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LSU Historical Dissertations and Theses Graduate School

1979

The Vocal Principles of Garcia as Represented by


His Pupils: Bataille, Marchesi, and Stockhausen.
James Richard Joiner
Louisiana State University and Agricultural & Mechanical College

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Joiner, James Richard, "The Vocal Principles of Garcia as Represented by His Pupils: Bataille, Marchesi, and Stockhausen." (1979).
LSU Historical Dissertations and Theses. 3443.
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8013124

JOINER, JAMES RICHARD

THE VOCAL PRINCIPLES OF GARCIA AS REPRESENTED BY HIS PUPILS :


BATTAILLE, MARCHESI, AND STOCKHAUSEN

The Louisiana State University and Agricultural and Mechanical Col.

PH.D. 1979
University
Microfilms
International 300 N. Zeeb Road, Ann Arbor, M I 48106 18 Bedford Row, London WCIR 4EJ, England

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JOINER, JAMES RICHARD

All Rights Reserved

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TH E V O C A L P R I N C I P L E S OF G A R C I A

AS R E P R E S E N T E D B Y HIS PUPILS:

B A TTAILLE, MARCHESI, AND STOCKHAUSEN

A Dissertation

S u b m i t t e d to the G r a d u a t e F a c u l t y of the
L o u i s i a n a S t a t e U n i v e r s i t y and
Agricultural and Mechanical College
in p a r t i a l f u l f i l l m e n t of the
r e q u i r e m e n t s for the de g r e e of
D o c t o r of P h i l o s o p h y

The Scho o l o f M usic

by
Ja m e s R i c h a r d Jo i n e r
B.M., M i s s i s s i p p i College, 1964
M. C . M . , S o u t h w e s t e r n B a p t i s t T h e o l o g i c a l Semi n a r y , 1968
M.M., L o u i s i a n a Sta t e Univer s i t y , 1974
D e c e m b e r 1979

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TABLE OF CONTENTS

Chapter
I. I N T R O D U C T I O N ......................................... 1

II. THE R E S E A R C H A N D TEACHING PRINCIPLES


OF G A R C I A ......................................... 8

A S u r v e y of P e d a g o g i c a l A p p r o a c h e s
a n d t h e i r R e l a t i o n s h i p s To V o i c e
S c i e n c e R e s e a r c h Pr i o r to G a r c i a . . . . 8
Ga r c i a ' s R e s e a r c h and Its I n f l u e n c e
U p o n His T e a c h i n g P r i n c i p l e s ............... 13
A C a t e g o r i c a l D e s c r i p t i o n of G a r c i a ' s
T e a c h i n g ....................................... 29

III. THE R E S E A R C H A N D TEACHING PRINCIPLES


OF B A T T A I L L E ....................................... 69

Biographical Material ........................ 69


B a t t a i l l e ' s P u b l i c a t i o n s ...................... 73
B a t t a i l l e ' s R e s e a r c h ........................... 79
A C a t e g o r i c a l D e s c r i p t i o n of B a t t a i l l e ' s
T e a c h i n g ....................................... 83

IV. THE T E A C H I N G P R I N C I P L E S OF M A R C H E S I .......... 115

Biographical Material ....................... 115


Marchesi's Publications ...................... 118
A Categorical Description of Marchesi's
T e a c h i n g ....................................... 130

V. THE T E A C H I N G P R I N C I P L E S OF S T O C K H A U S E N . . . . 173

Biographical Material ....................... 173


S t o c k h a u s e n ' s P u b l i c a t i o n s .................... 183
A C a t e g o r i c a l D e s c r i p t i o n of
S t o c k h a u s e n ' s T e a c h i n g ...................... 187

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VI. CONCLUSIONS AND RECOMMENDATIONS FOR
F U R T H E R ST U D Y .................................... 217

A t t i t u d e s an d A p p r o a c h e s in Gene r a l . . . . 217
A t t a c k .................................... 219
V o i c e Qualities, Vowels, and D i c t i o n . . . 226
Br e a t h i n g and C o o r d i n a t i o n ................. 228
S u m m a t i o n .................................. 230
R e c o m m e n d a t i o n s for F u r t h e r S tudy .......... 231

SE L E C T E D B I B L I O G R A P H Y .................................. 233

A P P E N D I X I; T R A N S L A T I O N OF THE R E P O R T ON
GA R C I A ' S M E M O I R E S U R LE VOI X
H U M A I N E ............................. 242

A P P E N D I X II: T R A N S L A T I O N OF A N E X T R A C T F R O M
BATTAILLE'S NOUVELLES R E C H E R C H E S . . 254

VITA 266

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LIST OF FIGURES

1. GARCIA: R E G I S T E R RA N G E S F O R E A C H V O I C E
C L A S S I F I C A T I O N ..................................... 41

2. G ARCIA: M O V E M E N T S OF T HE L A R Y N X A N D
SOF T P A L A T E IN R E L A T I O N TO V O C A L
T I M B R E S ............................................ 56

3. BATTAILLE'S AUTOLARYNGOSCOPE ...................... 75

4. B A T T A I L L E ' S D R A W I N G S OF T H E G L O T T I S
DURING CHEST AND FALSETTO
P R O D U C T I O N ......................................... 92

5. B A T T A I L L E ' S RA N G E S F O R TH E F O U R M A J O R
V O I C E C L A S S I F I C A T I O N S .............................. 102

6. MARCHESI: PORTAMENTO EXERCISES .................... 121

7. MARCHESI: PORTAMENTO VOCALISE .................... 122

8. MA R C H E S I : C A D E N Z A W R I T T E N F O R N E L L I E
M E L B A ................................................. 129

9. MARCH E S I : S T U D I E S U S I N G G R U P P E T T O S
A N D M O R D E N T S .......................................... 137

10. R E C I T A L P R O G R A M OF M A R C H E S I ' S O P E R A
AN D C O N C E R T CLASSES; D E C E M B E R 1900 ............ 145

11. M A R C H E S I : VOICE CLASSIFICATIONS AND RANGES . . . 151

12. MAR C H E S I : D E S I G N A T I O N S OF R E G I S T E R L I M I T S . . . 154

13. MARCH E S I : P O R T A M E N T O E X E R C I S E S .................... 159

14. MARC H E S I : F U N D A M E N T A L SCA L E E X E R C I S E S .......... 160

15. M A R CHESI: A D V A N C E D SCA L E E X E R C I S E S ............... 161

16. M ARCHESI: S CALE E X E R C I S E S F O R L I G H T SOPRANO. . . 162

17. M A R CHESI; E X E R C I S E S OF M U L T I P L E F I G U R E S . . . . 163

18. MARC H E S I : SCAL E S WITH O R N A M E N T A T I O N ........... 164

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19. E X E R C I S E A C A N O N E IN U N I S O N ..................... . 189

20. IMITATIVE EXERCISE F OR HIGH AND LOW VOICE . . . 190

21. S T O C K H A U S E N ' S T A B L E O F THE F O U R V O I C E


CLASSIFICATIONS AND PITCHES COMMON
TO A L L ............................................ 200

22. STOCKHAUSEN'S TABLE OF REGISTERS .............. 201

23. STOCKHAUSEN : PORTAMENTO EXERCISES


F O R THE M E D I U M V O I C E ........................... 204

24. STOCKHAUSEN: P O R T A M E N T O E X E R C I S E S
F O R S P E C I F I C V O I C E S ............................. 205

25. E X A M P L E S OF S T O C K H A U S E N ' S SCALE EXERCISES . . . 206

26. STOCKHAUSEN: SCA L E S T U D I E S E X C E R P T E D


F R O M B A R O Q U E A R I A S ............................. 207

27. STO C K H A U S E N ' S "SING E R ' S A L P H A B E T " .............. 212

28. FANT ' S V O W E L D I A G R A M W I T H X - R A Y T R A C I N G . . . . 213

29. EXA M P L E S OF S T O C K H A U S E N ' S U S E OF V O W E L S


W I T H V O C A L E X E R C I S E S ........................... 215

30. C O M P A R A T I V E R E G I S T E R RA N G E S ..................... 221

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ABSTRACT

Ma n u e l P a t r i c i o R o d riguez Garcia (1805-1906) was

in a uniq u e p o s i t i o n in the his t o r y of vocal p e d a g o g y .

Wh i l e his t e a c h i n g m e t h o d s conti n u e d the bel ca n t o

tra d i t i o n p a s s e d to h i m by his father, he was v e r y m u c h

a p a r t of the c o n t e m p o r a r y i n t erest in s c i e n t i f i c

i n v e s t i g a t i o n of v o c a l production. Highly successful

as a teacher, his stu d e n t s g r aced the o p e r a a nd c o n c e r t

halls of Eu r o p e a n d the United States for m a n y decades.

This i n v e s t i g a t i o n is conce r n e d w i t h the G a r c i a

teach i n g m e t h o d o l o g y , the influences w h i c h c o n t r i b u t e d

to it, and its a p p l i c a t i o n and a d a p t a t i o n b y h is p u p i l s

who b e c a m e t e a chers. The Ga r c i a p u p i l s c h o s e n for this

study wer e s e l e c t e d on the ba s i s of the i r h i s t o r i c a l

import a n c e as b o t h s i ngers and teachers, and a c c o r d i n g

to the s i g n i f i c a n c e a nd ava i l a b i l i t y of t heir p u b l i s h e d

m a t e r i a l s on v o cal pedagogy. Three p e o p l e c l e a r l y

fu l f i l l e d the a bove criteria: M a t h i l d e M a r c h e s ! (1821-

1914), a h i g h l y r e g a r d e d performer, w h o s e m e t h o d and

v o c a l i s e s h a v e b e e n w i d e l y published; Charles Battaille

(1822-1872), a medical d o ctor w h o sang w i t h the O p e r a

Com i q u e and Thé'âcre L y r i q u e and who p u b l i s h e d h i s r e s e a r c h

on the s i n g i n g v o i c e in two volumes; and J u l i u s S t o c k h a u s e n

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(1826-1906), the n o t e d i n t e r p r e t e r of the li e d e r of

Schub e r t , S c humann, an d Brahms, and s i n g i n g t e a c h e r in

leading German institutions, i n c l u d i n g his ow n si n g i n g

s c hool in F r a n k f u r t - a m - M a i n .

In this study, the m e t h o d s an d w r i t i n g s of t h e s e

t e a c h e r s are e x a m i n e d and their p e d a g o g i c a l c o n t e n t s are

p r e s e n t e d in the follo w i n g cat e g o r i e s : breathing; attack;

re g i s t r a t i o n ; resonance, vowel color, an d diction; and

ov e r a l l c o o r d i n a t i o n of the v o c a l m e c h a n i s m . An a n a l y s i s

of the a t t i t u d e s and approaches o f e a c h tea c h e r in r e g a r d

to the above c a t e g o r i e s is provi d e d , a n d c o m p a r i s o n s are

made between th e i r m e t h o d s and t h o s e of Garcia. Occasional

r e f e r e n c e is m a d e in cases w h e r e c u r r e n t sc i e n t i f i c r e ­

s ear c h has a d d e d n e w insight to the p h y s i o l o g i c a l

pr i n c i p l e s h e l d b y some of the t e a c h e r s .

Conclusions are drawn f r o m the s t u d y a c c o r d i n g to

the b e l i e f s a n d p r o c e d u r e s of e a c h t e a c h e r in r e g a r d to

each of the a b o v e categories. In gener a l , all of the

teach e r s w e r e f o u n d to stress e f f i c i e n t phonation, well-

c o o r d i n a t e d w i t h p r o p e r b r e a t h i n g a n d b r e a t h control.

The y w e r e e q u a l l y con c e r n e d w i t h t h o r o u g h d e v e l o p m e n t of

the voc a l scale and the b l e n d i n g of registers, sufficient

for the s tudy o f bel c anto litera t u r e . They placed

c o n s t a n t e m p h a s i s u p o n vocal freedom, f l e xibility, and

control, as o p p o s e d to volu m e of sound. Finally, they

were c o n c e r n e d with, v oice q u a l i t i e s as a f f e c t e d by

vii

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laryngeal p o s i t i o n and m o u t h p o s i t i o n , a n d w i t h vowel

c o l o r s a n d t h eir infl u e n c e u p o n t he vo c a l scale and

vocal interpretation. The s t u d y a l s o m a k e s p o s s i b l e

s o m e d e t e r m i n a t i o n of the c o n t r i b u t i o n s of the bel

canto t r a d i t i o n to the t e a c h i n g m e t h o d s u s e d b y these

t e a chers, as w ell as the c o n t r i b u t i o n s m a d e to their

teaching contemporary scientific insight. Contemporary

science was f o u n d to have m a d e its g r e a t e s t c o n t r i b u ­

t i o n in the a r eas of p h o n a t i o n a nd v o i c e qual i t i e s .

T e a c h i n g m e t h o d o l o g y in o t h e r areas, particularly re­

g i s t r a t i o n a n d v o cal f lexibility, was apparently

strongly influenced by traditional app r o a c h e s . The

appendices in c l u d e two t r a n s l a t i o n s of n o t e w o r t h y

p u b l i c a t i o n s of the period: an a c c o u n t b y Henri

D u t r o c h e t of G a r c i a ' s p r e s e n t a t i o n of the M é m o i r e sur

la v o i x h u m a i n e to the F r e n c h A c a d e m y o f S c i e n c e s in

1840, a nd an e x t r a c t fro m B a t t a i l l e ' s N o u v e l l e s

recherches sur la p h o n a t i o n , p u b l i s h e d in 1861.

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I. INTRODUCTION

Ma n u e l P a t r i c i o R o d r i g u e z Garcia (1805-1906) is

c r e d i t e d by some w r i t e r s as b e i n g t h e f i r s t s i n g e r to

i n v e s t i g a t e in d e p t h t h e s c i e n c e o f h u m a n v o ice p r o d u c t i o n . ^

In a d d i t i o n to b e i n g h i g h l y r e s p e c t e d in m e d i c a l c i r c l e s of

his day,^ his h i s t o r i c a l p o s i t i o n as a s u c c e s s f u l t e a c h e r

o f p r o m i n e n t s i n g e r s is e n h a n c e d b y t he le n g t h y list of s u c ­

ce s s f u l sing e r s w h o came un d e r h i s t u t elage. Among these

w e r e J e n n y Lind (1820-1887), Henrietta Nissen (no dat e s

available), Catherine Hayes ( 1 8 2 5 - 1 8 6 1 ), M a t h i l d e M a r c h e s i

(1821-1914), J o h a n n a W a g n e r (1828-1894), Jul i u s S t o c k h a u s e n

(1826-1906), Charles Battaille (1822-1872), and C h a r l e s

Santley (1834-1922). Two different perspectives have become

a s s o c i a t e d w i t h M a n u e l G a r c i a ' s h i s t o r i c a l position. Robert

B o nington, a m o n g others, has r e g a r d e d h i s t e a c h i n g as t he

cu l m i n a t i o n of the bel c a n t o t e a c h i n g m e t h o d and the b e g i n -

^ I n t e r n a t i o n a l C y c l o p e d i a o f M u s i c and M u s i c i a n s ,
1 0 t h ed., s.v. " S i n g i n g , " b y O s c a r Thompson.

tion, 1905, in W i l l i a m H. Woglom, D i s c o v e r e r s for M e d i c i n e


(New Haven: Y a l e U n i v e r s i t y Press, 1949), 98-99

Music (London: F a b e r a n d Faber, 1973), 60-63.

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G a r c i a as th e f a ther o f a "modern s c i e n t i f i c s y stem" of

vocal teaching.^

T h e p r i m a r y c o n c e r n of this stu d y h a s b e e n to i n v e s ­

t i g a t e th e e f f e c t of G a r c i a ' s r e s e a r c h u p o n hi s t e a c h i n g

p r i n c i p l e s an d to c o m p a r e t h e s e p r i n c i p l e s w i t h th o s e

f o u n d in t h e m e t h o d s a n d w r i t i n g s of s e l e c t e d pupils.

Th e c r i t e r i a u s e d for p u p i l selection were their historical

i m p o r t a n c e as b o t h sin g e r s an d tea c h e r s a n d e v i d e n c e of

t h e i r i n t e r e s t in v o c a l p e d a g o g y in t h e i r p u b l i c a t i o n of

m e t h o d s an d w r i t i n g s c o n c e r n i n g this subject. A f t e r a ll

G a r c i a p u p i l s w e r e s u b j e c t e d to the s e cr i t e r i a , th r e e n ames

c l e a r l y d o m i n a t e d the f i e l d and w e r e c h o s e n for the study:

C h a r l e s Batt a i l l e , a medical doctor who san g w i t h the Opera

C o m i q u e and T h e a t r e L y r i q u e a n d w h o p u b l i s h e d his r e s e a r c h

on the s i n g i n g v o i c e a n d his t e a c h i n g m e t h o d in two volumes;

Mathilde Marchesi, h i g h l y r e g a r d e d as a c o n c e r t si n g e r in

En g l a n d a n d as an o p e r a p e r f o r m e r on t h e cont i n e n t , who

ta u g h t at t h e V i e n n a a n d P aris C o n s e r v a t o r i e s , and w h o s e

m e t h o d an d v o c a l i s e s h a v e b e e n w i d e l y p u b l i s h e d ; and Juli u s

St o c k hausen, t h e n o t e d i n t e r p r e t e r of t h e l i e d e r of Schubert,

Schumann, and Brahms, a n d sing i n g t e a c h e r in l e a d i n g G e r m a n

institu t i o n s , i n c l u d i n g his own s i n g i n g s c h o o l in F r a n k f u r t -

am-Main.

In the p r e s e n t study, t h e m e t h o d s a n d w r i t i n g s of the

^ D a n i e l G. Mason, gen. ed.. The A r t o f M u s i c , 12


vols. (New York: The N a t i o n a l S o c i e t y of M u sic, 1915),
vol. 5: The V o i c e and V o c a l M u s i c , b y D a v i d C. Taylor, 56-
57.

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3

above Garcia t e a c h e r s ha v e b e e n e x a m i n e d a n d their peda­

gogical contents have been presented in g e n e r a l teaching

approaches a nd in t he fo l l o w i n g c a t e g o r i e s : b r e a thing;

at t a c k ; registration; resonance, v o wel c o l o r , a nd diction;

and overall c o o r d i n a t i o n of the v o c a l m e c h a n i s m . No a t t e m p t

was made to in c l u d e stylistic interpretation in the above

categories. W h i l e the sources c o n s u l t e d d e a l t at length

with this subject, it w a s felt that n i n e t e e n t h - c e n t u r y p e r ­

formance practice is a r e s e a r c h a rea o u t s i d e the p r o v i n c e

of this study, w h i c h is s p e c i f i c a l l y p e d a g o g i c a l in a p p r o a c h

and natu r e .

The o r d e r o f p r e s e n t a t i o n of the m a t e r i a l on each

G a r c i a t e a c h e r w as d e t e r m i n e d c h r o n o l o g i c a l l y a c c o r d i n g to

t he d a t e w h e n the t e a c h e r s b e g a n t h e i r v o i c e st u d y w i t h

G arc i a . Following biographical material and descriptions

o f t h e i r r e s e a r c h a n d publ i c a t i o n s , an a n a l y s i s of the

attitudes and a p p r o a c h e s of ea c h t e a c h e r a c c o r d i n g to the

above categories is pres e n t e d . As a p a r t o f this process,

comparisons ha v e b e e n m a d e b e t w e e n t he m e t h o d s o f Gar c i a

and t he o t h e r teachers. In i n s t a n c e s w h e r e c u r r e n t s c i e n ­

ti f i c r e s e a r c h has a d d e d n e w i n s i g h t to t he p h y s i o l o g i c a l

p r i n c i p l e s h e l d by some of the t e a chers, brief reference

is made.

It is h o p e d t h a t this s t udy o f the a s s i m i l a t i o n of

a teacher's principles in the w o r k s o f h is students contri­

butes to o u r k n o w l e d g e of the c o m m u n i c a t i o n o f conc e p t s

f r o m t e a c h e r to student. It is f u r t h e r h o p e d that

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4

i n f o r m a t i o n r e s u l t i n g from this s t u d y w i l l be h e l p f u l in

d e t e r m i n i n g w h e t h e r there was, in fact, a Garcia "school"

o f teach i n g , as c l a i m e d by A m e r i c a n s i n g e r and Ga r c i a

p u p i l A n n a S c h o e n - R e n e ,^ or w h e t h e r , in r eality, Gar c i a ' s

t e a c h i n g had n o t a b l e influence, b u t p e r m i t t e d his p u p i l s

their own reactions and a d a p t ations.

Defi n i t i o n s

Pe d a g o g i c a l Terms

bel canto (It., beautiful singing). The s tyle of s i n g i n g

w h i c h f l o u r i s h e d in It a l y f r o m the s e v e n t e e n t h to

the e a r l y n i n e t e e n t h c entury. It c o n s i s t e d of an

e m p h a s i s on b e a u t y of tone, c a r e f u l phrasing, an

eve n v o c a l scale, and c o m m a n d o f voc a l flexi b i l i ­

ty, in c o n t r a s t to the d r a m a t i c e x p r e s s i o n and

d e c l a m a t o r y styles w h i c h e v o l v e d in later

n i n e t e e n t h - c e n t u r y v ocal m u sic.

passaggio. Vocal t r a n s i t i o n are a s b e t w e e n registers,

solfeggio. V o c a l e x e r c i s e s sung to a v o w e l or to the

s y l l a b l e s of solmization, t h e s e b e i n g used in s t e a d

of a text.

v o c a l exercise. B a s i c vocal d r i l l s d e s i g n e d to a c c o m p ­

lish a s p e c i f i c purpose,

vo calize. A vocal piece which often employs si m i l a r p a t ­

terns as the v ocal exercise, b u t is set w i t h i n a

^Anna Schoe n - R e n e , A m e r i c a ' s M u s i c a l I n h e r i t a n c e :


M e m o r i e s and R e m i n i s c e n c e s (New York: G. P. P u t n a m ' s Sons,
1941), 198-205.

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5

larger, more developed musical scheme. Vocalises

w e r e d e s i g n e d to a c c o m p l i s h the same p e d a g o g i c a l

p u r p o s e as v o cal e x e r c i s e s b y p r o v i d i n g p r a c t i c e

material of a more i n t e r e s t i n g nature.

A n a t o m i c a l Terms

a r y t e n o i d c a rtilages. Paired cartilages l o c a t e d on the

s u p e r i o r b o r d e r of the c r i c o i d ca r t i l a g e . The

v o c a l folds run b e t w e e n the t h y r o i d c a r t i l a g e and

t he a r y t e n o i d s . M a n y of t he b i o l o g i c a l and no n -

b i o l o g i c a l fun c t i o n s of the l a r y n x are c o n t r o l l e d

t h r o u g h m o v e m e n t s of the a r y t e n o i d c a r t ilages,

c a r t i l a g i n o u s glottis. The p o r t i o n of the gl o t t i s

b o u n d e d b y the v o c a l p r o c e s s e s a n d the m e d i a l sur­

faces of the arytenoids,

c r i c o i d c a rtilage. A ring-shaped cartilage lo c a t e d

im m e d i a t e l y s u p e r i o r to the u p p e r m o s t t r a cheal

rings. It forms the lower p a r t o f the laryn g e a l

f ramework.

epi g l o t t i s . A l e a f - s h a p e d cart i l a g e , l o c a t e d just above

the t h y r o i d cartilage, which prevents food fr o m

e n t e r i n g the l a r y n x d u r i n g d e g l u t i t i o n ,

extrinsic lar y n g e a l muscles. Muscles which originate o u t ­

side the l a r y n x a nd w h i c h a r e r e s p o n s i b l e for s u p ­

p o r t of the lar y n x and for f i x i n g it in position,

fauces. The p o r t t h r o u g h w h i c h t he o r a l c a v i t y c o m m u n i ­

cates w i t h the p h a r y n g e a l a n d n a s a l cavities.

The fauces are b o u n d e d l a t e r a l l y b y the p a l a t i n e

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arches, a b o v e b y the s o f t pa l a t e , and b e l o w by

the d o r s u m of the tongue,

g lottis. The s p a c e b e t w e e n the v o c a l folds,

in t r i n s i c l a r y n g e a l m u s c l e s . M u s c l e s w h i c h h a v e both

attachments within the larynx. The intri n s i c

mu s c l e s are l a r g e l y r e s p o n s i b l e for c o n trol of

sound p r o d u c t i o n ,

m e m b r a n o u s g lottis. The a n t e r i o r p o r t i o n of the g lottis

bounded laterally by the vocal lig a m e n t s and m u s ­

c u lar p o r t i o n of the v o c a l folds,

p harynx. The m u s c u l o - m e m b r a n o u s tub e e x t e n d i n g from the

base of the skull to t h e level of the s i xth c e r ­

vical v e r t e b r a b e h i n d a n d the c r i c o i d c a r t i l a g e in

phonat i o n . The p r o d u c t i o n of s o u n d s b y the v i b r a t i o n of

the v o c a l folds,

t h y r o i d cartilage. The la r g e s t c a r t i l a g e of the larynx.

It a r t i c u l a t e s w i t h t he c r i c o i d c a r t i l a g e l a t e r ­

ally, in such a w a y t h a t v a r i o u s m o v e m e n t s are

p o s s i b l e b e t w e e n the t wo car t i l a g e s . The voc a l

folds a re a t t a c h e d b e t w e e n the arytenoid carti­

lages a n d the i n t e r i o r s u r f a c e o f the t h y r o i d

cartilage.

v e n t r i c l e of M o r g a g n i . The c a v i t y of t he larynx, bounded

above by the v e n t r i c u l a r o r f a lse v o cal folds a n d

be l o w by the true v o c a l folds- It was d e s c r i b e d

in d e t a i l in 1741 by M o r g a g n i , h e nce its name.

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7

v e s t i b u l e of the g lottis. The p o r t i o n of t h e laryngeal

ve n t r i c l e ab o v e the v ocal folds.

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II. TH E R E S E A R C H A N D T E A C H I N G P R I N C I P L E S OF G A R C I A

A S u r v e y of P e d a g o g i c a l A p p r o a c h e s and
T h e i r R e l a t i o n s h i p s to V o i c e Scie n c e
R e s e a r c h P rior to G a r c i a

A l t h o u g h n a t i o n a l pride and p r e f e r e n c e s p e r v a d e the

h i s t o r y of s i n g i n g and v oice pedagogy, w r i t e r s of several

n a t i o n a l i t i e s h a v e view e d M a n u e l Ga r c i a as b o t h the c u l m i ­

n a t i o n of s c i e n t i f i c progr e s s a n d the h e r a l d of a n e w era

in the a p p l i c a t i o n of scie n t i f i c findi n g s to v o i c e traning.

In 1915 D a v i d C. T a y l o r saw the use of the l a r y n g o s c o p e

by G a r c i a as "the b e g i n n i n g of the m o d e r n s c i e n t i f i c syst e m

of t r a i n i n g the voice" and G a r c i a as "the voc a l t e a c h e r who

c o n t r i b u t e d m o s t to the p r o m u l g a t i o n of the s c i e n t i f i c

i d e a . J a n e A r g e r gav e F r e n c h s c ience and t e a c h i n g c r i t e ­

ria a la r g e p a r t of the credit for the su c c e s s of the

r e s e a r c h a n d t e a c h i n g of G a rcia and his students, "whose

s c i e n t i f i c rules, p u t into p r a c t i c e b y n u m e r o u s teachers,

h a v e g iven us the b est singers u p to our own day.

^Taylor, 56-57.

^ A l b e r t L a vignac, gen. e d . , E n c y c l o p é d i e de la m u s i ­
q u e et d i c t i o n n a i r e du c o n s e r v a t o i r e , il vols, in 2 parts.
P h y s i o l o g i e v o c a l e et aud i t i v e t e c h n i q u e v o c a l e et i n s t r u ­
m e n t a l , s.v. " E v o l u t i o n de la t e c h n i q u e v o c a l e , " by J ane
A r g e r , 990.

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9

Arnold Gearing f ound in G a r c i a ' s t e a c h i n g the b l e n d of p h y s ­

i ol o g i c a l k n o w l e d g e and s ound t e a c h i n g w h i c h M e r senne,

Bacilly, a n d B e r a r d had c a l l e d for m a n y yea r s b e f o r e .^

However, before Garcia there were apparently mixed

f e elings t o w a r d the u s e f u l n e s s of p h y s i o l o g i c a l k n o w l e d g e

to sin g i n g teac h e r s . P h i l i p Duey, in his h i s t o r y o f the

bel c anto era, cit e s the f o l l o w i n g p a s s a g e fro m B o n t e m p i 's

h i s t o r y as p r o o f of a r e l a t i v e d i s i n t e r e s t in s c i e n c e on

the part of t h e e i g h t e e n t h - c e n t u r y teachers: .

T he p h y s i o l o g i s t s e x p o u n d th e s e d i f ferences,
c aus e d b y posit i o n , p a ssage, shape, air, e x p i ­
ration, a n d all the c o n d i t i o n s of the larynx;
ba s e d on t h e immut a b l e f o u n d a t i o n of i n c o n ­
t esta b l e reason. O u r o p i n i o n is, that e v e r y ­
thing w h i c h is d e r i v e d f r o m e x p e r i e n c e has no
need of r e a s o n i n g . . . W h i l e t h e y go on
i n v e s t i g a t i n g n a t u r e in o r d e r to find it out
w i t h reason, we . . . s h a l l be c o n t e n t to
u n d e r s t a n d it w i t h the t e a c h i n g o f e x p e r i e n c e
itself.^

On the o t h e r hand, the r e w a s a p p a r e n t l y some u t i l i z a t i o n

of known s c i e n c e in the e d u c a t i o n o f bel c anto singers.

T he Bon t e m p i h i s t o r y and A r t e a g a ' s o p e r a t i c h i s t o r y d e s ­

c ribe the r e q u i r e d st u d y of c u r r e n t p h y s i o l o g i c a l laws by

^Die M u s i k in G e s c h i c h t e a nd G e g e n w a r t , s.v.
" G e s a n g s p a d a g o g i k , " b y Arnold" G e ering, 1925.

cited by P h i l i p A. Duey, Bel C a n t o in Its G o l d e n A ge: A


S tudy of Its T e a c h i n g C o n c e p t s (New York: K i n g ' s C r o w n
Press, 1951), 127.

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si n g i n g s t u d e n t s of t h e p e r i o d . ^ J. F. A g r i c o l a (1720-

1774), in hi s 1757 e n l a r g e m e n t of To s i ' s imp o r t a n t singing

treat i s e , p r o v i d e d in the fir s t chap t e r a d e t a i l e d d e s c r i p ­

t i o n of the l a r y n x an d its functions, and asserted:

The k n o w l e d g e of the voc a l o r g a n s is always


ve r y u s e f u l to the t e acher and in m a n y cases
indisp e n s a b l e . F o r even w h e n na t u r e has
ad o r n e d a s i n g e r w i t h the bes t qualities, the
k n o w l e d g e of p h y s i o l o g y is n e c e s s a r y to p r e ­
v e n t all d a m a g e s tha t m i g h t be d o n e th r o u g h
ignorance. Bu t w h e n a t e a c h e r finds natu r a l
faults a nd d e f e c t s in a voice, ho w can he s u c ­
c e s s f u l l y b a t t l e w i t h t h e m if he is u n a c q u a i n t ­
ed w i t h the seat o f the evil.°

Long before Garcia began teach i n g in Paris, sing­

ing tea c h e r s w e r e •e x p r e s s i n g an i n t erest in voi c e p r o d u c ­

tio n and p h y s i o l o g i s t s w e r e e x p l o r i n g its secrets. Taylor

f ound the t r e a t i s e D e la fo r m a t i o n de la v o i x de l ' h o m m e ,

1741, by A n t o i n e F e r r e i n (1693-1769), a F r e n c h ph y s i c i a n ,

to be the f irst w o r k on v ocal p h y s i o l o g y to r e c e i v e a t t e n ­

t ion by per s o n s i n t e r e s t e d in singing. Ferrein appears

to be the first to h a v e given the name of v ocal cor d s to

the edges of the g l o t t a l m u s c l e s . ^ Jean Baptiste Berard

(1710 - ? ) , in 1755, b e c a m e the f irst singer to w r i t e a

^Bontempi, H istori a M u s i c a , and E s t e b a n A r t eaga,


Rivol u z i o n i del t e a t r o m u s i c a l e ita l i a n o (1783-88), c i t e d
by L e n n o x B r o w n e an d E m i l Behnke, Voice, Song, and S p e e c h
(New York: G. P. P u t n a m ' s Sons 190?), 4. Br o w n e and
Behnke cit e t h e s e p a s s a g e s to support th e i r c o n c e p t i o n of
G a rcia as the h e r a l d of a n e w a g e of "scientific" t e a c h i n g
of singers.

^J. F. A g r i c o l a , A n l e i t u n g zur S i n g k u n s t (1757),


c ited by B r o w n a n d Behnke, 5.

^Taylor, 56.

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11

complete tre a t i s e w h i c h included, in a d d i t i o n to c o n t e m p o r ­

a r y p e r f o r m a n c e practice, a d e s c r i p t i o n of t e a c h i n g p r o ­

cedures and philosophy, and an e l e m e n t a r y des c r i p t i o n , with

drawings, of t he p r i m a r y v o c a l and r e s p i r a t o r y organs.

Berard was i n t e r e s t e d in sons à c a r a c t è r e (expressive

s o u n d s ) , a c h i e v e d by e f f e c t i v e m a n a g e m e n t of exhalation.

He a l s o b e l i e v e d t h a t d i f f e r e n c e s in th i c k n e s s , l e ngth and

t e n s i o n of the voc a l cords c a u s e d the d i f f e r e n t v o ice

c l a s s i f i c a t i o n s .^

F r e n c h gains in v o i c e sc i e n c e w e r e d e s t i n e d to fill

a void which had been occupied in F r a n c e o n l y by Italian

methodology. A t the b e g i n n i n g of the n i n e t e e n t h ce n t u r y the

o l d fe u d c o n c e r n i n g F r e n c h a nd It a l i a n s i n g i n g s tyles still

persisted. A r g e r b e l i e v e d t h a t n i n e t e e n t h - c e n t u r y w r i ters

confused national musical style w i t h p e r f o r m a n c e , to the

d e t r i m e n t of F r e n c h singers: "To the s e gent l e m e n , French

declamation s e e m e d t oo full of shouts, whereas Ital i a n

air s a l o n e w e r e m e l o d i c a nd singable. Ther e f o r e , the F r e n c h

shouted while the I t a lians s a n g . T h e r e s u l t w as that

French s ingers were sen t to Italy f or t r a i n i n g in the

I t a l i a n m e thod, w h i c h w a s sai d to h a v e existed in re a l i t y

o n l y by oral tradition, and w h ich, to Arg e r , was "simply a

c o m b i n a t i o n of good sen s e on the p a r t of the m a s t e r c o m b i n e d

Je a n B a p t i s t e Berard, L ' A r t d u C h a n t (1755), t r a n s .


S i d n e y M u r r a y (Milwaukee: P ro M u s i c a Press, 1969), 24.

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w i t h the i n e x h a u s t i b l e p a t i e n c e of the s t u d e n t . T h e

infatuation with I t a l i a n st y l e and t e c h n i q u e e x i s t e d to

s uch a d e g r e e th a t I t a l i a n t e a c h e r s w e r e b r o u g h t to the

P a ris c o n s e r v a t o r y , where l e ssons w e r e t a u g h t in I talian

o r in It a l i a n a nd F r e n c h a l t e r n a t e l y . ^ ^

In e a r l y n i n e t e e n t h - c e n t u r y France, i n t e r e s t in

v o c a l sc i e n c e flowed f r o m two d i r e c t i o n s . Singing teachers

w e r e n ot t o t a l l y s a t i s f i e d w i t h a m e t h o d that w as an I t a l i a n

tr a d i t i o n and b e g a n to l o o k tow a r d F r e n c h s c i ence for the

answers. Simultaneously, French science was in the e a r l y

stages of w h a t w a s to b e c o m e a f l u r r y of a c t i v i t y and i n v e s ­

ti g a t i o n into the h u m a n v o i c e as u s e d in b o t h so n g and

speech. Some of the e a r l y w o r k s w h i c h r e v i v e d an i n t e r e s t

in the s t udy of p h o n a t i o n w e r e b y Du t r o c h e t , who in 1806

c o m p a r e d gl o t t a l a c t i o n to lips p l a y i n g a h o r n , ^ ^ Ma g e n d i e ,

r e n d u s , the J o u r n a l of the F r e n c h A c a d e m y of Sciences,

r e f l e c t this g r o w i n g i n t e r e s t a l m o s t f r o m its i n c e p t i o n in

1835 on. The J o u r n a l ' s i n d e x for the f i r s t t h i r t y - o n e v o l ­

umes lists such t i t l e s as t h e s e p r i o r to G a r c i a ' s entr i e s

in 1840:

Ballard, "Considerations s ur la v o i x h u m a i n e et sur

les moy e n s p r o p r e s à lui d o n n e r p l u s de force et d 'i n t e n s i t é ,"

^^Ibid.
l^ T aylor 56.

^^Arger, 990.

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1836-1837 (three e n t r i e s ) .

C a g n i a r d - L a t o u r , "Sur la p r e s s i o n a l a q u e l l e l'air
c o n t e n u d a n s la t r a c h é e - a r t è r e est soumis p e n d a n t l'ac t e
de la p h o n a t i o n , " 1836.

L au r e n t , "Sur 1' e n s e i g n e m e n t m é t h o d i q u e de 1 ' a r t i c u ­


l a t i o n de la v o i x , " 1837, 1839 (two entries).

Nonat, "Re c h e r c h e s sur le m é c a n i s m e de la v o ix,"


1839.

Sechaud, " C o n s i d e r a t i o n s p h y s i o l o g i q u e s sur la


14
v o i x h u m a i n e et son m é c a n i s m e p e n d a n t le c h a n t , " 1839.

A r g e r li s t s two o t h e r w o r k s independently published prior

to Garcia:

Debay, H y g i e n e de la v o i x et g y m n a s t i q u e des
or g a n e s v o c a u x , 1823.

M a l g a i g n e , N o u v e l l e t h é o r i e de la v o i x h u m a i n e ,
1831.^^
It m u s t be n o t e d t h a t n i n e t e e n t h - c e n t u r y v o i c e

tea c h e r s wer e awa r e of t hese d e v e l o p m e n t s and, if t h e y wer e

n o t r e a d i n g them, t h e y w e r e at lea s t e x p r e s s i n g an int e r e s t

in them. A r g e r speaks of s u c h w o r k s as bei n g "popula r i z e d "

by physiologists and as b e i n g "placed in pag e s at the d i s ­

p osal of artists.

G a r c i a ' s R e s e a r c h an d Its Influence


u po n his T e a c h i n g P r inciples

Biographical Material

D o m e n i c o Corri (1746-1825), a p u p i l of N i c o l o

Comp tes rendus h e b d o m a d a i r e s des séa n c e s de


l 'Ac a d é m i e des s ciences : Ta b l e G é n é r a l 32 (1835-50) , 1009.

^^Arger, 990.

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14

Porpora (1686-1766), h e l d a p o s i t i v e v i e w t o ward s c i e n t i f i c

k n o w l e d g e and b o r r o w e d t h i s p r e d i c t i o n :

T h e late c e l e b r a t e d Dr. S a m u e l Arno l d , v e r y


se n s i b l y obser v e d , t h a t t he a n a t o m y of the v o i c e
would, p e r h a p s n e v e r be c l e a r l y e x p l a i n e d till
some p h y s i c i a n sho u l d s t u d y the s u b j e c t — w h o was
al s o a good m u s i c i a n . ^ '

A s t he n i n e t e e n t h c e n t u r y d a wned, the fields of s c i ence and

s i n g i n g a w a i t e d t h e c o m b i n a t i o n of a b i l i t i e s found in M a n u e l

The Garcia f a m i l y o f m u s i c i a n s has b een d e s c r i b e d

b y H e n r y Chorley, a c o n t e m p o r a r y a r t s critic, as

. . . r e p r e s e n t a t i v e arti s t s , w h o s e power, g e nius


and o r i g i n a l i t y h ave i m p r e s s e d a p e r m a n e n t trace
on t he r e cord of the m e t h o d s of v o c a l exe c u t i o n
and ornament.

T h e G a r c i a r e c o r d of v o c a l a c c o m p l i s h m e n t b e gan w i t h M a n u e l

Garcia's father, M a n u e l d el P o p o l o V i n c e n t e G a r c i a (1775-

1832), a leading t e n o r o f t he day, for w h o m Rossini wrote

the part of A l m a v i v a in II B a r b i e r e di S i v i g l i a in 1816.

The o l d e r Gar c i a w a s r e p o r t e d l y g i v e n t he I t a lian s i n g i n g

methods in 1811 b y G i o v a n n i A n z a n i (1744-1826), a leading

It a l i a n t e n o r . I n a d d i t i o n to t h e y o u n g e r Manuel, two

o t h e r G a r c i a c h i l d r e n r e c e i v e d i n s t r u c t i o n from the i r f a t h e r

and b e c a m e r e n o w n e d f i g u r e s in t h e art of singing. Maria

T r e a t i s e on V o c a l M u s i c (London: C h a p p e l and Co., 1810),


in E d w a r d Foreman, e d . , T h e P o r p o r a T r a d i t i o n (Minneapolis:
Pro M u s i c a Press, 1968), 27.

e d . , s.v. "Garcia F a m i l y , " b y J u l i a n Marshall.

^^Charles Lunn, T h e P h i l o s o p h y of V o i c e (London:


Bailliere, T i n d a l l and Cox, 1900), 174-175.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
15

Félicita (1808-1836), a c o ntralto, wa s k n o w n to the singing

w o r l d as M a l i b r a n and was a n a c c l a i m e d p e r f o r m e r o f Bellini,

Rossini, Mozart, and M e y e r b e e r P a u l i n e Viardot-Garcia

(1821-1910), for w h o m B r a h m s w r o t e the "Alto Rhap s o d y , " Op.

53, w a s e q u a l l y well kno w n as a t e a c h e r

The y o u n g e r Manuel, b o r n in 1805, r e c e i v e d ha r m o n y

i n s t r u c t i o n f r o m F etis and s i n g i n g les s o n s f r o m his father.

He sang b a r i t o n e roles w i t h the f a m i l y ope r a c o m p a n y in N e w

York C i t y a n d Mexi c o Cit y f r o m 1825-1828. However, reviews

of the i r p e r f o r m a n c e s gave m u c h m o r e a c c l a i m to the o t her

Gar c i a s and c o m p a n y m e m b e r s than to the y o u n g b a r i t o n e

F o l l o w i n g this A m e r i c a n tour, the y o u n g e r G a r c i a ' s inter­

est t u r n e d to teaching. He a s s i s t e d his fa t h e r in tea c h i n g

in Par i s and in 1830 took c o u r s e s in v o c a l p h y s i o l o g y at

m i l i t a r y ho s p i t a l s in that city. His e n t h u s i a s m for the su b ­

ject is r e f l e c t e d in his si s t e r P a u l i n e ' s acc o u n t s of his

h a b i t o f b r i n g i n g home the w i n d p i p e s of v a r i o u s a n i m a l s

into which, she was i n s t r u c t e d to b l o w w i t h bel l o w s . The

r esu l t s w e r e "clucks, b l eatings, and r oars t h a t w e r e a l most

^ ^ G r o v e ' s , 5th e d . , s.v. " M a i l b r a n , " by J u l i a n


Marshall.

^ ^ I b i d . , s.v. " V i a r dot-Garcia, Pauli n e , " by Mrs.


Juli a n Marshall.

Ibid., s.v. "Garcia, M a n u e l P a t r i c i o Rodr i g u e z , "


b y J u l i a n Marshall.

^^Julius Mattfeld, A H u n d r e d Yea r s of G r a n d Ope r a


in N e w York 1825-1925 (New York; N e w Yor k P u b l i c Library,
1927, 13-16.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
hi s o w n t e a c h i n g p r a c t i c e in Paris. His p h y s i o l o g i c a l

s t u d y co n t i n u e d , however, and c o n t r i b u t e d to his p o s i t i o n

as a u n i q u e fi g u r e in the w o r l d of singing:

H e w a s no m e r e sing i n g teacher, but a m a n w i t h


a c o n s u m i n g i n t e r e s t in the a n a t o m y and p h y s ­
i o l o g y of t h e larynx; a ma n w h o had d i s s e c t e d it
on c o u n t l e s s o c c a s i o n s and p o n d e r e d o v e r it d a y
a n d night, and w h o w a s no d o u b t at le a s t as
f a m i l i a r as m a n y a p h y s i c i a n of his time.

In 1840 G a r c i a p r e s e n t e d the M é m o i r e sur la v o i x

h umaine before the F r e n c h A c a d e m y o f Sciences, which "laid

the foundation for all s u b s e q u e n t i n v e s t i g a t i o n s on the

v o i c e . I n the same y e a r the f i r s t of n u m e r o u s e d i t i o n s

of his sin g i n g treatise. T r a i t e c o m p l e t e de l'art d u c h a n t ,

was p u b l i s h e d . I n 1842 he w a s a p p o i n t e d p r o f e s s o r of

s i n g i n g at the P a r i s C o n s e r v a t o i r e , ^ ^ and five y e a r s l ater

h e p u b l i s h e d P a r t II of the T r a i t e . He w a s a p p o i n t e d

^'^William H. Woglom, D i s c o v e r e r s for M e d i c i n e (New


Haven: Y a l e U n i v e r s i t y Press, 1949), 95. "Almost l i f elike"
m a y be an o v e r s t a t e m e n t . R e s o n a t i n g c a v i t i e s a b o v e the
g l o t t i s a r e necess a r y , eve n in l o w e r animals, for g i v i n g
c h a r a c t e r i s t i c q u a l i t i e s to the voice. See P e t e r B. De n e s
a nd E l l i o t N. Pinson, T h e Sp e e c h Chain: T h e P h y s i c s and
B i o l o g y of Spok e n L a n g u a g e (Garden City, N e w York: A n c h o r
P r ess, 1973), 47-50, 58.

^ ^ I b i d . , 90.

^ ^ I b i d . , 89. T his e v a l u a t i o n is g i v e n b y s e veral


s ources, n o n e of w h i c h cr e d i t the source.

^^M a n u e l Garcia, A C o m p l e t e T r e a t i s e on the A r t of


S inging: Par t II (Paris: T h e A u thor, 1847); trans. a nd
ed. by D o n a l d V. P a s c h k e (New York: D a Cap o Press, 1975),
260-261.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
17

p r o f e s s o r of s i n g i n g at the Royal A c a d e m y of M u s i c in Lo n d o n

in 1850 a n d r e t a i n e d the p o s t u ntil his r e t i r e m e n t in 1895.^^

Garcia's monumental s t u d y of the larynx w i t h the l a r y n g o ­

sc o p e o c c u r r e d in S e ptember, 1854. His d e t a i l e d d e s c r i p t i o n

of t h a t event, " O b s e r v a t i o n s on the H uman V o i c e , " a p p e a r e d

in the P r o c e e d i n g s o f the Royal Society of L o n d o n in 1855.^^

Garcia r e m a i n e d ac t i v e in voice t e a c h i n g and in the

musical a n d s c i e n t i f i c circ l e s of L o ndon to the e n d o f his

lon g life. His Hints on Singing (ca. 1877) b r i n g s s o m e of

his t e a c h i n g p r i n c i p l e s up to d ate w i t h his l a t e r r e s e a r c h

a nd e x p e r i e n c e . His o n e - h u n d r e d t h b i r t h d a y w a s m a r k e d by

f e s t i v i t i e s w h i c h b e g a n at the R oyal Me d i c a l a n d C h i r u r g i c a l

Society in L o ndon. Addresses were presented by representa­

tives of the R o y a l A c a d e m y of Music, the R oyal C o l l e g e of

Music, a n d f r o m l a r y n g o l o g i c a l socie t i e s f r o m v a r i o u s c o u n ­

tries. D u r i n g the b a n q u e t s an d festivities, G a r c i a wa s

i n v e s t e d w i t h t he Ro y a l O r d e r of A l f o n s o XII in the n a m e of

the K i n g of Spain. The Ge r m a n E m p e r o r c o n f e r r e d the G r e a t

Gold M e d a l for S c i e n c e and h o n o r a r y m e m b e r s h i p w a s c o n f e r r e d

by m o s t o f th e f o r e i g n s o c i e t i e s represented. G a r c i a d ied

P r o c e e d i n g s of the Royal S o c i e t y of L o n d o n , 8, 13 (1855),


399-410.

^ ^ M a n u e l Garcia, H ints on S i n g i n g , ed. H e r m a n n


K lein (New York: E. A s c h e r b e r g an d Co., 1894). T here is
some c o n t r a d i c t i o n c o n c e r n i n g the ori g i n a l dat e of this
work. See n . , p. 28.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
G a r c i a ' s R e s e a r c h a nd P u b l i c a t i o n s

G a r c i a ha d been t e a c h i n g p r i v a t e l y in P a r i s for ten

y e a r s b y t h e time he w r o t e the M é m o i r e . Garcia presented

t h i s w o r k to the A c a d e m y in 1840. It w a s p u b l i s h e d seven

years l a t e r . I n the M é m o i r e , he c o n c e n t r a t e d u p o n vo c a l

registration, vocal qualities, a nd t h e i r p h y s i o l o g i c a l

causes. In this first p u b l i c a t i o n G a r c i a p l a c e d his d e f i n i ­

ti o n of r e g i s t r a t i o n w h i c h w a s d e s t i n e d to b e c o m e a basis

for m o s t s u b s e q u e n t r e s e a r c h on th e subject.

By t h e w o r d register, w e u n d e r s t a n d a ser i e s of
c o n s e c u t i v e and h o m o g e n o u s s ounds g o i n g f r o m low
to high, p r o d u c e d by t h e d e v e l o p m e n t of the same
m e c h a n i c a l principle, a n d w h o s e n a t u r e d i f f e r s
fro m a n o t h e r series of s o u n d s e q u a l l y c o n s e c u ­
tiv e a n d h o m o g e n o u s p r o d u c e d b y a n o t h e r m e c h a n ­
ical p r i n ciple. Al l the s ounds b e l o n g i n g to
the same r e g i s t e r are c o n s e q u e n t l y of the same
nature, w h a t e v e r m a y b e the m o d i f i c a t i o n s of^g
t i m b r e or of force to w h i c h o n e subje c t s it.

G a r c i a d i d not at t e m p t to d i s c u s s the u n d e r l y i n g p h y s i ­

o l o g y of r e g i s t r a t i o n at l e n g t h in the M é m o i r e . Detailed

p h y s i o l o g i c a l m a t e r i a l a p p e a r e d f or the first t i m e in the

" O b s e r v a t i o n s on the Hu m a n V o i c e , " 1855. G a r c i a ' s con c e r n

with voice qualities in t he M é m o i r e w as r e s t r i c t e d to t wo

E. D u verger, 1847).

^^Wi l l a r d R. Zemlin, -S p e e c h and H e a r i n g S c i e n c e ;


A n a t o m y and P h y s i o l o g y (Englewood Cliffs, N. J . : P r e n t i c e -
Hall, 1968), 192.

S i n g i n g (excerpts), trans. D o n a l d V. Paschke (By the T r a n s ­


lator, 1970) , xxvi.

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19

p r i n c i p a l colors; c l e a r timbre, p r o d u c e d by a g e n e r a l c o n ­

t raction of t h e v o c a l tract, p a r t i c u l a r l y l o w e r i n g the soft

p a l a t e and r a i s i n g t h e larynx; and s o m b e r timbre, caused

b y an e l o n g a t i o n and e n l a r g e m e n t o f the tract, w i t h a r a i s e d

p a l a t e and l o w e r e d l a r y n x . T o g e t h e r w i t h an i n t e r e s t in

the glottal attack, registration and voice qualities were

desti n e d to o c c u p y the bulk o f G a r c i a ' s r e s e a r c h t h r o u g h o u t

his career.

The M é m o i r e w a s p r e s e n t e d to the A c a d e m y of Sci e n c e s

on Novem b e r 16, 1840. A r e p o r t on t h e M é m o i r e is f ound in

the Acade m y ' s m i n u t e s of A p r i l 12, 1941. By that time,

Garc i a had b e e n c a l l e d in by the A c a d e m y ' s investigating

committee to d e m o n s t r a t e his t h e o r i e s w i t h his v o i c e s t u ­

dents. The M é m o i r e w a s acc e p t e d b y th e A c a d e m y som e t i m e

after A pril 19, 1 8 41.^®

The r e p o r t o n the M é m o i r e , w r i t t e n by Hen r i Du-

trochet, fi r s t set for t h the c u r r e n t i n t e r e s t am o n g s c i e n ­

tific bodies in v o i c e re g i s t e r s and v a r i o u s v o i c e qualities,

indicating t h a t i n t e r e s t in the s e f a c t o r s a b o u n d e d b e f o r e

Garcia's fir s t p u b l i c a t i o n . ^ ^ Dutrochet described how

Garcia's s t u d e n t s d e m o n s t r a t e d d i s t i n c t i v e r e g i s t e r c h a r a c ­

teristics by s i n g i n g the same s ound f irst in o ne r e g i s t e r

Hen r i Dutroc h e t , "Rapport sur le M é m o i r e sur la


voi x h u m a i n e , p r é s e n t e a 1 'Académie d e s Sciences; p a r M.
Manuel Garcia", C o m p t e s rendus 12, 1 (1841), 638-639. A
translation of t h i s repo r t is p r o v i d e d in A p p e n d i x I, p. 242.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
20

a nd then in a nother. The stu d e n t s also d e m o n s t r a t e d t h e i r

fac i l i t y in b l e n d i n g fro m one r e g i s t e r into a n o t h e r to i n ­

cr e a s e the v o c a l c o m p a s s and in s i n g i n g the same p i t c h in

full vo i c e and falsetto. In o r d e r to d e m o n s t r a t e h o w o n e

register differs fro m the ot h e r in m e c h a n i c a l p r inciple,

Garc i a had a s i n g e r choo s e a p i t c h in the v ocal c o m p a s s com­

m o n to both r e gisters. The s i n g e r su s t a i n e d the not e in full

voi c e for as l o n g as p o s s i b l e w h i l e time was m e a s u r e d w i t h a

metronome. W h e n the same not e w a s sun g in falsetto, however,

it c ould be s u s t a i n e d o n l y for a m u c h s h orter time frame.

This e x p e r i m e n t pr o v e s that, in a g iven time-


period, and for the p r o d u c t i o n of the same scale
degree, the voc a l in s t r u m e n t d i s p e n s e s m o r e air
in p r o d u c i n g the false t t o tha n in p r o d u c i n g the
full v oice or che s t voice.

The react i o n by D u t r o c h e t and the o t h e r c o m m i s s i o n e r s w a s

a p parently m o s t e n t h u s i a s t i c in r e g a r d to the m o d i f i c a t i o n s

in vocal m e c h a n i s m w h i c h G a rcia t h e o r i z e d for va r i o u s v o i c e

qualities :

It is e a s i l y seen, a c c o r d i n g to this account,


that one and the same m e c h a n i s m c ould not
explain the fo r m a t i o n of all the mus i c a l sounds
that can be p r o d u c e d b y the h u m a n vocal organ.
This org a n can t ruly be r e g a r d e d as b e i n g alone
capable of r e p r e s e n t i n g an a s s e m b l y of i n s t r u ­
ments d i f f e r e n t one fro m the other, and c a pable
of m y s t e r i o u s m o d i f i c a t i o n s w h i c h oc c u r and
are e s t a b l i s h e d w i t h an a d m i r a b l e speed a c c o r d i n g

recent r e p l i c a t i o n of this e x p e r i m e n t could be found.


D u t r o c h e t 's a c c o u n t did n o t p r o v i d e any th e o r y or e x p l a n a ­
tion for the r e s u l t s of the expe r i m e n t . It is p o s s i b l e
that Garcia's s t u d e n t w a s s u s t a i n i n g the p i t c h in a v e r y
breathy f a ] s e t t o , w h i c h w o u l d a c c o u n t for the s h orter
length of time it c ould be sustained.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
D u t r o c h e t ' s r e p o r t b r o u g h t up one p o i n t w h i c h w a s

d e s t i n e d for c o n t r o v e r s y . He r e m a r k e d t h a t G a r c i a ' s find­

ings c o n c e r n i n g lar y n g e a l m o v e m e n t r e l a t e d to the s o m b e r

timbre were n o t new. He c i t e d a r eport p r e s e n t e d to the

A c a d e m y June 1, 1840 b y D i d a y an d P e t r e g u i n w h i c h fo u n d

t h a t the so m b e r voice w a s a c c o m p a n i e d b y a low la r y n x

p o s i t i o n t h r o u g h o u t its scale. D i d a y a n d P e treguin, how­

ever, a p p a r e n t l y b e l i e v e d this g u a l i t y to be u s e f u l o n l y

in the ch e s t r egister. On the b a s i s of G a r c i a ' s fin d i n g s

co n c e r n i n g its u s e f u l n e s s w i t h b o t h r e gisters, Dutrochet

a c c o r d e d Ga r c i a a p a r t in its d i s c o v e r y .

Garcia, h o wever, did n o t let the m a t t e r lie. In

the next volu m e of the C o m p t e s r e ndus h i s l e t t e r a p p e a r e d

as s e r t i n g the o r i g i n a l i t y of his research. He c l a i m e d to

h a v e b e e n u s i n g the s o m b e r t i m b r e as a p a r t of his t e a c h ­

ing p r o c e d u r e for seve r a l years. He c i t e d the n a m e s of

s c ientists w i t h w h o m he d i s c u s s e d it in 1832 a n d n a m e d for­

me r students w h o could a t t e s t to his u s i n g it as a p a r t of

his t eaching t e chnigue. G a r c i a t o o k issue w i t h D i d a y a n d

P e t r e g u i n 's r e f e r e n c e to the so m b e r t imbre as "a n e w spe c i e s

of s i nging v o i c e . " He b e l i e v e d it to be "a f u n d a m e n t a l

t i m b r e , e m p l o y e d of n e c e s s i t y in the two r e g i s t e r s ."..43

^Ibid., 642-643.

^C o m p t e s rend u s 12, 2 (1841), 693.

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22

Diday i m m e d i a t e l y respo n d e d , c l a i m i n g f i r s t t h a t there was

l es s p r o v e n fact in G a r c i a ' s theory tha n in theirs, which

h e f e l t w a s c o n s i d e r a b l y different. He t h e n s t a t e d tha t

t h e i r w o r k w a s p u b l i s h e d five and o n e - h a l f m o n t h s p r i o r to

Garcia's a n d b y v i r t u e of p u b l i c a t i o n d a t e the c l a i m to the

i dea w a s rightfully t h e i r s .^4 The m a t t e r a p p a r e n t l y ends

with thi s l a s t e n try.

Manuel Garcia's sec o n d m a jor p u b l i c a t i o n o n si n g i n g

w as h i s C o m p l e t e T r e a t i s e o n the A r t o f S i n g i n g , Par t I of

which was publi s h e d in 1840. D o n a l d V. P a s c h k e has pro­

v i d e d a p u b l i c a t i o n c h r o n o l o g y of P a r t s I a nd II;

E c o l e de G arcia; T r a i t e c o m p l e t e de l ' A r t d u C h a n t . Paris:


the a u t hor, 1840.
T h i s p u b l i c a t i o n c o n t a i n e d o n l y P a r t I.

E c o l e de G arcia; T r a i t e co m p l e t e de l ' A r t d u C h a n t . Paris:


the a uthor, 1847.
P a r t I a p p e a r s here in its s e c o n d e dition. P a r t II
in its f i r s t edition.

E c o l e de Garcia; T r a i t e c o m p l e t e de l ' A r t d u C h a n t . ;
M a y e n c e : B. S c h o t t ' s Sons, 184 7.
P a r t I a n d P a r t II are in s e p a r a t e v o l u m e s w i t h
s e p a r a t e p a g i n a t i o n . . . The p r e f a c e of P a r t I
i n c l u d e s a l e n g t h y e x t r a c t from the M é m o i r e . B o t h
p a r t s h a v e p a r a l l e l F r e n c h and G e r m a n texts.

N o v e a u T r a i t é s o m m a i r e de l ' A r t du C h a n t . Paris:
M. R i c hard, 1856.
T he a u t h o r r e f e r r e d to this as the f o u r t h e d i t i o n
of h i s m e t h o d . It w a s c o n s i d e r a b l y a b r i d g e d fr o m the
e a r l i e r e d i t i o n s , and it r e f lects some v e r y s l i g h t
a l t e r a t i o n s as a r e s u l t o f his u se of the lary n g o s c o p e .
This v e r s i o n c o n t i n u e d to be r e p r i n t e d t h r o u g h o u t the
author's lifetime.

English Translations

G a r c i a ' s C o m p l e t e Sch o o l of S i n g i n g . London: Cramer, n.d.


N o t r a n s l a t o r is indicated.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
T he A r t of S i n g i n g y P a r t I . Boston: O l i v e r D i t s o n Co.,
(18— ?), n.d.
This is a n e a r l y d i r e c t t r a n s l a t i o n of the 1856
t e x t . . . T h e o d o r e P r e s s e r r e p r i n t e d this v e r s i o n
in the 1 9 4 0 's.

G a r c i a ' s T r e a t i s e on the A r t of S i n g i n g , ed. A l b e r t Garcia.


London: L e o n a r d a nd Company, 1924.
Th i s is e s s e n t i a l l y a t r a n s l a t i o n o f the 1856 v e r ­
sion. T h e e d i t o r (a g r a n d s o n o f t he author) f u r t h e r
a b r i d g e d the w o r k a nd r e p l a c e d some of the m u s i c a l
ex a m p l e s w i t h those used in the e a r l i e r editions.

The 184 0 e d i t i o n of P a r t I c o n t a i n e d an au t h o r ' s

p r e f a c e w h i c h e x p l a i n e d that the m e t h o d be i n g set f o r t h

was essentially t h a t of his father, the r e p o r t to the

F r e n c h A c a d e m y of Sc i e n c e s on Ga r c i a ' s M é m o i r e , a b r i e f

d e s c r i p t i o n of the v o c a l organs, and an e x t r a c t fr o m the

Mémoire itself P a r t I was d e s i g n e d to p r o v i d e the means

by w h i c h a v o c a l i n s t r u m e n t c o u l d be d e v e l o p e d for the p e r ­

forma n c e of m u s i c of G a r c i a ' s day.'^^ ^ h e w o r k p r e s e n t s an

interesting union of physiological e x p l a n a t i o n s and t r a d i ­

t ional tech n i c a l e mphases, w i t h m a n y v o c a l i s e s d e s i g n e d for

spec i f i c p u r p o s e s . Ga r c i a was o b v i o u s l y see k i n g a j u s t i f i c a ­

tion in c u r r e n t s c i e n t i f i c r e s e a r c h f or tradi t i o n a l teaching.

His s tated i n t e n t i o n w a s "to re p r o d u c e fhisj fathe r ' s method,

a t t e m p t i n g o n l y to give it a m o r e t h e o r e t i c a l fo r m to

co n n e c t r e s u l t s w i t h causes.

^^Garcia, A Co m p l e t e T reatise, P a r t II, ed. Paschke,


260-261.

^^Garcia, A Complete Treatise (excerpts), xviii.


47,
Garcia, A C o m p l e t e T r e a t i s e , P a r t II, ed. Paschke,

Taylor, 57.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
24

P a r t II, a p p e a r i n g first in 1847, was i n t e n d e d as a

m a n u a l o f i n t e r p r e t a t i o n and p e r f o r m a n c e pract i c e . Thereby,

it wa s an a p p l i c a t i o n of the t e c h n i c a l a p p r o a c h e s e m b odied

in P art I. As such, it was an important, detailed treat­

m e n t of p e r f o r m a n c e practice, p a r t i c u l a r l y for the mu s i c of

Ci m arosa, Mozart, Rossini, D o n i z e t t i and Bellini. In a d d i ­

t i o n to his conc e r n w i t h the tec h n i c a l d e v e l o p m e n t of voices,

Garcia was also p a r t i c u l a r a bout c a r e f u l s t y l i s t i c p e r f o r m ­

ance."^^ Exa m p l e s o f i n t e r p r e t a t i o n of s p e c i f i c p a s sages

f r o m the w o r k s of the above co m p o s e r s are a b u n d a n t in Part

II. G a r c i a ' s i n t e r p r e t a t i v e con c e r n s e m b r a c e cadenzas,

ornaments, tempo, ph r a s i n g , and v oice q u a l i t i e s u s e d for

c o m m u n i c a t i o n of s p e c i f i c emotions. B oth Part I and Part

II w e r e d e s t i n e d to u n d e r g o some d e g r e e of m o d i f i c a t i o n as

a r e s u l t of G arcia's e x p e r i m e n t s w i t h the l a r y n goscope.

