“Nothing the speculative science the SSC can discover can ever have any
impact on chemistry, biology, engineering science, materials, agriculture.”30
As the SSC’s budget ballooned in the last years of the 1980s and into
the early 1990s, skepticism about spin-off claims grew in popular forums as
well. Historian of science Alexi Assmus wrote in an op-ed for the Wall Street
Journal, “In fact, the SSC uses old technology: the name ‘superconducting’
in SSC refers to helium-cooled superconducting magnets that have been
used for more than 30 years, not to the new high-temperature superconduc-
tors that have recently been discovered by condensed matter physicists.”31 A
widely syndicated column by Los Angeles Times contributor and technology
consultant Michael Schrage skewered spin-offs in August 1992, writing that
the rosy vision of regional and national economic revitalization that often ac-
180 SOLID STATE INSURRECTION
Figure 9.1. The Supercompliant Superprovider, 1993. John Trever cartoon depicting
the disconnect between high energy physicists’ expectations and federal priorities.
Credit: Copyright 1993 by John Trever, Albuquerque Journal. Reprinted by permission
companied panegyrics for the SSC “has not a neutrino of truth to support
it.” Pork, not technological progress, was the real spin-off in Scharge’s eyes.32
Spin-off claims became more and more associated with the “quark-barrel
politics” that the New Republic had derided during the site-selection process,
and that contributed to the schadenfreude that accompanied the project’s
cancellation (figure 9.1).33
The collapse of the spin-off narrative became a convenient cudgel with
which skeptical legislators could hammer the project. Representative Vir-
ginia Smith, a Nebraska Republican, asked James F. Decker, acting director
of the Office for Energy Research, in March 1988: “I note that your budget
justification, Dr. Decker, says ‘The SSC will have discoveries, innovations
and spinoffs that will profoundly touch every American.’ I come from the sec-
ond most agricultural district in the Nation. Could you tell me just how the
SSC will profoundly touch every farmer in Western Nebraska?”34 Boehlert,
the most colorful of the SSC’s congressional opponents, was more pointed in
May 1993: “None of them [spin-off claims for the SSC] are a result of what is
going on with the SSC project, not one single one, and the SSC is not going
MOBILIZING AGAINST MEGASCIENCE 181
to feed the hungry people of Somalia, and it is not going to end the genocide
in Yugoslavia. It is just eating up more of our resources.”35
The offense condensed matter physicists expressed about spin-off claims
that trespassed on their turf both galvanized their opposition to the project
and connected effectively with legislators. Both are evident in Paul Fleury’s
identification of spin-off claims as “the myth of trickle-down technology.”
The term carried a specific ideological resonance in the early 1990s. It in-
vited comparisons between the funding structure of high energy physics and
“trickle-down economics,” a pejorative commonly hurled at the supply-side
fiscal policies of the Ronald Reagan and George H. W. Bush administrations.
The analogy implied that the interests of high energy physicists were just as
remote from the needs of technology, economy, and other areas of science as
the interests of large corporations and the wealthy magnates who ran them
were from the needs of the middle-income Americans to whom politicians
reliably pandered. Painting the SSC as remote was integral to the case against
it, and it extended also into condensed matter physicists’ objections to the
knowledge claims that high energy physicists made on behalf of the machine.
most deeply hidden secrets. Leon Lederman commonly employed the strat-
egy of casting the SSC as the culmination of a narrative beginning in An-
cient Greece: “The road from Miletis [sic] to the SSC is what philosophers
call a reductionist road. . . . Until we can complete the unification process
and make the picture mathematically whole, the question of how the world
works will not be answered.”37 Presenting the SSC as the apotheosis of a two-
millennium-old quest added to the sense that it contributed to some consti-
tutional human desire for meaning. Burton Richter promised that, should the
SSC succeed, “You’d know everything there was to know about our physical
world, and you would know much better what man’s place is in that physical
world. And that is spiritual, intellectual, what-have-you, that kind of knowl-
edge and satisfaction.”38
But in the late 1980s and early 1990s, the priestly mien high energy
physicists had adopted successfully for much of the Cold War was losing its
potency. Humor writer Dave Barry, in his syndicated column in November
1987, skewered the SSC’s cost overruns alongside the remote nature of the
physics it would pursue and the high-minded justifications physicists gave
for it. He suggested that the “giant underground racetrack for invisible par-
ticles” was conceived only after “a 400-foot-long nuclear-powered undersea
saxophone” was deemed “too practical.” “Needless to say,” Barry wrote, “the
Superconducting Super Collider concept was conceived by research scien-
tists, who are driven, as always, by a burning desire to push back the frontiers
of obtaining federal funds.”39 In defiance of such backlash, those high energy
physicists who fought shy of spin-off claims pushed to make the intellectual
case for the SSC as strong as possible, which meant embracing a strong form
of reductionism.
Steven Weinberg provided the most consistent and impassioned defense
of the strong reductionist position. The 1979 Nobel Prize had recognized
his work unifying electromagnetism and the weak nuclear force, and he was a
visible public advocate for reductionist science, writing a popular book that
expressed optimism for the culmination of physics with a unified physical
theory.40 Throughout the hearings, his broader view of science and specific
justifications for building the SSC worked in lockstep. The case he offered
August 1993 aptly summarizes his position and is notable for the direct con-
trast presented by Philip W. Anderson, who testified immediately after him.
“We are at the frontier,” Weinberg testified, “we have pushed the chain of
questions why as far as we can, and as far as we can tell we cannot make any
progress without the super collider.” He continued: “Well, who cares? You
MOBILIZING AGAINST MEGASCIENCE 183
know, there are a lot of people, a lot of Americans, a lot of members of Con-
gress who really see science only in terms of its applications. And that is a
respectable view. Not everyone is turned on by the same things. Not everyone
likes classical music. Not everyone has this hunger to know why the world is
the way it is, and we have to live with that. I find it sad, myself, but that is the
way people are.”41
By identifying those who cared only about applications as the SSC’s
main opponents, Weinberg disregarded the objection Anderson and others
mounted that particle physics was not, in fact, the only route to fundamen-
tal physical insight. Weinberg’s testimony throughout the SSC hearings as-
sumed that “without this machine we simply cannot continue the process of
uncovering nature’s fundamental laws.”42 His claim was that the United States
should fund the SSC not only because it provided fundamental knowledge
but also because it was the only route to fundamental knowledge; everything
else was derivative. By the early 1990s, the state of the art in reductionism was
substantially more virulent than it had been in the 1960s and 1970s.43 Victor
Weisskopf considered particle physics the science most fully directed toward
fundamental principles, but he saw it as occupying one extreme of a smooth
scale rather than as a categorically unique enterprise.
The psychological effectiveness of grouping fundamental science with
pro-SSC views and applied science with anti-SSC views became evident
immediately after Weinberg’s August 1993 testimony when the committee
chairman, Senator J. Bennett Johnston Jr., a Louisiana Democrat, introduced
the next witness: “a distinguished Nobel laureate. Professor Philip P. Ander-
son from the Department of Physics, I think that is Applied Physics, at Prince-
ton University.” Departing from his prepared testimony, Anderson offered
two corrections for the record: “Senator Johnston and this committee, and
the Democratic National Committee are the only two people who give me
the middle initial ‘P’ when my actual middle initial is ‘W.’ And I receive a
lot of mail from the Democratic National Committee to Phil P. Anderson.
And I am not an applied physicist. I like to call myself a fundamental physi-
cist as well. I just am fundamental in somewhat different ways.”44 Anderson
endeavored to undermine Weinberg’s hard and fast distinction between re-
ductionist fundamental physics and applied physics, just as he had sought to
undermine Weisskopf ’s distinction between intensive and extensive research
two decades earlier. Johnston’s initial error provided him an opportune segue
into that argument.
Anderson parsed his objections to the SSC in terms of how particle phys-
184 SOLID STATE INSURRECTION
ics fit into his own broader view of science. Before the House of Representa-
tives Task Force on Defense, Foreign Policy and Space in 1991 he delivered
the same message he would give the Senate:
The standard testimony you will receive on behalf of the SSC will tell you
that in some sense elementary particle physics, high-energy physics is the
bellwether of the sciences, the one which is out there leading the pack, the one
which in some sense is investigating the “deepest” layers of reality in the world
around us and the “most fundamental” laws of physics. . . . There is at least
one other kind of frontier in the physical sciences where a lot of action—and I
would argue more action—is taking place: the frontier of looking at bigger and
more complex aggregates of matter which often behave in new ways and ac-
cording to new laws. These new laws don’t contradict the laws the elementary
particle people discover; they are simply independent of them, and I would
argue they are in no way any less or any [more] fundamental.45
fundamental than, say, meteorology, not because it will help us predict the
weather, but because there are no independent principles of meteorology that
do not rest on the properties of elementary particles.”48
The op-ed angered condensed matter physicists, some of whom shot
back. Northwestern University’s Pulak Dutta retorted in a letter to the editor:
“The public relations triumph of particle physics is that it has cast itself as
the sole heir of atomic physics and quantum mechanics, and thus irrefutably
‘fundamental.’ However . . . we’ve known for some time that elementary par-
ticles are made of quarks, but that hasn’t made (and isn’t likely to make) any
difference to any other area of human activity. It just isn’t fundamental to any-
thing.”49 Dutta’s rehearsal of Alvin Weinberg’s criterion for scientific choice
in the face of Steven Weinberg’s high-proof reductionism reflected the mood
among condensed matter researchers. They viewed high energy physicists
as demanding extraordinary resources while maligning the intellectual merit
of their own endeavors and making unrealistic spin-off claims for a field with
little measurable importance to other areas of science and few prospects for
making socially or technologically useful contributions.
Though reductionist rhetoric had helped secure Fermilab’s funding in
the 1960s, it was much less effective with the 1990s Congress, in part because
the objections of condensed matter physicists provided political cover. Their
arguments were echoed in the statements of the SSC’s legislative opponents.
Sherwood Boehlert, chairman of the House Committee on Science, Space,
and Technology, opened a May 1993 hearing by rehearsing arguments solid
state physicists had presented: “My first concern is the basic question of pri-
orities. SSC supporters like to suggest that to oppose the SSC is to oppose
science. Nothing could be further from the truth. Science is not some indivis-
ible domain but is made up of separate, if related, disciplines.”50 Similarly, in
the Senate, Democrat Dale Bumpers of Arkansas brusquely dismissed the ar-
gument that particle physics and basic science were one and the same: “The
assumption that anybody who opposes this project is opposed to basic sci-
ence is a distraction and a diversion.”51 The competing view that condensed
matter physicists offered helped legislators oppose a major scientific budget
item without appearing to be anti-science.
The internecine sniping over the SSC ignited a dialogue within physics
about the unity, or disunity, of the field. In Physics Today, the widely distrib-
uted news magazine published by the American Institute of Physics, discus-
sions of the unity of physics paralleled the debate that played out in congres-
sional testimony and popular writings.52 In a letter published in March 1991,
186 SOLID STATE INSURRECTION
rather the relevance of knowledge at all levels to the whole of physics. Ander-
son wrote in Physics Today in July 1991: “With the maturation of physics, a
new and different set of paradigms began to develop that pointed the other
way [from reductionism], toward developing complexity out of simplicity.”57
Diversity and complexity, for solid state researchers working in the shadow
of particle physics, were critical prerequisites for unity. They indicated that
physical knowledge was interdependent rather than hierarchical, which
cemented their claim to fundamental knowledge.58 Throughout the SSC
debates, this shared belief gave condensed matter researchers a singleness
of purpose that their factionalized field had found wanting for much of its
history.
By the 1990s, solid state physicists were expressing a consistent view
of fundamental knowledge, at least for a national audience. It was similar
to what Francis Bitter and Alvin Weinberg described decades earlier. Solid
state physicists championed a permissive approach that promoted research
across disciplinary boundaries and encouraged diverse applications. With-
out the reductionist hegemony and its influence on government science fund-
ing, though, the position championed by the condensed matter community
would never have developed to the extent it did. Virulent reductionism, and
the success of its proponents, forced solid state physicists to develop their
views on why knowledge of complex systems was not less fundamental than
knowledge of simple systems, and on how money and prestige should be dis-
tributed accordingly. Anderson’s “More Is Different” responded to brewing
discontent in the solid state community while physics was at the height of
its prestige. Likewise, the resurgence of the Weinberg criterion among con-
densed matter physicists, Anderson included, during the SSC debates was
driven by angst over conditions that might allow the SSC to dominate the
funding landscape as physics as a whole watched its cultural prestige wane.
the option that was on the table. This is what Fleury called “the myth of the
non-zero-sum gain.”
With respect to the billions of dollars’ worth of appropriations to fund
the SSC, the argument that freeing them up would not accrue to the benefit
of other areas of science was in some sense correct. Congressman Joe Barton
of Texas made this case in 1993 in a bid to save what would have been a
boon for his state: “I would prophesize that if we zero out the SSC . . . that
money is not going to walk on the water to other applied physics or any other
basic science, it is going to, in the best case, not be spent at all—in other
words, go to deficit reduction—or it is going to go to other projects that are
nonscientific related.”59 Unlike funding for the National Science Foundation
of the National Institutes of Health, the SSC’s appropriation was a separate
budget item. Its cancellation would not mean that those funds would be re-
distributed to other deserving scientific projects in the absence of a separate
appropriation.
