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PHENOMENOLOGICAL REDUCTION IN HEIDEGGER AND FINK

ON THE PROBLEM OF THE WAY BACK FROM THE TRANSCENDENTAL TO THE MUNDANE SPHERE
James McGuirk

From the time of his earliest phenomeno- and speaking, are ultimately constituted,
logical writings, Edmund Husserl took the task Heidegger insists that, at bottom, the reduction
of grounding the natural and human sciences discloses Dasein’s Being-in-the-world as the
to be one of his leading missions. While oppo- ground behind which it is impossible to in-
sition to naturalism and psychologism spurred quire. Thus, while Heidegger insists that the
his thinking, this in no way implied an anti-sci- performance of the reduction must ultimately
entific strand in his philosophy. Rather, be understood as a human possibility, Fink
Husserl felt that the sciences fell into incoher- wants to claim that the entire sphere of human
ence when they attempted to understand them- possibilities and all concern with the meaning
selves in terms of their own positivity such that of being is to be understood against the horizon
they failed to bring out the issue of meaning- of the pre-being to which transcendental sub-
constitution which is a sine qua non of their jectivity ultimately refers. And yet, I would
very existence. Whether it be through the no- suggest that there is at least one point of con-
tion of intentionality simpliciter or the notion tact between Heidegger and Fink which has to
of lifeworld, Husserl’s whole philosophic ca- do with the capacity for communication be-
reer can be seen as the attempt to mine the ori- tween the phenomenological and mundane
gins of the production of scientific knowing. In spheres. I will argue that while Heidegger in no
the context of this attempt, Husserl’s way wishes to endorse Fink’s radical break be-
phenomenological reduction is to be under- tween the transcendental and mundane
stood as seeking to trace and lay bare the con- spheres—in fact he attempts precisely to bring
stituting sources that make the scientific en- them closer to one another by avoiding all talk
deavor meaningful such as will provide of a constituting ego pole—his version of the
science and scientists with a coherent sense of reduction as explored in the phenomenon of
the true import of their endeavors. As such, anxiety leads to a disruption in which the
while Husserl certainly understood his insights garnered from the transcendental
phenomenological insights as relativizing (by sphere struggle to be heard in the sphere of
grounding) the mundane sciences, he also un- mundane existing.
derstood this relativization as heralding a new
Enlightenment that was as much for the benefit Phenomenological Reduction and the Split
of scientists as philosophers. Husserl’s faith in in Transcendental Life
the capacity of phenomenological insight to
enter and positively transform the mundane Let us begin with a brief consideration of
sphere was not one shared by all of his follow- Fink’s text and its implications for continuity
ers however.1 In what follows, I wish to explore between the transcendental and mundane
this matter in relation to the treatment of the spheres. The Sixth Cartesian Meditation was
phenomenological reduction in the thought of written as part of a much greater co-operative
Eugen Fink and Martin Heidegger. project between Fink and Husserl in which the
On the face of it, there could not be two Cartesian Meditations, delivered as lectures in
more different interpretations of the Paris in 1929, were to be reworked as a more
phenomenological reduction than those found comprehensive introduction to Husserlian
in Fink’s Sixth Cartesian Meditation,2 on the phenomenology.4 The text itself, described as
one hand and Heidegger’s Sein und Zeit,3 on “a sketch of a transcendental theory of
the other. While Fink claims that a thorough method” sets itself the task of bringing to light
unfolding of the reduction leads back to a “re- problems that are “latent in Husserl’s phenom-
gion” of pre-being (Vor-sein) in which all hu- enology” (SCM 1). Specifically, Fink is after
man possibilities, including those of knowing the development of a “phenomenology of phe-
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nomenology” (SCM 8) as an investigation into type of speculative questions that are sug-
the horizon against which the very activity of gested by the practice of phenomenology but
phenomenologizing is to be understood. In an which cannot be answered from within that
article written one year after the drafting of the practice.6
Sixth Cartesian Meditation, Fink frames this But if we are to lay bare these constructive
discussion in terms of a defense of Husserlian questions of phenomenology, we must make
transcendental subjectivity against its misrep- the transcendentally constituting subject itself
resentation in neo-Kantian circles.5 The cen- the theme of an investigation rather than sim-
tral thrust of this discussion comprises a clari- ply its action of world-constitution (SCM 13).
fication of certain unclear positions presented Only thus can phenomenology complete or
in the first book of Husserl’s Ideas—partly come back to itself. In pursuit of this task, Fink
Husserl’s own fault according to Fink (SCM maintains that the splitting of the ego
101, 108)—that lead to the impression that (Ichspaltung) that is featured in Husserl’s writ-
Husserl’s phenomenological reduction is es- ings between its natural attitude and the tran-
sentially an “absolutization” of the imma- scendentally constituting instantiations will
nence of consciousness. Fink’s defense pro- not suffice. Fink suggests, then, a three-way
ceeds through a thorough discussion of the splitting of the ego7 as (1) the ego captivated by
true terminus of the unfolding of the reduction. the world of the natural attitude, (2) the ego as
In the Sixth Cartesian Meditation, the debate constituting the world transcendentally, and
with neo-Kantianism is sidelined but the gen- (3) the ego as phenomenologizing onlooker
eral thrust is the same; namely, to raise the whose focus rests on the activity of transcen-
question of how transcendental subjectivity dental constitution.8 His transcendental theory
and the reduction itself is to be understood of method or phenomenology of phenomenol-
phenomenologically. ogy takes place from the point of view of the
The most serious of the problems latent in
third of these egos and is concerned not with
Husserl’s phenomenology, according to Fink,
world-constitution itself but of the being to-
is the absence, in Husserl’s published writings,
gether of transcendental subjectivity and
of a constructive phenomenology. The notion
of constructive phenomenology is contrasted world-constitution as a whole. And again, this
here with a regressive phenomenology while is not understood as a new reduction but only
the two of these together comprise the full as a proper unfolding of the reduction (SCM 6)
scope of the phenomenological reduction. or a leading back through transcendental life to
While a regressive phenomenology is an in- the origins of world-belief.9 Essentially what
quiry into the constituting structures of tran- occurs here is that mundane existing and tran-
scendental life, including discrete acts as well scendental world-constitution are thought to-
as deeper strata such as temporality and em- gether and placed under epoché from a third
bodiment, that are responsible for world con- position (the phenomenologizing onlooker)
stitution, constructive phenomenology refers that is suggested but never discussed in
to “the totality of all phenomenological theo- Husserl’s theory of the reduction.
ries that in motivated constructions go beyond One of the most noteworthy aspects of
the reductive givenness of transcendental life” Fink’s enterprise is the meaning of this leading
(SCM 11). Thus, while Husserl’s own writings back for the question of being. Picking up on a
are replete with examples of regressive analy- suggestion from Husserl himself, Fink main-
ses into intentional constitution, they are des- tains that the phenomenological reduction,
perately lacking in investigations into “tran- properly understood, leads beyond the scope
scendental questions about the ‘beginning’ of the question of being to where being itself is
and ‘end’ of world-constitution, both constituted.10 In his dismay at the direction
egological and intersubjective” (SCM 11). taken in Heidegger’s Sein und Zeit, Husserl
Constructive phenomenology, as Steven sought to clarify the meaning of the
Crowell has noted, entails, then, the attempt to phenomenological reduction by insisting that
move beyond the priority of intuitive even the sense “human being” is transcenden-
givenness as found in the “principle of all prin- tally constituted such that Heidegger’s funda-
ciples” of Ideas I in order to engage with the mental starting point in Dasein’s Being-in-the-
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249
world is a naïve anthropology that has not yet guage of being constituted anonymously in the
entered into the reduction. 11 mundane realm before the performance of the
This claim is unfortunate both because it in- reduction is the only language that is available
troduces an unnecessary ambiguity into the to us.