Gar c i a ' s n e x t publica t i o n , " O b s e r v a t i o n s on the

Hu m a n V o i c e , " (1855), w h i c h a n n o u n c e d his stu d i e s w i t h the

la r y n g o s c o p e , w a s a r e l a t i v e l y o b j e c t i v e study in spite of

his b o y i s h e x c i t e m e n t c o n c e r n i n g the event.

One S e p t e m b e r day, in 1854, I w a s s t r o l l i n g in


the Palais Royal, p r e o c c u p i e d w i t h the ev e r -
r e c u r r i n g w i s h so o f t e n r e p r e s s e d as u n r e a l i z ­
able, w h e n s u d d e n l y I saw the two m i r r o r s o f the
l a r y n g o s c o p e in t heir r e s p e c t i v e posi t i o n s , as if
a c t u a l l y p r e s e n t b e f o r e my eyes. I went straight
to Charriere, the s u r g i c a l - i n s t r u m e n t maker, a nd
asking if he h a p p e n e d to p o s s e s s a small m i r r o r
w i t h a long handle, w a s i n f o r m e d that he h a d a
little den t i s t ' s mirror, w h i c h h a d b e e n o n e o f the
failures of the Lo n d o n e x h i b i t i o n o f 1851. I

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
b o u g h t it for six francs. H a v i n g o b t a i n e d also a
h and mirror, I r e t u r n e d hom e at once, v e r y i m p a ­
tient to b e g i n my e xperiments. I placed against
the uvula the little m i r r o r (which I ha d h e a t e d in
w a r m w a t e r and ca r e f u l l y d r i e d ) ; then, fla s h i n g
upo n the sur f a c e w i t h a h and m i r r o r a ra y o f sun­
light, I sa w at once, to m y g r e a t joy, the g lottis
op e n b e fore me, and so fully exposed, t hat I cou l d
pe r c e i v e a p o r t i o n of the trachea. When my excite­
m e n t had s o m e w h a t subsided, I b e g a n to e x a m i n e
w h a t was p a s s i n g be f o r e m y eyes. The m a n n e r in
wh i c h the g l o t t i s silen t l y o p e n e d a n d shut, and
m o v e d in the act of p h o n a t i o n f i l l e d me w i t h
wonder.

G a r cia's "Observations on the H u m a n V o i c e , " w a s ba s e d

on his s tudy o f his o w n l arynx a n d t h a t o f o t h e r s d u r i n g

op e n i n g and cl o s i n g of the glo t t i s t o g e t h e r w i t h the m o v e ­

m e n t s of s pecific cartilages, l i g a ments, and m u s c l e fibers

in the pro c e s s of v oice r e gistration. In the " O b s ervations"

G a r c i a m ade an u n p r e c e d e n t e d a p p l i c a t i o n of the t h e o r y of

s o u n d p r o d u c t i o n of reeds to the h u m a n voc a l i n s t rument.

He th e o r i z e d h u m a n v oice p r o d u c t i o n to take p l a c e "by the

c o m p r e s s i o n s an d reg u l a r e x p l o s i o n s of the air, or the s u c ­

c e s s i v e and r e g u l a r e x p l osions w h i c h it p r o d u c e s in p a s s i n g

t h r o u g h the g l o t t i s . In 1862 H e r m a n n H e l m h o l t z was d e s ­

t i n e d to conc u r in a d e s c r i p t i o n of the voi c e in his chap t e r

o n ree d pipes:

^°St. Cl
s cope," L a r y n g o s c o p e 15 (1905), 181; c i t e d by Woglom, 89.

^^Manuel Garcia, "Obs e r v a t i o n s o n the H u m a n V o i c e , "


P r o c e e d i n g s of the Royal Soci e t y o f London, 8 , 13 (1855),
399-410.

^^Garcia, " Obse rvations," 404.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
W h e n the voi c e is heard, the v o c a l c o r d s act as
m e m b r a n o u s tongues, a n d like all t o n g u e s p r o d u c e a
seri e s of d e c i d e d l y d i s c o n t i n u o u s and s h a r p l y s e p a ­
ra t e d p ulses of air, w h i c h on b e i n g r e p r e s e n t e d as
a s um of simple v i b r a t i o n s , m u s t c o n s i s t of a ver y
large nu m b e r of them, a n d hen c e be r e c e i v e d by the
e a r as a v e r y long se r i e s of p a r t i a l s b e l o n g i n g to
a c o m p o u n d m u s i c a l t o n e . 53

Garcia, however, a p p e a r e d to h a v e b e e n m o r e t aken

w i t h p h y s i o l o g y than a c o u stics. The r e m a i n d e r of the

" O b s e r v a t i o n s " c o n s i s t e d of p l a u s i b l e c o n j e c t u r e s c o n c e r n ­

ing the for m a t i o n of d i f f e r e n t r e g i s t e r s b a s e d m a i n l y on

his d issections, observations, and s e n s a t i o n s w h i l e s i n g ­

ing. T hese r e marks w e r e an a t t e m p t to a s s i g n r e s p o n s i b i l i t y

for the va r i e t i e s in g l o t t a l size a n d a p p e a r a n c e to speci f i c

laryngeal m u s c u l a r m o v e m e n t s . T h e last t o p i c in the

" O b s e r v a t i o n s " c o n c e r n e d a i r p r e s s u r e an d its effe c t s on

p h o n a t i o n . This c o n c e r n w i t h the a c t i o n o f the glot t a l

lips in singing e v e n t u a l l y g a v e b i r t h to G a r c i a ' s t e a c h i n g

emp h a s i s on e f f i c i e n t phon a t i o n , e m b o d i e d in the c o n c e p t

of the coup de g l o t t e .

The 1856 e d i t i o n of P a r t I, following soo n a f t e r the

" O b s e r v a t i o n s ," was a b r i d g e d b o t h in a p p r o a c h an d detail.

In spite of his e n t h u s i a s m for his r e c e n t disco v e r i e s ,

Ga r c i a appa r e n t l y w i s h e d to k e e p his Tr a i t e o n the level of

Ph y s i ological B asis for the Th e o r y o f M u s i c (1862); r e p r i n t


of 1877 ed. (New York: D o v e r P u b l i c a t i o n s , 1954), 103.

55,
■"Ibid., 409.

^^See p. 31 of this study.

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27

the a v e r a g e re a d e r . Physiological material in the la t e r

edition was m ore e l e m e n t a r y and m o r e conc i s e . S p e c i fically,

the d e s c r i p t i o n s of the lungs and t r a c h e a in the e a r l i e r

edition were omitted, l eaving a b r i e f e x p l a n a t i o n of th e i r

function. T h e c a r t i l a g e s of the l a r y n x w e r e n o t m e n t i o n e d

a nd o n l y a d e s c r i p t i o n of function at the g l o t t i s e s s e n -

remained.^^

Sections of the Traite w h i c h s h o w e d the m o s t o b v i o u s

influence .of the "Observations" w e r e t h o s e d e v o t e d to f o r ­

mation of sound at the glottis, registration, a nd f o r m a t i o n

of timbres. These s e c tions were e l u c i d a t e d b y d i s t i n c t

references to g l o t t a l m o v e m e n t s q u i t e o b v i o u s l y o b s e r v e d

d u r i n g the a u t h o r ' s use of the l a r y n g o s c o p e w h i l e singing.

By c o m p a r i s o n , similar descriptions in t he e a r l i e r M é m o i r e

and f i r s t e d i t i o n of the TraitI w e r e restricted by neces­

sity to e x t e r i o r laryngeal movements which accompany p h o n a ­

tion a nd s i n g i n g o f a s c e n d i n g and d e s c e n d i n g p a s s a g e s .

A l t h o u g h t he t h r u s t of Pa r t II w as style a n d p e r f o r m a n c e

practice, i n d i c a t i o n s of Garcia's teaching procedures are

ev i d e n t in t he work. A c o m p a r i s o n o f the 1872 e d i t i o n w i t h

that of 1847 reveals the influence of the "O b s e r v a t i o n s . "

S u b s e q u e n t d i s c u s s i o n s w i l l treat t h e s e a r e a s of c o ntrast.

H e r m a n n Klein, w h o e d ited G a r c i a ' s la s t p u b l i c a t i o n ,

57
M a n u e l G arcia , The A r t of S i n ging, P a r t I. Boston:
O l i v e r D i t s o n Co., (1856?), n . d . , 5-7.

58ibid., 7.

^ ^ G arcia, A C o m p l e t e T r e atise (excerpts), xxxviii-xli.

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28

H in t s on S i n g i n g , d i s l i k e d his t e a cher's c h o i c e of titles.

Garcia's s e l e c t i o n of w o r d s seemed to d e s i g n a t e a m uch more

c o n c i s e v e r s i o n of his m e t h o d than w a s a c t u a l l y the case.

Hi n t s on S i n g i n g , p u b l i s h e d w h e n Ga r c i a w a s ninety, sligh t l y

r e v i s e d some of his t e a c h i n g prin c i p l e s in lig h t of his long

The c o n t e n t s of this v o l u m e c onsists o f a gr e a t deal


m ore than m ere 'hints.' Apa r t from b e i n g his last
w o r d on the subject, t h e y e m b o d y all the p r o f o u n d
knowledge, the p e n e t r a t i n g o b s ervation, the rich
experience, the l o g i c a l d e d u c t i o n s and c o n c l u s i o n s
of t h r e e - q u a r t e r s of a c e n t u r y o f acti v e d e v o t i o n
to the stu d y and p r a c t i c e of v o c a l sc i e n c e . ® ^

Garcia's preface to the w o r k st a t e d his d e sire to

b r i n g his A r t of S i n g i n g up to date w i t h the c u m u l a t i o n of

y e a r s of r e s e a r c h and e x p e rience. He took a p p r o p r i a t e pride

in his d i s c o v e r y of the laryngoscope, bu t s t a t e d that its

use and a k n o w l e d g e of a n a t o m y and p h y s i o l o g y m a y be of

m o r e value to teac h e r t h a n p u p i l . A fu r t h e r p a r a g r a p h

did m o r e than lament t he c u r r e n t tas t e a nd "decadence" in

the art of singing. It o f f e r e d i n s i g h t i nto Garci a ' s goals

and a p p r oaches :

I have also a d d e d s e veral e x e r c i s e s to give the

His Times (Edinburgh: W. Blackwood, 1908; r e p r i n t ed.. New


York: Da Capo Press, 1976), 259.

^^Manuel Garcia, H ints on S i n g i n g ed. H e r m a n n Klein


(New York: E. A s c h e r b e r g a nd Co., 1894). A l t h o u g h several
r e ferences give 1894 as the d ate of this work, Kle i n s tated
in its pref a c e that the w o r k ha d b e e n b e f o r e the p u b l i c for
s eventeen years. See p. ii.

■^Ibid., iii.

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p u p i l the o p p o r t u n i t y of a p p lying the p r e c e p t s set
forth. At the p r e s e n t da y the a c q u i r e m e n t of f l e x i ­
bility is n o t in g r e a t esteem, and w e r e it not, p e r ­
haps, for the v e n e r a b l e Handel, d e c l a m a t o r y m usic
w o u l d re i g n alone. This is to be r e gretted, for n o t
o n l y m u s t the art suffer, bu t also the y o u n g fresh
voices, to w h i c h the b r i l l i a n t f lorid style is the
m o s t congenial; the h a r d e r and m o r e s e t t l e d organs
b e i n g b e s t suit e d for decl a m a t i o n . ® ^

H i n t s on S i n g i n g , un l i k e Garci a ' s o t h e r publ i c a t i o n s ,

a d o p t e d a q u e s t i o n - a n d - a n s w e r approach, "en d e a v o r i n g to f o r e ­

see the d i f f i c u l t i e s l i k e l y to o ccur to an e a r n e s t s t u ­

dent.

P a r t I of H ints c o n s i s t e d of a n a t o m i c a l drawings,

de s c r i p t i o n s of function, and dis c u s s i o n s of m a t t e r s of

vocal technique; regi s t r a t i o n , voice qualit i e s , attack,

b reat h i n g , and e x e r c i s e s to a c c o m p l i s h t hese ends. Par t II

w a s d e v o t e d to ar t i c u l a t i o n , p hrasing, expre s s i o n , and the

various styles of singing.

A C a t e g o r i c a l D e s c r i p t i o n of Gar c i a ' s Tea c h i n g

D i f f e r e n c e s of o p i n i o n hav e long e x i s t e d c o n c e r n i n g

G a r c i a ' s p o s i t i o n in the h i s t o r y of v oice teaching. David

C. Taylor, w r i t i n g in 1915, and A r n o l d Rose, in 1962,

d e c l a r e d G a r c i a to be an i n i t i a t o r of a n e w o b j e c t i v e m e t h o d

or a "scientific s c h o o l ."®® On the o t h e r hand, Charles Lunn,

w r i t i n g in 1900, a n d R o b e r t Donington, as late as 1974,

®"^Ibid., iv.

^^Garcia, Hi n t s o n S i n g i n g , iv.

Taylor, 57-58; A r n o l d Rose, The S i n g e r an d the


Voice (London: F a b e r and Faber, 1962), 28-29.

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30

r e g a r d e d G a r c i a to be the last t e a c h e r o f t he bel c a n t o

line.Donington f u rther d e c l a r e d G a r c i a ' s pup i l M a t h i l d e

M a r c h e s i to be "the b e g i n n i n g of the e n d . T h e inevitable

c o n c l u s i o n d r a w n b y w r i t e r s of the l a t t e r p e r s u a s i o n was

t ha t a m a j o r factor in G a r c i a ' s s u ccess w a s his r e l i a n c e

upon the bel c a n t o m e t h o d g i v e n h i m b y his father. A com''

p a r i s o n of th e two s c i e ntific works, the M é m o i r e an d the

" O b s e r v a t i o n s ," w i t h Par t s I a n d II o f the T r a i t e a n d Hints

on S i n g i n g r e v e a l s t hose t e a c h i n g a reas w h i c h w e r e m o s t

i n f l u e n c e d b y his s c ientific re s e a r c h . The dominant influ­

ences on o t h e r p e d a g o g i c a l a reas m a y be r e l e g a t e d to a n o t h e r

source, p o s s i b l y the bel c a n t o tradition.

Th r e e areas of int e r e s t ar e d o m i n a n t in the t w o s c i ­

e n t i f i c w orks, the M é m o i r e and " O b s e r v a t i o n s ," a n d t h e i r

influ e n c e o n G a r c i a ' s p e d a g o g i c a l p u b l i c a t i o n s is evident.

T h e s e are the coup de g l o t t e , re g i s t r a t i o n , and voice qual­

ities. In e a c h of the s e three a r e a s he w a s i m p r e s s e d w i t h

the p h y s i o l o g i c a l d a t a of h i s research, a nd u s e d this m a t e r i a l

in his p e d a g o g i c a l w r i t i n g s to j u s t i f y t h e o r i e s a n d p r o c e ­

dures. All thr e e are a s can be t r a c e d t h r o u g h his p u b l i c a ­

tions.

^^Lunn, 174-77; Ro b e r t D o n i n g t o n , A P e r f o r m e r ' s Guide


to B a r o q u e M u s i c (London: F a b e r a n d Faber, 1974), 60-62.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
The c o u p de gl o t t e

A l t h o u g h c o n c e p t s o f effi c i e n t , well-coordinated

a t t a c k o r p h o n a t i o n h ad lo n g b e e n a p a r t of s i n g i n g p e d a ­

gogy, G a r c i a ' s termi n o l o g y , if n o t his e n t i r e a p p r o a c h

w e r e u n i que.

p r o d u c t of h is f a s c i n a t i o n w i t h the a c t i o n of t he v o c a l

organs in the c r e a t i o n of h u m a n sound. T he d e s c r i p t i o n

in t h e 1 847 T r a i t e , Part I, is p è r h a p s t he m o s t c o mplete:

. . . t he l o w e r j a w s h o u l d be a l l o w e d to fall by
i ts o w n weight, w h i l e the c o r n e r s of t h e li p s r e ­
tire slightly . . . The tongue should be loose
a n d m o t i o n l e s s , w i t h o u t a n y a t t e m p t to r a i s e it
at e i t h e r e x t r emity; t h e m u s c l e s o f t he t h r o a t
sh o u l d be r e l a x e d . . . T h e p u p i l b e i n g t h u s
p r e p a r e d , sho u l d d r a w in b r e a t h slowly, a n d then
p r o d u c e t h e sounds b y a neat, r e s o l u t e a r t i c u l a ­
t i o n or str o k e o f t he g l o ttis, u p o n t h e b r o a d
I t a l i a n v o w e l A ( a ) . If t h i s m o v e m e n t be p r o p e r l y
ex e c u t e d , t h e s o und w i l l c o m e o u t b r i g h t a n d
r o u n d . . . The g l o t t i s is p r e p a r e d f or a r t i c u l a ­
ti o n by c l o s i n g it, w h i c h c a u s e s m o m e n t a r y a c c u m u ­
l a t i o n of a i r below; a n d it is th e n o p e n e d b y a
su d d e n a nd v i g o r o u s stroke, s i m i l a r t o t h e a c t i o n
o f the lips w h e n s t r o n g l y e m p h a s i z i n g t he l e t t e r P.
(A r t o f Singing, P a r t I , 11.)'^

Eight years later G a r c i a f o u n d c o n f i r m a t i o n of his

t h e o r y of g l o t t a l a t t a c k in his l a r y n g o s c o p i c o b s e r v a t i o n s .

^ ^ R i c h a r d Mill e r , E n g l i s h , F r e n c h , G e r m a n a n d I t a l ­
ian T e c h n i q u e s o f Singing: A S t u d y in N a t i o n a l T o n a l P r e - '
f e r e n c e s a nd H o w T h e y R e l a t e to F u n c t i o n a l E f f i c i e n c y (Me-
tuchen, N e w Jersey; S c a r e c r o w P ress, 1977), 1-6.

^ % e r e a f t e r , r e f e r e n c e s to all m a t e r i a l a p p e a r i n g in
p e d a g o g i c a l s e c t i o n s of th i s w o r k w i l l be c i t e d in t wo ways.
M a t e r i a l d r a w n direct-ly f r o m w r i t i n g s a nd m e t h o d s o f t he
p a r t i c u l a r t e a c h e r w i l l be c i t e d in p a r e n t h e s e s in t he text.
M a t e r i a l d r a w n f r o m all o t h e r t y p e s of p u b l i c a t i o n s for
c o m p a r a t i v e p u r p o s e s a nd a d d i t i o n a l i n f o r m a t i o n w i l l be
c i t e d in footnotes.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
32

In a d i s c u s s i o n of a ir p r e s s u r e in the "Observations y"

he stated:

The i n t e n s i t y of the s o u n d c a n o n l y d e p e n d on
t h e q u a n t i t y of a ir w h i c h goes to e a c h sharp
ex plosion. I s a y s h arp e x plosion, as an e x p ress
co ndition: the g l o t t i s sho u l d c l o s e i t s e l f p e r ­
f e c t l y after e v e r y vi b r a t i o n ; for if the air found
a c o n s t a n t pass a g e , as in the n o t e s o f falsetto,
t h e n the g r e a t e s t m o v e m e n t s of t he glottis, a n d
t h e g r e a t e s t w a s t e of air, w o u l d p r o d u c e p r e c i s e l y
t h e w e a k e s t notes. ( " O bservations," 409.)

C o n t r o v e r s y c o n c e r n i n g t h e cou p de g l o t t e a b o u n d e d

d u r i n g t h e lat t e r p a r t o f t h e n i n e t e e n t h century. The

m o s t v o c a l o p p o n e n t s w e r e a p p a r e n t l y P a r i s teachers, chief

a m o n g t h e m b e i n g the b a r i t o n e V i c t o r Maurel. In 1892

M a u r e l a t t a c k e d the c o n c e p t in le c t u r e sess i o n s and n e w s ­

papers. W h i l e K l ein d i d n o t d e f e n d t he co u p de g l o t t e

in d e t a i l e d terms, he b e l i e v e d t h a t M a u r e l a t t a c k e d the

c o n c e p t f r o m a v i e w p o i n t of m i s u n d e r s t a n d i n g and m i s d i r e c t i o n ,

a nd e x a g g e r a t e d its u s e in singing.

T wo ye a r s later in H i n t s o n S i n g i n g , t he s e c t i o n on

g l o t t a l a t t a c k w a s e n l a r g e d to fu r t h e r su p p o r t the c o u p de

glotte. G a r c i a h ere d e f i n e d it as b e i n g s i m i l a r to a cough,

b u t e s s e n t i a l l y d i f f e r e n t b e c a u s e it o n l y r e q u i r e s " delic ate

^ ^ H e r m a n n Klein, T h i r t y Y e a r s of M u s i c a l Li f e in
London (New York: The C e n t u r y Co., 1903), 370-371.

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33

ac t i o n of the lips and n o t the i m p u l s e of a i r . ( H i n t s ,

13.) G a r c i a furt h e r sug g e s t e d tr y i n g the stroke w i t h the

m o u t h s hut in o r d e r to sense the "lightness of the m o v ement.

(H i n t s , 13-14.) W hile G a r c i a s u g g e s t e d the i m p o r t a n c e of

ph y s i c a l f e e l i n g in sensing the stroke, his pup i l Klein,

in a t t e m p t i n g to e x plain the st r o k e in a c c e p t a b l e terms,

a p p e a r e d to c o n t r a d i c t by a d d i n g t hat t h e r e sh o u l d be o n l y

"mental c o g n i z a n c e , not an ac t u a l p h y s i c a l sensation."

(H i n t s , 13.) N e i t h e r should it be felt in the throat, nor

s hould the c o u g h anal o g y be t a k e n b e y o n d its us e as an aid

"in l o c a t i n g the p o s i t i o n an d r e a l i s i n g the f u n c t i o n s of

the gl o t t i c lips." (H i n t s , 13.) Throughout both Part I

and Hints o c c a s i o n a l r e m i n d e r s o c c u r tha t the c o u p de

gl o t t e is a n e c e s s a r y p r e r e q u i s i t e for the d e v e l o p m e n t o f

ot h e r ar e a s of sin g i n g technique.

Registration

Garcia's inter e s t in t he t onal c h a r a c t e r i s t i c s of

va r i o u s v o i c e regi s t e r s wa s no t unpr e c e d e n t e d . O n e of the

G a r c i a m a y be a p p l y i n g the ter m cou p de gl o t t e


h e r e to w h a t is c u r r e n t l y k n o w n as the s oft attack. In
an e f fort to e x p l a i n himself, G a r c i a a c t u a l l y u s e d an i n ­
acc u r a t e ratio n a l i z a t i o n . In c u r r e n t terms, "cough"
ca n n o t r e f e r to the same a c t i o n as "delicate a c t i o n of t h e
lips and n o t the impulse of a ir," since a c o u g h is a h a r d
a t t a c k r e q u i r i n g an e x treme d e g r e e o f e x p l o s i o n o f the
v o c a l folds. See Zemlin, 114-115, and R i c h a r d L u c h s i n g e r
and G o d f r e y E. Arnold, V o i c e - S p e e c h - L a n g u a g e . Clinical
C o m m u n i c o l o g y ; Its P h y s i o l o g y a n d P a t h o l o g y (Belmont,
C alifo r n i a : W a d s w o r t h Co., Inc., 1965), 85-86.

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34

f i r s t refereîïnces to this p h e n o m e n o n o c c u r r e d in 1200 ,

when Jerome :of M o r a v i a urged singers n o t to int e r m i n g l e

" d i f f e r e n t I d i n d s of v o i c e s . . . w h e t h e r it be che s t

w i t h hea d orr t h r o a t w i t h h e a d . T h e tea c h e r s of the

b e l c anto p e s r i o d in p a r t i c u l a r spent a gr e a t am o u n t of

t ime teachin:g stude n t s to b l e n d v a r i o u s are a s of t heir

v o i c e s an d tro use the d i f f e r e n t r e g i s t e r s w i t h taste.

In tkiS M é m o i r e , G arcia d e l i n e a t e d thr e e registers,

chest, falserkto-head, and c ontra-bass. He t r e a t e d chest

an d f a l s e t t c ^ h e a d in detail, n o t i n g t h a t w i t h i n the range

g to d^ for all voice classifications either register

m a y be used. (A C o m p l e t e T r e a t i s e , xxvi.)

The c hest w i c e a lone pro c e e d s b e l o w thi s compass, and

the falsettc-head alo n e lies abo v e it. The q u a l i t y of

the c hest voice in w o m e n was n o t e d to be p e n e t r a t i n g and

^^William J a m e s Henderson, E a r l y H i s t o r y of S i n g i n g
(London: Lccgmans, G r e e n and Co., 1921), 28-29.

74 Drsy, 112-125.

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35

b r i l l i a n t w i t h a c o mpass w h i c h m a y in c l u d e the int e r v a l

of a 13th;

bu t n o r m a l l y shou l d be m u c h m o r e r e s tricted:

W i t h men, Ga r c i a found the chest to be loud, round, and

cl e a r a n d to enco m p a s s two octaves. W h e n t h e c h e s t no t e s

p o s s i b l e in m a l e voices are c o m b i n e d in a s i n g l e compass,

the f o l l o w i n g is the result: (A C o m p l e t e T r e a t i s e , xxx.)

A p p a r e n t l y the t e r m f a l s e t t o - h e a d w a s in u s e by

si n g e r s and teachers b e f o r e Garcia. A c c o r d i n g to a f o o t ­

n o t e in the M é m o i r e , G a rcia t o l e r a t e d the t e r m in in ­

t r o d u c t o r y m a t e r i a l but lat e r f ound it p r o b l e m a t i c a l .

(A C o m p l e t e T r e a t i s e , xxv.) He s u b s e q u e n t l y sp l i t the

d e s i g n a t i o n and, curiously, use d fal s e t t o t o d e s i g n a t e

the f o l l o w i n g c o m p a s s in f e male voices: (A C o m p l e t e

T r e a t i s e , xxxi.)

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
A c c o r d i n g to H e r m a n Klein, t he f a l s e t t o was an a r c h a i c

t e r m for the m e d i u m r e g i s t e r o f the f e m a l e voice. It

w a s used in this w a y b y G a r c i a and h i s contemporaries

"because its m e c h a n i s m c o r r e s p o n d s to t h a t of the acu t e

fals e t t o sounds w h i c h the m a l e v o i c e is ca p a b l e of p r o ­

duc t i n g . " (H i n t s , 8 .) G a r c i a d e s i g n a t e d the q u a l i t i e s

of the fal s e t t o in b o t h m e n a nd w o m e n as be i n g weak,

covered, s i m i l a r to the l o w ton e s of the flute a nd o f

simi l a r compass: (A C o m p l e t e Tr e a t i s e , xxxi.)

Gar c i a r e s e r v e d t he t e r m h e a d v o i c e for that

d i s t i n c t i v e and b r i l l i a n t p a r t of the w o m a n ' s v o i c e

e ncompassing:

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37

and a m u c h s m a l l e r range in men. He found tha t m e n

g e n e r a l l y lose the head v o i c e d u r i n g the v o i c e change,

a lt h o u g h a f e w m a y retain the f i r s t m a j o r third. Ga r c i a

used the f o l l o w i n g d i a g r a m to s u m m a r i l y d e s i g n a t e r e g i s t e r

extents: (A C o m p l e t e T r e a t i s e , xxxii.)

ne/j’
f t/iices chest
1 1
■fa^S etto

UMeM’
s ,/0ices ,--b£±i---
che^T

G a r c i a the n left the s u b j e c t of r e g i s t r a t i o n to

explain two r a t h e r u n usual typ e s of p roduction. His

d e s c r i p t i o n o f the c o n t r a - b a s s r e g i s t e r as u s e d b y the

Russian b a s s o p r o f u n d o s m a y w e l l be that type of p r o d u c ­

tion c a l l e d t o d a y the vocal fry. His d e s c r i p t i o n a nd

that of c u r r e n t v o i c e s c i e n t i s t s are c o m p a r a b l e . (A

Complete T r e a t i s e , xxxiii.) The o t h e r type of p r o d u c ­

tion c o n c e r n e d i n s p i r a t o r y voice, or p h o n a t i o n as ai r is

inhaled into lungs. (A C o m p l e t e T r e a t i s e , xxxiv.)

G a r c i a c l o s e d the s e c t i o n on r e g i s t r a t i o n w i t h a

st a tement w h i c h implied, if n o t hi s o n g o i n g intention,

at lea s t hi s c u r i o s i t y in the p h y s i o l o g y of vo c a l r e g i s ­

tration:

found in Zemlin, 197-198.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
A c c o r d i n g to the physio l o g i s t s , t he sounds are
p r o d u c e d w h e n the air c o n t a i n e d in the lungs exits,
by the r e s u l t of its ac t i o n on the lo w e r ligam e n t s
of th e glottis. T h e re d u c t i o n of the v e ntricles,
the r e d u c t i o n of t h e c a p a c i t y of t h e l a r y n x and
the t e n s i o n of the w a l l s of the voc a l tub e adapt
t h e m s e l v e s to the c o n t r a c t i o n and p r o g r e s s i v e
t e n s i o n of the vo c a l ligaments. U n t i l the present,
o n l y the p r o d u c t i o n of the chest r e g i s t e r has bee n
e x p l a i n e d b y these p rinciples. T he f a l s e t t o - h e a d
r e g i s t e r ha s been t r e a t e d o n l y imperfe c t l y ; that
of t h e c o n t r a - b a s s has not been studied. (A
C o m p l e t e T r e a t i s e , xxxv.)

T h e n e x t m a j o r d e v e l o p m e n t in G a r c i a ' s th e o r y of

r e g i s t r a t i o n w a s e m b o d i e d in the "Observations.” Here he

was c o n c e r n e d w i t h the s p e c i f i c m e c h a n i s m of eac h reg i s t e r

as o b s e r v e d w i t h the laryngoscope, or b y d i ssection.

He o b s e r v e d that the c hest r e g i s t e r w a s p r o d u c e d by

a c o m p l e t e l y c l o s e d glottis, in c l u d i n g the i n t e r c a r t i l a g i -

n ous portion. He found that the lateral c r i c o a r y t e n o i d

m u s c l e s b r i n g the voc a l p r o c e s s e s into d e e p c o n t a c t and

t h e r e b y i n c r e a s e the r e s i s t a n c e of the g l o t t i s to the air

pressure:

It is to the ex t e n t of this r e s i s t a n c e that we


a t t r i b u t e th e fo r m a t i o n of the c h e s t - r e g i s t e r , so
d i s t i n c t b y its p a r t i c u l a r amplitude. To it we
a t t r i b u t e a l s o the slown e s s of the b e a t s of the
glottis, a n d the c o n s e q u e n t low p i t c h of the sounds,
a p i t c h w h ich, eve n in the h i g h e s t t e n o r voices, is
at l east an oc t a v e lo w e r t han the h e a d n o t e s of
o r d i n a r y soprani. ("Observations," 408.)

T h e f a l s e t t o wa s a l s o f ound to be p r o d u c e d w i t h a

cl o s e d g l o t t i s , bu t w i t h the ext e r n a l f i b e r s of the lateral

c r i c o a r y t e n o i d m u s c l e s r e m a i n i n g inactive. D ue to ac t i o n

of the t h y r o a r y t e n o i d s , the g l o t t a l lips m a k e c o n t a c t onl y

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
39

b y their e dges a nd o f f e r little air resist a n c e . H erein

l ies the r e a s o n for the w e a kness or "veiled" q u a l i t y of

t h e s e sounds w h i c h G a r c i a reported in the M ^ o i r e .

In the e x p e r i m e n t s w h i c h he c o n d u c t e d for the

"O b s ervations" w h i l e u s i n g his o w n voice, G a r c i a found

the mal e h e a d v o i c e to begin a round c^, w h e r e the

glot t i s be g i n s to v i b r a t e exclus i v e l y by t h e ligaments.

T he c r i c o t h y r o i d m u s c l e exerts i ncreased t e n s i o n on the

v o c a l l i g a m e n t s a n d an acc e l e r a t i o n of t h e i r m o v e m e n t

takes p l a c e . ( " O b s e r v a t i o n s , " 408-409.)

T h e b u l k of the "Observations" was d e v o t e d to an

a naly s i s of ch e s t a n d f alsetto production. Differences

b e t w e e n the two r e g i s t e r s wer e found in g l o t t a l le n g t h

and efficiency. G a r c i a o b s erved the g l o t t i s in f a l setto

to be longer tha n t h e c h e s t for the same p i t c h , loos e r

w i t h re s u l t a n t air-waste, and its e l l iptic s u r f a c e to be

greater.("Observations," 403-405.)

to the p h y s i o l o g y c u r r e n t l y a s sociated w i t h f a l s e t t o p r o ­
duction. It has b e e n e s t a b l i s h e d that the c r i c o t h y r o i d
m u s c l e be a r s the chi e f r e s p o n s i b i l i t y for f a l s e t t o p r o ­
duction. See L u c h s i n g e r an d Arnold, 75.

description. In a s t u d y of the i ntrinsic l a r y n g e a l m u s ­


cles, it was found that, in s h ifting fro m h i g h c h e s t
v o i c e to lo w falsetto, a g e n e r a l i z e d r e l a x a t i o n o f all
laryngeal m u s c l e s ta k e s place. A s p i t c h is i n c r e a s e d in
falsetto, however, g r e a t e r overall m u s c l e a c t i v i t y takes
place. See T h o m a s G a y et al., " E l e c t r o m y o g r a p h y of the
Intrinsic L a r y n g e a l M u s c l e s Du r i n g P h o n a t i o n , " A n n a l s of
Otology, P h inology, a n d L a r y n g o l o g y , 81 (1972), 406.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
In the 1856 A r t o f S i n g i n g G a r c i a d r e w upo n the

Mémoire for i n t r o d u c t o r y m a t e r i a l on r e g i s t r a t i o n an d

the " O bservations" for e x p l a n a t i o n of t h e i r p h y s i o l o g i c a l

cause. Garci a ' s d e v e l o p e d t a b l e of r e g i s t e r ra n g e s for

each voice classification is f ound in F i g u r e 1 of this

w o r k as it a p p e a r e d in t h e A r t of S i n g i n g .

Some n e w m a t e r i a l on gl o t t a l a c t i o n in u p p e r

n o t e s app e a r e d in the A r t of Si n g i n g for the fir s t time;

It s o m etimes h a p p e n s , tha t whe n the female


s o prano v oice a t t e m p t s to sound the n otes 3 1 4
and d o 5 [h^ and c^ 'J, it u n c o n s c i o u s l y ris e s to
r e 5 an d mig £ d ^ a n d J , in a t hin but p u r e t o n e ,
and w i t h less e f f o r t t han w o u l d be r e q u i r e d for
t r y i n g the n o t e s belo w . (A r t of S i n g i n g ) , 6 .)

Garcia's e x p l a n a t i o n o f t he m e c h a n i s m for this p h o n o m e n o n

is c o m p a r a b l e to tha t w h i c h p h y s i o l o g i s t s c u r r e n t l y d e s ­

c r i b e as "damping" the g lottis. The p o s t e r i o r p o r t i o n s

of th e voc a l folds are f i r m l y appro x i m a t e d , leaving a

small chink t h r o u g h w h i c h the air escapes. Current laryn­

g o s c o p y has shown us t h a t in m a l e s the small a p e r t u r e v i ­

b r a t e s at a hig h rat e of speed, p r o d u c i n g w h a t is t o d a y

c a l l e d the falsetto. In females, however, no v i b r a t i o n

o c c u r s at the chink. Rath e r , the h i g h p i t c h is c r e a t e d

b y the es c a p e of a i r b e t w e e n th e folds, hen c e the t e r m

"whistle" r e g i s t e r for t h i s m e c h a n i s m . G a r c i a , limited

at the t ime by c r u d e i n s t r u m e n t s , c l a i m e d v i b r a t i o n s at

th e c hink for b o t h m a l e s a n d females.

78zemlin, 195-196.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
TaUe o f Scczlet fo r the differaU tnJlivcUed Voicet.

Taisciu). Hea

(Basae-Taille.) .

\^irauina. , t
(Haota-Cootra. )}?ig ^

FaUeoo. Head.

F I G U R E 1: GARCIA: R E G I S T E R RA N G E S F O R E A C H V O I C E C L A S S I ­
F ICATION. F r o m Garcia, A r t of Singing, Par t I , 9.

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42

G arcia's c o n c l u s i o n s on t he m e c h a n i s m and u se of

t he upper mal e v o i c e a re less clear. In refer e n c e to the

m a l e head v o ice h e s tated

W i t h men, the he a d sounds e x ist o n l y as a me r e r e m n a n t


of the boy's voice, a nd are at b e s t but a p o o r r e s ource.
The Italian p u b l i c a t t a c h no v a l u e w h a t e v e r to them;
nor can th e y be employed, u n l e s s in exce p t i o n a l c a s e s
b y v e r y h i g h te n o r v o i c e s a n d w h a t are called b u f f i
c a r i c a t i . A ll o t h e r m a l e s ingers do w r o n g to u se
them. (A r t of S i n g i n g , 6.)

His opin i o n of the f a l s e t t o seems e q u a l l y low: "Fals e t t o

n o t e s can be p r o d u c e d w i t h n e a r l y as m u c h fac i l i t y b y b a r i ­

tones, tenors, and countertenors, as b y female voices; b ut

m a l e singers wi l l d e r i v e l i ttle a d v a n t a g e from t h e i r use . "

(A r t of S i n g i n g , 9.) However, he v a l u e d the f a l s e t t o as a

p r a c t i c e dev i c e and s t a t e d that it "would serve to gi v e

cl e a r n e s s to the h i g h n o t e s of t he bass, and will e n a b l e

te n o r voices to e x t e n d t h e c o m p a s s of t h e i r che s t regis t e r ,

and sing the h i g h not e s in m e z z a v o c e ." (A r t of S i n g i n g , 7.)

Ye a r s later, in H i n t s on S i n g i n g , G a r c i a ' s o p i n i o n s h ad

moderated. He found chest, fa l s e t t o (in Hints it is c a l l e d

the m e d i u m r e g i s t e r ) , a n d hea d to be p r e s e n t in all m a l e

voices. He e v a l u a t e d b o t h h ead a nd falsetto, however, as

re m n a n t s of the b o y's voice. No o p i n i o n was given o n h o w

t h e s e r e g isters s hould be u s e d o t h e r t h a n "the f a l s e t t o in

m e n ' s voices, w h e n go o d e n o u g h to be used, has the sa m e

ex t e n t as in w o m e n ' s . " (H i n t s , 10-11.)

The u n i f i c a t i o n of the v a r i o u s q u a l i t i e s of e a c h

v o i c e reg i s t e r into an i n s t r u m e n t of q u a l i t y c o n s i s t e n t

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43

t h r o u g h o u t the scale w a s b a s i c to t he t e a c h i n g of Garcia.

He d e s c r i b e d the female c h e s t r e g i s t e r as b e i n g s t rong and

e ner g e t i c , the f a l setto or m e d i u m as b e i n g w e a k and

" v e i l e d , " and the h e a d as h a v i n g p o w e r and b r illiance.

In m e n he found the c h e s t r e g i s t e r to p r e d o m i n a t e th r o u g h

m o s t o f the range. To Garcia, b l e n d i n g of t he regis t e r s

w a s m u c h m o r e c r i t i c a l in w o m e n ' s voices. (H i n t s , 8-10.)

To a c c o m p l i s h this u n i f i c a t i o n , Gar c i a a d v i s e d

si n gers to be g i n in c h e s t v o i c e a nd use s u s t a i n e d n o t e -

b y - n o t e v o c a l i z a t i o n w i t h t h e c o u p de g l o t t e u n t i l all

n o t e s o f the c h est a nd f a l s e t t o w e r e equ a l in strength.

F or the lower n o tes of t he f e m a l e falsetto, w h i c h were

g e n e r a l l y weak, he r e c o m m e n d e d a t t a c k i n g on t h e cl e a r e r

tones a b ove the t r o u b l e s o m e note, t h e n d e s c e n d i n g to the

lower no t e by a slur. F o r e q u a l i z a t i o n a n d b l e n d i n g of

fa l s e t t o a nd head, he u r g e d t h e u se of "close timbre"

with [a] a nd [b] v o w e l s for the u p p e r notes. T he result

w as an arc h e d pal a t e w h i c h e q u a l i z e d the u p p e r n o tes of

the fal s e t t o w i t h the r o u n d e r q u a l i t i e s of t he lower head.

G a rcia e m p h a s i z e d that h i g h e r p i t c h e s in the v o i c e should

be e x e r c i s e d j u d i c i o u s l y a n d s p a r i n g l y and a l w a y s a p p r o a c h ­

ed as a par t of a r a p i d v o c a l i z i n g p a t t e r n r a t h e r than by

susta i n e d notes. (A r t of S i n g i n g , 11-12.)

^^This t e r m is a
t imbre." See p. 55.

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44

Ga r c i a found the e s t a b l i s h m e n t of the c hest v oice

to r e q u i r e o n l y a few days, a f t e r w h i c h co n c e n t r a t i o n on

u n i o n of the ch e s t w i t h th e fal s e t t o co u l d take place.

Th e p r o c e d u r e her e was to sing the foll o w i n g not e s a l t e r ­

n a t e l y in one regis t e r a n d the n the other:

— ID-WD— ® ^ ---

He u r g e d slow, e n e r g e t i c execut i o n . F o r jo i n i n g f alsetto

an d head, he r e c o m m e n d e d u s e of the ph a r y n g e a l c o n f o r m a ­

tion for cl o s e d timbre, t h a t is, the a r c h e d soft palate

an d a "tightly p r e ssed" larynx, as in the p r o n u n c i a t i o n

of the I t alian [i] . (A r t of S i n g i n g , 12.) If the chest

r e g i s t e r in w o m e n had b e e n c a r r i e d too h i g h in the scale,

t h e r e b y w e a k e n i n g the falsetto, Garcia r e c o m m e n d e d the

rev e r s e procedure. C a r e f u l l y att a c k e d and sustained

p r a c t i c e of the notes

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45

took pla c e unt i l these wer e w e l l - e s t a b l i s h e d in the f a l ­

setto register-. L o w e r p i t c h e s w e r e then added. (H i n t s ^

15.)

A lar g e g roup of exe r c i s e s in the A r t o f S i n g i n g and

Hints on S i n g i n g wer e d e v o t e d to p r o g r e s s i v e u n i f i c a t i o n

of the registers. T h e e x e rcises w e r e d e s i g n e d to a chieve

this p u r p o s e in b o t h m a l e and f emale voices, the o n l y

d i f f e r e n c e b e i n g k e y t r a n s p o s i t i o n s as needed. The

first e x e r c i s e s in b o t h wor k s c o n s i s t e d of a l t e r n a t e l y

s inging w i t h ch e s t an d head in the same p i t c h region.

(A r t of S i n g i n g , 15; H i n t s , 21.)

J0- o'p-

The s e w e r e f o l l o w e d by a s c e n d i n g and d e s c e n d i n g slurs

w h i c h i n c l u d e d all d i a t o n i c i n t e r v a l s in the m i d d l e of

the v o c a l range. (A r t of S i n g i n g , 15.)

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
etc.

etc. etc.

Progressive s c a l e w i s e p a s s a g e s w e r e d e s i g n e d to b u i l d

u n i t y from the low e r n o t e s up.

J J'c.

Subsequent e x e r c i s e s f o l l o w e d t he same des i g n , a d d i n g the

fourth, fifth, sixth, a n d seventh. (A r t of S i n g i n g , 16.)

W i t h the o c t a v e sc a l e a n d b eyond, more rapid e x e r ­

cises were d e v e l o p e d to a t w o - o c t a v e compass. (A r t of

S i n g i n g , 17.)

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U-

The n e x t st e p w a s to n e g o t i a t e a s c e n d i n g a n d d e s c e n d i n g

s lurs in c o m b i n a t i o n w i t h the scale. (A r t of S i n g i n g ,

18.)

V a r i o u s c o m b i n a t i o n s of s c a lewise p a s s a g e s w e r e followed

b y o r n a m e n t e d s c a l e w i s e passages, a s c e n d i n g a n d desc e n d i n g ,

p r o g r e s s i n g f r o m "exercises of two n o t e s , " (A r t o f S i n g i n g ,

18 .)

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to "exe r c i s e s of sixteen n o t e s , "

a n d t h i r t y two notes. (A r t o f S i n g i n g , 26.)

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49

The m a r k of a c h i e v e m e n t w a s to be able to sing the

140 e x e r c i s e s in the first se c t i o n o f the A r t of S i n g i n g ,

c o m p r i s i n g all combi n a t i o n s o f scales, i n t e rvallic

p as s a g e s , and slurs, on a ny of the It a l i a n vow e l s at

= 120, "giving eq ual s t r e n g t h and cl e a r n e s s to all the

note s . " (A rt of S i n g i n g , 28.) This t h o r o u g h and p a i n s ­

taking a p p r o a c h was bas i c to G a r c i a ' s p r o c e d u r e and m a y

w e l l ha v e be e n a fac t o r i n h e r i t e d f r o m t he Italian t r a d i ­

t ions in w h i c h G a r c i a ' s father w as trained. G a r cia's

sister, Pauline Viardot-Garcia, w a s r e p o r t e d to have u s e d

"the c o l o r a t u r e e x e r c i s e s upo n w h i c h I talian si n g i n g w a s

built, up o n w h i c h G a r c i a tr a i n e d J e n n y Lind, Malibran,

a nd P a u l i n e G a r c i a h e r s e l f . W h i l e n o t all of V i a r d o t -

G a r c i a 's e x e r c i s e s w e r e e x a c t l y the sa m e as t h ose in the

A f t of S i n g i n g , the p r o c e d u r e w a s c o n s i s t e n t w i t h Garcia's.

T he scale w as bu i l t f r o m the b o t t o m up b y p r o g r e s s i v e l y

a d d i n g notes. Various combinations of intervallic passages

w e r e f o l l o w e d b y o c t a v e slurs c o m b i n e d w i t h d e s c e n d i n g

scales.

W h i l e Garc i a ' s last p u b l i c a t i o n . Hints on S i n g i n g ,

did n o t d e v o t e as m u c h space to d e t a i l e d v o c a l i s e s as the

V i a r d o t - G a r c i a , " The M u s i c of the M o d e r n W o r l d 2 (New York:


D. A p p l e t o n a nd Co., 1895), 208.

^ I b i d ., 209.

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A r t , its p r o c e d u r e was cons i s t e n t w i t h tho s e of t h e A r t

and of V i a r d o t - G a r c i a . The onl y d i f f e r e n c e w a s tha t

re g i s t e r a n d s cale e x e r c i s e s in Hints w e r e all p l a c e d

w i t h i n the o c t a v e or ninth, w hile those in the A r t some­

times e n c o m p a s s e d two o c t a v e s and stres s e d m o r e w o r k in

the u pper range. G arcia p r o v i d e d no e x p l a n a t i o n in H i nts

for this a p p a r e n t shift of empha s i s to the m i d d l e voice.

Res o n a n c e and Vo w e l C o l o r

R e s o n a n c e wa s a second dom i n a n t c o n c e r n of Garcia,

as r e a l i z e d in his w o r k w i t h vo i c e q u a l i t i e s or timbres.

In the M é m o i r e his d e f i n i t i o n of t imbre wa s "the p e c u l i a r

and i n f i n i t e l y v a r i a b l e c h a r a c t e r w h i c h e a c h register,

e a c h tone c a n t a k e . " (A C o m p l e t e T r e a t i s e , xxxv.) His

m a i n c o n c e r n w a s n o t w i t h the d i f f e r e n t t i m b r e s w h i c h

characterize i n d i v i d u a l voices, but w i t h t i m b r e m o d i f i c a ­

tions p o s s i b l e in all sin g i n g voices. T h e s e he r e d u c e d

to two p r i n c i p a l types: c l e a r timbre and s o m b r e timbre. In

t he M é m o i r e t he timbres w e r e trea t e d b y r e g i s t e r s . Clear

t imbre g i v e s "lustre" and " brilliance" to th e c h e s t register.

He c ited s p e c i f i c cases w h e r e kno w n s ingers e m p l o y e d this

qu a l i t y in t h e chest, among t h e m the famous i n s t a n c e of

G i l b e r t D u p r e z ' s h i g h C in G u i l l a u m e T e l l . Garcia further

w a r n e d that e x c e s s i v e use of c lear t i m b r e w i t h c h e s t r e g i s ­

ter wil l "make t he v oice shrill and y e l p i n g . " (A C o m p l e t e

T r e a t i s e , xxxvii.) Sombre timb r e in che s t r e g i s t e r g ives

" p enetration" and "roundness" to the sound. It m a k e s t he

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51

vo i c e c a p a b l e of m o r e volume, but, used to excess,

"covers the sounds, s t ifles them, m akes t h e m m u f f l e d

a nd r a u c o u s . " (A C o m p l e t e T r e a t i s e , xxxvii.) W h e n c lear

and s ombre timb r e s are u s e d in fal s e t t o the q u a l i t i e s are

distinguishable, bu t n o t as m u c h as in the c hest register.

In h ead r e g i s t e r the r e s u l t is m u c h the same as in f a l ­

setto, a l t h o u g h Ga r c i a found t h a t in some vo i c e s the r e ­

sulting qualities were "pure a n d limpid like the sounds of

a harmonica." (A C o m p l e t e T r e a t i s e , x x x v i i i .)

F r o m e x t e r i o r o b s e r v a t i o n s of the larynx, Ga r c i a

r e a s o n e d tha t the p h a r y n g e a l s h a p e s and v o l u m e s r e s u l t i n g

f r o m d i f f e r e n t laryn g e a l m o v e m e n t s and c o r r e s p o n d i n g

m o v e m e n t s of the v e l u m are t he m a j o r infl u e n c e r s of timbre.

He d e s c r i b e d in d e tail h o w the l a r y n x r ises as the voi c e

a s c e n d s the s cale in c l e a r t i mbre in all three registers.

In sombre t i m b r e he f ound the l a r y n x to re m a i n fixed

r a t h e r low t h r o u g h o u t t h e scale in chest a n d f a l s e t t o

registers, w h i l e in the h ead r e g i s t e r it ri s e s rapidly.

(A C o m p l e t e T r e a t i s e , xl-xli.) A very perceptive o b serva­

tion of the s i n g e r ' s c o n t r o l o v e r reson a n c e followed:

Th e c h a n g e s in for m w h i c h t h e p h a r y n x can r e c e i v e
b e i n g d u e to t h e a c t i o n of t h e v e l u m and tongue, it
is e s p e c i a l l y to the m o v e m e n t s of these two or g a n s
that the a t t e n t i o n of the s i n g e r should be paid.
(A C o m p l e t e T r e a t i s e , xli.)

In clear timbre, G a r c i a found t h e t h roat to c o n t r a c t b e ­

t w e e n v e l u m a n d larynx, accompanied by a lowered velum

and ra i s e d larynx. Use of the v o w e l s [a"J , [Z'} and / ^ 7

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52

r e sults in the c o n f o r m a t i o n of the vocal orga n s for c lear

timbre. For sombre timbre, the t h r o a t elongates, ca u s e d

b y a l i f t i n g of the v e l u m a n d low e r i n g of the larynx:

"The sound is hea r d full, r o u n d an d covered; it is w h a t

is ca l l e d m i x e d voice, or sombre timbre." (A C o m p l e t e

T r e a t i s e , xliv.) Th e v o w e l s [e] , [o^ , and [uj br i n g

about the c o n f o r m a t i o n of t h e v o c a l tube for s o m b r e timbre.

(A C o m p l e t e T r e a t i s e , xliv.) The p h y s i o l o g i c a l d i s p o s i ­

tion for th e s e vo w e l s b e c a m e fund a m e n t a l for G a r c i a ' s

th e o r y of vo w e l m o d i f i c a t i o n in a l ater work.

A t r e a t m e n t of o b j e c t i o n a b l e voice t i m b r e s was

included in the M é m o i r e . " G u t t e r a l timbre" is c a u s e d by

broa d e n i n g of the tong u e at the b a s e and c o r r e c t e d by

groov i n g the tongue to v a r i o u s e x t e n t s for eac h vowel,

noting, however, that "the tongue, wh i c h is p a r t i c u l a r l y

char ged by its m o v e m e n t s to t r a n s f o r m the v o i c e into

vowels, w ill have to m o v e i t s e l f e s p e c i a l l y b y the l a tera l

edges, w e a k l y by the m i ddle, an d n o t at all b y the b a s e ."

(A C o m p l e t e T r e a t i s e , xlvi.) " N asal timbre" results from

di r e c t i n g the sound into t h e n o s e instead of the ora l

cavity. "Harsh timbre" ca n be c a u s e d by s e p a r a t i o n of the

de tailed d e s c r i p t i o n of t o n g u e m o v e m e n t s was f o u n d in his


writings.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
53

p i l l a r s of fauces, l i f t i n g of the t o ngue tip, swelling

of the tonsils, and e x c e s s i v e use of air w h i l e s i n g i n g 84

(A C o m p l e t e T r e a t i s e , x l v i - x l v i i i .)

In the 1857 e d i t i o n of Pa r t I, G a rcia seemed m o r e

impressed with the v a r i e t y of c o l o r s of w h i c h the h u m a n

v o i c e is capable;

E v e r y c h a n g e of t i m b r e of w h i c h all sounds are s u s c e p ­


tible, o r i g i n a t e s in a c o r r e s p o n d i n g cha n g e of the
tube of the pharynx; and, as this flexible tube is
c a p able of u n d e r g o i n g c o u n t l e s s var i e t i e s of form,
it f ollows that t he m o d i f i c a t i o n of all sounds are
also n u m b erless. (A r t of S i n g i n g , 10.)

The 1847 ed i t i o n of P a r t II u t i l i z e d c o n s i d e r a b l y

m o r e detail on the p h y s i o l o g i c a l p r o c e s s e s i n v o l v e d in

va r i o u s timb r e s than t h e M é m o i r e o r Pa r t I. Although

m u c h of this m a t e r i a l w a s c o n j e c t u r e a nd some w h a t e r r o n e ­

ous, it w as s u r p r i s i n g l y d e t a i l e d for t h e ories set d o w n

eight y e a r s b e f o r e G a r c i a w a s to v i e w the vocal folds

w i t h the l aryngoscope. In brief, he a s s o c i a t e d the fol­

lowing p h y s i c a l factors w i t h a "brilliant" timbre:

a r y t enoids b r o u g h t c l o s e l y together, a n a r r o w g l o ttal

opening, and a c o n t r a c t i o n of the p h a r y n g e a l tissues.

W i t h a "veiled" or b r e a t h i e r q u a lity, he a s s o c i a t e d

s epara t i o n of t he aryten o i d s , a gl o t t i s shap p e d like an

i soceles triangle, a s o f t n e s s o f t he p h a r y n g e a l t i s s u e s

A c c o r d i n g to G arcia, t h e r efore, "harsh ti m b r e "


can be d e s c r i b e d as t he r e s u l t of p h y s i c a l o b s t r u c t i o n s
to the sound or of i n e f f i c i e n t c o o r d i n a t i o n b e t w e e n t h e
glottis and a ir flow. " S e p a r a t i o n o f the p i l l a r s of
fauces" does n o t a p pear to be c o n s i s t e n t w i t h the o t h e r
actions.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
54

r e s u l t i n g in p o o r r e f l ection, and dul l w e a k sounds. (A

C o m p l e t e Treat i s e , P a r t I I , 152-153.)

O n l y a p a r a g r a p h in the "Obs e r v a t i o n s " w a s d e v o t e d

to the p r o d u c t i o n of v o i c e qualities. G a r c i a l i s t e d the

s i m u l t a n e o u s c a uses o f q u a l i t y c h ange as;

1 , a c c o r d i n g as the glottis p a r t i a l l y or e n t i r e l y
c l oses the p a s s a g e b e t w e e n e x p l osions, it p r o d u c e s
v e i l e d or b r i l l i a n t sounds; 2, t he t ube w h i c h s u r ­
m o u n t s a nd s u r r o u n d s it also g r e a t l y a f f e c t s t he
q u a l i t y of t h e voice; b y its c o n t r a c t i o n s it g ives
b r i l l i a n c y to it a nd its v/idening volume; 3, the
e p i g l o t t i s a l s o p l a y s a v e r y i m p o r t a n t part, for
e v e r y t ime t h a t it lowe r s itself, and n e a r l y clos e s
the o r i f i c e of th e larynx, the v o i c e g a i n s in b r i l ­
liancy; and when, on the oth e r hand, it is d r a w n
up, the v o i c e i m m e d i a t e l y bec o m e s veiled.
(" O b s e r v a t i o n s ," 410.)

Th a t G a r c i a ' s t h e o r y of the f o r m a t i o n of q u a l i t i e s

was still e v o l v i n g is evident. The "Obser v a t i o n s " used

the terms " b r i lliant" and "veiled" i n s t e a d o f c l e a r and

sombre. "Veiled," h owever, also had a c o n n o t a t i o n of

breathiness. The e p i g l o t t i s as a p a r t i c i p a n t in c r e a t i o n

of v o i c e q u a l i t i e s did n ot a p pear a g a i n in G a r c i a ' s

w r i tings.

me n t s of the e p i g l o t t i s influ e n c e v o i c e qua l i t y . Se e


T s u t o m o C h i b a and M a s a t o Kajiyama, T he V o w e l : Its N a t u r e
and S t r u c t u r e ( T o k y o : P h o n e t i c S o c i e t y of Japa n , 1958) ,
31-34. A p p e l m a n n o t e d va r i a t i o n s in the p o s i t i o n o f the
ep i g l o t t i s d u r i n g p r o d u c t i o n of f ront and b a c k v o w e l s
w i t h i n a m o d e r a t e p i t c h range. T h e s e v a r i a n t posi t i o n s ,
however, w e r e fou n d to be a s s o c i a t e d w i t h c h a n g e s in the
v e s t i b u l a r o p e n i n g a b o v e the glottis. See D. R a l p h
A p p e l m a n , T h e S c i e n c e of V o c a l Pedagogy: T h e o r y a n d
A p p l i c a t i o n (Bloomington: I n diana U n i v e r s i t y Press,
1967), 78-79.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Garcia's mature theory concerning voice qualities

a p p e a r e d in H i n t s on S i n g i n g . It fur t h e r c l a r i f i e s hi s

c l a s s i f i c a t i o n of q u a l ities. W h i l e the t erms t i m b r e c l a i r

and t i m b r e sombre w e r e a s s i g n e d to tho s e q u a l i t i e s r e s u l t ­

ing f r o m a d j u s t m e n t s of l a r yngeal p o s i t i o n a nd o f sp a c e s

a bove t h e larynx, the terms "ringing" and "dull" w e r e

a pp l i e d to re s u l t s o f ac t i o n s w i t h i n the g l o t t i s itself.

"Ringing" r e f e r r e d to s o unds p r o d u c e d f r o m c o m p l e t e

g l ottal c l o s u r e an d "veiled" to sounds p r o d u c e d b y i n ­

co m p l e t e gl o t t a l c l o s u r e a nd th e r e s u l t i n g p r e s e n c e of

b r e a t h in the sound. (H i n t s , 7.)

. . . the r i n g i n g a n d d u l n e s s of s ound is, in e f f e c t


and m e c h a n i s m , c o m p l e t e l y d i s t i n c t fro m the o p e n a n d
c l o s e d t i m b r e s . T h e r i n g i n g a n d d u l n e s s / s i c "] a re
p r o d u c e d in the i n t e r i o r of t he larynx, i n d e p e n d e n t l y
of t h e p o s i t i o n h i g h or l o w of the organ, w h i l e the
o p e n or c l o s e d q u a l i t i e s of the v o i c e r e q u i r e the
b o d i l y m o v e m e n t of th e larynx, and of its a n t a g o n i s t
the soft palate. Hence, a n y t i m b r e m a y be b r i g h t or
dull. (H i n t s , 12.)

T he t i m b r e s t h e m selves, d e s c r i b e d as c l e a r or o p e n and

dark (somber) o r closed, are p r o d u c e d by m o v e m e n t s in

o p p o s i t e d i r e c t i o n s of l a r y n x a n d s o f t palate. In H i n t s

on S i n g i n g v e r t i c a l s ec t i o n s are u s e d to d e s c r i b e the tw o

posi t i o n s , as s hown in F i g u r e 2.

T h e p h y s i o l o g i c a l ca u s e s of the vow e l w e r e i n t e r e s t ­

ing but t r o u b l e s o m e for Garcia. In one se c t i o n o f th e 1847

Pa r t II h e a t t r i b u t e d p u r e v o w e l s to two m e c h a n i s m s : a l t e r a ­

tions in t h e l e n g t h a nd d i a m e t e r of t he v o c a l t u b e in

p r o p o r t i o n to l a r y n g e a l and p h a r y n g e a l m o v e m e n t , and

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
O p e n — T i m b r e Cl a i r (Bright) C l o s e d — T imbre Sombre (Dark)

V e r t i c a l s e c t i o n f r o m the D i a g r a m of the same parts,


f r o n t to the b a c k o f the s h o w i n g the soft p a l a t e
h e ad, s h o w i n g d e p r e s s i o n of r a i s e d a nd the larynx
t he s oft p a l a t e and a h i g h de p r e s s e d .
p o s i t i o n o f t he larynx.

The s p ace b e t w e e n the t o ngue The spa c e b e t w e e n the tongue


a n d the p a l a t e as se e n and p a l a t e a u g m e n t e d d u r i n g
t h r o u g h the m o u t h d u r i n g the p r o d u c t i o n of d a r k
the p r o d u c t i o n of the c l e a r timbre.
(or brith) t i m b r e .

F I G U R E 2: GA R C I A : M O V E M E N T S OF T HE L A R Y N X A N D SOFT P A L A T E
IN R E L A T I O N T O V O C A L T I M B R E S . F r o m Garc i a , H i n t s , 11-12.

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57

m o d i f i c a t i o n s w h i c h the tube r e c e i v e s in p r o p o r t i o n to

to n g u e move m e n t s . (A C o m p l e t e T r e a t i s e ^ P a r t 1 1 ^ 4-5.)

In a l a t e r f o o tnote he s t a t e d tha t " v owels are p r o d u c e d

e x c l u s i v e l y b y the glot t i s and the b u c c a l canal, that is,

the space i n c luded b e t w e e n the l a r y n x an d the base of

t he tong u e and the v e l u m . " (A C o m p l e t e Treatise, Part I I ,

7.) The latter v i e w is p a r t i c u l a r l y p r o b l e m a t i c a l in r e g a r d

to p r o d u c t i o n of front and c e ntral v o w e l s (see pp. 211-213).

B o t h theories w e r e o m i t t e d fro m the 1872 e d i t i o n of Par t II.

The ab i l i t y to a n a l y z e the c o n t r i b u t i o n s of vowel

col o r and voice q u a l i t y w e r e of o b v i o u s i m p o r t a n c e to G a r ­

cia's teaching. He fo u n d the r e l a t i o n s h i p b e t w e e n the two

to be one of m u t u a l d e p e n d e n c e :

It will serve /the s i n g e r ^ to d e t e r m i n e in the use of


e ach v owel the timbre m o s t a p p r o p r i a t e to the e f fect
w h i c h he intends, and wil l p e r m i t h i m to m a i n t a i n at
the same time a p e r f e c t e q u a l i t y t h r o u g h o u t the entire
c ompass of the voice. (A C o m p l e t e Treatise, Part II,
5-5.)

In Hints on S i n g i n g , G a r c i a s u g g e s t e d an exe r c i s e for

d e v e l o p i n g c o ntrol over the v a r i o u s v o i c e q u a l i t i e s w i t h i n

vowel colors. He r e c o m m e n d e d that, o n a single s u stained

note, the singer pass t h r o u g h everytimbre fro m the m o s t

o p e n to the m o s t closed, u s i n g this t able to sho w the

c h anges each v owel should undergo:

A approxi m a t e s to o
E appro x i m a t e s to eu in F r e n c h
I approxi m a t e s to u in F r e n c h
0 a p p r o ximates to u in Ital i a n (H i n t s , 12.)

The n e c e s s i t y for vow e l m o d i f i c a t i o n in e q u a l i z i n g

the vocal scale a p p e a r e d as e a r l y as P a r t I, w h e n G arcia

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58

noted a need for the stud e n t to s l i g h t l y clo s e the v owel

on a s c e n d i n g slurs, (A r t of S i n g i n g , 12.) a n d for m e n to

a b a n d o n the c l e a r timb r e for c l o s e d timbre on rea c h i n g

B a s s e s s hould b e g i n to round g e n t l y at

l?0 r-

an d tenors at

If the sounds are "thin and c h i l d - l i k e ," fema l e v o i c e s

s h o u l d close the v o w e l by ar c h i n g the soft palate, [aj

b e c o m i n g [?] . This p r o c e s s was a p a r t of Gar c i a ' s

a p p r o a c h to e q u a l i z a t i o n of false t t o and h e a d registers.

It was to be a p p l i e d to the e x treme n otes of the fal s e t t o

so that these w o u l d n o t f orm too g r e a t a c o n t r a s t to the

first notes of the head. (Ar t o f S i n g i n g , 11.)

