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Reductions in HIV Risk-Associated

Sexual Behaviors among Black Male


Adolescents: Effects of an AIDS
Prevention Intervention

John B. Jemmott III, PhD, Loretta Sweet Jemmott, RN, PhD, and Geoffrey
T. Fong, PhD

Introduction rant a diagnosis of AIDS, many of these


young adults may have acquired the in-
Acquired immune deficiency syn- fection as adolescents.4
drome (AIDS) has created a major health Statistics on rates of sexually trans-
crisis. In the United States, over 179 000 mitted diseases (STDs) and unintended
cases of AIDS had been reported as of pregnancy suggest that adolescents en-
May 1991, with over 113 000 deaths at- gage in sexual activities that heighten risk
tributed to the disease.' But these num- of HIV infection.5-11 Adolescents have
bers represent only part of the problem. higher rates of syphilis, gonorrhea, and
An estimated 1 million people have been pelvic inflammatory disease than do all
infected by the human immunodeficiency other age groups. Inner-city Black adoles-
virus (HIV), the cause of AIDS.2,3 These cents, however, are particularly at risk:
people, too, are likely to develop AIDS. STDs are two to three times more com-
Although HIV can be transmitted perina- mon in inner-city populations, and the ad-
tally from infected mothers to their new- olescent pregnancy rate is nearly twice as
borns, the risk of infection is primarily as- high among Blacks as among Whites. The
sociated with two kinds of behaviors: (1) prevalence of intravenous drug use in the
the sharing of contaminated hypodermic inner city also heightens the risk of HIV
needles and other drug paraphernalia and infection for Black adolescent residents.
(2) the exchange of semen, blood, or vag- Although the adolescents themselves may
inal fluids during sexual activities.1 The not use intravenous drugs-indeed, some
most promising method of curtailing the data12 indicate that intravenous drug use
spread of AIDS is to reduce the frequency among adolescents is rare-they may
of high-risk behaviors. have sexual relationships with intrave-
In this paper we report the results of nous drug users or with individuals who
a field experiment employing an interven- have had sex with such potentially in-
tion designed to reduce the frequency of fected persons.
HIV risk-associated sexual behaviors Despite the potential risk of sexually
among inner-city Black male adolescents. transmitted HIV infection among inner-
Although most reported AIDS cases in the city Black adolescents, there is a dearth of
intervention studies on behavior change in
United States involve White homosexual
and bisexual men, Blacks are, in fact, dis-
proportionately burdened by AIDS. Only
John B. Jemmott III is with the Department of
12% of the nation's population is Black, Psychology, Princeton University. Loretta
yet 28% of AIDS patients are Black.' Ad- Sweet Jemmott is with the College of Nursing
olescents represent 1% of all reported at Rutgers, The State University of New Jer-
AIDS cases in the United States. But this sey. Geoffrey T. Fong is with the Department
of Psychology at the University of Waterloo,
statistic may underestimate the potential Waterloo, Ontario, Canada.
for HIV infection among adolescents. Requests for reprints should be sent to
Adults in their 20s constitute 20% of all John B. Jemmott III, PhD, Princeton Univer-
reported AIDS cases, and because several sity, Department of Psychology, Green Hall,
Princeton, NJ 08544-1010.
years typically elapse between the time a This paper was submitted to the Journal
person is infected with HIV and the ap- February 20, 1991, and accepted with revisions
pearance of clinical signs sufficient to war- August 22, 1991.