sense of what it means to be human and also This “as though” structure leads inevitably
because inasmuch as Husserl intends the sense to the conclusion that natural language or the
“human being” to refer to the empirical, mun- language of the everyday is fundamentally in-
dane ego, it represents a deep misunderstand- capable of expressing transcendental insights
ing of what Heidegger intended in the use of because natural language knows only the vo-
the word Dasein. Regardless, Fink seizes upon cabulary of being. Thus, along with its encom-
this line of thought in Husserl to make it the passing of the idea of being, the reduction must
cornerstone of his own meontology. The point also extend over language (SCM 93) and
of this is to stress the separation between the knowing (SCM 139). The situation of tran-
transcendental and mundane spheres. If the scendental subjectivity cannot be expressed
Ideas gave the impression of an “absolutiza- literally or even by analogy since analogy too
tion” of the immanence of consciousness, then operates within the realm of the ontic and so
it could easily be misinterpreted as making an cannot reach beyond itself to capture the “non-
essentially psychological point about the na- ontic” meanings of the transcendental (SCM
ture of mental activity. As such, it could be 90). The best we can hope for, in fact, is a
read as asserting a new psychologism that de- rather peculiar analogy between transcenden-
rived meaning from the mental processes of tal meaning and the analogy that holds in natu-
the thinking subject living in the natural world. ral language (SCM 91) but even here, tran-
Fink, though, like Husserl, wants to stress that scendental meaning is in constant rebellion
transcendental subjectivity is precisely not in (SCM 89) against the form of its expression
the world because it is world-constituting. But which causes it inevitably and always to fail to
this implies, in a way that Husserl did not al- express what it intends. As Fink notes,
ways give due attention to, that “being” is to be
Phenomenological sentences can therefore
conceived as the positing of what is existent
only be understood if the situation of the giving
such that it is meaningful only in the context of
world-constitution itself. Since the point of of sense to the transcendental sentence is always
view of the phenomenological onlooker lies repeated, that is, if the predicatively explicative
outside of this entire process, it cannot be terms are always verified by phenomenologiz-
meaningfully discussed in the language of be- ing intuition. (SCM 92)
ing. As such, a reduction of the very idea of be-
ing is called for according to Fink (SCM 71). It Phenomenological insight, that is, cannot be
is precisely here that Fink goes beyond the let- reported but must be enacted. This has impor-
ter of the Husserlian corpus in order, he thinks, tant consequences for both the possibility of
to fulfill its spirit. He insists that the self-understanding of the phenomenologist
transcendental subject cannot be considered and also for the possibility of communicative
“existent” since what is existent is what is re-entry into the mundane sphere after the per-
constituted. Thus, formance of the reduction.12 Fink discusses the
T h e t h e o r e t i c a l ex p e r i e n c e o f t h e problem of communication under the heading
phenomenological onlooker ontifies the “pre-
of the secondary enworlding of transcendental
existent” life-processes of transcendental sub-
subjectivity (SCM 99). The primary
enworlding is, of course, the world-constitut-
jectivity . . . (by lifting) the constitutive con-
ing action that takes place as the formation of
struction-processes out of the condition of pre-
the natural attitude which proceeds anony-
being (Vor-sein) proper to them and for the very mously until it is rescued and disclosed to itself
first time objectivates them. (SCM 76) in the phenomenological reduction. By con-
trast, secondary enworlding refers to the ne-
Thus, in the phenomenology of phenomenol- cessity of re-entry into the mundane sphere in
ogy, we must speak of the transcendental sub- which the phenomenologist must express him-
ject as though it were existent since the lan- self in the natural community of life in which
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250
he stands (SCM 99). Not unlike the prisoner that accomplish what is objectivated in the
released from his shackles in Plato’s Republic, mundane sciences. From a different perspec-
the transcendental phenomenologist is con- tive, this is also Heidegger’s point about the
fronted with the daunting task of announcing distinction between ontic and ontological
and communicating transcendental insights in senses in which the former are only possible
the mundane sphere (SCM 101) in a way that through the latter. Both are concerned with the
will be both intelligible to non-phenomenolo- discovery of a ground in subjectivity that con-
gists and adequate to these insights them- ditions the possibility of the manifestation of
selves. This proves, of course, to be an impos- worldly objects or states of affairs such that
sible task because upon re-entry the they stress that the dynamism of subjectivity
phenomenologist enters again the horizon of must not be reified or inscribed into the terms
human possibilities in which everyday en- of that which it enables or we risk losing the
gagements as well as mundane sciences hold sense of what subjectivity most essentially is.
sway (SCM 104). But this entire horizon of the Yet, when Fink speaks of the impossibility of
humanly possible is precisely constituted by expressing transcendental insight in the mun-
transcendental subjectivity. The reduction is dane sphere he means something more than
an “unhumanizing” (SCM 120) process in this. He means that transcendental subjectivity
which the human subject itself is shown not to cannot be thought of as a res to be sure but he is
be the phenomenological subject but a consti- also suggesting that what is uncovered by the
tuted meaning within the field of transcenden- reduction at its most searching level is an
tal subjectivity such that the truths acquired in aspect of subjectivity that is at odds with any
the reduction are untranslatable into the and all sense of the meaning of human
mundane sphere. existence.
There are two important points worth The “mundane” as such denotes not only
stressing here. The first is simply that there is, the epistemological sphere of human knowing
of course, no question of an actual re-entry into but also the existential sphere of human being.
the mundane sphere in the way Fink discusses Fink even goes so far as to say that
it here. That is not the point. The point is rather phenomenologizing is not a human possibility
that the proper unfolding of the reduction has (SCM 118) which is to say that phenomeno-
revealed a deeper stratum of subjectivity that logizing is not, in any sense, a perspective that
resists integration into our ordinary self-un- is available to the human scientist. In second-
derstanding as reflecting human beings. Be- ary enworlding, the insights gained in the re-
yond the notions of what is constituted and acts duction must by necessity take on the appear-
of constituting, the “phenomenologizing on- ance of a human attitude (SCM 113) such that
looker” is suggestive of a dimension of subjec- they appear to represent a contribution to the
tivity that observes world constitution but discussion of the origins of meaning. But this
without any active interest in it. And since this appearance is in fact a perversion of the true es-
“onlooker” stratum lies outside of the realm in sence of phenomenological insight insofar as
which ordinary senses of language and being it means appearing as a part of that which, as a
are operative, it cannot be understood by re- whole, it has constituted (i.e., the domain of
turning to these senses, even in modified form. the human). As Fink puts it,
The second point, which is crucial, has to do
Performing the reduction means for man to rise
with the ambiguous sense of the word “mun-
beyond (transcend) himself, it means to rise be-
dane” in the Sixth Cartesian Meditation. At
one level, there is something enormously un- yond himself in all his human possibilities. To
controversial about Fink’s claim that transcen- express it paradoxically, when man performs
dental insight cannot be expressed in mundane the phenomenological reduction (un-human-
language since this is entirely in accord with izes himself), he carries out an action that “he”
Husserl’s notion that transcendental phenom- just cannot carry out, that does not lie in the
enology is a foundational science that lies be- range of his possibilities (SCM 120).
hind the mundane sciences as the condition of
their possibility. In other words, phenomenol- Fink insists on placing every understanding
ogy is concerned with the acts and structures of being, the use of language and all that is or
HEIDEGGER AND FINK
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can be an object of knowledge in the domain of structure of the constituted and constituting.
the constituted with the result that the reduc- The phenomenological reduction, as such, is
tion that discloses the being-together of consti- presented as an “awakening” from “the age-
tuted and constituting must lead us into “the old sleep of being-outside-itself” (SCM 113)
darkness of something unknown, something of transcendental subjectivity. All of this
with which we have not been previously famil- leaves the reader of the Sixth Cartesian Medi-
iarized in terms of its formal style of being.”13 tation with a powerful sense of the unreality of
It leads us into the “monstrous solitude of tran- the everyday world which takes on the flavor
scendental existence” (SCM 99) which, inas- of a dream world whose constitution can be
much as it constitutes all forms of human dis- witnessed by a subjectivity that can never ap-
course, simultaneously shuts off all possibility pear within the world but which yet sees
of human communication about what is through its illusions. There is no question of
discovered here. phenomenological insights re-entering the
This construal of the reduction in terms of mundane sphere in order to illuminate, as the
the “onlooker” consciousness and the sense of realization of a human self-understanding
the term “mundane,” marks a development of based on a higher transcendental level of re-
the Husserlian project that is, at the same time, flection, since the self-understanding gained
a break with that very project. This can be seen by the reduction is one that places subjectivity
in the fact that, while largely supportive of finally outside of the domain of the human. As
Fink’s enterprise,14 Husserl seems very un- such there are only two possibilities for the
comfortable with Fink’s conclusions, espe- communication between phenomenologist
cially concerning the purported “unhumanity” and non-phenomenologist: (1) that the
of phenomenologizing. Thus, in the footnotes phenomenologist express his insights as “ap-
to the Sixth Cartesian Meditation, Husserl in- pearance truths” within the realm of mundane
sists that the reduction must not be understood science and knowing such that they radically
as a break with the human but as that which en- fail to express what they really intend; or (2)
ables “a new, higher humanity” (SCM 130). that he leads the non-phenomenologist into
Thus, the reduction breaks through the dogma- performance of the reduction which, to be
tism of the natural attitude but in such a way sure, offers genuine insight but only at the cost
that it provides “a new worldly sense” which of permanently divesting the everyday of its
“gives (the phenomenologist) as man in the reality.
