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WorldDev&pment, Vol. 23, No. 7, pp.

1073-1084, 1995
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Are Integrated Conservation-Development Projects


(ICDPs) Sustainable?
On the Conservation of Large Mammals in
Sub-Saharan Africa

CHRISTOPHER B. BARREIT
Utah State University, Logan, U.S.A.
and
PETER ARCESE”
University of Wisconsin, Madison, U.S.A.

Summary. - Initiatives to link rural development and species conservation, known as integrated conser-
vation-development projects (ICDPs), have been launched with considerable fanfare and funding around
the world. Although ICDPs hold appeal as broader ecological efforts than the conservation and develop-
ment strategies that preceded them, they also suffer conceptual flaws that may limit their appropriateness
and potential sustainability, at least when applied to the protection of large African mammals.

1. INTRODUCTION We are concerned about the ICDP approach for


several reasons, and in this paper we comment on
Traditional techniques of protected area manage- these from the perspectives of an economist working
ment, sometimes referred to as the “fences and fines” on African agricultural development and rural poverty
approach, are increasingly viewed as having failed in alleviation, and a wildlife ecologist concerned with
their goals of preserving biological diversity in the the conservation of African wildlife. We first offer
tropics (e.g., Bell, 1986a; 1986b; Leader-Williams some background to the problem. Second, we list two
and Albon, 1988). In their place, integrated conserva- particular concerns for the sustainability and feasibil-
tion and development projects (ICDPs) are being pro- ity of ICDPs from a biological perspective, and a
moted and portrayed as “the vanguard of what will slightly greater number of concerns based on social
undoubtedly be a broad array of initiatives attempting and economic arguments. Finally, we list potential
to link conservation and development.“1 In sub- alternatives to the ICDP approach of encouraging the
Saharan Africa, ICDPs are frequently designed to increased reliance of rural peoples on the exploitation
encourage conservation by linking the controlled of wildlife resources.
exploitation of wildlife resources in protected areas to Much early development theory applied in colonial
the curtailment of human encroachment into these and postcolonial Africa advocated rapid resource
areas (Kiss, 1990). Despite their nearly universal extraction. Conservation strategies of these periods, as
acceptance, however, ICDPs have recently drawn typified by the fences and fines approach, were as bio-
attention because of what are viewed as ill-conceived centric as the contemporaneous development strate-
and untested assumptions about their sustainability gies were anthropocentric. In contrast, ICDPs assume
and appropriateness to local conditions. In a review of that human and nonhuman systems are interdependent
23 such projects in Africa, Asia, and South America, and, therefore, that the challenges of conservation and
for example, Wells, Brandon and Hannah (1992) development are inextricable. The core philosophy of
noted that “measurable progress has been rare”, and the ICDP approach is revealed in the language used to
they concluded that all projects had failed to meet their
stated objectives because”the critical linkage between
development and conservation is either missing or *We thank John Peck for helpful discussions. Final revision
obscure.“’ accepted: February IO, 1995.

1073
1074 WORLD DEVELOPMENT

describe them as “community-based” programs, in cash or in kind, and also because they develop a
employing “participatory” methods to simultaneously sense of “ownership” over wildlife after having
“empower” rural residents and conserve threatened become involved in decisions having to do with its use
species, and this language may also account for much (Lewis, Kaweche and Mwenya, 1990; Peck, 1993).
of the enthusiasm with which international develop- The aims of conservation are also said to be served,
ment agencies and conservation groups support them.3 ostensibly because local people come to realize the
The distinctive feature of ICDPs as conservation long-term benefits of healthy wildlife populations via
strategies is that rural residents are induced to surren- their ability to generate revenues from tourism, safari
der access to, or to curtail illegal offtake of, native hunting, and meat sales, as well as their traditional
species and their habitats in exchange for alternative value as food. What is less clear from a biological per-
sources of income and sustenance, or for the provision spective, however, is (a) the degree to which present
of direct compensation, infrastructure, or social ser- day harvests are sustainable over the long term, (b) the
vices associated with an improved standard of living. assumption that, even though present day benefits may
Such exchanges are sometimes contractual, but be viewed favorably, they will suffice in the future to
whether formalized or not, the basic notion of an promote sustainable harvest policies and curtail sup-
exchange of access for material consideration is cen- plementary, illegal exploitation, and (c) that it is a bio-
tral to ICDPs. logically sound policy to base human needs, which
In the case of plans to promote the sustained use and must be assumed to grow, on the harvest of wildlife
conservation of large African mammals, the CAMP- populations that will not grow and which may be
FIRE program of Zimbabwe’ offers a general model inherently unstable in size. We now consider these
of a project design that is being emulated across concerns in more detail before considering some of
Africa. Kiss (1990) and Child and Peterson (1991) the social and economic ramifications of ICDPs.
provide details of this program, which we summarize
briefly here. In several semi-arid districts of
Zimbabwe, tsetse flies are often abundant to the point 2. THE BIOLOGICAL SUSTAINABILITY
of preventing the successful production of domestic OF ICDPs
stock. Moreover, rainfall is erratic and the soils are
typically shallow and infertile. As a result, local peo- It is clear that most populations of large African
ple have subsisted, particularly in times of scarcity, on mammals can sustain some harvest without declining
wildlife taken illegally from parks, game-controlled to extinction (Dasmann, ,1964; Parker, 1984, 1987;
areas, or other undeveloped lands in the region. Prior Child and Child, 1987; Child, 1990; Muir-Leresche,
to the mid- 1980s this situation pitted local people try- 1987; Macnab, 1991; Burton, 1994). The economics
ing to better their lives against government officials of commercial or cooperative cropping ventures,
with a mandate for the protection of wildlife, with nei- however, are uncertain for most species of large
ther group realizing substantial progress in part African mammals, mainly because of the difficulties
because of interference by the other. The sentiments of of obtaining, processing and transporting animals and
local people were summarized by Chief Malama for their products. Where careful analyses have been
one region near Nyaminyami: “Tourists come here to done, the evidence suggests that cropping will be
enjoy lodges and to view wildlife. Safari companies marginally profitable for only a handful of species that
come here to kill animals and make money. We are can be easily slaughtered, without relying on refriger-
forgotten. Employment here is too low. Luamfwa ation or vehicle transportation; and further, that under
Lodge employs only about four people and safari most environmental conditions domestic stock will
hunting employs no one. How can you ask us to coop- have higher productivity than wild species in the same
erate with conservation when this is SO?“~ area (Macnab, 1991). Nevertheless, if cropping
In an effort to ameliorate conditions of human schemes are initiated and monitored as ecological
poverty, dwindling wildlife, and a lack of cooperation experiments (Macnab, 1983) there is reason to
between local people and government workers, believe that something more could be learned about
CAMPFIRE has attempted to promote the sustainable, the conditions under which they might be operated
legal use of certain wildlife species (particularly ele- successfully within protected areas; i.e. at a profit,
phants, Cape buffalo, and several antelope species) by without causing undue depletion of a particular
small. homogeneous communities in order to provide species or irreversible change to the structure and
both employment and cash.” Harvests are determined functioning of the protected ecosystem. At present,
by ecologists of a nongovernmental trust, who work in however, cropping schemes as components of ICDPs
consultation with villagers and receive a portion of the are being promoted uncritically (Macnab, 1991:
proceeds from the sale of wildlife products (mainly Sinclair and Arcese, 1995) and with little or no eco-
meat) for their continued involvement. Local people logical monitoring (Kremen, Merenlender and
are said to react positively to these initiatives because Murphy, 1994). Below, we list some areas where the
they typically receive employment, tangible benefits assumptions that underlie these schemes remain
ARE ICDPs SUSTAINABLE? 1075