March 1992, Vol. 82, No. 3


Redudng the Rik of HIV Infection

this population. More broadly, research a function how subjects were recruited.) search indicates that this procedure in-
into adolescents' sexual behavior, for the About 97% of the participants were cur- creases the accuracy of self-reports. While
most part, has been conducted on female rently enrolled in school. The mean num- the participants completed the preinter-
adolescents.'3 Yet it is also important to ber of years of education of their mothers, vention questionnaires, they were strati-
understand the dynamics of male adoles- as reported by participants, was 13.82 fied by age and randomly assigned within
cents' sexual behavior. Male adolescents (SD = 3.17). Few participants (4.5%) re- age to either the AIDS condition or the
are more likely to initiate sexual activities ported ever sharing needles or ever having career-opportunities condition and to one
with their partners,1314-'16 and the male's receptive anal intercourse (2.3%), or hav- of 27 small groups (14 in the AIDS condi-
use of a condom is the best method to ing sexual relationships with males exclu- tion and 13 in the control condition) led by
reduce the risk of contracting or spreading sively (1.6%) or with both males and fe- a trained male or female facilitator. A total
an STD during sexual activities. males (0.8%). Their chief HIV risk was of 85 adolescents were assigned to the
Recent studies provide initial exper- from heterosexual activities. About 33.9% AIDS condition, and 72 were assigned to
imental evidence that AIDS prevention in- reported having more than one coital part- the control condition. The sample sizes
terventions emphasizing attitudes, knowl- ner in the previous 3 months, and 12.8% of are smaller in some analyses because of
edge, and skill-building can increase the respondents indicated that they had attrition or because subjects gave no re-
condom procurement among Black male had heterosexual anal intercourse during sponse to the question.
adult STD patients'7 and self-reported that period. About 20.9% of the respon- AIDS risk-reduction condition. Par-
condom use among White male homosex- dents who had had coitus in the previous ticipants in the AIDS risk reduction con-
uals.18 In an AIDS intervention study'9 of 3 months reported that they never used dition received a 5-hour intervention de-
Black and Hispanic adolescents, those in condoms during those experiences, and signed to increase their knowledge of
the intervention conditions, compared only 30.2% reported always using con- AIDS and STDs and to weaken proble-
with those not receiving an intervention, doms. The adolescents were offered $40 matic attitudes toward risky sexual behav-
showed increased ratings of the value of for participating: $15 for taking part in the iors. The intervention included informa-
AIDS education and reduced approval of intervention and $25 for attending the tion about risks associated with
intravenous drug use 1 month after the 3-month follow-up. Of the original partic- intravenous drug use and specific sexual
intervention. DiClemente and col- ipants, 150 completed the 3-month fol- activities. Videotapes, games, exercises,
leagues20 tested an AIDS education inter- low-up questionnaire, for a return rate of and other culturally and developmentally
vention on classes within middle and high 96%. The return rate was not different be- appropriate materials were used to rein-
schools in San Francisco and found that, tween experimental conditions. force learning and to encourage active par-
compared with control classes, those that ticipation. All materials had been exten-