However, the case against this argument was about more than the funding
earmarked for the SSC; it had to do with the effects that big science projects
made on the national research culture. The question, for condensed matter
physicists, was not whether the same $11.8 billion required for the SSC
might be carved up among other fields, it was whether megascience projects
like the SSC produced an overall damaging effect on small science. And that
question they answered in the emphatic affirmative. The concern remained
that the SSC’s long-term upkeep costs would make future funding appeals
more difficult for other projects. Both the scale of big physics projects and
the rhetoric used to justify them, condensed matter physicists charged, did
damage to other areas of physics by narrowing the definition of basic research
and optimizing physics training for particular areas. High energy physicists
had made the intellectual game zero sum by insisting on a monopoly over fun-
damental research. And the skew in the funding environment bled over into
pedagogy: teachers and advisers could be expected to devote more attention
to more fundable areas, and time in the classroom devoted to some topics was
time not exploring others.
The first half of this objection contended that the ethos behind the SSC
perpetuated the state of affairs in which condensed matter research was
viewed only in terms of applications, and again Philip Anderson was the prin-
cipal messenger. Anderson, in his opposition to the SSC, departed somewhat
from the case he had made in “More Is Different” two decades earlier. In the
MOBILIZING AGAINST MEGASCIENCE 189
early 1970s, the question of funding remained in the background. His SSC
testimony repurposed his arguments about the character of scientific knowl-
edge to underwrite a picture of how science funding should be organized.
Anderson did not oppose the SSC per se, but objected to the consolidation
of financial support for nonapplied research in big-budget particle physics in-
stallations while solid state, confined to smaller labs, pursued narrow, practi-
cal objectives and found scant opportunity for intellectual curiosity. The nar-
row focus was a consequence, he believed, of the conflation of fundamentality
with reduction. He described fundamental research in solid state as “caught
between the Scylla of the glamorous big science projects like the SSC, the ge-
nome, and the space station, and the Charybdis of the programmed research,
where you have deliverables, where you are asked to do very specific pieces
of research aimed at some very short-term goal.”60
Anderson attempted a precarious traverse of this rhetorical Strait of Mes-
sina. He advocated funding fundamental research for its own sake and re-
sisted tying funding to preconceived, near-term technological outcomes. He
opposed the SSC because, (a) condensed matter was just as fundamental as
high energy physics, and (b) funding exploratory condensed matter research
with no strings attached would, as a matter of course, produce more socially
relevant and technologically valuable results. Condensed matter physics
could boast sterling technological bona fides, but advocating funding priority
over the SSC strictly on that basis would undercut Anderson’s mission to
demonstrate solid state’s intellectual merit. Even if a technological justifica-
tion would have fallen more musically on many legislators’ ears, condensed
matter’s fight for intellectual prestige was too strong a component of its iden-
tity for Anderson to sell it short. It was a vision that could never get off the
ground in a world in which big physics and fundamental physics were synon-
ymous. The extremophilia of high energy physics and cosmology (figure 9.2)
had left condensed matter physicists, and others who worked on mesoscale
phenomena, fighting over the dregs of the federal basic research budget or
trying to make do with funding that was narrowly targeted and tied to pre-
conceived outcomes.
The question of training did not receive quite as much attention as the
question of intellectual priorities. It was nevertheless, for Anderson at least,
just as critical for assessing the influence of the SSC on the direction of phys-
ics. In his written testimony submitted to the House Subcommittee on En-
ergy Research and Development of the Committee on Energy and Natural
190 SOLID STATE INSURRECTION
Figure 9.2. Extremophilia in physics, 1988. This cartoon by S. Harris appeared along-
side an article critical of the attitudes it illustrates. Leo Kadanoff, “Cathedrals and
Other Edifices,” Physics Today 41, no. 2 (1988), 9–11. Reprinted by permission of
ScienceCartoonsPlus.com
matter physicists more susceptible to the whims of federal funding than they
were accustomed to and more acutely aware of the deficit they faced with
respect to high energy physics.
In one sense, the myth of the non-zero-sum gain was no myth at all: can-
celing the SSC did not, in fact, free up billions for basic condensed matter
physics. The bulk of federal funding for basic condensed matter research
came from two sources, the National Science Foundation and the DOE’s
Basic Energy Sciences (BES) budget. The total NSF research budget grew
slowly and steadily through the 1990s, just marginally ahead of inflation, and
showed no sign of responding to the SSC’s cancellation.65 Every BES bud-
get request, and every congressional appropriation, for the remainder of the
1990s would be less than the 1993 appropriation. Only in 2000 would BES
funding again reach 1993 levels in actual dollars.66
But condensed matter physicists were less concerned with the arithmetic
of federal appropriation than they were with the ethos driving it. The ques-
tion of what happened to the funds from SSC appropriations was secondary
to the effects of the dominance of big science—and the monopoly it sought
on big questions—in guiding federal funding.67 The direction and mission
of physics had been largely left to the discretion of big physicists. In 1989,
as Anderson highlighted the rise of mission-oriented research and decried
the damage it was doing to condensed matter physics, Burton Richter could
comment: “The Department of Energy, from which high-energy physics gets
almost all of it[s] money, and from which nuclear physics gets almost of its
money, has been rather good about not trying to focus research too tightly
or direct it too centrally.”68 That was the sort of control over their field con-
densed matter physicists felt they had lost while operating in the shadow of
big science, and they hoped stopping the SSC would be a first step toward
escaping from that shadow.
offer a clear example of how this more expansive view of intellectual property
is useful. The physicists involved were never in a position to patent the tech-
nologies they wanted to claim as products of their fields, but they nonetheless
sought to establish some measure of ownership over them and to translate
that ownership into material support for further research. The differences in
how they set about that task are revealing of the distinct views of the purpose
and identity of physics they brought to the SSC debates.
The political environment surrounding the SSC encouraged productiv-
ity claims. Unlike earlier high energy physics facilities, the SSC demanded a
strong argument that it would contribute directly to national economic com-
petitiveness. SSC supporters advanced productivity claims through spin-off
rhetoric, aiming to attribute technical accomplishments in areas as diverse as
medicine, computing, construction, and manufacturing to high energy phys-
ics on the joint basis of its fundamental nature and the demands of accelerator
construction. Whereas in the 1960s and 1970s, high energy physicists had
been aggressively dismissive of connections between their work and techno-
logical development, post–Cold War circumstances gave productivity claims
new utility.
Condensed matter physicists had a longer history of making productiv-
ity claims—they suffused the National Research Council reports that traced
the field’s development—but that did not decrease their urgency in the early
1990s. It was a period of acute malaise for the field, even as it remained well
populated and rich with exciting new research topics. The collapse of Bell
was emblematic of a larger deflation of industrial research, weakening the
employment market. Former Bell Labs physicist John M. Rowell attributed
the decrease in industrial interest in research to a decrease in demand for
the knowledge that condensed matter physicists produced. Whereas indus-
trial concerns through mid-century had thrived on robust research opera-
tions, late-century corporations succeeded through commercializing existing
knowledge—every IBM had its MCI. The attitude prevailing in industry was
that “research is essential, but you’d be smart to let someone else do it.”70
Condensed matter physicists therefore had reason to worry whether their
productivity claims were potent enough, and competing claims that high en-
ergy physicists advanced on what they perceived as some of their proudest
technological accomplishments added insult to injury.
Their opposition therefore targeted the same technological outcomes that
high energy physicists claimed. If it was possible to show that other areas
were equally or more productive than high energy physics, the SSC would
194 SOLID STATE INSURRECTION
begin to seem like a poor investment. This argument alone would have pro-
vided a powerful case against the SSC in the political climate of the late 1980s
and early 1990s, and for anyone intent on simply sinking the project, it would
have been easy to stop there. But condensed matter physicists were not bent
on destruction. Their primary objective was to promote a friendlier climate
for their own research. For high energy physicists, productivity claims were a
way of making a field that legislators were inclined to find remote seem more
relevant. But condensed matter physicists faced the somewhat different chal-
lenge of reinforcing their existing, if problematic claims to technical relevance
without binding themselves too tightly to technology and undercutting their
claim to support for exploratory research. This required showing that their
intellectual standing was on a par with high energy physics, which they aimed
to do by subverting reductionism.
The justifications that condensed matter physicists had developed for
their field through the mid-1980s, which suggested that basic research could
be expected to yield fruitful results and pointed to the track record of solid
state physics doing just that, were inadequate to address the unique challenge
that late twentieth-century megascience posed. They gave no guidance for
distinguishing the potentially applicable from the eternally abstruse. Rowall
argued further that condensed matter physicists had to “face the possibility
that the changes in industrial research labs over the past 20 years constitute an
expression of dissatisfaction with our contributions over that time.”71 Making
the case against the SSC and in favor of greater support for basic condensed
matter research required moving beyond both the uncut emergentism Ander-
son had peddled in “More Is Different” and the general arguments for the fe-
cundity of basic research that marked the early rhetoric of condensed matter
physics. Finding both of these justifications inadequate for the purposes at
hand, condensed matter physicists suggested more pointedly that some areas
of fundamental inquiry were, in fact, inherently closer to useful applications
than others. Their position was a reaction both to the failure of emergentism
to make a case for their field’s economic relevance, and the failure of simple
basic research rhetoric either to explain why condensed matter physics was
a better investment than high energy physics or to advance its aspirations to
intellectual prestige.
Arguments for the importance of basic research historically rested on the
premise that it is impossible to know in advance which basic research would
turn out to be useful and which would not. In the late 1980s and early 1990s,
condensed matter physicists rejected that premise explicitly. The essence of
MOBILIZING AGAINST MEGASCIENCE 195
sentatives yanked the project’s funding.78 The SSC’s demise marked the end
of the US government’s previously ironclad commitment to large-scale phys-
ics built on the reductionist program. It more broadly signaled the moment
when physics was unseated, in favor of biology, as the marquee American sci-
ence. Kevles suggested that the SSC’s demise in 1993 culminated a process
begun in the 1970s that eroded the sky-high authority and unique privilege
physics had enjoyed in American society and politics during the early Cold
War, and made it just as responsive to the prevailing political winds as any
other interest group.
How does the story of solid state physics reframe that picture? First, as
the struggles of solid state physics show, the better part of American physics
had been buffeted on the political winds that sunk the SSC for much lon-
ger, so the physics community, understood more broadly, already contained
substantial expertise navigating them. Second, mixing solid state back into
the story means that we do not need to understand the SSC in simple de-
clensionist terms. The opposition to the SSC from within physics highlights
how the SSC’s absence changed the research landscape in ways that created
new possibilities for American physics. This standpoint allows us focus on a
long-term transition through the 1980s and 1990s, which shifted major US
facilities away from high-energy accelerators and toward multiuser facilities
hosted both at universities, such as Cornell, and at national laboratories, such
as the National Synchrotron Light Source at Brookhaven, the Advanced Pho-
ton Source at Argonne, and the High Flux Isotope Reactor at Oak Ridge.79
These facilities of the “new big science,” as Robert P. Crease and Cath-
erine Westfall call it, are adaptable to multiple research programs, friendly
to outside user groups, including those from industry, and, unlike forefront
high energy facilities, are forced to compete for those users with similar in-
stallations around the world.80 They were designed with fields like solid state
physics and materials science in mind, and soon found eager constituencies
in structural biology and biomedicine, pharmaceutical research, and even art
history and archaeology. The machines of the new big science have much in
common with the National Magnet Laboratory, which similarly was rooted
in solid state physics and was therefore designed without reference to a nar-
row theoretical program, making it relevant to an assortment of external user
groups.
Seen against this backdrop, the failure of the SSC appears much less dis-
continuous. Solid state had been pulling American physics further toward
technological usefulness, industrial collaboration, and extradisciplinary rel-
198 SOLID STATE INSURRECTION
evance for decades. It was a natural next step to bring the landmark, feder-
ally funded physical research facilities along with it. The questions that arise
when we try to understand the complex research ecology that emerges within
a synchrotron radiation facility in the early twenty-first century have much in
common with the questions we have to confront when trying to understand
the complex constellation of research problems, theoretical approaches, ex-
perimental techniques, and institutional contexts that was solid state physics
in the mid-twentieth century.
American physics lived with a secret for decades: almost since its forma-
tion, it had been routinely unfaithful to its espoused ideals. But it was that
very unfaithfulness that allowed it to hold on to those ideals for so long. The
steady drumbeat of technical labor carried out by solid state physicists kept
the public and policymakers comfortable that, whatever the rhetoric issuing
from the priests of the field, it would ultimately produce something useful.
The new big science represents, in some sense, an abandonment of Henry
Rowland’s pure science ideal. But it is also a recognition of physics as a highly
heterogeneous field, and one solicitous of the society that supports it.
CONCLUSIONS
Henry Rowland, who guided American physics into the twentieth century,
would not have recognized it at the dawn of the twenty-first. It had grown
well over a thousandfold, had subdivided in ways he would have found ir-
rational and bizarre, and had become financially dependent on industrial
largesse in a way he would have found profoundly worrying.1 His influence
nevertheless remained. The tension between Rowland’s pure science ideal
and the pragmatism of the American context never fully resolved, and it
proved productive. Solid state physics was torn between its desire to uphold
the pure science ideal and its ability to leverage its technological relevance
through the second half of the twentieth century. Striving for purity made
solid state relevant to the conceptual core of physics; continued technological
relevance enabled the most abstract portions of physics to thrive within an
environment that might otherwise have been hostile to them. The back and
forth between the pure science ideal and the allure of technical and economic
rewards prompted physics to broaden its scope in mid-century, motivated
new approaches to fundamental knowledge, and ultimately remade the iden-
tity of American physics.