untested and are likely to be false. If we are correct and The problem of flexibility in management policy
these problems are ignored, the collapse of these pro- will be worsened by the fact that many large African
grams may be inevitable. mammal populations slated for harvest are unstable in
size. For example, Young (1994) lists 47 die-offs
involving 20 species of large African mammals, all of
(a) Estimating sustainable harvests over the which occurred by natural causes in the last five
long term decades. Die-offs resulted most often from droughts,
but also from natural disease outbreaks and increases
Given reliable information on the number, social in predator populations. Young (1994) did not include
system, and survival and reproductive rates of a die-offs resulting from human causes, such as overex-
species, it is a relatively straightforward task to esti- ploitation or the introduction of exotic diseases (e.g.,
mate how many animals may be killed each year with- rinderpest). Even so, natural die-offs resulted in an
out causing the population to decline to extinction, average 63% reduction in population size. Young
given that the environment remains constant (1994) concluded that severe natural reductions in the
(Caughley, 1977). Several additional pieces of infor- size of large African mammal populations are a wide-
mation are required, however, if one wishes to main- spread and not uncommon phenomenon.
tain a stable harvest in the face of a varying environ- Instability further complicates the estimation of
ment, as is found in many protected areas in Africa sustainable harvests in large mammal populations,
(Sinclair, 1977, 1979a, 1979b; McNaughton, 1983, and it is also likely to affect the dynamics of human
1985). This information can be summarized as that resource interactions. This is because reductions in the
which answers the question: what maintains the cur- size of harvested populations that result from natural
rent population size at present? Experience shows that catastrophes are difficult or impossible to predict. But
for many large African mammals, the answer to this when they occur, the conservation goals of ICDPs dic-
question rests mainly on the amount and temporal tate that managers must curtail harvest to allow popu-
availability of food resources (Sinclair, 1977, 1979a; lations to recover. As noted above, however, because
Hilbom and Sinclair, 1979; Caughley and Sinclair, the needs of local people are likely also to vary with
1994). Resource abundance depends in turn on the environmental conditions, managers can expect to
quality of the habitat utilized, the amount of habitat face the difficult decision of choosing between human
available, and the overall rate of resource production, needs and conservation goals. In this case, one of two
which is typically linked to rainfall in savanna systems outcomes is inevitable. First, if managers curtail the
(Sinclair, 1977; McNaughton, 1983, 1985; Caughley legal harvest, the credibility of the ICDP scheme is
and Sinclair, 1994). imperiled and resumption of illegal harvest is likely.
Many critical assumptions underlie wildlife crop- Second, if managers yield to public pressure to main-
ping schemes initiated in these conditions. We now tain or increase harvests, the depletion of the harvested
highlight two particular assumptions that are probably population is ensured. Neither of these alternatives is
false for ICDPs as they are presently conceived. First, consistent with the goals of ICDPs.
managers are assumed to be able to respond to changes A second assumption of wildlife harvesting
in rainfall by increasing harvests following “good schemes promoted in ICDPs is that the quality and
years” and decreasing them following “bad years”, amount of habitat available to the harvested popula-
because the degree to which these adjustments can be tions will remain constant or increase. This is required
achieved will determine the success of the culling because a stable resource base for animal production
operation, in terms of maintaining populations at their is essential to maintaining stable harvests over the
optimal or maximal size for harvest. Increases might long term. Many populations slated for harvest, how-
be arranged successfully within the ability to harvest, ever (e.g., the migratory wildebeest and zebra of the
process and transport additional animals. Decreases, Serengeti and Tarangire regions of Tanzania, and
however, are likely to be politically unpalatable in the migratory wildebeest of the Central Kalahari,
ICDP context, since the benefits of off-take are Botswana), utilize large amounts of habitat in areas
assumed to be linked to the willingness of local resi- that are only marginally protected or completely
dents to comply with regulation (Lewis, Kaweche and unprotected at present (Sinclair, 1995; Hilborn et al.,
Mwenya, 1990). If political pressure limits a man- 1995). Thus, in areas such as the Loliondo and
ager’s ability to reduce harvests, a downward spiral in Ikorongo Game Controlled Areas, which straddle the
the size of the harvested population will result, east and west boundaries of Serengeti, habitat is
because short-term overexploitation will lead to lower rapidly being usurped by commercial grain and veg-
future sustainable harvests, less local cooperation, and etable farms, peasant settlements, and domestic stock
so on. Clearly, for the assumption of sustainable har- grazing (Sinclair and Arcese, 1995). Loss and degra-
vest to be upheld, managers must be flexible to the dation of habitats, particularly those which may only
point of closing harvests during years when rainfall is be used by wild ungulates in times of severe stress due
low and when demand by local people is at its peak. to drought, will reduce the sustainable size of harvests
1076 WORLD DEVELOPMENT