world new tasks” (SCM 130). Steven Crowell
is surely right, then, to describe Fink’s as a Facticity or Meontology?
gnostic phenomenology insofar as it seems to
entail a knowing that cannot really know or, at According to Steven Crowell, Heidegger’s
least, can never say what it knows. And own phenomenology developed partly
Crowell’s suspicion is largely confirmed by through a skepticism concerning the meontic
the fact that Fink ends the Sixth Cartesian tendency that while full-blown in Fink’s text,
Meditation with a (Hegelian) meditation on was often suggested in the writings of
the terminus of phenomenological inquiry as Husserl.16 From the earliest appearance of the
the Absolute which is subject, object and style reduction in 190717 through to later texts,
of knowing of phenomenological research Husserl persistently understands the reduction
(SCM 133ff.).15 and the epoché that precedes it as acquiring
Through his development of constructive “my pure living, with all the pure subjective
phenomenology, Fink has insisted upon the es- processes making this up, and everything
sential irreality of the transcendental subject meant in them, purely as meant.”18 Crucially,
because the world of the everyday down to its the field of givenness of this pure living in-
grammatical and ontological architecture is cludes the ego’s apperception of itself as hu-
placed on the constituting/constituted side of man being living in the world and this as a con-
the transcendental phenomenological equa- stituted sense. Thus, while we have seen that
tion while the “onlooker” stratum of subjectiv- Husserl was skeptical of some of the conclu-
ity, to which the reduction finally points, lies sions drawn in Fink’s unfolding of the reduc-
beneath or beyond the mutually implicative tion, it remains true that in presenting the “hu-
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man” as a constituted sense, Fink was In terms of phenomenological method, here,
developing a Husserlian position. This ques- reduction proves to be inadequate such that it
tion of the transcendental subject’s existence must be augmented by a phenomenological
in the world as phenomenological datum be- construction (konstruktion) which brings the
came, famously, the breaking point in the rela- being of beings into view in a free projection
tionship between Husserl and Heidegger.19 For (GA 24 30/BPP 22) and a phenomenological
Heidegger it was senseless to speak of human destruction (destruktion) in which the con-
being as a constituted sense, as a thing among cepts used to lay hold of the meaning of being
things in the world when, in fact, phenomenol- in the tradition are deconstructed down to the
ogy was properly understood as the way in sources from which they were first drawn (GA
which factically existing Dasein raises and ex- 24 31/BPP 23).The complex tripartite nature
plores the question of meaning and therefore of Heidegger’s understanding of phenomeno-
of Being that defines its own way of being (SZ logical method in this text is beyond the scope
§7). As is well known, then, Heidegger consid- of the present investigation though it seems
ered the existing Being-in-the-world of Dasein clear that what is at stake is the addition of a
to be the proper starting point of phenomeno- principle of hermeneutics (konstruktion) and a
logical work and not a sense behind which we principle of historicality (destruktion) to the
should seek to burrow. To seek to get behind Husserlian edifice. What is interesting,
existing Dasein, for Heidegger, implies a be- though, is the fact that he seems willing to use
trayal of the promise first offered by the phe- the language of reduction at all in relation to
nomenology of the Logical Investigations.20 his phenomenological thinking. Yet given that
But if this is so, how can we speak of a it is present here in a lecture course presented
phenomenological reduction in relation to the after the writing of Sein und Zeit, is it not rea-
work of Heidegger as we are attempting to do sonable to assume that the reduction is also
h e r e ? He i d eg g e r ’s i n s i s t e n c e o n t h e present in Sein und Zeit itself, even if it not
primordiality of Being-in-the-world of Dasein named as such?
is suggestive of a phenomenology without re- At a first glance, it might be tempting to
duction to the noetic-noematic structures of think of Heidegger’s insistence on the ontic
consciousness in favor of one in which the priority of the ontological question—namely,
motto “to the things themselves” involves at- the irreducibility of factically existing
tention not to the conscious life of the subject Dasein—as a way of conceptualizing the re-
but to it’s way of existing. Furthermore, no- duction insofar as it bars the way to and there-
where in Sein und Zeit is the notion of fore takes the place of the “onlooker” con-
reduction mentioned. sciousness in Fink. However, Heidegger’s
In spite of this, there is more than enough insistence on the priority of Dasein and the on-
evidence to justify speaking of a reduction in tological question in §7 of Sein, und Zeit, for
relation to Heidegger. For example, in a lecture example, is not intended to do any more than
course from the summer semester of 1927, lay out in advance the conditions in which the
Heidegger explicitly employs the notion of the practice of phenomenology is meaningful. In
reduction. He even acknowledges adopting the itself, it is a rather vague and indefinite starting
literal wording of Husserl’s reduction, albeit point which does not enable us to move out of
without the latter’s substantive intent.21 That is, the natural attitude and into the phenomeno-
he rejects Husserl’s understanding of the re- logical (in Husserl’s terms) or anything analo-
duction as leading back to the transcendental gous to this move. For Husserl, the reduction is
life of consciousness in which things and per- a happening which opens the way to philo-
sons are constituted, preferring to define the
sophical insight so if there is a reduction in
reduction as follows:
Sein und Zeit, it must at the very least fulfill
For us, the phenomenological reduction means this minimum requirement. What is offered in
leading phenomenological vision back from the §7 of Sein und Zeit prefigures, to be sure, the
apprehension of a being, whatever may be the answer Heidegger will give regarding the situ-
character of that apprehension, to the under- ation of the clearing of being in the structures
22
standing of the being of this being. of existing Dasein, but it does not yet tells us
HEIDEGGER AND FINK
253
how this answer will properly be brought into Concepts of Metaphysics lectures of 1929/30,
view. Heidegger says that attunement is the “funda-
According to Rudolf Bernet, there are in mental way in which Dasein is as Dasein”26 in
fact two reductions evident in Sein und Zeit; the sense that Dasein’s Being-in-the-world
one that takes place within inauthentic existing with entities and with others is always given
and another which enables authenticity.23 The through some mood or other that is determina-
first of these, says Bernet, has to do with the tive of Dasein as existing. To exist as subject is
various ways in which the tool world draws at- to be attuned and it is crucial for Heidegger
tention to itself by being unready-to-hand that the investigation of subjectivity can only
(Unzuhanden). Thus, when a tool becomes un- be fruitful as long as it remains phenomeno-
usable (unverwendbar), obtrusive (Aufdring- logically attentive to this attuned nature of
lich), or obstinate (Auffässig), it reveals the re- Dasein’s “being-here.” As such, Heidegger
lational totality of the tool world which until would be in principled opposition to Fink’s di-
such an occurrence was concealed by its famil- alectical speculations that start at the point at
iarity (PR 260). The second reduction is car- which the subject ceases to show itself. But if
ried out in the mood of anxiety (§40) in which the subject is always attuned in some way or
Dasein is called out of its “lostness” in das other, on what basis do we consider anxiety a
Man and brought “before itself” (SZ 182; BT privileged attunement? More importantly,
226; PR 264). These reductions have in com- how does it bear upon the problem of the way
mon that they both reveal the phenomenon of back into the realm of mundane acting after the
worldhood but while the first discloses the
performance of the phenomenological reduc-
worldhood of the world (as intersubjective
tion?