Solid state physics was such an unruly alliance that understanding it as
a whole requires examining its institutional manifestations. That standpoint
200 SOLID STATE INSURRECTION
try and academia, even, at times, physics and chemistry. But the line between
physics and engineering usually remained bright.3 The road that made it pos-
sible for a branch of the Physical Review, the inner sanctum of pure science in
mid-century, to declare physics and engineering of a piece was circuitous, but
it began with the first stirrings of the solid state insurrection.
The thread of physics publishing that runs through this book illustrates
the ebbs and flows of the status of applied and industrial physics in the
United States, and the manner in which solid state physics influenced them.
Journals proliferated to serve applied physicists in the first few decades of the
twentieth century. These fell into three categories. Some were launched by
professional societies with a strong applied focus, such as the Journal of the
Optical Society of America, the Journal of the Acoustical Society of America,
and the Journal of Rheology, which sought to create new communities and
forums for applied physics that the APS was not providing. Others found
their start as part of efforts to stem the influx of submissions to the Physical
Review. Technology and instrument-focused research constituted the bulk of
the flow targeted for diversion into the Journal of Applied Physics and Review
of Scientific Instruments. Following the formation of the American Institute of
Physics (AIP) in the 1930s, journals such as the Journal of Chemical Physics
and the American Journal of Physics created outlets for specialties that were
otherwise underserved. The cumulative effect was to narrow the Physical Re-
view’s focus, in tandem with the quantum revolution, which encouraged an
increase in theoretical papers, reaffirming its status as a pure science journal
and signaling the continuing marginal status of applied physics, in spite of its
growth.
The 1940s brought widespread hand-wringing about the sorry state of
the academia-industry relationship. Solid state physics established itself as a
division of the APS, and as a recognized subdiscipline of physics, in response
to those anxieties. It was not obvious that the loose constellation of activi-
ties that became solid state physics would be fully or even mostly classified
as physics. But the fact that they were had consequences for the publishing
habits of solid state physicists. Papers in the Physical Review were the coin of
the realm. The rapid and substantial increase in the population of solid state
physicists through the late 1940s and early 1950s contributed significantly to
a new wave of pressure on the APS’s flagship journal, which began to suffer
from backlogs and budget deficits.
These considerations blossomed into the publication problem of the mid-
202 SOLID STATE INSURRECTION
1950s, with the Physical Review operating at a loss and unable to promise
rapid publication. Solid state physicists seriously considered ordaining the
Journal of Chemical Physics the principal publication outlet for the field, or
creating a new journal of record for solid state physics de novo. Such propos-
als were abandoned in favor of a resolution to build solid state into a main-
stream physics subfield, which aspired to be of sufficient interest to other
physicists to merit inclusion in its general-interest journal. Solid state physics
in the 1950s, fractious and compartmentalized by research topic, inspired
some to worry that it might drift away from the core identity of physics to
explore collaborative opportunities with neighboring fields. The decision to
play the game on the terms set by the APS and the Physical Review meant
that the fate of American physics and the fate of solid state physics, applied
baggage and all, became linked. Solid state physics, in short, was the princi-
ple vector that introduced applied research into the mainstream of American
physics.
Solid state would succeed in its bid to install itself as a mainline phys-
ics subfield. The Physical Review would fragment in 1970, with one of the
four sections dedicated to solid state physics and related fields. The 1970s
and 1980s saw the rise of condensed matter physics, an evolution from solid
state physics that sought a more consistent disciplinary identity and more
traditional emphasis on pure science values. Nevertheless, proximity to tech-
nological applications remained a point of pride for what was now by far the
largest segment of American physics. By the time the Superconducting Su-
per Collider (SSC) was canceled in 1993, a significant portion of the physics
community had learned to wear their applied relevance comfortably.
The condensed matter outlook on physics was not so much the clear
victor of the SSC debates as it was the position that was left standing. The
high-powered reductionism that had infused pure science rhetoric emanating
from the particle physics community suffered a serious blow with the death of
the SSC. Even before the project’s cancellation, the likes of Steven Weinberg
and Leon Lederman were moved to distance themselves from the rampant
spin-off claims that diluted the intellectual and cultural arguments in favor
of high-price high energy physics. SSC spin-off claims, however, were pale
echoes of much stronger arguments for technological relevance that solid
state and condensed matter physicists had been making for some time. Mov-
ing into the twentieth century, these assumed a much larger role in Amer-
ican physics. The declaration in Physical Review Applied that the barriers
separating physics from engineering were artificial and worth demolishing
CONCLUSIONS 203
is one legacy of the momentum solid state physics gradually imparted to the
American physics community, nudging it away from a pure science ideal and
toward acceptance of technological relevance.
development within physics. The push for grand unification and the strong
reductionist impulse that drove high energy physics from the 1960s through
the 1990s, however, appears in a different light if considered as a counter-
point to a diversifying field than it does when presented as the central narra-
tive of American physics. Solid state can encourage a more complete histori-
cal understanding of American physics in the later twentieth century by itself
being a microcosm of how the larger community was structured.
MEGASCIENCE UNDERMINED
If the interests of applied science provided the impetus for the solid state in-
surrection, and the reimagining of physical disciplines was its consequence,
then ressentiment brought about by the excesses of big science was its fuel.
Prestige looms largest to those who feel they lack their fair share. Solid state
physicists spent much of the Cold War watching their opposite numbers in
nuclear and particle physics reap the social, political, and pecuniary benefits
of physics’ newfound cultural visibility. Much of that visibility came in the
form of historically large installations. As particle physicists probed smaller
and smaller elements of the atom, the machines they used to do it grew, and
the solid state community’s status consciousness heightened in direct pro-
portion. Many a solid state physicist sported a chip on the shoulder, and that
pugnacious streak flavored the field’s professional story from the 1960s on.7
The installations of big science were monumental. They were, of course,
physically large. But an enormous particle accelerator could also function, in
the words Daniel Kleppner, “as a monument to our National aspirations.”8
Kleppner, an atomic physicist, supported the SSC, although he echoed solid
state physicists’ admonitions that it should not be supported at the expense of
other areas of science. By identifying the monumental function the SSC and
other large accelerators served, Kleppner nevertheless articulated one of the
principle frustrations solid state and condensed matter physicists had with
big science. Monuments, in the popular imagination, celebrate particular
parts of an event or enterprise at the expense of others. Understanding high
energy particle accelerators as monuments to national scientific accomplish-
ment implied a particular slant on what types of scientific accomplishments
were important to the nation.
Solid state physics lacked a monument on which it could pin its aspira-
tions. A field dispersed among laboratories across academic, industrial, and
governmental institutions, supporting an abundance of research programs,
solid state did not lend itself to physics by monolithic machine. Many in the
206 SOLID STATE INSURRECTION
to embrace applied relevance as part of its identity without those areas that
boasted this relevance first demonstrating that they could contribute to the
intellectual core of physics.
The struggles of solid state physicists to carve out space for their research
and publicize their accomplishments while laboring in the shadow of big
physics also has lessons for how to tell the history of twentieth-century sci-
ence. The monuments it erected stand out in our vista of the past, but the
most imposing features of the skyline are often only dimly representative of
the surrounding terrain where most people spend most of their time. Solid
state physicists, scattered throughout the foothills of mountainous big sci-
ence installations, accounted for a much larger proportion of scientific output
in the late twentieth century. Their resentment of big science was not simply
a matter of turning up their noses at high-hanging fruit, but of advocacy for a
system of support and accountability that better reflected the demographics
of American physics.
large proportion of the postwar population boom, physics would have stayed
smaller and grown more slowly.12 The publishing crisis of the 1950s would
have been managed by directing solid state work into the journals of other
fields. Most important, the technical accomplishments of solid state physics
would have accrued to the benefit of those other fields.
In that scenario, it is difficult to imagine how American physics would
have maintained the political will necessary to continue the megascience
projects that became its most recognizable and best-publicized accomplish-
ments. Physics would no doubt have enjoyed a period of visibility and influ-
ence on the coattails of nuclear weapons, but the half-life of that influence
would likely have been much shorter. Physics was founded, proudly, on the
fringes of American values, and in direct opposition to some of them. Solid
state was instrumental in challenging that parochialism and making American
physics more responsive to the needs of society in which it was embedded.
In contrast, many particle physicists, deeply disillusioned with weapons re-
search, sharpened their notion of scientific purity to an even finer point. Such
an attitude would have been difficult to sustain without a branch of physics
that dedicated itself to exploring the areas that were of immediate relevance
in the Cold War and supported the perception that physics was continually,
not merely occasionally, useful.
We can imagine a second counterfactual scenario in which the Manhattan
Project never acquired the scale or resources it needed to construct a working
bomb before the end of the war in the Pacific. Perhaps Leo Szilard failed to
find Albert Einstein, who never cosigned his fateful letter to Franklin Roo-
sevelt demanding a US response to the German nuclear program. Perhaps
Gregory Breit remained, unhappily, the Coordinator of Rapid Rupture and
was not able to instill the famous esprit that marked J. Robert Oppenheimer’s
directorship of the Los Alamos laboratory. Suppose, for whatever reason, the
Second World War ends without a dramatic, public demonstration of the
power of the nucleus. It is hard to imagine that nuclear weapons research
would not have continued, but it would have done so in secret, under the
guidance of a very different postwar order. Nuclear physicists would not have
been catapulted to celebrity in quite the same way and high energy physics
would thus not have benefited from the public prominence that the psycho-
logical power of nuclear weapons brought to microphysics.
In this second scenario, solid state physicists would have been well po-
sitioned to become much more politically influential in the early Cold War,
in particular on the strength of radar research, which, in the absence of the
210 SOLID STATE INSURRECTION
9. The most comprehensive account of the SSC’s rise and fall is Riordan, Hoddeson,
and Kolb, Tunnel Visions.
10. See Kaiser, “Atomic Secret,” for an account of how the Manhattan Project devel-
oped its popular reputation as a triumph of theoretical physics, rather than of metallurgy,
chemistry, and engineering.
11. On the postwar prestige of physicists, see Kevles, Physicists, and Brown, Dres-
den, and Hoddeson, “Pions to Quarks.” Robert W. Seidel has situated the origins of the
growing prestige of American physics slightly before the war in the success of the Law-
rence Berkeley Laboratory. Seidel, “Origins of the Lawrence Berkeley Laboratory.” On
the increased influence of physics on policymaking, see, in addition to Kevles, Physicists,
Kleinman, Politics on the Endless Frontier.
12. See Kevles, “Big Science.”
13. Missner, “Why Einstein Became Famous.”
14. Dupree, Science in the Federal Government, is the origin of a broad historiograph-
ical consensus. Studies building on Dupree’s work have explored the details of the mech-
anisms that enacted the federal government’s newly robust commitment to funding scien-
tific research. See: England, Patron for Pure Science; Thibodeau, “Science in the Federal
Government”; Kleinman, Politics on the Endless Frontier; Edgerton, “Time, Money, and
History.”
15. Westwick, National Labs; Crease, Making Physics; Seidel, “National Laborato-
ries” and “Home for Big Science.”
16. Hecht, “Atomic Hero.”
17. Doel, “Scientists as Policymakers”; Weart, Scientists in Power; Finkbeiner, Jasons.
18. Hoddeson, Kolb, and Westfall, Fermilab.
19. Wolfe, Competing with the Soviets, 43.
20. Stevens, “Fundamental Physics.”
21. Bridger, Scientists at War, 270.
22. Rowland, “Highest Aim,” 828.
23. Joas, “Campos que interagem.”
24. I largely avoid engaging with the many interesting issues in the conceptual history
of solid state and condensed matter physics, which do not present a cohesive story of
the field and have been considered piecemeal by others. For an overview of these works,
see the section “Conceptual Development of Research Programs,” in Martin, “Resource
Letter,” 91–93.
25. The fear that particle accelerators might create minuscule black holes that would
grow and engulf the planet was the source of protests directed at both the Large Hadron
Collider in Geneva and the Relativistic Heavy Ion Collider on Long Island. For an edify-
ing history of these fears, and a discussion of the legal issues surrounding injunctions filed
on the basis of them, see Johnson, “Black Hole Case.”
CHAPTER 1. THE PURE SCIENCE IDEAL AND ITS MALCONTENTS
Epigraph: Rowland, “Highest Aim,” 825.
1. Tocqueville, Democracy in America, 2:48.
2. See Warwick, Masters of Theory.
3. On physics in Prussian secondary education, see Olesko, “Physics Instruction” and
Physics as a Calling. On the Physikalisch-Technische Reichsanstalt, see Cahan, Institute
for an Empire.
4. For an overview of both the connections between science and industry in nine-
NOTES TO PAGES 19–24 215
teenth-century Europe, and the literature discussing it, see Hunt, Pursuing Power and
Light.
5. The connection between science (including physics) and technology in early
twentieth-century America has been well documented, notably in Noble, American by
Design.
6. This analysis builds implicitly on the wealth of literature that charts the transforma-
tion of the American physics community in the 1920s and the influence of scientific emi-
gration in the 1930s. Representative of the genre are: Weiner, “New Site for the Seminar”;
Coben, “Scientific Establishment”; Holton, “Formation”; Hoch, “Reception”; Stuewer,
“Nuclear Physicists”; Rider, “Alarm and Opportunity”; Schweber, “Empiricist Temper”;
and Assmus, “Americanization of Molecular Physics.”
7. Rowland, “Highest Aim,” 826. A thorough account of Rowland’s professional tra-
jectory and intellectual development can be found in Sweetnam, Command of Light. On
Edison as a foil for Rowland, see Hounshell, “Edison and the Pure Science Ideal.”
8. See Kohlstedt, Sokal, and Lewenstein, Establishment of Science.
9. Rowland “Highest Aim,” 833.
10. See Lucier, “Origins of Pure and Applied Science.”
11. For a discussion of best-science elitism and its role in early twentieth-century
American physics, see Kevles, Physicists.