in the absence of land protection and restoration pro- ICDPs, can provide benefits that will be sufficient to
grams. For example, in a year of record low rainfall in prevent declines in human satisfaction, cooperation
1992-93, the Serengeti wildebeest herd moved into and lawful behavior over the long term.
minimally and unprotected areas west of the park In answering this question it should be clear that
where rainfall is typically greatest. Coincident with whenever the main benefits provided to local people
doing so, the population experienced a loss of approx- are derived directly or indirectly from the harvest of
imately 30% in size (from circa 1.25 million animals large mammals, these benefits will be limited by the
to 0.90 million animals) because of the joint effects of size of the sustainable harvest. Because of this, we
limited food supply and intense poaching as the herd envisage only two scenarios in which the initiation of
moved through areas inhabitated by humans. Thus, harvests in protected areas can offer anything better
unless aggressive habitat restoration and protection than a short-term solution to the problems of dissatis-
programs are made part of the ICDP approach, there is faction, noncooperation and illegal exploitation.
little reason to believe that sustainable harvests will be First, several protected areas in Africa are sur-
maintained without there being mechanisms in place rounded by human populations that are at relatively
to reduce the dependence of local peoples on wildlife. low densities. In these areas, the initial harvest
In summary, we predict that normal variation in required to meet the needs of local people may be less
environmental conditions will often force ICDP man- than the sustainable harvest. At least initially, there-
agers into situations that pit human needs against con- fore, harvest programs in such areas may help to
servation goals. We also suggest that many large increase cooperation and curtail illegal exploitation.
mammal populations offered as examples for harvest But, if human populations grow past the point where a
are “artificially” large, because the habitats utilized at sustainable harvest can provide satisfactory benefits
present extend well beyond those that are suitably pro- on a per capita basis, ICDPs should be expected to fail
tected, and because no allowance for habitat degrada- for the same reasons that local cooperation may have
tion is factored into long-term projections of sustain- been lacking prior to their initiation. Therefore, in the
able harvests. We must expect that as unprotected and low human-density scenario, whether harvest pro-
less-protected habitats degrade, or are usurped for grams can provide substantial long-ferm benefits will
other purposes, carrying capacities for harvested depend on the size and growth rate of the human pop-
mammals will decline accordingly. In the face of sta- ulation, relative to the size of the sustainable harvest of
tic harvests, we therefore predict that a point of unsus- large mammals in the area.
tainability will be reached in the absence of harvest Our second scenario concerns more populated
adjustment. Furthermore, we also predict that such areas, where initial harvests will have to be set at or
downward adjustments will be difficult for managers near sustainable levels at the outset of the ICDP in
to enact because they will be politically unpalatable, order to provide per capita benefits that will yield gen-
and because they run counter to the main thrust of eral satisfaction, cooperation and lawful behavior.
ICDPs. This is the typical case in most areas where ICDPs are
being promoted (Kiss, 1990). In such cases, however,
only two policies can prevent the erosion of local sup-
(b) Willpresent-day benejts promote sustainable port for ICDPs as human populations grow.
harvests in future? First, managers could increase harvests above sus-
tainable levels in order to prevent declines in benefits
A second area of concern for the sustainability of per capita to local people. This has been the tack taken
large mammal harvests involves assumptions about by managers of several marine fisheries (Clark, 1990;
the growth rates of human and harvested populations. Hilborn, 1992; Ludwig, Hilborn and Walters, 1993).
If the main cause of noncooperation between pro- Under this strategy, however, the depletion of har-
tected area managers and local people is that the latter vested populations is inevitable. An alternative is for
realize few or no benefits from protected areas, it is managers to attempt to increase the size of harvested
reasonable to assume that by initiating ICDPs, man- populations in order to increase the size of the sustain-
agers will experience increased cooperation as the able harvest. This might be achieved, for example, by
level of satisfaction with protected areas increases. In removing predators, competitors and diseases, or by
addition, if increased satisfaction is reflected in lower improving the productivity of harvested species by
rates of illegal activity, ICDPs may thus enhance the selective breeding, increasing food resources via fer-
conservation of biological resources. By the same tilization and/or irrigation, or increasing the size of the
argument, however, we must also accept that as available habitat (Macnab, 1991). In this ca5e, the har-
human populations grow, the level of satisfaction will vested populations may be mamtained, but the charac-
decline if gross benefits remain static, because this ter and diversity of the biotic community. which
will result in declining benefits per capita. The critical ICDPs are meant to conserve. will have been lost.
question with respect to the conservation of large In addition, by enhancing the living stanckmla 01
mammals, therefore is whether their harvest, as part of humans adjacent to protcctcd ;irc;is. ICDP’r miturall~
AREICDPsSUSTAINABLE? 1077