phenomenon one might say) the second dis-
In §40 of Sein und Zeit, Heidegger de-
closes the irreplaceable singularity of Dasein
scribes anxiety as the basic state-of-mind of
as Being-in-the-world. At stake in the reduc-
tion, then, is not the “pure conscious life of the Dasein, because “in anxiety, Dasein gets
Ego”24 but precisely Dasein’s individuated brought before itself through its own being, so
Being-in-the-world in terms of its ownmost that we can define phenomenologically the
possibility for being (Ausgezeichnete Mög- character of the entity disclosed in anxiety”
lichkeit). (SZ 184; BT 228). In anxiety, one feels “un-
canny” (SZ 188; BT 233), a sense which points
to a peculiar relationship with entities and the
Anxiety and the Phenomenological world inasmuch as worldhood itself becomes
Reduction conspicuous. Dasein is literally “not at home”
Let us look more closely at the second of (Unheimlich) with itself in anxiety in the sense
these reductions.25 The sections of Sein und that that the familiarity of the world of every-
Zeit that deal with anxiety are among the dens- day comportments is disturbed and dis-
est of the work and yet they are absolutely cru- rupted.27 Heidegger maintains that “that in the
cial to Heidegger’s overall project inasmuch face of which one has anxiety is Being-in-the-
as, even beyond the four major existentialia world as such” (SZ 186; BT 230), which is to
(Befindlichkeit, Rede, Verstehen and Verfallen- say that it is not the obtrusiveness of this or that
heit), anxiety discloses Dasein to itself in the entity that emerges, or even the world of enti-
most primordial of manners. ties in itself as relational totality, but Dasein’s
But if Heidegger’s discussion of anxiety is very being in the world that is obtrusive. In
to be treated as a way into the phenomeno- other words, anxiety reveals Dasein to itself in
logical reduction, one of the first points to note terms not of what is encountered but in terms
is the fact that the reduction is here understood of the possibility of encounter. The bewitching
more in terms of an undergoing than a volun- hold of the determinative is broken in this fun-
tary act of reflection as is so often the case with damental attunement such that Heidegger in-
Husserl. Heidegger’s use of reduction then, to sists that both readiness-to-hand and entities
the extent that it is legitimate to speak of this, is within-the-world sink away (SZ 187; BT 231)
placed firmly in the context of the attunement and the world is encountered as “utter
(Befindlichkeit) of Dasein. In the Fundamental insignificance” (SZ 187; BT 231).
PHILOSOPHY TODAY
254
The “falling away” of the world is, paradox- When Dasein properly attends to the call, it
ically, necessary for Dasein itself as the ground becomes radically individualized for the first
of the manifestation of the world to come into time such that it calls itself back from
view inasmuch as Dasein is thrown back upon “lostness” towards a resolute taking over of its
itself and forced to see its average mode of be- being. Heidegger insists that what the call re-
ing as a flight into the self of the “they” which veals is the nothing of the world, or the onto-
is a refusal to take up its “being free for the au- logical “nullity” at the basis of Dasein’s being
thenticity of its being” (SZ 188; BT 232) as fi- (SZ 283; BT 329), which is to say that it reveals
nite Being-in-the-world. But this is not the end no greater context into which the existence of
of the story since the notion of anxiety is, of Dasein can be inscribed. Dasein must answer
course, intimately tied to the discussion of for its own “being here” and this is why the call
conscience that is taken up at §§55f. of Sein does not report any event (SZ 277; BT 322)
und Zeit. In the call of conscience (Ruf des since to have a content in this way would re-in-
Gewissens), as Heidegger understands it, scribe the call in the idle chatter (das Gerede)
Dasein calls itself back from “lostness” toward of the “they.” Rather, the call summons by re-
a resolute taking over of its being.28 Here, maining silent, “nothing ensues” (SZ 279; BT
Heidegger is keen to develop the phenomenon 324), it has nothing to tell. Dasein is simply
of conscience along ontological lines and to confronted with the fact of its not being at
avoid the traditional moralistic interpretation home in the world such that it is called out of
of this phenomenon. We pervert the meaning the immortal anonymity of the “they” and into
of the call of conscience, he says, if we inter- the radical individuality of its finite exis-
pret it in terms of a debt or deficit in relation to tence.30
Put otherwise, anxiety and the call disclose
a moral law or even other Daseins (SZ §58).29
Dasein’s Being-in-the-world as a whole which
The call does not come from without but from
is to say that the world is bounded and dis-
within. It is Dasein itself that calls to itself in
closed as a meaning totality for Dasein. This is
the call of conscience and yet Heidegger is ea- not to say, of course, that Dasein and world are
ger to point out here that this identity of caller separated from one another in anxiety, but only
and called in the phenomenon of conscience is that the disclosure of Being-as-a-whole is an
not an empty formalism (SZ 277; BT 322). In ontological significance which cannot be
fact, the structure of this identity is highly translated into ontic terms since the latter are
complex insofar as the call comes from Dasein only possible within the world. This is why the
gripped by the mood of anxiety while it calls to call has no content and compels no particular
Dasein as lost in the “they” self which is “cap- action.31 Anxiety and the call of conscience
tivated by the world,” as Fink might put it. The can properly be thought of as a phenomeno-
split between caller and called here is such that logical reduction inasmuch as the disclosure of
Heidegger likens the call to an alien voice (SZ Dasein’s Being-as-a-whole is directly analo-
277; BT 322) because what could be more gous to the disclosure of transcendental sub-
alien to the “they” self that lets itself be carried jectivity that occurs in Husserl’s version of the
along in the anonymous non-individuated reduction.32 For Husserl, transcendental phe-
averageness of the everyday than “the self that nomenology is not a science that stands along-
has been individualized down to itself in un- side other sciences (be they human or natural)
canniness [Unheimlichkeit] and been thrown because these other sciences all make up the
into the nothing?” (SZ 277; BT 322). The call, content of the natural attitude. Transcendental
in other words, is a transcendence in imma- subjectivity, by contrast, discovers the natural
nence, that addresses Dasein as “Guilty” (SZ attitude and thus relativizes what was taken for
281; BT 326) because, in its fallen, inauthentic absolute by the natural attitude sciences. As
state of everydayness, lost in the “they,” such, transcendental subjectivity is under-
Dasein fails to “recognize itself” (SZ 277; BT stood as the ground on which all other sciences
322) as singular and instead lives in a state of ultimately derive their justification. Just as
“going along with things.” Everyday Dasein Husserl insists that transcendental constitution
reneges upon its potentiality for being because must not be read as offering a psychological
everything is decided for it in advance. insight into the empirically living ego’s mental
HEIDEGGER AND FINK
255
process, Heidegger insists that the call of con- does not detach Dasein from its world, nor does
science enjoins no particular engagement it isolate it so that it becomes a free-floating “I.”
since what it discloses is the very possibility of And how should it, when resoluteness as au-
engagement. The call has nothing to tell be- thentic disclosedness, is authentically nothing
cause it is an ontological and not an ontic dis- else than Being-in-the-world. (SZ 298; BT 344)
closure.33
It is important, however, for Heidegger to
avoid the impression that the uncanniness of Here we see Heidegger clearly and explicitly
Dasein entails something prior to its Being-in- insisting that the reduction that leads us back
the-world.34 The notion of the uncanny seems, to the ground of all manifestation most assur-
to all appearances, to entail a ground beyond edly enables a way back into the realm of con-
crete acting and existing. Elsewhere, he ex-
Being-in-the-world which makes the latter
presses the same point by insisting that
possible. Were this the case, then Heidegger
philosophy’s true role is to bring the existing
would be closer to Fink’s notion of Vorsein subject to the point at which authentic acting is
than he would like. Yet, Heidegger goes to demanded (GA 29/30 257/FCM 173). The
great lengths in the discussion of anxiety and purpose of philosophy, then, is “not to de-
conscience to obviate any such impression. scribe the consciousness of man but to evoke
The “not at home” nature of the Dasein in anxi- the Dasein in man” (GA 29/30 258/FCM 174).
ety that calls to the Dasein lost in the “they” In this sense, anxiety and conscience as enact-
self does not lead to a turning away from the ing the Heideggerian reduction not only lead
world but is, in fact, a call to exist. This is be- back from naïve everyday engagement to that
cause even though the call discloses nothing which makes such engagement possible but
specific, it discloses existence as a whole. lead forth into the possibility of authentic
Thus, Heidegger says that engagement in light of its condition of
When the call is rightly understood, it gives us
possibility.
that which in the existential sense is the “most
So there is a double movement in this pur-
ported Heideggerian reduction inasmuch as
positive” of all—namely, the ownmost possibil-
the mood of anxiety and the call of conscience
ity which Dasein can present to itself, as a call-
constitute a “calling back” that “calls forth.”
ing-back which calls it forth into its factical po-
This is, of course structurally identical to the
tentiality-for-being-its-Self at the time. To hear doubleness of reduction and construction that
the call authentically signifies bringing oneself were mooted but never properly explored in
into a factical taking-action. (SZ 294; BT 341) the Grundprobleme lectures of 1927 (GA
24 29/BPP 22) in the sense that what is dis-
Thus understood, the uncanniness of the call closed by the reduction is incomplete until it is
that individualizes Dasein draws it out of freely projected upon the horizon of what are
inauthentic existing and inaugurates the possi- factically the possibilities of existing Dasein.