12. American Physical Society, “Members. June 15, 1902,” APSM. Six other mem-
bers listed only an address, placing an upper bound on industrial membership at 6.9
percent. The remainder of members reported academic or government affiliations, and
overwhelmingly the former. For a discussion of the rise of American industrial research in
this era, see Reich, Making of American Industrial Research.
13. “List of Members of the American Physical Society together with Lists of Officers
for 1920 and Past Officers, a Geographical Index, and the Constitution and By-Laws,”
July 1920, APSM. The bulk of the remaining members were employed in secondary
education, nongovernmental, nonprofit laboratories, such as the Carnegie Institution of
Washington, or did not indicate their employment.
14. “List of APS Members,” July 1920, APSM. Maj. George O. Squier of the War
Department and George K. Burgess of the Bureau of Standards were elected members of
the council, as, it appears was Frank Jewett of the Western Electric Company. The list of
council members names “J. B. Jewett,” as an elected member, but Frank, later to become
president of Bell Laboratories, is the only Jewett in the APS member roles for 1920.
15. Lucier, “Origins of Pure and Applied Science”; Noble, American by Design.
16. Gooday, “‘Vague and Artificial.’”
17. Huxley, “Science and Practical Life,” 167.
18. Hunt, Maxwellians; Cardwell, From Watt to Clausius.
19. Carty, “Relation of Pure Science,” 512.
20. Coulter, “Role of Science,” 22.
21. Reich, Making of American Industrial Research.
22. Weart, “Physics Business.”
23. See Wise, “Ionists in Industry.”
24. A. Robert, “It Ain’t the Money,” December 2, 1944, KBP, box 10, folder Rabbi
[sic], Isidor Isaac.
25. Hyde, “Why 1916?”
26. “Anecdotal History.”
27. “Editorial.”
216 NOTES TO PAGES 24–35
tion between basic and applied research. This mapping assumed, as Morris Muskat, a
research physicist at Gulf Research Laboratory, observed, that industrial physicists “are
not employed to do physics research per se, but to develop applications of physical prin-
ciples and techniques. Their specific problems are generally not self-created.” As a con-
sequence, the University of Chicago’s Robert Mulliken noticed, “The academic scientists
and the industrial or applied scientists each tend to flock by themselves, because the ac-
ademic scientists sometimes lack interest in the problems of industry, and the industrial
people find the papers presented by the academic scientists too theoretical or too high-
brow.” Muskat, “Letter to the Editor,” 38; Mulliken, “Remarks on a Possible Division,”
42. Mulliken was not opposed to a spectroscopy division, but sought ways to encourage it
to serve as a center of integration rather than a source of regional identity.
10. Osgood, “Physics in 1943,” 106. The school was renamed Michigan State Uni-
versity of Agriculture and Applied Science in 1955 and dropped the prepositional phrase
in 1964.
11. Muskat, “Letter to the Editor,” 38.
12. Harnwell, “Research in Physics.” The article was based on a talk Harnwell de-
livered at the Symposium on the Role of Physics in the Postwar Period, cohosted by the
APS and the American Association of Physics Teachers at State College, Pennsylvania,
June 18, 1943.
13. Harnwell, “Research in Physics,” 232–33, 235–36.
14. Harnwell, “More Perfect Union,” 20.
15. At this time, Waterfall was consulting for the US Navy while being paid through
Columbia University. Hutchisson, a University of Pittsburgh professor and editor of the
Journal of Applied Physics, would later serve as president of the AIP.
16. Waterfall and Hutchisson, “Organization of Physics,” 408–9.
17. The IRE was one of two societies—the American Institute of Electrical Engineers
being the other—that combined to form the Institute of Electrical and Electronics Engi-
neers in 1963.
18. Goldsmith, “Comments,” 649.
19. See Rosenberg, “American Physics.”
20. Saul Dushman et al., “The Present War Is a Physicist’s War,” CRS, folder 3. For
further discussion, see chapter 3.
21. Olsen, Crittenden, and Smith, “Letter to the Editor,” 108.
22. Osgood, “Letter to the Editor,” 108.
23. When the AIP’s Governing Board held its first meeting at the Cosmos Club in
Washington, DC, in May 1931, one articulation of its mission was “to reach a wide au-
dience of men working in physics and to give them easily readable news of all kinds re-
lating to physics.” It consciously aimed to avoid the limitations of the APS and respond
to the needs of physicists wherever they might be working, and wherever their interests
might take them. Such a mission necessitated a much broader conception of “physicist”
than the more conservative voices in the APS would have considered. Governing Board
of the American Institute of Physics, Minutes of Meeting held May 3, 1931, AIPM, ac-
cessed June 19, 2018, http://www.aip.org/history-programs/niels-bohr-library/collections
/governing-board/may-3-1931.
24. This address is reprinted in Seitz, “Whither American Physics?” The January
1945 meeting of the APS hosted, and Seitz’s talk was a part of, the first symposium on the
solid state discussed in the next section. Darrow, “Symposium on the Solid State.”
25. Seitz, “Whither American Physics?” 40–41.
218 NOTES TO PAGES 42–51
51. Forman, “Behind Quantum Electronics”; Wang, American Science; Weart, Rise of
Nuclear Fear.
52. Wildhack, “Letter to the Editor,” 271.
53. Council of the American Physical Society, Minutes of the Meeting Held at New
York, September 19, 1946, APSM.
CHAPTER 3: Balkanizing Physics
Epigraph: This excerpt from “La Marseillaise” translates: “that an impure blood
waters our furrows.” The Bureau of Standards in Washington, DC, traditionally hosted
the annual American Physical Society meetings. Their informal character encouraged
attendees to converse freely on the lawn outside. John H. Van Vleck, letter to Roman
Smoluchowski, February 26, 1944, American Physical Society, Division of Solid State
Physics, CRS, folder 1.
1. Weart, “Solid Community,” 618. Weart identifies the formation of physics in the
mid-nineteenth century as another such critical juncture.
2. Weart, “Birth of the Solid-State Physics Community,” 45.
3. Weart, “Solid Community,” 627, 628, 640.
4. Lyons, “Concerning the Division of High-Polymer Physics.” The Division of Elec-
tron and Ion Optics, formed by a group of electron microscopists, had been approved
earlier in 1943.
5. Saul Dushman et al., “The Present War Is a Physicist’s War,” CRS, folder 3. Early
discussion among the group of six and their correspondents referred to a “section”
rather than a “division” of the society. Karl K. Darrow, the APS secretary, corrected this
error once the petition came to his attention, noting: “The word . . . is Division and not
Section—our Sections are the geographically-defined groups of members such as the New
England Section.” Karl Darrow, letter to Roman Smoluchowski, March 22, 1944, CRS,
folder 1. The ease with which most physicists interchanged the two terms demonstrates
that a lack of familiarity with the internal structure of the APS, in particular with divisions
and their goals, remained widespread in the mid-1940s.
6. Roman Smoluchowski, letter to Stanley R. March, July 10, 1947, CRS, folder 4.
7. Roman Smoluchowski, letter to Sidney Siegel, December 17, 1943, CRS, folder 1.
8. Roman Smoluchowski, letter to Conyers Herring, February 15, 1944, CRS, folder
1.
9. John Van Vleck, letter to Saul Dushman, January 29, 1944, CRS, folder 1. Although
Smoluchowski was the primary architect of the effort, the letter instructed recipients to
reply to whomever among the group of six they preferred. Dushman, the first alphabet-
ically, therefore received the preponderance of the replies, which he dutifully passed on
to Smoluchowski.
10. Darrow, “How to Address the APS,” 4.
11. Van Vleck, letter to Dushman, January 29, 1944. Van Vleck, a committed Repub-
lican, in personal correspondence of this period often expressed skepticism of Franklin
Roosevelt’s policies. His reference to the New Deal may be read as derogatory.
12. See, most notably, Van Vleck, Theory of Electric and Magnetic Susceptibilities.
13. For a detailed evaluation of the contributions to the quantum revolution that
grounded Van Vleck’s standing among his peers, see Duncan and Janssen, “On the Verge.”
14. The two were close enough that Darrow felt comfortable writing Van Vleck in
Latin in order to coordinate their nomination of mutual friend Eugene Wigner for fellow-
ship in the American Philosophical Society: “Amor Germanorum, rum cum coca cola,
220 NOTES TO PAGES 60–64
et debilitas memoriae sunt radices multorum malorum. Sicut recte dixisti, Wigner non
est socius noster in Societate Philosphica Americana” [Love of the Germans, rum and
Coca-Cola, and weakness of memory are the roots of many evils. As you have correctly
said, Wigner is not our associate in the American Philosophical Society]. Karl Darrow, let-
ter to John Van Vleck, May 15, 1945, KKDP, box 19. (Translation note: Darrow uses the
genitive “Germanorum,” which literally translates as “possessed by the Germans.” Given
the context—just a week after VE Day—it appears that he would have been better served
by the dative “Germanis,” or “for the Germans.”) Van Vleck also had occasion to stay with
Darrow while the latter was a visiting professor at Smith College in 1941. After Van Vleck
departed, misplacing a pair of suspenders in the process, the two exchanged a series of
letters speculating on whether or not suspenders could be had in the Smith colors and
whether or not this reflected sartorial trends in women’s colleges. John Van Vleck, letter to
Karl Darrow, March 6, 1941; Karl Darrow, letter to Van Vleck, March 13, 1941; and John
Van Vleck, letter to Darrow, March 25, 1941, JHVVP, 1853–1981, box 9.
15. John Van Vleck, letter to Karl Darrow, September 19, 1943, KKDP, box 19, folder
1943 TUV. The reference to the real-estate business refers to the Physical Society’s pur-
chase of a building to house its operations in New York City.
16. Roman Smoluchowski, letter to John Van Vleck, February 3, 1944, CRS, folder 1.
17. Van Vleck, letter to Smoluchowski, February 26, 1944.
18. Roman Smoluchowski, letter to John Van Vleck, February 21, 1944, CRS, folder 1.
19. Frederick Seitz, letter to Karl Darrow, May 6, 1944, CRS, folder 1. These oppo-
nents of divisionalization included, at the least, Van Vleck and Eugene Wigner, the latter
of whom was famously peripatetic in his research interests and would therefore find little
to recommend a topically divided APS.
20. Karl Darrow, letter to Frederick Seitz, May 16, 1944, CRS, folder 1.
21. Frederick Seitz, letter to Karl Darrow, May 25, 1944, CRS, folder 1. The apparent
malleability of Seitz’s convictions and his adeptness at navigating the competing interests
involved carries additional significance in light of his subsequent work on behalf of cor-
porate interests in the face of the scientific consensuses on the dangers of tobacco and
anthropogenic climate change. See Oreskes and Conway, Merchants of Doubt.
22. Darrow, letter to Seitz, May 16, 1944.
23. Frederick Seitz, letter to Roman Smoluchowski, May 25, 1944, CRS, folder 1.
24. Léon Brillouin, letter to Saul Dushman, January 25, 1944, CRS, folder 1. Bril-
louin skirted the similar issue that would later dog solid state physics, namely that the
border between solids and other states of matter could be similarly fuzzy.
25. Roman Smoluchowski, letter to Sidney Siegel, December 17, 1943, CRS, folder 1.
26. Gaylord P. Harnwell, letter to Gerhard Derge, September 20, 1939, GPHP, box 6,
folder 2. Francis Bitter, a physicist hired by MIT’s Department of Mining and Metallurgy
in the mid-1930s who took steps to bend the field to a physicist’s notion of rigor, provides
another example of the position and aspirations of metallurgy in the late 1930s. By the
early 1960s, the study of metals had lost its luster in the face of “a growing trend through-
out the world towards the unified treatment of the science of metallic and non-metallic
materials.” “Finding a Forum,” 361.
27. National Academy of Sciences, Industrial Research Laboratories, 7th ed. (1946),
34. The inclusion of “solid state physics” was new in the 1946 report, having been absent
from 6th edition of 1938.
28. Labs listing solid state physics in 1950 include, in addition to Bell: the Franklin
Institute of the State of Pennsylvania; the Milwaukee Gas Specialty Company; Philips
NOTES TO PAGES 64–69 221
Laboratories, Inc. of Hudson, NY; Westinghouse Electric Corporation (“solid state elec-
tronics”), and Carl A. Zapffe’s Laboratory, of Baltimore, MD. National Research Coun-
cil, Industrial Research Laboratories, 9th ed. (1950). Information for 1956 and 1960 in
National Research Council, Industrial Research Laboratories, 10th ed. (1956) and 11th
ed. (1960).
29. Roman Smoluchowski, letter to Frederick Seitz, May 30, 1944, CRS, folder 1.
30. Frederick Seitz, letter to Roman Smoluchowski, June 14, 1944, CRS, folder 1.
31. Karl Darrow, “Memorandum of a Conversation with R. Smoluchowski—June 16,
1944,” CRS, folder 1. Darrow indicated in the memo that he had with him a copy of
Seitz’s June 14 letter to Smoluchowski, resolving the question of whether or not Smo-
luchowski had an opportunity to read it before talking the matter over with Darrow.