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
In Pa r t II is f o u n d G a r c i a ' s f i r s t sy s t e m a t i c d e l i n e a t i o n

of a t h e o r y of v o w e l m o d i f i c a t i o n . G e n e rally, he r e c o m m e n d ­

ed m o d e r a t e a n d p r o g r e s s i v e r o u n d i n g of the vow e l as t he

v o i c e a s c ends a nd " clarifying" o r b r i g h t e n i n g of t h e v o w e l

as the v o i c e desce n d s . He a p p l i e d this p r o c e d u r e to

specific v o w e l s as follows:

In a s cending:
a p p r o a c h e s l'?l ;
[E] a p p r o a c h e s 1 6] , th e n T p J ;
fyi'l a p p r o a c h e s f / 3 w i t h o u t the h elp of the lips;
a p p r o a c h e s [w ] .

In d e scending, t he v o w e l s are b r i g h t e n e d b y a r e v e r s e p r o ­

cedure, for example:

[ul approaches ;
r P] approaches .
(A C o m p l e t e T r e a t i s e , Par t I I , 7-8.)

Ga r c i a ' s p e d a g o g i c a l a p p r o a c h to v o i c e q u a l i t i e s

a nd vow e l p r o d u c t i o n a l w a y s i n c l u d e d the c o n c e p t o f the l o o s e

jaw. He w a r n e d a g a i n s t o p e n i n g t h e m o u t h too m u c h o r t o o

l i ttle a nd a g a i n s t e x c e s s i v e lip p r o t r u s i o n . I n noting

the i m p o r t a n c e of t he loose, r e l a t i v e l y u n i n v o l v e d j a w in

vowel production, G a r c i a w a s n o t above e m p l o y i n g a n

^ ^The e x a c t m e a n i n g is unclear. C y J c a n n o t be
s u c c e s s f u l l y p r o n o u n c e d w i t h o u t l i p rounding. See p. 60.

87
See p. 60.

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50

i n animate device. To c o r r e c t ja w stiffness, he suggested

the p l a c i n g of a pie c e of w o o d o r c o r k b e t w e e n the jaws

on e a c h side, o r t ying a r i b b o n b e l o w the l o w e r lip and

be h i n d the neck, then h a v i n g the s t u d e n t p r a c t i c e p r o ­

n o u n c i n g all v o w e l s w i t h the l e a s t p o s s i b l e effort.

Furth e r m o r e , he u rged tha t th e It a l i a n [a'] , T S l a nd

£e7 be p r o d u c e d w i t h o u t lip p a r t i c i p a t i o n , the latt e r

factor b e i n g r e s e r v e d o n l y f or n a r r o w dar k v o w e l s suc h

as [o2 , [0“} , ' and ^ y ] . In a d d i t i o n to a d d i n g

ease a n d c l a r i t y to v o c a l p r o d u c t i o n , such p r o c e d u r e s

wil l " prevent tho s e a b r u p t t r a n s i t i o n s f r o m on e timbre

to the o t h e r w h i c h r e s e m b l e t h e b a r k i n g of a dog." (A

C o m p l e t e Tre a t i s e , Part I I , 7.)

G a r c i a ' s p h i l o s o p h y c o n c e r n i n g the u s e of vowe l s

h el d for t h a t o f c o n s o n a n t s as w ell. He i n s i s t e d tha t

the sing e r c a r e f u l l y a n a l y z e t h e m e c h a n i s m w h i c h p r o d u c e s

vowels and c o n s onants. If t h e s i n g e r does n o t follow this

procedure,

. . . he doe s n ot k n o w t h e s e c r e t of k e e p i n g in the
v o i c e the d e v e l o p m e n t and e q u a l i t y w h i c h he would
o b t a i n in simple v o c a l i z a t i o n , a n d he c a n n o t use to
his t aste the p r o p e r t i m b r e for the e m o t i o n he w o u l d
express. (A C o m p l e t e T r e a t i s e , P a r t I I , 2.) _ '

G arcia w a s c o n c e r n e d e n o u g h a b o u t a r t i c u l a t i o n in g e n e r a l

that an e n t i r e c h a p t e r o f P a r t II w a s d e v o t e d to its m e ­

c h a n i s m and u s e in i n t e r p r e t a t i o n . In t h e s e c h a pters he

c a r e f u l l y c l a s s i f i e d the c o n s o n a n t s int o two types, explo­

sive and sustained, and into f i v e f a m i l i e s a c c o r d i n g to

physiological production: labials, labi o - d e n t a l s , lingua-

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
61

dent a l s , l i n g u o - p a l a t a l s , a nd l i n g u o - g u t t e r a l s . (A

C o m p l e t e Tre a t i s e , Part I I , 12-15.) He c o n t i n u a l l y urg e d

t h a t the s t u d e n t be made f u l l y a w a r e of t h e a r t i c u l a t o r y

movements i n v o l v e d in p r o d u c t i o n o f all c o n s o n a n t s in

o r d e r t h a t m o v e m e n t s be r e s t r i c t e d o n l y to "indispe n s a b l e

organs" a nd that these o r g a n s be r e s t r a i n e d to "the

s i m p l e s t a n d m o s t na t u r a l a c t i o n . " (A C o m p l e t e T r e a t i s e ,

P a r t II, 15.)

Breathing

J e n n y L i n d o n c e r e m a r k e d in h e r c o r r e s p o n d e n c e

that Garcia was "very p a r t i c u l a r a b o u t b r e a t h i n g . " It

is r e p o r t e d t h a t G a r cia's b r e a t h m e t h o d w a s the same as

t h a t p a s s e d to h i m by his f a t h e r f r o m A n z a n i . ^ ^ If this

is true, i t m a y e a s i l y hav e be e n a p a r t o f the f a mily

v o c a l trad i t i o n . His s ister P a u l i n e b e g a n e v e r y lesson

w i t h b r e a t h i n g exe r c i s e s in w h i c h "the full b r e a t h so

f i l l e d t he lungs t h a t the c h e s t b e c a m e e l e v a t e d and d i s ­

t e n d e d w i t h air, w h i l e the m u s c l e s of the ab d o m e n d r e w in

slightly." G a r c i a hi m s e l f u r ged in P a r t I t hat the

T h e c u r r e n t term f or l i n g u o - g u t t e r a l is li n g u o -
velar.

J a m e s Barrie, 1956), 42.

^^eidl, 208. "Drew in" m a y h a v e i m p l i e d a b d o m i n a l


r e t r action.

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62

d i a p h r a g m be lowe r e d w i t h o u t a je r k a n d t h a t the c h e s t

be slo w l y raised. (A r t of S i n g i n g ^ 10.) In 1901 he told

A n n a Sc h o e n - R e n e , an A m e r i c a n teacher, th a t whi l e the

f o r e g o i n g m e t h o d w as u s e f u l for w o men, "lumbar b r e a t h i n g "

w a s n e c e s s a r y for m a l e s i n g e r s . 92 %n H i n t s on S i n g i n g

this m e t h o d w a s c a l l e d t h o r a c i c o r i n t e r c o s t a l b r e a t h i n g

and w as i n s i s t e d upon for all v oices. It was d e s c r i b e d

as a lateral e x p a n s i o n of the l o w e r r ibs d u r i n g i n h a l a ­

tion. (H i n t s , 4.)

W h a t e v e r the c o n t r a d i c t o r y e v i d e n c e c o n c e r n i n g

physiological l o c a t i o n o f b r e a t h i n g activity, Garcia's

ex e r c i s e s for a c h i e v i n g b r e a t h c o n t r o l in Par t I and

H ints o n S i n g i n g w e r e v i r t u a l l y t he same:

F i r s t . — T h e pupil s hould g e n t l y and s l o w l y i nhale for


a few seconds, as m u c h air as the ch e s t can w e l l
contain.
S e c o n d l y . — A f t e r t a k i n g a d e e p breath, the air s h o u l d
be e x h a l e d again v e r y g e n t l y a n d slowly.
T h i r d l y . — Fill the lungs, a n d k e e p t h e m i n f l a t e d for
t he l o n g e s t p o s s i b l e time. And,
F o u r t h l y . — Ex h a l e c o m p l e t e l y , a nd l e ave the c h e s t
e m p t y as l o n g as t he p h y s i c a l p o w e r s wi l l c o n v e n i e n t l y
allow. (A r t of S i n g i n g , 10.)

In H i nts o n S i n g i n g , h o w ever, t h e e x e r c i s e s o m i t t e d a ny

ref e r e n c e to t h e che s t as a r e p o s i t o r y of i nhaled air:

1. Draw a breath slowly through a very minute opening


of the lips, then e x h a l e freely.
2. B r e a t h e fre e l y and e x h a l e s l o w l y t h r o u g h t he same
small opening.
3. B r e a t h e fre e l y and r e t a i n t h e b r e a t h d u r i n g t e n
seconds or more. (H i n t s , 5.)

92Anna E u g e n i e Sch o e n - R e n e , A m e r i c a ' s M u s i c a l I n ­


heritance: M e m o r i e s a nd R e m i n i s c e n c e s . (New York: G.P.
Putn a m ' s Sons, 1941), 104.

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63

G a r c i a c o n t i n u a l l y u r g e d t h a t b r e a t h i n g should be a free,

e f f i c i e n t process, u n d e r full co n t r o l of the singer;

No pe r s o n s can ever b e c o m e a c c o m p l i s h e d singers,


un t i l they po s s e s s an ent i r e co n t r o l o v e r the
b r e a t h — the v e r y e l e m e n t of sound. (Art of Singing,
10 .)

The l engthy c o l o r a t u r a s and ph r a s e s in t he m u s i c

for w h i c h G a rcia p r e p a r e d his s ingers m i g h t s u g gest th a t

his p e r f o r m e r s had e x t r a o r d i n a r y b r e a t h control. In

Part I, however, he s u g g e s t e d that his e x e r c i s e s be sung

s l o w l y at first w i t h b r e a t h s a f t e r the first n o t e of

e v e r y bar. In s u b s e q u e n t r e p e t i t i o n s , the tempo w as

al l o w e d to g r a d u a l l y i n c r e a s e and b r e a t h s b e c a m e less

frequent. (A r t of S i n g i n g , 13-14.) In p e r f o r m a n c e

si t u a t i o n s he advi s e d b r e a t h s at judic i o u s places: within

l o n g e r notes of passage, b e t w e e n two c o n s e c u t i v e c o n s o n a n t s

w i t h a noise l e s s i n h a l a t i o n t h r o u g h the nose, and d u r i n g a

pe r c u s s i v e att a c k in t he a c c o m p a n i m e n t . (A C o m p l e t e

Treatise, Part I I , 69.) In p e r f o r m i n g in large halls, he

tau g h t his singers to u s e t he b r e a t h for r e i n f o r c i n g t he

v o i c e by sup p l y i n g a c o n t i n u o u s a ir current: "Only a r e g u l a r

a nd su s t a i n e d thr u s t c an set the a ir c o n t a i n e d in a l a rge

h all into m o t i o n and m a k e it r e s o n a t e . " (A C o m p l e t e

Treatise, Part II, 175.)

C o o r d i n a t i o n of t he b r e a t h w i t h p h o n a t i o n w a s an

e v e r - p r e s e n t par t of G a r c i a ' s b r e a t h method. K l e i n fo u n d

t h a t G a r cia's first rule "was e v e r to r e p r e s s the b r e a t h ­

ing p o w e r and b r i n g it i n t o p r o p e r p r o p o r t i o n w i t h the

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
resisting force of the t h r o a t and the lar y n x . "

fo u n d a la c k of c o o r d i n a t i o n to r e sult in t h e sc r o c c o

di v o c e ;, c o u a c or "squawk," w h i c h oc c u r s in t h e c h est

t o nes a b o v e e^ for t e n o r s a n d a n o c t a v e h i g h e r in the

s o p r a n o h e a d voice. If s u p p o r t is n e g l e c t e d f or these

notes, a t the m o m e n t o f p h o n a t i o n , "the p h a r y n x and the

glo t t i s , n a t u r a l l y f o r c e d to c o n t r a c t in o r d e r to p r o d u c e

t h e s e h i g h notes, close completely, and t h e v o i c e stops

s u d d e n l y in o r d e r to r e a p p e a r an in s t a n t l a t e r w i t h an

exaggerated or ridiculous explosion." (A C o m p l e t e

Treatise, P a r t I I , 2 9.) In a l a t e r p a s s a g e h e s u g g e s t ­

ed that, to a v oid the c o u a c o n h i g h notes, t he s i nger

u s e w o r d s w i t h c o n s o n a n t s w h i c h u s e a "light, internal

sound" (i.e. [in'] , [n] , [dj , £b7 ). T h i s a l l o w s the

n o t e to b e at t a c k e d a c c u r a t e l y a n d e f f i c i e n t l y . (A

C o m p l e t e Tr e a t i s e , P a r t II, ,45.) A f u r t h e r c o n c e p t of

c o o r d i n a t i o n w a s that o f t e a c h i n g t he s i n g e r to d i s t i n g u i s h

between the four principal mechanisms, lungs, glottis,

pharynx or velo-pharyngeal mechanism, a nd o r g a n s of

ar t i c u l a t i o n . Successful s i n g e r s w e r e t h o s e w h o cou l d

coordinate these mechanisms in t o o n e c o o p e r a t i v e unit.

(A C o m p l e t e Treatise, P a r t II, 28. )

^^Klein, T h i r t y Y e a r s o f M u s i c a l L i f e in L ondon,
36.

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Attitudes and A p p r o a c h e s in General

W h i l e no d e s c r i p t i o n s o f G a r c i a ' s g eneral a p ­

pro a c h e s a n d t e a c h i n g a t t i t u d e s a p p e a r in his own w r i t ­

ings, pu p i l a c c o u n t s give so m e d e s c r i p t i o n s of t h ese

factors. S t e r l i n g M a c k i n l a y 's b i o g r a p h y , Garcia ; T he

C e n t e n a r i a n a nd His T i m e s , is one o f the few sour c e s of

this type of m a t e r i a l . F o r G arcia, B a t t a i l l e , Mar c h e s i ,

and Stock h a u s e n , t h e s e g e n e r a l a r e a s te n d to emp h a s i z e

the l e ngth o f v o i c e st u d y e x p e c t e d o f the pupil, l e s s o n

a r rangements, and g e n e r a l p r o c e d u r e s a nd p r i o r i t i e s in

the t r a i n i n g o f voices.

S i n g i n g s t u d e n t s of t h e e a r l y n i n e t e e n t h c e n t u r y

w e r e e x p e c t e d to s p e n d y e a r s in c a r e f u l , methodical p r e ­

paration. Manuel Garcia readily concurred. V o i c e tea c h e r s

of his g e n e r a t i o n a nd b e f o r e t a u g h t m u s i c i a n s h i p as w e l l

as singing t e c h n i q u e in m e t h o d i c a l a n d o f t e n t i r esome

doses. Garcia's father, his o n l y t e a cher, f o s tered the

Italian a t t i t u d e that "months, i n d e e d years, wou l d be

spent in the p r a c t i c e o f s i m p l e solfe g g i , to be f o l l o w e d

by e x e rcises in r h y t h m a nd stu d i e s f o r i n t o nation

All e x e r cises w e r e d e s i g n e d to p r e p a r e the student for

pe r f o r m a n c e o f bel c a n t o song. G a r c i a p r e f e r r e d to h a v e

his students p r o g r e s s from exercises in t o simple I t a l i a n

arias, b y p a s s i n g the m o r e e x t e n d e d v o c a l i s e s o f ten u s e d by

^'^ackinlay, 27.

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66

te a c h e r s o f his g e n e r a t i o n . I n H ints on S i n g ing, ex­

e r cises w e r e p r o v i d e d w h i c h w e r e p r e p a r a t o r y for the bel

canto aria.

G a r c i a t a u g h t his students o n l y on a p r i v a t e b asis

and p r o v i d e d h i s o w n p i a n o a c c o m p a n i m e n t s . ^ ’^ H i s lesson

sched u l e wa s relentless and o f t e n n o t w e l l - m a n a g e d .

Stude n t s f r e q u e n t l y had to w a i t long i n t e r v a l s for a

lesson, o n l y to b e told b y t heir teac h e r late in the day,

"I am tired, child r e n ; I will see y o u t o m o r r o w . " ^ 8

his s e v e n t i e s G a r c i a wa s still t e a c h i n g f r o m m o r n i n g until

n ight w i t h l i t t l e o p p o r t u n i t y for rest.

Garcia was fo r t h r i g h t in his e v a l u a t i o n s of singers.

F o l l o w i n g the a u d i t i o n o f p r o s p e c t i v e students, he gave

his i m m e d i a t e o p i n i o n c o n c e r n i n g their q u a l i f i c a t i o n s by

sending p r o s p e c t i v e s t udents to c o m p e t e n t p h y s i c i a n s for

a full m e d i c a l exami n a t i o n .

Garcia's fi r s t less o n for a n e w s t u d e n t b e g a n w i t h a

careful e x p l a n a t i o n of p r o p e r v o i c e p r o d u c t i o n for singing.

This e x p l a n a t i o n i n c l u d e d breathing, phon a t i o n , resonance,

^ ^ I b i d . , 289.

^^See p. 28-29.

^ ^ M a c k i n l a y , 241.

99i
^Ibid., 239.

lO&T
°Ibid., 114.

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a n d d iction. He t h e n e m p h a s i z e d tha t the stud e n t m u s t

u n d e r s t a n d th e s e p r i n c i p l e s and learn h o w to cont r o l and

c a l c u l a t e t h e i r use. He told them,

. . . r e m e m b e r t h a t w e mus t h ave the k n o w l e d g e to


g u i d e the e m i s s i o n of the vo i c e w i t h o u r brains.
W h e n the tone h a s onc e been emit t e d it is too late
to c o r r e c t a fault. W e m u s t be a w a r e b e f o r e h a n d
e x a c t l y w h a t w e are g o i n g to do. W e m u s t k n o w wha t
is r i g h t and h o w to do it. T h a t is the secret.

F o l l o w i n g the ex p l a n a t i o n s , s u s t a i n e d - t o n e exerc i s e s w i t h

a n e m p h a s i s on p r o p e r b r e a t h i n g w e r e used. W h e n the

pupil c o u l d sing a sc a l e in the m i d d l e of the vo c a l r ange

s l o w l y and w i t h c ontrol, he w as r e a d y f o r m o r e a d v a n c e d

exercises. T h e s e e x e r c i s e s then c o n s t i t u t e d the sole

material for vo c a l s t u d y for a c o n s i d e r a b l e p e r i o d of

t i m e .102 E v e n w i t h m o r e a d v a n c e d students, G a r c i a r e lied

on s i m i l a r a p p r oaches. Antoinette Sterling (1850-1904),

a co n t r a l t o , came to G a r c i a from s tudy w i t h M a t h i l d e

Marchesi in Cologne. In thi s case, b o t h p upil an d t e acher

m u t u a l l y f ound that c o n c e n t r a t e d w o r k on e x e r c i s e s in the

m e d i u m of the v o i c e w a s the m o s t s a t i s f a c t o r y p r o c e d u r e

f or a n u m b e r of m o n t h s .103

E x e r c i s e s he l o o k e d o n as the f o u n d a t i o n of all good


singing. The s e w o u l d take the form of s u s t a i n e d and

l ^ ^ Mackinlay, 284.

^ ° ^ I b i d . , 284-285.

l°^Ibid., 219-221.

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68

s w e l l e d notes, scales, p a s sages of c o m b i n e d intervals,


a r p e ggios, chromatics, and shakes. The a c q u i r e m e n t
of a g i l i t y in execution, he used to say, r e q u i r e d at
l e ast two years' study, the r e s u l t b e i n g th a t the
v o ice b e c a m e flexible, e ven m e l l o w and s t r o n g . ^

D isciplined, t h o r o u g h wo r k on the a t t a i n m e n t of the ev e n

vocal s c ale and f l e x i b i l i t y was b a s i c to G a r c i a ' s m e t h o d

and was a f u n d a m e n t a l part of the t e a c h i n g of Battaille,

Marchesi, a nd S t o c k h a u s e n as w e l l . O t h e r areas of s i m i l a r i ­

ty and c o n t r a s t are indic a t e d in the f o l l o w i n g chapters.

In g eneral, Garcia's basic a t t i t u d e t o w a r d vocal

t ra i n i n g w as a l ways to pr o m o t e f r e e d o m in all a spects of

singing. He a lways insisted upon the t e r m "emission"

rather tha n " p r o d u c t i o n , " and p u pils w h o u s e d the latter

term q u i c k l y l e a r n e d their teach e r ' s attitude :

M o n Dieu! H o w c an you p r o d u c e a v o ice? Can you


sh o w it to me and say, "See, he r e it is. Ex a m i n e
it?" Non! Can y o u pour it out like m o l t e n lead
into the sand? Non! There is no such th i n g as
voice-production. Perhaps you m e a n v o i c e - e m i s s i o n .
Y ou do? Eh, Bien! Then say so, p l e a s e . 105

While his r e c o r d for im p r o v i n g f a ulty vocal inst r u m e n t s

w as good, G a r c i a w o u l d not ac c e p t an i n o r d i n a t e a m o u n t of

cr edit for the co n t r o l a teacher has o v e r vo c a l training.

He r e g a r d e d h i m s e l f on l y as a guide:

Do n o t b e a f r a i d to face a difficulty. M a k e up y o u r
m i n d to c o n q u e r it. I o n l y d i r e c t you. If y o u do a
thi n g badly, it is y our fault, n o t mine. If you do
it well, all p r a i s e to you, not to me. I sh o w pupils
h o w to sing, and the p roper way to study.

104j
^ I b i d . , 289.

105,
^Ibid., 250.

106^
"Ibid., 287.

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III. T HE R E S E A R C H A N D T E A C H I N G P R I N C I P L E S
OF B A T T A I L L E

Biographical Material

C h a r l e s B a t t a i l l e is r a r e l y m e n t i o n e d in c u r r e n t

w o r k s on s i n g i n g an d v o c a l peda g o g y . However, his c o n ­

t r i b u t i o n s wer e e x t r e m e l y i m p o r t a n t to w r i t e r s wh o d e s c r i b ­

ed n i n e t e e n t h - c e n t u r y a r tists. S t e r l i n g M a c k i n l a y lists

h i m a m o n g t hose who were, in his opinion, the most o u tstand­

ing G a r c i a students; M a t h i l d e M a r c h e s i and J u l i u s S t o c k h a u s ­

en w e r e also na m e d o n this l i s t . ^ The Grove's Dictionary

m a t e r i a l c o n c e r n i n g B a t t a i l l e a p p e a r s to be la r g e l y b a s e d

on tha t in M a c k i n l a y 's b o o k .^ Two F r e n c h d i c t i o n a r i e s

c o n t e m p o r a r y w i t h B a t t a i l l e 's time a s c r i b e a gre a t dea l of

s i g n i f i c a n c e to his p e r f o r m a n c e , research, a n d teaching.

Th e s e are the p r i n c i p a l b i o g r a p h i c a l sour c e s on B a t t a i l l e .^

B a t t a i l l e wa s b o r n of a p h y s i c i a n f a t h e r in N a n t e s

o n S e p t e m b e r 30, 1822. Du e to his f a t h e r ' s i n f l u e n c e he

^G r o v e ' s D i c t i o n a r y of M u s i c and M u s i c i a n s , 5th e d . ,


s.v. "Battaille, C h a r l e s A m a b l e , " b y G u s t a v e Ferrari.

^G r a n d d i c t i o n n a i r e u n i v e r s e l d u X I X s i è c l e , 1 8 6 6 -
1890 ed.^ s.v. "Battaille, C h a r l e s A m a b l e ; " La Gra n d
e ncyclo p é d i e ; i n v e n t a i r e r a i s o n n e des sciences, des
l ett r e s et d e s a r t s , £ 1 8 8 5 - 1 9 0 1 ed. J , s.v. "Battaille,
Ch a r l e s A m a b l e . "

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stud i e d m e d i c i n e in N antes for fiv e y e a r s and w a s a

d e m o n s t r a t o r in a n a t o m y for four y e a r s t h e r e a f t e r . ^

A t this p o i n t r e f e r e n c e s are c o n t r a d i c t o r y . O n e s o urce

s tat e s t h a t B a t t a i l l e r e c e i v e d his d o c t o r a t e and b e g a n

m e d i c a l p r a c t i c e in his home t o w n . ^ A n o t h e r s t ates

that, a f t e r the f our years as d e m o n s t r a t o r of a n a t o m y ,

h e r e c e i v e d the B a c h e l o r of S c i e n c e at C a e n and p a s s e d

t he fir s t four ex a m i n a t i o n s for h i s d o c t o r a t e in Par i s

b e f o r e l e a v i n g the field of m e d i c i n e . ^ M a c k i n l a y adds

to the c o n f u s i o n b y stating that B a t t a i l l e e a r n e d his

li v i n g as a d o c t o r of m e d i c i n e w h i l e s t u d y i n g v o i c e in

Paris.^ B a t t a i l l e b egan s t u d y w i t h Ga r c i a at the C o n ­

s e r v a t o r y in 1844. Three y e a r s l a t e r he c o m p l e t e d his

s tudy w i t h the C o n s e r v a t o r y ' s f i r s t p r i z e awar d s in song,

o pera, a n d o p e r a - c o m i g u e .^ He was engaged almost i m ­

m e d i a t e l y b y the O p e r a -Comi q u e a n d m a d e his d e b u t J u n e 22,

1848 as S u l p i c e in D o n i z e t t i ' s La fi g l i a de l r e g g i m e n t o .^

^ G r a n d d i c t i o n n a i r e u n i v e r s e l.

^L a G r a n d e n c y c l o p é d i e .

^G r a n d d i c t i o n n a i r e u n i v e r s e l .

^Macki n l a y , 160.

^L a Gr a n d e n c y c l o p é d i e .

^ G r a n d d i c t i o n n a i r e un i v e r s e l .

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71

P o l i t i c a l p r o b l e m s d e l a y e d s u b s e q u e n t performances. In

fact, B a t t a i l l e ' s d e b u t d a t e w a s m a r k e d b y an i n s u r r e c ­

tion. B a t t a i l l e joined the g u a r d to que l l the insurgents,

f o u g h t all afternoon, and m a d e his d e b u t that evening.

By the end of the y e a r B a t t a i l l e h a d been c h osen

b y H a l e v y to p o r t r a y J a c q u e s S i n c e r e in his Val d ' A n d o r r e .

O v e r the n e x t nin e y e a r s he w a s d e s t i n e d to create

e l e v e n m o r e le a d i n g roles: D o n B e l f l o r in Adam ' s T o r e a d o r ,

184 9; A t a l m u c k in H a l e v y ' s L a F e e au x r o s e s , 1849; F a l -

s t a f f in Thomas' S onge d ' u n e n u i t d ' e t e , 1850; M a theus

C l a e s in G r i s a r ' s C a r i l l o n n e u r de B r u g e s , 1852; G a i l l a r d

in Rebe r ' s Le P e r e g a i l l a r d , 1852; T o r r i d o in A u ber's

M a r c o S p a d a , 1852; Pete r s in M e y e r b e e r ' s 1 'Etoile du

n o r d , 1854; the com m a n d e r in T h omas' La C o u r de C e l i m è n e ,

1855; Ge d e o n in A d a m ' s H o u z a r d de B e r c h i n y , 1855; and

G i l b e r t in H a l e v y ' s V a l e n t i n e d ' A u b i n g n y , 1 8 5 6 Other

rol e s w h i c h B a t t a i l l e c r e a t e d or p e r f o r m e d b oth at the

O p e r a C o m i q u e an d at t he T h e a t r e L y r i q u e w e r e Osmin in

M o z a r t ' s Die Entfiihrung aus d e m S e r a i l ; R o s k o w in

H a l e v y 's La D a m e de p i q u e ; N i c o l a s in M a s s e ' s Les Sais o n s ;

L 'O p e r a - C o m i q u e : 1840-1887, 2 vols. (Paris: F l ammarion,


1892, 1893), 1:181.

a n d th e i r o r i g i n a l c asts m a y b e f o u n d in F e l i x Cle m e n t
an d P i e r r e Larou s s e , D i c t i o n n a i r e d e s o p e r a s (Paris:
La r ousse, 1857).

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o p e r a t i c roles w a s t h a t of R o c c o in B e e t h o v e n ' s F i d e l i o

in 1860. P a u l i n e V i a r d o t - G a r c i a s a n g the role of L e o n o r e

in this series.

B a t t a i l l e ' s voice, a b a s s o - p r o f u n d o , was d esigna­

ted as "a m a r v e l o u s i n s t r u m e n t w i t h a tr u l y e x c e p t i o n a l

d e p t h . H e wa s a c c l a i m e d for his a b i l i t y as a d r a m a t i c

ac t o r w h o co u l d p o r t r a y b o t h b u f f o a nd mor e serious ro l e s

w i t h g r e a t facility. T he H i s t o i r e de 1 'Opera-C o m i q u e

named him "an i n c o m p a r a b l e m a g i c i a n w h o had every t h i n g ,

the v oice, the p h ysique, and t h e endurance.

B a t t a i l l e be g a n te a c h i n g at the C o n s e r v a t o r y in

1851 a n d c o n t i n u e d to do so w h i l e he p u r s u e d his s i n g i n g

career. In 1857, w h a t is onl y g e n e r a l l y d e s c r i b e d as "a

se r ious d i s e a s e of the larynx" f o r c e d his r e t i r e m e n t

fr o m the stage. In 1860 he r e t u r n e d in several of the

ab o v e roles, b u t by 1861 he h a d p e r m a n e n t l y r e t i r e d for

t he p u r p o s e s of t e a c h i n g and res e a r c h .

Du r i n g t he n e x t nin e y e a r s B a t t a i l l e p u b l i s h e d the

r e s u l t s o f his r e s e a r c h and his t e a c h i n g method. He w a s

encyclopédie.

^^Clement, 288,

writer.

15'La G r a n d e n c y c l o p é d i e .

^^Soubies, 197. T r a n s l a t e d by t h e wr i t e r .

^^L a G r a n d e n c y c l o p e d i a .

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
73

a w a r d e d s e veral f o reign d e c o rations for his c o n t r i b u t i o n s

to the p e r f o r m i n g arts and for his r e s e a r c h and teaching.

F o r his r e s e a r c h in p h o n a t i o n he r e c e i v e d a p h y s i o l o g y p r i z e

f r o m the F r e n c h A c a d e m y of Sciences.

In 1870 he a g a i n b e came i nvolved in p o l i t i c a l

issues. He was n a m e d s o u s - p r e f e c t d ' A n c e n i s and w as

c h a r g e d w i t h the r e s p o n s i b i l i t y of o r g a n i z i n g and a r m i n g

local t r o o p s . H e d i e d Ma y 2, 1872.^0

B a t t a i l l e 's Pu b l i c a t i o n s

Batta i l l e had i n t e n d e d to p u b l i s h a c o m p l e t e w o r k

o n voi c e c o m p r i s i n g s e v e n v o lumes an d e n t i t l e d De

1' e n s e i g n e m e n t du c h a n t . Only the fir s t two volu m e s w e r e

ev e r published, b u t the b a c k flyleaf of the s econd v o l u m e

gave the m a s t e r p l a n for the work:

I. Nouvelles re c h e r c h e s sur la p h o n a t i o n (1861)

II. De la p h y s i o l o g i e a p p l i q u é e a 1 'etude du

m é c a n i s m e v ocal (1863)

III. De la r e s p i r a t i o n che z les c h a n t e u r s

18,Grand d i c t i o n n a i r e u n i v e r s e l .

^La Gra n d e n c y c l o p é d i e .

phonation (Paris: V i c t o r M a s s o n and Sons, 1861).

vol. 2, De la p h y s i o l o g y a p p liquée a 1 * e tude du m é c a n i s m e


v o c a l (Paris: V i c t o r M a s s o n an d Sons, 1863).

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
IV. Du iTiecanism vo c a l

V. Du style et de l ' e s t h e t i q u e dans le c h a n t

VI. T r a i t é d e s m a l a d i e s de la v o i x chez les

ch a n t e u r s et les o r a t e u r s

VII. De 1 'hygiène de la v o i x au t h éâtre

A c c o r d i n g to the foreword, Nouvelles recherches

w a s d e s i g n e d to be a d e t a i l e d r e p o r t on the r e s u l t s of

B a t t a i l l e ' s r e s e a r c h on the s i n g i n g voice. His e x p e r i ­

me n t s wer e c o n d u c t e d u p o n h i m s e l f an d u pon his s t u d e n t s

w i t h the ai d of his " a u t o l a r y n g o s c o p e , " a v e r s i o n of

Gar c i a ' s l a r y n g o s c o p e w h i c h u t i l i z e d a lan t e r n a n d p r o v i d ­

ed an a d d i t i o n a l m i r r o r to c o r r e c t t h e i n v e r t e d image.

(See Fi g u r e 3)- Battaille's f o r e w o r d also g ives d u e

cr e d i t to M a n u e l Garc i a , w h o "laid t h e f o u n d a t i o n s of a

r atio n a l and p r e c i s e t h e o r y b a s e d o n p hysiology.

Nouvelles recherches c o n s i s t e d of t hree parts:

Par t I, "Anatomy," e x a m i n e d in d e t a i l the l a r y n g e a l parts

as rev e a l e d in s t e p - b y - s t e p d i s s ection; P a r t II,

" Laryngoscopy," d e s c r i b e d l a r y n g e a l m o v e m e n t s and r e s u l t ­

ant vocal s ound as o b s e r v e d w i t h the l a r y n goscope; Part

III, "Physiology," d e a l t w i t h the p r e c i s e f u n c t i o n of

laryngeal p a r t s in the a c t of singing.

Ba t t aille, N o u v e l l e s r e c h e r c h e s , vi. Translated


by the writer.

^^Ibid, vii.

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M

3L

2 . h.ûïlcu> Cy
bh hùUùuj cotJe.s
ce' h'>coAlvex CeA/se$.
c2 f lait mirror-
g Likrtffi/^ltsX m i r r o r

F I G U R E 3: B A T T A I L L E ' S A U T O L A R Y N G O S C O P E . From Nouvelles


r e c h e r c h e s , fron t i s p i e c e .

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Nouvelles recherches presumed a thorough u n d e r ­

s t anding o f a n a t o m y a nd p h y s i o l o g y on the p a r t o f the

reader. G a r c i a ' s M é m o i r e and "Observations" w e r e im­

p r e s s i v e f o r their findings, but w e r e not n e a r l y as d e ­

tailed or t h o r o u g h as B a t t a i l l e 's research. While some

of B a t t a i l l e 's c o n c l u s i o n s were i n a c c u r a t e , his p r e s e n t a ­

tion of s u c h an a b u n d a n c e of det a i l e d p h y s i o l o g i c a l

mat e r i a l in re g a r d to the singing v o i c e m u s t s u r e l y be a

co n t r i b u t i o n of some p r o p o r t i o n w h i c h has l a r g e l y b e e n

overlooked in re c e n t years.

B a t t a i l l e ' s e x t r a c t of N o u v e l l e r e c h e r c h e s a p p e a r e d

in the C o m p t e s r e n d u s of the F r e n c h A c a d e m y of S c i e n c e s

shortly a f t e r p u b l i c a t i o n of the c o m p l e t e w o r k .^^ It

summar i z e d th e p o r t i o n s of the c o m p l e t e w o r k w h i c h its

author fel t w e r e the m o s t s i g n i f i c a n t and o r i g i n a l

c o n t r i b u t i o n s to resea rch. The C o m p t e s rend u s of 1863

co n tained a s t a t e m e n t of prai s e for B a t t a i l l e ' s r e s e a r c h

and c o n t ributions;

Th e c o m m i s s i o n a c cords a v e r y h o n o r a b l e d i s t i n c ­
tion to Mr. B a t t aille, p r o f e s s o r at the C o n s e r v a t o r y
of M usic, for his p h y s i o l o g i c a l an d a n a t o m i c a l r e ­
sear c h o n the h u m a n voice. W i t h the a i d of a l a r y n ­
goscope, this o b s e r v e r has c a r e f u l l y stud i e d t h e m o d i ­
ficat i o n s w h i c h o c c u r at the lips of th e g l o t t i s in
the p r o d u c t i o n o f the c hest v o i c e an d h e a d vo i c e , and

^Charles Battaille, "Nouvelles r e c h e r c h e s su r la


p h o n a t i o n , " (extract b y the author). C o m p t e s r e n d u s 52
(1861), 716-722. A t r a n s l a t i o n of this e x t r a c t is p r o v i d e d
in App e n d i x II, p. 254.

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has thus c o n t r i b u t e d to the a d v a n c e m e n t of o ur k n o w ­
ledge of t h e th e o r y of voice.

T h e s e c o n d p a r t of De 1'e n s e i g n e m e n t du c h a n t .

De la p h y s i o l o g i e appli q u é e a 1 'etude du m é c a n i s m e v o c a l ,

was s u b m i t t e d for a p p roval to the A c a d é m i e des Beau x - A r t s

on Jun e 27, 1863. Curiously, the c o m m i t t e e o n m u sical

composition was ch o s e n to examine the work. Thi s c o m mittee

n u m b e r e d a m o n g its c o n s t i t u e n t s Auber, Thomas, Reber, and

potential basis for the justi f i c a t i o n and s y s t e m a t i z a t i o n

of the d i v e r s e t e a c h i n g theories of the t i m e .

In the f i r s t c h apter of this v o lume, Batt a i l l e

stated his i n t e n t i o n to

b r i n g the t e a c h i n g of singing b a c k to some pre c i s e


formulae, to c e r t a i n pro f o u n d rul e s b a s e d o n anatomical
and p h y s i o l o g i c a l fact, in such a w a y tha t he n c e f o r t h
this o r i g i n a l b r a n c h of lyric art m a y n o t be e x ­
p l o i t e d b y ignorance, routine habit, and c h a r l a t a n i s m
w i t h o u t r e t r i b u t i o n .^^

In this i n t r o d u c t o r y c h a p t e r he furt h e r o b j e c t e d to the

p r e v a l e n t p h i l o s o p h y of vocal teach i n g b y i m i t a t i o n and

expressed a hope that the vol u m e ' s f i n d i n g s w o u l d be

^ ^C o m p t e s rendus 57 (1862), 1050. T r a n s l a t e d by


the writer.

^^ A p o s s i b l e r e a s o n for this c h o i c e o f comm i t t e e s


m a y res t in the c o m m i t t e e personnel. Auber, Thomas, and
Re b e r had b e e n r a t h e r c l o s e l y i n v olved w i t h B a t a i l l e 's
s inging career, e a c h of them ha v i n g c h o s e n h i m to c reate
roles in the i r operas.

^^B a t t a i l l e , De la physiology, v-viii.

^ ^ I b i d . , 1. T r a n s l a t e d by the writer.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
accep t e d as a "practical c r i t e r i o n w h i c h w i l l ser v e as a

s ound b asis for p e d a g o g i c a l t h e o r y and a p p r o a c h . A

t able of a n a t o m i c a l d e f i n i t i o n s a n d a v e r y c a r eful, rudi­

m e n t a r y a p p r o a c h to t e r m i n o l o g y e x e m p l i f i e d B a t t a i l l e ' s

i n t e n t i o n of r e a c h i n g the w o r l d of s i nging as w e l l as the

w o r l d of s c ience w i t h this book. In f a c t , his c l o s i n g

c h a p t e r r e l a t e d a d e s i r e to c l a r i f y for sing e r s t h e

p h y s i o l o g i c a l p r i n c i p l e s of N o u v e l l e s r e c h e r c h e s an d

a p p l y them to their a r t .

If the second v o l u m e of De 1 ' e n s e i g n e m e n t d u c hant

wa s a re s u l t of B a t t a i l l e 's r e s e a r c h as d e l i n e a t e d in the

f ir s t volume, it als o s tood alo n e as a t e a c h i n g m e thod.

It t r eated a ga m u t of topi c s fro m t he p o i n t s of v i e w of

p h i l o s o p h y and metho d o l o g y : a p p l i c a t i o n of p h y s i o l o g i c a l

l aws to singing; the n e c e s s i t y of voc a l ex e r c i s e , the

fusi o n of registers; the m e c h a n i s m of the t r i l l ; r e s ­

piration; a n d the p h y s i o l o g i c a l d e t e r m i n a n t s of v o i c e

quality. T h r o u g h o u t the w o r k are f ound t e a c h i n g c o n c e p t s

w hich were generally consistent wi t h Garcia's principles

a nd w h i c h w e r e s u p p o r t e d by B a t t a i l l e ' s res e a r c h . The

volume contained very few vocalises. I nstead, it d e v o t e d

m u c h t e xtual de t a i l to m e t h o d o l o g y .

^ ^ I b i d . , 2-3. T r a n s l a t e d b y the writ e r .

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Ba t t a i l l e 's _ R e s e a r ch

N o u v e l l e s r e c h e r c hes c o n t a i n s the bulk of

B a t t a i l l e 's c o n t r i b u t i o n s to k n o w l e d g e c o n c e r n i n g voc a l

p ro d u c t i o n . The are a s in w h i c h he c o n c e n t r a t e d his r e ­

sear c h w e r e th o s e w h i c h h a v e the m o s t imp l i c a t i o n s for

the s i n g i n g mech a n i s m : phonation, registr a t i o n , r e sonance,

and respir a t i o n . An additional area inc l u d e d o b s e r v a t i o n

o f the l a r y n x d u r i n g e x e c u t i o n o f the trill a n d the m e s s a

v oc e o r son f i l e . B a t t a i l l e c o m p i l e d his findi n g s

u n d e r t h e h e a d i n g s of t h r e e p h y s i o l o g i c a l c i r c u m s t a n c e s

w h i c h he found w e r e n e c e s s a r y for p h o n a t i o n to take place:

"the t e n s i o n of the voc a l folds, the p o s t e r i o r o c c l u s i o n

o f the glottis, an d the c u r r e n t o f p h o n a t o r y a i r .

A f t e r d e l i n e a t i n g his o b s e r v a t i o n s of c o o r d i n a t ­

ing m o v e m e n t s an d t e n s i o n s b e t w e e n speci f i c m u s c l e s and

cartilages, B a t t a i l l e set f o r t h the f o l l o w i n g f acts c o n ­

cer n i n g t e n s i o n o f the v o c a l folds;

1. T h e vo c a l folds a r e s t r e t c h e d in l e n g t h and in'


width.
2. L o n g i t u d i n a l t e n s i o n a n d e x t e r n a l l a teral t e n s i o n
o r v e n t r i c u l a r t e n s i o n a r e alwa y s p resent. Inter­
nal late r a l t e n s i o n or s u b - g l o t t a l t e n s i o n m a y

b y the writer. B a t t a i l l e 's p h r a s e is 2^ t e n s i o n dej^


ligam e n t s v o c a u x . However, it is a p p a r e n t fro m hFs d e s ­
c r i p t i o n s of g l o t t a l m o v e m e n t s d u r i n g p h o n a t i o n t hat he
was r e f e r r i n g to th e v o c a l folds in the i r entirety.
B a t t a i l l e 's r e f e r e n c e s to les l i g a m e n t s v o c a u x w i l l
h e n c e f o r t h be i n t e r p r e t e d to i n d i c a t e the v o c a l folds.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
d i s a p p e a r in the fal s e t t o register.
3. T o t a l o r p a r t i a l t e n s i o n pl a c e s the f olds in a
s t a t e of v i bration.
4. S i n c e it m a y b e i n c r e a s e d or d e c r e a s e d b y p e r c e p ­
t i b l e gradat i o n s , (this tension) p e r m i t s the folds
to e n g e n d e r all the pi t c h e s of the h u m a n voice,
f r o m low to high, and r e c iprocally.
5. W h i l e i n c r e a s i n g an d d e c r easing, (this tension)
m ay, for its p a r t , c o m p e n s a t e the effe c t s of i n ­
t e n s i t y or w e a k n e s s of the air c u r r e n t and perm i t
the i n c r e a s e o r d e c r e a s e of the force of s ound on
e a c h d e gree of t he v o c a l scale.

In r e g a r d to p o s t e r i o r c l o s u r e of the g lottis,

Battaille fo u n d tha t t h e a m o u n t of this o c c l u s i o n m a y

be v a r i a b l e a n d he set f o r t h thi s factor's i m p l i c a t i o n s

for p i t c h and r e g i s t e r as follows;

1. T h e gl o t t i s m a y be c l o s e d in the rear in all its


intercartilaginous p o r t i o n and in a c e r t a i n area
o f its i n t e r l i g a m e n t o u s portion.
2. T h i s o c c l u s i o n m a y g r a d u a l l y i n c r e a s e or decrease.
3. It e x p a n d s or le s s e n s the a rea of the v i b r a t i n g
s u r f a c e and t h e r e b y co i n c i d e s w i t h the p r o d u c t i o n
o f l o w or h i g h pitches.
4. B y i n c r e a s i n g a n d decr e a s i n g , it may, for its part,
c o m p e n s a t e the e f f e c t s o f str e n g t h or w e a k n e s s of
a i r c u r r e n t a n d a l l o w the i n c r e a s e or d e c r e a s e

high are p r o d u c e d by c o o r d i n a t i o n of t h e cr i c o t h y r o i d ,
t h y r o a r y t e n o i d , and p o s t e r i o r c r i c o a r y t e n o i d musc l e s .
This a c t i o n a f f e c t s t h e mass, length, and t e n s i o n of the
vo cal folds. See Zemlin, 185-188. B a t t a i l l e 's ex a c t
m e a n i n g c o n c e r n i n g v e n t r i c u l a r t e n s i o n and s u b g l o t t a l
t e nsion is unclear.

^'^According to t h e m y o e l a s t i c - a e r o d y n a m i c t h e o r y
of v ocal produc t i o n , t he voc a l folds a re set int o v i b r a t i o n
by the air s t r e a m from the lungs and the t rachea, n o t b y
te nsion in the folds themse l v e s . Thi s t h e o r y is w e l l -
sup p o r t e d b y research. See Zemlin, 213, and W i l l i a m
Vennard, S inging: The M e c h a n i s m a n d the T e c h n i c , rev. ed.
(New York: C a r l Fischer', Inc., 1967) , 56-57, 240.

^ ^ B a t taille, N o u v e l l e r e c h e r c h e s , 95. Translated


by the w r iter.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
of i n t e n s i t y of sound on e a c h d e g r e e o f the v o c a l

5. The p r o g r e s s i v e a f f r o n t i n g of t h e a r y t e n o i d s m a y
s om e t i m e s o c c u r to the e x t e n t o f the i n f e r i o r
t h ird o f t he i n t ernal a r y t e n o i d surfa c e s , w h i c h
ha p p e n s in the c h e s t r egister, a n d s o m e t i m e s to
the e x t e n t of t he s u p e r i o r t w o - t h i r d s o f t h ese
surfaces, as h a p p e n s in f a l s e t t o regis t e r .

In d i s c u s s i n g the third r e q u i r e m e n t f or v o i c e p r o ­

duction, c u r r e n t of p h o n a t o r y air, B a t t a i l l e c l e a r l y set

forth his b e l i e f t h a t vo c a l sound is t h e r e s u l t of a ir

p r e ssure a c t i n g a g a i n s t the v o c a l l i g a m e n t s a n d that p i t ­

ches are d e r i v e d b y m u s c u l a r t e n s i o n w h i c h is c o o r d i n a t e d

w i t h var y i n g a m o u n t s of air p r e s s u r e . H is findings for

this r e q u i r e m e n t w e r e as follows :

1. The p a s s a g e o f an air c u r r e n t w h i c h p o s s e s s e s a
d e s i r e d i n t e n s i t y a nd w h i c h e n c o u n t e r s the v o c a l
l igam e n t s w h i c h are a p p r o x i m a t e d and t e n s e d
causes t h e m to e n t e r in t o v i b r a t i o n .
2. The i n c r e a s e in i n t e n s i t y of t h e a i r c u r r e n t m a y
c o i n c i d e w i t h the e l e v a t i o n o f p i t c h w h i c h is
due to t he t e n s i o n of t h e l i g a m e n t s .
3. For the s ame pitch, the i n c r e a s e in i n t e n s i t y of
the air c u r r e n t causes a w e a k e r t e n s i o n o f the
l igam e n t s a nd a g r e a t e r o p e n i n g o f t h e gl o t t i s
in the rear.

Ibid., 90, 98. T r a n s l a t e d by t h e w r i t e r . In


c u rrent r e s e a r c h on the falsetto, t he v o c a l fo l d s have
bee n noted to m o v e to a p a r a m e d i a n p o s i t i o n f r o m a m e d i a n
p o s ition as a r e s u l t of v e r y h i g h a c t i v i t y o f t h e c r i c o ­
thyroid and p o s t e r i o r c r i c o a r y t e n o i d m u s c l e s . The action
of the aryte n o i d s i n th e s e m o v e m e n t s w o u l d a p p e a r to
c o n t radict B a t t a i l l e 's o b s e r v a t i o n s . S e e Zemlin, 194, a nd
Thomas G a y et a l ., " E l e c t r o m y o g r a p h y o f t h e I n t r i n s i c
Laryngeal M u s c l e s d u r i n g P h o n a t i o n , " T h e A n n a l s o f O t o l o g y,
Rhinology, and L a r y n g o l o g y 81 (1972), 406.

^^Curiously, B a t t a i l l e a p p e a r s t o c o n t r a d i c t his
o wn theory that t he folds are set into v i b r a t i o n by t h e i r
o wn tension. (See p. 80.) In r e g a r d to t he e f f e c t of
subglottal p r e s s u r e on p i t c h - c h a n g e , o n l y a n e g l i g i b l e
rise in p i t c h has b e e n fou n d to o c c u r w i t h l a r y n g e a l
tension held constant. See Zemlin, 190.

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4, S t r e t c h e d in all d irections, the lig a m e n t s
v i b r a t e in the m a n n e r of m e m b r a n e s s t r e t c h e d
in l ike manner.
5. T h e i n t e n s i t y of the sound a n d the a m p l i t u d e of
the v i b r a t i o n s are in dir e c t p r o p o r t i o n to the
i n t e n s i t y o f the a ir current.

B a t t a i l l e a p p l i e d his find i n g s to the s i n g i n g

voice, p a r t i c u l a r l y in r e g a r d to h is t w o - r e g i s t e r theory,

t h r o u g h o u t b o t h v o l u m e s of De 1'e n se i g n e m e n t du c h a n t .

T h ese a p p l i c a t i o n s a re trea t e d in m o r e d e t a i l in the n e x t

section of thi s project.

A l t h o u g h s o m e w h a t i n a c c u r a t e a n d inc o m p l e t e , t he

am ount of a n a t o m y a nd p h y s i o l o g y B a t t a i l l e w a s a b l e to

observe, conceptualize, and a p p l y to the f i eld of s i n g i n g

is i m pressive. W h i l e his c o n t e m p o r a r i e s i n v e s t i g a t e d the

h u man v o i c e w i t h r e g a r d to phon a t i o n , r e gisters, and

q u a l i t i e s at length, few r e s e a r c h e r s so c l o s e l y i n t e g r a t ­

ed d i s s e c t i o n a n d l a r y n g o s c o p i c o b s e r v a t i o n w i t h the st u d y

of the s i n g i n g voice.

^ ^ B a t t a i l l e , N o u v e l l e s r e c h e r c h e s , 83, 98-99.
T r a n s l a t e d b y t h e writer. Current research contradicts
the theo r i e s c o n t a i n e d in p o i n t s 3 a n d 5 above. Contrary
to p o i n t 3 above, it has b e e n p r o v e n tha t v o cal i n t e n s i t y
m a y be r a i s e d b y in c r e a s i n g the air f l o w w i t h c o n s t a n t
v o c a l - f o l d r e s i s t a n c e , and / o r by i n c r e a s i n g v o c a l - f o l d
r e s i s t a n c e w h i l e m a i n t a i n i n g c o n s t a n t a ir flow. The
the o r y in p o i n t 5, w h i l e c o n s i s t e n t w i t h a t h e o r y
p o s t u l a t e d b y M e r k e l in 1873, has b e e n d i s p r o v e n by
rec e n t r e s e a r c h fi n d i n g s w h i c h sh o w t h a t the d u r a t i o n of
c l o s e d p h a s e o f t he v i b r a t o r y cycle i n c r e a s e s w i t h
intensity, a nd the m a x i m u m g lottal a r e a r e m ains e s s e n t i a l ­
ly constant. S ee Zemlin, 198-204.

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A C a t e g o r i c a l D e s c r i p t i o n of B a t t a i l l e ' s T e a c h i n g

A t t i t u d e s and A p p r o a c h e s in G e n e r a l

Ja n e A r g e r has a s s e r t e d t h a t the v o c a l tea c h e r s w h o

ma d e the g r e a t e s t c o n t r i b u t i o n s to p e d a g o g i c a l theory

w e r e t hose w h o w e r e bot h s i ngers a n d m e n of s c i e n t i f i c

background. Specifically, she c i t e d G a r c i a a n d B a t t a i l l e

for s e tting d o w n th e m o s t p r o v e n r u l e s a n d for t r a i n i n g

E u r ope's f i nest singers. A r g e r n a m e d B a t t a i l l e as G a r ­

cia's su c c e s s o r a n d c r e d i t e d h i m w i t h h a v i n g "brou g h t

the tec h n i q u e to a p e r f e c t i o n w h i c h w e h a v e n o t s een s u r ­

pa s s e d . " ^ ^ B a t t a i l l e w a s h i g h l y r e g a r d e d for his o w n s u c ­

cess as a t e a c h e r a n d for the s u c c e s s o f tho s e w h o a p p l i e d

his pr i n c i p l e s in t h e i r teaching. In r e g a r d to B a t t a i l ­

le 's De la p h y s i o l o g i e , w h i c h c o n t a i n s m o s t of B a t t a i l l e 's

teaching method, A r g e r stat e d "B a t t a i l l e w a s n o t c o n f i n e d

to w r i t i n g b o o k s o n science; he le a v e s us a b r e v i a r y of

style w h i c h b ears th e m a r k of thi s g r e a t artist.

As a t e a c h e r B a t t a i l l e e n d e a v o r e d to e s t a b l i s h a

syst e m b a s e d on the p h y s i o l o g i c a l f a c t s w h i c h he h a d e s ­

tablished in N o u v e l l e s r e c h e r c h e s . He d e c r i e d t hose w h o

taught by i m i t a t i o n and m i s u n d e r s t o o d t r a d i t i o n s and i n ­

sisted that a s y s t e m ba s e d on p h y s i o l o g i c a l fact w a s m o r e

dependable. (De la p h y s i o l o g i e , 1-4.) In his w r i t i n g s

^^Arger, "Evolution
Tr a n s l a t e d by the writer.

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he s p o k e h i g h l y of his teacher., but b e l i e v e d t h a t he e s ­

t a b l i s h e d his o w n gr o u n d by b u i l d i n g o n G a r c i a ' s work.

B a t t a i l l e w a s o b v i o u s l y sym p a t h e t i c to m a n y o f G a r c i a ' s

concepts. His h a bitual u s e o f the t e r m "voice em i s s i o n "

rather than "voice p r o d u c t i o n " identifies hi m w ith G a r ­

c i a ' s p o i n t of v i e w (see p. 68 and N o u v e l l e s recherches,

84). In his a t t i t u d e s t o w a r d students, however, Battaille

wa s m u c h m o r e protec t i v e . W h i l e G a r c i a v i e w e d hi s r e s p o n ­

s i b i l i t y as b e i n g lim i t e d to g u i d a n c e a n d i n s t r u c t i o n ,

Battaille f e l t that v o i c e s w e r e " e n t r u s t e d to h i s ca r e "

(see p. 68 a n d De la p h y s i o l o g i e , 6) . He f u r t h e r b e l i e v ­

ed t hat t h e r e w e r e no p e r f e c t voic e s a n d t h a t al l v ocal

p r o b l e m s c o u l d be solv e d w i t h p h y s i o l o g i c a l p r i n c i p l e s

applied by a knowledgeable instructor. (De la p h y s i o l o g i e ,

6-7.)

Attack

As a r e s u l t of his ow n e x p e r i m e n t s and t h o s e of

o t h e r s w h o p r e c e d e d him, B a t t a i l l e r e g a r d e d th e l a r y n x

as "a m e m b r a n o u s ree d of t wo lips." (N o u v e l l e s recher­

che s , 54-55.) A l t h o u g h B a t t a i l l e c i t e d no s p e c i f i c p e r ­

sons or re s e a r c h , some p h y s i o l o g i s t s a p p a r e n t l y h a d r e ­

c e n t l y c l a i m e d t h a t the l e n g t h of the w i n d p i p e i n f l u e n c ­

es t he r a i s i n g o r l o w e r i n g of p i t c h in the h u m a n voice.

B a t t a i l l e j o i n e d Muller, G a rcia, and o t h e r s in d i s p u t i n g

this v i e w and e s t a b l i s h i n g the r e s p o n s i b i l i t y o f the

larynx alone for p i t c h adj u s t m e n t s , an d the i n f e r i o r

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85

t h y r o - a r y t e n o i d l i g a m e n t s o r v o cal l i g a ments, acting

in c o o r d i n a t i o n w i t h air pressure, for p h o n a t i o n .

(N o u v e l l e s r e c h e r c h e s , 55.)

B a t t a i l l e b a s e d his th e o r y o f p h o n a t i o n o n his

laryngoscopic observations. In the cou r s e of h is e x p e r i ­

ments, h e o b s e r v e d tha t p r o p e r a t t a c k or p h o n a t i o n d e ­

p e nds u p o n l o o s e o c c l u s i o n of the glo t t i s c o o r d i n a t e d

p r e c i s e l y w i t h b r e a t h effort. He observed t h a t it is

impossible to p r o d u c e a v o c a l sound w i t h t h e g l o t t i s

e n t i r e l y op e n , w h a t e v e r a m o u n t of e x p i r a t o r y a i r force is

involved. However, as t he v ocal l i g a ments are brought

c l o s e r t o g e t h e r u n t i l p l a c e d in v i b r a t i o n b y t h e air

current, a " m u f f l e d a n d hollow" s o und results. (N o u v e l ­

les r e c h e r c h e s , 31.) S u c h sounds, r e s u l t i n g in B a t ­

t a i l l e *s e x p e r i m e n t s from sl i g h t a p p r o x i m a t i o n o f the

v ocal folds an d an e n t i r e l y o p e n intercartilaginous

glottis, w e r e n o t e d as well b y G a r c i a in t h e f i r s t

e d i t i o n o f t h e T r a i t e , Part II, and h is "Observat i r n s "

(see pp. 53-54)- A s the a p p r o x i m a t i o n b e t w e e n the

arytenoid cartilages b ecame c l o s e r and the c l o s e d p h a s e

of v o c a l - f o l d v i b r a t i o n b e c a m e m o r e c o m p l e t e a n d e f f i ­

cient, t he v o c a l s o und w as n o t e d to i n c r e a s e in c l a r i t y

or e c l a t . (N o u v e l l e s r e c h e r c h e s , 32.) In c o n c u r r e n c e

^ ^ S i n c e i n c o m p l e t e c l o s u r e of the g l o t t i s r e s u l t s
in b r e a t h y p r o d u c t i o n , B a t t a i l l e w a s a p p a r e n t l y e x p e r i ­
m e n t i n g w i t h s u s t a i n e d - t o n e p r o d u c t i o n in p r o g r e s s i v e
d e g r e e s of g l o t t a l closure. See Zemlin, 207.

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w i t h Garcia, B a t t a i l l e t h e r e f o r e n o t e d that a p p r o x i m a ­

tion of the ar y t e n o i d s r e s u l t i n g in e f f i c i e n t g l ottal

c l o s u r e is in d i s p e n s a b l e for a c c e p t a b l e voc a l p r o d u c ­

tion. (N o u v e l l e s r e c h e r c h e s , 36.)

Up to this point, B a t t a i l l e 's o b s e r v a t i o n s c o r ­

r e s p o n d e d c l o s e l y to Garcia's. In l i k e m a nner, his i n s i s ­

te n c e upon a m o d e r a t e l y l o w e r e d l a r y n x and a free l o w e r

j a w du r i n g p h o n a t i o n w e r e c o m p a r a b l e to G a r c i a ' s p r i n c i ­

ples. (A full d i s c u s s i o n o f t h e s e c o n c e p t s is found in

t he sect i o n on v o i c e qu a l i t i e s . S ee pp. 105-107). Bat­

ta i l l e 's m e t h o d of a t t a i n i n g thi s goa l w a s d r a m a t i c a l l y

d i f f e r e n t from t h a t of his teach e r , however:

The attack o f the s ound m u s t t a k e p l a c e w i t h o u t


force, in o r d e r that the m u s c l e s n o t be o v e r w o r k e d
b y a series of v i o l e n t c o n t r a c t i o n s a nd t he v ocal
m e m b r a n e b r u i s e d by an e x a g g e r a t e d e x p l o s i o n of
a ir c u rrent w h i c h p l a c e s it in v i b r a t i o n . (De
la p h y s i o l o g i e , 17. T r a n s l a t e d b y the writer.)

D u e to his o b s e r v a t i o n s of t h e d i f f i c u l t y w i t h w h i c h the

l a r y n x e xecutes "violent and c u r t a t t a c k s , " B a t t a i l l e

d e n o u n c e d the c o u p de gl o t t e a n d "replaced" it w i t h a

c o n c e p t of his own. (De la p h y s i o l o g i e , 18.) N a m e d the

"method of c o m p e n s a t i o n , " its b a s i s la y in the p r i n c i p l e

t h a t the vocal li g a m e n t s n e v e r be j a r r e d by v i o l e n t

action, but be k e p t in a s tate o f m o d e r a t e t e n s i o n w h i l e

a i r curr e n t is p r o p o r t i o n a t e l y an d m o d e r a t e l y i n c r e a s e d for

e a c h dec r e a s e in t e n s i o n of t he l i gaments.

. . . all t h e fulln e s s a n d s o n o r i t y d e s i r e d can be o b ­


t ain e d from the v o i c e w i t h a m o d e r a t e t e n s i o n of th e

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vocal ligaments, p r o v i d e d the i n t e n s i t y of the air
curr e n t is increased. ÇPe la p h y s i o l o g i e , 45.
Transl a t e d by the writer.)

Th e goal of this p r o c e d u r e was to e n a b l e the singer to

ex e c u t e the e n t i r e t y of his vocal scale w i t h the m i n i m a l

de g r e e of l igamentous t e n s i o n n e c e s s a r y for clear tone

an d facile pit c h adjustment. B a t t a i l l e b e l i e v e d that

thi s was acc o m p l i s h e d b y c o m p e n s a t i n g the lack of tension

w i t h a pro p o r t i o n a t e inc r e a s e in e x p i r a t o r y air current.

In addition, he r e q u i r e d that the lary n x be m o d e r a t e l y

lowe r e d and the lower jaw be v e r y l o o s e . (De la

p h y s i o l o g i e , 47-48.)

Registration

In c ontrast to Garcia, who m a i n t a i n e d that mos t

v o i c e c l a s s ifications have three regi s t e r s , B a t taille

in s isted upon two, ch e s t and falsetto. Va r i o u s a d j u s t ­

me n t s of the t h y r o - a r y t e n o i d m u s c l e s w e r e f ound to be

r es p o n s i b l e for the m o s t e f f ective rol e in pr o d u c t i o n

of b o t h registers. (No u v e l l e s r e c h e r c h e s , 14.) In his

ex p l a n a t o r y table of a n a t omical t e r m s in De la physiolo­

gie , Battaille pl a c e d the fo l l o w i n g definitions:

chest voice: V o c a l sound p r o d u c e d by the total area


of the vocal ligaments.

^^Since c o o r d i n a t i o n b e t w e e n glo t t a l m o v e m e n t s a nd
b r e a t h are the basis of this concept, it is t r eated m o r e
fu l l y in the section on coor d i n a t i o n , pp. 110-114.)

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falsetto: V o c a l sound p r o d u c e d b y th e s u p e r i o r
t w o - t h i r d s of the v o c a l l i g a m e n t s .
(De la p h v s i o l o c i e , x\’’iii. T r a n s l a t e d by the
writer)

Battaille apparently applied the term " f alsetto" to the

same area o f the v o c a l r ange w h i c h G a r c i a d i v i d e d into

f alsetto a n d head. B a t t a i l l e r e g r e t t e d the use of the

terms "head" and "falsetto," b u t c o n t i n u e d t h e m b e c a u s e

of t heir f a m i l i a r i t y to the reader. He felt, however,

that he wa s th e f irst to d e r i v e the p r o p e r o r i g i n of the

term "falsetto." He tr a c e d it to the L a t i n w o r d fauces,

w h i c h m e a n s t he u p p e r par t of the throat, r a t h e r than to

the Ital i a n f a l s o , w h i c h m e a n s false. (De la physiolo­

g i e , 6.) W h i l e the r e are d i f f e r e n c e s b e t w e e n v a r i o u s

voice classifications in r e g i s t e r r a n g e s and p a s s a g i o

areas, Battaille found b o t h c h e s t and f a l s e t t o r e g i s t e r s

l e g i t i m a t e l y to e xist in all c l a s s i f i c a t i o n s .