received the AIDS instruction had greater Procedure sively pilot tested and were selected not
AIDS knowledge and less fear of being The study was approved by the hu- only to provide accurate information, but
infected by classmates who have the dis- man subjects committee ofPrinceton Uni- to do so in ways that would be interesting
ease. DiClemente et al.20 urged behavioral versity. Adolescents and parents signed to inner-city Black male adolescents. For
assessments in future intervention studies separate consent forms. They were given example, one video, "The Subject is
on adolescents. descriptions of the study that took into AIDS," was narrated by a Black woman
In the present study we examined account the fact that the adolescents and had a multiethnic cast. In one game,
whether Black male adolescents who would be randomly assigned to an AIDS "AIDS Basketball,"21 participants in
were randomly assigned to an AIDS risk risk reduction intervention or to a career- small-group sessions were divided into
reduction intervention would have greater opportunities intervention. The studywas teams that earned points for correctly an-
knowledge and less positive attitudes and described as a risk reduction project, de- swering factual questions on AIDS. In one
intentions regarding risky sexual behavior signed "to understand Black male youths' exercise, "Uncle Bill's Advice Col-
than would those assigned to a control in- behaviors that may create risks such as umn,"'21 pairs of adolescents wrote a re-
tervention on career opportunities. Most unemployment, truancy, teenage preg- sponse to a letter to Uncle Bill about AIDS
important, we also examined whether nancy, and sexually transmitted diseases, or risky behavior and then read it to the
risky sexual behaviors would decline in especiallyAIDS, and to findways to teach rest ofthe group for discussion. A condom
the intervention condition, relative to the Black male youth how to reduce these exercise focused on the correct use of con-
control condition, during the 3 months af- risks." doms. The participants also engaged in
ter the intervention. The intervention session was held at role-playing situations depicting potential
a local school on Saturday, October 15, problems in tying to implement safer sex
1988. That morning, the participants com- practices, including abstinence. A more
Medwds pleted preintervention questionnaires, detailed description of the intervention is
which took about 90 minutes. Immedi- available from the authors.
Study Sample ately before completing the question- Career-opporntuies condition. An
The participants were 157 Black male naires, the participants signed an agree- important concem in designing this exper-
adolescents (mean age = 14.64 years, ment indicating that they understood that iment was to control for Hawthorne ef-
SD = 1.66) from Philadelphia, Pa, who it was important to answer the questions fects to reduce the likelihood that effects
were recruited from among outpatients at carefully and honestly, that their answers of the AIDS intervention could be attrib-
a medical clinic in West Philadelphia would be confidential, and that their uted to nonspecific features, including
(44%); students attending the 10th, 11th, names would not be put on their question- group interaction and special attention. A
and 12th grade assemblies at a local high naires. The participants also signed such waiting-list or no-treatment control condi-
school (32%); and adolescents at a local agreements before completing postinter- tion would not control for these confound-
YMCA (24%). (The results do not differ as vention and follow-up questionnaires. Re- ing variables and consequently was seen