32. Karl Darrow, letter to Roman Smoluchowski, June 28, 1944, CRS, folder 1.
33. Dushman et al., “Physics of the Solid State.”
34. Dushman et al., “Physics of the Solid State,” 791.
35. John Van Vleck, letter to Frederick Seitz, September 9, 1944, CRS, folder 1.
36. In 1944, Journal of Applied Physics published an approximately equal number of
articles from physicists in industry and academia. These two groups together accounted
for about 40 percent of contributions each, with the remainder coming from the govern-
ment sector—mostly concentrated in an issue dedicated to naval research—along with
two articles from Soviet researchers. In contrast, during the same year the Physical Re-
view, by then considered the flagship journal of American physics, published eighty-nine
articles, six of which, less than 7 percent, came from industrial physicists. University-
affiliated physicists accounted for seventy-nine of the eighty-nine Physical Review articles,
or about 89 percent.
37. Roman Smoluchowski, letter to John Van Vleck, February 13, 1945, CRS, folder
2.
38. John Van Vleck et al., letter to Karl Darrow, January 29, 1945, CRS, folder 2.
39. Roman Smoluchowski, letter to John Van Vleck, March 15, 1945, CRS, folder 2.
40. John Van Vleck, letter to Roman Smoluchowski, March 21, 1945, CRS, folder 2.
41. Frederick Seitz, letter to Roman Smoluchowski, March 30, 1945, CRS, folder 2.
42. Seitz, letter to Smoluchowski, March 30, 1945.
43. Roman Smoluchowski, letter to Thomas Read, Saul Dushman, Sidney Siegel,
William Shockley, and Frederick Seitz, December 13, 1946, CRS, folder 4. The commit-
tee also included Karl Darrow, George Pegram, and John T. Tate. Council of the American
Physical Society, Minutes of the Meeting Held at New York, September 19, 1946, APSM.
44. Council of the American Physical Society, Minutes of the Meeting Held at Minne-
apolis, November 30, 1946, APSM.
45. Council of the American Physical Society, November 30, 1946.
46. Council of the American Physical Society, Minutes of the Meeting Held at Wash-
ington, May 2, 1947, APSM.
47. Council of the American Physical Society, May 2, 1947.
48. Council of the American Physical Society, May 2, 1947.
49. Council of the American Physical Society, Minutes of the Meeting Held at Mon-
treal, June 20, 1947, APSM. The Division of High-Polymer Physics had begun with the
policy of accepting associate members who were not members of the APS and who paid
dues directly to the division.
50. Roman Smoluchowski, letter to the Council of the American Physical Society,
September 20, 1946, CRS, folder 4.
222 NOTES TO PAGES 69–77
51. Karl K. Darrow, letter to Roman Smoluchowski, December 4, 1946, CRS, folder
4.
52. Karl K. Darrow, “Formation of a Division of Solid State Physics in the American
Physical Society,” letter to APS membership, May 1947, CRS, folder 4.
53. Darrow, “Formation of a Division.”
54. Wannier, “Statistical Problem.”
55. Van Vleck, “Survey of the Theory,” 30. On the history of the exchange concept,
see Carson, “Peculiar Notion.”
56. Bozorth and Williams, “Effect of Small Stresses.”
57. Zener, “Fracture Stress of Steel.”
58. Breck, “Catalysis.”
59. Bridgman, “Effects of High Hydrostatic Pressure.”
60. Seitz, Modern Theory of Solids. Seitz acknowledged contributions from his
physicist wife, Elizabeth Marshall Seitz, that today would likely extend as far as to merit
coauthorship.
61. Kittel, Introduction to Solid State Physics.
62. Hopfield, “Whatever Happened?” 3.
63. Dresselhaus, Mildred. 3.42J Theory of Solids, Course Notes of Randall M. Rich-
ardson, Fall 1972. Richardson—who I thank for sharing these notes with me—joins oth-
ers with whom I have spoken in recalling this course as a model of clarity, and one of the
highlights of the MIT physics curriculum.
64. Detailed accounts of the transistor’s invention and refinement can be found in
Hoddeson, “Discovery of the Point-Contact Transistor,” and Riordan, Hoddeson, and
Herring, “Invention of the Transistor.”
65. Kittel, Introduction to Solid State Physics, vii.
66. Arthur von Hippel, “New Fields for Electrical Engineering,” AvHP, box 1, folder
44.
CHAPTER 4. The Publication Problem
Epigraph: Alan T. Waterman, letter to Karl K. Darrow, July 5, 1955, Council of the
American Physical Society, Minutes of the Meeting Held at Chicago, November 25 and
26, 1955, APSM.
1. The total membership was between 230 and 240 in April of 1948, according to an
informal assay conducted at the time. Elias Burstein, letter to Karl Darrow, October 19,
1956, APSR, subgroup 2, box 14, folder 11. The APS as a whole reported a membership
of 7,649 in 1948.
2. Exact DSSP membership for 1961 is unavailable, but the division had 670 mem-
bers in 1958 and 951 by 1963. The 5 percent estimate is based on 1958 numbers, the
closest date for which both DSSP and APS membership data are available: that year, the
DSSP enrolled 670 of the Physical Society’s 13,844 members. DSSP membership num-
bers from: Sistina F. Greco, letter to Gaile Dody, March 22, 1963, APSR, subgroup 2,
box 17, folder 10; Karl Darrow, letter to John C. Slater, February 13, 1958, JCSP, folder
Darrow, Karl #3. American Physical Society membership figures from: American Physi-
cal Society, “Historical Membership Counts, 1899–2016,” accessed February 20, 2017,
http://www.aps.org/membership/statistics/index.cfm.
3. Council of the American Physical Society, Minutes of the Meeting at Oak Ridge,
March 18, 1950, APSM. The three divisions were the DSSP, the Division of High Poly-
mer Physics, and the Division of Electron Physics, which had changed its name from
NOTES TO PAGES 77–85 223
“Electron and Ion Optics” in 1948. To this day, the APS holds two major annual meet-
ings. The March meeting is dominated by solid state–style research, and the April meet-
ing by high energy, nuclear, and astrophysics.
4. Council of the American Physical Society, Minutes of the Meeting at Washington,
April 29, 1953, APSM. Van Vleck, at this point, was the past president of the APS. Iron-
ically, given his unreserved advocacy of basic research, he had been made Dean of Engi-
neering and Applied Physics at Harvard in 1951. In 1960 he would become chair of the
DSSP executive committee.
5. Frederick Seitz, letter to Elias Burstein, January 6, 1961, JHVVP, box 35, folder
American Physical Society.
6. Karl Darrow, letter to the Members of the Council of the American Physical Society,
January 18, 1960, APSM.
7. Seitz, letter to Burstein, January 6, 1961.
8. Elias Burstein, letter to DSSP Membership, undated 1956, JCSP, folder Bur-
stein, E.
9. A similar strategy was pursued, with more success, in Europe where Physica Sta-
tus Solidi was first published in 1961. For a summary of this journal’s role in the es-
tablishment of European solid state physics, and especially as a mechanism for scientific
exchange between East and West during the Cold War, see Hoffmann, “Fifty Years of
Physica Status Solidi.”
10. Data collected from the online Physical Review archive at http://prola.aps.org/.
The count includes only full articles, omitting letters, minor contributions, errata, and
editorial notes.
11. See Kaiser, “Cold War Requisitions,” on the boom in physics PhD production.
See Forman, “Behind Quantum Electronics,” on postwar funding patterns.
12. Barton, “Institute Doings,” 4.
13. Gaylord P. Harnwell, letter to Frederick Seitz, September 29, 1950, PTDR, box
3, folder Se.
14. Katcher, “Editorial,” 3.
15. Weiner, “Physics Today.”
16. The articles referenced are, respectively: Siegel and Sinnott, “El Cerrito Cyclo-
tron”; Gamow, “Reality of Neutrinos”; Tisza, “Helium”; Solomon, “Physics and Can-
cer”; Jenson, “Pigtails”; Page, “Origin of the Earth”; Iselin, “Down to the Sea.”
17. Gamow, “Any Physics Tomorrow?” 18.
18. Raymond, “Letter to the Editor,” 5.
19. High-minded speculation was becoming common in certain segments of the
physics community by the middle of the century. For an account that places them in the
context of a longer tradition of such grand theorizing, see Kragh, Higher Speculations.
20. George R. Harrison, letter to Gaylord P. Harnwell, January 20, 1950, GPHP, box
2, folder 22.
21. Sam Goudsmit, letter to Gaylord P. Harnwell, June 29, 1950, GPHP, box 2, folder
22.
22. John H. Van Vleck, letter to Gaylord P. Harnwell, June 27, 1950, GPHP, box 2,
folder 22.
23. Robinson, “Challenge of Industrial Physics,” 5.
24. Bush, “Trends in American Science,” 7.
25. Frederick Seitz, letter to William Shockley, February 28, 1945, WSP, box 1,
Shockley Correspondence, July 25, 1939–March 30, 1948, Volume I.
224 NOTES TO PAGES 85–90
points inside the polyhedron defined in this way are closer to that lattice point than any
other and a set of these polyhedrons packs to fill the entire lattice. For solids with highly
symmetrical lattice structures, each of these cells may be approximated by a sphere, allow-
ing Schrödinger’s equation for a solid to be solved relatively simply. Such cells, rendered
in reciprocal space, persist under the familiar moniker “Brillouin zones,” as a nod to his
foundational work, Brillouin, Die Quantenstatistik. See also Hoch, “Development of the
Band Theory,” which also contains a more detailed exposition of the technical features of
the Wigner–Seitz method.
46. Seitz, Modern Theory of Solids.
47. Council of the American Physical Society, Minutes of the Meeting Held at New
York, January 29, 1948, APSM.
48. Council of the American Physical Society,
Minutes of the Meeting Held at Wash-
ington, April 29, 1953, APSM.
49. Council of the American Physical Society, Minutes of the Meeting Held at Wash-
ington, April 27, 1955, APSM. A discussion of the economics of physics publishing
in this era, with an emphasis on page charges, can be found in Scheiding, “Paying for
Knowledge.”
50. Barton, “Director’s Report for 1954.”
51. Frederick Seitz, letter to Henry A. Barton, November 3, 1954, FSP, box 1, folder
AIP Correspondence #1.
52. Alan T. Waterman, letter to Karl K. Darrow, July 5, 1955, APSM.
53. The distribution list of the letter is not available, but the committee proposed con-
tacting “leading solid state physicists and chemical physicists,” naming as representative
of this group: “[LeRoy] Akper, [John] Bardeen, [Harvey] Brooks, [Conyers] Herring,
[Charles] Kittel, [Andrew W.] Lawson, [Humboldt] Levernz, [Gordon] McKay, [Freder-
ick] Seitz, [William] Shockley, [John C.] Slater, Smith, C. S. [Cyril Stanley], [Arthur H.]
Snell, [John] Van Vleck, [Eugene] Wigner.” “Recommendations of the AIP-APS Com-
mittee on Joint Publication Problems with Regard to the Journal of Chemical Physics,”
FSP, box 1, folder AIP Correspondence #1.
54. Council of the American Physical Society, Minutes of the Meeting Held at Chi-
cago, November 25 and 26, 1949, APSM.
55. The Journal of Chemical Physics was predominantly a chemical journal despite
its membership in the AIP family of publications. Of the papers it published, 65 percent
originated in chemistry departments. “Recommendations of the AIP-APS Committee on
Joint Publication Problems with Regard to the Journal of Chemical Physics,” FSP, box 1,
folder AIP Correspondence #1.
56. An illustration: in 1967 Robert Parr, then based at Johns Hopkins, who was deeply
involved with promoting chemical physics in both the American Physical Society and the
American Chemical Society (ACS), observed: “Inspection of the pages of the Journal of
Chemical Physics shows that some chemical physicists are professional chemists, some are
professional physicists. (For example, thirty-two of the papers in the April 1, 1967, issue
of Journal of Chemical Physics are by authors clearly identifiable as chemists, nine by au-
thors clearly identifiable as physicists and twenty-nine by authors not clearly identifiable
as one or the other.) The subject is truly interdisciplinary, although more chemists go
into it than do physicists.” Oral Report to the Physical Sciences Group on May 19, 1967,
RGPP, box 131, folder Chemical Physics program. By 1967, approximately 40 percent
of the members of the ACS’s Division of Physical Chemistry were also members of the
226 NOTES TO PAGES 93–98
APS. Herbert S. Gutowsky, letter to ACS membership, October 11, 1967, AIPK, folder
64:24.
57. Frederick Seitz, letter to select solid state and chemical physicists, June 1, 1955,
FSP, box 1, folder AIP—Correspondence #1.
58. The twenty-two responses preserved in the Seitz papers break down as follows: of
the solid state physicists responding, thirteen opposed the proposal, two favored it, and
three reported no strong opinion. All three chemical physicists responding were in favor.
One additional favorable vote came from a self-identified “other.” The final tally of these
reports: six in favor, thirteen opposed, three with no strong opinion.
59. Harvey Brooks, letter to Frederick Seitz, June 23, 1955, FSP, box 2, folder AIP—
Reorganization of Journals.
60. William Shockley, completed survey: “Opinion of the Recommendations Con-
cerning the Journal of Chemical Physics,” received June 16, 1955, FSP, box 2, folder
AIP—Reorganization of Journals.
61. George E. Pake, completed survey: “Opinion of the Recommendations Concern-
ing the Journal of Chemical Physics,” FSP, box 2, folder AIP—Reorganization of Journals.
Pake’s resistance to the term “solid state” is notable. Pake’s research and education were
representative of self-identified solid state physicists at the time; he had taken a PhD at
Harvard with Edward Mills Purcell and published extensively on nuclear magnetic reso-
nance and paramagnetism. His avoidance of the term, and his use of an uncommon alter-
native, “structure of matter physics,” reflect discomfort with “solid state” among portions
of the community.
62. Walter Kohn, completed survey: “Opinion of the Recommendations Concerning
the Journal of Chemical Physics,” FSP, box 2, folder AIP—Reorganization of Journals.