In o r d e r to o b s e r v e t h e l a r y n x in p r o d u c t i o n of

the c hest voic e , B a t t a i l l e b e g a n his o b s e r v a t i o n s w i t h

s u s tained l o w n o tes p r o d u c e d b y a r e l a t i v e l y o p e n g l o t ­

tis. He t h e n o b s e r v e d the c h a n g e s t hat o c c u r in sound

and p h y s i o l o g i c a l a p p e a r a n c e as the glottis, including

^ ^ B a t t a i l l e 's exa c t m e a n i n g is unclear: "Voix


de faucet: S o n v o c a l p r o d u i t p a r les d e u x t iers s u p é r i ­
eurs des l i g a m e n t s v o c a u x . " Stockhausen, who was closely
ac q u a i n t e d w i t h B a t t a i l l e 's r e s e a r c h a n d teaching, o b ­
served, "I q u i t e ag r e e w i t h Ch. B a t t a i l l e , who p r o v e s
that for the c h e s t - v o i c e the w h o l e w i d t h o f the voc a l
cords is r e q u i r e d , for the f a l s e t t o o n l y t w o - t h i r d s . "
See Juli u s Sto c k h a u s e n , A M e t h o d of S i n g i n g , trans.
Sophie L o w e (London: Novello, Ewer, a n d Co., 1884), 11.

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89

the a r y t e n o i d car t i l a g e s , is p r o g r e s s i v e l y closed. With

this p r o d u c t i o n , c h a r a c t e r i z e d by v i b r a t i o n s t h r o u g h o u t the

g l o t t a l area, B a t t a i l l e o b s e r v e d t he l arynx in s i n ging

f r o m l o w to h i g h a n d al s o fr o m hi g h to low. (N o u v e l l e s

r e c h e r c h e s , 31-35.) F or the sake o f a n a l y s i s a nd c o m ­

p arison, he d i v i d e d the v i b r a t o r y a r e a of the larynx,

th a t is, the vocal fol d s or inte r n a l thyro-arytenoids,

into thr e e reg i o n s :

1. A s u b - g l o t t a l region, which runs just b e n e a t h the

gl o t t a l a r e a in a line f r o m t h e t h y r o i d a n g l e to a

p o i n t j u s t b e l o w the a n t e r i o r b o r d e r of t he a r y t e n o i d s

2. A v e n t r i c u l a r region, c o m p r i s i n g the r e g i o n just abo v e

th e g l o t t i s a n d b e l o w t h e false v o c a l folds

3. A free bo r d e r , r u n n i n g f r o m t he t h y r o i d a n g l e to the

vocal processes, for m e d b y the l ips of t he gl o t t i s

His o b s e r v a t i o n s are l i s t e d u n d e r e l e v e n p o ints:

1. The vocal f o lds v i b r a t e in all t h e i r are a

2. T h e v i b r a t i o n s b e c o m e m o r e r a pid a nd l a r g e r as the

p i t c h is r a i s e d

3. In s i n g i n g f r o m l o w n o t e s to h i g h e r notes, the

gl o t t i s is n a r r o w e d fr o m back to f r ont u p to the

f o l l o w i n g notes:

Terror<

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4. In a s c e n d i n g the scale, the v o cal l i g a m e n t s are

ra i s e d and g r a d u a l l y s t r etched in all t h r e e re g i o n s

5. In s i n g i n g a b o v e the limits i n d i c a t e d a b o v e in c h e s t

voice, the p r i n c i p a l agent for the e l e v a t i o n of v o c a l

pitch appears to be the voc a l l i g a m e n t s

6. In c o n t i n u i n g u p t he scale, the a r y t e n o i d s cause the

g l o t t a l o p e n i n g in t he rear to be r e d u c e d and s i m u l ­

taneously cause t he area of the v i b r a t i n g s u r face

to b e c o m e smaller

7. A c e r t a i n n u m b e r of l o wer pi t c h e s m a y be p r o d u c e d in

c h e s t v o i c e w i t h a r e l a t i v e l y op e n glottis, b ut t h e s e

sounds lack c l a r i t y

8. The g l o t t i s r e m a i n s r e c t i l i n e a r and t he a r y t e n o i d s

are a p p r o x i m a t e d b y the lower t h ird of t h e i r i n t e r n a l

su r faces

9. The s u p e r i o r t h y r o a r y t e n o i d l i g a m e n t s take no p a r t

in s o u n d g e n e r a t i o n ^

10. The v e n t r i c l e s o f M o r g a g n i r e m a i n l i n e a r

•11. In a s c e n d i n g t he scale, the v e s t i b u l e o f the g l o t t i s

is c o n t r a c t e d in all d i rections. Its w a l l s are

s t r a i g h t e n e d a n d b e c o m e less c o n c a v e a n d its d e p t h

44
B a t t a i l l e * s ex a c t m e a n i n g is u n c lear. " S uperior
t h y r o a r y t e n o i d l i g a m e n t " a p p a r e n t l y r e f e r s to some
in t r i n s i c l a r y n g e a l p a r t c u r r e n t l y d e s c r i b e d b y a n o t h e r

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
lessens sl i g h t l y in v o i x s ombre a nd m o r e so in voix

Claire (Nouve l l e s r e c h e r c h e s , 36-37.)

F o r stu d y of the falsetto, Battaille observed

g l o t t a l m o v e m e n t s w h i l e s i n g i n g t he same n o t e a l t e r n a t e ­

l y in c h e s t and f a l s e t t o a n d w h i l e a s c e n d i n g t h e scale

in fa l s e t t o . His o b s e r v a t i o n s of t h e c h a n g e s w h i c h took

p l a c e l ed h i m to e s t a b l i s h the f o l l o w i n g p h y s i o l o g i c a l

c h a r a c t e r i s t i c s of the f a l s e t t o reg i s t e r :

1. The vocal folds v i b r a t e in o n l y t w o o f th e i r three

regions, the fr e e b o r d e r and v e n t r i c u l a r regions,

while the sub-gl o t t a l r e g i o n r e m a i n s s t ill

2 , Th e v i b r a t i o n s b e c o m e smal l e r a n d m o r e r a p i d as the

p i t c h asce n d s

T h e g l o t t i s takes o n a g e n e r a l l y e l l i p t i c a l fo r m

(see F i g u r e 4)

In a s c e n d i n g the scale, the g l o t t i s is n a r r o w e d up

to the f o l l o w i n g notes:

Te/Jor<

( B attaille gave no e x p l a n a t i o n o f the u n u s u a l l y h igh

pitches for basses. It is p o s s i b l e th a t he w a s i n ­

c l u d i n g b a r i t o n e s in t h i s c l a s s i f i c a t i o n . )

In a s c e n d i n g the scale, t he v o c a l fo l d s a r e g r a d u a l l y

s t r e t c h e d in t h eir fr e e b o r d e r a n d v e n t r i c u l a r region.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Çorcel
i/I? ch e st

b t h\.

Q \ii c h e s t

f i/\? chest

\> h ' [Vestibule o f i k e ^ l o f h ' s


cc'^ ]/OCdl f o i l s
dd Cufifeiform céytdsL^eS
e e' 3 L .ry te o lo lc l C c iy tU a .q e s
f tracKea

F I G U R E 4: B A T T A I L L E ' S DRA W I N G S OF THE GLO T T I S DURI N G '


C H E S T A N D F A L S E T T O P R O D UCTION. F r o m Batt a i l l e , No u v e l l e s
r e c h e r c h e s , pl a t e s VI a n d VII.

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C /A' eldest

iri falsetto

gM i/0 ckest

é'iW fa.?se-tto

a epipIoit('s
j?y \focal 'Çolls
Vestibule o f Ih e ^ Id ttis
J c f dl-Ytepioid caxtilsL^eS

FIGURE 4 - Continued.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
A n t e r i o r - p o s t e r i o r t e n s i o n i n c reases in this m o v e ­

ment, b u t n o t as m u c h as in t he c h est r e g i s t e r

6. As in t h e c h e s t re g i s t e r , the p r i n c i p a l a g e n t for

p i t c h e l e v a t i o n ab o v e t he a f o r e m e n t i o n e d l i m i t s

appears to be the v o c a l folds

7. Up to t h e i n d i c a t e d limits, the arytenoids diminish

the p o s t e r i o r a r e a of t h e v i b r a t i n g surface while

the g l o t t a l o p e n i n g is a l s o d i m i n i s h e d

8. The s u p e r i o r t h y r o a r y t e n o i d ligam e n t s ta k e n o pa r t

in t h e g e n e r a t i o n of s o u n d

9. In a s c e n d i n g t he scale, the v e s t i b u l e o f the g lottis

is c o n t r a c t e d in all d i r e c t i o n s . Its w a l l s a re

s t r a i g h t e n e d and b e c o m e less c o ncave a n d its d e p t h

lessens s l i g h t l y in v o i x s o m b r e and m o r e so in v o i x

claire. T he m u c o u s m e m b r a n e is raised a n d stretched.

10. The l o w e r p i t c h e s o f f a l s e t t o o c cur w i t h an o p e n

g lottis, b ut c a n n o t a c q u i r e cl a r i t y u n t i l t he car t i -

45-47.)

In cu r r e n t r e s e a r c h c o n c e r n i n g r e g i s t r a t i o n , Ralph Appel-

m a n has p u b l i s h e d findings from experiments which corrobo­

r ate and a d d to B a t t a i l l e 's f i n d i n g s on t h e v e s t i b u l e . In

mov e to a p a r a m e d i a n p o s i t i o n in h i g h falsetto, o f t e n wit h


ev i d e n c e of b r e a t h i n e s s in the tone. See Zemlin, 195.

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w o r k i n g w i t h several v owel q u a l i t i e s , A p p e l m a n was able

to v e r i f y i n c r e a s e s and d e c reases in v e n t r i c u l a r d i m e n ­

sions as w e l l .

C h a r a c t e r i s t i c s w h i c h B a t t a i l l e found to be p e ­

c u l i a r to the c h e s t r e g i s t e r w e r e :

1. T h e r e c t i l i n e a r form of the g l o t t a l op e n i n g

2. A p p r o x i m a t i o n of the a r y t e n o i d s b y the i nferior

third of the i r internal s u rfaces

3. Some v i b r a t i o n in the s u b - g l o t t a l regi o n of the v ocal

■folds

The c h a r a c t e r i s t i c s fou n d o n l y in the falsetto

r e g i s t e r were:

1. A n elliptic

2. A p p r o x i m a t i o n of the a r y t e n o i d s b y the s uperior two-

t hirds of t heir i n ternal surfa c e s

3. Th e a b s e n c e of v i b r a t i o n in the sub- g l o t t a l regi o n

(N o u v e l l e s r e c h e r c h e s , 48.)

B a t t a i l l e als o n o t e d that a m o r e p o w e r f u l air curr e n t is

n e c e s s a r y for c h e s t voice. A w e a k e r c u r r e n t r e s u l t s in

Ralph Appel m a n , "R a d i o l o g i c a l F indings in the


S t u d y of V o c a l R e g i s t e r s , " in Vo c a l R e g i s t e r s in S i n g i n g :
P r o c e e d i n g s of a Symposium, ed. J o h n W. Lar g e (P a r i s :
M ou t o n , 1973), 59-92.

^^The e l l i p t i c a l g l o t t i s has b e e n found to be a s ­


s o c i a t e d w i t h the lo w a nd m i d d l e falsetto. See Zemlin,
195.

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d e s c r i b e d in d e t a i l the s pecific m u s c u l a r m o v e m e n t s

w h i c h he fo u n d w e r e r e s p o n s i b l e for c h e s t and fal s e t t o

production. (N o u v e l l e s r e c h e r c h e s , 82-83.)

In t e rms of c u r r e n t research, B a t t a i l l e 's d e s c r i p ­

ti o n s of t he p h y s i o l o g i c a l p r o d u c t i o n and shape of the

g l o t t a l o p e n i n g for f alsetto app e a r to c o r r e s p o n d w i t h

t h e l i g h t e r p r o d u c t i o n o f m e d i u m and hea d r e g i s t e r s as

d e s c r i b e d b y Vennard.'^^ Rubin, w o r k i n g f r o m a ge n e r a l

d e f i n i t i o n of f a l s e t t o as "that p o r t i o n of t h e v o i c e w h i c h

encompasses the up p e r s inging r a n g e , f o u n d two t y pes

o f falsetto, o ne w h i c h e m p l o y e d "damping" (see p. 40) a nd

o n e w h i c h d id not. Ru b i n ' s p h o t o g r a p h s o f t he falsetto,

p r o d u c e d w i t h o u t damping, reveal g l o t t a l shapes w h i c h

a p p e a r to c o r r e s p o n d to B a t t a i l l e 's d r a w i n g s ^ ^ (see

F i g u r e 4).

W h i l e he r e c o g n i z e d two r e g i s t e r s i n s t e a d of G a r ­

c i a's t h r e e - r e g i s t e r concept, B a t t a i l l e 's a p p r o a c h e s to

t a i l l e 's findings. Incr e a s e in rate o f a ir f l o w h as b e e n


f o u n d to b e a s i g n i f i c a n t factor for h i g h e r p i t c h e s in
l i g h t e r r e g i s t r a t i o n , i n c l u d i n g falsetto. See M. Hirano,
W. V e n nard, a nd J. Ohala, "Regulation of Register, P i t c h
a nd I n t e n s i t y of V o i c e , " F o lia p h o n i a t r i c a 22 (1970),
13-17.

^^Vennard, S i n g i n g , 67-73.

A H i g h S p e e d C i n e m a t o g r a p h i c S tudy," T h e L a r y n g o s c o p e 70
(1960), 1306.

^ ^ I b i d . , 1305-1324.

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97

u n i t i n g the r e g i s t e r s w e r e v e r y m u c h the same as t h o s e of

his teacher. His att i t u d e s in g e n e r a l r e m a i n e d r e l a t i v e ­

ly cons e r v a t i v e . B a t t a i l l e insi s t e d up o n s t a r t i n g all

v o i c e s by d e v e l o p i n g the m i d d l e v o i c e first. With

t h o r o u g h e x e r c i s e in this area, the le a s t a m o u n t of e f f o r t

w o u l d r e s u l t in the m o s t e f f i c i e n t produc t i o n .

Ba t t a i l l e re c o g n i z e d the n e e d for d e v e l o p m e n t of

m u s c u l a r co n t r o l w i t h i n the larynx for the c o r r e c t i o n of

f a u l t y tone, technique, and pitch. H e b e l i e v e d t hat his

physiological find i n g s sup p o r t e d t he e m p h a s i s g i ven v o c a l

e x e r c i s e s by the bel canto teachers, and therefore insist­

ed on t h o r o u g h but g r a d u a t e d e x e r c i s e s for h is students:

But if t he sureness, the prec i s i o n , and the


p o w e r of sound a b s o l u t e l y d e p e n d o n the d i r e c t i o n and
the p r e c i s i o n of the laryn g e a l m u s cles, it is e v i d e n t
that, ab o v e all, w e mus t be o c c u p i e d w i t h the t r a i n i n g
o f these m u s c l e s to ma k e them s u p p l e and a c c u s t o m
th e m to o rderly, fixed m o v e m e n t s e n t i r e l y d e p e n d e n t
on the will, and fi n a l l y to c o m p e l them to p e r f o r m
t rue vo c a l gymnastics. Such was the method taught
b y the o l d I talian school; such is that w h i c h I u s e
an d w h i c h I affirm, in the name o f good sense, to
b e the o n l y a c c e p t a b l e way. (D e la p h y s i o l o g i e ,
13-14. T r a n s l a t e d b y the writer.)

W h i l e De la p h y s i o l o g i e in c l u d e d o n l y a few b a s i c e x e r ­

cises, the c o n t e x t s of t h eir d e s c r i p t i o n s tell us that

the e x e r c i s e s B a t t a i l l e u s e d w e r e c a r e f u l l y g r a d u a t e d

a c c o r d i n g to diffi c u l t y , a l t h o u g h p r o b a b l y n o t as m u c h as

w e r e Garcia's. (De la p h y s i o l o g y , 61-64.)

Tw o fa c t o r s inv o l v e d in d e v e l o p i n g ease and f r e e d o m

w e r e a m o d e r a t e l y lo w e r e d lar y n x and a loose l o w e r jaw.

B a t t a i l l e felt tha t a m o d e r a t e l y l o w e r e d la r y n x "results

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in g i v i n g the v o i c e su p p l e n e s s a n d power, and e n c o u r a g e s

the e n l a r g e m e n t o f its n a t u r a l rang e . " (D e la p h y s i o l o ­

g i e , 15.) F r e e d o m of t he l o w e r j a w g u a r a n t e e s t h a t the

ex t r i n s i c l a r y n g e a l m u s c l e s w o u l d n o t b e u s e d in the

ra p i d e x e c u t i o n o f v o c a l p a s s a g e s . As p r o o f of this

factor, B a t t a i l l e o f f e r e d his s u c c e s s in t e a c h i n g the

tr i l l by e m p h a s i z i n g a r e l a x e d l o wer jaw. He s u g g e s t e d

G a r c i a ' s e m p l o y m e n t of a r i b b o n tied to hold the j a w

in place, b u t m u c h p r e f e r r e d to "appeal to the s t u d e n t ' s

intelligence." (De la p h y s i o l o g i e , 16.) His s u g g e s t e d

e x e r c i s e s f or t he trill w e r e as follows; (De la p h y s i o l o ­

g i e , 64.)

1y I

A n e x e r c i s e ba s i c to B a t t a i l l e ' s m e t h o d for

b l e n d i n g t h e r e g i s t e r s w a s the p o r t de v o i x , or p o r t a ­

m e n t o , w h i c h a l l o w e d all p i t c h e s b e t w e e n in t e r v a l s to b e

h e a r d as a p a r t of the single e x e c u t i o n o f a glide. Be­

c a u s e it i m p a r t e d a r e g u l a r l y g r a d u a t e d t e n s i o n to the

vocal ligaments, t he p o r t de v o i x w a s fo u n d to be an

ex c e l l e n t e x e r c i s e for b l e n d i n g all a r eas of the v o i c e

an d for the e x e c u t i o n o f d i f f i c u l t intervals.

I h a v e m a d e the p o r t de v o i x the f o u n d a t i o n
o f e x e r c i s e s to w h i c h I s u b m i t all b e ginners, in
o r d e r t h a t t h e y le a r n to p a s s t h r o u g h all i n t e r v a l s
w i t h surety. To s i n g s l o w l y all n o t e s of the sc a l e

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a n d to c a r r y the v o i c e w i t h energy f r o m o ne note
to the o t h e r w i t h o u t d r a g g i n g it is the b e s t of
exercises. (De la p h y s i o l o g i e , 19. Translated
b y the writer.)

The f o l l o w i n g exa m p l e of the p o r t de v o i x w as i n t e n d e d to

be t r a n s p o s e d to any k e y s n e c e s s a r y for v a r i o u s v o ice

classifications: (De la p h y s i o l o g i e , 64.)

It m a y be a s s u m e d that the o t h e r i n tervals of the dia t o n i c

s c a l e w e r e p r a c t i c e d in l i k e mann e r .

F o r all voi c e c l a s s i f i c a t i o n s , Battaille ins i s t e d

u p o n l i m i t i n g the che s t r e g i s t e r and a v o i d e d e x t e n d i n g

the c h e s t b e y o n d its me a n s . S i n c e he f o u n d t h a t the

d e v e l o p m e n t of the ch e s t r e g i s t e r d e p e n d e d d i r e c t l y

u p o n the size of the l a rynx, he d e n o u n c e d its false

ex t e n s i o n . W i t h w o m e n ' s vo i c e s , Batta i l l e u s u a l l y limited

t he u p p e r c hest r e g i s t e r to f^ an d beg a n the falsetto with

g^. (De la p h y s i o l o g i e , 23.) T h e s e l i m i t a t i o n s are

c o m p a r a b l e to tho s e e s t a b l i s h e d b y Garcia (see F i g u r e 1).

No f u r t h e r s p e c i f i c a t i o n s of r e g i s t e r l i m i t s w e r e p r o v i d e d

b y Ba tt a i l l e . However, he n o t e d that, as the sca l e is

a s c e n d e d in falsetto, the r e g i s t e r p r o g r e s s i v e l y dev e l o p s

more brilliance (e c l a t ) . He u r g e d that stu d e n t s d i l i g e n t l y

practice the p a s s a g e f r o m c h e s t r e g i s t e r to f a l s e t t o at

t he p i t c h levels w h e r e "t h e m u s c u l a r t e n s i o n is m o d e r a t e d

a n d the f a l s e t t o r e g i s t e r a l r e a d y has e n o u g h r i n g for it

to be a d v a n t a g e o u s l y e m p l o y e d . " These p i t c h e s he d e f i n e d

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as bei n g f^ to for w o m e n and tenors and e^ to f^ for

baritones. (De la p h y s i o l o g i e , 21.) W h i l e Battaille did

not specify the lower f a lsetto limits, use of the f a lsetto

on lower p i t c h e s was a p a r t of his own e x p e r i m e n t a t i o n (as

seen in Figu r e 4), if not a p a r t of his p r o g r a m for voc a l

training.

For d e v e l o p m e n t of the chest, B a t t a i l l e bas e d two

v e r y simple ex e r c i s e s upo n his research. U s i n g the g l o t t i s

r e l a t i v e l y open, he had s tudents sing a scale on s u s t a i n e d

n otes w i t h one b r e a t h per note:

Sofr^oS
-'y-j-h----

zr -e-

The n e x t step was to co n n e c t e v e r y two notes befo r e b r e a t h ­

ing. For m a x i m u m c o m p r e h e n s i o n of the c h e s t reg i s t e r the

g l o t t i s was to r e m a i n as o p e n as p ossible:

No m e n t i o n o f f u r t h e r p r o g r e s s i o n of these exerc i s e s wa s

made. (De la p h y s i o l o g i e , 63.) There is an o b vious

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c o n t r a d i c t i o n b e t w e e n the upper l imit w h i c h B a t taille

a l l o w e d s opranos for the c hest r e g i s t e r and the range

r e q u i r e d for this e xercise. He m a y p o s s i b l y have i n ­

t e n d e d the e x e r c i s e to be a d j u s t e d or sho r t e n e d in

ac c o r d a n c e w i t h his sopr a n o che s t limits.

A n o t h e r p h y s i o l o g i c a l p h e n o m e n o n also infl u e n c e d

B a t t a i l l e 's c o n s e r v a t i v e principles. He n o t e d that v oices

w i t h w e l l - d e v e l o p e d u p p e r notes u s u a l l y p o s s e s s numer o u s

m u s c u l a r fibers of u n e q u a l length loca t e d b e t w e e n the

f ree bord e r and the a r y t e n o i d apophyses. If the fun c t i o n

of these fibers is c o m p r o m i s e d by their sca r c i t y or a b ­

sence, no am o u n t of voc a l exe r c i s e can enab l e a vo i c e to

a t t a i n upper n o t e s . (Nouve l l e s r e c h e r c h e s , 66.) Battail­

le felt that w i s e e x e r c i s e w o u l d e n able a v o i c e to acqu i r e

the m a x i m u m ra n g e s a l l o w e d by the p h y s i o l o g y of an i n d i v i ­

d ual larynx. He d e n o u n c e d those t e achers of his d ay w h o

b o a s t e d of e x t e n d i n g r a nges by gr e a t m a r g i n s and of c h a n g ­

ing baritones to tenors. (De la p h y s i o l o g i e , 24-25.) Bat­

t aille 's ranges for the four m a j o r v o i c e c l a s s i f i c a t i o n s

were listed in De la phy s i o l o g i e as the y a p p e a r in F i gure

5. He neg l e c t e d to i n clude speci f i c ranges for i n t e r m e d i ­

ate classifications, such as m e z z o - s o p r a n o an d baritone,

b e c a u s e he had i n t e n d e d to d i scuss these voic e s in de t a i l

in his fourth volume. (De la p h y s i o l o g i e , 62.)

^^No cu r r e n t ref e r e n c e or r e s e a r c h c o u l d be f ound


to support B a t t a i l l e 's "fibers of u n e q u a l l e n g t h . "

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F I G U R E 5: B A T T A I L L E ' S RANGES F O R TH E F O U R M A J O R V O I C E
C L ASSIFICATIONS. F r o m De la p h y s i o l o g i e , 62, t r a n s p o s e d
f r o m the original clefs.

In r egard to the falsetto, B a t taille, lik e Garcia,

fo u n d the untr a i n e d lower f a l s e t t o to be weaker, and t here­

for e endeavored fi r s t to d e v e l o p t he f a l s e t t o at t h e b o t ­

t o m of its scale. In so doing, he l e a r n e d tha t he s i m u l ­

tan e o u s l y was s t r e n g t h e n i n g it for its up p e r n o t e s as w e ll.

(D e la' p h y s i o l o g i e , 26, 29.) W i t h women, Battaille b e ­

l i e v e d that un i o n of the r e g i s t e r s w a s of f i rst i m p o r t a n c e .

H e felt that the v o i c e t e a c h e r had the o b l i g a t i o n to "place"

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the lower, w e a k e r not e s of the w o m a n ' s falsetto where

t he y w o u l d be h e a r d l e a s t o f t e n and then to d e v e l o p

t h e i r s t r e n g t h to m a t c h the r e m a i n d e r of t he voice:

(De la p h y s i o l o g i e , 23-24.)

with new women students particularly, including b e g i n ­

n ers a nd t h ose w h o h a d b e e n a l l o w e d to c a r r y the c h e s t

r e g i s t e r too high, B a t t a i l l e b e g a n b y l i m i t i n g t he c h e s t

v o i c e to:

He tau g h t the s t u d e n c to m a s t e r t he third:

in falsetto. Then, w h i l e t he st u d e n t c o n t i n u e d p r a c t i c ­

ing the second in falsetto:

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Battaille had h e r p r a c t i c e t he same notes in c h e s t r e g i s ­

ter. In the m o r e d i f f i c u l t c a s e s of c h est abuse, Battai­

l le e x t e n d e d t h e s t udy of f a l s e t t o as far as

be f o r e f o l l o w i n g the a b o v e pr o c e d u r e . He w a s m o s t e n t h u ­

s i a s t i c a b o u t t he r e s u l t s o f this approach:

I o f t e n a m a b l e to r e t u r n to the organ, if n o t t he
l ost f r e s h n e s s a n d power, at least a s u f f i c i e n t
h o m o g e n e i t y and s o l i d i t y for f a c i l i t a t i n g a c o m p l e t e
(vocal) e d u c a t i o n . (D e la p h y s i o l o g i e , 27. Trans­
l a t e d b y t h e writer.)

Battaille was also enthusiastic about another exer­

ci s e for u n i f i c a t i o n w h i c h w a s use d b y G a r c i a as well.

Using a single expiration, t h e s t u dent w a s r e q u i r e d to

r e p e a t the s a m e n o t e a l t e r n a t e l y in fa l s e t t o a nd chest.

T h e p r o g r e s s i o n of i n t e r v a l l i c r e l a t i o n s h i p s in t h i s e x e r ­

c i s e w as c o m p a r a b l e to G a r c i a ' s approach: (De la p h y s i o ­

l o g i e , 64.)

F c-^F

T h e p r o c e s s of b l e n d i n g the r e g i s t e r s is m o s t

critical in the p a s s a g g i o ar e a s of the voice. Based u p ­

on his p h y s i o l o g i c a l o b s e r v a t i o n s o f ch a n g e s in m u s c u l a r

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105

e m p l o y m e n t as the scale is ascended, Battaille fou n d

these areas to be d e f i n e d as follows: (De la p h y s i o l o g i e ,

50.)

While all of the f o r e g o i n g p r o c e d u r e s w e r e a p p l i c a b l e

here also, B a t t a i l l e fou n d t hat the a p p r o a c h w h i c h w as

peculiarly his own, the "method of c o m p e n s a t i o n , " w a s

mo s t effective for the p a s s a g g i o . (D e la p h y s i o l o g i e , .

50. A full d e s c r i p t i o n of the "method of c o m p e n s a t i o n "

is contained in pp. 110-114.)

V o w e l s a nd V o i c e Q u a l i t i e s

Bat t a i l l e ' s t e a c h i n g p r i n c i p l e s in the a r e a of

vowels were n o t set d o w n in e i t h e r of his p u b l i s h e d v o l ­

umes. It is p o s s i b l e th a t he h a d i n t e n d e d to t r e a t this

area as a part of style (as d i d Garcia) in his fifth vo l ­

ume, Du style et de I ' e s t h e t i q u e dans le c h a n t . No sug­

gested vowels w e r e gi v e n for his v o c a l ex e r c i s e s , n o r was

there any m e n t i o n of p h y s i o l o g i c a l a t t r i b u t e s o f v o w e l f o r ­

mation or of v o w e l m o d i f i c a t i o n .

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106

In the a r e a of voi c e q u alities, Ba t t a i l l e a c c e p t ­

ed the e x i s t e n c e a n d u s e f u l n e s s of v o i x c l a i r e and v o i x

.s o m b r e , but gave no s u g g e s t i o n s for t h e i r st y l i s t i c use.

In h i s t r e a t m e n t of r e g i s t r a t i o n (see pp. 87-105), Bat­

ta i l l e c o n t r a s t e d the d i f f e r e n t p h y s i o l o g i c a l p r o d u c t i o n s

of t h e s e two q u a l i t i e s and the i r e f f e c t upo n the v e s t i ­

b u l e of the glottis. In a s c e n d i n g t he scale in chest

voice, B a t t a i l l e n o t e d that the d e p t h of the v e s t i b u l e

l e s s e n s m o r e for v o i x c l a i r e t h a n for v o i x s o m b r e . The

same wa s fo u n d to be tru e of the falsetto. (N o u v e l l e s

r e c h e r c h e s , 37,47.) G a r c i a ' s m o r e d e t a i l e d a nalysis of

physiological c o n f o r m a t i o n s for these q u a l i t i e s was in

agreement (see pp. 55-56).

In r e g a r d to the v o i x s ombre exc l u s i v e l y , however,

B a t t a i l l e too k a s t r o n g e r position. He had n o t e d tha t

p i t c h a d j u s t m e n t is la r g e l y the r e s p o n s i b i l i t y of the

c r i c o t h y r o i d muscle. A high l a r y n g e a l p o s i t i o n was fo u n d

to c ause the w i n d p i p e to be d i s t e n d e d and to inc r e a s e the

d i s t a n c e - b e t w e e n the c r i c o i d and t h y r o i d cartil a g e s and

as a result, the s e p a r a t i o n b e t w e e n the p o i n t s of a t t a c h ­

m e n t of the c r i c o t h y r o i d muscle. He fo u n d it necessary,

therefore, to insist u pon a m o d e r a t e l y l o w e r e d p o s i t i o n of

the larynx. In this w a y the c r i c o t h y r o i d m u s c l e can f u n c ­

tio n w i t h less effort, can h a v e a l a r g e r field of c o n t r a c ­

tion, and ther e b y can p e r m i t the v o i c e a w i d e r range.

B a t t a i l l e id e n t i f i e d the re s u l t as the voi x somb r e of

Garcia, Diday, an d P e triquin, but d i d not d e s c r i b e or

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e n dorse o t h e r v o i c e qu a l i t i e s as b eing c o r r e c t or a c c e p t ­

able. (De la p h y s i o l o g i e , 14-15.) Battaille credited

Ga r c i a w i t h m a k i n g the m o s t i m portant c o n t r i b u t i o n to r e ­

se a r c h on this m a t t e r and a dded his own c o n clusions:

In sum, w h e n the v e s t i b u l e of the g l o t t i s is


narrow, the s ound is m o r e shrill and m o r e thin;
whe n this same v e s t i b u l e is flexible and large,
the s ound is rounder, larger, and m o r e mel l o w .
Finally, t here is a compl e t e i n t e r d e p e n d e n c e
among the vest i b u l e , the larynx itself, a n d the
p h a r y n x ; w h e n the la t t e r two are s pacious and
elastic, the v e s t i b u l e shares their s tate of
r e l a x a t i o n and is favor a b l e for f ullness of
sound. This r e m a i n s the m o s t c o n v i n c i n g a r g u ­
m e n t for r e l a x a t i o n of parts n e i g h b o r i n g the
g l ottis d u r i n g v o i c e production. (De la p h y s i o ­
logie , 43-44. T r a n s l a t e d by the writer.)

R e c e n t r e s e a r c h on tr a i n e d and u n t r a i n e d v o i c e s has shown

t hat m o s t t r a i n e d v o i c e s use a lower larynx p o s i t i o n in

s inging tha n u n t r a i n e d voices. The d e s c r i p t i o n of the

results of the s e e x p e r i m e n t s is similar to B a t t a i l l e ' s

description:

S ingers . . . t e n d to m a i n t a i n lary n x p o s i t i o n nea r


or w e l l b e l o w the p h y s i o l o g i c r e s t i n g l evel as v o i c e
f r e q u e n c y is r a i s e d sugg e s t i n g that t h e y u t i l i z e the
hori z o n t a l p u l l i n g forces p r o v i d e d b y c r i c o t h y r o i d
m u s c l e c o n t r a c t i o n a l m o s t e x c l u s i v e l y for i n c r e a s i n g
frequency. By n o t r a i s i n g the larynx s u b s t a n t i a l l y
above r est p o s ition, singers do not s h o r t e n the
vocal tract, and the supra g l o t t a l st r u c t u r e s (ven­
tricle, p y r i f o r m sinus, hypopharynx) r e m a i n the
same size or e n l a r g e as the f u n d amental f r e q u e n c y is
increased.

"Vocal F r e ­
q u e n c y and V e r t i c a l L a r y n x P o s i t i o n i n g of S i n g e r s and
Non - s i n g e r s , " J o u r n a l of the A c o u s t i c a l S o c i e t y of
A m e r i c a 58, 5 (November, 1975), 1106.

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108

Breathing

A l t h o u g h he felt that a c o m p l e t e s tudy o f r e s ­

p i r a t i o n for s i n g e r s w a s o u t s i d e his p u r p o s e (N o u v e l l e s

r e c h e r c h e s , 98), B a t t a i l l e p e r f o r m e d an u n p r e c e d e n t e d

observational s t u d y on this subject. He fir s t d e s i g n a t ­

ed t hree t y p e s o f breath i n g : (1) super i o r rib, or c l a v i ­

cular, in w h i c h the m o v e m e n t s of r e s p i r a t i o n a r e v e r y

a p p a r e n t in th e r e g i o n s of the u p p e r rib s a n d clavi c l e ,

(2) i n f e r i o r rib, in w h i c h the a c t i o n s are l o c a l i z e d

w i t h the l o w e r s ix o r se v e n ribs, and (3) a b d o m i n a l o r

diaphragmatic-costal, w h i c h c o n s i s t s o f a sm a l l a m o u n t of

l ower ri b m o v e m e n t and a l arger a m o u n t of a b d o m i n a l swell­

ing and r e c e d i n g . (De la p h y s i o l o g i e , 35.) These desig­

na tions a n d d e s c r i p t i o n s are c o m p a r a b l e w i t h c u r r e n t t e r m ­

inology. B a t t a i l l e the n use d t h e l a r y n g o s c o p e to o b s e r v e

that eac h typ e o f b r e a t h i n g a f f e c t s the g l o t t i s in a d i f ­

ferent way. With s u p e r i o r r i b i n h a lation, he n o t e d t h a t

the g l o t t i s is a b l e to m a i n t a i n a n a r r o w o p e n i n g o n l y w i t h

difficulty. In a d d ition, a w h e e z i n g s ound a c c o m p a n i e s

the in t a k e of a i r as doe s a s e n s a t i o n w h i c h p r o v o k e s c o u g h ­

ing. W i t h l o w e r ri b i n h a l a t i o n the g l o t t a l o p e n i n g is

larger, and t h e o t h e r c h a r a c t e r i s t i c s are m i n i m i z e d . Dia­

phragmatic-costal i n h a l a t i o n r e s u l t s in a f u l l y o p e n g l o t ­

tis and a b s e n c e o f the w h e e z i n g a n d o t h e r s e n s a t i o n s . (De

la p h y s i o l o g i e , 36.) In N o u v e l l e s r e c h e r c h e s B a t t a i l l e

not e d tha t all g l o t t a l a c t i o n f or p h o n a t i o n t a k e s p l a c e

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109

w i t h ea s e if d i a p h r a g m a t i c b r e a t h i n g is e m p l o y e d a n d

with effort if t he o t h e r types, p a r t i c u l a r l y s u p e r i o r

r ib b r e a t h i n g , are employed. (N o u v e l l e s r e c h e r c h e s , 29.)

Because diaphragmatic-costal breathing results in

a g r e a t e r v o l u m e of a ir g a i n e d in a sh o r t e r p e r i o d of

ti m e w i t h m u c h g r e a t e r c o n trol o ver e x h a lation, Battaille

insisted upon i t s e a r l y mastery. H e l i s t e d three r e s u l t s

of d i a p h r a g m a t i c - c o s t a l treating: (1) it c o n s i d e r a b l y

l e s sens v o c a l fati g u e , (2) it has a d i r e c t e ffect o n to n e

q uality, r e s u l t i n g in "a roundness, homog e n i t y , a nd an

exceptional s u p p l e n e s s , " and (3) it aids in the r e s t o r a ­

tion of v o i c e s h a r m e d by a b use of v a r i o u s types. (D e la

p h y s i o l o g i e , 41.)

B a t t a i l l e u s e d a fai r l y simple p r o c e d u r e for t e a c h ­

ing b r e a t h i n g t o a b e g i n n i n g student. U s i n g short b r e a t h s ,

he first t a u g h t the st u d e n t to b r e a t h e n t i r e l y w i t h

a bdom i n a l e x p a n s i o n only. He had t he student progressively

increase t he i n v o l v e m e n t of the l o w e r ribs as well u n t i l

i n h a l a t i o n s c o u l d be t a k e n w i t h c o m p l e t e i n v o l v e m e n t of

the lower tho r a x .

. . . If it is r e m e m b e r e d that t he act of si n g i n g
requires considerable development of respiratory
m o v e m e n t s , it is e v i d e n t t hat it w o u l d be i l l o g i ­
cal t o l i m i t t h e s e m o v e m e n t s to a s i ngle p o r t i o n of
the t h o r a x , a nd th a t it is n e c e s s a r y to invo l v e the
e n t i r e c h e s t , r e s e r v i n g the m o s t e x t e n s i v e a c t i o n
for its l a r g e s t a nd mo s t m o b i l e part, its base.
P a r e n t h e t i c a l l y , it is v e r y c l e a r l y seen in this
c i r c u m s t a n c e h o w p h y s i o l o g i c a l la w s c an b e c o m e i n ­
f a l l i b l e g u i d e s in the m a t t e r of art. (De 1%
p h y s i o l o g i e , 40-41. T r a n s l a t e d by the writer.)

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Co o r d i n a t i o n

It is e v i d e n t that B a t t a i l l e b e l i e v e d his m o s t

singular c o n t r i b u t i o n to the fi e l d o f v ocal p e d a g o g y

to be h i s a p p r o a c h in c o o r d i n a t i n g b r e a t h w i t h p h o n a ­

tion, as d e r i v e d fro m his p h y s i o l o g i c a l o b s e r v a t i o n s .

He n a med this a p p r o a c h the "method of c o m p e n s a t i o n . "

Fr o m his d e t a i l e d s tudies in N o u v e l l e s r e c h e r c h e s ,

B a t t a i l l e d r e w fo u r p h y s i o l o g i c a l laws w h i c h b e c a m e the

basis of this m ethod;

1. In the v o c a l folds, t h e a m p l i t u d e o f v i b r a t i o n
is in d i r e c t p r o p o r t i o n to the i n t e n s i t y of t he
ai r c u r r e n t and to the a r e a of the v i b r a t i n g
surface
2. T h e l o n g i t u d i n a l t e n s i o n of t h e v o c a l f olds is
in i n v e r s e p r o p o r t i o n to the i n t e n s i t y of the
a i r c u r r e n t for eac h s o und
3. T h e i n t e n s i t y of the a i r c u r r e n t is in i n v e r s e
p r o p o r t i o n to the d e g r e e o f p o s t e r i o r g l o t t a l
o c c l u s i o n for eac h so u n d
4. The i n t e n s i t y of the so u n d is in d i r e c t p r o ­
p o r t i o n to t he a m p l i t u d e of v i b r a t i o n s a n d to
t he i n t e n s i t y of the a i r current^'^ (De la
p h y s i o l o g i e , 45. T r a n s l a t e d b y the writer.)

His r e d u c t i o n of t h ese laws w a s as follows:

T r a n s l a t e d into p r a c t i c a l language, th e s e a x i o m s
me a n t h a t all t he fulln e s s a n d s o n o r i t y d e s i r e d can
be o b t a i n e d f r o m the v o i c e w i t h a m o d e r a t e t e n s i o n
of t h e v o c a l ligaments, p r o v i d e d the i n t e n s i t y of

W h i l e some c o n c u r r e n c e w i t h p o i n t s 1 and 4 can


be found in r e s e a r c h c o n d u c t e d b e t w e e n 1940-1942, the
m o s t r ecent r e s e a r c h has p r o v e n that, w h i l e an i n c r e a s e
in air f l o w is a c c o m p a n i e d b y g r e a t e r loudness, v o c a l
inte n s i t y has n o t b e e n found to be a f u n c t i o n of a i r f l o w
alone. In addi t i o n , c ur r e n t r e s e a r c h shows that, d u r i n g
an incre a s e in i n t ensity, the m a x i m u m g l o t t a l a r e a r e ­
m a ins constant, r a t h e r than i n c r e a s e s p r o p o r t i o n a t e l y .
See Zemlin, 199-200.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
the a i r c u r r e n t is increased. (De la p h y s i o l o g i e ,
45. T r a n s l a t e d by the writer.)

B a t t a i l l e ' s e x p e r i m e n t s of 1860 g a v e h i m the

background for this c oncept. W h i l e u s i n g t he l a r y n ­

goscope, he fou n d that he w a s able to p r o d u c e some of

his lo w e r n o t e s w i t h o u t the glot t a l lips in to t a l

contact. B y i n c r e a s i n g t he a i r c u r r e n t and a p p r o x i m a ­

ting t he a r y t e n o i d c a r t i l a g e s mo r e firmly, he w a s a ble

to p r o d u c e t he same notes w i t h mo r e c l a r i t y w h i l e u s i n g

less t e n s i o n in t h e vocal l i gaments. (N o u v e l l e s r e c h e r ­

ches , 31-35.) The t h e o r y w h i c h he f o r m u l a t e d on t he

basis o f th i s o b s e r v a t i o n w a s as follows:

P r o p o r t i o n a t e l y r e p l a c e t e n s i o n in the v o c a l l i g a ­
me n t s w i t h e n e r g y of a i r c u r r e n t a nd i n c r e a s e to
the g r e a t e s t deg r e e t he gl o t t a l o p e n i n g w h i c h is
m o s t c o m p a t i b l e w i t h e a c h sound. (De l a p h y s i o l o ­
g i e , 47. T r a n s l a t e d b y t he writer.)

T h e r e s u l t o f this m e t h o d is a r e l e a s e of exc e s s

t e n sion in t h e v o cal ligaments. B a t t a i l l e 's a c c o m p a n y ­

ing e m p h a s i s u p o n the m o d e r a t e l y lo w e r e d l a r y n x g i v e s the

c r i c o t h y r o i d m u s c l e s the r e s p o n s i b i l i t y for m a k i n g all

pi t c h a d j u s t m e n t s . V e n n a r d n o t e d this f a c t o r to be a

b asic o n e for the a c h i e v e m e n t of f r e e d o m ar.d c o o r d i n a t i o n

in singing. T he a f o r e m e n t i o n e d e x p e r i m e n t j o f S h i p p and

Izdebski v e r i f i e d that t r a i n e d si n g e r s u s u a l l y u s e a

lowered l a r y n g e a l p o s i t i o n a n d t h e r e f o r e m a k e all p i t c h

adju s t m e n t s w i t h the c r i c o t h y r o i d muscl e s . (See p. 107.)

^^Vennard, S i n g i n g , pp. 60-61.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Battaille f o u n d t wo n o t a b l e p h y s i o l o g i c a l r e s u l t s of

this m e t h o d : (1) the ar e a of the v i b r a t i n g surface was

in creased, and, cons e q u e n t l y , the f u l l n e s s a n d s o n o r i t y

of the v o i c e w e r e i m p r o v e d as well, a nd (2) a great deal

o f t h e l a b o r w as t a k e n o v e r b y the e x p i r a t o r y m u s c l e s

a c t i n g as a r e s u l t of d i a p h r a g m a t i c - c o s t a l b r e a t h i n g .

(De la p h y s i o l o g i e, 48.)

T o t e a c h t he m e t h o d of c o m p e n s a t i o n , Battaille

r e t u r n e d to the e x p e r i m e n t a l p r o c e d u r e he w a s following

wh e n he d i s c o v e r e d the method. W h i l e t a k i n g c a r e that

the s t u d e n t w a s u s i n g d i a p h r a g m a t i c - c o s t a l b r e a t h i n g ,

that the l o w e r j a w w a s loose, and t hat the e x t r i n s i c

lar y n g e a l m u s c l e s w e r e n o t involved, B a t t a i l l e h a d the

st u d e n t p r o d u c e the l o w e s t notes in his v o i c e w i t h the

gl o t t i s as o p e n as possi b l e . If t h e r e s u l t i n g sou n d

wa s " m u f f l e d and h o l l o w , " he w o r k e d for m o r e c l a r i t y

w h i c h r e s u l t e d fr o m c l o s i n g the p o s t e r i o r p a r t of the

g l o t t i s w h i l e m a i n t a i n i n g the f r e e d o m o f the e x t r i n s i c

mu s c l e s a n d the l o wer jaw. At first, most students were

able to p r o d u c e o n l y a f e w lower n o t e s w i t h t h i s m e t hod.

V e r y soon, however, t h e y we r e a b l e to si n g t h r o u g h t h e i r

r a nge w i t h m u c h less t e n s i o n i n t h e v o c a l l i g a m e n t s th a n

before. As a result, m o r e m u s c u l a r f a c i l i t y w a s m a d e

a v a i l a b l e a nd one o r two notes w e r e a d d e d to t he top

range. T h i s p r o c e d u r e a l s o r e s u l t e d in an e a s e of.

m u s c u l a r a c t i o n i m p o r t a n t to v o c a l agility, p o wer, and

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113

eff i c i e n c y . B a t t a i l l e found that it w a s also extremely

important for m a s t e r i n g the p a s s a g g i o ar e a s o f the v o i c e

w h e r e h o m o g e n e i t y is m o s t diffi c u l t to a chieve. He found

t h i s d i f f i c u l t y to be so p r o n o u n c e d in som e f e m a l e v o i c e s

t h a t tone q u a l i t y w a s e n t i r e l y d i f f erent, l e a d i n g some

o b s e r v e r s to r e c o g n i z e two f a l setto r e g i s t e r s , the "fal­

se tto prop e r " and the "falsetto-head." Battaille believed

t h i s d i f f i c u l t y to be due to an e xcess o f m u s c u l a r c o n t r a c ­

ti o n and fo u n d the m e t h o d of c o m p e n s a t i o n to b e an indis­

p e n s a b l e p a r t of its correction. (De la p h y s i o l o g i e ,

49-51.)

Battaille apparently worked toward a procedure

of m o d e r a t i n g t e n s i o n w i t h i n the l a r y n x in p r o p o r t i o n to

i n c r e a s e d b r e a t h p r e s s u r e f r o m l ow n o t e s to h i g h e r n o t e s

u n t i l the e n t i r e v o c a l r a n g e w a s p r o d u c e d in t h i s m anner.

In so doing, he found that a c o m p e n s a t i o n or b a l a n c e w a s

e s t a b l i s h e d b e t w e e n the ac t i o n s of t h e b r e a t h a n d the

glottis. (De la p h y s i o l o g i e , 51.) S u c h a b a l a n c e w as

im p o r t a n t to G a r c i a also, but it w a s n o t as f u n d a m e n t a l

to h is m e t h o d as it w a s to B a t t aille's. (See pp. 63-

64.) W h i l e B a t t a i l l e r e c o g n i z e d some n e c e s s a r y d i f f e r ­

e n c e s o f a p p r o a c h w i t h in d i v i d u a l s tudents, his t e a c h i n g

m e t h o d for all students was based upon five b a s i c

points: (1) diaphragmatic-costal breathing, (2) the loose

jaw, (3) the m o d e r a t e l y l o w ered larynx, (4) non-involve­

m e n t of the e x t r i n s i c m u s c l e s of the larynx, and (5) t he

m e t h o d of comp e n s a t i o n . W h i l e his res e a r c h , l ike G a rcia's,

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114

justified most traditional teaching emphases, Battaille's

m ost unique c o n t r i b u t i o n to the f i eld of v o c a l p e d a g o g y

m a y ha v e b e e n h is e m p h a s i s on the m e t h o d o f c o m pensation.

A l t h o u g h i t s p h y s i o l o g i c a l basis w a s s o m e w h a t inaccurate,

t h i s a p p r o a c h to f r e e d o m a nd c o o r d i n a t i o n of the vocal

mechanism apparently became a successful a n d f undamental

basis for B a t t a i l l e 's teaching.

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IV. THE TEACHING PRINCIPLES OF MARCHESI

Biographical Material

In the 1 8 7 0 's M a n u e l Garcia w as t e a c h i n g in E n g ­

land and M a t h i l d e M a r c h e s i and Jul i u s S t o c k h a u s e n w e r e

a p p r o a c h i n g the h e i g h t of their t e a c h i n g ca r e e r s in

F r a n c e and Ge r m a n y , r e s p e ctively. A c c o r d i n g to M a c k i n -

lay, M a r c h e s i a nd S t o c k h a u s e n were r e g a r d e d to be the

f o r e m o s t t e a c h e r s of t h e i r time in th e i r r e s p e c t i v e

countries.

It is t h e r e f o r e a m a t t e r of some note that d u r i n g


the y e a r s in w h i c h M a n u e l Gar c i a w a s h i m s e l f t he
f i nest t e a c h e r in England, he should, t h r o u g h t h e s e
two p upils, h ave h ad his b a n n e r thus u p h e l d u p o n
the c o n t i n e n t .^

A l t h o u g h A r g e r r e g a r d e d Batta i l l e m o r e h i g h l y t han M a r ­

c h esi as a l e a d i n g t e a c h e r , ^ the i n d i c a t i o n rema i n s that

M a n u e l G a r c i a w a s e x e r t i n g an impr e s s i v e a m o u n t of i n f l u ­

e n c e on n i n e t e e n t h - c e n t u r y v o cal teaching.

M a r c h e s i w a s b o r n M a t h i l d e G r a u m a n n in F r a n k f u r t -

a m - M a i n in 1821, the d a u g h t e r of a w e a l t h y m e r c h a n t .

A c c o r d i n g to o n e source, she began h er v o i c e study w i t h

^Macki n l a y , Garcia, the C e n t e n a r i a n , 195.

^See p . 83 a nd Arger, "Evolution de la t e c h n i q u e


v o c a l e ," 990.

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F e l i c e Ro n c o n i (1811-1875) in the ci t y of her b i r t h . ^

W h e n the fam i l y f o r t u n e s fai l e d in 1843, she w e n t to

V i e n n a for study w i t h Ot t o N i c o l a i (1810-1849). She

m o v e d to P a ris to b e g i n study w i t h G a r c i a in 1845

D u r i n g the next two y e ars she a p p a r e n t l y d e v e l o p e d a

no t i c e a b l e apti t u d e for t e a c h i n g as w e l l as s i n g i n g and

G a r c i a b e g a n to e n t r u s t her w i t h some o f his b e g i n n i n g

students. In the spr i n g of 1847, G a r c i a suff e r e d a

br o k e n a r m in a fall from a h o r s e a nd M a r c h e s i took

o v e r the teac h i n g of m o s t of his pupils. How e v e r , he

c o n t i n u e d to o f f e r her co u n s e l w h e n n e e d e d .^

N o d e s c r i p t i o n s of M a r c h e s i 's v o i c e ha v e be e n

found o t h e r than that it w a s a m e z z o - s o p r a n o . Her sing­

ing was a p p a r e n t l y h i g h l y r e garded. A f t e r f our y e ars

of study, she f o l l o w e d G a r c i a to L o n d o n w h e r e she b e c a m e

w i d e l y k n o w n as a c o n c e r t s i n ger.^ Between 1849-1852

she sang s u c c e s s f u l l y in B ritain, G ermany, Belgium., H o l ­

land, S w i t zerland, and F r a n c e .^ In 1852 she m a r r i e d the

ba r i t o n e S a l v a t o r e M a r c h e s i a n d t o g e t h e r they s a n g o p e r a

E n c i c l o p e d i a d e l l a m u s i c a , 1964 ed., s.v. "Mar­


chesi, M a t h i l d e G r a u m a n n ."

e d . , s.v. "Marchesi, M a t h i l d e Gr a u m a n n . " By B e r t h a


T h o m a s a nd A l e x i s C h i t t y .

^M ackinlay, Garcia, t he C e n t e n a r i a n , 162.

®Ibid., 162.

^ T h omas and C h i t t y , "Marchesi, M a t h i l d e G r a u m a n n . "

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117

o n the c o n t i n e n t until 1854, w h e n she a c c e p t e d a t e a c h ­

i n g p o s t at t h e V i e n n a C o n s e r v a t o r y . ® A c c o r d i n g to M a r ­

chesi 's own a ccount, she san g s e veral c o n c e r t s w i t h her

h u s b a n d at the b e g i n n i n g o f t h eir s t a y in V i e n n a an d

th e n ret i r e d f r o m the p e r f o r m a n c e w o r l d to d e v o t e all

of h e r f a c u l t i e s to teaching. The on e e x c e p t i o n w a s an

o c c a s i o n in Jan u a r y , 1856, w h e n she r e p l a c e d a n o t h e r

s i n g e r on sho r t n o t i c e as D o n n a E l v i r a in t he f i n a l e of

Mozart's Don G i o v a n n i . The occasion was a Mozart c enten­

n i a l p e r f o r m a n c e c o n d u c t e d b y F ranz L i z s t . ®

D u r i n g t he n e x t six y e a r s M a r c h e s i ' s contributions

to the d e v e l o p m e n t of the V i e n n a C o n s e r v a t o r y ' s vo c a l

de p a r t m e n t e s t a b l i s h e d her r e p u t a t i o n as a t eacher. In

1861 she m o v e d w i t h h e r h u s b a n d to P a r i s w h e r e she a t t r a c ­

ted m a n y p u p i l s . She a c c e p t e d a t e a c h i n g p o s t at the

C o l o g n e C o n s e r v a t o r y in 1865 a n d in 1868 r e s u m e d h e r p o s i ­

t i o n at the V i e n n a C o n s e r v a t o r y . She r e s i g n e d this p o s i ­

t i o n in 1878 b u t r e m a i n e d in V i e n n a a n d t a u g h t p r i v ately.

In 1881 she r e t u r n e d to Paris, w h e r e y o u n g si n g e r s con­

t i n u e d to c o m e to her for i n s t r u c t i o n . She d i e d in L o n d o n

in 1913.^*^ H e r remi n i s c e n c e s , fi r s t p u b l i s h e d as A u s

B a k e r ' s B i o g r a p h i c a l D i c t i o n a r y of M u s i c i a n s , 5th
ed., s.vl "Marchesi, M a t h i l d e G r a u m a n n . "

^Mathilde March e s i , M a r c h e s i a n d M u s i c : P a s s a g e s
f r o m the L i f e of a F a m o u s S i n g i n g T e a c h e r (New York:
Ha r p e r and Broth e r s , 1897) , 93-94.

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M u s i c in 1897 (see n. 9). She l e f t m a n y v o l u m e s of

v o c a l e x e r c i s e s a nd vocal i s e s , so m e o f w h i c h c o n t i n u e to

b e publ i s h e d . H e r g r e a t e s t legacy, h o w ever, m a y have

b e e n the large num b e r o f s ingers w h o e m e r g e d f r o m her

s t u d i o to b e c o m e o u t s t a n d i n g p e r f o r m e r s : Emma Calve

( 1858-1942), Em m a Eames (1865-1952), Etelka Gerster

(1855-1920), Nellie Melba (1861-1931), lim a di

Murska (1836-1889), S i byl S a n d e r s o n (1865-1903), and

h e r d a u g h t e r Bl a n c h e M a r c h e s i ( 1 8 6 3 - 1 9 4 0 ) . Harold

Rosenthal l i sted o t h e r M a r c h e s i students w ho performed

w i t h d i s t i n c t i o n at C o v e n t Garden: Emma A bbott (1850-

1891), F r a n c i s Sevi l l e (1862-1935) , S u z a n n e A d a m s (1872-

1953), Ellen Gulbranson (1863-1946), and S e l m a Ku r z

(1877-1933)

Marchesi's Publications

U n l i k e b o t h Gar c i a and B a t t a i l l e , Mathilde Mar­

c h e s i h ad lit t l e s c i e n t i f i c b a c k g r o u n d a n d a t t e m p t e d no

r e s e a r c h o n the s inging voice. While she a p p a r e n t l y r e ­

s p e c t e d the c o n t r i b u t i o n s o f v o c a l s cience, she de v o t e d

11 ,
M a t h i l d e Mar c h e s i , A us m e i n e m L e b e n (Düsseldorf:
F. Bagel, 1888).

^^ I n t e r n a t i o n a l C y c l o p e d i a o f M u s i c a n d M u s i c i a n s ,
10th ed., s.v. "Marchesi, M a t h i l d e G r a u m a n n . "

^^Ha r o l d R o s e n t h a l , Two C e n t u r i e s of O p e r a at
C o v e n G a r d e n (London: Putn a m , 1957) . S ee s e p a r a t e
e n t r i e s for the p e r s o n a l i t i e s m e n t i o n e d .

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119

h e r s e l f to e s t a b l i s h i n g a s y s t e m of t e a c h i n g suited to her

o w n m e t h o d s of approach. H e r public a t i o n s , therefore,

w e r e d e v o t e d m o r e to i n s t r u c t i o n and i n v o l v e m e n t in vocal

a r t t h a n to w r i t i n g s a b o u t t h e m e c h a n i s m of v ocal pro d u c -

Th e unique n e s s of M a r c h e s i 's p u b l i c a t i o n s lies in

the large n umber of v o c a l i s e s w h i c h she p u b l i s h e d for

v a r i o u s types of fema l e voic e s , each d e s i g n e d to a c c o m ­

p l i s h a specific purpose. A c c o r d i n g to her ow n account,

h e r v o c a l i z z i were b o r n of p e r s o n a l experi e n c e . Garc i a

n e v e r gav e ext e n d e d v o c a l i s e s to his pupils. He p r e f e r ­

r e d m e t h o d i c a l ex e r c i s e s w h i c h w e r e o f t e n unin t e r e s t i n g .

In M a r c h e s i 's case, she w a s r e q u i r e d to p r a c t i c e t hese

w i t h the m e t r o n o m e . O n the o ther hand, Garcia's col­

league, Giovanni Marco Bordogni (1789-1856), imposed

e x t r e m e l y diffi c u l t e x e r c i s e s on his students, often be­

fore t h e y were ready f o r them.

It was t here that I c o n c e i v e d the idea of c o m p o s i n g


vocalizzi, each o f w h i c h should c o n t a i n an exercise,
on the scale, on a r p e g g i o s , the m o r d e n t e , the trill,
etc., and all in m e l o d i c form. T h e s e w e r e inte n d e d
to c a r r y f u rther t h e s t u d y of e x ercises. I believe
m y idea to have b e e n correct, for to p r o c e e d d i r e c t l y
fro m the scale to t he s i n g i n g of an air i m p r e s s e d me,
wh i l e I was but a s t u d n e t myself, as a too g reat
step.

B a z a a r 33 (October 27, 1900), 1620.

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120

Marchesi's m e a n i n g s of the terms "exercise" and

"vocalise" is impo r t a n t , b e c a u s e the two t erms are r a r e l y

d e f i n e d d i f f e r e n t l y in v o c a l w riting. She a p p a r e n t l y

r e g a r d e d e x e r c i s e s as b a s i c i n t r o d u c t o r y uni t s d e s i g n e d

for a specific purpo s e . As such t h e y had li t t l e m u s i c a l

interest. Her v o c a l i z z i , however, e m b odied the same m u s i ­

cal figures but w e r e set w i t h i n a larger, more developed

m u s i c a l scheme. T h e y w e r e not p r o v i d e d w i t h texts, but

w e r e d e s i g n e d to be sung on a c h o s e n vowel. In Par t I

of M a r c h e s i ' s Op. 31, h e r e x e r c i s e s w e r e i n t e n d e d to be

mastered before their companion vocalises in P a r t II w e r e

attempted.Several p o r t a m e n t o e x e r c i s e s and one of

t he i r co m p a n i o n v o c a l i s e s from Op. 31 are p r o v i d e d for

c o m p a r i s o n in F i g u r e s 6 an d 7. A n o t h e r term, "etude,"

w a s appl i e d to l o n g e r v o c a l p i e c e s w h i c h w e r e m o r e m u s i ­

c a l l y dev e l o p e d t h a n e i t h e r the e x e r c i s e or the vocal i s e .

A l l of M a r c h e s i 's e t u d e s in her O p u s 36 w e r e in ABA' form

a nd were g r a d u a t e d a c c o r d i n g to v o c a l and m u s i c a l d i f f i c u l ­

ty/^

It is u n c e r t a i n w h e n M a r c h e s i be g a n p u b l i s h i n g he r

vocal studies. M o s t of t h o s e l i s t e d in the N a t i o n a l

Un i o n C a t a l o g o f A m e r i c a n l i b r a r y h o l d i n g s c o n t a i n onl y

Vocal Method, Op. 31 (London: E n o c h and Sons, Ltd., n.d.;


repr i n t e d . , N e w York: D o v e r Publ i c a t i o n s , Inc., 1970).

style, moyenne d i f f i c u l t é , pour so p r a n o ou m e z z o - s o p r a n o .


Op. 36 (New York: G. Schirmer, 1902).

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
4-

F I G Ü R E 6: M A R CHESI: P O R T A M E N T O EXERC I S E S . From Mathilde


M a r c h e s i , T h e o r e t i c a l and P r a c t i c a l V o c a l Method, Op. 31
London: E n o c h a n d Sons, Ltd., n.c,: r e p r i n t éd., N e w York:
D o v e r P u blications, Inc., 1970), 5. Used by permission
of Dover Publi c a t i o n s , Inc., 180 V a r i c k Street, N e w York,
10014.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
F I GURE 7: MAR C H E S I : P O R T A M E N T O V O C A L I S E . Fr o m Marchesi,
Th e o r e t i c a l a n d P r a c t i c a l V o c a l M e t h o d , 47. U s e d by p e r -
mission.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
a p p r o x i m a t e d a t e s an d it is a l m o s t c e r t a i n t h a t these l i ­

b r a r i e s do not, in m o s t cases, pos s e s s f irst editions.

H owever, t h e i r t i t l e s p r o v i d e i nsight i n t o M a r c h e s i ' s i n ­

t entions. D e s c r i p t i o n s of the ear l i e s t p u b l i c a t i o n of e a c h

opus li s t e d in t h e N a t i o n a l U n i o n C a t a l o g are p r o v i d e d

below. In some cases, t h e o n l y d e s c r i p t i o n a v a i l a b l e for

s om e n u m b e r s is M a r c h e s i 's own listing in he r "Singing

Lessons" (see n. 15). In such cases, the d e s c r i p t i o n s

a re p r o v i d e d b u t are not t r e a t e d as titles.

Opus 1

E x e r c i s e s é l é m e n t a i r e s g r a d u e s p o u r le d é v e l o p p e m e n t de
la voix, op. 1. N e w York: E. S c h u b e r t h a nd Co.,

F i v e o t h e r G e r m a n and E n g l i s h e d i t i o n s are also


listed. O n e l a t e r e d i t i o n h a s i n s t r u c t i o n s in English,
French, and G e rman.

Opu s 2

V i n g t - q u a t r e v o c a l i s e s p o u r s o prano ou m e z z o - s o p r a n o avec
a c c o m p a g n e m e n t d u e piano, op. 2 . Berlin: R ies and Erle r ,
n.d.
Si n c e p u b l i s h e r s of all the oth e r e d i t i o n s listed
are A m e r i c a n , it is a s s u m e d t h a t thi s e d i t i o n is the
earliest. T h e o t h e r editi o n s carry d a t e s o f / l 8 7 ? 7
to 1888. T h i s o p u s w a s d e s i g n a t e d as an i n t r o d u c t o r y
set to Op. 6, w i t h the i n t e n t i o n tha t it be m a s t e r e d
b e f o r e Op. 6 w a s attempted.