bility of authentic existing. Again, there is an An analogy can also be drawn with the double
analogy with Husserl here insofar as while movement of the regressive and constructive
Husserl insists that the disclosure of the natural phenomenology described by Fink. And it is in
attitude does not entail a turning away from the drawing this analogy that the discordance be-
natural attitude but a turn toward it as phenom- tween these two approaches to the reduction is
enon,35 so Heidegger claims that the disclosure most clearly flagged. While Fink’s construc-
of Dasein’s inauthenticity in anxiety leads tive phenomenology is explicitly designed to
only in a turning away from inauthentic exist- explore the implications of the reduction be-
ing and not existing as such. As Bernet notes, yond the domain of the given and therefore be-
“the Dasein that undergoes the disclosure of its yond any question of the actual existence of
own being is very far from having broken all the reflecting phenomenologist, Heidegger
ties with the world” (PR 265). Instead it en- crucially ties his constructive phenomenology
gages with its world for the first time in reso- or the “calling forth” to the existential chal-
l u t e a u t h e n t i c i t y . An d r e s o l u t e n e s s lenge to resolutely answer for oneself in be-
(Entschlossenheit), as Heidegger says, ing.36
PHILOSOPHY TODAY
256
Transcendental Insight and Dasein for Heidegger—are not to be under-
stood as discoveries of the “real” nature of
“Saving the Appearances”
subjectivity such as might supersede the sub-
It seems, from all of this, that Heidegger has jectivity of mundane existence but strata of the
very little in common with Fink’s notion that a one life of the subject.39 Thus, for Heidegger,
fully worked out reduction, which gives a what is revealed is the equiprimordiality of au-
proper archaeology of the transcendental, thentic and inauthentic aspects of its subjective
leads to a region of pre-being which cannot re- existence in the sense that the reduction does
enter the sphere of the mundanely existing in- not dispel inauthenticity but reveals the impos-
dividual. For Heidegger, not only can Dasein sibility of being quit of it. Neither is authentic-
bring the disclosure given in the reduction into ity a state that can be definitively achieved but
the world but it is as though this disclosure al- calls for repetition (wiederholung) (SZ 308;
lows it (Dasein) to properly be in the world for BT 355) in the sense of a continuous attempt to
the first time. The disclosure gives Dasein its call itself back from fallenness and into
current factical situation and brings Dasein resolute existing.
into that situation (SZ 307; BT 354). Nor does Yet what can this really mean in practice?
this disclosure result in an idealization of Let us return for a moment to what in fact oc-
Dasein’s existence but rather, it “springs from curs when Dasein is visited by anxiety.
a sober understanding of what are factically Heidegger says that, in anxiety, the world “col-
the basic possibilities of Dasein” (SZ 310; BT lapses into itself; (it) has the character of com-
358). Thus, the reduction does not take us past pletely lacking significance” (SZ 186; BT
the human to a shadowy dimension of subjec- 231). We know that this does not mean that the
tivity that constitutes it but leads us back to world disappears entirely, as was once sug-
what is most genuinely possible for a human gested by Husserl, but rather remains in obtru-
being. siveness.40 Furthermore, this collapse has to do
Here, as always, then, it was most certainly with all of Dasein’s ontic commitments (both
Heidegger’s intention to use the reduction as a the ready-to-hand and the present-at-hand)
way of bringing the irreducible facticity of which are disclosed as inauthentic orientations
Dasein into view as an antidote to the tendency rooted in the world of the “they” self. The col-
in Husserl to view subjectivity either as an em- lapse of significance discloses Dasein’s Being-
pirical datum or as ground anterior to the con- as-a-whole which is to say it discloses Da-
stitution even of the meaning of being hu- sein’s Being-towards-death or the fact that its
man.37 At stake here is not a subordination of being is limited such that it must not simply
the transcendental to the existential but an un- tarry along with the world but must decide the
derstanding of the transcendental in terms of meaning of its being. In turn, this gives sense to
the existential.38 the notion of anticipatory resoluteness (vor-
In what remains of this article, however, I laufende Entschlossenheit) or the idea of act-
would like to investigate how successful ing in anticipation of one’s death which, as
Heidegger’s intentions can really be in light of vorlaufende, is always ahead of itself such that
what is disclosed in anxiety. It is my conten- it discloses the essentially futural nature of
tion that the experience of anxiety involves a Dasein’s temporal structure. In this way, the
radical isolation that perhaps makes Dasein’s collapse of the world must be understood as a
re-engagement with the world of the everyday modification of Dasein’s self in the sense that
more problematic than Heidegger is suggest- it is not that the world disappears but that the
ing. If this is so, then Heidegger’s position, in way I see myself in terms of the world has been
the cruelest of ironies, moves much closer to altered. In anxiety, I see myself in terms of
Fink’s than initially appeared to be the case. In what is essential, which is to say that I am radi-
his treatment of the matter, Rudolf Bernet cally individualized as this finitely existing in-
brings Fink and Heidegger close to one an- dividual, here and now, for whom worldhood
other too but he does this by pointing to the fact is inalienable. I am referred back to my factical
that, for both, the different dimensions of sub- being here as the ground of my possibility to be
jectivity revealed in the reduction—Vorsein and which I cannot renege. Thus, anxiety
for Fink and the radical isolation of anxious brings me before myself as the ground of my
HEIDEGGER AND FINK
257
possibility to be as well as the principle of my scientist to think about that which is remote
responsibility to be. and not immediately connected with her own
In any case, Heidegger is aware of the diffi- existence. In this sense, curiosity is a mode of
culty of uniting insight into the bounded (by the desire for truth that opens us to the question
nothing) and limited nature of Dasein and res- of the truth of things. But this must be
olute acting (SZ 302; BT 349)41 but perhaps inauthentic for Heidegger because “things”
this problem is deeper than he imagines for have nothing to contribute and merely distract
how can the collapse of the world be rescued from Dasein’s attempt to bring itself before it-
and in what if any way is it like the world prior self in its wholeness structure.43 Of course he is
to collapse? right insofar as this is taken to mean that
When conscience calls, it pushes the world Dasein must not understand its being as
of the “they” into insignificance (Bedeutungs- “thing” being in the sense of being one of a se-
losigkeit) (SZ 273; BT 317) in calling Dasein ries of possible objects of scientific research.
forth to take over its own potentiality-for-be- However, it seems that there lurks here an
ing. This means, we have seen, that Dasein equivocation between self-understanding in
“must qualify itself as Being-towards-death” the terms of scientific mind and scientific mind
(SZ 306; BT 354) or act in the consciousness per se. Heidegger becomes guilty of throwing
of its own finitude. This does not, of course, out the baby with the bath water here inasmuch
entail a new or second world but the same as it is not only the scientist’s self-interpreta-
world only now engaged from the standpoint tion but her very activity of seeking to know
of individualized Dasein. The point is to inte- how things stand in the world that is character-
grate what is communicated in anxiety into ized as inauthentic self evasion.44
acting but given that what is communicated is a Contra Fink, Heidegger is most certainly to
complete dissimulation of the world, it is diffi- be commended for his placement of the reduc-
cult to see how this is possible. Insight into the tion in the context of existing Dasein. What is
wholeness structure of Dasein in Heidegger’s more, his analyses of anxiety (and also of bore-
analyses does not open the world as a field of dom in the Grundbegriffe lectures) are master-
research as it had done for Husserl put ful examples of phenomenological analysis
precisely pushes it into insignificance. which lay bare the way in which Dasein is
There are no answers to be found in the brought before itself in these specific attune-
world as such to the extent that there can be ments. However, while the way back to the
nothing like what Husserl describes as the infi- grounding fundament of constitution may not
nite call of the world that ignites a striving that be in question the way forth certainly is. What I
marries the disclosive power of transcendental mean is that while anxiety certainly brings
subjectivity with the manifesting power of the Dasein before itself as itself, it does so in a
world.42 For Heidegger, there is no call of the quite specific way. As with phenomena such as
world but only the revelation of my finite being grief or falling in love—which interestingly
here as given by the essential nullity of the are less self-centered than those chosen by
world. Of course, it was never Heidegger’s in- Heidegger—anxiety brings me before myself
tention to open a field of research with his ver- in a somewhat narrow way precisely because
sion of the reduction but it is difficult to see any what it discloses is my sheer factical, finite ex-
way back when the reduction stops me in my istence and nothing more. Now, it may appear
tracks and discloses not the relative nature of peculiar to seek to indict Heidegger on this
the everyday (or natural attitude) but its com- score given that the disclosure of Dasein as fi-
plete insignificance. Nowhere is this clearer nite existence is precisely his point. Yet the
than in Heidegger’s characterization of curios- question is how exactly the realm of ontic en-
ity (Die Neugier) as an inauthentic moment in gagements is supposed to be illuminated by
which Dasein flees from itself. Curiosity, or this ontological disclosure. Heidegger is clear
the desire to know how things are for the sake that he intends precisely such an illumination
of knowing itself, is the very essence of the sci- through his notion of conscience that calls us
entific spirit which seeks to transcend itself in to act in the light of our ownmost being but
a joyful understanding of other being. In other since our ownmost being is disclosed in anxi-
words, curiosity entails the openness of the ety and since anxiety is a mood that discloses
PHILOSOPHY TODAY
258
only to the extent that ontic engagements are Thus, subjectivity comes back to itself in a
reduced to insignificance, this seems problem- sense inasmuch as the true import of ontic dis-
atic. In spite of Heidegger’s claims that it is Be- covery is revealed as subjective accomplish-
ing-in-the-world as such that is given in anxi- ment. This situation is more problematic in
ety, it becomes clear that this grounding Heidegger’s text as we have seen because he
stratum of subjectivity is not manifest through simply does tend to describe the ontic realm
Dasein’s mundane/ontic comportments but not as a realm of discovery that must be placed
only at their expense. Being-in-the-world as in context but as a realm of almost mindless
such becomes visible not when the ontic realm coping that is swept away in phenomeno-
is relativized but when it is pushed into insig- logical seeing. He does intend this realm to be
nificance by an attunement that brings me be- re-appropriated but this re-appropriation takes
fore myself as sheer existing. Thus, anxiety the form of an almost primordial investiture
initiates a loop of self-reference that is difficult rather than a more thoughtful re-engagement
to break free from and despite Heidegger’s de- of what was already underway. Perhaps too
sire to think of insight into finitude as a motiva- much of the substance of the ontic is lost, then,
tion for concrete re-engagement in the world in order for phenomenological seeing to
of the ontic, it is not clear exactly how this in- properly bring Dasein, as existential ground,
sight is supposed to motivate such action. into view.