63. Mody, Instrumental Community.
64. It is therefore a lovely irony that Kohn would win the 1998 Nobel Prize in Chem-
istry, which he shared with John Pople. Kohn was cited for his role in developing density
functional theory (DFT), which had broad relevance for both solid state and chemical
problems. On Kohn and DFT, see Zangwill, “Education of Walter Kohn” and “Hartree
and Thomas.” On the importance of instrumental practice for early nuclear magnetic res-
onance researchers, see Lenoir and Lécuyer, “Instrument Makers.”
65. Hillard B. Huntington, completed survey: “Opinion of the Recommendations
Concerning the Journal of Chemical Physics,” FSP, box 2, folder AIP—Reorganization
of Journals.
66. Conyers Herring, completed survey: “Opinion of the Recommendations Con-
cerning the Journal of Chemical Physics,” FSP, box 2, folder AIP—Reorganization of
Journals.
67. Shirley L. Quimby, completed survey: “Opinion of the Recommendations Con-
cerning the Journal of Chemical Physics,” FSP, box 2, folder AIP—Reorganization of
Journals.
68. Weart, “Solid Community,” 652.
69. See Gavroglu and Simões, Neither Physics nor Chemistry.
70. Harvey Brooks, “Memorandum Concerning the Scope and Aims of the Inter-
national Journal of the Physics and Chemistry of Solids,” February 1956, FSP, box 11,
folder Harvey Brooks.
71. Brooks, “Foreword,” 1.
72. Harvey Brooks, letter to Frederick Seitz, November 15, 1955, FSP, box 11, folder
Harvey Brooks.
NOTES TO PAGES 98–107 227
73. Frederick Seitz, letter to Harvey Brooks, November 19, 1955, FSP, box 11, folder
Harvey Brooks.
74. Council of the American Physical Society, Part of Preliminary Agenda for Janu-
ary 29, 1957, APSM. The statesman in question was President Grover Cleveland. Safire,
“Penumbra of Desuetude.”
75. Council of the American Physical Society, Minutes of the Meeting Held at New
York, January 26, 1960, APSM.
76. Section A was devoted to atomic, molecular, and optical physics, C to nuclear
physics, and D to particle and astrophysics.
CHAPTER 5. Big Solid State Physics at the National Magnet Laboratory
Epigraph: Benjamin Lax, letter to Leland Haworth, May 10, 1967, NMLR.
1. Rush, “US Neutron Facility.”
2. Crease, “National Synchrotron Light Source.”
3. Crease and Westfall, “New Big Science.”
4. Council of the American Physical Society, Minutes of the Meeting Held at Chicago,
November 25 and 26, 1955, APSM. These conferences continue through to the present.
5. For an overview of how big science has been used as a historiographical category,
see Capshew and Rader, “Big Science.” The limitations of the big science framework are
explored in Westfall, “Rethinking Big Science.”
6. As of 1969, the AEC accounted for upward of 90 percent of funding for US high
energy physics, with contributions to the tune of 6 percent from the NSF and about 1
percent from both the DOD and NASA. AEC Authorizing Legislation, Fiscal Year 1970:
Hearings Before the Joint Committee on Atomic Energy, 91st Cong. 86 (April 17 and 18,
1969).
7. Bitter, Magnets, 55. Since Abraham’s textbook was not available in English transla-
tion at the time, Bitter most likely refers to the 1923 German edition: Abraham and Föppl,
Theorie der Elektrizität. The English translation appeared in 1937 as Abraham, Classical
Theory.
8. Bitter enjoyed excellent placement and better timing. Caltech was a leading site
of cosmic ray research in the late 1920s while Bitter was a postdoc there. His stint at
Westinghouse overlapped with one of the lab’s most productive periods of magnetron
research, which fed directly into radar work during the Second World War. Bitter also
arrived at the Cavendish immediately after Chadwick’s discovery of the neutron and the
accompanying boom in atomic theory. See: Xu and Brown, “Early History of Cosmic Ray
Research”; Stephan, “Experts at Play”; and Brown, Neutron and the Bomb. Ferromag-
netism research in the 1930s was particularly lively, and pointed to questions of founda-
tional importance for the subsequent development of solid state physics. See Keith and
Quédec, “Magnetism.”
9. Francis Bitter, “Abstract of the Present State and Possible Developments in Physi-
cal Metallurgy,” ca. 1939, FBP, box 5, folder MIT Magnet Lab.
10. Bitter, “Abstract of the Present State.”
11. Bitter, “Abstract of the Present State.” The appellation “fundamental” was com-
monly employed permissively around this time. Bitter was in accordance with the ac-
cepted usage by suggesting that sciences other than physics could be fundamental. Fred-
erick Seitz, writing just a few years later, identified “fundamental” with “pure” research,
defining it as that “which has intrinsic value as a form of culture.” He further mirrored
elements of Bitter’s definition by suggesting that “physics serves as a source of fundamen-
228 NOTES TO PAGES 108–111
tal knowledge for a majority of the most important fields of engineering.” Seitz, “Whither
American Physics?” 40. Vannevar Bush asked rhetorically in the inaugural issue of Physics
Today, “Who would have expected, looking forward from, say, 1939, to find the United
States Navy vigorously furthering a program in fundamental science, including nucleon-
ics, genetics, and mathematics?” Bush, “Trends in American Science,” 6. Clarke, “Pure
Science,” demonstrates that “fundamental research” took on a range of meanings in the
first half of the twentieth century that did not obey the basic/applied distinction. For fur-
ther discussion, see Martin, “Fundamental Disputations.”
12. “Proposal for a High Field Magnet Laboratory,” September 8, 1958, NMLR, box
1, folder 55.
13. Bitter took a leave of absence from MIT to work on degaussing naval ships during
the Second World War. During this time, his metallurgical magnetism laboratory was dis-
mantled and its resources redistributed to war work. On his return to MIT at the end of
the war, both he and the administration thought it more appropriate to reassemble the
magnetism program under the auspices of the physics department.
14. Francis Bitter, “Dedication of the National Magnet Laboratory,” April 30, 1963,
FBP, box 5, folder NML Dedication Notes.
15. The extent to which it was possible in practice for an installation such as the
NML to be truly devoted to basic research while operating on military funding is a matter
of some debate. See: Forman, “Behind Quantum Electronics”; Leslie, Cold War; Brom-
berg, “Device Physics”; and Wilson, “Consultants.” Forman and Leslie argue that military
interest diverted—or at least inclined—Cold War solid state research away from funda-
mental work. In contrast, Bromberg and Wilson argue that applied military research co-
existed, and indeed interacted constructively, with fundamental theoretical work. I do not
take a position on this debate here. Though I am sympathetic to the case Bromberg and
Wilson advance, it is enough here that a desire to pursue basic research manifested itself
in the laboratory’s goals and operations.
16. National Magnet Laboratory promotional brochure, 1963, FBP, box 5, folder
NML Dedication Notes.
17. “Visiting Scientists and Students,” 1965, NMLR, box 2, folder 17.
18. John C. Slater, letter to Julius A. Stratton, August 8, 1958, FBP box 3, folder High
Field Magnet Facility, No. 1 of 3.
19. “The National Magnet Laboratory and the Technology of the Future,” February
20, 1963, NMLR, box 3.
20. Benjamin Lax to Roman Smoluchowski, March 10, 1965, NMLR, box 3, folder 25.
21. “NML Publications Record,” December 31, 1965, NMLR, box 2, 17. From 1963
to 1965, staff increased from thirty-two to thirty-eight.
22. The remainder were spread over the Journal of Applied Physics (8), Review of Sci-
entific Instruments (4), Applied Physics Letters (2), and one each in the Journal of Chemi-
cal Physics, Journal of Mathematical Physics, Physics of Fluids, and Physics Today.
23. Benjamin Lax, letter to Roman Smoluchowski, March 10, 1965, JCSP, folder
National Academy of Science-National Research Council, Solid State Sciences Panel.
24. Benjamin Lax, letter to George H. Vineyard, March 17, 1967, NMLR, box 2,
folder 18.
25. Lloyd A. Wood, letter to Benjamin Lax, April 19, 1967, NMLR, box 2, folder 18.
26. Lax, letter to Vineyard, March 17, 1967.
27. Lax, letter to the Subcommittee on Science, Research and Development of the
NOTES TO PAGES 111–119 229
Committee on Science and Astronautics, March 5, 1971, NMLR, box 2, folder 4. Lax did
use “coupling” language here, but was careful to write that the results of basic research
could be coupled with applied questions, rather than with the planning, execution, or
funding of the research.
28. “Report of the Advisory Committee of the National Magnet Laboratory,” Febru-
ary 1966, NMLR, box 2, folder 17.
29. “Report of the Advisory Committee of the National Magnet Laboratory,” April
1967, NMLR, box 2, folder 18.
30. AEC Authorizing Legislation, 89.
31. Benjamin Lax, letter to Nicolaas Bloembergen, May 10, 1967, NMLR, box 2,
folder 18. In 1967 the Division of Solid State Physics had 1,193 members, compared to
762 in the Division of Nuclear Physics, the next-largest division. The Division of Parti-
cles and Fields held its inaugural meeting in January 1968 with a charter membership
of 551. W. V. Smith to Division of Solid State Physics Members, January 6, 1967, JCSP,
folder American Philosophical Society, #5; “Proceedings of the American Physical Soci-
ety Meeting #425,” 1967, APSM; M. Davis to Chairmen and Secretary-Treasurers of APS
Divisions, February 15, 1968, APSR, subgroup 2, box 17, folder 10.
32. Lax, letter to Haworth, May 10, 1967.
33. AEC Authorizing Legislation, 106–7.
34. “Publications of the Francis Bitter National Laboratory in 1968,” NMLR, box 2,
folder 20. In 1965, by contrast, the number of publications in the latter two journals more
than doubled those in the former.
35. “Meeting of the Advisory Committee,” April 1969, NMLR, box 2, folder 20.
36. Henry Kolm, letter to Benjamin Lax, June 2, 1973, NMLR, box 2, folder 32.
The bad blood between the two persisted, to the extent that Kolm was moved to paint
a deeply unflattering portrait of Lax on his autobiographical website. “MIT Magnet
Lab (1961–1982),” accessed May 24, 2015, http://henrykolm.weebly.com/mit-magnetic
-lab-1961–82.html. The page is now down, but can be viewed at https://web.archive.org
/web/20161103214555/http://henrykolm.weebly.com/mit-magnetic-lab-1961–82.html.
37. See Kevles, Physicists, esp. 420–21, and Asner, “Linear Model.”
38. Stanford Accelerator Power Supply: Hearing Before the Joint Committee on Atomic
Energy, 88th Cong. 23 (January 29, 1964) (statement of Dr. W. K. H. Panofsky, Director,
Stanford Linear Accelerator Center).
39. AEC Authorizing Legislation, 113.
40. AEC Authorizing Legislation, 118.
41. AEC Authorizing Legislation, 111–12.
42. AEC Authorizing Legislation, 116.
43. AEC Authorizing Legislation, 115.
44. Stevens, “Fundamental Physics,” 175.
CHAPTER 6. Solid State and Materials Science
Epigraph: Arthur von Hippel, text of a lecture given at Brown University, July 20,
1969, AvHP, box 5.
1. “Petition to the Council of the American Physical Society to Request the Forma-
tion of a New Division on the Problems of Physics and Society,” Council of the American
Physical Society, Minutes of the Meeting Held at New York, February 5, 1969, APSM.
The committee was originally proposed as a division, but the council deemed that its
230 NOTES TO PAGES 120–128
scope was too broad and that a division would limit participation. It instead recom-
mended a committee and approved a measure that would allow APS membership dues to
pay for committee members’ travel to relevant meetings. The committee was a precursor
to the Forum on Physics and Society, the history of which is addressed in more detail in
Bridger, Scientists at War.
2. Albert M. Clogston, “The American Physical Society and the Economic Concerns
of American Physicists,” March 10, 1970, in American Physical Society Council, Minutes
of the Meeting Held at Washington, DC, April 26, 1970, APSM.
3. Sherwin and Isenson, First Interim Report, 13.
4. For detailed treatments, see Bensaude-Vincent, “Construction of a Discipline” and
“Concept of Materials.”
5. National Academy of Sciences, Report, 1953–54, 60.
6. National Academy of Sciences, Report, 1957–58, 46.
7. Materials Advisory Board, “Standing Review of Department of Defense Materials
Research and Development Program,” FSP, box 1, folder Air Research and Development
Command, 1952–61 #1.
8. Materials Advisory Board, “Standing Review.”
9. National Academy of Sciences, More Effective Organization, frontmatter.
10. National Academy of Sciences, More Effective Organization, vii.
11. Van Vlack, Elements of Materials Science, vii.
12. The agency was sinusoidally forthright about its emphasis on military research;
its name vacillated between ARPA and DARPA (Defense Advanced Research Projects
Agency). To avoid confusion, I refer to it as ARPA throughout. It was founded as ARPA
in 1958, changed its name to DARPA in 1972, dropped the “D” in 1993, and restored it
in 1996.
13. “Interdisciplinary Laboratories for Basic Research in Materials Sciences,” JCSP,
folder MIT. Dept. of Physics #39.
14. National Academy of Sciences, Advancing Materials Research, 36.
15. Mody and Choi, “From Materials Science to Nanotechnology.”
16. See Schweber, “Empiricist Temper,” on the American style of theory that grew
largely from the school Kemble established.
17. Dresselhaus, interview by Martin, and 3.42J Theory of Solids, Course Notes of
Randall M. Richardson, Fall 1972.
