SEBI Grade A

What to Cover for Securities Markets - Phase 1?

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 SEBI Grade A Recruitment Intimation

Notification to be released on 15th September

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 Phase 1 Pattern

Quant Reasoning GA English

Awareness of Securities Market

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 Awareness of Securities of Markets

Static Non Functional

Static Functional Knowledge About SEBI and Current Affairs
Knowledge

1 3 2
 Static Non Functional Knowledge

NSE BSE MCX CSDL

RBI SEBI NSDL

Headquarters Chairman Board Representation

Powers Areas of Operation Basic Structure

 Current Affairs

SEBI Committees and their

SEBI Notifications SEBI Press Releases
recommendations

SEBI Annual Report SEBI Bulletin SEBI Circulars

 Static Functional Knowledge

Introduction to Securities Market

Equity and Debt

 Static Functional Knowledge

Equity Markets

Basics of Primary and Secondary Markets Stock Exchange and Basic Procedure to buy and sell stock
on stock exchange (NSE, BSE MCX)

Participants in Stock Market Demutualization of Stock Exchange

Methods of Valuations of Shares Risk and Return of Investing in Equities

 Static Functional Knowledge

Debt Markets

What is Debt? Features of Debt Instrument

Variations in Structure of Deb Instrument Types and Structures of Debt Instruments - Short Term
and Long Term

Pricing and Yield of Debt Instruments Risk and Return of Investing in Debt
 Static Functional Knowledge

Hybrid Instruments

Preference Shares FCCBs

Convertible Debentures ADR's GDRs' and IDRs

Warrants
 Static Functional Knowledge

Primary Markets

What are Primary Markets? Functions of Primary Market

How is Primary Market Different from Secondary

Market Types of Issues In Primary Market

Issuers in Primary Market and Instruments they are

Type Of Investors in Primary Markets
allowed to Use
 Static Functional Knowledge

Primary Markets – Issuance of Equity

Regulations for Issue of Shares to Public Types of Public Issue of Equity Shares

Pricing of IPO IPO Process and Parties Involved

Application and Allotment of Shares Listing Issue of Shares

Rights, Preference and Private Issue of Shares

 Static Functional Knowledge

Primary Markets – Issuance of Debt

Issuance Process of Debt Private Placement in Debt

 Static Functional Knowledge

Secondary Market

Role and Function of Secondary Market Participants

Broker and Client Acquisition

 Static Functional Knowledge

Trade Execution in Secondary Market

Trading Systems Orders and Types of Orders

Electronic and Trade Execution Contract Note

 Static Functional Knowledge

Cost of Trading in Secondary Market

Trading Cost Components

 Static Functional Knowledge

Settlement of Trades in Secondary Markets

Delivery and Square Off Determination of Settlement

Settlement Cycle, Payin and Pay out
Obligation

Margins Short Delivery and Payment

 Static Functional Knowledge

Corporate Actions on Equity

Rights Issue Bonus Split

Buy back Warrants

 Static Functional Knowledge

Risk Management in Secondary Market

Risk Management Rights, Obligations and

Disclosure by Listed Companies
Grievance Redressal
 Static Functional Knowledge

Regulators in Securities Markets

Securities and Exchange Board of India (Intermediaries) Regulations, 2008

SEBI (Issuance of Capital and Disclosures Requirements) Regulation

SEBI Listing Agreement

Other Laws and Regulations administered by DEA, MCA, RBI etc.

Static Functional Knowledge

Mutual Funds

Derivatives
 We Shall soon be launching a Complete Course

Email – hello@edutap.co.in M- 8146207241

All Other Details shall be shared once the

notification is out

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 Thanks

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