Finally, it is difficult to see how resoluteness If this is the case, then it is perhaps attribut-
could entail anything other than contemplation able to the phenomenon of anxiety itself as a
of one’s own death. way into reduction insofar as giving Dasein to
The problem can also be thought of in the itself “as a whole,” it precisely “traumatizes”
following way. We have seen that Heidegger Dasein leading to the dissimulation of signifi-
does not intend—as certain casual readings of cance in the world of the everyday. As such,
Sein und Zeit have often implied—to place the chasm that separates the world of everyday
phenomenological vision of the fundamental acting from phenomenological seeing is thus
ontological question in opposition with the life shown to be nigh on abyssal45 such that to
of ontic comportment. Rather he intends to phenomenologize involves more than simply a
show precisely how the life of ontic comport- Husserlian “shift of focus” between a natural
ment is made possible through attention to the and a phenomenological attitude,46 but rather
ontic-ontological structures of Dasein’s being. takes the form of a traumatized subjectivity
Thus, while we will always and inevitably fall that retains the possibility to confront itself be-
back into inauthentic “going along with yond its fallen everydayness but struggles to
things” in the life of ontic comportment, such bear witness to the disclosure given in
inauthenticity is not to be defined as the es- phenomenological seeing in the world of
sence of the ontic life since Heidegger is concrete engagements.
clearly making a case for the appropriation of It might be tempting here to respond to this
this life of ontic comportment in the light of the objection by saying that if this outcome per-
ontological. And yet, there is an unfortunate tains to Heidegger then it does also to Husserl
lack of description of what this renewed or re- in the sense that the latter too would be in-
appropriated ontic sphere would actually look dicted as initiating a reduction that destroys
like when seen with the new eyes that the possibility of meaningful engagement in
phenomenological insight offers. Husserl, we the world. I believe that this counter-objection
may recall, tended to situate his phenomenol- fails precisely because the reduction in Husserl
ogy in the context of the adventure of reason does not give transcendental subjectivity “as a
that was determinative of mankind’s being in whole” in the way it does for Heidegger and it
the world at both the mundane and transcen- is this latter that “traumatizes” Dasein leading
dental levels. As such, while the transcenden- to the dissimulation of significance in the
tal logic of phenomenology was most certainly world of the everyday. The reduction in
of a different order than the mundane logic as- Husserl gives the natural attitude as and infi-
sociated with the life of ontic discovery, the nite stream of possible experience and while
former was nevertheless to be understood as an this stream is relativized and indexed to tran-
unfolding of what was implied in the latter. scendental subjectivity, it can stay in focus in
HEIDEGGER AND FINK
259
the terms of its own meaningfulness in a way Back to Husserl?
that is more problematic in Heidegger’s reduc-
Does this mean that the phenomenological
tion. Anxiety does not point to the meaning- reduction by definition undermines attach-
fulness of the world but only to the finitude of ment to the world of the everyday to the extent
Dasein’s own being. that the “way back” becomes a problem? I be-
In this way, there is a schism in transcen- lieve that it need not and while this issue can-
dental life not so different from the one present not be explored in detail here, the solution to
in Fink’s Sixth Cartesian Meditation. For both this problem may lay partially, at least in the
Heidegger and Fink, there is initiated a prob- esteem in which Husserl held the mundane sci-
lem of communication resulting from the per- ences. For Husserl, phenomenological insight
formance of the reduction. For Fink this is be- offers “the possibility of a new, higher human-
cause the reduction leads us into a region of ity” (SCM 130)47 as we have seen. Rather than
pre-being which lacks the language to express insisting on an absolute break between the fi-
itself in the mundane sphere. There is no such nite knowing of the mundane sciences with the
region of pre-being for Heidegger and yet the infinite knowing of the transcendental (as Fink
does—SCM 140) or indeed, rejecting the in-
riveting insight into the solitary nature of
finity of experience for the experience of fini-
Dasein also suggests a zero point in the reduc- tude (as Heidegger does), Husserl suggests
tion which cannot shed light on the world of that the natural sciences find their place in phe-
the everyday (in spite of Heidegger’s best ef- nomenology (SCM 109) by removing their
forts). Rudolf Bernet is right, of course, to dogmatic blinders such that they realize the
point out that the phenomenological onlooker value of their own work in the context of tran-
and the Dasein in anxiety are strata of subjec- scendental constitution (SCM 115). Once
tivity and not subjectivity itself in Fink and again, this limits the scope of mundane science
Heidegger respectively, but this cannot alter but it simultaneously elevates rather than de-
the fact that in leading back to these strata, the stroys its significance. The phenomenologist,
reduction for both Fink and Heidegger leads to in Husserl’s mind, may often be alienated from
a stratum that disturbs the capacity of the mun- the self-interpretation of the non-phenomeno-
dane or everyday world to be meaningful on its logist or the natural attitude scientist but he is
own terms. For Fink, this is because the mun- never alienated from this region as such. This
is less straightforward for Fink and Heidegger
dane or ontic realm is completely dis- who are both led, in their respective versions of
analogous to the depths of the pre-ontic tran- the reduction, to a solitary realm in which the
scendental realm while for Heidegger, the breakdown of our captivation with the world is
reason is that all ontic commitments do not purchased at the price of this very world losing
simply show themselves as ontic but fall away its flavor such that we are condemned, like
into irrelevance in the face of my ownmost Plato’s prisoner, to stumble blindly in a world
possibility of being. whose significance can no longer speak to us.48

ENDNOTES

1. On the continuity between the transcendental and 2. Eugen Fink, VI. Cartesianische Meditation Teil 1:
the mundane, Eugen Fink notes that for Husserl, Die Idee einer Transzendentalen Methodenlehre
“the ‘transcendental ideality’ of beings is not only (Husserliana Dokumente II), hrsg. von Hans
compatible with their ‘empirical reality’ but also the Ebeling, Jann Holl, and Guy van Kerckhoven
latter is directly grounded in the former and is only (Dordrecht: Kluwer, 1988); Sixth Cartesian Medita-
comprehensible with reference to it.” See Eugen tion: The Idea of a Transcendental Theory of
Fink, “The Phenomenological Philosophy of Method, trans. Ronald Bruzina (Bloomington: Indi-
Edmund Husserl and Contemporary Criticism,” in ana University Press, 1995). All future reference is
The Phenomenology of Husserl, ed. and trans. R. O. to the English translation. Cited as SCM.
Elveton (Seattle: Noesis Press, 2000), 87. Hence- 3. Martin Heidegger, Sein und Zeit, 18 Aufl.
forth, this article will be referred to as PHC. (Tübingen: Niemeyer, 2001); Being and Time, trans.