18. John C. Slater, letter to John Kincaid, May 6, 1959, JCSP, folder Kincaid, John
F. #1.
19. “The Interdisciplinary Nature of M.I.T. Research,” JCSP, folder Proposal for a
Materials Center at M.I.T., 1960.
20. Arthur von Hippel, who established the Laboratory for Insulation Research, re-
called choosing an abstruse name as “a camouflage trick . . . to avoid stepping on sensitive
toes by encroaching on the entrenched interests of physicists, chemists, and metallurgists
in the materials field.” Arthur von Hippel, interview by Z. Malek, September 1969, AvHP,
box 1, folder 16.
21. Slater, letter to Kincaid, May 6, 1959.
22. John C. Slater, untitled memorandum, JCSP, folder M.I.T. Dept. of Physics #10.
23. Arthur von Hippel, “New Fields for Electrical Engineering,” AvHP, box 1, folder
44. This was a piece von Hippel prepared for the April 1942 edition of The Tech Engi-
neering News, a periodical published by MIT undergraduates.
NOTES TO PAGES 128–000 231
11. Fleury did indeed say “non-zero-sum gain,” rather than “game,” the more com-
mon idiom, to indicate the argument that one field could enjoy outsized funding gains
without impoverishing other areas.
12. On earlier uses of spin-off claims, see Hoddeson, Kolb, and Westfall, Fermilab,
54–55.
13. Lederman, “Value of Fundamental Science,” 42.
14. For a detailed discussion of the political shifts around the end of the Cold War and
how they influenced the SSC, see Kevles, Physicists.
15. Energy and Water Development Appropriations for 1989: Hearings Before the
Subcommittee on Energy and Water Development of the Committee on Appropriations,
House of Representatives, 100th Cong. 72 (March 10, 1988).
16. Fiscal Year 1987 Department of Energy Authorization: Hearings Before the Sub-
committee on Energy Research and Production of the Committee on Science and Technology,
House of Representatives, 99th Cong. 65 (March 5, 1986). On science, politics, and SDI,
see Bridger, Scientists at War, ch. 9, and Slayton, “Discursive Choices.”
17. Fiscal Year 1987 Department of Energy Authorization, 228.
18. Fiscal Year 1987 Department of Energy Authorization, 4.
19. Proposed Fiscal Year 1990 Budget Request (DOE’s Office of Energy Research):
Hearing Before the Subcommittee on Energy Research and Development of the Committee
on Energy and Natural Resources, United States Senate, 101st Cong. 100 (February 24,
1989) (written statement of Dr. Roy F. Schwitters, Director, SSC Laboratory).
20. Proposed Fiscal Year 1990 Budget Request, 102.
21. Importance and Status of the Superconducting Super Collider: Joint Hearing Be-
fore the Committee on Energy and Natural Resources and the Subcommittee on Energy
and Water Development of the Committee on Appropriations, United States Senate, 102nd
Cong. 27 (June 30, 1992) (statement of George F. Smoot III, Scientist, Lawrence Berke-
ley Laboratory, Berkeley, CA).
22. Importance and Status of the SSC, 25–26.
23. Bloembergen, Encounters in Magnetic Resonance; Bromberg, Laser in America.
24. Department of Energy’s Superconducting Super Collider Project, 43 (statement of
Dr. Nicolaas Bloembergen, President, American Physical Society).
25. Nicolaas Bloembergen, letter to Richard A. Carrigan Jr., May 21, 1991, in Impor-
tance and Status of the SSC, 12.
26. Howard Wolpe and Sherwood Boehlert, letter to James D. Watkins, in Importance
and Status of the SSC, 5–11.
27. Krumhansl, “Unity,” 38.
28. Browne, “Big Science.”
29. Importance and Status of the SSC, 13.
30. Superconducting Super Collider: Joint Hearing Before the Committee on Energy
and Natural Resources and the Subcommittee on Energy and Water Development of the
Committee on Appropriations, United States Senate, 103rd Cong. (August 4, 1993) (writ-
ten testimony of Rustum Roy), 10.
31. Assmus, “To Most Physicists.”
32. Schrage, “Glimpses of Truth.”
33. Bazell, “Quark Barrel Politics.”
34. Energy and Water Development Appropriations for 1989, 288.
35. The Superconducting Super Collider Project: Hearing Before the Committee on Sci-
ence, Space, and Technology, House of Representatives, 103rd Cong. 101 (May 26, 1993).
NOTES TO PAGES 181–191 239
63. Superconducting Super Collider: Hearings, 906 (written statement of Dr. Philip
W. Anderson).
64. Varma, “Changing Research Cultures.”
65. National Science Foundation, “NSF Funding History by Account and FY,
Constant Dollars,” accessed April 5, 2017, https://dellweb.bfa.nsf.gov/NSFFundingby
AccountConstantDollars.pdf.
66. US Department of Energy, “BES Budget,” accessed April 5, 2017, https://science
.energy.gov/bes/about/bes-budget/.
67. Weisel, “Properties and Phenomena,” is an edifying account of the conception of
“basic research” that developed in plasma physics, which faced many of the same chal-
lenges as solid state physics, including the carefully cultivated perception that the big
questions of physics were the unique province of high energy physics and cosmology.
68. Proposed Fiscal Year 1990 Budget Request, 158 (AAAS Panel Funding and the
Academic Physical Sciences, January 17, 1989).
69. MacLeod and Radick, “Ownership in the Technosciences.”
70. Rowall, “Condensed Matter Physics.”
71. Rowall, “Condensed Matter Physics,” 45.
72. Superconducting Super Collider: Hearings, 904 (written statement of Philip
W. Anderson, Joseph Henry Professor of Physics, Princeton University, Princeton, NJ).
73. Proposed Fiscal Year 1990 Budget Request, 137 (written statement of Philip
W. Anderson, Joseph Henry Professor of Physics, Princeton University, Princeton, NJ).
74. Hoddeson and Kolb, “Superconducting Super Collider’s Frontier Outpost.” See
also Martin, “Prestige Asymmetry.”
75. Proposed Fiscal Year 1990 Budget Request, 138 (written statement of Philip
W. Anderson).
76. Arthur L. Schawlow, letter to Felix Bloch, October 18, 1967, FBPS, box 8, folder
15.
77. For argument of continuity across each of these shifts, see: Shapin, Scientific Rev-
olution; Taltavull, “Transmitting Knowledge”; and Nye, Before Big Science.
78. Kevles, Physicists, xii.
79. Doing, Velvet Revolution; Crease, “National Synchrotron Light Source”; Rush,
“US Neutron Facility”; Westfall, “Institutional Persistence.” For a perspective on the Eu-
ropean context, see Heinze, Hallonsten, and Heinecke, “From Periphery to Center” and
“Turning the Ship.”
80. Crease and Westfall, “New Big Science.”
CONCLUSIONS
Epigraph: COSMAT, Materials and Man’s Needs, 4:10.
1. The membership of the American Physical Society in 2000 was 41,570. It sur-
passed 36,000, one thousand times its charter membership, in 1985.
2. Shinbrot, “Editorial.” Physical Review Applied followed quickly on the heels of
Physical Review X, the APS contribution to online, open-access publishing, which boasts
broad coverage of “pure, applied, and interdisciplinary physics” reminiscent of the early
years of the original Physical Review. Data on the Physical Review family of journals can
be found at https://journals.aps.org/about.
3. Attentive readers will note that this is apparently contradicted by Arthur von Hip-
pel’s statement, reported in chapter 6, to the effect that the boundary between physics and
NOTES TO PAGES 203–211 241
electrical engineering was crumbling. The sentiment von Hippel expressed, although in-
dicative of a local pattern of encouraging interdisciplinary exchange at MIT, was far from
being sanctified by so mighty a church as the Physical Review in the 1940s.
4. Forman, “On the Historical Forms” and “Primacy of Science.”
5. Eisler, “‘Ennobling Unity’”; McCray, “Will Small Be Beautiful?”; Mody, Instru-
mental Community.
6. The last division to be formed in the twentieth century, representing the physics of
particle beams, was established in 1989.
7. Christian Joas observes that common anecdotes about arrogant quantum or parti-
cle physicists making snide remarks deriding “squalid state physics” (Murray Gell-Mann)
or “Schmutzphysik” (Wolfgang Pauli) are trafficked extensively by solid state physicists
themselves, indicating that an oppositional attitude was part of the field’s identity. Joas,
“Campos que interagem.”
8. Superconducting Super Collider: Hearings Before the Committee on Science, Space,
and Technology, House of Representatives, 100th Cong. 244 (April 7, 8, and 9, 1987)
(written statement of Dr. Daniel Kleppner, Lester Wolfe Professor of Physics and Associ-
ate Director of the Research Laboratory of Electronics, Massachusetts Institute of Tech-
nology, Cambridge, MA).
9. Pais, Inward Bound.
10. On the theory-experiment relationship in high energy physics, see Pickering, Con-
structing Quarks, and Galison, How Experiments End, and Image and Logic. On Feynman
diagrams, see Kaiser, Drawing Theories Apart. For accounts of large accelerator labora-
tories, see Traweek, Beamtimes and Lifetimes, Heilbron and Seidel, Lawrence and His
Laboratory, and Hoddeson, Kolb, and Westfall, Fermilab.
11. There has been a recent uptick in interest in counterfactual history of science,
seeking to revive the technique as a flexible but neglected tool for throwing light on other-
wise obscure features of the historical process. For an overview, see Radick, “Presidential
Address.”
12. On the character and consequences of the Cold War population boom, see Kai-
ser, American Physics. A summary and chapter outline are available at http://web.mit.edu
/dikaiser/www/CWB.html.
13. On how this picture of the world influenced science and technology in the Cold
War, see Edwards, Closed World.