March 1992, Vol. 82,, No. 3 American Journal of Public Health 373
Jcemot Miet al.

as undesirable. In addition, for ethical and eraged to form a scale on which higher rect out of 57 was calculated from the pre-
methodological reasons, every effort was scores indicated higher incidence of risky intervention, postintervention, and
made to ensure that the experiences of sexual behavior. Coefficient a for the scale follow-up questionnaires. Coefficient a
control participants were as valuable and was .67 at preintervention and .72 at fol- was .73, .89, and .82, respectively.
enjoyable as those of experimental partic- low-up. Other measures. On the postinter-
ipants.22 Accordingly, participants in the Intentions and attitudes regarding vention questionnaire, the participants an-
control condition received an intervention nsky sexual behavior in the net 3 months. swered a series of questions about their
concerning career planning and opportu- The theory of reasoned action and a grow- perceptions of the intervention activities.
nities. Structurally similar to the AIDS in- ing empirical literature suggest that atti- The facilitators completed a questionnaire
tervention, it also lasted 5 hours and used tudes and intentions are related to behav- regarding their impressions of the experi-
videotapes, small-group discussions, ex- ior, including HIV risk-associated sexual ence of the adolescents in their small
ercises, and games. The participants behavior.23-27 The participants' attitudes groups and their success at implementing
viewed the film "Career and You." In one and intentions regarding engaging in the the intervention. The Marlowe-Crowne
game, "The Career Game," participants aforementioned sexual practices in the Social Desirability Scale29 was used to
in small groups were divided into teams next 3 months were measured at preinter- measure the tendency of participants to
that earned points for correctly answering vention, immediately postintervention, descnrbe themselves in favorable, socially
questions about careers. They partici- and at the 3-month follow-up. To measure desirable terms.
pated in a value-awareness exercise, and intentions, participants were asked to rate
they did a career analysis. the likelihood that they would engage in
After the interventions, all partici- each behavior in the next 3 months on a Results
pants completed the postintervention scale from "extremely unlikely" (1) to Intervention Integrity
questionnaires. This took about an hour. "extremely likely" (7). At each time
To reduce the effects of demand charac- point, the ratings were averaged to form Before considering effects of the
teristics, the questionnaires were admin- scales on which higher numbers indicated AIDS intervention on knowledge, atti-
istered by research assistants, not by the stronger intentions to engage in risky sex- tudes, intentions, and behavior, it is im-
facilitators. ual behavior in the next 3 months. Coef- portant to establish that the participants in
ficient a was .68 at preintervention, .72 at the two conditions were equally involved
Facilitators postintervention, and .70 at follow-up. To in their interventions and found them to be
The facilitators were 27 Black adults measure attitudes, participants were valuable and enjoyable. There were no
(11 women and 16 men) with a mean age asked to rate their attitudes toward engag- differences between conditions in the par-
of 36.2 years (SD = 6.8). The AIDS facil- ing in each behavior in the next 3 months ticipants' ratings of their liking for the in-
itators had backgrounds in human sexu- on a scale from "extremely negative" (1) tervention, their learning from the activi-
ality education, mental health counseling, to "extremely positive" (7). At each time ties, whether the intervention would help
AIDS education, nursing, or social work. point, the ratings were averaged to form them in the future, their general emotional
The career-opportunities facilitators had scales on which higher numbers indicated reactions toward the intervention, or their
backgrounds in education, career guid- more favorable attitudes toward engaging participation level. The only significant
ance, or business. All facilitators had at in risky sexual behavior in the next 3 difference between the groups was that
least a 4-year college degree. A majority months. Coefficient a was .63 at preinter- those in the AIDS condition would be
had experience with small-group facilita- vention, .68 at postintervention, and .63 at more likely to recommend the project to
tion. follow-up. other teenagers than would those in the
One week before the intervention, AIDS and STD knowdge. Partici- careers condition-mean ratings of 4.18
the facilitators received 6 hours of train- pants answered factual true-false ques- vs 3.78 on a 5-point scale, F (1,
ing. AIDS and careers facilitators were tions regarding AIDS and STDs. Thirty 152) = 4.43,P < .04.Thefacilitators'rat-
trained at the same time, but in separate items concerned AIDS and were taken ings of their small groups were consistent
groups. By discussing potential problems from scales previously used in research on with the participants' self-ratings: They
and issues as a group, the facilitators were adolescents by DiClemente et al.2028 revealed a high degree of attentiveness
able to fashion common responses. The Thirty additional items concerned infor- and interest, with no differences between
training emphasized that all facilitators of mation about either AIDS or STDs in gen- conditions. In addition, there was evi-
the same intervention must implement it eral that is not tapped by the DiClemente dence that the facilitators had been suc-
in the same way so as to reduce facilitator measures. To ensure the content validity cessful in presenting the interventions in
effects. of the scale, six AIDS experts-scientists the same way. Analyses on knowledge,
and clinicians involved in AIDS-related attitudes, intentions, and behavior re-
Measures research, patient care, or education- vealed no differences that could be attrb-
Riskysexual behavior ding thepre- rated the information in each item on a uted to the particular small group in which
vious 3 months. On the preintervention 3-point scale from "unimportant" (0) to the adolescents participated, independent
and follow-up questionnaires, the partici- "important" (1) to "essential" (2) for lay- of experimental condition.
pants answered a series of questions about persons to know. Eighteen items were
their sexual practices in the previous 3 seen as essential (mean ratings = 2.0) by Knowledge, Attitudes, and
months, including coitus, multiple sexual every judge, and 39 items had mean rat- Intentions
partners, condom use, and heterosexual ings in the important to essential range The data were analyzed with
anal intercourse. At each assessment, par- (mean ratings 2 1.00). Three items the Condition x Gender of Facilitator analy-
ticipants' responses to the individual items judges considered either ambiguous or un- ses of covariance,30 controlling for prein-
were converted to z scores and then av- important were deleted. The number cor- tervention measures of the relevant crite-