Opus 3

V i n g t - q u a t r e v o c a l i s e s p o u r soprano, op. 3. C o logne:


Schloss, [I88?j. 20

^^T h e N a t i o n a l U n i o n Catalog: P r e - 1 9 5 6 I m p r i n t s ,
559 vols. (London: M a n s ç l l , 1974), 371: 50-53.

V o c a l i s e s fo r S o p r a n o or M e z z o - S o p r a n o , ed. J. H. C ornell
(New York: G. S c h i r m e r , 1884).

^*^0p. 3 is c u r r e n t l y p u b l i s h e d as T w e n t y - F o u r
V o c a l i s e s for S o p r a n o (New York: B e l w i n - M i l l s , n.d.).

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Opus 4

T w elve s tudies of s t y l e f or soprano.

Opus 5

L ' A r t du chant; 24 v o c a l i s e s é l é m e n t a i r e et p r o g r e s s i v e s
p o u r m e z z o - s o p r a n o ou c o n t r a l t o , op. 5. Leipzig:
B. Senfl, 1870 .

Opus 6

L ' A r t d u chant: 24 v o c a l i s e s p e r f e c t i o n n e m e n t du m é c a n i s m e
de la v o i x p o u r m e z z o - s o p r a n o ou c o n t r a l t o c o m p o s é e s
et d é d i é à G. R o s s i n i I L e i pzig: B a r t h o l f Senff,
{câïTTQ^.
A n o t h e r F r e n c h e d i t i o n and an E n g l i s h e d i t i o n are
also listed.

Opus 7

L ' A r t du chant: 12 e t u d e s d e style p o u r m e z z o - s o p r a n o ou


c o n t r a l t o a vec a c c o m p a g n e m e n t d e piano, op. 7.
L ë îp z T g T n B 7 ~ S ë n fF 7 " T c i" r T r 8 8 0 J .
Thi s is a r e i s s u e o f a n 1870 edition.

Opus 8

E i g h t e e n v o c a l i s e s f or two voices, so p r a n o a nd c o n t ralto.


Th i s w o r k i n c l u d e s s t u d i e s o f a g i l i t y f or s o p rano
w i t h I t a l i a n w o r d s in v a r i a t i o n form.

Opus 9

St udies of a g i l i t y for m e z z o - s o p r a n o w i t h I t a l i a n w o r d s in
v a r i a t i o n form.

O p u s 10

Twenty-four vocalises for "deep c o n t r a l t o . "

Opus 11

Do u z e etu d e s de s t yle p o u r so p r a n o o u m e z z o - s o p r a n o , op. 11.


Vienna: Spina, n.d.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Opus 12

D i x - h u i t v o c a l i s e s a d e u x v o i x p o u r inezzo-soprano et
c o n t r a l t o , op. 12. Vienna: C. A. Spina, n.d.

O p u s e s 14, 16, a n d 18

St u d i e s of a g i l i t y for soprano w i t h I t a l i a n w o r d s and


in v a r i a t i o n form.

Opu s 21

L 'A r t d u chant: m e t h o d e p r a t i q u e in q u a t r e parties, op.


2 1 . Ha m b o u r g : A. C r a n z , ca. 1877.
T h e four p a r t s are list e d as follows:
P a r t I: E x e r c i s e s e l e m e n t a r i e s et g r adues
P a r t II: T r e n t e v o c a l i s e s p o u r m e z z o - s o p r a n o
P a r t I I I : D o u z e v o c a l i s e s à deu x voi x
Pa r t IV: Si x m é l o d i e s avec p a r o l e s ^ u r m e z z o - s o p r a n o
S e v e n o t h e r edi t i o n s in Eng l i s h , French, or
G e r m a n are list e d as well. On e e n l a r g e d e d i t i o n
c o n t a i n s French, Dutch, Engli s h , a n d G e r m a n texts.
Som e l a t e r e d i t i o n s in c l u d e o n l y Part I or Par t s I
and 11.^^

Opu s 22

E i g h t v o c a l i s e s for t hree voices, soprano, m e z z o - s o p r a n o ,


and c o n tralto.

Opus 24

T w o o f f e r t o r i e s w i t h L a t i n words.

Opus 25

Tw o A v e M a r i a s w i t h L a t i n words.

O pus 26

S t u d i e s of a g i l i t y for s o prano w i t h I t a l i a n w o r d s in
v a r i a t i o n form.

21 are c u r r e n t l y
p u b l i s h e d as Th e A r t of Singing, Boo k I: E l e m e n t a r y and
G r a d u a t e d E x e r c i s e s (New York: B e l w i n - M i l l s , n.d.); and
T h e A r t of Singing, B o o k II: T h i r t y V o c a l i s e s f or M e z z o -
So p r a n o (New York: Belwi n - M i l l s , n.d.).

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Opus 30

L ' A r t du chant, p e r f e c t i o n n e m e n t du m é c a n i s m e de la
voix; T r e n t e v o c a l i s e s p o u r inezzo-soprano o u s o p r a ­
no, op. 3 0 . Boston: O l i v e r D i t s o n and Co., f l 9 0 ? J .

O pus 31

' A T h e o r e t i c a l and P r a c t i c a l M e t h o d of S i n ging, Op. 31.


T r a n s l a t e d by A.M.R. and M.F. Barnette. Boston:
O l i v e r Di t s o n Co., (ça, 1887J.
P a r t I: E l e m e n t a r y and p r o g r e s s i v e e x e r c i s e s for
the d e v e l o p m e n t of the vo i c e
Par t II: E x e r c i s e s for the d e v e l o p m e n t o f the voice
in the for m of v o c a l i s e s
Pa r t III ( s u p p l e m e n t ) : C o m b i n i n g a r t i c u l a t i o n w i t h
vocaliz a t i o n : V o c a l i s e s for one, two, and
t hree vo i c e s
O n l y E n g l i s h e d i t i o n s of Op. 31 are listed.

Opus 32

T h i r t y V o c a l i s e s for Mezz o - s o p r a n o . N e w Y o r k : G. Schirmer,


1897.

Opus 33

Fourteen vocalises for two voices, m e z z o - s o p r a n o an d


contralto.

O pu s 36

D i x - h u i t no u v e l l e s et u d e s de style, m o y e n n e d i f f i c u l t é ,
pour soprano ou inezzo-soprano, op. 3 6 . N e w York:
G. Schirmer, 1902.

A n i n d i c a t i o n of M a r c h e s i ' s l o n g e v i t y is fou n d in

t he fact that five o f h er b ooks of v o c a l i s e s r e m a i n in

publication, Op u s e s 2, 3, 21, 31, and 32. Apparently,

an d P ractical V o c a l Meth o d , Op. 31 (London; E n o c h and


Sons, Ltd., n . d . : r e p r i n t e d . , N e w York: D o v e r P u b l i c a ­
tions, Inc., 1970),

f or Hig h or M e d i u m Voice, Op. 3 2 , ed. Estelle Liebling


(New York: G . S chirmer, 1941) .

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
127

e a c h set of v o c a l i s e s was d e s i g n e d to b e p r o g r e s s i v e

w i t h i n itself. Vocalises were selected for s t u d y a c c o r d ­

i n g to the voice, capabilities, an d n e e d s o f the i n d i v i ­

dual student.

It m u s t be n o t e d that o n l y O p e r a 1, 21, and 31

a r e d i r e c t e d t o w a r d the f u n d a m e n t a l s o f v o c a l production.

T h e s e sets p r o v i d e s h o r t e r e x e r c i s e s d e s i g n e d to help

the s t udent w i t h p r o p e r attack, registration, breath

control, and tone q uality. All the o t h e r sets are in ­

te n d e d for the s t u d e n t ' s m a s t e r y of a g i l i t y and prop e r

s t y l i s t i c e x e c u t i o n for any m u s i c a l o c c a s i o n . Musical

figures, such as d i a t o n i c and c h r o m a t i c scales, rep e a t e d

note s , vari o u s r h y t h m i c figures, and arpeggios are stres­

sed, a long w i t h o r n a m e n t s i m p o r t a n t to t h e s tyle of e a r l y

n i n e t e e n t h - c e n t u r y Ita l i a n opera.

In a d d i t i o n to h er m a n y v o c a l i s e s , in at least

t w o i n stances M a r c h e s i also b e c a m e i n v o l v e d w i t h the r e ­

p e r t o i r e itself. A c o l l e c t i o n of s o p r a n o arias, issued

u n d e r her editing, includes some of h e r o w n sugges t i o n s

for performance, i n c l u d i n g o r n a m e n t s a n d caden z a s .

T h i s coll e c t i o n i n c l u d e d a rias b y A u b e r , Bel l i n i , Donizet­

ti, Meyerbeer, Mozart, a nd Rossi n i . M a r c h e s i als o

^'^Marchesi, " S i n g i n g L e s s o n s , " H a r p e r ' s B a z a a r 33


(October 27, 1900): 1620.

^ ^ M a t h i l d e ^ M a r c h e s i , ed., S a m m l u n g d e r b e l i e b s t e n
K o l o r a t u r - A r i e n f u r S o p r a n (Leipzig; C.F. Pete r s , [I88lj ).

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
128

p u b l i s h e d a c o l l e c t i o n of c a d e n z a s for fema l e voices. Its

f irst section. Points d ' o r g u e , c o n t a i n s cadenzas written in

m o s t ma j o r keys. The se c o n d section. V a r i a n t e s et p o i n t s

d'o r g u e , contains variations and c a d e n z a s for specified

locations w i t h i n arias c o m m o n to the r e p e r t o i r e . A few

of these c a d e n z a s w e r e w r i t t e n fo r a s p e c i f i c p erson^®

(see the c a d e n z a for N e l l i e Melb a , Figure 8).

From other publications it can be d e d u c e d that

M a r c h e s i was h e l d in h i g h re g a r d by the g e n e r a l public.

In addition to he r m u s i c p u b l i c a t i o n s and her reminis­

cences, her " Singing L e s s o n s " appeared in H a r p e r ' s B a z a a r

f r o m 1900-1901^^ and in b o o k f o r m in 1 9 0 1 . Bet w e e n

1907-1908, the La d i e s Hom e J o u r n a l p r i n t e d he r answers

to submitted q u e s t i o n s u n d e r the title, "Quest i o n s of

composées pou r les p r i n c i p a u x airs du r é p e r t o i r e pour


les ëleves de ses c l a s s e s de chanté (Paris: He u g e l and
Co., 1900). The ter m p o i n t d ' o r g u e is n o r m a l l y used to
indicate a c a d e n z a in a c o n certo. M a r c h e s i 's a p p l i c a t i o n
o f this t erm to voc a l c a d e n z a s a p p e a r s to be u n p r e c edented.
See Willi Apel, e d . , H a r v a r d D i c t i o n a r y of M u s i c , 1969
e d . , s.v. "point d ' o r g u e . "

H a r p e r 's
Ba zaar 33 (September 8 1900): 1187-90, (September 15):
1235-8, (September 29): 1367-9, (October 13): 1507-10,
(October 27): 1619-21, (November 10): 1742-5, (December 8):
1875-8, (December 22): 2025-9, 2166-9; 34 (January 4
1901): 49-52.

^ ^ Mathilde Mar c h e s i , Ten S i n g i n g L e s s o n s (New


York: Harper and B r o ., 1901.)

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Cadunzii écrite pour V.'"'’Melba.

F I G U R E 8: M ARCHESI: C A D E N Z A W R I T T E N F O R N E L L I E MELBA.
For i n s e r t i o n in "II dolce suono" (The "Mad Scene")
fr o m A c t II of Doni z e t t i ' s L u c i a di L a m m e r o o r . From
Marchesi, Var i a n t e s et points d ' o r g u e , 51.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
130

Vocal S t u d e n t s . H e r vocal principles were set down

in numerous short articles, among them her "Correct

Methods of Vocal Study," which appeared in The Music of

the Modern World. From these sources and from a

n u m b e r of her a v a i l a b l e bo o k s of v o c a l i s e s , M a r c h e s i 's

p r i n c i p l e s of t e a c h i n g m a y be studied.

A Categorical Description
o f M a r c h e s i 's T e a c h i n g

At t i t u d e s and A p p r o a c h e s in G e n eral

More information is r e c o r d e d c o n c e r n i n g M a t h i l d e

M a r c h e s i 's a t t i t u d e s and a p p r o a c h e s to teaching than

c o n c e r n i n g th o s e of Garcia, Battaille, or Stockhausen.

M a r c h e s i was of s t r o n g c o n v i c t i o n and was v e r y o u t s p o k e n

in reg a r d to m o s t asp e c t s of her t e a c h i n g principles.

Sev e r a l areas to w h i c h she d e v o t e d m u c h w r i t t e n s p ace

are (1) the q u a l i f i c a t i o n s o f both s i n g i n g teachers and

students, (2) the l e n g t h of voice study which she required,

(3) g e n eral p r o c e d u r e s in the t r a i n i n g of voices, and

(4) d e s c r i p t i o n s of h e r v o c a l c l asses. Each of t h ese areas

de s e r v e s some analysis.

^^M a t h i l d e M a rchesi, "Ques t i o n s of Vo c a l Stu d e n t s , "


L a d i e s Home Jou r n a l 24 (September 1907): 3, (October): 2,
(November): 2, 25 (February 1908): 3 , (April): : 3, (June):
3, ( O c t o b e r ) : 36, (November): 29.

^^M a t h i l d e M a r c hesi, "Correct M e t h o d s of V o c a l


S t u d y , " The M u s i c of the M o d e r n W o r l d , 2 vols., ed.
A n t o n Seidl (New York: D. A p p l e t o n a n d Co., 1895),
2:159-160.

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131

Marchesi was strongly opinionated in r egard to q u a l i ­

f i c a t i o n s of s i n ging teac h e r s . W h i l e G a r c i a and B a t t a i l l e

o c c a s i o n a l l y d e n o u n c e d e r r o n e o u s teaching, Marchessi fre­

q u e n t l y a n d v e h e m e n t l y s p oke out a g a i n s t te a c h i n g abuses.

T h e pages of the c o n t i n u i n g column, " Questions of V o cal

S tudents," off e r e d am p l e o p p o r t u n i t y for her to answ e r a

s i nger's i nquiries b y c o n d e m n i n g the t e a c h i n g appro a c h

in question. A m o n g the q u a l i f i c a t i o n s w h i c h she a d v o c a t ­

ed, she u r g e d that t e a c h e r s hav e a t h o r o u g h k n o w l e d g e of

the a n atomy and p h y s i o l o g y of the v o cal organs. (M a r c h e s i

a nd M u s i c , 180-81.) Since she i n s i s t e d tha t te a c h e r s r e ­

fr a i n from teach i n g b y imitation, she felt that teac h e r s

n e e d not be o u t s t a n d i n g singers. //'Questions," 25 (October

1908): However, an a p p r e n t i c e s h i p p e r i o d w a s b e l i e v e d

to be ind i s p e n s a b l e for a t e a c h e r ' s p r eparation. F o r thi s

reason, M a r c h e s i m a i n t a i n e d a g r o u p of "teaching p u p ils,"

w h o m she t r a ined in p e d a g o g i c a l m e thods, w h o fulf i l l e d t h e i r

appre n t i c e s h i p w i t h b e g i n n i n g p u p i l s un d e r her s u p e r vision,

a nd who w e r e a w a r d e d c e r t i f i c a t e s upo n a c h i e v e m e n t of

c om p e t e n c e in the field. ("Singing Less o n s , " 33:1369.)

T h e success of this p r o c e d u r e p r o b a b l y c o n t r i b u t e d to

h e r advo c a c y of p u b l i c e x a m i n a t i o n s and c e r t i f i c a t i o n of

t e achers of singing. (M a r c h e s i a n d M u s i c , 300-301.) A

final qua l i f i c a t i o n c o n c e r n e d the sex of the teacher. She

firm l y be l i e v e d tha t o n l y m a l e t e a c h e r s are q u a l i f i e d to

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
t e a c h m a l e students. F o r this reason, she left the m e n

to her husband, Salvatore,while she c o n c e n t r a t e d al l

o f her einergy o n the t e a c h i n g of s o p ranos, mezzo-sopranos,

a nd c o n t raltos. //’Q u e s t i o n s , " 25 (October 1908): 36^

Some d i f f e r e n c e of o p i n i o n a p p a r e n t l y e x i s t e d c o n ­

c e r n i n g q u a l i f i c a t i o n s of v o i c e s t u dents. While Battaille

p o s s e s s e d a g r e a t deal o f f a i t h in the a b i l i t y of k n o w ­

l e d g e a b l e t e a c h e r s to c o r r e c t a f a u l t y i n s t r u m e n t (see

p. 84), M a r c h e s i , as w e l l as G a rcia, a d v o c a t e d that o n l y

"good" voices b e trained: " N o wadays m a n y p e o p l e st r i v e to

b u i l d up m e d i o c r e voices; formerly, only good voices were

c h o s e n for c u l t i v a t i o n . " ("Correct M e t h o d s , " 160.)

An a t t r a c t i v e appea r a n c e , t he g i f t s of the m u s i c i a n ,
q uick n e s s o f concep t i o n , and the p o w e r of r e p r e s e n ­
tation, t o g e t h e r w i t h r e q u i s i t e s of r e l a t i v e l y m i n o r
importance, a goo d ear, a s o u n d a n d r i c h vo i c e of e x ­
t ended compass, a d d e d to an a r d e n t d e s i r e to b e c o m e
an a r t i s t — s u c h is the e s s e n t i a l e q u i p m e n t of t h o s e
who w o u l d t r a v e l th e fair, if t h o r n y r o a d that s t r e t ­
ches out b e f o r e them. ("Singing L e s s o n s , " 33:1187.)

Ma r c h e s i looked fo r q u a l i t i e s w h i c h w o u l d d i s t i n g u i s h

o p e r a t i c singers fro m c o n c e r t s ingers. Sh e o b s e r v e d that,

wh i l e the o p e r a t i c si n g e r n eeds "a s t r o n g voice, resonant

in all its r e g i s t e r s , " she m a y r e l y o n stage- s e t t i n g s ,

orchestra, and d r a m a t i c c o n t e x t to e n h a n c e h e r p e r f o r m a n c e .

Th e c o ncert singer, however, h a v i n g n o n e of these, m u s t

B l a n c h e M a r c h e s i , S i n g e r 's P i l g r i m a g e (Boston:
Small, Maynard, a n d Co., 1923; r e p r i n t e d . , N e w York:
Da Capo Press, 1978), 39.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
be f i n i s h e d in languages, m u s i c i a n s h i p , and i n t e r p r e t a ­

tion, as w e l l as in vocal p r o d u c t i o n . T h o s e who had

l i m i t e d a b i l i t y in a n y of t h e s e a r e a s w e r e a d v i s e d to

seek o t h e r fields:

W h e n i n t o n a t i o n is u n c e r t a i n , the v o i c e small
as to c ompass, or worn or d i s p l a c e d t h r o u g h o t h e r
m e t h o d s ; w h e n t he o u t ward a p p e a r a n c e is d i s p l e a s i n g
and the disposition gloomy or re s e r v e d — I u n ­
h e s i t a t i n g l y a d v i s e the p u p i l a g a i n s t the ch o i c e
of an o p e r a t i c career. ( " S i n g i n g L e s s o n s , " 33:1189.)

M a r c h e s i 's v i e w s on this m a t t e r b e i n g f a i r l y rigid, some

h a v e u s e d t h e m as a basis for n e g a t i v e c r i t i c i s m of h er

t eaching. R u h a Solis, a s i n g e r w h o w a s a c t i v e in Paris,

V i e nna, Mannheim, a nd Rome w i t h a n u m b e r of M a r c h e s i

p upils, a t t r i b u t e d M a r c h e s i 's s u c c e s s to goo d fortune:

If t h e r e e ver was a t e a c h e r w h o w as f o r t u n a t e
it w as M a r c h e s i . Imagine h a v i n g M e lba, Eames, Gard e n ,
Calve, a n d all the o thers c o m e to y o u for training.
T h e y w e r e all h a l f - t r a i n e d a l r e a d y , a n d m o r e than
that, t h e y had the voice . . . w i t h o u t th a t any
t r a i n i n g is useless. M e l b a she lef t alone. Melba's
v o i c e w a s p e r f e c t l y p l a c e d a n d M a r c h e s i w a s smart
e n o u g h n o t to tam p e r w i t h it.

M a r c h e s i was m o s t c o n s e r v a t i v e a b o u t the e a r l y

t r a i n i n g o f g i r l s w h o e n v i s i o n a s i n g i n g career. Like

Garcia, she fe l t th a t students should not begin voice

s t u d y b e f o r e t he a ge o f s e v e n t e e n o r eight e e n . The t e a c h e r

s h o u l d be sur e that t he y o u n g l a d y ' s p h y s i c a l d e v e l o p m e n t

is s u f f i c i e n t a n d th a t the v o i c e is s t rong e n o u g h to c o p e

w i t h l e s s o n s a n d practice. ^"Questions," 25 (February

(March 1959), 29-30.

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134

1908): 3J I n stead of early vocal training, Marchesi

a d v o c a t e d p i a n o instruction, b e g i n n i n g at the age of seven

or eight, a nd so l f e g g i o w i t h i n a l i mited c o m p a s s of ten

She u r g e d that all sin g i n g cease at the age of t welve

and t h r o u g h o u t e arly adolescence. She e x t e n d e d this

prohibition to include p a r t i c i p a t i o n in c h o r u s e s and

e n s e m b l e s of all types, since such a c t i v i t y p r o h i b i t s

l i s t e n i n g and t h ereby c o n t r o l l i n g one ' s ow n voice.

["'Questions, " 25 (October 1908): 36 J Instead, she u r g e d

that the a d o l e s c e n t years be spent in study of l i t e r a ­

ture, declamation, history, harmony, m u s i c h i story, and

the French, German, and Italian languages. (" Singing L e s ­

sons," 33 :1187-88,) W hile the years fro m 17-19 wer e ideal

for the b e g i n n i n g of v ocal study, M a r c h e s i f e l t that a

stud e n t c o u l d b e g i n as late as the late twenties. [^'Ques­

tions," 25 (October 1908): Se.'j M a r c h e s i 's c o n v i c t i o n s con­

c e r n i n g the le n g t h of study were e q u a l l y strong. She r e ­

q u i r e d at l e a s t two yea r s of study for the c o n c e r t s i nger

and three for the o p e r a t i c singer. ("Correct M e t h o d s , " 159.)

Generally, she p r e f e r r e d three to fou r y e a r s of study for

all students, [['Questions, " 24 (October 1907): 2, 25 (Feb­

r u a r y 1908); 3J

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135

O n c e M a r c h e s i h a d c a r e f u l l y c h o s e n her students

a c c o r d i n g to the c r i t e r i a d e s c r i b e d above, she trained

t h e m in w h a t she b e l i e v e d to be the I t a l i a n m e t h o d given

h e r b y M a n u e l Garcia:

Th i s I t alian m e t h o d consi s t s in the r i g h t p l a c ­


ing of the voice; in t h e aesth e t i c e m i s s i o n of the
sound; in the p e r f e c t i o n of the r e s p i r a t i o n and the
vo c a l i z a t i o n , as wel l as in g r a n d sentiment, noble
style, a n d above all, in the p r e s e r v a t i o n of _the
voice. /^"Questions," 24 (September 1907): 3 .J

In ad d i t i o n , she felt t hat this m e t h o d a i d e d in tra i n i n g

voices " a ccording to the n a tural laws to p r o d u c e a pure and

m e l l o w t one and to b u i l d t h e vocal instrument so as to a c ­

q u i r e a t e c h n i c a l p r e c i s i o n ." ["'Questions, " 24 (October

1907): 2.J She f o und m o s t b e g i n n i n g v o i c e s to be "rough,

hard, of small compass, u n e q u a l in s t r e n g t h and tonality,

an d f r e q u e n t l y trem u l o u s . " (M a r c h e s i and M u s i c , 181.) To

c o r r e c t t h e s e impe r f e c t i o n s , she b e l i e v e d the Italian

id e a l s to be indispen s a b l e .

Li k e Garcia, Marchesi first g a v e h er stu d e n t s a b as ic

d e s c r i p t i o n of the p h y s i o l o g y of v o i c e prod u c t i o n . ["Ques­

t i o n s ," 24 (October 1907): 2.^ She nex t t a u g h t breat h i n g

an d p l a c e m e n t of the v o i c e w i t h i n the c o r r e c t regis t e r zones.

W h e n p l a c e m e n t w as secure, the r e g i s t e r s w e r e u n i t e d t h r o u g h ­

o u t the voice. The v o i c e w a s then t h o r o u g h l y tra i n e d in the

d e v e l o p m e n t of an eve n sca l e by u s i n g "a p r o g r e s s i v e s i nging

of all k i n d s of diatonic, c h r o matic, m a j o r and m i n o r scales,

arpeg g i o s , g r uppettos, and the t r ill." ["Questions, ""

25 .('April 1908): 3.^ M a r c h e s i 's use of the term

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136

g r u p p e t t o was in r e ference to a two- or t h r e e - n o t e fi g u r e

int e n d e d "to be p e r f o r m e d in such a w a y as no t to i n t e r ­

fere w i t h the p r o p e r entrance of the p r i n c i p a l no t e s . "

In o t h e r p u b l i c a t i o n s she used the t e r m to d e s i g n a t e a

three-note turn, wh i l e the ter m m o r d e n t e , w h i c h she d e ­

fin ed as a "transient s h a k e , " a p p a r e n t l y i n d i c a t e d an

i n v erted m o r d e n t (see Figure 9).

If the exerc i s e s and v o c a l i s e s w h i c h she p u b l i s h ­

ed are any indication, March e s i m a y h a v e bee n the m o s t

e x a c t i n g and thoro u g h p r a c t i t i o n e r of scale s t udies

of any o f the Garcia teachers. Her published exercises

p r e s e n t the v a rious aspects of the te c h n i q u e in p r o g r e s s i v e

order, w i t h f r equent a dmonitions t hat the st u d e n t m o v e to

the next exer c i s e or c a tegory o n l y w h e n ready. In Op. 21,

P art I, E l e m e n t a r y and P r o g r e s s i v e E x e r c i s e s for the

Voice, t h e or d e r of the cate g o r i e s is as follows: (1)

attack, (2) p ortamento, (3) d i a t o n i c and c h r o m a t i c

scales, (4) scales and exercises w h i c h stress r h y t h m i c

figures, (5) arp e g g i o studies, and (6) the m e s s a di v o c e .

Like Garcia, M a r c h e s i urged that the m e s s a di v o c e n e v e r

be p r a c t i c e d by beginners, be c a u s e this e x e r c i s e r e q u i r e s

^^Marchesi, The A r t of S i n g i n g , Op. 21, vol. 1:


E l e m e n t a r y and G r a d u a t e d E x e r c i s e s .

^^Marches
M e t h o d , Op. 31.

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Con g razia (Gma-fnlli/)

1 1 —
11

'1 f J . t 1
T ' r * ÿ ’ ..
F I G U R E 9: M A R C H E S I : STUDIES U S I N G G R U P P E T T O S A N D M O R D E N T S .
F r o m T h i r t y V o c a l i s e s for H i g h or M e d i u m Voice, Op. 3 2 ,
48; a nd T w e n t y - F o u r V o c a l i s e s for S o p r a n o ^ Op. 3 ;. 39.
U s e d b y p e r m i s s i o n of B e l w i n M i l l s P u b l i s h i n g C orp.,
M e l v i l l e , N e w Y o r k 11746.

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138

"a c e r t a i n a m o u n t of s m o o t h n e s s and f l e x i b i l i t y . " (Op.

21, vol. 1, 36.)

The l a t t e r p o r t i o n s of Op. 21, Vol. 1, and Op.

31, Part 1, are d e v o t e d to the ornaments: t h e a p p ogiatura,

acciaccatura, mor d e n t , gruppetto, an d trill. M a r c h e s i 's

o r d e r o f p r e s e n t a t i o n of exercises for t h e v a r i o u s c a t e ­

g o r i e s of o r n a m e n t s is v e r y m u c h the same as tha t f o llow-

ever, r e c o m m e n d e d no spe c i f i c order, but a r g u e d a strong

case for t h o r o u g h and p r o g r e s s i v e e x e r c i s e s . A l l three

teachers regarded a f i n e trill to be the m a r k of a f i n i s h ­

ed singer; G a r c i a and M a r c h e s i were p a r t i c u l a r l y exacting

in t h e i r r e q u i r e m e n t s for its development. However,

w h i l e G a r c i a c o n c e n t r a t e d on the several t y p e s of

t r i l l s an d t h e i r s t y l i s t i c empl o y m e n t in t h e r e p ertoire,

M a r c h e s i w a s m o r e c o n c e r n e d w i t h the c a r e f u l v o c a l d e v e l o p ­

m e n t of a c l e a n trill:

T h e o n l y w a y to a c q u i r e a good t r i l l is to
p r a c t i c e it in time, w i t h the same n u m b e r of n o t e s
to e a c h beat. In the beg i n n i n g it s h o u l d be p r a c t i c ­
e d slowly, b u t as the v o i c e gains in s u p p l e n e s s the
s peed m a y be i n c r e a s e d in c o r r e s p o n d i n g p r o p o r t i o n .
To a v o i d f a t i g u e fema l e v o ices m u s t c o m m e n c e p r a c t i ­
c i n g th e t r i l l in t he m e d i u m register. ^''Questions, "
24 (October 1907): 2 J

^^Garcia, A r t o f S i n g i n g , Part 1, 38-42.

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139

T he f o l l o w i n g e x e r c i s e for d e v e l o p i n g t he trill was f r e ­

q u e n t l y r e c o m m e n d e d by M a r chesi to be m a s t e r e d first

in the m e d i u m register,- thefi t r a n s p o s e d up to th e h ead

register; [^'Questions, " 25 (November 1908): 29 ^

Sloui

M a r c h e s i p r e f e r r e d that her e x e r c i s e s al w a y s be

p e r f o r m e d on the I t alian [aj v owel b e c a u s e it r e a d i l y

reveals t onal imperfections. ("Singing L e s s o n s , " 33:

1877.) O n l y a f t e r attack, breathing, and connection

a nd e q u a l i z a t i o n of the r egisters w e r e m a s t e r e d w i t h

the [a^ d i d she a l l o w her students to sin g w i t h texts.

B y this time, the student was to have p r o g r e s s i v e l y

c o m p l e t e d b o t h the exercises and a n u m b e r of t he v o c a l ­

ises. T h e n e x t step w a s the st u d y of t h e I t a l i a n songs

and arias of Cariss i m i , Scarlatti, L otti, a n d Ma r c e l l o ,

a nd later t h o s e of Rossini, Bellini, Donizetti, and

Mozart.Sufficient evidence exis t s to i n d i c a t e that

t hese c a r e f u l p r o c e d u r a l factors w e r e p a s s e d to M a r c h e s i

b y Garc i a (see pp. 43-49). E v i d e n c e o f the r e s p e c t

w h i c h w a s hel d for this prog r e s s i v e m e t h o d of v o c a l

^ ^Marchesi, "Singing L e s s o n s ," 33:1509, 2167;


" Questions," 24 (September 1907): 3.

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t r a i n i n g m a y be f o u n d in R o s sini's a c k n o w l e d g e m e n t of

M a r c h e s i ' s d e d i c a t i o n of her Op. 6 to him:

M Y D E A R M A D A M E M A R C H E S I , — If I ha v e d e l a y e d
t h a n k i n g y o u for the fl a t t e r i n g d e d i c a t i o n of y o u r
24 V o c a l Studies, you must k i n d l y e x c u s e me; t he
state o f m y h e a l t h has h i n d e r e d me. Bra v i s s i m a ,
Madame Marchesi! You r Exercises, w h i c h I h a v e g o n e
t h r o u g h w i t h the grea t e s t interest, n o t onl y d i s p l a y
a t h o r o u g h k n o w l e d g e of the h u man voice, b u t a re
w r i t t e n e l e g a n t l y and clearly. They c o n t a i n e v e r y ­
t h i n g t h a t is r e q u i r e d for the d e v e l o p m e n t of an art
w h i c h f o r so lon g I have seen trea t e d as if it w e r e
a q u e s t i o n of s t o r m i n g a b a r r i c a d e . M a y yo u r
i n t e r e s t i n g w o r k pr o v e use f u l to students, w h o n o w ­
ad ays s e e m to h a v e strayed f rom the r i g h t path.
P r a y c o n t i n u e to te a c h the fine Italian method;
it e x c l u d e s n e i t h e r expre s s i o n n or d r a m a t i c effect,
w h i c h u n f o r t u n a t e l y is b e c o m i n g m o r e a nd m o r e a
q u e s t i o n of lungs, and this, too, w i t h o u t the
n e c e s s a r y s t udy t hat m a kes it v e r y easy!
I remain, d e a r madame, y o u r s gratefully,
39
G. R o s s i n i .

M a r c h e s i 's a d m o n i t i o n s c o n c e r n i n g p r a c t i c e h a b i t s

w e r e as c o n s e r v a t i v e as her careful, methodical approach

to t h e d e v e l o p m e n t o f the vocal instrument. Beginning

students were told n o t to pra c t i c e their scales, interv a l s ,

an d e l e m e n t a r y e x e r c i s e s more than thi r t y m i n u t e s a day,

w i t h the ti m e d i v i d e d into pe r i o d s of ten m i n u t e s apiece.

W h e n the s t u d e n t p r o g r e s s e d to the m o r e a d v a n c e d exer c i s e s ,

s uch as arpeg g i o s , vocalises, and trills, she w a s to p r a c ­

ti c e o n e h o u r a day, d i v i d i n g the time into p e r i o d s of f i f ­

teen m i n u t e s each. M a r c h e s i w a r n e d a g a i n s t the c o n t e m p o ­

r a r y p r a c t i c e of e n c o u r a g i n g s t u dents to w o r k two to three

h o u r s a d a y u s i n g m e z z a -voce or "half-voice." She b e l i e v ­

ed this p r o c e d u r e p r o d u c e d habi t u a l b r e a t h y p r o d u c t i o n and

3 ^Marchesi, M a r c h e s i a nd Music, 109.

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141

harmed y o u n g voices. She u r g e d tha t her sing e r s p r a c t i c e

"with full v o l u m e of tone, w i t h o u t f o r c i n g or s c r e a m i n g . "

She also i n s i s t e d upon slo w tempi until all scales could

be sung e v e n l y t h r o ughout the voice. ("Singing L e s s o n s , "

33:1876-77.)

M a r c h e s i ' s lessons wer e a d m i n i s t e r e d in t h r e e w e e k l y

class s e s sions of thir t y m i n u t e s apiece. ^ " Q u e s t i o n s , " 24

(September 1907): 3 .J O n e of the m o s t i n t r i g u i n g fact o r s

in M a r c h e s i ' s t eaching p r o c e d u r e is he r w e l l - o r g a n i z e d sys­

tem of g r o u p teaching. D e s i g n e d to a c c o m m o d a t e students in

p r o g r e s s i v e levels of d e v elopment, this system assured

that the singers in each c lass w o u l d share s i m i l a r needs.

W hile s t u d y i n g w i t h Garcia, wh o t a u g h t o n l y p r i v a t e pupils,

M a r c h e s i n o t e d a pr o n o u n c e d lack of c o n f i d e n c e in his less

experienced students. She determined, there f o r e , that

she w o u l d p r o v i d e as m u c h p u blic e x p o s u r e as p o s s i b l e for

all stude n t s from the v e r y b e g i n n i n g of t h e i r study.

Obviously, this pro c e d u r e also a l l o w e d her to t e a c h m o r e

students in the same length of time, provided their level

of d e v e l o p m e n t w a s equal. F r o m the outset, equality was

assured b y lim i t i n g her studio to s i ngers w i t h "good"

voices. M a r c h e s i uti l i z e d four c l a s s e s in he r school: a

b e g i n n i n g class, p r e p a r a t o r y class, co n c e r t class, and

opera t i c class. In the b e g i n n i n g class, Marchesi direct­

ed the g e n e r a l m u s i c a l e d u c a t i o n o f h er s t u d e n t s a s w e l l

as t heir e l e m e n t a r y vocal dev e l o p m e n t . Interval s t u d y by

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solfeggio, s i g h t - singing, an d r h y t h m i c a w areness d e v e l o p ­

ed b y "beating t i m e " w e r e as i m p o r t a n t at this s tage as

breathing, attack, and r e g i s t e r equalization. ("Singing

L e s sons," 1508-09.) W h i l e all four classes p r o v i d e d

frequent p e r f o r m a n c e o p p o r t u n i t i e s for her students,

the b e g i n n i n g cl a s s e s w e r e a l s o the scene of c o r p o r a t e

learning situations. M a r c h e s i did n o t hes i t a t e to d i s ­

cuss and treat a p u p i l 's v o c a l faults in the p r e s e n c e of

other class m embers. ("Singing L e s s o n s , " 33:2028.) In

the "Singing L e s s o n s , " M a r c h e s i frequently provided

acc ounts of typical c lass sessions. The f o l l o w i n g e x ­

cerpt illus t r a t e s m a n y as p e c t s of h e r studio m a n n e r a n d

p rocedure:

H o w m a n y b e g i n n e r s a r e t here t o - d a y in this
class? A d e e p c o n t r a l t o ,two h i g h sopranos, one
d r a m a t i c soprano, a n d two mezz o - s o p r a n o s . Attend
c l o s e l y to the i n s t r u c t i o n imparted, not m e r e l y
h e e d i n g that a d d r e s s e d to y o u r s e l v e s and i n t e n d e d
to d i r e c t l y a d v a n c e y o u r studies, b u t to all, in
o r d e r that, shou l d c i r c u m s t a n c e s compel y o u to
teach, you m a y t h o r o u g h l y u n d e r s t a n d the fi r s t
instruction, the f o u n d a t i o n of singing, as w ell
as the rules of d e c l a m a t i o n , pronunci a t i o n , etc.
In the last le s s o n I h a d so m a n y e x p l a n a t i o n s to
off e r that it w a s i m p o s s i b l e to hav e mor e t han
one pu p i l sing; I hope, h owever, that you h a v e
i m p r i n t e d in y o u r m e m o r y w h a t I tol d you c o n c e r n ­
ing the singer's beari n g , breath i n g , o p e n i n g of
the mouth, and so on. I w i l l f i r s t pr o c e e d w i t h
m y small bu t w e l l - n o u r i s h e d l i ttle contr a l t o
that sang in the f irst lesson. Sta n d upon the
platform, y o u n g lady, p l ease, and begin. What!
Yo u w i s h to sing s t a n d i n g n e a r me, at the p i a n o ?
You say you did so w i t h y o u r f o r m e r teacher?
This I ca n n o t permit. If y o u sta n d behi n d m e I
c a nnot see if y o u o p e n y o u r m o u t h properly, if
you m a k e grimaces, if y o u ra i s e y o u r e yebrows
(as, unhappily, m a n y do) u n t i l t h e s e touch the
skull; in a w o r d I c a n n o t w a t c h y o u r bearing.

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Quick, c l i m b u p o n the p l a t f o r m a n d lose no time;
there are fiv e m o r e y o u n g ladies here that m u s t
e ac h h a v e a g o o d lesson. Now, do not cry! I do
n o t like tears. There, t h a t w i l l do: yo u are
courag e o u s , I see: a rea l Spartan. ("Singing
L e s s o n s , " 33:1743.)

W h e n b a s i c v o c a l d e v e l o p m e n t had b een a c c o m p l i s h e d

and I t alian son g s h a d bee n a d d e d to the repertoire, the

singers w e r e m o v e d i n t o the p r e p a r a t o r y class. H e r e the

stu d e n t m e m o r i z e d a n d p e r f o r m e d a r i a s and songs o f the

Italian, G e rman, a n d F r e n c h r e p e r tories, and received

b asic t r a i n i n g in s tyle of p e r f o r m a n c e . In the p r e ­

pa r a t o r y c lass t h e d e c i s i o n w a s a l s o m a d e as to w h i c h

field the s i n g e r sh o u l d pursue, th e c o n c e r t c a reer or

ope r a t i c career. If n e c e ssary, some o f M a r c h e s i ' s v o c a l ­

ises w e r e r e t a i n e d fo r st u d y in th e p r e p a r a t o r y class.

Her o pera and c o n c e r t classes, h o w ever, w e r e s o l e l y for

professional training. In t he c o n c e r t class, op e r a and

o rato r i o a rias w e r e add e d to the c o n t i n u i n g stu d y a n d

p e r f o r m a n c e of Italian, German, a n d F r e n c h song. The

opera class w a s for the s tudy of c o m p l e t e o p e r a ro l e s and

for the p r e p a r a t i o n o f s i ngers to p e r f o r m in o p e r a h o u s e s

in o t h e r c o u n t r i e s as wel l as F r ance. Roles from the

o peras of M o z a r t , Gluck, Beet h o v e n , M e y e r b e e r , Weber,

Thomas, Rossini, Verdi, D o n i zetti, G o unod, Delibes,

Massenet, Saint-Saëns, Hum p e r d i n c k , M a s c a g n i , and P u c c i n i

w e r e taught. W h i l e M a r c h e s i w a s n e g a t i v e a b o u t the r e ­

quir e m e n t s of W a g n e r i a n ope r a u p o n y o u n g voic e s , she c o n ­

s ented to t e a c h the f o l l o w i n g r o l e s b e c a u s e she f ound

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144

t h e m "the least trying for y o u n g t h r o a t s : " E l s a in

L o h e n g r i n , E v a in Die M e i s t e r s i n g e r , E l i s a b e t h in

T a n n h a u s e r , and Senta in D e r f l i e g e n d e H o l l a n d e r .

("Singing Lessons," 33:1508-10.) T h e annual r e c i t a l

programs, or "auditions," of M a r c h e s i ' s c l a s s e s w e r e

given in the Salle Er a r d w h i l e she w a s in P a r i s and

were a t t e n d e d b y hundreds. One such program, quoted

in Fig u r e 10, is i n dicative o f b o t h the r e p e r t o i r e

studied and the wide ran g e of c o u n t r i e s fr o m w h i c h she

d r e w students.

Attack

Wh i l e her t e r m i n o l o g y u n d e r w e n t some s l i g h t m o d i ­

fication, M a r c h e s i ' s c o n c e p t s of a t t a c k as a p a r t of the

act of p h o n a t i o n were ve r y si m i l a r to those of h er t e a c h ­

er. Lik e G a r c i a and B a t t a i l l e , she f r e q u e n t l y u s e d the

term "emission" in r e f e r e n c e to p h o n a t i o n a n d a t t a c k of

the tone. Q u e s t i o n s , " 24 ( S eptember 1907): 3.J H er c o n ­

cept of the co u p de g l otte w a s al s o c o m p a r a b l e to tha t of

Garcia. She d escribed it as a n a t u r a l a c t i o n of t he v o cal

l igam e n t s coor d i n a t e d w i t h t he e x p i r a t o r y breath:

A f t e r the lungs are filled, it is ne c e s s a r y ,


for the pr o d u c t i o n of a sound, th a t the p u p i l should
h e r m e t i c a l l y close the g l o t t i s so th a t its e x t r e m e
edges, c a l l e d the V o c a l C o r d s , m a y be set v i b r a t i n g
by the a ir which b u r s t s t h r o u g h at the m o m e n t of
E x p i r a t i o n . The C o u p de G l o t t e requires, t h e n a
sudden and energ e t i c a p p r o x i m a t i o n of t he l i p s of

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
C O N C E R T C L ASS

A v e M a r i a ("Meditation de T h a i s " ) .................. M a s s e n e t


M i s s Kat h e r i n e G l a d h i l l (London) a nd M. Touss a i n t ,
V i o l i n i s t of the G r a n d O p e r a

(a) "Von e wiger L i e b e " ..............................Brahms


(b) "Vittoria! v i t t o r i a ! " ..................... C a r i s s i m i
Mile. A n n a T h o m s e n (Denmark)

(a) "Pur d i c e s t i " ..................................... Lo t t i


(b) " M a t t i n a t a " ....................................... T osti
M i s s A m y C a s t l e s (Melbourne)

(a) A i r des "noces de F i g a r o " .................... M o z a r t


(b) A i r de "Don J u a n " .............................. M o z a r t
Mis s Zelie R o l k e r (New York)

L e R e v e de J e sus (des C o n t e s M y s t i q u e s ) ...... Mme. Viardot


Mile. Pau l i n e B a l t s c h e f f s k y (Helsingfors)

R ecit. et A i r d ' "Acis et G a l a t e e " .................... Hand e l


Mme. Suz a n n e P e r t a t (Paris)

(a) E l e g i e ......................................... M a s s e n e t
(b) A i r de " T e r s e " .................................. H a n d e l
Mis s F l o r e n c e G a u (Grahamstown. S o u t h A f r i c a ) ,
a nd M. Co u r r a c e , V i o l o n c e l l i s t of t he G r a n d
Opera

A i r de "Marie M a g d a l e i n e " ............................ M a s s e n e t


Mile. Ida C h r i s t o n (The Hague, Holland)

Ai r , "Le Bar b i e r de S e v i l l e " .......................... R o s s i n i


Mlle. M a r i e Fowl i n (St. Petersburg)

(a) A i r d ' " H e r o d i a d e " .......................... M a s s e n e t


(b\ "Noël P a i e n " .................................. M a s s e n e t
M iss L o u O r m s b y (Central City, N e braska)

A i r de "Don P a s q u a l e " ................................ D o n i z e t t i


Mme. Tr y p h o s a B a t c h e l l e r (Boston)

A i r de " T i t u s " ............................................ M o z a r t


M i s s Cl a r a A d a m s ( C h i c a g o ) ,a n d M. L e f e bure, C l a r i n e t ­
tis t of the Grand O p e r a

F I G U R E 10: R E C I T A L P R O G R A M O F M A R C H E S I ' S O P E R A A N D C O N C E R T
C L ASSES; DECEMBER, 1900. F r o m "Singing L e s s o n s , " 33:2026.)

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
O P E R A CLASS

Air, "Les D r a g o n s de V i l l a r s " ....................... M a i l l a r d


Mlle. M a r g a r e t K a f t a l (Warsaw)

D u e de "Romeo et J u l i e t t e " ............................. G o u n o d


Mlle. G l a c i a C a l l a (Boston), and Mr. Lafit t e , of the
Grand Opera

(a) Air "Le C i d " .................................. M a s s e n e t


(b) Air "Samson et D a l i l a " ............. .....Sai n t - S a ë n s
Mlle. E l s i e M a r n y (Breslau

D u e t , "Aida " ................................ Verdi


Mis s A u g u s t a D o r i a (Boston) and M. L a f f i t t e

W a l t z an d Ma d r i g a l , "Romeo et J u l i e t t e " ..............G o u n o d


M i s s E l i z a b e t h P a r k i n s o n (Kansas City) a n d M. L a f f i t t e

Air, "Le F r e i s c h ü t z " ...................................... W e b e r


Mlle. M a r i e R o m a n e c k (Stuttgart)

Duo, "Le Roi d " Y s " ......................................... L a l o


M i s s e s P a r k i n s o n a n d D oria

A t the P i a n o : M. M a u g i n , C o n d u c t o r at the G r a n d Opéra,


an d M. F r é d é r i c P o n s o t

FIGURE 10— C o n t i n u e d .

the glottis, an i n s t a n t b e f o r e E x p i r a t i o n commences.'^®


(Op. 31, xii.)

M a r c h e s i also p r e f e r r e d Gar c i a ' s m e t h o d of p r a c t i c i n g

the cou p de g l o t t e on the I t alian [a'J , "slig h t l y d a r k e n ­

ed," a nd w i t h lo o s e j a w or "lowered c h i n . " (Op 21, v.)

T y p i c a l of M a r c h e s i ' s exe r c i s e s for t h e coup de g l otte is

^ Marchesi 's d e s c r i p t i o n is s i m i l a r to tha t u s e d


b y c u r r e n t v o i c e t h e r a p i s t s to d e s c r i b e a h a r m f u l g l o t t a l
attack. See Zemlin, 176-177.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
the f o l l o w i n g excerpt, w h i c h w a s to be p r a c t i c e d b y

"avoi d i n g all je r k i n e s s as wel l as e f f o r t : ( O p .

31, 1.)

- :=^=^- S
,

'.Tll . t"! y J J i J "


P r i o r to 18 95, w h e n h er a rticle, " C o rrect M e t h o d s

o f V o c a l Stud y , " w a s p rinted, M a r c h e s i m o d i f i e d h e r t e r m ­

i n o l o g y for the c o u p de g l o t t e . In o b v i o u s r e f e r e n c e to

the r e c e n t c o n t r o v e r s y b e t w e e n V i c t o r M a u r e l a nd G a r c i a

(see p. 32) she a d v o c a t e d c h a n g i n g the t e r m to se r r e r

la g l o t t e , "drawing it t o g e t h e r as the f l u t i s t a nd o b o i s t

d r a w t h eir lips." ("Correct M e t h o d s ," 159.) According

to the c o n t e x t of t h e article, M a r c h e s i ' s d e f i n i t i o n of

t he t e r m r e m a i n e d t h e same.

W h e n r e f e r r i n g to the i m p o r t a n c e o f a sec u r e v o cal

attack, Marchesi frequently warned against the open glot­

tis.

'^^This d e s c r i p t i o n ap p e a r s to c o n t r a d i c t the
" sudden a n d e n e r g e t i c a p p r o x i m a t i o n of the li p s of the
g l o t t i s ."

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
C o n c e r n i n g the o p e n i n g of the glottis w h e n
a t t a c k i n g th e tone: This n e w discovery, thi s fant a ^
sy o f an o v e r w r o u g h t brain, m u s t be s t e a d f a s t l y
op posed. F o r the c o m p l e t i o n of the tone, th e c l o s ­
ing o f the glottis, o n the two e dges of w h i c h , as
it is known, the v o c a l c ords lie, is i n d i s p e n s a b l e .
T he e f f i c i e n c y of the v o c a l cords m u s t be i n c r e a s e d
by t h e i r b e i n g d r a w n together, p r o v i d e d a l w a y s tha t
in th e a t t a c k of a tone a h a r d imp u l s e . . . be
s e d u l o u s l y avoided. ("Singing L e s s o n s , " 3 3 :1237.)

T h i s r i g i d a d h e r e n c e to Gar c i a ' s con c e p t of a t t a c k stands

in d r a m a t i c c o n t r a s t to B a t t a i l l e 's m e t h o d of c o m p e n s a ­

tion. It w i l l be r e c a l l e d tha t B a t t a i l l e 's m e t h o d o r i ­

ginated f r o m his stu d y of the r e l a t i v e l y ope n g l o t t i s

during phonation, and t h a t it m a t u r e d as a c o n c e p t of

r e p l a c i n g t e n s i o n in the v o c a l ligaments w i t h p r o p o r ­

t i o n a t e l y m o r e air c u r r e n t (see pp. 110-114) . \-Jhere

Battaille fel t t h a t he had fo u n d a b e t t e r e m p h a s i s ,

Marchesi a l i g n e d h e r s e l f w i t h G a r cia's stroke a p p r o a c h .

It is n o t c l e a r w h e t h e r M a r c h e s i was d i r e c t l y r e f e r r i n g

to B a t t a i l l e 's m e t h o d in suc h s t atements as t h a t q u o t e d

above. If so, she did not r e a l i z e that B a t t a i l l e 's idea

of the o p e n g l o t t i s w a s o n l y the o r i g i n of the c o n c e p t .

F o r t onal c l a r i t y he r e q u i r e d that the a r y t e n o i d s b e

b r o u g h t toget h e r , c l o s i n g the glottis, but with les s

t e n s i o n r e s u l t i n g in the v o c a l ligaments.

Marchesi and B a t t a i l l e m u s t have b een a c q u a i n t ­

ed. B o t h s t u d i e d w i t h Garc i a in P aris d u r i n g t h e y e a r s

1845r-1847 a n d b o t h w e r e t e a c h i n g in P a r i s f r o m 1 8 6 1 -

1865. N e i t h e r w a s found to ref e r d i r e c t l y to t h e o t h e r

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149

in any of their w r i t i n g s or methods. However, Marchesi

d e n o u n c e d the ope n glottis s y stem of at t a c k on s e veral

occasions. ("Singing L essons," 1367, 1508.) Battaille

w as equa l l y o u t s p o k e n a b out abuse of the solfeggio,

w h i c h M a r c h e s i reg u l a r l y used in the m u s i c a l training

of her s i n g e r s . B o t h p e r s o n a l i t i e s r e f e r r e d to these

respe c t i v e m e t h o d s as devi c e s of m i s g u i d e d teachers.

Other, m o r e p o i n t e d statem e n t s indicate t h a t o p e n d i s a ­

greement, if not rivalry, m a y have bee n p r e s e n t amo n g

the three G arcia teach e r s (see also pp. 153-154, 192,

194-196).

Registration

Since p l a c e m e n t of the vo i c e in the c o r r e c t r e ­

gi s t e r zones was of fundam e n t a l impo r t a n c e to M a r chesi,

and since p l a c e m e n t va r i e s s o m e w h a t a c c o r d i n g to vo i c e

cl a s s i fication, M a r c h e s i c l a s s i f i e d h er si n g e r s v e r y

soon after study h a d begun. ^[''Singing L e s s o n s , " 33:1875;

"Questions," 25 (November 1908): 29.J

A careful a nd a c c u r a t e c l a s s i f i c a t i o n of the
di f f e r e n t voices is u n d o u b t e d l y the e s s e n t i a l
el e m e n t a r y founda t i o n of v o i c e - c u l t u r e and v o i c e -
p r e s e rvation, and the igno r a n c e of thi s f u n d a m e n t a l
p r e c e p t is, no doubt, one of the p r i n c i p a l c a u s e s
of the actual d e cline of the art of song. /["Ques­
tions , " 24 (October 1907): 2 JJ

Marchesi's sole c r i t e r i o n for v o i c e c l a s s i f i c a t i o n was

v ocal quality. She found m e z z o - s o p r a n o s to hav e a d a r k ­

er qu a l i t y than sopranos, and l yric sop r a n o s to h a v e a

42 Battaille, De La Physiol o g i e , 27.

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"clearer" q u a l i t y t h a n d r a m a t i c sopranos. ^'Questions/'

24 (October 1907): 2^ If u p p e r n otes wer e undepen d a b l e ,

M a r c h e s i was pr o n e to b e l i e v e t hat the v oice had been

w r o n g l y c l a s s i f i e d or w r o n g l y p l a c e d b y a form e r teacher.

(/'Questions, " 25 (April 1908): 3 .J Marchesi classified

female v o i c e s as one of two t ypes of contraltos, or as m e z z o

soprano, drama t i c soprano, or "high, l ight Sopr a n o

(s f o g a t o ) . (Op. 21, vi.) Rang e s of p r o p e r l y pl a c e d

female v o i c e s as d e r i v e d from M a r c h e s i ' s w r i t i n g s are

p r e s e n t e d in F i g u r e 11.

Following classification, the n e x t fu n d a m e n t a l

task was v oice plac e m e n t . Marchesi f ound c o r r e c t r e g i s ­

t r ation to be "the A l p h a and O m e g a of the f o r m a t i o n and

d e v e l o p m e n t of the f e m a l e v oice, the t o u c h s t o n e of all

s ing i n g m ethods, ol d an d new." (Op. 31, xiii.) Marchesi

a t t e m p t e d h e r m o s t seri o u s p h y s i o l o g i c a l e x p l a n a t i o n s in

r e g a r d to r e gistration, s ince she fel t that stu d e n t s should

hav e a c lear u n d e r s t a n d i n g of this v o c a l p h e nomenon. She

g av e anatomical, physiological, and a c o u s t i c a l i n s t r u c t i o n

in this area to all of h e r p u p i l s w i t h the aid of a n a t o m i ­

cal c harts and an a r t i f i c i a l hu m a n larynx. The p h y s i o l o g ­

ical m a t e r i a l w h i c h she e n t e r e d in Op. 31 was a p p a r e n t l y

n o t the r e s u l t of her o w n r e s e a r c h and w a s s o m e w h a t

J. A. F u l l e r - M a i t l a n d d e s c r i b e s the so p r a n o
sfogato as "a thin, acu t e v o i c e of a som e w h a t v e i l e d
quali t y , " in Grov e ' s D i c t i o n a r y of M u s i c an d M u s i c i a n s ,
5 th ed., s.v. " s f o g a t o , " b y J. A. F u l l e r - M a i t l a n d .

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Contralto Giusto Contraltone
(no h e a d register)
ysi.

Mezzo-Soprano
(This range wa s in d i c a t e d for a m e z z o - s o p r a n o of l i m i t e d
range w hose a c t i v i t é s w ould be l i m i t e d to conc e r t p e r ­
formance.)

D r a m a t i c Sopra n o s and Lyr i c S o p r a n o s

-&

.FIGURE 11: MARC H E S I : V O I C E C L A S S I F I C A T I O N S A N D RANGES.


Fro m "Questions," 24 (November 1907): 2; and 25 (Nov­
ember 1908): 29 .

erroneous. In the a r e a of b a s i c p h y s i o l o g i c a l princi p l e s ,

she listed three th i n g s n e c e s s a r y for the p r o d u c t i o n o f a

sound: a motor, v i b rator, and reso n a t o r . She i d e n t i f i e d

these factors in the h uman b o d y as the lungs, glottis,

and walls of the cav i t i e s a bove the g l o t t i s . F r o m thi s

point on, however, inaccuracies crept in. She b e l i e v e d

that the glottis incre a s e s and d e c r e a s e s the inten s i t y

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152

of the sound w i t h c o r r e s p o n d i n g i n c r e a s e s and de c r e a s e s

in the n u m b e r of v i b r a t i o n s of the v o c a l ligaments.

B o t h G a r c i a a n d B a t t a i l l e n o t e d tha t d i f f e r e n c e s in

s peed of v i b r a t i o n s are r e l a t e d to pitch, n ot i n tensity,

an d c u r r e n t s c i e n c e has p r o v e n t h a t t h e r e is a di r e c t

r e l a t i o n s h i p b e t w e e n p i t c h and rat e of v o c a l - f o l d v i b r a ­

tion.^^

Ma r c h e s i a l s o f o s t e r e d a n o t h e r u n i q u e o p i n i o n :

"It is the L a r y n x which, b y chan g e o f posit i o n , di r e c t s

the column of air e s c a p i n g f rom the V i b r a t o r (the glottis)

towa r d s the t h r e e r e s o n a n t w a l l s a l t e r n a t e l y . " (Op. 31,

xiii.) She c o n j e c t u r e d t h a t r e g i s t r a t i o n and r e s o n a n c e

we r e a r e s u l t of t he same c o o r d i n a t i n g action. Using

Garci a ' s d e f i n i t i o n o f r e g ister, she i m p a r t e d h e r own

interpretation :

Since, then, e a c h r e g i s t e r of the v o i c e c o n s i s t s


of a seri e s o f c o n s e c u t i v e an d h o m o g e n e o u s sounds,
of an e s s e n t i a l l y d i f f e r e n t k i n d to t h o s e o f the
ot h e r r e g i s t e r s , it foll o w s tha t the v o c a l a p p a r a t u s
should c o n t a i n t h r e e q u i t e d i s t i n c t r e s o n a n c e c h a m b e r s
( w alls). T h e s e th r e e R e s o n a t o r s , f o r m e d of d i f f e r e n t
o r ganic t i s sues, impart, by r e a s o n of t heir s p ecial
p h y s i o l o g i c a l p r o p e r t i e s , a d i s t i n c t c h a r a c t e r to
each s e ries of s ou nds c o n t a i n e d w i t h i n the li m i t s of
each r e g ister: (Op. 21, xiv.)

March e s i n e v e r c l e a r l y i d e n t i f i e d the a n a t o m i c a l p o s i t i o n

of the three r e s o n a t o r s . O n e statement, however, may

indicate he r o p i nion: "The f e male v o i c e h as t h r e e r e g i s ­

ters : chest, m e d i u m , a n d head. It is t h e d i f f e r e n t

Garcia, " O b s e r v a t i o n s , " 408, a n d Batt a i l l e ,


N o u velles R e c h e r c h e s , 43. See a lso Zemlin, S p e e c h and
H e a r i n g S c i e n c e , 182.

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153

r e s o n a n c e that gives t h e m t heir d i f f e r e n t names." ^"Ques­

tions," 25 (October 1908); 36 .J M a r c h e s i ' s theo r y was,

of course, far r e m o v e d f rom t h a t of Garc i a and from

physiological fact as w e l l (see pp. 50-57). .

In her o p i n i o n s of r e g i s t e r limits and of t r a i n ­

ing v o i c e s to a c h i e v e a h o m o g e n e o u s q u a l i t y t h r o u g h o u t

the r e gisters, M a r c h e s i w a s m u c h c l o s e r to Garci a ' s

concepts. S he f ound c h a n g e s in ti m b r e to be natu r a l

in d i c a t o r s of r e g i s t e r cha n g e s in u n t r a i n e d voices.

/^"Questions," 25 (October 1908): 36.^ Marchesi's d e s i g ­

n a t i o n s of r e g i s t e r limits, w h i l e the y v a r i e d s l i g h t l y

in her v a r i o u s w r i t i n g s , m a y be seen in F i g u r e 12.

Ma r c h e s i ' s t h r e e - r e g i s t e r c o n c e p t w a s i n e x t r i c ­

abl y b o u n d to h e r t h e o r y of thr e e resonators. She

p r e f e r r e d to r e s e r v e th e term f a l s e t t o for a r e g i s t e r

w h i c h she b e l i e v e d b e l o n g s e x c l u s i v e l y to m e n ' s voices.

In this aspect, we f i n d a r a t h e r d i r e c t a s s e r t i o n c o n ­

ce r n i n g the t w o - r e g i s t e r t h e o r y a n d p o s s i b l y B a t t a i l l e

hi m s e l f :

ed sonogr a p h i c a n a l y s e s of e a c h r e g i s t e r and p a s s a g g i o
area w i t h p e r c e p t u a l tests, J o h n L a r g e and Th o m a s M u r r y
found M a r c h e s i ' s p a s s a g g i o areas to be c o m p a t i b l e w i t h
test f i n dings for the c h e s t - m e d i u m a d j ustments. T he
findi n g s als o w e r e c o m p a t i b l e w i t h the th e o r y that d i f ­
fere n t r e g i s t e r s are p r o d u c e d b y d i f f e r e n t laryn g e a l
adjustments. D a t a f r o m this st u d y on the m e d i u m - h e a d
p a s s a g g i o area w e r e m u c h less s u b stantial, b u t t e n d e d
to s u p p o r t laryn g e a l a d j u s t m e n t in this are a also. See
Jo h n L a r g e and T h o m a s Murr y , "Studies of the M a r c h e s i
Mo d e l for F e m a l e R e g i s t r a t i o n , " J o u r n a l of R e s e a r c h in
Sing i n g 1 (January, 1978), 1-14.

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U p p e r L i m i t s of the C h e s t Reg i s t e r

C o n t r a l t o and M e z z o - S o p r a n o

Soprano

U p p e r Li m i t s of the M e d i u m R e g i s t e r

i / 7) O
A l l voic e s

Some Sop r a n o s o

FI G U R E 12: MAR C H E S I : D E S I G N A T I O N S OF R E G I S T E R LIM I T S .


F r o m Op. 31, xv; and "Qu e s t i o n s , " 24 (November 1907): 2.

E m p i r i c i s m , w h i c h in t h e s e days appears to
s t ruggle m o r e than e v e r a g a i n s t all rules of
m o d e r n pe d a g o g y , has p u t in c i r c u l a t i o n , a m o n g
o ther abs u r d i t i e s , th e a s s e r t i o n t h a t the f e m a l e
voice o n l y p o s s e s s e s two regi s t e r s , viz.: C h e s t
and Fa l s e t t o . T h i s g r a v e e r r o r has also b e e n e n ­
d orsed b y several e m i n e n t m o d e r n p h y s i o l o g i s t s ,
who h a v e p e r s u a d e d t h e m s e l v e s t hat the y have
e s t a b l i s h e d this theory, a f t e r th e i r o b s e r v a t i o n s
wit h the lar y n g o s c o p e , b u t w h o are i n c a p a b l e of
m a k i n g c o m p a r a t i v e e x p e r i m e n t s w i t h their o w n
vocal o rgans. (Op. 21, xiv.)