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INDEX
ab initio methods, 89, 126, 224n41 217n23; publishing operations of, 78,
Abraham, Max, 105, 227n7 80, 84, 91–93, 96–98, 100, 110, 185,
accreditation of physicists, 45–47 201, 236n45; survey conducted by,
Acoustical Society of America, 23–25, 40, 85; War Policy Committee of, 213n5
50, 201 American Philosophical Society, 45, 50,
acoustics, 7, 36, 39, 106, 152 220n14
Advanced Research Projects Agency, American Physical Society, council of,
121, 124–31, 133, 153, 162, 230n12, 41–44, 52–53, 56, 61, 65, 68–69, 76–
231n29 78, 91–93, 99, 119, 132, 161, 208;
advisory system, federal, 86, 90–91, 121– disposition toward applied research,
26, 133, 153, 159 39–45, 49–54, 65, 74–75, 200–202;
Air Force Office of Scientific Research. divisions of, 50, 56–62, 65–69, 73,
See United States Air Force 76–78, 81, 87, 112, 131–33, 144, 153,
American Association of Physics Teach- 159, 164, 170, 204, 219n5, 220n19,
ers, 40, 217n12 221n49; dominant place in American
American Chemical Society, 50, 59, 78, physics, 33–37, 217n23; as a foil for
225n56, 231n39 American pragmatism, 21–24, 31;
American culture: and big science, 188, founding of, 5, 11–14, 19–20, 196;
196–97, 200, 210; place of physics intersociety relationships of, 231n39;
within, 8–11, 174; pure science ideal journals of, 26–27, 30, 97–98, 100,
as a foil to, 18–20, relevance of phys- 157, 225n56, 235n25, 240nn1–2;
ics to, 34 meetings of, 20, 38, 41–42, 52, 56,
American Institute of Electrical Engineers, 58–59, 61–62, 64–69, 76–78, 92–93,
21–22, 107, 217n17 99, 103, 138, 161, 170, 179, 217n12,
American Institute of Mechanical Engi- 223n3; membership of, 29, 84, 86,
neers, 63–64, 231n39 215nn12–14, 218n29, 222nn1–2,
American Institute of Physics, as an 230n1; presidents of, 11, 32, 42, 44,
alternative to the American Physi- 50, 68, 178–79; and the real estate
cal Society, 34–37, 39–43; and the business, 60, 220n15
Conference of Physicists, 45, 50–53; American Physics Teacher, 25
founding of, 24; member societies of, American Society for Metals, 63–64
268 INDEX
amorphous solids, 15, 62, 64, 156, 195 Aspen Center for Physics, 163
Anderson, Philip W.: opposition to SSC, astrophysics, 191, 223n3, 227n76
3–4, 10, 182–84, 186–92, 194–95; Atomic Energy Commission, 10, 102–4,
opposition to reductionism, 15, 137; 112–13, 115, 172, 227n6, 231n24
140–52, 206, 233nn37–38; early atomic physics, 27, 73, 87, 135, 185,
adopter of condensed matter physics, 227n76
154, 235n44; and intellectual merit of
solid state physics, 159, 160–61, 166; Bardeen, John, 147, 158, 224n33,
role in the Aspen Center for Physics 225n53, 235n29
163; comparison to Douglas Adams Barnes, R. Bowling, 49
233n31 Barry, Dave, 182
applications. See applied physics Barton, Henry, 45, 59, 80, 92
applied physics: and disciplinary federal- basic research: accessibility to solid state
ism, 39–44; early twentieth century researchers, 148, 159–60, 162–64;
growth of, 24–28, 30, 33, 35; as ex- federal support for, 16, 120–25,
tensive research 140; and federal 128–33, 136, 142, 144, 172–73,
funding priorities, 175–76, 183–89, 175–78, 185, 187–89, 191–92,
194–95; as the future of solid state 194–95, 233n24; industrial support
research, 148; marginalization of, 5, for, 191–92; institutional represen-
13–16, 30, 36, 41, 52, 60, 84, 120, tation for, 40–42, 45, 63, 67, 71,
200–202, 205, 207–8; in materials 74–75; at large facilities, 14, 206;
science, 122–23, 125, 127, 129–33; and metallurgy, 106; at the National
in the media, 150–52, 154; at the Na- Magnet Laboratory, 108–11, 113–15;
tional Magnet Laboratory, 104–107, and pedagogy, 49, 128; popularity of,
109, 111–15, 117; and physics educa- 84; as a problematic category, 7, 21,
tion, 48–49; as a problematic category, 217n9, 228n11, 240n67; profitability
7, 20–22, 41, 217n9, 228n11; repre- of, 119; relationship to technical out-
sentation in the APS, 65–67, 69–75; comes, 167–68, 194–95, 203, 216n3,
routes from basic research to, 160, 228n15, 229n27, 231n29, 232n15,
162–68, 229n27, 231n29, 232n14; 237n74; and scientific merit, 138
societies and journals dedicated to, Bell Telephone Laboratories: architecture
35, 39, 240n2; in song, 23 of, 231n29; breakup of, 163, 193;
applied research. See applied physics employees of, 119, 174, 215n14,
approximation techniques, 72, 89, 90, 218n33, 224n33; establishment of,
156–57, 225n45 22; lack of gemütlichkeit, 142; meeting
Argonne National Laboratory, 197 held at, 23; Philip Anderson at, 3, 137,
ARPA. See Advanced Research Projects 142–43; represented at the Confer-
Agency ence of Physicists, 32, 46–47, 49–50;
INDEX 269
solid state research and, 63, 71, 73, Buckley, Oliver E., 32, 34, 47–48, 51
91, 95, 162, 220n28, 232n15; William Burstein, Elias, 77
Shockley at, 57, 84–85
big science: excesses of, 205–7; and fed- California, Santa Barbara, University of,
eral spending, 172, 186–89, 191–92; 163
as a historiographical category 227n5; Cambridge, University of, 18, 147–48,
limits of, 16; for solid state physics, 235n44
102–4, 117 Carnegie Institute of Technology, 57, 63,
biology: antireduction in, 233n31; ascent 69, 84, 94
to prominence, 9, 149, 172, 197; con- Cavendish Laboratory, 87, 105, 154,
trasted with physics, 6; molecular, 227n8, 235n44
210; relevance of physics for, 49, ceramics. See amorphous solids
165, 179 chemical engineering, 71, 88, 89, 126,
Bitter, Francis, 102, 105–11, 114–15, 117, 130
187, 220n26, 227–28nn8–13 chemical physics, 52, 93–95, 165, 191,
BKS theory. See Bohr–Kramers–Slater 225n56, 226n58
theory chemistry, and emergence: 144–45,
Bloch, Felix, 89, 147, 196 179; Eugene Wigner and, 88–89; in
Bloembergen, Nicolaas, 112, 178–79 France, 156–57; as a fundamental
Boehlert, Sherwood, 178–80, 185 science, 105–7; industrial relevance
Bohr–Kramers–Slater theory, 88–89, of, 191; in industry, 36; at the Institute
224n41 for the Study of Metals, 164–65; and
Bohr, Niels. See Bohr-Kramers-Slater materials science, 122–24, 126–27,
theory 130; Nobel Prize for, 150; physicists’
Bond, James, 210–11 collaboration with, 63, 73, 79, 81, 86,
Breck, Otto, 71 93–97, 100, 109, 120, 201, 208; in
Breit, Gregory, 209 physics pedagogy, 90; professional
Brillouin, Lèon, 62, 89, 220n24, 225n45 identity, 21, 32, 33, 47–49, 51–52,
Brinkman Report, The, 163–67 60–61, 213n3, 214n10, 225n53,
Bristol, University of, 157 225nn55–56, 226n58, 226n64,
Bromley Report, The, 159–63 230n20, 231n29; publications, 14,
Brookhaven National Laboratory, 91, 94, 25, 27, 92–95
103–4, 197, 235n28 Chicago, University of: faculty of, 22,
Brooks, Harvey, 94, 96–98, 100, 158–59, 159, 123, 164, 186, 217n9, 218n33;
162, 225n53 as IDL site, 125; influence on Alvin
Brown University, 27, 109, 125, 164 Weinberg, 137–38; publications from,
Browne, Malcolm, 150, 179 142
bubble chambers, 135, 207 Clogston, Albert M., 119–20
270 INDEX
Journal of Applied Physics (cont.): editors levels of physical organization, 15, 139,
of, 37, 217n15; publications of the 144–49, 181, 186–87, 208, 233n31
National Magnet Laboratory in 113, Lincoln Laboratory, 109, 126, 143
228n22; renamed from Physics, 27 linear model of innovation, 167, 231n29,
Journal of Chemical Physics, 25, 92, 237n74
201–2, 225n25 liquid helium, 15, 81, 162, 179
Journal of Rheology, 25, 30, 201 liquids, 152, 154–56, 160, 196
Journal of the Acoustical Society of Amer- Livingstone, M. Stanley, 136
ica, 25, 201 Los Alamos, 112, 209
Journal of the Optical Society of America, low temperatures, 6, 108, 147, 164
25, 201
journals. See publishing magnetic resonance imaging, 167, 175,
178–79
Kadanoff, Leo, 164–65, 186 magnetism, 28, 60, 102, 105, 113, 164,
Katcher, David A., 80–81 166
Kelly, Mervin, 49–50 magnets, 11, 127, 167, 177, 178–79
Kemble, Edwin, 48–49, 87, 126, 230n16 Manhattan Project: Alvin Weinberg’s
Kevles, Daniel J., 32–34, 196–97, 216n3 employment with, 138; associations
Kincaid, John F., 126–28 between basic research and, 120,
Kittel, Charles, 72–73, 143, 225n53 214n10; Bern Porter’s employment
Kleppa, Ole, 165 with, 27; as engineering endeavor,
Kleppner, Daniel, 205 8–10, 208–9; institutional legacy of,
Kohn, Walter, 94, 96, 154, 162–63, 164; secrecy around, 32, 35
226n64 Mansfield Amendments, 115, 120
Kolm, Henry, 113–14, 229n36 many-body physics, 160–61
Kramers, Henrik, 88 Massachusetts Institute of Technology:
Krumhansl, James, 123, 179, 191 faculty of, 72–73, 83, 86–87, 89, 105,
139, 228n13, 240n3; laboratories of,
Laboratory for Insulation Research, 127, 14, 23, 85, 107–118, 125–26, 143;
230n20 solid state theory course, 72; students
Large Hadron Collider, 171, 214n25 of, 86, 222n63
lasers, 11, 177–78, 196, 236n45 Materials Advisory Board, 122–24. See
Lawrence Berkeley Laboratory, 81, 143, also National Research Council
207, 214n11 Materials and Man’s Needs. See Commit-
Lax, Benjamin, 104, 109–14, 117, 160, tee on the Survey of Materials Science
173, 229n36 and Engineering
Lederman, Leon, 170, 174, 176–78, 182, Materials Research Centers. See Interdis-
184, 202 ciplinary Laboratories
INDEX 275
Nobel Prize (cont.): Philip Anderson, 143, pedagogy, 32, 35, 72, 109, 126, 199, 207
150, 183; Steven Weinberg, 182; Pegram, George, 44, 91, 221n43
Walter Kohn, 226n64 Pennsylvania, University of, 36, 63–64,
Noble, David F., 21, 215n5 125
noncrystaline solids. See amorphous Pergamon Press, 97
solids Philosophical Magazine, 26
Northwestern University, 56, 125, 185 physical chemistry. See chemical physics,
nuclear arms race, 9, 232n3 93, 164, 225n56
nuclear magnetic resonance, 11, 94, 145, Physical Review: ability to read cover-to-
178, 226n61, 226n64 cover, 24–27; editorship, 83, 92; as
nuclear physics: APS division, 132, flagship journal, 24; growth of, 79–80,
229n31; as a discipline, 55; funding 86, 201–2; narrowing of focus, 13,
for, 102, 192; overlap with high en- 26–27; profitability of, 91–92; publi-
ergy physics, 10–11, 135–36, 177; cation delays, 78, 97, 99; publications
political influence of, 4, 8–10, 143, in, 110, 113, 221n36; solid state
176, 205; and population growth, 30; physicists consider abandoning, 79,
prestige of, 81–84, 200, 207–10; pub- 93–94; subdivision of, 142, 155, 200,
lications, 26, 79, 93, 227n76; research 240n2
in 88; and undersea saxophone, 182 Physical Review Applied, 200, 202, 240n2
nuclear weapons, 32, 34, 52, 112 Physics. See Journal of Applied Physics
Physics Today: articles in, 58, 87, 137,
Oak Ridge National Laboratory, 27, 103, 139, 152, 179, 228n11; as a discus-
137–38, 197 sion forum, 36, 80–84; founding
Office of Naval Research, 102, 121 of, 51, 204; discussions of unity in,
Oppenheimer, J. Robert, 9, 81, 209 185–87
Optical Society of America, 23, 25, 40, Physik der kondensierten Materie, 155,
201 159
optics, 7, 39, 49, 108, 155, 166, 227n76 physique du solide, 155–57, 235n23
Osgood, Thomas H., 35, 40 Pick, Heinz, 156
Pines, David, 158, 163
Pais, Abraham, 24–25, 207 Pippard, Brian, 147–48, 158, 168
Pake Report, The, 157–59, 162, 166, plasma physics, 8, 159, 191, 240n67
235n30 Porter, Bernard H., 27–30
Pake, George E., 94, 158 prestige: of the APS, 77–78; discussed at
Panofsky, Wolfgang, 115, 135 the Conference of Physicists, 47–48;
particle physics. See high energy physics glut of in postwar physics, 39, 148–49,
Pastore, John O., 115–17, 173 172; of high energy physics, 4; inter-
Pauli, Wolfgang, 12, 147, 241n7 national, 104; maintenance of, 7–10;
INDEX 277
Stanford Linear Accelerator, 104, 115, United States Congress: and NAL fund-
135, 207 ing, 104; physicists’ testimony before,
Stanford University, 33, 86, 126, 142, 111–12, 115, 135, 171–74, 176, 179,
218n33 181, 184–86; and SSC funding, 3,
Star Wars, 16 171–192
stereo equipment, 11, 208 United States Department of Defense. See
Strategic Defense Initiative, 175–76 Department of Defense
Superconducting Super Collider, 3–5, United States Department of Energy. See
8–10, 15–16, 170–98, 202, 205–6, Department of Energy
239n43 United States Navy. See Office of Naval
superconductivity: industrial uses, 11; as Research
constituent field of solid state physics, unity: divisions as a threat to, 13, 42, 65,
110, 164, 167, 235n29, 236n48; in- 86; as justification for the SSC, 185–
correctness of theories of, 147; Nobel 87; political, 35, 37–38, 40, 56, 70,
Prize for, 150, 158; and magnets, 175, 73–75; intellectual, 55–56, 70; Physics
177–79 Today as catalyst for, 80–82, 84; and
superfluidity, 6, 156, 158, 162 reductionism, 233n37–38, 239n58
Sutton, Richard M., 46 University of Bristol. See Bristol, Univer-
synchrotron radiation, 103–4, 198 sity of
Szilard, Leo, 88, 209 University of California, Santa Barbara. See
California, Santa Barbara, University of
Tate, John Torrence, 26–27, 51, 79, 91–92 University of Cambridge. See Cambridge,
teaching. See pedagogy University of
technological applications. See University of Chicago. See Chicago, Uni-
applications versity of
textbooks, 72–73, 90, 124, 136, 227n7 University of Illinois. See Illinois, Univer-
textiles, 24, 85, 218n34 sity of
thermodynamics, 6–7, 19, 21, 44, 105 University of Pennsylvania. See Pennsylva-
Tocqueville, Alexis de, 18–19 nia, University of
Townes, Charles, 145, 158–59
training. See pedagogy Van Vlack, Lawrence, 124
transistor, 11, 54, 72–73, 142–43, 167, Van Vleck, John Hasbrook: education,
222n64, 232n17 87, 126; extension of Wigner-Seitz
Trivelpiece, Alvin, 175–76 method, 90; impressions of Physical
Review, 26; impressions of Physics
United States Air Force, 108, 110–11, Today, 83; as leading solid state physi-
115, 117, 123 cist, 225n53; Nobel Prize, 142–43,
280 INDEX
Van Vleck, John Hasbrook: Nobel Prize Westfall, Catherine, 10, 103, 197
(cont.), 150; opposition to APS divi- Westinghouse Electric Corporation, 57,
sions, 58–63, 65–67, 74–75, 77–78, 105, 142–43, 191, 221n28, 227n8
80, 88, 204, 219–20nn11–19, 223n4; Whewell, William, 30, 33
work on exchange interaction 71; Wigner–Seitz method, 89, 225n45
work on magnetism, 96 Wigner, Eugene, 87–90, 219–20n14,
Vietnam War, 103, 110–13, 133 220n19, 224n33
Wilson, Robert, 115–17, 173, 177
Waterfall, Wallace, 24, 37–39, 217n15 World War I. See First World War
Weart, Spencer, 55, 95, 154 World War II. See Second World War
Weinberg, Alvin, 137–140, 144–45,
147–150 X-ray diffraction, 103, 166
Weinberg criterion, 138–40, 145, 149,
184–85, 187 Zeitschrift für Physik, 155, 234n14
Weinberg, Steven, 151, 171, 173, 178–79, Zener, Clarence, 71
182–85, 187, 202
Weisskopf, Victor, 139–40, 144, 183,
232n12