stimulate greater per capita demand for meat and other Hofer, East and Campbell (1993) cite limited evidence
wildlife products; the income elasticity of demand is for the primary role of local people in the illegal har-
surely positive and likely greater than one. Moreover, vest of ungulates in Serengeti National Park,
improving local standards of living will probably con- Tanzania. This study did not address, however,
tribute to higher rates of local population growth than whether individuals arrested in the park were orga-
would be observed in the absence of an ICDP that is nized by people living in urban centers farther away,
successful in enhancing the well-being of local popu- as is often suggested in this and other wildlife areas
lations. This may occur especially rapidly in regions (Lewis, Kaweche and Mwenya, 1990; Thomson, 1992;
where living standards are depressed, and thus immi- our unpublished results). Marks (1991) noted that in
gration into areas with enhancements is made more the case of Luangwa, westerners have had an exces-
attractive. sive tendency to blame the locals for wildlife deple-
In summary, we suggest that it is biologically tion. In the absence of systematic studies, the extent of
unsound to base human needs, which must be assumed responsibility for illegal exploitation and subsequent
to grow, on the harvest of wildlife populations that wildlife depletion will remain a subject of debate.
will not grow. Although the present-day benefits of Clearly, several other groups of potential culprits
large mammal harvest may be viewed favorably, these do exist. Damage in some cases has been done by pri-
benefits are unlikely to be large enough to promote vate hunting concessions that operate with unlimited
sustainable harvests and curtail illegal exploitation in quotas and no specific protection for endangered
the future. This is because as human populations and species (Turner, 1987; Newby, 1990; Cloudsley-
incomes grow, per capita benefits will decline while Thompson, 1992; Sinclair and Arcese, 1995).
per capita demand increases. Eventually, these bene- Widespread and serious damage has also been done by
fits will approach the levels realized by local people regional warfare. Insurgents and armies in Angola,
living adjacent to protected areas without ICDPs. Liberia, Mozambique, Rwanda, Somalia, South
Finally, because ICDPs may enhance local population Africa, Uganda and Zimbabwe are all alleged to have
growth, they may also accelerate the rate at which turned to poaching, especially of elephant and rhinoc-
local satisfaction declines. In the end, therefore, we eros, as a source of meat and finance.’ Perhaps most
predict that many ICDPs will leave local communities disappointingly, it is also often the case that parks staff
with access to fewer animals, and with higher popula- themselves are a threat to wildlife. Bonner (1993, p.
tion densities, than if development dollars were spent 134) attributed more than one-third of Kenyan rhino
in other ways. In particular, we suggest that the above losses to employees of the services mandated to pro-
concerns point towards a critical, biological need for tect them. Even so, no careful decomposition of the
development projects to decouple human needs from incidence of encroachment and exploitation by rural
the harvest of large mammals. peoples versus other groups yet exists. It is essential to
the success of ICDPs that these analyses are under-
taken because programs designed around false
3. A SOClOECONOMlC CRITIQUE assumptions are unlikely to succeed.

ICDPs generally employ several different instru-


ments to induce behavioral change in humans living (b) Nonpecuniary benejits of illegal harvest
adjacent to protected areas. We first address some con-
ceptual and design flaws in specific tactics before turn- If we nonetheless assume that rural Africans bear
ing to more fundamental critiques of the current ICDP primary responsibility for the threats posed to large
approach. mammals, it follows that it is crucial to understand
why they do so. For example, implicit in the
exchanges designed into ICDPs is the notion that
(a) Who is responsible for nddlife rleplerion? wildlife are poached, or their habitats exploited, so as
to generate income or provide food for a household or
A crucial first question to ask is: who poaches large community. While these reasons are likely to be
mammals and degrades their habitats? It is often important in some cases, they may be insufficient to
assumed that poor rural inhabitants are the principal explain many relationships between rural human and
culprits, but this assumption is based primarily on large mammal populations in sub-Saharan Africa.
anecdotes because few systematic studies of illegal This is because many cultures vest hunting, foraging
harvest exist. Leader-Williams, Albon and Berry and shifting cultivation with great nonpecuniary
( 1990) found that offenders involved in relatively importance. Ceremonial feasts that require freshly
mmor offences within the Luangwa Valley, Zambia, killed game, rites of passage to adulthood or marriage,
oripinated locally. but that the well-organized, armed as well as a sometimes mdomitable sense of tradition,
%mgs that decimated Luangwa’s rhinoceros and ele-
.? all add intrinsic value to wildlife depredation that gen-
phant populations originated from outside areas. erally goes unrecognized in the design of ICDPs. Such
1078 WORLD DEVELOPMENT