Cl e a r d e f i n i t i o n o f the li m i t s o f the t h r e e r e ­

gisters wa s of ut m o s t i m p o r t a n c e to Mar c h e s i . Other­

wise, "there w i l l a lways be a seri e s o f unce r t a i n ,

w e a k and f a l s e tones in s i n g i n g scal e s w i t h full voice,

or in s u s t a i n e d p a s s a g e s . " (Op. 21, vi.) She

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155

c o nsidered it dangerous, however, to w o r k e a c h reg i s t e r s e ­

parately. ^ ’Que s t i o n s , " 25 (June 1908): 3.^ Instead, she

used one b a s i c p r i n c i p l e for b l e n d i n g the r e g i s t e r s . Chest

tones should be sung w i t h c o n s i d e r a b l e bri g h t n e s s , bu t

in ascending scales the las t two n o t e s of the che s t

should be s l i g h t l y d a r k e n e d or "closed" in q uality, in

o rder to m a k e the m b l e n d w i t h the m e d i u m register. In

d escen d i n g fro m m e d i u m to chest, the last two n o t e s of

the m e d i u m s h ould be b r i g h t e n e d or "opened" to m a t c h t h e m

w i t h the chest. The same p r i n c i p l e w a s a p p l i e d to b l e n d ­

ing of the m e d i u m a n d h e a d registers. ("Singing L essons,"

33:2168, and Op. 21, xv.) Fo r a p p l y i n g this principle,

she recomm e n d e d that the s tudent p r a c t i c e t he chr o m a t i c

t hird in the p a s s a g g i o areas of the voice. £”" Q u e s t i o n s ,"

25 (November 1908): 29.J A t the same time, the s t udent

should study M a r c h e s i ' s e l e m e n t a r y e x e r c i s e s and scales

(i.e., those in Op. 21 and Op. 31) w h i c h "are i n t e n d e d to

pla c e every note of the v o i c e and d e v e l o p its v o l u m e and

its compass, as w e l l as to even its r e g i s t e r s . " These

w e r e to be sun g s l o w l y w i t h e qual intensity. Variations

in intensity and v o c a l c olor w ere n o t to be a t t e m p t e d

until the "second p e r i o d " of study, w h e n s ongs in Italian

wer e studied. (/'Questions, " 24 (November 1907): 2^

Ma r c h e s i a s c r i b e d m a n y v o c a l faults to erron e o u s

register p l acement. S ince spe c i f i c c r i t e r i a w e r e e x p e c t ­

ed from w e l l - p l a c e d voices, vo i c e s w h i c h did n o t fulfill .

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156

t h e s e e x p e c t a t i o n s w e r e v i e w e d as m i s p l a c e d instrum e n t s :

W h e n y o u hear th a t t he p a s s a g e of the r e g i s t e r s is
qu i t e even, th a t the e m i s s i o n of e v e r y sou n d of yo u r
vo i c e is e a s y a n d n a t ural, t h a t you r i n t o n a t i o n is
perfect, and th a t the w h o l e of the p o s s i b l e r a nge of
the v o i c e has b e e n d e v e l o p e d , then y o u can s a y that
y o u r v o i c e has b e e n p r o p e r l y placed. "Questions,"
25 {February 1909): 3 ^

A p e r s i s t e n t p r o b l e m w h i c h M a r c h e s i e n c o u n t e r e d w a s t hat

of swi t c h i n g the r e g i sters. Br e a k s or "hi c c o u g h s , " breath­

in e s s in some notes, a nd t h e c h e v r o t e m e n t w e r e o f t e n d e c l a r ­

ed to be t he r e s u l t of u s i n g the head r e g i s t e r in the m e d i ­

um r a nge or c a r r y i n g t he c h e s t or m e d i u m too high. ^'Ques­

tions," 24 (November 1908): 2; 25 (February 1909): 3; 25

(October 1908): 36 T h e t e r m c h e v r o t e m e n t w a s u s e d by b o t h

M a r c h e s i a nd B a t t a i l l e to de f i n e an o b j e c t i o n a b l e vibrato,

or "bleat." M a r c h e s i b e l i e v e d this p r o b l e m to be c a u s e d

b y r e l a x a t i o n of the e x t r i n s i c laryn g e a l m u s c l e s d u e to

v i o l a t i o n o f r e g i s t e r limits. ["'Questions, " 24 (November

1907): 2.[J B a t t a i l l e b e l i e v e d the m u s c u l a r r e l e a s e to be

caused by excessive air power ag a i n s t t he c r i c o t h y r o i d

m us c l e s . Obviously, he fel t t h a t h is m e t h o d of c o m p e n ­

s a t i o n w o u l d p r e v e n t the c h e v r o t e m e n t , if it c o u l d not

c o r r e c t it.^^ Marchesi a l m o s t alw a y s fo u n d that c a r e ­

le s s r e g i s t e r p l a c e m e n t r e s u l t e d in "a ser i e s of u n c e rtain,

w e a k a nd false t o n e s in s i n g i n g s c ales w i t h full voice, or

in susta i n e d p a s s a g e s . " (Op. 21, vi.)

^^Battaille, D e la p h y s i o l o g i e , 30-31.

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157

Marchesi's m a j o r o b j e c t i o n to the t w o - r e g i s t e r

theory was the p r o b a b i l i t y that it fo s t e r s t he act of

carrying the m e d i u m r e g i s t e r too high. She d e c r i e d t h e

n e g l e c t of t he h e a d r e g i s t e r by some t e a c h e r s w h o f eel

that "it is n o t w o r t h w h i l e , b e i n g t oo we a k . " ^"Questions,"

25 (April 1908) : 3 .J S he a c k n o w l e d g e d th a t t he head r e ­

gis t e r is w e a k e r t h a n t he o t h e r two regis t e r s , but f o u n d

th a t it b e c o m e s s t r o n g e r w i t h practice. ^'Questions," 25

(October 1908): 36.J T h e o n l y e x c e p t i o n to h e r t h e o r y

was one of t wo t y p e s of contralto, t he c o n t r a l t o n e ,

w h i c h she f o u n d to l a c k a head register. The contral­

t one has o n l y a t w o - o c t a v e range, theref o r e , w h i l e the

contralto giusto possesses some notes in the h e a d r e g i s ­

t e r ‘d^ (see F i g u r e 12).

Marchesi's exercises for a c q u i r i n g e v e n n e s s t h r o u g h ­

out the v o c a l registers were constructed on the same p r i n ­

ciples as t h o s e of G a r cia. L i k e G a r c i a and B a t t aille,

she i n c l u d e d e x e r c i s e s on the port de v o i x o r p o r t a m e n t o

e a rly in her b o o k s o f e x ercises. So m e of t h e s e are p r a c t i ­

cal l y i d e n t i c a l to t h o s e u s e d by G a r c i a (see p. 45 a nd

p p . 98-99) . All t h r e e t e a c h e r s us e d the c o n c e p t of a d d i n g

wider intervals as f l u e n c y w i t h the e x e r c i s e improved.

Oth e r e x e r c i s e s introduced arpeggiated portamentos (see

d e s i g n a t i o n s for the c o n t r a l t o voice. No other re ­


ference t o t h e s e t e r m s c o u l d be located.

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F i g u r e 13). M a r c h e s i ' s exerc i s e wh i c h str e s s e d the c h r o m ­

atic thi r d w a s i n t e n d e d to be pract i c e d in slow, regular

s i x t e e n t h notes: (Op. 21, 5.)

Tierce chromalique. Chromalir ThirHc


îrcicp poiir la fusion des regislrcs. Exercise in blending the rcgisti

Marchesi's scales, like Garcia's, were designed

to h e l p the student to add p e r fected n o t e s p r o g r e s s i v e l y

to her vo c a l r ange (see Figure 14). Gradua l l y , the

full v ocal r ange w a s req u i r e d in vari o u s ty p e s of scale

f ig u r e s and in c o m b i n a t i o n s w i t h p o r t a m e n t o s (see F i g ­

ure 15). F o r light sopranos, who u s u a l l y a c q u i r e f l e x i ­

b i l i t y m o r e r e a d i l y t h a n singers of o t h e r cl a s s i f i c a t i o n s ,

she r e q u i r e d p r a c t i c e of m o r e complex figu r e s (see F i g ­

u r e 16). L i k e Garcia, she r egarded e x e r c i s e s of two-,

three-, f o u r - , s i x - , and ei g h t - n o t e f i g u r e s to be e x t r e m e ­

ly v a l u a b l e "for b l e n d i n g the registers, increasing flexi­

bility, and for a c c u r a c y of intonation." (Op 31, 24.)

H e r d i r e c t i o n s for t h e i r p r a c t i c e were s i m i l a r to o t h e r

pr o c edures:

. . . t h e y m u s t be sung slowly at first, b r e a t h i n g at


intervals, and t r a n s p o s i n g t h e m a s e m i - t o n e at a time,
hi gher or lower to suit the vo i c e . . . the speed m a y
be i n c r e a s e d and the f requent b r e a t h i n g o m i t t e d w h e n the
p upil is s u f f i c i e n t l y advanced. (Op. 31, 24.)

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Port de v o ix chrom atique et dia tonique. I Portam ento in Tones and Semitones.

* 2
1
g t'W ?^
1
J^
r—
' 3 ■'9^ U -f— U— ^— T ■— \=f=i=^

Port de VOÏX diatonique. Portamento in Diatonic Tones.

Port de VOIX. Portamento.

FI G U R E 13: MARCH E S I : P O R T A M E N T O E X ERCISES. F r o m Op. 21,


4-5, and Op. 31, 5. U s e d ' b y permi s s i o n .

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SCALES.
; T h e voice in its natural stale is as a rule rough, uneven,, heavy, and o f limited compass. Having
secured accuracy of intonation in the attack of each sound (by the stroke of the glottis) the next
task should be the development of volume, power, and compass of the voice, and the blending of
the registers. T iie pupil should nor ac firsc aueinpc lo sing die coiiipicic scale, hut hegh. hj,
practising exercises of two three and four notes, etc, otherwise there is a risk of never succeeding
in any kind of passage.
A ll scales should be transposed throughout the compass of the voice a semitone at a time up and
down, care being taken not to over-exert the extreme limits of the voice ; they should be sung with
perfect equality of length and power as well as with correct intonation of the half tones. When the
descending scale Is out of tune it is because the semitones are too wide.

FI G U R E 14: MARCHESI: F U N D A M E N T A L S C A L E EXERCISES. From


Op. 31, 6 . Used b y permission.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
F I G U R E 15: M A R C H E S I : A D V A N C E D S C A L E EXERCISES. From
Op. 31, 8, 10. U s e d by p e r m i s s i o n .

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F I G U R E 16: MARCHESI: S CALE E X E R C I S E S F O R LIGHT SOPRANO.
F r o m Op. 21, 16, 19. U s e d by p e r m i s s i o n .

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EXERCISES ON TWO NOTES.

EXERCISES ON THREE NOTES.

FI G U R E 17; MARCHESI: E X E R C I S E S O F M U L T I P L E FIGURES.


F r o m Op. 31, 24-25. U s e d b y p e r m ission.

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M

F I G U R E 18: M A R CHESI: SCALES W I T H ORNAMENT A T I O N . From


Op. 31, 22. U s e d by permis s i o n .

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165

As in o t h e r examples, M a r c h e s i ' s procedures, if not her

e x e r c i s e s themselves, hav e m u c h in c o m m o n w i t h G a r c i a ' s

f igu r e d e x e r c i s e s (see F i g u r e . 17). One p a r t i c u l a r p a t ­

t er n w a s a p p a r e n t l y a f a v orite of M a r c h e s i and Garcia. It

c o n s i s t e d of an a s c e n d i n g scale foll o w e d by a trill, turn,

or oth e r o r n a m e n t a l p a s s a g e a bout the upp e r octave, and

end e d by a d e s c e n d i n g sc a l e (see Fi g u r e 17 and pp. 47-48) .

B r e a t h i n g and C o o r d i n a t i o n

Lik e v o i c e placement, b r e a t h i n g was t a u g h t from the

b e g i n n i n g of a stude n t ' s study w i t h M archesi. While Garcia

and B a t t a i l l e r e c o m m e n d e d that b r e a t h i n g a c t i v i t y take

pla c e in the lower ribs an d u p p e r a b d o m i n a l regions, Mar­

chesi a p p a r e n t l y a c c e p t e d only abd o m i n a l breathing. She

bel i e v e d that a b dominal b r e a t h i n g is a natu r a l action,

c o m p a r a b l e to that w h i c h o c curs " w ithout any i n t e r v e n t i o n

of the will, as du r i n g sleep," and tha t it s h ould be ta u g h t

as such. (Op. 31, xi.) Marchesi's teaching approach began

b y ha v i n g the student a s s u m e "the m o s t natu r a l p o s t u r e : "

T he b o d y m u s t be held upright, l i k e w i s e the head.


The shoul d e r s are to be d rawn bac k w i t h o u t c o n s traint,
and the c hest to r e m a i n q uite free. A n y sti f f n e s s of
the b o d y m u s t be avoided, in ord e r to secure the c o m ­
p lete i n d e p e n d e n c e of the orga n s of p h o n a t i o n d u r i n g
their working. ^"Que s t i o n s , " 25 (February 1908): 3 .~J

C o n s i s t e n t w i t h h e r a t titude t o w a r d n a t u r a l b r e a t h ­

ing for singing, M a r c h e s i nev e r a s s i g n e d e x e r c i s e s w h i c h

s tressed b r e a t h i n g i n d e p e n d e n t l y of the s i n g i n g act.

T h e one ex a m p l e she gave of a b r e a t h i n g e x e r c i s e emphasized

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e f f i c i e n t p h o n a t i o n on s u s t a i n e d tones:

T h e r e is no o t h e r e x e r c i s e to l e a r n b r e a t h c o n trol
t h a n to inh a l e slowly, and w h e n t h e lu n g s are full
cl o s e the g l o t t i s in a t t a c k i n g the sound, and e x hale
the air.slowly, k e e p i n g t he v o c a l c o r d s t i g h t l y
closed. ^"Questions, " 25 (October 1908): 36.J

A f t e r the student u n d e r s t o o d t he c o n c e p t of n a t u r a l b r e a t h ­

ing, M a r c h e s i r e c o m m e n d e d that it be p r a c t i c e d wi t h the

r e p e r t o i r e itself. In o n e instance, she suggested pasf

sages in the o r a t o r i o s of Bac h and H a n d e l for p r a c t i c e of

lengthy, susta i n e d pas s a g e s . Q u e s t i o n s , " 24 (September

1907): 3J

Stylisti c a l l y , Marchesi r e c o m m e n d e d t h a t the s t u ­

d e n t use the m o r e l e n g t h y re s t s w i t h i n v o c a l m u s i c for

full inhalation, t a k e n q u i e t l y and slowly. In s h orter

rests she r e c o m m e n d e d u s e of the "I t a l i a n m e t h o d m e z z o -

respiro ( h a l f - b r e a t h ) , s o m e w h a t q u i c k e r a n d s h o r t e r than

t h e full breath, b u t w i t h o u t m a k i n g a n y effo r t , contrac­

tion, or d i s a g r e e a b l e noise. [^'Questions," 25 (April

1908): 3^ She fo u n d b r e a t h m a n a g e m e n t to be t h e sole

c o n t r o l l e r of the m e s s a di v o c e , the c r e s c e n d o being

b r o u g h t about b y the s t e a d y i n c r e a s e of a i r d i r e c t e d

f r o m the lungs to t h e v o c a l folds and t he d e c r e s c e n d o

t he dominating c o n c e r n w h i c h t he G a r c i a t e a c h e r s had in
re g a r d to attack. If t h e v o c a l folds a r e " t i g h t l y c l o s e d , "
p h o n a t i o n m a y e i t h e r be i mpossible, or, at best, improper,
d ue to excessive tension. See Zemlin, 209.

since c o n t raction of c e r t a i n m u s c l e s of i n h a l a t i o n is
al w a y s neces s a r y in t h e b r e a t h i n g p r o cess.

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167

b y t h e o p p o s i t e action. {^Questions," 25 (June 1908): 3^

A final M a r c h e s i a d m o n i t i o n c o n c e r n e d the l i m i t a ­

t i o n s put o n b r e a t h i n g b y c o n t e m p o r a r y fashion. She c o n ­

demned corsets because they interfere "with the f r e e d o m of

th e w a i s t " and "prevent the i n f l a t i o n of the l ungs at

th e b ase." (Op. 31, xii.) G a r c i a also h ad o b j e c t i o n s to

corsets. When one soprano a u d i t i o n e d for his studio,

G a r c i a sent her a w a y w i t h t h e i nstruction.

T h a n k you . . . w i l l y o u p l e a s e go home at once,


t a k e o f f tha t d ress, r i p off th o s e stays, and let
your waist out to at least twenty-five inches!
W h e n y o u hav e d o n e so y o u m a y come b a c k and s i n g tO(-„
me, and I w i l l t e l l y o u w h e t h e r you hav e any voice.

In r e g a r d to c o o r d i n a t i o n of b r e a t h m a n a g e m e n t

w i t h gl o t t a l attack, M a r c h e s i wa s not as v e r b a l as Ga r c i a

o r B a ttaille. To M a r c h e s i , u l t i m a t e fine s s e in b r e a t h

c o n t r o l is d e p e n d e n t o n fine coordination with attack

and r e t e n t i o n of a c l o s e d glottis. ["Questions, " 25

(November 1908): 29 ^ M a r c h e s i was i n s i s t e n t t h a t attack,

r e g i s t e r plac e m e n t , and b r e a t h c o n t r o l as a c o o r d i n a t e d

u n i t be p e r f e c t e d b e f o r e t h e p r o g r e s s i v e a reas of

r e p e r t o i r e a nd p e r f o r m a n c e be attempted. ["Questions,"

25 (April 1908): 3J

R e s o n a n c e and D i c t i o n

W hi l e e x p r e s s i v e c o n t r o l of ti m b r e w a s r e g a r d e d

as a m a r k of a f i n i s h e d s i n g e r b y M a r c h e s i (Op. 21, vii) ,

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168

she n e v e r r e f e r r e d to d e l i b e r a t e use of spe c i f i c colors,

such as G a r c i a ' s v o i x clair a nd v o i x s o m b r e . Instead,

she a p p a r e n t l y sou g h t the s t u d e n t ' s b e s t tone q u a l i t y as

the fir s t p r i o r i t y . In the s t u d e n t ' s later de v e l o p m e n t ,

vowel colors c o u l d be al t e r e d for in t e r p r e t i v e m e a ning:

"In o r d e r to p r o p e r l y r e nder the sense of the situation,

it is ne c e s s a r y , therefore, to c l o s e or open the v o w e l

of a w o r d in a c c o r d a n c e w i t h the s e n t i m e n t to be e x p r e s s e d . "

(Op. 31, xvii.)

As d i s c u s s e d above, M a r c h e s i ' s registration theory

w as c o m b i n e d w i t h h e r t h eory of resonance. (See pp. 152-

153.) W h i l e s he e r r o n e o u s l y d e s c r i b e d the h a r d a nd soft

p a l a t e s as p r i n c i p a l r e s o n a t o r s o f the v o i c e , ^ ' Q u e s t i o n s ,"

25 (November 1908) : 29^ a nd i m p l i e d that the h e a d a n d

ch est p l a y s o m e r ole in r e s o n a t i o n as a p a r t of r e g i s t r a ­

tion (see pp. 152-153), she r e j e c t e d a ttempts to c o n s c i o u s l y

dir e c t tone to a r e s o n a t o r or c o n t r o l it fr o m one p h y s i o ­

logical location. jF'Questions, " 24 (October 1907) : 2 .'J

N e i t h e r did she a d v o c a t e use of the senses of f e e l i n g

and h e a r i n g by the st u d e n t in r e g a r d to p e r c e i v e d ton e

quality. Instead, she a p p a r e n t l y r e l i e d fully on w i s e

tors in the h u m a n vo i c e as those c a v i t i e s a l o n g the v o c a l


tract w h o s e s ize a n d shape are a l t e r e d by ton g u e posit i o n ,
particularly, the c a v i t y b e h i n d t he t o ngue a nd the m o u t h
cav i t y in f r o n t o f the tongue. See P e t e r B. D e nes a n d
Elli o t t N. P i nson, The Spe e c h Chain: The P h y s i c s and
Bi o logy of S p o k e n L a n g u a g e (Baltimore: W a v e r l y Press, Inc.
1963), 58-65; a n d G u n n a r Fant, A c o u s t i c The o r y of S p e e c h
Prod u c t i o n (The Hague: M o u t o n and Co., 1960), 121-22.

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169

r e g i s t e r p l a c e m e n t and sound v o c a l t e c h n i q u e to s e r v e

the s t u d e n t ' s p e r c e p t i o n of produc t i o n . In o n e case,

however, s he u r g e d that the c#^ in the m e d i u m r e g i s t e r be

directed " t o w a r d the h a r d palate, else it takes on a

L i k e G a r c i a and B a ttaille, M a r c h e s i b e l i e v e d that

fr e e d o m o f t he o r g a n s of p h o n a t i o n is r e q u i r e d b e f o r e the

t one is a t t a c k e d . Q u e s t i o n s , " 25 (October 1908): 36^

U n l i k e the o t h e r t wo t eachers, w h o de a l t w i t h l a r y n ­

geal p o s i t i o n as an i n f l u e n c e r of tone, she m e n t i o n e d

laryngeal p o s i t i o n on l y once, a nd then in r e g a r d to its

r e l a t i o n s h i p to p i t c h and register. Here she m e r e l y

urg e d that r e g i s t e r l i mits be o b s e r v e d in o r d e r t h a t the

larynx be f r e e to a d just its p o s i t i o n as n e c e ssary.

("Singing L e s s o n s , " 33:2028.) I n s t e a d of the l o o s e jaw,

she i n s i s t e d "that the lower j a w be d e p r e s s e d , " (Singing

L essons," 3 3 : 1508), a fac t o r w h i c h also i n f l u e n c e s m o u t h

position:

The m o u t h in si n g i n g m u s t be o pen in q u i t e a n a t u r a l
way, d e p r e s s i n g the chin, as if ab o u t to p r o n o u n c e an
Ital i a n A. H e r e it is a d v i s a b l e to r e m i n d t h e s tudent
that t h e m o u t h can be o p e n e d o n l y d o wnward, t he upp e r
part b e i n g immovable, hen c e the n e c e s s i t y o f p u s h i n g
down t h e chin. j^'Questions, " 24 (November 1907): 2.J

suited in a li f t i n g of t he soft palate, thereby correcting


the e x c e s s i v e n a sal quality.

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170

Like G arcia, she o b j e c t e d to g r o s s a l t e r a t i o n s of m o u t h

position while s inging w i t h words, and r e c o m m e n d e d th a t

the s t u d e n t c o r r e c t this h a bit b y si n g i n g b e f o r e a mirror.

[/'Questions," 24 (October 1907): 2 .J Some of M a r c h e s i 's

statements concerning mouth position were made in r e g a r d

to a c o n t e m p o r a r y t e a c h i n g p r a c t i c e w h i c h e m p h a s i z e d sing­

ing w i t h a smile. She found t his to c a use t h e v o i x b l a n c h e ,

which she c o u l d not t o l e r a t e . ("Correct M e t h o d s , " 160.)

In o ne instance, M a r c h e s i also m e n t i o n e d ton g u e

p o s i t i o n a nd its inf l u e n c e o n tone. She n o t e d that w h e n

Gar c i a f o und t h a t a stude n t ' s t o n g u e tip w a s r i s i n g a nd

o b s t r u c t i n g t he tone, he w as not ab o v e d e p r e s s i n g it w i t h

a s m ooth object, such as a " p a p e r - c u t t e r . " Marchesi

concurred: "To br i n g f o rth a b e a u t i f u l and r e s o n a n t to n e

the t o n g u e m u s t be qu i t e flat, so th a t a t h r o a t y tone is

avoided . . . ( "Singing Les s o n s , " 33:1508.)

S i n c e co r r e c t m o u t h p o s i t i o n and the I t a l i a n

w e r e joi n t c o m p o n e n t s in M a r c h e s i 's conc e p t o f b a s i c v o w e l

color, other vowels were added to the student's practice

o n l y a f t e r v o c a l regist r a t i o n , brea t h i n g , and t e c h n i q u e we r e

secure. In Op. 31, P art I w a s d e v o t e d to b a s i c technique

and e x e r c i s e s o n [a] , Part II to v o c a l i s e s o n faj , and

Part III to v o c a l i s e s w i t h w o r d s (see p. 126) . Part III

was p r o v i d e d "for a c c u s t o m i n g t h e pu p i l to p r o n o u n c e t h e

that w h a t M a r c h e s i m e a n t by a flat t o n g u e w a s t o n g u e t i p
w h i c h r e m a i n s down, since a flat p o s i t i o n of t h e b o d y of
the t o n g u e m a k e s v o wel p r o d u c t i o n impossible. S ee pp.
210-213.

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171

words distinctly, w i t h o u t a f f e c t i n g the e m i s s i o n of the

v oice, a n d n o t n e g l e c t i n g to co r r e c t the f a u l t s of p r o ­

nunciation." (Op. 31, xvi.) For the v o c a l i s e s in P a r t

III, she c h o s e the I t a l i a n language, sin c e it is fr e e

of "gutteral consonants." A n o t h e r r e a s o n for h e r p r e f e r e n c e

for I t a l i a n w a s t hat its o p e n v o w e l s are c o n d u c i v e to good

v o c a l q u a l i t y and ten d to p r e v e n t the v o i x b l a n c h e . ("Cor­

rect Methods," 160.) In P a r t III, the s t u d e n t w a s e x p e c t ­

ed to se e k e q u a l i t y t h r o u g h o u t the v o cal r a n g e on t he five

Italian vowels [ a ] , [e], fi}, f o ) , and [uj, a nd c o r r e c t

defective articul a t i o n . S he u r ged that t h e student car e ­

fully practice consonants until their production takes

place freely without altering "the e q u i l i b r i u m of t h e t e n ­

sion a nd t h e r e g u l a r i t y of the v i b r a t i o n s of the v o c a l

cords, b e c a u s e the m o v e m e n t s of the t o n g u e jerk t he l a r y n x . "

(Op. 31, xviii.) In a n o t h e r inst a n c e she u r g e d t h a t as

many consonants as p o s s i b l e be p r o d u c e d w i t h the a i d of

the t o n g u e tip, p a r t i c u l a r l y [r], ,[ n], [ d ] , a n d [t].

She s t r e s s e d the "sharp" p r o n u n c i a t i o n of Italian double

c o n s o n a n t s a n d of a ] 1 c o n s o n a n t s at the b e g i n n i n g of words.

(" S i n g i n g L e s s o n s , " 33:2168.) Whe n the s t u d e n t c o u l d

enunciate f r e e l y in I t a l i a n w i t h o u t c o m p r o m i s i n g v o c a l

q u a lity, si n g i n g in a d d i t i o n a l langu a g e s w a s begun:

W h e n o n c e a c o m p l e t e m a s t e r y has b e e n o b t a i n e d
o v e r t he m e c h a n i s m of t h e voice, as w e l l as o v e r all
t h e d e g r e e s of power, e x p r ession, a nd of q u a l i t y
a n d c o l o u r of sound t h a t the voc a l o r g a n s c a n p roduce,
a n d w h e n the m o v e m e n t s o f the ton g u e a n d lips a r e
t h o r o u g h l y u n d e r co nt r o l , then the p u p i l c an e a s i l y

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
l e a r n t o sing in a n y l anguage, w i t h o u t s a c r i f i c i n g
b e a u t y of s o u n d to c l e a r p r o n u n c i a t i o n of e a c h s y l ­
lable, or d i s t i n c t p r o n u n c i a t i o n to b e a u t y of sound.
(Op. 31, xvii.)

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
V. THE TEACHING PRINCIPLES OF
STOCKHAUSEN

Biographical Material

J u l i u s S t o c k h a u s e n was b o r n in Par i s on J u l y 22,

1825, the son of Franz S t o c k h a u s e n (1792-1868), a harp­

ist a n d co m p o s e r , and M a r g a r e t e S c h m u c k Stockhausen (1803-

1877) , a w e l l - k n o w n soprano. His e a r l y m u s i c a l e x p e r i e n c e

i n c l u d e d t r a i n i n g in piano, violin, cello, and o r g a n in

G e b w e i l e r a n d Str a s s b u r g . ^ A f t e r r e c e i v i n g his e a r l y e d u ­

cation in Alsa c e , he s t udied p i a n o in P aris from 1 845-1846

with Charles H alle (1819-1895) an d C a m i l l e Stamaty (1811-

1870)

S t o c k h a u s e n was a g a i n in Par i s in 1848 and b e c a m e

i n v o l v e d in d e f e n d i n g aga i n s t the same i n s u r r e c t i o n w h i c h

h a d d i s r u p t e d Char l e s B a t t a i l l e 's de b u t at the O p e r a

Com i q u e . As m u c h for r o o m and b o a r d as for oth e r reasons,

S t o c k h a u s e n e n l i s t e d in the N a t i o n a l Guard, and w h i l e in

service in P a r i s sought out M a n u e l G a r c i a as a teac h e r . ^

After three m o n t h s of study w i t h Garcia, Stockhausen

10t h ed., s.v. "Stockhausen, Jul i u s . "

^G r o v e 's Dict i o n a r y of M u s i c and M u s i c i a n s , 5th


ed., s.v. "Stockhausen, Julius," b y Sir Geor g e Groves.

^M ackinlay, Garcia, the C e n t e n a r i a n , 166-167.

173

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174

received an invitation from the Swiss city of Basel to

sing the title role in Mendelssohn's Elijah. Although

the young baritone was recovering from "catarrh and sore

throat" brought on by bivouacking outdoors with the

regimentals, Garcia trained him in the role and helped him

memorize it w i t h o u t overworking his recuperating voice.

Th e c o m b i n a t i o n of Garc i a ' s teaching and Stockhausen's

a b i l i t y a p p a r e n t l y w r o u g h t quick r esults. A r e v i e w of the

B a s e l p e r f o r m a n c e of M a y 26, 1848, sp e a k s of Stock h a u s e n ' s ,

"fresh, spacious, f u l l - r i n g i n g voice, consummate style,

an d u n e q u a l l e d de c l a m a t i o n " ^

Like Marchesi, Stockhausen followed Garcia to L o n d o n

in 1849 a nd st u d i e d w i t h h i m unt i l 1851. D u r i n g this

p e r i o d S t o c k h a u s e n p e r f o r m e d wide l y , b o t h in E n g l a n d and

on the continent. He p e r f o r m e d S c h u b e r t ' s D ie schone

M u l l e r i n a n u m b e r of times and s a n g . a t the L o n d o n P h i l ­

h a r m o n i c S o c i e t y on three o c c a sions. His first appear­

anc e s in ope r a took p l ace in M a n n h e i m from 1852-53. From

1 857-59 he was e n g a g e d at the O p e r a C omique, w h e r e he was

m o s t succ e s s f u l in the role of S e n e s c h a l in Jea n de P a r i s ,

4 Ibid., 160.

^ F r i e d r i c h Chrysander, "Berichte: B a s el," A l l g e -


m e i n e m u s i k a l i s c h e Z e i tung 50 (26 M a y 1848): 406.

Grove's D i c t i o n a r y , s.v. " S t o c k h a u s e n , ".

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175

lacked the p h y s i q u e for this role, he " c o m p e n s a t e d for

this s h o r t c o m i n g w i t h the q u a l i t y of his voice.

S t o c k h a u s e n a p p a r e n t l y f i l l e d the y e a r s b e t w e e n

the M a n n h e i m a nd Op e r a C o m i q u e engagements with recital

performances. In 1856, in Leip z i g , he a p p e a r e d at the

Gewandhaus in two r e c i t a l s in w h i c h he sang o p e r a t i c

a r i a s of Boieldieu, B a c h c a n t a t a arias, I t a lian songs, and

Schubert l i e d e r .^ In the same year, Stockhausen appear­

e d a t the R h i n e Mu s i c F e s t i v a l in D ü s s e l d o r f in E l i j a h .

In o t h e r f e s t i v a l p e r f o r m a n c e s he sang arias b y B o i e l d i e u

a n d songs b y Schubert, Mendelssohn, and Sc h u m a n n . ^ Dur­

i ng the Rhine f estival an intimate friendship with Johan­

nes B r a h m s (1833-1897) w a s e s t a b l i s h e d w h i c h ve r y s oon grew

to b e c o m e an i n f l u e n t i a l f a c t o r in the care e r s of b o t h men.

Within a m o n t h after the f e s t i v a l S t o c k h a u s e n h ad p r e ­

s e n t e d two re c i t a l s w i t h B r a h m s as a c c o m panist. B o t h p er-

^So u b i e s and M a l h e r b e , H i s t o i r e de 1' O p e r a C o m i q u e ,


1:282. T r a n s l a t e d b y the writ e r .

^Alfred Dorffel, G e s c h i c h t e d e r G e w a n d h a u s c o n c e r t e
zu Leipzig: v o m 25 N o v e m b e r 1781 bis 25 N o v e m b e r 1881
(Leipzig: 1884), 142.

^Karl G e iringer, B rahms: His Life and W o r k (London:


G e o r g e A l l e n a n d Unwin, Ltd., 1948), 62; and F l o r e n c e May,
T h e Life of Joha n n e s B r a h m s , 2 vols. (London: William
Reeves, 1905), 1:208.

(London: W i l l i a m Reeves, 1905), 1:208-209.

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176

T h u s began a f r i e n d s h i p w h i c h ca m e to i n c l u d e in

its small circle J o s e p h J o a c h i m (1831-1907) a nd C l ara

Schumann (1819-1896). S t o c k h a u s e n m e t J o a c h i m a nd F rau

S c h u m a n n at a m u s i c a l evening organized by Brahms in

185 9, not long af t e r S t o c k h a u s e n ' s last p e r f o r m a n c e w i t h t he

O p e r a C o m i q u e . F r o m t h a t p o i n t on, the four n a m e s are

closely intertwined in biographies, collections of letters,

and a c c o u n t s of r e c i t a l perf o r m a n c e s . The y frequently

t o o k reci t a l tours as a group, and b e f o r e long, Joachim,

Stockhausen, and F r a u S c h u m a n n e n t h u s i a s t i c a l l y b e g a n to

c h a m p i o n Brahms' m u s i c a n d to i n t r o d u c e it to t he public.

In this way, S t o c k h a u s e n ' s nam e b e c a m e a s s o c i a t e d w i t h

some of Brahms' most important lieder:

It w a s the u n a n i m o u s o p i n i o n of all c o g n o s c e n t i
that n one cou l d be c o m p a r e d w i t h £stockhausenJ 7 as
singer of the songs o f S c hubert, S c humann, and
Brahms. It has b e e n said tha t he w a s to Brahms'
songs m u c h as J o a c h i m w a s to Brahms' c h a m b e r

M a n y of B r a h m ' s fin e s t s o ngs w e r e w r i t t e n for

S to c k h a u s e n , who, in turn, i n t r o d u c e d t h e m to co n c e r t

audiences.Some i m p o r t a n t e x a m p l e s of th i s p r a c t i c e

a r e the first six s o ngs of Brahms' Magelone lieder.

These were composed to texts by L u d w i g T i e c k (1773-1853),

a n d T h e o d o r Bill r o t h : L e t t e r s f r o m a M u s i c a l Friends~hip
( N o r m a n : U n i v e r s i t y o f O k l a h o m a P r e s s , 1957), 17, n.

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177

p u b l i s h e d in 1861, a n d d e d i c a t e d to J u l i u s S t o c k h a u s e n . ^ ^

This same year was o n e of the b u s i e s t for Brahms, Clara

S c h umann, Joachim, a n d S t o c khausen. T h e r e w e r e f r e quent

r e c i t a l tours a n d so i r e e s d u r i n g w h i c h the c i rcle of

f r i e n d s p e r f ormed, w i t h F r a u S c h u m a n n or Bra h m s a c c o m ­

p a n y i n g Stockhausen:

J o a c h i m and S t o c k h a u s e n came in A p r i l for the


P h i l h a r m o n i c c o n c e r t of the 16th, and the b r i l l i a n t
sea s o n c l o s e d w i t h S t o c k h a u s e n ' s and Brahms' soirees
o n the 19th, 27th and 30 t h of t he month. A t the
f i rst two conce r t s , at H a m b u r g a nd A l t o n a r e s p e c t i v e l y ,
t he ent i r e s eries of S c h u b e r t ' s " Schone Mul l e r i n " was
given; a n d at the l a s t — w h o can i m a g i n e a mo r e e n t h r a l ­
l ing feast of sou n d th a n the p e r f o r m a n c e of B e e t h o ­
v e n ' s m e l t i n g lov e - s o n g s , "To t he D i s t a n t B e l o v e d , "
the v e r y t h o u g h t of w h i c h b r i n g s t e a r s to the eyes,
sung b y S t o c k h a u s e n to the a c c o m p a n i m e n t of Brahms,
f o l l o w e d b y o u r c o m p o s e r ' s l o v e l y sec o n d serenade,
a n d this b y S c h u m a n n ' s "Poet's L o v e - S o n g s . " Happy
H ambur g e r s , h a p p y S t o c k h a u s e n , c h a p p y Brahms, to ha v e
sha r e d such d e l i g h t s together.

Th e f e e l i n g s w i t h i n the c i r c l e m u s t c e r t a i n l y h ave

b e e n t r i e d in 1863 b y t he f a i lure of B r a h m s to re c e i v e

the p o s t in H a m b u r g as D i r e c t o r of the P h i l h a r m o n i c C o n ­

c e rts and of t he Si n g a k a d e m i e . Instead, the p o s i t i o n was

a w a r d e d to J u l i u s Stockha u s e n , a p p a r e n t l y d ue to his

im m e n s e p o p u larity, w h i c h m i g h t serve as an a t t r a c t i o n

to t he p u b l i c a nd to s ingers for the A c a d e m y ' s choirs.

W h i l e Bra h m s n e v e r r e c o r d e d his feelings, Joachim was

p u b l i s h e d in 1868. See May, L i f e of B r a h m s , 1:285.

^^May, L i f e of B r a h m s , 1:283.
16„
G e i r inger, B r a h m s , 74.

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178

appalled. In a l e t t e r to a friend, da t e d J a n u a r y 31,

1863, he remarked:

You know how highly I esteem Stockhausen's talent,


a nd he is c e r t a i n l y th e b e s t m u s i c i a n among singers,
b ut h o w anyone, h a v i n g to c h o o s e the d i r e c t o r of a
c o ncert i n s t i t u t i o n b e t w e e n h i m and Johannes, can d e ­
cide for the former, I with^iyy l i mited m u s i c a l u n d e r ­
sta n d i n g ca n n o t co mp r e h e n d .

Although most s o u r c e s a s s e r t that fr i e n d s h i p s and

m u s i c a l p a r t n e r s h i p s w e r e not a l l o w e d to suffer fro m this

incident, r e cital a c t i v i t y i n v o l v i n g the circle ap p e a r s

to h a v e d w i n d l e d for s e v e r a l years. T h i s ma y a l s o have

b e e n due to the tim e r e q u i r e d for S t o c k h a u s e n ' s n e w

duties. No f u rther d e s c r i p t i o n s or recital a c t i v i t y i n v o l v ­

ing Stoc k h a u s e n w i t h t h e o t h e r m e m b e r s are n o t a b l e u ntil

1867, whe n the b a r i t o n e sang t h e M a g e l o n e lieder on a

Leipzig program with Clara Schumann a c c o m p a n y i n g . B y

1868 m u c h of the o l d a c t i v i t y ha d bee n resumed. In that

ye a r Brahms and S t o c k h a u s e n t o g e t h e r m o u n t e d a v e r y s u c ­

ce s s f u l recital series w h i c h too k t hem to Hamburg, Dresden,

Berlin, and Copenhagen. T h e y a l s o a ppeared in soir e e s and

rec i t a l s t o g e t h e r in Hambu r g , B udapest, and Vienna, dur­

ing wh i c h S t o c k h a u s e n p e r f o r m e d some of B r a h m s ' m o s t r e ­

cen t songs, among t h e m t h e duets. Op. 28, w h i c h the b a r i ­

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
tone sang w i t h his pupil, F r a u l e i n Girzi k . ^ ^

In 1869 S t o c k h a u s e n r e s i g n e d his post in H a m b u r g

to b e c o m e c h a m b e r singer to t h e Kin g of W u r t t e m b u r g at

Stuttgart, r e s i d i n g in Canstatt. His recital t o u r s c o n ­

t i nued w i t h J o a chim, C l a r a S c h u m a n n and Brahms. In 1870

he took his pu p i l S o p h i e L o w e ^ ’ to E n g l a n d for t h e i r

in 1871, Brahms' G e r m a n R e q u i e m r e c e i v e d its f i rst E n g l i s h

p e r f o r m a n c e b e f o r e an in v i t e d a u d i e n c e in London. Stock­

h a usen b o t h c o n d u c t e d the p e r f o r m a n c e and sang the b a r i t o n e

s o l o s . O f i n t e r e s t d u r i n g the same per i o d w a s a London

p a r t y at w h i c h P a u l i n e V i a r d o t - G a r c i a joined S t o c k h a u s e n

in t he p e r f o r m a n c e of two d u e t s f rom Brahms' Op. 28.^^

In 1874 S t o c k h a u s e n left S t u t t g a r t to ta k e o n the

name n o w b e g i n s a p p e a r i n g in c o n cert p r o g r a m s and r e v i e w s

as c o n d u c t o r a nd vocal t e a c h e r as w e l l as l i e d e r

singer. In 1874 he s u c c e s s f u l l y c o n d u c t e d se v e r a l B e r l i n

No d a t e s are a v a i l a b l e for Girzik. S he is


o c c a s i o n a l l y m e n t i o n e d in r e g a r d to con c e r t s i n v o l v i n g
S t o c k h a u s e n a nd Brahms. S ee May, L i f e of Brahms,
2:403 and 425-432.

p u b l i s h e d the E n g l i s h t r a n s l a t i o n of S t o c k h a u s e n ' s
Gesangsmethode.

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180

p e r f o r m a n c e s of Elij ah and H a n d e l ' s J u d a s M a c c a b e u s w h i c h

w e r e d e s c r i b e d in the A l l g e m e i n e m u s i k a l i s c h e Z e i t u n g .

S t o c k h a u s e n m o v e d to F r a n k f o r t - a m - M a i n in 1878

to h e a d t h e d e p a r t m e n t of singing at H o c h ' s Conserv a t o r y .

Du e to a c o n t r a c t d i s p u t e w i t h the s c h o o l ' s administ r a t o r ,

J o s e p h J o a c h i m R aff (1822-1882), he r e s i g n e d his p o s i t i o n

the f o l l o w i n g y e a r and took p r i v a t e p u p i l s in hi s home.

In 1882 h e r e t u r n e d to his p o s i t i o n at the C o n s e r v a t o r y . ^ ^

He r e t i r e d f r o m t h i s p o s i t i o n in 1898 and from t h e n c e f o r t h •

t a u g h t o n l y p r i v a t e pupils. His G e s a n g s m e t h o d e a p p e a r e d

in two v o l u m e s in 1886 and 1887, lat e r f o l l o w e d b y a shorter

work, G e s a n g s t e c h n i k und S t i m m b i l d u n g . H e r e m a i n e d clo s e

to Joa c h i m , C l a r a Schumann, and B r a h m s t h r o u g h o u t his

life. Stockhausen's last m e e t i n g w i t h B r a h m s o c c u r r e d

whe n the t w o of t h e m and J o a c h i m a t t e n d e d C l a r a S c h u m a n n ' s

A c c o u n t s of S t o c k h a u s e n ' s p e r f o r m i n g a b i l i t y are

co n s i s t e n t in t h e i r p r a i s e of his taste, style, and atten­

tion to c o m m u n i c a t i o n :

Allgemeine musikalischer Zeitung 4 9 (4 M a r c h a nd 9 December


1874): 136 a n d 779.

hausen, Julius."

^^G r o v e ' s D i c t i o n a r y , s.v . "Stockhausen."

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
The r i c h b e a u t y o f the voice, the n o b i l i t y of the
style, t he p e r f e c t phrasing, the i n t i m a t e sympathy,
and, n ot t h e least, the i n t e l l i g i b l e w a y in w h i c h
the w o r d s w e r e g i v e n — all c o m b i n e d to m a k e „ h i s s i n g ­
ing of songs an u n f o r g e t t a b l e e x p e rience.

Th o s e w h o c o r r e s p o n d e d w i t h B r a h m s f r e q u e n t l y m e n t i o n e d

the c o m p o s e r ' s songs a nd S t o c k h a u s e n in the same sentence.

Occasionally this correspondence included descriptive

accounts:

I shall n e v e r f o r g e t an e v e n i n g at S t o c k h a u s e n ' s w h e n
he sang D i c h t e r l i e b e to F r a u S c h u m a n n ' s a c c o m p a n i m e n t .
It w a s all so f r esh and sp o n t a n e o u s . I h ad n e v e r
h eard h i m do t hat p a r t i c u l a r cycle, and w a s q u i t e
c a r r i e d ^ a w a y at t i mes by h i s p r o f o u n d s i n c e r i t y a n d
vigour.

In this regard, o ne state m e n t b y B r a h m s h i m s e l f r e f l e c t s

his a d m i r a t i o n f or S tockhausen:

I h a v e k n o w n two peo p l e w h o u n d e r s t o o d s o m e t h i n g
of music. O n e of t h e m p l a g u e d h i m s e l f in v a i n for a
life t i m e to l e arn ab s o l u t e pitch. The o t h e r too k n o
pai n s b e c a u s e he k n e w he c o u l d n e v e r a c q u i r e it. One
of t h e m w a s c a l l e d J u l i u s S t o c k h a u s e n ; t he o t h e r —
Ri c h a r d W agner. Still, y o u know, in spite of t h e i r
lack, b o t h h a d some idea o f m u sic!

The c o n t r i b u t i o n s of J u l i u s S t o c k h a u s e n h ad m a j o r

in f l u e n c e in the a r eas o f n i n e t e e n t h - c e n t u r y t e a c h i n g and

performance. As a teacher, he p u b l i s h e d i m p o r t a n t m e t h o d s

2“ibid.
^ ^ H a n n a h Bryant, t r a n s . , and M a x Kal b e c k , ed.,
J o h a n n e s Brahms: T he H e r z o g e n b e r g C o r r e s p o n d e n c e (London:
J o h n Murray, 1909, 158; and Bark a n , 144.

^ ^ E l i s a b e t v on H e r z o g e n b e r g to Brahms, 13 J u l y
1882. Bryant, 161-162.

H i s Life, C h a r a c t e r , a n d W o rks (New York: Dodd, Mead,


an d C o . , 1933), 181.

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182

and u t i l i z e d u n i q u e a p p r o a c h e s d e v e l o p e d from G a r c i a ' s

method. He n u m b e r e d a m o n g his students H e r m i n e S pies

(1857-1893), Antonia Kufferath (1857-1939), F e l i x von

Kraus (1970-1937), Anton Van Rooy (1870-1932), M a x A l v a r y

(1859-1923), Anton Sistermans (1865-1926), Max Friedlander

(1852-1934), Sir G e o r g e H e n s c h e l (1850-1934), and the

Americ a n s , Robe r t B l a s s (1867-1930), Pu t n a m G r i s w o l d

(1975-1914), and C l a r e n c e W h i t e h i l l (1871-1932) It is

somew h a t ironic that, w h i l e Garc i a and M a r c h e s i w e r e

n e g a t i v e t o ward W a g n e r and t r a i n e d their singers p a r t i c u l a r ­

ly for the florid s t y l e s of Bellini, Donizetti, and Rossi­

ni, a n u mber of S t o c k h a u s e n ' s students w e r e b e s t k n o w n

for the i r W a g n e r i a n roles. Some of S t o c k h a u s e n ' s basses

and b a r i t o n e s who m a d e t h e i r fame in the W a g n e r fe s t i v a l s

of B a y r e u t h and e l s e w h e r e w e r e vo n Kraus, V a n Rooy, Alvary,

Blass, Griswold, and Whitehill.

As a perfor m e r , S t o c k h a u s e n b r ought the a t t e n t i o n

of the p u blic to the songs of Schubert, Schumann, and B r ahms,

^'^Die M u s i k in G e s c h i c h t e un d G e g e n w a r t , 1965 ed. ,


s.v. "Stockhausen, J u l i u s , " by H a n s Kuhner; I n t e r n a t i o n a l
C y c l o p e d i a , s.v. " S i n g i n g ; " and Mackinlay, Garcia, the
C e n t e n a r i a n , 195.

^^Garcia, H i n t s on S i n g i n g , iv; and p. 143 of this


project.

^^For d e s c r i p t i o n s of t hese singers, see t h e i r


separate entries in B a k e r ' s B i o g r a p h i c a l D i c t i o n a r y ; and
in K. J. Kuts c h and L e o Riemans, A Conc i s e B i o g r a p h i c a l
Di c t i o n a r y of Singers: F r o m the B e g i n n i n g of R e c o r d e d
S ound to the P r e s e n t , trans. H a r r y Earl J o n e s (Phil a d e l ­
phia: Chil t o n Book Co., 1969).

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
a n d h e l p e d to s t a n d a r d i z e t heir p e r f o r m a n c e on

c o n c e r t p r o grams. W h i l e he w a s h i g h l y a c c l a i m e d as a

r e c i t a l i s t on the c o ntinent, he bro k e n e w gr o u n d in

England:

S t o c k h a u s e n w a s the f irst . . . to make the Lie d


of S c h u b e r t a n d S c h u m a n n k o n z e r t f a h i g . The songs of
S c h u b e r t and S c h u m a n n had b e e n r e s e r v e d for fa m i l y
use by e n t h u s i a s t i c a m a teurs, but S t o c k h a u s e n w a s
the f irst si n g e r of note to bri n g the m w i t h i n r e a c h
of the p u b l i c b y i n t r o d u c i n g them h a b i t u a l l y in
concert programmes. To do this in Ge r m a n y was an
i n n o v a t i o n r e q u i r i n g e n t e r p r i s e ra t h e r t h a n courage.
To do it in E n g l a n d forty an d f i f t y yea r s ago w a s a
p iece of s p l e n d i d a u d a c i t y w h i c h e n d e a r e d S t o c k h a u s e n
to the small b a n d of S c h u b e r t a nd S c h u m a n n w o r s h i p p e r s ,
b u t e x p o s e d h i m to the h o s t i l i t y of the le a d i n g p r o ­
f e s sional c r i t i c s of the d a y . . . He s u c c e e d e d at
length in e x t o r t i n g fro m the r e l u c t a n t C h o r l e y . . .
the a d m i s s i o n t h a t in S c h u b e r t a n d B e e t h o v e n he w a s
un r i v a l l e d in a c c e n t and p a s s i o n . ^7

St o c k h a u s e n ' s Publications

One m a j o r pub l i c a t i o n , the G e s a n g s m e t h o d e , e m ­

bodies m o s t of S t o c k h a u s e n ' s v i e w p o i n t s and a p p r o a c h e s to

vocal teaching. T here is some d i s c r e p a n c y c o n c e r n i n g its

date of pub l i c a t i o n . W h i l e some r e f e r e n c e s n o t e its a p ­

p e a rance in two c o n s e c u t i v e v o l u m e s in 1886 a n d 1887 (see

p. 180), an E n g l i s h t r a n s l a t i o n by S t o c k h a u s e n ' s p u p i l

a translation of the original, it is probable that

Stockhausen's method was published sometime prior to

97 (27 Oc t o b e r 1906): 619.

^^Julius S t o c k hausen, A M e t h o d o f S i n g i n g , trans.


Sophie Lowe ( L o n d o n : Novello. Ewer, a n d Co., 1884).

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184

1884. According to J u l i a W i r t h - S t o c k h a u s e n 's b i o g r a p h y

o f h e r h u s band, the G e s a n g s m e t h o d e w a s p u b l i s h e d in 1884.

A s h o r t e r work, Gesangstechnik und S t i mmbildung, appeared

in v o l u m e s for h i g h a nd l o w v o i c e in 1886 and 1887 and

w a s d e v o t e d to voc a l e x e r c i s e s . T h e latter work

was unavailable for e x a m i n a t i o n b y the writer.

A n u m b e r of a r t i c l e s c o n c e r n i n g S t o c k h a u s e n and his

t e a c h i n g a p p e a r in the A l l g e m e i n e m u s i k a l i s c h e Zeitung,

edited by Stockhausen's f r i e n d a nd collea g u e , Friedrich

Chrysander (1826-1901). While seve r a l of these arti c l e s are

d e v o t e d to d e s c r i p t i o n s o f the c i r c u m s t a n c e s of his c o n t r a c t

d i s p u t e w i t h Raff,'^® a nd r e v i e w s of c o n c e r t s by himself,

h is choruses, a nd h is s t u d e n t soloists, oth e r s r e v i e w in

d et a i l his e d i t i o n of C h e r u b i n i c a n o n s for use as si n g ­

ing e x e r c i s e s ^ ^ and p r o v i d e r e p o r t s o n S t o c k h a u s e n ' s fir s t

y e a r as m a s t e r o f h is o wn singing s c h o o l . T h e latter

two sets of a r t icles are u t i l i z e d to e n d o r s e canon and

D e r Sanger des D e u t s c h e n L i e d e s ( F r a n kfurt-am-Main:


E n g l e r t and Schlosser, 1927), 442-43.

^*^Friedrich Chry s a n d e r , "Das H o c h 'sche C o n serva-


t o r i u m u nd seine D i r e c t i o n , " A l l g e m e i n e m u s i k a l i s c h e
Zeitung 15 (27 S e p t e m b e r - 1 3 O c t o b e r 1880): 618-654.

Gessangubungen," Allgemeine musikalische Z e i tung 15 (16


J u n e-23 June 1880): 369-388.

^ ^Frie d r i c h Chrysa n d e r , "J. S t o c k h a u s e n ' s ers t e r


J a h r e s b e r i c h t u b e r seine G e s a n g s c h u l e in F r a n k f u r t a.M."
A l l e g e m e i n e m u s i k a l i s c h e Z e i t u n g 16 (10 A u g u s t - 1 7 A u g u s t
1881): 510-520.

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185

s o l mization for b u i l d i n g musica l i t y , to u n d e r s c o r e the

impor t a n c e of g o o d d i c t i o n for singers, and to explore

the influ e n c e of v o w e l s upo n t o n e quality.

The G e s a n g s m e t h o d e , in the L o w e transl a t i o n , A

Me t h o d of S i n g i n g , w a s the m a j o r source fro m w h i c h S t o c k ­

hau s e n ' s t e a c h i n g a p p r o a c h e s w e r e d r a w n for this research.

Th i s wor k dr a w s m u c h m o r e h e a v i l y upo n o u t s i d e sources

than the m e t h o d s of Garcia, Battaille, an d Marchesi. Wh i l e

Stockhausen's method is m u c h m o r e tha n a c o m p i l a t i o n of

ideas, it re l i e s h e a v i l y u p o n theoret i c a l , p e d agogical,

and p h o n e t i c a l w o r k s for supp o r t and c l a r i f i c a t i o n of

his views, and even in some c a s e s for v o c a l exercises.

Some of the s o urces f r o m w h i c h S t o c k h a u s e n d r e w vocal

exercises, o r n a m e n t a t i o n exercises, and st y l i s t i c e x amples

were Anleitung zur S i n g k u n s t , t h e t r a n s l a t i o n of Tosi by

(1588-1666) , G e s a n g l e h r e , 1886, by F r a n z Hauser (1794-

1870), Le n u o v e m u s i c h e , 1602, by Giulio Caccini (1550-

1618) , and T r a i t e c o m p l e t de l 'art du c h a n t , b y Garcia.

He c o r r o b o r a t e d his v i e w s c o n c e r n i n g t he acoustics,

p hysiology, and d e v e l o p m e n t of singing v o i c e s w i t h mat e r i a l

d r a w n f r o m G a r c i a and Ba t t a i l l e , from an i m p o r t a n t w o r k on

th e p h y s i o l o g y of s p e e c h p r o d u c t i o n b y E d u a r d S i evers

(Frankfurt: 1653).

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
by Emma Seiler (d. 1887) , a s i n g i n g t e a c h e r w h o had b e e n

associated with Hermann Helmholtz in his r e s e a r c h on v o w e l

production, A l t e s u n d ne u e s ü b e r die A u s b i l d u n g des


46
Gesangorgans,

The G e s a n g s m e t h o d e c o n t a i n s lengthy introductory

m a t e r i a l s w h i c h set a p a r t the a u t h o r ' s v i e w s on the v a r i o u s

p h y s i o l o g i c a l and f u n c t i o n a l a s p e c t s of v o i c e production.

Th e s e m a t e r i a l s are e m b o d i e d in an i n t r o d u c t o r y s e c t i o n

ent i t l e d "The T w e l v e P a r a g r a p h s , " in w h i c h S t o c k h a u s e n

dis c u s s e d vo w e l and c o n s o n a n t p r o d u c t i o n , attack, mouth

position, tone, l a r y n x p o s ition, brea t h i n g , and registra­

tion. In t h i s s e c t i o n he a l s o t r e a t e d some a p p r o a c h e s

to vocal teaching. T h e bod y of the G e s a n g s m e t h o d e is d e ­

v o t e d to s p e c i f i c ar e a s of b u i l d i n g t e c h n i q u e and s i nging

style, w i t h vo c a l e x e r c i s e s a n d exa m p l e s i n c l u d e d for eac h

area. T h e s e are a s i n c l u d e a t t a c k and s u s t a i n i n g the voice,

the portamento, le g a t o and a s p i r a t e d styles, ornamentation,

scales, and sta c c a t o and m a r t e l l a t o , or marked s i nging

styles.

^ ^Eduard Sievers, G r u n d z ü g e der P h o n e t i k (Leipzig:


B r eitkopf and Hartel, 1901).

^^Emma Seiler, A l t e s u n d n eues u b e r die A u s b i l d u n g


des G e s a n g o r g a n s (Leipzig: L e o p o l d Voss, n . d . ); t r a n s l a t e d
as The Vo i c e in S i n g i n g , trans. W. H. F u r n e s s ( P h iladel­
phia: J. B. L i p p i n c o t t and Co., 1868).

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
A Categorical Description
of S t o c k h a u s e n ' s T e a c h i n g

A t t i t u d e s a nd A p p r o a c h e s in G e n e r a l

P u b l i s h e d d e s c r i p t i o n s of S t o c k h a u s e n ' s a t t i t u d e s

a nd approa c h e s t o w a r d v o c a l t e a c h i n g are li m i t e d to the

years i m m e d i a t e l y f o l l o w i n g the e s t a b l i s h m e n t of his o wn

singing school in h is hom e in F r a n k f u r t - a m - M a i n , O c t o b e r 1,

1880. Obviou s l y , his a s p i r a t i o n s c o n c e r n i n g vocal t e a c h i n g

found the g r e a t e s t r e a l i z a t i o n t h r o u g h a p e d a g o g i c a l p r o ­

g r a m gui d e d by h is own adm i n i s t r a t i o n . He b r o u g h t into

this s e l f - a d m i n i s t e r e d t e a c h i n g program, in a d d i t i o n to

ma n y years of p e r f o r m a n c e a nd t e a c h i n g e x p e rience, some

concerns born of f r u s t r a t i o n w i t h his own training. An

example of this f r u s t r a t i o n is fo u n d in an 1872 letter

wr i t t e n f rom S t o c k h a u s e n in S t u t t g a r t to " French a r t i s t s ,"

who had a p p a r e n t l y c l a i m e d that the P a ris C o n s e r v a t o r y

was r e s p onsible f o r S t o c k h a u s e n ' s s uccess as a performer.

Stockh a u s e n i n f o r m e d his c o r r e s p o n d e n t s t hat Garcia, Jenny

Lind, and P a u l i n e V i a r d o t - G a r c i a w e r e r e s p o n s i b l e for the

bulk of his k n o w l e d g e and t r a i n i n g in singing. As for

his education at the P a r i s Co n s e r v a t o r y :

An artist is not m a d e in a s i n ging cl a s s with


some F r e n c h or I t a l i a n airs. He r e q u i r e s that w h i c h
is w o r t h y a nd o f the be s t q uality, e i t h e r in Paris
or a n y where else. B u t in r e g a r d to y o u r Co n s e r v a t o r y ,
where the p o l k a is d a n c e d in the cl a s s e s of Mr. P o n -
chard, w h ere no one recei v e d , p r o p e r l y speaking, a
musical e d u c a t i o n d u r i n g m y time, w h e r e the names of
Bach and H a n d e l are n e v e r m e n t i o n e d in h a r m o n y

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
S t o c k h a u s e n p l a c e d great e mphasis up o n the d e v e l o p ­

m e n t of m u s i c a l i n d e p e n d e n c e from the v e r y b e g i n n i n g of a

s i n g e r ' s e d u c a t i o n w i t h the use of two m u s i c a l aids, canon

a nd solfeggio. He s t r e s s e d u n a c c o m p a n i e d c a nons as a c h ief

m e a n s of d e v e l o p i n g independence. In F r i e d r i c h C h r y s a n d e r ' s

r e v i e w of S t o c k h a u s e n ' s ed i t i o n of C h e r u b i n i ' s canons,

the f o l l o w i n g a s s e r t i o n is e x c e r p t e d f r o m S t o c k h a u s e n ' s

p reface:

I m u s t e m p h a s i z e th a t the b e g i n n e r r a r e l y b e ­
co m e s m u s i c a l t h r o u g h solo singing of m o n o d i c songs,
lieder, and arias. C h o r a l s i nging l i k e w i s e is not
ideal. The a c c o m p a n i m e n t aids the lieder, w h i l e in
c h o r u s e s the a c c o m p a n i m e n t and the p a r t i c i p a t i o n
of m a n y s i n gers a d d s too m u c h support. Only one proce­
d u r e c an t r u l y d e v e l o p ind e p e n d e n t singers: r e p e a t e d
u n a c c o m p a n i e d p r a c t i c e of p o l y p h o n i c p i e c e s w i t h one
sin g e r on ea c h p art.^^

In t he G e s a n g s m e t h o d e , some of the f i rst vocal e x e r c i s e s

are p i e c e s by J. J. Fux (1660-1741) in c a n o n i c style.

T h e s e wer e a p p a r e n t l y inte n d e d to be p e r f o r m e d by a solo

i n s t r u m e n t on the t o p pa r t and a solo v o i c e on the b o t t o m

part (see F i g u r e 19). Su b s e q u e n t exercises, taken from

G. W. Teschner (1800-1883), con s i s t e d of a num b e r of

imitative two-part pieces in v arious t e m p i and meters, in­

t e n d e d for h i g h and l o w v o i c e or solo v o i c e and p i a n o

(see F i g u r e 20).

Julia Wirth-Stockhausen, Julius S t o c k h a u s e n ,


360. T r a n s l a t e d b y t h e writer.

Chr y s a n d e r , " C h erubini's Cano n s , " 386.


T r a n s l a t e d b y the writer.

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(^cicr^t>
/T . IT. f

S£>f?rA.At0^

FIGURE 19: E X E R C I S E A CANO N E IN UNISON. F r o m S t o c k hausen,


A Method of S i n g i n g , 18-19.

In subsequent s t udies S t o c k h a u s e n d i s c o u r a g e d the use of

piano to support student singers. He f ound t h i s practice,

prevalent at that time in Germ a n singing schools, to be

fostered by p r e s s u r e to prod u c e singers q uickly. "While

instrumentalists de v o t e seven, eight, ye a e v e n ten yea r s

to their training, singers are bro u g h t to the s tage in as

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
figure 20: IMITA T I V E E X E R C I S E F O R H I G H AN D L O W V O I C E . From
Stockhausen, A M e t h o d of S i n g i n g , 30.

little as four months. S t o c k h a u s e n felt tha t th e

piano, "tuned in i n t e r v a l s t h a t are o n l y a p p r o x i m a t e l y

correct," serves o n l y to hid e intonation problems in sing­

ers. He s u ggested i n s t e a d t h a t p i t c h be g iven and c o r r e c t ­

ed vith a v i o l i n or t u n i n g fork, and that the bes t a c c o m -

paniment for student v o i c e s is a n o t h e r voice.

The o t h e r m e a n s for d e v e l o p i n g musi c a l indepen­

dence, solfeggio, was s t r e s s e d by S t o c k h a u s e n for b e g i n n e r s

cerause of the c o o r d i n a t i o n of v a r i o u s factors involved

in its practice:

Talid for one h u n d r e d y e a r s for the jo i n i n g of


wori and pitch, s o l f e g g i o of syllables, such as do, re,

""Chrysander, "J. S t o c k h a u s e n ' s erster J a h r e s b e r i c h t , "


Translated b y the w r iter.

^'^Stockhausen, A M e t h o d of S i n g i n g , 10.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
mi, fa, sol, la, ti, a s s u r e d l y brings f l e x i b i l i t y
to the v o c a l m e d i u m . . . in singing by n a m i n g e a c h
n o t e r a t h e r t h a n m e r e v o c a l ization, b e g i n n e r s w i l l
s i m u l t a n e o u s l y e x e r c i s e the ears, lungs, larynx,
an d v o c a l organs. In addition, ins t e a d of fatigue,
m u s c u l a r d e x t e r i t y is assured, and, w h e n the t e a c h e r
is w i l l i n g , th e b e g i n n e r can e xtend s o l f e g g i o to v o c a l
exer c i s e s , e s p e c i a l l y in the m i d d l e voice.