374 American Journal of Public Health March 1992, Vol. 82, No. 3
Reducing the Risk of HIV Infection

rion. Table 1 contains the adjusted


postintervention means. Immediately after
the intervention, participants in the AIDS
condition had greater knowledge about
AIDS, F (1, 151) = 19.58, P < .0001, ex-
pressed less favorable attitudes toward
risky sexual behaviors, F (1, 150) = 8.42,
P < .004, and reported weaker intentions
to engage in such behavior than did their
counterparts in the career-opportunities
condition, F (1, 150) = 17.45, P < .0001.
The Condition x Gender of Facilitator in-
teraction on knowledge was significant, F
(1, 151) = 4.26, P < .04, indicating that
the degree of increase in knowledge
caused by the AIDS intervention was
greater with male facilitators than with fe-
male facilitators.
Three-month follow-up. Three
months after the intervention, participants
in the AIDS condition still scored higher
on AIDS knowledge, F (1, 147) = 9.46,
P < .003, and reported weaker intentions
to engage in risky sexual behavior in the
next 3 months, F (1, 144) = 7.58,
P < .007, than did those in the career-
opportunities condition. Table 2 contains
the adjusted means. There was a nonsig-
nificant trend toward less favorable atti-
tudes regarding risky sexual behavior
among those in the AIDS condition than
among those in the control condition, F (1,
144) = 2.82, P < .10. However, a signif-
icant Condition x Gender of Facilitator having coitus on fewer days, with fewer Discussion
interaction, F (1, 144) = 8.91, P < .003, women, and with fewer women who were
indicated that the effect of the AIDS in- involved in sexual relationships with other Given the widely recognized poten-
tervention on lowering attitudes was men. Subjects in the AIDS condition also tial risk of sexually transmitted HIV
greater with female facilitators than with reported fewer occasions of coitus with- among inner-city Black adolescents, the
male facilitators. out a condom and were less likely to re- results of the present experiment are en-
Risly Sewual Behavior port having anal intercoursewith a woman couraging. They suggest that interven-
in the 3 months postintervention than tions that increase knowledge about AIDS
As Table 2 shows, when preinterven- were the other adolescents. Condition x and change attitudes toward risky sexual
tion reports of risky sexual behavior are Gender of Facilitator interactions of the behavior may have salutary effects on
controlled for, participants in the AIDS same form as on the aggregate risky be- Black adolescents' risk of HIV infection.
condition reported engaging in less risky havior index were statistically significant
sexual behavior in the 3 months following Compared with their counterparts in the
on number of days on which the partici- control condition, the inner-city Black
the intervention than did participants in the
career-opportunities condition, F (1, pants engaged in coitus, number of days male adolescents who were randomly as-
on which the participants had coitus with- signed to an AIDS intervention subse-
135) = 6.48, P < .01. The Condition x out using a condom, and experience with
Gender of Facilitator interaction was sig- quently had lower intentions of engaging
nificant, F (1, 135) = 4.19, P < .04, indi- heterosexual anal intercourse in the past 3 in sexual behaviors that would increase
cating that the reduction in risky sexual be- months. their risk of contracting or spreading HIV
havior caused by the AIDS intervention infection. These adolescents also had less
was greater with female facilitators than Social Desirabilty Bias favorable attitudes toward risky sexual
with male facilitators. Marlowe-Crowne Social Desirability behaviors and greater AIDS knowledge.
Table 3 shows that the effects of the Scale scores were unrelated to preinter- Analyses on data from the 3-month fol-
intervention were fairly consistent across vention self-reports, 3-month follow-up low-up revealed that the adolescents who
different sexual behaviors. Although ado- self-reports, or amount of change in self- received the AIDS intervention also re-
lescents in the AIDS condition were not reports of risky sexual behavior. In addi- ported engaging in less risky sexual be-
significantly (P < .10) more likely than tion, the scores were unrelated to prein- havior following the intervention than did
those in the career-opportunities condi- tervention, postintervention, or follow-up those who received the control interven-
tion to practice complete abstinence in the intentions and attitudes or to changes in tion. Moreover, the effects of the inter-
3 months postintervention, they did report these variables. vention on intentions regarding risky sex-

March 1992, Vol. 82, No. 3 American Journal of Public Health 375
Jemmott m et al.