PHILOSOPHY TODAY
260
John Macquarrie and Edward Robinson (Oxford: cle,” in Husserl, Heidegger and the Space of
Blackwell, 1995). Henceforth SZ; BT. Meaning, 172. Henceforth HH.
4. A detailed history of the genesis and intent of Fink’s 11. On the notion of the appellation ‘human being’ as a
text can be found in Ronald Bruzina’s excellent constituted sense, see, for example, Husserl’s
“Translator’s Introduction” to Sixth Cartesian Med- “Amsterdamer Vorträge” (“Amsterdam Lectures”),
itation, vii-xcii. See also the same author’s Edmund in E d mund H u sserl, Phänomenologische
Husserl and Eugen Fink: Beginnings and Ends in Psychologie, Hua IX, hrsg. von Walter Biemel (The
Phenomenology 1928–38 (New Haven: Yale Uni- Hague: Martinus Nijhoff, 1968), 314. A translation
versity Press, 2004). of this text can be found in Edmund Husserl, Psycho-
5. Eugen Fink, “The Phenomenological Philosophy of logical and Transcendental Phenomenology and the
Edmund Husserl.” This article, which originally ap- Confrontation with Heidegger (1927–31), trans. and
peared in Kant Studien 38 (1933), 319–83, with the ed. Thomas Sheehan and Richard E. Palmer
title, ”Die Phänomenologische Philosophie (Dordrecht: Springer, 1997), 224. Henceforth PTP.
Edmund Husserls in der Gegenwärtigen Kritik,” This work is largely a translation of Husserliana IX.
was a reworking of the Sixth Cartesian Meditation. On the notion that grounding phenomenology in hu-
On this, see Bruzina’s “Translator’s Introduction,” man existence misses the point of the reduction, see
xx. Husserl’s essay “Phänomenologie und Anthro-
6. Steven Crowell, “Gnostic Phenomenology: Eugen pologie” (“Phenomenology and Anthropology”) in
Fink and the Critique of Transcendental Reason,” in Aufsätze und Vorträge 1922–37, Hua XXVII, hrsg.
Husserl, Heidegger and the Space of Meaning: von Thomas Nenon and Hans-Reiner Sepp
Paths Towards Transcendental Phenomenology (Dordrecht: Kluwer, 1989), where he revealingly
(Evanston: Northwestern University Press, 2001), states that:
253. Henceforth GP. According to Crowell, it is un- It seems all too obvious to say to oneself: “I, this
human being (dieser Mensch), am the one who is
clear whether the kind of investigation Fink has in practicing the method of a transcendental alter-
mind here can still be considered ‘phenomenology’ ation of attitude whereby one withdraws back into
or whether it leaves phenomenology behind for the the pure ego . . .” But clearly those who talk this
sake of dialectic metaphysical speculation. This way have fallen back into the naïve, natural atti-
question is pressing because the principle of all tude. (Psychological and Transcendental Phe-
nomenology, 193)
principles was formulated precisely to avoid this
kind of speculation in favour of a return to a study of 12. With regard to the issue of self-understanding, it is
conscious experience as it is in fact given. clear that the separation between the transcendental
and the mundane sphere is not, of course, absolute
7. O n the three-way split, see F ink, “T he
given that natural language is part and parcel of the
Phenomenological Philosophy of Edmund
world-constituting that is the very activity of tran-
Husserl,” 109–10, in addition to Sixth Cartesian
scendental subjectivity. However, this constituting
Meditation, 12–13.
goes on anonymously in the sense that it does not
8. This would seem to entail the possibility of an infi-
know itself as constituting until the performance of
nite regress in the sense that a fourth ego would be
the reduction. The challenge for the theory of
needed in order to reflect on the activity of the tran-
method to show transcendental subjectivity to itself,
scendental onlooker. Fink, however, rejects this pre-
as such, is enormous because there are no appropri-
cisely because the onlooker does not constitute but
ate terms. Unfortunately, this issue is not one that can
merely observes such that there is no ground upon
be developed further in the present context.
which a further distinction could be made. See Sixth
13. Fink, “The Phenomenological Philosophy of
Cartesian Meditation, 26.
Edmund Husserl,” 120.
9. Fink, “The Phenomenological Philosophy of
14. In his preface to the Kant Studien article (“The
Edmund Husserl,” 119.
Phenomenological Philosophy of Edmund
10. I owe this insight to Steven Crowell who points to
Husserl”), which is very similar to the Sixth Carte-
Husserl’s confrontation with Heidegger at the time
sian Meditation in terms of content, Husserl states
of the Encyclopaedia Britannica article in which
that the article “contains no sentence which I could
Heidegger was uncomfortable with Husserl’s pre-
not completely accept as my own or openly acknowl-
sentation of the human subject as a constituted sense
edge as my own conviction” (“The Phenomeno-
whose being was to be thought of as naturally pos-
logical Philosophy of Edmund Husserl,” 71). This is
ited. On this see Steven Crowell, “Husserl,
perplexing given Husserl’s obvious displeasure with
Heidegger and Transcendental Philosophy: An-
certain of Fink’s conclusions.
other Look at the Encyclopaedia Britannica Arti-
15. Fink’s claim that “Absolute science, towards which
phenomenologising is organised, is, as the actuality

HEIDEGGER AND FINK


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of the being-for-itself of the Absolute, the system of and Robert Crease, eds., Dialectic and Difference
living truth in which it knows itself absolutely” Atlantic Highlands, NJ: Humanities Press, 1985),
(Sixth Cartesian Meditation, 152) sounds extraordi- 91–112, and leads inevitably to the sort of “gnostic”
narily Hegelian. move evidenced by Fink’s text such as would jettison
16. Crowell, “Gnostic Phenomenology,” 249. the very furniture by which living is known for the
17. It is generally agreed that the reduction first appears sake of a flight into the kind of speculative forms that
in Husserl’s writings in the five lectures delivered at are impossible, in principle, to experience.
Göttingen in 1907, which are published as Die Idee 21. Martin Heidegger, Die Grundprobleme der
der Phänomenologie: Fünf Vorlesungen, Hua II, Phänomenologie, GA 24, hrsg. von Friedrich-Wil-
hrsg. von Walter Biemel (Dordrecht: Springer, helm von Hermann (Frankfurt am Main: Vittorio
1973); The Idea of Phenomenology, trans. Lee Klostermann, 2005), 29; The Basic Problems of Phe-
Hardy (Dordrecht: Springer, 1999). nomenology, trans. Albert Hofstadter (Bloomington:
18. See for example Edmund Husserl, Cartesianische Indiana University Press, 1975), 21. Henceforth GA
Meditationen und Pariser Vorträge, Hua I, hrsg. 24/BPP.
von Stephan Strasser (The Hague: Martinus 22. Ibid. When Heidegger says here that “we are led back
Nijhoff, 1963), 60; Cartesian Meditations, trans. from the apprehension of a being, whatever may be
Dorion Cairns (The Hague: Martinus Nijhoff, the character of that apprehension” (my italics), he
1973), 20. Henceforth Hua I/CM. means to stress that the Husserlian emphasis on the
19. In a letter to Husserl from 1927, Heidegger states constitution of noema through noetic, meaning-in-
that: “We are in agreement on the fact that entities in tending acts is derivative of a more fundamental ori-
the sense of what you call ‘world’ cannot be ex- entation.
plained in their transcendental constitution by re- 23. Rudolf Bernet, “Phenomenological Reduction and
turning to an entity of the same mode of being.” It the Double Life of the Subject,” in Theodore Kisiel
was Heidegger’s contention, of course, that and John van Buren, eds., Reading Heidegger From
Dasein’s worldhood or Insein forms the ground of the Start: Essays in his Earliest Thought (Albany:
what it can mean for an entity to be worldly SUNY Press, 1994), 256. Henceforth PR.
(Vorhanden) and he contended also that Husserl did 24. Cartesianische Meditationen, 60/Cartesian Medita-
not understand this point. See Psychological and tions, 21.
Transcendental Phenomenology, 38. 25. For reasons of focus, it is best not to pursue discus-
20. Heidegger described the Logical Investigations as a sion of the first reduction identified by Bernet. In ad-
text that continued to captivate him even after the dition to drawing attention away from our central
publication of Ideas. See “My Way into Phenomen- purpose here, there are grounds to question the use of
ology” in On Time and Being, trans. Joan the terminology of reduction in Bernet’s argument.