S t o c k h a u s e n a d v o c a t e d that t e a c h e r s return to c e r t a i n

e l e m e n t a r y g r a d u a t e d p r o c e d u r e s utili z e d b y e a r l i e r

teachers. However, he e m p l o y e d no direct r e f e r e n c e to an y

hi s t o r i c a l t e a c h e r or p e d a g o g i c a l work to d o c u m e n t t hese

T h e o l d I t a l i a n and G e r m a n masters, w h o s e s chools


p r o d u c e d suc h e x c e l l e n t sing e r s of b o t h sexes, show
by t h e i r w r i t i n g s that the i r first e n d e a v o u r w a s
to t e a c h t h e i r p u p i l s h o w to for m b e a u t i f u l tone and
to r e n d e r t h e i r vo i c e s f l e x i b l e and of a t e l l i n g
q uali t y . T h e r e w a s no q u e s t i o n of e x e r c i s e s in a
l arge com p a s s , n o r of d e v e l o p i n g a p o w e r f u l t one on
one vowel, as is n o w t h e fashion. In the e l e m e n t a r y
instruction — that is to say, in the s o l f e g g i o —
ou r a n c e s t o r s b e g a n by t e a c h i n g how to e s t a b l i s h
and s u s t a i n t h e voice. T h e y n e x t p r o c e e d e d to e x ­
er c i s e s in a small compass, such as are p r o v i d e d
b y o r n a m e n t s (a p p o g i a t u r a s , turns, m o r d e n t s , etc.),
and t h e n let t h e i r pu p i l s p r a c t i c e on the five
e l e m e n t a r y v o w e l s and w i t h o u t accomp a n i m e n t . We
hav e t o p r o c e e d in the same w a y if we w i s h ou r
p u p i l s t o a c q u i r e not o n l y a p owerful, but a l s o a
b e a u t i f u l and e x p r e s s i v g ^ t o n e , a flexi b l e voice,
and g o o d p r o n u n c i a t i o n .

St o c k h a u s e n further stressed slow vocalises in s o l f e g g i o

for b e ginners, f o l l o w e d by songs an d airs in solfe g g i o

" C h e r u b i n i ' s C anons," 386. Translat­


ed by the writ e r . F r o m song p h r a s e s i n c l u d e d in his
m e t h o d w i t h s o l m i z a t i o n syl l a b l e s superimposed, it is
a p p a r e n t t h a t S t o c k h a u s e n a d v o c a t e d a fix e d - d o system.
See e x a m p l e s in A M e t h o d of S i n g i n g , 20.

^^ S t o c k h a u s e n , A M e t h o d of S i n g i n g , 15.

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192

r a t h e r t h a n t he a d a p t a t i o n of words to " i n f e r i o r v o c a l i ­

se s . " ^ ^ The l atter p r a c t i c e was oc c u r r i n g fai r l y of t e n d u r ­

ing S t o c k h a u s e n ' s time. Some of the v o c a l i s e s p u b l i s h e d

b y M a t h i l d e M a r c h e s i ' s husband, Salvatore, are notable

examples.While Mathilde Marchesi's name was never

mentioned, S t o c k h a u s e n string e n t l y o p p o s e d h e r p r a c t i c e of

singing vocalises on [aj . He bel i e v e d th i s "uninterrupt­

ed a c t i v i t y " to be ti r i n g for the larynx, a n d found that

c l e a r s y l l a b l e s p r o v i d e a r t i c u l a t i o n as w e l l as m u s i c a l

independence :

T h e s o l m i z a t i o n s y l l a b l e s build into t h e e x e c u t i o n
a c l a v i e r - l i k e touch, which, w h e n p r o p e r l y utilized,
must insure distinctiveness. A l m o s t l i k e the keys
of t he organ, ,the sylla b l e s are t he i n t e r v e n i n g
p r i n c i p l e b e t w e e n the w ill and the i n s t r u m e n t .^ c They
are t he b e g i n n i n g of ease in vocal produ c t i o n .

S t o c k h a u s e n al s o b e l i e v e d t he pr a c t i c e of s o l f e g g i o to

be an i m p o r t a n t m e a n s of s t r e ssing go o d c o n s o n a n t and

v o w e l p r o d u c t i o n for b e g i n n i n g singers. This f actor

is t r e a t e d in m o r e d e t a i l in subseq u e n t a n a l y s e s of his

c o n c e p t s of r e s o n a n c e and diction.

S t o c k h a u s e n l i m i t e d s o l feggio e x e r c i s e s to the

m i d d l e o f the vo c a l range. He c o n s e r v a t i v e l y felt the

diatonic scale to be t oo d i f f i c u l t for b e g i n n i n g singers.

^ ^ S a l v a t o r e Mar c h e s i , T w e n t y E l e m e n t a r y and P r o g r e s ­
sive V o c a l i s e s , Op. 15 (New York: G. S c h i rmer, 1899).

^ ^ C h r y s a n d e r , "J. S t o c k h a u s e n ' s e r s t e r J a h r e s -
b e r i c h t , " 517. T r a n s l a t e d b y the writer.

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since "few b e g i n n e r s h ave eight n o t e s of eq u a l p o w e r in

their v o i c e . I n s t e a d , he u s e d the hexa c h o r d , whi c h he

a n d F r i e d r i c h C h r y s a n d e r called "the h o m e of the voice,"

b e c a u s e of its m o r e limi t e d compass, because it does not

i n c l u d e a c o m p l i c a t e d tritone, and b e c a u s e it c o n t a i n s

y o u n g g i r l s b e g i n n i n g th e i r training, S t o c k h a u s e n found

t h e f o l l o w i n g h e x a c h o r d s to c o n t a i n the p r o p e r compass:

g^, a^, b^, c^, d^, e^ for the h i g h soprano; e^, f#^,

g#^, a^, b^, c#^ for th e m e z z o - soprano; a n d c^, d^, e^,

f ^ , g^, a^ for t h e a l t o .^^ C o n s i s t e n t w i t h his empha s i s

upon c a n o n and i m i t a t i v e exercises, S t o c k h a u s e n found the

h e x a c h o r d to be w e l l - s u i t e d to c o n t r a p u n t a l v o c a l e x e r c i s ­

es. On e ex a m p l e w h i c h he u s e d w a s from the M i s s a ut re

mi fa sol la or M i s s a s uper vo c e s m u s i c a l e s b y Gio v a n n i

^ ^Stock h a u s e n , A M e t h o d of S i n g i n g , 10.

is found in a l e tter fro m S t o c k h a u s e n to C h r y s a n d e r ,


26 June, 1880, in J u l i a W i r t h - S t o c k h a u s e n , " F r iedrich
C h r y s a n d e r s Br i e f e an J u l i u s S t o c k h a u s e n , " Di e M u s i k -
for s c h u n g 7 (1954), 194.

^ ^ C h r y s a n d e r , "J. S t o c k h a u s e n ' s e r s t e r Ja h r e s -
b e r i c h t ," 517-18. N o solm i z a t i o n syl l a b l e s w e r e i n c luded
in this description.

^ ^ S t ockhausen, A M e t h o d of S i n g i n g , 18.

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8c - ffr - Jit~- 3"' -

-e- ZT ° ^.
- à:c- — - Mi'h
m: ia! '

The c o n t r a p u n t a l exercises w h i c h wer e adapted f r o m F u x in

the G e s a n g s m e t h o d e we r e used to t e ach vo c a l independence

and s i m u l t a n e o u s l y to stress g o o d tone q u a l i t y and v o c a l

p r o d u c t i o n in the m o s t a c c e s s i b l e n o t e s of the voice.

St o c k h a u s e n ' s singing sch o o l w a s c o m p a r a b l e in

two a s p e c t s to that of March e s i : he u t i l i z e d t e a c h i n g

assistants for a good p o r t i o n of the work, a n d the s uccess

of the school e v e n t u a l l y l ed to an i m p o r t a n t se r i e s of

c o n c e r t p e r f o r m a n c e s by his students. H owever, Marchesi

c o n c e n t r a t e d m o s t of her e f f o r t s w i t h b e g i n n e r s on s ight-

s i n g i n g and v o cal technique, w h i l e w i t h mor e advanced

s tud e n t s she em p h a s i z e d t e c h n i q u e a n d style. Languages

and k e y b o a r d w e r e t aught o u t s i d e h e r o w n studio. Stock­

h a u s e n p ut m o r e emphas is on the d e v e l o p m e n t of indepen­

dent musical skills from the v e r y b e g i n n i n g of a p u p i l ' s

study. W h i l e he did not find the c h o r u s ideal for d e v e l o p ­

ing m u s i c i a n s h i p , he i nvolved h is s t u d e n t s in c h o r a l

a c t i v i t y and p e r f o r m a n c e b e c a u s e of h i s c o n c e r n t hat i m p o r ­

t a n t G e r m a n c h oral wor k s be p e r f o r m e d and a p p r e c i a t e d .

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
195

Marchesi, on the o ther hand, w a s t o t a l l y o p p o s e d to the

c h o r u s as a p e d a g o g i c a l medium. In S t o c k h a u s e n ' s school

each stud e n t wa s inst r u c t e d in solo song in two h a l f - h o u r

s e s s i o n s w e e k l y and w a s e n r o l l e d in a p r e p a r a t o r y class

for the e s t a b l i s h m e n t of v o c a l technique, also for two half-

hour s e s s i o n s per week. F o r two h o u r l y s e s s i o n s w e e k l y the

st u d e n t s w e r e inst r u c t e d in the solfeggio, counterpoint

a nd harmony, choral singing, in the I t a l i a n language,

and in elocution. Stockhausen personally taught each

s t u d e n t in solo song, c a r e f u l l y s u p e r v i s e d the p r e p a r a t o r y

c lass, and cond u c t e d the chorus. Hi s m o s t a d v a n c e d

students served as t e a c h i n g a s s i s t a n t s by t e a c h i n g basic

t e c h n i q u e to t hose in the p r e p a r a t o r y class, w h i l e o u t ­

s ide t e a c h e r s wer e emp l o y e d for the o t h e r areas. Apparent­

ly t h e p r e p a r a t o r y c lass w a s c o n d u c t e d c o l l e c t i v e l y w i t h all

begi n n e r s , w h i l e the i n s t r u c t i o n in solo song t o o k p l ace

u n d e r S t o c k h a u s e n privately.

S t o c k h a u s e n s t r essed d i l i g e n t w o r k b y his pupils.

H e d i f f e r e d w i t h M a r c h e s i c o n c e r n i n g time s pent in v ocal

p r a c t i c e and d i v e r s i f i e d t r a i n i n g for c o n c e r t s i n g e r s and

opera singers, and, wh i l e a di r e c t r e f e r e n c e to M a r c h e s i

d o e s not occur, his vie w s s p eak p l a i n l y enough:

It is a great m i s t a k e to im a g i n e t h a t y o u n g
v o i c e s s hould be c u l t i v a t e d in a d i f f e r e n t w a y for
the stage and for the concert - r o o m ; and w o r s e still
to t h i n k tha t d i l i g e n t p r a c t i s i n g d e s t r o y s the
fresh n e s s of a voice. It is i m m a t e r i a l w h e t h e r the
stage or the c o n c e r t - r o o m is to be the s i n g e r ' s

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
f i e l d of activity: the c u l t i v a t i o n of g t h e v o i c e and
t h e gen e r a l stu d i e s m u s t be the same.

Du r i n g the y e a r s 1881-1883, S t o c k h a u s e n pr e s e n t e d

his s t u d e n t s and choi r s in a spri n g seri e s of m a t i n e e s

a n d e v e n i n g perform a n c e s . H is r e s u m p t i o n of t e a c h i n g

d u t i e s w i t h the H o c h s c h u l e in 1883 i n t e r r u p t e d these p e r ­

f o r m a n c e s temporarily. F r o m 18 9 2 - 1 8 9 6 he w a s once again

a b l e to p r e s e n t his students, thi s t i m e in an impo r t a n t

Frankfurt series of P o p u l a r e S o n n t a g s k o n z e r t e . In addit i o n

to p r o v i d i n g p e r f o r m a n c e e x p e r i e n c e and c h a l l e n g e for m a n y

talented singers, his i n t e n t i o n w a s to p r e s e n t the finest

in v o c a l and c h o r a l r e p e rtoire. In a d d i t i o n to s t andard

I t a l i a n arias, m u c h e m p h a s i s w a s p l a c e d on the g e neral

r e p e r t o r y of G e r m a n lied, w h i l e his c h o i r s p e r f o r m e d a

w i d e r a n g e of a c a p p e l l a and a c c o m p a n i e d works. Stock­

h a u s e n w a s con s c i o u s of his c o m m u n i t y an d i n v i t e d c o m ­

m u n i t y s i ngers to p a r t i c i p a t e w i t h his chorus. This e n ­

a b l e d h i m to p e r f o r m w i t h a 30-35 v o i c e chorus. Consis­

te n t w i t h his c o n c e r n for m u s i c a l inde p e n d e n c e , he plac e d

g r e a t e m p hasis u p o n p o l y p h o n i c a c a p p e l l a wor k s in the

fir s t m o n t h s of rehearsal. Later, a c c o m p a n i e d piec e s

fr o m the large r e p e r t o r y of G e r m a n c h o r a l w o r k s were

added. S t o c k h a u s e n d e l i g h t e d in p r o g r a m m i n g little-known

w o r k s of Germ a n c o mposers. R e p r e s e n t a t i v e w o r k s of this

ge n r e w h i c h were b r o u g h t to F r a n k f u r t by S t o c k h a u s e n for

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
197

h is c o n c e r t s were: "Lazarus, e i n e O s t e r k a n t a t e ," b y

Schubert (1797-1828), "Das l e i d e n und s t e r b e n J e s u , " by

Schütz (1585-1672), t he "Zigeunerleben," "Deutschen

V o l k s l i e d e r , " and " T a l f e l l i e d , " b y Brahms, and "Der Rose

Pilgerfahrt," by Schumann (1810-1856)

Attack

W h i l e he a c c e p t e d G a r c i a ' s coup de g l o t t e as a

v a l i d technique, S t o c k h a u s e n co u l d not s e p a r a t e att a c k

from vowel formation:

In the same w a y th a t t he o u t - r u s h i n g a i r m e e t i n g an
o b s t r u c t i o n in t he c a v i t y of the m o u t h p r o d u c e s a
consonant, so the b r e a t h e s c a p i n g t h r o u g h the
n ar r o w e d a p e r t u r e in t he v o c a l c h ink p r o d u c e s a
vowel sound. Compare, for instance, p a a nd a, ^ and a,
ma and a, w h i l e i m i t a t i n g w i t h t he v o w e l a t t a c k
the r e l a x a t i o n of the t e n s i o n s on the lips. It
will then be fou n d that, in o r d e r to si n g w i t h
expression, the v o w e l att a c k h a s to b e q u i t e as
v a r i e d as the c o n s o n a n t attack. The l a t t e r b e i n g
v isible serves to e x p l a i n t he former, w h i c h is
invisible. (A M e t h o d , 9.)

Wh ile the above v i e w s are c o n s i s t e n t w i t h some o f G a r c i a ' s

concepts of vo w e l formation (see p . 57), t h e y are also

unique in that two d i s t i n c t f u nctions, attack and vowel

formation, are b e l i e v e d to occur t o g e t h e r in o n e c o ­

or d i n a t e d action.

S t o c k h a u s e n a l w a y s e m p h a s i z e d that t he c o u p de

glotte mu s t be a c c o m p a n i e d by a l o w e r i n g o f t he larynx.

If this ac t i o n do e s n o t occur, "it m a k e s t h e n o t e s po o r

and thin, and in the m i d d l e r e g i s t e r o f t e n t h r o a t y and

^^Clara W i r t h - S t o c k h a u s e n , Julius S t o c k h a u s e n ,

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
non-resonant." (A M e t h o d , 9.) T h e exam p l e s are t a ken

fr o m e x e r c i s e s wh i c h S t o c k h a u s e n u s e d to e s t a b l i s h a ttack

and v o w e l p r o d u c t i o n w i t h a s t a b i l i z e d or l o w e r e d larynx.

S u c h e x e r c i s e s helped the sin g e r to comb i n e v o w e l f l o w

with s u s t a i n e d notes: (A M e t h o d , 25, 28.)

Attack with "closed v o w e l s :"

w w fej P3WW pJNH PZM M IXIMM

" Shocks of the glottis w i t h fix e d larynx:"

W h i l e he a c k n o w l e d g e d the h i s t o r i c a l v a l i d i t y

of t h e a p p o g i a t u r a as u t i l i z e d for an attack, a nd q u o t e d

t his e x a m p l e from M u s i c a m o d e r n a p r a t t i c a : (A M e t h o d , 15)

S t o c k h a u s e n obj e c t e d to its o v e r u s e in c u r r e n t G e r m a n vocal

p r actice. An e xample w h i c h he cit e d is as follows: (A

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Method, 15)

at n>oU lir o -f - W c^f '«-i/f/<f' - //fY TP-lfh

Registration

W h i l e S t o c k h a u s e n r e l i e d on the r e s e a r c h of bot h

Garcia and Battaille for h i s c o n c e p t s of r e gistration,

his vie w s w e r e m o r e c o n s i s t e n t w i t h those of Garcia.

He b e l i e v e d that the m a t u r e hum a n voice p o s s e s s e s t hree

registers: chest, falsetto or " m i d d l e - v o i c e , " and head.

He dep e n d e d upon B a t t a i l l e for p h y s i o l o g i c a l d i s t i n c t i o n s

between chest and f a l setto: ".. . for the chest v oice

the w hole w i d t h of th e v o c a l co r d s is required, for the

falsetto only t w o - t h i r d s . " (A M e t h o d , 11. See also p.

91 .) Properly, m a l e v o i c e s should use o n l y c hest

ana falsetto, the h e a d v o i c e b e i n g too m u c h like tha t of

women and girls. T h i s d i s t i n c t i o n c o n t r i b u t e s to the

clarification of d e s c r i p t i o n s u s e d by Ga r c i a (see p..

42} • S t ockhausen b e l i e v e d fema l e v oices to u se all

three registers, e x c e p t for v e r y h i g h sopranos, who use

only falsetto and head. F e m a l e vo i c e s p r i n c i p a l l y use

falsetto, male v o i c e s the chest. Ranges, p i t c h e s c o mmon

tr all voices, and r e g i s t e r s of e a c h v o i c e c l a s s i f i c a t i o n

according to S t o c k h a u s e n ar e shown in F i g u r e s 21 and 22.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
COA/tfa.fic______________oJ-f-ç

, é:

Z7T3FT<

F I G U R E 21: S T O C K H A U S E N ' S T A B L E OF THE F O U R V O I C E C L A S S I F I C A ­


T I O N S A N D P I T C H E S C O M M O N T O ALL. Fro m A Meth o d , 12.

S t o c k h a u s e n s t r e s s e d a m o d e r a t e l y l o w a n d stable

l a rynx p o s i t i o n for r e g i s t e r e q u a l ization. W i t h the

lary n x fi x e d m o d e r a t e l y low for the "sombre q u a l i t y , " he

found that c h e s t and f a l s e t t o r e g i s t e r s can b e b l e n d e d in

as c e n d i n g the scale. Conver s e l y , in d e s c e n d i n g the scale,

S t o c k h a u s e n u r g e d that a "clear q u a l i t y of t one" be use d

for b l e n d i n g the registers. (A M e t h o d , 13.) This procedure

is co m p a r a b l e to tha t of March e s i , who u s e d it for t r a n s i ­

tions bet w e e n c h e s t and m e d i u m w i t h her fema l e s t u dents

(see p. 155). However, Stockhausen believed that a

p h y s i o l o g i c a l p r i n c i p l e w a s involved. He t h e o r i z e d that.

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F I G U R E 22: S T O C K H A U S E N ' S T A B L E OF REGISTERS. From A


M e t h o d y 12.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
202

in a s cending, the epiglottis c o v e r s the l a r y n x to some

ex t e n t o n the v o w e l s [o] , [bj, f a c t i n g some­

w h a t like the h a n d of a horn player; (A M e t h o d , 13.)

. . . the no t e s d# and e^ get the c o v e r e d to n e r e ­


q u i r e d for the tran s i t i o n into the f o l l o w i n g r e ­
gi s t e r m o r e e a s i l y on the c l o s e d v o w e l s t han on the
o p e n { a J , a n d t h erefore th e y a s s i m i l a t e b e t t e r
w i t h the f#. One m i g h t say that the s i n g e r w a s s i n g ­
ing c o n s o r d i n i . In d e s c e n d i n g o ne s h o u l d v o c a l i z e
on the c l e a r vowels, in o r d e r to give the f a l s e t t o
m o r e power; for instance :

-e-

A s a d e m o n s t r a t i o n of r e g i s t e r e v enness, Stock­

h a u s e n u s e d the m e s s a di v o c e , which, in his o p i n i o n , can

o n l y be e x e c u t e d in the m i d d l e of the v o i c e u s i n g two r e ­

gisters. In o t h e r words, the s i n g e r m u s t p r a c t i c e the

no t e s c o m m o n to b o t h r e gisters b y u s i n g the f a l s e t t o

for the p i a n o p o r t i o n s of the exe r c i s e , with a crescendo

i n t o che s t for the forte portion, and a ret u r n to f a l s e t t o

for the p i a n o closing. This d e s c r i p t i o n of the p h y s i o l o g i ­

cal events w h i c h o c c u r in the m e s s a di vo c e is e x a c t l y

t h a t of G a r c i a in his A r t of Singing. (A M e t h o d , 17.

See also Garcia, A r t of S i n g i n g , 33.) Batt a i l l e , h o w ever,

in u s ing the l a r y n g o s c o p e to o b s e r v e the a c t i o n o f the

gl o ttis d u r i n g e x e c u t i o n of the m e s s a di v o c e , w a s unable

to note a n y r e g i s t r a t i o n changes. (Battaille, Nouvelles

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
203
r e c h e r c h e s , 48-49.) U n l i k e G a r c i a and Marchesi, Stock­

h a u s e n use d the m e s s a di v o c e n e a r the b e g i n n i n g of a

s i n g e r ' s v o i c e st u d y as a m e a n s to an end rath e r than as

an i n d i c a t i o n of a c c o m p l i s h m e n t . In the m e s s a di v o c e ,

as in the ble n d i n g of a s c e n d i n g and d e s c e n d i n g scales,

S t o c k h a u s e n i n s i s t e d on a fix e d la r y n x position. (A M e t h o d ,

pp. 13 and 17.)

Li k e the o t h e r G a r c i a teachers, Stockhausen

u t i l i z e d the p o r t a m e n t o for e v e n n e s s of v ocal qua l i t y and

ease of m o v e m e n t b e t w e e n registers. In the m e d i u m of the

v o i c e he u r g e d tha t the v o w e l r e m a i n the same in exer c i s e s

such as t hose in F i g u r e 23. W h e n the po r t a m e n t o with i n

the m i d d l e r e g i s t e r w a s est a b l i s h e d , S t o c k h a u s e n urged

its u s e b e t w e e n registers. P r e l i m i n a r y to this exercise,

he r e c o m m e n d e d p r a c t i c e w i t h the a l t e r a t i o n of registers

on v a r i o u s vowels, a routine s i m i l a r to t h a t a d v ocated

by B a t t a i l l e and G a r c i a on one vowel: (A Method, 44.)

c ^ A

The p o r t a m e n t o wa s the n p r a c t i c e d in two registers, with

the student ta k i n g car e tha t the lary n x r e m a i n e d stable.

T h e s e exercises, like m o s t of tho s e in S t o c k h a u s e n ' s

work, were c a r e f u l l y d e s i g n e d for t h e limits of a

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
204

p a r t i c u l a r v oice classification. B y c ontrast, this was o n l y

i n f r e q u e n t l y d o n e b y Ga r c i a and the o t h e r teachers. (See

Figure 24.) Portamento exercises were c a r r i e d step by

step int o l a r g e r e x t e n s i o n s . The most extensive portamento

exercises i n c l u d e d the following: (A M e t h o d , 45.)

7f

jfatJ — ------ -------- -----------------

[dl —
E5ri

— — !a.y — — —
1— - - -
Jff Ml qO d» fo l Jio Ji 0 /*f,' Jc Ml fo l Jo fû t Jo Jo Jo

F I G U R E 23: S T O C K H A U S E N ' S P O R T A M E N T O E X E R C I S E S F O R T H E M E D I U M
VOICE. F r o m A M e thod, 39.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
c c

FIG U R E 24: S T O C K H A U S E N ' S P O R T A M E N T O E X E R C I S E S F O R


S P E C I F I C VOICES. F r o m A M e t hod, 45.

Stockhausen, lik e the o t h e r teachers, devoted a

large po r t i o n of his m e t h o d to scales of all v a r i e t i e s

for t he purpose of u n i f i c a t i o n of the e n t i r e v o c a l range.

His scales em p h a s i z e d s t e p - w i s e m o v e m e n t in all types

of r h y thmic figures, o f t e n c o m b i n e d w i t h the p o r t a m e n t o .

The styles are c o m p a r a b l e t o those u s e d b y G a r c i a and

the ot h e r teachers a nd are shown in F i g u r e 25. By

c o n trast with the o t h e r teachers, S t o c k h a u s e n d i d n ot

use m a n y exercises w h i c h i n v o l v e d d i f f i c u l t interv a l s .

In m a n y instances in h i s G e s a n g s m e t h o d e , he u t i l i z e d

p o r tions of i m p ortant a r i a s f or i l l u s t r a t i o n s a n d exercises.

For the more co m p l e x s c a l e m o v e m e n t s , he u r g e d t h e u s e of

coloratura lines from B a c h a n d Handel. Some of t h o s e he

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
~Z2P~ etc .

Hei^eAf //fiti'-

etc

F I G U R E 25: E X A M P L E S OF S T O C K H A U S E N 'S S C A L E EXERCISES.


F r o m A M e t h o d y 100.

e m p h a s i z e d are in F i g u r e 26.

B r e a t h i n g a nd C o o r d i n a t i o n

The areas of b r e a t h i n g and c o o r d i n a t i o n d r e w the

least amount of t r e a t m e n t b y Stock h a u s e n . However, t h ese

areas were no less i m p o r t a n t to S t o c k h a u s e n and his

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
a. F r o m C a n t a t a No. 8 , L i e b s t e r Gott, w a n n werd' ich
sterben, J. S. Bach.

— — 'hr * 1 - — _

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b. F r o m T he S e a s o n s , Haydn.

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d. F r o m S u s a n n a , Handel.

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FIG U R E 26: S T O C K H A U S E N ' S S C ALE ST U D I E S E X C E R P T E D F R O M


BA R O Q U E ARIAS. F r o m A M e t h o d , 98, 105, 110.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
208

c o n c e p t s w e r e c o n s i s t e n t w i t h those of the o t h e r teachers.

S t o c k h a u s e n w o u l d not a l l o w h i g h chest o r c l a v i c u l a r

br e a t h i n g b e c a u s e "the r e s t l e s s state in w h i c h the larynx

is t h u s k e p t is fatal to the d e v e l o p m e n t of th e v oice

and to t e c h n i q u e in gener a l . " (A M e t h o d , 11.) He d i s ­

t i n g u i s h e d b e t w e e n two p r o p e r types of b r e a t h i n g for

singers: d i a p h r a g m a t i c b r e a t h i n g he f ound to be sufficient

for the q u i c k or half breath, wh i l e r i b - b r e a t h i n g is " i ndis­

pe n s a b l e " for full breaths. Stockhausen also fou n d that

b r e a t h i n g t h r o u g h the n o s e aids d i a p h r a g m a t i c activity. (A

M e t h o d , 11.)

S t o c k h a u s e n ur g e d an e m p h a s i s on the legato style

from the v e r y b e g i n n i n g of a s inger's s t u d y in o r d e r to

fa c i l i t a t e b r e a t h control. He ta u g h t b e g i n n e r s to control

o n l y a small am o u n t of e x h a l e d ai r in s i n g i n g and to

resi s t the t e m p t a t i o n to us e t oo m u c h a ir in u n c o n trolled,

e r r a t i c volumes. (A M e t h o d , 46.)

In re g a r d to c o o r d i n a t i o n of the v a r i o u s parts

of the vocal m e chanism, S t o c k h a u s e n r e c o m m e n d e d tha t the

singer learn as m u c h as p o s s i b l e about the p h y s i o l o g y

of th r e e p r i n c i p l e p a r t s i n v o l v e d in s i n g i n g activity,

the lungs, larynx, and "cav i t y of a r t i c u l a t i o n . " His

a p p r o a c h a p p e a r s to i mply tha t the s i nger s h o u l d e x e r ­

cise as m u c h di r e c t c o n t r o l o v e r these p a r t s as possible:

If . . . he sings a n o t e too sharp o r t o o flat, he


wil l not . . . appeal to the m u s c l e s of the c h est
or diaphragm, nor in o r d e r to c o r r e c t t h e note
sing louder, or a lter the m o v e m e n t s o f th e m o u t h or

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
the q u a l i t y of the vowel, a m i s t a k e so o f t e n m a d e
by beginners. He has n o w l e arnt t h a t it is the w o r k
of the v o c a l c h o r d s d i r e c t e d b y th e ear to cr e a t e
the n e c e s s a r y tensions. (A M e t h o d , 3.)

S t o c k h a u s e n ur g e d that, wh i l e the si n g e r c o n c e n t r a t e s on

the part of the vocal a p p a r a t u s bei n g u t i l i z e d for a c e r ­

ta i n function, care s h o u l d be t a k e n to c o o r d i n a t e the f u n c ­

tions of all t hree a r e a s i n v o l v e d in the s i n g i n g action.

A final a rea of c o o r d i n a t i o n the n b e c o m e s n e c e ssary,

t h a t of u n i t i n g i nward e m o t i o n w i t h the t hree areas, the

resu l t b e i n g be a u t y of expression:

Th e v a r i e d q u a l i t i e s of eac h tone, of e a c h vowel,


are d e p e n d e n t on th e form of vibrat i o n s , a n d can
then o n l y exp r e s s o u r f e elings w h e n force and q u a l i t y
of tone are in h a r m o n y w i t h the laws of a c oustics.
(A M e t h o d , 3,)

In o rder to a c hieve c o o r d i n a t i o n of b r e a t h i n g and v o c a l

apparatus, S t o c k h a u s e n u r g e d p r a c t i c e of the portam e n t o .

B e f o r e the p o r t a m e n t o c a n be perf e c t e d , however, he r e ­

c o m m e n d e d that the m e s s a di voc e be s u c c e s s f u l l y practiced,

t h e r e b y u n i t i n g two r e g i s t e r s on one p i t c h in c o o r d i n a ­

t i o n w i t h b r e a t h control. (A M e t h o d , 37.)

R e s o n a n c e and D i c t i o n

Stock h a u s e n ' s a t t i t u d e s t o w a r d r e s o n a n c e cann o t

be separated from his s tress on the e l e m e n t s of s p eech

and their foundation for p r o d u c t i o n of the s i n g i n g voice.

He also found vocal m u s i c and spee c h to be i n s e p a r a b l e

elements in the c o m m u n i c a t i o n of v ocal music. He e x p r e s s e d

m u c h disappo i n t m e n t w i t h the f a u l t y d i c t i o n u s e d by singers

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210

of his t i m e and u r g e d a s t r o n g e r e mphasis u p o n the stu d y

of s p e e c h e l e m e n t s in c o l l e g e s a n d s econdary schools.

He b e l i e v e d t h a t w h e n a s t u d e n t has m a s t e r e d the s ubtle

differences in the v a r i o u s v o w e l s a n d consonant sounds,

when these "come to be f o r m e d a c c o r d i n g to t h e i r co r r e c t

classification, a nd w h e n all sp e e c h elements a re e f f i c i e n t ­

ly c o o r d i n a t e d , o n l y the n ar e the f o u n dations of t o n e p r o ­

d u c t i o n and b e a u t i f u l enunciation s u c c e s s f u l l y laid."

( Chrysander, "J. S t o c k h a u s e n ' s e r s t e r J a h r e s b e r i c h t ," 511.

T r a n s l a t e d b y the w riter.) In his t e a ching approach,

S t o c k h a u s e n u r g e d t h a t the st u d e n t t h o r o u g h l y u n d e r s t a n d

the v a r i o u s f u n c t i o n s of v o c a l o r g a n s as the y are i n ­

v o l v e d in sp e e c h p r o d u c t i o n and i m plement this k n o w l e d g e

b y m e a n s of the f o l l o w i n g rule: "The greater the a c t i v i t y

in the c a v i t y of a r t i c u l a t i o n (the m o u t h and u p p e r t h r o a t ) ,

the less t h e r e is in the larynx, and vice v e r s a ." (A

M e t h o d , 5.) Th e r e f o r e , he t a u g h t that good d i c t i o n as e x e ­

c u t e d b y p h y s i o l o g i c a l p a r t s a b o v e t he larynx aids in the

r e t e n t i o n of l a r y n g e a l freedom.

S t o c k h a u s e n t a u g h t v o w e l p r o d u c t i o n by m e a n s of

a c hart w h i c h he n a m e d "The S i n g e r ' s Alph a b e t , " placed

in F i g u r e 27. Her e he o b s e r v e d the influence of t o n g u e

p o s i t i o n on vo w e l s o u n d s an d n o t e d v o w e l s and c o r r e s p o n d i n g

tong u e p o s i t i o n s a l o n g the s ides of a triangle. High

t ongue p o s i t i o n s and t h e i r b r i g h t v o w e l sounds w e r e p l a c e d

o n one side, w h i l e d a r k v o w e l s and t h e i r low t o n g u e p o s i ­

tions w e r e p l a c e d o n th e o t h e r side. All v o w e l s w e r e

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
211

s caled a c c o r d i n g to t h e i r tong u e pos i t i o n s r e l a t i v e to

the [ a J , w h i c h he ca l l e d "the final ai m of V o c a l i s a t i o n . "

as a m e a n s of v o w e l stu d y use d by v o i c e teachers, current

s peech r e s e a r c h has p r o v e n the v alue of such diagrams.

R ece n t i n v e s t i g a t i o n s by G u n n a r Pant, among others, have

r es u l t e d in x - r a y t r a c i n g s w h i c h p r o v i d e a b asis for a

m o r e d e f i n e d v o w e l diagram. P ant m e a s u r e d tong u e p o s i t i o n s

for each v owel a c c o r d i n g to the h i g h e s t po i n t s on the

u p p e r tong u e s u r f a c e and c h a r t e d t h e s e acc o r d i n g to the

vowel f ormants w h i c h resu l t e d . Pa n t ' s diagram, a p p e a r s in

P i g u r e 28, w i t h a c o r r e s p o n d i n g p h y s i o l o g i c a l tracing.

St o c k h a u s e n r e c o m m e n d e d the p r a c t i c e of sin g i n g

v a rious vowel soun d s on s u s t a i n e d p i t c h e s in o r d e r to

learn to d i s t i n g u i s h t h e i r c h a r a c t e r i s t i c s "a c c o r d i n g

to the space in the c a v i t y of the m outh, and no t a c c o r d ­

ing to the c o n t r a c t i o n s in the larynx." (A M e t h o d , 8.)

While he u rged a g a i n s t c o n s t a n t p r a c t i c e on [ a J , (see p.

170), and urg e d b a l a n c e d p r a c t i c e of all v o w e l s w h i l e s i n g ­

ing, he did not e the c a p a c i t y of some v o w e l s to c o r r e c t

^^S t o c k h a u s e n ' s vow e l c l a s s i f i c a t i o n is inaccurate.


The vowels alo n g the r i g h t side of his t r i a n g l e a c t u a l l y
corres p o n d in t o n g u e p o s i t i o n to t hose on the left side.
Therefore, the [u] and [irj use a hig h tong u e posit i o n , the
£oJ and a m i d d l e t o n g u e position, and the £ a j a lo w
tongue position. See D e n e s and Pinson, The S p e e c h
Chain, 54-75.

(The Hague: M o u t o n and Co., 1907), 110-113.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
T H E SINGERS’ ALPHABET.

The A is the middle position of the tongue and


T h e final aim^A^ of Vocalisation.

D i phthong (ei) i „a (au) Diphthong


{eu)
Diphthong

passive position
of the tongue

(Stick) i (Fûrst) ùe (Fülle)

(rühren) ui («) (ftihlcn)

Primary Vo w e l Primary Vo w el
(highest position of the tongue). (lowest position of the longue).

F I G U R E 27: STOCKHAUSEN'S " S I NGER'S A L P H A B E T . "


M e t h o d , 6.

deficiencies in v o c a l quality:

Th e p r i m a r y vow e l [uj n e c e s s i t a t e s a lo w e r p o s i ­
t io n of the l a r y n x w h i c h is f a v o u r a b l e to v o i c e p r o d u c ­
tion; a n d a g a i n b y the h i g h p o s i t i o n w h i c h the tongue
t ak e s in the fo r m a t i o n of [ i j , the e p i g l o t t i s is
p r o t e c t e d f r o m the p r e s s u r e of the roo t of the
tongue. E x p e r i e n c e also t e a c h e s that w i t h the help
of the open vowels . . . a w e a k v o i c e can be s t r e n g ­
thened; and b y the clos e d o n e s . . . a har d v o i c e can
a c q u i r e m e l l o w n e s s and roundness. (A M e t h o d , 8-9.)

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
p
X A
>

FI G U R E 28: PANT ' S V O W E L D I A G R A M W I T H X - R A Y TRACING. From


Fant, A c o u s t i c Th e o r y of S p e e c h P r o d u c t i o n , 112.

Not o n l y does d i c t i o n o c c u p y a u n i q u e l y strong

p o s i t i o n in S t o c k h a u s e n ' s method. H i s c o ncept of the i n ­

f l u e n c e of vowe l s on v a r i o u s r e g i s t e r s is unpreced e n t e d .

N o o t h e r G a rcia t e acher fo u n d this r e l a t i o n s h i p im p o r t a n t

en o u g h to be u s e d as a t e a c h i n g approach, nor at t e m p t e d

to c l a s s i f y it, as did Stockhausen:

Expe r i e n c e t e aches us that c l o s e d v o w e l s . . .


suit the weak e r register; ope n one s . . . the s t r o n g ­
er. When a note in t h e m i d d l e r e g i s t e r of the
vo i c e . . . is f o r c i b l y p r o d u c e d first on the cl o s e d

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
vow e l In'], then on the h i g h - c l o s e d vow e l [ i ^ ,and
then on the m e d i u m [aJ, it w i l l be f ound that [uJ wil l
pr o d u c e the l east sound, fi j a little more, and f a j the
most; £‘u'3 , b y c a u s i n g a m e m b r a n o i d t e n s i o n of the
vo c a l chords, s uits the so f t e r fal s e t t o register;
Ci] s t r e n g t h e n s it; and [a"} , by i n c r e a s i n g the bulk
of the v i b r a t i n g part, p r o d u c e s the d e s i r e d c hest
voice. (A M e t h o d , 13.)

By s u s t a i n i n g t h e s e t h r e e v o w e l s on one b r e a t h in cal­

c u l a t e d order, fu}, [i], a], £a^, £ij, fu], S t o c k h a u s e n

n o t e d that a m e s s a di voc e a u t o m a t i c a l l y resulted. He

represented suc h a m e s s a di v o c e , u sing v o w e l s and c o n ­

sona n t s as follows;

F e m a l e Voices:

head-voice head-voice

piano mezzo-forte mezzo-forte


falsetto increased decreased
f a l setto chest v o i c e

M a l e Voices:

W h e n the b e g i n n e r is c a p a b l e of the above, Stockhausen

r e c o m m e n d e d that he b e g i n p r a c t i c e of the m e s s a di v o c e

on one vowel. (A M e t h o d , 13-14.)

C o n s i s t e n t w i t h his attitu d e s , Stockhausen provided

for m o s t of the v a r i o u s v o w e l soun d s in the e x e r c i s e s in

his method. He i n c l u d e d p r a c t i c e of v o w e l s w i t h d i p t h o n g s

and v o w e l s w h i c h are t r o u b l e s o m e in v a r i o u s a r e a s of the

voice, whi l e alwa y s i n s i s t i n g on the loose j a w a nd s t a b i l i z ­

ed larynx. S o m e of t h e s e e x e r c i s e s are p r o v i d e d in

Figure 29.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
m

£■■53— — / e ] ------- £ t 7------- Co"]- —

[g] - - [ÔI - - [o]------

FI G U R E 29: E X A M P L E S OF S T O C K H A U S E N ' S U S E OF V O W E L S W I T H
V O C A L E X E R CISES. F r o m A M e t h o d , 49, 59, a n d 60.

W h i l e S t o c k h a u s e n d i d not set d o w n a t h e o r y or

sys t e m of v o w e l m o d i f i c a t i o n , as d i d G a r c i a , he n o t e d

its n e c e s s i t y in t h e hig h e r areas o f t he v o c a l range.

He was u n e q u i v o c a l l y o p p o s e d to the u s e o f o p e n v o w e l s

in u p per not e s b y Italian singers o f his time. In t his

case, he u r g e d " c o v e r i n g or m o d i f i c a t i o n of the

v o wel tow a r d [ e j , as did Garcia:

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Such errors are c u r r e n t l y a l l o w e d by toda y ' s Italian
singers. Sin c e t hey think, for example, that in
the u p p e r r e g i s t e r [E] m u s t no t be c overed, their
q u a l i t y is u n a b l e to a t t a i n homoge n a i t y , and the y
s ing s tridently. (Chrysander, " C h erubini's Canons,"
370. T r a n s l a t e d by the writer.)

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VI: CONCLUSIONS AND RECOMMENDATIONS
FO R F U R T H E R S TUDY

A t t i t u d e s and A p p r o a c h e s in General

The f a c t o r w h i c h appears to be r e s p o n s i b l e for

the s u ccess o f all of the tea c h e r s u n d e r c o n s i d e r a t i o n was

a p p a r e n t l y t h e i r d e v o t i o n to careful, t horough p r e p a r a t i o n

of voi c e st u d e n t s . The sin g u l a r tenet str e s s e d above all

others in t h e i r w r i t i n g s and t e a c h i n g accou n t s wa s th e i r

consuming i n t e r e s t in s ound vo c a l development. All of the

teach e r s e m p h a s i z e d the n e c e s s i t y of y e a r s of m e t h o d i c a l

v ocal p r e p a r a t i o n . An impor t a n t p a r t o f this t r a i n i n g

was in the a r e a o f m u s i c ianship. C o r r e c t rhyt h m and

in t o n a t i o n w e r e i m p o r t a n t to all of the teachers. Garcia,

Marchesi, and S t o c k h a u s e n also a f f i r m e d the i m p o r t a n c e of

solfeggio. B a t t a i l l e was t o tally o p p o s e d to its use.

The t e a c h e r s gave v a r i e d e m p h a s i s to the i m p o r t a n c e

of p h y s i o l o g i c a l u n d e r s t a n d i n g in vocal teaching. Garcia

and B a t t a i l l e d e l i b e r a t e l y set a bout to stress those t e a c h ­

ing f a ctors g r o u n d e d in scie n t i f i c fact. Traditional e m ­

ph ases on r e g i s t r a t i o n a n d vo w e l s w e r e s t r e n g t h e n e d b y the

physiological knowledge and res e a r c h of G arcia and Battaille.

In addition, G a r c i a ' s i n t erest in atta c k and v oice

quali t i e s led to a s i milar stress in these areas. Battaille

d e r i v e d h i s own u n p r e c e d e n t e d e m p h a s i s on c o o r d i n a t i o n

217

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218
f r o m his research, r e sulting in his "method of c o m p e n s a ­

ti o n . " I'Thile some of the r e s e a r c h of G a rcia and B a t t a i l ­

le w a s s omewhat in error and i n c o mplete, t heir s i g n i f i ­

cance in the area of voice s c ience a n d its r e l a t i o n s h i p

to v ocal p e d a g o g y was c o nsiderable. Marchesi a nd S t o c k ­

h a u s e n acknow l e d g e d the impor t a n c e of p h y s i o l o g i c a l study,

b u t neit h e r a p p a rently felt q u a l i f i e d to a t t e m p t to br e a k

n e w g round in this area. Marchesi's f e w a t t e m p t s at

physiological j u s t i fication w e r e o f t e n misgui d e d . Stock­

h a u s e n ' s wer e less so.

T heir general appro a c h e s to v o c a l t e a c h i n g w e r e

a l s o varied. Garcia taught stu d e n t s o n l y on a p r i v a t e

b a s i s and a d hered to a rele n t l e s s l e s s o n schedule. Stock­

h a u s e n taught basic v ocal te c h n i q u e priv a t e l y , but u t i l i z e d

g r o u p instruction for studies in sty l e and m u s i c i a n s h i p .

M a r c h e s i 's a p p roach to i n s t r u c t i o n w a s u n ique in its total

ad h e r e n c e to group teaching. Her g r o u p s c o n s i s t e d of a

class for b eginners in vocal t e c h n i q u e and m u s i c i a n s h i p ,

an interm e d i a t e class for i n t r o d u c t o r y studies in style

and repertoire, and two a d v a n c e d c l a s s e s w h i c h a l l o w e d

st u dents to specia l i z e in e i t h e r o p e r a or c o n c e r t areas.

No r e cord was found of B a t t a i l l e ' s p r e f e r e n c e in this area.

It is p robable that all of the t e a chers chose t heir

st u dents by careful audition. G a r c i a a nd B a t t a i l l e gav e

pa r t i c u l a r emphasis to c o r r e c t i n g v o c a l faults. They

w e r e confi d e n t that a t h o rough u n d e r s t a n d i n g of vocal

p h y s i o l o g y is an i m p ortant aid in b r i n g i n g a b o u t c h a n g e in

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
219

v o c a l production. Marc h e s i , on the o t h e r hand, gave a

g r e a t deal of empha s i s to the sel e c t i o n of "good" voices

fo r training. The i n f e r e n c e can be mad e tha t she was

h e s i t a n t to train vo i c e s w i t h problems. S t o c k h a u s e n did

n o t address himself to this issue.

Attack

Garcia's i n t e r e s t in the act of p h o n a t i o n , result­

i n g in his teaching of the coup de g l o t t e , h a d s i g n i f i ­

c a n t i n f luence on the d e v e l o p m e n t of a c o n c e p t f or d e ­

s c r i b i n g vocal attacks. It was the s u b j e c t of i n t e n s e

c o n t r o v e r s y for m a n y ye a r s f o llowing its inception.

W h i l e Garcia's students e m p h a s i z e d the i m p o r t a n c e of an

a t t a c k w e l l - c o o r d i n a t e d w i t h breath, the i r terminology

a n d descrip t i o n s varied. B a t t a i l l e o p p o s e d the c o u p de

g l o t t e as b eing too e x t r e m e and sought to r e p l a c e it w i t h

an emp h a s i s on the "method of c o m p e n s a t i o n " and hi s open

g l o t t i s concept. M a r c h e s i m o d i f i e d the c o u p de g l o t t e , at

l e a s t in name, cal l i n g it s errer la g l o t t e , b u t r e t a i n e d

i ts essential meaning. She v i g o r o u s l y d e n o u n c e d B a t t a i l l e 's

i d e a of tne open g l ottis attack. S t o c k h a u s e n a c c e p t e d the

c o u p de glotte as valid, b u t e r r o n e o u s l y b e l i e v e d atta c k

a n d vowel formation to o c c u r in one c o o r d i n a t e d a c t i o n

and, to some extent, in one p h y s i o l o g i c a l l o c ation. Bat­

taille, Marchesi, and S t o c k h a u s e n a g reed w i t h G a r c i a that

a free lower jaw s h ould a c c o m p a n y p h o n ation. Battaille

and S tockhausen also s t r e s s e d Garcia's c o n c e p t of the

m o d e r a t e l y - l o w e r e d la r y n x d u r i n g attack. M a r c h e s i d i d not

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
s p eak to the issue of larynx po s i t i o n .

Registration

W h i l e n o t unpreced e n t e d , the em p h a s i s given r e g i s ­

t r a t i o n b y the G a rcia teachers w a s n e v e r t h e l e s s signifi­

cant. In a d d i t i o n to the b l e n d i n g of p a s s a g g i o areas and

the u n i f i c a t i o n of the total v o c a l scale, for these

te a c h e r s the p e r f e c t i o n of r e g i s t r a t i o n also bore i m p l i ­

ca t i o n s for freedom, range, a nd f l e x i b i l i t y n e e d e d for

bel can t o v o c a l music.

Som e i n t e r e s t i n g v a r i a n c e a p p e a r s in the t e r m i n o l o g y

and p i t c h ran g e s of spec i f i c registers as set by eac h t e a c h ­

er. G a r c i a b e l i e v e d three r e g i s t e r s to e x i s t in wo m e n ' s

voices: chest, fal s e t t o o r med i u m , a n d head. Mar c h e s i and

S t o c k h a u s e n agreed. Battaille f o u n d e v i d e n c e of o n l y two,

ch e s t a nd falsetto. For m e n's vo i c e s , Garcia believed

o n l y the t e n o r to p o s s e s s a h e a d regis t e r , f o und in the

v e r y h i g h e s t no t e s of the range. B a t t a i l l e a nd S t o c k ­

ha u s e n n o t e d o n l y c h est and f a l s e t t o for all ma l e voices.

Marchesi, of course, did not r e f e r to the a r e a of r e g i s t r a ­

tion in m a l e voices.

In r e g a r d to p a s s a g g i o a r e a s in female voices, the

te a chers w e r e g e n e r a l l y in a g r e e m e n t as to the d e f i n i t i o n

of the a r e a b e t w e e n the c h est a n d f a l s e t t o or m e d i u m (see

Figure 30). T h e r e was w i d e d i v e r g e n c e c o n c e r n i n g the

p a s s a g g i o b e t w e e n f alsetto a nd head. Marchesi noted a

de f i n i t e t r a n s i t i o n area into t he h e a d register. G a rcia

and S t o c k h a u s e n saw e v i d e n c e of a la r g e o v e r l a p p i n g area

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
B at t a i l l e

c he s t f alsetto hea d chest f a l setto hea d

Marchesi Stockhausen

ri t o ----------- — I----------

MEZZO-SOPRANO
Battaille

(Did no t refer to this


classification.)

St o c k h a u s e n

hSi

b-kr-e-^ rS*-
March e s i

FI G U R E 30: C O M P A R A T I V E R E G I S T E R RANGES.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
chest f a lsetto
No ranges specif i e d .

Stock h a u s e n

No ranges p r o v i d e d for
male voices.

N o ranges specified.

S toc k h a u s e n

B a ttaille

falsetto hea d

No ranges specified.

St o c k h a u s e n

FIGU R E 2 7 — Continued.

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223

in w h i c h n o tes c o u l d be s ung in e i t h e r register. Battaille,

b e c a u s e of his t w o - r e g i s t e r theory, f o u n d the f alsetto

r e g i s t e r to ha v e a ra t h e r e x t e n s i v e r a n g e with, of course,

no t r a n s i t i o n a r e a into head. An e x a m i n a t i o n of the c o m ­

p a r a t i v e r e g i s t e r r a nges in F i g u r e 27 ind i c a t e s tha t B a t ­

t a i l l e 's t w o - r e g i s t e r c o n c e p t a nd the w i d e area of o v e r ­

l a p p i n g ranges d i s t i n g u i s h e d b y G a r c i a a nd S t o c k h a u s e n m a y

a c t u a l l y be s i m i l a r concepts. Marchesi's r e g i s t e r ranges

fo r f a l s e t t o a nd h e a d w e r e d e c i d e d l y d i f f e r e n t , w i t h little

o r n o overlap p i n g .

For m ale voices, Garcia, Battaille, and S t o c k h a u s e n

were in g eneral a g r e e m e n t as to the p i t c h limits o f the

c h e s t register. F o r the f a l s e t t o r e g i s t e r less a g r e e m e n t

is a p parent, to some e x t e n t due to the in c o m p l e t e range

l i m i t s p r o v i d e d by B a ttaille, a nd the w i d e area of o v e r ­

la p p i n g n o t e d by Stock h a u s e n .

Wh i l e the t e a c h e r s d i f f e r e d in t e r m i n o l o g y and

d e s i g n a t i o n s of r e g i s t e r limits, t h e i r m e t h o d s of a c h i e v ­

ing a un i f i e d v o c a l scale were v i r t u a l l y the same. G a rcia

f i r s t e s t a b l i s h e d t he c h e s t voice, t h e n a d d e d n o t e s of the

f a l s e t t o u s ing s u s t a i n e d n o t e - b y - n o t e v o c a l i z a t i o n until

the two re g i s t e r s w e r e eq u a l in s t r e n g t h a nd quality. Low­

er n o t e s of the h e a d r e g i s t e r w e r e a d d e d in the same way,

w h i l e h i g h e r notes w e r e a p p r o a c h e d b y r a p i d v o c a l i z i n g

pa t t e r n s . For f l e x i b i l i t y and ease of p r o d u c t i o n throughout

the scale, G a rcia d e v i s e d an e l a b o r a t e set of e x e r c i s e s

w h i c h com p r i s e d all c o m b i n a t i o n s of scales, int e r v a l l i c

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224

passages, and p o r t a m e n t o s . Finished singers w e r e ex­

p e c t e d to n e g o t i a t e t h ese e x e r c i s e s on any I t a l i a n vow e l

a t r a p i d tempos. R e f e r e n c e s to these e x e r c i s e s f r o m o t her

sources indicate t hat th e y m a y n o t have b e e n o r i g i n a l wi t h

G a r c i a h i m self, b u t r a t h e r a p a r t of the I t a l i a n t e a c h i n g

t r a d i t i o n he i n h e r i t e d f r o m h is father.

B a t t a i l l e 's p r o c e d u r e s for r e g i s t e r e q u a l i z a t i o n

w e r e e v i d e n t l y as t h o r o u g h a nd p a i n s t a k i n g as w e r e Garcia's.

Battaille left f ew s p e c i f i c e x e r c i s e s as e v i d e n c e , b ut

s poke of the p r o g r e s s i v e , t h o r o u g h w o r k n e e d e d to b l e n d

the r e g i s t e r s and br i n g f l e x i b i l i t y to the v o c a l compass.

He p l a c e d g r e a t c o n f i d e n c e in the p o r t a m e n t o as a dev i c e

for a c h i e v i n g equality, in a d d i t i o n to scales a n d exerc i s e s

w h i c h i n v o l v e d a l t e r n a t e l y s i n g i n g w i t h ch e s t a n d f alsetto

in the s ame p i t c h region. G a r c i a a lso val u e d these p r o ­

cedures. Bo t h teac h e r s s t r e s s e d t hat a loose jaw must

always be m a i n t a i n e d for the a c h i e v e m e n t of an e v e n scale.

A dominating emphasis for M a r c h e s i w a s t he a c h i e v e ­

m e n t of a u n i f i e d scale. She w a s the only t e a c h e r w h o

apparently classified her s i n g e r s ver y soon a f t e r t h eir

t r a i n i n g h a d begun, af t e r w h i c h r e g i s t e r s w e r e e s t a b l i s h ­

ed w i t h i n the p i t c h r a nges w h i c h she felt to be p r o per.

Like Garcia, she a d v o c a t e d use of "close timb r e " for the

h i g h e s t n o t e s of the c h e s t and m e d i u m registers, in o r d e r

that the s e notes m a y b l e n d w i t h the lowest n o t e s o f the

n e x t register. H er b a s i c e x e r c i s e s are ver y s i m i l a r to

those of Garcia. Like h e r t eacher, she a d v o c a t e d the use

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225

of e x e r c i s e s e m p l o y i n g p r o g r e s s i v e l y w i d e r inter v a l s in

all sorts of c o m b i n a t i o n s as fluency improved. She also

r e c o m m e n d e d the p o r t a m e n t o as an a id to r e g i s t e r e q u a l i z a -

S t o c k h a u s e n c o n c u r r e d w i t h m o s t of B a t t a i l l e 's r e ­

s e a r c h on r e gistration, but s u p p o r t e d G a r cia's t h r e e - r e ­

g i s t e r theory. Like Garcia, he found that, since the male

h e a d v o i c e is ef f i m i n a t e in q u a l i t y , male singers sho u l d

u s e o n l y c h e s t and falsetto. L i k e b o t h G a r c i a and

Marchesi, he t a ught a m a n i p u l a t i o n of q u a l i t y to b l e n d

the regi s t e r s . For a s c e n d i n g the scale, he urged tha t the

l a r y n x be f i xed m o d e r a t e l y low, r e s u l t i n g in the som b e r

quality. F o r d e s c e n d i n g t he scale, he b e l i e v e d in the use

of a b r i g h t e r q u a l i t y for the b l e n d i n g of registers.

S t o c k h a u s e n joined M a r c h e s i a nd G a r c i a in s t r e s s i n g

the m e s s a di vo c e as a d e m o n s t r a t i o n of r e g i s t e r e v e n n e s s

and s u p p o r t e d G arcia's d e s c r i p t i o n of the p h y s i o l o g i c a l

e ve n t s w h i c h o c c u r in e x e c u t i o n of the m e s s a di v o c e . How­

ever, w h i l e Gar c i a and M a r c h e s i fel t that this e x e r c i s e

i n d i c a t e s the a c c o m p l i s h m e n t o f c o n trol and should b e used

late in a s i n ger's training, S t o c k h a u s e n us e d it v e r y e a rly

as a m e a n s to that end. An i m p o r t a n t c o m p o n e n t of S t o c k ­

h a u s e n ' s m e s s a di voce w as t h e influ e n c e w h i c h va r i o u s

v o w e l s e x e r t on the r e g i s t e r s .

L ike all of the o t h e r teach e r s , Stockhausen utilized

the p o r t a m e n t o for the a t t a i n m e n t of an e v e n vowel line.

He u r g e d its e s t a b l i s h m e n t first in the m i d d l e register.

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226
then e n c o u r a g e d its use b e t w e e n r e g i s t e r s . As a foun d a t i o n

for a c h i e v i n g a sound p o rtamento, Stockhausen used exer­

cises w h i c h c o m b i n e d short slides in the m i d d l e v oice w i t h

the a l t e r a t i o n of registers, the l a t t e r b e i n g the same

devi c e a d v o c a t e d by Garcia and B a t t a i l l e . Stockhausen's

scale e x e r c i s e s for evenn e s s a n d f l e x i b i l i t y are c o m p a r a b l e

to those of the o t h e r teachers. Unlike the o t h e r teachers,

however, S t o c k h a u s e n also u t i l i z e d p o r t i o n s of i m p o r t a n t

arias for exercises.

Voi c e Qualities, Vowels, a nd D i c t i o n

Ga r c i a gav e u n p r e c e d e n t e d e m p h a s i s to voi c e q u a l i t i e s

and the i r p h y s i o l o g i c a l causes. F r o m t e a c h i n g a nd p e r f o r ­

m a n c e viewpo i n t s , the r e sult of this e m p h a s i s w a s his d e l i ­

bera t e use of the timbre c lair and t i m b r e sombre as i n t e r ­

p r e t i v e colors in the voice. Battaille n o t e d the e x i s t e n c e

of b o t h q u a l ities, bu t gave no s u g g e s t i o n s for their s t y l i s ­

tic use. Garcia, Battaille, and S t o c k h a u s e n e n d o r s e d a

m o d e r a t e l y low la r y n x p o s i t i o n as the b e s t for singers and

id e n t i f i e d the r e s u l t as the v o i x so m b r e or t imbre s o m b r e .

M a r c h e s i did not m e n t i o n the timb r e c l a i r and ti m b r e s o m b r e .

She ins t e a d u r g e d that a s t u dent's b e s t tone q u a l i t y be d e ­

ve l o p e d through f r e e d o m of the o r g a n s of p h onation. She

o b j e c t e d to n asal qual i t y and the v o i x b l a n c h e , w h i c h r e ­

sults fro m s i n g i n g w i t h a p e r s i s t e n t smile. Stockhausen

likewise did not m e n t i o n the two v o i c e q u a l i t i e s as b e i n g

distinctive, b u t gave a uniq u e e m p h a s i s to the i n t e r p r e t i v e

colors that cl e a r dic t i o n exer t s u p o n a voice. .

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227

G a r c i a e x p e r i m e n t e d w i t h the r e l a t i o n s h i p b e tween

vo w e l q u a l i t y and vo i c e quali t y , and u r g e d that singers

p r a c t i c e the use of vari o u s v o i c e q u a l i t i e s wit h all vowels.

As p r e v i o u s l y mentioned, Garcia, M archesi, and Sto c k h a u s e n

e m p h a s i z e d d a rker q u a l i t i e s for asce n d i n g the scale and

b r i g h t e r qua l i t i e s for d e s c e n d i n g . This c o n c e p t e v e n tually

r e s u l t e d in Garcia's t heo r y of v owel modif i c a t i o n , w hich

g e n e r a l l y called for s l i g h t l y d a r k e n i n g the col o r of the

vo w e l s wh i l e a s cending and r e v e r s i n g the pro c e s s while d e ­

s cending. Mar c h e s i and S t o c k h a u s e n n o t e d the neces s i t y

for vowel m o d i f i c a t i o n and g a v e rules sim i l a r to Garcia's,

b u t did not treat the su b j e c t in detail. B a t t a i l l e may

hav e p l a n n e d to dis c u s s v o w e l s and dict i o n in one of his

l at e r works, for he n ever m e n t i o n e d e i t h e r of these areas.

A l l of the teachers gave g r e a t empha s i s to cl e a r dic t i o n

f a c i l i t a t e d by the loose ja w an d tongue freedom. They

ta u g h t that conson a n t s shou l d be c l e a r l y a r t i c u l a t e d by

free action of the tongue w i t h o t h e r areas of the mouth,

a nd that vo w e l s shou l d be f o r m e d d e l i b e r a t e l y w h i l e f r eedom

of tongue and lower jaw is mainta i n e d .

M a r c h e s i used only the [ a j for all v o c a l i s e s until

voc a l technique was secure. Be c a u s e of its o p e n vowels

and forward consonants, It a l i a n was the fi r s t l anguage in

w h i c h her students sang. A f t e r careful, extended work with

I talian vowels, songs in o t h e r l a nguages w e r e studied.

S t o c khausen gave a m u c h g r e a t e r emp h a s i s in this a rea

than the oth e r teachers. He w a s c o n c e r n e d w i t h the poor

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228

d i c t i o n b e i n g u s e d by c o n t e m p o r a r y singers, particularly

in the G e r m a n la n g u a g e . He u r g e d c o n c e n t r a t e d st u d y of

s p e e c h a nd d i c t i o n in co l l e g e and s e c o n d a r y s c h o o l s as

a foundation for s i n gers. He w as the o n l y G a r c i a

te a c h e r to t r e a t d i c t i o n as a study e l e m e n t a p a r t fr o m

singing, an e m p h a s i s w h i c h led to his v o w e l triangle.

While it w a s b a s e d on some m i s t a k e n c o n c l u s i o n s , Stock­

ha u s e n ' s t r i a n g l e w as a s i g n i f i c a n t f o r e r u n n e r of the

v o w e l d i a g r a m s u s e d in c u r r e n t speech study. In c o n t r a s t

to Mar c h e s i , he u r g e d t h a t all v o wels be systematically

practised f r o m the b e g i n n i n g of a s i n ger's study. He

n o t e d t hat some v o w e l s h a v e the capa c i t y to c o r r e c t v o c a l

deficiencies a n d t h e r e f o r e was the o n l y G a r c i a t e a c h e r to

em p h a s i z e the p e d a g o g i c a l v a l u e s of c e r t a i n vowe l s . Like­

wise, Stockhausen's c o n c e p t of the i n f l u e n c e of v o w e l s on

various registers was unp r e c e d e n t e d . N o n e of the o t h e r

te a chers f o u n d th i s r e l a t i o n s h i p i m p o r t a n t e n o u g h to be

u s e d as a t e a c h i n g a p proach, nor a t t e m p t e d to c l a s s i f y it.

B r e a t h i n g and C o o r d i n a t i o n

All of the G a r c i a t e a chers a greed t h a t p r o p e r b r e a t h ­

i ng s h ould be e s t a b l i s h e d f rom the o u t s e t of a s i n g e r ' s

training. They i n s i s t e d u p o n d i a p h r a g m a t i c (abdominal)

b r e a thing, costal (rib) brea t h i n g , or a c o m b i n a t i o n of the

two as the p r o p e r type of singers. B a t t a i l l e did some of

his mos t o r i g i n a l r e s e a r c h in this area a n d n o t e d that

diaphragmatic-costal b r e a t h i n g r e sults in the h i g h e s t

g l o ttal effi c i e n c y . The e x e r c i s e s they r e c o m m e n d e d for the

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229

a c h i e v e m e n t of p r o p e r b r e a t h i n g w e r e q u i t e simple and

were practiced apart from the s i n g i n g a c t at first. How­

ever, it is a p p a r e n t that t he G a r c i a t e a c h e r s d e s i r e d tha t

c o r r e c t b r e a t h i n g b e c o m b i n e d w i t h e f f i c i e n t p h o n a t i o n as

s oon as possible. This c o o r d i n a t i o n of b r e a t h w i t h g l o t t a l

a t t a c k w as of k e y import a n c e , much more so than the a b i l i t y

to s u s t a i n long p h r a s e s . Garcia, Marchesi, and S t o c k h a u s e n

gave f r e quent r e m i n d e r s of this fact, and often provided

s u g g e s t i o n s for s t y l i s t i c b r e a t h i n g p l a c e s w i t h i n long

p h r a s e s and c o l o r a t u r a voc a l lines.