ual behavior and AIDS-related knowledge after the AIDS intervention. Responses, with information about AIDS will result in
were sustained over the 3 months. The however, were unrelated to social desir- greater sexual activity is perhaps simply a
effects on attitudes observed immediately ability bias. Nevertheless, because it is fear.
postintervention were evident at the fol- difficult to validate self-reported sexual The present study focused on sexual
low-up among participants who had a fe- behavior,31 interpretations of the present behaviors that heighten risk of HIV infec-
male facilitator. findings should take into consideration the tion. However, the overwhelming major-
These results cannot be explained as possibility that the participants' self-re- ity of the subjects did not report any ho-
a simple result of the special attention re- ports might have been inaccurate. mosexual or bisexual experiences.
ceived by the adolescents in the AIDS in- It might be argued that the gender of Sharing needles and other intravenous
tervention condition. The two interven- facilitators and group members should be drug use paraphernalia would also in-
tions were matched in length and involved matched to enhance an intervention's ef- crease risk of HIV infection, but few of
similar kinds of activities. Moreover, the fectiveness. Consonant with this argu- these subjects reported engaging in such
participants' evaluations of their experi- ment, the AIDS intervention caused behavior. The important question of
ences were quite similar across the inter- greater increases in postintervention whether interventions of the type used in
ventions. Although career-opportunities AIDS knowledge when the facilitator was the present study would be effective with
subjects did not learn about AIDS, they male than when the facilitator was female. Black male adolescents who engage in ho-
did gain knowledge that would be valuable But this advantage ofmale facilitators was mosexual or bisexual activities orwho use
to them in the future, given the high un- not evident on postintervention attitudes intravenous drugs will have to be ad-
employment among inner-city Black ado- or intentions, and itvanished at follow-up. dressed in future studies. More broadly,
lescents. In fact, 3-month follow-up data revealed research on strategies to change HIV risk-
By its very nature, risky sexual be- that the AIDS intervention caused less associated behavior in diverse popula-
havior is private behavior and conse- self-reported risky behavior and less pos- tions is still in its infancy. We are optimis-
quently must be assessed using self-report itive attitudes toward such behavior when tic, however, that by conducting research
measures, which may be biased.31 We em- the facilitator was female than when the along these lines, it may be possible to
ployed several techniques to make it less facilitatorwas male. These results provide curb the spread of AIDS. O
likely that the subjects would miniize or scant support for the view that matching
exaggerate reports of their sexual experi- the gender of facilitator and intervention
ences: (1) code numbers rather than recipient enhances the effectiveness of Acknowledginents
names were used on the questionnaires, AIDS interventions with Black male ado- This research was supported in part by Amer-
(2) facilitators were not involved in any lescents. ican Foundation for AIDS research grants
000667 and 000952 and National Institute of
way in the administration of question- One common argument against Child Health and Human Development grant
naires, (3) the importance of responding AIDS education programs for adolescents HD24921.
honestly was emphasized, and (4) partic- and children has been that exposing them Some of these data were presented at the
ipants were assured that their responses to information about sex will encourage meeting of the Society of Behavioral Medicine,
them to engage in sexual activity. Our April 1990, Chicago, Ill.
would be kept confidential. Furthermore, The authors gratefully acknowledge the
if concern about how they would be data, however, provide some evidence contributions to this research project of Leon-
viewed by others influenced respondents' that the opposite may be true. Adoles- ard Johnson, Konstance McCaffree, and Di-
reports of their sexual behavior, those cents who received the AIDS intervention onne Jane Latham, and the helpful suggestions
were less likely to engage in sexual activ- of Paula Braverman, David Brody, Ann Marie
whose need for social approval was stron- Carosella, Robert T. Croyle, James M. Jones,
ger29 might have differed from the other ity, and those who did were more likely to Pamela Kato, Caryn Lerman, David Schor,
adolescents in self-reported risky sexual engage in safer sexual activity. Thus, the Melvin Snyder, and Mark Zanna regarding an
behavior or in the change in their reports common fear that providing adolescents earlier version of this article.

376 American Journal of Public Health March 1992, Vol. 82, No. 3
n the Risk of HIV Infection

metropolitan-area teenagers: 1971-1979. 22. Cook TD, Campbell DT. Quasi-epei-


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March 1992, Vol. 82, No. 3 American Journal of Public Health 377

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