Stambaugh (Chicago: University of Chicago Press, While he is certainly correct to point out that
2002), 78. It is noteworthy also that when discussing unusability, obtrusiveness, and obstinacy draw atten-
in detail the breakthrough concepts of phenomenol- tion to the phenomenon of the world, it is by no
ogy in the 1925 lecture course Prolegomena zur means clear that there is a corresponding alteration
Geschichte des Zeitbegriffs, GA 20, hrsg. von Petra (Spaltung or ego-splitting in Husserl’s terms) in the
Jaeger (Frankfurt am Main: Vittorio Klostermann, life of the subject brought about by this interruption.
1979), 34f.; History of the Concept of Time: Prole- Thus while Husserl’s reduction (and Heidegger’s
gomena, trans. Theodore Kisiel (Bloomington: In- second reduction) entail both disclosure of the phe-
diana University Press, 1985), 27f., Heidegger re- nomenon of the world and of a dimension of subjec-
stricts himself to the notions of intentionality, tivity that was not previously accessible, Heidegger’s
categorial intuition, and the a priori which are de- first reduction entails only the first of these condi-
veloped in the earlier work and makes almost no tions.
mention of the Ideas. See also Sein und Zeit, 38; Be- 26. Martin Heidegger, Die Grundbegriffe der Meta-
ing and Time, 62, where Heidegger says that his physik: Welt-Endlichkeit-Einsamkeit, GA 29/30,
Sein und Zeit investigation “would not have been hrsg. von Friedrich-Wilhelm von Hermann (Frank-
possible if the ground had not been prepared by furt am Main: Vittorio Klostermann, 1983), 101;
Edmund Husserl, w ith whose Logische Fundamental Concepts of Metaphysics: World, Fini-
Untersuchungen phenomenology first emerged.” tude, Solitude, trans. William McNeill and Nicholas
For a detailed discussion of the relationship be- Walker (Bloomington: Indiana University Press,
tween Heidegger and the Logische Untersuch- 1995), 67. Henceforth GA 29/30/FCM.
ungen, see also Jacques Taminiaux, “Heidegger and
Husserl’s Logical Investigations,” in James Decker

PHILOSOPHY TODAY
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27. For an analogous discussion of boredom, see Die resolute Being-in-the-world is not a mere call to self-
Grundbegriffe der Metaphysik, 207–08/Fundamen- concerned action but also makes possible an authen-
tal Concepts of Metaphysics, 137–38. tic being with others (Sein und Zeit, 298; Being and
28. See also Die Grundbegriffe der Metaphysik, 216/ Time, 344). That is, the undergoing of anxiety allows
Fundamental Concepts of Metaphysics, 143 on the us to genuinely be with one another in a way that was
“calling.” never possible in the amorphous anonymity of the
29. Heidegger’s discussion of the notion of the debt in “they.”
regard to conscience has to do with the fact that con- 37. That is to say, Husserl’s distinction between the em-
science address Dasein as “Guilty” (Sein und Zeit, pirical and transcendental egos tends to point to a
281; Being and Time, 326). In German, the word for paradox in the relationship of philosophizing and hu-
guilt (Schuld) usually also has the connotation of a man existence in the sense that while the empirical
debt that is owed to someone. Heidegger insists that ego is often treated as a mere object of anthropologi-
any ontic interpretation of the ontological import of cal or psychological study, the transcendental ego is
the call of conscience “perverts” the true meaning of often, and certainly in Fink’s text, presented as tran-
the call. scending the human. We have seen from Husserl’s
30. Because das Man is everyone and no one, it is not marginal notes on the Sixth Cartesian Meditation
Dasein (only a possible comportment of Dasein) that he did not, of course, intend the transcendental
and so can neither be born nor die. ego to be read as escaping the domain of the human
31. Heidegger’s understanding of conscience is remi- but he struggled, at least as far as Heidegger was con-
niscent of the Socratic daimon which never en- cerned, to satisfactorily resolve this issue. It is in this
joined any particular action but only made itself felt context that Heidegger’s identification of the tran-
to reprove. See Plato, Apology 31d. scendental with existing Dasein is to be understood.
32. One important difference remains however, and that 38. Here I am broadly following Steven Crowell’s analy-
is to do with the fact that while Husserl’s reduction sis of the relation between Husserl and Heidegger.
is an act of my freedom, the mood of anxiety and According to Crowell, we misunderstand the
even the call of conscience are events that are under- Husserl/Heidegger relation if we present it as involv-
gone by Dasein. To be sure, Heidegger discusses the ing a dispute over whether phenomenology should
notion of ‘wanting to have a conscience’ be transcendental or ontological since the real ques-
(Gewissenhabenwollen) (Sein und Zeit, 270; Being tion that separates them is whether transcendental
and Time, 314) as that which makes us open to the phenomenology should be epistemological
communication of the call but there remains for all (Husserl) or ontological (Heidegger). On this see
that, a passivity in this version of the reduction that “Husserl, Heidegger, and Transcendental Philoso-
has little analogue in Husserl’s discussion. phy,”169.
33. Of course the ontological disclosure of the call re- 39. Bernet says that “there is no Dasein whose being
lates precisely discloses the ontically existing could epitomise authentic existence, no more than
Dasein. It is at this point that the inseparability of the there was a pure phenomenologising spectator for
ontic and the ontological in Sein und Zeit is most Husserl and Fink” (“Phenomenological Reduction
clearly in view in the sense that neither is explicable and the Double Life of the Subject,” 266).
without reference to this grounding centre point in 40. Ideas I §49. The meaning of the discussion “world
which they converge. annihilation” or Weltvernichtigung is too complex a
34. This is especially the case in relation to the German matter to be discussed here. Suffice it to say that this
Unheimlich which gives greater expression to much maligned chapter of the Ideas was never meant
Dasein’s “not being at home” than “uncanny” can. to suggest that the transcendental ego could survive
35. Edmund Husserl, Ideen zu einer Reinen Phä- the actual annihilation of the world nor that con-
nomenologie und phänomenologischen Philoso- sciousness in isolation could provide a Cartesian first
phie: Erstes Buch, Husserliana III, hrsg. von Karl principle. Husserl’s point was simply to underline
Schumann (Den Haag: Martinus Nijhoff, 1976), 94; the inconceivability of the manifestation of the world
Ideas Pertaining to a Pure Phenomenology and to a in the absence of subjectivity. Admittedly, Husserl
Phenomenological Philosophy: First Book, trans. could have been clearer in making this point. For
Fred Kersten (Dordrecht: Kluwer, 1983), 113. useful discussions of this point, see Rudolf Bernet,
36. It should be noted, furthermore, that this under- “Husserl’s Concept of World,” in Arleen B. Dallery,
standing of the reduction is more than simply a prin- Charles E. Scott, and P. Holley Roberts eds., Crises
ciple of self-concern for Heidegger but actually in Continental Philosophy (Albany: SUNY Press,
forms the basis of what might be called a proto-eth- 1990), 3–22, and also Søren Overgaard, “Epoché
ics in his thought. Thus, he says that authentically and Solipsistic Reduction,” Husserl Studies
18 (2002): 209–22.

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41. Heidegger here asks rhetorically, “What can death tainable in light of the identification of scientific ac-
and the ‘concrete situation’ of taking action have in tivity with inauthentic curiosity.
common?” 45. Søren Overgaard makes the point that the everyday
42. On this issue of striving and the infinite call of the is bracketed more by Heidegger than by Husserl in
world see, for example, Edmund Husserl, the sense that Husserl takes the concerns of the ev-
“Erneuerung als Individualethisches Problem,” in eryday more at face value. See Overgaard, Husserl
Aufsätze und Vorträge 1922–1937, 34. and Heidegger on Being in the World (Dordrecht:
43. This issue of Heidegger’s position regarding the sci- Springer, 2004), 19.
entific enterprise is masterfully discussed by 46. See, for example, Edmund Husserl, “Inaugural Lec-
Karsten Harries in “Truth and Freedom,” in Robert ture at Freiburg-im-Breisgau” (1917), trans. Robert
Sokolowski, ed., Edmund Husserl and the Welsh Jordan, in Husserl: Shorter Works, ed. Peter
Phenomenological Tradition, (Washington, D.C.: McCormick and Frederick A. Elliston (Notre Dame,
Catholic University of America Press, 1988), Indiana: Notre Dame University Press, 1981), 13.
131–55. 47. All reference to the Sixth Cartesian Meditation from
44. Ibid., 147. Harries notes that Heidegger states that here on is to Husserl’s marginalia unless otherwise
science has “its source in authentic existence” but stated.
correctly questions whether this claim is at all sus- 48. Plato, Republic 517a.

Bodø University College, Bodø 8049, Norway

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