Bat t a i l l e a p p a r e n t l y b e l i e v e d his m o s t s i n g u l a r c o n ­

tribution to the f i e l d of v o c a l p e d a g o g y to be his a p p r o a c h

to coordination, the "method of c o m p e n s a t i o n . " He b e l i e v e d

this m e t h o d to h a v e i m p o r t a n t and p o s i t i v e e f f ects on p h o n a ­

tion, intensity, a nd regi s t r a t i o n . No o t h e r Gar c i a t e a c h e r

e x p r e s s e d an a w a r e n e s s of B a t t a i l l e 's m e t h o d toward c o o r d i ­

nation. Marchesi insisted, h o w ever, t h a t attack, register

placement, and b r e a t h c o n t r o l be w e l l - c o o r d i n a t e d b e f o r e

b a s i c repert o i r e c o u l d be a t t e mpted. Stockhausen e m p hasiz­

ed co o r d i n a t i o n of b r e a t h w i t h l a r y n x a nd the "cavity of

articula t i o n . " G a r c i a and S t o c k h a u s e n ga v e a gre a t d e a l of

emph a s i s to a final a rea of c o o r d i n a t i o n , th a t of u n i t i n g

inw a r d emotion w i t h o t h e r f a c t o r s of te c h n i q u e , resulting

in b e a u t y of exp r e s s i o n .

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Summation

The factors w h i c h were an i m p o r t a n t p a r t of the

p e d a g o g y o f all the teachers u nder c o n s i d e r a t i o n wer e as

f o llows :

1. A c o n c e r n w i t h phonation, well-coordinated with proper

b r e a t h i n g and b r e a t h control

2. A c o n c e r n wit h tho r o u g h d e v e l o p m e n t of the vocal scale

an d the b l e nding of registers, s u f f i c i e n t for the

s tudy of bel c anto l i terature

3. A c o n s t a n t emp h a s i s upon freedom, the loose jaw,

to n g u e placement, and vocal f l e x i b i l i t y and control,

as o p p o s e d to v o l u m e of sound

4. An u n u s u a l emp h a s i s on voice q u a l i t i e s as aff e c t e d by

lar y n g e a l p o s i t i o n and m o u t h p o s i t i o n , and upo n v owel

co l o r s and th e i r influence upo n the v ocal scale as

wel l as upon voc a l i n t e r p r e t a t i o n

W h i l e there wer e impor t a n t s i m i l a r i t i e s in their

approaches to all of the above areas, little e v i d e n c e wa s

f o u n d t h a t the Ga r c i a teachers r e g a r d e d t h e m s e l v e s as a

"school" of vocal training. A l t h o u g h Batta i l l e , Marchesi,

an d S t o c k h a u s e n w e r e open l y d e v o t e d to the i r teacher,

t h e y a b s o r b e d i m portant influences f r o m o t h e r s o urces as

well. In addition, they all mad e t h e i r o w n i n n o v a t i o n s in

some a reas of v ocal pedagogy:

1. B a t t a i l l e did o r iginal r e s e a r c h in b r e a t h i n g and c o o r ­

di n a t i o n of b r e a t h w ith attack, a n d a p p l i e d his f i n d ­

ings to the s i nging v oice

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2. Marchesi gave u n p r e c e d e n t e d emphasis to the gro u p c o n ­

c ept of v o c a l t r a i n i n g and p r o v i d e d v o l u m e s of e x e r c i s ­

es, voca l i s e s , a n d etudes for her p u p i l s

3. S t o c k h a u s e n f o u n d d i c t i o n to be an i m p o r t a n t p r i o r i t y

for study, d e v i s e d un i q u e appr o a c h e s to its study w i t h

his vow e l tr i a n g l e , and gave unus u a l e m p h a s i s to vocal

l i t e rature by e x c e r p t i n g phr a s e s from s t a n d a r d w orks

for the stu d y o f t ech n i q u e by his singers

Furthermore, th ere w e r e o b vious p e d a g o g i c a l d i s ­

agreem e n t s am o n g M a r c h e s i and B a t t a i l l e a n d Stockhausen,

if no t open rival r y . M a r c h e s i d e n o u n c e d the open glottis

atta c k and the t w o - r e g i s t e r theo r y of Battai l l e . Ba t t a i l l e

w as critical of the solfeggio, w h i c h M a r c h e s i and S t o c k ­

hausen both a d v o c a t e d . Stoc k h a u s e n p o i n t e d l y d i s a g r e e d

w i t h Mar c h e s i 's u s e of the [ei'J as a f o u n d a t i o n a l vo w e l to

be studied b e f o r e al l others, and of he r a t t e m p t s to

d ivide students b y q u a l i f i c a t i o n s into c o n c e r t and o pera

classes. It m a y b e s i g n i f i c a n t that all of these areas

of disagr e e m e n t w e r e not cred i t a b l e to a p a r t i c u l a r

principle of G a r c i a himself, but were innovations institut­

ed by each teacher.

Recommendations for F u r t h e r S t u d y

While this s t u d y has p r o v i d e d some c o n c l u s i o n s c o n ­

c erning the t r a d i t i o n a l approa c h e s to v o c a l teaching which

may have in f l u e n c e d G a r c i a and his s tudents, a more

t horough study of thi s tradit i o n a l h e r i t a g e m a y be

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232

re w a rding. As sources b e c o m e available, such a st u d y m i g h t

possibly include the t e a c h i n g m e t h o d s of Tosi, Porpora,

Garcia's father, M a nuel del P o p o l o Vi c e n t e Garcia, and

P a u l i n e Via r d o t - G a r c i a , as w e l l as the yo u n g e r Garcia.

A r e l a t e d study mig h t i n clude an i ntensive c o m p a r a t i v e

st u d y of the e x e rcises and v o c a l i s e s u sed by tea c h e r s of

the p e r i o d to d e t ermine the s p e c i f i c e x ercises and types

o f e x e r c i s e s w h i c h wer e p a s s e d d o w n the g e n e r a t i o n line.

Su c h a stu d y could also be m ade of the exerc i s e s and

vo c a l i s e s of the Garc i a teachers, Battaille, S t o c k hausen,

a n d Marchesi. A third are a for future study c o n c e r n s

p e r f o r m a n c e practice. Garcia, Marc h e s i , and S t o c k h a u s e n

de v o t e d m u c h of their w r i t t e n m a t e r i a l to d e t a i l e d s u g ­

g e s t i o n s for style and v ocal p e r f o r m a n c e p r a c t i c e in the

bel canto period. A detailed s tudy of this f a ctor w o u l d

sure l y reap i m p ortant rewards, p a r t i c u l a r l y for the p e r ­

forma n c e of the vocal m u s i c of Rossini, Bellini, and

Donizetti. A final area m a y be of some interest. The r e

m a y be more substance to the d i s a g r e e m e n t s a b o u t v o c a l

tr a i n i n g and hints of riv a l r y b e t w e e n the Garc i a t e a chers

as di s c o v e r e d in this project. A study of the w r i t i n g s

and, if available, of the c o r r e s p o n d e n c e of t hese teachers,

m a y y ield some i n t e r e s t i n g c o n c l u s i o n s co n c e r n i n g the

i n t r a - p r o f e s s i o n a l r e l a t i o n s h i p s w h i c h may h a v e bee n

theirs. In a ddition to disagr e e m e n t s , such a study m i g h t

u n c o v e r t eaching appr o a c h e s w h i c h m a y have b een shar e d

b e t w e e n these teachers.

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
SEL E C T E D B I B L I O G R A P H Y

Dictionaries and Encyclopedias

Apel, Will i , ed. Harv a r d D i c t i o n a r y of M u s i c , 1969 ed.


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S.v. "Battaille, C h a r l e s A m a b l e ."

La Gra n d e n c y c l o p é d i e : i n v e n t a i r e r a i s o n n e des s c i e n c e s ,
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B e r t h a Thomas and A l e x i s Chitty, "sfogato," b y J.A.
F u l l e r - M a i t l a n d , "Stockhausen, Juliu s , " b y Sir
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S.v. "Singing," by O s c a r T h ompson, " M a r c h e s i , M a t h i l d e
G r a u m a n n ," "Stockhausen, Jul i u s . "

Kutsch, K.J., and Riemans, Leo. A Concise Biographical


D i c t i o n a r y of Singers; F r o m the B e g i n n i n g of R e c o r d e d
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233

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Ap p e l m a n , Ralph. " R a d i o l o g i c a l F i n d i n g s in the S t u d y of


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The S cience of Voc a l P e dagogy; T h e o r y a n d A p p l i -


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Ar t e a g a , E s t e b a n . R i v o l u z i o n i del t e a t r o m u s i c a l e italiano
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Batt a i l l e , C harles. De 1'e n s e i g n e m e n t du c h a n t , vol. 2,


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v o c a l . Paris: V i c t o r M a s s o n and Sons, 1863.

N o u v e l l e s r e c h e r c h e s sur la p h o n a t i o n . Paris :
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Berard, J e a n Baptiste. L ' A r t du c h a n t (1755). Translated


b y S i d n e y Murray, M i l w a u k e e : P ro M u s i c a Press, 1969.

B o n tempi, G.A. H i s t o r i a M u s i c a . Perug i a , 1695. C i t e d by


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Browne, L e n nox, and Behnke, E m i l . Voice, Song, a nd S p e e c h .


N e w York, G.P. P u t n a m ' s Sons, 190?,

Bulman, Joan. Jenny Lind : A B i o g r a p h y . London : James


Barrie, 1956.

Chiba, Tsutomo, and Kajiyama, M a sato. The V o w e l : Its Nature


and S t r u c t u r e . T o kyo : P h o n e t i c S o c i e t y of Japan,

Corri, Domen i c o . The S i n g e r ' s P r e c e p t o r or C o r r i 's


T r e a t i s e on V o c a l M u s i c . London: C h a p p e l l a n d Co.,
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Culver, C h a r l e s A. M u s i c a l Ac o u s t i c s . N e w York: McGraw-


Hill, 1956.

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Denes, P eter B . , and Pinson, E l l i o t t N. The Speech C h a i n :
The Physics and B i o l o g y of Spoken L a n g u a g e .
Baltimore: W a v e r l y Press, Inc., 1963.

Doni n g t o n , Robert. A P e r f o r m e r ' s Guide to B a r o q u e M u s i c .


London: Faber an d Faber, 1973.

Dorff e l , Alfred. G e s c h i c h t e der G e w a n d h a u s c o n c e r t e zu


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Duey, P h i l i p A. Bel C a n t o in Its G o lden Age: A Study of


Its Teaching C o n c e p t s . N e w Y ork : Ki n g ' s C rown
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Fant, Gunnar. A c o u s t i c Theory of S peech P r o d u c t i o n .


The Hague: M o u t o n and Co., 1960.

F or e m a n , Edward, ed. T he P o r p o r a T r a d i t i o n . Minneap o l i s :


Pro M u s i c a Press, 1968.

Garcia, Manuel. M é m o i r e sur la voix h u m a i n e . Paris :


E. D u v e r g e r , 1847.

Ge i r i n g e r , Karl. Brah m s : His Life and W o r k . London:


Ge o r g e A l l e n and Unwin, Ltd., 1948.

H elm h o l t z , Hermann. On the Se n s a t i o n s of T one as a P h y s i o ­


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H e n d e r s o n , W i l l i a m James. E a r l y H i s t o r y of S i n g i n g .
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Klein, Hermann. T h irty Y e a r s of M u s i c a l Life in L o n d o n .


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L u c h s i n g e r , Richard, a nd Arnold, Go d f r e y E. Voice-Speech-


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M a c k i n l a y , M. Sterling. Ga r c i a : The C e n t e n a r i a n and His


T i m e s . E d inburgh: W. Blackwood, 1908; r e p r i n t ed..
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Marchesi, Blanche. Sin g e r ' s P i l g r i m a g e . Boston: Small,
Maynard, and Co., 1923; reprint e d . , N e w York: Da
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M a r chesi, Mathi l d e . Au s M e i n e m L e b e n . Düssel d o r f : F.


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a F a m o u s S i n g i n g T e a c h e r . New Y o r k : H a r p e r and
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M a ttfeld, Julius. A H u n d r e d Years of Gra n d O p e r a in New


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Miller, Richard. English, French, German, and Ita l i a n


T e c h n i q u e s o f Singing: A Study in N a t i o n a l Tonal
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P leasants, Henry. The G r eat Singers: F r o m the D awn of


O p e r a to Ou r O w n Tiniel N e w Yor k : Simon and
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Rosenthal, Harold. Two C e n t u r i e s of O p e r a at C o v e n t


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S c h a u f f 1er, Ro b e r t Haven. The U n k n o w n Brahms: Hi s L i f e ,


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Schoen-Rene, Tinna Eugenie. America's Musical I n h eritance:


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L'Qpe r a - C o m i q u e : 1 8 4 0 - 1 8 8 7 . 2 vols. Paris:
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Vennard, William. Singing; The M e c h a n i s m a nd the T e c h n i q u e ,
rev. ed. N e w York: Carl Fischer, Inc., 1967.

W i r t h - S t o c k h a u s e n , Julia. Ju l i u s Stockha u s e n : Der Sanger


des d e u t s c h e n L i e d e s . F r a n k f u r t - a m - M a i n : E n g l e r t
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Woglom, W i l l i a m H. D i s c o v e r e r s for M e d i c i n e . N ew Haven:


Yale U n i v e r s i t y Press, 1949.

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tion," (extract b y the author). C omptes rendus
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m u s i k a l i s c h e Z eitung 50 (26 M a y 1848): 406.

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. "Cher u b i n i ' s Ca n o n s als G e s a n g ü b u n g e n ."


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"J. S t o c k h a u s e n ' s e r s t e r J a h r e s b e r i c h t ü b e r
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C o m ptes rendus h e b d o m a d a i r e s des s é a nces de L ' A c a d é m i e des


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Dutrochet, Henri. "Rapport sur le M é m o i r e sur la v o i x


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"Editorial: The G a r c i a C e n t enary: The Old Mas t e r . "
Brit i s h M e d i c a l J o u r n a l 1 (1905) . C i t e d by
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" E l e c t r o m y o g r a p h y of the Intrinsic L a r y n g e a l
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"Singing L e s s o n s , " Harpe r ' s B a z a a r 33


(September 8 1900): 1187-90, (September 15):
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Thomson, St. Clair. "The H i s t o r y of the L a r y n goscope.
L a r y n g o s c o p e 15 (1905). Cit e d b y W i l l i a m H.
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Methods, V o c a l i s e s ,
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. A C o m p l e t e Treatise o n the A r t of Singing:


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. A C o m p l e t e Tr e a t i s e o n the A r t of S i n g i n g ,
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Hints on Singing. Edited by Hermann Klein.


N e w York: E. A s c h e r b e r g and Co., 1894.

M archesi, Mat h i l d e . The Art of Singing, Op. 21. Boo k I:


E l e m e n t a r y and G r a d u a t e d E x e r c i s e s . N e w York:
Belwi n - M i l l s , n.d.

__________. The A r t of Singing, Op. 21. Book II: T h i r t y


V o c a l i s e s for M e z z o - S o p r a n o . N e w York : B e l w i n -
Mills, n.d.

_________ . D i x - h u i t no u v e l l e s e t u d e s de style, m o y e n n e
d iffic u l t é , p o u r soprano o u m e z z o - s o p r a n o , Op~i 3 6 .
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_________ , e d . S a m m l u n g der b e l i e b s t e n K o l o r a t u r e - A r i e n
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. T h e o r e t i c a l and P r a c t i c a l V o c a l Method, Op. 3 1 .


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. T h i r t y V o c a l i s e s for H i g h or M e d i u m Voice, Op.


3 2 . E d i t e d by Estelle L iebling. N e w York: G .
S c h irmer, 1941.

. Twenty-Four Vocalises for Soprano, Op. 3. New


York: B e l w in-Mills, n.d.

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. T w e n t y - F o u r Vocal i s e s for So p r a n o or M e z z o -
S o p r a n o . E d i t e d by J.H. Cornell. New York: G.
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. V a r i a n t e s et p o i n t s d 'orgue: c o m p o s é e s p o u r
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S o p h i e Lowe. London: Novello, Ewer, and Co., 1884.

Correspondence

Barkan, Hans, trans. and ed. Joha n n e s Brahms a n d T h e o d o r


B i l l r o t h : Lett e r s fr o m a M u s i c a l F r i e n d s h i p .
N o r man: U n i v e r s i t y of O k l a h o m a Press, 1957.

Bryant, Hannah, trans., a nd Kalbeck, Max, e d . J o h a n n e s


Brahms: The H e r z o g e n b e r g C o r r e s p o n d e n c e . L o n d o n :
J o h n M urray, 1909.

W i r t h - S t o c k h a u s e n , Julia. "Fri e d r i c h C h r y s a n d e r s B riefe


an J u l i u s Sto c k h a u s e n . " D ie M u s i k f o r s c h u n g 7
(1954) : 176-199.

M a r c h e s i , Ma t h i l d e . "Correct M e t h o d s of Vocal S tudy."


The M u s i c of the M o d e r n W o r l d , 2 vols. Edited
by A n t o n Seidl. N e w York : D. A p p l e t o n and Co.,
1895. Vol. 2, 159-160.

Lavignac, A lbert, gen. ed. E n c y c l o p é d i e de la m u s i q u e


et d i c t i o n n a i r e du c o n s e r v a t o i r e . 11 vols ^ Paris;
L i b r a i r e Delagrave, 1926. Vol. 2: P h y s i o l o g i e
v o c a l e et a uditive tec h n i q u e v o c a l e et i n s t r u m e n t a l .
S.v. "Evolution de la t e c h n i q u e v ocale," b y
Jane Arger.

Mason, D a n i e l G., gen. ed. The A r t of M u s i c . 12 vols.


N e w York: The N a t i o n a l S o c i e t y of Music, 1915.
Vol. 5: The V o ice and V o c a l M u s i c , by D a v i d C.
Taylor

Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
The N a t i o n a l Un i o n C a talog: P r e - 1 9 5 6 I m p r i n t s . 559 vols.
London; M ansell, 1974, vol. 371.

Seidl, Anton. "The C o l o r a t u r e T e a c h i n g of M a d a m e V i a r d o t -


G arcia." The M u s i c of the M o d e r n W o r l d , 2 vols.
Edited by A n t o n Seidl. N e w York: D. A p p l e t o n and
Co., 1895. Vol. 2, 208-210.

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APPENDIX I

T R A N S L A T I O N OF T H E RE P O R T ON G A RCIA'S
M E M O I R E SUR LE VOIX H U M A I N E ^

P H Y S I O L O G I E — Re p o r t on the Thesis on the H u m a n V o i c e ,

prese n t e d to the A c a d e m y of Sciences by M a n u e l Garcia.

(Commissioners: Magendie, Savary, Dutrochet; reported

by ^enrij Dutrochet.)

The A c a d e m y nas c h a r g e d Messr==. M agendie, Savary,

and myself w i t h re p o r t i n g on a t r eatise w h i c h has b e e n p r e ­

sented by Ma n u e l Garcia, e n t i t l e d Thesis on the H u m a n

Voice. The state of h e a l t h of Mr. S avary has not p e r m i t ­

ted hi m to be a p a r t of the commission. We also re g r e t

the death of Mr. Savart, w h o h ad also joined us, an d to

w h o m we have b e e n i n d e b t e d for his o r i g i n a l r e s e a r c h in

acoustics. He was w i t h us w h e n we w i t n e s s e d the e vents

w h i c h we have the h o n o r of r e p o r t i n g to the A cademy.

The t heory of the fo r m a t i o n of v a rious sounds by

the human vocal o r g a n is incomplete. This t h e o r y has yet

to be r e conciled w i t h the type of i n s t r u m e n t to w h i c h the

appeared in Comptes rendus h e b d o m a d a i r e s des sean c e s de


L'Académie des sciences 12 (1841): 638-644.

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243

h u m a n v ocal o r g a n o u g h t to be compared. Ne a r l y all

physicists re g a r d it as b e l o n g i n g to the type of w i n d

i n s t r u m e n t in w h i c h the sound is g e n e r a t e d by the

v i b r a t i o n s of c e r t a i n sol i d and e l astic bodies. On the

o t h e r hand, Sa v a r t h a d c o m p a r e d the voc a l o r g a n to the

f l u t e - t y p e i n s t r u m e n t u s e d by h u nters to i m itate the song

o f c e r t a i n birds, in w h i c h the sound is solely g e n e r a t e d

b y v i b r a t i o n s of the air w h i c h b ounce off the w a l l s of a

cavity, or w h i c h are b r o k e n on the edge of a b o a r d . ^

In spite of the a u t h o r i t y whi c h d e s e r v e d l y b e l o n g s

to o ur c o l l e a g u e in a c o u s t i c a l matters, it m u s t be not e d

t h a t his theory of v o i c e has g a t h e r e d f e w followers.

F u r thermore, we a d v i s e d h i m to revise an d c o m p l e t e his

th e o r y a few days b e f o r e his death. It is hop e d that

som e traces of this r e v i s i o n w i l l be fou n d in his papers,

w h i c h will not fail to be of g r e a t interest.

H o w e v e r that m a y be, the v ocal o r g a n is so p e r f e c t

a n d has such m a r v e l o u s a n d d i v e r s e abilities, t h a t one is

t e m p t e d to b e l i e v e tha t it is not a si n g l e i n s trument, but

r a t h e r that we e n j o y the admi r a b l e p r i v i l e g e of c o n t i n u a l l y

t r a n s f o r m i n g it into a m u l t i t u d e of d i f f e r e n t i n struments.

L e t us obs e r v e it, for example, in the c h e s t r egister, or

l et us see it e x e r c i s e d in the falsetto. C ould it not be

sai d that two types of r e g isters are p r o d u c e d by two

The latt e r r e f e r e n c e is a p p a r e n t l y to the type of


edge tones p r o d u c e d by flue o rgan pipes, as d e s c r i b e d in
Helmholtz, 88-92; and C h a r l e s A. Culver, M u s i c a l A c o u s t i c s
(New York: McG r a w - H i l l , 1956), 184-186.

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244

instruments which are substituted one for the other? In

the meantime, we remain unsuccessful in determining the

differences which undoubtedly exist in the mechanism of

production of these two sorts of voice, which possess

such contrasting qualities. Yet it is certain that they

are completely distinct parts of the voice. In fac t , in

the area of the junction of these two voices, or registers,

that location where the lowest pitches of the falsetto

give way to the highest pitches of the full voice, there

are several pitches which may be produced by employing

either of these two voices. This fact, well known to

singers, has been acknowledged in p h y s i o l o g i c a l science

only in the last few years. It is set forth for the first

time in the work of Dr. Rusch entitled Philosophie de la

voix humaine, a portion of which has been translated into

English by Dr.- Bennati. "It is not difficult to imagine,"

writes Rusch, "that a part of the scale of this type of

voice (the falsetto) lies between the last pitches of the

natural voice (the chest voice) and the highest pitch

which one is capable of producing. In this sort of produc­

tion, a type of falsetto may be formed a little below the

point where lies the natural voice."

The facts which have been submitted to us by Manuel

Garcia have clearly confirmed this assertion. This skill­

ful teacher of singing has trained some students to

maneuver their voices with sufficient facility, in o r d e r

that the sounds which derive from the falsetto may be

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245

sep a r a t e d w i l l f u l l y a n d d i s t i n c t l y from those w h i c h

d e r i v e f r o m the full voice. T h erefore, after h a v i n g b e e n

t aken to t h e i r h i g h e s t diato n i c p i t c h in full voice, the

v oic e s of m e n and w o m e n can be e x t e n d e d by u s i n g the

f alsetto to r a i s e t h e m higher. The y can then d e s c e n d

d i a t o n i c a l l y , a l ways in falsetto, until a certain d i s ­

tance b e l o w the li m i t w h e r e the full voi c e o r d i n a r i l y

occurs. In this way, the same d i a t o n i c pitc h e s w h i c h

wou l d have b e e n p r o d u c e d in a s c e n d i n g by the full vo i c e

are p r o d u c e d b y d e s c e n d i n g in falsetto. Furth e r m o r e , we

have hea r d a sing l e s i n g e r p r o d u c e a l t e r n a t e l y and at

wil l the same p i t c h w i t h both full voi c e and falsetto,

thus p r o d u c i n g p a r a l l e l pitches in two voices. The e x ­

tent of the p i t c h a r e a h eld in c o m m o n by the two voices,

or registers, of c h e s t and falsetto, is v a r i a b l e a c c o r d ­

ing to i n d i v i d u a l s and acc o r d i n g to the i r facility,

w hi c h more or less e a s i l y gives t h e m the opt i o n a l use

of one or the o t h e r r e g i s t e r in the m i d d l e of the voice.

While this a r e a u s u a l l y e n c o m p a s s e s a s ixth to an octave,

it may s o m etimes e x t e n d to a tenth. According to Garcia,

this area c o m m o n to two regis t e r s is l o c a t e d on the same

pitches for b o t h m e n and women.

According to th e s e facts, it c a n n o t be d o u b t e d

that the full or c h e s t v oice and the f a l s e t t o m u s t e ach be

the prod u c t of an i m p o r t a n t and u n i q u e m o d i f i c a t i o n of

the m e c h a n i s m of the v ocal instrument. This c o n c l u s i o n is

further c o n f i r m e d b y an o b s e r v a t i o n of G a r c i a w h i c h

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246

particularly impressed our colleague, Savart, who, like

us, witnessed it. In o r d e r to produce the same pitch in

the part of the diatonic scale which is common to both

registers, the full voice and the falsetto must employ a

quantity of air or breath which is nowhere near the same.

Garcia demonstrated this fact to us with the following

experiment. Having filled his lungs with as much air as

possible, a singer produced in full voice a certain pitch

chosen from the pitch area common to both registers, and

he prolonged this vocal sound until the air in his lungs

was exhausted. The pendulum of a metronome served, by its

oscillations, to indicate the duration of the sound.

Having refilled his lungs, the singer next produced the

same pitch in falsetto and sustained it for as long as

possible. From these comparative experiments, repeated

several times, we noted twenty-four to twenty-six

oscillations of the p e n d u l u m during the duration of the

pitch in full voice, whereas there were only sixteen to

eighteen oscillations while the falsetto was p r o d u c e d .^

This experiment proves that, in p r o d u c t i o n of the

same pitch and in a gi v e n time, the vocal instrument dis­

penses more air in producing the falsetto than in produc­

ing the full voice or chest voice.

^ D u t r o c h e t 's r e p o r t c o n t a i n s n o i n f o r m a t i o n c o n ­
c e r n i n g specific pitches, vowels, and m e t r o n o m i c settings
w h i c h w e r e u s e d in th is e x p e r i m e n t .

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247

According to the c o m m o n o p i n i o n of a r t ists, the

f alsetto v o i c e forms a p a r t i c u l a r r e g i s t e r w h i c h d i f f e r s

from the r e g i s t e r b e l o n g i n g to the c h est voice, which lies

b e l o w it, and f r o m the h e a d voice, w h i c h lies a b o v e it.

Garcia, however, does n o t a d m i t to this opinion. He

considers the f a l setto v o i c e a nd the hea d vo i c e to b e l o n g

to the same register, u s i n g the same m e c h a n i s m f o r the

p r o d u c t i o n of sounds t h r o u g h o u t its extent. In this re­

gard, he draws his o p i n i o n from the fact that the fal­

setto and he a d v o i c e p r e s e n t a p e r f e c t and u n c h a n g i n g

continuity. The r e are no a d j a c e n t n o tes he r e w h i c h c an

be p r o d u c e d a l t e r n a t e l y b y one or the o t h e r of t h e s e two

voices, as there are in r e g a r d to the t r a n s i t i o n o f the

chest voi c e to the falsetto. Cons e q u e n t l y , this latter

voice and the h e a d voice b e l o n g to the same regis t e r ,

which Gar c i a d e s i g n a t e s the f a l s e t t o -h e a d regis t e r .

It is g e n e r a l l y k n o w n that w h e n the h u m a n v o i c e

ascends f rom l ow to high, as m u c h in ch e s t v o i c e as in

f a l setto-h e a d , the l a rynx g r a d u a l l y rises. This gradual

ascension of the l arynx has be e n r e g a r d e d as b e i n g in­

fluential on the p r o g r e s s i v e s t r e n g t h e n i n g of the h i g h e r

pitches, since it resu l t s in the g r a d u a l s h o r t e n i n g of

the vocal tract. Several p h y s i o l o g i s t s hav e d o u b t e d

this s h o r tening of the v o c a l t r a c t a c t u a l l y has the in ­

fluence a t t r i b u t e d to it, p a r t i c u l a r l y to the e x t e n t of

high vocal pitches. We do not int e n d to be o c c u p i e d

here with t h e o r e t i c a l q u e s tions. Our task is to e s t a b l i s h

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248

facts, and w i t h i n the r e a l m of facts the art of son g has

b e e n p r e s e n t e d to us anew. H e r e are those facts of w h i c h

it consists;

The full vo i c e and the falsetto, each s e e m i n g to

reta i n t heir p a r t i c u l a r m o d e of production, can each

p r o d u c e two pri n c i p l e v a r i e t i e s of timbre w h i c h G a r c i a

has d e s i g n a t e d as timbre cl a i r a nd timbre s o m b r e . Th e s e

two vo c a l timb r e s have h e r e t o f o r e bee n d e s i g n a t e d by

a r tists as v o i x blan c h e ^hite voicej and v o i x s o m b r e e

[somber v o i c e ] . In the p r o d u c t i o n of timbre c l a i r or

timbre s o m b r e , ei t h e r in c h e s t vo i c e or f a l s e t t o -h e a d ,

some ver y re m a r k a b l e a l t e r a t i o n s of the larynx and soft

pala t e are manife s t e d . Here are the facts w h i c h G a r c i a

has all o w e d us to w i t n e s s :

In the d i a t o n i c p r o d u c t i o n of pitc h e s f r o m lo w to

hi g h w i t h the t i mbre c l a i r , in full or chest v o i c e as

well as in f a l s etto-head, a c o n t i n u a l and g r a d u a l a s c e n s i o n

of the lary n x is observed. The soft p a l a t e is t h e r e f o r e

cons t a n t l y lowered. This is n o t the case, however, when the

voice passes to timbre s o m b r e .

In the full or ch e s t v o i c e p r o d u c e d w i t h this ti m b r e

s o m b r e , w h i l e as c e n d i n g fro m the lowe s t notes of this r e ­

gister to the h i g h e s t not e s p r o p e r to it, the l a r y n x r e ­

mains c o n s t a n t l y fixed in its lo w e s t p o s i t i o n an d the soft

palate is raised. It is the same in the p r o d u c t i o n of the

lowest p a r t of the false t t o in timbre s o m b r e , o r of th o s e

pitches w h i c h can be e q u a l l y p r o d u c e d in the full vo i c e .

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However, w h e n the singer, s till u s i n g timb r e s o m b r e ,

passes fro m the h i g h e s t part of the f a l s e t t o to that

are a e s p e c i a l l y d e s i g n a t e d b y a r t i s t s as the v o i x de

tete IJiead voicej, the larynx r ises slightly, b u t not

as m u c h as w h e n the voix de tete is p r o d u c e d w i t h

timbre c l a i r . In o r d e r to m a k e the c o m m i s s i o n e r s aware

of this dis t i n c t i o n , some of G a r c i a ' s students, wh o were

trai n e d to p r o d u c e the timbre c l a i r a n d the timbre

sombre at will, d e m o n s t r a t e d some scal e s in f alsetto in

w h i c h each p i t c h was a l t e r n a t e l y p r o d u c e d in timbre clair

a n d t i mbre s o m b r e . The d i f f e r e n c e b e t w e e n these two

qu a l i t i e s w a s then p e r f e c t l y d i s t i n g u i s h a b l e , the one

be i n g r i n g i n g and the other dull. In addition, we could

see the l a r y n x f ixed in a r a i s e d p o s i t i o n for the p r o d u c ­

tion of a c e r t a i n p i t c h in t i m b r e c l a i r and desc e n d c o n ­

si d e r a b l y for the p r o d u c t i o n o f this same p itch in timbre

sombre. W e w e r e a l l o w e d to f o l l o w this alt e r n a t e a s c e n ­

sion and d e s c e n s i o n of the l a r y n x w i t h b o t h the eye and

the fingers.

These o b s e r v a t i o n s are n o t c o m p l e t e l y ne w to the

ph y s i o l o g y of voice.

In fact, on 1 June 1 8 4 0 , ^ D i d a y a n d Pe t r e q u i n p r e ­

sented a thes i s to the A c a d e m y of S c i e n c e s c o n c e r n e d w i t h

the p h y s i o l o g i c a l s tudy of the v o i x s o m b r e e , a p a r t i c u l a r

D u t r o c h e t n otes here t h a t G a r c i a ' s thesis wa s n ot


pr e s e n t e d to the A c a d e m y of S c i e n c e s u n t i l 16 N o v e m b e r
1840.

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250

voice which has been known for onl y three years in

France, where it was imported from Italy by a celebrated

artist associated with our first lyric production.^ In

their thesis is recorded the physiological fact of the

low fixed larynx position for the diatonic production of

all pitches in chest voice, voix sombree. However,

these writers have not followed the phenomena which

this same timbre sombre presents in the falsetto. They

have even apparently considered the timbre sombre to

affect only the chest voice. Garcia may therefore claim

a part in the observation of the m e c h a n i s m w h i c h controls

the voix sombree. This mechanism has demonstrated that,

in the full or chest voice, as well as in the falsetto

or head voice, the human vocal organ may produce the same

scales using different lengths of the vocal tract, result­

ing in a change of timbre. Consequently, the different

lengths of this tract do not necessarily determine all

the pitches formerly attributed to them, and these same

differences in vocal tract length always coincide with the

existence of either timbre clair or timbre sombre in the

This r e f e r e n c e is appar e n t l y to G i l b e r t Duprez,


(1806-1896), w h o a d o p t e d the voi x s ombree a nd used it in
Napl e s in 1835, and t h e n in Paris in R o s s i n i ' s Gu i l l a u m e
T e l l , 17 A pril 1837. See p. 50; G r o v e 's , 5th ed., s.v.
"D u p r e z , G i l bert," by G u stave Chouquet; a n d H e n r y Pleasants,
The G reat Singers; F r o m the Dawn of O p e r a to O u r Own Time
(New York: S imon and Schuster, 1966), 165-170.

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In a d d ition to the two p r i n c i p l e ti m b r e s d e s i g n a t e d

as t imbre clair a nd timbre s o m b r e , there are seve r a l o t h e r

timb r e s , such as, for example, gutteral timbre, nasal

timbre, a nd so forth. G a rcia has e n d e a v o r e d to d e t e r m i n e

t h e m e c h a n i c a l condit i o n s of these timbres. We w i l l say

n o t h i n g in regard to these, since w e h ave n o t v e r i f i e d

Garcia's assertions.

In the h u man voice, there s o m e t i m e s exi s t s a lower

r egister, comp r i s i n g the l owest not e s w h i c h can b e p r o d u c e d

in ch e s t voice by the b a s s o p r o fondo. This register, cal l e d

t he c o n t rabass reg i s t e r b y Garcia, has still n o t been

o b s e r v e d in its full e s t extent, as found w i t h some singers

o f re l i g i o u s chant in Russia. D o c t o r Be n n a t i w as the first

to m a k e n ote of this to p h y s i o l o g i s t s . The p i t c h e s of

th i s register u n d o u b t e d l y b e l o n g to a v o c a l i n s t r u m e n t sui

g e n e r i s , very d i f f e r e n t from the one to w h i c h b e l o n g the

p i t c h e s of the c h est voice. In the l o w e s t not e s of this

l a t t e r v o ice or register, the l a r y n x is l o w e r e d b e l o w its

p o s i t i o n of rest. O n the contrary, for the p i t c h e s of the

c o n t r a b a s s register w h i c h lie e ven lower, the l a r y n x is

c a r r i e d to its g r e a t e s t e l e v a t i o n possi b l e . G a r c i a has

This mat e r i a l a p p a r e n t l y ref e r s to a m i d - n i n e t e e n t h


t h e o r y that the v o ice c h a nges pi t c h by f l u c t u a t i o n of
la r y n x position, th e r e b y l e n g t h e n i n g and s h o r t e n i n g the
v o c a l tract. Ba t t a i l l e re f e r r e d to this t h e o r y as well:
" M a i s , l^habile^p h y s i o l o g i s t e p r e t e n d que la l o n g e u r de
la t r a c h e e - - artere ou p o r t e — ve n t inf l u e sur 1 'elevation
o u 1 ' abaissement du son, ce qui est une erre u r . " See
B a ttaille, N o uvelles r e c h e r c h e s , 55.

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252

dem o n s t r a t e d for us a v e r y low and ra u c o u s s ound in this

regis t e r w h i c h is m o r e like the growl of an anim a l t h a n

the sound of the h uman voice. H owever, one of us has

bee n able to s tudy the c o n t r a b a s s v o i c e of the R u s s i a n

singer Yvanoff, w ho can d e s c e n d as far as g o f the

o cta v e be l o w the o r d i n a r y b a s s o . ^ A l t h o u g h this note

was infini t e l y sup e r i o r in q u a l i t y of sound to the n o i s e

p r o d u c e d by Garcia, it w o u l d be d i f f i c u l t to int r o d u c e

it into chant.

A c c o r d i n g to this a c c o u n t it is e a s i l y seen t h a t

one m e c h a n i s m cann o t e x p l a i n the f o r m a t i o n of all the

mus i c a l sounds that can be p r o d u c e d b y the h u m a n v o c a l

organ. This o r g a n can t r u l y be r e g a r d e d as b e i n g a l o n e

ca pable of r e p r e s e n t i n g an a s s e m b l y of i nstruments, dif­

f erent one from the other, a nd c a p a b l e of m y s t e r i o u s

m o d i f i c a t i o n s w h i c h o c c u r and are e s t a b l i s h e d w i t h an

admir a b l e s peed a c c o r d i n g to the w i l l of the e x p e r i e n c e d

singer. Further m o r e , if we ce a s e to c o n s i d e r the v o c a l

org a n as a m u s i c a l i n s t r u m e n t a nd c o n s i d e r all of the

non-mu s i c a l sounds w h i c h it can p r o d u c e th r o u g h v a r i e t i e s

of a r ticulation, thro u g h the i m i t a t i o n of c e r t a i n n o ises,

or the cries of ce r t a i n animals, etc., one ca n o n l y be

p r o f o u n d l y a s t o n i s h e d at the m u l t i p l i c i t y of m e c h a n i c a l

a l t e rations of w h i c h this organ, so simple in its stru c t u r e ,

is capable.

^The r e f e r e n c e h e r e is p r o b a b l y to Gy.

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253

In summary, w e be l i e v e that Garcia, w i t h his w i s d o m

and w i t h the a c c u r a c y of his o b s e r v a t i o n s as p r o f e s s o r of

singing, has seen a n d d e s c r i b e d several i n t e r e s t i n g facts

in h is thesis. It w i l l be n e c e s s a r y for us to k e e p an

a c c o u n t of the s e facts as a p a r t of the p h y s i o l o g i c a l

t h e o r y of the h u m a n voice. We have the h o n o r of p r e s e n t ­

ing this thesis to the A c a d e m y w i t h our satisfaction,.

The c o n c l u s i o n s of this r e port w e r e adopt e d .

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APPENDIX II

T R A N S L A T I O N OF A N E X T R A C T F R O M B A T T A I L L E ' S

NO U V E L L E S R E C H E R C H E S ^

PAPER PRESENTED

P H Y S I O L O G I E - New Res e a r c h in P h o n a t i o n ; by C h a r l e s Ba t t a i l l e

(Extract by the author.)

(C o m m i s s i o n e r s : F l o u r e n s , M i l n e Edwards, Bernard, Longet.)

If .he p h e n o m e n a of all sorts, r e v e a l e d in the

t hes i s w h i c h I h a v e the h o n o r of s u b m i t t i n g to the A c a d e m y ' s

j udgem e n t , are e x a m i n e d at a g l a n c e and in the i r entirety,

they will be seen to be g r o u p e d into three a reas w h i c h are

fundamentals, c o rrelatives, and d i r e c t e s s e n t i a l s for the

p r o d u c t i o n of the hum a n voice. These three phen o m e n a ,

w h i c h can be ca l l e d the voc a l t r i p o d , are: the t e n s i o n of

the v o c a l folds, the p o s t e r i o r o c c l u s i o n of the glottis,

a nd the c u r r e n t of p h o n a t o r y air. These p h e n o m e n a are

essentials and cor r e l a t i v e s to such an e x t e n t that, if one

is absent, p h o n a t i o n is imp o s s i b l e .

T r a n s l a t e d by the w r i t e r from the e x t r a c t w h i c h


a p p e a r e d in C o mptes rendus h e b d o m a d a i r e s des séa n c e s de
L ' A c a d é m i e des sciences 52 (1861), 716-722. C o m m e n t s and
c o m p a r i s o n s of this mat e r i a l w i t h c u r r e n t r e s e a r c h are
i n c l u d e d in the di s c u s s i o n of B a t t a i l l e 's w o r k in
C h a p t e r III, pp. 79-114.

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255

I realize, and have so stated, that seme p itches

can be p r o d u c e d u s i n g t e n s i o n an d air curr e n t alone, w i t h

the g l o t t i s sli g h t l y open in its length. But, accor d i n g

to my re c o l l e c t i o n , the r e s u l t thus o b t a i n e d is al m o s t

a p h o n i a an d is re s t r i c t e d to a v e r y limi t e d series of

p i t c h e s w h i c h are so l a bored t h a t t hey m a y be c o n s i d e r e d to

be o u t s i d e of the act of p h o n a t i o n . H e n c eforth, I will

d i v i d e m y gene r a l conclu s i o n s into three sections, succes­

si v e l y set a part accor d i n g to the te n s i o n of the vocal

f o l d s , the p o s t e r i o r o c c l u s i o n o f the g l o t t i s , a n d the

c u r r e n t of p h o n a t o r y a i r , and I w i l l summa r i z e e a c h of

these t hree p h e n o m e n a from two p e r s p e c t i v e s : the m e c h a n i s m

which produces t h e m and the r e s u l t s i s s u i n g f r o m this

m e chanism.

I. Tension of the V o c a l Folds

A. Generating m e c h a n i s m ; The ten s i o n of the vocal

f olds s i m u l t a n e o u s l y occurs in a n t e r i o r - p o s t e r i o r and

lateral d i r ections.

The causes of a n t e r i o r - p o s t e r i o r t e n s i o n lie in the

cricoid, thyroid, and a r y t e n o i d cartil a g e s , in the a r t i c u l a ­

tions b e t w e e n these cartilages, an d in the c r i c o t h y r o i d

a nd p o s t e r i o r aryt e n o i d m u s cles. In fact, the v o c a l folds

are s t r e t c h e d b e t w e e n the t h y r o i d a n d the a r y t enoids; but,

since the a r y t e n o i d s are fixed to the cricoid, which

c arries t h e m in its movements, it is a c t u a l l y w i t h the aid

of the thyr o i d and the c r i c o i d t h a t the a r y t e n o i d s r e ceive

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256

nin e - t e n t h s of t h e i r l o n g i t u d i n a l tension. The

c r i c o t h y r o i d a r t i c u l a t i o n a l lows a r o c k i n g mot i o n by

wh i c h the thyroid, c a r r y i n g w i t h it, o n its p o s t e r i o r

part, the a r y t e n o i d s and the vocal folds w h i c h are

att a c h e d to them. F o r its part, the c r i c o a r y t e n o i d

art i c u l a t i o n p e r m i t s some ob l i q u e m o v e m e n t s of the a r y t e n o i d s ,

fro m front to b a c k a nd f rom inside to outside, which u n iform­

ly cause an a n t e r i o r - p o s t e r i o r tension. The c r i c o t h y r o i d

muscles, r u n n i n g f r o m b o t t o m to top a n d d i s p o s e d in

fasiculi of u n e q u a l length, b r i n g a b o u t the rock i n g moti o n ,

e i ther in one m o v e m e n t or gradually. F o r t h eir part, the

posterior arytenoid muscles slightly p u l l the a r ytenoids

in b a c k and fix the vo c a l folds posteri o r l y . Nev e r t h e l e s s ,

it mu s t be said that, in this c i r c u mstance, the p r i n c i p l e

goal of these m u s c l e s is to s t a bilize the arytenoids.

The causes of the d i f f e r e n t la t e r a l tensions in the

sub-glottal a nd the v e n t r i c u l a r regions of the vocal folds:

In reg a r d to the sub-g l o t t a l region, if it is r e c a l l ­

ed that the vo c a l m e m b r a n e is v ery s o l i d l y fixed to the

superior edge of the cricoid, and that lo n g i t u d i n a l tension

gives a c ertain fix i t y to the free b o r d e r of the vo c a l

folds, it w ill be u n d e r s t o o d h o w the i n t e r m e d i a t e r e g i o n

b e t ween these two points, c a u s e d to b e c o m e con v e x by the

r i g idity of the f a s i c u l a r pl a n e or the h o r i z o n t a l p o r t i o n

of the t h y r o a r y t e n o i d m uscles, sustains a te n s i o n w h i c h is

v erified by l a r y n g o s c o p i c observation.

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257

The v e n t r i c u l a r re g i o n is t e n s e d in the follo w i n g

manner: the int e r n a l o b lique or a r c i f o r m f i b e r s of the

th y r o a r y t e n o i d s b ecome mor e r e c t i l i n e a r tha n curved,

d e v e l o p in the m a n n e r of a fan, a nd d r a w the fixed

membrane inwardly from the sup e r i o r b o r d e r o f the f a s icular

plane, which is tensed longi t u d i n a l l y , to the free border

of the folds.

B. Res u l t s :

1. The vo c a l folds are s t r e t c h e d in l e n g t h and in

width.

2. The longi t u d i n a l tens i o n and the e x t e r n a l lateral

te n s i o n o r v e n t r i c u l a r t e n s i o n alwa y s take place. The

internal lat e r a l tension or s u b - g l o t t a l t e n s i o n m a y d i s a p ­

pea r and, as a m a t t e r of fact, does d i s a p p e a r in the fal­

setto r e g ister,

3. Tot a l or par t i a l ten s i o n p l a c e s the lig a m e n t s in

a s tate of vibrat i o n .

4. Si n c e it may be i n c r e a s e d or d e c r e a s e d by p e r c e p ­

tible gradat i o n s , (this tension) permits the folds to

en g e n d e r all the pitc h e s of the h u m a n voice, f r o m low to

high, and recipro c a l l y .

5. While in c r e a s i n g a nd d e c r e a s i n g , (this tension)

may, for its p a r t , c o m p e n s a t e the e f f e c t s of i n t e n s i t y or

we a k n e s s of the air c u r r e n t a n d p e r m i t the i n c r e a s e or

d e c r e a s e o f the force of s o u n d on e a c h d e g r e e of the

vocal scale.

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258

II. P o s t e r i o r O c c l u s i o n of the G l ottis

A. Generating Mechanism:

The g l o t t i s is closed in the r e a r in its inter c a r -

t i l a g i n o u s p o r t i o n and in a c e r t a i n a r e a of its i n t e r l i g a -

m e n t o u s por t i o n .

The o c c l u s i o n of the i n t e r c a r t i l a g i n o u s glottis

s i m u l t a n e o u s l y r e sults f r o m the a r t i c u l a t i o n of the ar y ­

te noids w i t h the cricoid, from the c o n f o r m a t i o n of the i n ­

ternal s u r f a c e s o f the ary t e n o i d s , and f r o m the action of

the t h y r o a r y t e n o i d , lateral c r i c o a r y t e n o i d , and p o s t e r i o r

ar y t e n o i d mus c l e s .

The c r i c o a r y t e n o i d a r t i c u l a t i o n p e r m i t s the ar y ­

te noids an o b l i q u e m o v e m e n t f r o m o u t s i d e to insi d e and

fro m f ront to back, w h i c h br i n g s th e i r b a s e s together,

allowing them a rotational movement about themselves

w h i c h g r a d u a l l y a f f r o n t s t heir v o c a l p r o c e s s e s . The in­

ternal s u r f a c e s of the a rytenoids, s l i g h t l y c o n v e x from

top to bott o m , p e r m i t these c a r t i l a g e s to be a f f r o n t e d

ve r y c l o s e l y and gradually, e i t h e r by the i n f e r i o r third,

or by the s u p e r i o r two-thirds, o f th e s e int e r n a l surfaces.

The t h y r o a r y t e n o i d and lateral c r i c o a r y t e n o i d m u s c l e s

cau s e p r o g r e s s i v e a f f r o ntement. The t r a n s v e r s e and

oblique arytenoid muscles determine the e n t i r e l y p o s t e r i o r

a f f r o n t e m e n t of the arytenoids. If this a f f r o n t e m e n t takes

p l a c e by the i n f e r i o r t h i r d of the internal s u r f a c e s of the

a rytenoids, it is due to the i n f e r i o r h o r i z o n t a l fibers of

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259

the thyroarytenoids, to the internal and m i d d l e fibers of

the lateral c r i c o a r y t e n o i d s , and to the infer i o r fibers of

the transverse arytenoids. If it takes pla c e by the

s uperior t w o-thirds of the a b o v e - n a m e d surfaces, it is p r o ­

duced by the i n t ernal and exter n a l obli q u e fibers of the

t h yr oarytenoids, by the m i d d l e and e x t ernal fibers of the

l ateral c r i c o a r y t e n o i d s , by the m i d d l e and sup e r i o r fibers

of the t r a n sverse a ryt enoids, by the obl i q u e arytenoids,

a nd by the small thyro ar y t e n o i d s . The p a r t i a l o c c l u s i o n

of the i n t e r l i g a m e n t o u s g l o t t i s is due to the super i o r

h ori z o n t a l fibers of the t h y r o a r y t e n o i d mu s c l e s i n s e r t e d on

t he free b o r d e r of the v o c a l ligaments.

B. Results ;

1. The glottis m a y be c l o s e d in the rea r in all its

i nte r c a r t i l a g i n o u s p o r t i o n and in a c e r t a i n are a of its

inter l i g a m e n t o u s portion.

2. This o c c l u s i o n m a y g r a d u a l l y inc r e a s e or decrease.

3. It expands or less e n s the are a of the v i b r a t i n g

surface and t h ereby c o i n c i d e s w i t h the p r o d u c t i o n of low

or high pitches.

4. By increa s i n g and decreasing, it may, for its part,

compensate the e f fects of s t r e n g t h or w e a k n e s s of air

current and a l l o w the i n c r e a s e or dec r e a s e of in t e n s i t y of

sound on each degr e e of the v ocal scale.

5. The p r o g r e s s i v e a f f r o n t i n g of the a r y t e n o i d s ma y

sometimes oc c u r to the e x t e n t of the inf e r i o r third of the

internal ary t e n o i d surfaces, which happens in the c h e s t

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register, and s o m e t i m e s to the exte n t of the superior two-

thirds of these surfaces, as h a p p e n s in falsetto register.

III. C u r r e n t of P h o n a t o r y Ai r

Air, d rawn by i n h a l a t i o n into the chest and b r o u g h t

w i t h a certain force a g a i n s t the v ocal ligaments, w h i c h

are pr e v i o u s l y stretched, brings a bout vocal production.

I wil l not d e s c r i b e here the r e s p i r a t o r y mec h a n i s m used

for phonation, se e i n g tha t it r e q u i r e s a study w hich is

a c t u a l l y outside the p u r p o s e of this paper. I will c o n ­

tent my s e l f w i t h sett i n g forth the results:

1. The p a s s a g e of an air c u r r e n t w h i c h p o s sesses a

d e s i r e d intensity and w h i c h e n c o u n t e r s the vocal folds,

w h i c h are a p p r o x i m a t e d and tensed, caus e s them to ent e r

into vibration.

2. The i ncrease in i n t e n s i t y of the air current m a y

coi n c i d e with the e l e v a t i o n of pitch, w h i c h is due to the

te nsion of the folds.

3. For the same pitch, the inc r e a s e in intensity of

the air current caus e s a w e a k e r t e n s i o n of the folds a n d a

grea t e r opening o f the g l o t t i s in the rear.

4. Stretched in all d i r e c t i o n s , the folds vibrate

in the mann e r of m e m b r a n e s s t r e t c h e d in all directions.

5. The inten s i t y of the s o u n d and the amplitude of

the vibrations are in d i r e c t p r o p o r t i o n to the i ntensity

of the air current.

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261

Di v e r s e Con s i d e r a t i o n s

F a s c i c u l a t i o n of mu s c l e s ; I cannot e m p h a s i z e enough

the d i s p o s i t i o n in fas c i c l e s common to all i n t r i n s i c m u scles

of the larynx. I believe that a co m p l e t e e n o u g h knowl e d g e

(of this factor) can n o t be had. (This fasiculation) is the

c e r t a i n c a use of the m a r v e l o u s fa c u l t y w h i c h the h u man

voice p o s s e s s e s to r a p i d l y sing th r o u g h the s m a l l e s t i n ter­

vals of the v o c a l scale and to ch a r m the e ar by the rapid

c o n n e c t i o n o f the m o s t se p a r a t e d pitches. Moreo v e r , it

plays an i m p o r t a n t role in the p r o d u c t i o n of the c h e s t and

falsetto r e gisters.

Dou b l e e m p l o y m e n t of m uscles : The i n t r i n s i c m uscles

all ha v e the c o m m o n p u r p o s e of m o v i n g the c a r t i l a g e s of the

larynx. Therefore, on the one hand, the p o s t e r i o r c r i c o ­

a ryt e n o i d s sep a r a t e the ar y t e n o i d s w h i c h are b r o u g h t together

b y the p o s t e r i o r aryten o i d s , the la t e r a l cricoaryt e n o i d s ,

and the t h y r o a r y t e n o i d s ; moreover, these t h ree mu s c l e s

c ause the a r y t e n o i d s to p i v o t on themselves. The c r i c o ­

thyroids c a use the c r i c o i d to rock. On the o t h e r hand, the

t h y r o a r y t e n o i d s are us e d to s tretch the v o c a l folds in

width, u s i n g t h e i r s u b - g l o t t a l and v e n t r i c u l a r fibers, and

the c r i c o t h y r o i d s u n i t e w i t h the p o s t e r i o r a r y t e n o i d s to

deter m i n e a n t e r i o r - p o s t e r i o r t ension of the folds.

A p p l i c a t i o n of o b s e r v e d facts to the p r i n c i p l e

p h e n o m e n a of s i n g i n g ; L et us first r ecall the d i s t i n c t i v e

c h a r a c t e r i s t i c s of eac h o f the registers:

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262

In the c h e s t r e g i s t e r the g l o t t i s is linear; the

gradual j o ining o f the aryte n o i d s t akes p l a c e by the in­

f e r i o r third of t heir i n t ernal s urfaces; the folds vibr a t e

in their three regionsr and the t e n s i o n is s t r onger than

in the f a l setto r e g i s t e r for the same pitch.

In the fal s e t t o r e g i s t e r the gl o t t i s is more or less

of elliptical form, more loos e l y c l o s e d in the p o s t e r i o r

portion than in the ch e s t r e g i s t e r for the same pitch; the

sub-glottal t e nsion is not p resent; the a n t e r i o r - p o s t e r i o r

a n d v e n t r i c u l a r t e n s i o n s are w e a k e r for the same p i t c h than

in the c hest register; finally, the p r o g r e s s i v e j o ining of

the arytenoids takes p lace by the s u p e r i o r two-th i r d s of

t h e i r internal surfaces.

N o w l et us e x a m i n e some of the p r i n c i p l e phenomena

of singing, the range of the c h e s t voice, for example.

T hi s range va r i e s to a g reat e x t e n t a nd I w a n t to e x p l a i n

why:

The p r o g r e s s i v e o c c l u s i o n o f the glot t i s in the

r e a r coincides w i t h lon g i t u d i n a l tension for the e l e v a t i o n

of pitch. Now, this o c c l u s i o n is for the m o s t p a r t due

to the a f f r o n t e m e n t of the aryten o i d s , b u t also to the

sup e r i o r h o r i z o n t a l f ibers of the t h y r o a r y t e n o i d s inserted

in the vocal folds. It follows that, d u r i n g all the p r o ­

g ress i v e phases of a r y t e n o i d a f f r o n t e m e n t , the e l e v a t i o n

of p itch w i l l be e a s i l y ac c o m p l i s h e d . B e y o n d this point,

however, especially if the f ibers i n s e r t e d in the l i g a m e n t s

are wea k or absent, the e l e v a t i o n o f p i t c h can no lo n g e r

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263

take p l a c e e x c e p t by l o n g i t u d i n a l tension. As a matt e r

of fact, all singers w h o s e chest voices are ext e n s i v e

p o ssess voc a l p r o c e s s e s (aryte n o i d apophyses) w h i c h are

especially well-developed in length, as part of a very

large larynx, indi c a t i v e of g r e a t d e v e l o p m e n t of the vocal

folds, and, therefore, n e e d less longitudinal tension for

the e l e v a t i o n of pitch. On the o t h e r hand, w i t h wom e n and

children, w h o s e v ocal p r o c e s s e s are s h orter an d w hose

l arynxes are smaller, the c h e s t v o i c e is less extensive,

n e c e s s i t a t i n g grea t e r l o n g i t u d i n a l tension. This returns

us to the p r i n c i p l e that the e x t e n t of the c h e s t voice

mus t de p e n d on the leng t h of the vo c a l processes, on the

p r e s e n c e or the abs e n c e of the h o r i z o n t a l fibers ins e r t e d

in the v o c a l folds, on the n u m b e r and str e n g t h of these

fibers, on the ex t e n t of c o n t r a c t i o n p e r m i t t e d the c r i c o t h y ­

roid muscles, and f i n a l l y on the d e g r e e of r e s i s t a n c e of

the voc a l folds. It is a k n o w n fac t t h a t vo i c e s of men and

wom e n fall into d i f f e r e n t ty p e s of q u a l i t i e s w h i c h have

been d e s i g n a t e d und e r the v o i c e c l a s s i f i c a t i o n s of b a s s ,

b a r i t o n e , t e n o r , s o p r a n o , and c o n t r a l t o . For a skilled

ear, there is no p o s s i b l e confusion between these different

types. One m i g h t as w e l l c o n f u s e the sound o f a c o n t r a b a s s

w it h that of a vio l o n c e l l o , an d the s o u n d of a cla r i n e t

w it h that of an oboe. These different sono r i t i e s result

from d i f f e r e n c e s in size, in den s i t y , and in the p a r t i c u l a r

structure w h i c h occu r s in the v o c a l folds of d i f f e r e n t

subjects. It is for this r e a s o n tha t it is n e c e s s a r y to

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264

class i f y voices, n o t accor d i n g to their range, but

accor d i n g to the c h a r a c t e r of so u n d w h i c h belongs to them.

W i t h o u t a doubt, one of the m o s t curious p h o n o m e n a

of the h uman v o i c e is the c o e x i s t a n c e of two d i s tinct

registers, s i m u l t a n e o u s l y s u p e r i m p o s e d an d o v e r l a p p i n g

in such a w a y t h a t one e x ceeds the o t h e r at the top of the

range, and is, in turn, sur p a s s e d at the bottom. Now,

the p h y s i o l o g i c a l laws w h i c h I h a v e e n d e a v o r e d to e s t a b l i s h

are in com p l e t e h a r m o n y w i t h the a bove phonomena. First,

I hav e said t h a t the p o s t e r i o r o c c l u s i o n of the glottis

raises the p i t c h of the che s t v o i c e c o n c u r r e n t l y w i t h the

ligamentous tension. Let us s u p p o s e that I emit the p i t c h

f in chest register. The i n t e r c a r t i l a g i n o u s glottis is

c los e d in all its length and the v o c a l folds are tensed

in their three regions. I s u d d e n l y pass to f^ in falsetto.

The sub-glottal regi o n b e comes relaxed; that is, the are a

of the v i b r a t i n g surface d i m i n i s h e s a g o o d third in its

t hickest region. To p r o d u c e the p i t c h f^, therefore, I

will no longer n e e d as gr e a t a tension, since, h e n c eforth,

I w i l l p o ssess the factor of a s m a l l e r and more n a r r o w

membrane. In addition, we have see n that, in this

circumstance, the l o n g i tudinal t e n s i o n diminishes. Simul­

taneously, the p o s t e r i o r o p e n i n g of the g l ottis is i n c r e a s ­

ed. Now, if the field of l o n g i t u d i n a l tens i o n has increas­

ed, and if, on the oth e r hand, due to the increase of the

poste r i o r glo t t a l opening, I m a y onc e ag a i n a f front the

arytenoids, I w i l l be p e r m i t t e d to pass into falsetto

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265

v o i c e O'- ^ it. i f^, using all the t e n s i o n and o cclusion

r e m a i n i n g to me; and if is the limit of m y chest voice,

I w i l l be able to surpass this limit w i t h the falsetto

r egister.

Now, w h y does the falsetto r e g i s t e r d i s a p p e a r in

the low range be f o r e the lower notes of the c hest register?

I w i l l explain:

As the lo w e s t p i t c h e s of the fal s e t t o are reached,

the l i g a m e n t o u s t e nsion becomes w e a k e r an d the glottis is

o p e n e d m o r e and mor e in the rear. The s o u n d ceases at the

p o i n t w h e r e the se p a r a t i o n of the folds is too great and

the t e n s i o n t oo w e a k for vi b r a t i o n to take place. Now, at

thi s p o i n t the p i t c h in f alsetto is the same as the very

p i t c h where, in chest register, a s u f f i c i e n t t e nsion

and a f f r o n t e m e n t can be e s t a b l i s h e d to p r o d u c e the v i b r a ­

tio n s anew.

Now, by e x p l a i n i n g h o w the c h e s t r e g i s t e r is e x ­

c e e d e d above b y the f a lsetto register, and in turn exceeds

the f a l setto below, I have s u f f i c i e n t l y c l a r i f i e d the

p h e n o m e n o n of the c o e x i s t a n c e of two r e g i s t e r s in the

m i d d l e p a r t of the voc a l scale.

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VITA

James R i c h a r d J o i n e r was b orn 15 D e c e m b e r 1942

Brookhaven, Mississippi. He a t t e n d e d the p u b l i c sc h o o l s

in Natchez, Mississippi, and w as g r a d u a t e d fr o m N a t c h e z

High School in 1960. Tn the same ye a r he e n r o l l e d in

Mississippi College and c o m p l e t e d a B a c h e l o r of M u s i c

Degree in C h u r c h M u s i c in M a y 19 64 with an a p p l i e d are a

in Voice. F r o m 1964-19 66 he a t t e n d e d S o u t h w e s t e r n

Ba p t i s t T h e o l o g i c a l S e m i n a r y in Fo r t Worth, Texas. He

r e c e i v e d the M a s t e r o f Chu r c h M u s i c Degree fro m th a t

insti t u t i o n in D e c e m b e r 1968. The title of his M a s t e r ' s

thesis was "A S t u d y of the Relatio n s h i p s B e t w e e n the T u n e s

of A m e r i c a n F o l k - H y m n o d y and the Tunes of the G e n eral

British-American R e p e r t o r y of Fol k Song." A f t e r s e ven

years of work in c h u r c h m u s i c and p rivate vocal teaching

in N e w p o r t News, Virginia, and S i l v e r Spring, M a ryland,

he e n t e r e d the g r a d u a t e p r o g r a m in voice at L o u i s i a n a

State U n i v ersity. F r o m this inst i t u t i o n he r e c e i v e d the

M a s t e r of M u s i c D e g r e e in Vocal P e r f o r m a n c e in D e c e m b e r

1974. He was e n r o l l e d in the Ph.D. p r o g r a m in C o l l e g e -

Level T e a c h i n g (Vocal Pedagogy) fr o m 1974-1979. In

August, 1975, he a s s u m e d the p o s i t i o n of A s s i s t a n t P r o f e s s o r

of M u s i c at C a m p b e l l s v i l l e College, C a m p b e l l s v i l l e , K e n tucky,

a p o s i t i o n still h e l d in D e c e m b e r 1979.

266

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EXAMINATION AND THESIS R E PO R T

Candidate: James Richard Joiner

Major Field: Music

Title of Thesis: Th e Vocal Principles of G a r c i a A s R e p r e s e n t e d b y H i s P u p i l s :


Battaille, Marchesi, and S t o c k h a u s e n

Approved:

M ajor Professor and Chairman

Dean of the Graduate Sch

EXAMINING COMMITTEE:

Date of Examination:

October 24, 1979

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