values underlie the opinion of several senior enforce- (d) The efJicacy of ecotourism and rural food
ment personnel in the Serengeti, for example, that no marketing
amount of provisioning of meat or cash will dissuade
some traditional groups from hunting lions, ostriches Second, although tourism is widely touted as hav-
or Cape buffalo, even if this requires entering the park ing great potential to generate distributable surpluses,
and risking arrest to do so. Although there is a sub- it has yet to deliver substantial sums in excess of costs.
stantial literature on human relations with wildlife in This is due in part to extreme variability in tourist rev-
Africa, conservation planners apparently do not enues in response to political turmoil, exchange rate
appreciate the nonpecuniary dimensions of these rela- fluctuations and international economic conditions. It
tions sufficiently to incorporate them into their plans. is also due, however, to a substantial proportion of
gross tourism revenues being consumed by the cost of
imported goods and services, and the repatriation of
(c) Demand for wildlife products andfood profits by foreign investors. Thus, there is often little
net receipt to share locally; almost surely not enough
Even if we accept that wildlife uses are based on to significantly alter incentives to encroach on pro-
pecuniary or subsistence motives, there are economic tected areas and species (International Resources
reasons to doubt the sustainability of ICDPs, in addi- Group, 1992).y Even in Masai Mara National Reserve,
tion to the biological concerns mentioned above. which is Kenya’s premier wildlife attraction and gen-
Consider, for example, the structural effects on food erates some $20 million in foreign exchange revenues
demand patterns of the establishment of previously annually, locals received only an estimated 1.6% of
nonexistent programs of wildlife meat distribution. revenues in 1989. At Amboseli National Park, another
We would expect relative price changes to induce of Kenya’s major tourist spots, the corresponding fig-
changes in demand patterns, but they may also induce ures were 1% distributed locally out of $15 million in
changes in food preparation, diet, or even subsistence wildlife tourism revenues.10 Thus, even among the
cultivation patterns, especially of the oilseeds and most accessible, attractive, well-equipped and publi-
vegetables that complement the principal sources of cized sites in Africa, only modest surpluses are gener-
calories and protein.8 Such structural changes have ated with which ICDPs can compensate locals for sur-
persistent effects on demand patterns. Thus, if ICDPs rendering access to wildlife and habitats. Finally, only
increase a rural population’s dependence on game a minority of protected areas in Africa attract suffi-
meat, these projects may fuel local demand for game cient visitors to cover costs (Wells, Brandon and
and, in the event legal harvest distributions are cur- Hannah, 1992). Given that few protected areas are
tailed for biological reasons (see above), they may capable of generating a surplus, tourism is probably
ultimately foster the activities they are designed to overemphasized as a primary source of funds with
counter. which conservationists can entice rural residents to
As an alternative to distributing game meat for leave species and habitats alone.
local consumption, project managers may opt to mar- Third, and perhaps most fundamentally, for cash
ket game meat in urban areas or overseas where prices inducements to work rural inhabitants must be able to
are higher, and then distribute the proceeds to local convert cash income into food. Opportunities to do
communities. Many ICDPs have a revenue-sharing this, however, are often severely constrained by the
component, whereby some portion of the profits from organization of the rural food marketing network.
sales of meat, hides and other wildlife products, or Sen’s (1981) entitlements approach to understanding
receipts derived from park fees or tourist receipts, are poverty and famine suggests that trading access to
distributed to local residents as cash transfers. Even species for monetary compensation will expose rural
revenue-sharing arrangements, however, face poten- residents to new risks associated with exchange enti-
tial shortcomings. tlements. In that setting, price variability and quantity-
First, a fallacy of composition might apply with rationing in rural food markets conspire to threaten
respect to the sale of hides, meat and other wildlife household food security. Households faced with such
byproducts. High domestic and international prices situations actively work to diversify income and food
for exotica probably result in large part from their procurement sources so as to mitigate consumption
scarcity. If many parks in Africa or elsewhere enter risk. This leads, however, to using protected areas and
into the business of marketing wildlife products, the species conserved within them as prime diversifi-
prices might well respond as did cocoa prices to the cation strategies. Thus, the capacity of cash transfers
glut induced by widespread export promotion in the to induce rural peoples to withdraw from subsistence
late 1980s and early 1990s. Unfortunately, too little is cultivation, grazing or hunting in protected areas,
known about demand for wildlife products to deter- thereby exposing themselves to further market risks.
mine how to produce and market them so as to maxi- will depend in part on the state of the rural food mar-
mize net revenues, particularly if one wishes to jointly keting network. Food marketing in rural Africa
optimize herd size. remains poorly understood. It is known. however. that
ARE ICDPs SUSTAINABLE? 1079

prices are highly variable and markets do not always ments in Africa during the 1960s and 1970s is that
clear through price adjustment when markets are spa- governments rarely budget sufficiently for continuing
tially segmented and often subject to imperfect com- expenses once the requirement to match donor funds
petition.” expires. Lacking such outlays, infrastructure may
quickly fall into disrepair and services may be discon-
tinued. Theexperience of the Masai populations around
(e) Impacts oflCDPs on local employment, prices Amboseli National Park in Kenya are instructive.
and well-being
In exchange for relinquishing access to the proposed
In addition to pecuniary gains from transfers, national park, Masai pastoralists were promised compen-
ICDPs can generate employment. Some programs, sation, some concession rights, and water points for their
livestock in an arid area outside the park. After the park
notably the ADMADE scheme in Zambia and
was established and a water piping system constructed,
Zimbabwe’s CAMPFIRE program, have generated
cutbacks in government funding ended the compensation
significant additional permanent employment as payments and maintenance of the piping system. This
nature scouts, park guards and the like. Nonetheless, it system has now been inoperative for more than a decade.
is unclear if these positions, especially in Zambia, can The pastoralists have continued to bring their cattle into
be funded once international donors pull out. the park, particularly during the dry season, thus compet-
Moreover, jobs are exclusive, in that the benefits ing with the large wild herbivores (Wells, Brandon and
accrue to a narrow subset of the local population, and Hannah, 1992, p. 31).
it is not clear whether those employed are primarily
from the best educated and motivated of their commu- A broader government commitment to rural develop-
nities or are from the subsistence-stressed subpopula- ment and conservation, a point to which we will
[ions that are generally believed to be the most likely return, is thus a crucial determinant of the sustainabil-
to engage in illegal activity in protected areas. ity of any improvements in rural living standards
Proponents claim that even if ecotourism does not brought by community development efforts.
generate substantial transferable cash surpluses, it can
stimulate local employment and incomes by increas-
ing tourist expenditures on local artisanal products, (0 Five otherfundamental concerns about ICDPs
food, lodging, and services. This assumption is as yet
untested however, as there is no evidence of signifi- In addition to the specific critiques of common
cant positive impacts on rural employment or income. components of ICDPs listed above, we now offer five
Moreover, substantial subpopulations of African more fundamental socioeconomic concerns. First,
farming communities are in many cases net buyers of encroachment and poaching require a commitment of
the staple foods they produce. Thus, if tourism stimu- people’s time. Basic economics suggests that if people
lates local demand for food and thereby drives up are trying to maximize income, the crucial parameter
prices, tourism could hurt rather than help the poor is the opportunity cost of time.13 In weak economies
farmers who are its intended beneficiaries.12 plagued by rates of unemployment and underemploy-
Finally, ICDPs often provide infrastructure or ment commonly reaching 30% or more, and with low
social services to local communities. Indeed, commu- labor productivity rates in land-scarce areas (notably
nity-level investments are the most common compo- in east and southern Africa), the opportunity costs of
nents of ICDPs. The basic premise is that as economic many rural Africans’ time is very low. Seasonally, if
well-being improves, the opportunity cost of exploit- not permanently, any income-maximizing rural resi-
ing natural resources rises. It is not difficult to build a dent would be wise to set off for the nearest protected
school here, a health clinic there, or to improve the odd area, even in the face of risks of imprisonment or
road. The lessons learned from decades of rural devel- injury. By virtue of their purely local jurisdiction,
opment interventions, however, indicate that generat- ICDPs do not exert substantial influence over the
rng palpable improvements in rural well-being from returns of alternative uses of rural inhabitants’ time.
hmall-scale infrastructure investments and social ser- For example, providing irrigation networks may keep
vices provision is a tedious task with a high rate of fail- a rural farmer from further extensification of culti-
urc (World Bank, 1988). Wells, Brandon and Hannah vated areas, and it may encourage application of more
( 1992. p. 29) report that “most of the ICDPs showed time to canal maintenance, weeding and harvesting.
no cvldence of having absorbed” the basic lessons of past But except for advanced, panseasonal irrigation sys-
rural development projects. Perhaps most importantly, tems with dependable riverine sourcing, the effects are
these interventions require commitment of continuing likely to be negligible for at least several months each
operations expenses, for road rehabilitation, supplies year. Similarly, a project that hires even 100 new park
ot’ pharmaceuticals and school materials, teachers and guards from neighboring communities is unlikely to
health clinicians’ salaries, etc. Aid projects do not last affect the wage rate that guides the behavior of those
torc\cr, and the cruel kxon ot’massive project invest- left unemployed.
1080 WORLD DEVELOPMENT

Second, ICDP managers are in a difficult position selective compensation and development schemes may
with respect to establishing the credibility of their pro- therefore induce delinquency on the part of communi-
jects with local populations. Rapport is often poor, due ties which have historically been better stewards.
in large measure to a history of confrontation under Finally, one needs to step to a more aggregated level
the “fences and fines” approach, and thus depends of analysis and operation than local projects to achieve
inordinately on rural residents’ perceptions of park feasibility and uniformity of treatment across commu-
officials’ commitment to human development. Because nities. In this sense we echo Cheru (1992, p. 497) in
development is merely a means to conservation in cautioning that a fruitful coexistence between large
ICDPs, however, one might expect that rural residents mammal and human populations requires “a funda-
anticipate that when scarce funds dry up, as often hap- mental reorientation of government policies and
pens in rural Africa, they will be abandoned in favor of resources towards solving rural problems.” Poverty
other mammals, and that they plan accordingly. and ecological degradation have both micro and macro
In particular, covariate shocks (e.g., drought, origins. National policies have up to now contributed
rinderpest outbreaks) are a special threat to the credi- to the overexploitation of the natural resource base and
bility of a project’s promise to deliver meat or cash to immiseration of rural populations.17 As others have
local communities. In such circumstances, as residents suggested, it is possible that the adverse impacts of
most need the transfer and can least afford to purchase indirect, economywide interventions on wildlife con-
food on their own, lCDPs also will be least able to servation have and will continue to swamp any direct
ensure compensation as sustainable harvests, and per- effects of sectoral interventions, whether they are pos-
haps tourist revenues, drop. Poaching is likely to be an itive or negative.18 Until African regimes devote seri-
important alternate means for consumption smoothing ous attention and resources to combating the twin
in these cases, as suggested by events associated with blights of biodiversity depletion and rural poverty and
the drought of 1992 in southern Africa. In arid zones stagnation, it is unlikely that any amount of tinkering in
such as the Gonarezhou area of southern Zimbabwe, the hinterland will have its desired effect.
for example, rural communities became disillusioned
as conservationists worked to build water points and
provide nourishment for protected wildlife while 4. SUMMARY AND SOME SUGGESTIONS
neighboring human populations, their fields and live-
stock perished from thirst, hunger and disease. ICDPs excite the interest and imaginations of con-
Third, the remarkable rate of African urbanization servation groups and international development agen-
has important ramifications for protected areas and cies. Nonetheless, ICDPs are not yet analytically or
their species. Urbanization appears to correlate with empirically sound approaches. They proceed from
increasing demand for meat and status goods made of untested biological and economic assumptions, many
hides or ivory. Thus, even where rural inhabitants of which are likely false. If these problems continue to
have been the agents of wildlife depletion, they are in be ignored, the collapse of ICDPs may be inevitable.
many cases responding to market signals induced by We close by summarizing the broad themes of this
distant urban or international demand for wildlife critique and offering several suggestions toward rem-
products. Wells, Brandon and Hannah (1992) point edying important weaknesses of ICDPs. First. it is
out that the benefits of ICDPs are “directed toward unsound-and arguably unethical -to base sstisfac-
actual or potential agerlrs of park depletion, and not to tion of inevitably increasing human demands on
the ultimate sources of demand for the resources.“” inherently unstable wildlife populations that will not
Urban demand for firewood or meat, for instance, may grow in the absence of serious disruption of the biotic
heavily influence the incentives for rural residents to communities that ICDPs are meant to preserve. While
exploit protected areas. ICDPs’ explicit recognition of the interdependence of
Fourth, one must question the administrative and human and nonhuman species is a laudable advance
financial capacity of conservation agencies, especially over earlier conservation and development strategies
local ones, to add rural development interventions to a that were excessively biocentric and anthropocentric,
potentially overwhelming portfolio of current responsi- respectively, too many ICDPs go beyond recognition
bilities. This general problem may be most formidable to promote the reinforcement of interdependence.
with respect to preservation of migratory large mammal Schemes that depend on the granting of material ben-
populations, where the spatial breadth of protected efits (e.g., cash, employment or meat) generated by
areas would necessitate interventions in many scattered managed wildlife cropping or ecotourism run counter
communities and jurisdictions. While comprehensive to the objective of decoupling rural livelihoods from
interventions are probably infeasible, selective inter- resource exploitation, and they are unlikely to be
ventions can introduce moral hazard problems,15 in sustainable in any significant volume per capita.
which communities will quickly perceive that abuse of Furthermore, the covariate environmental risks to
habitats or wildlife will bring rewards.16 Rather than both human and wildlife populations will inevitably
rectifying the behavior of encroaching communities, force managers to make politically perilous choices.
ARE ICDPs SUSTAINABLE? 1081

Second, the selective provision of benefits from however, poaching is mainly by nonlocals or if urban
ICDPs is problematic. At present, only select commu- demand for meat and other wildlife by-products is
nities on the periphery of protected areas enjoy direct substantially responsible, improving transport and
transfers (in cash, kind or public works projects) from communications infrastructure in the area may well
ICDPs. It is not clear that these transfers reach those exacerbate the problem. Unfortunately, allied social
whose behaviors threaten protected species or their science research to answer such fundamental ques-
habitats. Marginal employment creation and public tions has been strikingly absent from ICDPs to date.
works projects (e.g., irrigation) aimed at sedentarizing Third, ICDPs focused on large mammals in Africa
local populations are necessarily incomplete in cover- are partly a reaction to the perceived failures of both
age across the local population and seasons, respec- the “fences and fines” approach to conservation and
tively, and the subpopulations and periods of greatest state-directed rural development projects. Yet, ICDPs
concern from a conservation perspective are those run a serious risk of ignoring lessons of earlier disap-
most likely excluded. Moreover, ICDPs clearly do not pointments. Evidence from east and southern Africa
address demand-side impulses of urban or intema- suggests that the efficacy of law enforcement remains
tional origin. In addition, selective, discretionary dis- a crucial determinant of the conservation status of
tribution may lead to moral hazard problems, or may large mammals (Milner-Gulland and Leader-
induce endogenous effects in human migration pat- Williams, 1992; Caughley, 1993; Arcese, Hando and
terns that could increase population densities around Campbell, 1995). Proper equipment, training and
protected areas above what they would otherwise be. compensation of parks staff still promise high payoffs
While selective distribution is clearly problematic, in conservation of protected species, but have been
conservation agencies clearly lack the capacity to provided in exceptionally few African circumstances.
extend ICDPs’ coverage substantially. Likewise, active habitat maintenance and restoration
So what productive steps might be taken? First, is central to maintaining the carrying capacity of pro-
ICDPs must be regarded as no more than short-term tected areas and the sustainability of managed har-
palliatives in a longer term struggle to refocus atten- vests (Sinclair and Arcese, 1995). but it is rarely prac-
tion and resources on parallel processes of rural devel- ticed consistently.
opment, poverty alleviation and wildlife conservation. On the development side, more serious national
There is no substitute for broader commitment by gov- efforts are needed to stimulate agricultural produc-
ernments, external donors and nongovernmental orga- tivity and rural development through smallholder-
nizations to solving these rural problems and to coor- oriented national development strategies (Mellor,
dinating, if not necessarily integrating, such efforts. Delgado and Blackie, 1987). Improved domestic stock
Second, ecological and social monitoring and and veterinary services not only benefit pastoralists,
applied research activities must be made organic to but can encourage the sedentarization of agriculture
ICDPs. Kremen, Merenlender and Murphy (1994, and have positive, epidemiological spillover effects
p. 389) make a compelling case that “comprehensive on wildlife conservation. A priority must likewise be
ecological monitoring is critical in shaping ICDP placed on the development and dissemination of
management plans and in furthering the integration of stress-resistant seed varieties and water management
conservation and development.” Similarly, more must practices. These could permit panseasonal cultivation
be done on the social science side to understand the and thus dampen the inclination of human populations
etiology of the human threat to large mammal popula- to exploit wildlife illegally at their most vulnerable
tions in sub-Saharan Africa, in terms of identifying the times, such as in periods of drought. Investments in
agents and economic or social impulses responsible extending and deepening rural financial systems can
for encroachment, poaching and habitat degradation, be expected not only to facilitate adoption of more
as well as in terms of agents’ motivations. Researchers advanced technologies, but also in promoting rural
must identify not just the social correlates of wildlife industry and services that may reduce human depen-
overexploitation, but also its root causes, and they dence on wildlife exploitation. In conclusion, the only
must monitor ICDP-induced changes in human activ- sustainable way to advance both the conservation sta-
ity and consumption patterns. For example, if the prin- tus of large mammals and the well-being of rural
cipal threat IS locals poaching to supplement their food human populations in Africa is to decouple human
supply, then improved marketing infrastructure to needs from wildlife harvest. Insofar as many contem-
facilitate lower-cost and more reliable access to com- porary ICDPs fail to do this, we fear these efforts are
mercial food supplies may reduce illegal off-take. If, unsustainable.
1082 WORLD DEVELOPMENT

NOTES

1. Brandon and Wells ( 1992). p. 577. that wildlife based tourism can arrest socioeconomic trends
that threaten migratory species such as the wildebeest.
2. Wells, Brandon and Hannah (1992). p. 60.
11. See Barrett and Carter (1994) and notes therein for more
3. This enthusiasm has been backed up financially. Based detailed discussion of food marketing in Africa.
on figures reported in Kiss (1990). Brinkerhoff Gage and
Yeager (1992). and Wells, Brandon and Hannah (1992) we 12. Weber et al. (1988) document net buyer proportions in
estimate that at least $160 million had been committed to excess of 30%. and as high as 73%, in four of five sub-Saharan
large mammal-oriented ICDPs in sub-Saharan Africa as of African countries in which Michigan State University
early 1991. The World Bank alone presently has almost $50 researchers conducted extensive surveys in the 1980s.
million further approved or pending for similar ICDPs in
Africa (World Bank, 1994). 13. Again, the calculus of wildlife predation is more com-
plex than mere income-maximization. The point here is that
4. The acronym stands for the Communal Areas even were agents’ motivations this simple, the compensation,
Management Programme for Indigenous Resources. substitution and development components of ICDPs are
unlikely to have much of an impact on the behaviors that
5. Cited in Lewis, Kaweche and Mwenya (1990). threaten biodiversity.

6. Kiss (1990). See also Lewis, Kaweche and Mwenya 14. Wells, Brandon and Hannah (1992), p. 30, emphasis in
(1990) for an example from Zambia. the original.

7. See Cater (1989). Duming (1990). SouthScan (1992a. 15. The concept of moral hazard comes from the economic
1992b). and Galster (1993). literature on asymmetric information and, in particular, the
problems of insuring persons against risk when the existence
8. These effects are evident in the evolution of grains con- of insurance is likely to induce some endogenous (upward)
sumption patterns in West Africa in response to food aid and change in the likelihood of risk-taking.
currency overvaluation (Delgado, 1991).
16. Brandon, Wells and Hannah (1992, p. 564) share an
9. West and Brechin (199 I), and the papers therein, make enlightening story that relates directly to this point: “One pro-
the point that the degree to which tourism benefits local pop- ject provided a health clinic as compensation for lost access.
ulations depends in large measure on the political economy Illegal activities to the protected area decreased for a few
of the tourism sector. Large-scale, highly capitalized tourism years, then soared. When the project met with villagers to find
is generally controlled by outside interests, has a high out why. they smiled and said, ‘Now we want a school.“’
imported cost component, and returns little or nothing posi-
tive to locals. On the other hand, a small-scale, locally con- 17. Lipton (1977) and Bates (1981) are perhaps the most
trolled tourist trade is more likely to benefit locals. familiar social science critiques of urban bias in development.

IO. These figures originate with Norton-Grifliths (1995) 18. Krueger, Schiff and Valdes (1988) have made this point
who marshals considerable evidence against the proposition with respect to agricultural pricing.

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